Nuveen Diversified Dividend & Income Fund NPX Annual report of proxy voting record

Nuveen Diversified Dividend & Income Fund (JDD) N-PXAnnual report of proxy voting record

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF

REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number 811-21407

Nuveen Diversified Dividend and Income Fund

(Exact name of registrant as specified in charter)

333 West Wacker Drive, Chicago, Illinois 60606

(Address of principal executive offices) (Zip Code)

Gifford R. Zimmerman – Chief Administrative Officer

(Name and address of agent for service)

Registrant’s telephone number, including area code: 312-917-7700

Date of fiscal year-end: December 31

Date of reporting period: June 30, 2010

Item 1. Proxy Voting Record

Proxy Voting Summary

Nuveen Diversified Dividend and Income Fund

Security Capital Sleeve

July 1, 2009 - June 30, 2010

Company Name

Ticker

CUSIP

Meeting

Date

Meeting

Type

Item
Number

Proposal

Proponet

Management
Recommendation

Vote
Instruction

HCP, Inc.

HCP

40414L109

22-Apr-10

Annual

1.1

Elect Director James F. Flaherty III

Management

For

1.2

Elect Director Christine N. Garvey

Management

For

1.3

Elect Director David B. Henry

Management

For

1.4

Elect Director Lauralee E. Martin

Management

For

1.5

Elect Director Michael D. Mckee

Management

For

1.6

Elect Director Harold M. Messmer, Jr.

Management

For

1.7

Elect Director Peter L. Rhein

Management

For

1.8

Elect Director Kenneth B. Roath

Management

For

1.9

Elect Director Richard M. Rosenberg

Management

For

1.10

Elect Director Joseph P. Sullivan

Management

For

Ratify Auditors

Management

For

Require a Majority Vote for the Election of Directors

Share Holder

Against

Apartment Investment and Management Company

AIV

03748R101

26-Apr-10

Annual

Elect Director James N. Bailey

Management

For

Elect Director Terry Considine

Management

For

Elect Director Richard S. Ellwood

Management

For

Elect Director Thomas L. Keltner

Management

For

Elect Director J. Landis Martin

Management

For

Elect Director Robert A. Miller

Management

For

Elect Director Kathleen M. Nelson

Management

For

Elect Director Michael A. Stein

Management

For

Ratify Auditors

Management

For

Ventas, Inc.

VTR

92276F100

30-Apr-10

Annual

1.1

Elect Director Debra A. Cafaro

Management

For

1.2

Elect Director Douglas Crocker, II

Management

For

1.3

Elect Director Ronald G. Geary

Management

For

1.4

Elect Director Jay M. Gellert

Management

For

1.5

Elect Director Robert D. Reed

Management

For

1.6

Elect Director Sheli Z. Rosenberg

Management

For

1.7

Elect Director James D. Shelton

Management

For

1.8

Elect Director Thomas C. Theobald

Management

For

Ratify Auditors

Management

For

Require a Majority Vote for the Election of Directors

Share Holder

Against

Federal Realty Investment Trust

FRT

313747206

04-May-10

Annual

1.1

Elect Director Jon E. Bortz

Management

For

1.2

Elect Director David W. Faeder

Management

For

1.3

Elect Director Kristin Gamble

Management

For

Ratify Auditors

Management

For

Approve Omnibus Stock Plan

Management

For

Prepare Sustainability Report

Share Holder

Against

Sunstone Hotel Investors, Inc.

SHO

867892101

05-May-10

Annual

1.1

Elect Director Robert A. Alter

Management

For

1.2

Elect Director Arthur L. Buser, Jr.

Management

For

1.3

Elect Director Lewis N. Wolff

Management

For

1.4

Elect Director Z. Jamie Behar

Management

For

1.5

Elect Director Thomas A. Lewis, Jr.

Management

For

1.6

Elect Director Keith M. Locker

Management

For

1.7

Elect Director Keith P. Russell

Management

For

Ratify Auditors

Management

For

Amend Omnibus Stock Plan

Management

For

AMB Property Corporation

AMB

00163T109

06-May-10

Annual

Elect Director T. Robert Burke

Management

For

Elect Director David A. Cole

Management

For

Elect Director Lydia H. Kennard

Management

For

Elect Director J. Michael Losh

Management

For

Elect Director Hamid R. Moghadam

Management

For

Elect Director Frederick W. Reid

Management

For

Elect Director Jeffrey L. Skelton

Management

For

Elect Director Thomas W. Tusher

Management

For

Elect Director Carl B. Webb

Management

For

Ratify Auditors

Management

For

Health Care REIT, Inc.

HCN

42217K106

06-May-10

Annual

1.1

Elect Director Thomas J. DeRosa

Management

For

1.2

Elect Director Jeffrey H. Donahue

Management

For

1.3

Elect Director Fred S. Klipsch

Management

For

Ratify Auditors

Management

For

Host Hotels & Resorts, Inc.

HST

44107P104

06-May-10

Annual

Elect Director Roberts M. Baylis

Management

For

1.2

Elect Director Willard W. Brittain, Jr.

Management

For

Elect Director Terence C. Golden

Management

For

Elect Director Ann McLaughlin Korologos

Management

For

Against

Elect Director Richard E. Marriott

Management

For

Elect Director John B. Morse, Jr.

Management

For

Elect Director Gordon H. Smith

Management

For

Elect Director W. Edward Walter

Management

For

Ratify Auditors

Management

For

Public Storage

PSA

74460D109

06-May-10

Annual

1.1

Elect Director B. Wayne Hughes

Management

For

1.2

Elect Director Ronald L. Havner, Jr.

Management

For

1.3

Elect Director Dann V. Angeloff

Management

For

1.4

Elect Director William C. Baker

Management

For

1.5

Elect Director John T. Evans

Management

For

1.6

Elect Director Tamara Hughes Gustavson

Management

For

1.7

Elect Director Uri P. Harkham

Management

For

1.8

Elect Director B. Wayne Hughes, Jr.

Management

For

1.9

Elect Director Harvey Lenkin

Management

For

1.10

Elect Director Avedick B. Poladian

Management

For

1.11

Elect Director Gary E. Pruitt

Management

For

1.12

Elect Director Ronald P. Spogli

Management

For

1.13

Elect Director Daniel C. Staton

Management

For

Ratify Auditors

Management

For

Simon Property Group, Inc.

SPG

828806109

06-May-10

Annual

Elect Director Melvyn E. Bergstein

Management

For

Elect Director Linda Walker Bynoe

Management

For

Elect Director Larry C. Glasscock

Management

For

Elect Director Karen N. Horn, PhD

Management

For

Elect Director Allan Hubbard

Management

For

Elect Director Reuben S. Leibowitz

Management

For

Elect Director Daniel C. Smith, PhD

Management

For

Elect Director J. Albert Smith, Jr.

