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Due to file size constraints, this filing is being made in 2 related submissions. This submission is the 2nd of the 2 related submissions. |
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UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
|
FORM N-PX |
|
ANNUAL REPORT OF PROXY VOTING RECORD |
OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
|
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Investment Company Act file number | 811-01944 |
|
Principal Variable Contracts Funds, Inc. | |
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(Exact name of registrant as specified in charter) |
|
711 High Street Des Moines, IA | 50392 |
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(Address of principal executive offices) | (Zip code) |
|
MICHAEL D. ROUGHTON | Copy to: |
The Principal Financial Group | John W. Blouch, Esq. |
Des Moines, Iowa 50392-0300 | Dykema Gossett PLLC |
| Franklin Square, Suite 300 West |
| 1300 I Street, N.W. |
| Washington, DC 20005-3306 |
|
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(Name and address of agent for service) |
|
Registrant's telephone number, including area code: 515-248-3842 |
|
Date of fiscal year end: 12/31 | |
|
Date of reporting period: 07/01/2008 - 06/30/2009 |
| | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Principal LifeTime Strategic Income Account |
Sub-Advisor: Principal Global Investors |
|
Vote Summary Report |
July 1, 2008 - June 30, 2009 |
|
Principal Variable Contracts Funds, Inc. – Principal LifeTime Strategic Income Account | |
|
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
7/1/08 - | | No proxies were voted during this time period | |
6/30/09 | | | | | | | |
| | | | | | | | |
Principal Variable Contracts Funds, Inc. - Real Estate Securities Account Sub-Advisor: Principal Real Estate Investors |
|
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - Real Estate Securities - 5039 | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
04/22/09 - A | Colonial Properties Trust | 195872106 | | | 02/12/09 | | 79,100 |
| *CLP* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | HCP Inc. *HCP* | 40414L109 | | | 03/03/09 | | 274,872 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/24/09 - A | Saul Centers, Inc. *BFS* | 804395101 | | | 03/12/09 | | 33,775 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Other Business | | For | Against | | Mgmt | |
|
|
04/27/09 - A | * Apartment Investment and | 03748R101 | | | 02/27/09 | | 78,977 |
| Management Company *AIV* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Require a Majority Vote for the Election | None | For | | ShrHoldr | |
| | of Directors | | | | | | |
|
|
04/28/09 - A | Digital Realty Trust Inc. | 253868103 | | | 03/03/09 | | 89,120 |
| *DLR* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/30/09 - A | Diamondrock Hospitality | 252784301 | | | 03/03/09 | | 108,700 |
| Company *DRH* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/01/09 - A | National Health Investors, | 63633D104 | | | 03/02/09 | | 12,000 |
| Inc. *NHI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Limit Voting Rights of Shares | | For | Against | | Mgmt | |
| | Beneficially Owned in Excess of 10% of | | | | | |
| | Company's Stock | | | | | | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 1 |
* - Exception Vote | | | | | | | |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - Real Estate Securities - 5039 | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/04/09 - A | Choice Hotels International, | 169905106 | | | 03/13/09 | | 6,000 |
| Inc. *CHH* | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/04/09 - A | PS Business Parks, Inc. | 69360J107 | | | 03/06/09 | | 19,150 |
| *PSB* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Essex Property Trust, Inc. | 297178105 | | | 02/27/09 | | 39,135 |
| *ESS* | | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director George M. Marcus --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Gary P. Martin --- For | | | | | |
| 1.3 | Elect Director Michael J. Schall --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Home Properties Inc *HME* | 437306103 | | | 03/09/09 | | 91,820 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Nationwide Health | 638620104 | | | 03/06/09 | | 146,940 |
| Properties, Inc. *NHP* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Federal Realty Investment | 313747206 | | | 03/19/09 | | 92,938 |
| Trust *FRT* | | | | | | |
| 1 | Elect Trustee Gail P. Steinel | | For | For | | Mgmt | |
| 2 | Elect Trustee Joseph S. Vassalluzzo | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
| 4 | Declassify the Board of Trustees | For | For | | Mgmt | |
| 5 | Amend Shareholder Rights Plan | For | For | | Mgmt | |
| | (Poison Pill) | | | | | | |
|
|
05/06/09 - A | Sunstone Hotel Investors, | 867892101 | | | 03/13/09 | | 26,565 |
| Inc. *SHO* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Robert A. Alter --- For | | | | | |
| 1.2 | Elect Director Arthur L. Buser, Jr. --- For | | | | | |
| 1.3 | Elect Director Lewis N. Wolff --- | | | | | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 2 |
* - Exception Vote | | | | | | | |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - Real Estate Securities - 5039 | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | Withhold | | | | | | |
| 1.4 | Elect Director Z. Jamie Behar --- For | | | | | |
| 1.5 | Elect Director Thomas A. Lewis, Jr. --- | | | | | |
| | For | | | | | | |
| 1.6 | Elect Director Keith M. Locker --- For | | | | | |
| 1.7 | Elect Director Keith P. Russell --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | AMB Property Corp. *AMB* | 00163T109 | | | 03/03/09 | | 105,360 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | American Campus | 024835100 | | | 03/16/09 | | 82,635 |
| Communities, Inc. *ACC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | Health Care REIT, Inc. *HCN* | 42217K106 | | | 03/12/09 | | 100,522 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | Public Storage *PSA* | 74460D109 | | | 03/09/09 | | 141,230 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | Ventas, Inc. *VTR* | 92276F100 | | | 03/16/09 | | 179,260 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/08/09 - A | Simon Property Group, Inc. | 828806109 | | | 03/09/09 | | 222,945 |
| *SPG* | | | | | | |
| 1 | Approve Increase in Size of Board | For | For | | Mgmt | |
| 2 | Reduce Supermajority Vote | | For | For | | Mgmt | |
| | Requirement | | | | | | |
| 3 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 4 | Amend Charter to Delete Obsolete or | For | For | | Mgmt | |
| | Unnecessary Provisions | | | | | | |
| 5 | Elect Directors | | For | For | | Mgmt | |
| 6 | Adjourn Meeting | | For | For | | Mgmt | |
| 7 | Ratify Auditors | | For | For | | Mgmt | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 3 |
* - Exception Vote | | | | | | | |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - Real Estate Securities - 5039 | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/08/09 - A | Tanger Factory Outlet | 875465106 | | | 03/11/09 | | 109,525 |
| Centers, Inc. *SKT* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/12/09 - A | Equity Lifestyle Properties | 29472R108 | | | 03/06/09 | | 59,748 |
| Inc *ELS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/12/09 - A | Kimco Realty Corp. *KIM* | 49446R109 | | | 03/18/09 | | 44,110 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Acadia Realty Trust *AKR* | 004239109 | | | 03/31/09 | | 126,678 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/14/09 - A | Corrections Corporation of | 22025Y407 | | | 03/17/09 | | 76,900 |
| America *CXW* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Report on Political Contributions | Against | For | | ShrHoldr | |
|
|
05/14/09 - A | Host Hotels & Resorts, Inc. | 44107P104 | | | 03/17/09 | | 203,071 |
| *HST* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Increase Authorized Common Stock | For | For | | Mgmt | |
|
|
05/14/09 - A | Vornado Realty Trust *VNO* | 929042109 | | | 03/13/09 | | 93,675 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Require a Majority Vote for the Election | Against | For | | ShrHoldr | |
| | of Directors | | | | | | |
| 4 | Require Independent Board Chairman | Against | Against | | ShrHoldr | |
|
|
05/15/09 - A | Hospitality Properties Trust | 44106M102 | | | 03/17/09 | | 85,261 |
| *HPT* | | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Declassify the Board of Directors | Against | For | | ShrHoldr | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 4 |
* - Exception Vote | | | | | | | |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - Real Estate Securities - 5039 | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
05/15/09 - A | LTC Properties, Inc. *LTC* | 502175102 | | | 04/02/09 | | 24,310 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Boston Properties Inc. *BXP* | 101121101 | | | 03/24/09 | | 121,915 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Frederick J. Iseman --- | | | | | |
| | For | | | | | | |
| 1.2 | Elect Director Edward H. Linde --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director David A. Twardock --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Declassify the Board of Directors | Against | For | | ShrHoldr | |
| 4 | Require a Majority Vote for the Election | Against | For | | ShrHoldr | |
| | of Directors | | | | | | |
| 5 | Prepare Sustainability Report | | Against | For | | ShrHoldr | |
| 6 | Require Independent Board Chairman | Against | For | | ShrHoldr | |
|
|
05/20/09 - A | Alexandria Real Estate | 015271109 | | | 03/31/09 | | 66,088 |
| Equities, Inc. *ARE* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Joel S. Marcus --- For | | | | | |
| 1.2 | Elect Director Richard B. Jennings --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director John L. Atkins, III --- For | | | | | |
| 1.4 | Elect Director Richard H. Klein --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director James H. Richardson --- | | | | | |
| | For | | | | | | |
| 1.6 | Elect Director Martin A. Simonetti --- For | | | | | |
| 1.7 | Elect Director Alan G. Walton --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | ProLogis *PLD* | 743410102 | | | 03/23/09 | | 192,436 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Stephen L. Feinberg --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director George L. Fotiades --- For | | | | | |
| 1.3 | Elect Director Christine N. Garvey --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Lawrence V. Jackson --- | | | | | |
| | For | | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 5 |
* - Exception Vote | | | | | | | |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - Real Estate Securities - 5039 | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.5 | Elect Director Donald P. Jacobs --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Walter C. Rakowich --- | | | | | |
| | For | | | | | | |
| 1.7 | Elect Director D. Michael Steuert --- For | | | | | |
| 1.8 | Elect Director J. Andre Teixeira --- For | | | | | |
| 1.9 | Elect Director William D. Zollars --- | | | | | |
| | Withhold | | | | | | |
| 1.10 | Elect Director Andrea M. Zulberti --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | AvalonBay Communities, Inc. | 053484101 | | | 03/06/09 | | 37,666 |
| *AVB* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | BRE Properties, Inc. *BRE* | 05564E106 | | | 03/20/09 | | 91,700 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | Omega Healthcare Investors, | 681936100 | | | 04/17/09 | | 99,500 |
| Inc. *OHI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/28/09 - A | Mid-America Apartment | 59522J103 | | | 03/20/09 | | 38,453 |
| Communities, Inc. *MAA* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Other Business | | For | Against | | Mgmt | |
|
|
05/29/09 - A | Taubman Centers, Inc. *TCO* | 876664103 | | | 03/31/09 | | 84,053 |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/02/09 - A | Mack-Cali Realty Corp. *CLI* | 554489104 | | | 04/07/09 | | 28,460 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 6 |
* - Exception Vote | | | | | | | |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - Real Estate Securities - 5039 | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
06/08/09 - A | The Macerich Company | 554382101 | | | 03/10/09 | | 69,200 |
| *MAC* | | | | | | |
| 1 | Elect Director Arthur M. Coppola | For | For | | Mgmt | |
| 2 | Elect Director James S. Cownie | For | For | | Mgmt | |
| 3 | Elect Director Mason G. Ross | | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
| 5 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 6 | Increase Authorized Common Stock | For | For | | Mgmt | |
|
|
06/11/09 - A | Douglas Emmett, Inc. *DEI* | 25960P109 | | | 04/13/09 | | 117,489 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
06/11/09 - A | Equity Residential *EQR* | 29476L107 | | | 03/31/09 | | 119,165 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Require a Majority Vote for the Election | Against | For | | ShrHoldr | |
| | of Directors | | | | | | |
|
|
06/11/09 - A | SL Green Realty Corp. *SLG* | 78440X101 | | | 03/30/09 | | 66,900 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 7 |
* - Exception Vote | | | | | | | |
| | | | | | | |
| Fund: Principal Variable Contracts Funds, Inc. –Short-Term Bond Account | |
| | Sub-Advisor: Principal Global Investors | | |
|
| | Vote Summary Report | | | |
| | July 1, 2008 - June 30, 2009 | | | |
|
Principal Variable Contracts Funds, Inc. – Short-Term Bond Account | | | |
|
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
7/1/08 - | | No proxies were voted during this time period | |
6/30/09 | | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Short-Term Income Account
Sub-Advisor: Edge Asset Management, Inc.
| Vote Summary Report July 1, 2008 - June 30, 2009 |
Principal Variable Contracts Funds, Inc. – Mortgage Securities Account
| | | | | | | |
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Proponent | Voted |
|
|
7/1/08 - | | No proxies were voted during this time period | |
6/30/09 | | | | | | | |
| | | | | | | | |
Principal Variable Contracts Funds, Inc. - SmallCap Blend Account Sub-Advisor: Principal Global Investors LLC |
|
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
07/10/08 - A | Standard Microsystems | 853626109 | | | 05/15/08 | | 11,074 |
| Corp. *SMSC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
07/17/08 - S | Ralcorp Holdings, Inc. *RAH* | 751028101 | | | 06/13/08 | | 12,060 |
| 1 | Issue Shares in Connection with | For | For | | Mgmt | |
| | Acquisition | | | | | | |
| 2 | Adjourn Meeting | | For | For | | Mgmt | |
|
|
07/21/08 - A | Icon plc | 45103T107 | | | 06/12/08 | | 10,830 |
| | Meeting for ADR Holders | | | | | | |
| 1 | Accept Financial Statements and | For | For | | Mgmt | |
| | Statutory Reports | | | | | | |
| 2 | Reelect Dr. John Climax as Director | For | For | | Mgmt | |
| 3 | Reelect Edward Roberts as Director | For | For | | Mgmt | |
| 4 | Reelect Professor Dermot Kelleher as | For | For | | Mgmt | |
| | Director | | | | | | |
| 5 | Authorize Board to Fix Remuneration of | For | For | | Mgmt | |
| | Auditors | | | | | | |
| 6 | Approve ICON plc 2008 Employees | For | Against | | Mgmt | |
| | Restricted Share Unit Plan | | | | | | |
| 7 | Approve ICON plc Employee Share | For | Against | | Mgmt | |
| | Option Plan 2008 | | | | | | |
| 8 | Approve ICON plc Consultants Share | For | Against | | Mgmt | |
| | Option Plan 2008 | | | | | | |
| 9 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 10 | Approve Stock Split | | For | For | | Mgmt | |
| 11 | Authorize Issuance of Equity or Equity- | For | For | | Mgmt | |
| | Linked Securities with Preemptive | | | | | |
| | Rights | | | | | | |
| 12 | Authorize Issuance of Equity or Equity- | For | For | | Mgmt | |
| | Linked Securities without Preemptive | | | | | |
| | Rights | | | | | | |
| 13 | Authorize Share Repurchase Program | For | For | | Mgmt | |
| | and Reissuance of Shares | | | | | | |
| 14 | Amend Articles Re: Give Chairman a | For | For | | Mgmt | |
| | Second or Casting Vote | | | | | | |
|
|
07/24/08 - A | Triumph Group, Inc. *TGI* | 896818101 | | | 05/30/08 | | 7,270 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
07/29/08 - S | Transdigm Group Inc. *TDG* | 893641100 | | | 06/03/08 | | 9,905 |
| 1 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 1 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
07/31/08 - A | Alliance One International Inc | 018772103 | | | 05/30/08 | | 25,070 |
| *AOI* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
07/31/08 - A | BE Aerospace, Inc. *BEAV* | 073302101 | | | 05/30/08 | | 16,454 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Robert J. Khoury --- For | | | | | |
| 1.2 | Elect Director Jonathan M. Schofield --- | | | | | |
| | Withhold | | | | | | |
| 2 | Implement MacBride Principles | Against | Against | | ShrHoldr | |
|
|
07/31/08 - A | CSS Industries, Inc. *CSS* | 125906107 | | | 06/04/08 | | 8,180 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
|
|
08/07/08 - A | Consolidated Graphics, Inc. | 209341106 | | | 06/18/08 | | 7,460 |
| *CGX* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
|
|
08/13/08 - A | Spartan Stores, Inc *SPTN* | 846822104 | | | 06/18/08 | | 24,090 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
08/21/08 - A | Aspen Technology, Inc. | 045327103 | | | 06/24/08 | | 28,060 |
| *AZPN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
08/27/08 - A | CommVault Systems, Inc. | 204166102 | | | 07/01/08 | | 9,360 |
| *CVLT* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
08/29/08 - A | Magma Design Automation, | 559181102 | | | 07/10/08 | | 118 |
| Inc *LAVA* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Roy E. Jewell --- For | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 2 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.2 | Elect Director Thomas M. Rohrs --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
09/12/08 - A | Integrated Device | 458118106 | | | 07/23/08 | | 17,410 |
| Technology, Inc. *IDTI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
09/16/08 - A | Basic Energy Services, Inc | 06985P100 | | | 08/05/08 | | 3,442 |
| *BAS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
09/19/08 - A | Jakks Pacific, Inc. *JAKK* | 47012E106 | | | 08/11/08 | | 19,059 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Other Business | | For | Against | | Mgmt | |
|
|
09/24/08 - S | Mednax, Inc. *MD* | 705324101 | | | 08/11/08 | | 4,406 |
| 1 | Amend Nonqualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
|
|
10/01/08 - S | Radiant Systems, Inc. | 75025N102 | | | 08/12/08 | | 2,739 |
| *RADS* | | | | | | |
| 1 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
10/02/08 - A | ViaSat, Inc. *VSAT* | 92552V100 | | | 08/11/08 | | 8,713 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Mark D. Dankberg --- For | | | | | |
| 1.2 | Elect Director Michael B. Targoff --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Harvey P. White --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
10/15/08 - S | Darwin Professional | 237502109 | | | 09/15/08 | | 3,135 |
| Underwriters, Inc. | | | | | | |
| 1 | Approve Merger Agreement | | For | For | | Mgmt | |
| 2 | Adjourn Meeting | | For | For | | Mgmt | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 3 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
11/04/08 - A | Perrigo Co. *PRGO* | 714290103 | | | 09/12/08 | | 2,400 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
11/05/08 - A | Buckeye Technologies Inc. | 118255108 | | | 09/12/08 | | 33,500 |
| *BKI* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/12/08 - A | Solera Holdings, Inc. *SLH* | 83421A104 | | | 10/01/08 | | 6,330 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/13/08 - A | Devry Inc. *DV* | 251893103 | | | 09/19/08 | | 8,800 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/13/08 - A | Immucor, Inc. *BLUD* | 452526106 | | | 09/17/08 | | 16,450 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/19/08 - A | CACI International, Inc. | 127190304 | | | 09/22/08 | | 3,830 |
| *CACI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Adjourn Meeting | | For | Against | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/19/08 - A | Emulex Corp. *ELX* | 292475209 | | | 09/22/08 | | 34,100 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Stock Option Exchange | For | For | | Mgmt | |
| | Program | | | | | | |
| 3 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 4 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 5 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 6 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 4 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
12/05/08 - A | Comtech | 205826209 | | | 10/06/08 | | 13,235 |
| Telecommunications Corp. | | | | | | |
| *CMTL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
12/09/08 - A | Financial Federal Corp. *FIF* | 317492106 | | | 10/15/08 | | 12,873 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
12/10/08 - A | Bally Technologies, Inc *BYI* | 05874B107 | | | 10/10/08 | | 8,790 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
12/10/08 - A | Kensey Nash Corp. *KNSY* | 490057106 | | | 10/21/08 | | 6,410 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
12/11/08 - A | Parexel International Corp. | 699462107 | | | 10/17/08 | | 19,820 |
| *PRXL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
12/11/08 - A | Pericom Semiconductor | 713831105 | | | 10/15/08 | | 15,400 |
| Corp. *PSEM* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
12/11/08 - A | WMS Industries Inc. *WMS* | 929297109 | | | 10/16/08 | | 12,350 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
12/12/08 - A | Arena Resources, Inc. *ARD* | 040049108 | | | 10/24/08 | | 4,070 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Stock Option Plan | | For | For | | Mgmt | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 5 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
12/19/08 - S | Green Bankshares, Inc. | 394361208 | | | 11/05/08 | | 5,491 |
| *GRNB* | | | | | | |
| 1 | Authorize New Class of Preferred Stock | For | Against | | Mgmt | |
| 2 | Adjourn Meeting | | For | Against | | Mgmt | |
|
|
01/05/09 - S | FirstMerit Corp. *FMER* | 337915102 | | | 11/24/08 | | 8,780 |
| 1 | Amend Articles of Incorporation | For | For | | Mgmt | |
| | Concerning Voting Rights of Preferred | | | | | |
| | Stock | | | | | | |
| 2 | Amend Code of Regulations | | For | Against | | Mgmt | |
| 3 | Adjourn Meeting | | For | Against | | Mgmt | |
|
|
01/07/09 - A | MOOG Inc. *MOG.A* | 615394202 | | | 11/26/08 | | 4,710 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/07/09 - A | Robbins & Myers, Inc. *RBN* | 770196103 | | | 11/19/08 | | 12,425 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/20/09 - A | ZOLL Medical Corp. *ZOLL* | 989922109 | | | 12/05/08 | | 13,287 |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Amend Non-Employee Director Stock | For | For | | Mgmt | |
| | Option Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/21/09 - A | Washington Federal, Inc. | 938824109 | | | 11/28/08 | | 7,080 |
| *WFSL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/22/09 - A | Meridian Bioscience, Inc. | 589584101 | | | 11/24/08 | | 11,531 |
| *VIVO* | | | | | | |
| 1 | Elect Director James A. Buzard | For | For | | Mgmt | |
| 2 | Elect Director John A. Kraeutler | For | Against | | Mgmt | |
| 3 | Elect Director Gary P. Kreider | | For | Against | | Mgmt | |
| 4 | Elect Director William J. Motto | | For | Against | | Mgmt | |
| 5 | Elect Director David C. Phillips | | For | For | | Mgmt | |
| 6 | Elect Director Robert J. Ready | | For | For | | Mgmt | |
| 7 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/26/09 - A | Analogic Corp. *ALOG* | 032657207 | | | 11/27/08 | | 5,290 |
| 1 | Elect Directors | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 6 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 2 | Adopt Majority Voting for Uncontested | For | For | | Mgmt | |
| | Election of Directors | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/26/09 - A | Lindsay Corp. *LNN* | 535555106 | | | 12/02/08 | | 3,150 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/27/09 - A | Dawson Geophysical | 239359102 | | | 11/28/08 | | 4,402 |
| Company *DWSN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/27/09 - A | Ralcorp Holdings, Inc. *RAH* | 751028101 | | | 11/21/08 | | 6,770 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/28/09 - S | Tower Group, Inc *TWGP* | 891777104 | | | 12/04/08 | | 12,000 |
| 1 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 2 | Issue Shares in Connection with | For | For | | Mgmt | |
| | Acquisition | | | | | | |
| 3 | Adjourn Meeting | | For | For | | Mgmt | |
|
|
01/30/09 - A | Rock-Tenn Company *RKT* | 772739207 | | | 11/28/08 | | 13,200 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
02/02/09 - S | Willbros Group Inc *WG* | 969199108 | | | 12/15/08 | | 13,210 |
| | Meeting for ADR Holders | | | | | | |
| 1 | APPROVE THE AGREEMENT AND | For | For | | Mgmt | |
| | PLAN OF MERGER AMONG | | | | | | |
| | WILLBROS GROUP, INC., ( | | | | | | |
| | WILLBROS DELAWARE ), WILLBROS | | | | | |
| | GROUP, INC., ( WILLBROS PANAMA | | | | | |
| | ), AND WILLBROS MERGER, INC. | | | | | |
| 2 | PROPOSAL TO APPROVE | | For | For | | Mgmt | |
| | POSTPONEMENTS OR | | | | | | |
| | ADJOURNMENTS OF THE SPECIAL | | | | | |
| | MEETING, IF NECESSARY, TO | | | | | |
| | SOLICIT ADDITIONAL PROXIES. | | | | | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 7 |
| | | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | | Security | Rec | Cast | Date | Prpnent | Voted |
|
02/04/09 - A | MTS Systems Corp. *MTSC* | 553777103 | | | 12/08/08 | | 3,340 |
| 1 | Elect Directors | | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | | For | For | | Mgmt | |
|
|
02/04/09 - A | Plexus Corp. *PLXS* | 729132100 | | | 12/01/08 | | 17,210 |
| 1 | Elect Directors | | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | | For | For | | Mgmt | |
|
|
02/05/09 - A | ESCO Technologies Inc. | 296315104 | | | 12/05/08 | | 2,840 |
| *ESE* | | | | | | | | |
| 1 | Elect Directors | | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | | For | For | | Mgmt | |
|
|
02/05/09 - A | ESSA Bancorp, Inc. *ESSA* | 29667D104 | | | 12/19/08 | | 6,450 |
| 1 | Elect Directors | | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | | For | For | | Mgmt | |
|
|
02/05/09 - A | Varian, Inc. *VARI* | | 922206107 | | | 12/15/08 | | 5,488 |
| 1 | Elect Directors | | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | | For | For | | Mgmt | |
|
|
02/13/09 - A | Jack In the Box Inc. *JACK* | 466367109 | | | 12/19/08 | | 12,050 |
| 1 | Elect Directors | | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | | For | For | | Mgmt | |
|
|
02/13/09 - S | Quest Software, Inc. *QSFT* | 74834T103 | | | 12/31/08 | | 22,230 |
| 1 | Change State of Incorporation from | For | Against | | Mgmt | |
| | California to Delaware | | | | | | |
| 2 | Adjourn Meeting | | | For | Against | | Mgmt | |
|
|
02/17/09 - A | Transdigm Group Inc. *TDG* | 893641100 | | | 01/05/09 | | 9,605 |
| 1 | Elect Directors | | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | | For | For | | Mgmt | |
|
|
02/19/09 - A | Microsemi Corp. *MSCC* | 595137100 | | | 01/02/09 | | 5,710 |
| 1 | Elect Directors | | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | | For | For | | Mgmt | |
|
|
02/19/09 - A | Ruddick Corporation *RDK* | 781258108 | | | 12/12/08 | | 5,220 |
| 1 | Elect Directors | | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 8 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
02/26/09 - A | Super Micro Computer Inc | 86800U104 | | | 01/02/09 | | 5,034 |
| *SMCI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
02/26/09 - A | Tetra Tech, Inc. *TTEK* | 88162G103 | | | 12/29/08 | | 6,120 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 5 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/04/09 - A | ADC Telecommunications, | 000886309 | | | 01/06/09 | | 22,900 |
| Inc. *ADCT* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Fix Number of Directors | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/04/09 - A | Esterline Technologies Corp. | 297425100 | | | 01/06/09 | | 9,175 |
| *ESL* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/04/09 - A | Hologic, Inc. *HOLX* | 436440101 | | | 01/16/09 | | 11,150 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director John W. Cumming --- For | | | | | |
| 1.2 | Elect Director Robert A. Cascella --- For | | | | | |
| 1.3 | Elect Director David R. LaVance Jr. --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Nancy L. Leaming --- For | | | | | |
| 1.5 | Elect Director Lawrence M. Levy --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Glenn P. Muir --- For | | | | | |
| 1.7 | Elect Director Elaine S. Ullian --- For | | | | | |
| 1.8 | Elect Director Sally W. Crawford --- For | | | | | |
| 1.9 | Elect Director Wayne Wilson --- For | | | | | |
| 2 | Approve Repricing of Options | | For | For | | Mgmt | |
| 3 | Adjourn Meeting | | For | Against | | Mgmt | |
|
|
03/05/09 - A | Urstadt Biddle Properties Inc. | 917286205 | | | 01/20/09 | | 4,439 |
| *UBP* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 9 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.1 | Elect Director Kevin J. Bannon --- For | | | | | |
| 1.2 | Elect Director Robert R. Douglass --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director George H.C. Lawrence --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Charles J. Urstadt --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/05/09 - A | WGL Holdings, Inc. *WGL* | 92924F106 | | | 01/05/09 | | 4,210 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Provide for Cumulative Voting | | Against | For | | ShrHoldr | |
|
|
03/18/09 - A | Rofin-Sinar Technologies, | 775043102 | | | 01/23/09 | | 5,380 |
| Inc. *RSTI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/24/09 - A | SYNNEX Corporation *SNX* | 87162W100 | | | 02/12/09 | | 10,060 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/08/09 - A | Chattem, Inc. *CHTT* | 162456107 | | | 02/18/09 | | 5,140 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Robert E. Bosworth --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Gary D. Chazen --- For | | | | | |
| 1.3 | Elect Director Joey B. Hogan --- For | | | | | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/08/09 - A | TIBCO Software, Inc. *TIBX* | 88632Q103 | | | 02/09/09 | | 28,410 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2. | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/14/09 - A | Sybase, Inc. *SY* | 871130100 | | | 02/27/09 | | 4,990 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 10 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
04/15/09 - A | Banco Latinoamericano De | P16994132 | | | 03/11/09 | | 15,160 |
| Exportaciones SA *BLX* | | | | | | |
| | This is a duplicate meeting for ballots | | | | | |
| | received via the Broadridge North | | | | | |
| | American Ballot distribution system. | | | | | |
| 1 | TO APPROVE THE BANK S AUDITED | For | For | | Mgmt | |
| | FINANCIAL STATEMENTS FOR | | | | | |
| | THEFISCAL YEAR ENDED | | | | | | |
| | DECEMBER 31, 2008 (PROPOSAL 1) | | | | | |
| 2 | TO APPOINT DELOITTE AS THE | For | For | | Mgmt | |
| | BANK S INDEPENDENT AUDITORS | | | | | |
| | FOR THEFISCAL YEAR ENDING | | | | | |
| | DECEMBER 31, 2009 (PROPOSAL 2) | | | | | |
| 3a.i | DIRECTOR GONZALO MENENDEZ | For | For | | Mgmt | |
| | DUQUE | | | | | | |
| 3a.ii | DIRECTOR JAIME RIVERA | | For | For | | Mgmt | |
| 3b | DIRECTOR WILL C. WOOD | | For | For | | Mgmt | |
| 4a | TO APPROVE THE PROPOSED | For | For | | Mgmt | |
| | AMENDMENTS TO THE ARTICLES OF | | | | | |
| | INCORPORATION OF THE BANK TO: | | | | | |
| | CHANGE THE BANK'S NAME | | | | | |
| 4b | TO APPROVE THE PROPOSED | For | For | | Mgmt | |
| | AMENDMENTS TO THE ARTICLES OF | | | | | |
| | INCORPORATION OF THE BANK TO: | | | | | |
| | MODIFY THE DEFINITION OF THE | | | | | |
| | BUSINESS PURPOSE OF THE BANK | | | | | |
| 4c | TO APPROVE THE PROPOSED | For | For | | Mgmt | |
| | AMENDMENTS TO THE ARTICLES OF | | | | | |
| | INCORPORATION OF THE BANK TO: | | | | | |
| | ALLOW THE ISSUANCE OF | | | | | | |
| | PREFERRED SHARES | | | | | | |
| 4d | TO APPROVE THE PROPOSED | For | Against | | Mgmt | |
| | AMENDMENTS TO THE ARTICLES OF | | | | | |
| | INCORPORATION OF THE BANK TO: | | | | | |
| | AUTHORIZE A NEW CLASS OF | | | | | |
| | COMMON SHARES | | | | | | |
| 5 | TRANSACT OTHER BUSINESS (NON- | None | None | | Mgmt | |
| | VOTING) | | | | | | |
|
|
04/15/09 - A | FirstMerit Corp. *FMER* | 337915102 | | | 02/19/09 | | 15,080 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Karen S. Belden --- For | | | | | |
| 1.2 | Elect Director R. Cary Blair --- Withhold | | | | | |
| 1.3 | Elect Director John C. Blickle --- For | | | | | |
| 1.4 | Elect Director Robert W. Briggs --- For | | | | | |
| 1.5 | Elect Director Gina D. France --- For | | | | | |
| 1.6 | Elect Director Paul G. Greig --- For | | | | | |
| 1.7 | Elect Director Terry L. Haines --- | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 11 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | Withhold | | | | | | |
| 1.8 | Elect Director Clifford J. Isroff --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Advisory Vote on Executive | | For | Against | | Mgmt | |
| | Compensation | | | | | | |
|
|
04/16/09 - A | United Financial Bancorp, | 91030T109 | | | 02/27/09 | | 5,840 |
| Inc. *UBNK* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/20/09 - A | S&T Bancorp, Inc. *STBA* | 783859101 | | | 03/06/09 | | 5,640 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director John N. Brenzia --- For | | | | | |
| 1.2 | Elect Director John J. Delaney --- For | | | | | |
| 1.3 | Elect Director Michael J. Donnelly --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Frank W. Jones --- For | | | | | |
| 1.5 | Elect Director Alan Papernick --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Robert Rebich, Jr. --- For | | | | | |
| 1.7 | Elect Director Christine J. Toretti --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Charles G. Urtin --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Advisory Vote to Ratify Named | For | For | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
| 4 | Other Business | | For | Against | | Mgmt | |
|
|
04/21/09 - A | Bank of The Ozarks, Inc. | 063904106 | | | 02/20/09 | | 7,580 |
| *OZRK* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director George Gleason --- For | | | | | |
| 1.2 | Elect Director Mark Ross --- For | | | | | |
| 1.3 | Elect Director Jean Arehart --- For | | | | | |
| 1.4 | Elect Director Steven Arnold --- For | | | | | |
| 1.5 | Elect Director Richard Cisne --- For | | | | | |
| 1.6 | Elect Director Robert East --- Withhold | | | | | |
| 1.7 | Elect Director Linda Gleason --- For | | | | | |
| 1.8 | Elect Director Henry Mariani --- For | | | | | |
| 1.9 | Elect Director James Matthews --- For | | | | | |
| 1.10 | Elect Director R. L. Qualls --- For | | | | | |
| 1.11 | Elect Director Kennith Smith --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 12 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 3 | Approve Restricted Stock Plan | For | For | | Mgmt | |
| 4 | Advisory Vote on Executive | | For | Against | | Mgmt | |
| | Compensation | | | | | | |
| 5 | Other Business | | For | Against | | Mgmt | |
|
|
04/21/09 - A | Interactive Brokers Group | 45841N107 | | | 02/24/09 | | 9,250 |
| Inc. *IBKR* | | | | | | |
| 1 | Elect Director Thomas Peterffy | For | Against | | Mgmt | |
| 2 | Elect Director Earl H. Nemser | | For | Against | | Mgmt | |
| 3 | Elect Director Paul J. Brody | | For | Against | | Mgmt | |
| 4 | Elect Director Milan Galik | | For | Against | | Mgmt | |
| 5 | Elect Director Lawrence E. Harris | For | For | | Mgmt | |
| 6 | Elect Director Hans R. Stoll | | For | For | | Mgmt | |
| 7 | Elect Director Ivers W. Riley | | For | For | | Mgmt | |
| 8 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/21/09 - A | Pinnacle Financial Partners, | 72346Q104 | | | 02/27/09 | | 4,042 |
| Inc *PNFP* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Ed C. Loughry, Jr. --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Dale W. Polley --- For | | | | | |
| 1.3 | Elect Director Reese L. Smith, III --- For | | | | | |
| 1.4 | Elect Director M. Terry Turner --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Colleen Conway-Welch -- | | | | | |
| | - For | | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
| 5 | Advisory Vote on Executive | | For | For | | Mgmt | |
| | Compensation | | | | | | |
|
|
04/21/09 - A | Renasant Corp *RNST* | 75970E107 | | | 02/25/09 | | 4,580 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/21/09 - A | Stepan Co. *SCL* | 858586100 | | | 02/20/09 | | 1,970 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/22/09 - A | Cash America International, | 14754D100 | | | 03/04/09 | | 2,270 |
| Inc. *CSH* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 13 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.1 | Elect Director Daniel E. Berce --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Jack R. Daugherty --- For | | | | | |
| 1.3 | Elect Director Daniel R. Feehan --- For | | | | | |
| 1.4 | Elect Director Albert Goldstein --- For | | | | | |
| 1.5 | Elect Director James H. Graves --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director B.D. Hunter --- For | | | | | |
| 1.7 | Elect Director Timothy J. McKibben --- | | | | | |
| | For | | | | | | |
| 1.8 | Elect Director Alfred M. Micallef --- For | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
| 5 | Amend and Report on Predatory | Against | Against | | ShrHoldr | |
| | Lending Policies | | | | | | |
|
|
04/22/09 - A | Northwestern Corp. *NWE* | 668074305 | | | 02/23/09 | | 7,330 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 4 | Elect Director Dorothy M. Bradley | For | For | | Mgmt | |
|
|
04/22/09 - A | Provident Financial Services, | 74386T105 | | | 03/02/09 | | 7,870 |
| Inc. *PFS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/22/09 - A | Teledyne Technologies, Inc. | 879360105 | | | 03/02/09 | | 5,759 |
| *TDY* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Astec Industries, Inc. *ASTE* | 046224101 | | | 02/20/09 | | 4,530 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Bucyrus International, Inc. | 118759109 | | | 03/13/09 | | 10,600 |
| *BUCY* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Paul W. Jones --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Robert L. Purdum --- | | | | | |
| | Withhold | | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 14 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.3 | Elect Director Timothy W. Sullivan --- | | | | | |
| | For | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | CNA Surety Corp. *SUR* | 12612L108 | | 03/02/09 | | 6,730 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Philip H. Britt --- For | | | | | |
| 1.2 | Elect Director Anthony S. Cleberg --- | | | | | |
| | For | | | | | | |
| 1.3 | Elect Director David B. Edelson --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director D. Craig Mense --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Robert A. Tinstman --- | | | | | |
| | For | | | | | | |
| 1.6 | Elect Director John F. Welch --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director Peter W. Wilson --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Cullen/Frost Bankers, Inc. | 229899109 | | 03/06/09 | | 7,230 |
| *CFR* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Empire District Electric Co. | 291641108 | | 02/23/09 | | 2,280 |
| (The) *EDE* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Republic Bancorp, Inc. KY | 760281204 | | 02/17/09 | | 1,008 |
| *RBCAA* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Craig A. Greenberg --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Michael T. Rust --- For | | | | | |
| 1.3 | Elect Director Sandra Metts Snowden -- | | | | |
| | - For | | | | | | |
| 1.4 | Elect Director R. Wayne Stratton --- For | | | | |
| 1.5 | Elect Director Susan Stout Tamme --- | | | | | |
| | For | | | | | | |
| 1.6 | Elect Director Bernard M. Trager --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director A. Scott Trager --- | | | | | |
| | Withhold | | | | | | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 15 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.8 | Elect Director Steven E. Trager --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Sensient Technologies Corp. | 81725T100 | | | 02/27/09 | | 5,750 |
| *SXT* | | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Hank Brown --- For | | | | | |
| 1.2 | Elect Director Fergus M. Clydesdale --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director James A. D. Croft --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director William V. Hickey --- For | | | | | |
| 1.5 | Elect Director Kenneth P. Manning --- | | | | | |
| | For | | | | | | |
| 1.6 | Elect Director Peter M. Salmon --- For | | | | | |
| 1.7 | Elect Director Elaine R. Wedral --- For | | | | | |
| 1.8 | Elect Director Essie Whitelaw --- | | | | | |
| | Withhold | | | | | | |
| 2 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Silicon Laboratories Inc. | 826919102 | | | 02/24/09 | | 5,150 |
| *SLAB* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Approve Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
|
|
04/23/09 - A | Snap-on Incorporated *SNA* | 833034101 | | | 02/23/09 | | 5,820 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | South Jersey Industries, Inc. | 838518108 | | | 02/23/09 | | 6,457 |
| *SJI* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Declassify the Board of Directors | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Take-Two Interactive | 874054109 | | | 02/25/09 | | 16,090 |
| Software, Inc. *TTWO* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Increase Authorized Common Stock | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 16 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 4 | Ratify Auditors | | For | For | | Mgmt | |
| 5 | Link Executive Pay to Social and | Against | Against | | ShrHoldr | |
| | Financial Issues | | | | | | |
|
|
04/23/09 - A | WSFS Financial Corp. | 929328102 | | | 03/05/09 | | 2,560 |
| *WSFS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Advisory Vote to Ratify Named | For | For | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
| 4 | Amend Article Four of Certificate of | For | For | | Mgmt | |
| | Incorporation | | | | | | |
| 5 | Amend Article Four and Six of | For | For | | Mgmt | |
| | Certificate of Incorporation | | | | | | |
| 6 | Amend Certificate of Incorporation to | For | For | | Mgmt | |
| | Delete Article Five | | | | | | |
|
|
04/24/09 - A | Bank of Hawaii Corp. *BOH* | 062540109 | | | 02/27/09 | | 8,781 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director S. Haunani Apoliona --- | | | | | |
| | For | | | | | | |
| 1.2 | Elect Director Mary G.F. Bitterman --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Mark A. Burak --- For | | | | | |
| 1.4 | Elect Director Michael J. Chun --- For | | | | | |
| 1.5 | Elect Director Clinton R. Churchill --- For | | | | | |
| 1.6 | Elect Director David A. Heenan --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director Peter S. Ho --- For | | | | | |
| 1.8 | Elect Director Robert Huret --- For | | | | | |
| 1.9 | Elect Director Allan R. Landon --- For | | | | | |
| 1.10 | Elect Director Kent T. Lucien --- For | | | | | |
| 1.11 | Elect Director Martin A. Stein --- For | | | | | |
| 1.12 | Elect Director Donald M. Takaki --- For | | | | | |
| 1.13 | Elect Director Barbara J. Tanabe --- | | | | | |
| | Withhold | | | | | | |
| 1.14 | Elect Director Robert W. Wo, Jr. --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | For | For | | Mgmt | |
|
|
04/24/09 - A | Green Bankshares, Inc. | 394361208 | | | 03/20/09 | | 5,006 |
| *GRNB* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Require a Majority Vote for the Election | Against | For | | ShrHoldr | |
| | of Directors | | | | | | |
| 3 | Declassify the Board of Directors | Against | For | | ShrHoldr | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 17 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 4 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 5 | Advisory Vote to Ratify Named | For | For | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
| 6 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/24/09 - A | Saul Centers, Inc. *BFS* | 804395101 | | | 03/12/09 | | 1,820 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Other Business | | For | Against | | Mgmt | |
|
|
04/28/09 - A | Bio-Rad Laboratories, Inc. | 090572207 | | | 03/02/09 | | 1,950 |
| *BIO* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/28/09 - A | Encore Acquisition Company | 29255W100 | | | 03/11/09 | | 8,340 |
| *EAC* | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/28/09 - A | Informatica Corporation | 45666Q102 | | | 02/27/09 | | 12,240 |
| *INFA* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/28/09 - A | National CineMedia, Inc. | 635309107 | | | 03/09/09 | | 628 |
| *NCMI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 5 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/29/09 - A | Aspen Insurance Holdings, | G05384105 | | | 03/02/09 | | 17,900 |
| Ltd. *AHL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Appoint KPMG Audit Plc as Auditors | For | For | | Mgmt | |
| | and Authorize Board to Fix Their | | | | | |
| | Remuneration | | | | | | |
| 3 | Adopt the Amended and Restated Bye- | For | For | | Mgmt | |
| | laws | | | | | | |
| 4 | Adopt the Amendments to the | | For | For | | Mgmt | |
| | Memorandum of Association | | | | | | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 18 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 5.1 | Elect Glyn Jones as Director of Aspen | For | For | | Mgmt | |
| | Insurance UK Limited | | | | | | |
| 5.2 | Elect Christopher O'Kane as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Limited | | | | | |
| 5.3 | Elect Richard Bucknall as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Limited | | | | | |
| 5.4 | Elect Ian Cormack as Director of Aspen | For | For | | Mgmt | |
| | Insurance UK Limited | | | | | | |
| 5.5 | Elect Richard Houghton as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Limited | | | | | |
| 5.6 | Elect Stephen Rose as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Limited | | | | | |
| 5.7 | Elect Oliver Peterken as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Limited | | | | | |
| 5.8 | Elect Heidi Hutter as Director of Aspen | For | For | | Mgmt | |
| | Insurance UK Limited | | | | | | |
| 6 | Amend Aspen Insurance UK Limited's | For | For | | Mgmt | |
| | Articles of Association | | | | | | |
| 7.1 | Elect Christopher O'Kane as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Services Limited | | | | | |
| 7.2 | Elect Richard Houghton as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Services Limited | | | | | |
| 7.3 | Elect Stephen Rose as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Services Limited | | | | | |
| 8 | Amend Aspen Insurance UK Services | For | For | | Mgmt | |
| | Limited's Articles of Association | | | | | |
| 9.1 | Elect Christopher O'Kane as Director of | For | For | | Mgmt | |
| | Aspen Insurance (UK) Holdings Limited | | | | | |
| 9.2 | Elect Richard Houghton as Director of | For | For | | Mgmt | |
| | Aspen Insurance (UK) Holdings Limited | | | | | |
| 9.3 | Elect Stephen Rose as Director of | For | For | | Mgmt | |
| | Aspen Insurance (UK) Holdings Limited | | | | | |
| 10 | Amend Aspen (UK) Holdings Limited's | For | For | | Mgmt | |
| | Articles of Association | | | | | | |
| 11.1 | Elect Stephen Rose as Director of AIUK | For | For | | Mgmt | |
| | Trustees Limited | | | | | | |
| 11.2 | Elect John Henderson as Director of | For | For | | Mgmt | |
| | AIUK Trustees Limited | | | | | | |
| 11.3 | Elect Christopher Woodman as Director | For | For | | Mgmt | |
| | of AIUK Trustees Limited | | | | | |
| 11.4 | Elect Michael Cain as Director of AIUK | For | For | | Mgmt | |
| | Trustees Limited | | | | | | |
| 11.5 | Elect Katharine Wade as Director of | For | For | | Mgmt | |
| | AIUK Trustees Limited | | | | | | |
| 12 | Amend AIUK Trustees Limited's Articles | For | For | | Mgmt | |
| | of Association | | | | | | |
| 13.1 | Elect Karen Green as Director of Aspen | For | For | | Mgmt | |
| | Underwriting Limited | | | | | | |
| 13.2 | Elect Christopher O'Brien as Director of | For | For | | Mgmt | |
| | Aspen Underwriting Limited | | | | | |
| 14 | Amend Aspen Underwriting Limited's | For | For | | Mgmt | |
| | Articles of Association | | | | | | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 19 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 15.1 | Elect Richard Bucknall as Director of | For | For | | Mgmt | |
| | Aspen Managing Agency Limited | | | | | |
| 15.2 | Elect John Hobbs as Director of Aspen | For | For | | Mgmt | |
| | Managing Agency Limited | | | | | | |
| 15.3 | Elect James Ingham Clark as Director of | For | For | | Mgmt | |
| | Aspen Managing Agency Limited | | | | | |
| 15.4 | Elect Robert Long as Director of Aspen | For | For | | Mgmt | |
| | Managing Agency Limited | | | | | | |
| 15.5 | Elect Christopher O'Brien as Director of | For | For | | Mgmt | |
| | Aspen Managing Agency Limited | | | | | |
| 15.6 | Elect Matthew Yeldham as Director of | For | For | | Mgmt | |
| | Aspen Managing Agency Limited | | | | | |
| 15.7 | Elect Karen Green as Director of Aspen | For | For | | Mgmt | |
| | Managing Agency Limited | | | | | | |
| 15.8 | Elect Heidi Hutter as Director of Aspen | For | For | | Mgmt | |
| | Managing Agency Limited | | | | | | |
| 16 | Amend Aspen Managing Agency | For | For | | Mgmt | |
| | Limited's Articles of Association | | | | | |
| 17.1 | Elect Christopher O'Kane as Director of | For | For | | Mgmt | |
| | Aspen Insurance Ltd. and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.2 | Elect Julian Cusack as Director of | For | For | | Mgmt | |
| | Aspen Insurance Ltd. and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.3 | Elect James Few as Director of Aspen | For | For | | Mgmt | |
| | Insurance Limited and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.4 | Elect Oliver Peterken as Director of | For | For | | Mgmt | |
| | Aspen Insurance Limited and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.5 | Elect David Skinner as Director of | For | For | | Mgmt | |
| | Aspen Insurance Ltd. and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.6 | Elect Karen Green as Director of Aspen | For | For | | Mgmt | |
| | Insurance Limited and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 20 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.7 | Elect Heather Kitson as Director of | For | For | | Mgmt | |
| | Aspen Insurance Limited and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 18 | Appoint KPMG Audit Plc as Auditor of | For | For | | Mgmt | |
| | Aspen Insurance Limited and Authorize | | | | | |
| | its Board to Fix Their Remuneration | | | | | |
| 19 | Amend Aspen Insurance Limited's Bye- | For | For | | Mgmt | |
| | Laws | | | | | | |
| 20 | Amend Aspen Insurance Limited's | For | For | | Mgmt | |
| | Memorandum of Association | | | | | | |
|
|
04/29/09 - A | City Holding Co. *CHCO* | 177835105 | | | 03/20/09 | | 6,110 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/29/09 - A | EnPro Industries, Inc. *NPO* | 29355X107 | | | 02/27/09 | | 10,710 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director William R. Holland --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Stephen E. Macadam --- | | | | | |
| | For | | | | | | |
| 1.3 | Elect Director J.P. Bolduc --- Withhold | | | | | |
| 1.4 | Elect Director Peter C. Browning --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Don DeFosset --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Gordon D. Harnett --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director David L. Hauser --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Wilbur J. Prezzano, Jr. --- | | | | | |
| | Withhold | | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/29/09 - A | eResearch Technology, Inc. | 29481V108 | | | 03/09/09 | | 17,240 |
| *ERES* | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 21 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
04/29/09 - A | Fresh Del Monte Produce Inc. | G36738105 | | | 02/27/09 | | 12,240 |
| *FDP* | | | | | | | |
| 1a | Elect Mohammad Abu-Ghazaleah as | For | For | | Mgmt | |
| | director | | | | | | |
| 1b | Elect Hani El-Naffy as director | | For | For | | Mgmt | |
| 1c | Elect John H. Dalton as director | For | For | | Mgmt | |
| 2 | Accept Financial Statements and | For | For | | Mgmt | |
| | Statutory Reports (Voting) | | | | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | For | For | | Mgmt | |
|
|
04/29/09 - A | PLATINUM UNDERWRITERS | G7127P100 | | | 03/16/09 | | 8,210 |
| HOLDINGS LTD *PTP* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve KPMG as Auditors and | For | For | | Mgmt | |
| | Authorize Board to Fix Their | | | | | | |
| | Remuneration | | | | | | |
|
|
04/29/09 - A | PMC-Sierra, Inc. *PMCS* | 69344F106 | | | 03/02/09 | | 28,330 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Performance-Based Equity Awards | Against | For | | ShrHoldr | |
|
|
04/30/09 - A | American Medical Systems | 02744M108 | | | 03/13/09 | | 12,170 |
| Holdings, Inc. *AMMD* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/30/09 - A | Calgon Carbon Corp. *CCC* | 129603106 | | | 03/09/09 | | 6,600 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/30/09 - A | Capstead Mortgage Corp. | 14067E506 | | | 02/18/09 | | 4,190 |
| *CMO* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/30/09 - A | Central European | 153435102 | | | 03/03/09 | | 6,782 |
| Distribution Corporation | | | | | | |
| *CEDC* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director William V. Carey --- For | | | | | |
| 1.2 | Elect Director David Bailey --- Withhold | | | | | |
| 1.3 | Elect Director N. Scott Fine --- For | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 22 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.4 | Elect Director Marek Forysiak --- For | | | | | |
| 1.5 | Elect Director Robert P. Koch --- For | | | | | |
| 1.6 | Elect Director Jan W. Laskowski --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director Markus Sieger --- For | | | | | |
| 1.8 | Elect Director Sergey Kupriyanov --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/30/09 - A | Mettler-Toledo International | 592688105 | | | 03/02/09 | | 2,550 |
| Inc. *MTD* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/30/09 - A | TreeHouse Foods Inc. *THS* | 89469A104 | | | 03/03/09 | | 3,580 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Increase Authorized Common Stock | For | For | | Mgmt | |
|
|
05/04/09 - A | Ares Cap Corp *ARCC* | 04010L103 | | | 03/02/09 | | 41,590 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Sale of Common Shares Below | For | For | | Mgmt | |
| | Net Asset Value | | | | | | |
| 4 | Approve Issuance of | | For | For | | Mgmt | |
| | Warrants/Convertible Debentures | | | | | |
| 5 | Declassify the Board of Directors | Against | For | | ShrHoldr | |
|
|
05/04/09 - A | Ciber, Inc. *CBR* | 17163B102 | | | 03/06/09 | | 24,730 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/04/09 - A | MKS Instruments, Inc. *MKSI* | 55306N104 | | | 03/06/09 | | 2,870 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Leo Berlinghieri --- For | | | | | |
| 1.2 | Elect Director Hans-Jochen Kahl --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Louis P. Valente --- | | | | | |
| | Withhold | | | | | | |
| 2 | Approve Stock Option Exchange | For | For | | Mgmt | |
| | Program | | | | | | |
| 3 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 4 | Amend Qualified Employee Stock | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 23 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | Purchase Plan | | | | | | |
| 5 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/04/09 - A | StanCorp Financial Group, | 852891100 | | | 03/02/09 | | 3,590 |
| Inc. *SFG* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | American Physicians Capital, | 028884104 | | | 03/10/09 | | 5,445 |
| Inc. *ACAP* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Consolidated | 209034107 | | | 03/18/09 | | 15,930 |
| Communications Holdings, | | | | | | |
| Inc. *CNSL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/05/09 - A | Delphi Financial Group, Inc. | 247131105 | | | 03/31/09 | | 6,540 |
| *DFG* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 4 | Approve Stock Option Exchange | For | Against | | Mgmt | |
| | Program | | | | | | |
|
|
05/05/09 - A | Einstein Noah Restaurant | 28257U104 | | | 03/18/09 | | 11,390 |
| Group Inc *BAGL* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Michael W. Arthur --- For | | | | | |
