Due to size constraints, this filing is being made in 2 related submissions. This submission is the first of the 2 related submissions.
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
ANNUAL REPORT OF PROXY VOTING RECORD
OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number |
811-01944
Principal Variable Contracts Funds, Inc.
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(Exact name of registrant as specified in charter)
711 High Street Des Moines, IA 50392
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(Address of principal executive offices) MICHAEL D. ROUGHTON The Principal Financial Group Des Moines, Iowa 50392-0300 | (Zip code) Copy to: John W. Blouch, Esq. Dykema Gossett PLLC Franklin Square, Suite 300 West 1300 I Street, N.W. Washington, DC 20005-3306 |
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(Name and address of agent for service)
Registrant's telephone number, including area code: 515-248-3842
Date of fiscal year end: 10/31 |
Date of reporting period: 07/01/2007 - 06/30/2008 |
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Fund: Principal Variable Contracts Funds, Inc. – Bond & Mortgage Securities Account Sub-Advisor: Principal Global Investors
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Bond & Mortgage Securities Account
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
| | Fund: Principal Variable Contracts Funds, Inc. – Balanced Account | | |
| | | | Sub-Advisor: Principal Global Investors | | | | |
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| | | | Vote Summary Report | | | | | | |
| | | | July 1, 2007 - June 30, 2008 | | | | | | |
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Principal Variable Contracts Funds, Inc. – Balanced Account | | | | | | |
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Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Government & High Quality Bond Account
Sub-Advisor: Principal Global Investors
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Government & High Quality Bond Account
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
| | Fund: Principal Variable Contracts Funds, Inc. – Income Account | | |
| | | | Sub-Advisor: Edge Asset Management | | | | |
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| | | | Vote Summary Report | | | | | | |
| | | | July 1, 2007 - June 30, 2008 | | | | | | |
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Principal Variable Contracts Funds, Inc. – Income Account | | | | | | |
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Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Principal LifeTime 2010 Account
Sub-Advisor: Principal Global Investors
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Principal LifeTime 2010 Account
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Principal LifeTime 2020 Account
Sub-Advisor: Principal Global Investors
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Principal LifeTime 2020 Account
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Principal LifeTime 2030 Account
Sub-Advisor: Principal Global Investors
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Principal LifeTime 2030 Account
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Principal LifeTime 2040 Account
Sub-Advisor: Principal Global Investors
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Principal LifeTime 2040 Account
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Principal LifeTime 2050 Account
Sub-Advisor: Principal Global Investors
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Principal LifeTime 2050 Account
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Principal LifeTime Strategic Income Account
Sub-Advisor: Principal Global Investors
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Principal LifeTime Strategic Income Account | | |
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Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Money Market Account
Sub-Advisor: Principal Global Investors
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Money Market Account
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. –Mortgage Securities Account
Sub-Advisor: Edge Asset Management
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. –Mortgage Securities Account
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Strategic Asset Management Balanced Portfolio
Sub-Advisor: Edge Asset Management
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Strategic Asset Management Balanced Portfolio
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Strategic Asset Management Conservative Balanced Portfolio
Sub-Advisor: Edge Asset Management
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Strategic Asset Management Conservative Balanced Portfolio
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Strategic Asset Management Conservative Growth Portfolio
Sub-Advisor: Edge Asset Management
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Strategic Asset Management Conservative Growth Portfolio
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Strategic Asset Management Flexible Income Portfolio
Sub-Advisor: Edge Asset Management
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Strategic Asset Management Flexible Income Portfolio
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Strategic Asset Management Strategic Growth Portfolio
Sub-Advisor: Edge Asset Management
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Strategic Asset Management Strategic Growth Portfolio
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. –Short-Term Bond Account
Sub-Advisor: Principal Global Investors
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Short-Term Bond Account | | | | | | |
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Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. –Short-Term Income Account
Sub-Advisor: Edge Asset Management
Vote Summary Report July 1, 2007 - June 30, 2008 |
Principal Variable Contracts Funds, Inc. – Short-Term Income Account | | | | |
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Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 - | | | | No proxies were voted during this time period | | |
6/30/08 | | | | | | | | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Bond & Mortgage Securities Account Sub-Sub-Advisor: Post Advisory Group, LLC
Vote Summary Report July 1, 2007 – November 15, 2007 |
Principal Variable Contracts Funds, Inc. – Bond & Mortgage Securities Account
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
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7/1/07 – | | | | No proxies were voted during this time period | | |
11/15/07 | | | | | | | | | | | | | | |
| | | | | | | | | | | | | | Vote Summary Report (Long) |
Principal Variable Contracts Funds, Inc. - LargeCap Growth Account | | | | | | | | | | | | | | |
Sub-Advisor: CCI | | | | | | | | | | | | | | 07/01/07 to 06/30/08 |
Sorted by Company Name. | | | | | | | | | | | | | | | | |
In All Markets, for all statuses, for Principal Variable Contracts Fund, Inc.-Growth, Principal Variable Contracts Fund, Inc.-Growth. | | | | | | | | | | | | |
Show Research notes. | | | | | | | | | | | | | | | | |
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Alcon Inc. | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/06/08 AGM | | | | Security | | | | H01301102 | | | | Shares Voted | | 74,800 |
Record Date | | 03/20/2008 | | | | | | | | | | | | | | |
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Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution | | | | | | | | | | | | | | |
| | APPROVAL OF THE 2007 ANNUAL REPORT AND ACCOUNTS OF ALCON, INC. AND THE 2007 | | Mgmt | | | | For | | | | For | | | | |
| | APPROPRIATION OF AVAILABLE EARNINGS AND PROPOSED DIVIDEND TO SHAREHOLDERS FOR | | Mgmt | | | | For | | | | For | | | | |
| | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE FINANCIAL YEAR 2007 | | Mgmt | | | | For | | | | For | | | | |
| | ELECTION OF KPMG KLYNVELD PEAT MARWICK GOERDELER SA, ZURICH, AS GROUP AND PARENT Mgmt | | | | For | | | | For | | | | |
| | ELECTION OF OBT AG, ZURICH, AS SPECIAL AUDITORS | | Mgmt | | | | For | | | | For | | | | |
| | ELECTION TO THE BOARD OF DIRECTORS: PAUL BULCKE | | Mgmt | | | | For | | | | Against | | | | |
| | ELECTION TO THE BOARD OF DIRECTORS: THOMAS G. PLASKETT | | Mgmt | | | | For | | | | For | | | | |
| | ELECTION TO THE BOARD OF DIRECTORS: PAUL POLMAN | | Mgmt | | | | For | | | | Against | | | | |
| | ELECTION TO THE BOARD OF DIRECTORS: CARY R. RAYMENT | | Mgmt | | | | For | | | | For | | | | |
| | ELECTION TO THE BOARD OF DIRECTORS: James Singh | | Mgmt | | | | For | | | | Against | | | | |
| | ELECTION TO THE BOARD OF DIRECTORS: Dr. Daniel Vasella | | Mgmt | | | | For | | | | Against | | | | |
| | APPROVAL OF SHARE CANCELLATION | | Mgmt | | | | For | | | | For | | | | |
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Alliance Data Systems Corp. | | | | | | | | | | | | | | | | |
Meeting Date/Type 06/16/08 AGM | | | | Security | | | | 18581108 | | | | Shares Voted | | 65,700 |
Record Date | | 04/17/2008 | | | | | | | | | | | | | | |
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Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Bruce K. Anderson | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Roger H. Ballou | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director E.L. Draper Jr. | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
Amazon.com, Inc. | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/29/08 AGM | | | | | | Security | | | | 23135106 | | | | Shares Voted | | 44,600 |
Record Date | | 04/02/2008 | | | | | | | | | | | | | | |
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Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director Jeffrey P. Bezos | | Mgmt | | | | For | | | | For | | | | |
Elect Director Tom A. Alberg | | Mgmt | | | | For | | | | For | | | | |
Elect Director John Seely Brown | | Mgmt | | | | For | | | | For | | | | |
Elect Director L. John Doerr | | Mgmt | | | | For | | | | For | | | | |
Elect Director William B. Gordon | | Mgmt | | | | For | | | | For | | | | |
Elect Director Myrtle S. Potter | | Mgmt | | | | For | | | | For | | | | |
Elect Director Thomas O. Ryder | | Mgmt | | | | For | | | | For | | | | |
Elect Director Patricia Q. Stonesifer | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
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Apple, Inc. | | | | | | | | | | | | | | | | |
Meeting Date/Type 03/04/08 AGM | | | | | | Security | | | | 37833100 | | | | Shares Voted | | 83,122 |
Record Date | | 01/15/2008 | | | | | | | | | | | | | | |
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Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director William V. Campbell | | Mgmt | | | | For | | | | For | | | | |
Elect Director Millard S. Drexler | | Mgmt | | | | For | | | | For | | | | |
Elect Director Albert A. Gore, Jr. | | Mgmt | | | | For | | | | For | | | | |
Elect Director Steven P. Jobs | | Mgmt | | | | For | | | | For | | | | |
Elect Director Andrea Jung | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Arthur D. Levinson | | Mgmt | | | | For | | | | For | | | | |
Elect Director Eric E. Schmidt | | Mgmt | | | | For | | | | For | | | | |
Elect Director Jerome B. York | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | | | | | |
Advisory Vote to Ratify Named Executive Officers' Compensation | | ShrHoldr | | | | Against | | | | For | | | | |
Amend Bylaws to Establish a Board Committee on Sustainability | | ShrHoldr | | | | Against | | | | Against | | | | |
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Avon Products, Inc. | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/01/08 AGM | | | | Security | | | | 54303102 | | | | Shares Voted | | 174,729 |
Record Date | | 03/14/2008 | | | | | | | | | | | | | | |
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Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director W. Don Cornwell | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Edward T. Fogarty | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Fred Hassan | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Andrea Jung | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Maria Elena Lagomasino | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Ann S. Moore | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Paul S. Pressler | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Gary M. Rodkin | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Paula Stern | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Lawrence A. Weinbach | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
| | Approve Executive Incentive Bonus Plan | | Mgmt | | | | For | | | | For | | | | |
| | Report on Nanomaterial Product Safety | | ShrHoldr | | | | Against | | | | Against | | | | |
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Baxter International Inc. | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/06/08 AGM | | | | Security | | | | 71813109 | | | | Shares Voted | | 100,000 |
Record Date | | 03/07/2008 | | | | | | | | | | | | | | |
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Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Wayne T. Hockmeyer | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Joseph B. Martin | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Robert L. Parkinson | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Thomas T. Stallkamp | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Albert P.L. Stroucken | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
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Capital One Financial Corp. | | | | | | | | | | | | | | | | |
Meeting Date/Type 04/24/08 AGM | | | | Security | | | | 14040H105 | | | | Shares Voted | | 72,000 |
Record Date | | 02/25/2008 | | | | | | | | | | | | | | |
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Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | Rec | | | | Cast | | |
Elect Director Patrick W. Gross | | Mgmt | | For | | | | Against | | |
Elect Director Ann Fritz Hackett | | Mgmt | | For | | | | Against | | |
Elect Director Pierre E. Leroy | | Mgmt | | For | | | | Against | | |
Ratify Auditors | | | | Mgmt | | For | | | | For | | |
Amend Nonqualified Employee Stock Purchase Plan | | Mgmt | | For | | | | For | | |
Advisory Vote to Ratify Named Executive Officers' Compensation | | ShrHoldr | | Against | | | | For | | |
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Cisco Systems, Inc. | | | | | | | | | | | | |
Meeting Date/Type 11/15/07 AGM | | | | | | Security | | 17275R102 | | Shares Voted | | 614,900 |
Record Date | | 09/17/2007 | | | | | | | | | | |
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Ballot Issues | | | | Proponent | | Mgmt | | | | Vote | | |
| | | | | | Rec | | | | Cast | | |
Elect Director Carol A. Bartz | | Mgmt | | For | | | | For | | |
Elect Director M. Michele Burns | | Mgmt | | For | | | | For | | |
Elect Director Michael D. Capellas | | Mgmt | | For | | | | For | | |
Elect Director Larry R. Carter | | Mgmt | | For | | | | For | | |
Elect Director John T. Chambers | | Mgmt | | For | | | | For | | |
Elect Director Brian L. Halla | | Mgmt | | For | | | | For | | |
Elect Director Dr. John L. Hennessy | | Mgmt | | For | | | | For | | |
Elect Director Richard M. Kovacevich | | Mgmt | | For | | | | For | | |
Elect Director Roderick C. McGeary | | Mgmt | | For | | | | For | | |
Elect Director Michael K. Powell | | Mgmt | | For | | | | For | | |
Elect Director Steven M. West | | Mgmt | | For | | | | For | | |
Elect Director Jerry Yang | | | | Mgmt | | For | | | | For | | |
Amend Omnibus Stock Plan | | Mgmt | | For | | | | For | | |
Approve Executive Incentive Bonus Plan | | Mgmt | | For | | | | For | | |
Ratify Auditors | | | | Mgmt | | For | | | | For | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | |
Amend Bylaws to Establish a Board Committee on Human Rights | | ShrHoldr | | Against | | | | Against | | |
Pay For Superior Performance | | ShrHoldr | | Against | | | | For | | |
Advisory Vote to Ratify Named Executive Officers' Compensation | | ShrHoldr | | Against | | | | For | | |
Report on Internet Fragmentation | | ShrHoldr | | Against | | | | For | | |
Research Notes: | | Including additional information in its existing public documents on policies and practices related to doing business with governments that restrict certain human |
|
Deere & Co. | | | | | | | | | | | | |
Meeting Date/Type 11/14/07 EGM | | | | | | Security | | | | 244199105 | | | | Shares Voted | | 66,600 |
Record Date | | 09/24/2007 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Approve Increase in Common Stock and a Stock Split | | Mgmt | | | | For | | | | For | | | | |
|
Deere & Co. | | | | | | | | | | | | | | | | |
Meeting Date/Type 02/27/08 AGM | | | | | | Security | | | | 244199105 | | | | Shares Voted | | 108,600 |
Record Date | | 12/31/2007 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director T. Kevin Dunnigan | | Mgmt | | | | For | | | | For | | | | |
Elect Director Charles O. Holliday, Jr. | | Mgmt | | | | For | | | | For | | | | |
Elect Director Dipak C. Jain | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Joachim Milberg | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Richard B. Myers | | | | Mgmt | | | | For | | | | For | | | | |
Amend Executive Incentive Bonus Plan | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | | | | | |
|
Dell Inc. | | | | | | | | | | | | | | | | |
Meeting Date/Type 12/04/07 AGM | | | | | | Security | | | | 24702R101 | | | | Shares Voted | | 204,510 |
Record Date | | 10/26/2007 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director Donald J. Carty | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Michael S. Dell | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director William H. Gray, III | | Mgmt | | | | For | | | | For | | | | |
Elect Director Sallie L. Krawcheck | | Mgmt | | | | For | | | | For | | | | |