Management

For

Ratify Auditors

Management

For

Saul Centers, Inc.

BFS

804395101

07-May-10

Annual

1.1

Elect Director General P.X. Kelley

Management

For

1.2

Elect Director Charles R. Longsworth

Management

For

1.3

Elect Director Patrick F. Noonan

Management

For

1.4

Elect Director B. Francis Saul III

Management

For

Ratify Auditors

Management

For

Other Business

Management

For

Against

Senior Housing Properties Trust

SNH

81721M109

12-May-10

Annual

1.1

Elect Trustee John L. Harrington

Management

For

1.2

Elect Trustee Mr. Adam Portnoy

Management

For

Ratify Auditors

Management

For

Corporate Office Properties Trust

OFC

22002T108

13-May-10

Annual

1.1

Elect Director Jay H. Shidler

Management

For

1.2

Elect Director Clay W. Hamlin, III

Management

For

1.3

Elect Director Thomas F. Brady

Management

For

1.4

Elect Director Robert L. Denton

Management

For

1.5

Elect Director Douglas M. Firstenberg

Management

For

1.6

Elect Director Randall M. Griffin

Management

For

1.7

Elect Director David M. Jacobstein

Management

For

1.8

Elect Director Steven D. Kesler

Management

For

1.9

Elect Director Kenneth S. Sweet, Jr.

Management

For

1.10

Elect Director Richard Szafranski

Management

For

1.11

Elect Director Kenneth D. Wethe

Management

For

Amend Omnibus Stock Plan

Management

For

Ratify Auditors

Management

For

Vornado Realty Trust

VNO

929042109

13-May-10

Annual

1.1

Elect Director Candace K. Beinecke

Management

For

1.2

Elect Director Robert P. Kogod

Management

For

1.3

Elect Director David Mandelbaum

Management

For

1.4

Elect Director Richard R. West

Management

For

Ratify Auditors

Management

For

Approve Omnibus Stock Plan

Management

For

Require a Majority Vote for the Election of Directors

Share Holder

Against

Require Independent Board Chairman

Share Holder

Against

Declassify the Board of Directors

Share Holder

Against

For

Boston Properties, Inc.

BXP

101121101

18-May-10

Annual

1.1

Elect Director Mortimer B. Zuckerman

Management

For

1.2

Elect Director Carol B. Einiger

Management

For

1.3

Elect Director Jacob A. Frenkel

Management

For

Declassify the Board of Directors and Eliminate Plurality Voting Standard For Election of Directors

Management

For

Ratify Auditors

Management

For

Prepare a Sustainability Report

Share Holder

Against

Require Independent Board Chairman

Share Holder

Against

Essex Property Trust, Inc.

ESS

297178105

18-May-10

Annual

1.1

Elect Director Keith R. Guericke

Management

For

1.2

Elect Director Issie N. Rabinovitch

Management

For

1.3

Elect Director Thomas E. Randlett

Management

For

Ratify Auditors

Management

For

Other Business

Management

For

Against

AvalonBay Communities, Inc.

AVB

053484101

19-May-10

Annual

1.1

Elect Director Bryce Blair

Management

For

1.2

Elect Director Bruce A. Choate

Management

For

1.3

Elect Director John J. Healy, Jr.

Management

For

1.4

Elect Director Timothy J. Naughton

Management

For

1.5

Elect Director Lance R. Primis

Management

For

1.6

Elect Director Peter S. Rummell

Management

For

1.7

Elect Director H. Jay Sarles

Management

For

1.8

Elect Director W. Edward Walter

Management

For

Ratify Auditors

Management

For

Extra Space Storage Inc.

EXR

30225T102

19-May-10

Annual

1.1

Elect Director Spencer F. Kirk

Management

For

1.2

Elect Director Anthony Fanticola

Management

For

1.3

Elect Director Hugh W. Horne

Management

For

1.4

Elect Director Joseph D. Margolis

Management

For

1.5

Elect Director Roger B. Porter

Management

For

1.6

Elect Director K. Fred Skousen

Management

For

1.7

Elect Director Kenneth M. Woolley

Management

For

Ratify Auditors

Management

For

Taubman Centers, Inc.

TCO

876664103

21-May-10

Annual

1.1

Elect Director Jerome A. Chazen

Management

For

1.2

Elect Director Craig M. Hatkoff

Management

For

1.3

Elect Director Ronald W. Tysoe

Management

For

Ratify Auditors

Management

For

Amend Omnibus Stock Plan

Management

For

Mack-Cali Realty Corporation

CLI

554489104

25-May-10

Annual

1.1

Elect Director Alan S. Bernikow

Management

For

1.2

Elect Director Kenneth M. Duberstein

Management

For

1.3

Elect Director Vincent Tese

Management

For

1.4

Elect Director Roy J. Zuckerberg

Management

For

Ratify Auditors

Management

For

Douglas Emmett, Inc.

DEI

25960P109

27-May-10

Annual

1.1

Elect Director Dan A. Emmett

Management

For

1.2

Elect Director Jordan L. Kaplan

Management

For

1.3

Elect Director Kenneth M. Panzer

Management

For

1.4

Elect Director Leslie E. Bider

Management

For

1.5

Elect Director Ghebre Selassie Mehreteab

Management

For

1.6

Elect Director Thomas E. O’Hern

Management

For

1.7

Elect Director Andrea Rich

Management

For

1.8

Elect Director William Wilson III

Management

For

Ratify Auditors

Management

For

The Macerich Company

MAC

554382101

27-May-10

Annual

Elect Director Arthur M. Coppola

Management

For

Elect Director Edward C. Coppola

Management

For

Elect Director James S. Cownie

Management

For

Elect Director Fred S. Hubbell

Management

For

Elect Director Mason G. Ross

Management

For

Elect Director Dr. William P. Sexton

Management

For

Ratify Auditors

Management

For

SL Green Realty Corp.