| 1.2 | Elect Director E. Nelson Heumann --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Frank C. Meyer --- For | | | | | |
| 1.4 | Elect Director Thomas J. Mueller --- For | | | | | |
| 1.5 | Elect Director Jeffrey J. O'Neill --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director S. Garrett Stonehouse, Jr. | | | | | |
| | --- For | | | | | | |
| 2 | Amend Non-Employee Director Stock | For | For | | Mgmt | |
| | Option Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 24 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/05/09 - A | Essex Property Trust, Inc. | 297178105 | | | 02/27/09 | | 820 |
| *ESS* | | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director George M. Marcus --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Gary P. Martin --- For | | | | | |
| 1.3 | Elect Director Michael J. Schall --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Marvel Entertainment, Inc. | 57383T103 | | | 03/09/09 | | 7,740 |
| *MVL* | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | NBT Bancorp Inc. *NBTB* | 628778102 | | | 03/16/09 | | 7,860 |
| 1 | Fix Number of Directors at Eleven | For | For | | Mgmt | |
| 2 | Elect Directors | | For | Split | | Mgmt | |
| 2.1 | Elect Director Martin A. Dietrich --- For | | | | | |
| 2.2 | Elect Director John C. Mitchell --- For | | | | | |
| 2.3 | Elect Director Joseph G. Nasser --- | | | | | |
| | Withhold | | | | | | |
| 2.4 | Elect Director Michael M. Murphy --- For | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
| 4 | Declassify the Board of Directors | Against | For | | ShrHoldr | |
|
|
05/05/09 - A | NTELOS Holdings Corp. | 67020Q107 | | | 03/09/09 | | 5,660 |
| *NTLS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | RehabCare Group, Inc. *RHB* | 759148109 | | | 03/05/09 | | 3,820 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Compass Minerals | 20451N101 | | | 03/20/09 | | 3,610 |
| International, Inc *CMP* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Entegris, Inc *ENTG* | 29362U104 | | | 03/20/09 | | 44,040 |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 25 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/06/09 - A | Hub Group, Inc. *HUBG* | 443320106 | | | 03/11/09 | | 10,316 |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Human Genome Sciences, | 444903108 | | | 03/13/09 | | 47,240 |
| Inc. *HGSI* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Richard J. Danzig --- For | | | | | |
| 1.2 | Elect Director J rgen Drews, M.D. --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Maxine Gowen, Ph.D. --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Tuan Ha-Ngoc --- For | | | | | |
| 1.5 | Elect Director A.N. "Jerry" Karabelas, | | | | | |
| | Ph.D. --- For | | | | | | |
| 1.6 | Elect Director John L. LaMattina, Ph.D. - | | | | | |
| | -- For | | | | | | |
| 1.7 | Elect Director Augustine Lawlor --- For | | | | | |
| 1.8 | Elect Director David P. Southwell --- For | | | | | |
| 1.9 | Elect Director H. Thomas Watkins --- | | | | | |
| | For | | | | | | |
| 1.10 | Elect Director Robert C. Young, M.D. --- | | | | | |
| | For | | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | IBERIABANK Corp. *IBKC* | 450828108 | | | 03/20/09 | | 3,010 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Koppers Holdings Inc *KOP* | 50060P106 | | | 03/17/09 | | 12,117 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Navigant Consulting Inc. | 63935N107 | | | 03/13/09 | | 9,540 |
| *NCI* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Penn Virginia Corp. *PVA* | 707882106 | | | 03/11/09 | | 6,600 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 26 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/06/09 - A | Trex Company, Inc. *TWP* | 89531P105 | | | 03/16/09 | | 6,240 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Frank H. Merlotti, Jr. --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Patricia B. Robinson --- | | | | | |
| | For | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Validus Holdings Ltd *VR* | G9319H102 | | | 03/13/09 | | 4,500 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2.1 | Elect Edward J. Noonan as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.2 | Elect C.N. Rupert Atkin as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.3 | Elect Patrick G. Barry as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.4 | Elect Julian P. Bosworth as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.5 | Elect Michael E. A. Carpenter as | For | For | | Mgmt | |
| | Subsidiary Director | | | | | | |
| 2.6 | Elect Jane S. Clouting as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.7 | Elect Joseph E. Consolino as | | For | For | | Mgmt | |
| | Subsidiary Director | | | | | | |
| 2.8 | Elect C. Jerome Dill as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.9 | Elect Kerry A. Emanuel as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.10 | Elect Jonathan D. Ewington as | For | For | | Mgmt | |
| | Subsidiary Director | | | | | | |
| 2.11 | Elect Nicholas J. Hales as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.12 | Elect Mark S. Johnson as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.13 | Elect Anthony J. Keys as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.14 | Elect Gillian S. Langford as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.15 | Elect Stuart W. Mercer as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.16 | Elect Paul J. Miller as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.17 | Elect George P. Reeth as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.18 | Elect Julian G. Ross as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.19 | Elect Verner G. Southey as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.20 | Elect Guisseppe Venesiani as | | For | For | | Mgmt | |
| | Subsidiary Director | | | | | | |
| 2.21 | Elect Nigel D. Wachman as Subsidiary | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 27 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | Director | | | | | | |
| 2.22 | Elect Conan M. Ward as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.23 | Elect Lixin Zeng as Subsidiary Director | For | For | | Mgmt | |
| 3 | Ratify PricewaterhouseCoopers | For | For | | Mgmt | |
| | Hamilton Bermuda as Independent | | | | | |
| | Auditors | | | | | | |
|
|
05/07/09 - A | Avista Corporation *AVA* | 05379B107 | | | 03/06/09 | | 17,920 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director John F. Kelly --- Against | | | | | |
| 1.2 | Elect Director Scott L. Morris --- For | | | | | |
| 1.3 | Elect Director Heidi B. Stanley --- For | | | | | |
| 1.4 | Elect Director R. John Taylor --- Against | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Declassify the Board of Directors | None | For | | ShrHoldr | |
| 5 | Require Independent Board Chairman | Against | For | | ShrHoldr | |
|
|
05/07/09 - A | Hittite Microwave | 43365Y104 | | | 04/01/09 | | 4,790 |
| Corporation *HITT* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | Innospec Inc *IOSP* | 45768S105 | | | 03/11/09 | | 1,719 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | J2 Global Communications, | 46626E205 | | | 03/19/09 | | 9,570 |
| Inc. *JCOM* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Other Business | | For | Against | | Mgmt | |
|
|
05/07/09 - A | OceanFirst Financial Corp. | 675234108 | | | 03/10/09 | | 3,669 |
| *OCFC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Advisory Vote to Ratify Named | For | For | | Mgmt | |
| | Executive Officer's Compensation | | | | | |
|
|
05/07/09 - A | Rogers Corp. *ROG* | 775133101 | | | 03/11/09 | | 5,170 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 28 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 3 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | Skilled Healthcare Group, | 83066R107 | | | 03/23/09 | | 12,130 |
| Inc. *SKH* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Jose C. Lynch --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Michael D. Stephens --- | | | | | |
| | For | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | The Middleby Corp. *MIDD* | 596278101 | | | 03/20/09 | | 6,800 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Selim A. Bassoul --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Robert B. Lamb --- For | | | | | |
| 1.3 | Elect Director Ryan Levenson --- For | | | | | |
| 1.4 | Elect Director John R. Miller III --- For | | | | | |
| 1.5 | Elect Director Gordon O'Brien --- For | | | | | |
| 1.6 | Elect Director Philip G. Putnam --- For | | | | | |
| 1.7 | Elect Director Sabin C. Streeter --- For | | | | | |
| 1.8 | Elect Director Robert L. Yohe --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/07/09 - A | XenoPort, Inc. *XNPT* | 98411C100 | | | 03/20/09 | | 4,800 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/08/09 - A | Ormat Technologies, Inc. | 686688102 | | | 03/16/09 | | 2,300 |
| *ORA* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Yehudit Bronicki --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Jacob J. Worenklein --- | | | | | |
| | For | | | | | | |
| 1.3 | Elect Director Robert F. Clarke --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/08/09 - A | Rosetta Resources Inc | 777779307 | | | 03/26/09 | | 16,613 |
| *ROSE* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 29 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.1 | Elect Director Randy L. Limbacher --- | | | | | |
| | For | | | | | | |
| 1.2 | Elect Director D. Henry Houston --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Richard W. Beckler --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Donald D. Patteson, Jr. --- | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Josiah O. Low III --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Philip L. Frederickson --- | | | | | |
| | For | | | | | | |
| 1.7 | Elect Director Matthew D. Fitzgerald --- | | | | | |
| | For | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/11/09 - A | JDA Software Group, Inc. | 46612K108 | | 03/31/09 | | 19,431 |
| *JDAS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/11/09 - A | Mariner Energy, Inc. *ME* | 56845T305 | | 03/17/09 | | 12,550 |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/11/09 - A | Tompkins Financial Corp. | 890110109 | | 03/13/09 | | 2,730 |
| *TMP* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Russell K. Achzet --- For | | | | | |
| 1.2 | Elect Director John E. Alexander --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Daniel J. Fessenden --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director James W. Fulmer --- For | | | | | |
| 1.5 | Elect Director James R. Hardie --- For | | | | | |
| 1.6 | Elect Director Elizabeth W. Harrison --- | | | | | |
| | For | | | | | | |
| 1.7 | Elect Director Patricia A. Johnson --- | | | | | |
| | For | | | | | | |
| 1.8 | Elect Director Hunter R. Rawlings, III --- | | | | |
| | Withhold | | | | | | |
| 1.9 | Elect Director Thomas R. Rochon --- | | | | | |
| | For | | | | | | |
| 1.10 | Elect Director Stephen S. Romaine --- | | | | | |
| | For | | | | | | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 30 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.11 | Elect Director Thomas R. Salm --- For | | | | | |
| 1.12 | Elect Director Craig Yunker --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | Against | | Mgmt | |
|
|
05/12/09 - A | AMTRUST FINANCIAL | 032359309 | | | 03/31/09 | | 12,422 |
| SERVICES INC *AFSI* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Donald T. DeCarlo --- For | | | | | |
| 1.2 | Elect Director Abraham Gulkowitz --- | | | | | |
| | For | | | | | | |
| 1.3 | Elect Director George Karfunkel --- For | | | | | |
| 1.4 | Elect Director Michael Karfunkel --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Jay J. Miller --- For | | | | | |
| 1.6 | Elect Director Isaac Neuberger --- For | | | | | |
| 1.7 | Elect Director Barry D. Zyskind --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/12/09 - A | BioMarin Pharmaceutical Inc. | 09061G101 | | | 03/23/09 | | 9,980 |
| *BMRN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/12/09 - A | Capella Education Company | 139594105 | | | 03/16/09 | | 1,490 |
| *CPLA* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/12/09 - A | Progress Software Corp. | 743312100 | | | 03/16/09 | | 10,040 |
| *PRGS* | | | | | | |
| 1 | Fix Number of Directors at Six | | For | For | | Mgmt | |
| 2 | Elect Directors | | For | For | | Mgmt | |
| 3 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/12/09 - A | Skyworks Solutions, Inc. | 83088M102 | | | 03/24/09 | | 37,270 |
| *SWKS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 31 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/12/09 - A | Swift Energy Co. *SFY* | 870738101 | | | 03/20/09 | | 3,790 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Clyde W. Smith, Jr. --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Terry E. Swift --- For | | | | | |
| 1.3 | Elect Director Charles J. Swindells --- | | | | | |
| | Withhold | | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Anthracite Capital, Inc. *AHR* | 037023108 | | | 03/16/09 | | 16,920 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Declassify the Board of Directors | Against | For | | ShrHoldr | |
|
|
05/13/09 - A | Entertainment Properties | 29380T105 | | | 02/18/09 | | 10,854 |
| Trust *EPR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Knight Capital Group, Inc. | 499005106 | | | 04/01/09 | | 10,700 |
| *NITE* | | | | | | |
| 1 | Elect Director William L. Bolster | For | For | | Mgmt | |
| 2 | Elect Director Gary R. Griffith | | For | For | | Mgmt | |
| 3 | Elect Director Thomas M. Joyce | For | For | | Mgmt | |
| 4 | Elect Director James W. Lewis | For | For | | Mgmt | |
| 5 | Elect Director Thomas C. Lockburner | For | For | | Mgmt | |
| 6 | Elect Director James T. Milde | | For | For | | Mgmt | |
| 7 | Elect Director Christopher C. Quick | For | For | | Mgmt | |
| 8 | Elect Director Laurie M. Shahon | For | For | | Mgmt | |
| 9 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 10 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Omniture, Inc. *OMTR* | 68212S109 | | | 03/16/09 | | 7,617 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Portland General Electric Co. | 736508847 | | | 03/06/09 | | 10,605 |
| *POR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Increase Authorized Common Stock | For | For | | Mgmt | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 32 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/13/09 - A | The Warnaco Group, Inc. | 934390402 | | | 03/19/09 | | 6,996 |
| *WRC* | | | | | | |
| 1 | Elect Director David A. Bell | | For | For | | Mgmt | |
| 2 | Elect Director Robert A. Bowman | For | For | | Mgmt | |
| 3 | Elect Director Richard Karl Goeltz | For | For | | Mgmt | |
| 4 | Elect Director Joseph R. Gromek | For | For | | Mgmt | |
| 5 | Elect Director Sheila A. Hopkins | For | For | | Mgmt | |
| 6 | Elect Director Charles R. Perrin | For | For | | Mgmt | |
| 7 | Elect Director Nancy A. Reardon | For | For | | Mgmt | |
| 8 | Elect Director Donald L. Seeley | For | For | | Mgmt | |
| 9 | Elect Director Cheryl Nido Turpin | For | For | | Mgmt | |
| 10 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 11 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Tupperware Brands Corp. | 899896104 | | | 03/16/09 | | 3,730 |
| *TUP* | | | | | | | |
| 1 | Elect Director Kriss Cloninger III | For | For | | Mgmt | |
| 2 | Elect Director Joe R. Lee | | For | For | | Mgmt | |
| 3 | Elect Director Bob Marbut | | For | For | | Mgmt | |
| 4 | Elect Director David R. Parker | | For | For | | Mgmt | |
| 5 | Elect Director J. Patrick Spainhour | For | For | | Mgmt | |
| 6 | Ratify Auditors | | For | For | | Mgmt | |
| 7 | Advisory Vote to Ratify Named | Against | For | | ShrHoldr | |
| | Executive Officers' Compensation | | | | | |
|
|
05/13/09 - A | United Stationers Inc. *USTR* | 913004107 | | | 03/16/09 | | 2,820 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Watts Water Technologies | 942749102 | | | 03/16/09 | | 3,390 |
| *WTS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Westinghouse Air Brake | 929740108 | | | 03/18/09 | | 9,760 |
| Technologies Corp *WAB* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
05/14/09 - A | Ansys, Inc. *ANSS* | 03662Q105 | | | 03/18/09 | | 5,950 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/14/09 - A | Arqule, Inc. *ARQL* | 04269E107 | | | 03/27/09 | | 10,970 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 33 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 3 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/14/09 - A | CBIZ, Inc. *CBZ* | 124805102 | | | 03/19/09 | | 19,180 |
| 1 | Elect Director Michael H. DeGroote | For | For | | Mgmt | |
| 2 | Elect Director Todd J. Slotkin | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
| 4 | Other Business | | For | Against | | Mgmt | |
|
|
05/14/09 - A | Double-Take Software Inc. | 258598101 | | | 03/27/09 | | 7,180 |
| *DBTK* | | | | | | |
| 1 | Elect Director Dean Goodermote | For | For | | Mgmt | |
| 2 | Elect Director Deborah M. Besemer | For | For | | Mgmt | |
| 3 | Elect Director Paul D. Birch | | For | For | | Mgmt | |
| 4 | Elect Director Ashoke (Bobby) Goswami | For | For | | Mgmt | |
| 5 | Elect Director John B. Landry | | For | For | | Mgmt | |
| 6 | Elect Director John W. Young | | For | For | | Mgmt | |
| 7 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 8 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/14/09 - A | FEI Company *FEIC* | 30241L109 | | | 03/09/09 | | 4,930 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/14/09 - A | Gen-Probe, Inc. *GPRO* | 36866T103 | | | 03/19/09 | | 2,960 |
| 1 | Elect Director John W. Brown | | For | For | | Mgmt | |
| 2 | Elect Director John C. Martin Ph.D. | For | For | | Mgmt | |
| 3 | Elect Director Henry L. Nordhoff | For | For | | Mgmt | |
| 4 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 5 | Ratify Auditors | | For | For | | Mgmt | |
| 6 | Approve Increase in Size of Board | For | For | | Mgmt | |
|
|
05/14/09 - A | Gentiva Health Services, Inc. | 37247A102 | | | 03/16/09 | | 4,820 |
| *GTIV* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Victor F. Ganzi --- For | | | | | |
| 1.2 | Elect Director Ronald A. Malone --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Stuart Olsten --- For | | | | | |
| 1.4 | Elect Director Tony Strange --- Withhold | | | | | |
| 1.5 | Elect Director Raymond S. Troubh --- | | | | | |
| | For | | | | | | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 34 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.6 | Elect Director Rodney D. Windley --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/14/09 - A | MasTec, Inc. *MTZ* | 576323109 | | | 03/10/09 | | 12,960 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Increase Authorized Common Stock | For | For | | Mgmt | |
|
|
05/14/09 - A | Oil States International Inc. | 678026105 | | | 03/16/09 | | 5,260 |
| *OIS* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/14/09 - A | Rent-A-Center, Inc. *RCII* | 76009N100 | | | 03/16/09 | | 11,790 |
| 1 | Elect Director Michael J. Gade | | For | For | | Mgmt | |
| 2 | Elect Director J.V. Lentell | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/14/09 - A | Tower Group, Inc *TWGP* | 891777104 | | | 03/18/09 | | 4,650 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/14/09 - A | Waste Connections, Inc. | 941053100 | | | 03/16/09 | | 4,930 |
| *WCN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/15/09 - A | Seattle Genetics, Inc. *SGEN* | 812578102 | | | 03/23/09 | | 11,470 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Clay B. Siegall --- For | | | | | |
| 1.2 | Elect Director Felix Baker --- For | | | | | |
| 1.3 | Elect Director Daniel F. Hoth --- | | | | | |
| | Withhold | | | | | | |
| 2 | Approve Issuance of Shares for a | For | For | | Mgmt | |
| | Private Placement | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/15/09 - A | Wright Express Corporation | 98233Q105 | | | 04/03/09 | | 11,680 |
| *WXS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 35 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
05/18/09 - A | Senior Housing Properties | 81721M109 | | | 03/17/09 | | 15,281 |
| Trust *SNH* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Chart Industries, Inc. *GTLS* | 16115Q308 | | | 03/24/09 | | 21,570 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Comstock Resources, Inc. | 205768203 | | | 04/09/09 | | 4,940 |
| *CRK* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Flushing Financial Corp. | 343873105 | | | 03/25/09 | | 7,280 |
| *FFIC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Advisory Vote to Ratify Named | For | For | | Mgmt | |
| | Executive Officer's Compensation | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Graftech International, Ltd. | 384313102 | | | 03/25/09 | | 33,026 |
| *GTI* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 4 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
|
|
05/19/09 - A | GRAND CANYON ED INC | 38526M106 | | | 04/03/09 | | 10,200 |
| *LOPE* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Incyte Corp. *INCY* | 45337C102 | | | 03/27/09 | | 44,290 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Richard U. De Schutter --- | | | | | |
| | For | | | | | | |
| 1.2 | Elect Director Barry M. Ariko --- For | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 36 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.3 | Elect Director Julian C. Baker --- For | | | | | |
| 1.4 | Elect Director Paul A. Brooke --- For | | | | | |
| 1.5 | Elect Director Paul A. Friedman, M.D. -- | | | | | |
| | - For | | | | | | |
| 1.6 | Elect Director John F. Niblack, Ph.D. --- | | | | | |
| | For | | | | | | |
| 1.7 | Elect Director Roy A. Whitfield --- | | | | | |
| | Withhold | | | | | | |
| 2 | Amend Omnibus Stock Plan | For | For | | Mgmt | |
| 3 | Amend Non-Employee Director Stock | For | For | | Mgmt | |
| | Option Plan | | | | | | |
| 4 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 5 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Morningstar, Inc. *MORN* | 617700109 | | | 03/23/09 | | 2,089 |
| 1 | Elect Director Joe Mansueto | For | For | | Mgmt | |
| 2 | Elect Director Don Phillips | | For | For | | Mgmt | |
| 3 | Elect Director Cheryl Francis | For | For | | Mgmt | |
| 4 | Elect Director Steve Kaplan | For | For | | Mgmt | |
| 5 | Elect Director Bill Lyons | | For | For | | Mgmt | |
| 6 | Elect Director Jack Noonan | For | For | | Mgmt | |
| 7 | Elect Director Frank Ptak | | For | For | | Mgmt | |
| 8 | Elect Director Paul Sturm | | For | For | | Mgmt | |
| 9 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 10 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Psychiatric Solutions, Inc. | 74439H108 | | | 03/26/09 | | 5,240 |
| *PSYS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Non-Employee Director | For | For | | Mgmt | |
| | Omnibus Stock Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | Alexandria Real Estate | 015271109 | | | 03/31/09 | | 4,540 |
| Equities, Inc. *ARE* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Joel S. Marcus --- For | | | | | |
| 1.2 | Elect Director Richard B. Jennings --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director John L. Atkins, III --- For | | | | | |
| 1.4 | Elect Director Richard H. Klein --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director James H. Richardson --- | | | | | |
| | For | | | | | | |
| 1.6 | Elect Director Martin A. Simonetti --- For | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 37 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.7 | Elect Director Alan G. Walton --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | Astoria Financial Corp. *AF* | 046265104 | | | 03/23/09 | | 7,070 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | Benchmark Electronics, Inc. | 08160H101 | | | 04/06/09 | | 18,840 |
| *BHE* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | Celera Corporation *CRA* | 15100E106 | | | 04/03/09 | | 29,170 |
| 1 | Elect Director Jean-Luc B lingard | For | Against | | Mgmt | |
| 2 | Elect Director Peter Barton Hutt | For | For | | Mgmt | |
| 3 | Elect Director Gail K. Naughton | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | Community Bank System, | 203607106 | | | 04/02/09 | | 7,850 |
| Inc. *CBU* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director James W. Gibson, Jr. --- | | | | | |
| | For | | | | | | |
| 1.2 | Elect Director David C. Patterson --- For | | | | | |
| 1.3 | Elect Director Sally A. Steele --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Mark E. Tryniski --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director James A. Wilson --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Declassify the Board of Directors | For | For | | Mgmt | |
|
|
05/20/09 - A | COMPASS DIVERSIFIED | 20451Q104 | | | 04/10/09 | | 9,000 |
| HLDGS *CODI* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director C. Sean Day --- For | | | | | |
| 1.2 | Elect Director D. Eugene Ewing --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | ENSIGN GROUP INC *ENSG* | 29358P101 | | | 04/14/09 | | 7,410 |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 38 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/20/09 - A | FGX INTERNATIONAL | G3396L102 | | | 03/25/09 | | 6,160 |
| HOLDINGS LTD, TORTOLA | | | | | | |
| *FGXI* | | | | | | |
| 1 | Reelect Jared Bluestein as a Director | For | For | | Mgmt | |
| 2 | Reelect Zvi Eiref as a Director | | For | For | | Mgmt | |
| 3 | Reelect Charles J. Hinkaty as a Director | For | For | | Mgmt | |
| 4 | Reelect Robert L. McDowell as a | For | For | | Mgmt | |
| | Director | | | | | | |
| 5 | Reelect Jennifer D. Stewart as a | For | For | | Mgmt | |
| | Director | | | | | | |
| 6 | Reelect Alec Taylor as a Director | For | For | | Mgmt | |
| 7 | Reelect Alfred J. Verrecchia as a | For | For | | Mgmt | |
| | Director | | | | | | |
| 8 | Ratify KPMG LLP as Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | Merit Medical Systems, Inc. | 589889104 | | | 03/25/09 | | 9,140 |
| *MMSI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | Universal Health Services, | 913903100 | | | 03/31/09 | | 3,670 |
| Inc. *UHS* | | | | | | |
| 1 | Other Business | | For | Against | | Mgmt | |
|
|
05/21/09 - A | CONMED Corp. *CNMD* | 207410101 | | | 03/31/09 | | 9,120 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/21/09 - A | Dime Community | 253922108 | | | 03/26/09 | | 6,780 |
| Bancshares, Inc. *DCOM* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | EAGLE BULK SHIPPING INC | Y2187A101 | | | 03/24/09 | | 6,600 |
| *EGLE* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Jon Tomasson as Director --- | | | | | |
| | Withhold | | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 39 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.2 | Elect Sophocles No. Zoullas as Director | | | | | |
| | --- For | | | | | | |
| 2 | Ratify Ernst & Young LLP as Auditors | For | For | | Mgmt | |
| 3 | Approve 2009 Equity Incentive Plan | For | For | | Mgmt | |
|
|
05/21/09 - A | Harmonic Inc. *HLIT* | 413160102 | | | 03/23/09 | | 20,890 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | IDACORP, Inc. *IDA* | 451107106 | | | 03/30/09 | | 5,470 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director C. Stephen Allred --- For | | | | | |
| 1.2 | Elect Director Christine King --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Gary G. Michael --- For | | | | | |
| 1.4 | Elect Director Jan B. Packwood --- For | | | | | |
| 1.5 | Elect Director Richard J. Dahl --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Adopt Quantitative GHG Goals for | Against | For | | ShrHoldr | |
| | Products and Operations | | | | | | |
|
|
05/21/09 - A | LUMBER LIQUIDATORS INC | 55003Q103 | | | 04/09/09 | | 3,720 |
| *LL* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | MFA Financial Inc *MFA* | 55272X102 | | | 03/24/09 | | 58,130 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | Northstar Realty Finance | 66704R100 | | | 04/21/09 | | 20,650 |
| Corp *NRF* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | Omega Healthcare Investors, | 681936100 | | | 04/17/09 | | 7,480 |
| Inc. *OHI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 40 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/21/09 - A | Westar Energy, Inc. *WR* | 95709T100 | | 03/23/09 | | 13,250 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/22/09 - A | Superior Energy Services, | 868157108 | | 03/31/09 | | 10,867 |
| Inc. *SPN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/26/09 - A | Arbitron, Inc. *ARB* | 03875Q108 | | 04/03/09 | | 2,620 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/26/09 - A | Hornbeck Offshore Services, | 440543106 | | 04/01/09 | | 4,100 |
| Inc. *HOS* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Larry D. Hornbeck --- For | | | | | |
| 1.2 | Elect Director Steven W. Krablin --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director David A. Trice --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/26/09 - A | S1 Corporation *SONE* | 78463B101 | | 03/31/09 | | 27,940 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/26/09 - A | Silgan Holdings Inc. *SLGN* | 827048109 | | 04/09/09 | | 2,460 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Anthony J. Allott --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Jeffrey C. Crowe --- For | | | | | |
| 1.3 | Elect Director Edward A. Lapekas --- | | | | | |
| | For | | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/27/09 - A | BioMed Realty Trust, Inc. | 09063H107 | | 03/11/09 | | 15,002 |
| *BMR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 41 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
05/27/09 - A | Kilroy Realty Corp. *KRC* | 49427F108 | | | 03/25/09 | | 3,010 |
| 1 | Declassify the Board of Directors | For | For | | Mgmt | |
| 2 | Elect Directors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/27/09 - A | Orexigen Therapeutics Inc | 686164104 | | | 04/16/09 | | 18,100 |
| *OREX* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Louis C. Bock --- For | | | | | |
| 1.2 | Elect Director Joseph S. Lacob --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/27/09 - A | Polycom, Inc. *PLCM* | 73172K104 | | | 04/10/09 | | 16,260 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Option Exchange Program | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/27/09 - A | The Wet Seal, Inc. *WTSLA* | 961840105 | | | 04/15/09 | | 58,107 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/27/09 - A | Willbros Group Inc *WG* | 969203108 | | | 04/03/09 | | 17,700 |
| 1 | Elect Director Edward J. Dipaolo | For | For | | Mgmt | |
| 2 | Elect Director Robert R. Harl | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/28/09 - A | Exponent, Inc. *EXPO* | 30214U102 | | | 04/01/09 | | 2,640 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/28/09 - A | Hibbett Sports, Inc. *HIBB* | 428567101 | | | 03/31/09 | | 10,640 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/28/09 - A | Horace Mann Educators | 440327104 | | | 03/30/09 | | 4,390 |
| Corp. *HMN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 42 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/28/09 - A | Northwest Natural Gas Co. | 667655104 | | | 04/08/09 | | 7,420 |
| *NWN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/29/09 - A | Chimera Investment | 16934Q109 | | | 03/27/09 | | 52,913 |
| Corporation *CIM* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/01/09 - A | Catalyst Health Solutions, | 14888B103 | | | 04/03/09 | | 11,620 |
| Inc. *CHSI* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Steven B. Epstein --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Michael R. McDonnell --- | | | | | |
| | For | | | | | | |
| 1.3 | Elect Director Dale B. Wolf --- For | | | | | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/02/09 - A | Concho Resources, Inc. | 20605P101 | | | 04/17/09 | | 5,290 |
| *CXO* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/02/09 - A | Core-Mark Holding Company, | 218681104 | | | 04/06/09 | | 2,980 |
| Inc. *CORE* | | | | | | |
| 1 | Elect Director Robert A. Allen | | For | For | | Mgmt | |
| 2 | Elect Director Stuart W. Booth | | For | For | | Mgmt | |
| 3 | Elect Director Gary F. Colter | | For | For | | Mgmt | |
| 4 | Elect Director L. William Krause | For | For | | Mgmt | |
| 5 | Elect Director Harvey L. Tepner | For | For | | Mgmt | |
| 6 | Elect Director Randolph I. Thornton | For | For | | Mgmt | |
| 7 | Elect Director J. Michael Walsh | For | For | | Mgmt | |
| 8 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/02/09 - A | Huron Consulting Group, Inc. | 447462102 | | | 03/10/09 | | 3,312 |
| *HURN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 43 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
06/02/09 - A | Innophos Holdings, Inc. | 45774N108 | | | 04/17/09 | | 3,517 |
| *IPHS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
06/02/09 - A | Isis Pharmaceuticals, Inc. | 464330109 | | | 04/06/09 | | 10,300 |
| *ISIS* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/02/09 - A | Syntel, Inc. *SYNT* | 87162H103 | | | 04/09/09 | | 3,350 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/03/09 - A | FTI Consulting, Inc. *FCN* | 302941109 | | | 03/30/09 | | 2,660 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/03/09 - A | Hercules Technology Growth | 427096508 | | | 04/20/09 | | 16,225 |
| Capital, Inc. *HTGC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Sale of Common Shares Below | For | For | | Mgmt | |
| | Net Asset Value | | | | | | |
| 4 | Approve Issuance of Warrants and | For | For | | Mgmt | |
| | Convertible Debentures | | | | | | |
|
|
06/03/09 - A | Stifel Financial Corp. *SF* | 860630102 | | | 04/08/09 | | 3,950 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/04/09 - A | Amedisys, Inc. *AMED* | 023436108 | | | 04/09/09 | | 6,924 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/04/09 - A | Cubist Pharmaceuticals, Inc. | 229678107 | | | 04/09/09 | | 10,597 |
| *CBST* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 44 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | Purchase Plan | | | | | | |
| 3 | Amend Non-Employee Director | For | For | | Mgmt | |
| | Omnibus Stock Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/04/09 - A | Dynamic Materials Corp. | 267888105 | | | 04/13/09 | | 11,970 |
| *BOOM* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Dean K. Allen --- Withhold | | | | | |
| 1.2 | Elect Director Yvon Pierre Cariou --- For | | | | | |
| 1.3 | Elect Director Bernard Hueber --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Gerard Munera --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Richard P. Graff --- For | | | | | |
| 1.6 | Elect Director Rolf Rospek --- For | | | | | |
| 2 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/04/09 - A | EXCO Resources, Inc. *XCO* | 269279402 | | | 04/16/09 | | 14,530 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Douglas H. Miller --- For | | | | | |
| 1.2 | Elect Director Stephen F. Smith --- For | | | | | |
| 1.3 | Elect Director Jeffrey D. Benjamin --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Vincent J. Cebula --- For | | | | | |
| 1.5 | Elect Director Earl E. Ellis --- For | | | | | |
| 1.6 | Elect Director B. James Ford --- For | | | | | |
| 1.7 | Elect Director T. Boone Pickens --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Jeffrey S. Serota --- For | | | | | |
| 1.9 | Elect Director Robert L. Stillwell --- | | | | | |
| | Withhold | | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/04/09 - A | Jarden Corp. *JAH* | 471109108 | | | 04/01/09 | | 17,780 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/04/09 - A | PharMerica Corp *PMC* | 71714F104 | | | 04/15/09 | | 8,280 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 45 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/04/09 - A | Quest Software, Inc. *QSFT* | 74834T103 | | | 04/27/09 | | 19,940 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/04/09 - A | Universal Health Realty | 91359E105 | | | 04/06/09 | | 760 |
| Income Trust *UHT* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
06/08/09 - A | Genomic Health Inc *GHDX* | 37244C101 | | | 04/17/09 | | 7,120 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/08/09 - A | Progenics Pharmaceuticals, | 743187106 | | | 04/13/09 | | 10,440 |
| Inc *PGNX* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Kurt W. Briner --- For | | | | | |
| 1.2 | Elect Director Charles A. Baker --- For | | | | | |
| 1.3 | Elect Director Peter J. Crowley --- For | | | | | |
| 1.4 | Elect Director Mark F. Dalton --- For | | | | | |
| 1.5 | Elect Director Stephen P. Goff, Ph.D. --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Paul J. Maddon, M.D., | | | | | |
| | Ph.D. --- For | | | | | | |
| 1.7 | Elect Director David A. Scheinberg, | | | | | |
| | M.D., Ph.D. --- For | | | | | | |
| 1.8 | Elect Director Nicole S. Williams --- For | | | | | |
| 2 | Amend Bundled Compensation Plans | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
| 5 | Other Business | | For | Against | | Mgmt | |
|
|
06/08/09 - A | Republic Airways Holdings | 760276105 | | | 04/30/09 | | 8,310 |
| Inc *RJET* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/08/09 - A | The Macerich Company | 554382101 | | | 03/10/09 | | 12,370 |
| *MAC* | | | | | | |
| 1 | Elect Director Arthur M. Coppola | For | For | | Mgmt | |
| 2 | Elect Director James S. Cownie | For | For | | Mgmt | |
| 3 | Elect Director Mason G. Ross | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 46 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 4 | Ratify Auditors | | For | For | | Mgmt | |
| 5 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 6 | Increase Authorized Common Stock | For | For | | Mgmt | |
|
|
06/09/09 - A | eHealth Inc *EHTH* | 28238P109 | | | 04/17/09 | | 3,850 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
|
|
06/10/09 - A | Premiere Global Services, | 740585104 | | | 04/02/09 | | 26,780 |
| Inc. *PGI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/10/09 - A | Steiner Leisure Ltd. *STNR* | P8744Y102 | | | 04/15/09 | | 4,360 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve 2009 Incentive Plan | | For | For | | Mgmt | |
| 3 | Ratification of the appointement of Ernst | For | For | | Mgmt | |
| | & Young LLP as independent auditors | | | | | |
| | for the 2009 fiscal year. | | | | | | |
|
|
06/11/09 - A | Avocent Corporation *AVCT* | 053893103 | | | 04/23/09 | | 15,430 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
06/11/09 - A | Jo-Ann Stores, Inc. *JAS* | 47758P307 | | | 04/13/09 | | 11,030 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/11/09 - A | LHC Group, Inc. *LHCG* | 50187A107 | | | 04/16/09 | | 4,490 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Monica F. Azare --- For | | | | | |
| 1.2 | Elect Director John B. Breaux --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Dan S. Wilford --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/12/09 - | Ipc Holdings Ltd *IPCR* | G4933P101 | | | 04/28/09 | | 4,960 |
PC | | | | | | | | |
| | Management Proxy - WHITE PROXY | | | | | |
| | CARD | | | | | | |
| 1 | Approve Increase in IPC's Board from | For | Against | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 47 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | Nine to Twelve Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| 2 | Amend Bylaws to Modify the Indemnity | For | Against | | Mgmt | |
| | Provisions Pursuant to the | | | | | | |
| | Amalgamation Agreement | | | | | | |
| 3 | Amend Bylaws to Add Provisions | For | Against | | Mgmt | |
| | Regarding Advance Notice of | | | | | |
| | Shareholder Nominees for Director and | | | | | |
| | Other Shareholder Proposals Pursuant | | | | | |
| | to the Amalgamation Agreement | | | | | |
| 4 | Amend Bylaws to Remove Provisions | For | Against | | Mgmt | |
| | for Alternate Directors and to Remove | | | | | |
| | the Cumulative Voting Provision in the | | | | | |
| | Election of Directors Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| 5 | Amend Bylaws to Add Certain | For | Against | | Mgmt | |
| | Conditions to the Conduct of Director | | | | | |
| | Meetings Pursuant to the Amalgamation | | | | | |
| | Agreement | | | | | | |
| 6 | Increase Authorized Common Stock | For | Against | | Mgmt | |
| | Pursuant to the Amalgamation | | | | | |
| | Agreement | | | | | | |
| 7 | Change Company Name to Max Capital | For | Against | | Mgmt | |
| | Group Ltd. Pursuant to the | | | | | | |
| | Amalgamation Agreement | | | | | | |
| 8 | Approve Issuance of Equity or Equity- | For | Against | | Mgmt | |
| | Linked Securities with or without | | | | | |
| | Preemptive Rights Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| | Election of Six Directors of IPC to | | | | | |
| | Hold Office From the Close of the IPC | | | | | |
| | Meeting until IPC's Next AGM or Until | | | | | |
| | the Election or Appointment of | | | | | |
| | Successors or Until the Office is | | | | | |
| | Vacated | | | | | | |
| 9.1 | Elect Kenneth L. Hammond as Director | For | For | | Mgmt | |
| 9.2 | Elect Mark R. Bridges as Director | For | For | | Mgmt | |
| 9.3 | Elect Michael J. Cascio as Director | For | For | | Mgmt | |
| 9.4 | Elect Peter S. Christie as Director | For | For | | Mgmt | |
| 9.5 | Elect L. Anthony Joaquin as Director | For | For | | Mgmt | |
| 9.6 | Elect Anthony P. D. Lancaster as | For | For | | Mgmt | |
| | Director | | | | | | |
| | To Elect Six of the 12 Directors | | | | | |
| | Effective as of the Effective Time of | | | | | |
| | the Amalgamation | | | | | | |
| 9.7 | Elect W. Marston Becker as Director | For | Abstain | | Mgmt | |
| 9.8 | Elect Gordon F. Cheesbrough as | For | Abstain | | Mgmt | |
| | Director | | | | | | |
| 9.9 | Elect K. Bruce Connell as Director | For | Abstain | | Mgmt | |
| 9.10 | Elect Willis T. King Jr. as Director | For | Abstain | | Mgmt | |
| 9.11 | Elect Mario P. Torsiello as Director | For | Abstain | | Mgmt | |
| 9.12 | Elect James L. Zech as Director | For | Abstain | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 48 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | �� | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 10 | Approve Remuneration of Directors As | For | Against | | Mgmt | |
| | of Effective Time of the Amalgamation | | | | | |
| 11 | Approve KPMG as Auditors and | For | For | | Mgmt | |
| | Authorize Board to Fix Their | | | | | |
| | Remuneration | | | | | | |
| 12 | Adjourn Meeting | | For | Against | | Mgmt | |
| | Dissident Proxy - GOLD PROXY | | | | | |
| | CARD | | | | | | |
| 1 | Approve Increase in IPC's Board from | Against | DoNotVote | | Mgmt | |
| | Nine to Twelve Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| 2 | Amend Bylaws to Modify the Indemnity | Against | DoNotVote | | Mgmt | |
| | Provisions Pursuant to the | | | | | | |
| | Amalgamation Agreement | | | | | | |
| 3 | Amend Bylaws to Add Provisions | Against | DoNotVote | | Mgmt | |
| | Regarding Advance Notice of | | | | | |
| | Shareholder Nominees for Director and | | | | | |
| | Other Shareholder Proposals Pursuant | | | | | |
| | to the Amalgamation Agreement | | | | | |
| 4 | Amend Bylaws to Remove Provisions | Against | DoNotVote | | Mgmt | |
| | for Alternate Directors and to Remove | | | | | |
| | the Cumulative Voting Provision in the | | | | | |
| | Election of Directors Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| 5 | Amend Bylaws to Add Certain | Against | DoNotVote | | Mgmt | |
| | Conditions to the Conduct of Director | | | | | |
| | Meetings Pursuant to the Amalgamation | | | | | |
| | Agreement | | | | | | |
| 6 | Increase Authorized Common Stock | Against | DoNotVote | | Mgmt | |
| | Pursuant to the Amalgamation | | | | | |
| | Agreement | | | | | | |
| 7 | Change Company Name to Max Capital | Against | DoNotVote | | Mgmt | |
| | Group Ltd. Pursuant to the | | | | | | |
| | Amalgamation Agreement | | | | | | |
| 8 | Approve Issuance of Equity or Equity- | Against | DoNotVote | | Mgmt | |
| | Linked Securities with or without | | | | | |
| | Preemptive Rights Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| | Election of Six Directors of IPC to | | | | | |
| | Hold Office From the Close of the IPC | | | | | |
| | Meeting until IPC's Next AGM or Until | | | | | |
| | the Election or Appointment of | | | | | |
| | Successors or Until the Office is | | | | | |
| | Vacated | | | | | | |
| 9.1 | Elect Kenneth L. Hammond as Director | None | DoNotVote | | ShrHoldr | |
| 9.2 | Elect Mark R. Bridges as Director | None | DoNotVote | | ShrHoldr | |
| 9.3 | Elect Michael J. Cascio as Director | None | DoNotVote | | ShrHoldr | |
| 9.4 | Elect Peter S. Christie as Director | None | DoNotVote | | ShrHoldr | |
| 9.5 | Elect L. Anthony Joaquin as Director | None | DoNotVote | | ShrHoldr | |
| 9.6 | Elect Anthony P.D. Lancaster as | None | DoNotVote | | ShrHoldr | |
| | Director | | | | | | |
| | To Elect Six of the 12 Directors | | | | | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 49 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | Effective as of the Effective Time of | | | | | |
| | the Amalgamation | | | | | | |
| 9.7 | Elect W. Marston Becker as Director | None | DoNotVote | | ShrHoldr | |
| 9.8 | Elect Gordon F. Cheesbrough as | None | DoNotVote | | ShrHoldr | |
| | Director | | | | | | |
| 9.9 | Elect K. Bruce Connell as Director | None | DoNotVote | | ShrHoldr | |
| 9.10 | Elect Willis T. King Jr. as Director | None | DoNotVote | | ShrHoldr | |
| 9.11 | Elect Mario P. Torsiello as Director | None | DoNotVote | | ShrHoldr | |
| 9.12 | Elect James L. Zech as Director | None | DoNotVote | | ShrHoldr | |
| 10 | Approve Remuneration of Directors As | Against | DoNotVote | | Mgmt | |
| | of Effective Time of the Amalgamation | | | | | |
| 11 | Approve KPMG as Auditors and | None | DoNotVote | | Mgmt | |
| | Authorize Board to Fix Their | | | | | |
| | Remuneration | | | | | | |
| 12 | Adjourn Meeting | | Against | DoNotVote | | Mgmt | |
|
|
06/12/09 - S | Max Capital Group LTD | G6052F103 | | | 04/28/09 | | 2,760 |
| *MXGL* | | | | | | |
| 1 | Approve Elimination of Supermajority | For | For | | Mgmt | |
| | Vote Requirement for Amalgamations | | | | | |
| 2 | Approve Agreement with IPC Holdings, | For | For | | Mgmt | |
| | Ltd. and IPC Limited | | | | | | |
| 3 | Adjourn Meeting | | For | For | | Mgmt | |
|
|
06/15/09 - A | AMERISAFE INC *AMSF* | 03071H100 | | | 04/24/09 | | 5,350 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Millard E. Morris --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Randy Roach --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/15/09 - A | First Financial Bancorp (OH) | 320209109 | | | 04/16/09 | | 6,890 |
| *FFBC* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Mark A. Collar --- For | | | | | |
| 1.2 | Elect Director Murph Knapke --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director William J. Kramer --- For | | | | | |
| 2 | Approve Omnibus Stock Plan | For | Against | | Mgmt | |
| 3 | Approve Non-Employee Director | For | For | | Mgmt | |
| | Omnibus Stock Plan | | | | | | |
| 4 | Increase Authorized Preferred Stock | For | Against | | Mgmt | |
| 5 | Advisory Vote to Ratify Named | For | Against | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
| 6 | Ratify Auditors | | For | For | | Mgmt | |
| 7 | Declassify the Board of Directors | Against | For | | ShrHoldr | |
| 8 | Other Business | | For | Against | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 50 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
06/15/09 - A | Ness Technologies, Inc. | 64104X108 | | | 04/16/09 | | 19,470 |
| *NSTC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/16/09 - A | Emcor Group, Inc. *EME* | 29084Q100 | | | 04/20/09 | | 15,022 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/16/09 - A | Websense, Inc. *WBSN* | 947684106 | | | 04/17/09 | | 19,140 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Bruce T. Coleman --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Gene Hodges --- For | | | | | |
| 1.3 | Elect Director John F. Schaefer --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Declassify the Board of Directors | For | For | | Mgmt | |
| 4 | Eliminate Supermajority Vote | | For | For | | Mgmt | |
| | Requirement | | | | | | |
| 5 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
06/17/09 - A | Inland Real Estate | 457461200 | | | 04/16/09 | | 22,940 |
| Corporation *IRC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/18/09 - A | Aeropostale, Inc *ARO* | 007865108 | | | 04/23/09 | | 5,560 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/18/09 - A | Cornell Companies, Inc. | 219141108 | | | 04/27/09 | | 10,769 |
| *CRN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Amend Outside Director Stock | | For | For | | Mgmt | |
| | Awards/Options in Lieu of Cash | | | | | |
| 5 | Report on Political Contributions | Against | For | | ShrHoldr | |
|
|
06/18/09 - A | Jos. A. Bank Clothiers, Inc. | 480838101 | | | 04/30/09 | | 2,370 |
| *JOSB* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 51 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 3 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
|
|
06/22/09 - A | Acorda Therapeutics, Inc | 00484M106 | | | 04/24/09 | | 2,320 |
| *ACOR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/22/09 - A | Symmetry Medical Inc *SMA* | 871546206 | | | 04/27/09 | | 6,380 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director John S. Krelle --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Thomas E. Chorman --- | | | | | |
| | For | | | | | | |
| 1.3 | Elect Director Robert G. Deuster --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
06/23/09 - A | Allos Therapeutics, Inc. | 019777101 | | | 04/27/09 | | 16,220 |
| *ALTH* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Stephen J. Hoffman --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Paul L. Berns --- For | | | | | |
| 1.3 | Elect Director Michael D. Casey --- For | | | | | |
| 1.4 | Elect Director Stewart Hen --- For | | | | | |
| 1.5 | Elect Director Jeffrey R. Latts --- For | | | | | |
| 1.6 | Elect Director Jonathan S. Leff --- For | | | | | |
| 1.7 | Elect Director Timothy P. Lynch --- For | | | | | |
| 1.8 | Elect Director David M. Stout --- For | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/23/09 - A | Insight Enterprises, Inc. | 45765U103 | | | 05/04/09 | | 10,910 |
| *NSIT* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/24/09 - A | Genesco Inc. *GCO* | 371532102 | | | 04/27/09 | | 7,790 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
| 4 | Other Business | | For | Against | | Mgmt | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 52 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
PVC Funds, Inc - SmallCap Blend - 481 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
06/25/09 - A | CKE Restaurants, Inc. *CKR* | 12561E105 | | | 04/30/09 | | 14,324 |
| 1 | Elect Director Carl L. Karcher | | For | Against | | Mgmt | |
| 2 | Elect Director Jerold H. Rubinstein | For | Against | | Mgmt | |
| 3 | Elect Director Daniel E. Ponder, Jr. | For | Against | | Mgmt | |
| 4 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 5 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/25/09 - S | Validus Holdings Ltd *VR* | G9319H102 | | | 05/15/09 | | 4,500 |
| 1 | Issue Shares in Connection with | For | For | | Mgmt | |
| | Acquisition | | | | | | |
| 2 | Adjourn Meeting | | For | For | | Mgmt | |
|
|
06/26/09 - | Ipc Holdings Ltd *IPCR* | G4933P101 | | | 06/16/09 | | 4,960 |
WC | | | | | | | | |
| 1 | To Call A Special General Meeting Of | None | For | | ShrHoldr | |
| | Ipc Holdings, Ltd. | | | | | | |
|
|
06/26/09 - A | United Therapeutics Corp. | 91307C102 | | | 04/30/09 | | 1,910 |
| *UTHR* | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/26/09 - A | VIVUS, Inc. *VVUS* | 928551100 | | | 04/27/09 | | 24,990 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/29/09 - A | General Communication, Inc. | 369385109 | | | 05/04/09 | | 8,960 |
| *GNCMA* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Stephen M. Brett --- For | | | | | |
| 1.2 | Elect Director Ronald A. Duncan --- For | | | | | |
| 1.3 | Elect Director Stephen R. Mooney --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Mark W. Kroloff --- For | | | | | |
| 2 | Approve Stock Option Exchange | For | Against | | Mgmt | |
| | Program | | | | | | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 53 |
| | | | | | | | |
Principal Variable Contracts Funds, Inc. - SmallCap Growth Account II Sub-Advisor: Essex Investment Management Company, LLC |
|
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
07/17/08 - A | iGate Corporation *IGTE* | 45169U105 | | | 05/30/08 | | 11,802 |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
07/24/08 - A | Mitcham Industries, Inc. | 606501104 | | | 05/27/08 | | 7,702 |
| *MIND* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
07/30/08 - A | Alphatec Holdings, Inc | 02081G102 | | | 06/05/08 | | 4,390 |
| *ATEC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Qualified Employee Stock | For | Against | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
08/28/08 - S | LTX-Credence Corporation | 502392103 | | | 07/23/08 | | 27,446 |
| *LTXC* | | | | | | |
| 1 | Amend Charter to Increase Authorized | For | For | | Mgmt | |
| | Shares and Change Name | | | | | | |
| 2 | Issue Shares in Connection with | For | For | | Mgmt | |
| | Acquisition | | | | | | |
| 3 | Adjourn Meeting | | For | For | | Mgmt | |
|
|
09/02/08 - A | Demandtec, Inc *DMAN* | 24802R506 | | | 07/07/08 | | 5,878 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
09/09/08 - S | Illumina, Inc. *ILMN* | 452327109 | | | 07/28/08 | | 2,611 |
| 1 | Increase Authorized Common Stock | For | For | | Mgmt | |
|
|
09/10/08 - A | HIMAX TECHNOLOGIES INC | 43289P106 | | | 07/21/08 | | 15,177 |
| *HIMX* | | | | | | |
| | Meeting For ADR Holders | | | | | | |
| 1 | TO ADOPT THE 2007 AUDITED | For | For | | Mgmt | |
| | ACCOUNTS AND FINANCIAL | | | | | | |
| | REPORTS | | | | | | |
| 2 | TO RE-ELECT JUNG-CHUN LIN AS A | For | For | | Mgmt | |
| | DIRECTOR OF THE COMPANY | | | | | |
| 3 | TO APPROVE ANY OTHER | | For | Against | | Mgmt | |
| | BUSINESS PROPERLY BROUGHT | | | | | |
| | BEFORE THIS MEETING | | | | | | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 1 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
09/16/08 - A | Chindex International, Inc. | 169467107 | | | 08/07/08 | | 7,431 |
| *CHDX* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Classify the Board of Directors | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
09/24/08 - A | SkillSoft plc *SKIL* | 830928107 | | | 07/30/08 | | 17,731 |
| | Meeting for ADR Holders | | | | | | |
| 1 | TO RECEIVE AND CONSIDER THE | For | For | | Mgmt | |
| | CONSOLIDATED FINANCIAL | | | | | | |
| | STATEMENTS OF SKILLSOFT | | | | | |
| | PUBLIC LIMITED COMPANY FOR THE | | | | | |
| | FINANCIAL YEAR ENDED JANUARY | | | | | |
| | 31, 2008 AND REPORT OF | | | | | | |
| | DIRECTORS AND AUDITOR | | | | | | |
| | THEREON. | | | | | | |
| 2 | TO RE-ELECT AS A DIRECTOR | For | For | | Mgmt | |
| | CHARLES E. MORAN WHO RETIRES | | | | | |
| | BY ROTATION. | | | | | | |
| 3 | TO RE-ELECT AS A DIRECTOR DR. | For | For | | Mgmt | |
| | FERDINAND VON PRONDZYNSKI | | | | | |
| | WHO RETIRES BY ROTATION. | | | | | |
| 4 | TO AUTHORIZE THE AUDIT | | For | For | | Mgmt | |
| | COMMITTEE OF THE BOARD OF | | | | | |
| | DIRECTORS TO FIX THE | | | | | | |
| | REMUNERATION OF SKILLSOFT S | | | | | |
| | AUDITOR FOR THE FISCAL YEAR | | | | | |
| | ENDING JANUARY 31, 2009. | | | | | | |
| 5 | TO APPROVE THE TERMS OF A | For | For | | Mgmt | |
| | PROPOSED AMENDMENT TO THE | | | | | |
| | SHARE PURCHASE AGREEMENT | | | | | |
| | AMONG SKILLSOFT PUBLIC LIMITED | | | | | |
| | COMPANY, CBT (TECHNOLOGY) | | | | | |
| | LIMITED, SKILLSOFT FINANCE | | | | | |
| | LIMITED, SKILLSOFT CORPORATION | | | | | |
| | AND CREDIT SUISSE SECURITIES | | | | | |
| | (USA) LLC | | | | | | |
|
|
09/25/08 - A | Centennial Communications | 15133V208 | | | 08/07/08 | | 14,524 |
| Corp *CYCL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
09/25/08 - A | Cyberonics, Inc. *CYBX* | 23251P102 | | | 08/01/08 | | 1,364 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Guy C. Jackson --- For | | | | | |
| 1.2 | Elect Director J.E. Laptewicz, Jr. --- For | | | | | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 2 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.3 | Elect Director Daniel J. Moore --- For | | | | | |
| 1.4 | Elect Director Hugh M. Morrison --- For | | | | | |
| 1.5 | Elect Director Alfred J. Novak --- For | | | | | |
| 1.6 | Elect Director Alan Olsen --- For | | | | | |
| 1.7 | Elect Director A.L. Rosenthal --- For | | | | | |
| 1.8 | Elect Director M.J. Strauss --- For | | | | | |
| 1.9 | Elect Director Reese S. Terry, Jr. --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