Elect Director Alan (A.G.) Lafley | | Mgmt | | | | For | | | | For | | | | |
Elect Director Judy C. Lewent | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Klaus S. Luft | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Thomas W. Luce, III | | Mgmt | | | | For | | | | For | | | | |
Elect Director Alex J. Mandl | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Michael A. Miles | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Samuel A. Nunn, Jr. | | | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | | | | | |
| | Amend Omnibus Stock Plan | | | | Mgmt | | | | For | | | | For | | | | |
| | Stock Retention/Holding Period | | | | ShrHoldr | | | | Against | | | | For | | | | |
| | Declaration of Dividend | | | | ShrHoldr | | | | Against | | | | Against | | | | |
|
Devon Energy Corp. | | | | | | | | | | | | | | | | | | |
Meeting Date/Type 06/04/08 AGM | | | | | | Security | | | | 25179M103 | | | | Shares Voted | | 102,200 |
Record Date | | 04/07/2008 | | | | | | | | | | | | | | | | |
|
Ballot Issues | | | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director David A. Hager | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John A. Hill | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Mary P. Ricciardello | | | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
| | Increase Authorized Common Stock | | | | Mgmt | | | | For | | | | For | | | | |
| | Declassify the Board of Directors | | | | Mgmt | | | | For | | | | For | | | | |
|
eBay Inc. | | | | | | | | | | | | | | | | | | |
Meeting Date/Type 06/19/08 AGM | | | | | | Security | | | | 278642103 | | | | Shares Voted | | 146,500 |
Record Date | | 04/21/2008 | | | | | | | | | | | | | | | | |
|
Ballot Issues | | | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Fred D. Anderson | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Edward W. Barnholt | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Scott D. Cook | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John J. Donahoe | | | | Mgmt | | | | For | | | | For | | | | |
| | Approve Omnibus Stock Plan | | | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
|
Emerson Electric Co. | | | | | | | | | | | | | | | | | | |
Meeting Date/Type 02/05/08 AGM | | | | | | Security | | | | 291011104 | | | | Shares Voted | | 144,600 |
Record Date | | 11/27/2007 | | | | | | | | | | | | | | | | |
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director D.N. Farr | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director R.B. Horton | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director C.A. Peters | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director J.W. Prueher | | | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | | | | | |
|
Express Scripts, Inc. | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/28/08 AGM | | | | | | Security | | | | 302182100 | | | | Shares Voted | | 89,700 |
Record Date | | 03/31/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director Gary G. Benanav | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Frank J. Borelli | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Maura C. Breen | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Nicholas J. LaHowchic | | Mgmt | | | | For | | | | For | | | | |
Elect Director Thomas P. Mac Mahon | | Mgmt | | | | For | | | | For | | | | |
Elect Director Woodrow A. Myers Jr. | | Mgmt | | | | For | | | | For | | | | |
Elect Director John O. Parker, Jr. | | Mgmt | | | | For | | | | For | | | | |
Elect Director George Paz | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Samuel K. Skinner | | Mgmt | | | | For | | | | For | | | | |
Elect Director Seymour Sternberg | | Mgmt | | | | For | | | | For | | | | |
Elect Director Barrett A. Toan | | | | Mgmt | | | | For | | | | For | | | | |
Increase Authorized Common Stock | | Mgmt | | | | For | | | | For | | | | |
Amend Qualified Employee Stock Purchase Plan | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
Other Business | | | | Mgmt | | | | For | | | | Against | | | | |
|
Fannie Mae | | | | | | | | | | | | | | | | |
Meeting Date/Type 12/14/07 AGM | | | | | | Security | | | | 313586109 | | | | Shares Voted | | 137,200 |
Record Date | | 10/22/2007 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director Stephen B. Ashley | | Mgmt | | | | For | | | | For | | | | |
Elect Director Dennis R. Beresford | | Mgmt | | | | For | | | | For | | | | |
Elect Director Louis J. Freeh | | Mgmt | | | | For | | | | For | | | | |
Elect Director Brenda J. Gaines | | Mgmt | | | | For | | | | For | | | | |
Elect Director Karen N. Horn, Ph.D. | | Mgmt | | | | For | | | | For | | | | |
Elect Director Bridget A. Macaskill | | Mgmt | | | | For | | | | For | | | | |
Elect Director Daniel H. Mudd | | Mgmt | | | | For | | | | For | | | | |
Elect Director Leslie Rahl | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director John C. Sites, Jr. | | Mgmt | | | | For | | | | For | | | | |
Elect Director Greg C. Smith | | Mgmt | | | | For | | | | For | | | | |
Elect Director H. Patrick Swygert | | Mgmt | | | | For | | | | For | | | | |
Elect Director John K. Wulff | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | | | | | |
Amend Omnibus Stock Plan | | Mgmt | | | | For | | | | For | | | | |
Advisory Vote to Ratify Named Executive Officers' Compensation | | ShrHoldr | | | | Against | | | | For | | | | |
Restore or Provide for Cumulative Voting | | ShrHoldr | | | | Against | | | | Against | | | | |
|
FIRST SOLAR INC | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/23/08 AGM | | | | | | Security | | | | 336433107 | | | | Shares Voted | | 19,300 |
Record Date | | 04/17/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director Michael J. Ahearn | | Mgmt | | | | For | | | | For | | | | |
Elect Director Craig Kennedy | | Mgmt | | | | For | | | | For | | | | |
Elect Director James F. Nolan | | Mgmt | | | | For | | | | For | | | | |
Elect Director J. Thomas Presby | | Mgmt | | | | For | | | | For | | | | |
Elect Director Bruce Sohn | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Paul H. Stebbins | | Mgmt | | | | For | | | | For | | | | |
Elect Director Michael Sweeney | | Mgmt | | | | For | | | | For | | | | |
Elect Director Jose H. Villarreal | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
|
Freeport-McMoRan Copper & | | | | | | | | | | | | | | | | |
Meeting Date/Type 07/10/07 AGM | | | | | | Security | | | | 35671D857 | | | | Shares Voted | | 63,000 |
Record Date | | 05/25/2007 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director Richard C. Adkerson | | Mgmt | | | | For | | | | For | | | | |
Elect Director Robert J. Allison, Jr. | | Mgmt | | | | For | | | | For | | | | |
Elect Director Robert A. Day | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Gerald J. Ford | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director H. Devon Graham, Jr. | | Mgmt | | | | For | | | | For | | | | |
Elect Director J. Bennett Johnston | | Mgmt | | | | For | | | | For | | | | |
Elect Director Charles C. Krulak | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Bobby Lee Lackey | | Mgmt | | | | For | | | | For | | | | |
Elect Director Jon C. Madonna | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Dustan E. McCoy | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Gabrielle K. McDonald | | Mgmt | | | | For | | | | For | | | | |
Elect Director James R. Moffett | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director B.M. Rankin, Jr. | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director J. Stapleton Roy | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Stephen H. Siegele | | Mgmt | | | | For | | | | For | | | | |
Elect Director J. Taylor Wharton | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | | | | | |
Amend Omnibus Stock Plan | | | | Mgmt | | | | For | | | | For | | | | |
|
Genzyme Corp. | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/22/08 AGM | | | | | | Security | | | | 372917104 | | | | Shares Voted | | 55,000 |
Record Date | | 03/31/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director Douglas A. Berthiaume | | Mgmt | | | | For | | | | For | | | | |
Elect Director Gail K. Boudreaux | | Mgmt | | | | For | | | | For | | | | |
Elect Director Robert J. Carpenter | | Mgmt | | | | For | | | | For | | | | |
Elect Director Charles L. Cooney, Ph.D. | | Mgmt | | | | For | | | | For | | | | |
Elect Director Richard F. Syron | | | | Mgmt | | | | For | | | | For | | | | |
Amend Omnibus Stock Plan | | | | Mgmt | | | | For | | | | For | | | | |
Amend Non-Employee Director Omnibus Stock Plan | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
|
Gilead Sciences, Inc. | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/08/08 AGM | | | | Security | | | | 375558103 | | | | Shares Voted | | 274,400 |
Record Date | | 03/19/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Paul Berg | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John F. Cogan | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Etienne F. Davignon | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director James M. Denny | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Carla A. Hills | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John W. Madigan | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John C. Martin | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Gordon E. Moore | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Nicholas Moore | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Gayle E. Wilson | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
| | Amend Omnibus Stock Plan | | Mgmt | | | | For | | | | For | | | | |
| | Increase Authorized Common Stock | | Mgmt | | | | For | | | | For | | | | |
|
Google Inc | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/08/08 AGM | | | | Security | | | | 38259P508 | | | | Shares Voted | | 17,190 |
Record Date | | 03/11/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Eric Schmidt | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Sergey Brin | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Larry Page | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director L. John Doerr | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John L. Hennessy | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Arthur D. Levinson | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Ann Mather | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Paul S. Otellini | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director K. Ram Shriram | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Shirley M. Tilghman | | | | Mgmt | | For | | For | | |
| | Ratify Auditors | | | | Mgmt | | For | | For | | |
| | Amend Omnibus Stock Plan | | | | Mgmt | | For | | Against | | |
Research Notes: | | The plan allows repricing of underwater stock options in a variety of methods without shareholder approval. | | | | |
| | Adopt Internet Censorship Policies | | | | ShrHoldr | | Against | | For | | |
Research Notes: | | Based on Google’s lack of disclosure on its policies related to Internet monitoring and censorship, as well as the impact that these issues may have on the |
| | Amend Bylaws to Establish a Board Committee on Human Rights | | ShrHoldr | | Against | | Against | | |
|
Guess?, Inc. | | | | | | | | | | | | |
Meeting Date/Type 06/17/08 AGM | | | | Security | | 401617105 | | Shares Voted | | 83,960 |
Record Date | | 05/07/2008 | | | | | | | | | | |
|
Ballot Issues | | | | | | Proponent | | Mgmt | | Vote | | |
| | | | | | | | Rec | | Cast | | |
| | Elect Director Maurice Marciano | | | | Mgmt | | For | | For | | |
| | Elect Director Kay Isaacson-Leibowitz | | | | Mgmt | | For | | For | | |
| | Elect Director Alex Yemenidjian | | | | Mgmt | | For | | For | | |
| | Ratify Auditors | | | | Mgmt | | For | | For | | |
|
Hess Corporation | | | | | | | | | | | | |
Meeting Date/Type 05/07/08 AGM | | | | Security | | 42809H107 | | Shares Voted | | 39,000 |
Record Date | | 03/17/2008 | | | | | | | | | | |
|
Ballot Issues | | | | | | Proponent | | Mgmt | | Vote | | |
| | | | | | | | Rec | | Cast | | |
| | Elect Director Edith E. Holiday | | | | Mgmt | | For | | For | | |
| | Elect Director John H. Mullin | | | | Mgmt | | For | | For | | |
| | Elect Director John J. O'Connor | | | | Mgmt | | For | | For | | |
| | Elect Director F. Borden Walker | | | | Mgmt | | For | | For | | |
| | Elect Director Robert N. Wilson | | | | Mgmt | | For | | For | | |
| | Ratify Auditors | | | | Mgmt | | For | | For | | |
| | Declassify the Board of Directors | | | | Mgmt | | For | | For | | |
| | Approve Omnibus Stock Plan | | | | Mgmt | | For | | For | | |
|
Hewlett-Packard Co. | | | | | | | | | | | | |
Meeting Date/Type 03/19/08 AGM | | | | Security | | 428236103 | | Shares Voted | | 222,200 |
Record Date | | 01/22/2008 | | | | | | | | | | |
Ballot Issues | | | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Lawrence T. Babbio, Jr. | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Sari M. Baldauf | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Richard A. Hackborn | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John H. Hammergren | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Mark V. Hurd | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Joel Z. Hyatt | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John R. Joyce | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Robert L. Ryan | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Lucille S. Salhany | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director G. Kennedy Thompson | | | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | | | | | |
|
Intuitive Surgical Inc | | | | | | | | | | | | | | | | | | |
Meeting Date/Type 04/18/08 AGM | | | | | | Security | | | | 46120E602 | | | | Shares Voted | | 28,249 |
Record Date | | 02/22/2008 | | | | | | | | | | | | | | | | |
|
Ballot Issues | | | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Robert W. Duggan | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Floyd D. Loop | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director George Stalk Jr. | | | | Mgmt | | | | For | | | | For | | | | |
|
JPMorgan Chase & Co. | | | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/20/08 AGM | | | | | | Security | | | | 46625H100 | | | | Shares Voted | | 176,000 |
Record Date | | 03/21/2008 | | | | | | | | | | | | | | | | |
|
Ballot Issues | | | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Crandall C. Bowles | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Stephen B. Burke | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director David M. Cote | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director James S. Crown | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director James Dimon | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Ellen V. Futter | | | | Mgmt | | For | | | | For | | |
Elect Director William H. Gray, III | | Mgmt | | For | | | | For | | |
Elect Director Laban P. Jackson, Jr. | | Mgmt | | For | | | | For | | |
Elect Director Robert I. Lipp | | | | Mgmt | | For | | | | For | | |
Elect Director David C. Novak | | | | Mgmt | | For | | | | For | | |
Elect Director Lee R. Raymond | | | | Mgmt | | For | | | | For | | |
Elect Director William C. Weldon | | Mgmt | | For | | | | For | | |
Ratify Auditors | | | | Mgmt | | For | | | | For | | |
Amend Omnibus Stock Plan | | | | Mgmt | | For | | | | Against | | |
Research Notes: | | the estimated shareholder value transfer of the company's plans of 11 percent is above the allowable cap for this company of 8 percent. | | |
Amend Executive Incentive Bonus Plan | | Mgmt | | For | | | | For | | |
Report on Government Service of Employees | | ShrHoldr | | Against | | | | Against | | |
Report on Political Contributions | | ShrHoldr | | Against | | | | For | | |
Research Notes: | | The requested disclosure could assist shareholders in their assessment of the risks and benefits associated with public policy activities through trade associations |
Require Independent Board Chairman | | ShrHoldr | | Against | | | | Against | | |
Advisory Vote to Ratify Named Executive Officers' Compensation | | ShrHoldr | | Against | | | | For | | |
Research Notes: | | We believe that the advisory vote would be another step forward in enhancing board accountability and allow shareholders a voice in a company's executive |
Require More Director Nominations Than Open Seats | | ShrHoldr | | Against | | | | Against | | |
Report on Human Rights Investment Policies | | ShrHoldr | | Against | | | | Against | | |
Report on Lobbying Activities | | | | ShrHoldr | | Against | | | | Against | | |
|
MasterCard Incorporated | | | | | | | | | | | | |
Meeting Date/Type 06/03/08 AGM | | | | | | Security | | 57636Q104 | | Shares Voted | | 31,534 |
Record Date | | 04/09/2008 | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | Mgmt | | | | Vote | | |
| | | | | | Rec | | | | Cast | | |
Elect Director Bernard S.Y. Fung | | Mgmt | | For | | | | For | | |
Elect Director Marc Olivie | | | | Mgmt | | For | | | | For | | |
Elect Director Mark Schwartz | | | | Mgmt | | For | | | | For | | |
Ratify Auditors | | | | Mgmt | | For | | | | For | | |
|
McDonald's Corp. | | | | | | | | | | | | |
Meeting Date/Type 05/22/08 AGM | | | | | | Security | | 580135101 | | Shares Voted | | 141,500 |
Record Date | | 03/24/2008 | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | Mgmt | | | | Vote | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director Ralph Alvarez | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Susan E. Arnold | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Richard H. Lenny | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Cary D. McMillan | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Sheila A. Penrose | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director James A. Skinner | | | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
|