SLG

78440X101

15-Jun-10

Annual

1.1

Director Edwin T. Burton, III

Management

For

Amend Omnibus Stock Plan

Management

For

Ratify Auditors

Management

For

Equity Residential

EQR

29476L107

16-Jun-10

Annual

1.1

Elect Trustee John W. Alexander

Management

For

1.2

Elect Trustee Charles L. Atwood

Management

For

1.3

Elect Trustee Linda Walker Bynoe

Management

For

1.4

Elect Trustee Boone A. Knox

Management

For

1.5

Elect Trustee John E. Neal

Management

For

1.6

Elect Trustee David J. Neithercut

Management

For

1.7

Elect Trustee Mark S. Shapiro

Management

For

1.8

Elect Trustee Gerald A. Spector

Management

For

1.9

Elect Trustee B. Joseph White

Management

For

1.10

Elect Trustee Samuel Zell

Management

For

Ratify Auditors

Management

For

Require a Majority Vote for the Election of Trustees

Share Holder

Against

Nuveen Diversified Dividend and Income Fund

NWQ Sleeve


Merck & Co., Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: MRK	07-Aug-09	589331107	Special


CA, Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: CA	14-Sep-09	12673P105	Annual



		Management Recommendation	Vote Instruction
1	Elect Director Raymond J. Bromark	For	For
2	Elect Director Gary J. Fernandes	For	For
3	Elect Director Kay Koplovitz	For	For
4	Elect Director Christopher B. Lofgren	For	For
5	Elect Director William E. McCracken	For	For
6	Elect Director John A. Swainson	For	For
7	Elect Director Laura S. Unger	For	For
8	Elect Director Arthur F. Weinbach	For	For
9	Elect Director Renato (Ron) Zambonini	For	For
10	Ratify Auditors	For	For
11	Amend Executive Bonus Program	Against	For


H. J. Heinz Finance Co	Meeting Date	CUSIP	Meeting Type
Ticker: N/A	28-Sep-09	42307T306	Annual



		Management Recommendation	Vote Instruction
1.1	Elect Director Leonard A. Cullo, Jr.	For	For
1.2	Elect Director Edward J. McMenamin	For	For
1.3	Elect Director Arthur B. Winkleblack	For	For
2	Elect Director Andrew L. Stidd	For	For


Frontier Communications Corp.	Meeting Date	CUSIP	Meeting Type
Ticker: FTR	27-Oct-09	35906A108	Special


Microsoft Corporation	Meeting Date	CUSIP	Meeting Type
Ticker: MSFT	19-Nov-09	594918104	Annual



		Management Recommendation	Vote Instruction
1	Elect Director William H. Gates, III	For	For
2	Elect Director Steven A. Ballmer	For	For
3	Elect Director Dina Dublon	For	For
4	Elect Director Raymond V. Gilmartin	For	For
5	Elect Director Reed Hastings	For	For
6	Elect Director Maria Klawe	For	For
7	Elect Director David F. Marquardt	For	For
8	Elect Director Charles H. Noski	For	For
9	Elect Director Helmut Panke	For	For
10	Ratify Auditors	For	For
11	Permit Right to Call Special Meeting	For	For
12	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For
13	Adopt Principles for Health Care Reform	Against	Against
14	Report on Charitable Contributions	Against	Against


EDP-Energias de Portugal S.A	Meeting Date	CUSIP	Meeting Type
Ticker: N/A	16-Apr-10	X67925119	Annual



		Management Recommendation	Vote Instruction
	Meeting for ADR Holders
1	Accept Financial Statements and Statutory Reports for Fiscal 2009	For	For
2	Approve Allocation of Income and Dividends	For	For
3	Approve Discharge of Management and Supervisory Board	For	For
4	Authorize Repurchase and Reissuance of Shares	For	Against
5	Authorize Repurchase and Reissuance of Debt Instruments	For	For
6	Approve Remuneration Report Issued by Remuneration Committee for the Executive Directors	For	Against
7	Approve Remuneration Report Issued by Remuneration Committee for the Corporate Bodies	For	Against
8	Elect Supervisory Board Member	None	Against


Citigroup Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: C	20-Apr-10	172967101	Annual



		Management Recommendation	Vote Instruction
1	Elect Director Alain J.P. Belda	For	For
2	Elect Director Timothy C. Collins	For	For
3	Elect Director Jerry A. Grundhofer	For	For
4	Elect Director Robert L. Joss	For	For
5	Elect Director Andrew N. Liveris	For	For
6	Elect Director Michael E. O’Neill	For	For
7	Elect Director Vikram S. Pandit	For	For
8	Elect Director Richard D. Parsons	For	For
9	Elect Director Lawrence R. Ricciardi	For	For
10	Elect Director Judith Rodin	For	For
11	Elect Director Robert L. Ryan	For	For
12	Elect Director Anthony M. Santomero	For	For
13	Elect Director Diana L. Taylor	For	For
14	Elect Director William S. Thompson, Jr.	For	For
15	Elect Director Ernesto Zedillo	For	For
16	Ratify Auditors	For	For
17	Amend Omnibus Stock Plan	For	For
18	Amend Omnibus Stock Plan	For	For
19	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For
20	Amend NOL Rights Plan (NOL Pill)	For	For
21	Approve Reverse Stock Split	For	For
22	Affirm Political Non-Partisanship	Against	Against
23	Report on Political Contributions	Against	For
24	Report on Collateral in Derivatives Trading	Against	For
25	Amend Articles/Bylaws/Charter — Call Special Meetings	Against	For
26	Stock Retention/Holding Period	Against	For
27	Reimburse Expenses Incurred by Stockholder in Contested Election of Directors	Against	For


Lockheed Martin Corporation	Meeting Date	CUSIP	Meeting Type
Ticker: LMT	22-Apr-10	539830109	Annual



		Management Recommendation	Vote Instruction
1	Elect Director E. C. “Pete” Aldrige, Jr.	For	For
2	Elect Director Nolan D. Archibald	For	For
3	Elect Director David B. Burritt	For	For
4	Elect Director James O. Ellis, Jr.	For	For
5	Elect Director Gwendolyn S. King	For	For
6	Elect Director James M. Loy	For	For
7	Elect Director Douglas H. McCorkindale	For	For
8	Elect Director Joseph W. Ralston	For	For
9	Elect Director James Schneider	For	For
10	Elect Director Anne Stevens	For	For
11	Elect Director Robert J. Stevens	For	For
12	Ratify Auditors	For	For
13	Report on Space-based Weapons Program	Against	Against


Pfizer Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: PFE	22-Apr-10	717081103	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Dennis A. Ausiello	For	For
2	Elect Director Michael S. Brown	For	For
3	Elect Director M. Anthony Burns	For	For
4	Elect Director Robert N. Burt	For	For
5	Elect Director W. Don Cornwell	For	For
6	Elect Director Frances D. Fergusson	For	For
7	Elect Director William H. Gray III	For	For
8	Elect Director Constance J. Horner	For	For
9	Elect Director James M. Kilts	For	For
10	Elect Director Jeffrey B. Kindler	For	For
11	Elect Director George A. Lorch	For	For
12	Elect Director John P. Mascotte	For	For
13	Elect Director Suzanne Nora Johnson	For	For
14	Elect Director Stephen W. Sanger	For	For
15	Elect Director William C. Steere, Jr.	For	For
16	Ratify Auditors	For	For
17	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For
18	Provide Right to Call Special Meeting	For	For
19	Prohibit Executive Stock-Based Awards	Against	Against


