FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21407
Nuveen Diversified Dividend and Income Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2011
Item 1. Proxy Voting Record
Nuveen Diversified Dividend and Income Fund - Security Capital
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Primary Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
Apartment Investment and Management Company | | AIV | | 03748R101 | | 26-Apr-11 | | Annual | | Management | | 1 | | Elect Director James N. Bailey | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Terry Considine | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Richard S. Ellwood | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Thomas L. Keltner | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director J. Landis Martin | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Robert A. Miller | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Kathleen M. Nelson | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Michael A. Stein | | For | | For |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 12 | | Amend Charter Permiting the Board to Grant Waivers of the Ownership Limit | | For | | For |
General Growth Properties, Inc. | | GGP | | 370023103 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Richard B. Clark | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Mary Lou Fiala | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Bruce J. Flatt | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director John K. Haley | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Cyrus Madon | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Sandeep Mathrani | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director David J. Neithercut | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Sheli Z. Rosenberg | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director John G. Schreiber | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
HCP, Inc. | | HCP | | 40414L109 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director James F. Flaherty III | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Christine N. Garvey | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David B. Henry | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Lauralee E. Martin | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Michael D. McKee | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Peter L. Rhein | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Kenneth B. Roath | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Richard M. Rosenberg | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Joseph P. Sullivan | | For | | For |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Regency Centers Corporation | | REG | | 758849103 | | 03-May-11 | | Annual | | Management | | 1.1 | | Elect Director Martin E. Stein, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Raymond L. Bank | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director C. Ronald Blankenship | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director A.R. Carpenter | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director J. Dix Druce | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Mary Lou Fiala | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Bruce M. Johnson | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Douglas S. Luke | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director John C. Schweitzer | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Brian M. Smith | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Thomas G. Wattles | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Federal Realty Investment Trust | | FRT | | 313747206 | | 04-May-11 | | Annual | | Management | | 1.1 | | Elect Director Jon E. Bortz | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director David W. Faeder | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Kristin Gamble | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Warren M. Thompson | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Donald C. Wood | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Weingarten Realty Investors | | WRI | | 948741103 | | 04-May-11 | | Annual | | Management | | 1.1 | | Elect Director Stanford Alexander | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Andrew M. Alexander | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director James W. Crownover | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Robert J. Cruikshank | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Melvin A. Dow | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Stephen A. Lasher | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Douglas W. Schnitzer | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director C. Park Shaper | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Marc J. Shapiro | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
AMB Property Corporation | | AMB | | 00163T109 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director T. Robert Burke | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director David A. Cole | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Lydia H. Kennard | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J. Michael Losh | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Hamid R. Moghadam | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Frederick W. Reid | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Jeffrey L. Skelton | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Thomas W. Tusher | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Carl B. Webb | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Health Care REIT, Inc. | | HCN | | 42217K106 | | 05-May-11 | | Annual | | Management | | 1 | | Elect Director William C. Ballard, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Peter J. Grua | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director R. Scott Trumbull | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 6 | | Increase Authorized Common Stock | | For | | For |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
Public Storage | | PSA | | 74460D109 | | 05-May-11 | | Annual | | Management | | 1.1 | | Elect Trustee B. Wayne Hughes | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Trustee Ronald L. Havner, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Trustee Tamara Hughes Gustavson | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Trustee Uri P. Harkham | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Trustee B. Wayne Hughes, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Trustee Avedick B. Poladian | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Trustee Gary E. Pruitt | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Trustee Ronald P. Spogli | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Trustee Daniel C. Staton | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
CommonWealth REIT | | CWH | | 203233101 | | 10-May-11 | | Annual | | Management | | 1 | | Elect Trustee Frederick Zeytoonjian | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Trustee Barry M. Portnoy | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
AvalonBay Communities, Inc. | | AVB | | 053484101 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Bryce Blair | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Bruce A. Choate | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director John J. Healy, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Timothy J. Naughton | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Lance R. Primis | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Peter S. Rummell | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director H. Jay Sarles | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director W. Edward Walter | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Liberty Property Trust | | LRY | | 531172104 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director M. Leanne Lachman | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Stephen D. Steinour | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Frederick F. Buchholz | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Thomas C. DeLoach, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Daniel P. Garton | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Stephen B. Siegel | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Katherine Elizabeth Dietze | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Host Hotels & Resorts, Inc. | | HST | | 44107P104 | | 12-May-11 | | Annual | | Management | | 1 | | Elect Director Robert M. Baylis | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Willard W. Brittain | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Terence C. Golden | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Ann M. Korologos | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Richard E. Marriott | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director John B. Morse, Jr. | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Gordon H. Smith | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director W. Edward Walter | | For | | For |