MEDCO Health Solutions Inc | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/22/08 AGM | | | | | | Security | | | | 58405U102 | | | | Shares Voted | | 120,000 |
Record Date | | 03/26/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director John L. Cassis | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Michael Goldstein | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Blenda J. Wilson | | | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
Increase Authorized Common Stock | | Mgmt | | | | For | | | | For | | | | |
Limit Executive Compensation | | | | ShrHoldr | | | | Against | | | | Against | | | | |
|
MEMC Electronic Materials, | | | | | | | | | | | | | | | | |
Meeting Date/Type 04/23/08 AGM | | | | | | Security | | | | 552715104 | | | | Shares Voted | | 98,200 |
Record Date | | 03/03/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
Elect Director Peter Blackmore | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Nabeel Gareeb | | | | Mgmt | | | | For | | | | For | | | | |
Elect Director Marshall Turner | | | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
|
Merck & Co., Inc. | | | | | | | | | | | | | | | | |
Meeting Date/Type 04/22/08 AGM | | | | | | Security | | | | 589331107 | | | | Shares Voted | | 150,972 |
Record Date | | 02/25/2008 | | | | | | | | | | | | | | |
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Richard T. Clark | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Johnnetta B. Cole, Ph.D. | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Thomas H. Glocer | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Steven F. Goldstone | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director William B. Harrison, Jr. | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Harry R. Jacobson, M.D. | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director William N. Kelley, M.D. | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Rochelle B. Lazarus | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Thomas E. Shenk, Ph.D. | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Anne M. Tatlock | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Samuel O. Thier, M.D. | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Wendell P. Weeks | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Peter C. Wendell | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
| | Limit Executive Compensation | | ShrHoldr | | | | Against | | | | Against | | | | |
| | Advisory Vote to Ratify Named Executive Officers' Compensation | | ShrHoldr | | | | Against | | | | For | | | | |
| | Amend Articles/Bylaws/Charter -- Call Special Meetings | | ShrHoldr | | | | Against | | | | For | | | | |
| | Adopt a bylaw to Require an Independent Lead Director | | ShrHoldr | | | | Against | | | | For | | | | |
|
Microsoft Corp. | | | | | | | | | | | | | | | | |
Meeting Date/Type 11/13/07 AGM | | | | Security | | | | 594918104 | | | | Shares Voted | | 614,400 |
Record Date | | 09/07/2007 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director William H. Gates, III | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Steven A. Ballmer | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director James I. Cash, Jr. | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Dina Dublon | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Raymond V. Gilmartin | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Reed Hastings | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director David F. Marquardt | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Charles H. Noski | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Helmut Panke | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Jon A. Shirley | | Mgmt | | | | For | | | | For | | | | |
Ratify Auditors | | | | Mgmt | | For | | | | For | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | |
Adopt Policies to Protect Freedom of Access to the Internet | | ShrHoldr | | Against | | | | Against | | |
Amend Bylaws to Establish a Board Committee on Human Rights | | ShrHoldr | | Against | | | | Against | | |
|
Millennium Pharmaceuticals, | | | | | | | | | | | | |
Meeting Date/Type 05/22/08 AGM | | | | | | Security | | 599902103 | | Shares Voted | | 259,800 |
Record Date | | 03/25/2008 | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | Mgmt | | | | Vote | | |
| | | | | | Rec | | | | Cast | | |
Elect Director Deborah Dunsire | | | | Mgmt | | For | | | | For | | |
Elect Director Robert F. Friel | | | | Mgmt | | For | | | | For | | |
Elect Director A. Grant Heidrich, III | | Mgmt | | For | | | | For | | |
Elect Director Charles J. Homcy | | | | Mgmt | | For | | | | For | | |
Elect Director Raju S. Kucherlapati | | Mgmt | | For | | | | For | | |
Elect Director Jeffrey M. Leiden | | | | Mgmt | | For | | | | For | | |
Elect Director Mark J. Levin | | | | Mgmt | | For | | | | For | | |
Elect Director Norman C. Selby | | | | Mgmt | | For | | | | For | | |
Elect Director Kenneth E. Weg | | | | Mgmt | | For | | | | For | | |
Elect Director Anthony H. Wild | | | | Mgmt | | For | | | | For | | |
Ratify Auditors | | | | Mgmt | | For | | | | For | | |
|
Monsanto Co. | | | | | | | | | | | | |
Meeting Date/Type 01/16/08 AGM | | | | | | Security | | 61166W101 | | Shares Voted | | 108,558 |
Record Date | | 11/19/2007 | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | Mgmt | | | | Vote | | |
| | | | | | Rec | | | | Cast | | |
Elect Director John W. Bachmann | | Mgmt | | For | | | | For | | |
Elect Director William U. Parfet | | | | Mgmt | | For | | | | For | | |
Elect Director George H. Poste | | | | Mgmt | | For | | | | For | | |
Ratify Auditors | | | | Mgmt | | For | | | | For | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | |
Separate Chairman and CEO Positions | | ShrHoldr | | Against | | | | Against | | |
Research Notes: | | Monsanto meets all of the governance and performance criteria in the counterbalancing structure described above. Accordingly, the proposal does not warrant |
Amend Bylaws to Not Indemnify Directors for Social and Environmental Liabilities | | ShrHoldr | | Against | | | | Against | | |
National Oilwell Varco, Inc. | | | | | | | | | | | | |
Meeting Date/Type 05/14/08 AGM | | | | | | Security | | 637071101 | | Shares Voted | | 98,400 |
Record Date | | 03/27/2008 | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | Mgmt | | Vote | | | | |
| | | | | | Rec | | Cast | | | | |
Elect Director Robert E. Beauchamp | | Mgmt | | For | | For | | | | |
Elect Director Jeffery A. Smisek | | Mgmt | | For | | For | | | | |
Ratify Auditors | | | | Mgmt | | For | | For | | | | |
Approve Executive Incentive Bonus Plan | | Mgmt | | For | | For | | | | |
|
Nokia Corp. | | | | | | | | | | | | |
Meeting Date/Type 05/08/08 AGM | | | | | | Security | | 654902204 | | Shares Voted | | 272,500 |
Record Date | | 03/10/2008 | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | Mgmt | | Vote | | | | |
| | | | | | Rec | | Cast | | | | |
Meeting for ADR Holders | | | | | | | | | | | | |
APPROVAL OF THE ANNUAL ACCOUNTS | | Mgmt | | For | | For | | | | |
APPROVAL OF THE DISTRIBUTION OF THE PROFIT FOR THE YEAR, PAYMENT OF DIVIDEND | | Mgmt | | For | | For | | | | |
APPROVAL OF THE DISCHARGE OF THE CHAIRMAN, THE MEMBERS OF THE BOARD OF | | Mgmt | | For | | For | | | | |
Research Notes: | | Please note that this is a non-voting item, however, ADP view this as a voting item. As result, vote against this proposal. | | | | |
APPROVAL OF THE REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS | | Mgmt | | For | | For | | | | |
APPROVAL OF THE NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS | | Mgmt | | For | | For | | | | |
Elect Director Georg Ehrnrooth | | Mgmt | | For | | For | | | | |
Elect Director Lalita D. Gupte | | Mgmt | | For | | For | | | | |
Elect Director Bengt Holmstrom | | Mgmt | | For | | For | | | | |
Elect Director Henning Kagermann | | Mgmt | | For | | For | | | | |
Elect Director Olli-Pekka Kallasvuo | | Mgmt | | For | | For | | | | |
Elect Director Per Karlsson | | | | Mgmt | | For | | For | | | | |
Elect Director Jorma Ollila | | | | Mgmt | | For | | For | | | | |
Elect Director Marjorie Scardino | | Mgmt | | For | | For | | | | |
Elect Director Risto Siilasmaa | | Mgmt | | For | | For | | | | |
Elect Director Keijo Suila | | | | Mgmt | | For | | For | | | | |
APPROVAL OF THE AUDITOR REMUNERATION | | Mgmt | | For | | For | | | | |
APPROVAL OF THE RE-ELECTION OF PRICEWATERHOUSECOOPERS OY AS THE AUDITORS FOR | | Mgmt | | For | | For | | | | |
| | APPROVAL OF THE AUTHORIZATION TO THE BOARD OF DIRECTORS TO RESOLVE TO | | Mgmt | | | | For | | | | For | | | | |
| | MARK THE FOR BOX IF YOU WISH TO INSTRUCT NOKIA'S LEGAL COUNSELS TO VOTE IN THEIR | | Mgmt | | | | | | | | Against | | | | |
|
Occidental Petroleum Corp. | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/02/08 AGM | | | | Security | | | | 674599105 | | | | Shares Voted | | 96,900 |
Record Date | | 03/12/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Spencer Abraham | | Mgmt | | | | For | | | | Against | | | | |
| | Elect Director Ronald W. Burkle | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John S. Chalsty | | Mgmt | | | | For | | | | Against | | | | |
| | Elect Director Edward P. Djerejian | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John E. Feick | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Ray R. Irani | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Irvin W. Maloney | | Mgmt | | | | For | | | | Against | | | | |
| | Elect Director Avedick B. Poladian | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Rodolfo Segovia | | Mgmt | | | | For | | | | Against | | | | |
| | Elect Director Aziz D. Syriani | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Rosemary Tomich | | Mgmt | | | | For | | | | Against | | | | |
| | Elect Director Walter L. Weisman | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
| | Publish a Scientific Global Warming Report | | ShrHoldr | | | | Against | | | | Against | | | | |
| | Advisory Vote to Ratify Named Executive Officers' Compensation | | ShrHoldr | | | | Against | | | | For | | | | |
| | Disclose Information on Compensation Consultant | | ShrHoldr | | | | Against | | | | Against | | | | |
| | Pay For Superior Performance | | ShrHoldr | | | | Against | | | | For | | | | |
| | Amend Articles/Bylaws/Charter -- Call Special Meetings | | ShrHoldr | | | | Against | | | | For | | | | |
|
Polo Ralph Lauren Corp. | | | | | | | | | | | | | | | | |
Meeting Date/Type 08/09/07 AGM | | | | Security | | | | 731572103 | | | | Shares Voted | | 74,300 |
Record Date | | 06/25/2007 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Frank A. Bennack, Jr. | | Mgmt | | | | For | | | | For | | | | |
| | Elect Joel L. Fleishman | | Mgmt | | | | For | | | | For | | | | |
| | Amend Executive Incentive Bonus Plan | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | | | | | |
|
Potash Corporation of | | | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/08/08 MIX | | | | | | Security | | | | 73755L107 | | | | Shares Voted | | 50,000 |
Record Date | | 03/13/2008 | | | | | | | | | | | | | | | | |
|
Ballot Issues | | | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director W.J. Doyle | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director J.W. Estey | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director W. Fetzer III | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director C.S. Hoffman | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director D.J. Howe | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director A.D. Laberge | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director K.G. Martell | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director J.J. McCaig | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director M. Mogford | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director P.J. Schoenhals | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director E.R. Stromberg | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director E. Viyella De Paliza | | | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Deloitte & Touche LLP as Auditors | | | | Mgmt | | | | For | | | | For | | | | |
| | Approve 2008 Performance Option Plan | | | | Mgmt | | | | For | | | | For | | | | |
| | SP - Establish SERP Policy | | | | ShrHoldr | | | | Against | | | | Against | | | | |
|
Saks Incorporated | | | | | | | | | | | | | | | | | | |
Meeting Date/Type 06/04/08 AGM | | | | | | Security | | | | 79377W108 | | | | Shares Voted | | 26,036 |
Record Date | | 04/01/2008 | | | | | | | | | | | | | | | | |
|
Ballot Issues | | | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Jerry W. Levin | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Michael S. Gross | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Nora P. McAniff | | | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Stephen I. Sadove | | | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | | | Mgmt | | | | For | | | | For | | | | |
| | Provide for Cumulative Voting | | | | ShrHoldr | | | | Against | | | | Against | | | | |
State Street Corp. (Boston) | | | | | | | | | | | | | | | | |
Meeting Date/Type 04/30/08 AGM | | | | Security | | | | 857477103 | | | | Shares Voted | | 44,000 |
Record Date | | 03/07/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director K. Burnes | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director P. Coym | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director N. Darehshori | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director A. Fawcett | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director D. Gruber | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director L. Hill | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director C. LaMantia | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director R. Logue | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director M. Miskovic | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director R. Sergel | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director R. Skates | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director G. Summe | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director R. Weissman | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
| | Limit Auditor from Providing Non-Audit Services | | ShrHoldr | | | | Against | | | | Against | | | | |
|
Teva Pharmaceutical | | | | | | | | | | | | | | | | |
Meeting Date/Type 06/29/08 AGM | | | | Security | | | | 881624209 | | | | Shares Voted | | 116,200 |
Record Date | | 05/22/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Meeting for ADR Holders | | | | | | | | | | | | | | |
| | Accept Financial Statements and Statutory Reports | | Mgmt | | | | For | | | | For | | | | |
| | Approve Final Dividend of NIS 1.60 Per Share | | Mgmt | | | | For | | | | For | | | | |
| | Elect Eli Hurvitz as Director | | Mgmt | | | | For | | | | For | | | | |
| | Elect Ruth Cheshin as Director | | Mgmt | | | | For | | | | For | | | | |
| | Elect Harold Snyder as Director | | Mgmt | | | | For | | | | For | | | | |
| | Elect Joseph (Yosi) Nitzani as Director | | Mgmt | | | | For | | | | For | | | | |
| | Elect Ory Slonim as Director | | Mgmt | | | | For | | | | For | | | | |
Appoint Leora (Rubin) Meridor as External Director | | Mgmt | | For | | For | | | | |
Approve Director/Officer Liability and Indemnification Insurance | | Mgmt | | For | | For | | | | |
Approve Remuneration of Directors | | Mgmt | | For | | For | | | | |
Approve Employee Stock Purchase Plan | | Mgmt | | For | | For | | | | |
Approve Kesselman & Kesselman as Auditors and Authorize Board to Fix Their Remuneration | | Mgmt | | For | | For | | | | |
|
The Coca-Cola Company | | | | | | | | | | | | |
Meeting Date/Type 04/16/08 AGM | | | | | | Security | | 191216100 | | Shares Voted | | 262,333 |
Record Date | | 02/22/2008 | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | Mgmt | | Vote | | | | |
| | | | | | Rec | | Cast | | | | |
Elect Director Herbert A. Allen | | Mgmt | | For | | For | | | | |
Elect Director Ronald W. Allen | | Mgmt | | For | | For | | | | |
Elect Director Cathleen P. Black | | Mgmt | | For | | For | | | | |
Elect Director Barry Diller | | | | Mgmt | | For | | For | | | | |
Elect Director Alexis M. Herman | | Mgmt | | For | | For | | | | |
Elect Director E. Neville Isdell | | Mgmt | | For | | For | | | | |
Elect Director Muhtar Kent | | | | Mgmt | | For | | For | | | | |
Elect Director Donald R. Keough | | Mgmt | | For | | For | | | | |
Elect Director Donald F. McHenry | | Mgmt | | For | | For | | | | |
Elect Director Sam Nunn | | | | Mgmt | | For | | For | | | | |
Elect Director James D. Robinson III | | Mgmt | | For | | For | | | | |
Elect Director Peter V. Ueberroth | | Mgmt | | For | | For | | | | |
Elect Director Jacob Wallenberg | | Mgmt | | For | | For | | | | |
Elect Director James B. Williams | | Mgmt | | For | | For | | | | |
Ratify Auditors | | | | Mgmt | | For | | For | | | | |
Approve Stock Option Plan | | | | Mgmt | | For | | For | | | | |
Advisory Vote to Ratify Named Executive Officers' Compensation | | ShrHoldr | | Against | | For | | | | |
Require Independent Board Chairman | | ShrHoldr | | Against | | For | | | | |
Research Notes: | | Having one person serve as both chairman of the board and CEO may not effectively serve the interest of shareholders. | | | | |
Amend Bylaws to Establish a Board Committee on Human Rights | | ShrHoldr | | Against | | Against | | | | |
|
The Goldman Sachs Group, | | | | | | | | | | | | |
Meeting Date/Type 04/10/08 AGM | | | | | | Security | | 38141G104 | | Shares Voted | | 52,900 |
Record Date | | 02/11/2008 | | | | | | | | | | |
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Directors Lloyd C. Blankfein | | Mgmt | | | | For | | | | For | | | | |
| | Elect Directors John H. Bryan | | Mgmt | | | | For | | | | For | | | | |
| | Elect Directors Gary D. Cohn | | Mgmt | | | | For | | | | For | | | | |