10/09/08 - A | Neogen Corp. *NEOG* | 640491106 | | | 08/15/08 | | 4,129 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/03/08 - A | LeCroy Corp. *LCRY* | 52324W109 | | | 09/12/08 | | 11,097 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/20/08 - A | Globecomm Systems, Inc. | 37956X103 | | | 09/30/08 | | 12,019 |
| *GCOM* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/21/08 - A | K12 INC *LRN* | 48273U102 | | | 10/10/08 | | 3,750 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/21/08 - A | Micros Systems, Inc. *MCRS* | 594901100 | | | 10/06/08 | | 4,562 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Stock Option Plan | | For | For | | Mgmt | |
| 4 | Other Business | | For | Against | | Mgmt | |
|
|
12/03/08 - A | 1-800-FLOWERS.Com Inc. | 68243Q106 | | | 10/08/08 | | 12,904 |
| *FLWS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
12/08/08 - A | Shanda Interactive | 81941Q203 | | | 10/10/08 | | 3,486 |
| Entertainment Limited | | | | | | |
| *SNDA* | | | | | | |
| 1 | ELECT THE DIRECTOR FOR THE | For | Against | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 3 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | ENSUING YEAR: TIANQIAO CHEN | | | | | |
| 2 | ELECT THE DIRECTOR FOR THE | For | Against | | Mgmt | |
| | ENSUING YEAR: DANIAN CHEN | | | | | |
| 3 | ELECT THE DIRECTOR FOR THE | For | Against | | Mgmt | |
| | ENSUING YEAR: QIANQIAN LUO | | | | | |
| 4 | ELECT THE DIRECTOR FOR THE | For | For | | Mgmt | |
| | ENSUING YEAR: JINGSHENG HUANG | | | | | |
| 5 | ELECT THE DIRECTOR FOR THE | For | For | | Mgmt | |
| | ENSUING YEAR: CHENGYU XIONG | | | | | |
| 6 | ELECT THE DIRECTOR FOR THE | For | For | | Mgmt | |
| | ENSUING YEAR: BRUNO WU | | | | | |
| 7 | ELECT THE DIRECTOR FOR THE | For | Against | | Mgmt | |
| | ENSUING YEAR: QUNZHAO TAN | | | | | |
| 8 | ELECT THE DIRECTOR FOR THE | For | Against | | Mgmt | |
| | ENSUING YEAR: GRACE WU | | | | | |
|
|
12/11/08 - A | NaviSite, Inc. *NAVI* | 63935M208 | | | 10/20/08 | | 21,758 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
12/11/08 - A | Parexel International Corp. | 699462107 | | | 10/17/08 | | 5,801 |
| *PRXL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
12/31/08 - A | DXP Enterprises, Inc. *DXPE* | 233377407 | | | 11/21/08 | | 5,699 |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
02/27/09 - A | Powell Industries, Inc. | 739128106 | | | 01/02/09 | | 2,488 |
| *POWL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
03/03/09 - A | Headwaters Incorporated | 42210P102 | | | 01/05/09 | | 7,010 |
| *HW* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/11/09 - A | Concur Technologies, Inc. | 206708109 | | | 01/21/09 | | 3,364 |
| *CNQR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 3 | Approve Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 4 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
03/12/09 - A | Amtech Systems, Inc. | 032332504 | | | 01/21/09 | | 8,472 |
| *ASYS* | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
|
|
03/18/09 - A | Applied Signal Technology, | 038237103 | | | 01/20/09 | | 6,464 |
| Inc. *APSG* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/25/09 - A | Ameron International Corp. | 030710107 | | | 02/10/09 | | 810 |
| *AMN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/26/09 - A | FuelCell Energy, Inc. *FCEL* | 35952H106 | | | 02/04/09 | | 15,357 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director R. Daniel Brdar --- For | | | | | |
| 1.2 | Elect Director Christof von Branconi --- | | | | | |
| | For | | | | | | |
| 1.3 | Elect Director Richard A. Bromley --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director James Herbert England -- | | | | | |
| | - For | | | | | | |
| 1.5 | Elect Director Glenn H. Epstein --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director James D. Gerson --- For | | | | | |
| 1.7 | Elect Director Thomas L. Kempner --- | | | | | |
| | For | | | | | | |
| 1.8 | Elect Director William A. Lawson --- | | | | | |
| | Withhold | | | | | | |
| 1.9 | Elect Director George K. Petty --- | | | | | |
| | Withhold | | | | | | |
| 1.10 | Elect Director John A. Rolls --- For | | | | | |
| 1.11 | Elect Director Togo Dennis West, Jr. --- | | | | | |
| | For | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/21/09 - A | AsiaInfo Holdings, Inc. | 04518A104 | | | 02/23/09 | | 12,174 |
| *ASIA* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Other Business | | For | Against | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 5 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
04/21/09 - A | iGate Corporation *IGTE* | 45169U105 | | 02/27/09 | | 9,710 |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Bucyrus International, Inc. | 118759109 | | 03/13/09 | | 2,857 |
| *BUCY* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Paul W. Jones --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Robert L. Purdum --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Timothy W. Sullivan --- | | | | | |
| | For | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Somanetics Corporation | 834445405 | | 02/23/09 | | 4,388 |
| *SMTS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
04/28/09 - A | Bioscrip Inc *BIOS* | 09069N108 | | 03/09/09 | | 28,389 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Charlotte W. Collins --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Louis T. DiFazio --- For | | | | | |
| 1.3 | Elect Director Richard H. Friedman --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Myron Z. Holubiak --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director David R. Hubers --- For | | | | | |
| 1.6 | Elect Director Richard L. Robbins --- For | | | | |
| 1.7 | Elect Director Stuart A. Samuels --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Steven K. Schelhammer - | | | | |
| | -- Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/29/09 - A | CIRCOR International, Inc. | 17273K109 | | 03/11/09 | | 2,548 |
| *CIR* | | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director David F. Dietz --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Douglas M. Hayes --- For | | | | |
| 1.3 | Elect Director Thomas E. Naugle --- For | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 6 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
05/01/09 - A | EMS Technologies, Inc. | 26873N108 | | | 03/13/09 | | 1,145 |
| *ELMG* | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Argo Group International | G0464B107 | | | 03/13/09 | | 2,198 |
| Holdings, Ltd. (formerly Pxre | | | | | | |
| Group) *AGII* | | | | | | |
| | This is a duplicate meeting for ballots | | | | | |
| | received via the Broadridge North | | | | | |
| | American Ballot distribution system. | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | APPROVE ERNST & YOUNG AS | For | For | | Mgmt | |
| | AUDITORS AND AUTHORIZE BOARD | | | | | |
| | TO FIX THEIR REMUNERATION. | | | | | |
|
|
05/05/09 - A | NIC Inc. *EGOV* | 62914B100 | | | 03/09/09 | | 16,982 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Change State of Incorporation from | For | Against | | Mgmt | |
| | Colorado to Delaware | | | | | | |
| 3 | Authorize New Class of Preferred Stock | For | Against | | Mgmt | |
| 4 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 5 | Ratify Auditors | | For | For | | Mgmt | |
| 6 | Adjourn Meeting | | For | Against | | Mgmt | |
|
|
05/05/09 - A | RehabCare Group, Inc. *RHB* | 759148109 | | | 03/05/09 | | 6,399 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | VSE Corp. *VSEC* | 918284100 | | | 03/06/09 | | 2,491 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Ralph E. Eberhart --- For | | | | | |
| 1.2 | Elect Director Donald M. Ervine --- For | | | | | |
| 1.3 | Elect Director Maurice A. Gauthier --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Clifford M. Kendall --- For | | | | | |
| 1.5 | Elect Director Calvin S. Koonce --- For | | | | | |
| 1.6 | Elect Director James F. Lafond --- For | | | | | |
| 1.7 | Elect Director David M. Osnos --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Jimmy D. Ross --- For | | | | | |
| 1.9 | Elect Director Bonnie K. Wachtel --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 7 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/06/09 - A | PMA Capital Corp. *PMACA* | 693419202 | | | 03/11/09 | | 11,353 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | Bruker Corp. *BRKR* | 116794108 | | | 03/31/09 | | 8,030 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Tony W. Keller --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Richard D. Kniss --- For | | | | | |
| 1.3 | Elect Director Joerg C. Laukien --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director William A. Linton --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | Computer Programs & | 205306103 | | | 03/27/09 | | 1,904 |
| Systems Inc *CPSI* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director William R. Seifert , II --- | | | | | |
| | For | | | | | | |
| 1.2 | Elect Director W. Austin Mulherin, III --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director John C. Johnson --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/08/09 - A | Illumina, Inc. *ILMN* | 452327109 | | | 03/16/09 | | 4,869 |
| 1 | Elect Director A. Blaine Bowman | For | For | | Mgmt | |
| 2 | Elect Director Karin Eastham | | For | For | | Mgmt | |
| 3 | Elect Director Jay T. Flatley | | For | For | | Mgmt | |
| 4 | Elect Director William H. Rastetter, | For | For | | Mgmt | |
| | Ph.D. | | | | | | |
| 5 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/11/09 - A | DG FastChannel Inc. *DGIT* | 23326R109 | | | 03/19/09 | | 3,514 |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/12/09 - A | Darling International, Inc. | 237266101 | | | 03/23/09 | | 5,509 |
| *DAR* | | | | | | |
| 1 | Elect Director Randall C. Stuewe | For | For | | Mgmt | |
| 2 | Elect Director O. Thomas Albrecht | For | For | | Mgmt | |
| 3 | Elect Director C. Dean Carlson | For | For | | Mgmt | |
| 4 | Elect Director Marlyn Jorgensen | For | For | | Mgmt | |
| 5 | Elect Director John D. March | | For | For | | Mgmt | |
| 6 | Elect Director Charles Macaluso | For | For | | Mgmt | |
| 7 | Elect Director Michael Urbut | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 8 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 8 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/12/09 - A | The Ultimate Software Group, | 90385D107 | | | 03/16/09 | | 4,251 |
| Inc. *ULTI* | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | CyberSource Corporation | 23251J106 | | | 03/17/09 | | 6,653 |
| *CYBS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
|
|
05/13/09 - A | First Mercury Financial | 320841109 | | | 03/19/09 | | 3,839 |
| Corporation *FMR* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Thomas B. Kearney --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director William C. Tyler --- For | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | FreightCar America, Inc. | 357023100 | | | 03/31/09 | | 2,980 |
| *RAIL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Thoratec Corp. *THOR* | 885175307 | | | 04/06/09 | | 5,078 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Neil F. Dimick --- For | | | | | |
| 1.2 | Elect Director Gerhard F. Burbach --- | | | | | |
| | For | | | | | | |
| 1.3 | Elect Director J. Daniel Cole --- For | | | | | |
| 1.4 | Elect Director Steven H. Collis --- For | | | | | |
| 1.5 | Elect Director Elisha W. Finney --- For | | | | | |
| 1.6 | Elect Director D. Keith Grossman --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director Paul A. LaViolette --- For | | | | | |
| 1.8 | Elect Director Daniel M. Mulvena --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 9 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
05/13/09 - A | Wright Medical Group | 98235T107 | | | 03/23/09 | | 6,064 |
| *WMGI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/14/09 - A | Kendle International, Inc. | 48880L107 | | | 03/24/09 | | 2,951 |
| *KNDL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Permit Board to Amend Bylaws Without | For | For | | Mgmt | |
| | Shareholder Consent | | | | | | |
|
|
05/14/09 - A | Synchronoss Technologies | 87157B103 | | | 03/31/09 | | 6,065 |
| Inc *SNCR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/15/09 - A | American Public Education, | 02913V103 | | | 03/20/09 | | 1,453 |
| Inc. *APEI* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Wallace E. Boston, Jr. --- | | | | | |
| | For | | | | | | |
| 1.2 | Elect Director Phillip A. Clough --- For | | | | | |
| 1.3 | Elect Director J. Christopher Everett --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Barbara G. Fast --- For | | | | | |
| 1.5 | Elect Director F. David Fowler --- For | | | | | |
| 1.6 | Elect Director Jean C. Halle --- For | | | | | |
| 1.7 | Elect Director Timothy J. Landon --- For | | | | | |
| 1.8 | Elect Director David L. Warnock --- | | | | | |
| | Withhold | | | | | | |
| 1.9 | Elect Director Timothy T. Weglicki --- | | | | | |
| | For | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/15/09 - A | Greatbatch, Inc. *GB* | 39153L106 | | | 04/02/09 | | 3,657 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Acme Packet, Inc. *APKT* | 004764106 | | | 03/27/09 | | 7,517 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 10 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
05/19/09 - A | BigBand Networks, Inc. | 089750509 | | | 03/31/09 | | 13,257 |
| *BBND* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Cryolife, Inc. *CRY* | 228903100 | | | 03/23/09 | | 4,749 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Hawk Corp. *HWK* | 420089104 | | | 03/23/09 | | 2,909 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
|
|
05/19/09 - A | Transcend Services, Inc. | 893929208 | | | 03/31/09 | | 8,061 |
| *TRCR* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Joseph G. Bleser --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Joseph P. Clayton --- For | | | | | |
| 1.3 | Elect Director James D. Edwards --- For | | | | | |
| 1.4 | Elect Director Larry G. Gerdes --- For | | | | | |
| 1.5 | Elect Director Walter S. Huff, Jr. --- For | | | | | |
| 1.6 | Elect Director Sidney V. Sack --- For | | | | | |
| 1.7 | Elect Director Charles E. Thoele --- For | | | | | |
| 2 | Approve Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
| 4 | Other Business | | For | Against | | Mgmt | |
|
|
05/20/09 - A | FGX INTERNATIONAL | G3396L102 | | | 03/25/09 | | 5,045 |
| HOLDINGS LTD, TORTOLA | | | | | | |
| *FGXI* | | | | | | |
| 1 | Reelect Jared Bluestein as a Director | For | For | | Mgmt | |
| 2 | Reelect Zvi Eiref as a Director | | For | For | | Mgmt | |
| 3 | Reelect Charles J. Hinkaty as a Director | For | For | | Mgmt | |
| 4 | Reelect Robert L. McDowell as a | For | For | | Mgmt | |
| | Director | | | | | | |
| 5 | Reelect Jennifer D. Stewart as a | For | For | | Mgmt | |
| | Director | | | | | | |
| 6 | Reelect Alec Taylor as a Director | For | For | | Mgmt | |
| 7 | Reelect Alfred J. Verrecchia as a | For | For | | Mgmt | |
| | Director | | | | | | |
| 8 | Ratify KPMG LLP as Auditors | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 11 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
05/20/09 - A | Kenexa Corp. *KNXA* | 488879107 | | 03/30/09 | | 4,163 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | COMPELLENT | 20452A108 | | 04/08/09 | | 5,754 |
| TECHNOLOGIES INC *CML* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | Emergent Biosolutions Inc. | 29089Q105 | | 03/27/09 | | 2,353 |
| *EBS* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | Kaydon Corp. *KDN* | 486587108 | | 03/24/09 | | 2,154 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Mark A. Alexander --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director David A. Brandon --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Patrick P. Coyne --- For | | | | | |
| 1.4 | Elect Director William K. Gerber --- For | | | | | |
| 1.5 | Elect Director Timothy J. O'Donovan --- | | | | | |
| | For | | | | | | |
| 1.6 | Elect Director James O'Leary --- For | | | | | |
| 1.7 | Elect Director Thomas C. Sullivan --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | Luminex Corp *LMNX* | 55027E102 | | 03/31/09 | | 4,862 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | NuVasive, Inc. *NUVA* | 670704105 | | 03/27/09 | | 1,776 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/22/09 - A | Steven Madden, Ltd. *SHOO* | 556269108 | | 03/23/09 | | 3,779 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 12 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/27/09 - A | Advanced Analogic | 00752J108 | | | 04/09/09 | | 10,223 |
| Technologies Incorporated | | | | | | |
| *AATI* | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
|
|
05/27/09 - A | Alliance Healthcare Service, | 018606202 | | | 04/16/09 | | 7,937 |
| Inc. *AIQ* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/27/09 - A | The Wet Seal, Inc. *WTSLA* | 961840105 | | | 04/15/09 | | 24,332 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/28/09 - A | GMX Resources, Inc. *GMXR* | 38011M108 | | | 04/20/09 | | 1,263 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/28/09 - A | Interactive Intelligence, Inc. | 45839M103 | | | 03/31/09 | | 15,746 |
| *ININ* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/28/09 - A | Neutral Tandem, Inc. *TNDM* | 64128B108 | | | 04/15/09 | | 2,321 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/01/09 - A | Portfolio Recovery | 73640Q105 | | | 04/03/09 | | 2,509 |
| Associates, Inc. *PRAA* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/03/09 - A | EPIQ Systems, Inc. *EPIQ* | 26882D109 | | | 04/07/09 | | 4,749 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 13 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
06/03/09 - A | Layne Christensen Co. | 521050104 | | | 04/22/09 | | 2,593 |
| *LAYN* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director David A.B. Brown --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Nelson Obus --- Withhold | | | | | |
| 1.3 | Elect Director J. Samuel Butler --- For | | | | | |
| 1.4 | Elect Director Jeffrey J. Reynolds --- For | | | | | |
| 1.5 | Elect Director Robert R. Gilmore --- For | | | | | |
| 1.6 | Elect Director Rene J. Robichaud --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director Anthony B. Helfet --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Andrew B. Schmitt --- For | | | | | |
| 2 | Amend Shareholder Rights Plan | For | For | | Mgmt | |
| | (Poison Pill) | | | | | | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/03/09 - A | Presstek, Inc. *PRST* | 741113104 | | | 04/08/09 | | 15,940 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Edward E. Barr --- For | | | | | |
| 1.2 | Elect Director John W. Dreyer --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Daniel S. Ebenstein --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Lawrence Howard --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Jeffrey Jacobson --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Steven N. Rappaport --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director Frank D. Steenburgh --- | | | | | |
| | For | | | | | | |
| 1.8 | Elect Director Donald C. Waite III --- | | | | | |
| | Withhold | | | | | | |
|
|
06/04/09 - A | Blackboard Inc *BBBB* | 091935502 | | | 04/16/09 | | 3,195 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
| 4 | Other Business | | For | Against | | Mgmt | |
|
|
06/09/09 - A | Par Pharmaceutical Cos., Inc. | 69888P106 | | | 04/15/09 | | 4,645 |
| *PRX* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 14 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 3 | Advisory Vote to Ratify Named | For | For | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
|
|
06/10/09 - A | American Rail Car Industries | 02916P103 | | | 04/30/09 | | 2,542 |
| Inc *ARII* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Carl C. Icahn --- Withhold | | | | | |
| 1.2 | Elect Director James J. Unger --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Vincent J. Intrieri --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Stephen Mongillo --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director James M. Laisure --- For | | | | | |
| 1.6 | Elect Director James C. Pontious --- For | | | | | |
| 1.7 | Elect Director Harold First --- For | | | | | |
| 1.8 | Elect Director Brett Icahn --- Withhold | | | | | |
| 1.9 | Elect Director Hunter Gary --- Withhold | | | | | |
| 2 | Change State of Incorporation [From | For | For | | Mgmt | |
| | Delaware to North Dakota] | | | | | | |
|
|
06/11/09 - A | Avocent Corporation *AVCT* | 053893103 | | | 04/23/09 | | 3,036 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
06/12/09 - A | Wonder Auto Technology | 978166106 | | | 04/13/09 | | 15,249 |
| Inc. *WATG* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/16/09 - A | Outdoor Channel Holdings, | 690027206 | | | 04/21/09 | | 5,408 |
| Inc. *OUTD* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/17/09 - A | Ulta Salon, Cosmetics & | 90384S303 | | | 04/20/09 | | 6,040 |
| Fragrance, Inc. *ULTA* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/18/09 - A | Wind River Systems, Inc. | 973149107 | | | 04/21/09 | | 6,787 |
| *WIND* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 15 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Jun 30, 2009 |
|
Principal Variable Contracts Fund, Inc - 2278 | | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.1 | Elect Director John C. Bolger --- For | | | | | |
| 1.2 | Elect Director Jerry L. Fiddler --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Narendra K. Gupta --- For | | | | |
| 1.4 | Elect Director Grant M. Inman --- For | | | | | |
| 1.5 | Elect Director Harvey C. Jones --- For | | | | | |
| 1.6 | Elect Director Kenneth R. Klein --- For | | | | | |
| 1.7 | Elect Director Standish H. O Grady --- | | | | | |
| | For | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
06/19/09 - A | DXP Enterprises, Inc. *DXPE* | 233377407 | | 04/20/09 | | 5,428 |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
|
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Mgmt Rec - Company Management Recommended Vote | | | | | Page 16 |
| | | | | | |
Principal Variable Contracts Funds, Inc. - SmallCap Growth Account II Sub-Advisor: Emerald Advisors, Inc. |
|
Investment Company Report |
|
ULTA SALON, COSMETICS & FRAGRANCE, INC | | | | |
Security | | 90384S303 | | Meeting Type | Annual | |
Ticker Symbol | ULTA | | Meeting Date | 16-Jul-2008 |
ISIN | | US90384S3031 | | Agenda | 932917199 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | DENNIS K. ECK | | | Withheld | Against |
| 2 | YVES SISTERON | | | Withheld | Against |
| 3 | CHARLES J. PHILIPPIN | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 11642 | 0 | 06-Jun-2008 | 06-Jun-2008 |
BIO-REFERENCE LABORATORIES, INC. | | | | |
Security | | 09057G602 | | Meeting Type | Annual | |
Ticker Symbol | BRLI | | Meeting Date | 17-Jul-2008 |
ISIN | | US09057G6026 | | Agenda | 932929358 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | SAM SINGER | | | Withheld | Against |
| 2 | HARRY ELIAS | | | Withheld | Against |
02 | Transact Other Business | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 14890 | 1453 | 25-Jun-2008 | 25-Jun-2008 |
ANSOFT CORPORATION | | | | |
Security | | 036384105 | | Meeting Type | Special | |
Ticker Symbol | ANST | | Meeting Date | 23-Jul-2008 |
ISIN | | US0363841059 | | Agenda | 932930349 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Approve Merger Agreement | | Management | For | For |
02 | Approve Motion to Adjourn Meeting | | Management | For | For |
03 | Transact Other Business | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 18880 | 0 | 01-Jul-2008 | 01-Jul-2008 |
RUBICON TECHNOLOGY INC | | | | |
Security | | 78112T107 | | Meeting Type | Annual | |
Ticker Symbol | RBCN | | Meeting Date | 25-Jul-2008 |
ISIN | | US78112T1079 | | Agenda | 932929687 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | RAJA M. PARVEZ | | | Withheld | Against |
| 2 | RAYMOND J. SPENCER | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 7135 | 0 | 10-Jul-2008 | 10-Jul-2008 |
RTI BIOLOGICS INC | | | | | |
Security | | 74975N105 | | Meeting Type | Annual | |
Ticker Symbol | RTIX | | Meeting Date | 29-Jul-2008 |
ISIN | | US74975N1054 | | Agenda | 932931668 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | PETER F. GEAREN | | | Withheld | Against |
| 2 | MICHAEL J. ODRICH | | | Withheld | Against |
| 3 | ADRIAN J.R. SMITH | | | Withheld | Against |
| 4 | UDO HENSELER | | | Withheld | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 66 | 16606 | 08-Jul-2008 | 08-Jul-2008 |
BE AEROSPACE, INC. | | | | |
Security | | 073302101 | | Meeting Type | Annual | |
Ticker Symbol | BEAV | | Meeting Date | 31-Jul-2008 |
ISIN | | US0733021010 | | Agenda | 932927126 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | ROBERT J. KHOURY | | | Withheld | Against |
| 2 | JONATHAN M. SCHOFIELD | | | Withheld | Against |
02 | S/H Proposal - Executive Compensation | | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 8719 | 0 | 23-Jun-2008 | 23-Jun-2008 |
HAEMONETICS CORPORATION | | | | |
Security | | 405024100 | | Meeting Type | Annual | |
Ticker Symbol | HAE | | Meeting Date | 31-Jul-2008 |
ISIN | | US4050241003 | | Agenda | 932932367 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | LAWRENCE C. BEST | | | Withheld | Against |
| 2 | RICHARD M. MEELIA | | | Withheld | Against |
| 3 | RONALD L. MERRIMAN | | | Withheld | Against |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 4790 | 0 | 10-Jul-2008 | 10-Jul-2008 |
AIRGAS, INC. | | | | | |
Security | | 009363102 | | Meeting Type | Annual | |
Ticker Symbol | ARG | | Meeting Date | 05-Aug-2008 |
ISIN | | US0093631028 | | Agenda | 932931985 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | WILLIAM O. ALBERTINI | | | Withheld | Against |
| | | | | | |
| 2 | LEE M. THOMAS | | | Withheld | Against |
| 3 | JOHN C. VAN RODEN, JR. | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Approve Cash/Stock Bonus Plan | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 16500 | 0 | 03-Jul-2008 | 03-Jul-2008 |
ILLUMINA, INC. | | | | | |
Security | | 452327109 | | Meeting Type | Special | |
Ticker Symbol | ILMN | | Meeting Date | 09-Sep-2008 |
ISIN | | US4523271090 | | Agenda | 932945821 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Approve Charter Amendment | | Management | Against | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 27 | 6231 | 25-Aug-2008 | 25-Aug-2008 |
SMITH & WESSON HOLDING CORPORATION | | | | |
Security | | 831756101 | | Meeting Type | Annual | |
Ticker Symbol | SWHC | | Meeting Date | 15-Sep-2008 |
ISIN | | US8317561012 | | Agenda | 932941289 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | BARRY M. MONHEIT | | | For | For |
| 2 | ROBERT L. SCOTT | | | For | For |
| 3 | MICHAEL F. GOLDEN | | | For | For |
| 4 | JEFFREY D. BUCHANAN | | | For | For |
| 5 | JOHN B. FURMAN | | | For | For |
| 6 | MITCHELL A. SALTZ | | | For | For |
| 7 | DAVID M. STONE | | | For | For |
| 8 | I. MARIE WADECKI | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 30946 | 24184 | 19-Aug-2008 | 19-Aug-2008 |
MICRUS ENDOVASCULAR CORPORATION | | | | |
Security | | 59518V102 | | Meeting Type | Annual | |
Ticker Symbol | MEND | | Meeting Date | 16-Sep-2008 |
ISIN | | US59518V1026 | | Agenda | 932941734 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | L. NELSON HOPKINS, M.D. | | | Withheld | Against |
| 2 | FRANCIS J. SHAMMO | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 5781 | 9769 | 11-Aug-2008 | 11-Aug-2008 |
99 CENTS ONLY STORES | | | | |
Security | | 65440K106 | | Meeting Type | Annual | |
Ticker Symbol | NDN | | Meeting Date | 23-Sep-2008 |
ISIN | | US65440K1060 | | Agenda | 932947635 - Management |
| | | | | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | Election of Directors (Majority Voting) | | Management | For | For |
1B | Election of Directors (Majority Voting) | | Management | For | For |
1C | Election of Directors (Majority Voting) | | Management | For | For |
1D | Election of Directors (Majority Voting) | | Management | For | For |
1E | Election of Directors (Majority Voting) | | Management | For | For |
1F | Election of Directors (Majority Voting) | | Management | For | For |
1G | Election of Directors (Majority Voting) | | Management | For | For |
1H | Election of Directors (Majority Voting) | | Management | For | For |
1I | Election of Directors (Majority Voting) | | Management | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | S/H Proposal - to Ratify Poison Pill | | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 615 | 17867 | 25-Aug-2008 | 25-Aug-2008 |
VIASAT, INC. | | | | | |
Security | | 92552V100 | | Meeting Type | Annual | |
Ticker Symbol | VSAT | | Meeting Date | 02-Oct-2008 |
ISIN | | US92552V1008 | | Agenda | 932947281 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | MARK D. DANKBERG | | | Withheld | Against |
| 2 | MICHAEL B. TARGOFF | | | Withheld | Against |
| 3 | HARVEY P. WHITE | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Amend Stock Compensation Plan | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 16260 | 0 | 29-Aug-2008 | 29-Aug-2008 |
TRUE RELIGION APPAREL, INC. | | | | |
Security | | 89784N104 | | Meeting Type | Annual | |
Ticker Symbol | TRLG | | Meeting Date | 02-Oct-2008 |
ISIN | | US89784N1046 | | Agenda | 932954375 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JEFFREY LUBELL | | | For | For |
| 2 | JOSEPH COULOMBE | | | For | For |
| 3 | G. LOUIS GRAZIADIO, III | | | For | For |
| 4 | ROBERT L. HARRIS, II | | | For | For |
| 5 | MARK S. MARON | | | For | For |
02 | Approve Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 4192 | 4851 | 18-Sep-2008 | 18-Sep-2008 |
LAWSON SOFTWARE, INC. | | | | |
Security | | 52078P102 | | Meeting Type | Annual | |
Ticker Symbol | LWSN | | Meeting Date | �� 16-Oct-2008 |
ISIN | | US52078P1021 | | Agenda | 932950074 - Management |
| | | | | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | STEVEN C. CHANG | | | For | For |
| 2 | HARRY DEBES | | | For | For |
| 3 | PETER GYENES | | | For | For |
| 4 | DAVID R. HUBERS | | | For | For |
| 5 | H. RICHARD LAWSON | | | For | For |
| 6 | MICHAEL A. ROCCA | | | For | For |
| 7 | ROBERT A. SCHRIESHEIM | | | For | For |
| 8 | ROMESH WADHWANI | | | For | For |
| 9 | PAUL WAHL | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 0 | 34350 | 10-Oct-2008 | |
KENNAMETAL INC. | | | | | |
Security | | 489170100 | | Meeting Type | Annual | |
Ticker Symbol | KMT | | Meeting Date | 21-Oct-2008 |
ISIN | | US4891701009 | | Agenda | 932952763 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
I | Election of Directors | | Management | | |
| 1 | PHILIP A. DUR | | | Withheld | Against |
| 2 | TIMOTHY R. MCLEVISH | | | Withheld | Against |
| 3 | STEVEN H. WUNNING | | | Withheld | Against |
II | Ratify Appointment of Independent Auditors | | Management | For | For |
III | Amend Stock Compensation Plan | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 10504 | 4196 | 18-Sep-2008 | 18-Sep-2008 |
PERRIGO COMPANY | | | | |
Security | | 714290103 | | Meeting Type | Annual | |
Ticker Symbol | PRGO | | Meeting Date | 04-Nov-2008 |
ISIN | | US7142901039 | | Agenda | 932960998 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | MOSHE ARKIN | | | Withheld | Against |
| 2 | GARY K. KUNKLE, JR. | | | Withheld | Against |
| 3 | HERMAN MORRIS, JR. | | | Withheld | Against |
| 4 | BEN-ZION ZILBERFARB | | | Withheld | Against |
02 | Approve Stock Compensation Plan | | Management | For | For |
03 | Amend Stock Compensation Plan | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 17570 | 0 | 13-Oct-2008 | 13-Oct-2008 |
II-VI INCORPORATED | | | | |
Security | | 902104108 | | Meeting Type | Annual | |
Ticker Symbol | IIVI | | Meeting Date | 07-Nov-2008 |
ISIN | | US9021041085 | | Agenda | 932958119 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
| | | | | | |
01 | Election of Directors | | Management | | |
| 1 | CARL J. JOHNSON | | | Withheld | Against |
| 2 | THOMAS E. MISTLER | | | Withheld | Against |
| 3 | JOSEPH J. CORASANTI | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 21511 | 0 | 30-Sep-2008 | 30-Sep-2008 |
VISTAPRINT LIMITED | | | | |
Security | | G93762204 | | Meeting Type | Annual | |
Ticker Symbol | VPRT | | Meeting Date | 07-Nov-2008 |
ISIN | | BMG937622048 | | Agenda | 932963855 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | ROBERT KEANE | | | Withheld | Against |
| 2 | DANIEL CIPORIN | | | Withheld | Against |
02 | Approve Charter Amendment | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 2086 | 2714 | 22-Oct-2008 | 22-Oct-2008 |
IMMUCOR, INC. | | | | | |
Security | | 452526106 | | Meeting Type | Annual | |
Ticker Symbol | BLUD | | Meeting Date | 13-Nov-2008 |
ISIN | | US4525261065 | | Agenda | 932959604 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JAMES F. CLOUSER | | | For | For |
| 2 | DR. G. DE CHIRICO | | | For | For |
| 3 | RALPH A. EATZ | | | For | For |
| 4 | DR. JACK GOLDSTEIN | | | For | For |
| 5 | HIROSHI HOKETSU | | | For | For |
| 6 | DR. PAUL V. HOLLAND | | | For | For |
| 7 | RONNY B. LANCASTER | | | For | For |
| 8 | CHRIS E. PERKINS | | | For | For |
| 9 | JOSEPH E. ROSEN | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 15986 | 0 | 22-Oct-2008 | 22-Oct-2008 |
MYRIAD GENETICS, INC. | | | | |
Security | | 62855J104 | | Meeting Type | Annual | |
Ticker Symbol | MYGN | | Meeting Date | 13-Nov-2008 |
ISIN | | US62855J1043 | | Agenda | 932961976 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | WALTER GILBERT, PH.D. | | | Withheld | Against |
| 2 | D.H. LANGER, M.D., J.D. | | | Withheld | Against |
02 | Authorize Common Stock Increase | | Management | Against | Against |
03 | Amend Director Stock Option Plan | | Management | For | For |
04 | Ratify Appointment of Independent Auditors | | Management | For | For |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 7401 | 0 | 22-Oct-2008 | 22-Oct-2008 |
ENERGY CONVERSION DEVICES, INC. | | | | |
Security | | 292659109 | | Meeting Type | Annual | |
Ticker Symbol | ENER | | Meeting Date | 18-Nov-2008 |
ISIN | | US2926591098 | | Agenda | 932965594 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JOSEPH A. AVILA | | | For | For |
| 2 | ALAN E. BARTON | | | For | For |
| 3 | CHRISTOPHER P. BELDEN | | | For | For |
| 4 | ROBERT I. FREY | | | For | For |
| 5 | WILLIAM J. KETELHUT | | | For | For |
| 6 | MARK D. MORELLI | | | For | For |
| 7 | STEPHEN RABINOWITZ | | | For | For |
| 8 | GEORGE A SCHREIBER, JR. | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 2160 | 0 | 28-Oct-2008 | 28-Oct-2008 |
MICROS SYSTEMS, INC. | | | | |
Security | | 594901100 | | Meeting Type | Annual | |
Ticker Symbol | MCRS | | Meeting Date | 21-Nov-2008 |
ISIN | | US5949011002 | | Agenda | 932964958 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | LOUIS M. BROWN, JR. | | | For | For |
| 2 | B. GARY DANDO | | | For | For |
| 3 | A.L. GIANNOPOULOS | | | For | For |
| 4 | F. SUZANNE JENNICHES | | | For | For |
| 5 | JOHN G. PUENTE | | | For | For |
| 6 | DWIGHT S. TAYLOR | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Amend Stock Option Plan | | Management | For | For |
04 | Transact Other Business | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 15320 | 0 | 24-Oct-2008 | 24-Oct-2008 |
ARENA RESOURCES, INC. | | | | |
Security | | 040049108 | | Meeting Type | Annual | |
Ticker Symbol | ARD | | Meeting Date | 12-Dec-2008 |
ISIN | | US0400491082 | | Agenda | 932969263 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | LLOYD T. ROCHFORD | | | For | For |
| 2 | STANLEY M. MCCABE | | | For | For |
| 3 | CLAYTON E. WOODRUM | | | For | For |
| 4 | ANTHONY B. PETRELLI | | | For | For |
| 5 | CARL H. FIDDNER | | | For | For |
02 | Amend Stock Option Plan | | Management | For | For |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 2800 | 0 | 20-Nov-2008 | 20-Nov-2008 |
FACTSET RESEARCH SYSTEMS INC. | | | | |
Security | | 303075105 | | Meeting Type | Annual | |
Ticker Symbol | FDS | | Meeting Date | 16-Dec-2008 |
ISIN | | US3030751057 | | Agenda | 932971787 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | MICHAEL F. DICHRISTINA | | | Withheld | Against |
| 2 | WALTER F. SIEBECKER | | | Withheld | Against |
| 3 | JOSEPH R. ZIMMEL | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Adopt Non-Employee Director Plan | | Management | For | For |
04 | Adopt Employee Stock Purchase Plan | | Management | For | For |
05 | Amend Articles-Board Related | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 4140 | 0 | 20-Nov-2008 | 20-Nov-2008 |
ACTUANT CORPORATION | | | | |
Security | | 00508X203 | | Meeting Type | Annual | |
Ticker Symbol | ATU | | Meeting Date | 09-Jan-2009 |
ISIN | | US00508X2036 | | Agenda | 932982261 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | ROBERT C. ARZBAECHER | | | For | For |
| 2 | GURMINDER S. BEDI | | | For | For |
| 3 | GUSTAV H.P. BOEL | | | For | For |
| 4 | THOMAS J. FISCHER | | | For | For |
| 5 | WILLIAM K. HALL | | | For | For |
| 6 | R. ALAN HUNTER | | | For | For |
| 7 | ROBERT A. PETERSON | | | For | For |
| 8 | HOLLY A. VAN DEURSEN | | | For | For |
| 9 | DENNIS K. WILLIAMS | | | For | For |
02 | Approve Stock Compensation Plan | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 6550 | 0 | 15-Dec-2008 | 15-Dec-2008 |
DIAMOND FOODS, INC. | | | | |
Security | | 252603105 | | Meeting Type | Annual | |
Ticker Symbol | DMND | | Meeting Date | 28-Jan-2009 |
ISIN | | US2526031057 | | Agenda | 932982627 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JOSEPH P. SILVEIRA | | | Withheld | Against |
| 2 | LAURENCE M. BAER | | | Withheld | Against |
| 3 | MICHAEL J. MENDES | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 14073 | 0 | 19-Dec-2008 | 19-Dec-2008 |
| | | | | | |
ROCK-TENN COMPANY | | | | |
Security | | 772739207 | | Meeting Type | Annual | |
Ticker Symbol | RKT | | Meeting Date | 30-Jan-2009 |
ISIN | | US7727392075 | | Agenda | 932984669 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | JOHN D. HOPKINS | | | Withheld | Against |
| 2 | JAMES A. RUBRIGHT | | | Withheld | Against |
| 3 | BETTINA M. WHYTE | | | Withheld | Against |
| 4 | JAMES E. YOUNG | | | Withheld | Against |
2 | Amend Stock Compensation Plan | | Management | For | For |
3 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 3896 | 0 | 30-Dec-2008 | 30-Dec-2008 |
NUANCE COMMUNICATIONS, INC. | | | | |
Security | | 67020Y100 | | Meeting Type | Annual | |
Ticker Symbol | NUAN | | Meeting Date | 30-Jan-2009 |
ISIN | | US67020Y1001 | | Agenda | 932989998 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | ROBERT J. FRANKENBERG | | | For | For |
| 2 | PATRICK T. HACKETT | | | For | For |
| 3 | WILLIAM H. JANEWAY | | | For | For |
| 4 | KATHARINE A. MARTIN | | | For | For |
| 5 | MARK B. MYERS | | | For | For |
| 6 | PHILIP J. QUIGLEY | | | For | For |
| 7 | PAUL A. RICCI | | | For | For |
| 8 | ROBERT G. TERESI | | | For | For |
02 | Approve Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 23930 | 0 | 16-Jan-2009 | 16-Jan-2009 |
VARIAN SEMICONDUCTOR EQUIP. ASSOC., INC. | | | | |
Security | | 922207105 | | Meeting Type | Annual | |
Ticker Symbol | VSEA | | Meeting Date | 05-Feb-2009 |
ISIN | | US9222071055 | | Agenda | 932986334 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | GARY E. DICKERSON | | | Withheld | Against |
| 2 | ROBERT W. DUTTON | | | Withheld | Against |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 5449 | 0 | 31-Dec-2008 | 31-Dec-2008 |
MICROSEMI CORPORATION | | | | |
Security | | 595137100 | | Meeting Type | Annual | |
Ticker Symbol | MSCC | | Meeting Date | 19-Feb-2009 |
| | | | | | |
ISIN | | US5951371005 | | Agenda | 932993353 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JAMES J. PETERSON | | | Withheld | Against |
| 2 | DENNIS R. LEIBEL | | | Withheld | Against |
| 3 | THOMAS R. ANDERSON | | | Withheld | Against |
| 4 | WILLIAM E. BENDUSH | | | Withheld | Against |
| 5 | WILLIAM L. HEALEY | | | Withheld | Against |
| 6 | PAUL F. FOLINO | | | Withheld | Against |
| 7 | MATTHEW E. MASSENGILL | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 17459 | 0 | 29-Jan-2009 | 29-Jan-2009 |
TETRA TECH, INC. | | | | | |
Security | | 88162G103 | | Meeting Type | Annual | |
Ticker Symbol | TTEK | | Meeting Date | 26-Feb-2009 |
ISIN | | US88162G1031 | | Agenda | 932990472 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | DAN L. BATRACK | | | For | For |
| 2 | HUGH M. GRANT | | | For | For |
| 3 | PATRICK C. HADEN | | | For | For |
| 4 | J. CHRISTOPHER LEWIS | | | For | For |
| 5 | ALBERT E. SMITH | | | For | For |
| 6 | J. KENNETH THOMPSON | | | For | For |
| 7 | RICHARD H. TRULY | | | For | For |
02 | Authorize Common Stock Increase | | Management | Against | Against |
03 | Amend Stock Compensation Plan | | Management | For | For |
04 | Amend Stock Compensation Plan | | Management | For | For |
05 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 4974 | 0 | 16-Jan-2009 | 16-Jan-2009 |
MARTEK BIOSCIENCES CORPORATION | | | | |
Security | | 572901106 | | Meeting Type | Annual | |
Ticker Symbol | MATK | | Meeting Date | 19-Mar-2009 |
ISIN | | US5729011065 | | Agenda | 933000197 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | Election of Directors (Majority Voting) | | Management | For | For |
1B | Election of Directors (Majority Voting) | | Management | For | For |
1C | Election of Directors (Majority Voting) | | Management | For | For |
1D | Election of Directors (Majority Voting) | | Management | For | For |
1E | Election of Directors (Majority Voting) | | Management | For | For |
1F | Election of Directors (Majority Voting) | | Management | For | For |
1G | Election of Directors (Majority Voting) | | Management | For | For |
1H | Election of Directors (Majority Voting) | | Management | For | For |
1I | Election of Directors (Majority Voting) | | Management | For | For |
1J | Election of Directors (Majority Voting) | | Management | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 11920 | 0 | 24-Feb-2009 | 24-Feb-2009 |
BROCADE COMMUNICATIONS SYSTEMS, INC. | | | | |
Security | | 111621306 | | Meeting Type | Annual | |
Ticker Symbol | BRCD | | Meeting Date | 15-Apr-2009 |
ISIN | | US1116213067 | | Agenda | 933002848 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | Election of Directors (Majority Voting) | | Management | Abstain | Against |
1B | Election of Directors (Majority Voting) | | Management | Abstain | Against |
1C | Election of Directors (Majority Voting) | | Management | Abstain | Against |
2 | Adopt Stock Option Plan | | Management | For | For |
3 | Miscellaneous Corporate Governance | | Management | For | For |
4 | Adopt Employee Stock Purchase Plan | | Management | For | For |
5 | Ratify Appointment of Independent Auditors | | Management | For | For |
6 | S/H Proposal - Separate Chairman/Coe | | Shareholder | For | Against |
7 | S/H Proposal - Declassify Board | | Shareholder | For | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 24920 | 0 | 06-Mar-2009 | 06-Mar-2009 |
PROSPERITY BANCSHARES, INC. | | | | |
Security | | 743606105 | | Meeting Type | Annual | |
Ticker Symbol | PRSP | | Meeting Date | 21-Apr-2009 |
ISIN | | US7436061052 | | Agenda | 933018132 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JAMES A. BOULIGNY* | | | Withheld | Against |
| 2 | ROBERT STEELHAMMER* | | | Withheld | Against |
| 3 | H.E. TIMANUS, JR* | | | Withheld | Against |
| 4 | ERVAN E. ZOUZALIK** | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 5072 | 0 | 30-Mar-2009 | 30-Mar-2009 |
SENSIENT TECHNOLOGIES CORPORATION | | | | |
Security | | 81725T100 | | Meeting Type | Annual | |
Ticker Symbol | SXT | | Meeting Date | 23-Apr-2009 |
ISIN | | US81725T1007 | | Agenda | 933012471 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | HANK BROWN | | | For | For |
| 2 | FERGUS M. CLYDESDALE | | | For | For |
| 3 | JAMES A.D. CROFT | | | For | For |
| 4 | WILLIAM V. HICKEY | | | For | For |
| 5 | KENNETH P. MANNING | | | For | For |
| 6 | PETER M. SALMON | | | For | For |
| 7 | ELAINE R. WEDRAL | | | For | For |
| 8 | ESSIE WHITELAW | | | For | For |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 3713 | 0 | 24-Mar-2009 | 24-Mar-2009 |
BADGER METER, INC. | | | | |
Security | | 056525108 | | Meeting Type | Annual | |
Ticker Symbol | BMI | | Meeting Date | 24-Apr-2009 |
ISIN | | US0565251081 | | Agenda | 933021444 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | RONALD H. DIX | | | For | For |
| 2 | THOMAS J. FISCHER | | | For | For |
| 3 | KENNETH P. MANNING | | | For | For |
| 4 | RICHARD A. MEEUSEN | | | For | For |
| 5 | ULICE PAYNE, JR. | | | For | For |
| 6 | ANDREW J. POLICANO | | | For | For |
| 7 | STEVEN J. SMITH | | | For | For |
| 8 | JOHN J. STOLLENWERK | | | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 3862 | 0 | 03-Apr-2009 | 03-Apr-2009 |
BIO-RAD LABORATORIES, INC. | | | | |
Security | | 090572207 | | Meeting Type | Annual | |
Ticker Symbol | BIO | | Meeting Date | 28-Apr-2009 |
ISIN | | US0905722072 | | Agenda | 933037663 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | LOUIS DRAPEAU | | | Withheld | Against |
| 2 | ALBERT J. HILLMAN | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 2036 | 0 | 15-Apr-2009 | 15-Apr-2009 |
THE NAVIGATORS GROUP, INC. | | | | |
Security | | 638904102 | | Meeting Type | Annual | |
Ticker Symbol | NAVG | | Meeting Date | 29-Apr-2009 |
ISIN | | US6389041020 | | Agenda | 933012344 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | H.J. MERVYN BLAKENEY | | | For | For |
| 2 | PETER A. CHENEY | | | For | For |
| 3 | TERENCE N. DEEKS | | | For | For |
| 4 | W. THOMAS FORRESTER | | | For | For |
| 5 | STANLEY A. GALANSKI | | | For | For |
| 6 | LEANDRO S. GALBAN, JR. | | | For | For |
| 7 | JOHN F. KIRBY | | | For | For |
| 8 | MARC M. TRACT | | | For | For |
| 9 | ROBERT F. WRIGHT | | | For | For |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 6372 | 0 | 02-Apr-2009 | 02-Apr-2009 |
CEPHEID | | | | | | |
Security | | 15670R107 | | Meeting Type | Annual | |
Ticker Symbol | CPHD | | Meeting Date | 29-Apr-2009 |
ISIN | | US15670R1077 | | Agenda | 933014285 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
1 | Election of Directors | | Management | | |
| 1 | JOHN L. BISHOP | | | Withheld | Against |
| 2 | THOMAS D. BROWN | | | Withheld | Against |
| 3 | DEAN O. MORTON | | | Withheld | Against |
2 | Amend Employee Stock Purchase Plan | | Management | For | For |
3 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 7867 | 0 | 30-Mar-2009 | 30-Mar-2009 |
CALGON CARBON CORPORATION | | | | |
Security | | 129603106 | | Meeting Type | Annual | |
Ticker Symbol | CCC | | Meeting Date | 30-Apr-2009 |
ISIN | | US1296031065 | | Agenda | 933032411 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | WILLIAM R. NEWLIN | | | Withheld | Against |
| 2 | JOHN S. STANIK | | | Withheld | Against |
| 3 | WILLIAM J. LYONS | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 28134 | 0 | 07-Apr-2009 | 07-Apr-2009 |
THERMADYNE HOLDINGS CORPORATION | | | | |
Security | | 883435307 | | Meeting Type | Annual | |
Ticker Symbol | THMD | | Meeting Date | 30-Apr-2009 |
ISIN | | US8834353075 | | Agenda | 933048464 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | PAUL D. MELNUK | | | For | For |
| 2 | J. JOE ADORJAN | | | For | For |
| 3 | ANDREW L. BERGER | | | For | For |
| 4 | JAMES B. GAMACHE | | | For | For |
| 5 | MARNIE S. GORDON | | | For | For |
| 6 | BRADLEY G. PATTELLI | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 7730 | 0 | 20-Apr-2009 | 20-Apr-2009 |
FLIR SYSTEMS, INC. | | | | |
Security | | 302445101 | | Meeting Type | Annual | |
Ticker Symbol | FLIR | | Meeting Date | 01-May-2009 |
ISIN | | US3024451011 | | Agenda | 933015516 - Management |
| | | | | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | EARL R. LEWIS | | | Withheld | Against |
| 2 | STEVEN E. WYNNE | | | Withheld | Against |
2 | Adopt Employee Stock Purchase Plan | | Management | For | For |
3 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 11773 | 0 | 25-Mar-2009 | 25-Mar-2009 |
ITRON, INC. | | | | | | |
Security | | 465741106 | | Meeting Type | Annual | |
Ticker Symbol | ITRI | | Meeting Date | 05-May-2009 |
ISIN | | US4657411066 | | Agenda | 933017433 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | Election of Directors (Majority Voting) | | Management | Abstain | Against |
1B | Election of Directors (Majority Voting) | | Management | Abstain | Against |
1C | Election of Directors (Majority Voting) | | Management | Abstain | Against |
2 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 2705 | 0 | 03-Apr-2009 | 03-Apr-2009 |
UNDER ARMOUR, INC. | | | | |
Security | | 904311107 | | Meeting Type | Annual | |
Ticker Symbol | UA | | Meeting Date | 05-May-2009 |
ISIN | | US9043111072 | | Agenda | 933017546 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | KEVIN A. PLANK | | | For | For |
| 2 | BYRON K. ADAMS, JR. | | | For | For |
| 3 | DOUGLAS E. COLTHARP | | | For | For |
| 4 | ANTHONY W. DEERING | | | For | For |
| 5 | A.B. KRONGARD | | | For | For |
| 6 | WILLIAM R. MCDERMOTT | | | For | For |
| 7 | HARVEY L. SANDERS | | | For | For |
| 8 | THOMAS J. SIPPEL | | | For | For |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 3120 | 0 | 07-Apr-2009 | 07-Apr-2009 |
MARVEL ENTERTAINMENT, INC. | | | | |
Security | | 57383T103 | | Meeting Type | Annual | |
Ticker Symbol | MVL | | Meeting Date | 05-May-2009 |
ISIN | | US57383T1034 | | Agenda | 933021038 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JAMES W. BREYER | | | Withheld | Against |
| 2 | LAURENCE N. CHARNEY | | | Withheld | Against |
| 3 | RICHARD L. SOLAR | | | Withheld | Against |
| | | | | | |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 22170 | 0 | 08-Apr-2009 | 08-Apr-2009 |
WHITING PETROLEUM CORPORATION | | | | |
Security | | 966387102 | | Meeting Type | Annual | |
Ticker Symbol | WLL | | Meeting Date | 05-May-2009 |
ISIN | | US9663871021 | | Agenda | 933026177 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | JAMES J. VOLKER | | | Withheld | Against |
| 2 | WILLIAM N. HAHNE | | | Withheld | Against |
| 3 | GRAYDON D. HUBBARD | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 10261 | 0 | 06-Apr-2009 | 06-Apr-2009 |
HUB GROUP, INC. | | | | | |
Security | | 443320106 | | Meeting Type | Annual | |
Ticker Symbol | HUBG | | Meeting Date | 06-May-2009 |
ISIN | | US4433201062 | | Agenda | 933015491 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | DAVID P. YEAGER | | | For | For |
| 2 | MARK A. YEAGER | | | For | For |
| 3 | GARY D. EPPEN | | | For | For |
| 4 | CHARLES R. REAVES | | | For | For |
| 5 | MARTIN P. SLARK | | | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 9774 | 0 | 25-Mar-2009 | 25-Mar-2009 |
COMPASS MINERALS INTERNATIONAL, INC. | | | | |
Security | | 20451N101 | | Meeting Type | Annual | |
Ticker Symbol | CMP | | Meeting Date | 06-May-2009 |
ISIN | | US20451N1019 | | Agenda | 933031863 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | DAVID J. D'ANTONI | | | Withheld | Against |
| 2 | PERRY W. PREMDAS | | | Withheld | Against |
| 3 | ALLAN R. ROTHWELL | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 6637 | 0 | 13-Apr-2009 | 13-Apr-2009 |
PENN VIRGINIA CORPORATION | | | | |
Security | | 707882106 | | Meeting Type | Annual | |
Ticker Symbol | PVA | | Meeting Date | 06-May-2009 |
ISIN | | US7078821060 | | Agenda | 933035544 - Management |
| | | | | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | EDWARD B. CLOUES, II | | | For | For |
| 2 | A. JAMES DEARLOVE | | | For | For |
| 3 | ROBERT GARRETT | | | For | For |
| 4 | KEITH D. HORTON | | | For | For |
| 5 | MARSHA R. PERELMAN | | | For | For |
| 6 | WILLIAM H. SHEA, JR. | | | For | For |
| 7 | P. VAN MARCKE DE LUMMEN | | | For | For |
| 8 | GARY K. WRIGHT | | | For | For |
02 | Amend Stock Compensation Plan | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 5591 | 0 | 13-Apr-2009 | 13-Apr-2009 |
IBERIABANK CORPORATION | | | | |
Security | | 450828108 | | Meeting Type | Annual | |
Ticker Symbol | IBKC | | Meeting Date | 06-May-2009 |
ISIN | | US4508281080 | | Agenda | 933050750 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | ERNEST P. BREAUX, JR. | | | Withheld | Against |
| 2 | DARYL G. BYRD | | | Withheld | Against |
| 3 | JOHN N. CASBON | | | Withheld | Against |
| 4 | JEFFERSON G. PARKER | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 8730 | 0 | 22-Apr-2009 | 22-Apr-2009 |
AXSYS TECHNOLOGIES, INC. | | | | |
Security | | 054615109 | | Meeting Type | Annual | |
Ticker Symbol | AXYS | | Meeting Date | 07-May-2009 |
ISIN | | US0546151095 | | Agenda | 933018485 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | STEPHEN W. BERSHAD | | | For | For |
| 2 | ANTHONY J. FIORELLI JR. | | | For | For |
| 3 | ELIOT M. FRIED | | | For | For |
| 4 | RICHARD F. HAMM, JR. | | | For | For |
| 5 | ROBERT G. STEVENS | | | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 5634 | 0 | 30-Mar-2009 | 30-Mar-2009 |
SBA COMMUNICATIONS CORPORATION | | | | |
Security | | 78388J106 | | Meeting Type | Annual | |
Ticker Symbol | SBAC | | Meeting Date | 07-May-2009 |
ISIN | | US78388J1060 | | Agenda | 933024046 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | BRIAN C. CARR 2012 | | | Withheld | Against |
| | | | | | |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Transact Other Business | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 32559 | 0 | 07-Apr-2009 | 07-Apr-2009 |
J2 GLOBAL COMMUNICATIONS, INC. | | | | |
Security | | 46626E205 | | Meeting Type | Annual | |
Ticker Symbol | JCOM | | Meeting Date | 07-May-2009 |
ISIN | | US46626E2054 | | Agenda | 933044911 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | DOUGLAS Y. BECH | | | For | For |
| 2 | ROBERT J. CRESCI | | | For | For |
| 3 | W. BRIAN KRETZMER | | | For | For |
| 4 | RICHARD S. RESSLER | | | For | For |
| 5 | JOHN F. RIELEY | | | For | For |
| 6 | STEPHEN ROSS | | | For | For |
| 7 | MICHAEL P. SCHULHOF | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Transact Other Business | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 7260 | 0 | 20-Apr-2009 | 20-Apr-2009 |
HITTITE MICROWAVE CORP | | | | |
Security | | 43365Y104 | | Meeting Type | Annual | |
Ticker Symbol | HITT | | Meeting Date | 07-May-2009 |
ISIN | | US43365Y1047 | | Agenda | 933054152 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | STEPHEN G. DALY | | | For | For |
| 2 | ERNEST L. GODSHALK | | | For | For |
| 3 | RICK D. HESS | | | For | For |
| 4 | ADRIENNE M. MARKHAM | | | For | For |
| 5 | BRIAN P. MCALOON | | | For | For |
| 6 | COSMO S. TRAPANI | | | For | For |
| 7 | FRANKLIN WEIGOLD | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 3660 | 0 | 21-Apr-2009 | 21-Apr-2009 |
ILLUMINA, INC. | | | | | |
Security | | 452327109 | | Meeting Type | Annual | |
Ticker Symbol | ILMN | | Meeting Date | 08-May-2009 |
ISIN | | US4523271090 | | Agenda | 933021040 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1A | Election of Directors (Majority Voting) | | Management | Against | Against |
1B | Election of Directors (Majority Voting) | | Management | Against | Against |
1C | Election of Directors (Majority Voting) | | Management | Against | Against |
1D | Election of Directors (Majority Voting) | | Management | Against | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 7366 | 0 | 08-Apr-2009 | 08-Apr-2009 |
CARDIONET, INC. | | | | | |
Security | | 14159L103 | | Meeting Type | Annual | |
Ticker Symbol | BEAT | | Meeting Date | 08-May-2009 |
ISIN | | US14159L1035 | | Agenda | 933029438 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | RANDY H. THURMAN | | | Withheld | Against |
| 2 | KIRK E. GORMAN | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Amend Stock Option Plan | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 1950 | 0 | 13-Apr-2009 | 13-Apr-2009 |
CAVIUM NETWORKS INC | | | | |
Security | | 14965A101 | | Meeting Type | Annual | |
Ticker Symbol | CAVM | | Meeting Date | 08-May-2009 |
ISIN | | US14965A1016 | | Agenda | 933042981 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | KRIS CHELLAM | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 21153 | 0 | 15-Apr-2009 | 15-Apr-2009 |
PHASE FORWARD INCORPORATED | | | | |
Security | | 71721R406 | | Meeting Type | Annual | |
Ticker Symbol | PFWD | | Meeting Date | 08-May-2009 |
ISIN | | US71721R4065 | | Agenda | 933045141 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | ROBERT K. WEILER | | | For | For |
| 2 | PAUL A. BLEICHER | | | For | For |
| 3 | AXEL BICHARA | | | For | For |
| 4 | RICHARD A. D'AMORE | | | For | For |
| 5 | GARY E. HAROIAN | | | For | For |
| 6 | PAUL G. JOUBERT | | | For | For |
| 7 | KENNETH I. KAITIN | | | For | For |
| 8 | DENNIS R. SHAUGHNESSY | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Amend Stock Compensation Plan | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 17928 | 0 | 16-Apr-2009 | 16-Apr-2009 |
MARINER ENERGY, INC. | | | | |
Security | | 56845T305 | | Meeting Type | Annual | |
Ticker Symbol | ME | | Meeting Date | 11-May-2009 |
ISIN | | US56845T3059 | | Agenda | 933040052 - Management |
| | | | | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | BERNARD ARONSON | | | Withheld | Against |