| | | | | | | | | | Management | | 9 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Ventas, Inc. | | VTR | | 92276F100 | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director Debra A. Cafaro | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Douglas Crocker II | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Ronald G. Geary | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Jay M. Gellert | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Matthew J. Lustig | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Robert D. Reed | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Sheli Z. Rosenberg | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Glenn J. Rufrano | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James D. Shelton | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Thomas C. Theobald | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Senior Housing Properties Trust | | SNH | | 81721M109 | | 16-May-11 | | Annual | | Management | | 1.1 | | Elect Trustee Frederick N. Zeytoonjian | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Boston Properties, Inc. | | BXP | | 101121101 | | 17-May-11 | | Annual | | Management | | 1 | | Elect Director Lawrence S. Bacow | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Zoe Baird | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Alan J. Patricof | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Martin Turchin | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 8 | | Prepare Sustainability Report | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
Essex Property Trust, Inc. | | ESS | | 297178105 | | 17-May-11 | | Annual | | Management | | 1.1 | | Elect Director David W. Brady | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Byron A. Scordelis | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Janice L. Sears | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Claude J. Zinngrabe, Jr | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Simon Property Group, Inc. | | SPG | | 828806109 | | 19-May-11 | | Annual | | Management | | 1 | | Elect Director Melvyn E. Bergstein | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Linda Walker Bynoe | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Larry C. Glasscock | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Karen N. Horn | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Allan Hubbard | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Reuben S. Leibowitz | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Daniel C. Smith | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director J. Albert Smith, Jr. | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
Mack-Cali Realty Corporation | | CLI | | 554489104 | | 24-May-11 | | Annual | | Management | | 1.1 | | Elect Director William L. Mack | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Nathan Gantcher | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director David S. Mack | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Alan G. Philibosian | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
The Macerich Company | | MAC | | 554382101 | | 26-May-11 | | Annual | | Management | | 1 | | Elect Director Douglas D. Abbey | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Dana K. Anderson | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Arthur M. Coppola | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Edward C. Coppola | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director James S. Cownie | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Fred S. Hubbell | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Diana M. Laing | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Stanley A. Moore | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Mason G. Ross | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director William P. Sexton | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
AMB Property Corporation | | AMB | | 00163T109 | | 01-Jun-11 | | Special | | Management | | 1 | | Issue Shares in Connection with Acquisition | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Bylaws Providing for Certain Features of the Leadership Structure | | For | | For |
| | | | | | | | | | Management | | 3 | | Amend Charter of Combined Company | | For | | For |
| | | | | | | | | | Management | | 4 | | Adjourn Meeting | | For | | For |
ProLogis | | PLD | | 743410102 | | 01-Jun-11 | | Special | | Management | | 1 | | Approve Merger Agreement | | For | | For |
| | | | | | | | | | Management | | 2 | | Adjourn Meeting | | For | | For |
SL Green Realty Corp. | | SLG | | 78440X101 | | 15-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director Marc Holliday | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director John S. Levy | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
Equity Residential | | EQR | | 29476L107 | | 16-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director John W. Alexander | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Charles L. Atwood | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Linda Walker Bynoe | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Bradley A. Keywell | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.5 | | Elect Director John E. Neal | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director David J. Neithercut | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Mark S. Shapiro | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Gerald A. Spector | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director B. Joseph White | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Samuel Zell | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 6 | | Provide for Cumulative Voting | | Against | | Against |
| | | | | | | | | | Share Holder | | 7 | | Include Sustainability as a Performance Measure for Senior Executive Compensation | | Against | | Against |
Piedmont Office Realty Trust, Inc. | | PDM | | 720190206 | | 30-Jun-11 | | Annual | | Management | | 1.1 | | Elect Director W. Wayne Woody | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Michael R. Buchanan | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Wesley E. Cantrell | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director William H. Keogler, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Frank C. McDowell | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Donald A. Miller | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Donald S. Moss | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Jeffrey L. Swope | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Nuveen Diversified Dividend and Income Fund - NWQ
| | | | | | | | | | | | | | | | | | |
Company Name | | Ticker | | Security ID | | Meeting Date | | Meeting Type | | Proponent | | Item Number | | Proposal | | Management Recommendation | | Vote Instruction |
CA, Inc. | | CA | | 12673P105 | | 27-Jul-10 | | Annual | | Management | | 1 | | Elect Director Raymond J. Bromark | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gary J. Fernandes | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Kay Koplovitz | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Christopher B. Lofgren | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director William E. McCracken | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Richard Sulpizio | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Laura S. Unger | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Arthur F. Weinbach | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Renato (Ron) Zambonini | | For | | For |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 11 | | Amend Shareholder Rights Plan (Poison Pill) | | For | | For |