| | Elect Directors Claes Dahlback | | Mgmt | | | | For | | | | For | | | | |
| | Elect Directors Stephen Friedman | | Mgmt | | | | For | | | | For | | | | |
| | Elect Directors William W. George | | Mgmt | | | | For | | | | For | | | | |
| | Elect Directors Rajat K. Gupta | | Mgmt | | | | For | | | | For | | | | |
| | Elect Directors James A. Johnson | | Mgmt | | | | For | | | | For | | | | |
| | Elect Directors Lois D. Juliber | | Mgmt | | | | For | | | | For | | | | |
| | Elect Directors Edward M. Liddy | | Mgmt | | | | For | | | | For | | | | |
| | Elect Directors Ruth J. Simmons | | Mgmt | | | | For | | | | For | | | | |
| | Elect Directors Jon Winkelried | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
| | Prohibit Executive Stock-Based Awards | | ShrHoldr | | | | Against | | | | Against | | | | |
| | Advisory Vote to Ratify Named Executive Officers' Compensation | | ShrHoldr | | | | Against | | | | For | | | | |
| | Prepare Sustainability Report | | ShrHoldr | | | | Against | | | | Against | | | | |
|
Thermo Fisher Scientific Inc. | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/20/08 AGM | | | | Security | | | | 883556102 | | | | Shares Voted | | 101,100 |
Record Date | | 03/28/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Scott M. Sperling | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Bruce L. Koepfgen | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Michael E. Porter | | Mgmt | | | | For | | | | For | | | | |
| | Approve Omnibus Stock Plan | | Mgmt | | | | For | | | | For | | | | |
| | Approve Executive Incentive Bonus Plan | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
|
UAL Corporation | | | | | | | | | | | | | | | | |
Meeting Date/Type 06/12/08 AGM | | | | Security | | | | 902549807 | | | | Shares Voted | | 163,115 |
Record Date | | 04/14/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Richard J. Almeida | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Mary K. Bush | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director W. James Farrell | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Walter Isaacson | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Robert D. Krebs | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Robert S. Miller | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director James J. O'Connor | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Glenn F. Tilton | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director David J. Vitale | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John H. Walker | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
| | Approve Omnibus Stock Plan | | Mgmt | | | | For | | | | For | | | | |
| | Advisory Vote to Ratify Named Executive Officers' Compensation | | ShrHoldr | | | | Against | | | | For | | | | |
| | Report on Charitable Contributions | | ShrHoldr | | | | Against | | | | Against | | | | |
|
United Technologies Corp. | | | | | | | | | | | | | | | | |
Meeting Date/Type 04/09/08 AGM | | | | Security | | | | 913017109 | | | | Shares Voted | | 96,200 |
Record Date | | 02/12/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Louis R. Chenevert | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director George David | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director John V. Faraci | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Jean-Pierre Garnier | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Jamie S. Gorelick | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Charles R. Lee | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Richard D. McCormick | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Harold McGraw III | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Richard B. Myers | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director H. Patrick Swygert | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Andre Villeneuve | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Christine Todd Whitman | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
| | Amend Omnibus Stock Plan | | Mgmt | | | | For | | | | For | | | | |
| | Adopt Principles for Health Care Reform | | ShrHoldr | | | | Against | | | | Against | | | | |
Improve Human Rights Standards or Policies | | ShrHoldr | | Against | | | | For | | |
Pay For Superior Performance | | ShrHoldr | | Against | | | | For | | |
Report on Foreign Military Sales | | ShrHoldr | | Against | | | | Against | | |
|
Wal-Mart Stores, Inc. | | | | | | | | | | | | |
Meeting Date/Type 06/06/08 AGM | | | | | | Security | | 931142103 | | Shares Voted | | 147,600 |
Record Date | | 04/10/2008 | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | Mgmt | | | | Vote | | |
| | | | | | Rec | | | | Cast | | |
Elect Director Aida M. Alvarez | | Mgmt | | For | | | | For | | |
Elect Director James W. Breyer | | Mgmt | | For | | | | For | | |
Elect Director M. Michele Burns | | Mgmt | | For | | | | For | | |
Elect Director James I. Cash, Jr. | | Mgmt | | For | | | | For | | |
Elect Director Roger C. Corbett | | Mgmt | | For | | | | For | | |
Elect Director Douglas N. Daft | | Mgmt | | For | | | | For | | |
Elect Director David D. Glass | | Mgmt | | For | | | | For | | |
Elect Director Gregory B. Penner | | Mgmt | | For | | | | For | | |
Elect Director Allen I. Questrom | | Mgmt | | For | | | | For | | |
Elect Director H. Lee Scott, Jr. | | Mgmt | | For | | | | For | | |
Elect Director Arne M. Sorenson | | Mgmt | | For | | | | For | | |
Elect Director Jim C. Walton | | Mgmt | | For | | | | For | | |
Elect Director S. Robson Walton | | Mgmt | | For | | | | For | | |
Elect Director Christopher J. Williams | | Mgmt | | For | | | | For | | |
Elect Director Linda S. Wolf | | Mgmt | | For | | | | For | | |
Approve Executive Incentive Bonus Plan | | Mgmt | | For | | | | For | | |
Ratify Auditors | | | | Mgmt | | For | | | | For | | |
Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | | ShrHoldr | | Against | | | | Against | | |
Pay For Superior Performance | | ShrHoldr | | Against | | | | For | | |
Claw-back of Payments under Restatements | | ShrHoldr | | Against | | | | Against | | |
Amend Bylaws to Establish a Board Committee on Human Rights | | ShrHoldr | | Against | | | | Against | | |
Advisory Vote to Ratify Named Executive Officers' Compensation | | ShrHoldr | | Against | | | | For | | |
Report on Political Contributions | | ShrHoldr | | Against | | | | For | | |
Research Notes: | | Greater disclosure could assist shareholders in their assessment of the risks and benefits associated with public policy activities through political activity and trade |
Report on Social and Reputation Impact of Failure to Comply with ILO Conventions | | ShrHoldr | | Against | | | | Against | | |
Amend Articles/Bylaws/Charter -- Call Special Meetings | | ShrHoldr | | Against | | | | For | | |
Western Union Co | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/23/08 AGM | | | | Security | | | | 959802109 | | | | Shares Voted | | 169,300 |
Record Date | | 03/24/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director Jack M. Greenberg | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Alan J. Lacy | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Linda Fayne Levinson | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
|
Wm. Wrigley Jr. Co. | | | | | | | | | | | | | | | | |
Meeting Date/Type 03/12/08 AGM | | | | Security | | | | 982526105 | | | | Shares Voted | | 120,719 |
Record Date | | 01/15/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | �� Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director John Rau | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Richard K. Smucker | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director William Wrigley, Jr. | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
Research Notes: | | (W/ ISS regarding non-audit fees) | | | | | | | | | | | | |
|
XTO Energy Inc | | | | | | | | | | | | | | | | |
Meeting Date/Type 05/20/08 AGM | | | | Security | | | | 98385X106 | | | | Shares Voted | | 72,000 |
Record Date | | 03/31/2008 | | | | | | | | | | | | | | |
|
Ballot Issues | | | | Proponent | | | | Mgmt | | | | Vote | | | | |
| | | | | | | | Rec | | | | Cast | | | | |
| | Elect Director William H. Adams III | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Keith A. Hutton | | Mgmt | | | | For | | | | For | | | | |
| | Elect Director Jack P. Randall | | Mgmt | | | | For | | | | For | | | | |
| | Amend Omnibus Stock Plan | | Mgmt | | | | For | | | | For | | | | |
| | Ratify Auditors | | Mgmt | | | | For | | | | For | | | | |
| | Declassify the Board of Directors | | ShrHoldr | | | | Against | | | | For | | | | |
Research Notes: | | We support shareholder proposals to declassify the board of directors. | | | | | | | | | | | | |
Questions? Contact
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| | | | Principal Variable Contracts Mid-Cap Value Fund | | | | | | | | |
| | | | | | | | | | | | Proposal | | | | | | |
CompanyName | | Country MeetingDate | | RecordDate | | Ticker | | CUSIP | | Number ProposalDescription | | Proponent | | Mgmt | | VoteDecision |
Abercrombie & Fitch Company | | US | | 06/11/2008 0:00 | | 04/15/2008 0:00 ANF | | 2896207 | | 1.1 Elect Lauren Brisky | | Management | | For | | For |
Abercrombie & Fitch Company | | US | | 06/11/2008 0:00 | | 04/15/2008 0:00 ANF | | 2896207 | | 1.2 Elect Archie Griffin | | Management | | For | | For |
Abercrombie & Fitch Company | | US | | 06/11/2008 0:00 | | 04/15/2008 0:00 ANF | | 2896207 | | 1.3 Elect Allan Tuttle | | Management | | For | | For |
Abercrombie & Fitch Company | | US | | 06/11/2008 0:00 | | 04/15/2008 0:00 ANF | | 2896207 | | 2 Ratification of Auditor | | Management | | For | | For |
| | | | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
Abercrombie & Fitch Company | | US | | 06/11/2008 0:00 | | 04/15/2008 0:00 ANF | | 2896207 | | 3 Majority Vote Standard | | Shareholder | | Against | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 1 Elect Frank Clark | | Management For | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 2 Elect Betsy Cohen | | Management For | | Against |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 3 Elect Molly Coye | | Management For | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 4 Elect Roger Farah | | Management For | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 5 Elect Barbara Franklin | | Management For | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 6 Elect Jeffrey Garten | | Management For | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 7 Elect Earl Graves | | Management For | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 8 Elect Gerald Greenwald | | Management For | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 9 Elect Ellen Hancock | | Management For | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 10 Elect Edward Ludwig | | Management For | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 11 Elect Joseph Newhouse | | Management For | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 12 Elect Ronald Williams | | Management For | | For |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 13 Ratification of Auditor | | Management For | | For |
| | | | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 14 Cumulative Voting | | Shareholder | | Against Against |
| | | | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
| | | | | | | | | | | | Nominating a Retired Company | | | | | | |
Aetna Inc | | US | | 05/30/2008 0:00 | | 03/28/2008 0:00 AET | | 00817Y108 | | 15 Executive to the Board | | Shareholder | | Against | | Against |
|
Affiliated Computer Services Inc | | US | | 05/22/2008 0:00 | | 03/28/2008 0:00 ACS | | 8190100 | | 1.1 Elect Darwin Deason | | Management | | For | | For |
|
Affiliated Computer Services Inc | | US | | 05/22/2008 0:00 | | 03/28/2008 0:00 ACS | | 8190100 | | 1.2 Elect Lynn Blodgett | | Management | | For | | For |
|
Affiliated Computer Services Inc | | US | | 05/22/2008 0:00 | | 03/28/2008 0:00 ACS | | 8190100 | | 1.3 Elect Robert Druskin | | Management | | For | | For |
|
Affiliated Computer Services Inc | | US | | 05/22/2008 0:00 | | 03/28/2008 0:00 ACS | | 8190100 | | 1.4 Elect Kurt Krauss | | Management | | For | | For |
|
Affiliated Computer Services Inc | | US | | 05/22/2008 0:00 | | 03/28/2008 0:00 ACS | | 8190100 | | 1.5 Elect Ted Miller, Jr. | | Management | | For | | For |
|
Affiliated Computer Services Inc | | US | | 05/22/2008 0:00 | | 03/28/2008 0:00 ACS | | 8190100 | | 1.6 Elect Paul Sullivan | | Management | | For | | For |
|
Affiliated Computer Services Inc | | US | | 05/22/2008 0:00 | | 03/28/2008 0:00 ACS | | 8190100 | | 1.7 Elect Frank Varasano | | Management | | For | | For |
| | | | | | | | | | | | 2008 Performance-Based | | | | | | |
Affiliated Computer Services Inc | | US | | 05/22/2008 0:00 | | 03/28/2008 0:00 ACS | | 8190100 | | 2 Incentive Compensation Plan | | Management | | For | | For |
|
Affiliated Computer Services Inc | | US | | 05/22/2008 0:00 | | 03/28/2008 0:00 ACS | | 8190100 | | 3 Ratification of Auditor | | Management | | For | | For |
| | | | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
| | | | | | | | | | | | Advisory Vote on Executive | | | | | | |
Affiliated Computer Services Inc US | | 05/22/2008 0:00 | | 03/28/2008 0:00 ACS | | 8190100 | | 4 Compensation | | Shareholder | | Against For |
Annaly Mortgage Management | | | | | | | | | | Increase in Authorized Common | | | | | | |
Inc | | US | | 04/21/2008 0:00 | | 03/17/2008 0:00 NLY | | 35710409 | | 1 Stock | | Management For | | For |
Annaly Mortgage Management | | | | | | | | | | | | | | | | |
Inc | | US | | 05/20/2008 0:00 | | 03/27/2008 0:00 NLY | | 35710409 | | 1.1 Elect Michael Farrell | | Management For | | For |
Annaly Mortgage Management | | | | | | | | | | | | | | | | |
Inc | | US | | 05/20/2008 0:00 | | 03/27/2008 0:00 NLY | | 35710409 | | 1.2 Elect Jonathan Green | | Management For | | For |
Annaly Mortgage Management | | | | | | | | | | | | | | | | |
Inc | | US | | 05/20/2008 0:00 | | 03/27/2008 0:00 NLY | | 35710409 | | 1.3 Elect John Lambiase | | Management For | | Withhold |
Annaly Mortgage Management | | | | | | | | | | | | | | | | |
Inc | | US | | 05/20/2008 0:00 | | 03/27/2008 0:00 NLY | | 35710409 | | 2 Ratification of Auditor | | Management For | | For |
Arris Group Inc | | US | | 05/28/2008 0:00 | | 03/31/2008 0:00 ARRS | | 04269Q100 | | 1.1 Elect Alex Best | | Management | | For | | For |
Arris Group Inc | | US | | 05/28/2008 0:00 | | 03/31/2008 0:00 ARRS | | 04269Q100 | | 1.2 Elect Harry Bosco | | Management | | For | | For |
Arris Group Inc | | US | | 05/28/2008 0:00 | | 03/31/2008 0:00 ARRS | | 04269Q100 | | 1.3 Elect John Craig | | Management | | For | | For |
Arris Group Inc | | US | | 05/28/2008 0:00 | | 03/31/2008 0:00 ARRS | | 04269Q100 | | 1.4 Elect Matthew Kearney | | Management | | For | | For |
Arris Group Inc | | US | | 05/28/2008 0:00 | | 03/31/2008 0:00 ARRS | | 04269Q100 | | 1.5 Elect William Lambert | | Management | | For | | For |
Arris Group Inc | | US | | 05/28/2008 0:00 | | 03/31/2008 0:00 ARRS | | 04269Q100 | | 1.6 Elect John Petty | | Management | | For | | For |
Arris Group Inc | | US | | 05/28/2008 0:00 | | 03/31/2008 0:00 ARRS | | 04269Q100 | | 1.7 Elect Robert Stanzione | | Management | | For | | For |
Arris Group Inc | | US | | 05/28/2008 0:00 | | 03/31/2008 0:00 ARRS | | 04269Q100 | | 1.8 Elect David Woodle | | Management | | For | | For |
Arris Group Inc | | US | | 05/28/2008 0:00 | | 03/31/2008 0:00 ARRS | | 04269Q100 | | 2 2008 Stock Incentive Plan | | Management | | For | | For |
Arris Group Inc | | US | | 05/28/2008 0:00 | | 03/31/2008 0:00 ARRS | | 04269Q100 | | 3 Ratification of Auditor | | Management | | For | | For |
Assurant Inc | | US | | 05/15/2008 0:00 | | 03/28/2008 0:00 AIZ | | 04621X108 | | 1.1 Elect John Palms | | Management For | | For |
Assurant Inc | | US | | 05/15/2008 0:00 | | 03/28/2008 0:00 AIZ | | 04621X108 | | 1.2 Elect Robert Blendon | | Management For | | For |
Assurant Inc | | US | | 05/15/2008 0:00 | | 03/28/2008 0:00 AIZ | | 04621X108 | | 1.3 Elect Beth Bronner | | Management For | | For |
Assurant Inc | | US | | 05/15/2008 0:00 | | 03/28/2008 0:00 AIZ | | 04621X108 | | 1.4 Elect David Kelso | | Management For | | For |
Assurant Inc | | US | | 05/15/2008 0:00 | | 03/28/2008 0:00 AIZ | | 04621X108 | | 2 Ratification of Auditor | | Management For | | For |
| | | | | | | | | | Executive Short Term Incentive | | | | | | |
Assurant Inc | | US | | 05/15/2008 0:00 | | 03/28/2008 0:00 AIZ | | 04621X108 | | 3 Plan | | Management For | | For |
Assurant Inc | | US | | 05/15/2008 0:00 | | 03/28/2008 0:00 AIZ | | 04621X108 | | 4 Long Term Equity Incentive Plan | | Management | | For | | For |
Avnet Inc | | US | | 11/08/2007 0:00 | | 09/10/2007 0:00 AVT | | 53807103 | | 1.1 Elect Eleanor Baum | | Management For | | For |
Avnet Inc | | US | | 11/08/2007 0:00 | | 09/10/2007 0:00 AVT | | 53807103 | | 1.2 Elect J. Veronica Biggins | | Management | | For | | For |
Avnet Inc | | US | | 11/08/2007 0:00 | | 09/10/2007 0:00 AVT | | 53807103 | | 1.3 Elect Lawrence Clarkson | | Management For | | For |
Avnet Inc | | US | | 11/08/2007 0:00 | | 09/10/2007 0:00 AVT | | 53807103 | | 1.4 Elect Ehud Houminer | | Management For | | For |
Avnet Inc | | US | | 11/08/2007 0:00 | | 09/10/2007 0:00 AVT | | 53807103 | | 1.5 Elect James Lawrence | | Management For | | For |
Avnet Inc | | US | | 11/08/2007 0:00 | | 09/10/2007 0:00 AVT | | 53807103 | | 1.6 Elect Frank Noonan | | Management For | | For |
Avnet Inc | | US | | 11/08/2007 0:00 | | 09/10/2007 0:00 AVT | | 53807103 | | 1.7 Elect Ray Robinson | | Management For | | For |
Avnet Inc | | US | | 11/08/2007 0:00 | | 09/10/2007 0:00 AVT | | 53807103 | | 1.8 Elect Gary Tooker | | Management For | | For |
Avnet Inc | | US | | 11/08/2007 0:00 | | 09/10/2007 0:00 AVT | | 53807103 | | 1.9 Elect Roy Vallee | | Management For | | For |