| 2 | H. CLAYTON PETERSON | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Approve Stock Compensation Plan | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 35720 | 0 | 21-Apr-2009 | 21-Apr-2009 |
CAPELLA EDUCATION CO. | | | | |
Security | | 139594105 | | Meeting Type | Annual | |
Ticker Symbol | CPLA | | Meeting Date | 12-May-2009 |
ISIN | | US1395941057 | | Agenda | 933022713 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | J. KEVIN GILLIGAN | | | For | For |
| 2 | MARK N. GREENE | | | For | For |
| 3 | JODY G. MILLER | | | For | For |
| 4 | JAMES A. MITCHELL | | | For | For |
| 5 | STEPHEN G. SHANK | | | For | For |
| 6 | ANDREW M. SLAVITT | | | For | For |
| 7 | DAVID W. SMITH | | | For | For |
| 8 | JEFFREY W. TAYLOR | | | For | For |
| 9 | SANDRA E. TAYLOR | | | For | For |
| 10 | DARRELL R. TUKUA | | | For | For |
2 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 8030 | 0 | 03-Apr-2009 | 03-Apr-2009 |
AMERICAN ECOLOGY CORPORATION | | | | |
Security | | 025533407 | | Meeting Type | Annual | |
Ticker Symbol | ECOL | | Meeting Date | 12-May-2009 |
ISIN | | US0255334072 | | Agenda | 933026672 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | VICTOR J. BARNHART | | | For | For |
| 2 | JOE F. COLVIN | | | For | For |
| 3 | ROY C. ELIFF | | | For | For |
| 4 | EDWARD F. HEIL | | | For | For |
| 5 | JEFFREY S. MERRIFIELD | | | For | For |
| 6 | JOHN W. POLING | | | For | For |
| 7 | STEPHEN A. ROMANO | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 2170 | 0 | 07-Apr-2009 | 07-Apr-2009 |
MYR GROUP INC | | | | | |
Security | | 55405W104 | | Meeting Type | Annual | |
Ticker Symbol | MYRG | | Meeting Date | 12-May-2009 |
ISIN | | US55405W1045 | | Agenda | 933027218 - Management |
| | | | | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JACK L. ALEXANDER | | | Withheld | Against |
| 2 | BETTY R. JOHNSON | | | Withheld | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 5329 | 0 | 07-Apr-2009 | 07-Apr-2009 |
BIOMARIN PHARMACEUTICAL INC. | | | | |
Security | | 09061G101 | | Meeting Type | Annual | |
Ticker Symbol | BMRN | | Meeting Date | 12-May-2009 |
ISIN | | US09061G1013 | | Agenda | 933029820 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JEAN-JACQUES BIENAIME | | | For | For |
| 2 | MICHAEL GREY | | | For | For |
| 3 | ELAINE J. HERON | | | For | For |
| 4 | JOSEPH KLEIN, III | | | For | For |
| 5 | PIERRE LAPALME | | | For | For |
| 6 | V. BRYAN LAWLIS | | | For | For |
| 7 | ALAN LEWIS | | | For | For |
| 8 | RICHARD A. MEIER | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 13512 | 0 | 13-Apr-2009 | 13-Apr-2009 |
THE ULTIMATE SOFTWARE GROUP, INC. | | | | |
Security | | 90385D107 | | Meeting Type | Annual | |
Ticker Symbol | ULTI | | Meeting Date | 12-May-2009 |
ISIN | | US90385D1072 | | Agenda | 933030758 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | MARC D. SCHERR | | | Withheld | Against |
| 2 | JAMES FITZPATRICK | | | Withheld | Against |
| 3 | RICK A. WILBER | | | Withheld | Against |
2 | Amend Stock Compensation Plan | | Management | For | For |
3 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 17770 | 0 | 07-Apr-2009 | 07-Apr-2009 |
SVB FINANCIAL GROUP | | | | |
Security | | 78486Q101 | | Meeting Type | Annual | |
Ticker Symbol | SIVB | | Meeting Date | 12-May-2009 |
ISIN | | US78486Q1013 | | Agenda | 933032168 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | ERIC A. BENHAMOU | | | For | For |
| 2 | DAVID M. CLAPPER | | | For | For |
| 3 | ROGER F. DUNBAR | | | For | For |
| 4 | JOEL P. FRIEDMAN | | | For | For |
| | | | | | |
| 5 | G. FELDA HARDYMON | | | For | For |
| 6 | ALEX W. "PETE" HART | | | For | For |
| 7 | C. RICHARD KRAMLICH | | | For | For |
| 8 | LATA KRISHNAN | | | For | For |
| 9 | JAMES R. PORTER | | | For | For |
| 10 | MICHAELA K. RODENO | | | For | For |
| 11 | KEN P. WILCOX | | | For | For |
| 12 | KYUNG H. YOON | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Miscellaneous Compensation Plans | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 5166 | 0 | 13-Apr-2009 | 13-Apr-2009 |
SEQUENOM, INC. | | | | | |
Security | | 817337405 | | Meeting Type | Annual | |
Ticker Symbol | SQNM | | Meeting Date | 12-May-2009 |
ISIN | | US8173374054 | | Agenda | 933048743 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | ERNST-GUNTER AFTING | | | For | For |
| 2 | C.R. CANTOR, PH.D. | | | For | For |
| 3 | JOHN A. FAZIO | | | For | For |
| 4 | H.F. HIXSON, JR., PH.D. | | | For | For |
| 5 | RICHARD A. LERNER, M.D. | | | For | For |
| 6 | R.M. LINDSAY, PH.D. | | | For | For |
| 7 | HARRY STYLLI, PH.D. | | | For | For |
| 8 | KATHLEEN M. WILTSEY | | | For | For |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 20442 | 0 | 21-Apr-2009 | 21-Apr-2009 |
ADVENT SOFTWARE, INC. | | | | |
Security | | 007974108 | | Meeting Type | Annual | |
Ticker Symbol | ADVS | | Meeting Date | 13-May-2009 |
ISIN | | US0079741080 | | Agenda | 933027383 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | JOHN H. SCULLY | | | For | For |
| 2 | STEPHANIE G. DIMARCO | | | For | For |
| 3 | A. GEORGE BATTLE | | | For | For |
| 4 | ROBERT A. ETTL | | | For | For |
| 5 | JAMES D. KIRSNER | | | For | For |
| 6 | JAMES P. ROEMER | | | For | For |
| 7 | WENDELL G. VAN AUKEN | | | For | For |
| 8 | CHRISTINE S. MANFREDI | | | For | For |
2 | Ratify Appointment of Independent Auditors | | Management | For | For |
3 | Amend Stock Option Plan | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 5041 | 0 | 13-Apr-2009 | 13-Apr-2009 |
WABTEC CORPORATION | | | | |
| | | | | | |
Security | | 929740108 | | Meeting Type | Annual | |
Ticker Symbol | WAB | | Meeting Date | 13-May-2009 |
ISIN | | US9297401088 | | Agenda | 933032055 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | BRIAN P. HEHIR | | | Withheld | Against |
| 2 | MICHAEL W.D. HOWELL | | | Withheld | Against |
| 3 | NICKOLAS W. VANDE STEEG | | | Withheld | Against |
| 4 | GARY C. VALADE | | | Withheld | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 13645 | 0 | 13-Apr-2009 | 13-Apr-2009 |
THORATEC CORPORATION | | | | |
Security | | 885175307 | | Meeting Type | Annual | |
Ticker Symbol | THOR | | Meeting Date | 13-May-2009 |
ISIN | | US8851753074 | | Agenda | 933062488 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | NEIL F. DIMICK | | | For | For |
| 2 | GERHARD F. BURBACH | | | For | For |
| 3 | J. DANIEL COLE | | | For | For |
| 4 | STEVEN H. COLLIS | | | For | For |
| 5 | ELISHA W. FINNEY | | | For | For |
| 6 | D. KEITH GROSSMAN | | | For | For |
| 7 | PAUL A. LAVIOLETTE | | | For | For |
| 8 | DANIEL M. MULVENA | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 21374 | 0 | 27-Apr-2009 | 27-Apr-2009 |
ALEXION PHARMACEUTICALS, INC. | | | | |
Security | | 015351109 | | Meeting Type | Annual | |
Ticker Symbol | ALXN | | Meeting Date | 13-May-2009 |
ISIN | | US0153511094 | | Agenda | 933076552 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | LEONARD BELL | | | For | For |
| 2 | MAX LINK | | | For | For |
| 3 | JOSEPH A. MADRI | | | For | For |
| 4 | LARRY L. MATHIS | | | For | For |
| 5 | R. DOUGLAS NORBY | | | For | For |
| 6 | ALVIN S. PARVEN | | | For | For |
| 7 | RUEDI E. WAEGER | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 9982 | 0 | 05-May-2009 | 05-May-2009 |
ANSYS, INC. | | | | | |
Security | | 03662Q105 | | Meeting Type | Annual | |
Ticker Symbol | ANSS | | Meeting Date | 14-May-2009 |
| | | | | | |
ISIN | | US03662Q1058 | | Agenda | 933027092 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | PETER J. SMITH | | | Withheld | Against |
| 2 | BRADFORD C. MORLEY | | | Withheld | Against |
| 3 | PATRICK J. ZILVITIS | | | Withheld | Against |
2 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 18888 | 0 | 13-Apr-2009 | 13-Apr-2009 |
WASTE CONNECTIONS, INC. | | | | |
Security | | 941053100 | | Meeting Type | Annual | |
Ticker Symbol | WCN | | Meeting Date | 14-May-2009 |
ISIN | | US9410531001 | | Agenda | 933029349 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | MICHAEL W. HARLAN | | | Withheld | Against |
| 2 | WILLIAM J. RAZZOUK | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 13398 | 0 | 15-Apr-2009 | 15-Apr-2009 |
GENCO SHIPPING & TRADING LTD. | | | | |
Security | | Y2685T107 | | Meeting Type | Annual | |
Ticker Symbol | GNK | | Meeting Date | 14-May-2009 |
ISIN | | MHY2685T1073 | | Agenda | 933033374 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | R.C. NORTH, USCG (RET.) | | | Withheld | Against |
| 2 | BASIL G. MAVROLEON | | | Withheld | Against |
| 3 | HARRY A. PERRIN | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 5139 | 0 | 15-Apr-2009 | 15-Apr-2009 |
FEI COMPANY | | | | | |
Security | | 30241L109 | | Meeting Type | Annual | |
Ticker Symbol | FEIC | | Meeting Date | 14-May-2009 |
ISIN | | US30241L1098 | | Agenda | 933034883 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | LAWRENCE A. BOCK | | | For | For |
| 2 | WILFRED J. CORRIGAN | | | For | For |
| 3 | DON R. KANIA | | | For | For |
| 4 | THOMAS F. KELLY | | | For | For |
| 5 | WILLIAM W. LATTIN | | | For | For |
| 6 | JAN C. LOBBEZOO | | | For | For |
| 7 | GERHARD H. PARKER | | | For | For |
| 8 | JAMES T. RICHARDSON | | | For | For |
| | | | | | |
| 9 | RICHARD H. WILLS | | | For | For |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Amend Employee Stock Purchase Plan | | Management | For | For |
04 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 12154 | 0 | 15-Apr-2009 | 15-Apr-2009 |
NATIONAL RETAIL PROPERTIES, INC. | | | | |
Security | | 637417106 | | Meeting Type | Annual | |
Ticker Symbol | NNN | | Meeting Date | 15-May-2009 |
ISIN | | US6374171063 | | Agenda | 933029527 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | DON DEFOSSET | | | For | For |
| 2 | DENNIS E. GERSHENSON | | | For | For |
| 3 | KEVIN B. HABICHT | | | For | For |
| 4 | RICHARD B. JENNINGS | | | For | For |
| 5 | TED B. LANIER | | | For | For |
| 6 | ROBERT C. LEGLER | | | For | For |
| 7 | CRAIG MACNAB | | | For | For |
| 8 | ROBERT MARTINEZ | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Transact Other Business | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 4260 | 0 | 08-Apr-2009 | 08-Apr-2009 |
NETLOGIC MICROSYSTEMS, INC. | | | | |
Security | | 64118B100 | | Meeting Type | Annual | |
Ticker Symbol | NETL | | Meeting Date | 15-May-2009 |
ISIN | | US64118B1008 | | Agenda | 933043159 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | STEVEN DOMENIK | | | Withheld | Against |
| 2 | DOUGLAS BROYLES | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 6106 | 0 | 15-Apr-2009 | 15-Apr-2009 |
SEATTLE GENETICS, INC. | | | | |
Security | | 812578102 | | Meeting Type | Annual | |
Ticker Symbol | SGEN | | Meeting Date | 15-May-2009 |
ISIN | | US8125781026 | | Agenda | 933045204 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | CLAY B. SIEGALL | | | Withheld | Against |
| 2 | FELIX BAKER | | | Withheld | Against |
| 3 | DANIEL F. HOTH | | | Withheld | Against |
02 | Stock Issuance | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 14862 | 0 | 20-Apr-2009 | 20-Apr-2009 |
OLD DOMINION FREIGHT LINE, INC. | | | | |
Security | | 679580100 | | Meeting Type | Annual | |
Ticker Symbol | ODFL | | Meeting Date | 18-May-2009 |
ISIN | | US6795801009 | | Agenda | 933051764 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | EARL E. CONGDON | | | For | For |
| 2 | DAVID S. CONGDON | | | For | For |
| 3 | JOHN R. CONGDON | | | For | For |
| 4 | J. PAUL BREITBACH | | | For | For |
| 5 | JOHN R. CONGDON, JR. | | | For | For |
| 6 | ROBERT G. CULP, III | | | For | For |
| 7 | JOHN D. KASARDA | | | For | For |
| 8 | LEO H. SUGGS | | | For | For |
| 9 | D. MICHAEL WRAY | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 3073 | 0 | 21-Apr-2009 | 21-Apr-2009 |
TEXAS CAPITAL BANCSHARES, INC. | | | | |
Security | | 88224Q107 | | Meeting Type | Annual | |
Ticker Symbol | TCBI | | Meeting Date | 19-May-2009 |
ISIN | | US88224Q1076 | | Agenda | 933039302 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | GEORGE F. JONES, JR. | | | For | For |
| 2 | PETER B. BARTHOLOW | | | For | For |
| 3 | JOSEPH M. (JODY) GRANT | | | For | For |
| 4 | FREDERICK B. HEGI, JR. | | | For | For |
| 5 | LARRY L. HELM | | | For | For |
| 6 | JAMES R. HOLLAND, JR. | | | For | For |
| 7 | W. W. MCALLISTER III | | | For | For |
| 8 | LEE ROY MITCHELL | | | For | For |
| 9 | STEVEN P. ROSENBERG | | | For | For |
| 10 | ROBERT W. STALLINGS | | | For | For |
| 11 | IAN J. TURPIN | | | For | For |
02 | Miscellaneous Compensation Plans | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 22891 | 0 | 15-Apr-2009 | 15-Apr-2009 |
COMSTOCK RESOURCES, INC. | | | | |
Security | | 205768203 | | Meeting Type | Annual | |
Ticker Symbol | CRK | | Meeting Date | 19-May-2009 |
ISIN | | US2057682039 | | Agenda | 933060294 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | ROLAND O. BURNS | | | Withheld | Against |
| 2 | DAVID K. LOCKETT | | | Withheld | Against |
| | | | | | |
02 | Approve Stock Compensation Plan | | Management | For | For |
03 | Authorize Common Stock Increase | | Management | For | For |
04 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 3830 | 0 | 27-Apr-2009 | 27-Apr-2009 |
AIRTRAN HOLDINGS, INC. | | | | |
Security | | 00949P108 | | Meeting Type | Annual | |
Ticker Symbol | AAI | | Meeting Date | 20-May-2009 |
ISIN | | US00949P1084 | | Agenda | 933040432 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | GEOFFREY T. CROWLEY | | | Withheld | Against |
| 2 | DON L. CHAPMAN | | | Withheld | Against |
| 3 | LEWIS H. JORDAN | | | Withheld | Against |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 60161 | 0 | 16-Apr-2009 | 16-Apr-2009 |
CHIQUITA BRANDS INTERNATIONAL, INC. | | | | |
Security | | 170032809 | | Meeting Type | Annual | |
Ticker Symbol | CQB | | Meeting Date | 20-May-2009 |
ISIN | | US1700328099 | | Agenda | 933043109 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | FERNANDO AGUIRRE | | | For | For |
| 2 | KERRII B. ANDERSON | | | For | For |
| 3 | HOWARD W. BARKER, JR. | | | For | For |
| 4 | WILLIAM H. CAMP | | | For | For |
| 5 | ROBERT W. FISHER | | | For | For |
| 6 | CLARE M. HASLER | | | For | For |
| 7 | DURK I. JAGER | | | For | For |
| 8 | JAIME SERRA | | | For | For |
| 9 | STEVEN P. STANBROOK | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 40047 | 0 | 20-Apr-2009 | 20-Apr-2009 |
ITC HOLDINGS CORP. | | | | |
Security | | 465685105 | | Meeting Type | Annual | |
Ticker Symbol | ITC | | Meeting Date | 20-May-2009 |
ISIN | | US4656851056 | | Agenda | 933048971 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | EDWARD G. JEPSEN | | | For | For |
| 2 | RICHARD D. MCLELLAN | | | For | For |
| 3 | WILLIAM J. MUSELER | | | For | For |
| 4 | HAZEL R. O'LEARY | | | For | For |
| 5 | G. BENNETT STEWART, III | | | For | For |
| 6 | LEE C. STEWART | | | For | For |
| | | | | | |
| 7 | JOSEPH L. WELCH | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 4610 | 0 | 22-Apr-2009 | 22-Apr-2009 |
CALIFORNIA PIZZA KITCHEN, INC. | | | | |
Security | | 13054D109 | | Meeting Type | Annual | |
Ticker Symbol | CPKI | | Meeting Date | 20-May-2009 |
ISIN | | US13054D1090 | | Agenda | 933054102 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | WILLIAM C. BAKER | | | For | For |
| 2 | LESLIE E. BIDER | | | For | For |
| 3 | MARSHALL S. GELLER | | | For | For |
| 4 | LARRY S. FLAX | | | For | For |
| 5 | CHARLES G. PHILLIPS | | | For | For |
| 6 | RICHARD L. ROSENFIELD | | | For | For |
| 7 | ALAN I. ROTHENBERG | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 7677 | 0 | 21-Apr-2009 | 21-Apr-2009 |
HARMONIC INC. | | | | | |
Security | | 413160102 | | Meeting Type | Annual | |
Ticker Symbol | HLIT | | Meeting Date | 21-May-2009 |
ISIN | | US4131601027 | | Agenda | 933035366 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | PATRICK J. HARSHMAN | | | For | For |
| 2 | HAROLD COVERT | | | For | For |
| 3 | PATRICK GALLAGHER | | | For | For |
| 4 | E. FLOYD KVAMME | | | For | For |
| 5 | ANTHONY J. LEY | | | For | For |
| 6 | WILLIAM F. REDDERSEN | | | For | For |
| 7 | LEWIS SOLOMON | | | For | For |
| 8 | DAVID R. VAN VALKENBURG | | | For | For |
2 | Amend Employee Stock Purchase Plan | | Management | For | For |
3 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 38995 | 0 | 15-Apr-2009 | 15-Apr-2009 |
MONOLITHIC POWER SYSTEMS, INC. | | | | |
Security | | 609839105 | | Meeting Type | Annual | |
Ticker Symbol | MPWR | | Meeting Date | 21-May-2009 |
ISIN | | US6098391054 | | Agenda | 933035645 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | KAREN A. SMITH BOGART | | | Withheld | Against |
| 2 | JAMES C. MOYER | | | Withheld | Against |
2 | Ratify Appointment of Independent Auditors | | Management | For | For |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 15612 | 0 | 15-Apr-2009 | 15-Apr-2009 |
NUVASIVE, INC. | | | | | |
Security | | 670704105 | | Meeting Type | Annual | |
Ticker Symbol | NUVA | | Meeting Date | 21-May-2009 |
ISIN | | US6707041058 | | Agenda | 933037295 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | PETER C FARRELL PHD, AM | | | Withheld | Against |
| 2 | LESLEY H. HOWE | | | Withheld | Against |
| 3 | EILEEN M. MORE | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 2592 | 0 | 15-Apr-2009 | 15-Apr-2009 |
LUMINEX CORPORATION | | | | |
Security | | 55027E102 | | Meeting Type | Annual | |
Ticker Symbol | LMNX | | Meeting Date | 21-May-2009 |
ISIN | | US55027E1029 | | Agenda | 933037904 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
01 | Election of Directors | | Management | | |
| 1 | PATRICK J. BALTHROP, SR | | | ��Withheld | Against |
| 2 | G. WALTER LOEWENBAUM II | | | Withheld | Against |
| 3 | KEVIN M. MCNAMARA | | | Withheld | Against |
| 4 | EDWARD A. OGUNRO, PH.D | | | Withheld | Against |
02 | Amend Stock Compensation Plan | | Management | Against | Against |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 2908 | 0 | 16-Apr-2009 | 16-Apr-2009 |
ATHEROS COMMUNICATIONS, INC. | | | | |
Security | | 04743P108 | | Meeting Type | Annual | |
Ticker Symbol | ATHR | | Meeting Date | 21-May-2009 |
ISIN | | US04743P1084 | | Agenda | 933041030 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
1 | Election of Directors | | Management | | |
| 1 | JOHN L. HENNESSY | | | Withheld | Against |
| 2 | CRAIG H. BARRATT | | | Withheld | Against |
| 3 | CHRISTINE KING | | | Withheld | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 8680 | 0 | 15-Apr-2009 | 15-Apr-2009 |
CHIPOTLE MEXICAN GRILL, INC. | | | | |
Security | | 169656105 | | Meeting Type | Annual | |
Ticker Symbol | CMG | | Meeting Date | 21-May-2009 |
ISIN | | US1696561059 | | Agenda | 933045610 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
| | | | | | |
01 | Election of Directors | | Management | | |
| 1 | STEVE ELLS | | | Withheld | Against |
| 2 | PATRICK J. FLYNN | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 3126 | 0 | 17-Apr-2009 | 17-Apr-2009 |
HCC INSURANCE HOLDINGS, INC. | | | | |
Security | | 404132102 | | Meeting Type | Annual | |
Ticker Symbol | HCC | | Meeting Date | 21-May-2009 |
ISIN | | US4041321021 | | Agenda | 933055736 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | FRANK J. BRAMANTI | | | For | For |
| 2 | WALTER M. DUER | | | For | For |
| 3 | EDWARD H. ELLIS, JR. | | | For | For |
| 4 | JAMES C. FLAGG | | | For | For |
| 5 | THOMAS M. HAMILTON | | | For | For |
| 6 | JOHN N. MOLBECK, JR. | | | For | For |
| 7 | JAMES E. OESTERREICHER | | | For | For |
| 8 | ROBERT A. ROSHOLT | | | For | For |
| 9 | C.J.B. WILLIAMS | | | For | For |
| 10 | SCOTT W. WISE | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 13958 | 0 | 23-Apr-2009 | 23-Apr-2009 |
SUCCESSFACTORS, INC. | | | | |
Security | | 864596101 | | Meeting Type | Annual | |
Ticker Symbol | SFSF | | Meeting Date | 22-May-2009 |
ISIN | | US8645961017 | | Agenda | 933068961 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | ERIC C.W. DUNN | | | Withheld | Against |
| 2 | DAVID N. STROHM | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 17770 | 0 | 04-May-2009 | 04-May-2009 |
ONYX PHARMACEUTICALS, INC. | | | | |
Security | | 683399109 | | Meeting Type | Annual | |
Ticker Symbol | ONXX | | Meeting Date | 26-May-2009 |
ISIN | | US6833991093 | | Agenda | 933048197 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | PAUL GODDARD, PH.D. | | | Withheld | Against |
| 2 | A.J. GRILLO-LOPEZ, M.D. | | | Withheld | Against |
| 3 | WENDELL WIERENGA, PH.D. | | | Withheld | Against |
02 | Amend Stock Compensation Plan | | Management | Against | Against |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
| | | | | | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 2129 | 0 | 21-Apr-2009 | 21-Apr-2009 |
THE WET SEAL, INC. | | | | |
Security | | 961840105 | | Meeting Type | Annual | |
Ticker Symbol | WTSLA | | Meeting Date | 27-May-2009 |
ISIN | | US9618401056 | | Agenda | 933076021 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JONATHAN DUSKIN | | | For | For |
| 2 | SIDNEY M. HORN | | | For | For |
| 3 | HAROLD D. KAHN | | | For | For |
| 4 | KENNETH M. REISS | | | For | For |
| 5 | ALAN SIEGEL | | | For | For |
| 6 | EDMOND S. THOMAS | | | For | For |
| 7 | HENRY D. WINTERSTERN | | | For | For |
| 8 | MICHAEL ZIMMERMAN | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 108029 | 0 | 07-May-2009 | 07-May-2009 |
WENDY'S/ARBY'S GROUP INC | | | | |
Security | | 950587105 | | Meeting Type | Annual | |
Ticker Symbol | WEN | | Meeting Date | 28-May-2009 |
ISIN | | US9505871056 | | Agenda | 933051815 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | NELSON PELTZ | | | For | For |
| 2 | PETER W. MAY | | | For | For |
| 3 | HUGH L. CAREY | | | For | For |
| 4 | CLIVE CHAJET | | | For | For�� |
| 5 | EDWARD P. GARDEN | | | For | For |
| 6 | JANET HILL | | | For | For |
| 7 | JOSEPH A. LEVATO | | | For | For |
| 8 | J. RANDOLPH LEWIS | | | For | For |
| 9 | DAVID E. SCHWAB II | | | For | For |
| 10 | ROLAND C. SMITH | | | For | For |
| 11 | RAYMOND S. TROUBH | | | For | For |
| 12 | JACK G. WASSERMAN | | | For | For |
02 | Approve Charter Amendment | | Management | For | For |
03 | Approve Charter Amendment | | Management | For | For |
04 | Approve Charter Amendment | | Management | Against | Against |
05 | Approve Charter Amendment | | Management | Against | Against |
06 | Approve Charter Amendment | | Management | For | For |
07 | Approve Cash/Stock Bonus Plan | | Management | For | For |
08 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 53884 | 0 | 24-Apr-2009 | 24-Apr-2009 |
THESTREET.COM, INC. | | | | |
Security | | 88368Q103 | | Meeting Type | Annual | |
Ticker Symbol | TSCM | | Meeting Date | 28-May-2009 |
| | | | | | |
ISIN | | US88368Q1031 | | Agenda | 933053009 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JAMES J. CRAMER | | | Withheld | Against |
| 2 | MARTIN PERETZ | | | Withheld | Against |
| 3 | DEREK IRWIN | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 26082 | 0 | 13-May-2009 | 13-May-2009 |
IXIA | | | | | | |
Security | | 45071R109 | | Meeting Type | Annual | |
Ticker Symbol | XXIA | | Meeting Date | 28-May-2009 |
ISIN | | US45071R1095 | | Agenda | 933067060 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | LAURENT ASSCHER | | | For | For |
| 2 | ATUL BHATNAGAR | | | For | For |
| 3 | JONATHAN FRAM | | | For | For |
| 4 | ERROL GINSBERG | | | For | For |
| 5 | GAIL HAMILTON | | | For | For |
| 6 | JON F. RAGER | | | For | For |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 36021 | 0 | 28-Apr-2009 | 28-Apr-2009 |
NEUTRAL TANDEM, INC. | | | | |
Security | | 64128B108 | | Meeting Type | Annual | |
Ticker Symbol | TNDM | | Meeting Date | 28-May-2009 |
ISIN | | US64128B1089 | | Agenda | 933071843 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | RIAN J. WREN | | | For | For |
| 2 | JAMES P. HYNES | | | For | For |
| 3 | DIXON R. DOLL | | | For | For |
| 4 | PETER J. BARRIS | | | For | For |
| 5 | ROBERT C. HAWK | | | For | For |
| 6 | LAWRENCE M. INGENERI | | | For | For |
| 7 | G. EDWARD EVANS | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 30214 | 0 | 05-May-2009 | 05-May-2009 |
PRIVATEBANCORP, INC. | | | | |
Security | | 742962103 | | Meeting Type | Annual | |
Ticker Symbol | PVTB | | Meeting Date | 28-May-2009 |
ISIN | | US7429621037 | | Agenda | 933079914 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
| | | | | | |
01 | Election of Directors | | Management | | |
| 1 | NORMAN R. BOBINS | | | Withheld | Against |
| 2 | ALEJANDRO SILVA | | | Withheld | Against |
| 3 | JAMES C. TYREE | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Miscellaneous Corporate Governance | | Management | For | For |
04 | Approve New Class of Stock | | Management | For | For |
05 | Stock Conversion | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 10002 | 0 | 13-May-2009 | 13-May-2009 |
CATALYST HEALTH SOLUTIONS INC | | | | |
Security | | 14888B103 | | Meeting Type | Annual | |
Ticker Symbol | CHSI | | Meeting Date | 01-Jun-2009 |
ISIN | | US14888B1035 | | Agenda | 933068896 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | STEVEN B. EPSTEIN | | | Withheld | Against |
| 2 | MICHAEL R. MCDONNELL | | | Withheld | Against |
| 3 | DALE B. WOLF | | | Withheld | Against |
02 | Adopt Employee Stock Purchase Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 1711 | 0 | 04-May-2009 | 04-May-2009 |
CONCHO RESOURCES INC | | | | |
Security | | 20605P101 | | Meeting Type | Annual | |
Ticker Symbol | CXO | | Meeting Date | 02-Jun-2009 |
ISIN | | US20605P1012 | | Agenda | 933072403 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | STEVEN L. BEAL | | | Withheld | Against |
| 2 | TUCKER S. BRIDWELL | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 5110 | 0 | 04-May-2009 | 04-May-2009 |
RIVERBED TECHNOLOGY, INC. | | | | |
Security | | 768573107 | | Meeting Type | Annual | |
Ticker Symbol | RVBD | | Meeting Date | 03-Jun-2009 |
ISIN | | US7685731074 | | Agenda | 933067604 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JERRY M. KENNELLY | | | Withheld | Against |
| 2 | STANLEY J. MERESMAN | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 13611 | 0 | 06-May-2009 | 06-May-2009 |
BJ'S RESTAURANTS, INC. | | | | |
| | | | | | |
Security | | 09180C106 | | Meeting Type | Annual | |
Ticker Symbol | BJRI | | Meeting Date | 03-Jun-2009 |
ISIN | | US09180C1062 | | Agenda | 933077352 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | GERALD W. DEITCHLE | | | For | For |
| 2 | JAMES A. DAL POZZO | | | For | For |
| 3 | J. ROGER KING | | | For | For |
| 4 | SHANN M. BRASSFIELD | | | For | For |
| 5 | LARRY D. BOUTS | | | For | For |
| 6 | JOHN F. GRUNDHOFER | | | For | For |
| 7 | PETER A. BASSI | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 17815 | 0 | 07-May-2009 | 07-May-2009 |
EXCO RESOURCES, INC. | | | | |
Security | | 269279402 | | Meeting Type | Annual | |
Ticker Symbol | XCO | | Meeting Date | 04-Jun-2009 |
ISIN | | US2692794025 | | Agenda | 933070245 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | DOUGLAS H. MILLER | | | For | For |
| 2 | STEPHEN F. SMITH | | | For | For |
| 3 | JEFFREY D. BENJAMIN | | | For | For |
| 4 | VINCENT J. CEBULA | | | For | For |
| 5 | EARL E. ELLIS | | | For | For |
| 6 | B. JAMES FORD | | | For | For |
| 7 | T. BOONE PICKENS | | | For | For |
| 8 | JEFFREY S. SEROTA | | | For | For |
| 9 | ROBERT L. STILLWELL | | | For | For |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 8897 | 0 | 04-May-2009 | 04-May-2009 |
BLACKBOARD INC. | | | | | |
Security | | 091935502 | | Meeting Type | Annual | |
Ticker Symbol | BBBB | | Meeting Date | 04-Jun-2009 |
ISIN | | US0919355026 | | Agenda | 933075827 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | MICHAEL L. CHASEN | | | Withheld | Against |
| 2 | THOMAS KALINSKE | | | Withheld | Against |
02 | Amend Stock Compensation Plan | | Management | Against | Against |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
04 | Transact Other Business | | Management | Against | Against |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 16480 | 0 | 07-May-2009 | 07-May-2009 |
ATLAS ENERGY RESOURCES, LLC | | | | |
| | | | | | |
Security | | 049303100 | | Meeting Type | Annual | |
Ticker Symbol | ATN | | Meeting Date | 04-Jun-2009 |
ISIN | | US0493031001 | | Agenda | 933088507 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | EDWARD E. COHEN | | | For | For |
| 2 | JONATHAN Z. COHEN | | | For | For |
| 3 | JESSICA K. DAVIS | | | For | For |
| 4 | WALTER C. JONES | | | For | For |
| 5 | ELLEN F. WARREN | | | For | For |
| 6 | RICHARD D. WEBER | | | For | For |
| 7 | BRUCE M. WOLF | | | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 6138 | 0 | 19-May-2009 | 19-May-2009 |
GENOMIC HEALTH, INC. | | | | |
Security | | 37244C101 | | Meeting Type | Annual | |
Ticker Symbol | GHDX | | Meeting Date | 08-Jun-2009 |
ISIN | | US37244C1018 | | Agenda | 933078734 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | RANDAL W. SCOTT | | | For | For |
| 2 | KIMBERLY J. POPOVITS | | | For | For |
| 3 | JULIAN C. BAKER | | | For | For |
| 4 | BROOK H. BYERS | | | For | For |
| 5 | FRED E. COHEN | | | For | For |
| 6 | SAMUEL D. COLELLA | | | For | For |
| 7 | GINGER L. GRAHAM | | | For | For |
| 8 | RANDALL S. LIVINGSTON | | | For | For |
| 9 | WOODROW A. MYERS, JR. | | | For | For |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 1260 | 0 | 08-May-2009 | 08-May-2009 |
KBW, INC. | | | | | | |
Security | | 482423100 | | Meeting Type | Annual | |
Ticker Symbol | KBW | | Meeting Date | 09-Jun-2009 |
ISIN | | US4824231009 | | Agenda | 933073431 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JOHN G. DUFFY | | | Withheld | Against |
| 2 | DANIEL M. HEALY | | | Withheld | Against |
| 3 | MICHAEL J. ZIMMERMAN | | | Withheld | Against |
02 | Approve Cash/Stock Bonus Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 1900 | 0 | 08-May-2009 | 08-May-2009 |
NCI, INC. | | | | | | |
| | | | | | |
Security | | 62886K104 | | Meeting Type | Annual | |
Ticker Symbol | NCIT | | Meeting Date | 10-Jun-2009 |
ISIN | | US62886K1043 | | Agenda | 933075485 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | CHARLES K. NARANG | | | For | For |
| 2 | TERRY W. GLASGOW | | | For | For |
| 3 | JAMES P. ALLEN | | | For | For |
| 4 | JOHN E. LAWLER | | | For | For |
| 5 | PAUL V. LOMBARDI | | | For | For |
| 6 | J. PATRICK MCMAHON | | | For | For |
| 7 | GURVINDER P. SINGH | | | For | For |
| 8 | STEPHEN L. WAECHTER | | | For | For |
| 9 | DANIEL R. YOUNG | | | For | For |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 2085 | 0 | 07-May-2009 | 07-May-2009 |
REGENERON PHARMACEUTICALS, INC. | | | | |
Security | | 75886F107 | | Meeting Type | Annual | |
Ticker Symbol | REGN | | Meeting Date | 12-Jun-2009 |
ISIN | | US75886F1075 | | Agenda | 933071273 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | CHARLES A. BAKER | | | Withheld | Against |
| 2 | MICHAEL S. BROWN, M.D. | | | Withheld | Against |
| 3 | ARTHUR F. RYAN | | | Withheld | Against |
| 4 | GEORGE L. SING | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 14407 | 0 | 06-May-2009 | 06-May-2009 |
MASIMO CORPORATION | | | | |
Security | | 574795100 | | Meeting Type | Annual | |
Ticker Symbol | MASI | | Meeting Date | 16-Jun-2009 |
ISIN | | US5747951003 | | Agenda | 933084458 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | EDWARD L. CAHILL | | | Withheld | Against |
| 2 | ROBERT COLEMAN, PH.D. | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
000394914 | | 93I | 4238 | 0 | 19-May-2009 | 19-May-2009 |
OSI PHARMACEUTICALS, INC. | | | | |
Security | | 671040103 | | Meeting Type | Annual | |
Ticker Symbol | OSIP | | Meeting Date | 17-Jun-2009 |
ISIN | | US6710401034 | | Agenda | 933080513 - Management |
| | | | | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | ROBERT A. INGRAM | | | For | For |
| 2 | COLIN GODDARD, PH.D. | | | For | For |
| 3 | SANTO J. COSTA | | | For | For |
| 4 | JOSEPH KLEIN, III | | | For | For |
| 5 | KENNETH B. LEE, JR. | | | For | For |
| 6 | VIREN MEHTA | | | For | For |
| 7 | DAVID W. NIEMIEC | | | For | For |
| 8 | H.M. PINEDO, MD, PH.D. | | | For | For |
| 9 | KATHARINE B. STEVENSON | | | For | For |
| 10 | JOHN P. WHITE | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 12114 | 0 | 18-May-2009 | 18-May-2009 |
ULTA SALON, COSMETICS & FRAGRANCE, INC | | | | |
Security | | 90384S303 | | Meeting Type | Annual | |
Ticker Symbol | ULTA | | Meeting Date | 17-Jun-2009 |
ISIN | | US90384S3031 | | Agenda | 933084179 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | HERVE J.F. DEFFOREY | | | Withheld | Against |
| 2 | ROBERT F. DIROMUALDO | | | Withheld | Against |
| 3 | LORNA E. NAGLER | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 20026 | 0 | 18-May-2009 | 18-May-2009 |
GSI COMMERCE, INC. | | | | |
Security | | 36238G102 | | Meeting Type | Annual | |
Ticker Symbol | GSIC | | Meeting Date | 18-Jun-2009 |
ISIN | | US36238G1022 | | Agenda | 933082670 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
1 | Election of Directors | | Management | | |
| 1 | MICHAEL G. RUBIN | | | For | For |
| 2 | M. JEFFREY BRANMAN | | | For | For |
| 3 | MICHAEL J. DONAHUE | | | For | For |
| 4 | RONALD D. FISHER | | | For | For |
| 5 | JOHN A. HUNTER | | | For | For |
| 6 | MARK S. MENELL | | | For | For |
| 7 | JEFFREY F. RAYPORT | | | For | For |
| 8 | LAWRENCE S. SMITH | | | For | For |
| 9 | ANDREA M. WEISS | | | For | For |
10 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 36956 | 0 | 18-May-2009 | 18-May-2009 |
AEROPOSTALE, INC. | | | | |
Security | | 007865108 | | Meeting Type | Annual | |
Ticker Symbol | ARO | | Meeting Date | 18-Jun-2009 |
| | | | | | |
ISIN | | US0078651082 | | Agenda | 933082959 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | JULIAN R. GEIGER | | | For | For |
| 2 | BODIL ARLANDER | | | For | For |
| 3 | RONALD R. BEEGLE | | | For | For |
| 4 | JOHN N. HAUGH | | | For | For |
| 5 | ROBERT B. CHAVEZ | | | For | For |
| 6 | MINDY C. MEADS | | | For | For |
| 7 | JOHN D. HOWARD | | | For | For |
| 8 | DAVID B. VERMYLEN | | | For | For |
| 9 | KARIN HIRTLER-GARVEY | | | For | For |
| 10 | EVELYN DILSAVER | | | For | For |
| 11 | THOMAS P. JOHNSON | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 10080 | 0 | 19-May-2009 | 19-May-2009 |
BIOMIMETIC THERAPEUTICS, INC. | | | | |
Security | | 09064X101 | | Meeting Type | Annual | |
Ticker Symbol | BMTI | | Meeting Date | 18-Jun-2009 |
ISIN | | US09064X1019 | | Agenda | 933095526 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | THORKIL K. CHRISTENSEN | | | Withheld | Against |
| 2 | CHRIS EHRLICH | | | Withheld | Against |
| 3 | CHARLES W. FEDERICO | | | Withheld | Against |
02 | Miscellaneous Corporate Actions | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 28827 | 0 | 27-May-2009 | 27-May-2009 |
INTERNET CAPITAL GROUP, INC. | | | | |
Security | | 46059C205 | | Meeting Type | Annual | |
Ticker Symbol | ICGE | | Meeting Date | 19-Jun-2009 |
ISIN | | US46059C2052 | | Agenda | 933078708 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | DAVID J. BERKMAN | | | Withheld | Against |
| 2 | DAVID K. DOWNES | | | Withheld | Against |
| 3 | WARREN V. MUSSER | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
03 | Amend Stock Compensation Plan | | Management | For | For |
04 | Transact Other Business | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 22699 | 0 | 13-May-2009 | 13-May-2009 |
UNIVERSAL DISPLAY CORPORATION | | | | |
Security | | 91347P105 | | Meeting Type | Annual | |
Ticker Symbol | PANL | | Meeting Date | 25-Jun-2009 |
ISIN | | US91347P1057 | | Agenda | 933072225 - Management |
| | | | | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | STEVEN V. ABRAMSON | | | For | For |
| 2 | LEONARD BECKER | | | For | For |
| 3 | ELIZABETH H. GEMMILL | | | For | For |
| 4 | C. KEITH HARTLEY | | | For | For |
| 5 | LAWRENCE LACERTE | | | For | For |
| 6 | SIDNEY D. ROSENBLATT | | | For | For |
| 7 | SHERWIN I. SELIGSOHN | | | For | For |
02 | Approve Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 19117 | 0 | 05-May-2009 | 05-May-2009 |
CHARMING SHOPPES, INC. | | | | |
Security | | 161133103 | | Meeting Type | Annual | |
Ticker Symbol | CHRS | | Meeting Date | 25-Jun-2009 |
ISIN | | US1611331034 | | Agenda | 933087276 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | ARNAUD AJDLER | | | For | For |
| 2 | MICHAEL C. APPEL | | | For | For |
| 3 | RICHARD W. BENNET, III | | | For | For |
| 4 | YVONNE M. CURL | | | For | For |
| 5 | JAMES P. FOGARTY | | | For | For |
| 6 | MICHAEL GOLDSTEIN | | | For | For |
| 7 | KATHERINE M. HUDSON | | | For | For |
| 8 | ALAN ROSSKAMM | | | For | For |
| 9 | M. JEANNINE STRANDJORD | | | For | For |
02 | Amend Stock Compensation Plan | | Management | For | For |
03 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 35184 | 0 | 19-May-2009 | 19-May-2009 |
UNITED THERAPEUTICS CORPORATION | | | | |
Security | | 91307C102 | | Meeting Type | Annual | |
Ticker Symbol | UTHR | | Meeting Date | 26-Jun-2009 |
ISIN | | US91307C1027 | | Agenda | 933082036 - Management |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | RAY KURZWEIL | | | Withheld | Against |
| 2 | MARTINE ROTHBLATT | | | Withheld | Against |
| 3 | LOUIS SULLIVAN | | | Withheld | Against |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 5033 | 0 | 13-May-2009 | 13-May-2009 |
ALLEGIANT TRAVEL COMPANY | | | | |
Security | | 01748X102 | | Meeting Type | Annual | |
Ticker Symbol | ALGT | | Meeting Date | 26-Jun-2009 |
ISIN | | US01748X1028 | | Agenda | 933102698 - Management |
| | | | | | |
Item | Proposal | | Type | Vote | For/Against |
| | | | | | Management |
|
01 | Election of Directors | | Management | | |
| 1 | GARY ELLMER | | | For | For |
| 2 | TIMOTHY P. FLYNN | | | For | For |
| 3 | MAURICE J GALLAGHER, JR | | | For | For |
| 4 | CHARLES W. POLLARD | | | For | �� For |
| 5 | JOHN REDMOND | | | For | For |
02 | Ratify Appointment of Independent Auditors | | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
| | | | Shares | | |
|
000394914 | | 93I | 5888 | 0 | 08-Jun-2009 | 08-Jun-2009 |
| | | | | | | | | |
Principal Variable Contracts Funds, Inc. - SmallCap Growth Account II Sub-Advisor: UBS Global Asset Management | |
| | | | | | | |
Name | Ticker | SecurityID | Meeting Date | Record Date | Meeting Type | Ballot Shares Ballot Item Number ItemDesc | Vote Cast |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 09-Jul-08 | 22-May-08 | Annual | 4,074 | 1 | Elect Director Thomas J. Baltimore, Jr. | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 09-Jul-08 | 22-May-08 | Annual | 4,074 | 2 | Elect Director Keith Bradley | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 09-Jul-08 | 22-May-08 | Annual | 4,074 | 3 | Elect Director Richard E. Caruso | Against |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 09-Jul-08 | 22-May-08 | Annual | 4,074 | 4 | Elect Director Stuart M. Essig | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 09-Jul-08 | 22-May-08 | Annual | 4,074 | 5 | Elect Director Neal Moszkowski | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 09-Jul-08 | 22-May-08 | Annual | 4,074 | 6 | Elect Director Christian S. Schade | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 09-Jul-08 | 22-May-08 | Annual | 4,074 | 7 | Elect Director James M. Sullivan | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 09-Jul-08 | 22-May-08 | Annual | 4,074 | 8 | Elect Director Anne M. VanLent | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 09-Jul-08 | 22-May-08 | Annual | 4,074 | 9 | Ratify Auditors | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 09-Jul-08 | 22-May-08 | Annual | 4,074 | 10 | Amend Omnibus Stock Plan | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 09-Jul-08 | 22-May-08 | Annual | 4,074 | 11 | Amend Omnibus Stock Plan | Against |
Standard Microsystems Corp. | SMSC | 853626109 | 10-Jul-08 | 15-May-08 | Annual | 3,460 | 1.1 | Elect Director Steven J. Bilodeau | For |
Standard Microsystems Corp. | SMSC | 853626109 | 10-Jul-08 | 15-May-08 | Annual | 3,460 | 1.2 | Elect Director Peter F. Dicks | For |
Standard Microsystems Corp. | SMSC | 853626109 | 10-Jul-08 | 15-May-08 | Annual | 3,460 | 1.3 | Elect Director Stephen C. McCluski | For |
Standard Microsystems Corp. | SMSC | 853626109 | 10-Jul-08 | 15-May-08 | Annual | 3,460 | 2 | Ratify Auditors | For |
EnerSys | ENS | 29275Y102 | 17-Jul-08 | 02-Jun-08 | Annual | 16,500 | 1.1 | Elect Director John F. Lehman | For |
EnerSys | ENS | 29275Y102 | 17-Jul-08 | 02-Jun-08 | Annual | 16,500 | 1.2 | Elect Director Raymond E. Mabus, Jr. | For |
EnerSys | ENS | 29275Y102 | 17-Jul-08 | 02-Jun-08 | Annual | 16,500 | 1.3 | Elect Director Dennis S. Marlo | For |
EnerSys | ENS | 29275Y102 | 17-Jul-08 | 02-Jun-08 | Annual | 16,500 | 2 | Ratify Auditors | For |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 1 | Accept Financial Statements and Statutory Reports | For |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 2 | Reelect Dr. John Climax as Director | For |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 3 | Reelect Edward Roberts as Director | For |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 4 | Reelect Professor Dermot Kelleher as Director | For |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 5 | Authorize Board to Fix Remuneration of Auditors | For |
| | | | | | | | Approve ICON plc 2008 Employees Restricted Share Unit | |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 6 | | For |
| | | | | | | | Plan | |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 7 | Approve ICON plc Employee Share Option Plan 2008 | For |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 8 | Approve ICON plc Consultants Share Option Plan 2008 | For |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 9 | Increase Authorized Common Stock | For |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 10 | Approve Stock Split | For |
| | | | | | | | Authorize Issuance of Equity or Equity-Linked Securities with | |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 11 | | For |
| | | | | | | | Preemptive Rights | |
| | | | | | | | Authorize Issuance of Equity or Equity-Linked Securities | |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 12 | | For |
| | | | | | | | without Preemptive Rights | |
| | | | | | | | Authorize Share Repurchase Program and Reissuance of | |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 13 | | For |
| | | | | | | | Shares | |
Icon plc | NULL | 45103T107 | 21-Jul-08 | 12-Jun-08 | Annual | 8,200 | 14 | Amend Articles Re: Give Chairman a Second or Casting Vote | For |
|
Stanley, Inc. | SXE | 854532108 | 13-Aug-08 | 20-Jun-08 | Annual | 3,361 | 1.1 | Elect Director Philip O. Nolan | For |
Stanley, Inc. | SXE | 854532108 | 13-Aug-08 | 20-Jun-08 | Annual | 3,361 | 1.2 | Elect Director George H. Wilson | For |
Stanley, Inc. | SXE | 854532108 | 13-Aug-08 | 20-Jun-08 | Annual | 3,361 | 1.3 | Elect Director William E. Karlson | For |
Stanley, Inc. | SXE | 854532108 | 13-Aug-08 | 20-Jun-08 | Annual | 3,361 | 1.4 | Elect Director Lawrence A. Gallagher | For |
Stanley, Inc. | SXE | 854532108 | 13-Aug-08 | 20-Jun-08 | Annual | 3,361 | 1.5 | Elect Director James C. Hughes | For |
Stanley, Inc. | SXE | 854532108 | 13-Aug-08 | 20-Jun-08 | Annual | 3,361 | 1.6 | Elect Director Richard L. Kelly | For |
Stanley, Inc. | SXE | 854532108 | 13-Aug-08 | 20-Jun-08 | Annual | 3,361 | 1.7 | Elect Director Charles S. Ream | For |
Stanley, Inc. | SXE | 854532108 | 13-Aug-08 | 20-Jun-08 | Annual | 3,361 | 1.8 | Elect Director John P. Riceman | For |
Stanley, Inc. | SXE | 854532108 | 13-Aug-08 | 20-Jun-08 | Annual | 3,361 | 1.9 | Elect Director Jimmy D. Ross | For |
Stanley, Inc. | SXE | 854532108 | 13-Aug-08 | 20-Jun-08 | Annual | 3,361 | 2 | Ratify Auditors | For |
Teletech Holdings, Inc. | TTEC | 879939106 | 17-Sep-08 | 21-Jul-08 | Annual | 28,500 | 1.1 | Elect Director Kenneth D. Tuchman | For |
Teletech Holdings, Inc. | TTEC | 879939106 | 17-Sep-08 | 21-Jul-08 | Annual | 28,500 | 1.2 | Elect Director James E. Barlett | For |
Teletech Holdings, Inc. | TTEC | 879939106 | 17-Sep-08 | 21-Jul-08 | Annual | 28,500 | 1.3 | Elect Director W.A. Linnenbringer | For |
Teletech Holdings, Inc. | TTEC | 879939106 | 17-Sep-08 | 21-Jul-08 | Annual | 28,500 | 1.4 | Elect Director Ruth C. Lipper | For |
Teletech Holdings, Inc. | TTEC | 879939106 | 17-Sep-08 | 21-Jul-08 | Annual | 28,500 | 1.5 | Elect Director Shrikant Mehta | For |
Teletech Holdings, Inc. | TTEC | 879939106 | 17-Sep-08 | 21-Jul-08 | Annual | 28,500 | 1.6 | Elect Director Robert M. Tarola | For |
Teletech Holdings, Inc. | TTEC | 879939106 | 17-Sep-08 | 21-Jul-08 | Annual | 28,500 | 1.7 | Elect Director Shirley Young | For |
Teletech Holdings, Inc. | TTEC | 879939106 | 17-Sep-08 | 21-Jul-08 | Annual | 28,500 | 2 | Ratify Auditors | For |
Mednax, Inc. | MD | 705324101 | 24-Sep-08 | 11-Aug-08 | Special | 19,487 | 1 | Amend Nonqualified Employee Stock Purchase Plan | For |
ArcSight, Inc. | ARST | 39666102 | 25-Sep-08 | 15-Aug-08 | Annual | 20,800 | 1.1 | Elect Director William P. Crowell | For |
ArcSight, Inc. | ARST | 39666102 | 25-Sep-08 | 15-Aug-08 | Annual | 20,800 | 1.2 | Elect Director Scott A. Ryles | For |
ArcSight, Inc. | ARST | 39666102 | 25-Sep-08 | 15-Aug-08 | Annual | 20,800 | 1.3 | Elect Director Ted Schlein | For |
ArcSight, Inc. | ARST | 39666102 | 25-Sep-08 | 15-Aug-08 | Annual | 20,800 | 2 | Ratify Auditors | For |
DRS Technologies, Inc. | NULL | 23330X100 | 25-Sep-08 | 19-Aug-08 | Special | 3,983 | 1 | Approve Merger Agreement | For |
DRS Technologies, Inc. | NULL | 23330X100 | 25-Sep-08 | 19-Aug-08 | Special | 3,983 | 2 | Adjourn Meeting | For |
Blue Coat Systems, Inc. | BCSI | 09534T508 | 02-Oct-08 | 21-Aug-08 | Annual | 15,481 | 1.1 | Elect Director Brian M. NeSmith | For |
Blue Coat Systems, Inc. | BCSI | 09534T508 | 02-Oct-08 | 21-Aug-08 | Annual | 15,481 | 1.2 | Elect Director David W. Hanna | For |
Blue Coat Systems, Inc. | BCSI | 09534T508 | 02-Oct-08 | 21-Aug-08 | Annual | 15,481 | 1.3 | Elect Director James A. Barth | For |
Blue Coat Systems, Inc. | BCSI | 09534T508 | 02-Oct-08 | 21-Aug-08 | Annual | 15,481 | 1.4 | Elect Director Keith Geeslin | For |
| | | | | | | | | |
Name | Ticker | SecurityID | Meeting Date | Record Date Type Meeting | Ballot Shares Ballot Item Number ItemDesc | Vote Cast |
Blue Coat Systems, Inc. | BCSI | 09534T508 | 02-Oct-08 | 21-Aug-08 | Annual | 15,481 | 1.5 | Elect Director Timothy A. Howes | For |
Blue Coat Systems, Inc. | BCSI | 09534T508 | 02-Oct-08 | 21-Aug-08 | Annual | 15,481 | 1.6 | Elect Director James R. Tolonen | For |
Blue Coat Systems, Inc. | BCSI | 09534T508 | 02-Oct-08 | 21-Aug-08 | Annual | 15,481 | 2 | Ratify Auditors | For |
Abaxis, Inc. | ABAX | 2567105 | 28-Oct-08 | 29-Aug-08 | Annual | 4,600 | 1.1 | Elect Director Clinton H. Severson | For |
Abaxis, Inc. | ABAX | 2567105 | 28-Oct-08 | 29-Aug-08 | Annual | 4,600 | 1.2 | Elect Director R.J. Bastiani | For |
Abaxis, Inc. | ABAX | 2567105 | 28-Oct-08 | 29-Aug-08 | Annual | 4,600 | 1.3 | Elect Director Henk J. Evenhuis | For |
Abaxis, Inc. | ABAX | 2567105 | 28-Oct-08 | 29-Aug-08 | Annual | 4,600 | 1.4 | Elect Director Brenton G.A. Hanlon | For |
Abaxis, Inc. | ABAX | 2567105 | 28-Oct-08 | 29-Aug-08 | Annual | 4,600 | 1.5 | Elect Director Prithipal Singh | For |
Abaxis, Inc. | ABAX | 2567105 | 28-Oct-08 | 29-Aug-08 | Annual | 4,600 | 1.6 | Elect Director E.S. Tucker III | For |
Abaxis, Inc. | ABAX | 2567105 | 28-Oct-08 | 29-Aug-08 | Annual | 4,600 | 2 | Amend Omnibus Stock Plan | For |
Abaxis, Inc. | ABAX | 2567105 | 28-Oct-08 | 29-Aug-08 | Annual | 4,600 | 3 | Ratify Auditors | For |
Energy Conversion Devices, Inc. | ENER | 292659109 | 18-Nov-08 | 01-Oct-08 | Annual | 5,681 | 1.1 | Elect Director Joseph A. Avila | For |
Energy Conversion Devices, Inc. | ENER | 292659109 | 18-Nov-08 | 01-Oct-08 | Annual | 5,681 | 1.2 | Elect Director Alan E. Barton | For |
Energy Conversion Devices, Inc. | ENER | 292659109 | 18-Nov-08 | 01-Oct-08 | Annual | 5,681 | 1.3 | Elect Director Christopher P. Belden | For |
Energy Conversion Devices, Inc. | ENER | 292659109 | 18-Nov-08 | 01-Oct-08 | Annual | 5,681 | 1.4 | Elect Director Robert I. Frey | For |
Energy Conversion Devices, Inc. | ENER | 292659109 | 18-Nov-08 | 01-Oct-08 | Annual | 5,681 | 1.5 | Elect Director William J. Ketelhut | For |
Energy Conversion Devices, Inc. | ENER | 292659109 | 18-Nov-08 | 01-Oct-08 | Annual | 5,681 | 1.6 | Elect Director Mark D. Morelli | For |
Energy Conversion Devices, Inc. | ENER | 292659109 | 18-Nov-08 | 01-Oct-08 | Annual | 5,681 | 1.7 | Elect Director Stephen Rabinowitz | For |
Energy Conversion Devices, Inc. | ENER | 292659109 | 18-Nov-08 | 01-Oct-08 | Annual | 5,681 | 1.8 | Elect Director George A Schreiber, Jr. | For |
Energy Conversion Devices, Inc. | ENER | 292659109 | 18-Nov-08 | 01-Oct-08 | Annual | 5,681 | 2 | Ratify Auditors | For |
Resmed, Inc. | RMD | 761152107 | 20-Nov-08 | 24-Sep-08 | Annual | 6,616 | 1.1 | Elect Director Christopher G. Roberts | Withhold |
Resmed, Inc. | RMD | 761152107 | 20-Nov-08 | 24-Sep-08 | Annual | 6,616 | 1.2 | Elect Director John Wareham | For |
Resmed, Inc. | RMD | 761152107 | 20-Nov-08 | 24-Sep-08 | Annual | 6,616 | 2 | Amend Omnibus Stock Plan | For |
Resmed, Inc. | RMD | 761152107 | 20-Nov-08 | 24-Sep-08 | Annual | 6,616 | 3 | Ratify Auditors | For |
Comtech Telecommunications Corp. | CMTL | 205826209 | 05-Dec-08 | 06-Oct-08 | Annual | 9,400 | 1.1 | Elect Director Ira Kaplan | For |
Comtech Telecommunications Corp. | CMTL | 205826209 | 05-Dec-08 | 06-Oct-08 | Annual | 9,400 | 1.2 | Elect Director Gerard R. Nocita | For |
Comtech Telecommunications Corp. | CMTL | 205826209 | 05-Dec-08 | 06-Oct-08 | Annual | 9,400 | 2 | Ratify Auditors | For |
Parexel International Corp. | PRXL | 699462107 | 11-Dec-08 | 17-Oct-08 | Annual | 15,100 | 1.1 | Elect Director Patrick J. Fortune | For |
Parexel International Corp. | PRXL | 699462107 | 11-Dec-08 | 17-Oct-08 | Annual | 15,100 | 1.2 | Elect Director Ellen M. Zane | For |
Parexel International Corp. | PRXL | 699462107 | 11-Dec-08 | 17-Oct-08 | Annual | 15,100 | 2 | Ratify Auditors | For |
Arena Resources, Inc. | ARD | 40049108 | 12-Dec-08 | 24-Oct-08 | Annual | 10,500 | 1.1 | Elect Director Lloyd T. Rochford | For |
Arena Resources, Inc. | ARD | 40049108 | 12-Dec-08 | 24-Oct-08 | Annual | 10,500 | 1.2 | Elect Director Stanley M. McCabe | For |
Arena Resources, Inc. | ARD | 40049108 | 12-Dec-08 | 24-Oct-08 | Annual | 10,500 | 1.3 | Elect Director Clayton E. Woodrum | For |
Arena Resources, Inc. | ARD | 40049108 | 12-Dec-08 | 24-Oct-08 | Annual | 10,500 | 1.4 | Elect Director Anthony B. Petrelli | For |
Arena Resources, Inc. | ARD | 40049108 | 12-Dec-08 | 24-Oct-08 | Annual | 10,500 | 1.5 | Elect Director Carl H. Fiddner | For |
Arena Resources, Inc. | ARD | 40049108 | 12-Dec-08 | 24-Oct-08 | Annual | 10,500 | 2 | Amend Stock Option Plan | For |
Factset Research Systems, Inc. | FDS | 303075105 | 16-Dec-08 | 20-Oct-08 | Annual | 9,159 | 1.1 | Elect Director Michael F. Dichristina | For |
Factset Research Systems, Inc. | FDS | 303075105 | 16-Dec-08 | 20-Oct-08 | Annual | 9,159 | 1.2 | Elect Director Walter F. Siebecker | For |
Factset Research Systems, Inc. | FDS | 303075105 | 16-Dec-08 | 20-Oct-08 | Annual | 9,159 | 1.3 | Elect Director Joseph R. Zimmel | For |
Factset Research Systems, Inc. | FDS | 303075105 | 16-Dec-08 | 20-Oct-08 | Annual | 9,159 | 2 | Ratify Auditors | For |
Factset Research Systems, Inc. | FDS | 303075105 | 16-Dec-08 | 20-Oct-08 | Annual | 9,159 | 3 | Approve Non-Employee Director Stock Option Plan | Against |
Factset Research Systems, Inc. | FDS | 303075105 | 16-Dec-08 | 20-Oct-08 | Annual | 9,159 | 4 | Approve Qualified Employee Stock Purchase Plan | For |
| | | | | | | | Amend Bylaws to Require Advance Notice of Shareholder | |
Factset Research Systems, Inc. | FDS | 303075105 | 16-Dec-08 | 20-Oct-08 | Annual | 9,159 | 5 | | For |
| | | | | | | | Director Nomination | |
| | | | | | | | AUTHORIZATION OF MANAGEMENT BOARD TO | |
Core Laboratories N V | CLB | N22717107 | 29-Jan-09 | 24-Dec-08 | Special | 3,318 | 1 | REPURCHASE UP TO 25.6% OF OUR ISSUED SHARE | For |
| | | | | | | | CAPITAL UNTIL JULY 29, 2010. | |
Nuance Communications, Inc. | NUAN | 67020Y100 | 30-Jan-09 | 02-Dec-08 | Annual | 45,312 | 1.1 | Elect Director Robert J. Frankenberg | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 30-Jan-09 | 02-Dec-08 | Annual | 45,312 | 1.2 | Elect Director Patrick T. Hackett | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 30-Jan-09 | 02-Dec-08 | Annual | 45,312 | 1.3 | Elect Director William H. Janeway | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 30-Jan-09 | 02-Dec-08 | Annual | 45,312 | 1.4 | Elect Director Katharine A. Martin | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 30-Jan-09 | 02-Dec-08 | Annual | 45,312 | 1.5 | Elect Director Mark B. Myers | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 30-Jan-09 | 02-Dec-08 | Annual | 45,312 | 1.6 | Elect Director Philip J. Quigley | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 30-Jan-09 | 02-Dec-08 | Annual | 45,312 | 1.7 | Elect Director Paul A. Ricci | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 30-Jan-09 | 02-Dec-08 | Annual | 45,312 | 1.8 | Elect Director Robert G. Teresi | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 30-Jan-09 | 02-Dec-08 | Annual | 45,312 | 2 | Amend Omnibus Stock Plan | For |
Nuance Communications, Inc. | NUAN | 67020Y100 | 30-Jan-09 | 02-Dec-08 | Annual | 45,312 | 3 | Ratify Auditors | For |
Rock-Tenn Company | RKT | 772739207 | 30-Jan-09 | 28-Nov-08 | Annual | 11,617 | 1.1 | Elect Director John D. Hopkins | For |
Rock-Tenn Company | RKT | 772739207 | 30-Jan-09 | 28-Nov-08 | Annual | 11,617 | 1.2 | Elect Director James A. Rubright | For |
Rock-Tenn Company | RKT | 772739207 | 30-Jan-09 | 28-Nov-08 | Annual | 11,617 | 1.3 | Elect Director Bettina M. Whyte | For |
Rock-Tenn Company | RKT | 772739207 | 30-Jan-09 | 28-Nov-08 | Annual | 11,617 | 1.4 | Elect Director James E. Young | For |
Rock-Tenn Company | RKT | 772739207 | 30-Jan-09 | 28-Nov-08 | Annual | 11,617 | 2 | Amend Omnibus Stock Plan | For |
Rock-Tenn Company | RKT | 772739207 | 30-Jan-09 | 28-Nov-08 | Annual | 11,617 | 3 | Ratify Auditors | For |
ESCO Technologies Inc. | ESE | 296315104 | 05-Feb-09 | 05-Dec-08 | Annual | 13,938 | 1.1 | Elect Director J.M. McConnell | For |
ESCO Technologies Inc. | ESE | 296315104 | 05-Feb-09 | 05-Dec-08 | Annual | 13,938 | 1.2 | Elect Director D.C. Trauscht | For |
ESCO Technologies Inc. | ESE | 296315104 | 05-Feb-09 | 05-Dec-08 | Annual | 13,938 | 2 | Ratify Auditors | For |
Microsemi Corp. | MSCC | 595137100 | 19-Feb-09 | 02-Jan-09 | Annual | 26,320 | 1.1 | Elect Director James J. Peterson | For |
| | | | | | | | | |
Name | Ticker | SecurityID | Meeting Date | Record Date Type Meeting | Ballot Shares Ballot Item Number ItemDesc | Vote Cast |
Microsemi Corp. | MSCC | 595137100 | 19-Feb-09 | 02-Jan-09 | Annual | 26,320 | 1.2 | Elect Director Dennis R. Leibel | For |
Microsemi Corp. | MSCC | 595137100 | 19-Feb-09 | 02-Jan-09 | Annual | 26,320 | 1.3 | Elect Director Thomas R. Anderson | For |
Microsemi Corp. | MSCC | 595137100 | 19-Feb-09 | 02-Jan-09 | Annual | 26,320 | 1.4 | Elect Director William E. Bendush | For |
Microsemi Corp. | MSCC | 595137100 | 19-Feb-09 | 02-Jan-09 | Annual | 26,320 | 1.5 | Elect Director William L. Healey | For |
Microsemi Corp. | MSCC | 595137100 | 19-Feb-09 | 02-Jan-09 | Annual | 26,320 | 1.6 | Elect Director Paul F. Folino | For |
Microsemi Corp. | MSCC | 595137100 | 19-Feb-09 | 02-Jan-09 | Annual | 26,320 | 1.7 | Elect Director Matthew E. Massengill | For |
Microsemi Corp. | MSCC | 595137100 | 19-Feb-09 | 02-Jan-09 | Annual | 26,320 | 2 | Ratify Auditors | For |
F5 Networks, Inc. | FFIV | 315616102 | 12-Mar-09 | 08-Jan-09 | Annual | 16,600 | 1 | Elect Director Karl D. Guelich | For |
F5 Networks, Inc. | FFIV | 315616102 | 12-Mar-09 | 08-Jan-09 | Annual | 16,600 | 2 | Amend Omnibus Stock Plan | For |
F5 Networks, Inc. | FFIV | 315616102 | 12-Mar-09 | 08-Jan-09 | Annual | 16,600 | 3 | Amend Qualified Employee Stock Purchase Plan | For |
F5 Networks, Inc. | FFIV | 315616102 | 12-Mar-09 | 08-Jan-09 | Annual | 16,600 | 4 | Ratify Auditors | For |
Chattem, Inc. | CHTT | 162456107 | 08-Apr-09 | 18-Feb-09 | Annual | 6,600 | 1.1 | Elect Director Robert E. Bosworth | Withhold |
Chattem, Inc. | CHTT | 162456107 | 08-Apr-09 | 18-Feb-09 | Annual | 6,600 | 1.2 | Elect Director Gary D. Chazen | For |
Chattem, Inc. | CHTT | 162456107 | 08-Apr-09 | 18-Feb-09 | Annual | 6,600 | 1.3 | Elect Director Joey B. Hogan | For |
Chattem, Inc. | CHTT | 162456107 | 08-Apr-09 | 18-Feb-09 | Annual | 6,600 | 2 | Approve Omnibus Stock Plan | For |
Chattem, Inc. | CHTT | 162456107 | 08-Apr-09 | 18-Feb-09 | Annual | 6,600 | 3 | Ratify Auditors | For |
Landstar System, Inc. | LSTR | 515098101 | 30-Apr-09 | 09-Mar-09 | Annual | 13,736 | 1.1 | Elect Director Henry H. Gerkins | For |
Landstar System, Inc. | LSTR | 515098101 | 30-Apr-09 | 09-Mar-09 | Annual | 13,736 | 2 | Ratify Auditors | For |
Landstar System, Inc. | LSTR | 515098101 | 30-Apr-09 | 09-Mar-09 | Annual | 13,736 | 3 | Amend Omnibus Stock Plan | For |
Whiting Petroleum Corp. | WLL | 966387102 | 05-May-09 | 13-Mar-09 | Annual | 7,500 | 1.1 | Elect Director James J. Volker | For |
Whiting Petroleum Corp. | WLL | 966387102 | 05-May-09 | 13-Mar-09 | Annual | 7,500 | 1.2 | Elect Director William N. Hahne | For |