MetLife, Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: MET	27-Apr-10	59156R108	Annual


		Management Recommendation	Vote Instruction
1.1	Elect Director R. Glenn Hubbard, Ph.D	For	For
1.2	Elect Director Alfred F. Kelly, Jr.	For	For
1.3	Elect Director James M. Kilts	For	For
1.4	Elect Director David Satcher, M.D., Ph.D.	For	For
2	Ratify Auditors	For	For
3	Provide for Cumulative Voting	Against	For


Wells Fargo & Company	Meeting Date	CUSIP	Meeting Type
Ticker: WFC	27-Apr-10	949746101	Annual


		Management Recommendation	Vote Instruction
1	Election Director John D. Baker II	For	For
2	Election Director John S. Chen	For	For
3	Election Director Lloyd H. Dean	For	For
4	Election Director Susan E. Engel	For	For
5	Election Director Enrique Hernandez, Jr.	For	For
6	Election Director Donald M. James	For	For
7	Election Director Richard D. McCormick	For	For
8	Election Director Mackey J. McDonald	For	For
9	Election Director Cynthia H. Milligan	For	For
10	Elect Director Nicholas G. Moore	For	For
11	Elect Director Philip J. Quigley	For	Against
12	Elect Director Judith M. Runstad	For	For
13	Elect Director Stephen W. Sanger	For	For
14	Elect Director Robert K. Steel	For	For
15	Elect Director John G. Stumpf	For	For
16	Elect Director an G. Swenson	For	For
17	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	Against
18	Increase Authorized Common Stock	For	For
19	Ratify Auditors	For	For
20	Advisory Vote to Ratify Named Executive Officers’ Compensation	Against	For
21	Require Independent Board Chairman	Against	For
22	Report on Charitable Contributions	Against	Against
23	Report on Political Contributions	Against	For


Barrick Gold Corp.	Meeting Date	CUSIP	Meeting Type
Ticker: ABX	28-Apr-10	067901108	Annual


		Management Recommendation	Vote Instruction
1.1	Elect H.L. Beck as Director	For	For
1.2	Elect C.W.D. Birchall as Director	For	For
1.3	Elect D.J. Carty as Director	For	For
1.4	Elect G.Cisneros as Director	For	For
1.5	Elect M.A. Cohen as Director	For	For
1.6	Elect P.A. Cossgrove as Director	For	For
1.7	Elect R.M. Franklin as Director	For	For
1.8	Elect J.B. Harvey as Director	For	For
1.9	Elect B. Mulroney as Director	For	For
1.10	Elect A. Munk as Director	For	For
1.11	Elect P. Munk as Director	For	For
1.12	Elect A.W. Regent as Director	For	For
1.13	Elect N.P. Rothschild as Director	For	For
1.14	Elect S.J. Shaprio as Director	For	For
2	Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration	For	For
3	Advisory Vote on Executive Compensation Approach	For	For


General Electric Company	Meeting Date	CUSIP	Meeting Type
Ticker: GE	28-Apr-10	369604103	Annual


		Management Recommendation	Vote Instruction
1	Elect Director W. Geoffrey Beattie	For	For
2	Elect Director James I. Cash, Jr.	For	For
3	Elect Director William M. Castell	For	For
4	Elect Director Ann M. Fudge	For	For
5	Elect Director Susan Hockfield	For	For
6	Elect Director Jeffrey R. Immelt	For	For
7	Elect Director Andrea Jung	For	For
8	Elect Director Alan G. (A.G.) Lafley	For	For
9	Elect Director Robert W. Lane	For	For
10	Elect Director Ralph S. Larsen	For	For
11	Elect Director Rochelle B. Lazarus	For	For
12	Elect Director James J. Mulva	For	For
13	Elect Director Sam Nunn	For	For
14	Elect Director Roger S. Penske	For	For
15	Elect Director Robert J. Swieringa	For	For
16	Elect Director Douglas A. Warner III	For	For
17	Ratify Auditors	For	For
18	Provide for Cumulative Voting	Against	For
19	Amend Articles/Bylaws/Charter -- Call Special Meetings	Against	For
20	Require Independent Board Chairman	Against	For
21	Report on Pay Disparity	Against	Against
22	Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees	Against	Against
23	Advisory Vote to Ratify Named Executive Officers’ Compensation	Against	For


Kimberly-Clark Corporation	Meeting Date	CUSIP	Meeting Type
Ticker: KMB	29-Apr-10	494368103	Annual


		Management Recommendation	Vote Instruction
1	Elect Director John R. Alm	For	For
2	Elect Director Dennis R. Beresford	For	For
3	Elect Director John F. Bergstrom	For	For
4	Elect Director Abelardo E. Bru	For	For
5	Elect Director Robert W. Decherd	For	For
6	Elect Director Thomas J. Falk	For	For
7	Elect Director Mae C. Jemison, M.D.	For	For
8	Elect Director James M. Jenness	For	For
9	Elect Director Ian C. Read	For	For
10	Elect Director Linda Johnson Rice	For	For
11	Elect Director Marc J. Shapiro	For	For
12	Elect Director G. Craig Sullivan	For	For
13	Ratification Of Auditors	For	For
14	Amend Articles/Bylaws/Charter — Call Special Meetings	Against	Against


AT&T Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: T	30-Apr-10	00206R102	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Randall L. Stephenson	For	For
2	Elect Director Gilbert F. Amelio	For	For
3	Elect Director Reuben V. Anderson	For	For
4	Elect Director James H. Blanchard	For	For
5	Elect Director Jaime Chico Pardo	For	For
6	Elect Director James P. Kelly	For	For
7	Elect Director Jon C. Madonna	For	For
8	Elect Director Lynn M. Martin	For	For
9	Elect Director John B. McCoy	For	For
10	Elect Director Joyce M. Roche	For	For
11	Elect Director Laura D Andrea Tyson	For	For
12	Elect Director Patricia P. Upton	For	For
13	Ratify Auditors	For	For
14	Provide for Cumulative Voting	Against	For
15	Exclude Pension Credits from Calculations of Performance-Based Pay	Against	For
16	Advisory Vote to Ratify Named Executive Officers’ Compensation	Against	For
17	Amend Articles/Bylaws/Charter — Call Special Meetings	Against	Against