Avnet Inc | | US | | 11/08/2007 0:00 | | 09/10/2007 0:00 AVT | | 53807103 | | 2 Executive Incentive Plan | | Management For | | For |
Avnet Inc | | US | | 11/08/2007 0:00 | | 09/10/2007 0:00 AVT | | 53807103 | | 3 Ratification of Auditor | | Management For | | For |
Berkley WR Corp. | | US | | 05/28/2008 0:00 | | 04/04/2008 0:00 WRB | | 84423102 | | 1.1 Elect Rodney Hawes, Jr. | | Management | | For | | For |
Berkley WR Corp. | | US | | 05/28/2008 0:00 | | 04/04/2008 0:00 WRB | | 84423102 | | 1.2 Elect Jack Nusbaum | | Management | | For | | Withhold |
Berkley WR Corp. | | US | | 05/28/2008 0:00 | | 04/04/2008 0:00 WRB | | 84423102 | | 1.3 Elect Mark Shapiro | | Management | | For | | For |
Berkley WR Corp. | | US | | 05/28/2008 0:00 | | 04/04/2008 0:00 WRB | | 84423102 | | 2 Ratification of Auditor | | Management | | For | | For |
Cadence Design Systems Inc | | US | | 05/07/2008 0:00 | | 03/14/2008 0:00 CDNS | | 127387108 | | 1 Elect Michael Fister | | Management | | For | | For |
Cadence Design Systems Inc | | US | | 05/07/2008 0:00 | | 03/14/2008 0:00 CDNS | | 127387108 | | 2 Elect Donald Lucas | | Management | | For | | Against |
| | | | | | | | | | Elect Alberto Sangiovanni- | | | | | | |
Cadence Design Systems Inc | | US | | 05/07/2008 0:00 | | 03/14/2008 0:00 CDNS | | 127387108 | | 3 Vincentelli | | Management For | | Against |
Cadence Design Systems Inc | | US | | 05/07/2008 0:00 | | 03/14/2008 0:00 CDNS | | 127387108 | | 4 Elect George Scalise | | Management | | For | | Against |
Cadence Design Systems Inc | | US | | 05/07/2008 0:00 | | 03/14/2008 0:00 CDNS | | 127387108 | | 5 Elect John Shoven | | Management | | For | | Against |
Cadence Design Systems Inc | | US | | 05/07/2008 0:00 | | 03/14/2008 0:00 CDNS | | 127387108 | | 6 Elect Roger Siboni | | Management | | For | | For |
Cadence Design Systems Inc | | US | | 05/07/2008 0:00 | | 03/14/2008 0:00 CDNS | | 127387108 | | 7 Elect John Swainson | | Management | | For | | For |
Cadence Design Systems Inc | | US | | 05/07/2008 0:00 | | 03/14/2008 0:00 CDNS | | 127387108 | | 8 Elect Lip-Bu Tan | | Management | | For | | For |
| | | | | | | | | | Amendment to the Amended and | | | | | | |
| | | | | | | | | | Restated Employee Stock | | | | | | |
Cadence Design Systems Inc | | US | | 05/07/2008 0:00 | | 03/14/2008 0:00 CDNS | | 127387108 | | 9 Purchase Plan | | Management | | For | | For |
Cadence Design Systems Inc | | US | | 05/07/2008 0:00 | | 03/14/2008 0:00 CDNS | | 127387108 | | 10 Ratification of Auditor | | Management | | For | | For |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.1 Re-elect Catherine Best | | Management For | | For |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.2 Re-elect N. Murray Edwards | | Management For | | For |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.3 Re-elect Gary Filmon | | Management For | | Withhold |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.4 Re-elect Gordon Giffin | | Management For | | Withhold |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.5 Re-elect John Langille | | Management For | | For |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.6 Re-elect Steve Laut | | Management For | | For |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.7 Re-elect Keith MacPhail | | Management For | | For |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.8 Re-elect Allan Markin | | Management For | | For |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.9 Re-elect Norman McIntyre | | Management For | | For |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.1 Re-elect Frank McKenna | | Management For | | For |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.11 Re-elect James Palmer | | Management For | | Withhold |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.12 Re-elect Eldon Smith | | Management For | | For |
Canadian Natural Resources | | | | | | | | | | | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 1.13 Re-elect David Tuer | | Management For | | For |
Canadian Natural Resources | | | | | | | | | | Appointment of Auditor and | | | | | | |
Limited | | US | | 05/08/2008 0:00 | | 03/19/2008 0:00 CNQ | | 136385101 | | 2 Authority to Set Fees | | Management For | | For |
Check Point Software Tech LT | | US | | 09/04/2007 0:00 | | 07/27/2007 0:00 CHKP | | M22465104 | | 1 Election of Directors | | Management | | For | | For |
| | | | | | | | | | Appointment of Auditor and | | | | | | |
Check Point Software Tech LT | | US | | 09/04/2007 0:00 | | 07/27/2007 0:00 CHKP | | M22465104 | | 2 Authority to Set Fees | | Management | | For | | For |
Check Point Software Tech LT | | US | | 09/04/2007 0:00 | | 07/27/2007 0:00 CHKP | | M22465104 | | 3 Executive Compensation | | Management | | For | | For |
Check Point Software Tech LT | | US | | 09/04/2007 0:00 | | 07/27/2007 0:00 CHKP | | M22465104 | | 4 Transaction of Other Business | | Management | | | | Against |
CHICAGO BRIDGE & IRON | | | | | | | | | | | | | | | | |
COMPANY N.V.- ADR | | US | | 11/16/2007 0:00 | | 10/17/2007 0:00 CBI | | 167250109 | | 1 Approval of the Acquisition | | Management | | For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 1.1 Elect Gary Neale | | Management | | For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 1.2 Elect Marsha Williams | | Management | | For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 1.3 Elect J. Charles Jennett | | Management | | For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 1.4 Elect Larry McVay | | Management | | For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | Accounts and Reports; Authority | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 2 to Issue Reports in English | | Management | | For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | Ratification of Management Board | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 3 Acts | | Management For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | Ratification of Supervisory Board | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 4 Acts | | Management For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 5 Allocation of Profits/Dividends | | Management | | For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 6 Authority to Repurchase Shares | | Management | | For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 7 Appointment of Auditor | | Management | | For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | Amendment to Articles Regarding | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 8 the Record Date | | Management | | For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | Amendments to the 1999 Long- | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 9 term Incentive Plan | | Management | | For | | For |
CHICAGO BRIDGE & IRON | | | | | | | | | | Authority to Issue Shares w/ or | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 10 w/o Preemptive Rights | | Management | | For | | Against |
CHICAGO BRIDGE & IRON | | | | | | | | | | | | | | | | |
COMPANY N.V.- ADR | | US | | 05/08/2008 0:00 | | 04/02/2008 0:00 CBI | | 167250109 | | 11 Supervisory Board's Fees | | Management | | For | | For |
Cigna Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 CI | | 125509109 | | 1 Elect Peter Larson | | Management For | | For |
Cigna Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 CI | | 125509109 | | 2 Elect Roman Martinez, IV | | Management | | For | | For |
Cigna Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 CI | | 125509109 | | 3 Elect Carol Wait | | Management For | | Against |
Cigna Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 CI | | 125509109 | | 4 Elect William Zollars | | Management For | | Against |
Cigna Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 CI | | 125509109 | | 5 Ratification of Auditor | | Management For | | For |
| | | | | | | | | | Amendment to Eliminate Series D | | | | | | |
Cigna Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 CI | | 125509109 | | 6 Preferred Stock | | Management For | | For |
| | | | | | | | | | Amendment to Eliminate Certain | | | | | | |
Cigna Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 CI | | 125509109 | | 7 Supermajority Requirements | | Management For | | For |
| | | | | | | | | | Amendment to Eliminate Certain | | | | | | |
Cigna Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 CI | | 125509109 | | 8 Supermajority Requirements | | Management For | | For |
Conagra Foods Inc | | US | | 09/27/2007 0:00 | | 08/02/2007 0:00 CAG | | 205887102 | | 1.1 Elect Mogens Bay | | Management | | For | | For |
Conagra Foods Inc | | US | | 09/27/2007 0:00 | | 08/02/2007 0:00 CAG | | 205887102 | | 1.2 Elect Steven Goldstone | | Management | | For | | For |
Conagra Foods Inc | | US | | 09/27/2007 0:00 | | 08/02/2007 0:00 CAG | | 205887102 | | 1.3 Elect W.G. Jurgensen | | Management | | For | | For |
Conagra Foods Inc | | US | | 09/27/2007 0:00 | | 08/02/2007 0:00 CAG | | 205887102 | | 1.4 Elect Ruth Ann Marshall | | Management | | For | | For |
Conagra Foods Inc | | US | | 09/27/2007 0:00 | | 08/02/2007 0:00 CAG | | 205887102 | | 1.5 Elect Gary Rodkin | | Management | | For | | For |
Conagra Foods Inc | | US | | 09/27/2007 0:00 | | 08/02/2007 0:00 CAG | | 205887102 | | 1.6 Elect Andrew Schindler | | Management | | For | | For |
Conagra Foods Inc | | US | | 09/27/2007 0:00 | | 08/02/2007 0:00 CAG | | 205887102 | | 2 Ratification of Auditor | | Management | | For | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
Conagra Foods Inc | | US | | 09/27/2007 0:00 | | 08/02/2007 0:00 CAG | | 205887102 | | 3 Controlled Atmosphere Killing | | Shareholder | | Against | | Against |
Coventry Healthcare Inc Com | | US | | 05/15/2008 0:00 | | 03/17/2008 0:00 CVH | | 222862104 | | 1.1 Elect Joel Ackerman | | Management | | For | | For |
Coventry Healthcare Inc Com | | US | | 05/15/2008 0:00 | | 03/17/2008 0:00 CVH | | 222862104 | | 1.2 Elect Lawrence Kugelman | | Management | | For | | For |
Coventry Healthcare Inc Com | | US | | 05/15/2008 0:00 | | 03/17/2008 0:00 CVH | | 222862104 | | 1.3 Elect Dale Wolf | | Management | | For | | For |
Coventry Healthcare Inc Com | | US | | 05/15/2008 0:00 | | 03/17/2008 0:00 CVH | | 222862104 | | 2 Ratification of Auditor | | Management | | For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 1 Elect Craig Arnold | | Management For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 2 Elect Robert Brust | | Management For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 3 Elect John Connors, Jr. | | Management For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 4 Elect Christopher Coughlin | | Management For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 5 Elect Timothy Donahue | | Management For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 6 Elect Kathy Herbert | | Management For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 7 Elect Randall Hogan, III | | Management For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 8 Elect Richard Meelia | | Management For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 9 Elect Dennis Reilley | | Management For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 10 Elect Tadataka Yamada | | Management For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 11 Elect Joseph Zaccagnino | | Management For | | For |
COVIDIEN | | US | | 03/18/2008 0:00 | | 01/16/2008 0:00 COV | | G2552X108 | | 12 Ratification of Auditor | | Management For | | For |
Denbury Resources Inc | | US | | 05/15/2008 0:00 | | 03/31/2008 0:00 DNR | | 247916208 | | 1.1 Elect Ronald Greene | | Management | | For | | For |
Denbury Resources Inc | | US | | 05/15/2008 0:00 | | 03/31/2008 0:00 DNR | | 247916208 | | 1.2 Elect Michael Beatty | | Management | | For | | For |
Denbury Resources Inc | | US | | 05/15/2008 0:00 | | 03/31/2008 0:00 DNR | | 247916208 | | 1.3 Elect Michael Decker | | Management | | For | | For |
Denbury Resources Inc | | US | | 05/15/2008 0:00 | | 03/31/2008 0:00 DNR | | 247916208 | | 1.4 Elect David Heather | | Management | | For | | For |
Denbury Resources Inc | | US | | 05/15/2008 0:00 | | 03/31/2008 0:00 DNR | | 247916208 | | 1.5 Elect Gregory McMichael | | Management | | For | | For |
Denbury Resources Inc | | US | | 05/15/2008 0:00 | | 03/31/2008 0:00 DNR | | 247916208 | | 1.6 Elect Gareth Roberts | | Management | | For | | For |
Denbury Resources Inc | | US | | 05/15/2008 0:00 | | 03/31/2008 0:00 DNR | | 247916208 | | 1.7 Elect Randy Stein | | Management | | For | | For |
Denbury Resources Inc | | US | | 05/15/2008 0:00 | | 03/31/2008 0:00 DNR | | 247916208 | | 1.8 Elect Wieland Wettstein | | Management | | For | | For |
Denbury Resources Inc | | US | | 05/15/2008 0:00 | | 03/31/2008 0:00 DNR | | 247916208 | | 2 Ratification of Auditor | | Management | | For | | For |
Developers Diversified Realty | | | | | | | | | | | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 1.1 Elect Dean Adler | | Management For | | For |
Developers Diversified Realty | | | | | | | | | | | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 1.2 Elect Terrance Ahern | | Management For | | Withhold |
Developers Diversified Realty | | | | | | | | | | | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 1.3 Elect Robert Gidel | | Management For | | For |
Developers Diversified Realty | | | | | | | | | | | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 1.4 Elect Victor MacFarlane | | Management For | | Withhold |
Developers Diversified Realty | | | | | | | | | | | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 1.5 Elect Craig Macnab | | Management For | | Withhold |
Developers Diversified Realty | | | | | | | | | | | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 1.6 Elect Scott Roulston | | Management For | | For |
Developers Diversified Realty | | | | | | | | | | | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 1.7 Elect Barry Sholem | | Management For | | Withhold |
Developers Diversified Realty | | | | | | | | | | | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 1.8 Elect William Summers, Jr. | | Management For | | Withhold |
Developers Diversified Realty | | | | | | | | | | | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 1.9 Elect Scott Wolstein | | Management For | | For |
Developers Diversified Realty | | | | | | | | | | | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 2 2008 Equity-Based Award Plan | | Management For | | For |
Developers Diversified Realty | | | | | | | | | | Adoption of a Majority Vote for | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 3 Election of Directors | | Management For | | For |
Developers Diversified Realty | | | | | | | | | | Amendment to Change the Par | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 4 Value of Common Shares | | Management For | | For |
Developers Diversified Realty | | | | | | | | | | | | | | | | |
Corp. | | US | | 05/13/2008 0:00 | | 03/20/2008 0:00 DDR | | 251591103 | | 5 Ratification of Auditor | | Management For | | For |
DPL Inc | | US | | 04/23/2008 0:00 | | 03/05/2008 0:00 DPL | | 233293109 | | 1.1 Elect Paul Barbas | | Management For | | For |
DPL Inc | | US | | 04/23/2008 0:00 | | 03/05/2008 0:00 DPL | | 233293109 | | 1.2 Elect Barbara Graham | | Management For | | For |
DPL Inc | | US | | 04/23/2008 0:00 | | 03/05/2008 0:00 DPL | | 233293109 | | 1.3 Elect Glenn Harder | | Management For | | For |
DPL Inc | | US | | 04/23/2008 0:00 | | 03/05/2008 0:00 DPL | | 233293109 | | 2 Ratification of Auditor | | Management For | | For |
| | | | | | | | | | Shareholder Proposal on | | | | | | |
| | | | | | | | | | Dissolution of Company and its | | | | | | |
DPL Inc | | US | | 04/23/2008 0:00 | | 03/05/2008 0:00 DPL | | 233293109 | | 3 Subsidiaries | | Shareholder | | Against Against |
Dynegy Inc | | US | | 05/14/2008 0:00 | | 03/17/2008 0:00 DYN | | 26817G102 | | 1.1 Elect David Biegler | | Management For | | Withhold |
Dynegy Inc | | US | | 05/14/2008 0:00 | | 03/17/2008 0:00 DYN | | 26817G102 | | 1.2 Elect Thomas Clark, Jr. | | Management | | For | | Withhold |
Dynegy Inc | | US | | 05/14/2008 0:00 | | 03/17/2008 0:00 DYN | | 26817G102 | | 1.3 Elect Victor Grijalva | | Management For | | For |
Dynegy Inc | | US | | 05/14/2008 0:00 | | 03/17/2008 0:00 DYN | | 26817G102 | | 1.4 Elect Patricia Hammick | | Management For | | For |
Dynegy Inc | | US | | 05/14/2008 0:00 | | 03/17/2008 0:00 DYN | | 26817G102 | | 1.5 Elect George Mazanec | | Management For | | Withhold |
Dynegy Inc | | US | | 05/14/2008 0:00 | | 03/17/2008 0:00 DYN | | 26817G102 | | 1.6 Elect Howard Sheppard | | Management For | | For |
Dynegy Inc | | US | | 05/14/2008 0:00 | | 03/17/2008 0:00 DYN | | 26817G102 | | 1.7 Elect William Trubeck | | Management For | | Withhold |
Dynegy Inc | | US | | 05/14/2008 0:00 | | 03/17/2008 0:00 DYN | | 26817G102 | | 1.8 Elect Bruce Williamson | | Management For | | For |
Dynegy Inc | | US | | 05/14/2008 0:00 | | 03/17/2008 0:00 DYN | | 26817G102 | | 2 Ratification of Auditor | | Management For | | For |
Eaton Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 ETN | | 278058102 | | 1.1 Elect Ned Lautenbach | | Management For | | Withhold |
Eaton Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 ETN | | 278058102 | | 1.2 Elect John Miller | | Management For | | For |
Eaton Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 ETN | | 278058102 | | 1.3 Elect Gregory Page | | Management For | | For |
Eaton Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 ETN | | 278058102 | | 1.4 Elect Victor Pelson | | Management For | | For |
| | | | | | | | | | Increase in Authorized Common | | | | | | |
Eaton Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 ETN | | 278058102 | | 2 Stock | | Management For | | For |
| | | | | | | | | | Adoption of Majority Vote for | | | | | | |
Eaton Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 ETN | | 278058102 | | 3 Election of Directors | | Management For | | For |
|
Eaton Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 ETN | | 278058102 | | 4 Adoption of Amended Regulations | | Management | | For | | Against |