Whiting Petroleum Corp. | WLL | 966387102 | 05-May-09 | 13-Mar-09 | Annual | 7,500 | 1.3 | Elect Director Graydon D. Hubbard | For |
Whiting Petroleum Corp. | WLL | 966387102 | 05-May-09 | 13-Mar-09 | Annual | 7,500 | 2 | Ratify Auditors | For |
Hub Group, Inc. | HUBG | 443320106 | 06-May-09 | 11-Mar-09 | Annual | 21,793 | 1.1 | Elect Director David P. Yeager | For |
Hub Group, Inc. | HUBG | 443320106 | 06-May-09 | 11-Mar-09 | Annual | 21,793 | 1.2 | Elect Director Mark A. Yeager | For |
Hub Group, Inc. | HUBG | 443320106 | 06-May-09 | 11-Mar-09 | Annual | 21,793 | 1.3 | Elect Director Gary D. Eppen | For |
Hub Group, Inc. | HUBG | 443320106 | 06-May-09 | 11-Mar-09 | Annual | 21,793 | 1.4 | Elect Director Charles R. Reaves | For |
Hub Group, Inc. | HUBG | 443320106 | 06-May-09 | 11-Mar-09 | Annual | 21,793 | 1.5 | Elect Director Martin P. Slark | For |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 1.1 | Elect Director Cesar L. Alvarez | For |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 1.1 | Elect Director Enrique J. Sosa | For |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 1.2 | Elect Director Waldemar A Carlo | Withhold |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 1.3 | Elect Director Michael B. Fernandez | Withhold |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 1.4 | Elect Director Roger K. Freeman | For |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 1.5 | Elect Director Paul G. Gabos | For |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 1.6 | Elect Director Dany Garcia | For |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 1.7 | Elect Director Pascal J. Goldschmidt | For |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 1.8 | Elect Director Roger J. Medel | For |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 1.9 | Elect Director Manuel Kadre | Withhold |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 2 | Ratify Auditors | For |
Mednax, Inc. | MD | 58502B106 | 06-May-09 | 10-Mar-09 | Annual | 4,587 | 3 | Other Business | Against |
Halozyme Therapeutics, Inc. | HALO | 40637H109 | 07-May-09 | 01-Apr-09 | Annual | 26,400 | 1.1 | Elect Director Randal J. Kirk | For |
Halozyme Therapeutics, Inc. | HALO | 40637H109 | 07-May-09 | 01-Apr-09 | Annual | 26,400 | 1.2 | Elect Director John S. Patton | For |
Halozyme Therapeutics, Inc. | HALO | 40637H109 | 07-May-09 | 01-Apr-09 | Annual | 26,400 | 2 | Ratify Auditors | For |
Ventas, Inc. | VTR | 92276F100 | 07-May-09 | 16-Mar-09 | Annual | 15,049 | 1.1 | Elect Director Debra A. Cafaro | For |
Ventas, Inc. | VTR | 92276F100 | 07-May-09 | 16-Mar-09 | Annual | 15,049 | 1.2 | Elect Director Douglas Crocker II | For |
Ventas, Inc. | VTR | 92276F100 | 07-May-09 | 16-Mar-09 | Annual | 15,049 | 1.3 | Elect Director Ronald G. Geary | For |
Ventas, Inc. | VTR | 92276F100 | 07-May-09 | 16-Mar-09 | Annual | 15,049 | 1.4 | Elect Director Jay M. Gellert | For |
Ventas, Inc. | VTR | 92276F100 | 07-May-09 | 16-Mar-09 | Annual | 15,049 | 1.5 | Elect Director Robert D. Reed | For |
Ventas, Inc. | VTR | 92276F100 | 07-May-09 | 16-Mar-09 | Annual | 15,049 | 1.6 | Elect Director Sheli Z. Rosenberg | For |
Ventas, Inc. | VTR | 92276F100 | 07-May-09 | 16-Mar-09 | Annual | 15,049 | 1.7 | Elect Director James D. Shelton | For |
Ventas, Inc. | VTR | 92276F100 | 07-May-09 | 16-Mar-09 | Annual | 15,049 | 1.8 | Elect Director Thomas C. Theobald | For |
Ventas, Inc. | VTR | 92276F100 | 07-May-09 | 16-Mar-09 | Annual | 15,049 | 2 | Ratify Auditors | For |
Hittite Microwave Corporation | HITT | 43365Y104 | 07-May-09 | 01-Apr-09 | Annual | 11,000 | 1.1 | Elect Director Stephen G. Daly | For |
Hittite Microwave Corporation | HITT | 43365Y104 | 07-May-09 | 01-Apr-09 | Annual | 11,000 | 1.2 | Elect Director Ernest L. Godshalk | For |
Hittite Microwave Corporation | HITT | 43365Y104 | 07-May-09 | 01-Apr-09 | Annual | 11,000 | 1.3 | Elect Director Rick D. Hess | For |
Hittite Microwave Corporation | HITT | 43365Y104 | 07-May-09 | 01-Apr-09 | Annual | 11,000 | 1.4 | Elect Director Adrienne M. Markham | For |
Hittite Microwave Corporation | HITT | 43365Y104 | 07-May-09 | 01-Apr-09 | Annual | 11,000 | 1.5 | Elect Director Brian P. McAloon | For |
Hittite Microwave Corporation | HITT | 43365Y104 | 07-May-09 | 01-Apr-09 | Annual | 11,000 | 1.6 | Elect Director Cosmo S. Trapani | For |
Hittite Microwave Corporation | HITT | 43365Y104 | 07-May-09 | 01-Apr-09 | Annual | 11,000 | 1.7 | Elect Director Franklin Weigold | For |
Hittite Microwave Corporation | HITT | 43365Y104 | 07-May-09 | 01-Apr-09 | Annual | 11,000 | 2 | Ratify Auditors | For |
Stratasys, Inc. | SSYS | 862685104 | 07-May-09 | 17-Mar-09 | Annual | 3,300 | 1.1 | Elect Director S. Scott Crump | For |
Stratasys, Inc. | SSYS | 862685104 | 07-May-09 | 17-Mar-09 | Annual | 3,300 | 1.2 | Elect Director Ralph E. Crump | For |
Stratasys, Inc. | SSYS | 862685104 | 07-May-09 | 17-Mar-09 | Annual | 3,300 | 1.3 | Elect Director Edward J. Fierko | For |
Stratasys, Inc. | SSYS | 862685104 | 07-May-09 | 17-Mar-09 | Annual | 3,300 | 1.4 | Elect Director John J. McEleney | For |
Stratasys, Inc. | SSYS | 862685104 | 07-May-09 | 17-Mar-09 | Annual | 3,300 | 1.5 | Elect Director Clifford H. Schwieter | For |
Stratasys, Inc. | SSYS | 862685104 | 07-May-09 | 17-Mar-09 | Annual | 3,300 | 1.6 | Elect Director Gregory L. Wilson | For |
Phase Forward Inc | PFWD | 71721R406 | 08-May-09 | 13-Mar-09 | Annual | 25,500 | 1.1 | Elect Director Robert K. Weiler | For |
| | | | | | | | | |
Name | Ticker | SecurityID | Meeting Date | Record Date Type Meeting | Ballot Shares Ballot Item Number ItemDesc | Vote Cast |
Phase Forward Inc | PFWD | 71721R406 | 08-May-09 | 13-Mar-09 | Annual | 25,500 | 1.2 | Elect Director Paul A. Bleicher | For |
Phase Forward Inc | PFWD | 71721R406 | 08-May-09 | 13-Mar-09 | Annual | 25,500 | 1.3 | Elect Director Axel Bichara | For |
Phase Forward Inc | PFWD | 71721R406 | 08-May-09 | 13-Mar-09 | Annual | 25,500 | 1.4 | Elect Director Richard A. D'Amore | For |
Phase Forward Inc | PFWD | 71721R406 | 08-May-09 | 13-Mar-09 | Annual | 25,500 | 1.5 | Elect Director Gary E. Haroian | For |
Phase Forward Inc | PFWD | 71721R406 | 08-May-09 | 13-Mar-09 | Annual | 25,500 | 1.6 | Elect Director Paul G. Joubert | For |
Phase Forward Inc | PFWD | 71721R406 | 08-May-09 | 13-Mar-09 | Annual | 25,500 | 1.7 | Elect Director Kenneth I. Kaitin | For |
Phase Forward Inc | PFWD | 71721R406 | 08-May-09 | 13-Mar-09 | Annual | 25,500 | 1.8 | Elect Director Dennis R. Shaughnessy | For |
Phase Forward Inc | PFWD | 71721R406 | 08-May-09 | 13-Mar-09 | Annual | 25,500 | 2 | Ratify Auditors | For |
Phase Forward Inc | PFWD | 71721R406 | 08-May-09 | 13-Mar-09 | Annual | 25,500 | 3 | Amend Omnibus Stock Plan | For |
Falconstor Software, Inc. | FALC | 306137100 | 08-May-09 | 20-Mar-09 | Annual | 42,700 | 1.1 | Elect Director Steven L. Bock | For |
Falconstor Software, Inc. | FALC | 306137100 | 08-May-09 | 20-Mar-09 | Annual | 42,700 | 1.2 | Elect Director Patrick B. Carney | For |
Falconstor Software, Inc. | FALC | 306137100 | 08-May-09 | 20-Mar-09 | Annual | 42,700 | 2 | Ratify Auditors | For |
Clean Harbors, Inc. | CLH | 184496107 | 11-May-09 | 03-Apr-09 | Annual | 6,300 | 1.1 | Elect Director Alan S. McKim | For |
Clean Harbors, Inc. | CLH | 184496107 | 11-May-09 | 03-Apr-09 | Annual | 6,300 | 1.2 | Elect Director John T. Preston | For |
Clean Harbors, Inc. | CLH | 184496107 | 11-May-09 | 03-Apr-09 | Annual | 6,300 | 1.3 | Elect Director Lorne R. Waxlax | For |
Clean Harbors, Inc. | CLH | 184496107 | 11-May-09 | 03-Apr-09 | Annual | 6,300 | 2 | Approve Executive Incentive Bonus Plan | For |
LKQ Corp. | LKQX | 501889208 | 11-May-09 | 13-Mar-09 | Annual | 38,762 | 1 | Elect Director A. Clinton Allen | For |
LKQ Corp. | LKQX | 501889208 | 11-May-09 | 13-Mar-09 | Annual | 38,762 | 2 | Elect Director Robert M. Devlin | For |
LKQ Corp. | LKQX | 501889208 | 11-May-09 | 13-Mar-09 | Annual | 38,762 | 3 | Elect Director Donald F. Flynn | For |
LKQ Corp. | LKQX | 501889208 | 11-May-09 | 13-Mar-09 | Annual | 38,762 | 4 | Elect Director Kevin F. Flynn | For |
LKQ Corp. | LKQX | 501889208 | 11-May-09 | 13-Mar-09 | Annual | 38,762 | 5 | Elect Director Ronald G. Foster | For |
LKQ Corp. | LKQX | 501889208 | 11-May-09 | 13-Mar-09 | Annual | 38,762 | 6 | Elect Director Joseph M. Holsten | For |
LKQ Corp. | LKQX | 501889208 | 11-May-09 | 13-Mar-09 | Annual | 38,762 | 7 | Elect Director Paul M. Meister | For |
LKQ Corp. | LKQX | 501889208 | 11-May-09 | 13-Mar-09 | Annual | 38,762 | 8 | Elect Director John F. O'Brien | For |
LKQ Corp. | LKQX | 501889208 | 11-May-09 | 13-Mar-09 | Annual | 38,762 | 9 | Elect Director William M. Webster, IV | For |
LKQ Corp. | LKQX | 501889208 | 11-May-09 | 13-Mar-09 | Annual | 38,762 | 10 | Ratify Auditors | For |
Darling International, Inc. | DAR | 237266101 | 12-May-09 | 23-Mar-09 | Annual | 26,500 | 1 | Elect Director Randall C. Stuewe | For |
Darling International, Inc. | DAR | 237266101 | 12-May-09 | 23-Mar-09 | Annual | 26,500 | 2 | Elect Director O. Thomas Albrecht | For |
Darling International, Inc. | DAR | 237266101 | 12-May-09 | 23-Mar-09 | Annual | 26,500 | 3 | Elect Director C. Dean Carlson | For |
Darling International, Inc. | DAR | 237266101 | 12-May-09 | 23-Mar-09 | Annual | 26,500 | 4 | Elect Director Marlyn Jorgensen | For |
Darling International, Inc. | DAR | 237266101 | 12-May-09 | 23-Mar-09 | Annual | 26,500 | 5 | Elect Director John D. March | For |
Darling International, Inc. | DAR | 237266101 | 12-May-09 | 23-Mar-09 | Annual | 26,500 | 6 | Elect Director Charles Macaluso | For |
Darling International, Inc. | DAR | 237266101 | 12-May-09 | 23-Mar-09 | Annual | 26,500 | 7 | Elect Director Michael Urbut | For |
Darling International, Inc. | DAR | 237266101 | 12-May-09 | 23-Mar-09 | Annual | 26,500 | 8 | Ratify Auditors | For |
The Ultimate Software Group, Inc. | ULTI | 90385D107 | 12-May-09 | 16-Mar-09 | Annual | 14,500 | 1.1 | Elect Director Marc D. Scherr | Withhold |
The Ultimate Software Group, Inc. | ULTI | 90385D107 | 12-May-09 | 16-Mar-09 | Annual | 14,500 | 1.2 | Elect Director James A. FitzPatrick, Jr. | Withhold |
The Ultimate Software Group, Inc. | ULTI | 90385D107 | 12-May-09 | 16-Mar-09 | Annual | 14,500 | 1.3 | Elect Director Rick A. Wilber | Withhold |
The Ultimate Software Group, Inc. | ULTI | 90385D107 | 12-May-09 | 16-Mar-09 | Annual | 14,500 | 2 | Amend Omnibus Stock Plan | Against |
The Ultimate Software Group, Inc. | ULTI | 90385D107 | 12-May-09 | 16-Mar-09 | Annual | 14,500 | 3 | Ratify Auditors | For |
COLFAX CORP | CFX | 194014106 | 12-May-09 | 27-Mar-09 | Annual | 5,200 | 1 | Elect Director Mitchell P. Rales | For |
COLFAX CORP | CFX | 194014106 | 12-May-09 | 27-Mar-09 | Annual | 5,200 | 2 | Elect Director John A. Young | For |
COLFAX CORP | CFX | 194014106 | 12-May-09 | 27-Mar-09 | Annual | 5,200 | 3 | Elect Director Patrick W. Allender | For |
COLFAX CORP | CFX | 194014106 | 12-May-09 | 27-Mar-09 | Annual | 5,200 | 4 | Elect Director C. Scott Brannan | For |
COLFAX CORP | CFX | 194014106 | 12-May-09 | 27-Mar-09 | Annual | 5,200 | 5 | Elect Director Joseph O. Bunting III | For |
COLFAX CORP | CFX | 194014106 | 12-May-09 | 27-Mar-09 | Annual | 5,200 | 6 | Elect Director Thomas S. Gayner | For |
COLFAX CORP | CFX | 194014106 | 12-May-09 | 27-Mar-09 | Annual | 5,200 | 7 | Elect Director Rhonda L. Jordan | For |
COLFAX CORP | CFX | 194014106 | 12-May-09 | 27-Mar-09 | Annual | 5,200 | 8 | Elect Director Clay Kiefaber | For |
COLFAX CORP | CFX | 194014106 | 12-May-09 | 27-Mar-09 | Annual | 5,200 | 9 | Elect Director Rajiv Vinnakota | For |
COLFAX CORP | CFX | 194014106 | 12-May-09 | 27-Mar-09 | Annual | 5,200 | 10 | Ratify Auditors | For |
COLFAX CORP | CFX | 194014106 | 12-May-09 | 27-Mar-09 | Annual | 5,200 | 11 | Approve Executive Incentive Bonus Plan | For |
SXC Health Solutions Corp. | SXC | 78505P100 | 13-May-09 | 31-Mar-09 | Annual/Spec | 3,768 | 1.1 | Elect Director Terrence C. Burke | For |
SXC Health Solutions Corp. | SXC | 78505P100 | 13-May-09 | 31-Mar-09 | Annual/Spec | 3,768 | 1.2 | Elect Director Steven Cosler | For |
SXC Health Solutions Corp. | SXC | 78505P100 | 13-May-09 | 31-Mar-09 | Annual/Spec | 3,768 | 1.3 | Elect Director William J. Davis | For |
SXC Health Solutions Corp. | SXC | 78505P100 | 13-May-09 | 31-Mar-09 | Annual/Spec | 3,768 | 1.4 | Elect Director Anthony R. Masso | For |
SXC Health Solutions Corp. | SXC | 78505P100 | 13-May-09 | 31-Mar-09 | Annual/Spec | 3,768 | 1.5 | Elect Director Philip R. Reddon | For |
SXC Health Solutions Corp. | SXC | 78505P100 | 13-May-09 | 31-Mar-09 | Annual/Spec | 3,768 | 1.6 | Elect Director Curtis J. Thorne | For |
SXC Health Solutions Corp. | SXC | 78505P100 | 13-May-09 | 31-Mar-09 | Annual/Spec | 3,768 | 1.7 | Elect Director Mark A. Thierer | For |
SXC Health Solutions Corp. | SXC | 78505P100 | 13-May-09 | 31-Mar-09 | Annual/Spec | 3,768 | 2 | Approve Long-Term Incentive Plan | For |
SXC Health Solutions Corp. | SXC | 78505P100 | 13-May-09 | 31-Mar-09 | Annual/Spec | 3,768 | 3 | Ratify KPMG LLP as Auditors | For |
Core Laboratories N V | CLB | N22717107 | 14-May-09 | 19-Mar-09 | Annual | 3,318 | 1.1 | Elect Richard L. Bergmark as Supervisory Board Member | For |
Core Laboratories N V | CLB | N22717107 | 14-May-09 | 19-Mar-09 | Annual | 3,318 | 1.2 | Elect Alexander Vriesendorp as Supervisory Board Member | For |
|
Core Laboratories N V | CLB | N22717107 | 14-May-09 | 19-Mar-09 | Annual | 3,318 | 2 | Approve Financial Statements and Statutory Reports | For |
| | | | | | | | Grant Board Authority to Issue Shares Up To 20 Percent of | |
Core Laboratories N V | CLB | N22717107 | 14-May-09 | 19-Mar-09 | Annual | 3,318 | 3 | | For |
| | | | | | | | Issued Capital | |
| | | | | | | | Authorize Board to Exclude Preemptive Rights from Issuance | |
Core Laboratories N V | CLB | N22717107 | 14-May-09 | 19-Mar-09 | Annual | 3,318 | 4 | | For |
| | | | | | | | under Item 3 | |
| | | | | | | | | |
Name | Ticker | SecurityID | Meeting Date | Record Date Type Meeting | Ballot Shares Ballot Item Number ItemDesc | Vote Cast |
Core Laboratories N V | CLB | N22717107 | 14-May-09 | 19-Mar-09 | Annual | 3,318 | 5 | Ratify PricewaterhouseCoopers as Auditors | For |
Core Laboratories N V | CLB | N22717107 | 14-May-09 | 19-Mar-09 | Annual | 3,318 | 6 | Transact Other Business | For |
Kendle International, Inc. | KNDL | 48880L107 | 14-May-09 | 24-Mar-09 | Annual | 9,300 | 1.1 | Elect Director Candace Kendle | For |
Kendle International, Inc. | KNDL | 48880L107 | 14-May-09 | 24-Mar-09 | Annual | 9,300 | 1.2 | Elect Director Christopher C. Bergen | For |
Kendle International, Inc. | KNDL | 48880L107 | 14-May-09 | 24-Mar-09 | Annual | 9,300 | 1.3 | Elect Director Robert R. Buck | For |
Kendle International, Inc. | KNDL | 48880L107 | 14-May-09 | 24-Mar-09 | Annual | 9,300 | 1.4 | Elect Director G. Steven Geis | For |
Kendle International, Inc. | KNDL | 48880L107 | 14-May-09 | 24-Mar-09 | Annual | 9,300 | 1.5 | Elect Director Donald C. Harrison | For |
Kendle International, Inc. | KNDL | 48880L107 | 14-May-09 | 24-Mar-09 | Annual | 9,300 | 1.6 | Elect Director Timothy E. Johnson | For |
Kendle International, Inc. | KNDL | 48880L107 | 14-May-09 | 24-Mar-09 | Annual | 9,300 | 1.7 | Elect Director Timothy M. Mooney | For |
Kendle International, Inc. | KNDL | 48880L107 | 14-May-09 | 24-Mar-09 | Annual | 9,300 | 1.8 | Elect Director Frederick A. Russ | For |
Kendle International, Inc. | KNDL | 48880L107 | 14-May-09 | 24-Mar-09 | Annual | 9,300 | 2 | Ratify Auditors | For |
Kendle International, Inc. | KNDL | 48880L107 | 14-May-09 | 24-Mar-09 | Annual | 9,300 | 3 | Permit Board to Amend Bylaws Without Shareholder Consent | Against |
|
Titan International, Inc. | TWI | 88830M102 | 14-May-09 | 16-Mar-09 | Annual | 21,000 | 1.1 | Elect Director Erwin H. Billig | For |
Titan International, Inc. | TWI | 88830M102 | 14-May-09 | 16-Mar-09 | Annual | 21,000 | 1.2 | Elect Director Anthony L. Soave | For |
Titan International, Inc. | TWI | 88830M102 | 14-May-09 | 16-Mar-09 | Annual | 21,000 | 2 | Ratify Auditors | For |
Seattle Genetics, Inc. | SGEN | 812578102 | 15-May-09 | 23-Mar-09 | Annual | 18,500 | 1.1 | Elect Director Clay B. Siegall | For |
Seattle Genetics, Inc. | SGEN | 812578102 | 15-May-09 | 23-Mar-09 | Annual | 18,500 | 1.2 | Elect Director Felix Baker | For |
Seattle Genetics, Inc. | SGEN | 812578102 | 15-May-09 | 23-Mar-09 | Annual | 18,500 | 1.3 | Elect Director Daniel F. Hoth | Withhold |
Seattle Genetics, Inc. | SGEN | 812578102 | 15-May-09 | 23-Mar-09 | Annual | 18,500 | 2 | Approve Issuance of Shares for a Private Placement | For |
Seattle Genetics, Inc. | SGEN | 812578102 | 15-May-09 | 23-Mar-09 | Annual | 18,500 | 3 | Ratify Auditors | For |
Psychiatric Solutions, Inc. | PSYS | 74439H108 | 19-May-09 | 26-Mar-09 | Annual | 11,700 | 1.1 | Elect Director Christopher Grant, Jr. | For |
Psychiatric Solutions, Inc. | PSYS | 74439H108 | 19-May-09 | 26-Mar-09 | Annual | 11,700 | 1.2 | Elect Director David M. Dill | For |
Psychiatric Solutions, Inc. | PSYS | 74439H108 | 19-May-09 | 26-Mar-09 | Annual | 11,700 | 2 | Amend Non-Employee Director Omnibus Stock Plan | For |
Psychiatric Solutions, Inc. | PSYS | 74439H108 | 19-May-09 | 26-Mar-09 | Annual | 11,700 | 3 | Ratify Auditors | For |
Emergency Medical Services Corp | EMS | 29100P102 | 19-May-09 | 08-Apr-09 | Annual | 8,300 | 1.1 | Elect Director Robert M. Le Blanc | Withhold |
Emergency Medical Services Corp | EMS | 29100P102 | 19-May-09 | 08-Apr-09 | Annual | 8,300 | 1.2 | Elect Director William A. Sanger | Withhold |
Emergency Medical Services Corp | EMS | 29100P102 | 19-May-09 | 08-Apr-09 | Annual | 8,300 | 2 | Ratify Auditors | For |
Healthcare Services Group, Inc. | HCSG | 421906108 | 19-May-09 | 03-Apr-09 | Annual | 13,600 | 1.1 | Elect Director Daniel P. McCartney | Withhold |
Healthcare Services Group, Inc. | HCSG | 421906108 | 19-May-09 | 03-Apr-09 | Annual | 13,600 | 1.2 | Elect Director Joseph F. McCartney | Withhold |
Healthcare Services Group, Inc. | HCSG | 421906108 | 19-May-09 | 03-Apr-09 | Annual | 13,600 | 1.3 | Elect Director Robert L. Frome | Withhold |
Healthcare Services Group, Inc. | HCSG | 421906108 | 19-May-09 | 03-Apr-09 | Annual | 13,600 | 1.4 | Elect Director Thomas A. Cook | Withhold |
Healthcare Services Group, Inc. | HCSG | 421906108 | 19-May-09 | 03-Apr-09 | Annual | 13,600 | 1.5 | Elect Director Robert J. Moss | For |
Healthcare Services Group, Inc. | HCSG | 421906108 | 19-May-09 | 03-Apr-09 | Annual | 13,600 | 1.6 | Elect Director John M. Briggs | For |
Healthcare Services Group, Inc. | HCSG | 421906108 | 19-May-09 | 03-Apr-09 | Annual | 13,600 | 1.7 | Elect Director Dino D. Ottaviano | For |
Healthcare Services Group, Inc. | HCSG | 421906108 | 19-May-09 | 03-Apr-09 | Annual | 13,600 | 2 | Ratify Auditors | For |
Omnicell, Inc. | OMCL | 68213N109 | 19-May-09 | 26-Mar-09 | Annual | 20,000 | 1.1 | Elect Director Mary E. Foley | For |
Omnicell, Inc. | OMCL | 68213N109 | 19-May-09 | 26-Mar-09 | Annual | 20,000 | 1.2 | Elect Director Randall A. Lipps | For |
Omnicell, Inc. | OMCL | 68213N109 | 19-May-09 | 26-Mar-09 | Annual | 20,000 | 1.3 | Elect Director Joseph E. Whitters | For |
Omnicell, Inc. | OMCL | 68213N109 | 19-May-09 | 26-Mar-09 | Annual | 20,000 | 2 | Approve Omnibus Stock Plan | For |
Omnicell, Inc. | OMCL | 68213N109 | 19-May-09 | 26-Mar-09 | Annual | 20,000 | 3 | Amend Qualified Employee Stock Purchase Plan | For |
Omnicell, Inc. | OMCL | 68213N109 | 19-May-09 | 26-Mar-09 | Annual | 20,000 | 4 | Ratify Auditors | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 20-May-09 | 31-Mar-09 | Annual | 11,700 | 1 | Elect Director Thomas J. Baltimore, Jr. | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 20-May-09 | 31-Mar-09 | Annual | 11,700 | 2 | Elect Director Keith Bradley | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 20-May-09 | 31-Mar-09 | Annual | 11,700 | 3 | Elect Director Richard E. Caruso | Against |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 20-May-09 | 31-Mar-09 | Annual | 11,700 | 4 | Elect Director Stuart M. Essig | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 20-May-09 | 31-Mar-09 | Annual | 11,700 | 5 | Elect Director Neal Moszkowski | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 20-May-09 | 31-Mar-09 | Annual | 11,700 | 6 | Elect Director Raymond G. Murphy | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 20-May-09 | 31-Mar-09 | Annual | 11,700 | 7 | Elect Director Christian S. Schade | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 20-May-09 | 31-Mar-09 | Annual | 11,700 | 8 | Elect Director James M. Sullivan | Against |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 20-May-09 | 31-Mar-09 | Annual | 11,700 | 9 | Elect Director Anne M. Vanlent | For |
Integra LifeSciences Holdings Corp. | IART | 457985208 | 20-May-09 | 31-Mar-09 | Annual | 11,700 | 10 | Ratify Auditors | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 1.1 | Elect Director Keith E. Busse | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 1.1 | Elect Director Joseph D. Ruffolo | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 1.2 | Elect Director Mark D. Millett | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 1.3 | Elect Director Richard P. Teets, Jr. | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 1.4 | Elect Director John C. Bates | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 1.5 | Elect Director Frank D. Byrne, M.D. | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 1.6 | Elect Director Paul B. Edgerley | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 1.7 | Elect Director Richard J. Freeland | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 1.8 | Elect Director Dr. Jürgen Kolb | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 1.9 | Elect Director James C. Marcuccilli | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 2 | Ratify Auditors | For |
Steel Dynamics, Inc. | STLD | 858119100 | 21-May-09 | 23-Mar-09 | Annual | 16,344 | 3 | Other Business | Against |
Texas Roadhouse, Inc. | TXRH | 882681109 | 21-May-09 | 23-Mar-09 | Annual | 40,500 | 1.1 | Elect Director Martin T. Hart | For |
Texas Roadhouse, Inc. | TXRH | 882681109 | 21-May-09 | 23-Mar-09 | Annual | 40,500 | 1.2 | Elect Director W. Kent Taylor | For |
Texas Roadhouse, Inc. | TXRH | 882681109 | 21-May-09 | 23-Mar-09 | Annual | 40,500 | 2 | Ratify Auditors | For |
| | | | | | | | | |
Name | Ticker | SecurityID | Meeting Date | Record Date Type Meeting | Ballot Shares Ballot Item Number ItemDesc | Vote Cast |
Panera Bread Company | PNRA | 69840W108 | 21-May-09 | 23-Mar-09 | Annual | 5,700 | 1.1 | Elect Director Domenic Colasacco | For |
Panera Bread Company | PNRA | 69840W108 | 21-May-09 | 23-Mar-09 | Annual | 5,700 | 1.2 | Elect Director W. Austin Ligon | For |
Panera Bread Company | PNRA | 69840W108 | 21-May-09 | 23-Mar-09 | Annual | 5,700 | 2 | Ratify Auditors | For |
COMPELLENT TECHNOLOGIES INC | CML | 20452A108 | 21-May-09 | 08-Apr-09 | Annual | 12,600 | 1.1 | Elect Director Neel Sarkar | For |
COMPELLENT TECHNOLOGIES INC | CML | 20452A108 | 21-May-09 | 08-Apr-09 | Annual | 12,600 | 1.2 | Elect Director R. David Spreng | For |
COMPELLENT TECHNOLOGIES INC | CML | 20452A108 | 21-May-09 | 08-Apr-09 | Annual | 12,600 | 1.3 | Elect Director Duston M. Williams | For |
COMPELLENT TECHNOLOGIES INC | CML | 20452A108 | 21-May-09 | 08-Apr-09 | Annual | 12,600 | 2 | Ratify Auditors | For |
CONMED Corp. | CNMD | 207410101 | 21-May-09 | 31-Mar-09 | Annual | 5,800 | 1.1 | Elect Director Eugene R. Corasanti | For |
CONMED Corp. | CNMD | 207410101 | 21-May-09 | 31-Mar-09 | Annual | 5,800 | 1.2 | Elect Director Joseph J. Corasanti | For |
CONMED Corp. | CNMD | 207410101 | 21-May-09 | 31-Mar-09 | Annual | 5,800 | 1.3 | Elect Director Bruce F. Daniels | For |
CONMED Corp. | CNMD | 207410101 | 21-May-09 | 31-Mar-09 | Annual | 5,800 | 1.4 | Elect Director Jo Ann Golden | For |
CONMED Corp. | CNMD | 207410101 | 21-May-09 | 31-Mar-09 | Annual | 5,800 | 1.5 | Elect Director Stephen M. Mandia | For |
CONMED Corp. | CNMD | 207410101 | 21-May-09 | 31-Mar-09 | Annual | 5,800 | 1.6 | Elect Director Stuart J. Schwartz | For |
CONMED Corp. | CNMD | 207410101 | 21-May-09 | 31-Mar-09 | Annual | 5,800 | 1.7 | Elect Director Mark E. Tryniski | For |
CONMED Corp. | CNMD | 207410101 | 21-May-09 | 31-Mar-09 | Annual | 5,800 | 2 | Ratify Auditors | For |
CONMED Corp. | CNMD | 207410101 | 21-May-09 | 31-Mar-09 | Annual | 5,800 | 3 | Amend Omnibus Stock Plan | For |
ONYX Pharmaceuticals, Inc. | ONXX | 683399109 | 26-May-09 | 30-Mar-09 | Annual | 4,000 | 1.1 | Elect Director Paul Goddard, Ph.D. | For |
ONYX Pharmaceuticals, Inc. | ONXX | 683399109 | 26-May-09 | 30-Mar-09 | Annual | 4,000 | 1.2 | Elect Director Antonio J. Grillo-López, M.D. | For |
ONYX Pharmaceuticals, Inc. | ONXX | 683399109 | 26-May-09 | 30-Mar-09 | Annual | 4,000 | 1.3 | Elect Director Wendell Wierenga, Ph.D. | For |
ONYX Pharmaceuticals, Inc. | ONXX | 683399109 | 26-May-09 | 30-Mar-09 | Annual | 4,000 | 2 | Amend Omnibus Stock Plan | For |
ONYX Pharmaceuticals, Inc. | ONXX | 683399109 | 26-May-09 | 30-Mar-09 | Annual | 4,000 | 3 | Ratify Auditors | For |
BioMed Realty Trust, Inc. | BMR | 09063H107 | 27-May-09 | 11-Mar-09 | Annual | 11,032 | 1.1 | Elect Director Alan D. Gold | For |
BioMed Realty Trust, Inc. | BMR | 09063H107 | 27-May-09 | 11-Mar-09 | Annual | 11,032 | 1.2 | Elect Director Barbara R. Cambon | For |
BioMed Realty Trust, Inc. | BMR | 09063H107 | 27-May-09 | 11-Mar-09 | Annual | 11,032 | 1.3 | Elect Director Edward A. Dennis Ph.D. | For |
BioMed Realty Trust, Inc. | BMR | 09063H107 | 27-May-09 | 11-Mar-09 | Annual | 11,032 | 1.4 | Elect Director Richard I. Gilchrist | For |
BioMed Realty Trust, Inc. | BMR | 09063H107 | 27-May-09 | 11-Mar-09 | Annual | 11,032 | 1.5 | Elect Director Gary A. Kreitzer | For |
BioMed Realty Trust, Inc. | BMR | 09063H107 | 27-May-09 | 11-Mar-09 | Annual | 11,032 | 1.6 | Elect Director Theodore D. Roth | For |
BioMed Realty Trust, Inc. | BMR | 09063H107 | 27-May-09 | 11-Mar-09 | Annual | 11,032 | 1.7 | Elect Director M. Faye Wilson | For |
BioMed Realty Trust, Inc. | BMR | 09063H107 | 27-May-09 | 11-Mar-09 | Annual | 11,032 | 2 | Ratify Auditors | For |
BioMed Realty Trust, Inc. | BMR | 09063H107 | 27-May-09 | 11-Mar-09 | Annual | 11,032 | 3 | Amend Omnibus Stock Plan | For |
Neutral Tandem, Inc. | TNDM | 64128B108 | 28-May-09 | 15-Apr-09 | Annual | 6,400 | 1.1 | Elect Director Rian J. Wren | For |
Neutral Tandem, Inc. | TNDM | 64128B108 | 28-May-09 | 15-Apr-09 | Annual | 6,400 | 1.2 | Elect Director James P. Hynes | For |
Neutral Tandem, Inc. | TNDM | 64128B108 | 28-May-09 | 15-Apr-09 | Annual | 6,400 | 1.3 | Elect Director Dixon R. Doll | For |
Neutral Tandem, Inc. | TNDM | 64128B108 | 28-May-09 | 15-Apr-09 | Annual | 6,400 | 1.4 | Elect Director Peter J. Barris | For |
Neutral Tandem, Inc. | TNDM | 64128B108 | 28-May-09 | 15-Apr-09 | Annual | 6,400 | 1.5 | Elect Director Robert C. Hawk | For |
Neutral Tandem, Inc. | TNDM | 64128B108 | 28-May-09 | 15-Apr-09 | Annual | 6,400 | 1.6 | Elect Director Lawrence M. Ingeneri | For |
Neutral Tandem, Inc. | TNDM | 64128B108 | 28-May-09 | 15-Apr-09 | Annual | 6,400 | 1.7 | Elect Director G. Edward Evans | For |
Neutral Tandem, Inc. | TNDM | 64128B108 | 28-May-09 | 15-Apr-09 | Annual | 6,400 | 2 | Ratify Auditors | For |
Hibbett Sports, Inc. | HIBB | 428567101 | 28-May-09 | 31-Mar-09 | Annual | 18,200 | 1.1 | Elect Director Terrance G. Finley | For |
Hibbett Sports, Inc. | HIBB | 428567101 | 28-May-09 | 31-Mar-09 | Annual | 18,200 | 1.2 | Elect Director Alton E. Yother | For |
Hibbett Sports, Inc. | HIBB | 428567101 | 28-May-09 | 31-Mar-09 | Annual | 18,200 | 2 | Ratify Auditors | For |
Hibbett Sports, Inc. | HIBB | 428567101 | 28-May-09 | 31-Mar-09 | Annual | 18,200 | 3 | Amend Omnibus Stock Plan | For |
MedAssets, Inc | MDAS | 584045108 | 28-May-09 | 23-Apr-09 | Annual | 21,600 | 1.1 | Elect Director Rand A. Ballard | For |
MedAssets, Inc | MDAS | 584045108 | 28-May-09 | 23-Apr-09 | Annual | 21,600 | 1.2 | Elect Director C.A. Lance Piccolo | For |
MedAssets, Inc | MDAS | 584045108 | 28-May-09 | 23-Apr-09 | Annual | 21,600 | 1.3 | Elect Director Bruce F. Wesson | For |
MedAssets, Inc | MDAS | 584045108 | 28-May-09 | 23-Apr-09 | Annual | 21,600 | 2 | Ratify Auditors | For |
EnergySolutions, Inc. | ES | 292756202 | 29-May-09 | 08-Apr-09 | Annual | 28,200 | 1.1 | Elect Director R Steve Creamer | For |
EnergySolutions, Inc. | ES | 292756202 | 29-May-09 | 08-Apr-09 | Annual | 28,200 | 1.2 | Elect Director J. Barnie Beasley Jr. | For |
EnergySolutions, Inc. | ES | 292756202 | 29-May-09 | 08-Apr-09 | Annual | 28,200 | 1.3 | Elect Director Jordan W. Clements | For |
EnergySolutions, Inc. | ES | 292756202 | 29-May-09 | 08-Apr-09 | Annual | 28,200 | 1.4 | Elect Director E. Gail De Planque | For |
EnergySolutions, Inc. | ES | 292756202 | 29-May-09 | 08-Apr-09 | Annual | 28,200 | 1.5 | Elect Director J.I. 'Chip' Everest | For |
EnergySolutions, Inc. | ES | 292756202 | 29-May-09 | 08-Apr-09 | Annual | 28,200 | 1.6 | Elect Director Lance L. Hirt | For |
EnergySolutions, Inc. | ES | 292756202 | 29-May-09 | 08-Apr-09 | Annual | 28,200 | 1.7 | Elect Director Robert A. Whitman | For |
EnergySolutions, Inc. | ES | 292756202 | 29-May-09 | 08-Apr-09 | Annual | 28,200 | 1.8 | Elect Director David W. Winder | For |
EnergySolutions, Inc. | ES | 292756202 | 29-May-09 | 08-Apr-09 | Annual | 28,200 | 2 | Ratify Auditors | For |
EnergySolutions, Inc. | ES | 292756202 | 29-May-09 | 08-Apr-09 | Annual | 28,200 | 3 | Approve Stock Option Exchange Program | For |
VCA Antech, Inc. | WOOF | 918194101 | 01-Jun-09 | 03-Apr-09 | Annual | 8,432 | 1.1 | Elect Director John M. Baumer | For |
VCA Antech, Inc. | WOOF | 918194101 | 01-Jun-09 | 03-Apr-09 | Annual | 8,432 | 1.2 | Elect Director Frank Reddick | For |
VCA Antech, Inc. | WOOF | 918194101 | 01-Jun-09 | 03-Apr-09 | Annual | 8,432 | 2 | Ratify Auditors | For |
Isis Pharmaceuticals, Inc. | ISIS | 464330109 | 02-Jun-09 | 06-Apr-09 | Annual | 11,567 | 1.1 | Elect Director Richard D. DiMarchi | For |
Isis Pharmaceuticals, Inc. | ISIS | 464330109 | 02-Jun-09 | 06-Apr-09 | Annual | 11,567 | 1.2 | Elect Director Frederick T. Muto | For |
Isis Pharmaceuticals, Inc. | ISIS | 464330109 | 02-Jun-09 | 06-Apr-09 | Annual | 11,567 | 2 | Amend Qualified Employee Stock Purchase Plan | For |
Isis Pharmaceuticals, Inc. | ISIS | 464330109 | 02-Jun-09 | 06-Apr-09 | Annual | 11,567 | 3 | Ratify Auditors | For |
GeoEye Inc. | GEOY | 37250W108 | 04-Jun-09 | 06-Apr-09 | Annual | 6,400 | 1.1 | Elect Director James A. Abrahamson | For |
GeoEye Inc. | GEOY | 37250W108 | 04-Jun-09 | 06-Apr-09 | Annual | 6,400 | 1.2 | Elect Director Joseph M. Ahearn | For |
GeoEye Inc. | GEOY | 37250W108 | 04-Jun-09 | 06-Apr-09 | Annual | 6,400 | 1.3 | Elect Director Martin C. Faga | For |
GeoEye Inc. | GEOY | 37250W108 | 04-Jun-09 | 06-Apr-09 | Annual | 6,400 | 1.4 | Elect Director Michael F. Horn, Sr. | For |
| | | | | | | | | |
Name | Ticker | SecurityID | Meeting Date | Record Date Type Meeting | Ballot Shares Ballot Item Number ItemDesc | Vote Cast |
GeoEye Inc. | GEOY | 37250W108 | 04-Jun-09 | 06-Apr-09 | Annual | 6,400 | 1.5 | Elect Director Lawrence A. Hough | For |
GeoEye Inc. | GEOY | 37250W108 | 04-Jun-09 | 06-Apr-09 | Annual | 6,400 | 1.6 | Elect Director Roberta E. Lenczowski | For |
GeoEye Inc. | GEOY | 37250W108 | 04-Jun-09 | 06-Apr-09 | Annual | 6,400 | 1.7 | Elect Director Matthew M. O'Connell | For |
GeoEye Inc. | GEOY | 37250W108 | 04-Jun-09 | 06-Apr-09 | Annual | 6,400 | 1.8 | Elect Director James M. Simon, Jr. | For |
GeoEye Inc. | GEOY | 37250W108 | 04-Jun-09 | 06-Apr-09 | Annual | 6,400 | 1.9 | Elect Director William W. Sprague | For |
GeoEye Inc. | GEOY | 37250W108 | 04-Jun-09 | 06-Apr-09 | Annual | 6,400 | 2 | Ratify Auditors | For |
T-3 Energy Services Inc | TTES | 8.73E+111 | 04-Jun-09 | 09-Apr-09 | Annual | 10,100 | 1.1 | Elect Director James M. Tidwell | For |
T-3 Energy Services Inc | TTES | 8.73E+111 | 04-Jun-09 | 09-Apr-09 | Annual | 10,100 | 1.2 | Elect Director Robert L. Ayers | For |
T-3 Energy Services Inc | TTES | 8.73E+111 | 04-Jun-09 | 09-Apr-09 | Annual | 10,100 | 1.3 | Elect Director Thomas R. Bates, Jr. | For |
T-3 Energy Services Inc | TTES | 8.73E+111 | 04-Jun-09 | 09-Apr-09 | Annual | 10,100 | 2 | Amend Omnibus Stock Plan | For |
T-3 Energy Services Inc | TTES | 8.73E+111 | 04-Jun-09 | 09-Apr-09 | Annual | 10,100 | 3 | Ratify Auditors | For |
T-3 Energy Services Inc | TTES | 8.73E+111 | 04-Jun-09 | 09-Apr-09 | Annual | 10,100 | 4 | Other Business | Against |
Genomic Health Inc | GHDX | 37244C101 | 08-Jun-09 | 17-Apr-09 | Annual | 10,500 | 1.1 | Elect Director Randal W. Scott, Ph.D. | For |
Genomic Health Inc | GHDX | 37244C101 | 08-Jun-09 | 17-Apr-09 | Annual | 10,500 | 1.2 | Elect Director Kimberly J. Popovits | For |
Genomic Health Inc | GHDX | 37244C101 | 08-Jun-09 | 17-Apr-09 | Annual | 10,500 | 1.3 | Elect Director Julian C. Baker | For |
Genomic Health Inc | GHDX | 37244C101 | 08-Jun-09 | 17-Apr-09 | Annual | 10,500 | 1.4 | Elect Director Brook H. Byers | For |
Genomic Health Inc | GHDX | 37244C101 | 08-Jun-09 | 17-Apr-09 | Annual | 10,500 | 1.5 | Elect Director Fred E. Cohen, M.D. | For |
Genomic Health Inc | GHDX | 37244C101 | 08-Jun-09 | 17-Apr-09 | Annual | 10,500 | 1.6 | Elect Director Samuel D. Colella | For |
Genomic Health Inc | GHDX | 37244C101 | 08-Jun-09 | 17-Apr-09 | Annual | 10,500 | 1.7 | Elect Director Ginger L. Graham | For |
Genomic Health Inc | GHDX | 37244C101 | 08-Jun-09 | 17-Apr-09 | Annual | 10,500 | 1.8 | Elect Director Randall S. Livingston | For |
Genomic Health Inc | GHDX | 37244C101 | 08-Jun-09 | 17-Apr-09 | Annual | 10,500 | 1.9 | Elect Director Woodrow A. Myers, Jr., M.D. | For |
Genomic Health Inc | GHDX | 37244C101 | 08-Jun-09 | 17-Apr-09 | Annual | 10,500 | 2 | Amend Omnibus Stock Plan | For |
Genomic Health Inc | GHDX | 37244C101 | 08-Jun-09 | 17-Apr-09 | Annual | 10,500 | 3 | Ratify Auditors | For |
Auxilium Pharmaceuticals, Inc. | AUXL | 05334D107 | 10-Jun-09 | 16-Apr-09 | Annual | 6,300 | 1.1 | Elect Director Rolf A. Classon | For |
Auxilium Pharmaceuticals, Inc. | AUXL | 05334D107 | 10-Jun-09 | 16-Apr-09 | Annual | 6,300 | 1.2 | Elect Director Al Altomari | For |
Auxilium Pharmaceuticals, Inc. | AUXL | 05334D107 | 10-Jun-09 | 16-Apr-09 | Annual | 6,300 | 1.3 | Elect Director Armando Anido | For |
Auxilium Pharmaceuticals, Inc. | AUXL | 05334D107 | 10-Jun-09 | 16-Apr-09 | Annual | 6,300 | 1.4 | Elect Director Edwin A. Bescherer, Jr. | For |
Auxilium Pharmaceuticals, Inc. | AUXL | 05334D107 | 10-Jun-09 | 16-Apr-09 | Annual | 6,300 | 1.5 | Elect Director P.o. Chambon | For |
Auxilium Pharmaceuticals, Inc. | AUXL | 05334D107 | 10-Jun-09 | 16-Apr-09 | Annual | 6,300 | 1.6 | Elect Director Oliver S. Fetzer | For |
Auxilium Pharmaceuticals, Inc. | AUXL | 05334D107 | 10-Jun-09 | 16-Apr-09 | Annual | 6,300 | 1.7 | Elect Director Renato Fuchs | For |
Auxilium Pharmaceuticals, Inc. | AUXL | 05334D107 | 10-Jun-09 | 16-Apr-09 | Annual | 6,300 | 1.8 | Elect Director Dennis Langer | For |
Auxilium Pharmaceuticals, Inc. | AUXL | 05334D107 | 10-Jun-09 | 16-Apr-09 | Annual | 6,300 | 1.9 | Elect Director William T. McKee | For |
Auxilium Pharmaceuticals, Inc. | AUXL | 05334D107 | 10-Jun-09 | 16-Apr-09 | Annual | 6,300 | 2 | Amend Omnibus Stock Plan | For |
Auxilium Pharmaceuticals, Inc. | AUXL | 05334D107 | 10-Jun-09 | 16-Apr-09 | Annual | 6,300 | 3 | Ratify Auditors | For |
NCI INC | NCIT | 62886K104 | 10-Jun-09 | 20-Apr-09 | Annual | 7,900 | 1.1 | Elect Director Charles K. Narang | For |
NCI INC | NCIT | 62886K104 | 10-Jun-09 | 20-Apr-09 | Annual | 7,900 | 1.2 | Elect Director Terry W. Glasgow | For |
NCI INC | NCIT | 62886K104 | 10-Jun-09 | 20-Apr-09 | Annual | 7,900 | 1.3 | Elect Director James P. Allen | For |
NCI INC | NCIT | 62886K104 | 10-Jun-09 | 20-Apr-09 | Annual | 7,900 | 1.4 | Elect Director John E. Lawler | For |
NCI INC | NCIT | 62886K104 | 10-Jun-09 | 20-Apr-09 | Annual | 7,900 | 1.5 | Elect Director Paul V. Lombardi | For |
NCI INC | NCIT | 62886K104 | 10-Jun-09 | 20-Apr-09 | Annual | 7,900 | 1.6 | Elect Director J. Patrick McMahon | For |
NCI INC | NCIT | 62886K104 | 10-Jun-09 | 20-Apr-09 | Annual | 7,900 | 1.7 | Elect Director Gurvinder P. Singh | For |
NCI INC | NCIT | 62886K104 | 10-Jun-09 | 20-Apr-09�� | Annual | 7,900 | 1.8 | Elect Director Stephen L. Waechter | For |
NCI INC | NCIT | 62886K104 | 10-Jun-09 | 20-Apr-09 | Annual | 7,900 | 1.9 | Elect Director Daniel R. Young | For |
NCI INC | NCIT | 62886K104 | 10-Jun-09 | 20-Apr-09 | Annual | 7,900 | 2 | Amend Omnibus Stock Plan | For |
NCI INC | NCIT | 62886K104 | 10-Jun-09 | 20-Apr-09 | Annual | 7,900 | 3 | Ratify Auditors | For |
Avocent Corporation | AVCT | 53893103 | 11-Jun-09 | 23-Apr-09 | Annual | 16,800 | 1.1 | Elect Director Francis A. Dramis, Jr. | For |
Avocent Corporation | AVCT | 53893103 | 11-Jun-09 | 23-Apr-09 | Annual | 16,800 | 2 | Ratify Auditors | For |
Avocent Corporation | AVCT | 53893103 | 11-Jun-09 | 23-Apr-09 | Annual | 16,800 | 3 | Amend Omnibus Stock Plan | For |
LHC Group, Inc. | LHCG | 50187A107 | 11-Jun-09 | 16-Apr-09 | Annual | 9,800 | 1.1 | Elect Director Monica F. Azare | For |
LHC Group, Inc. | LHCG | 50187A107 | 11-Jun-09 | 16-Apr-09 | Annual | 9,800 | 1.2 | Elect Director John B. Breaux | For |
LHC Group, Inc. | LHCG | 50187A107 | 11-Jun-09 | 16-Apr-09 | Annual | 9,800 | 1.3 | Elect Director Dan S. Wilford | For |
LHC Group, Inc. | LHCG | 50187A107 | 11-Jun-09 | 16-Apr-09 | Annual | 9,800 | 2 | Ratify Auditors | For |
HMS Holdings Corp. | HMSY | 40425J101 | 12-Jun-09 | 28-Apr-09 | Annual | 10,300 | 1.1 | Elect Director William F. Miller, III | For |
HMS Holdings Corp. | HMSY | 40425J101 | 12-Jun-09 | 28-Apr-09 | Annual | 10,300 | 1.2 | Elect Director William W. Neal | For |
HMS Holdings Corp. | HMSY | 40425J101 | 12-Jun-09 | 28-Apr-09 | Annual | 10,300 | 1.3 | Elect Director Ellen A. Rudnick | For |
HMS Holdings Corp. | HMSY | 40425J101 | 12-Jun-09 | 28-Apr-09 | Annual | 10,300 | 1.4 | Elect Director Michael A. Stocker | For |
HMS Holdings Corp. | HMSY | 40425J101 | 12-Jun-09 | 28-Apr-09 | Annual | 10,300 | 1.5 | Elect Director Richard H. Stowe | For |
HMS Holdings Corp. | HMSY | 40425J101 | 12-Jun-09 | 28-Apr-09 | Annual | 10,300 | 2 | Amend Omnibus Stock Plan | For |
HMS Holdings Corp. | HMSY | 40425J101 | 12-Jun-09 | 28-Apr-09 | Annual | 10,300 | 3 | Ratify Auditors | For |
Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 12-Jun-09 | 14-Apr-09 | Annual | 10,600 | 1.1 | Elect Director Charles A. Baker | For |
Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 12-Jun-09 | 14-Apr-09 | Annual | 10,600 | 1.2 | Elect Director Michael S. Brown, M.D. | For |
Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 12-Jun-09 | 14-Apr-09 | Annual | 10,600 | 1.3 | Elect Director Arthur F. Ryan | For |
Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 12-Jun-09 | 14-Apr-09 | Annual | 10,600 | 1.4 | Elect Director George L. Sing | For |
Regeneron Pharmaceuticals, Inc. | REGN | 75886F107 | 12-Jun-09 | 14-Apr-09 | Annual | 10,600 | 2 | Ratify Auditors | For |
Natus Medical Inc. | BABY | 639050103 | 16-Jun-09 | 17-Apr-09 | Annual | 13,700 | 1 | Elect Director Doris E. Engibous | For |
Natus Medical Inc. | BABY | 639050103 | 16-Jun-09 | 17-Apr-09 | Annual | 13,700 | 2 | Elect Director William M. Moore | For |
Natus Medical Inc. | BABY | 639050103 | 16-Jun-09 | 17-Apr-09 | Annual | 13,700 | 3 | Ratify Auditors | For |
| | | | | | | | | |
Name | Ticker | SecurityID | Meeting Date | Record Date Type Meeting | Ballot Shares Ballot Item Number ItemDesc | Vote Cast |
Emcor Group, Inc. | EME | 29084Q100 | 16-Jun-09 | 20-Apr-09 | Annual | 21,720 | 1.1 | Elect Director Frank T. MacInnis | For |
Emcor Group, Inc. | EME | 29084Q100 | 16-Jun-09 | 20-Apr-09 | Annual | 21,720 | 1.2 | Elect Director Stephen W. Bershad | For |
Emcor Group, Inc. | EME | 29084Q100 | 16-Jun-09 | 20-Apr-09 | Annual | 21,720 | 1.3 | Elect Director David A.B. Brown | For |
Emcor Group, Inc. | EME | 29084Q100 | 16-Jun-09 | 20-Apr-09 | Annual | 21,720 | 1.4 | Elect Director Larry J. Bump | For |
Emcor Group, Inc. | EME | 29084Q100 | 16-Jun-09 | 20-Apr-09 | Annual | 21,720 | 1.5 | Elect Director Albert Fried, Jr. | For |
Emcor Group, Inc. | EME | 29084Q100 | 16-Jun-09 | 20-Apr-09 | Annual | 21,720 | 1.6 | Elect Director Richard F. Hamm, Jr. | For |
Emcor Group, Inc. | EME | 29084Q100 | 16-Jun-09 | 20-Apr-09 | Annual | 21,720 | 1.7 | Elect Director David H. Laidley | For |
Emcor Group, Inc. | EME | 29084Q100 | 16-Jun-09 | 20-Apr-09 | Annual | 21,720 | 1.8 | Elect Director Jerry E. Ryan | For |
Emcor Group, Inc. | EME | 29084Q100 | 16-Jun-09 | 20-Apr-09 | Annual | 21,720 | 1.9 | Elect Director Michael T. Yonker | For |
Emcor Group, Inc. | EME | 29084Q100 | 16-Jun-09 | 20-Apr-09 | Annual | 21,720 | 2 | Ratify Auditors | For |
Hansen Medical Inc | HNSN | 411307101 | 17-Jun-09 | 21-Apr-09 | Annual | 13,600 | 1.1 | Elect Director Russell C. Hirsch, M.D., Ph.D. | For |
Hansen Medical Inc | HNSN | 411307101 | 17-Jun-09 | 21-Apr-09 | Annual | 13,600 | 1.2 | Elect Director Frederic H. Moll, M.D. | For |
Hansen Medical Inc | HNSN | 411307101 | 17-Jun-09 | 21-Apr-09 | Annual | 13,600 | 2 | Amend Omnibus Stock Plan | For |
Hansen Medical Inc | HNSN | 411307101 | 17-Jun-09 | 21-Apr-09 | Annual | 13,600 | 3 | Ratify Auditors | For |
Power Integrations, Inc. | POWI | 739276103 | 18-Jun-09 | 22-Apr-09 | Annual | 12,941 | 1.1 | Elect Director Balu Balakrishnan | For |
Power Integrations, Inc. | POWI | 739276103 | 18-Jun-09 | 22-Apr-09 | Annual | 12,941 | 1.2 | Elect Director Alan D. Bickell | For |
Power Integrations, Inc. | POWI | 739276103 | 18-Jun-09 | 22-Apr-09 | Annual | 12,941 | 1.3 | Elect Director Nicholas E. Brathwaite | For |
Power Integrations, Inc. | POWI | 739276103 | 18-Jun-09 | 22-Apr-09 | Annual | 12,941 | 1.4 | Elect Director James Fiebiger | For |
Power Integrations, Inc. | POWI | 739276103 | 18-Jun-09 | 22-Apr-09 | Annual | 12,941 | 1.5 | Elect Director Balakrishnan S. Iyer | For |
Power Integrations, Inc. | POWI | 739276103 | 18-Jun-09 | 22-Apr-09 | Annual | 12,941 | 1.6 | Elect Director E. Floyd Kvamme | For |
Power Integrations, Inc. | POWI | 739276103 | 18-Jun-09 | 22-Apr-09 | Annual | 12,941 | 1.7 | Elect Director Steven J. Sharp | For |
Power Integrations, Inc. | POWI | 739276103 | 18-Jun-09 | 22-Apr-09 | Annual | 12,941 | 1.8 | Elect Director William George | For |
Power Integrations, Inc. | POWI | 739276103 | 18-Jun-09 | 22-Apr-09 | Annual | 12,941 | 2 | Ratify Auditors | For |
InnerWorkings, Inc. | INWK | 45773Y105 | 18-Jun-09 | 21-Apr-09 | Annual | 25,800 | 1.1 | Elect Director John R. Walter | For |
InnerWorkings, Inc. | INWK | 45773Y105 | 18-Jun-09 | 21-Apr-09 | Annual | 25,800 | 1.2 | Elect Director Steven E. Zuccarini | For |
InnerWorkings, Inc. | INWK | 45773Y105 | 18-Jun-09 | 21-Apr-09 | Annual | 25,800 | 1.3 | Elect Director Eric D. Belcher | For |
InnerWorkings, Inc. | INWK | 45773Y105 | 18-Jun-09 | 21-Apr-09 | Annual | 25,800 | 1.4 | Elect Director Peter J. Barris | For |
InnerWorkings, Inc. | INWK | 45773Y105 | 18-Jun-09 | 21-Apr-09 | Annual | 25,800 | 1.5 | Elect Director Sharyar Baradaran | For |
InnerWorkings, Inc. | INWK | 45773Y105 | 18-Jun-09 | 21-Apr-09 | Annual | 25,800 | 1.6 | Elect Director Jack M. Greenberg | For |
InnerWorkings, Inc. | INWK | 45773Y105 | 18-Jun-09 | 21-Apr-09 | Annual | 25,800 | 1.7 | Elect Director Linda S. Wolf | For |
InnerWorkings, Inc. | INWK | 45773Y105 | 18-Jun-09 | 21-Apr-09 | Annual | 25,800 | 1.8 | Elect Director Eric P. Lefkofsky | Withhold |
InnerWorkings, Inc. | INWK | 45773Y105 | 18-Jun-09 | 21-Apr-09 | Annual | 25,800 | 1.9 | Elect Director Charles K. Bobrinskoy | For |
InnerWorkings, Inc. | INWK | 45773Y105 | 18-Jun-09 | 21-Apr-09 | Annual | 25,800 | 2 | Ratify Auditors | For |
InnerWorkings, Inc. | INWK | 45773Y105 | 18-Jun-09 | 21-Apr-09 | Annual | 25,800 | 3 | Amend Omnibus Stock Plan | Against |
Petrohawk Energy Corporation | HK | 716495106 | 18-Jun-09 | 27-Apr-09 | Annual | 8,274 | 1.1 | Elect Director James W. Christmas | For |
Petrohawk Energy Corporation | HK | 716495106 | 18-Jun-09 | 27-Apr-09 | Annual | 8,274 | 1.2 | Elect Director James L. Irish III | For |
Petrohawk Energy Corporation | HK | 716495106 | 18-Jun-09 | 27-Apr-09 | Annual | 8,274 | 1.3 | Elect Director Robert C. Stone, Jr. | For |
Petrohawk Energy Corporation | HK | 716495106 | 18-Jun-09 | 27-Apr-09 | Annual | 8,274 | 2 | Increase Authorized Common Stock | For |
Petrohawk Energy Corporation | HK | 716495106 | 18-Jun-09 | 27-Apr-09 | Annual | 8,274 | 3 | Amend Omnibus Stock Plan | For |
Petrohawk Energy Corporation | HK | 716495106 | 18-Jun-09 | 27-Apr-09 | Annual | 8,274 | 4 | Amend Non-Employee Director Omnibus Stock Plan | For |
Petrohawk Energy Corporation | HK | 716495106 | 18-Jun-09 | 27-Apr-09 | Annual | 8,274 | 5 | Permit Board to Amend Bylaws Without Shareholder Consent | For |
|
Petrohawk Energy Corporation | HK | 716495106 | 18-Jun-09 | 27-Apr-09 | Annual | 8,274 | 6 | Ratify Auditors | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 1.1 | Elect Director Julian R. Geiger | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 1.1 | Elect Director Evelyn Dilsaver | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 1.11 | Elect Director Thomas P. Johnson | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 1.2 | Elect Director Bodil Arlander | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 1.3 | Elect Director Ronald R. Beegle | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 1.4 | Elect Director John N. Haugh | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 1.5 | Elect Director Robert B. Chavez | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 1.6 | Elect Director Mindy C. Meads | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 1.7 | Elect Director John D. Howard | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 1.8 | Elect Director David B. Vermylen | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 1.9 | Elect Director Karin Hirtler-Garvey | For |
Aeropostale, Inc | ARO | 7865108 | 18-Jun-09 | 23-Apr-09 | Annual | 8,500 | 2 | Ratify Auditors | For |
Acorda Therapeutics, Inc | ACOR | 00484M106 | 22-Jun-09 | 24-Apr-09 | Annual | 5,100 | 1.1 | Elect Director Barry Greene | For |
Acorda Therapeutics, Inc | ACOR | 00484M106 | 22-Jun-09 | 24-Apr-09 | Annual | 5,100 | 1.2 | Elect Director Ian Smith | For |
Acorda Therapeutics, Inc | ACOR | 00484M106 | 22-Jun-09 | 24-Apr-09 | Annual | 5,100 | 2 | Ratify Auditors | For |
Allos Therapeutics, Inc. | ALTH | 19777101 | 23-Jun-09 | 27-Apr-09 | Annual | 19,800 | 1.1 | Elect Director Stephen J. Hoffman | For |
Allos Therapeutics, Inc. | ALTH | 19777101 | 23-Jun-09 | 27-Apr-09 | Annual | 19,800 | 1.2 | Elect Director Paul L. Berns | For |
Allos Therapeutics, Inc. | ALTH | 19777101 | 23-Jun-09 | 27-Apr-09 | Annual | 19,800 | 1.3 | Elect Director Michael D. Casey | For |
Allos Therapeutics, Inc. | ALTH | 19777101 | 23-Jun-09 | 27-Apr-09 | Annual | 19,800 | 1.4 | Elect Director Stewart Hen | For |
Allos Therapeutics, Inc. | ALTH | 19777101 | 23-Jun-09 | 27-Apr-09 | Annual | 19,800 | 1.5 | Elect Director Jeffrey R. Latts | For |
Allos Therapeutics, Inc. | ALTH | 19777101 | 23-Jun-09 | 27-Apr-09 | Annual | 19,800 | 1.6 | Elect Director Jonathan S. Leff | For |
Allos Therapeutics, Inc. | ALTH | 19777101 | 23-Jun-09 | 27-Apr-09 | Annual | 19,800 | 1.7 | Elect Director Timothy P. Lynch | For |
Allos Therapeutics, Inc. | ALTH | 19777101 | 23-Jun-09 | 27-Apr-09 | Annual | 19,800 | 1.8 | Elect Director David M. Stout | For |
Allos Therapeutics, Inc. | ALTH | 19777101 | 23-Jun-09 | 27-Apr-09 | Annual | 19,800 | 2 | Amend Omnibus Stock Plan | For |
| | | | | | | | | |
Name | Ticker | SecurityID | Meeting Date | Record Date Type Meeting | Ballot Shares Ballot Item Number ItemDesc | Vote Cast |
Allos Therapeutics, Inc. | ALTH | 19777101 | 23-Jun-09 | 27-Apr-09 | Annual | 19,800 | 3 | Ratify Auditors | For |
NeuStar, Inc | NSR | 64126X201 | 24-Jun-09 | 27-Apr-09 | Annual | 9,318 | 1.1 | Elect Director Ross K. Ireland | For |
NeuStar, Inc | NSR | 64126X201 | 24-Jun-09 | 27-Apr-09 | Annual | 9,318 | 1.2 | Elect Director Paul A. Lacouture | For |
NeuStar, Inc | NSR | 64126X201 | 24-Jun-09 | 27-Apr-09 | Annual | 9,318 | 1.3 | Elect Director Michael J. Rowny | For |
NeuStar, Inc | NSR | 64126X201 | 24-Jun-09 | 27-Apr-09 | Annual | 9,318 | 2 | Ratify Auditors | For |
NeuStar, Inc | NSR | 64126X201 | 24-Jun-09 | 27-Apr-09 | Annual | 9,318 | 3 | Approve Executive Incentive Bonus Plan | For |
NeuStar, Inc | NSR | 64126X201 | 24-Jun-09 | 27-Apr-09 | Annual | 9,318 | 4 | Approve Omnibus Stock Plan | For |
CKE Restaurants, Inc. | CKR | 1.26E+109 | 25-Jun-09 | 30-Apr-09 | Annual | 38,052 | 1 | Elect Director Carl L. Karcher | For |
CKE Restaurants, Inc. | CKR | 1.26E+109 | 25-Jun-09 | 30-Apr-09 | Annual | 38,052 | 2 | Elect Director Jerold H. Rubinstein | For |
CKE Restaurants, Inc. | CKR | 1.26E+109 | 25-Jun-09 | 30-Apr-09 | Annual | 38,052 | 3 | Elect Director Daniel E. Ponder, Jr. | For |
CKE Restaurants, Inc. | CKR | 1.26E+109 | 25-Jun-09 | 30-Apr-09 | Annual | 38,052 | 4 | Amend Omnibus Stock Plan | For |
CKE Restaurants, Inc. | CKR | 1.26E+109 | 25-Jun-09 | 30-Apr-09 | Annual | 38,052 | 5 | Ratify Auditors | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 1.1 | Elect Director Mary Baglivo | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 1.1 | Elect Director Craig Rydin | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 1.2 | Elect Director Emanuel Chirico | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 1.3 | Elect Director Edward H. Cohen | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 1.4 | Elect Director Joseph B. Fuller | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 1.5 | Elect Director Margaret L. Jenkins | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 1.6 | Elect Director Bruce Maggin | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 1.7 | Elect Director V. James Marino | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 1.8 | Elect Director Henry Nasella | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 1.9 | Elect Director Rita M. Rodriguez | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 2 | Amend Omnibus Stock Plan | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 3 | Amend Executive Incentive Bonus Plan | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 4 | Amend Executive Incentive Bonus Plan | For |
Phillips-Van Heusen Corp. | PVH | 718592108 | 25-Jun-09 | 30-Apr-09 | Annual | 16,028 | 5 | Ratify Auditors | For |
Chico's FAS Inc. | CHS | 168615102 | 25-Jun-09 | 27-Apr-09 | Annual | 60,400 | 1.1 | Elect Director Ross E. Roeder | For |
Chico's FAS Inc. | CHS | 168615102 | 25-Jun-09 | 27-Apr-09 | Annual | 60,400 | 1.2 | Elect Director Andrea M. Weiss | For |
Chico's FAS Inc. | CHS | 168615102 | 25-Jun-09 | 27-Apr-09 | Annual | 60,400 | 2 | Adopt Majority Voting for Uncontested Election of Directors | For |
|
Chico's FAS Inc. | CHS | 168615102 | 25-Jun-09 | 27-Apr-09 | Annual | 60,400 | 3 | Ratify Auditors | For |
Medivation, Inc. | MDVN | 58501N101 | 26-Jun-09 | 29-Apr-09 | Annual | 6,600 | 1.1 | Elect Director Daniel D. Adams | For |
Medivation, Inc. | MDVN | 58501N101 | 26-Jun-09 | 29-Apr-09 | Annual | 6,600 | 1.2 | Elect Director Gregory H. Bailey, M.D. | For |
Medivation, Inc. | MDVN | 58501N101 | 26-Jun-09 | 29-Apr-09 | Annual | 6,600 | 1.3 | Elect Director Kim D. Blickenstaff | For |
Medivation, Inc. | MDVN | 58501N101 | 26-Jun-09 | 29-Apr-09 | Annual | 6,600 | 1.4 | Elect Director David T. Hung, M.D. | For |
Medivation, Inc. | MDVN | 58501N101 | 26-Jun-09 | 29-Apr-09 | Annual | 6,600 | 1.5 | Elect Director W. Anthony Vernon | For |
Medivation, Inc. | MDVN | 58501N101 | 26-Jun-09 | 29-Apr-09 | Annual | 6,600 | 2 | Ratify Auditors | For |
| | | | | | | | |
Principal Variable Contracts Funds, Inc. - SmallCap Value Account I Sub-Advisor: Mellon Capital Management Corp. |
|
Vote Summary Report |
Jul 01, 2008 - Sep 30, 2008 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
07/08/08 - A | Interactive Brokers Group | 45841N107 | | | 05/16/08 | | 5,700 |
| Inc. *IBKR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
07/16/08 - A | Park Electrochemical Corp. | 700416209 | | | 05/21/08 | | 8,175 |
| *PKE* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Stock Option Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
07/24/08 - A | Steris Corp. *STE* | 859152100 | | | 06/02/08 | | 9,850 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
07/24/08 - A | Triumph Group, Inc. *TGI* | 896818101 | | | 05/30/08 | | 1,550 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Increase Authorized Common Stock | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
07/28/08 - A | Columbus Mckinnon Corp. | 199333105 | | | 06/06/08 | | 9,550 |
| *CMCO* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
08/05/08 - A | Prestige Brands Holdings Inc | 74112D101 | | | 06/09/08 | | 14,000 |
| *PBH* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
08/13/08 - A | Spartan Stores, Inc *SPTN* | 846822104 | | | 06/18/08 | | 5,700 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
08/19/08 - A | Helen Of Troy Ltd. *HELE* | G4388N106 | | | 06/25/08 | | 5,094 |
| | This is a duplicate meeting for ballots | | | | | |
| | received via the Broadridge North | | | | | |
| | American Ballot distribution system. | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | TO APPROVE THE HELEN OF TROY | For | For | | Mgmt | |
| | LIMITED 2008 EMPLOYEE STOCK | | | | | |
| | PURCHASE PLAN | | | | | | |
| 3 | TO APPROVE THE HELEN OF TROY | For | Against | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 1 |
| | | | | | | | |
Vote Summary Report |
Jul 01, 2008 - Sep 30, 2008 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | LIMITED 2008 STOCK INCENTIVE | | | | | |
| | PLAN | | | | | | |
| 4 | TO APPROVE THE HELEN OF TROY | For | For | | Mgmt | |
| | LIMITED 2008 NON-EMPLOYEE | | | | | |
| | DIRECTORS STOCK INCENTIVE | | | | | |
| | PLAN | | | | | | |
| 5 | TO RATIFY THE TERMS OF THE | For | For | | Mgmt | |
| | PERFORMANCE GOALS | | | | | | |
| | ESTABLISHED FOR THE HELEN OF | | | | | |
| | TROY 1997 CASH BONUS | | | | | | |
| | PERFORMANCE PLAN AND | | | | | | |
| | APPROVAL OF AMENDMENTS TO | | | | | |
| | THE PLAN. | | | | | | |
| 6 | Ratify Auditors | | For | For | | Mgmt | |
|
|
08/27/08 - S | Stone Energy Corp. *SGY* | 861642106 | | | 07/18/08 | | 5,500 |
| 1 | Issue Shares in Connection with | For | For | | Mgmt | |
| | Acquisition | | | | | | |
|
|
09/05/08 - A | Perini Corp. *PCR* | 713839108 | | | 07/30/08 | | 3,025 |
| 1 | Issue Shares in Connection with | For | For | | Mgmt | |
| | Acquisition | | | | | | |
| 2 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 3 | Elect Directors | | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
| 5 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 6 | Adjourn Meeting | | For | For | | Mgmt | |
|
|
09/18/08 - A | Methode Electronics, Inc. | 591520200 | | | 07/25/08 | | 10,000 |
| *MEI* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
09/19/08 - A | Jakks Pacific, Inc. *JAKK* | 47012E106 | | | 08/11/08 | | 6,300 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Other Business | | For | Against | | Mgmt | |
|
|
09/24/08 - A | Scholastic Corp. *SCHL* | 807066105 | | | 08/01/08 | | 2,950 |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 2 |
| | | | | | | | |
Vote Summary Report |
Oct 01, 2008 - Dec 31, 2008 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
12/18/08 - A | A. Schulman, Inc. *SHLM* | 808194104 | | | 10/20/08 | | 5,275 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Articles of Incorporation | For | For | | Mgmt | |
|
|
10/21/08 - A | Applied Industrial | 03820C105 | | | 08/22/08 | | 8,000 |
| Technologies, Inc. *AIT* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/05/08 - A | Buckeye Technologies Inc. | 118255108 | | | 09/12/08 | | 8,899 |
| *BKI* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
10/13/08 - A | Carpenter Technology Corp. | 144285103 | | | 08/15/08 | | 3,600 |
| *CRS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/25/08 - A | Dycom Industries, Inc. *DY* | 267475101 | | | 10/03/08 | | 10,168 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| | Prohibits repricing; maintains tax deductible status | | | |
| | under IRS 162(m) for existing plan. | | | | | |
| 4 | Other Business | | For | Against | | Mgmt | |
|
|
11/12/08 - A | Elizabeth Arden Inc *RDEN* | 28660G106 | | | 09/15/08 | | 2,045 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/19/08 - A | Emulex Corp. *ELX* | 292475209 | | | 09/22/08 | | 10,400 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Stock Option Exchange | For | For | | Mgmt | |
| | Program | | | | | | |
| | Adeqquate controls in place in context of current | | | |
| | market conditions. | | | | | | |
| 3 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| | Not needed if item 2 passes. | | | | | |
| 4 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 3 |
| | | | | | | | |
Vote Summary Report |
Oct 01, 2008 - Dec 31, 2008 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | No significant impact to shareholders. | | | | | |