| | | | | | | | | | Share Holder | | 12 | | Adopt Policy on Bonus Banking | | Against | | For |
H. J. Heinz Finance Co* | | | | 42307T306 | | 17-Sep-10 | | Annual | | Management | | 1.1 | | Elect Director Leonard A. Cullo, Jr. | | For | | |
*Not voted due to shareblocking | | | | | | | | | | Management | | 1.2 | | Elect Director Edward J. McMenamin | | For | | |
| | | | | | | | | | Management | | 1.3 | | Elect Director Arthur B. Winkleblack | | For | | |
| | | | | | | | | | Management | | 2 | | Elect Independent Director Andrew L. Stidd | | For | | |
Valeant Pharmaceuticals International Inc | | BVF | | 09067J109 | | 27-Sep-10 | | Special | | Management | | 1 | | Issue Shares in Connection with Merger | | For | | For |
| | | | | | | | | | Management | | 2 | | If Item #1 is approved: Change Company Name to Valeant Pharmaceuticals International, Inc. | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 26-Oct-10 | | Special | | Management | | 1 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
Microsoft Corporation | | MSFT | | 594918104 | | 16-Nov-10 | | Annual | | Management | | 1 | | Elect Director Steven A. Ballmer | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Dina Dublon | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William H. Gates III | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Raymond V. Gilmartin | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Reed Hastings | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Maria M. Klawe | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director David F. Marquardt | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Charles H. Noski | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Helmut Panke | | For | | For |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 11 | | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | | Against | | Against |
Motorola, Inc. | | MOT | | 620076109 | | 29-Nov-10 | | Special | | Management | | 1 | | Approve Reverse Stock Split | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Certificate of Incorporation to Effect Reverse Stock Split and Reduce Proportionately the Number of Common Shares | | For | | For |
Hewlett-Packard Company | | HPQ | | 428236103 | | 23-Mar-11 | | Annual | | Management | | 1 | | Elect Director M. L. Andreessen | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director L. Apotheker | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director L.T. Babbio, Jr. | | For | | Against |
| | | | | | | | | | Management | | 4 | | Elect Director S.M. Baldauf | | For | | Against |
| | | | | | | | | | Management | | 5 | | Elect Director S. Banerji | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director R.L. Gupta | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director J.H. Hammergren | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director R.J. Lane | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director G.M. Reiner | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director P.F. Russo | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director D. Senequier | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director G.K. Thompson | | For | | Against |
| | | | | | | | | | Management | | 13 | | Elect Director M.C. Whitman | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 17 | | Approve Qualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 18 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | | | | | | | | | |
Citigroup Inc. | | C | | 172967101 | | 21-Apr-11 | | Annual | | Management | | 1 | | Elect Director Alain J.P. Belda | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Timothy C. Collins | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Jerry A. Grundhofer | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Robert L. Joss | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Michael E. O’Neill | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Vikram S. Pandit | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Richard D. Parsons | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Lawrence R. Ricciardi | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Judith Rodin | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Robert L. Ryan | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Anthony M. Santomero | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Diana L. Taylor | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director William S. Thompson, Jr. | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Ernesto Zedillo | | For | | For |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 16 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 17 | | Approve Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 19 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 20 | | Approve Reverse Stock Split | | For | | For |
| | | | | | | | | | Share Holder | | 21 | | Affirm Political Non-Partisanship | | Against | | Against |
| | | | | | | | | | Share Holder | | 22 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | Share Holder | | 23 | | Report on Restoring Trust and Confidence in the Financial System | | Against | | Against |
| | | | | | | | | | Share Holder | | 24 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | Against |
| | | | | | | | | | Share Holder | | 25 | | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | | Against | | Against |
MetLife, Inc. | | MET | | 59156R108 | | 26-Apr-11 | | Annual | | Management | | 1.1 | | Elect Director Steven A. Kandarian | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Sylvia Mathews Burwell | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Eduardo Castro-Wright | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Cheryl W. Grise | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Lulu C. Wang | | For | | For |
| | | | | | | | | | Management | | 2 | | Declassify the Board of Directors | | For | | For |
| | | | | | | | | | Management | | 3 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Barrick Gold Corporation | | ABX | | 067901108 | | 27-Apr-11 | | Annual | | Management | | 1.1 | | Elect H. L. Beck as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect C. W. D. Birchall as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect D. J. Carty as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect G. Cisneros as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect P.A. Crossgrove as Director | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect R. M. Franklin as Director | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect J. B. Harvey as Director | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect D. Moyo as Director | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect B. Mulroney as Director | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect A. Munk as Director | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect P. Munk as Director | | For | | For |
| | | | | | | | | | Management | | 1.12 | | Elect A. W. Regent as Director | | For | | For |
| | | | | | | | | | Management | | 1.13 | | Elect N.P. Rothschild as Director | | For | | For |
| | | | | | | | | | Management | | 1.14 | | Elect S. J. Shapiro as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
General Electric Company | | GE | | 369604103 | | 27-Apr-11 | | Annual | | Management | | 1 | | Elect Director W. Geoffrey Beattie | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director James I. Cash, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Ann M. Fudge | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Susan Hockfield | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Jeffrey R. Immelt | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Andrea Jung | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Alan G. Lafley | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Robert W. Lane | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Ralph S. Larsen | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Rochelle B. Lazarus | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director James J. Mulva | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 12 | | Elect Director Sam Nunn | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Roger S. Penske | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Robert J. Swieringa | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director James S. Tisch | | For | | For |