Eaton Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 ETN | | 278058102 | | 5 2008 Stock Plan | | Management For | | For |
| | | | | | | | | | Senior Executive Incentive | | | | | | |
Eaton Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 ETN | | 278058102 | | 6 Compensation Plan | | Management For | | For |
| | | | | | | | | | Amendment to the Executive | | | | | | |
Eaton Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 ETN | | 278058102 | | 7 Strategic Incentive Plan | | Management For | | For |
Eaton Corp. | | US | | 04/23/2008 0:00 | | 02/25/2008 0:00 ETN | | 278058102 | | 8 Ratification of Auditor | | Management For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.1 Elect John Bryson | | Management | | For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.2 Elect Vanessa Chang | | Management | | For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.3 Elect France Cordova | | Management | | For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.4 Elect Theodore Craver, Jr. | | Management | | For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.5 Elect Charles Curtis | | Management | | For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.6 Elect Bradford Freeman | | Management | | For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.7 Elect Luis Nogales | | Management | | For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.8 Elect Ronald Olson | | Management | | For | | Withhold |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.9 Elect James Rosser | | Management | | For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.1 Elect Richard Schlosberg, III | | Management | | For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.11 Elect Thomas Sutton | | Management | | For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 1.12 Elect Brett White | | Management | | For | | For |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 2 Ratification of Auditor | | Management | | For | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
| | | | | | | | | | Advisory Vote on Executive | | | | | | |
Edison International Inc | | US | | 04/24/2008 0:00 | | 02/25/2008 0:00 EIX | | 281020107 | | 3 Compensation | | Shareholder | | Against For |
EMBRAER-EMPRESA | | | | | | | | | | | | | | |
BRASILEIRA | | US | | 04/14/2008 0:00 | | 03/18/2008 0:00 ERJ | | 29081M102 | | 5 Statutory Audit Committee's Fees | | Management For | | For |
EMBRAER-EMPRESA | | | | | | | | | | | | | | |
BRASILEIRA | | US | | 04/14/2008 0:00 | | 03/18/2008 0:00 ERJ | | 29081M102 | | 6 Amendments to Articles | | Management For | | For |
EMBRAER-EMPRESA | | | | | | | | | | | | | | |
BRASILEIRA | | US | | 04/14/2008 0:00 | | 03/18/2008 0:00 ERJ | | 29081M102 | | 1 Accounts and Reports | | Management For | | For |
EMBRAER-EMPRESA | | | | | | | | | | | | | | |
BRASILEIRA | | US | | 04/14/2008 0:00 | | 03/18/2008 0:00 ERJ | | 29081M102 | | 2 Allocation of Profits/Dividends | | Management For | | For |
EMBRAER-EMPRESA | | | | | | | | | | Election of Members of Statutory | | | | |
BRASILEIRA | | US | | 04/14/2008 0:00 | | 03/18/2008 0:00 ERJ | | 29081M102 | | 3 Audit Committee | | Management For | | For |
EMBRAER-EMPRESA | | | | | | | | | | | | | | |
BRASILEIRA | | US | | 04/14/2008 0:00 | | 03/18/2008 0:00 ERJ | | 29081M102 | | 4 Governing Entities' Fees | | Management For | | Against |
Endo Pharmaceuticals Holdings | | | | | | | | | | | | | | |
Inc | | US | | 06/26/2008 0:00 | | 05/20/2008 0:00 ENDP | | 29264F205 | | 1.1 Elect John Delucca | | Management For | | For |
Endo Pharmaceuticals Holdings | | | | | | | | | | | | | | |
Inc | | US | | 06/26/2008 0:00 | | 05/20/2008 0:00 ENDP | | 29264F205 | | 1.2 Elect David Holveck | | Management For | | For |
Endo Pharmaceuticals Holdings | | | | | | | | | | | | | | |
Inc | | US | | 06/26/2008 0:00 | | 05/20/2008 0:00 ENDP | | 29264F205 | | 1.3 Elect George Horner, III | | Management For | | For |
Endo Pharmaceuticals Holdings | | | | | | | | | | | | | | |
Inc | | US | | 06/26/2008 0:00 | | 05/20/2008 0:00 ENDP | | 29264F205 | | 1.4 Elect Michael Hyatt | | Management For | | For |
Endo Pharmaceuticals Holdings | | | | | | | | | | | | | | |
Inc | | US | | 06/26/2008 0:00 | | 05/20/2008 0:00 ENDP | | 29264F205 | | 1.5 Elect Roger Kimmel | | Management For | | Withhold |
Endo Pharmaceuticals Holdings | | | | | | | | | | | | | | |
Inc | | US | | 06/26/2008 0:00 | | 05/20/2008 0:00 ENDP | | 29264F205 | | 1.6 Elect Clive Meanwell | | Management For | | For |
Endo Pharmaceuticals Holdings | | | | | | | | | | | | | | |
Inc | | US | | 06/26/2008 0:00 | | 05/20/2008 0:00 ENDP | | 29264F205 | | 1.7 Elect Joseph Scodari | | Management For | | For |
Endo Pharmaceuticals Holdings | | | | | | | | | | | | | | |
Inc | | US | | 06/26/2008 0:00 | | 05/20/2008 0:00 ENDP | | 29264F205 | | 1.8 Elect William Spengler | | Management For | | For |
Endo Pharmaceuticals Holdings | | | | | | | | | | Increase in Authorized Common | | | | |
Inc | | US | | 06/26/2008 0:00 | | 05/20/2008 0:00 ENDP | | 29264F205 | | 2 Stock | | Management For | | For |
Endo Pharmaceuticals Holdings | | | | | | | | | | | | | | |
Inc | | US | | 06/26/2008 0:00 | | 05/20/2008 0:00 ENDP | | 29264F205 | | 3 Ratification of Auditor | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 1 Elect Maureen Bateman | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 2 Elect W. Frank Blount | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 3 Elect Simon deBree | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 4 Elect Gary Edwards | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 5 Elect Alexis Herman | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 6 Elect Donald Hintz | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 7 Elect J. Wayne Leonard | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 8 Elect Stuart Levenick | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 9 Elect James Nichols | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 10 Elect William Percy, II | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 11 Elect W.J. Tauzin | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 12 Elect Steven Wilkinson | | Management For | | For |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 13 Ratification of Auditor | | Management For | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | |
| | | | | | | | | | Advisory Vote on Executive | | | | |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 14 Compensation | | Shareholder Against For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
| | | | | | | | | | Limitations on Management | | | | | | |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 15 Compensation | | Shareholder | | Against Against |
|
| | | | | | | | | | Shareholder Proposal Regarding a | | | | | | |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 16 Report on Political Contributions | | Shareholder | | Against | | Against |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
Entergy Corp. | | US | | 05/02/2008 0:00 | | 03/04/2008 0:00 ETR | | 29364G103 | | 17 Special Shareholder Meetings | | Shareholder | | Against Against |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 1.1 Elect Paul Addison | | Management For | | For |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 1.2 Elect Anthony Alexander | | Management For | | For |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 1.3 Elect Michael Anderson | | Management For | | For |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 1.4 Elect Carol Cartwright | | Management For | | Withhold |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 1.5 Elect William Cottle | | Management For | | Withhold |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 1.6 Elect Robert Heisler, Jr. | | Management | | For | | For |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 1.7 Elect Ernest Novak, Jr. | | Management | | For | | For |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 1.8 Elect Catherine Rein | | Management For | | For |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 1.9 Elect George Smart | | Management For | | Withhold |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 1.1 Elect Wes Taylor | | Management For | | For |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 1.11 Elect Jesse Williams, Sr. | | Management | | For | | Withhold |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 2 Ratification of Auditor | | Management For | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 3 Right to Call a Special Meeting | | Shareholder | | Against | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 4 Proponent Engagement Process Shareholder | | Against Against |
| | | | | | | | | | Shareholder Proposal Regarding a | | |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 5 Simple Majority Vote | | Shareholder | | Against For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
| | | | | | | | | | Majority Vote for Election of | | | | | | |
Firstenergy Corp. | | US | | 05/20/2008 0:00 | | 03/20/2008 0:00 FE | | 337932107 | | 6 Directors | | Shareholder | | Against For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.1 Elect Richard Adkerson | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.2 Elect Robert Allison, Jr. | | Management For | | Withhold |
Freeport-McMoran Copper & | | | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.3 Elect Robert Day | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.4 Elect Gerald Ford | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.5 Elect H. Devon Graham, Jr. | | Management | | For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.6 Elect J. Bennet Johnston | | Management For | | Withhold |
Freeport-McMoran Copper & | | | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.7 Elect Charles Krulak | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.8 Elect Bobby Lackey | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.9 Elect Jon Madonna | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.1 Elect Dustan McCoy | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.11 Elect Gabrielle McDonald | | Management For | | Withhold |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.12 Elect James Moffett | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.13 Elect B. M. Rankin, Jr. | | Management For | | Withhold |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.14 Elect J. Stapleton Roy | | Management For | | Withhold |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.15 Elect Stephen Siegele | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 1.16 Elect J. Taylor Wharton | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 2 Ratification of Auditor | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | Amendment to 2006 Stock | | | | |
Gold | | US | | 07/10/2007 0:00 | | 05/25/2007 0:00 FCX | | 35671D857 | | 3 Incentive Plan | | Management For | | Against |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.1 Elect Richard Adkerson | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.2 Elect Robert Allison, Jr. | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.3 Elect Robert Day | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.4 Elect Gerald Ford | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.5 Elect H. Devon Graham, Jr. | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.6 Elect J. Bennet Johnston | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.7 Elect Charles Krulak | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.8 Elect Bobby Lackey | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.9 Elect Jon Madonna | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.1 Elect Dustan McCoy | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.11 Elect Gabrielle McDonald | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.12 Elect James Moffett | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.13 Elect B. M. Rankin, Jr. | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.14 Elect J. Stapleton Roy | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.15 Elect Stephen Siegele | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 1.16 Elect J. Taylor Wharton | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 2 Ratification of Auditor | | Management For | | For |
Freeport-McMoran Copper & | | | | | | | | | | Increase in Authorized Common | | | | | | |
Gold | | US | | 06/05/2008 0:00 | | 04/15/2008 0:00 FCX | | 35671D857 | | 3 Stock | | Management For | | For |
Harley-Davidson Inc | | US | | 04/26/2008 0:00 | | 03/05/2008 0:00 HOG | | 412822108 | | 1.1 Elect George Conrades | | Management For | | Withhold |
Harley-Davidson Inc | | US | | 04/26/2008 0:00 | | 03/05/2008 0:00 HOG | | 412822108 | | 1.2 Elect Sara Levinson | | Management For | | For |
Harley-Davidson Inc | | US | | 04/26/2008 0:00 | | 03/05/2008 0:00 HOG | | 412822108 | | 1.3 Elect George Miles, Jr. | | Management | | For | | For |
Harley-Davidson Inc | | US | | 04/26/2008 0:00 | | 03/05/2008 0:00 HOG | | 412822108 | | 1.4 Elect Jochen Zeitz | | Management For | | For |
Harley-Davidson Inc | | US | | 04/26/2008 0:00 | | 03/05/2008 0:00 HOG | | 412822108 | | 2 Ratification of Auditor | | Management For | | For |
Ingram Micro Inc | | US | | 06/04/2008 0:00 | | 04/08/2008 0:00 IM | | 457153104 | | 1.1 Elect Howard Atkins | | Management | | For | | Withhold |
Ingram Micro Inc | | US | | 06/04/2008 0:00 | | 04/08/2008 0:00 IM | | 457153104 | | 1.2 Elect Leslie Heisz | | Management | | For | | For |
Ingram Micro Inc | | US | | 06/04/2008 0:00 | | 04/08/2008 0:00 IM | | 457153104 | | 1.3 Elect Martha Ingram | | Management | | For | | For |
Ingram Micro Inc | | US | | 06/04/2008 0:00 | | 04/08/2008 0:00 IM | | 457153104 | | 1.4 Elect Linda Levinson | | Management | | For | | Withhold |
| | | | | | | | | | Amendment to the 2003 Equity | | | | | | |
Ingram Micro Inc | | US | | 06/04/2008 0:00 | | 04/08/2008 0:00 IM | | 457153104 | | 2 Incentive Plan | | Management For | | For |
Ingram Micro Inc | | US | | 06/04/2008 0:00 | | 04/08/2008 0:00 IM | | 457153104 | | 3 2008 Executive Incentive Plan�� | | Management | | For | | For |
Ingram Micro Inc | | US | | 06/04/2008 0:00 | | 04/08/2008 0:00 IM | | 457153104 | | 4 Ratification of Auditor | | Management | | For | | For |
Jefferies Group Inc | | US | | 05/19/2008 0:00 | | 04/01/2008 0:00 JEF | | 472319102 | | 1.1 Elect Richard Handler | | Management | | For | | For |
Jefferies Group Inc | | US | | 05/19/2008 0:00 | | 04/01/2008 0:00 JEF | | 472319102 | | 1.2 Elect Brian Friedman | | Management | | For | | For |
Jefferies Group Inc | | US | | 05/19/2008 0:00 | | 04/01/2008 0:00 JEF | | 472319102 | | 1.3 Elect W. Patrick Campbell | | Management | | For | | Withhold |
Jefferies Group Inc | | US | | 05/19/2008 0:00 | | 04/01/2008 0:00 JEF | | 472319102 | | 1.4 Elect Richard Dooley | | Management | | For | | Withhold |
Jefferies Group Inc | | US | | 05/19/2008 0:00 | | 04/01/2008 0:00 JEF | | 472319102 | | 1.5 Elect Robert Joyal | | Management | | For | | For |
Jefferies Group Inc | | US | | 05/19/2008 0:00 | | 04/01/2008 0:00 JEF | | 472319102 | | 1.6 Elect Michael O'Kane | | Management | | For | | For |
Jefferies Group Inc | | US | | 05/19/2008 0:00 | | 04/01/2008 0:00 JEF | | 472319102 | | 1.7 Elect Ian Cumming | | Management | | For | | For |
Jefferies Group Inc | | US | | 05/19/2008 0:00 | | 04/01/2008 0:00 JEF | | 472319102 | | 1.8 Elect Joseph Steinberg | | Management | | For | | For |
| | | | | | | | | | Amendment to the 2003 Incentive | | | | | | |
Jefferies Group Inc | | US | | 05/19/2008 0:00 | | 04/01/2008 0:00 JEF | | 472319102 | | 2 Compensation Plan | | Management For | | Against |
JOY Global Inc | | US | | 03/04/2008 0:00 | | 01/09/2008 0:00 JOYG | | 481165108 | | 1.1 Elect Steven Gerard | | Management | | For | | For |
JOY Global Inc | | US | | 03/04/2008 0:00 | | 01/09/2008 0:00 JOYG | | 481165108 | | 1.2 Elect John Hanson | | Management | | For | | For |
JOY Global Inc | | US | | 03/04/2008 0:00 | | 01/09/2008 0:00 JOYG | | 481165108 | | 1.3 Elect Kenneth Johnsen | | Management | | For | | For |
JOY Global Inc | | US | | 03/04/2008 0:00 | | 01/09/2008 0:00 JOYG | | 481165108 | | 1.4 Elect Gale Klappa | | Management | | For | | For |
JOY Global Inc | | US | | 03/04/2008 0:00 | | 01/09/2008 0:00 JOYG | | 481165108 | | 1.5 Elect Richard Loynd | | Management | | For | | Withhold |
JOY Global Inc | | US | | 03/04/2008 0:00 | | 01/09/2008 0:00 JOYG | | 481165108 | | 1.6 Elect P. Eric Siegert | | Management | | For | | For |
JOY Global Inc | | US | | 03/04/2008 0:00 | | 01/09/2008 0:00 JOYG | | 481165108 | | 1.7 Elect Michael Sutherlin | | Management | | For | | For |
JOY Global Inc | | US | | 03/04/2008 0:00 | | 01/09/2008 0:00 JOYG | | 481165108 | | 1.8 Elect James Tate | | Management | | For | | For |
| | | | | | | | | | Increase in Authorized Common | | | | | | |
JOY Global Inc | | US | | 03/04/2008 0:00 | | 01/09/2008 0:00 JOYG | | 481165108 | | 2 Stock | | Management For | | Against |
JOY Global Inc | | US | | 03/04/2008 0:00 | | 01/09/2008 0:00 JOYG | | 481165108 | | 3 Ratification of Auditor | | Management | | For | | For |
L3 Communications Holdings | | | | | | | | | | | | | | | | |
Inc | | US | | 04/29/2008 0:00 | | 03/03/2008 0:00 LLL | | 502424104 | | 1.1 Elect John Shalikashvili | | Management For | | For |
L3 Communications Holdings | | | | | | | | | | | | | | | | |
Inc | | US | | 04/29/2008 0:00 | | 03/03/2008 0:00 LLL | | 502424104 | | 1.2 Elect Michael Strianese | | Management For | | For |
L3 Communications Holdings | | | | | | | | | | | | | | | | |
Inc | | US | | 04/29/2008 0:00 | | 03/03/2008 0:00 LLL | | 502424104 | | 1.3 Elect John White | | Management For | | For |
L3 Communications Holdings | | | | | | | | | | 2008 Long Term Performance | | | | | | |
Inc | | US | | 04/29/2008 0:00 | | 03/03/2008 0:00 LLL | | 502424104 | | 2 Plan | | Management For | | For |
L3 Communications Holdings | | | | | | | | | | 2008 Directors Stock Incentive | | | | | | |