Motorola, Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: MOT	03-May-10	620076109	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Gregory Q. Brown	For	For
2	Elect Director David W. Dorman	For	For
3	Elect Director William R. Hambrecht	For	For
4	Elect Director Sanjay K. Jha	For	For
5	Elect Director Keith A. Meister	For	For
6	Elect Director Thomas J. Meredith	For	For
7	Elect Director Samuel C. Scott III	For	For
8	Elect Director James R. Stengel	For	For
9	Elect Director Anthony J. Vinciquerra	For	For
10	Elect Director Douglas A. Warner III	For	For
11	Elect Director John A. White	For	For
12	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	Against
13	Ratify Auditors	For	For
14	Amend Human Rights Policies	Against	Against
15	Reincorporate in Another State [from Delaware to North Dakota]	Against	Against


Trinity Industries, Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: TRN	03-May-10	896522109	Annual


		Management Recommendation	Vote Instruction
1.1	Elect Director John L. Adams	For	For
1.2	Elect Director Rhys J. Best	For	For
1.3	Elect Director David W. Biegler	For	For
1.4	Elect Director Leldon E. Echols	For	For
1.5	Elect Director Ronald J. Gafford	For	For
1.6	Elect Director Ronald W. Haddock	For	For
1.7	Elect Director Jess T. Hay	For	Withhold
1.8	Elect Director Adrian Lajous	For	For
1.9	Elect Director Charles W. Matthews	For	For
1.10	Elect Director Diana S. Natalicio	For	For
1.11	Elect Director Timothy R. Wallace	For	For
2	Amend Omnibus Stock Plan	For	For
3	Ratify Auditors	For	For


The Travelers Companies, Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: TRV	04-May-10	89417E109	Annual


		Management Recommendation	Vote Instruction
1.1	Elect Director Alan L. Beller	For	For
1.2	Elect Director John H. Dasburg	For	For
1.3	Elect Director Janet M. Dolan	For	For
1.4	Elect Director Kenneth M. Duberstein	For	For
1.5	Elect Director Jay S. Fishman	For	For
1.6	Elect Director Lawrence G. Graev	For	For
1.7	Elect Director Patricia L. Higgins	For	For
1.8	Elect Director Thomas R. Hodgson	For	For
1.9	Elect Director Cleve L. Killingsworth, Jr.	For	For
1.10	Elect Director Blythe J. McGarvie	For	For
1.11	Elect Director Donald J. Shepard	For	For
1.12	Elect Director Laurie J. Thomsen	For	For
2	Ratify Auditors	For	For


GlaxoSmithKline plc	Meeting Date	CUSIP	Meeting Type
Ticker: N/A	06-May-10	G3910J112	Annual


		Management Recommendation	Vote Instruction
	Meeting for ADR Holders
1	To Receive And Adopt The Directors Report And The Financial statements	For	For
2	To Approve The Remuneration Report	For	For
3	To Re-elect Dr Stephanie Burns As A Director	For	For
4	To Re-elect Mr Julian Heslop As A Director	For	For
5	To Re-elect Sir Deryck Maughan As A Director	For	For
6	To Re-elect Dr Daniel Podolsky As A Director	For	For
7	To Re-elect Sir Robert Wilson As A Director	For	For
8	Re-appointment Of Auditors	For	For
9	Remuneration Of Auditors	For	For
10	To Authorise The Company And Its Subsidiaries To Make Donations to Political Organisations And Incur Political Expenditure	For	For
11	Authority To Allot Shares	For	For
12	Disapplication Of Pre-emption Rights	For	For
13	Authority For The Company To Purchase Its Own Shares	For	For
14	Exemption From Statement Of Senior Statutory Auditor’s Name	For	For
15	Reduced Notice Of A General Meeting Other Than An Agm	For	For
16	Adopt New Articles Of Association	For	For


Union Pacific Corporation	Meeting Date	CUSIP	Meeting Type
Ticker: UNP	06-May-10	907818108	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Andrew H. Card, Jr.	For	For
2	Elect Director Erroll B. Davis, Jr.	For	For
3	Elect Director Thomas J. Donohue	For	For
4	Elect Director Archie W. Dunham	For	For
5	Elect Director Judith Richards Hope	For	For
6	Elect Director Charles C. Krulak	For	For
7	Elect Director Michael R. McCarthy	For	For
8	Elect Director Michael W. McConnell	For	For
9	Elect Director Thomas F. McLarty III	For	For
10	Elect Director Steven R. Rogel	For	For
11	Elect Director Jose H. Villarreal	For	For
12	Elect Director James R. Young	For	For
13	Ratify Auditors	For	For
14	Require Independent Board Chairman	Against	Against
15	Reduce Supermajority Vote Requirement	Against	For


Verizon Communications Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: VZ	06-May-10	92343V104	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Richard L. Carrion	For	For
2	Elect Director M. Frances Keeth	For	For
3	Elect Director Robert W. Lane	For	For
4	Elect Director Sandra O. Moose	For	For
5	Elect Director Joseph Neubauer	For	For
6	Elect Director Donald T. Nicolaisen	For	For
7	Elect Director Thomas H. O’Brien	For	For
8	Elect Director Clarence Otis, Jr.	For	For
9	Elect Director Hugh B. Price	For	For
10	Elect Director Ivan G. Seidenberg	For	For
11	Elect Director Rodney E. Slater	For	For
12	Elect Director John W. Snow	For	For
13	Elect Director John R. Stafford	For	For
14	Ratify Auditors	For	For
15	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For
16	Prohibit Executive Stock-Based Awards	Against	Against
17	Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity	Against	For
18	Performance-Based Equity Awards	Against	For
19	Amend Articles/Bylaws/Charter — Call Special Meetings	Against	Against
20	Adopt Policy on Succession Planning	Against	For
21	Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives	Against	For
22	Stock Retention/Holding Period	Against	For


AngloGold Ashanti Ltd	Meeting Date	CUSIP	Meeting Type
Ticker: N/A	07-May-10	S04255196	Annual


		Management Recommendation	Vote Instruction
	Meeting for ADR Holders
1	Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009	For	For
2	Reappoint Ernst & Young Inc as Auditors of the Company	For	For
3	Re-elect Frank Arisman as Director	For	For
4	Re-elect Wiseman Nkuhlu as Director	For	For
5	Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee	For	For
6	Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee	For	For
7	Place Authorised But Unissued Shares under Control of Directors	For	For
8	Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital	For	For
9	Authorise Issue of Convertible Securities	For	For
10	Approve Increase in Non-executive Directors’ Fees	For	For
11	Approve Increase in Non-executive Directors’ Fees for Board Committee Meetings	For	For
12	Amend Share Incentive Scheme	For	For
13	Amend Long Term Incentive Plan 2005	For	For
14	Amend Bonus Share Plan 2005	For	For
15	Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme	For	For
16	Approve Remuneration Policy	For	For
17	Authorise Repurchase of Up to 5 Percent of Issued Share Capital	For	For