| | | | | | | | | | Management | | 16 | | Elect Director Douglas A. Warner III | | For | | For |
| | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 18 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 19 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 20 | | Provide for Cumulative Voting | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Performance-Based Equity Awards | | Against | | For |
| | | | | | | | | | Share Holder | | 22 | | Withdraw Stock Options Granted to Executive Officers | | Against | | Against |
| | | | | | | | | | Share Holder | | 23 | | Report on Climate Change Business Risk | | Against | | Against |
| | | | | | | | | | Share Holder | | 24 | | Report on Animal Testing and Plans for Reduction | | Against | | Against |
Lockheed Martin Corporation | | LMT | | 539830109 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Nolan D. Archibald | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Rosalind G. Brewer | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David B. Burritt | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director James O. Ellis, Jr. | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Thomas J. Falk | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Gwendolyn S. King | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director James M. Loy | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Douglas H. McCorkindale | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Joseph W. Ralston | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Anne Stevens | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Robert J. Stevens | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Provide Right to Act by Written Consent | | Against | | Against |
Pfizer Inc. | | PFE | | 717081103 | | 28-Apr-11 | | Annual | | Management | | 1 | | Elect Director Dennis A. Ausiello | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Michael S. Brown | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director M. Anthony Burns | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director W. Don Cornwell | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Frances D. Fergusson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director William H. Gray III | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Constance J. Horner | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director James M. Kilts | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director George A. Lorch | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director John P. Mascotte | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Suzanne Nora Johnson | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Ian C. Read | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | Two Years | | One Year |
| | | | | | | | | | Share Holder | | 17 | | Publish Political Contributions | | Against | | Against |
| | | | | | | | | | Share Holder | | 18 | | Report on Public Policy Advocacy Process | | Against | | Against |
| | | | | | | | | | Share Holder | | 19 | | Adopt Policy to Restrain Pharmaceutical Price Increases | | Against | | Against |
| | | | | | | | | | Share Holder | | 20 | | Provide Right to Act by Written Consent | | Against | | Against |
| | | | | | | | | | Share Holder | | 21 | | Amend Articles/Bylaws/Charter -- Call Special Meetings | | Against | | For |
| | | | | | | | | | Share Holder | | 22 | | Report on Animal Testing and Plans for Reduction | | Against | | Against |
Motorola Solutions, Inc. | | MSI | | 620076307 | | 02-May-11 | | Annual | | Management | | 1 | | Elect Director Gregory Q. Brown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director William J. Bratton | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David W. Dorman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Michael V. Hayden | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Vincent J. Intrieri | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Judy C. Lewent | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Samuel C. Scott III | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director John A. White | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 11 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 13 | | Amend Human Rights Policies | | Against | | Against |
| | | | | | | | | | | | | | | | | | |
Wells Fargo & Company | | WFC | | 949746101 | | 03-May-11 | | Annual | | Management | | 1 | | Election Director John D. Baker II | | For | | For |
| | | | | | | | | | Management | | 2 | | Election Director John S. Chen | | For | | For |
| | | | | | | | | | Management | | 3 | | Election Director Lloyd H. Dean | | For | | For |
| | | | | | | | | | Management | | 4 | | Election Director Susan E. Engel | | For | | For |
| | | | | | | | | | Management | | 5 | | Election Director Enrique Hernandez, Jr. | | For | | For |
| | | | | | | | | | Management | | 6 | | Election Director Donald M. James | | For | | For |
| | | | | | | | | | Management | | 7 | | Election Director Mackey J. McDonald | | For | | For |
| | | | | | | | | | Management | | 8 | | Election Director Cynthia H. Milligan | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Nicholas G. Moore | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Philip J. Quigley | | For | | Against |
| | | | | | | | | | Management | | 11 | | Elect Director Judith M. Runstad | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Stephen W. Sanger | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director John G. Stumpf | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director an G. Swenson | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 17 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 18 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | Against | | Against |
| | | | | | | | | | Share Holder | | 19 | | Provide for Cumulative Voting | | Against | | Against |
| | | | | | | | | | Share Holder | | 20 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | Share Holder | | 21 | | Advisory Vote to Ratify Directors’ Compensation | | Against | | Against |
| | | | | | | | | | Share Holder | | 22 | | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | | Against | | Against |
GlaxoSmithKline plc | | GSK | | 37733W105 | | 05-May-11 | | Annual | | Management | | 1 | | Accept Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Remuneration Report | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Simon Dingemans as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Stacey Cartwright as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Judy Lewent as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Sir Christopher Gent as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Andrew Witty as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Re-elect Sir Roy Anderson as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Re-elect Dr Stephanie Burns as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Re-elect Larry Culp as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Re-elect Sir Crispin Davis as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Re-elect Sir Deryck Maughan as Director | | For | | For |
| | | | | | | | | | Management | | 13 | | Re-elect James Murdoch as Director | | For | | For |
| | | | | | | | | | Management | | 14 | | Re-elect Dr Daniel Podolsky as Director | | For | | For |
| | | | | | | | | | Management | | 15 | | Re-elect Dr Moncef Slaoui as Director | | For | | For |
| | | | | | | | | | Management | | 16 | | Re-elect Tom de Swaan as Director | | For | | For |
| | | | | | | | | | Management | | 17 | | Re-elect Sir Robert Wilson as Director | | For | | For |
| | | | | | | | | | Management | | 18 | | Reappoint PricewaterhouseCoopers LLP as Auditors | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorise Audit Committee to Fix Remuneration of Auditors | | For | | For |
| | | | | | | | | | Management | | 20 | | Authorise EU Political Donations and Expenditure | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorise Issue of Equity with Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 22 | | Authorise Issue of Equity without Pre-emptive Rights | | For | | For |