Inc | | US | | 04/29/2008 0:00 | | 03/03/2008 0:00 LLL | | 502424104 | | 3 Plan | | Management For | | For |
L3 Communications Holdings | | | | | | | | | | | | | | | | |
Inc | | US | | 04/29/2008 0:00 | | 03/03/2008 0:00 LLL | | 502424104 | | 4 Ratification of Auditor | | Management For | | For |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 1.1 Elect Stephen Bollenbach | | Management | | For | | For |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 1.2 Elect Deirdre Connelly | | Management | | For | | For |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 1.3 Elect Meyer Feldberg | | Management | | For | | For |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 1.4 Elect Sara Levinson | | Management | | For | | For |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 1.5 Elect Terry Lundgren | | Management | | For | | For |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 1.6 Elect Joseph Neubauer | | Management | | For | | For |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 1.7 Elect Joseph Pichler | | Management | | For | | Withhold |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 1.8 Elect Joyce Roch? | | Management | | For | | For |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 1.9 Elect Karl von der Heyden | | Management | | For | | For |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 1.1 Elect Craig Weatherup | | Management | | For | | Withhold |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 1.11 Elect Marna Whittington | | Management | | For | | For |
MACY S INC. | | US | | 05/16/2008 0:00 | | 03/20/2008 0:00 M | | 55616P104 | | 2 Ratification of Auditor | | Management | | For | | For |
McDermott International | | US | | 05/09/2008 0:00 | | 03/31/2008 0:00 MDR | | 580037109 | | 1.1 Elect Roger Brown | | Management For | | For |
McDermott International | | US | | 05/09/2008 0:00 | | 03/31/2008 0:00 MDR | | 580037109 | | 1.2 Elect Oliver Kingsley, Jr. | | Management | | For | | For |
McDermott International | | US | | 05/09/2008 0:00 | | 03/31/2008 0:00 MDR | | 580037109 | | 1.3 Elect Bruce Wilkinson | | Management For | | For |
| | | | | | | | | | Admendment Regarding Record | | | | | | |
McDermott International | | US | | 05/09/2008 0:00 | | 03/31/2008 0:00 MDR | | 580037109 | | 2 Date for Meeting of Shareholders | | Management | | For | | For |
McDermott International | | US | | 05/09/2008 0:00 | | 03/31/2008 0:00 MDR | | 580037109 | | 3 Ratification of Auditor | | Management For | | For |
McGraw-Hill Companies Inc | | US | | 04/30/2008 0:00 | | 03/11/2008 0:00 MHP | | 580645109 | | 1.1 Elect Sir Winfried Bischoff | | Management | | For | | Withhold |
McGraw-Hill Companies Inc | | US | | 04/30/2008 0:00 | | 03/11/2008 0:00 MHP | | 580645109 | | 1.2 Elect Douglas Daft | | Management | | For | | For |
McGraw-Hill Companies Inc | | US | | 04/30/2008 0:00 | | 03/11/2008 0:00 MHP | | 580645109 | | 1.3 Elect Linda Lorimer | | Management | | For | | Withhold |
McGraw-Hill Companies Inc | | US | | 04/30/2008 0:00 | | 03/11/2008 0:00 MHP | | 580645109 | | 1.4 Elect Harold McGraw III | | Management | | For | | For |
McGraw-Hill Companies Inc | | US | | 04/30/2008 0:00 | | 03/11/2008 0:00 MHP | | 580645109 | | 1.5 Elect Sir Michael Rake | | Management | | For | | For |
McGraw-Hill Companies Inc | | US | | 04/30/2008 0:00 | | 03/11/2008 0:00 MHP | | 580645109 | | 2 Ratification of Auditor | | Management | | For | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
McGraw-Hill Companies Inc | | US | | 04/30/2008 0:00 | | 03/11/2008 0:00 MHP | | 580645109 | | 3 Declassification of the Board | | Shareholder | | Against | | For |
|
| | | | | | | | | | Shareholder Proposal Regarding a | | | | | | |
McGraw-Hill Companies Inc | | US | | 04/30/2008 0:00 | | 03/11/2008 0:00 MHP | | 580645109 | | 4 Simple Majority Voting Standard | | Shareholder | | Against | | For |
Mirant Corporation | | US | | 05/07/2008 0:00 | | 03/10/2008 0:00 MIR | | 60467R100 | | 1.1 Elect Thomas Cason | | Management For | | For |
Mirant Corporation | | US | | 05/07/2008 0:00 | | 03/10/2008 0:00 MIR | | 60467R100 | | 1.2 Elect A.D. Correll | | Management For | | For |
Mirant Corporation | | US | | 05/07/2008 0:00 | | 03/10/2008 0:00 MIR | | 60467R100 | | 1.3 Elect Terry Dallas | | Management For | | For |
Mirant Corporation | | US | | 05/07/2008 0:00 | | 03/10/2008 0:00 MIR | | 60467R100 | | 1.4 Elect Thomas Johnson | | Management For | | For |
Mirant Corporation | | US | | 05/07/2008 0:00 | | 03/10/2008 0:00 MIR | | 60467R100 | | 1.5 Elect John Miller | | Management For | | For |
Mirant Corporation | | US | | 05/07/2008 0:00 | | 03/10/2008 0:00 MIR | | 60467R100 | | 1.6 Elect Edward Muller | | Management For | | For |
Mirant Corporation | | US | | 05/07/2008 0:00 | | 03/10/2008 0:00 MIR | | 60467R100 | | 1.7 Elect Robert Murray | | Management For | | For |
Mirant Corporation | | US | | 05/07/2008 0:00 | | 03/10/2008 0:00 MIR | | 60467R100 | | 1.8 Elect John Quain | | Management For | | For |
Mirant Corporation | | US | | 05/07/2008 0:00 | | 03/10/2008 0:00 MIR | | 60467R100 | | 1.9 Elect William Thacker | | Management For | | For |
Mirant Corporation | | US | | 05/07/2008 0:00 | | 03/10/2008 0:00 MIR | | 60467R100 | | 2 Ratification of Auditor | | Management For | | For |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 1 Elect Roy Bostock | | Management For | | Against |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 2 Elect Erskine Bowles | | Management For | | For |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 3 Elect Howard Davies | | Management For | | Against |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 4 Elect C. Robert Kidder | | Management | | For | | Against |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 5 Elect John Mack | | Management For | | For |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 6 Elect Donald Nicolaisen | | Management For | | Against |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 7 Elect Charles Noski | | Management For | | Against |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 8 Elect Hutham Olayan | | Management For | | For |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 9 Elect Charles Phillips, Jr. | | Management | | For | | Against |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 10 Elect O. Griffith Sexton | | Management | | For | | For |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 11 Elect Laura Tyson | | Management For | | For |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 12 Ratification of Auditor | | Management For | | For |
| | | | | | | | | | Elimination of Supermajority | | | | | | |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 13 Requirement | | Management For | | For |
| | | | | | | | | | SHAREHOLDER PROPOSAL | | | | | | |
| | | | | | | | | | REGARDING EXECUTIVE | | | | | | |
| | | | | | | | | | COMPENSATION ADVISORY | | | | | | |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 14 VOTE | | Shareholder | | Against For |
| | | | | | | | | | SHAREHOLDER PROPOSAL | | | | | | |
| | | | | | | | | | REGARDING HUMAN RIGHTS | | | | | | |
Morgan Stanley | | US | | 04/08/2008 0:00 | | 02/08/2008 0:00 MS | | 617446448 | | 15 REPORT | | Shareholder | | Against Against |
National Oilwell Varco Inc | | US | | 05/14/2008 0:00 | | 03/27/2008 0:00 NOV | | 637071101 | | 1 Elect Robert Beauchamp | | Management | | For | | For |
National Oilwell Varco Inc | | US | | 05/14/2008 0:00 | | 03/27/2008 0:00 NOV | | 637071101 | | 2 Elect Jeffrey Smisek | | Management | | For | | For |
National Oilwell Varco Inc | | US | | 05/14/2008 0:00 | | 03/27/2008 0:00 NOV | | 637071101 | | 3 Ratification of Auditor | | Management | | For | | For |
National Oilwell Varco Inc | | US | | 05/14/2008 0:00 | | 03/27/2008 0:00 NOV | | 637071101 | | 4 Annual Incentive Plan | | Management | | For | | For |
Nbty Inc | | US | | 02/25/2008 0:00 | | 01/14/2008 0:00 NTY | | 628782104 | | 1.1 Elect Scott Rudolph | | Management For | | For |
Nbty Inc | | US | | 02/25/2008 0:00 | | 01/14/2008 0:00 NTY | | 628782104 | | 1.2 Elect Peter White | | Management For | | Withhold |
Nbty Inc | | US | | 02/25/2008 0:00 | | 01/14/2008 0:00 NTY | | 628782104 | | 2 Executive Bonus Plan | | Management For | | For |
Nbty Inc | | US | | 02/25/2008 0:00 | | 01/14/2008 0:00 NTY | | 628782104 | | 3 Ratification of Auditor | | Management For | | For |
Nbty Inc | | US | | 02/25/2008 0:00 | | 01/14/2008 0:00 NTY | | 628782104 | | 4 2008 Stock Option Plan | | Management | | For | | For |
Noble Corp. | | US | | 05/01/2008 0:00 | | 03/06/2008 0:00 NE | | G65422100 | | 1.1 Elect Lawrence Chazen | | Management For | | For |
Noble Corp. | | US | | 05/01/2008 0:00 | | 03/06/2008 0:00 NE | | G65422100 | | 1.2 Elect Mary Ricciardello | | Management For | | For |
Noble Corp. | | US | | 05/01/2008 0:00 | | 03/06/2008 0:00 NE | | G65422100 | | 2 Ratification of Auditor | | Management For | | Against |
NRG Energy Inc | | US | | 05/14/2008 0:00 | | 03/27/2008 0:00 NRG | | 629377508 | | 1.1 Elect Lawrence Coben | | Management | | For | | For |
NRG Energy Inc | | US | | 05/14/2008 0:00 | | 03/27/2008 0:00 NRG | | 629377508 | | 1.2 Elect Paul Hobby | | Management | | For | | For |
NRG Energy Inc | | US | | 05/14/2008 0:00 | | 03/27/2008 0:00 NRG | | 629377508 | | 1.3 Elect Herbert Tate | | Management | | For | | For |
NRG Energy Inc | | US | | 05/14/2008 0:00 | | 03/27/2008 0:00 NRG | | 629377508 | | 1.4 Elect Walter Young | | Management | | For | | For |
NRG Energy Inc | | US | | 05/14/2008 0:00 | | 03/27/2008 0:00 NRG | | 629377508 | | 2 Employee Stock Purchase Plan | | Management | | For | | For |
NRG Energy Inc | | US | | 05/14/2008 0:00 | | 03/27/2008 0:00 NRG | | 629377508 | | 3 Ratification of Auditor | | Management | | For | | For |
NVR Inc | | US | | 05/06/2008 0:00 | | 03/03/2008 0:00 NVR | | 62944T105 | | 1 Elect Dwight Schar | | Management For | | For |
NVR Inc | | US | | 05/06/2008 0:00 | | 03/03/2008 0:00 NVR | | 62944T105 | | 2 Elect Robert Butler | | Management For | | For |
NVR Inc | | US | | 05/06/2008 0:00 | | 03/03/2008 0:00 NVR | | 62944T105 | | 3 Elect Charles Andrews | | Management For | | For |
NVR Inc | | US | | 05/06/2008 0:00 | | 03/03/2008 0:00 NVR | | 62944T105 | | 4 Ratification of Auditor | | Management For | | For |
Oceaneering International Inc | | US | | 05/16/2008 0:00 | | 03/24/2008 0:00 OII | | 675232102 | | 1.1 Elect T. Jay Collins | | Management | | For | | For |
Oceaneering International Inc | | US | | 05/16/2008 0:00 | | 03/24/2008 0:00 OII | | 675232102 | | 1.2 Elect D. Michael Hughes | | Management | | For | | For |
| | | | | | | | | | Increase in Authorized Common | | | | | | |
Oceaneering International Inc | | US | | 05/16/2008 0:00 | | 03/24/2008 0:00 OII | | 675232102 | | 2 Stock | | Management For | | For |
Oceaneering International Inc | | US | | 05/16/2008 0:00 | | 03/24/2008 0:00 OII | | 675232102 | | 3 Ratification of Auditor | | Management | | For | | For |
Penney JC Company Inc | | US | | 05/16/2008 0:00 | | 03/17/2008 0:00 JCP | | 708160106 | | 1 Elect Colleen Barrett | | Management | | For | | Against |
Penney JC Company Inc | | US | | 05/16/2008 0:00 | | 03/17/2008 0:00 JCP | | 708160106 | | 2 Elect M. Anthony Burns | | Management | | For | | For |
Penney JC Company Inc | | US | | 05/16/2008 0:00 | | 03/17/2008 0:00 JCP | | 708160106 | | 3 Elect Maxine Clark | | Management | | For | | Against |
Penney JC Company Inc | | US | | 05/16/2008 0:00 | | 03/17/2008 0:00 JCP | | 708160106 | | 4 Elect Thomas Engibous | | Management | | For | | For |
Penney JC Company Inc | | US | | 05/16/2008 0:00 | | 03/17/2008 0:00 JCP | | 708160106 | | 5 Elect Kent Foster | | Management | | For | | For |
Penney JC Company Inc | | US | | 05/16/2008 0:00 | | 03/17/2008 0:00 JCP | | 708160106 | | 6 Elect Ken Hicks | | Management | | For | | For |
Penney JC Company Inc | | US | | 05/16/2008 0:00 | | 03/17/2008 0:00 JCP | | 708160106 | | 7 Elect Leonard Roberts | | Management | | For | | For |
Penney JC Company Inc | | US | | 05/16/2008 0:00 | | 03/17/2008 0:00 JCP | | 708160106 | | 8 Elect Javier Teruel | | Management | | For | | For |
Penney JC Company Inc | | US | | 05/16/2008 0:00 | | 03/17/2008 0:00 JCP | | 708160106 | | 9 Elect Myron Ullman, III | | Management | | For | | For |
Penney JC Company Inc | | US | | 05/16/2008 0:00 | | 03/17/2008 0:00 JCP | | 708160106 | | 10 Ratification of Auditor | | Management | | For | | For |
|
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
Penney JC Company Inc | | US | | 05/16/2008 0:00 | | 03/17/2008 0:00 JCP | | 708160106 | | 11 Executive Severance Agreements | | Shareholder | | Against | | For |
PPL Corp. | | US | | 05/21/2008 0:00 | | 02/29/2008 0:00 PPL | | 69351T106 | | 1.1 Elect Frederick Bernthal | | Management For | | For |
PPL Corp. | | US | | 05/21/2008 0:00 | | 02/29/2008 0:00 PPL | | 69351T106 | | 1.2 Elect Louise Goeser | | Management For | | For |
PPL Corp. | | US | | 05/21/2008 0:00 | | 02/29/2008 0:00 PPL | | 69351T106 | | 1.3 Elect Keith Williamson | | Management For | | For |
| | | | | | | | | | Elimination of Supermajority | | | | | | |
PPL Corp. | | US | | 05/21/2008 0:00 | | 02/29/2008 0:00 PPL | | 69351T106 | | 2 Voting Requirements | | Management For | | For |
PPL Corp. | | US | | 05/21/2008 0:00 | | 02/29/2008 0:00 PPL | | 69351T106 | | 3 Ratification of Auditor | | Management For | | For |
Shaw Group Inc | | US | | 01/29/2008 0:00 | | 12/07/2007 0:00 SGR | | 820280105 | | 3 Transaction of Other Business | | Management | | For | | Against |
Shaw Group Inc | | US | | 01/29/2008 0:00 | | 12/07/2007 0:00 SGR | | 820280105 | | 1.1 Elect J.M. Bernhard, Jr. | | Management | | For | | For |
Shaw Group Inc | | US | | 01/29/2008 0:00 | | 12/07/2007 0:00 SGR | | 820280105 | | 1.2 Elect James Barker | | Management | | For | | Withhold |
Shaw Group Inc | | US | | 01/29/2008 0:00 | | 12/07/2007 0:00 SGR | | 820280105 | | 1.3 Elect Thomas Capps | | Management | | For | | For |
Shaw Group Inc | | US | | 01/29/2008 0:00 | | 12/07/2007 0:00 SGR | | 820280105 | | 1.4 Elect L. Lane Grigsby | | Management | | For | | For |
Shaw Group Inc | | US | | 01/29/2008 0:00 | | 12/07/2007 0:00 SGR | | 820280105 | | 1.5 Elect Daniel Hoffler | | Management | | For | | Withhold |
Shaw Group Inc | | US | | 01/29/2008 0:00 | | 12/07/2007 0:00 SGR | | 820280105 | | 1.6 Elect David Hoyle | | Management | | For | | Withhold |
Shaw Group Inc | | US | | 01/29/2008 0:00 | | 12/07/2007 0:00 SGR | | 820280105 | | 1.7 Elect Michael Mancuso | | Management | | For | | Withhold |
Shaw Group Inc | | US | | 01/29/2008 0:00 | | 12/07/2007 0:00 SGR | | 820280105 | | 1.8 Elect Albert McAlister | | Management | | For | | Withhold |
Shaw Group Inc | | US | | 01/29/2008 0:00 | | 12/07/2007 0:00 SGR | | 820280105 | | 2 Ratification of Auditor | | Management | | For | | For |
SHIRE PLC | | US | | 05/09/2008 0:00 | | 04/16/2008 0:00 SHPGY | | 82481R106 | | 1 Corporate Restructuring | | Management For | | For |
| | | | | | | | | | Cancellation of Share Premium | | | | | | |
SHIRE PLC | | US | | 05/09/2008 0:00 | | 04/16/2008 0:00 SHPGY | | 82481R106 | | 2 Account | | Management For | | For |
SHIRE PLC | | US | | 05/09/2008 0:00 | | 04/16/2008 0:00 SHPGY | | 82481R106 | | 3 Sharesave Scheme | | Management For | | For |
SHIRE PLC | | US | | 05/09/2008 0:00 | | 04/16/2008 0:00 SHPGY | | 82481R106 | | 4 Sharesave Scheme | | Management For | | For |
SHIRE PLC | | US | | 05/09/2008 0:00 | | 04/16/2008 0:00 SHPGY | | 82481R106 | | 5 Employee Stock Purchase Plan | | Management | | For | | For |
SHIRE PLC | | US | | 05/09/2008 0:00 | | 04/16/2008 0:00 SHPGY | | 82481R106 | | 6 Portfolio Share Plan, Part A | | Management | | For | | Against |
SHIRE PLC | | US | | 05/09/2008 0:00 | | 04/16/2008 0:00 SHPGY | | 82481R106 | | 7 Portfolio Share Plan, Part B | | Management | | For | | Against |
Smithfield Foods Inc | | US | | 08/29/2007 0:00 | | 07/11/2007 0:00 SFD | | 832248108 | | 1.1 Elect Paul Fribourg | | Management | | For | | Withhold |
Smithfield Foods Inc | | US | | 08/29/2007 0:00 | | 07/11/2007 0:00 SFD | | 832248108 | | 1.2 Elect Ray Goldberg | | Management | | For | | For |
Smithfield Foods Inc | | US | | 08/29/2007 0:00 | | 07/11/2007 0:00 SFD | | 832248108 | | 1.3 Elect John Schwieters | | Management | | For | | For |
Smithfield Foods Inc | | US | | 08/29/2007 0:00 | | 07/11/2007 0:00 SFD | | 832248108 | | 1.4 Elect Melvin Wright | | Management | | For | | For |
Smithfield Foods Inc | | US | | 08/29/2007 0:00 | | 07/11/2007 0:00 SFD | | 832248108 | | 1.5 Elect Paul Trible, Jr. | | Management | | For | | Withhold |
Smithfield Foods Inc | | US | | 08/29/2007 0:00 | | 07/11/2007 0:00 SFD | | 832248108 | | 2 Ratification of Auditor | | Management | | For | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
| | | | | | | | | | Requiring Shareholder Approval | | | | | | |
Smithfield Foods Inc | | US | | 08/29/2007 0:00 | | 07/11/2007 0:00 SFD | | 832248108 | | 3 for Mergers and Acquisitions | | Shareholder | | Against | | Against |
Southwest Energy Company | | US | | 05/06/2008 0:00 | | 03/14/2008 0:00 SWN | | 845467109 | | 1.1 Elect Lewis Epley, Jr. | | Management | | For | | For |
Southwest Energy Company | | US | | 05/06/2008 0:00 | | 03/14/2008 0:00 SWN | | 845467109 | | 1.2 Elect Robert Howard | | Management | | For | | For |
Southwest Energy Company | | US | | 05/06/2008 0:00 | | 03/14/2008 0:00 SWN | | 845467109 | | 1.3 Elect Harold Korell | | Management | | For | | For |
Southwest Energy Company | | US | | 05/06/2008 0:00 | | 03/14/2008 0:00 SWN | | 845467109 | | 1.4 Elect Vello Kuuskraa | | Management | | For | | For |
Southwest Energy Company | | US | | 05/06/2008 0:00 | | 03/14/2008 0:00 SWN | | 845467109 | | 1.5 Elect Kenneth Mourton | | Management | | For | | For |
Southwest Energy Company | | US | | 05/06/2008 0:00 | | 03/14/2008 0:00 SWN | | 845467109 | | 1.6 Elect Charles Scharlau | | Management | | For | | Withhold |