| 5 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 6 | Ratify Auditors | | For | For | | Mgmt | |
|
|
10/01/08 - A | Micrel, Inc. *MCRL* | 594793101 | | | 08/06/08 | | 11,775 |
| 1 | Establish Range For Board Size | For | For | | Mgmt | |
| | Current board 3 - 7; proposed 4 - 7; no evidence of | | | |
| | intent to support entrenchment. | | | | | |
| 2 | Elect Directors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
12/08/08 - A | OSI Systems, Inc. *OSIS* | 671044105 | | | 10/10/08 | | 5,775 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| | All employees can purchase shares at 85% of F.M.V. | | | |
|
|
11/20/08 - A | SWS Group, Inc. *SWS* | 78503N107 | | | 09/26/08 | | 8,700 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
11/14/08 - A | Watson Wyatt Worldwide | 942712100 | | | 09/29/08 | | 2,375 |
| INC *WW* | | | | | | |
| 1 | Elect Director John J. Gabarro | For | For | | Mgmt | |
| 2 | Elect Director John J. Haley | | For | For | | Mgmt | |
| 3 | Elect Director R. Michael McCullough | For | For | | Mgmt | |
| 4 | Elect Director Brendan R. O'Neill | For | For | | Mgmt | |
| 5 | Elect Director Linda D. Rabbitt | For | For | | Mgmt | |
| 6 | Elect Director Gilbert T. Ray | | For | For | | Mgmt | |
| 7 | Elect Director John C. Wright | | For | For | | Mgmt | |
| 8 | Ratify Auditors | | For | For | | Mgmt | |
| 9 | Amend Deferred Compensation Plan | For | For | | Mgmt | |
| | Prohits repricing; adequate controls; intended to | | | |
| | comply with IRS 162(m) and enable tax deductions | | | |
| | for the company. | | | | | | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 4 |
Mgmt Rec - Company Management Recommended Vote |
| | | | | | | | |
Vote Summary Report |
Jan 01, 2009 - Mar 31, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
01/05/09 - S | FirstMerit Corp. *FMER* | 337915102 | | | 11/24/08 | | 13,000 |
| 1 | Amend Articles of Incorporation | For | For | | Mgmt | |
| | Concerning Voting Rights of Preferred | | | | | |
| | Stock | | | | | | |
| 2 | Amend Code of Regulations | | For | Against | | Mgmt | |
| 3 | Adjourn Meeting | | For | Against | | Mgmt | |
|
|
01/07/09 - A | Robbins & Myers, Inc. *RBN* | 770196103 | | | 11/19/08 | | 6,100 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/08/09 - A | Acuity Brands, Inc. *AYI* | 00508Y102 | | | 11/17/08 | | 3,300 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/21/09 - A | New Jersey Resources Corp. | 646025106 | | | 11/24/08 | | 4,300 |
| *NJR* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/26/09 - A | Analogic Corp. *ALOG* | 032657207 | | | 11/27/08 | | 1,400 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Adopt Majority Voting for Uncontested | For | For | | Mgmt | |
| | Election of Directors | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/28/09 - A | Schnitzer Steel Industries, | 806882106 | | | 12/04/08 | | 2,000 |
| Inc. *SCHN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
|
|
01/29/09 - A | Ashland Inc. *ASH* | 044209104 | | | 12/01/08 | | 7,500 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Adopt Majority Voting for Uncontested | For | For | | Mgmt | |
| | Election of Directors | | | | | | |
|
|
01/29/09 - S | Blyth, Inc. *BTH* | 09643P108 | | | 12/03/08 | | 11,100 |
| 1 | Approve Reverse Stock Split | | For | For | | Mgmt | |
| 2 | Reduce Authorized Common Stock | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 6 |
| | | | | | | | |
Vote Summary Report |
Jan 01, 2009 - Mar 31, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
01/29/09 - A | The Laclede Group, Inc. *LG* | 505597104 | | | 12/01/08 | | 3,900 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Non-Employee Director | For | For | | Mgmt | |
| | Restricted Stock Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
01/30/09 - A | Rock-Tenn Company *RKT* | 772739207 | | | 11/28/08 | | 3,400 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
02/04/09 - A | Atmos Energy Corp. *ATO* | 049560105 | | | 12/10/08 | | 5,775 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Declassify the Board of Directors | Against | For | | ShrHoldr | |
|
|
02/05/09 - A | Landauer, Inc. *LDR* | 51476K103 | | | 12/12/08 | | 1,500 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
02/10/09 - A | Insteel Industries, Inc. *IIIN* | 45774W108 | | | 12/08/08 | | 5,900 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
02/19/09 - A | Provident New York Bancorp | 744028101 | | | 12/22/08 | | 9,100 |
| *PBNY* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/04/09 - A | MedCath Corp. *MDTH* | 58404W109 | | | 01/21/09 | | 7,200 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Non-Employee Director | For | Against | | Mgmt | |
| | Omnibus Stock Plan | | | | | | |
|
|
03/05/09 - A | WGL Holdings, Inc. *WGL* | 92924F106 | | | 01/05/09 | | 8,750 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Provide for Cumulative Voting | | Against | Against | | ShrHoldr | |
|
|
03/11/09 - S | Interwoven, Inc. | 46114T508 | | | 02/04/09 | | 7,200 |
| 1 | Approve Merger Agreement | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 7 |
| | | | | | | | |
Vote Summary Report |
Jan 01, 2009 - Mar 31, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 2 | Adjourn Meeting | | For | For | | Mgmt | |
|
|
03/11/09 - A | The Hain Celestial Group, | 405217100 | | | 01/26/09 | | 3,000 |
| Inc. *HAIN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Non-Employee Director | For | For | | Mgmt | |
| | Omnibus Stock Plan | | | | | | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Advisory Vote to Ratify Named | Against | For | | ShrHoldr | |
| | Executive Officers' Compensation | | | | | |
| 5 | Reincorporate in Another State | Against | Against | | ShrHoldr | |
| | [Delaware to North Dakota] | | | | | | |
| 6 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/18/09 - A | Rofin-Sinar Technologies, | 775043102 | | | 01/23/09 | | 2,425 |
| Inc. *RSTI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/25/09 - A | Ameron International Corp. | 030710107 | | | 02/10/09 | | 2,200 |
| *AMN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/26/09 - A | Hancock Holding Co. *HBHC* | 410120109 | | | 02/11/09 | | 3,700 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
03/27/09 - A | HEICO Corporation *HEI* | 422806109 | | | 01/23/09 | | 5,000 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2. | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 8 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
04/08/09 - A | * TIBCO Software, Inc. *TIBX* | 88632Q103 | | | 02/09/09 | | 34,000 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2. | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/08/09 - A | * Waddell & Reed Financial, | 930059100 | | | 02/11/09 | | 6,075 |
| Inc. *WDR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Advisory Vote to Ratify Named | Against | For | | ShrHoldr | |
| | Executive Officers' Compensation | | | | | |
|
|
04/14/09 - A | * Umpqua Holdings Corp. | 904214103 | | | 02/06/09 | | 4,075 |
| *UMPQ* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Advisory Vote on Executive | | For | For | | Mgmt | |
| | Compensation | | | | | | |
|
|
04/15/09 - A | * FirstMerit Corp. *FMER* | 337915102 | | | 02/19/09 | | 14,300 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Karen S. Belden --- For | | | | | |
| 1.2 | Elect Director R. Cary Blair --- Withhold | | | | | |
| 1.3 | Elect Director John C. Blickle --- For | | | | | |
| 1.4 | Elect Director Robert W. Briggs --- For | | | | | |
| 1.5 | Elect Director Gina D. France --- For | | | | | |
| 1.6 | Elect Director Paul G. Greig --- For | | | | | |
| 1.7 | Elect Director Terry L. Haines --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Clifford J. Isroff --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Advisory Vote on Executive | | For | Against | | Mgmt | |
| | Compensation | | | | | | |
|
|
04/15/09 - A | * Universal Forest Products, | 913543104 | | | 02/18/09 | | 3,000 |
| Inc. *UFPI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/20/09 - A | * Chemical Financial Corp. | 163731102 | | | 02/20/09 | | 3,300 |
| *CHFC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Authorize New Class of Preferred Stock | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 9 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
04/20/09 - A | * First Commonwealth | 319829107 | | | 02/27/09 | | 13,750 |
| Financial Corp. *FCF* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
04/20/09 - A | * S&T Bancorp, Inc. *STBA* | 783859101 | | | 03/06/09 | | 7,400 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Advisory Vote to Ratify Named | For | For | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
| 4 | Other Business | | For | Against | | Mgmt | |
|
|
04/21/09 - A | * Arkansas Best Corp. | 040790107 | | | 02/20/09 | | 8,700 |
| *ABFS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Declassify the Board of Directors | For | For | | Mgmt | |
|
|
04/21/09 - A | * Bank of The Ozarks, Inc. | 063904106 | | | 02/20/09 | | 3,500 |
| *OZRK* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director George Gleason --- For | | | | | |
| 1.2 | Elect Director Mark Ross --- For | | | | | |
| 1.3 | Elect Director Jean Arehart --- For | | | | | |
| 1.4 | Elect Director Steven Arnold --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Richard Cisne --- For | | | | | |
| 1.6 | Elect Director Robert East --- For | | | | | |
| 1.7 | Elect Director Linda Gleason --- For | | | | | |
| 1.8 | Elect Director Henry Mariani --- | | | | | |
| | Withhold | | | | | | |
| 1.9 | Elect Director James Matthews --- For | | | | | |
| 1.10 | Elect Director R. L. Qualls --- Withhold | | | | | |
| 1.11 | Elect Director Kennith Smith --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Restricted Stock Plan | For | For | | Mgmt | |
| 4 | Advisory Vote on Executive | | For | Against | | Mgmt | |
| | Compensation | | | | | | |
| 5 | Other Business | | For | Against | | Mgmt | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 10 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
04/21/09 - A | * National Penn Bancshares, | 637138108 | | | 03/03/09 | | 7,025 |
| Inc. *NPBC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
| 4 | Advisory Vote to Ratify Named | For | For | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
|
|
04/21/09 - A | * Parker Drilling Co. *PKD* | 701081101 | | | 02/27/09 | | 14,975 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/21/09 - A | * UMB Financial Corp. | 902788108 | | | 02/27/09 | | 5,500 |
| *UMBF* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Declassify the Board of Directors | Against | For | | ShrHoldr | |
|
|
04/22/09 - A | * Greenhill & Co., Inc. *GHL* | 395259104 | | | 03/03/09 | | 2,150 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/22/09 - A | * Provident Financial | 74386T105 | | | 03/02/09 | | 12,400 |
| Services, Inc. *PFS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Gulf Island Fabrication, Inc. | 402307102 | | | 03/02/09 | | 4,600 |
| *GIFI* | | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
|
|
04/23/09 - A | Newmarket Corp *NEU* | 651587107 | | | 02/23/09 | | 1,300 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | * Nicor Inc. *GAS* | 654086107 | | | 02/24/09 | | 7,600 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Olin Corp. *OLN* | 680665205 | | | 02/27/09 | | 9,825 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 11 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/23/09 - A | Silicon Laboratories Inc. | 826919102 | | | 02/24/09 | | 4,600 |
| *SLAB* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Approve Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
|
|
04/23/09 - A | Westamerica Bancorporation | 957090103 | | | 02/23/09 | | 3,000 |
| *WABC* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Etta Allen --- For | | | | | |
| 1.2 | Elect Director Louis E. Bartolini --- For | | | | | |
| 1.3 | Elect Director E. Joseph Bowler --- For | | | | | |
| 1.4 | Elect Director Arthur C. Latno, Jr. --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Patrick D. Lynch --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Catherine Cope | | | | | | |
| | MacMillan --- For | | | | | | |
| 1.7 | Elect Director Ronald A. Nelson --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director David L. Payne --- For | | | | | |
| 1.9 | Elect Director Edward B. Sylvester --- | | | | | |
| | For | | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Advisory Vote on Executive | | For | Against | | Mgmt | |
| | Compensation | | | | | | |
|
|
04/23/09 - A | * Wolverine World Wide, Inc. | 978097103 | | | 03/02/09 | | 1,118 |
| *WWW* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/24/09 - A | Cleco Corporation *CNL* | 12561W105 | | | 02/24/09 | | 7,350 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
04/24/09 - A | RTI International Metals, Inc. | 74973W107 | | | 02/27/09 | | 4,600 |
| *RTI* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 12 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 3 | Approve Nonqualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
|
|
04/24/09 - A | * Saul Centers, Inc. *BFS* | 804395101 | | | 03/12/09 | | 2,100 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Other Business | | For | Against | | Mgmt | |
|
|
04/27/09 - A | * Regal-Beloit Corp. *RBC* | 758750103 | | | 03/04/09 | | 4,475 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/28/09 - A | CEC Entertainment, Inc. | 125137109 | | | 03/02/09 | | 3,400 |
| *CEC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Restricted Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/28/09 - A | * Centene Corp. *CNC* | 15135B101 | | | 02/27/09 | | 8,600 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/28/09 - A | CH Energy Group, Inc. *CHG* | 12541M102 | | | 03/02/09 | | 1,600 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Declassify the Board of Directors | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/28/09 - A | First Bancorp(Puerto Rico) | 318672102 | | | 03/13/09 | | 10,800 |
| *FBP* | | | | | | | |
| 1 | Elect Director Luis M. Beauchamp | For | For | | Mgmt | |
| 2 | Elect Director Aurelio Aleman | | For | For | | Mgmt | |
| 3 | Elect Director Jose Menendez-Cortada | For | For | | Mgmt | |
| 4 | Elect Director Jose Teixidor | | For | Against | | Mgmt | |
| 5 | Elect Director Jorge L. Diaz | | For | Against | | Mgmt | |
| 6 | Elect Director Jose L. Ferrer-Canals | For | For | | Mgmt | |
| 7 | Elect Director Sharee Ann Umpierre- | For | Against | | Mgmt | |
| | Catinchi | | | | | | |
| 8 | Elect Director Fernando Rodriguez- | For | For | | Mgmt | |
| | Amaro | | | | | | |
| 9 | Elect Director Hector M. Nevares | For | For | | Mgmt | |
| 10 | Elect Director: Frank Kolodziej | | For | For | | Mgmt | |
| 11 | Elect Director Jose F. Rodriguez | For | For | | Mgmt | |
| 12 | Advisory Vote to Ratify Named | For | Against | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
| 13 | Ratify Auditors | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 13 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
04/28/09 - A | * First Financial Bankshares, | 32020R109 | | | 03/02/09 | | 3,000 |
| Inc. (TX) *FFIN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/28/09 - A | First Niagara Financial | 33582V108 | | | 03/06/09 | | 17,900 |
| Group, Inc. *FNFG* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Advisory Vote to Ratify Named | For | For | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/29/09 - A | Aspen Insurance Holdings, | G05384105 | | | 03/02/09 | | 4,350 |
| Ltd. *AHL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Appoint KPMG Audit Plc as Auditors | For | For | | Mgmt | |
| | and Authorize Board to Fix Their | | | | | |
| | Remuneration | | | | | | |
| 3 | Adopt the Amended and Restated Bye- | For | For | | Mgmt | |
| | laws | | | | | | |
| 4 | Adopt the Amendments to the | | For | For | | Mgmt | |
| | Memorandum of Association | | | | | | |
| 5.1 | Elect Glyn Jones as Director of Aspen | For | For | | Mgmt | |
| | Insurance UK Limited | | | | | | |
| 5.2 | Elect Christopher O'Kane as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Limited | | | | | | |
| 5.3 | Elect Richard Bucknall as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Limited | | | | | | |
| 5.4 | Elect Ian Cormack as Director of Aspen | For | For | | Mgmt | |
| | Insurance UK Limited | | | | | | |
| 5.5 | Elect Richard Houghton as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Limited | | | | | | |
| 5.6 | Elect Stephen Rose as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Limited | | | | | | |
| 5.7 | Elect Oliver Peterken as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Limited | | | | | | |
| 5.8 | Elect Heidi Hutter as Director of Aspen | For | For | | Mgmt | |
| | Insurance UK Limited | | | | | | |
| 6 | Amend Aspen Insurance UK Limited's | For | For | | Mgmt | |
| | Articles of Association | | | | | | |
| 7.1 | Elect Christopher O'Kane as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Services Limited | | | | | |
| 7.2 | Elect Richard Houghton as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Services Limited | | | | | |
| 7.3 | Elect Stephen Rose as Director of | For | For | | Mgmt | |
| | Aspen Insurance UK Services Limited | | | | | |
| 8 | Amend Aspen Insurance UK Services | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 14 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | Limited's Articles of Association | | | | | |
| 9.1 | Elect Christopher O'Kane as Director of | For | For | | Mgmt | |
| | Aspen Insurance (UK) Holdings Limited | | | | | |
| 9.2 | Elect Richard Houghton as Director of | For | For | | Mgmt | |
| | Aspen Insurance (UK) Holdings Limited | | | | | |
| 9.3 | Elect Stephen Rose as Director of | For | For | | Mgmt | |
| | Aspen Insurance (UK) Holdings Limited | | | | | |
| 10 | Amend Aspen (UK) Holdings Limited's | For | For | | Mgmt | |
| | Articles of Association | | | | | | |
| 11.1 | Elect Stephen Rose as Director of AIUK | For | For | | Mgmt | |
| | Trustees Limited | | | | | | |
| 11.2 | Elect John Henderson as Director of | For | For | | Mgmt | |
| | AIUK Trustees Limited | | | | | | |
| 11.3 | Elect Christopher Woodman as Director | For | For | | Mgmt | |
| | of AIUK Trustees Limited | | | | | | |
| 11.4 | Elect Michael Cain as Director of AIUK | For | For | | Mgmt | |
| | Trustees Limited | | | | | | |
| 11.5 | Elect Katharine Wade as Director of | For | For | | Mgmt | |
| | AIUK Trustees Limited | | | | | | |
| 12 | Amend AIUK Trustees Limited's Articles | For | For | | Mgmt | |
| | of Association | | | | | | |
| 13.1 | Elect Karen Green as Director of Aspen | For | For | | Mgmt | |
| | Underwriting Limited | | | | | | |
| 13.2 | Elect Christopher O'Brien as Director of | For | For | | Mgmt | |
| | Aspen Underwriting Limited | | | | | |
| 14 | Amend Aspen Underwriting Limited's | For | For | | Mgmt | |
| | Articles of Association | | | | | | |
| 15.1 | Elect Richard Bucknall as Director of | For | For | | Mgmt | |
| | Aspen Managing Agency Limited | | | | | |
| 15.2 | Elect John Hobbs as Director of Aspen | For | For | | Mgmt | |
| | Managing Agency Limited | | | | | | |
| 15.3 | Elect James Ingham Clark as Director of | For | For | | Mgmt | |
| | Aspen Managing Agency Limited | | | | | |
| 15.4 | Elect Robert Long as Director of Aspen | For | For | | Mgmt | |
| | Managing Agency Limited | | | | | | |
| 15.5 | Elect Christopher O'Brien as Director of | For | For | | Mgmt | |
| | Aspen Managing Agency Limited | | | | | |
| 15.6 | Elect Matthew Yeldham as Director of | For | For | | Mgmt | |
| | Aspen Managing Agency Limited | | | | | |
| 15.7 | Elect Karen Green as Director of Aspen | For | For | | Mgmt | |
| | Managing Agency Limited | | | | | | |
| 15.8 | Elect Heidi Hutter as Director of Aspen | For | For | | Mgmt | |
| | Managing Agency Limited | | | | | | |
| 16 | Amend Aspen Managing Agency | For | For | | Mgmt | |
| | Limited's Articles of Association | | | | | |
| 17.1 | Elect Christopher O'Kane as Director of | For | For | | Mgmt | |
| | Aspen Insurance Ltd. and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.2 | Elect Julian Cusack as Director of | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 15 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | Aspen Insurance Ltd. and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.3 | Elect James Few as Director of Aspen | For | For | | Mgmt | |
| | Insurance Limited and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.4 | Elect Oliver Peterken as Director of | For | For | | Mgmt | |
| | Aspen Insurance Limited and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.5 | Elect David Skinner as Director of | For | For | | Mgmt | |
| | Aspen Insurance Ltd. and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.6 | Elect Karen Green as Director of Aspen | For | For | | Mgmt | |
| | Insurance Limited and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 17.7 | Elect Heather Kitson as Director of | For | For | | Mgmt | |
| | Aspen Insurance Limited and Authorize | | | | | |
| | Appointment of Any Individual as an | | | | | |
| | Alternate Director to Fill Vacancies and | | | | | |
| | to Fix the Remuneration of Such | | | | | |
| | Directors | | | | | | |
| 18 | Appoint KPMG Audit Plc as Auditor of | For | For | | Mgmt | |
| | Aspen Insurance Limited and Authorize | | | | | |
| | its Board to Fix Their Remuneration | | | | | |
| 19 | Amend Aspen Insurance Limited's Bye- | For | For | | Mgmt | |
| | Laws | | | | | | |
| 20 | Amend Aspen Insurance Limited's | For | For | | Mgmt | |
| | Memorandum of Association | | | | | | |
|
|
04/29/09 - A | * Deluxe Corp. *DLX* | 248019101 | | | 03/04/09 | | 8,625 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/29/09 - A | * Fresh Del Monte Produce | G36738105 | | | 02/27/09 | | 3,700 |
| Inc. *FDP* | | | | | | |
| 1a | Elect Mohammad Abu-Ghazaleah as | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 16 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | director | | | | | | |
| 1b | Elect Hani El-Naffy as director | For | For | | Mgmt | |
| 1c | Elect John H. Dalton as director | For | For | | Mgmt | |
| 2 | Accept Financial Statements and | For | For | | Mgmt | |
| | Statutory Reports (Voting) | | | | | | |
| 3 | Ratify Ernst & Young LLP as Auditors | For | For | | Mgmt | |
|
|
04/29/09 - A | Glacier Bancorp, Inc. *GBCI* | 37637Q105 | | | 03/02/09 | | 3,400 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Michael J. Blodnick --- For | | | | | |
| 1.2 | Elect Director James M. English --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Allen J. Fetscher --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Dallas I. Herron --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Jon W. Hippler --- For | | | | | |
| 1.6 | Elect Director Craig A. Langel --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director L. Peter Larson --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Douglas J. McBride --- | | | | | |
| | Withhold | | | | | | |
| 1.9 | Elect Director John W. Murdoch --- | | | | | |
| | Withhold | | | | | | |
| 1.10 | Elect Director Everit A. Sliter --- | | | | | |
| | Withhold | | | | | | |
|
|
04/29/09 - A | MainSource Financial Group, 56062Y102 | | | 03/10/09 | | 4,900 |
| Inc. *MSFG* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director William G. Barron --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Archie M. Brown, Jr. --- | | | | | |
| | For | | | | | | |
| 1.3 | Elect Director Brian J. Crall --- For | | | | | |
| 1.4 | Elect Director Philip A. Frantz --- For | | | | | |
| 1.5 | Elect Director Rick S. Hartman --- For | | | | | |
| 1.6 | Elect Director D. J. Hines --- Withhold | | | | | |
| 1.7 | Elect Director Robert E. Hoptry --- For | | | | | |
| 1.8 | Elect Director Douglas I. Kunkel --- | | | | | |
| | Withhold | | | | | | |
| 2 | Increase Authorized Common Stock | For | Against | | Mgmt | |
| 3 | Advisory Vote to Ratify Named | For | Against | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 17 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
04/29/09 - A | PLATINUM UNDERWRITERS | G7127P100 | | | 03/16/09 | | 4,800 |
| HOLDINGS LTD *PTP* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve KPMG as Auditors and | For | For | | Mgmt | |
| | Authorize Board to Fix Their | | | | | | |
| | Remuneration | | | | | | |
|
|
04/29/09 - A | Selective Insurance Group, | 816300107 | | | 03/09/09 | | 8,825 |
| Inc. *SIGI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
| 4 | Declassify the Board of Directors | For | For | | ShrHoldr | |
|
|
04/30/09 - A | * American Reprographics | 029263100 | | | 03/20/09 | | 6,400 |
| Company *ARP* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
04/30/09 - A | Polaris Industries, Inc. *PII* | 731068102 | | | 03/02/09 | | 4,800 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Deferred Compensation Plan | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 5 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 6 | Ratify Auditors | | For | For | | Mgmt | |
| 7 | Other Business | | For | Against | | Mgmt | |
|
|
05/01/09 - A | Cincinnati Bell Inc. *CBB* | 171871106 | | | 03/02/09 | | 34,725 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Bruce L. Byrnes --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Jakki L. Haussler --- For | | | | | |
| 1.3 | Elect Director Mark Lazarus --- For | | | | | |
| 1.4 | Elect Director Craig F. Maier --- For | | | | | |
| 1.5 | Elect Director Alex Shumate --- For | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/01/09 - A | * The Brinks Company *BCO* | 109696104 | | | 03/12/09 | | 3,600 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 18 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/04/09 - A | Choice Hotels International, | 169905106 | | | 03/13/09 | | 6,600 |
| Inc. *CHH* | | | | | | |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/04/09 - A | Knoll, Inc. *KNL* | 498904200 | | | 03/16/09 | | 15,600 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Burton B. Staniar --- For | | | | | |
| 1.2 | Elect Director Sidney Lapidus --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | American Physicians Capital, | 028884104 | | | 03/10/09 | | 2,100 |
| Inc. *ACAP* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Brightpoint, Inc. *CELL* | 109473405 | | | 03/09/09 | | 17,300 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Crawford & Co. *CRD.B* | 224633107 | | | 03/05/09 | | 6,000 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Approve Nonqualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 4 | Approve Non-Employee Director | For | Against | | Mgmt | |
| | Omnibus Stock Plan | | | | | | |
| 5 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Cross Country Healthcare, | 227483104 | | | 03/05/09 | | 8,700 |
| Inc. *CCRN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Delphi Financial Group, Inc. | 247131105 | | | 03/31/09 | | 5,600 |
| *DFG* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 4 | Approve Stock Option Exchange | For | Against | | Mgmt | |
| | Program | | | | | | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 19 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/05/09 - A | Encore Wire Corp. *WIRE* | 292562105 | | | 03/16/09 | | 7,400 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Pacer International, Inc. | 69373H106 | | | 02/27/09 | | 8,800 |
| *PACR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Pool Corp. *POOL* | 73278L105 | | | 03/13/09 | | 3,300 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/05/09 - A | Tempur-Pedic International, | 88023U101 | | | 03/06/09 | | 11,700 |
| Inc *TPX* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | * Advanced Energy | 007973100 | | | 03/09/09 | | 5,725 |
| Industries, Inc. *AEIS* | | | | | | |
| 1 | Elect Director Douglas S. Schatz | For | For | | Mgmt | |
| 2 | Elect Director Frederick A. Ball | For | For | | Mgmt | |
| 3 | Elect Director Richard P. Beck | | For | For | | Mgmt | |
| 4 | Elect Director Hans Georg Betz | For | For | | Mgmt | |
| 5 | Elect Director Trung T. Doan | | For | For | | Mgmt | |
| 6 | Elect Director Edward C. Grady | For | For | | Mgmt | |
| 7 | Elect Director Thomas M. Rohrs | For | For | | Mgmt | |
| 8 | Elect Director Elwood Spedden | For | For | | Mgmt | |
| 9 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Bare Escentuals, Inc. *BARE* | 067511105 | | | 03/25/09 | | 19,600 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Compass Minerals | 20451N101 | | | 03/20/09 | | 1,500 |
| International, Inc *CMP* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Ducommun Inc. *DCO* | 264147109 | | | 03/16/09 | | 4,100 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 20 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.1 | Elect Director Eugene P. Conese, Jr. --- | | | | | |
| | For | | | | | | |
| 1.2 | Elect Director Ralph D. Crosby, Jr. --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Jay L. Haberland --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Koppers Holdings Inc *KOP* | 50060P106 | | | 03/17/09 | | 4,975 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Lufkin Industries, Inc. *LUFK* | 549764108 | | | 03/17/09 | | 1,900 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Unit Corporation *UNT* | 909218109 | | | 03/09/09 | | 2,500 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/06/09 - A | Validus Holdings Ltd *VR* | G9319H102 | | | 03/13/09 | | 3,900 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2.1 | Elect Edward J. Noonan as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.2 | Elect C.N. Rupert Atkin as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.3 | Elect Patrick G. Barry as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.4 | Elect Julian P. Bosworth as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.5 | Elect Michael E. A. Carpenter as | For | For | | Mgmt | |
| | Subsidiary Director | | | | | | |
| 2.6 | Elect Jane S. Clouting as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.7 | Elect Joseph E. Consolino as | | For | For | | Mgmt | |
| | Subsidiary Director | | | | | | |
| 2.8 | Elect C. Jerome Dill as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.9 | Elect Kerry A. Emanuel as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.10 | Elect Jonathan D. Ewington as | For | For | | Mgmt | |
| | Subsidiary Director | | | | | | |
| 2.11 | Elect Nicholas J. Hales as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.12 | Elect Mark S. Johnson as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.13 | Elect Anthony J. Keys as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 21 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 2.14 | Elect Gillian S. Langford as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.15 | Elect Stuart W. Mercer as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.16 | Elect Paul J. Miller as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.17 | Elect George P. Reeth as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.18 | Elect Julian G. Ross as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.19 | Elect Verner G. Southey as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.20 | Elect Guisseppe Venesiani as | | For | For | | Mgmt | |
| | Subsidiary Director | | | | | | |
| 2.21 | Elect Nigel D. Wachman as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.22 | Elect Conan M. Ward as Subsidiary | For | For | | Mgmt | |
| | Director | | | | | | |
| 2.23 | Elect Lixin Zeng as Subsidiary Director | For | For | | Mgmt | |
| 3 | Ratify PricewaterhouseCoopers | For | For | | Mgmt | |
| | Hamilton Bermuda as Independent | | | | | |
| | Auditors | | | | | | |
|
|
05/07/09 - A | American Campus | 024835100 | | | 03/16/09 | | 3,300 |
| Communities, Inc. *ACC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | AmeriGroup Corp. *AGP* | 03073T102 | | | 03/09/09 | | 4,400 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/07/09 - A | Avista Corporation *AVA* | 05379B107 | | | 03/06/09 | | 7,400 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director John F. Kelly --- Against | | | | | |
| 1.2 | Elect Director Scott L. Morris --- For | | | | | |
| 1.3 | Elect Director Heidi B. Stanley --- For | | | | | |
| 1.4 | Elect Director R. John Taylor --- Against | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Declassify the Board of Directors | None | For | | ShrHoldr | |
| 5 | Require Independent Board Chairman | Against | Against | | ShrHoldr | |
|
|
05/07/09 - A | El Paso Electric Co. *EE* | 283677854 | | | 03/10/09 | | 3,825 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 22 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
05/07/09 - A | HealthSouth Corp. *HLS* | 421924309 | | | 03/19/09 | | 6,600 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | Mueller Industries, Inc. *MLI* | 624756102 | | | 03/09/09 | | 5,725 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Alexander P. Federbush - | | | | | |
| | -- For | | | | | | |
| 1.2 | Elect Director Paul J. Flaherty --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Gennaro J. Fulvio --- For | | | | | |
| 1.4 | Elect Director Gary S. Gladstein --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Scott J. Goldman --- For | | | | | |
| 1.6 | Elect Director Terry Hermanson --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director Harvey L. Karp --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 4 | Adopt Policy and Report on Board | Against | Against | | ShrHoldr | |
| | Diversity | | | | | | |
|
|
05/07/09 - A | Nutri/Systems, Inc. *NTRI* | 67069D108 | | | 03/17/09 | | 7,800 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Ian J. Berg --- For | | | | | |
| 1.2 | Elect Director Robert F. Bernstock --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Michael F. Devine, III --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Theodore J. Leonsis --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Warren V. Musser --- For | | | | | |
| 1.6 | Elect Director Joseph M. Redling --- For | | | | | |
| 1.7 | Elect Director Brian P. Tierney --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Stephen T. Zarrilli --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Adopt Policy and Report on Board | Against | Against | | ShrHoldr | |
| | Diversity | | | | | | |
|
|
05/07/09 - A | Piper Jaffray Cos *PJC* | 724078100 | | | 03/10/09 | | 2,100 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 23 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/07/09 - A | Rogers Corp. *ROG* | 775133101 | | | 03/11/09 | | 2,700 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | Southwest Gas Corporation | 844895102 | | | 03/10/09 | | 5,200 |
| *SWX* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | Sterling Bancorp *STL* | 859158107 | | | 03/25/09 | | 6,800 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Robert Abrams --- For | | | | | |
| 1.2 | Elect Director Joseph M. Adamko --- For | | | | | |
| 1.3 | Elect Director Louis J. Cappelli --- For | | | | | |
| 1.4 | Elect Director Fernando Ferrer --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Allan F. Hershfield --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Henry J. Humphreys --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director Robert W. Lazar --- For | | | | | |
| 1.8 | Elect Director John C. Millman --- For | | | | | |
| 1.9 | Elect Director Eugene Rossides --- For | | | | | |
| 2 | Advisory Vote to Ratify Named | For | Against | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/07/09 - A | Tractor Supply Co. *TSCO* | 892356106 | | | 03/23/09 | | 2,500 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/08/09 - A | Rosetta Resources Inc | 777779307 | | | 03/26/09 | | 8,300 |
| *ROSE* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Randy L. Limbacher --- | | | | | |
| | For | | | | | | |
| 1.2 | Elect Director D. Henry Houston --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Richard W. Beckler --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Donald D. Patteson, Jr. --- | | | | | |
| | Withhold | | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 24 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.5 | Elect Director Josiah O. Low III --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Philip L. Frederickson --- | | | | | |
| | For | | | | | | |
| 1.7 | Elect Director Matthew D. Fitzgerald --- | | | | | |
| | For | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/08/09 - A | Susquehanna Bancshares, | 869099101 | | | 03/11/09 | | 8,000 |
| Inc. *SUSQ* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Anthony J. Agnone, Sr. --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Bruce A. Hepburn --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Scott J. Newkam --- For | | | | | |
| 1.4 | Elect Director M. Zev Rose --- For | | | | | |
| 1.5 | Elect Director Christine Sears --- For | | | | | |
| 1.6 | Elect Director Roger V. Wiest --- For | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Advisory Vote to Ratify Named | For | Against | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/08/09 - A | The Andersons, Inc. *ANDE* | 034164103 | | | 03/11/09 | | 6,800 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Increase Authorized Common Stock | For | For | | Mgmt | |
|
|
05/12/09 - A | AMTRUST FINANCIAL | 032359309 | | | 03/31/09 | | 9,300 |
| SERVICES INC *AFSI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/12/09 - A | Equity Lifestyle Properties | 29472R108 | | | 03/06/09 | | 2,100 |
| Inc *ELS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/12/09 - A | Old National Bancorp *ONB* | 680033107 | | | 03/04/09 | | 14,300 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 25 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
05/12/09 - A | Realty Income Corp. *O* | 756109104 | | | 03/12/09 | | 7,150 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/12/09 - A | SVB FINANCIAL GROUP | 78486Q101 | | | 03/24/09 | | 2,650 |
| *SIVB* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Eric A. Benhamou --- For | | | | | |
| 1.2 | Elect Director David M. Clapper --- For | | | | | |
| 1.3 | Elect Director Roger F. Dunbar --- For | | | | | |
| 1.4 | Elect Director Joel P. Friedman --- For | | | | | |
| 1.5 | Elect Director G. Felda Hardymon --- | | | | | |
| | For | | | | | | |
| 1.6 | Elect Director Alex W. 'Pete' Hart --- For | | | | | |
| 1.7 | Elect Director C. Richard Kramlich --- | | | | | |
| | For | | | | | | |
| 1.8 | Elect Director Lata Krishnan --- For | | | | | |
| 1.9 | Elect Director James R. Porter --- | | | | | |
| | Withhold | | | | | | |
| 1.10 | Elect Director Michaela K. Rodeno --- | | | | | |
| | Withhold | | | | | | |
| 1.11 | Elect Director Ken P. Wilcox --- For | | | | | |
| 1.12 | Elect Director Kyung H. Yoon --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Advisory Vote to Ratify Named | For | Against | | Mgmt | |
| | Executive Officer's Compensation | | | | | |
|
|
05/12/09 - A | Swift Energy Co. *SFY* | 870738101 | | | 03/20/09 | | 9,550 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Clyde W. Smith, Jr. --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Terry E. Swift --- For | | | | | |
| 1.3 | Elect Director Charles J. Swindells --- | | | | | |
| | Withhold | | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Acadia Realty Trust *AKR* | 004239109 | | | 03/31/09 | | 2,300 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | CVB Financial Corp. *CVBF* | 126600105 | | | 03/17/09 | | 18,450 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 26 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.1 | Elect Director George A. Borba --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director John A. Borba --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Ronald O. Kruse --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Robert M. Jacoby --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Christopher D. Myers --- | | | | | |
| | For | | | | | | |
| 1.6 | Elect Director James C. Seley --- For | | | | | |
| 1.7 | Elect Director San E. Vaccaro --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director D. Linn Wiley --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Advisory Vote to Ratify Named | For | Against | | Mgmt | |
| | Executive Officers' Compensation | | | | | |
|
|
05/13/09 - A | Entertainment Properties | 29380T105 | | | 02/18/09 | | 3,725 |
| Trust *EPR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Equity One, Inc. *EQY* | 294752100 | | | 03/16/09 | | 4,922 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Noam Ben-Ozer --- For | | | | | |
| 1.2 | Elect Director James S. Cassel --- For | | | | | |
| 1.3 | Elect Director Cynthia R. Cohen --- For | | | | | |
| 1.4 | Elect Director Neil Flanzraich --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Nathan Hetz --- For | | | | | |
| 1.6 | Elect Director Chaim Katzman --- For | | | | | |
| 1.7 | Elect Director Peter Linneman --- For | | | | | |
| 1.8 | Elect Director Jeffrey S. Olson --- For | | | | | |
| 1.9 | Elect Director Dori Segal --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Highwoods Properties, Inc. | 431284108 | | | 03/02/09 | | 4,800 |
| *HIW* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 27 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/13/09 - A | Knight Capital Group, Inc. | 499005106 | | | 04/01/09 | | 15,325 |
| *NITE* | | | | | | |
| 1 | Elect Director William L. Bolster | For | For | | Mgmt | |
| 2 | Elect Director Gary R. Griffith | | For | For | | Mgmt | |
| 3 | Elect Director Thomas M. Joyce | For | For | | Mgmt | |
| 4 | Elect Director James W. Lewis | | For | For | | Mgmt | |
| 5 | Elect Director Thomas C. Lockburner | For | For | | Mgmt | |
| 6 | Elect Director James T. Milde | | For | For | | Mgmt | |
| 7 | Elect Director Christopher C. Quick | For | For | | Mgmt | |
| 8 | Elect Director Laurie M. Shahon | For | For | | Mgmt | |
| 9 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 10 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Martha Stewart Living | 573083102 | | | 03/16/09 | | 8,000 |
| Omnimedia, Inc. *MSO* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Charlotte Beers --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Michael Goldstein --- For | | | | | |
| 1.3 | Elect Director Arlen Kantarian --- For | | | | | |
| 1.4 | Elect Director Charles A. Koppelman --- | | | | | |
| | For | | | | | | |
| 1.5 | Elect Director William A. Roskin --- For | | | | | |
| 1.6 | Elect Director Todd Slotkin --- For | | | | | |
|
|
05/13/09 - A | MicroStrategy Inc. *MSTR* | 594972408 | | | 03/17/09 | | 3,150 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Michael J. Saylor --- For | | | | | |
| 1.2 | Elect Director Sanju K. Bansal --- For | | | | | |
| 1.3 | Elect Director Matthew W. Calkins --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Robert H. Epstein --- For | | | | | |
| 1.5 | Elect Director David W. LaRue --- For | | | | | |
| 1.6 | Elect Director Jarrod M. Patten --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director Carl J. Rickertsen --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Thomas P. Spahr --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Perot Systems Corp. *PER* | 714265105 | | | 03/16/09 | | 7,450 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 28 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/13/09 - A | Portland General Electric Co. | 736508847 | | | 03/06/09 | | 9,900 |
| *POR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Increase Authorized Common Stock | For | For | | Mgmt | |
|
|
05/13/09 - A | TrueBlue, Inc. *TBI* | 89785X101 | | | 03/18/09 | | 11,100 |
| 1 | Elect Director Steven C. Cooper | For | For | | Mgmt | |
| 2 | Elect Director Thomas E. McChesney | For | For | | Mgmt | |
| 3 | Elect Director Gates McKibbin | | For | For | | Mgmt | |
| 4 | Elect Director Joseph P. Sambataro, Jr. | For | For | | Mgmt | |
| 5 | Elect Director William W. Steele | For | For | | Mgmt | |
| 6 | Elect Director Robert J. Sullivan | For | For | | Mgmt | |
| 7 | Elect Director Craig E. Tall | | For | For | | Mgmt | |
| 8 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | United Stationers Inc. *USTR* | 913004107 | | | 03/16/09 | | 2,300 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/13/09 - A | Zenith National Insurance | 989390109 | | | 03/16/09 | | 5,400 |
| Corp. *ZNT* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/14/09 - A | Carter's, Inc. *CRI* | 146229109 | | | 03/27/09 | | 3,500 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Paul Fulton --- Withhold | | | | | |
| 1.2 | Elect Director John R. Welch --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Thomas E. Whiddon --- | | | | | |
| | For | | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/14/09 - A | Corporate Office Properties | 22002T108 | | | 03/16/09 | | 4,700 |
| Trust, Inc. *OFC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/14/09 - A | Holly Corp. *HOC* | 435758305 | | | 03/25/09 | | 5,775 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 29 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/14/09 - A | Rent-A-Center, Inc. *RCII* | 76009N100 | | | 03/16/09 | | 8,525 |
| 1 | Elect Director Michael J. Gade | | For | For | | Mgmt | |
| 2 | Elect Director J.V. Lentell | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/15/09 - A | Comfort Systems USA, Inc. | 199908104 | | | 03/31/09 | | 16,075 |
| *FIX* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/15/09 - A | Granite Construction Inc. | 387328107 | | | 03/20/09 | | 3,100 |
| *GVA* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/15/09 - A | ICU Medical, Inc. *ICUI* | 44930G107 | | | 03/23/09 | | 2,275 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/15/09 - A | MPS Group, Inc. *MPS* | 553409103 | | | 03/26/09 | | 19,400 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Derek E. Dewan --- For | | | | | |
| 1.2 | Elect Director Timothy D. Payne --- For | | | | | |
| 1.3 | Elect Director Peter J. Tanous --- For | | | | | |
| 1.4 | Elect Director T. Wayne Davis --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director John R. Kennedy --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Michael D. Abney --- For | | | | | |
| 1.7 | Elect Director William M. Isaac --- For | | | | | |
| 1.8 | Elect Director Darla D. Moore --- | | | | | |
| | Withhold | | | | | | |
| 1.9 | Elect Director Arthur B. Laffer --- | | | | | |
| | Withhold | | | | | | |
| 1.10 | Elect Director Robert P. Crouch --- For | | | | | |
| 2 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/15/09 - A | National Retail Properties, | 637417106 | | | 03/17/09 | | 10,925 |
| Inc. *NNN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Other Business | | For | Against | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 30 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
05/18/09 - A | Gibraltar Industries Inc | 374689107 | | 03/20/09 | | 5,600 |
| *ROCK* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director David N. Campbell --- For | | | | |
| 1.2 | Elect Director Robert E. Sadler, Jr. --- | | | | | |
| | Withhold | | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/18/09 - A | Infinity Property and | 45665Q103 | | 03/27/09 | | 3,500 |
| Casualty Corp. *IPCC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/18/09 - A | Nu Skin Enterprises Inc. | 67018T105 | | 03/31/09 | | 13,600 |
| *NUS* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Nevin N. Andersen --- For | | | | |
| 1.2 | Elect Director Daniel W. Campbell --- | | | | | |
| | For | | | | | | |
| 1.3 | Elect Director E.J. "Jake" Garn --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director M. Truman Hunt --- For | | | | | |
| 1.5 | Elect Director Andrew D. Lipman --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director Steven J. Lund --- For | | | | | |
| 1.7 | Elect Director Patricia A. Negron --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Thomas R. Pisano --- For | | | | |
| 1.9 | Elect Director Blake M. Roney --- For | | | | | |
| 1.10 | Elect Director Sandra N. Tillotson --- For | | | | |
| 1.11 | Elect Director David D. Ussery --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/18/09 - A | Safety Insurance Group, Inc. | 78648T100 | | 04/01/09 | | 4,025 |
| *SAFT* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/18/09 - A | Senior Housing Properties | 81721M109 | | 03/17/09 | | 13,900 |
| Trust *SNH* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Jeffrey P. Somers --- For | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 31 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.2 | Elect Director Barry M. Portnoy --- | | | | | |
| | Withhold | | | | | | |
|
|
05/19/09 - A | AAON, Inc. *AAON* | 000360206 | | 03/23/09 | | 4,700 |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Healthspring Inc *HS* | 42224N101 | | 03/23/09 | | 7,425 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/19/09 - A | Lexington Realty Trust *LXP* | 529043101 | | 03/09/09 | | 9,500 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Other Business | | For | Against | | Mgmt | |
|
|
05/19/09 - A | TriCo Bancshares *TCBK* | 896095106 | | 03/31/09 | | 3,800 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | Benchmark Electronics, Inc. | 08160H101 | | 04/06/09 | | 11,400 |
| *BHE* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | Chiquita Brands | 170032809 | | 03/23/09 | | 9,500 |
| International, Inc. *CQB* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Fernando Aguirre --- For | | | | | |
| 1.2 | Elect Director Kerrii B. Anderson --- For | | | | | |
| 1.3 | Elect Director Howard W. Barker, Jr. --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director William H. Camp --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Robert W. Fisher --- For | | | | | |
| 1.6 | Elect Director Clare M. Hasler --- For | | | | | |
| 1.7 | Elect Director Durk I. Jager --- For | | | | | |
| 1.8 | Elect Director Jaime Serra --- Withhold | | | | | |
| 1.9 | Elect Director Steven P. Stanbrook --- | | | | | |
| | Withhold | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 32 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
05/20/09 - A | Community Bank System, | 203607106 | | | 04/02/09 | | 8,100 |
| Inc. *CBU* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Declassify the Board of Directors | For | For | | Mgmt | |
|
|
05/20/09 - A | Extra Space Storage Inc. | 30225T102 | | | 03/23/09 | | 16,600 |
| *EXR* | | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Spencer F. Kirk --- For | | | | | |
| 1.2 | Elect Director Anthony Fanticola --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Hugh W. Horne --- For | | | | | |
| 1.4 | Elect Director Joseph D. Margolis --- For | | | | | |
| 1.5 | Elect Director Roger B. Porter --- | | | | | |
| | Withhold | | | | | | |
| 1.6 | Elect Director K. Fred Skousen --- | | | | | |
| | Withhold | | | | | | |
| 1.7 | Elect Director Kenneth M. Woolley --- | | | | | |
| | For | | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | ProAssurance Corporation | 74267C106 | | | 03/31/09 | | 5,125 |
| *PRA* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/20/09 - A | The Cato Corporation *CTR* | 149205106 | | | 03/24/09 | | 8,900 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Other Business | | For | Against | | Mgmt | |
|
|
05/20/09 - A | USA Mobility, Inc. *USMO* | 90341G103 | | | 03/17/09 | | 6,800 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Royce Yudkoff --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Samme L. Thompson --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Nicholas A. Gallopo --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Brian O Reilly --- Withhold | | | | | |
| 1.5 | Elect Director Matthew Oristano --- For | | | | | |
| 1.6 | Elect Director Thomas L. Schilling --- | | | | | |
| | For | | | | | | |
| 1.7 | Elect Director Vincent D. Kelly --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 33 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
05/21/09 - A | Arris Group Inc *ARRS* | 04269Q100 | | | 03/24/09 | | 21,700 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
|
|
05/21/09 - A | CONMED Corp. *CNMD* | 207410101 | | | 03/31/09 | | 2,900 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
05/21/09 - A | Dime Community | 253922108 | | | 03/26/09 | | 10,700 |
| Bancshares, Inc. *DCOM* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Executive Incentive Bonus Plan | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | First Potomac Realty Trust | 33610F109 | | | 03/16/09 | | 13,000 |
| *FPO* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Approve Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | Harmonic Inc. *HLIT* | 413160102 | | | 03/23/09 | | 25,200 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | Invacare Corp. *IVC* | 461203101 | | | 03/26/09 | | 7,400 |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Amend Code of Regulation to Adopt | For | For | | Mgmt | |
| | Director Resignation Policy | | | | | | |
| 4 | Adopt Nomination Procedures for the | For | For | | Mgmt | |
| | Board | | | | | | |
| 5 | Permit Amendments to the Code of | For | For | | Mgmt | |
| | Regulations by the Board of Directors to | | | | | |
| | the Extent Permitted by Ohio Law | | | | | |
| 6 | Ratify Auditors | | For | For | | Mgmt | |
| 7 | Require a Majority Vote for the Election | Against | For | | ShrHoldr | |
| | of Directors | | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 34 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
|
05/21/09 - A | Micrel, Inc. *MCRL* | 594793101 | | | 03/31/09 | | 11,175 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Stock Option Exchange | For | For | | Mgmt | |
| | Program | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
| 4 | Amend Shareholder Rights Plan | For | Against | | Mgmt | |
| | (Poison Pill) | | | | | | |
|
|
05/21/09 - A | Omega Healthcare Investors, | 681936100 | | | 04/17/09 | | 10,900 |
| Inc. *OHI* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | Penson Worldwide, Inc. | 709600100 | | | 03/23/09 | | 4,100 |
| *PNSN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/21/09 - A | The Timberland Co. *TBL* | 887100105 | | | 03/26/09 | | 11,400 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
|
|
05/22/09 - A | Steven Madden, Ltd. *SHOO* | 556269108 | | | 03/23/09 | | 2,000 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/22/09 - A | Vignette Corp. *VIGN* | 926734401 | | | 03/24/09 | | 8,525 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Kathleen Earley --- For | | | | | |
| 1.2 | Elect Director Joseph M. Grant --- For | | | | | |
| 1.3 | Elect Director Jan H. Lindelow --- | | | | | |
| | Withhold | | | | | | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/22/09 - A | Viropharma Inc. *VPHM* | 928241108 | | | 04/03/09 | | 7,625 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 35 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/27/09 - A | BioMed Realty Trust, Inc. | 09063H107 | | | 03/11/09 | | 9,650 |
| *BMR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
|
|
05/27/09 - A | Wilshire Bancorp Inc *WIBC* | 97186T108 | | | 04/13/09 | | 14,200 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Advisory Vote to Ratify Named | For | For | | Mgmt | |
| | Executive Officer's Compensation | | | | | |
|
|
05/28/09 - A | Employers Holdings Inc. | 292218104 | | | 04/03/09 | | 6,400 |
| *EIG* | | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Ronald F. Mosher --- For | | | | | |
| 1.2 | Elect Director Katherine W. Ong --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Michael D. Rumbolz --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Valerie R. Glenn --- For | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/28/09 - A | Horace Mann Educators | 440327104 | | | 03/30/09 | | 4,500 |
| Corp. *HMN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/28/09 - A | IXIA *XXIA* | 45071R109 | | | 04/03/09 | | 7,125 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/28/09 - A | Northwest Natural Gas Co. | 667655104 | | | 04/08/09 | | 2,075 |
| *NWN* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/28/09 - A | Tutor Perini Corp *TPC* | 713839108 | | | 03/31/09 | | 2,000 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 36 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 3 | Change Company Name | | For | For | | Mgmt | |
| 4 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 5 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
|
|
05/29/09 - A | Questcor Pharmaceuticals, | 74835Y101 | | | 04/03/09 | | 8,900 |
| Inc. *QCOR* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
05/29/09 - A | The Buckle, Inc. *BKE* | 118440106 | | | 03/26/09 | | 7,700 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Executive Incentive Bonus | For | For | | Mgmt | |
| | Plan | | | | | | |
| 4 | Amend Restricted Stock Plan | | For | For | | Mgmt | |
|
|
05/29/09 - A | Watsco, Inc. *WSO.B* | 942622200 | | | 04/09/09 | | 3,500 |
| 1 | Elect Directors | | For | Withhold | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Authorize Board to Fill Vacancies | For | For | | Mgmt | |