| | | | | | | | | | Management | | 23 | | Authorise Market Purchase | | For | | For |
| | | | | | | | | | Management | | 24 | | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors’ Reports | | For | | For |
| | | | | | | | | | Management | | 25 | | Authorise the Company to Call EGM with Two Weeks’ Notice | | For | | For |
Occidental Petroleum Corporation | | OXY | | 674599105 | | 06-May-11 | | Annual | | Management | | 1 | | Elect Director Spencer Abraham | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Howard I. Atkins | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Stephen I. Chazen | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Edward P. Djerejian | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director John E. Feick | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Margaret M. Foran | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Carlos M. Gutierrez | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Ray R. Irani | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 9 | | Elect Director Avedick B. Poladian | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Rodolfo Segovia | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Aziz D. Syriani | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Rosemary Tomich | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Walter L. Weisman | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | None | | One Year |
| | | | | | | | | | Share Holder | | 17 | | Review Political Expenditures and Processes | | Against | | For |
| | | | | | | | | | Share Holder | | 18 | | Request Director Nominee with Environmental Qualifications | | Against | | Against |
Sanofi Aventis | | SAN | | 80105N105 | | 06-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.5 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | Management | | 5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify Appointment of Carole Piwnica as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Suet Fern Lee as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Reelect Thierry Desmarest as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Reelect Igor Landau as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Reelect Gerard Van Kemmel as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Reelect Serge Weinberg as Director | | For | | For |
| | | | | | | | | | Management | | 12 | | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | | For | | For |
| | | | | | | | | | Management | | 13 | | Appoint Yves Nicolas as Alternate Auditor | | For | | For |
| | | | | | | | | | Management | | 14 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 15 | | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | | For | | For |
| | | | | | | | | | Management | | 16 | | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | | For | | For |
| | | | | | | | | | Management | | 18 | | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | | For | | For |
| | | | | | | | | | Management | | 19 | | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | | For | | For |
| | | | | | | | | | Management | | 20 | | Approve Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 21 | | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | | For | | For |
| | | | | | | | | | Management | | 22 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | For | | For |
| | | | | | | | | | Management | | 23 | | Amend Article 11 of Bylaws Re: Board Size | | For | | For |
| | | | | | | | | | Management | | 24 | | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | | For | | For |
| | | | | | | | | | Management | | 25 | | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | | For | | For |
| | | | | | | | | | Management | | 26 | | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | | For | | For |
| | | | | | | | | | Management | | 27 | | Authorize Filing of Required Documents/Other Formalities | | For | | For |
Motorola Mobility Holdings, Inc. | | MMI | | 620097105 | | 09-May-11 | | Annual | | Management | | 1 | | Elect Director Sanjay K. Jha | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Jon E. Barfield | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William R. Hambrecht | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Jeanne P. Jackson | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Keith A. Meister | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Thomas J. Meredith | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Daniel A. Ninivaggi | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director James R. Stengel | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Anthony J. Vinciquerra | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Andrew J. Viterbi | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
Pitney Bowes Inc. | | PBI | | 724479100 | | 09-May-11 | | Annual | | Management | | 1 | | Elect Director Rodney C. Adkins | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Murray D. Martin | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Michael I. Roth | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Robert E. Weissman | | For | | For |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 6 | | Reduce Supermajority Vote Requirement for Removing Directors | | For | | For |
| | | | | | | | | | Management | | 7 | | Reduce Supermajority Vote Requirement for Certain Business Combinations | | For | | For |
| | | | | | | | | | Management | | 8 | | Reduce Supermajority Vote Requirement for Amendments to the Certificate | | For | | For |
| | | | | | | | | | Management | | 9 | | Reduce Supermajority Vote Requirement for Amendments to the By-laws | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 12 | | Amend Executive Incentive Bonus Plan | | For | | For |
| | | | | | | | | | Management | | 13 | | Amend Omnibus Stock Plan | | For | | For |
Loews Corporation | | L | | 540424108 | | 10-May-11 | | Annual | | Management | | 1 | | Elect Director Ann E. Berman | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Joseph L. Bower | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Charles M. Diker | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Jacob A. Frenkel | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Paul J. Fribourg | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Walter L. Harris | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Philip A. Laskawy | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Ken Miller | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Gloria R. Scott | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Andrew H. Tisch | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director James S. Tisch | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Jonathan M. Tisch | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 15 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 16 | | Provide for Cumulative Voting | | Against | | Against |
Packaging Corporation of America | | PKG | | 695156109 | | 10-May-11 | | Annual | | Management | | 1.1 | | Elect Director Cheryl K. Beebe | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Henry F. Frigon | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Hasan Jameel | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Mark W. Kowlzan | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director Samuel M. Mencoff | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Roger B. Porter | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director Thomas S. Souleles | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Paul T. Stecko | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director James D. Woodrum | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Ratify Auditors | | For | | For |
AngloGold Ashanti Ltd | | ANG | | 035128206 | | 11-May-11 | | Annual/Special | | Management | | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended 31 December 2010 | | For | | For |
| | | | | | | | | | Management | | 2 | | Reappoint Ernst & Young Inc as Auditors of the Company | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Tito Mboweni as Director and Chairman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Ferdinand Ohene-Kena as Director | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Rhidwaan Gasant as Director | | For | | For |