Southwest Energy Company | | US | | 05/06/2008 0:00 | | 03/14/2008 0:00 SWN | | 845467109 | | 2 Ratification of Auditor | | Management | | For | | For |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 1.1 Elect Charles Chadwell | | Management | | For | | For |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 1.2 Elect Ivor Evans | | Management | | For | | For |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 1.3 Elect Paul Fulchino | | Management | | For | | Withhold |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 1.4 Elect Richard Gephardt | | Management | | For | | Withhold |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 1.5 Elect Robert Johnson | | Management | | For | | For |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 1.6 Elect Ronald Kadish | | Management | | For | | For |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 1.7 Elect Francis Raborn | | Management | | For | | For |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 1.8 Elect Jeffrey Turner | | Management | | For | | For |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 1.9 Elect James Welch | | Management | | For | | For |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 1.1 Elect Nigel Wright | | Management | | For | | For |
| | | | | | | | | | Amendment to the Short-Term | | | | | | |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 2 Incentive Plan | | Management For | | For |
| | | | | | | | | | Amendment to the Long-Term | | | | | | |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 3 Incentive Plan | | Management For | | For |
Spirit Aerosystems Inc | | US | | 04/22/2008 0:00 | | 03/14/2008 0:00 SPR | | 848574109 | | 4 Ratification of Auditor | | Management | | For | | For |
Stancorp Financial Group Inc | | US | | 05/05/2008 0:00 | | 03/03/2008 0:00 SFG | | 852891100 | | 1.1 Elect Frederick Buckman | | Management | | For | | For |
Stancorp Financial Group Inc | | US | | 05/05/2008 0:00 | | 03/03/2008 0:00 SFG | | 852891100 | | 1.2 Elect John Chapoton | | Management | | For | | For |
Stancorp Financial Group Inc | | US | | 05/05/2008 0:00 | | 03/03/2008 0:00 SFG | | 852891100 | | 1.3 Elect Ronald Timpe | | Management | | For | | For |
Stancorp Financial Group Inc | | US | | 05/05/2008 0:00 | | 03/03/2008 0:00 SFG | | 852891100 | | 2 Ratification of Auditor | | Management | | For | | For |
| | | | | | | | | | Amendment to the 2002 Stock | | | | | | |
Stancorp Financial Group Inc | | US | | 05/05/2008 0:00 | | 03/03/2008 0:00 SFG | | 852891100 | | 3 Incentive Plan | | Management | | For | | For |
Stancorp Financial Group Inc | | US | | 05/05/2008 0:00 | | 03/03/2008 0:00 SFG | | 852891100 | | 4 Amendment to Poison Pill | | Management | | For | | Against |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.1 Elect Robert Darnall | | Management For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.2 Elect John Drosdick | | Management For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.3 Elect Gary Edwards | | Management For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.4 Elect Ursula Fairbairn | | Management For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.5 Elect Thomas Gerrity | | Management For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.6 Elect Rosemarie Greco | | Management For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.7 Elect John Jones, III | | Management | | For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.8 Elect James Kaiser | | Management For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.9 Elect R. Anderson Pew | | Management | | For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.1 Elect G. Jackson Ratcliffe | | Management | | For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.11 Elect John Rowe | | Management For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 1.12 Elect John Wulff | | Management For | | For |
|
| | | | | | | | | | Amendment to the Long-Term | | | | | | |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 2 Performance Enhancement Plan II Management | | For | | For |
Sunoco Inc | | US | | 05/01/2008 0:00 | | 02/08/2008 0:00 SUN | | 86764P109 | | 3 Ratification of Auditor | | Management For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 1.1 Re-elect Douglas Baldwin | | Management | | For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 1.2 Re-elect William Dalton | | Management | | For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 1.3 Re-elect Kevin Dunne | | Management | | For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 1.4 Elect John Manzoni | | Management | | For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 1.5 Re-elect Lawrence Tapp | | Management | | For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 1.6 Re-elect Stella Thompson | | Management | | For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 1.7 Elect John Watson | | Management | | For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 1.8 Re-elect Robert Welty | | Management | | For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 1.9 Re-elect Charles Williamson | | Management | | For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 1.1 Re-elect Charles Wilson | | Management | | For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 2 Appointment of Auditor | | Management | | For | | For |
Talisman Energy Inc | | US | | 04/30/2008 0:00 | | 03/03/2008 0:00 TLM | | 8.74E+107 | | 3 Shareholder Rights' Plan | | Management | | For | | For |
Teck Cominco Limited | | US | | 04/23/2008 0:00 | | 03/03/2008 0:00 TCK | | 878742204 | | 1 Election of Directors (Slate) | | Management | | For | | For |
| | | | | | | | | | Appointment of Auditor and | | | | | | |
Teck Cominco Limited | | US | | 04/23/2008 0:00 | | 03/03/2008 0:00 TCK | | 878742204 | | 2 Authority to Set Fees | | Management | | For | | For |
Teck Cominco Limited | | US | | 04/23/2008 0:00 | | 03/03/2008 0:00 TCK | | 878742204 | | 3 Approval of By-Law No. 1 | | Management | | For | | For |
Teck Cominco Limited | | US | | 04/23/2008 0:00 | | 03/03/2008 0:00 TCK | | 878742204 | | 4 Adoption of By-Law No. 2 | | Management | | For | | For |
| | | | | | | | | | Increase in Authorized Common | | | | | | |
Terex Corp. | | US | | 07/17/2007 0:00 | | 05/31/2007 0:00 TEX | | 880779103 | | 1 Stock | | Management For | | For |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 1.1 Elect Ronald DeFeo | | Management For | | For |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 1.2 Elect G. Chris Andersen | | Management | | For | | For |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 1.3 Elect Paula Cholmondeley | | Management For | | Withhold |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 1.4 Elect Don DeFosset | | Management For | | For |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 1.5 Elect William Fike | | Management For | | For |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 1.6 Elect Thomas Hansen | | Management For | | For |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 1.7 Elect Donald Jacobs | | Management For | | For |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 1.8 Elect David Sachs | | Management For | | For |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 1.9 Elect Oren Shaffer | | Management For | | For |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 1.1 Elect David Wang | | Management For | | For |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 1.11 Elect Helge Wehmeier | | Management For | | For |
Terex Corp. | | US | | 05/15/2008 0:00 | | 03/18/2008 0:00 TEX | | 880779103 | | 2 Ratification of Auditor | | Management For | | For |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.1 Elect Jose Alvarez | | Management | | For | | For |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.2 Elect Alan Bennett | | Management | | For | | For |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.3 Elect David Brandon | | Management | | For | | Withhold |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.4 Elect Bernard Cammarata | | Management | | For | | For |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.5 Elect David Ching | | Management | | For | | For |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.6 Elect Michael Hines | | Management | | For | | For |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.7 Elect Amy Lane | | Management | | For | | For |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.8 Elect Carol Meyrowitz | | Management | | For | | For |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.9 Elect John O'Brien | | Management | | For | | For |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.1 Elect Robert Shapiro | | Management | | For | | For |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.11 Elect Willow Shire | | Management | | For | | Withhold |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 1.12 Elect Fletcher Wiley | | Management | | For | | For |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 2 Ratification of Auditor | | Management | | For | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
| | | | | | | | | | Majority Vote for Election of | | | | | | |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 3 Directors | | Shareholder | | Against For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
TJX Companies Inc | | US | | 06/03/2008 0:00 | | 04/14/2008 0:00 TJX | | 872540109 | | 4 MacBride Principles | | Shareholder | | Against Against |
United States Steel Corp. | | US | | 04/29/2008 0:00 | | 02/29/2008 0:00 X | | 912909108 | | 1.1 Elect Richard Gephardt | | Management | | For | | For |
United States Steel Corp. | | US | | 04/29/2008 0:00 | | 02/29/2008 0:00 X | | 912909108 | | 1.2 Elect Glenda McNeal | | Management | | For | | For |
United States Steel Corp. | | US | | 04/29/2008 0:00 | | 02/29/2008 0:00 X | | 912909108 | | 1.3 Elect Patricia Tracey | | Management | | For | | For |
United States Steel Corp. | | US | | 04/29/2008 0:00 | | 02/29/2008 0:00 X | | 912909108 | | 1.4 Elect Graham Spanier | | Management | | For | | For |
United States Steel Corp. | | US | | 04/29/2008 0:00 | | 02/29/2008 0:00 X | | 912909108 | | 2 Ratification of Auditor | | Management | | For | | For |
Ventas Inc | | US | | 05/19/2008 0:00 | | 03/24/2008 0:00 VTR | | 92276F100 | | 1.1 Elect Debra Cafaro | | Management For | | For |
Ventas Inc | | US | | 05/19/2008 0:00 | | 03/24/2008 0:00 VTR | | 92276F100 | | 1.2 Elect Douglas Crocker, ll | | Management | | For | | For |
Ventas Inc | | US | | 05/19/2008 0:00 | | 03/24/2008 0:00 VTR | | 92276F100 | | 1.3 Elect Ronald Geary | | Management For | | For |
Ventas Inc | | US | | 05/19/2008 0:00 | | 03/24/2008 0:00 VTR | | 92276F100 | | 1.4 Elect Jay Gellert | | Management For | | For |
Ventas Inc | | US | | 05/19/2008 0:00 | | 03/24/2008 0:00 VTR | | 92276F100 | | 1.5 Elect Robert Reed | | Management For | | For |
Ventas Inc | | US | | 05/19/2008 0:00 | | 03/24/2008 0:00 VTR | | 92276F100 | | 1.6 Elect Sheli Rosenberg | | Management For | | For |
Ventas Inc | | US | | 05/19/2008 0:00 | | 03/24/2008 0:00 VTR | | 92276F100 | | 1.7 Elect James Shelton | | Management For | | For |
Ventas Inc | | US | | 05/19/2008 0:00 | | 03/24/2008 0:00 VTR | | 92276F100 | | 1.8 Elect Thomas Theobald | | Management For | | For |
Ventas Inc | | US | | 05/19/2008 0:00 | | 03/24/2008 0:00 VTR | | 92276F100 | | 2 Ratification of Auditor | | Management For | | For |
| | | | | | | | | | Amendment to the Certificate of | | | | | | |
Ventas Inc | | US | | 05/19/2008 0:00 | | 03/24/2008 0:00 VTR | | 92276F100 | | 3 Incorporation | | Management For | | For |
Vornado Realty Trust | | US | | 05/15/2008 0:00 | | 03/14/2008 0:00 VNO | | 929042109 | | 1.1 Elect Anthony Deering | | Management | | For | | Withhold |
Vornado Realty Trust | | US | | 05/15/2008 0:00 | | 03/14/2008 0:00 VNO | | 929042109 | | 1.2 Elect Michael Lynne | | Management | | For | | For |
Vornado Realty Trust | | US | | 05/15/2008 0:00 | | 03/14/2008 0:00 VNO | | 929042109 | | 1.3 Elect Robert Smith | | Management | | For | | For |
Vornado Realty Trust | | US | | 05/15/2008 0:00 | | 03/14/2008 0:00 VNO | | 929042109 | | 1.4 Elect Ronald Targan | | Management | | For | | For |
Vornado Realty Trust | | US | | 05/15/2008 0:00 | | 03/14/2008 0:00 VNO | | 929042109 | | 2 Ratification of Auditor | | Management | | For | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
Vornado Realty Trust | | US | | 05/15/2008 0:00 | | 03/14/2008 0:00 VNO | | 929042109 | | 3 Majority Voting for Trustees | | Shareholder | | Against | | For |
WABCO HOLDINGS INC. | | US | | 05/28/2008 0:00 | | 04/08/2008 0:00 WBC | | 92927K102 | | 1.1 Elect G. Peter D'Aloia | | Management | | For | | For |
WABCO HOLDINGS INC. | | US | | 05/28/2008 0:00 | | 04/08/2008 0:00 WBC | | 92927K102 | | 1.2 Elect Juergen Gromer | | Management | | For | | For |
WABCO HOLDINGS INC. | | US | | 05/28/2008 0:00 | | 04/08/2008 0:00 WBC | | 92927K102 | | 2 Ratification of Auditor | | Management | | For | | For |
Whirlpool Corp. | | US | | 04/15/2008 0:00 | | 02/26/2008 0:00 WHR | | 963320106 | | 1 Elect Herman Cain | | Management For | | For |
Whirlpool Corp. | | US | | 04/15/2008 0:00 | | 02/26/2008 0:00 WHR | | 963320106 | | 2 Elect Jeff Fettig | | Management For | | For |
Whirlpool Corp. | | US | | 04/15/2008 0:00 | | 02/26/2008 0:00 WHR | | 963320106 | | 3 Elect Miles Marsh | | Management For | | For |
Whirlpool Corp. | | US | | 04/15/2008 0:00 | | 02/26/2008 0:00 WHR | | 963320106 | | 4 Elect Paul Stern | | Management For | | Against |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
Whirlpool Corp. | | US | | 04/15/2008 0:00 | | 02/26/2008 0:00 WHR | | 963320106 | | 5 Annual Election of Directors | | Shareholder | | Against | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
| | | | | | | | | | Eliminating Supermajority | | | | | | |
Whirlpool Corp. | | US | | 04/15/2008 0:00 | | 02/26/2008 0:00 WHR | | 963320106 | | 6 Provisions | | Shareholder | | Against For |
Whiting Petroleum Corp. | | US | | 05/06/2008 0:00 | | 03/14/2008 0:00 WLL | | 966387102 | | 1.1 Elect Palmer Moe | | Management | | For | | For |
Whiting Petroleum Corp. | | US | | 05/06/2008 0:00 | | 03/14/2008 0:00 WLL | | 966387102 | | 1.2 Elect D. Sherwin Artus | | Management | | For | | Withhold |
| | | | | | | | | | Amendment to the 2003 Equity | | | | | | |
Whiting Petroleum Corp. | | US | | 05/06/2008 0:00 | | 03/14/2008 0:00 WLL | | 966387102 | | 2 Incentive Plan | | Management For | | For |
Whiting Petroleum Corp. | | US | | 05/06/2008 0:00 | | 03/14/2008 0:00 WLL | | 966387102 | | 3 Ratification of Auditor | | Management | | For | | For |
XTO Energy Inc | | US | | 05/20/2008 0:00 | | 03/31/2008 0:00 XTO | | 98385X106 | | 1 Elect William Adams, III | | Management | | For | | Against |
XTO Energy Inc | | US | | 05/20/2008 0:00 | | 03/31/2008 0:00 XTO | | 98385X106 | | 2 Elect Keith Hutton | | Management | | For | | For |
XTO Energy Inc | | US | | 05/20/2008 0:00 | | 03/31/2008 0:00 XTO | | 98385X106 | | 3 Elect Jack Randall | | Management | | For | | Against |
| | | | | | | | | | Amendment to the 2004 Stock | | | | | | |
XTO Energy Inc | | US | | 05/20/2008 0:00 | | 03/31/2008 0:00 XTO | | 98385X106 | | 4 Incentive Plan | | Management For | | For |
XTO Energy Inc | | US | | 05/20/2008 0:00 | | 03/31/2008 0:00 XTO | | 98385X106 | | 5 Ratification of Auditor | | Management | | For | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
XTO Energy Inc | | US | | 05/20/2008 0:00 | | 03/31/2008 0:00 XTO | | 98385X106 | | 6 Declassification of the Board | | Shareholder | | Against | | For |
Zions Bancorporation | | US | | 04/24/2008 0:00 | | 02/19/2008 0:00 ZION | | 989701107 | | 1 Elect Jerry Atkin | | Management For | | For |
Zions Bancorporation | | US | | 04/24/2008 0:00 | | 02/19/2008 0:00 ZION | | 989701107 | | 2 Elect Stephen Quinn | | Management For | | For |
Zions Bancorporation | | US | | 04/24/2008 0:00 | | 02/19/2008 0:00 ZION | | 989701107 | | 3 Elect Shelley Thomas Williams | | Management | | For | | For |
| | | | | | | | | | Shareholder Proposal Regarding | | | | | | |
Zions Bancorporation | | US | | 04/24/2008 0:00 | | 02/19/2008 0:00 ZION | | 989701107 | | 4 Declassification of the Board | | Shareholder | | Abstain | | For |
Zions Bancorporation | | US | | 04/24/2008 0:00 | | 02/19/2008 0:00 ZION | | 989701107 | | 5 Ratification of Auditor | | Management For | | For |
Zions Bancorporation | | US | | 04/24/2008 0:00 | | 02/19/2008 0:00 ZION | | 989701107 | | 6 Transaction of Other Business | | Management | | For | | Against |
Vote Summary Report |
Jul 01, 2007 - Jun 30, 2008 |
|
PVC - Bond Account - Spectrum | | | | | | | | | | | | |
|
Mtg | | Company/ | | | | Mgmt | | Vote | | Record | | | | Shares |
Date/Type | | Ballot Issues | | Security | | Rec | | Cast | | Date | | Prpnent | | Voted |
| |
| |
| |
| |
| |
| |
| |
|
|
05/12/08 - A | | Wachovia Preferred Funding | | 92977V206 | | | | | | 04/07/08 | | | | 1,800 |
| | Corp *WNA.P* | | | | | | | | | | | | |
| | 1.1 | | Elect Director James E. Alward | | For | | For | | | | Mgmt | | |
| | 1.2 | | Elect Director Joel J. Griffin | | | | For | | For | | | | Mgmt | | |
| | 1.3 | | Elect Director Charles F. Jones | | For | | For | | | | Mgmt | | |
| | 1.4 | | Elect Director G. Kennedy Thompson | | For | | For | | | | Mgmt | | |
|
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05/15/08 - A | | Vornado Realty Trust *VNO* | | 929042877 | | | | | | 03/14/08 | | | | 3,500 |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt | | |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt | | |
| | 3 | | Require a Majority Vote for the Election | | Against | | For | | | | ShrHoldr | | |
| | | | of Trustees | | | | | | | | | | | | |
Mgmt Rec - Company Management Recommended Vote |
Due to size constraints, this filing is being made in 2 related submissions. This submission is the first of the 2 related submissions.