| 4 | Authorize New Class of Preferred Stock | For | Against | | Mgmt | |
|
|
05/29/09 - A | World Fuel Services Corp. | 981475106 | | | 04/10/09 | | 5,200 |
| *INT* | | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
|
|
06/02/09 - A | Innophos Holdings, Inc. | 45774N108 | | | 04/17/09 | | 12,500 |
| *IPHS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
06/02/09 - A | Netgear Inc *NTGR* | 64111Q104 | | | 04/03/09 | | 7,900 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/02/09 - A | optionsXpress Holdings, Inc. | 684010101 | | | 04/06/09 | | 8,400 |
| *OXPS* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 37 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/02/09 - A | RCN Corporation *RCNI* | 749361200 | | | 04/09/09 | | 10,175 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Stock Option Exchange | For | Against | | Mgmt | |
| | Program | | | | | | |
|
|
06/03/09 - A | ATC Technology Corp. | 00211W104 | | | 04/06/09 | | 6,700 |
| *ATAC* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Robert L. Evans --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Curtland E. Fields --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Dr. Michael J. Hartnett --- | | | | | |
| | For | | | | | | |
| 1.4 | Elect Director Michael D. Jordan --- | | | | | |
| | Withhold | | | | | | |
| 1.5 | Elect Director Todd R. Peters --- For | | | | | |
| 1.6 | Elect Director S. Lawrence Prendergast | | | | | |
| | --- For | | | | | �� | |
| 1.7 | Elect Director Edward Stewart --- For | | | | | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
|
|
06/03/09 - A | Checkpoint Systems, Inc. | 162825103 | | | 04/15/09 | | 6,925 |
| *CKP* | | | | | | |
| 1 | Elect Director George Babich, Jr. | For | Against | | Mgmt | |
| 2 | Elect Director Alan R. Hirsig | | For | Against | | Mgmt | |
| 3 | Elect Director Sally Pearson | | For | Against | | Mgmt | |
| 4 | Elect Director Robert N. Wildrick | For | For | | Mgmt | |
| 5 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 6 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 7 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/03/09 - A | Layne Christensen Co. | 521050104 | | | 04/22/09 | | 3,700 |
| *LAYN* | | | | | | |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director David A.B. Brown --- | | | | | |
| | Withhold | | | | | | |
| 1.2 | Elect Director Nelson Obus --- Withhold | | | | | |
| 1.3 | Elect Director J. Samuel Butler --- For | | | | | |
| 1.4 | Elect Director Jeffrey J. Reynolds --- For | | | | | |
| 1.5 | Elect Director Robert R. Gilmore --- For | | | | | |
| 1.6 | Elect Director Rene J. Robichaud --- | | | | | |
| | Withhold | | | | | | |
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 38 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 1.7 | Elect Director Anthony B. Helfet --- | | | | | |
| | Withhold | | | | | | |
| 1.8 | Elect Director Andrew B. Schmitt --- For | | | | | |
| 2 | Amend Shareholder Rights Plan | For | For | | Mgmt | |
| | (Poison Pill) | | | | | | |
| 3 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/03/09 - A | Stifel Financial Corp. *SF* | 860630102 | | | 04/08/09 | | 4,900 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Increase Authorized Common Stock | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/03/09 - A | VAALCO Energy, Inc. *EGY* | 91851C201 | | | 04/03/09 | | 10,100 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Declassify the Board of Directors | For | For | | Mgmt | |
| 3 | Ratify Shareholder Rights Plan (Poison | For | Against | | Mgmt | |
| | Pill) | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/04/09 - A | American Equity Investment | 025676206 | | | 04/09/09 | | 14,000 |
| Life Holding *AEL* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/04/09 - A | InfoSpace Inc. *INSP* | 45678T201 | | | 03/13/09 | | 16,164 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director John E. Cunningham, IV - | | | | | |
| | -- For | | | | | | |
| 1.2 | Elect Director Lewis M. Taffer --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director William J. Ruckelshaus --- | | | | | |
| | For | | | | | | |
| 2 | Approve Securities Transfer Restrictions | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/04/09 - A | PDL BioPharma Inc *PDLI* | 69329Y104 | | | 04/06/09 | | 6,100 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/05/09 - A | FPIC Insurance Group, Inc. | 302563101 | | | 04/01/09 | | 2,100 |
| *FPIC* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 39 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/08/09 - A | Sun Hydraulics Corp. *SNHY* | 866942105 | | 04/17/09 | | 5,500 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/09/09 - A | Ceradyne, Inc. *CRDN* | 156710105 | | 04/13/09 | | 11,300 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director Joel P. Moskowitz --- For | | | | | |
| 1.2 | Elect Director Richard A. Alliegro --- | | | | | |
| | Withhold | | | | | | |
| 1.3 | Elect Director Frank Edelstein --- | | | | | |
| | Withhold | | | | | | |
| 1.4 | Elect Director Richard A. Kertson --- For | | | | |
| 1.5 | Elect Director William C. LaCourse --- | | | | | |
| | For | | | | | | |
| 1.6 | Elect Director Milton L. Lohr --- Withhold | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/09/09 - A | Hot Topic, Inc. *HOTT* | 441339108 | | 04/20/09 | | 24,200 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/09/09 - A | The Gymboree Corp. *GYMB* | 403777105 | | 04/14/09 | | 3,700 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/10/09 - A | Blyth, Inc. *BTH* | 09643P207 | | 04/13/09 | | 3,125 |
| 1 | Elect Directors | | For | For | | Mgmt | |
|
|
06/11/09 - A | Avocent Corporation *AVCT* | 053893103 | | 04/23/09 | | 3,500 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
06/11/09 - A | Douglas Emmett, Inc. *DEI* | 25960P109 | | 04/13/09 | | 2,600 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
| 3 | Amend Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 40 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
06/11/09 - A | SonicWALL, Inc. *SNWL* | 835470105 | | | 04/17/09 | | 7,650 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/12/09 - | Ipc Holdings Ltd *IPCR* | G4933P101 | | | 04/28/09 | | 2,500 |
PC | | | | | | | | |
| | Management Proxy - WHITE PROXY | | | | | |
| | CARD | | | | | | |
| 1 | Approve Increase in IPC's Board from | For | Against | | Mgmt | |
| | Nine to Twelve Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| 2 | Amend Bylaws to Modify the Indemnity | For | Against | | Mgmt | |
| | Provisions Pursuant to the | | | | | | |
| | Amalgamation Agreement | | | | | | |
| 3 | Amend Bylaws to Add Provisions | For | Against | | Mgmt | |
| | Regarding Advance Notice of | | | | | | |
| | Shareholder Nominees for Director and | | | | | |
| | Other Shareholder Proposals Pursuant | | | | | |
| | to the Amalgamation Agreement | | | | | |
| 4 | Amend Bylaws to Remove Provisions | For | Against | | Mgmt | |
| | for Alternate Directors and to Remove | | | | | |
| | the Cumulative Voting Provision in the | | | | | |
| | Election of Directors Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| 5 | Amend Bylaws to Add Certain | | For | Against | | Mgmt | |
| | Conditions to the Conduct of Director | | | | | |
| | Meetings Pursuant to the Amalgamation | | | | | |
| | Agreement | | | | | | |
| 6 | Increase Authorized Common Stock | For | Against | | Mgmt | |
| | Pursuant to the Amalgamation | | | | | | |
| | Agreement | | | | | | |
| 7 | Change Company Name to Max Capital | For | Against | | Mgmt | |
| | Group Ltd. Pursuant to the | | | | | | |
| | Amalgamation Agreement | | | | | | |
| 8 | Approve Issuance of Equity or Equity- | For | Against | | Mgmt | |
| | Linked Securities with or without | | | | | |
| | Preemptive Rights Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| | Election of Six Directors of IPC to | | | | | |
| | Hold Office From the Close of the IPC | | | | | |
| | Meeting until IPC's Next AGM or Until | | | | | |
| | the Election or Appointment of | | | | | |
| | Successors or Until the Office is | | | | | |
| | Vacated | | | | | | |
| 9.1 | Elect Kenneth L. Hammond as Director | For | For | | Mgmt | |
| 9.2 | Elect Mark R. Bridges as Director | For | For | | Mgmt | |
| 9.3 | Elect Michael J. Cascio as Director | For | For | | Mgmt | |
| 9.4 | Elect Peter S. Christie as Director | For | For | | Mgmt | |
| 9.5 | Elect L. Anthony Joaquin as Director | For | For | | Mgmt | |
| 9.6 | Elect Anthony P. D. Lancaster as | For | For | | Mgmt | |
| | Director | | | | | | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 41 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | To Elect Six of the 12 Directors | | | | | |
| | Effective as of the Effective Time of | | | | | |
| | the Amalgamation | | | | | | |
| 9.7 | Elect W. Marston Becker as Director | For | Abstain | | Mgmt | |
| 9.8 | Elect Gordon F. Cheesbrough as | For | Abstain | | Mgmt | |
| | Director | | | | | | |
| 9.9 | Elect K. Bruce Connell as Director | For | Abstain | | Mgmt | |
| 9.10 | Elect Willis T. King Jr. as Director | For | Abstain | | Mgmt | |
| 9.11 | Elect Mario P. Torsiello as Director | For | Abstain | | Mgmt | |
| 9.12 | Elect James L. Zech as Director | For | Abstain | | Mgmt | |
| 10 | Approve Remuneration of Directors As | For | Against | | Mgmt | |
| | of Effective Time of the Amalgamation | | | | | |
| 11 | Approve KPMG as Auditors and | For | For | | Mgmt | |
| | Authorize Board to Fix Their | | | | | |
| | Remuneration | | | | | | |
| 12 | Adjourn Meeting | | For | Against | | Mgmt | |
| | Dissident Proxy - GOLD PROXY | | | | | |
| | CARD | | | | | | |
| 1 | Approve Increase in IPC's Board from | Against | DoNotVote | | Mgmt | |
| | Nine to Twelve Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| 2 | Amend Bylaws to Modify the Indemnity | Against | DoNotVote | | Mgmt | |
| | Provisions Pursuant to the | | | | | | |
| | Amalgamation Agreement | | | | | | |
| 3 | Amend Bylaws to Add Provisions | Against | DoNotVote | | Mgmt | |
| | Regarding Advance Notice of | | | | | |
| | Shareholder Nominees for Director and | | | | | |
| | Other Shareholder Proposals Pursuant | | | | | |
| | to the Amalgamation Agreement | | | | | |
| 4 | Amend Bylaws to Remove Provisions | Against | DoNotVote | | Mgmt | |
| | for Alternate Directors and to Remove | | | | | |
| | the Cumulative Voting Provision in the | | | | | |
| | Election of Directors Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| 5 | Amend Bylaws to Add Certain | Against | DoNotVote | | Mgmt | |
| | Conditions to the Conduct of Director | | | | | |
| | Meetings Pursuant to the Amalgamation | | | | | |
| | Agreement | | | | | | |
| 6 | Increase Authorized Common Stock | Against | DoNotVote | | Mgmt | |
| | Pursuant to the Amalgamation | | | | | |
| | Agreement | | | | | | |
| 7 | Change Company Name to Max Capital | Against | DoNotVote | | Mgmt | |
| | Group Ltd. Pursuant to the | | | | | | |
| | Amalgamation Agreement | | | | | | |
| 8 | Approve Issuance of Equity or Equity- | Against | DoNotVote | | Mgmt | |
| | Linked Securities with or without | | | | | |
| | Preemptive Rights Pursuant to the | | | | | |
| | Amalgamation Agreement | | | | | | |
| | Election of Six Directors of IPC to | | | | | |
| | Hold Office From the Close of the IPC | | | | | |
| | Meeting until IPC's Next AGM or Until | | | | | |
| | the Election or Appointment of | | | | | |
Mgmt Rec - Company Management Recommended Vote | | | | | Page 42 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
| | Successors or Until the Office is | | | | | |
| | Vacated | | | | | | |
| 9.1 | Elect Kenneth L. Hammond as Director | None | DoNotVote | | ShrHoldr | |
| 9.2 | Elect Mark R. Bridges as Director | None | DoNotVote | | ShrHoldr | |
| 9.3 | Elect Michael J. Cascio as Director | None | DoNotVote | | ShrHoldr | |
| 9.4 | Elect Peter S. Christie as Director | None | DoNotVote | | ShrHoldr | |
| 9.5 | Elect L. Anthony Joaquin as Director | None | DoNotVote | | ShrHoldr | |
| 9.6 | Elect Anthony P.D. Lancaster as | None | DoNotVote | | ShrHoldr | |
| | Director | | | | | | |
| | To Elect Six of the 12 Directors | | | | | |
| | Effective as of the Effective Time of | | | | | |
| | the Amalgamation | | | | | | |
| 9.7 | Elect W. Marston Becker as Director | None | DoNotVote | | ShrHoldr | |
| 9.8 | Elect Gordon F. Cheesbrough as | None | DoNotVote | | ShrHoldr | |
| | Director | | | | | | |
| 9.9 | Elect K. Bruce Connell as Director | None | DoNotVote | | ShrHoldr | |
| 9.10 | Elect Willis T. King Jr. as Director | None | DoNotVote | | ShrHoldr | |
| 9.11 | Elect Mario P. Torsiello as Director | None | DoNotVote | | ShrHoldr | |
| 9.12 | Elect James L. Zech as Director | None | DoNotVote | | ShrHoldr | |
| 10 | Approve Remuneration of Directors As | Against | DoNotVote | | Mgmt | |
| | of Effective Time of the Amalgamation | | | | | |
| 11 | Approve KPMG as Auditors and | None | DoNotVote | | Mgmt | |
| | Authorize Board to Fix Their | | | | | | |
| | Remuneration | | | | | | |
| 12 | Adjourn Meeting | | Against | DoNotVote | | Mgmt | |
|
|
06/15/09 - A | AMERISAFE INC *AMSF* | 03071H100 | | | 04/24/09 | | 7,900 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/15/09 - A | United Online, Inc. *UNTD* | 911268100 | | | 04/28/09 | | 28,400 |
| 1 | Elect Directors | | For | Split | | Mgmt | |
| 1.1 | Elect Director James T. Armstrong --- | | | | | |
| | For | | | | | | |
| 1.2 | Elect Director Dennis Holt --- Withhold | | | | | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/16/09 - A | Cedar Shopping Centers, Inc. | 150602209 | | | 04/24/09 | | 17,225 |
| *CDR* | | | | | | |
| 1 | Elect Director James J. Burns | | For | For | | Mgmt | |
| 2 | Elect Director Richard Homburg | For | For | | Mgmt | |
| 3 | Elect Director Pamela N. Hootkin | For | For | | Mgmt | |
| 4 | Elect Director Paul G. Kirk, Jr. | | For | For | | Mgmt | |
| 5 | Elect Director Everett B. Miller, III | For | For | | Mgmt | |
| 6 | Elect Director Leo S. Ullman | | For | For | | Mgmt | |
| 7 | Elect Director Roger M. Widmann | For | For | | Mgmt | |
| 8 | Ratify Auditors | | For | For | | Mgmt | |
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 43 |
| | | | | | | | |
Vote Summary Report |
Apr 01, 2009 - Jun 30, 2009 |
|
PRINSV - Principal Variable Contracts - Small Cap Value | | | | | |
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Prpnent | Voted |
|
|
06/16/09 - A | Emcor Group, Inc. *EME* | 29084Q100 | | | 04/20/09 | | 10,475 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/18/09 - A | Aeropostale, Inc *ARO* | 007865108 | | | 04/23/09 | | 5,100 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/18/09 - A | Novatel Wireless, Inc. *NVTL* | 66987M604 | | | 04/27/09 | | 18,200 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 3 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
|
|
06/24/09 - A | Apogee Enterprises, Inc. | 037598109 | | | 05/04/09 | | 7,600 |
| *APOG* | | | | | | |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | Against | | Mgmt | |
| 3 | Approve Non-Employee Director | For | For | | Mgmt | |
| | Omnibus Stock Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
|
|
06/24/09 - A | Genesco Inc. *GCO* | 371532102 | | | 04/27/09 | | 2,100 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Approve Omnibus Stock Plan | | For | For | | Mgmt | |
| 3 | Ratify Auditors | | For | For | | Mgmt | |
| 4 | Other Business | | For | Against | | Mgmt | |
|
|
06/25/09 - S | Validus Holdings Ltd *VR* | G9319H102 | | | 05/15/09 | | 4,400 |
| 1 | Issue Shares in Connection with | For | For | | Mgmt | |
| | Acquisition | | | | | | |
| 2 | Adjourn Meeting | | For | For | | Mgmt | |
|
|
06/26/09 - A | Zoran Corp. *ZRAN* | 98975F101 | | | 04/27/09 | | 8,600 |
| 1 | Elect Directors | | For | For | | Mgmt | |
| 2 | Amend Non-Employee Director | For | For | | Mgmt | |
| | Omnibus Stock Plan | | | | | | |
| 3 | Amend Qualified Employee Stock | For | For | | Mgmt | |
| | Purchase Plan | | | | | | |
| 4 | Ratify Auditors | | For | For | | Mgmt | |
| 5 | Approve Repricing of Options | | For | For | | Mgmt | |
|
|
|
|
Mgmt Rec - Company Management Recommended Vote | | | | | Page 44 |
Mgmt Rec - Company Management Recommended Vote |
| | | | |
Principal Variable Contracts Funds, Inc. - SmallCap Value Account I Sub-Advisor: J.P.Morgan Investment Management |
|
Vote Summary Report |
|
| | | | 07/01/08 to 06/30/09 |
|
Sorted by Company Name. | | | |
|
In All Markets, for all statuses, for Small Cap Value Fund Account. |
|
|
|
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
04/23/09 | 1st Source Corp. | 336901103 | 02/18/09 | 5,210 |
| Elect Director Terry L. | For | For | Mgmt |
| Gerber | | | |
| Elect Director William P. | For | For | Mgmt |
| Johnson | | | |
| Elect Director Craig A. | For | For | Mgmt |
| Kapson | | | |
| Elect Director John T. | For | For | Mgmt |
| Phair | | | |
| Elect Director Mark D. | For | For | Mgmt |
| Schwabero | | | |
| Amend Executive | For | For | Mgmt |
| Incentive Bonus Plan | | | |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
09/24/08 | 3com Corp. | 885535104 | 08/01/08 | 255,600 |
| Elect Director Eric A. | For | For | Mgmt |
| Benhamou | | | |
| Elect Director Gary T. | For | For | Mgmt |
| DiCamillo | | | |
| Elect Director James R. | For | For | Mgmt |
| Long | | | |
| Elect Director Ronald A. | For | For | Mgmt |
| Sege | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
| Performance-Based | Against | For | ShrHoldr |
| Awards | | | |
| Declassify the Board of | Against | For | ShrHoldr |
| Directors | | | |
04/14/09 | A. O. Smith Corp. | 831865209 | 02/16/09 | 5,400 |
| Elect Directors William P. | For | For | Mgmt |
| Greubel | | | |
| Elect Directors Robert J. | For | For | Mgmt |
| O'Toole | | | |
| Elect Directors Idelle K. | For | For | Mgmt |
| Wolf | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
04/14/09 | A. O. Smith Corp. | 831865209 | 03/04/09 | 5,400 |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Approve Merger | For | For | Mgmt |
| Agreement | | | |
| Adopt Amended Charter | For | For | Mgmt |
| Issue Shares in | For | For | Mgmt |
�� | Connection with | | | |
| Acquisition | | | |
01/09/09 | Actuant Corp | 00508X203 | 11/10/08 | 8,400 |
| Elect Director Robert C. | For | For | Mgmt |
| Arzbaecher | | | |
| Elect Director Gurminder | For | For | Mgmt |
| S. Bedi | | | |
| Elect Director Gustav H.P. | For | For | Mgmt |
| Boel | | | |
| Elect Director Thomas J. | For | For | Mgmt |
| Fischer | | | |
| Elect Director William K. | For | For | Mgmt |
| Hall | | | |
| Elect Director R. Alan | For | For | Mgmt |
| Hunter | | | |
| Elect Director Robert A. | For | For | Mgmt |
| Peterson | | | |
| Elect Director Holly A. Van | For | For | Mgmt |
| Deursen | | | |
| Elect Director Dennis K. | For | For | Mgmt |
| Williams | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
01/08/09 | Acuity Brands, Inc. | 00508Y102 | 11/17/08 | 12,400 |
| Elect Director Peter C. | For | For | Mgmt |
| Browning | | | |
| Elect Director John L. | For | For | Mgmt |
| Clendenin | | | |
| Elect Director Ray M. | For | For | Mgmt |
| Robinson | | | |
| Elect Director Gordon D. | For | For | Mgmt |
| Harnett | | | |
| Elect Director George C. | For | For | Mgmt |
| (jack) Guynn | | | |
| Ratify Auditors | For | For | Mgmt |
10/23/08 | Adaptec, Inc. | 00651F108 | 08/27/08 | 11,500 |
| Elect Director Jon S. | For | For | Mgmt |
| Castor | | | |
| Elect Director Jack L. | For | For | Mgmt |
| Howard | | | |
| Elect Director Joseph S. | For | For | Mgmt |
| Kennedy | | | |
| Elect Director Robert J. | For | For | Mgmt |
| Loarie | | | |
| Elect Director John Mutch | For | For | Mgmt |
| Elect Director John J. | For | For | Mgmt |
| Quicke | | | |
| Elect Director Lawrence J. | For | For | Mgmt |
| Ruisi | | | |
| Elect Director S. "sundi" | For | For | Mgmt |
| Sundaresh | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director D.E. Van | For | For | Mgmt |
| Houweling | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Approve Stock Option Plan | For | For | Mgmt |
| Grants | | | |
| Approve Reverse Stock | For | For | Mgmt |
| Split | | | |
| Approve Reverse Stock | For | For | Mgmt |
| Split | | | |
| Approve Reverse Stock | For | For | Mgmt |
| Split | | | |
| Ratify Auditors | For | For | Mgmt |
05/21/09 | Advance America, Cash | 00739W107 | 03/27/09 | 15,100 |
| Advance Centers, Inc. | | | |
| Elect Director William M. | For | Withhold | Mgmt |
| Webster, IV | | | |
| Elect Director Stephen K. | For | Withhold | Mgmt |
| Benjamin | | | |
| Elect Director Robert H. | For | Withhold | Mgmt |
| Chapman, III | | | |
| Elect Director Tony S. | For | Withhold | Mgmt |
| Colletti | | | |
| Elect Director Kenneth E. | For | Withhold | Mgmt |
| Compton | | | |
| Elect Director Thomas E. | For | Withhold | Mgmt |
| Hannah | | | |
| Elect Director Donovan A. | For | For | Mgmt |
| Langford, III | | | |
| Elect Director W. Olin | For | Withhold | Mgmt |
| Nisbet | | | |
| Elect Director J. Patrick | For | Withhold | Mgmt |
| O'Shaughnessy | | | |
| Ratify Auditors | For | For | Mgmt |
05/06/09 | Advanced Energy | 007973100 | 03/09/09 | 6,500 |
| Industries, Inc. | | | |
| Elect Director Douglas S. | For | For | Mgmt |
| Schatz | | | |
| Elect Director Frederick A. | For | For | Mgmt |
| Ball | | | |
| Elect Director Richard P. | For | For | Mgmt |
| Beck | | | |
| Elect Director Hans Georg | For | For | Mgmt |
| Betz | | | |
| Elect Director Trung T. | For | For | Mgmt |
| Doan | | | |
| Elect Director Edward C. | For | For | Mgmt |
| Grady | | | |
| Elect Director Thomas M. | For | For | Mgmt |
| Rohrs | | | |
| Elect Director Elwood | For | For | Mgmt |
| Spedden | | | |
| Ratify Auditors | For | For | Mgmt |
05/19/09 | Alaska Air Group, Inc. | 011659109 | 03/20/09 | 4,800 |
| Elect Director William S. | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Ayer | | | | |
| Elect Director Patricia M. | | For | For | Mgmt |
| Bedient | | | | |
| Elect Director Phyllis J. | | For | For | Mgmt |
| Campbell | | | | |
| Elect Director Mark R. | | For | For | Mgmt |
| Hamilton | | | | |
| Elect Director Jessie J. | | For | For | Mgmt |
| Knight, Jr. | | | | |
| Elect Director R. Marc | | For | For | Mgmt |
| Langland | | | | |
| Elect Director Dennis F. | | For | For | Mgmt |
| Madsen | | | | |
| Elect Director Byron I. | | For | For | Mgmt |
| Mallott | | | | |
| Elect Director J. Kenneth | | For | For | Mgmt |
| Thompson | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officer's | | | | |
| Compensation | | | | |
| Amend | | Against | Against | ShrHoldr |
| Articles/Bylaws/Charter -- | | | | |
| Call Special Meetings | | | | |
05/13/09 | Alexion Pharmaceuticals, | 015351109 | | 03/24/09 | 3,700 |
| Inc. | | | | |
| Elect Director Leonard Bell | | For | For | Mgmt |
| Elect Director Max Link | | For | For | Mgmt |
| Elect Director Joseph A. | | For | Withhold | Mgmt |
| Madri | | | | |
| Elect Director Larry L. | | For | For | Mgmt |
| Mathis | | | | |
| Elect Director R. Douglas | | For | For | Mgmt |
| Norby | | | | |
| Elect Director Alvin S. | | For | For | Mgmt |
| Parven | | | | |
| Elect Director Ruedi E. | | For | For | Mgmt |
| Waeger | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/27/09 | Alliance Healthcare Service, 018606202 | | 04/16/09 | 3,700 |
| Inc. | | | | |
| Elect Director Larry C. | | For | For | Mgmt |
| Buckelew | | | | |
| Elect Director Michael P. | | For | For | Mgmt |
| Harmon | | | | |
| Amend Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
07/31/08 | Alliance One International | 018772103 | | 05/30/08 | 115,300 |
| Inc | | | | |
| Elect Director C. Richard | | For | For | Mgmt |
| Green, Jr. | | | | |
| Elect Director Nigel G. | | For | For | Mgmt |
| Howard | | | | |
| Elect Director Joseph L. | | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Lanier, Jr. | | | | |
| Elect Director William S. | | For | For | Mgmt |
| Sheridan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/05/09 | Ambac Financial Group, Inc. 023139108 | | 03/09/09 | 28,900 |
| Elect Director Michael A. | | For | For | Mgmt |
| Callen | | | | |
| Elect Director Jill M. | | For | For | Mgmt |
| Considine | | | | |
| Elect Director Paul R. | | For | For | Mgmt |
| DeRosa | | | | |
| Elect Director Philip N. | | For | Withhold | Mgmt |
| Duff | | | | |
| Elect Director Thomas C. | | For | Withhold | Mgmt |
| Theobald | | | | |
| Elect Director Laura S. | | For | For | Mgmt |
| Unger | | | | |
| Elect Director Henry D. G. | | For | For | Mgmt |
| Wallace | | | | |
| Elect Director David W. | | For | For | Mgmt |
| Wallis | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/05/09 | Amcore Financial, Inc. | 023912108 | | 03/06/09 | 5,661 |
| Elect Director John W. | | For | For | Mgmt |
| Gleeson | | | | |
| Elect Director William R. | | For | For | Mgmt |
| McManaman | | | | |
| Elect Director Jack D. | | For | For | Mgmt |
| Ward | | | | |
| Declassify the Board of | | For | For | Mgmt |
| Directors | | | | |
05/07/09 | American Campus | 024835100 | | 03/16/09 | 5,700 |
| Communities, Inc. | | | | |
| Elect Director William C. | | For | For | Mgmt |
| Bayless, Jr. | | | | |
| Elect Director R.D. Burck | | For | For | Mgmt |
| Elect Director G. Steven | | For | For | Mgmt |
| Dawson | | | | |
| Elect Director Cydney C. | | For | For | Mgmt |
| Donnell | | | | |
| Elect Director Edward | | For | For | Mgmt |
| Lowenthal | | | | |
| Elect Director Joseph M. | | For | For | Mgmt |
| Macchione | | | | |
| Elect Director Brian B. | | For | For | Mgmt |
| Nickel | | | | |
| Elect Director Winston W. | | For | For | Mgmt |
| Walker | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/26/09 | American Greetings Corp. | 026375105 | | 05/01/09 | 9,200 |
| Elect Director Charles A. | | For | Withhold | Mgmt |
| Ratner | | | | |
| Elect Director Jerry Sue | | For | For | Mgmt |
| Thornton | | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Elect Director Jeffrey | | For | For | Mgmt |
| Weiss | | | | |
| Amend Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
05/05/09 | American Physicians | 028884104 | | 03/10/09 | 4,800 |
| Capital, Inc. | | | | |
| Elect Director Billy B. | | For | For | Mgmt |
| Baumann | | | | |
| Elect Director R. Kevin | | For | For | Mgmt |
| Clinton | | | | |
| Elect Director Larry W. | | For | For | Mgmt |
| Thomas | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/19/09 | American States Water | 029899101 | | 03/23/09 | 3,600 |
| Company | | | | |
| Elect Director James L. | | For | For | Mgmt |
| Anderson | | | | |
| Elect Director Diana M. | | For | For | Mgmt |
| Bontá | | | | |
| Elect Director Anne M. | | For | For | Mgmt |
| Holloway | | | | |
| Elect Director Robert J. | | For | For | Mgmt |
| Sprowls | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Other Business | | For | For | Mgmt |
05/07/09 | AmeriGroup Corp. | 03073T102 | | 03/09/09 | 24,600 |
| Elect Director Thomas E. | | For | For | Mgmt |
| Capps | | | | |
| Elect Director Emerson U. | | For | For | Mgmt |
| Fullwood | | | | |
| Elect Director William J. | | For | For | Mgmt |
| McBride | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Approve Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
05/19/09 | AMERIS BANCORP | 03076K108 | | 03/10/09 | 6,840 |
| Elect Director Glenn A. | | For | For | Mgmt |
| Kirbo | | | | |
| Elect Director Jimmy D. | | For | For | Mgmt |
| Veal | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officers' | | | | |
| Compensation | | | | |
| Other Business | | For | For | Mgmt |
06/15/09 | AMERISAFE INC | 03071H100 | | 04/24/09 | 37,800 |
| Elect Director Millard E. | | For | Withhold | Mgmt |
| Morris | | | | |
| Elect Director Randy | | For | For | Mgmt |
| Roach | | | | |
| Ratify Auditors | | For | For | Mgmt |
03/25/09 | Ameron International Corp. 030710107 | | 02/10/09 | 3,600 |
| Elect Director Terry L. | | For | For | Mgmt |
| Haines | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director John E. | For | For | Mgmt |
| Peppercorn | | | |
| Elect Director William D. | For | For | Mgmt |
| Horsfall | | | |
| Ratify Auditors | For | For | Mgmt |
05/04/09 | Amkor Technology, Inc. | 031652100 | 03/20/09 | 24,800 |
| Elect Director James J. | For | For | Mgmt |
| Kim | | | |
| Elect Director Roger A. | For | Withhold | Mgmt |
| Carolin | | | |
| Elect Director Winston J. | For | For | Mgmt |
| Churchill | | | |
| Elect Director John T. Kim | For | For | Mgmt |
| Elect Director Stephen G. | For | For | Mgmt |
| Newberry | | | |
| Elect Director John F. | For | Withhold | Mgmt |
| Osborne | | | |
| Elect Director James W. | For | For | Mgmt |
| Zug | | | |
| Ratify Auditors | For | For | Mgmt |
05/12/09 | AMTRUST FINANCIAL | 032359309 | 03/31/09 | 10,500 |
| SERVICES INC | | | |
| Elect Director Donald T. | For | For | Mgmt |
| DeCarlo | | | |
| Elect Director Abraham | For | For | Mgmt |
| Gulkowitz | | | |
| Elect Director George | For | For | Mgmt |
| Karfunkel | | | |
| Elect Director Michael | For | Withhold | Mgmt |
| Karfunkel | | | |
| Elect Director Jay J. Miller | For | For | Mgmt |
| Elect Director Isaac | For | For | Mgmt |
| Neuberger | | | |
| Elect Director Barry D. | For | For | Mgmt |
| Zyskind | | | |
| Ratify Auditors | For | For | Mgmt |
05/12/09 | Anixter International Inc. | 035290105 | 03/20/09 | 7,800 |
| Elect Director Lord James | For | Withhold | Mgmt |
| Blyth | | | |
| Elect Director Frederic F. | For | For | Mgmt |
| Brace | | | |
| Elect Director Linda | For | For | Mgmt |
| Walker Bynoe | | | |
| Elect Director Robert L. | For | For | Mgmt |
| Crandall | | | |
| Elect Director Robert J. | For | For | Mgmt |
| Eck | | | |
| Elect Director Robert W. | For | Withhold | Mgmt |
| Grubbs, Jr. | | | |
| Elect Director F. Philip | For | For | Mgmt |
| Handy | | | |
| Elect Director Melvyn N. | For | For | Mgmt |
| Klein | | | |
| Elect Director George | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Muñoz | | | |
| Elect Director Stuart M. | For | For | Mgmt |
| Sloan | | | |
| Elect Director Thomas C. | For | Withhold | Mgmt |
| Theobald | | | |
| Elect Director Matthew | For | Withhold | Mgmt |
| Zell | | | |
| Elect Director Samuel Zell | For | Withhold | Mgmt |
| Ratify Auditors | For | For | Mgmt |
05/13/09 | Anthracite Capital, Inc. | 037023108 | 03/16/09 | 41,800 |
| Elect Director Scott M. | For | For | Mgmt |
| Amero | | | |
| Elect Director Christopher | For | For | Mgmt |
| A. Milner | | | |
| Elect Director Carl F. | For | For | Mgmt |
| Geuther | | | |
| Ratify Auditors | For | For | Mgmt |
| Declassify the Board of | Against | For | ShrHoldr |
| Directors | | | |
05/21/09 | Anworth Mortgage Asset | 037347101 | 04/09/09 | 31,800 |
| Corp. | | | |
| Elect Director Lloyd | For | For | Mgmt |
| Mcadams | | | |
| Elect Director Lee A. Ault | For | For | Mgmt |
| Elect Director Charles H. | For | For | Mgmt |
| Black | | | |
| Elect Director Joe E. Davis | For | For | Mgmt |
| Elect Director Robert C. | For | For | Mgmt |
| Davis | | | |
| Elect Director Joseph E. | For | For | Mgmt |
| Mcadams | | | |
| Ratify Auditors | For | For | Mgmt |
06/24/09 | Apogee Enterprises, Inc. | 037598109 | 05/04/09 | 8,400 |
| Elect Director Bernard P. | For | For | Mgmt |
| Aldrich | | | |
| Elect Director Sara L. Hays | For | For | Mgmt |
| Elect Director Russell | For | For | Mgmt |
| Huffer | | | |
| Elect Director John T. | For | For | Mgmt |
| Manning | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Approve Non-Employee | For | For | Mgmt |
| Director Omnibus Stock | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
10/21/08 | Applied Industrial | 03820C105 | 08/22/08 | ��40,450 |
| Technologies, Inc. | | | |
| Elect Director L. Thomas | For | For | Mgmt |
| Hiltz | | | |
| Elect Director John F. | For | For | Mgmt |
| Meier | | | |
| Elect Director David L. | For | For | Mgmt |
| Pugh | | | |
| | | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Elect Director Peter C. | | For | For | | Mgmt |
| Wallace | | | | | |
| Ratify Auditors | | For | For | | Mgmt |
10/10/08 | Apria Healthcare Group, | 037933108 | | | 08/18/08 | 3,900 |
| Inc. | | | | | |
| Approve Merger | | For | For | | Mgmt |
| Agreement | | | | | |
| Adjourn Meeting | | For | For | | Mgmt |
06/18/09 | Arbor Realty Trust, Inc. | 038923108 | | | 04/30/09 | 11,500 |
| Elect Director Walter K. | | For | For | | Mgmt |
| Horn | | | | | |
| Elect Director William | | For | For | | Mgmt |
| Helmreich | | | | | |
| Elect Director Karen K. | | For | For | | Mgmt |
| Edwards | | | | | |
| Amend Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | | |
| Ratify Auditors | | For | For | | Mgmt |
06/25/09 | Arena Pharmaceuticals, Inc. 040047102 | | With | 04/27/09 | 2,500 |
| Elect Director Jack Lief | | For | For | | Mgmt |
| Elect Director Dominic P. | | For | For | | Mgmt |
| Behan, Ph.D. | | | | | |
| Elect Director Donald D. | | For | For | | Mgmt |
| Belcher | | | | | |
| Elect Director Scott H. | | For | For | | Mgmt |
| Bice | | | | | |
| Elect Director Harry F. | | For | For | | Mgmt |
| Hixson, Jr., Ph.D. | | | | | |
| Elect Director J. Clayburn | | For | For | | Mgmt |
| La Force, Jr., Ph.D. | | | | | |
| Elect Director Tina S. | | For | For | | Mgmt |
| Nova, Ph.D. | | | | | |
| Elect Director Phillip M. | | For | For | | Mgmt |
| Schneider | | | | | |
| Elect Director Christine A. | | For | For | | Mgmt |
| White, M.D. | | | | | |
| Elect Director Randall E. | | For | For | | Mgmt |
| Woods | | | | | |
| Approve Omnibus Stock | | For | For | | Mgmt |
| Plan | | | | | |
| Approve Qualified | | For | For | | Mgmt |
| Employee Stock Purchase | | | | | |
| Plan | | | | | |
| Increase Authorized | | For | For | | Mgmt |
| Common Stock | | | | | |
| Ratify Auditors | | For | For | | Mgmt |
05/05/09 | Argo Group International | G0464B107 | | | 03/13/09 | 7,221 |
| Holdings, Ltd. (formerly | | | | | |
| Pxre Group | | | | | |
| This is a duplicate meeting | | | | | |
| for ballots received via the | | | | | |
| Broadridge North | | | | | |
| American Ballot | | | | | |
| distribution system. | | | | | |
| DIRECTOR MURAL R. | | For | For | | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| JOSEPHSON | | | |
| DIRECTOR JOHN R. | For | For | Mgmt |
| POWER, JR. | | | |
| DIRECTOR GARY V. | For | For | Mgmt |
| WOODS | | | |
| APPROVE ERNST & | For | For | Mgmt |
| YOUNG AS AUDITORS | | | |
| AND AUTHORIZE BOARD | | | |
| TO FIX THEIR | | | |
| REMUNERATION. | | | |
04/21/09 | Arkansas Best Corp. | 040790107 | 02/20/09 | 7,700 |
| Elect Director Fred A. | For | For | Mgmt |
| Allardyce | | | |
| Elect Director John H. | For | For | Mgmt |
| Morris | | | |
| Ratify Auditors | For | For | Mgmt |
| Declassify the Board of | For | For | Mgmt |
| Directors | | | |
05/21/09 | Arris Group Inc | 04269Q100 | 03/24/09 | 33,185 |
| Elect Director Alex B. Best | For | For | Mgmt |
| Elect Director Harry L. | For | For | Mgmt |
| Bosco | | | |
| Elect Director John | For | For | Mgmt |
| Anderson Craig | | | |
| Elect Director Matthew B. | For | For | Mgmt |
| Kearney | | | |
| Elect Director William H. | For | For | Mgmt |
| Lambert | | | |
| Elect Director John R. | For | For | Mgmt |
| Petty | | | |
| Elect Director Robert J. | For | For | Mgmt |
| Stanzione | | | |
| Elect Director David A. | For | For | Mgmt |
| Woodle | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
05/19/09 | Ashford Hospitality Trust | 044103109 | 03/10/09 | 24,700 |
| Inc. | | | |
| Elect Director Archie | For | For | Mgmt |
| Bennett, Jr. | | | |
| Elect Director Montgomery | For | For | Mgmt |
| J. Bennett | | | |
| Elect Director Benjamin J. | For | For | Mgmt |
| Ansell | | | |
| Elect Director Thomas E. | For | For | Mgmt |
| Callahan | | | |
| Elect Director Martin L. | For | For | Mgmt |
| Edelman | | | |
| Elect Director W. Michael | For | Withhold | Mgmt |
| Murphy | | | |
| Elect Director Phillip S. | For | For | Mgmt |
| Payne | | | |
| Ratify Auditors | For | For | Mgmt |
| | | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent | Shares |
Date | | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | | Voted |
| Require Independent | | Against | For | ShrHoldr | |
| Board Chairman | | | | | |
04/29/09 Aspen Insurance Holdings, G05384105 | | 03/02/09 | | 35,200 |
| Ltd. | | | | | |
| Reelect Richard Houghton | For | For | Mgmt | |
| as Class II Director | | | | | |
| Reelect Julian Cusack as | For | For | Mgmt | |
| Class II Director | | | | | |
| Reelect Glyn Jones as | | For | Withhold | Mgmt | |
| Class II Director | | | | | |
| Appoint KPMG Audit Plc as | For | For | Mgmt | |
| Auditors and Authorize | | | | | |
| Board to Fix Their | | | | | |
| Remuneration | | | | | |
| Adopt the Amended and | For | For | Mgmt | |
| Restated Bye-laws | | | | | |
| Adopt the Amendments to | For | For | Mgmt | |
| the Memorandum of | | | | | |
| Association | | | | | |
| Elect Glyn Jones as | | For | For | Mgmt | |
| Director of Aspen | | | | | |
| Insurance UK Limited | | | | | |
| Elect Christopher O'Kane | For | For | Mgmt | |
| as Director of Aspen | | | | | |
| Insurance UK Limited | | | | | |
| Elect Richard Bucknall as | For | For | Mgmt | |
| Director of Aspen | | | | | |
| Insurance UK Limited | | | | | |
| Elect Ian Cormack as | | For | For | Mgmt | |
| Director of Aspen | | | | | |
| Insurance UK Limited | | | | | |
| Elect Richard Houghton as | For | For | Mgmt | |
| Director of Aspen | | | | | |
| Insurance UK Limited | | | | | |
| Elect Stephen Rose as | | For | For | Mgmt | |
| Director of Aspen | | | | | |
| Insurance UK Limited | | | | | |
| Elect Oliver Peterken as | For | For | Mgmt | |
| Director of Aspen | | | | | |
| Insurance UK Limited | | | | | |
| Elect Heidi Hutter as | | For | For | Mgmt | |
| Director of Aspen | | | | | |
| Insurance UK Limited | | | | | |
| Amend Aspen Insurance | For | For | Mgmt | |
| UK Limited's Articles of | | | | | |
| Association | | | | | |
| Elect Christopher O'Kane | For | For | Mgmt | |
| as Director of Aspen | | | | | |
| Insurance UK Services | | | | | |
| Limited | | | | | |
| Elect Richard Houghton as | For | For | Mgmt | |
| Director of Aspen | | | | | |
| Insurance UK Services | | | | | |
| Limited | | | | | |
| Elect Stephen Rose as | | For | For | Mgmt | |
| Director of Aspen | | | | | |
| | | | | | | |
Mtg | Company | Security | Mgmt Vote | Record Proponent | Shares |
Date | | | | | | | |
|
/Type /Ballot Issues | | Rec | Cast | Date | | Voted |
| Insurance UK Services | | | | | | |
| Limited | | | | | | |
| Amend Aspen Insurance | | For | For | | Mgmt | |
| UK Services Limited's | | | | | | |
| Articles of Association | | | | | | |
| Elect Christopher O'Kane | | For | For | | Mgmt | |
| as Director of Aspen | | | | | | |
| Insurance (UK) Holdings | | | | | | |
| Limited | | | | | | |
| Elect Richard Houghton as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Insurance (UK) Holdings | | | | | | |
| Limited | | | | | | |
| Elect Stephen Rose as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Insurance (UK) Holdings | | | | | | |
| Limited | | | | | | |
| Amend Aspen (UK) | | For | For | | Mgmt | |
| Holdings Limited's Articles | | | | | | |
| of Association | | | | | | |
| Elect Stephen Rose as | | For | For | | Mgmt | |
| Director of AIUK Trustees | | | | | | |
| Limited | | | | | | |
| Elect John Henderson as | | For | For | | Mgmt | |
| Director of AIUK Trustees | | | | | | |
| Limited | | | | | | |
| Elect Christopher | | For | For | | Mgmt | |
| Woodman as Director of | | | | | | |
| AIUK Trustees Limited | | | | | | |
| Elect Michael Cain as | | For | For | | Mgmt | |
| Director of AIUK Trustees | | | | | | |
| Limited | | | | | | |
| Elect Katharine Wade as | | For | For | | Mgmt | |
| Director of AIUK Trustees | | | | | | |
| Limited | | | | | | |
| Amend AIUK Trustees | | For | For | | Mgmt | |
| Limited's Articles of | | | | | | |
| Association | | | | | | |
| Elect Karen Green as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Underwriting Limited | | | | | | |
| Elect Christopher O'Brien | | For | For | | Mgmt | |
| as Director of Aspen | | | | | | |
| Underwriting Limited | | | | | | |
| Amend Aspen | | For | For | | Mgmt | |
| Underwriting Limited's | | | | | | |
| Articles of Association | | | | | | |
| Elect Richard Bucknall as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Managing Agency Limited | | | | | | |
| Elect John Hobbs as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Managing Agency Limited | | | | | | |
| Elect James Ingham Clark | | For | For | | Mgmt | |
| as Director of Aspen | | | | | | |
| Managing Agency Limited | | | | | | |
| | | | | | | |
Mtg | Company | Security | Mgmt | Vote | Record | Proponent | Shares |
Date | | | | | | | |
|
/Type /Ballot Issues | | Rec | Cast | Date | | Voted |
| Elect Robert Long as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Managing Agency Limited | | | | | | |
| Elect Christopher O'Brien | | For | For | | Mgmt | |
| as Director of Aspen | | | | | | |
| Managing Agency Limited | | | | | | |
| Elect Matthew Yeldham as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Managing Agency Limited | | | | | | |
| Elect Karen Green as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Managing Agency Limited | | | | | | |
| Elect Heidi Hutter as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Managing Agency Limited | | | | | | |
| Amend Aspen Managing | | For | For | | Mgmt | |
| Agency Limited's Articles | | | | | | |
| of Association | | | | | | |
| Elect Christopher O'Kane | | For | For | | Mgmt | |
| as Director of Aspen | | | | | | |
| Insurance Ltd. and | | | | | | |
| Authorize Appointment of | | | | | | |
| Any Individual as an | | | | | | |
| Alternate Director to Fill | | | | | | |
| Vacancies and to Fix the | | | | | | |
| Remuneration of Such | | | | | | |
| Directors | | | | | | |
| Elect Julian Cusack as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Insurance Ltd. and | | | | | | |
| Authorize Appointment of | | | | | | |
| Any Individual as an | | | | | | |
| Alternate Director to Fill | | | | | | |
| Vacancies and to Fix the | | | | | | |
| Remuneration of Such | | | | | | |
| Directors | | | | | | |
| Elect James Few as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Insurance Limited and | | | | | | |
| Authorize Appointment of | | | | | | |
| Any Individual as an | | | | | | |
| Alternate Director to Fill | | | | | | |
| Vacancies and to Fix the | | | | | | |
| Remuneration of Such | | | | | | |
| Directors | | | | | | |
| Elect Oliver Peterken as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Insurance Limited and | | | | | | |
| Authorize Appointment of | | | | | | |
| Any Individual as an | | | | | | |
| Alternate Director to Fill | | | | | | |
| Vacancies and to Fix the | | | | | | |
| Remuneration of Such | | | | | | |
| Directors | | | | | | |
| Elect David Skinner as | | For | For | | Mgmt | |
| Director of Aspen | | | | | | |
| Insurance Ltd. and | | | | | | |
| | | | | | |
Mtg | Company | Security | Mgmt Vote Record Proponent | Shares |
Date | | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | | Voted |
| Authorize Appointment of | | | | | |
| Any Individual as an | | | | | |
| Alternate Director to Fill | | | | | |
| Vacancies and to Fix the | | | | | |
| Remuneration of Such | | | | | |
| Directors | | | | | |
| Elect Karen Green as | | For | For | Mgmt | |
| Director of Aspen | | | | | |
| Insurance Limited and | | | | | |
| Authorize Appointment of | | | | | |
| Any Individual as an | | | | | |
| Alternate Director to Fill | | | | | |
| Vacancies and to Fix the | | | | | |
| Remuneration of Such | | | | | |
| Directors | | | | | |
| Elect Heather Kitson as | | For | For | Mgmt | |
| Director of Aspen | | | | | |
| Insurance Limited and | | | | | |
| Authorize Appointment of | | | | | |
| Any Individual as an | | | | | |
| Alternate Director to Fill | | | | | |
| Vacancies and to Fix the | | | | | |
| Remuneration of Such | | | | | |
| Directors | | | | | |
| Appoint KPMG Audit Plc as | | For | For | Mgmt | |
| Auditor of Aspen | | | | | |
| Insurance Limited and | | | | | |
| Authorize its Board to Fix | | | | | |
| Their Remuneration | | | | | |
| Amend Aspen Insurance | | For | For | Mgmt | |
| Limited's Bye-Laws | | | | | |
| Amend Aspen Insurance | | For | For | Mgmt | |
| Limited's Memorandum of | | | | | |
| Association | | | | | |
08/21/08 | Aspen Technology, Inc. | 045327103 | | 06/24/08 | | 33,900 |
| Elect Director Donald P. | | For | For | Mgmt | |
| Casey | | | | | |
| Elect Director Stephen M. | | For | For | Mgmt | |
| Jennings | | | | | |
| Elect Director Michael Pehl | | For | For | Mgmt | |
| Ratify Auditors | | For | For | Mgmt | |
05/06/09 | Associated Estates Realty | 045604105 | | 03/16/09 | | 6,700 |
| Corp. | | | | | |
| Elect Director Albert T. | | For | Withhold | Mgmt | |
| Adams | | | | | |
| Elect Director James M. | | For | Withhold | Mgmt | |
| Delaney | | | | | |
| Elect Director Jeffrey I. | | For | Withhold | Mgmt | |
| Friedman | | | | | |
| Elect Director Michael E. | | For | Withhold | Mgmt | |
| Gibbons | | | | | |
| Elect Director Mark L. | | For | Withhold | Mgmt | |
| Milstein | | | | | |
| Elect Director James A. | | For | Withhold | Mgmt | |
| Schoff | | | | | |
| Elect Director Richard T. | | For | Withhold | Mgmt | |
| | | | | | |
Mtg | Company | Security | Mgmt Vote Record Proponent | Shares |
Date | | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | | Voted |
| Schwarz | | | | | |
| Ratify Auditors | | For | For | Mgmt | |
03/16/09 | ASSURED GUARANTY LTD | G0585R106 | | 02/06/09 | | 19,200 |
| Approve Issuance of | | For | For | Mgmt | |
| Shares to Dexia Holdings, | | | | | |
| Inc. in Connection with | | | | | |
| the Acquisition of Financial | | | | | |
| Security Assurance | | | | | |
| Holdings Ltd. | | | | | |
| Approve Issuance of | | For | For | Mgmt | |
| Shares to WLR Recovery | | | | | |
| Fund IV, L.P. in | | | | | |
| Connection with the | | | | | |
| Financing of the | | | | | |
| Acquisition of Financial | | | | | |
| Security Assurance | | | | | |
| Holdings Ltd. | | | | | |
05/07/09 | ASSURED GUARANTY LTD | G0585R106 | | 03/17/09 | | 19,200 |
| Elect Stephen A. Cozen as | | For | For | Mgmt | |
| Director | | | | | |
| Elect Donald H. Layton as | | For | Withhold | Mgmt | |
| Director | | | | | |
| Elect Wilbur L. Ross, Jr. as | | For | Withhold | Mgmt | |
| Director | | | | | |
| Elect Walter A. Scott as | | For | For | Mgmt | |
| Director | | | | | |
| Amend 2004 Long-Term | | For | For | Mgmt | |
| Incentive Plan | | | | | |
| Amend Employee Stock | | For | For | Mgmt | |
| Purchase Plan | | | | | |
| Ratify | | For | For | Mgmt | |
| PricewaterhouseCoopers | | | | | |
| LLP as the Company's | | | | | |
| Independent Auditors | | | | | |
| Subsidiary Proposals | | | | | |
| Elect Howard Albert as | | For | For | Mgmt | |
| Director of Assured | | | | | |
| Guaranty Re Ltd. | | | | | |
| Elect Robert A. Bailenson | | For | For | Mgmt | |
| as Director of Assured | | | | | |
| Guaranty Re Ltd. | | | | | |
| Elect Gary Burnet as | | For | For | Mgmt | |
| Director of Assured | | | | | |
| Guaranty Re Ltd. | | | | | |
| Elect Dominic J. Frederico | | For | For | Mgmt | |
| as Director of Assured | | | | | |
| Guaranty Re Ltd. | | | | | |
| Elect James M. Michener | | For | For | Mgmt | |
| as Director of Assured | | | | | |
| Guaranty Re Ltd. | | | | | |
| Elect Robert B. Mills as | | For | For | Mgmt | |
| Director of Assured | | | | | |
| Guaranty Re Ltd. | | | | | |
| Elect David Penchoff as | | For | For | Mgmt | |
| Director of Assured | | | | | |
| Guaranty Re Ltd. | | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Andrew Pickering as | For | For | Mgmt |
| Director of Assured | | | |
| Guaranty Re Ltd. | | | |
| Ratify | For | For | Mgmt |
| PricewatehouseCoopers | | | |
| LLP as Assured Guaranty | | | |
| Re Ltd.'s Independent | | | |
| Auditors | | | |
09/16/08 | Asyst Technologies, Inc. | 04648X107 | 07/18/08 | 3,900 |
| Elect Director Stephen S | For | For | Mgmt |
| Schwartz | | | |
| Elect Director Stanley | For | For | Mgmt |
| Grubel | | | |
| Elect Director Robert A. | For | For | Mgmt |
| McNamara | | | |
| Elect Director Anthony E. | For | For | Mgmt |
| Santelli | | | |
| Elect Director William | For | For | Mgmt |
| Simon | | | |
| Elect Director Walter W. | For | For | Mgmt |
| Wilson | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
06/03/09 | ATC Technology Corp. | 00211W104 | 04/06/09 | 21,300 |
| Elect Director Robert L. | For | Withhold | Mgmt |
| Evans | | | |
| Elect Director Curtland E. | For | Withhold | Mgmt |
| Fields | | | |
| Elect Director Dr. Michael | For | For | Mgmt |
| J. Hartnett | | | |
| Elect Director Michael D. | For | Withhold | Mgmt |
| Jordan | | | |
| Elect Director Todd R. | For | For | Mgmt |
| Peters | | | |
| Elect Director S. Lawrence | For | For | Mgmt |
| Prendergast | | | |
| Elect Director Edward | For | For | Mgmt |
| Stewart | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
06/03/09 | Atlantic Tele-Network, Inc. | 049079205 | 04/27/09 | 3,000 |
| Elect Director Martin L. | For | For | Mgmt |
| Budd | | | |
| Elect Director Thomas V. | For | For | Mgmt |
| Cunningham | | | |
| Elect Director Cornelius B. | For | Withhold | Mgmt |
| Prior, Jr. | | | |
| Elect Director Michael T. | For | Withhold | Mgmt |
| Prior | | | |
| Elect Director Charles J. | For | For | Mgmt |
| Roesslein | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Elect Director Brian A. | | For | Withhold | Mgmt |
| Schuchman | | | | |
| Elect Director Henry U. | | For | For | Mgmt |
| Wheatley | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/22/09 | Atlas Air Worldwide | 049164205 | | 03/24/09 | 8,600 |
| Holdings, Inc | | | | |
| Elect Director Robert F. | | For | For | Mgmt |
| Agnew | | | | |
| Elect Director Timothy J. | | For | For | Mgmt |
| Bernlohr | | | | |
| Elect Director Eugene I. | | For | Withhold | Mgmt |
| Davis | | | | |
| Elect Director William J. | | For | For | Mgmt |
| Flynn | | | | |
| Elect Director James S. | | For | For | Mgmt |
| Gilmore III | | | | |
| Elect Director Carol B. | | For | For | Mgmt |
| Hallett | | | | |
| Elect Director Frederick | | For | For | Mgmt |
| McCorkle | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/10/09 | Auxilium Pharmaceuticals, 05334D107 | | 04/16/09 | 2,000 |
| Inc. | | | | |
| Elect Director Rolf A. | | For | Withhold | Mgmt |
| Classon | | | | |
| Elect Director Al Altomari | | For | For | Mgmt |
| Elect Director Armando | | For | For | Mgmt |
| Anido | | | | |
| Elect Director Edwin A. | | For | For | Mgmt |
| Bescherer, Jr. | | | | |
| Elect Director P.o. | | For | For | Mgmt |
| Chambon | | | | |
| Elect Director Oliver S. | | For | For | Mgmt |
| Fetzer | | | | |
| Elect Director Renato | | For | For | Mgmt |
| Fuchs | | | | |
| Elect Director Dennis | | For | For | Mgmt |
| Langer | | | | |
| Elect Director William T. | | For | For | Mgmt |
| McKee | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/11/09 | Avocent Corporation | 053893103 | | 04/23/09 | 11,900 |
| Elect Director Francis A. | | For | For | Mgmt |
| Dramis, Jr. | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
05/28/09 | BancFirst Corp. | 05945F103 | | 04/06/09 | 2,900 |
| Elect Director James R. | | For | Withhold | Mgmt |
| Daniel | | | | |
| Elect Director Tom H. | | For | Withhold | Mgmt |
| | | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent | Shares |
Date | | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | | Voted |
| McCasland, III | | | | | |
| Elect Director Paul B. | | For | Withhold | Mgmt | |
| Odom, Jr. | | | | | |
| Elect Director H.E. | | For | Withhold | Mgmt | |
| Rainbolt | | | | | |
| Elect Director Michael K. | For | Withhold | Mgmt | |
| Wallace | | | | | |
| Elect Director G. Rainey | For | Withhold | Mgmt | |
| Williams, Jr. | | | | | |
| Amend Stock Option Plan | For | Against | Mgmt | |
| Amend Non-Employee | | For | Against | Mgmt | |
| Director Stock Option Plan | | | | |
| Amend Deferred | | For | For | Mgmt | |
| Compensation Plan | | | | | |
| Ratify Auditors | | For | For | Mgmt | |
04/15/09 Banco Latinoamericano De P16994132 | | 03/11/09 | | 10,800 |
| Exportaciones SA | | | | | |
| This is a duplicate meeting | | | | |
| for ballots received via the | | | | |
| Broadridge North | | | | | |
| American Ballot | | | | | |
| distribution system. | | | | | |
| TO APPROVE THE BANK S | For | For | Mgmt | |
| AUDITED FINANCIAL | | | | | |
| STATEMENTS FOR | | | | | |
| THEFISCAL YEAR ENDED | | | | |
| DECEMBER 31, 2008 | | | | | |
| (PROPOSAL 1) | | | | | |
| TO APPOINT DELOITTE | For | For | Mgmt | |
| AS THE BANK S | | | | | |
| INDEPENDENT AUDITORS | | | | |
| FOR THEFISCAL YEAR | | | | | |
| ENDING DECEMBER 31, | | | | |
| 2009 (PROPOSAL 2) | | | | | |
| DIRECTOR GONZALO | | For | For | Mgmt | |
| MENENDEZ DUQUE | | | | | |
| DIRECTOR JAIME RIVERA | For | For | Mgmt | |
| DIRECTOR WILL C. | | For | For | Mgmt | |
| WOOD | | | | | |
| TO APPROVE THE | | For | For | Mgmt | |
| PROPOSED AMENDMENTS | | | | |
| TO THE ARTICLES OF | | | | | |
| INCORPORATION OF THE | | | | |
| BANK TO: CHANGE THE | | | | |
| BANK'S NAME | | | | | |
| TO APPROVE THE | | For | For | Mgmt | |
| PROPOSED AMENDMENTS | | | | |
| TO THE ARTICLES OF | | | | | |
| INCORPORATION OF THE | | | | |
| BANK TO: MODIFY THE | | | | |
| DEFINITION OF THE | | | | | |
| BUSINESS PURPOSE OF | | | | |
| THE BANK | | | | | |
| TO APPROVE THE | | For | For | Mgmt | |
| PROPOSED AMENDMENTS | | | | |
| TO THE ARTICLES OF | | | | | |
| | | | | | |
Mtg | Company | Security | Mgmt Vote Record Proponent | Shares |
Date | | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | | Voted |
| INCORPORATION OF THE | | | | | |
| BANK TO: ALLOW THE | | | | | |
| ISSUANCE OF PREFERRED | | | | | |
| SHARES | | | | | |
| TO APPROVE THE | | For | Against | Mgmt | |
| PROPOSED AMENDMENTS | | | | | |
| TO THE ARTICLES OF | | | | | |
| INCORPORATION OF THE | | | | | |
| BANK TO: AUTHORIZE A | | | | | |
| NEW CLASS OF COMMON | | | | | |
| SHARES | | | | | |
| TRANSACT OTHER | | | | | |
| BUSINESS (NON-VOTING) | | | | | |
04/28/09 | Banner Corp | 06652V109 | | 03/01/09 | | 2,500 |
| Elect Director Gordon E. | | For | For | Mgmt | |
| Budke | | | | | |
| Elect Director David B. | | For | Withhold | Mgmt | |
| Casper | | | | | |
| Elect Director Constance | | For | For | Mgmt | |
| H. Kravas | | | | | |
| Elect Director John R. | | For | For | Mgmt | |
| Layman | | | | | |
| Elect Director Michael M. | | For | For | Mgmt | |
| Smith | | | | | |
| Advisory Vote to Ratify | | For | Against | Mgmt | |
| Named Executive Officers' | | | | | |
| Compensation | | | | | |
| Ratify Auditors | | For | For | Mgmt | |
05/07/09 | Barnes Group, Inc. | 067806109 | | 03/10/09 | | 29,700 |
| Elect Director Thomas J. | | For | For | Mgmt | |
| Albani | | | | | |
| Elect Director Thomas O. | | For | For | Mgmt | |
| Barnes | | | | | |
| Elect Director Gary G. | | For | Withhold | Mgmt | |
| Benanav | | | | | |
| Elect Director Mylle H. | | For | For | Mgmt | |
| Mangum | | | | | |
| Ratify Auditors | | For | For | Mgmt | |
05/20/09 | Belden, Inc. | 077454106 | | 03/25/09 | | 5,000 |
| Elect Director David | | For | For | Mgmt | |
| Aldrich | | | | | |
| Elect Director Lorne D. | | For | For | Mgmt | |
| Bain | | | | | |
| Elect Director Lance C. | | For | For | Mgmt | |
| Balk | | | | | |
| Elect Director Judy L. | | For | For | Mgmt | |
| Brown | | | | | |
| Elect Director Bryan C. | | For | For | Mgmt | |
| Cressey | | | | | |
| Elect Director Glenn | | For | For | Mgmt | |
| Kalnasy | | | | | |
| Elect Director Mary S. | | For | For | Mgmt | |
| McLeod | | | | | |
| Elect Director John M. | | For | For | Mgmt | |
| Monter | | | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Elect Director Bernard G. | | For | For | Mgmt |
| Rethore | | | | |
| Elect Director John S. | | For | For | Mgmt |
| Stroup | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
05/20/09 | Benchmark Electronics, Inc. 08160H101 | | 04/06/09 | 15,400 |
| Elect Director Cary T. Fu | | For | For | Mgmt |
| Elect Director Michael R. | | For | For | Mgmt |
| Dawson | | | | |
| Elect Director Peter G. | | For | For | Mgmt |
| Dorflinger | | | | |
| Elect Director Douglas G. | | For | For | Mgmt |
| Duncan | | | | |
| Elect Director Laura W. | | For | For | Mgmt |
| Lang | | | | |
| Elect Director Bernee D.l. | | For | For | Mgmt |
| Strom | | | | |
| Elect Director Clay C. | | For | For | Mgmt |
| Williams | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/07/09 | Berkshire Hills Bancorp, | 084680107 | | 03/10/09 | 400 |
| Inc. | | | | |
| Elect Director Wallace W. | | For | For | Mgmt |
| Altes | | | | |
| Elect Director Lawrence A. | | For | For | Mgmt |
| Bossidy | | | | |
| Elect Director D. Jeffrey | | For | For | Mgmt |
| Templeton | | | | |
| Elect Director Corydon L. | | For | For | Mgmt |
| Thurston | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote to Ratify | | For | Against | Mgmt |
| Named Executive Officer's | | | | |
| Compensation | | | | |
| Other Business | | For | For | Mgmt |
12/08/08 | BGC Partners Inc. | 05541T101 | | 10/27/08 | 2,500 |
| Elect Director Howard W. | | For | Withhold | Mgmt |
| Lutnick | | | | |