| | | | | | | | | | Management | | 6 | | Re-elect Bill Nairn as Director | | For | | For |
| | | | | | | | | | Management | | 7 | | Re-elect Sipho Pityana as Director | | For | | For |
| | | | | | | | | | Management | | 8 | | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 9 | | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | Management | | 10 | | Appoint Rhidwaan Gasant as Member of the Audit and Corporate Governance Committee | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 11 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 12 | | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 13 | | Amend Long Term Incentive Plan 2005 | | For | | For |
| | | | | | | | | | Management | | 14 | | Approve Remuneration Policy | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Increase in Non-executive Directors Fees | | For | | For |
| | | | | | | | | | Management | | 16 | | Approve Increase in Non-executive Directors Fees for Board Committee Meetings | | For | | For |
| | | | | | | | | | Management | | 17 | | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 1 | | Approve the Proposed Amendments to the BEE Transaction | | For | | For |
| | | | | | | | | | Management | | 2 | | Amend Articles of Association | | For | | For |
| | | | | | | | | | Management | | 3 | | Place Authorised but Unissued Shares under Control of Directors | | For | | For |
| | | | | | | | | | Management | | 4 | | Authorise the Company Secretary or Director to Do All Such Things Necessary to Effect the Implementation of the Proposed Amendments | | For | | For |
CVS Caremark Corporation | | CVS | | 126650100 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director Edwin M. Banks | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director C. David Brown II | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David W. Dorman | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Anne M. Finucane | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Kristen Gibney Williams | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Marian L. Heard | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Larry J. Merlo | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Jean-Pierre Millon | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Terrence Murray | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director C.A. Lance Piccolo | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Richard J. Swift | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Tony L. White | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Report on Political Contributions | | Against | | Against |
| | | | | | | | | | Share Holder | | 17 | | Provide Right to Act by Written Consent | | Against | | Against |
Philip Morris International Inc. | | PM | | 718172109 | | 11-May-11 | | Annual | | Management | | 1 | | Elect Director Harold Brown | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Mathis Cabiallavetta | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Louis C. Camilleri | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director J. Dudley Fishburn | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Jennifer Li | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Graham Mackay | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Sergio Marchionne | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Lucio A. Noto | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Carlos Slim Helu | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Stephen M. Wolf | | For | | For |
| | | | | | | | | | Management | | 11 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 14 | | Report on Effect of Marketing Practices on the Poor | | Against | | Against |
| | | | | | | | | | Share Holder | | 15 | | Require Independent Board Chairman | | Against | | Against |
Symetra Financial Corporation | | SYA | | 87151Q106 | | 11-May-11 | | Annual | | Management | | 1.1 | | Elect Director Peter S. Burgess | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Robert R. Lusardi | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
Frontier Communications Corporation | | FTR | | 35906A108 | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director Leroy T. Barnes, Jr. | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Peter C.B. Bynoe | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Jeri B. Finard | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director Edward Fraioli | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director James S. Kahan | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director Pamela D.A. Reeve | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 1.7 | | Elect Director Howard L. Schrott | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director Larraine D. Segil | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director Mark Shapiro | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director Myron A. Wick, III | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director Mary Agnes Wilderotter | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 4 | | Require Independent Board Chairman | | Against | | Against |
| | | | | | | | | | Management | | 5 | | Ratify Auditors | | For | | For |
Nucor Corporation | | NUE | | 670346105 | | 12-May-11 | | Annual | | Management | | 1.1 | | Elect Director Peter C. Browning | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director Victoria F. Haynes | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director Christopher J. Kearney | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Require a Majority Vote for the Election of Directors | | Against | | For |
| | | | | | | | | | Share Holder | | 6 | | Require Independent Board Chairman | | Against | | For |
Total SA | | FP | | 89151E109 | | 13-May-11 | | Annual/Special | | Management | | 1 | | Approve Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Accept Consolidated Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 3 | | Approve Allocation of Income and Dividends of EUR 2.28 per Share | | For | | For |
| | | | | | | | | | Management | | 4 | | Approve Auditors’ Special Report on Related-Party Transactions | | For | | For |
| | | | | | | | | | Management | | 5 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 6 | | Reelect Patricia Barbizet as Director | | For | | Against |
| | | | | | | | | | Management | | 7 | | Reelect Paul Desmarais Jr. as Director | | For | | Against |
| | | | | | | | | | Management | | 8 | | Reelect Claude Mandil as Director | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Marie-Christine Coisne as Director | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Barbara Kux as Director | | For | | For |
| | | | | | | | | | Management | | 11 | | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | | For | | For |
| | | | | | | | | | Share Holder | | A | | Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication | | Against | | Against |
Valeant Pharmaceuticals International Inc | | VRX | | 91911K102 | | 16-May-11 | | Annual | | Management | | 1.1 | | Elect Robert A. Ingram as Director | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Theo Melas-Kyriazi as Director | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect G. Mason Morfit as Director | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Laurence E. Paul as Director | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect J. Michael Pearson as Director | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Robert N. Power as Director | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Norma A. Provencio as Director | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Lloyd M. Segal as Director | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Katharine Stevenson as Director | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Michael R. Van Every as Director | | For | | For |
| | | | | | | | | | Management | | 2 | | Advisory Vote on Executive Compensation Approach | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 4 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 5 | | Amend Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 6 | | Ratify PricewaterhouseCoopers LLP as Auditors | | For | | For |