Pitney Bowes Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: PBI	10-May-10	724479100	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Linda G. Alvarado	For	For
2	Elect Director Ernie Green	For	For
3	Elect Director John S. McFarlane	For	For
4	Elect Director Eduardo R. Menasce	For	For
5	Ratify Auditors	For	For
6	Declassify the Board of Directors	For	For
7	Reduce Supermajority Vote Requirement	Against	For


Loews Corporation	Meeting Date	CUSIP	Meeting Type
Ticker: L	11-May-10	540424108	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Ann E. Berman	For	For
2	Elect Director Joseph L. Bower	For	For
3	Elect Director Charles M. Diker	For	For
4	Elect Director Jacob A. Frenkel	For	For
5	Elect Director Paul J. Fribourg	For	For
6	Elect Director Walter L. Harris	For	Against
7	Elect Director Philip A. Laskawy	For	For
8	Elect Director Ken Miller	For	For
9	Elect Director Gloria R. Scott	For	For
10	Elect Director Andrew H. Tisch	For	For
11	Elect Director James S. Tisch	For	For
12	Elect Director Jonathan M. Tisch	For	For
13	Ratify Auditors	For	For
14	Provide for Cumulative Voting	Against	For


Packaging Corporation of America	Meeting Date	CUSIP	Meeting Type
Ticker: PKG	11-May-10	695156109	Annual


		Management Recommendation	Vote Instruction
1.1	Elect Director Cheryl K. Beebe	For	For
1.2	Elect Director Henry F. Frigon	For	For
1.3	Elect Director Hasan Jameel	For	For
1.4	Elect Director Samuel M. Mencoff	For	For
1.5	Elect Director Roger B. Porter	For	For
1.6	Elect Director Paul T. Stecko	For	For
1.7	Elect Director James D. Woodrum	For	For
2	Ratify Auditors	For	For
3	Approve Executive Incentive Bonus Plan	For	For


ConocoPhillips	Meeting Date	CUSIP	Meeting Type
Ticker: COP	12-May-10	20825C104	Annual


			Management Recommendation	Vote Instruction
1.1		Elect Director Richard L. Armitage	For	For
1.2		Elect Director Richard H. Auchinleck	For	For
1.3		Elect Director James E. Copeland, Jr.	For	For
1.4		Elect Director Kenneth M. Duberstein	For	For
1.5		Elect Director Ruth R. Harkin	For	For
1.6		Elect Director Harold W. Mcgraw III	For	For
1.7		Elect Director James J. Mulva	For	For
1.8		Elect Director Robert A. Niblock	For	For
1.9		Elect Director Harald J. Norvik	For	For
1.10		Elect Director William K. Reilly	For	For
1.11		Elect Director Bobby S. Shackouls	For	For
1.12		Elect Director Victoria J. Tschinkel	For	For
1.13		Elect Director Kathryn C. Turner	For	For
1.14		Elect Director William E. Wade, Jr.	For	For
2		Ratify Auditors	For	For
3		Report on Board Risk Management Oversight	Against	Against
4		Adopt Quantitative GHG Goals for Products and Operations	Against	Against
5	��	Report on Environmental Impact of Oil Sands Operations in Canada	Against	Against
6		Adopt Policy to Address Coastal Louisiana Environmental Impacts	Against	Against
7		Report on Financial Risks of Climate Change	Against	Against
8		Adopt Goals to Reduce Emission of TRI Chemicals	Against	Against
9		Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity	Against	Against
10		Report on Political Contributions	Against	Against


Genworth Financial, Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: GNW	12-May-10	37247D106	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Steven W. Alesio	For	For
2	Elect Director Michael D. Fraizer	For	For
3	Elect Director Nancy J. Karch	For	For
4	Elect Director J. Robert “Bob” Kerrey	For	For
5	Elect Director Risa J. Lavizzo-Mourey	For	For
6	Elect Director Christine B. Mead	For	For
7	Elect Director Thomas E. Moloney	For	For
8	Elect Director James A. Parke	For	For
9	Elect Director James S. Riepe	For	For
10	Amend Omnibus Stock Plan	For	For
11	Ratify Auditors	For	For


Philip Morris International Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: PM	12-May-10	718172109	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Harold Brown	For	For
2	Elect Director Mathis Cabiallavetta	For	For
3	Elect Director Louis C. Camilleri	For	For
4	Elect Director J. Dudley Fishburn	For	For
5	Elect Director Jennifer Li	For	For
6	Elect Director Graham Mackay	For	For
7	Elect Director Sergio Marchionne	For	For
8	Elect Director Lucio A. Noto	For	For
9	Elect Director Carlos Slim Helu	For	For
10	Elect Director Stephen M. Wolf	For	For
11	Ratify Auditors	For	For
12	Report on Effect of Marketing Practices on the Poor	Against	Against
13	Establish Supplier Human Rights Purchasing Protocols	Against	Against


Symetra Financial Corporation	Meeting Date	CUSIP	Meeting Type
Ticker: SYA	12-May-10	87151Q106	Annual


		Management Recommendation	Vote Instruction
1.1	Elect Director Lois W. Grady	For	Withhold
1.2	Elect Director David T. Foy	For	For
1.3	Elect Director Randall H. Talbot	For	For
2	Ratify Auditors	For	For

Frontier Communications

Corporation

Meeting Date

CUSIP

Meeting Type

Ticker: FTR

13-May-10

35906A108

Annual


		Management Recommendation	Vote Instruction
1.1	Elect Director Leroy T. Barnes, Jr.	For	For
1.2	Elect Director Peter C.B. Bynoe	For	For
1.3	Elect Director Jeri B. Finard	For	For
1.4	Elect Director Lawton Wehle Fitt	For	For
1.5	Elect Director William M. Kraus	For	For
1.6	Elect Director Howard L. Schrott	For	For
1.7	Elect Director Larraine D. Segil	For	For
1.8	Elect Director David H. Ward	For	For
1.9	Elect Director Myron A. Wick, III	For	For
1.10	Elect Director Mary Agnes Wilderotter	For	For
2	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	Against
3	Stock Retention/Holding Period	Against	For
4	Ratify Auditors	For	For


Sanofi Aventis	Meeting Date	CUSIP	Meeting Type
Ticker: N/A	17-May-10	F5548N101	Annual/Special


		Management Recommendation	Vote Instruction
	Meeting for ADR Holders
	Ordinary Business
1	Approve Financial Statements and Statutory Reports	For	For
2	Accept Consolidated Financial Statements and Statutory Reports	For	For
3	Approve Allocation of Income and Dividends of EUR 2.40 per Share	For	For
4	Receive Auditors’ Special Report Mentioning the Absence of New	For	For
	Related-Party Transactions
5	Ratify Appointment of Serge Weinberg as Director	For	For
6	Elect Catherine Brechignac as Director	For	For
7	Reelect Robert Castaigne as Director	For	For
8	Reelect Lord Douro as Director	For	For


9	Reelect Christian Mulliez as Director	For	For
10	Reelect Christopher Viehbacher as Director	For	For
11	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	For	For
	Special Business
12	Amend Articles 11 of Bylaws Re: Shareholding Requirements and	For	For
	Length of Term for Directors
13	Authorize Filing of Required Documents/Other Formalities	For	For


JPMorgan Chase & Co.	Meeting Date	CUSIP	Meeting Type
Ticker: JPM	18-May-10	46625h100	Annual


		Management Recommendation	Vote Instruction
1.1	Elect Director Crandall C. Bowles	For	For
1.2	Elect Director Stephen B. Burke	For	For
1.3	Elect Director David M. Cote	For	For
1.4	Elect Director James S. Crown	For	For
1.5	Elect Director James Dimon	For	For
1.6	Elect Director Ellen V. Futter	For	For
1.7	Elect Director William H. Gray, III	For	For
1.8	Elect Director Laban P. Jackson, Jr.	For	For
1.9	Elect Director David C. Novak	For	For
1.10	Elect Director Lee R. Raymond	For	For
1.11	Elect Director William C. Weldon	For	For
2	Ratify Auditors	For	For
3	Advisory Vote to Ratify Named Executive Officers’ Compensation	For	For
4	Affirm Political Non-Partisanship	Against	Against
5	Amend Bylaws — Call Special Meetings	Against	For
6	Report on Collateral in Derivatives Trading	Against	For
7	Provide Right to Act by Written Consent	Against	For
8	Require Independent Board Chairman	Against	For
9	Report on Pay Disparity	Against	Against
10	Stock Retention/Holding Period	Against	For

The Hartford Financial Services

Group, Inc.

Meeting Date

CUSIP

Meeting Type

Ticker: HIG

19-May-10

416515104

Annual


		Management Recommendation	Vote Instruction
1	Elect Director Robert B. Allardice, III	For	For
2	Elect Director Trevor Fetter	For	For
3	Elect Director Paul G. Kirk, Jr.	For	For
4	Elect Director Liam E. McGee	For	For
5	Elect Director Gail J. McGovern	For	For
6	Elect Director Michael G. Morris	For	For
7	Elect Director Thomas A. Renyi	For	For
8	Elect Director Charles B. Strauss	For	For
9	Elect Director H. Patrick Swygert	For	For
10	Ratify Auditors	For	For
11	Approve Omnibus Stock Plan	For	For
12	Amend Executive Incentive Bonus Plan	For	For
13	Reimburse Proxy Contest Expenses	Against	For


Total SA	Meeting Date	CUSIP	Meeting Type
Ticker: N/A	21-May-10	F92124100	Annual/Special


		Management Recommendation	Vote Instruction
	Meeting for ADR Holders
	Ordinary Business
1	Approve Financial Statements and Statutory Reports	For	For
2	Accept Consolidated Financial Statements and Statutory Reports	For	For
3	Approve Allocation of Income and Dividends of EUR 2.28 per Share	For	For
4	Approve Auditors’ Special Report Regarding Related-Party Transactions	For	For
5	Approve Transaction with Christophe de Margerie Re: Severance Payment	For	Against
6	Authorize Repurchase of Up to 10 Percent of Issued Share Capital	For	For
7	Reelect Thierry Desmarest as Director	For	For
8	Reelect Thierry de Rudder as Director	For	Against
9	Elect Gunnar Brock as Director	For	For
10	Elect Claude Clement as Representative of Employee Shareholders to the Board	For	For
11	Elect Philippe Marchandise as Representative of Employee Shareholders to the Board	Against	For
12	Elect Mohammed Zaki as Representative of Employee Shareholders to the Board	Against	For
13	Reelect Ernst & Young Audit as Auditor	For	For
14	Reelect KPMG Audit as Auditor	For	For
15	Ratify Auditex as Alternate Auditor	For	For
16	Ratify KPMG Audit I.S. as Alternate Auditor	For	For
	Special Business
17	Authorize Issuance of Equity or Equity-Linked Securities with	For	For
	Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion
18	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million	For	For
19	Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions	For	For
20	Approve Employee Stock Purchase Plan	For	For
21	Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan	For	For
	Employee Shareholder Proposals
A	Amend Article 9 of Bylaws Re: Mutual Fund	Against	Against


Merck & Co., Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: MRK	25-May-10	58933Y105	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Leslie A. Brun	For	For
2	Elect Director Thomas R. Cech	For	For
3	Elect Director Richard T. Clark	For	For
4	Elect Director Thomas H. Glocer	For	For
5	Elect Director Steven F. Goldstone	For	For
6	Elect Director William B. Harrison, Jr.	For	For
7	Elect Director Harry R. Jacobson	For	For
8	Elect Director William N. Kelley	For	For
9	Elect Director C. Robert Kidder	For	For
10	Elect Director Rochelle B. Lazarus	For	For
11	Elect Director Carlos E. Represas	For	For
12	Elect Director Patricia F. Russo	For	For
13	Elect Director Thomas E. Shenk	For	For
14	Elect Director Anne M. Tatlock	For	For
15	Elect Director Craig B. Thompson	For	For
16	Elect Director Wendell P. Weeks	For	For
17	Elect Director Peter C. Wendell	For	For
18	Ratify Auditors	For	For
19	Approve Omnibus Stock Plan	For	Against
20	Approve Non-Employee Director Omnibus Stock Plan	For	Against


Exxon Mobil Corporation	Meeting Date	CUSIP	Meeting Type
Ticker: XOM	26-May-10	30231G102	Annual