Genworth Financial, Inc. | | GNW | | 37247D106 | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director Steven W. Alesio | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director William H. Bolinder | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Michael D. Fraizer | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Nancy J. Karch | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director J. Robert “Bob” Kerrey | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Risa J. Lavizzo-Mourey | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Christine B. Mead | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Thomas E. Moloney | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director James A. Parke | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director James S. Riepe | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | | | | | | | | | |
The Hartford Financial Services Group, Inc. | | HIG | | 416515104 | | 18-May-11 | | Annual | | Management | | 1 | | Elect Director Robert B. Allardice, III | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Trevor Fetter | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Paul G. Kirk, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Liam E. McGee | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Kathryn A. Mikells | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Michael G. Morris | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Thomas A. Renyi | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Charles B. Strauss | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director H. Patrick Swygert | | For | | For |
| | | | | | | | | | Management | | 10 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 12 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
Amgen Inc. | | AMGN | | 031162100 | | 20-May-11 | | Annual | | Management | | 1 | | Elect Director David Baltimore | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Frank J. Biondi, Jr. | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Francois De Carbonnel | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Vance D. Coffman | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Rebecca M. Henderson | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Frank C. Herringer | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Gilbert S. Omenn | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Judith C. Pelham | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director J. Paul Reason | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Leonard D. Schaeffer | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Kevin W. Sharer | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Ronald D. Sugar | | For | | For |
| | | | | | | | | | Management | | 13 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Share Holder | | 16 | | Provide Right to Act by Written Consent | | Against | | Against |
Time Warner Inc. | | TWX | | 887317303 | | 20-May-11 | | Annual | | Management | | 1 | | Elect Director James L. Barksdale | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director William P. Barr | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Jeffrey L. Bewkes | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Stephen F. Bollenbach | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Frank J. Caufield | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Robert C. Clark | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Mathias Dopfner | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Jessica P. Einhorn | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Fred Hassan | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Michael A. Miles | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Kenneth J. Novack | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Paul D. Wachter | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Deborah C. Wright | | For | | For |
| | | | | | | | | | Management | | 14 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 15 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 17 | | Reduce Supermajority Vote Requirement | | For | | For |
| | | | | | | | | | Share Holder | | 18 | | Provide Right to Act by Written Consent | | Against | | For |
Merck & Co., Inc. | | MRK | | 58933Y105 | | 24-May-11 | | Annual | | Management | | 1 | | Elect Director Leslie A. Brun | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Thomas R. Cech | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Richard T. Clark | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Kenneth C. Frazier | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Thomas H. Glocer | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Steven F. Goldstone | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director William B. Harrison. Jr. | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Harry R. Jacobson | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director William N. Kelley | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director C. Robert Kidder | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Rochelle B. Lazarus | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director Carlos E. Represas | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 13 | | Elect Director Patricia F. Russo | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Thomas E. Shenk | | For | | For |
| | | | | | | | | | Management | | 15 | | Elect Director Anne M. Tatlock | | For | | For |
| | | | | | | | | | Management | | 16 | | Elect Director Craig B. Thompson | | For | | For |
| | | | | | | | | | Management | | 17 | | Elect Director Wendell P. Weeks | | For | | For |
| | | | | | | | | | Management | | 18 | | Elect Director Peter C. Wendell | | For | | For |
| | | | | | | | | | Management | | 19 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 20 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 21 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
Nielsen Holdings NV | | NLSN | | N63218106 | | 24-May-11 | | Annual | | Management | | 1 | | Adopt Financial Statements and Statutory Reports | | For | | For |
| | | | | | | | | | Management | | 2 | | Approve Discharge of Board of Directors | | For | | For |
| | | | | | | | | | Management | | 3a | | Elect David L. Cahoun as Director | | For | | For |
| | | | | | | | | | Management | | 3b | | Elect James A. Attwood as Director | | For | | Against |
| | | | | | | | | | Management | | 3c | | Elect Richard J. Bressler as Director | | For | | Against |
| | | | | | | | | | Management | | 3d | | Elect Simon E. Brown as Director | | For | | Against |
| | | | | | | | | | Management | | 3e | | Elect Michael S. Chae as Director | | For | | Against |
| | | | | | | | | | Management | | 3f | | Elect Patrick Healy as Director | | For | | Against |
| | | | | | | | | | Management | | 3g | | Elect Karen M. Hoguet as Director | | For | | For |
| | | | | | | | | | Management | | 3h | | Elect James M. Kilts as Director | | For | | Against |
| | | | | | | | | | Management | | 3i | | Elect Iain Leigh as Director | | For | | Against |
| | | | | | | | | | Management | | 3j | | Elect Eliot P.S. Merrill as Director | | For | | Against |
| | | | | | | | | | Management | | 3k | | Elect Alexander Navab as Director | | For | | Against |
| | | | | | | | | | Management | | 3l | | Elect Robert Pozen as Director | | For | | For |
| | | | | | | | | | Management | | 3m | | Elect Robert Reid as Director | | For | | Against |
| | | | | | | | | | Management | | 3n | | Elect Scott A. Schoen as Director | | For | | Against |
| | | | | | | | | | Management | | 3o | | Elect Javier G. Teruel as Director | | For | | For |
| | | | | | | | | | Management | | 4 | | Ratify Ernst and Young Accountants LLP as Independent Registered Public Auditor | | For | | For |
| | | | | | | | | | Management | | 5 | | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | | For | | For |
| | | | | | | | | | Management | | 6 | | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | | For | | Against |
| | | | | | | | | | Management | | 7 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | For | | For |
| | | | | | | | | | Management | | 8 | | Advisory Vote to Approve Remuneration of Executives | | For | | For |
| | | | | | | | | | Management | | 9 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 10 | | Other Business | | | | |
Exxon Mobil Corporation | | XOM | | 30231G102 | | 25-May-11 | | Annual | | Management | | 1.1 | | Elect Director M.J. Boskin | | For | | For |