		Management Recommendation	Vote Instruction
1.1	Elect Director M.J. Boskin	For	For
1.2	Elect Director P. Brabeck-Letmathe	For	For
1.3	Elect Director L.R. Faulkner	For	For
1.4	Elect Director J.S. Fishman	For	For
1.5	Elect Director K.C. Frazier	For	For
1.6	Elect Director W.W. George	For	For
1.7	Elect Director M.C. Nelson	For	For
1.8	Elect Director S.J. Palmisano	For	For
1.9	Elect Director S.C. Reinemund	For	For
1.10	Elect Director R.W. Tillerson	For	For
1.11	Elect Director E.E. Whitacre, Jr.	For	For
2	Ratify Auditors	For	For
3	Amend Articles/Bylaws/Charter — Call Special Meetings	Against	For
4	Reincorporate in Another State [from New Jersey to North Dakota]	Against	Against
5	Advisory Vote to Ratify Named Executive Officers’ Compensation	Against	For
6	Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity	Against	Against
7	Adopt Policy on Human Right to Water	Against	Against
8	Adopt Policy to Address Coastal Louisiana Environmental Impacts	Against	Against
9	Report on Environmental Impact of Oil Sands Operations in Canada	Against	Against
10	Report on Environmental Impacts of Natural Gas Fracturing	Against	Against
11	Report on Energy Technologies Development	Against	Against
12	Adopt Quantitative GHG Goals from Products and Operations	Against	Against
13	Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates	Against	Against


Raytheon Company	Meeting Date	CUSIP	Meeting Type
Ticker: RTN	27-May-10	755111507	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Vernon E. Clark	For	For
2	Elect Director John M. Deutch	For	For
3	Elect Director Stephen J. Hadley	For	For
4	Elect Director Frederic M. Poses	For	For
5	Elect Director Michael C. Ruettgers	For	For
6	Elect Director Ronald L. Skates	For	For
7	Elect Director William R. Spivey	For	For
8	Elect Director Linda G. Stuntz	For	For
9	Elect Director William H. Swanson	For	For
10	Ratify Auditors	For	For
11	Provide Right to Call Special Meeting	For	For
12	Approve Omnibus Stock Plan	For	For
13	Advisory Vote to Ratify Named Executive Officers’ Compensation	Against	For
14	Submit SERP to Shareholder Vote	Against	For
15	Provide Right to Act by Written Consent	Against	Against


Ingersoll-Rand plc	Meeting Date	CUSIP	Meeting Type
Ticker: IR	03-Jun-10	G47791101	Annual


		Management Recommendation	Vote Instruction
1a	Elect Ann Berzin as Director	For	For
1b	Elect John Bruton as Director	For	For
1c	Elect Jared Cohon as Director	For	For
1d	Elect Gary Forsee as Director	For	For
1e	Elect Peter Godsoe as Director	For	For
1f	Elect Edward Hagenlocker as Director	For	For
1g	Elect Constance Horner as Director	For	For
1h	Elect Michael Lamach as Director	For	For
1i	Elect Theodore Martin as Director	For	For
1j	Elect Orin Smith as Director	For	For
1k	Elect Richard Swift as Director	For	For
1l	Elect Tony White as Director	For	For
2	Approve an Advisory Proposal Relating to Executive Pay-For-Performance Compensation Policies and Procedures	For	For
3	Approve PricewaterhouseCoopers Auditors and Authorize Board to Fix Their Remuneration	For	For


Caterpillar Inc.	Meeting Date	CUSIP	Meeting Type
Ticker: CAT	09-Jun-10	149123101	Annual


		Management Recommendation	Vote Instruction
1.1	Elect Director John T. Dillon	For	For
1.2	Elect Director Juan Gallardo	For	For
1.3	Elect Director William A. Osborn	For	For
1.4	Elect Director Edward B. Rust, Jr.	For	For
1.5	Elect Director Susan C. Schwab	For	For
2	Ratify Auditors	For	For
3	Amend Omnibus Stock Plan	For	Against
4	Declassify the Board of Directors	For	For
5	Reduce Supermajority Vote Requirement	For	For
6	Require Independent Board Chairman	Against	Against
7	Amend Human Rights Policy	Against	For
8	Amend Articles/Bylaws/Charter — Call Special Meetings	Against	For


Banco Santander S.A.	Meeting Date	CUSIP	Meeting Type
Ticker: N/A	10-Jun-10	E19790109	Annual


		Management Recommendation	Vote Instruction
	Meeting for ADR Holders
1	Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009	For	For
2	Approve Allocation of Income	For	For
3.1	Elect Angel Jado Becerro de Bengoa as Director	For	For
3.2	Re-elect Francisco Javier Botin-Sanz de Sautuola y O’Shea as Director	For	For
3.3	Re-elect Isabel Tocino Biscarolasaga as Director	For	For
3.4	Re-elect Fernando de Asua Alvarez as Director	For	For
3.5	Re-elect Alfredo Saenz Abad	For	For
4	Reelect Auditors for Fiscal Year 2010	For	For
5	Authorize Repurchase of Shares in Accordance With Article 75 of Spanish Company Law; Void Authorization Granted on June 19, 2009	For	For
6	Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 19, 2009	For	For
7.1	Authorize Increase in Capital through Bonus Share Issuance	For	For
7.2	Authorize Increase in Capital through Bonus Share Issuance	For	For
8	Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights	For	For
9.1	Approve Bundled Incentive Plans Linked to Performance Objectives	For	For
9.2	Approve Savings Plan for Santander UK PLC’ Employees and other Companies of Santander Group in the United Kingdom	For	For
10	Authorize Board to Ratify and Execute Approved Resolutions	For	For
11	Approve Director Remuneration Policy Report	For	For


The Kroger Co.	Meeting Date	CUSIP	Meeting Type
Ticker: KR	24-Jun-10	501044101	Annual


		Management Recommendation	Vote Instruction
1	Elect Director Reuben V. Anderson	For	For
2	Elect Director Robert D. Beyer	For	For
3	Elect Director David B. Dillon	For	For
4	Elect Director Susan J. Kropf	For	For
5	Elect Director John T. LaMacchia	For	For
6	Elect Director David B. Lewis	For	For
7	Elect Director W. Rodney McMullen	For	For
8	Elect Director Jorge P. Montoya	For	For
9	Elect Director Clyde R. Moore	For	For
10	Elect Director Susan M. Phillips	For	For
11	Elect Director Steven R. Rogel	For	For
12	Elect Director James A. Runde	For	For
13	Elect Director Ronald L. Sargent	For	For
14	Elect Director Bobby S. Shackouls	For	For
15	Adopt Majority Voting for Uncontested Election of Directors	For	For
16	Ratify Auditors	For	For
17	Report on Climate Change	Against	Against

SIGNATURES:

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

Nuveen Diversified Dividend and Income Fund


By		/s/ Gifford R. Zimmerman
		Gifford R. Zimmerman – Chief Administrative Officer

Date

August 26, 2010

Management
Recommendation

Vote
Instruction

Approve Acquisition