| | | | | | | | | | Management | | 1.2 | | Elect Director P. Brabeck-Letmathe | | For | | For |
| | | | | | | | | | Management | | 1.3 | | Elect Director L.R. Faulkner | | For | | For |
| | | | | | | | | | Management | | 1.4 | | Elect Director J.S. Fishman | | For | | For |
| | | | | | | | | | Management | | 1.5 | | Elect Director K.C. Frazier | | For | | For |
| | | | | | | | | | Management | | 1.6 | | Elect Director W.W. George | | For | | For |
| | | | | | | | | | Management | | 1.7 | | Elect Director M.C. Nelson | | For | | For |
| | | | | | | | | | Management | | 1.8 | | Elect Director S.J. Palmisano | | For | | For |
| | | | | | | | | | Management | | 1.9 | | Elect Director S.S. Reinemund | | For | | For |
| | | | | | | | | | Management | | 1.10 | | Elect Director R.W. Tillerson | | For | | For |
| | | | | | | | | | Management | | 1.11 | | Elect Director E.E. Whitacre, Jr. | | For | | For |
| | | | | | | | | | Management | | 2 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | Against |
| | | | | | | | | | Management | | 4 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Share Holder | | 5 | | Require Independent Board Chairman | | Against | | For |
| | | | | | | | | | Share Holder | | 6 | | Report on Political Contributions | | Against | | For |
| | | | | | | | | | Share Holder | | 7 | | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | Against | | Against |
| | | | | | | | | | Share Holder | | 8 | | Adopt Policy on Human Right to Water | | Against | | Against |
| | | | | | | | | | Share Holder | | 9 | | Report on Environmental Impact of Oil Sands Operations in Canada | | Against | | For |
| | | | | | | | | | Share Holder | | 10 | | Report on Environmental Impacts of Natural Gas Fracturing | | Against | | Against |
| | | | | | | | | | Share Holder | | 11 | | Report on Energy Technologies Development | | Against | | Against |
| | | | | | | | | | Share Holder | | 12 | | Adopt Quantitative GHG Goals for Products and Operations | | Against | | For |
| | | | | | | | | | | | | | | | | | |
Unum Group | | UNM | | 91529Y106 | | 25-May-11 | | Annual | | Management | | 1 | | Elect Director Jon S. Fossel | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Gloria C. Larson | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director William J. Ryan | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Thomas R. Watjen | | For | | For |
| | | | | | | | | | Management | | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 6 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 7 | | Approve Nonqualified Employee Stock Purchase Plan | | For | | For |
| | | | | | | | | | Management | | 8 | | Ratify Auditors | | For | | For |
Raytheon Company | | RTN | | 755111507 | | 26-May-11 | | Annual | | Management | | 1 | | Elect Director Vernon E. Clark | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John M. Deutch | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Stephen J. Hadley | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Frederic M. Poses | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Michael C. Ruettgers | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Ronald L. Skates | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director William R. Spivey | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Linda G. Stuntz | | For | | Against |
| | | | | | | | | | Management | | 9 | | Elect Director William H. Swanson | | For | | For |
| | | | | | | | | | Management | | 10 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 11 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 13 | | Provide Right to Act by Written Consent | | Against | | Against |
| | | | | | | | | | Share Holder | | 14 | | Stock Retention/Holding Period | | Against | | For |
| | | | | | | | | | Share Holder | | 15 | | Report on Lobbying Contributions and Expenses | | Against | | For |
| | | | | | | | | | Share Holder | | 16 | | Submit SERP to Shareholder Vote | | Against | | For |
Ingersoll-Rand plc | | IR | | G47791101 | | 02-Jun-11 | | Annual | | Management | | 1 | | Elect Director Ann C. Berzin | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director John Bruton | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Jared L. Cohon | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Gary D. Forsee | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director Peter C. Godsoe | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Edward E. Hagenlocker | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Constance J. Horner | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Michael W. Lamach | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Theodore E. Martin | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Richard J. Swift | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Tony L. White | | For | | For |
| | | | | | | | | | Management | | 12 | | Approve Executive Incentive Scheme | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 14 | | Advisory Vote on Say on Pay Frequency | | One Year | | One Year |
| | | | | | | | | | Management | | 15 | | Authorize Market Purchase | | For | | For |
| | | | | | | | | | Management | | 16 | | Ratify Auditors | | For | | For |
General Motors Company | | GM | | 37045V100 | | 07-Jun-11 | | Annual | | Management | | 1 | | Elect Director Daniel F. Akerson | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director David Bonderman | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director Erroll B. Davis, Jr. | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Stephen J. Girsky | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director E. Neville Isdell | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director Robert D. Krebs | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director Philip A. Laskawy | | For | | For |
| | | | | | | | | | Management | | 8 | | Elect Director Kathryn V. Marinello | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Patricia F. Russo | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Carol M. Stephenson | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Cynthia A. Telles | | For | | Against |
| | | | | | | | | | Management | | 12 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Management | | 13 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
The Kroger Co. | | KR | | 501044101 | | 23-Jun-11 | | Annual | | Management | | 1 | | Elect Director Reuben V. Anderson | | For | | For |
| | | | | | | | | | Management | | 2 | | Elect Director Robert D. Beyer | | For | | For |
| | | | | | | | | | Management | | 3 | | Elect Director David B. Dillon | | For | | For |
| | | | | | | | | | Management | | 4 | | Elect Director Susan J. Kropf | | For | | For |
| | | | | | | | | | Management | | 5 | | Elect Director John T. Lamacchia | | For | | For |
| | | | | | | | | | Management | | 6 | | Elect Director David B. Lewis | | For | | For |
| | | | | | | | | | Management | | 7 | | Elect Director W. Rodney Mcmullen | | For | | For |
| | | | | | | | | | | | | | | | | | |
| | | | | | | | | | Management | | 8 | | Elect Director Jorge P. Montoya | | For | | For |
| | | | | | | | | | Management | | 9 | | Elect Director Clyde R. Moore | | For | | For |
| | | | | | | | | | Management | | 10 | | Elect Director Susan M. Phillips | | For | | For |
| | | | | | | | | | Management | | 11 | | Elect Director Steven R. Rogel | | For | | For |
| | | | | | | | | | Management | | 12 | | Elect Director James A. Runde | | For | | For |
| | | | | | | | | | Management | | 13 | | Elect Director Ronald L. Sargent | | For | | For |
| | | | | | | | | | Management | | 14 | | Elect Director Bobby S. Shackouls | | For | | For |
| | | | | | | | | | Management | | 15 | | Approve Omnibus Stock Plan | | For | | For |
| | | | | | | | | | Management | | 16 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | For | | For |
| | | | | | | | | | Management | | 17 | | Advisory Vote on Say on Pay Frequency | | Three Years | | One Year |
| | | | | | | | | | Management | | 18 | | Ratify Auditors | | For | | For |
| | | | | | | | | | Share Holder | | 19 | | Adopt ILO Based Code of Conduct | | Against | | Against |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Diversified Dividend and Income Fund
| | |
By | | /s/ Gifford R. Zimmerman
|
| | Gifford R. Zimmerman – Chief Administrative Officer |
| |
Date | | |
August 26, 2011