| Elect Director John H. | | For | For | Mgmt |
| Dalton | | | | |
| Elect Director Catherine P. | | For | For | Mgmt |
| Koshland | | | | |
| Elect Director Barry R. | | For | For | Mgmt |
| Sloane | | | | |
| Elect Director Albert M. | | For | For | Mgmt |
| Weis | | | | |
04/28/09 | Bio-Rad Laboratories, Inc. | 090572207 | | 03/02/09 | 4,500 |
| Elect Director Louis | | For | For | Mgmt |
| Drapeau | | | | |
| Elect Director Albert J. | | For | For | Mgmt |
| Hillman | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/27/09 | BIOMED REALTY TRUST INC 09063H107 | | 03/11/09 | 23,100 |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Alan D. Gold | For | For | Mgmt |
| Elect Director Barbara R. | For | For | Mgmt |
| Cambon | | | |
| Elect Director Edward A. | For | For | Mgmt |
| Dennis Ph.D. | | | |
| Elect Director Richard I. | For | For | Mgmt |
| Gilchrist | | | |
| Elect Director Gary A. | For | For | Mgmt |
| Kreitzer | | | |
| Elect Director Theodore D. | For | For | Mgmt |
| Roth | | | |
| Elect Director M. Faye | For | For | Mgmt |
| Wilson | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
08/12/08 | Black Box Corp. | 091826107 | 06/16/08 | 5,700 |
| Elect Director William F. | For | For | Mgmt |
| Andrews | | | |
| Elect Director R. Terry | For | For | Mgmt |
| Blakemore | | | |
| Elect Director Richard L. | For | For | Mgmt |
| Crouch | | | |
| Elect Director Thomas W. | For | For | Mgmt |
| Golonski | | | |
| Elect Director Thomas G. | For | For | Mgmt |
| Greig | | | |
| Elect Director E.A. | For | For | Mgmt |
| Nicholson, Ph.D. | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
09/08/08 | Bob Evans Farms, Inc. | 096761101 | 07/10/08 | 100 |
| Elect Director Cheryl L. | For | For | Mgmt |
| Krueger | | | |
| Elect Director G. Robert | For | For | Mgmt |
| Lucas, II | | | |
| Elect Director Eileen A. | For | For | Mgmt |
| Mallesch | | | |
| Ratify Auditors | For | For | Mgmt |
08/27/08 | Bois d' Arc Energy, Inc | 09738U103 | 07/18/08 | 1,560 |
| Approve Merger | For | For | Mgmt |
| Agreement | | | |
| Other Business | For | For | Mgmt |
04/22/09 | Boston Private Financial | 101119105 | 03/04/09 | 27,700 |
| Holdings, Inc. | | | |
| Elect Director Herbert S. | For | For | Mgmt |
| Alexander | | | |
| Elect Director Adolfo | For | For | Mgmt |
| Henriques | | | |
| Elect Director Lynn | For | For | Mgmt |
| Thompson Hoffman | | | |
| Elect Director John Morton | For | For | Mgmt |
| III | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Approve Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
04/30/09 | Brookline Bancorp, Inc. | 11373M107 | 03/02/09 | 19,400 |
| Elect Director John J. | For | For | Mgmt |
| Doyle, Jr. | | | |
| Elect Director Thomas J. | For | For | Mgmt |
| Hollister | | | |
| Elect Director Charles H. | For | For | Mgmt |
| Peck | | | |
| Elect Director Paul A. | For | For | Mgmt |
| Perrault | | | |
| Elect Director Joseph J. | For | For | Mgmt |
| Slotnik | | | |
| Ratify Auditors | For | For | Mgmt |
02/11/09 | Brooks Automation, Inc. | 114340102 | 12/15/08 | 5,700 |
| Elect Director A. Clinton | For | For | Mgmt |
| Allen | | | |
| Elect Director Robert J. | For | For | Mgmt |
| Lepofsky | | | |
| Elect Director Joseph R. | For | For | Mgmt |
| Martin | | | |
| Elect Director John K. | For | For | Mgmt |
| McGillicuddy | | | |
| Elect Director Krishna G. | For | For | Mgmt |
| Palepu | | | |
| Elect Director C.S. Park | For | For | Mgmt |
| Elect Director Kirk P. Pond | For | For | Mgmt |
| Elect Director Alfred | For | For | Mgmt |
| Woollacott, III | | | |
| Elect Director Mark S. | For | For | Mgmt |
| Wrighton | | | |
| Ratify Auditors | For | For | Mgmt |
05/28/09 | Brown Shoe Company, Inc. | 115736100 | 04/03/09 | 14,650 |
| Elect Director Mario L. | For | For | Mgmt |
| Baeza | | | |
| Elect Director Joseph L. | For | Withhold | Mgmt |
| Bower | | | |
| Elect Director Julie C. | For | For | Mgmt |
| Esrey | | | |
| Elect Director Carla | For | For | Mgmt |
| Hendra | | | |
| Elect Director Michael F. | For | For | Mgmt |
| Neidorff | | | |
| Elect Director Harold B. | For | For | Mgmt |
| Wright | | | |
| Ratify Auditors | For | For | Mgmt |
11/05/08 | Buckeye Technologies Inc. | 118255108 | 09/12/08 | 42,900 |
| Elect Director George W. | For | For | Mgmt |
| Bryan | | | |
| Elect Director R. Howard | For | For | Mgmt |
| Cannon | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director K. Buckman | For | For | Mgmt |
| Gibson | | | |
| Ratify Auditors | For | For | Mgmt |
05/27/09 | California Water Service | 130788102 | 03/31/09 | 4,800 |
| Group | | | |
| Elect Director Douglas M. | For | For | Mgmt |
| Brown | | | |
| Elect Director Robert W. | For | For | Mgmt |
| Foy | | | |
| Elect Director Edwin A. | For | For | Mgmt |
| Guiles | | | |
| Elect Director Edward D. | For | For | Mgmt |
| Harris, Jr., M.D. | | | |
| Elect Director Bonnie G. | For | For | Mgmt |
| Hill | | | |
| Elect Director Richard P. | For | For | Mgmt |
| Magnuson | | | |
| Elect Director Linda R. | For | For | Mgmt |
| Meier | | | |
| Elect Director Peter C. | For | For | Mgmt |
| Nelson | | | |
| Elect Director George A. | For | For | Mgmt |
| Vera | | | |
| Ratify Auditors | For | For | Mgmt |
06/24/09 | Capital Trust, Inc. | 14052H506 | 04/29/09 | 4,500 |
| Elect Director Samuel Zell | For | Withhold | Mgmt |
| Elect Director Thomas E. | For | For | Mgmt |
| Dobrowski | | | |
| Elect Director Martin L. | For | For | Mgmt |
| Edelman | | | |
| Elect Director Craig M. | For | For | Mgmt |
| Hatkoff | | | |
| Elect Director Edward S. | For | For | Mgmt |
| Hyman | | | |
| Elect Director John R. | For | For | Mgmt |
| Klopp | | | |
| Elect Director Henry N. | For | For | Mgmt |
| Nassau | | | |
| Elect Director Joshua A. | For | For | Mgmt |
| Polan | | | |
| Elect Director Lynne B. | For | For | Mgmt |
| Sagalyn | | | |
| Ratify Auditors | For | For | Mgmt |
05/14/09 | Carter's, Inc. | 146229109 | 03/27/09 | 5,500 |
| Elect Director Paul Fulton | For | Withhold | Mgmt |
| Elect Director John R. | For | Withhold | Mgmt |
| Welch | | | |
| Elect Director Thomas E. | For | For | Mgmt |
| Whiddon | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
06/02/09 | Cascade Corp. | 147195101 | 04/03/09 | 2,000 |
| Elect Director Duane C. | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| McDougall | | | | |
| Elect Director James S. | | For | For | Mgmt |
| Osterman | | | | |
| Ratify Auditors | | For | For | Mgmt |
09/19/08 | Casey's General Stores, Inc. 147528103 | | 07/25/08 | 1,300 |
| Elect Director Ronald M. | For | For | Mgmt |
| Lamb | | | | |
| Elect Director Robert J. | | For | For | Mgmt |
| Myers | | | | |
| Elect Director Diane C. | | For | For | Mgmt |
| Bridgewater | | | | |
| Elect Director Johnny | | For | For | Mgmt |
| Danos | | | | |
| Elect Director Patricia | | For | For | Mgmt |
| Clare Sullivan | | | | |
| Elect Director Kenneth H. | For | For | Mgmt |
| Haynie | | | | |
| Elect Director William C. | For | For | Mgmt |
| Kimball | | | | |
| Elect Director Jeffrey M. | For | For | Mgmt |
| Lamberti | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/22/09 | Cash America International, 14754D100 | | 03/04/09 | 23,100 |
| Inc. | | | | |
| Elect Director Daniel E. | | For | Withhold | Mgmt |
| Berce | | | | |
| Elect Director Jack R. | | For | For | Mgmt |
| Daugherty | | | | |
| Elect Director Daniel R. | | For | For | Mgmt |
| Feehan | | | | |
| Elect Director Albert | | For | For | Mgmt |
| Goldstein | | | | |
| Elect Director James H. | For | Withhold | Mgmt |
| Graves | | | | |
| Elect Director B.D. Hunter | For | For | Mgmt |
| Elect Director Timothy J. | For | For | Mgmt |
| McKibben | | | | |
| Elect Director Alfred M. | | For | For | Mgmt |
| Micallef | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Amend and Report on | | Against | Against | ShrHoldr |
| Predatory Lending Policies | | | |
01/27/09 | CASTLEPOINT HOLDINGS G19522112 | | 12/04/08 | 3,700 |
| LTD | | | | |
| Duplicate meeting for | | | | |
| ballots received via | | | | |
| Broadridge North | | | | |
| American Ballot | | | | |
| distribution system. | | | | |
| TO APPROVE AND ADOPT | For | For | Mgmt |
| AN AMENDMENT TO THE | | | |
| | | | | | | |
Mtg | Company | Security | Mgmt | Vote | Record | Proponent | Shares |
Date | | | | | | | |
|
/Type /Ballot Issues | | Rec | Cast | Date | | Voted |
| AMENDED AND RESTATED | | | | | | |
| BYE-LAWS OF | | | | | | |
| CASTLEPOINT | | | | | | |
| PERMITTING A | | | | | | |
| SHAREHOLDER OF | | | | | | |
| CASTLEPOINT TO | | | | | | |
| IRREVOCABLY APPOINT A | | | | | | |
| PROXY. | | | | | | |
| TO APPROVE AND ADOPT | | For | For | | Mgmt | |
| AN AMENDMENT TO THE | | | | | | |
| AMENDED AND RESTATED | | | | | | |
| BYE-LAWS OF | | | | | | |
| CASTLEPOINT | | | | | | |
| PERMITTING THE | | | | | | |
| SHAREHOLDERS OF | | | | | | |
| CASTLEPOINT TO | | | | | | |
| APPROVE AN | | | | | | |
| AMALGAMATION OF | | | | | | |
| CASTLEPOINT WITH A | | | | | | |
| FOREIGN COMPANY. | | | | | | |
| TO APPROVE AND ADOPT | | For | For | | Mgmt | |
| THE AGREEMENT AND | | | | | | |
| PLAN OF MERGER AMONG | | | | | | |
| TOWER GROUP, INC. | | | | | | |
| (TOWER), OCEAN I | | | | | | |
| CORPORATION (OCEAN | | | | | | |
| I), AND CASTLEPOINT | | | | | | |
| (THE MERGER | | | | | | |
| AGREEMENT ), AND TO | | | | | | |
| APPROVE THE MERGER | | | | | | |
| AND AMALGAMATION OF | | | | | | |
| CASTLEPOINT WITH AND | | | | | | |
| INTO OCEAN I. | | | | | | |
| TO APPROVE THE | | For | For | | Mgmt | |
| POSTPONEMENT OR | | | | | | |
| ADJOURNMENT OF THE | | | | | | |
| CASTLEPOINT SPECIAL | | | | | | |
| GENERAL MEETING FOR | | | | | | |
| THE SOLICITATION OF | | | | | | |
| ADDITIONAL PROXIES IN | | | | | | |
| FAVOR OF THE | | | | | | |
| FOREGOING PROPOSALS, | | | | | | |
| IF NECESSARY. | | | | | | |
05/11/09 Cathay General Bancorp | 149150104 | | | 03/27/09 | | 5,200 |
| Elect Director Michael M.Y. | | For | Withhold | | Mgmt | |
| Chang | | | | | | |
| Elect Director Anthony M. | | For | Withhold | | Mgmt | |
| Tang | | | | | | |
| Elect Director Thomas G. | | For | Withhold | | Mgmt | |
| Tartaglia | | | | | | |
| Elect Director Peter Wu | | For | Withhold | | Mgmt | |
| Ratify Auditors | | For | For | | Mgmt | |
| Advisory Vote to Ratify | | For | For | | Mgmt | |
| Named Executive Officers' | | | | | | |
| Compensation | | | | | | |
| Declassify the Board of | | Against | For | | ShrHoldr | |
| Directors | | | | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
04/28/09 | CEC Entertainment, Inc. | 125137109 | | 03/02/09 | 15,000 |
| Elect Director Richard M. | | For | For | Mgmt |
| Frank | | | | |
| Elect Director Tim T. | | For | For | Mgmt |
| Morris | | | | |
| Elect Director Louis P. | | For | For | Mgmt |
| Neeb | | | | |
| Amend Restricted Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/20/09 | Celera Corporation | 15100E106 | | 04/03/09 | 4,900 |
| Elect Director Jean-Luc | | For | Against | Mgmt |
| Bélingard | | | | |
| Elect Director Peter Barton | | For | For | Mgmt |
| Hutt | | | | |
| Elect Director Gail K. | | For | For | Mgmt |
| Naughton | | | | |
| Ratify Auditors | | For | For | Mgmt |
09/25/08 | Centennial Communications 15133V208 | | 08/07/08 | 47,278 |
| Corp | | | | |
| Elect Director Darren C. | | For | For | Mgmt |
| Battistoni | | | | |
| Elect Director Michael R. | | For | For | Mgmt |
| Coltrane | | | | |
| Elect Director Anthony J. | | For | For | Mgmt |
| De Nicola | | | | |
| Elect Director Thomas E. | | For | For | Mgmt |
| McInerney | | | | |
| Elect Director John J. | | For | For | Mgmt |
| Mueller | | | | |
| Elect Director James P. | | For | For | Mgmt |
| Pellow | | | | |
| Elect Director Raymond A. | | For | For | Mgmt |
| Ranelli | | | | |
| Elect Director Scott N. | | For | For | Mgmt |
| Schneider | | | | |
| Elect Director Michael J. | | For | For | Mgmt |
| Small | | | | |
| Elect Director Paul H. | | For | For | Mgmt |
| Sunu | | | | |
| Elect Director J. Stephen | | For | For | Mgmt |
| Vanderwoude | | | | |
| Approve Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
02/24/09 | Centennial Communications 15133V208 | | 01/13/09 | 32,200 |
| Corp | | | | |
| Approve Merger | | For | For | Mgmt |
| Agreement | | | | |
| Adjourn Meeting | | For | For | Mgmt |
05/26/09 | Central Pacific Financial | 154760102 | | 03/20/09 | 15,700 |
| Corp. | | | | |
| Elect Director Richard J. | | For | For | Mgmt |
| Blangiardi | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Paul J. | For | For | Mgmt |
| Kosasa | | | |
| Elect Director Mike K. | For | For | Mgmt |
| Sayama | | | |
| Elect Director Dwight L. | For | For | Mgmt |
| Yoshimura | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Declassify the Board of | Against | For | ShrHoldr |
| Directors | | | |
06/09/09 | Ceradyne, Inc. | 156710105 | 04/13/09 | 11,800 |
| Elect Director Joel P. | For | For | Mgmt |
| Moskowitz | | | |
| Elect Director Richard A. | For | Withhold | Mgmt |
| Alliegro | | | |
| Elect Director Frank | For | Withhold | Mgmt |
| Edelstein | | | |
| Elect Director Richard A. | For | For | Mgmt |
| Kertson | | | |
| Elect Director William C. | For | For | Mgmt |
| LaCourse | | | |
| Elect Director Milton L. | For | Withhold | Mgmt |
| Lohr | | | |
| Ratify Auditors | For | For | Mgmt |
06/03/09 | Checkpoint Systems, Inc. | 162825103 | 04/15/09 | 8,700 |
| Elect Director George | For | Against | Mgmt |
| Babich, Jr. | | | |
| Elect Director Alan R. | For | Against | Mgmt |
| Hirsig | | | |
| Elect Director Sally | For | Against | Mgmt |
| Pearson | | | |
| Elect Director Robert N. | For | Against | Mgmt |
| Wildrick | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
04/20/09 | Chemical Financial Corp. | 163731102 | 02/20/09 | 7,193 |
| Elect Director Gary E. | For | For | Mgmt |
| Anderson | | | |
| Elect Director J. Daniel | For | For | Mgmt |
| Bernson | | | |
| Elect Director Nancy | For | For | Mgmt |
| Bowman | | | |
| Elect Director James A. | For | For | Mgmt |
| Currie | | | |
| Elect Director Thomas T. | For | For | Mgmt |
| Huff | | | |
| Elect Director Michael T. | For | For | Mgmt |
| Laethem | | | |
| Elect Director Geoffery E. | For | Withhold | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Merszei | | | |
| Elect Director Terence F. | For | For | Mgmt |
| Moore | | | |
| Elect Director Aloysius J. | For | Withhold | Mgmt |
| Oliver | | | |
| Elect Director David B. | For | For | Mgmt |
| Ramaker | | | |
| Elect Director Larry D. | For | For | Mgmt |
| Stauffer | | | |
| Elect Director William S. | For | For | Mgmt |
| Stavropoulos | | | |
| Elect Director Franklin C. | For | For | Mgmt |
| Wheatlake | | | |
| Authorize New Class of | For | For | Mgmt |
| Preferred Stock | | | |
05/20/09 | Chiquita Brands | 170032809 | 03/23/09 | 10,000 |
| International, Inc. | | | |
| Elect Director Fernando | For | For | Mgmt |
| Aguirre | | | |
| Elect Director Kerrii B. | For | For | Mgmt |
| Anderson | | | |
| Elect Director Howard W. | For | For | Mgmt |
| Barker, Jr. | | | |
| Elect Director William H. | For | Withhold | Mgmt |
| Camp | | | |
| Elect Director Robert W. | For | For | Mgmt |
| Fisher | | | |
| Elect Director Clare M. | For | For | Mgmt |
| Hasler | | | |
| Elect Director Durk I. | For | For | Mgmt |
| Jager | | | |
| Elect Director Jaime Serra | For | Withhold | Mgmt |
| Elect Director Steven P. | For | Withhold | Mgmt |
| Stanbrook | | | |
| Ratify Auditors | For | For | Mgmt |
05/04/09 | Ciber, Inc. | 17163B102 | 03/06/09 | 43,200 |
| Elect Director Paul A. | For | Withhold | Mgmt |
| Jacobs | | | |
| Elect Director Archibald J. | For | Withhold | Mgmt |
| McGill | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/01/09 | Cincinnati Bell Inc. | 171871106 | 03/02/09 | 127,900 |
| Elect Director Bruce L. | For | For | Mgmt |
| Byrnes | | | |
| Elect Director Jakki L. | For | For | Mgmt |
| Haussler | | | |
| Elect Director Mark | For | For | Mgmt |
| Lazarus | | | |
| Elect Director Craig F. | For | For | Mgmt |
| Maier | | | |
| Elect Director Alex | For | For | Mgmt |
| Shumate | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/29/09 | CIRCOR International, Inc. 17273K109 | | 03/11/09 | 5,500 |
| Elect Director David F. | | For | Withhold | Mgmt |
| Dietz | | | | |
| Elect Director Douglas M. | | For | For | Mgmt |
| Hayes | | | | |
| Elect Director Thomas E. | | For | For | Mgmt |
| Naugle | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/27/09 | Citizens Republic Bancorp | 174420109 | | 03/31/09 | 7,155 |
| Elect Director George J. | | For | For | Mgmt |
| Butvilas | | | | |
| Elect Director Robert S. | | For | For | Mgmt |
| Cubbin | | | | |
| Elect Director Benjamin | | For | For | Mgmt |
| W. Laird | | | | |
| Elect Director James L. | | For | For | Mgmt |
| Wolohan | | | | |
| Approve Advisory Vote to | | For | For | Mgmt |
| Ratify Named Executive | | | | |
| Officer's Compensation | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/29/09 | City Holding Co. | 177835105 | | 03/20/09 | 15,000 |
| Elect Director John R. | | For | For | Mgmt |
| Elliot | | | | |
| Elect Director David W. | | For | For | Mgmt |
| Hambrick | | | | |
| Elect Director James L. | | For | For | Mgmt |
| Rossi | | | | |
| Elect Director Mary E. | | For | For | Mgmt |
| Hooten Williams | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/24/09 | Cleco Corporation | 12561W105 | | 02/24/09 | 14,900 |
| Elect Director J. Patrick | | For | For | Mgmt |
| Garrett | | | | |
| Elect Director Elton R. | | For | For | Mgmt |
| King | | | | |
| Elect Director Logan W. | | For | For | Mgmt |
| Kruger | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Approve Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
05/12/09 | Cohu, Inc. | 192576106 | | 03/17/09 | 1,400 |
| Elect Director Harry L. | | For | For | Mgmt |
| Casari | | | | |
| Elect Director Harold | | For | For | Mgmt |
| Harrigian | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/21/09 | Collective Brands Inc. | 19421W100 | | 04/01/09 | 14,900 |
| Elect Director Mylle H. | | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Mangum | | | |
| Elect Director John F. | For | For | Mgmt |
| Mcgovern | | | |
| Elect Director D. Scott | For | For | Mgmt |
| Olivet | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
04/22/09 | Columbia Banking System, | 197236102 | 03/02/09 | 8,757 |
| Inc. | | | |
| Elect Director Melanie J. | For | For | Mgmt |
| Dressel | | | |
| Elect Director John P. | For | For | Mgmt |
| Folsom | | | |
| Elect Director Frederick M. | For | For | Mgmt |
| Goldberg | | | |
| Elect Director Thomas M. | For | For | Mgmt |
| Hulbert | | | |
| Elect Director Thomas L. | For | For | Mgmt |
| Matson | | | |
| Elect Director Daniel C. | For | For | Mgmt |
| Regis | | | |
| Elect Director Donald H. | For | For | Mgmt |
| Rodman | | | |
| Elect Director William T. | For | For | Mgmt |
| Weyerhaeuser | | | |
| Elect Director James M. | For | For | Mgmt |
| Will | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Ratify Auditors | For | For | Mgmt |
| Other Business | For | For | Mgmt |
07/28/08 | Columbus Mckinnon Corp. | 199333105 | 06/06/08 | 3,700 |
| Elect Director Timothy T. | For | For | Mgmt |
| Tevens | | | |
| Elect Director Richard H. | For | For | Mgmt |
| Fleming | | | |
| Elect Director Ernest R. | For | For | Mgmt |
| Verebelyi | | | |
| Elect Director Wallace W. | For | For | Mgmt |
| Creek | | | |
| Elect Director Stephen | For | For | Mgmt |
| Rabinowitz | | | |
| Elect Director Linda A. | For | For | Mgmt |
| Goodspeed | | | |
| Elect Director Nicholas T. | For | For | Mgmt |
| Pinchuk | | | |
| Ratify Auditors | For | For | Mgmt |
05/15/09 | Comfort Systems USA, Inc. | 199908104 | 03/31/09 | 30,300 |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director William F. | For | For | Mgmt |
| Murdy | | | |
| Elect Director Darcy G. | For | For | Mgmt |
| Anderson | | | |
| Elect Director Herman E. | For | For | Mgmt |
| Bulls | | | |
| Elect Director Alfred J. | For | For | Mgmt |
| Giardinelli, Jr. | | | |
| Elect Director Alan P. Krusi | For | For | Mgmt |
| Elect Director Franklin | For | For | Mgmt |
| Myers | | | |
| Elect Director James H. | For | For | Mgmt |
| Schultz | | | |
| Elect Director Robert D. | For | For | Mgmt |
| Wagner, Jr. | | | |
| Ratify Auditors | For | For | Mgmt |
05/14/09 | Commercial Vehicle Group, | 202608105 | 03/18/09 | 4,500 |
| Inc. | | | |
| Elect Director Mervin Dunn | For | For | Mgmt |
| Elect Director S.A. (Tony) | For | For | Mgmt |
| Johnson | | | |
| Elect Director John W. | For | For | Mgmt |
| Kessler | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/20/09 | Community Bank System, | 203607106 | 04/02/09 | 8,300 |
| Inc. | | | |
| Elect Director James W. | For | For | Mgmt |
| Gibson, Jr. | | | |
| Elect Director David C. | For | For | Mgmt |
| Patterson | | | |
| Elect Director Sally A. | For | Withhold | Mgmt |
| Steele | | | |
| Elect Director Mark E. | For | Withhold | Mgmt |
| Tryniski | | | |
| Elect Director James A. | For | For | Mgmt |
| Wilson | | | |
| Ratify Auditors | For | For | Mgmt |
| Declassify the Board of | For | For | Mgmt |
| Directors | | | |
04/28/09 | Community Trust Bancorp, | 204149108 | 02/28/09 | 14,463 |
| Inc. | | | |
| Elect Director Charles J. | For | For | Mgmt |
| Baird | | | |
| Elect Director Nick Carter | For | For | Mgmt |
| Elect Director Nick A. | For | For | Mgmt |
| Cooley | | | |
| Elect Director Jean R. Hale | For | For | Mgmt |
| Elect Director James E. | For | For | Mgmt |
| McGhee II | | | |
| Elect Director M. Lynn | For | For | Mgmt |
| Parrish | | | |
| Elect Director Paul E. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Patton | | | |
| Elect Director Dr. James | For | For | Mgmt |
| R. Ramsey | | | |
| Ratify Auditors | For | For | Mgmt |
05/20/09 | COMPASS DIVERSIFIED | 20451Q104 | 04/10/09 | 8,900 |
| HLDGS | | | |
| Elect Director C. Sean Day | For | For | Mgmt |
| Elect Director D. Eugene | For | Withhold | Mgmt |
| Ewing | | | |
| Ratify Auditors | For | For | Mgmt |
05/06/09 | Compass Minerals | 20451N101 | 03/20/09 | 7,000 |
| International, Inc | | | |
| Elect Director David J. | For | For | Mgmt |
| D'Antoni | | | |
| Elect Director Perry W. | For | For | Mgmt |
| Premdas | | | |
| Elect Director Allan R. | For | For | Mgmt |
| Rothwell | | | |
| Ratify Auditors | For | For | Mgmt |
05/21/09 | Complete Production | 20453E109 | 03/23/09 | 10,700 |
| Services Inc | | | |
| Elect Director Joseph C. | For | Withhold | Mgmt |
| Winkler | | | |
| Elect Director R. Graham | For | For | Mgmt |
| Whaling | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/07/09 | CompuCredit Corp | 20478N100 | 03/13/09 | 8,000 |
| Elect Director Gregory J. | For | For | Mgmt |
| Corona | | | |
| Elect Director Richard W. | For | For | Mgmt |
| Gilbert | | | |
| Elect Director David G. | For | For | Mgmt |
| Hanna | | | |
| Elect Director Frank J. | For | For | Mgmt |
| Hanna | | | |
| Elect Director Richard R. | For | For | Mgmt |
| House | | | |
| Elect Director Deal W. | For | For | Mgmt |
| Hudson | | | |
| Elect Director Mack F. | For | For | Mgmt |
| Mattingly | | | |
| Elect Director Nicholas G. | For | For | Mgmt |
| Paumgarten | | | |
| Elect Director Thomas G. | For | For | Mgmt |
| Rosencrants | | | |
06/29/09 | CompuCredit Corp | 20478N100 | With 06/05/09 | 7,700 |
| Approve Formation of | For | For | Mgmt |
| Holding Company | | | |
05/19/09 | Comstock Resources, Inc. | 205768203 | 04/09/09 | 8,300 |
| Elect Director Roland O. | For | For | Mgmt |
| Burns | | | |
| Elect Director David K. | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Lockett | | | | |
| Approve Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
| Increase Authorized | | For | For | Mgmt |
| Common Stock | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/13/09 | Comsys IT Partners, Inc. | 20581E104 | | 03/27/09 | 6,600 |
| Elect Director Larry L. | | For | For | Mgmt |
| Enterline | | | | |
| Elect Director Frederick W. | | For | For | Mgmt |
| Eubank II | | | | |
| Elect Director Robert | | For | For | Mgmt |
| Fotsch | | | | |
| Elect Director Robert Z. | | For | For | Mgmt |
| Hensley | | | | |
| Elect Director Victor E. | | For | For | Mgmt |
| Mandel | | | | |
| Elect Director Courtney R. | | For | For | Mgmt |
| McCarthy | | | | |
| Elect Director Elias J. Sabo | | For | For | Mgmt |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/21/09 | CONMED Corp. | 207410101 | | 03/31/09 | 14,900 |
| Elect Director Eugene R. | | For | For | Mgmt |
| Corasanti | | | | |
| Elect Director Joseph J. | | For | For | Mgmt |
| Corasanti | | | | |
| Elect Director Bruce F. | | For | For | Mgmt |
| Daniels | | | | |
| Elect Director Jo Ann | | For | For | Mgmt |
| Golden | | | | |
| Elect Director Stephen M. | | For | For | Mgmt |
| Mandia | | | | |
| Elect Director Stuart J. | | For | For | Mgmt |
| Schwartz | | | | |
| Elect Director Mark E. | | For | For | Mgmt |
| Tryniski | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
05/05/09 | Consolidated | 209034107 | | 03/18/09 | 3,900 |
| Communications Holdings, | | | | |
| Inc. | | | | |
| Elect Director RICHARD A. | | For | For | Mgmt |
| LUMPKIN | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
08/07/08 | Consolidated Graphics, Inc. 209341106 | | 06/18/08 | 8,200 |
| Elect Director Joe R. Davis | | For | For | Mgmt |
| Elect Director Hugh N. | | For | For | Mgmt |
| West | | | | |
| Approve Executive | | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Incentive Bonus Plan | | | | |
06/02/09 | Core-Mark Holding | 218681104 | | 04/06/09 | 5,600 |
| Company, Inc. | | | | |
| Elect Director Robert A. | | For | For | Mgmt |
| Allen | | | | |
| Elect Director Stuart W. | | For | For | Mgmt |
| Booth | | | | |
| Elect Director Gary F. | | For | For | Mgmt |
| Colter | | | | |
| Elect Director L. William | | For | For | Mgmt |
| Krause | | | | |
| Elect Director Harvey L. | | For | For | Mgmt |
| Tepner | | | | |
| Elect Director Randolph I. | | For | For | Mgmt |
| Thornton | | | | |
| Elect Director J. Michael | | For | For | Mgmt |
| Walsh | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/16/09 | CRA International Inc | 12618T105 | | 03/02/09 | 1,200 |
| Elect Director Basil L. | | For | For | Mgmt |
| Anderson | | | | |
| Elect Director Ronald T. | | For | For | Mgmt |
| Maheu | | | | |
| Elect Director Nancy L. | | For | For | Mgmt |
| Rose | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/19/09 | CSG Systems International, 126349109 | | 03/23/09 | 8,100 |
| Inc. | | | | |
| Elect Director Peter E. | | For | For | Mgmt |
| Kalan | | | | |
| Elect Director Frank V. | | For | For | Mgmt |
| Sica | | | | |
| Elect Director James A. | | For | For | Mgmt |
| Unruh | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/27/09 | CTS Corp. | 126501105 | | 04/09/09 | 16,200 |
| Elect Director Walter S. | | For | For | Mgmt |
| Catlow | | | | |
| Elect Director Lawrence J. | | For | For | Mgmt |
| Ciancia | | | | |
| Elect Director Thomas G. | | For | For | Mgmt |
| Cody | | | | |
| Elect Director Patricia K. | | For | For | Mgmt |
| Collawn | | | | |
| Elect Director Roger R. | | For | For | Mgmt |
| Hemminghaus | | | | |
| Elect Director Michael A. | | For | For | Mgmt |
| Henning | | | | |
| Elect Director Vinod M. | | For | For | Mgmt |
| Khilnani | | | | |
| Elect Director Robert A. | | For | For | Mgmt |
| Profusek | | | | |
| Approve Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Ratify Auditors | For | For | Mgmt |
05/14/09 | Cumulus Media Inc. | 231082108 | 03/20/09 | 15,400 |
| Elect Director Ralph B. | For | Withhold | Mgmt |
| Everett | | | |
| Ratify Auditors | For | For | Mgmt |
05/08/09 | Curtiss-Wright Corp. | 231561101 | 03/04/09 | 9,700 |
| Elect Director Martin R. | For | For | Mgmt |
| Benante | | | |
| Elect Director S. Marce | For | For | Mgmt |
| Fuller | | | |
| Elect Director Allen A. | For | For | Mgmt |
| Kozinski | | | |
| Elect Director Carl G. | For | For | Mgmt |
| Miller | | | |
| Elect Director William B. | For | For | Mgmt |
| Mitchell | | | |
| Elect Director John R. | For | For | Mgmt |
| Myers | | | |
| Elect Director John B. | For | For | Mgmt |
| Nathman | | | |
| Elect Director William W. | For | For | Mgmt |
| Sihler | | | |
| Elect Director Albert E. | For | For | Mgmt |
| Smith | | | |
| Ratify Auditors | For | For | Mgmt |
05/13/09 | CVB Financial Corp. | 126600105 | 03/17/09 | 78,500 |
| Elect Director George A. | For | For | Mgmt |
| Borba | | | |
| Elect Director John A. | For | For | Mgmt |
| Borba | | | |
| Elect Director Ronald O. | For | For | Mgmt |
| Kruse | | | |
| Elect Director Robert M. | For | For | Mgmt |
| Jacoby | | | |
| Elect Director Christopher | For | For | Mgmt |
| D. Myers | | | |
| Elect Director James C. | For | For | Mgmt |
| Seley | | | |
| Elect Director San E. | For | For | Mgmt |
| Vaccaro | | | |
| Elect Director D. Linn | For | For | Mgmt |
| Wiley | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
06/15/09 | Cypress Bioscience, Inc. | 232674507 | 04/24/09 | 3,800 |
| Elect Director Jay D. | For | For | Mgmt |
| Kranzler | | | |
| Elect Director Perry | For | For | Mgmt |
| Molinoff, M.D., Ph.D. | | | |
| Elect Director Daniel H. | For | For | Mgmt |
| Petree | | | |
| Increase Authorized | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Common Stock | | | | |
| Approve Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/05/09 | DCT Industrial Trust Inc. | 233153105 | | 03/09/09 | 68,200 |
| Elect Director Thomas G. | | For | For | Mgmt |
| Wattles | | | | |
| Elect Director Philip L. | | For | For | Mgmt |
| Hawkins | | | | |
| Elect Director Phillip R. | | For | For | Mgmt |
| Altinger | | | | |
| Elect Director Thomas F. | | For | For | Mgmt |
| August | | | | |
| Elect Director John S. | | For | For | Mgmt |
| Gates, Jr. | | | | |
| Elect Director Tripp H. | | For | For | Mgmt |
| Hardin | | | | |
| Elect Director James R. | | For | For | Mgmt |
| Mulvihill | | | | |
| Elect Director John C. | | For | For | Mgmt |
| O'Keeffe | | | | |
| Elect Director Bruce L. | | For | For | Mgmt |
| Warwick | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/28/09 | Deckers Outdoor Corp. | 243537107 | | 04/13/09 | 2,200 |
| Elect Director Angel R. | | For | For | Mgmt |
| Martinez | | | | |
| Elect Director Rex A. | | For | For | Mgmt |
| Licklider | | | | |
| Elect Director John M. | | For | Withhold | Mgmt |
| Gibbons | | | | |
| Elect Director John G. | | For | Withhold | Mgmt |
| Perenchio | | | | |
| Elect Director Maureen | | For | Withhold | Mgmt |
| Conners | | | | |
| Elect Director Tore Steen | | For | For | Mgmt |
| Elect Director Ruth M. | | For | For | Mgmt |
| Owades | | | | |
| Elect Director Karyn O. | | For | For | Mgmt |
| Barsa | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Increase Authorized | | For | For | Mgmt |
| Common Stock | | | | |
05/05/09 | Delphi Financial Group, Inc. 247131105 | | 03/31/09 | 18,800 |
| Elect Director Philip R. | | For | For | Mgmt |
| O'Connor | | | | |
| Elect Director Robert | | For | For | Mgmt |
| Rosenkranz | | | | |
| Elect Director Donald A. | | For | For | Mgmt |
| Sherman | | | | |
| Elect Director Kevin R. | | For | For | Mgmt |
| Brine | | | | |
| Elect Director Edward A. | | For | For | Mgmt |
| Fox | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Steven A. | For | For | Mgmt |
| Hirsh | | | |
| Elect Director Harold F. Ilg | For | For | Mgmt |
| Elect Director James M. | For | For | Mgmt |
| Litvack | | | |
| Elect Director James N. | For | For | Mgmt |
| Meehan | | | |
| Elect Director Robert M. | For | For | Mgmt |
| Smith, Jr. | | | |
| �� Elect Director Robert F. | For | For | Mgmt |
| Wright | | | |
| Amend Executive | For | For | Mgmt |
| Incentive Bonus Plan | | | |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
| Approve Stock Option | For | Against | Mgmt |
| Exchange Program | | | |
04/29/09 | Deluxe Corp. | 248019101 | 03/04/09 | 46,600 |
| Elect Director Ronald C. | For | For | Mgmt |
| Baldwin | | | |
| Elect Director Charles A. | For | Withhold | Mgmt |
| Haggerty | | | |
| Elect Director Isaiah | For | For | Mgmt |
| Harris, Jr. | | | |
| Elect Director Don J. | For | For | Mgmt |
| McGrath | | | |
| Elect Director Cheryl E. | For | For | Mgmt |
| Mayberry McKissack | | | |
| Elect Director Neil J. | For | For | Mgmt |
| Metviner | | | |
| Elect Director Stephen P. | For | For | Mgmt |
| Nachtsheim | | | |
| Elect Director Mary Ann | For | For | Mgmt |
| O'Dwyer | | | |
| Elect Director Martyn R. | For | For | Mgmt |
| Redgrave | | | |
| Elect Director Lee J. | For | For | Mgmt |
| Schram | | | |
| Ratify Auditors | For | For | Mgmt |
05/11/09 | DG FastChannel Inc. | 23326R109 | 03/19/09 | 6,600 |
| Elect Director Omar A. | For | Withhold | Mgmt |
| Choucair | | | |
| Elect Director David M. | For | Withhold | Mgmt |
| Kantor | | | |
| Elect Director Lisa C. | For | Withhold | Mgmt |
| Gallagher | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
04/30/09 | Diamondrock Hospitality | 252784301 | 03/03/09 | 33,900 |
| Company | | | |
| Elect Director William W. | For | For | Mgmt |
| McCarten | | | |
| Elect Director Daniel J. | For | For | Mgmt |
| Altobello | | | |
| Elect Director Mark W. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Brugger | | | |
| Elect Director W. Robert | For | For | Mgmt |
| Grafton | | | |
| Elect Director Maureen L. | For | For | Mgmt |
| McAvey | | | |
| Elect Director Gilbert T. | For | For | Mgmt |
| Ray | | | |
| Elect Director John L. | For | For | Mgmt |
| Williams | | | |
| Ratify Auditors | For | For | Mgmt |
01/26/09 | Digi International Inc. | 253798102 | 11/28/08 | 6,000 |
| Elect Director Kenneth E. | For | Withhold | Mgmt |
| Millard | | | |
| Elect Director William N. | For | Withhold | Mgmt |
| Priesmeyer | | | |
| Ratify Auditors | For | For | Mgmt |
05/21/09 | Dime Community | 253922108 | 03/26/09 | 10,725 |
| Bancshares, Inc. | | | |
| Elect Director Michael P. | For | For | Mgmt |
| Devine | | | |
| Elect Director Anthony | For | For | Mgmt |
| Bergamo | | | |
| Elect Director Fred P. | For | For | Mgmt |
| Fehrenbach | | | |
| Elect Director Joseph J. | For | For | Mgmt |
| Perry | | | |
| Amend Executive | For | For | Mgmt |
| Incentive Bonus Plan | | | |
| Ratify Auditors | For | For | Mgmt |
06/01/09 | DSP Group, Inc. | 23332B106 | 04/03/09 | 10,500 |
| Elect Director Patrick | For | For | Mgmt |
| Tanguy | | | |
| Elect Director Avigdor | For | For | Mgmt |
| Willenz | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
11/07/08 | Eagle Test Systems, Inc. | 270006109 | 10/03/08 | 1,965 |
| Approve Merger | For | For | Mgmt |
| Agreement | | | |
| Adjourn Meeting | For | For | Mgmt |
05/05/09 | EarthLink, Inc. | 270321102 | 03/13/09 | 42,500 |
| Elect Director Marce Fuller | For | For | Mgmt |
| Elect Director Thomas E. | For | For | Mgmt |
| Wheeler | | | |
| Elect Director M. Wayne | For | For | Mgmt |
| Wisehart | | | |
| Ratify Auditors | For | For | Mgmt |
| Report on Internet | Against | Against | ShrHoldr |
| Network Management | | | |
| Practices Regarding | | | |
| Privacy and Freedom of | | | |
| Expression | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
05/28/09 | East West Bancorp, Inc. | 27579R104 | | 03/31/09 | 12,500 |
| Elect Director Peggy | | For | For | Mgmt |
| Cherng | | | | |
| Elect Director Rudolph I. | | For | Withhold | Mgmt |
| Estrada | | | | |
| Elect Director Julia S. | | For | For | Mgmt |
| Gouw | | | | |
| Elect Director Andrew S. | | For | For | Mgmt |
| Kane | | | | |
| Elect Director John Lee | | For | For | Mgmt |
| Elect Director Herman Y. | | For | For | Mgmt |
| Li | | | | |
| Elect Director Jack C. Liu | | For | For | Mgmt |
| Elect Director Dominic Ng | | For | For | Mgmt |
| Elect Director Keith W. | | For | For | Mgmt |
| Renken | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officers' | | | | |
| Compensation | | | | |
05/20/09 | Education Realty Trust, Inc. 28140H104 | | 03/20/09 | 8,900 |
| Elect Director Paul O. | | For | For | Mgmt |
| Bower | | | | |
| Elect Director Monte J. | | For | For | Mgmt |
| Barrow | | | | |
| Elect Director William J. | | For | For | Mgmt |
| Cahill, III | | | | |
| Elect Director John L. Ford | | For | For | Mgmt |
| Elect Director Wendell W. | | For | For | Mgmt |
| Weakley | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
05/05/09 | Einstein Noah Restaurant | 28257U104 | | 03/18/09 | 2,500 |
| Group Inc | | | | |
| Elect Director Michael W. | | For | For | Mgmt |
| Arthur | | | | |
| Elect Director E. Nelson | | For | Withhold | Mgmt |
| Heumann | | | | |
| Elect Director Frank C. | | For | For | Mgmt |
| Meyer | | | | |
| Elect Director Thomas J. | | For | For | Mgmt |
| Mueller | | | | |
| Elect Director Jeffrey J. | | For | Withhold | Mgmt |
| O'Neill | | | | |
| Elect Director S. Garrett | | For | For | Mgmt |
| Stonehouse, Jr. | | | | |
| Amend Non-Employee | | For | For | Mgmt |
| Director Stock Option Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/07/09 | El Paso Electric Co. | 283677854 | | 03/10/09 | 24,100 |
| Elect Director James W. | | For | For | Mgmt |
| Harris | | | | |
| Elect Director David W. | | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Stevens | | | | |
| Elect Director Stephen N. | | For | For | Mgmt |
| Wertheimer | | | | |
| Elect Director Charles A. | | For | For | Mgmt |
| Yamarone | | | | |
| Ratify Auditors | | For | For | Mgmt |
10/16/08 | Electro Rent Corp. | 285218103 | | 08/18/08 | 2,600 |
| Elect Director G.D. | | For | For | Mgmt |
| Barrone | | | | |
| Elect Director N.Y. | | For | For | Mgmt |
| Bekavac | | | | |
| Elect Director K.J. Curtin | | For | For | Mgmt |
| Elect Director D. | | For | For | Mgmt |
| Greenberg | | | | |
| Elect Director J.J. Kearns | | For | For | Mgmt |
| Elect Director J.S. | | For | For | Mgmt |
| Pignatelli | | | | |
| Ratify Auditors | | For | For | Mgmt |
08/05/08 | Electro Scientific Industries, 285229100 | | 05/30/08 | 1,300 |
| Inc. | | | | |
| Elect Director Barry L. | | For | Withhold | Mgmt |
| Harmon | | | | |
| Elect Director Gerald F. | | For | For | Mgmt |
| Taylor | | | | |
| Elect Director W. Arthur | | For | For | Mgmt |
| Porter | | | | |
| Elect Director Edward C. | | For | For | Mgmt |
| Grady | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/19/09 | Electronics For Imaging, | 286082102 | | 05/19/09 | 8,200 |
| Inc. | | | | |
| Elect Director Gill Cogan | | For | For | Mgmt |
| Elect Director Guy Gecht | | For | For | Mgmt |
| Elect Director Thomas | | For | For | Mgmt |
| Georgens | | | | |
| Elect Director James S. | | For | For | Mgmt |
| Greene | | | | |
| Elect Director Richard A. | | For | For | Mgmt |
| Kashnow | | | | |
| Elect Director Dan Maydan | | For | For | Mgmt |
| Elect Director Fred | | For | For | Mgmt |
| Rosenzweig | | | | |
| Amend Qualified | | For | For | Mgmt |
| Employee Stock Purchase | | | | |
| Plan | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Approve Stock Option | | For | Against | Mgmt |
| Exchange Program | | | | |
| Approve Stock Option | | For | Against | Mgmt |
| Exchange Program | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/16/09 | Emcor Group, Inc. | 29084Q100 | | 04/20/09 | 10,800 |
| Elect Director Frank T. | | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| MacInnis | | | | |
| Elect Director Stephen W. | | For | For | Mgmt |
| Bershad | | | | |
| Elect Director David A.B. | | For | For | Mgmt |
| Brown | | | | |
| Elect Director Larry J. | | For | For | Mgmt |
| Bump | | | | |
| Elect Director Albert Fried, | | For | For | Mgmt |
| Jr. | | | | |
| Elect Director Richard F. | | For | For | Mgmt |
| Hamm, Jr. | | | | |
| Elect Director David H. | | For | For | Mgmt |
| Laidley | | | | |
| Elect Director Jerry E. | | For | For | Mgmt |
| Ryan | | | | |
| Elect Director Michael T. | | For | For | Mgmt |
| Yonker | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/21/09 | Emergent Biosolutions Inc. 29089Q105 | | 03/27/09 | 3,800 |
| Elect Director Daniel J. | | For | For | Mgmt |
| Abdun-Nabi | | | | |
| Elect Director Dr. Sue | | For | For | Mgmt |
| Bailey | | | | |
| Amend Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
11/19/08 | Emulex Corp. | 292475209 | | 09/22/08 | 40,600 |
| Elect Director Fred B. Cox | | For | For | Mgmt |
| Elect Director Michael P. | | For | For | Mgmt |
| Downey | | | | |
| Elect Director Bruce C. | | For | For | Mgmt |
| Edwards | | | | |
| Elect Director Paul F. | | For | For | Mgmt |
| Folino | | | | |
| Elect Director Robert H. | | For | For | Mgmt |
| Goon | | | | |
| Elect Director Don M. Lyle | | For | For | Mgmt |
| Elect Director James M. | | For | For | Mgmt |
| McCluney | | | | |
| Elect Director Dean A. | | For | For | Mgmt |
| Yoost | | | | |
| Approve Stock Option | | For | For | Mgmt |
| Exchange Program | | | | |
| Amend Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Amend Qualified | | For | For | Mgmt |
| Employee Stock Purchase | | | | |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/09/09 | Encore Capital Group, Inc. | 292554102 | | 04/13/09 | 6,900 |
| Elect Director J. Brandon | | For | For | Mgmt |
| Black | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Timothy J. | For | For | Mgmt |
| Hanford | | | |
| Elect Director George | For | Withhold | Mgmt |
| Lund | | | |
| Elect Director Richard A. | For | For | Mgmt |
| Mandell | | | |
| Elect Director Willem | For | For | Mgmt |
| Mesdag | | | |
| Elect Director John J. Oros | For | For | Mgmt |
| Elect Director J. | For | For | Mgmt |
| Christopher Teets | | | |
| Elect Director Warren | For | For | Mgmt |
| Wilcox | | | |
| Elect Director H Ronald | For | For | Mgmt |
| Weissman | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
04/29/09 | EnPro Industries, Inc. | 29355X107 | 02/27/09 | 21,200 |
| Elect Director William R. | For | Withhold | Mgmt |
| Holland | | | |
| Elect Director Stephen E. | For | For | Mgmt |
| Macadam | | | |
| Elect Director J.P. Bolduc | For | Withhold | Mgmt |
| Elect Director Peter C. | For | Withhold | Mgmt |
| Browning | | | |
| Elect Director Don | For | Withhold | Mgmt |
| DeFosset | | | |
| Elect Director Gordon D. | For | Withhold | Mgmt |
| Harnett | | | |
| Elect Director David L. | For | Withhold | Mgmt |
| Hauser | | | |
| Elect Director Wilbur J. | For | Withhold | Mgmt |
| Prezzano, Jr. | | | |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/06/09 | Entegris, Inc | 29362U104 | 03/20/09 | 43,339 |
| Elect Director Gideon | For | For | Mgmt |
| Argov | | | |
| Elect Director Michael A. | For | For | Mgmt |
| Bradley | | | |
| Elect Director Michael P.C. | For | For | Mgmt |
| Carns | | | |
| Elect Director Daniel W. | For | For | Mgmt |
| Christman | | | |
| Elect Director Gary F. | For | For | Mgmt |
| Klingl | | | |
| Elect Director Roger D. | For | For | Mgmt |
| McDaniel | | | |
| Elect Director Paul L.H. | For | For | Mgmt |
| Olson | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Elect Director Brian F. | | For | For | Mgmt |
| Sullivan | | | | |
05/12/09 | Entercom Communications | 293639100 | | 03/13/09 | 15,000 |
| Corp. | | | | |
| Elect Director David J. | | For | For | Mgmt |
| Berkman | | | | |
| Elect Director Daniel E. | | For | For | Mgmt |
| Gold | | | | |
| Elect Director Joseph M. | | For | For | Mgmt |
| Field | | | | |
| Elect Director David J. | | For | For | Mgmt |
| Field | | | | |
| Elect Director John C. | | For | For | Mgmt |
| Donlevie | | | | |
| Elect Director Robert S. | | For | For | Mgmt |
| Wiesenthal | | | | |
| Elect Director Michael J. | | For | For | Mgmt |
| Wolf. | | | | |
| Approve Repricing of | | For | Against | Mgmt |
| Options | | | | |
| Opt Out of State's Control | | For | Against | Mgmt |
| Share Acquisition Law | | | | |
| Amend Articles to Opt Out | | For | Against | Mgmt |
| of Pennsylvania?s | | | | |
| Business Combination Law | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/13/09 | Entertainment Properties 29380T105 | | 02/18/09 | 14,800 |
| Trust | | | | |
| Elect Director Jack A. | | For | For | Mgmt |
| Newman, Jr. | | | | |
| Elect Director James A. | | For | For | Mgmt |
| Olson | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/12/09 | Equity Lifestyle Properties | 29472R108 | | 03/06/09 | 7,800 |
| Inc | | | | |
| Elect Director Philip C. | | For | For | Mgmt |
| Calian | | | | |
| Elect Director David J. | | For | For | Mgmt |
| Contis | | | | |
| Elect Director Thomas E. | | For | For | Mgmt |
| Dobrowski | | | | |
| Elect Director Thomas P. | | For | For | Mgmt |
| Heneghan | | | | |
| Elect Director Sheli Z. | | For | Withhold | Mgmt |
| Rosenberg | | | | |
| Elect Director Howard | | For | For | Mgmt |
| Walker | | | | |
| Elect Director Gary L. | | For | For | Mgmt |
| Waterman | | | | |
| Elect Director Samuel Zell | | For | Withhold | Mgmt |
| Ratify Auditors | | For | For | Mgmt |
03/04/09 | Esterline Technologies | 297425100 | | 01/06/09 | 8,900 |
| Corp. | | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Elect Director Lewis E. | | For | For | Mgmt |
| Burns | | | | |
| Elect Director Robert S. | | For | For | Mgmt |
| Cline | | | | |
| Elect Director Jerry D. | | For | For | Mgmt |
| Leitman | | | | |
| Elect Director Paul V. | | For | For | Mgmt |
| Haack | | | | |
| Ratify Auditors | | For | For | Mgmt |
11/11/08 | Ethan Allen Interiors Inc. | 297602104 | | 09/17/08 | 8,900 |
| Elect Director M. Farooq | | For | For | Mgmt |
| Kathwari | | | | |
| Elect Director John P. | | For | For | Mgmt |
| Birkelund | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/20/09 | Extra Space Storage Inc. | 30225T102 | | 03/23/09 | 11,800 |
| Elect Director Spencer F. | | For | For | Mgmt |
| Kirk | | | | |
| Elect Director Anthony | | For | Withhold | Mgmt |
| Fanticola | | | | |
| Elect Director Hugh W. | | For | For | Mgmt |
| Horne | | | | |
| Elect Director Joseph D. | | For | For | Mgmt |
| Margolis | | | | |
| Elect Director Roger B. | | For | Withhold | Mgmt |
| Porter | | | | |
| Elect Director K. Fred | | For | Withhold | Mgmt |
| Skousen | | | | |
| Elect Director Kenneth M. | | For | For | Mgmt |
| Woolley | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/20/09 | F.N.B Corp. | 302520101 | | 03/11/09 | 24,700 |
| Elect Director Philip E. | | For | For | Mgmt |
| Gingerich | | | | |
| Elect Director Robert B. | | For | For | Mgmt |
| Goldstein | | | | |
| Elect Director David J. | | For | For | Mgmt |
| Malone | | | | |
| Elect Director Arthur J. | | For | Withhold | Mgmt |
| Rooney, II | | | | |
| Elect Director William J. | | For | For | Mgmt |
| Strimbu | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote to Ratify | | For | Against | Mgmt |
| Named Executive Officers' | | | | |
| Compensation | | | | |
05/12/09 | Farmers Capital Bank Corp. 309562106 | | 04/01/09 | 2,800 |
| Elect Director Frank W. | | For | For | Mgmt |
| Sower, Jr. | | | | |
| Elect Director J. Barry | | For | For | Mgmt |
| Banker | | | | |
| Elect Director Dr. John D. | | For | For | Mgmt |
| Sutterlin | | | | |
| Elect Director Dr. Donald | | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| J. Mullineaux | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officer's | | | |
| Compensation | | | |
05/14/09 | FEI Company | 30241L109 | 03/09/09 | 10,000 |
| Elect Director Lawrence A. | For | For | Mgmt |
| Bock | | | |
| Elect Director Wilfred J. | For | For | Mgmt |
| Corrigan | | | |
| Elect Director Don R. | For | For | Mgmt |
| Kania | | | |
| Elect Director Thomas F. | For | For | Mgmt |
| Kelly | | | |
| Elect Director William W. | For | For | Mgmt |
| Lattin | | | |
| Elect Director Jan C. | For | For | Mgmt |
| Lobbezoo | | | |
| Elect Director Gerhard H. | For | For | Mgmt |
| Parker | | | |
| Elect Director James T. | For | For | Mgmt |
| Richardson | | | |
| Elect Director Richard H. | For | For | Mgmt |
| Wills | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
12/09/08 | Financial Federal Corp. | 317492106 | 10/15/08 | 8,550 |
| Elect Director Lawrence B. | For | For | Mgmt |
| Fisher | | | |
| Elect Director Michael C. | For | For | Mgmt |
| Palitz | | | |
| Elect Director Paul R. | For | For | Mgmt |
| Sinsheimer | | | |
| Elect Director Leopold | For | For | Mgmt |
| Swergold | | | |
| Elect Director H.E. | For | For | Mgmt |
| Timanus, Jr. | | | |
| Elect Director Michael J. | For | For | Mgmt |
| Zimmerman | | | |
| Ratify Auditors | For | For | Mgmt |
05/06/09 | Financial Institutions, Inc. | 317585404 | 03/16/09 | 4,600 |
| Elect Director Karl V. | For | For | Mgmt |
| Anderson, Jr. | | | |
| Elect Director Erland E. | For | For | Mgmt |
| Kailbourne | | | |
| �� Elect Director Robert N. | For | For | Mgmt |
| Latella | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
12/19/08 | First Bancorp | 318910106 | 11/07/08 | 3,200 |
| Authorize New Class of | For | Against | Mgmt |
| Preferred Stock | | | |
05/07/09 | First Bancorp | 318910106 | 03/13/09 | 3,200 |
| Elect Director Jack D. | For | For | Mgmt |
| Briggs | | | |
| Elect Director R. Walton | For | For | Mgmt |
| Brown | | | |
| Elect Director David L. | For | For | Mgmt |
| Burns | | | |
| Elect Director John F. | For | For | Mgmt |
| Burns | | | |
| Elect Director Mary Clara | For | For | Mgmt |
| Capel | | | |
| Elect Director James C. | For | For | Mgmt |
| Crawford, III | | | |
| Elect Director James G. | For | For | Mgmt |
| Hudson, Jr. | | | |
| Elect Director Jerry L. | For | For | Mgmt |
| Ocheltree | | | |
| Elect Director George R. | For | For | Mgmt |
| Perkins, Jr. | | | |
| Elect Director Thomas F. | For | For | Mgmt |
| Phillips | | | |
| Elect Director Frederick L. | For | For | Mgmt |
| Taylor II | | | |
| Elect Director Virginia C. | For | For | Mgmt |
| Thomasson | | | |
| Elect Director Goldie H. | For | Withhold | Mgmt |
| Wallace | | | |
| Elect Director Dennis A. | For | For | Mgmt |
| Wicker | | | |
| Elect Director John C. | For | For | Mgmt |
| Willis | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
04/28/09 | First Bancorp(Puerto Rico) | 318672102 | 03/13/09 | 27,000 |
| Elect Director Luis M. | For | For | Mgmt |
| Beauchamp | | | |
| Elect Director Aurelio | For | For | Mgmt |
| Aleman | | | |
| Elect Director Jose | For | For | Mgmt |
| Menendez-Cortada | | | |
| Elect Director Jose | For | For | Mgmt |
| Teixidor | | | |
| Elect Director Jorge L. | For | For | Mgmt |
| Diaz | | | |
| Elect Director Jose L. | For | For | Mgmt |
| Ferrer-Canals | | | |
| Elect Director Sharee Ann | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Umpierre-Catinchi | | | | |
| Elect Director Fernando | | For | For | Mgmt |
| Rodriguez-Amaro | | | | |
| Elect Director Hector M. | | For | For | Mgmt |
| Nevares | | | | |
| Elect Director: Frank | | For | For | Mgmt |
| Kolodziej | | | | |
| Elect Director Jose F. | | For | For | Mgmt |
| Rodriguez | | | | |
| Advisory Vote to Ratify | | For | Against | Mgmt |
| Named Executive Officers' | | | | |
| Compensation | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/28/09 | First Community | 31983A103 | | 03/10/09 | 4,900 |
| Bancshares, Inc | | | | |
| Elect Director I. Norris | | For | For | Mgmt |
| Kantor | | | | |
| Elect Director A. A. | | For | For | Mgmt |
| Modena | | | | |
| Elect Director William P. | | For | For | Mgmt |
| Stafford, II | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officers' | | | | |
| Compensation | | | | |
| Other Business | | For | For | Mgmt |
06/15/09 | First Financial Bancorp (OH) 320209109 | | 04/16/09 | 9,400 |
| Elect Director Mark A. | | For | For | Mgmt |
| Collar | | | | |
| Elect Director Murph | | For | Withhold | Mgmt |
| Knapke | | | | |
| Elect Director William J. | | For | For | Mgmt |
| Kramer | | | | |
| Approve Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Approve Non-Employee | | For | For | Mgmt |
| Director Omnibus Stock | | | | |
| Plan | | | | |
| Increase Authorized | | For | Against | Mgmt |
| Preferred Stock | | | | |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officers' | | | | |
| Compensation | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Declassify the Board of | | Against | For | ShrHoldr |
| Directors | | | | |
| Other Business | | For | For | Mgmt |
01/29/09 | First Financial Holdings, | 320239106 | | 12/01/08 | 5,300 |
| Inc. | | | | |
| Elect Director A Thomas | | For | For | Mgmt |
| Hood | | | | |
| Elect Director James L. | | For | For | Mgmt |
| Rowe | | | | |
| Elect Director Henry M. | | For | For | Mgmt |
| Swink | | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Ratify Auditors | | For | For | Mgmt |
05/06/09 | First Merchants Corp. | 320817109 | | 02/27/09 | 6,500 |
| Elect Director Jerry R. | | For | For | Mgmt |
| Engle | | | | |
| Elect Director William L. | | For | For | Mgmt |
| Hoy | | | | |
| Elect Director Barry J. | | For | Withhold | Mgmt |
| Hudson | | | | |
| Elect Director Patrick A. | | For | For | Mgmt |
| Sherman | | | | |
| Elect Director Michael C. | | For | For | Mgmt |
| Rechin | | | | |
| Advisory Vote on | | For | For | Mgmt |
| Executive Compensation | | | | |
| Approve Qualified | | For | For | Mgmt |
| Employee Stock Purchase | | | | |
| Plan | | | | |
| Approve Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/28/09 | First Niagara Financial | 33582V108 | | 03/06/09 | 40,346 |
| Group, Inc. | | | | |
| Elect Director Carl A. | | For | For | Mgmt |
| Florio | | | | |
| Elect Director David M. | | For | For | Mgmt |
| Zebro | | | | |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officers' | | | | |
| Compensation | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/03/09 | First Place Financial Corp. | 33610T109 | | 04/22/09 | 500 |
| Approve Conversion of | | For | For | Mgmt |
| Securities | | | | |
| Adjourn Meeting | | For | For | Mgmt |
05/21/09 | First Potomac Realty Trust 33610F109 | | 03/16/09 | 14,800 |
| Elect Director Robert H. | | For | For | Mgmt |
| Arnold | | | | |
| Elect Director Richard B. | | For | Withhold | Mgmt |
| Chess | | | | |
| Elect Director Douglas J. | | For | For | Mgmt |
| Donatelli | | | | |
| Elect Director J. Roderick | | For | For | Mgmt |
| Heller III | | | | |
| Elect Director R. Michael | | For | Withhold | Mgmt |
| McCullough | | | | |
| Elect Director Alan G. | | For | Withhold | Mgmt |
| Merten | | | | |
| Elect Director Terry L. | | For | For | Mgmt |
| Stevens | | | | |
| Approve Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Approve Qualified | | For | For | Mgmt |
| Employee Stock Purchase | | | | |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
05/28/09 | First South Bancorp, Inc. VA 33646W100 | | 04/06/09 | 2,200 |
| Elect Director Frederick N. | | For | For | Mgmt |
| Holscher | | | | |
| Elect Director Frederick H. | | For | For | Mgmt |
| Howdy | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/29/09 | FirstFed Financial Corp. | 337907109 | | 03/02/09 | 3,600 |
| Elect Director Jesse Casso, | | For | Withhold | Mgmt |
| Jr. | | | | |
| Elect Director Christopher | | For | Withhold | Mgmt |
| M. Harding | | | | |
| Elect Director Steven L. | | For | Withhold | Mgmt |
| Soboroff | | | | |
| Ratify Auditors | | For | For | Mgmt |
01/05/09 | FirstMerit Corp. | 337915102 | | 11/24/08 | 18,000 |
| Amend Articles of | | For | For | Mgmt |
| Incorporation Concerning | | | | |
| Voting Rights of Preferred | | | | |
| Stock | | | | |
| Amend Code of | | For | Against | Mgmt |
| Regulations | | | | |
| Adjourn Meeting | | For | For | Mgmt |
04/15/09 | FirstMerit Corp. | 337915102 | | 02/19/09 | 18,400 |
| Elect Director Karen S. | | For | For | Mgmt |
| Belden | | | | |
| Elect Director R. Cary Blair | | For | Withhold | Mgmt |
| Elect Director John C. | | For | For | Mgmt |
| Blickle | | | | |
| Elect Director Robert W. | | For | For | Mgmt |
| Briggs | | | | |
| Elect Director Gina D. | | For | For | Mgmt |
| France | | | | |
| Elect Director Paul G. | | For | For | Mgmt |
| Greig | | | | |
| Elect Director Terry L. | | For | Withhold | Mgmt |
| Haines | | | | |
| Elect Director Clifford J. | | For | Withhold | Mgmt |
| Isroff | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote on | | For | Against | Mgmt |
| Executive Compensation | | | | |
05/19/09 | Flushing Financial Corp. | 343873105 | | 03/25/09 | 5,900 |
| Elect Director Steven J. D | | For | For | Mgmt |
| Iorio | | | | |
| Elect Director Louis C. | | For | For | Mgmt |
| Grassi | | | | |
| Elect Director Sam Han | | For | For | Mgmt |
| Elect Director John E. Roe, | | For | For | Mgmt |
| Sr. | | | | |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officer's | | | | |
| Compensation | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/12/09 | Forrester Research Inc. | 346563109 | | 04/01/09 | 2,200 |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Elect Director Robert M. | | For | For | Mgmt |
| Galford | | | | |
| Elect Director Gretchen G. | | For | For | Mgmt |
| Teichgraeber | | | | |
| Amend Qualified | | For | For | Mgmt |
| Employee Stock Purchase | | | | |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Other Business | | For | For | Mgmt |
11/07/08 | Foundry Networks, Inc. | 35063R100 | | 09/18/08 | 9,600 |
| Approve Merger | | For | For | Mgmt |
| Agreement | | | | |
| Adjourn Meeting | | For | For | Mgmt |
12/17/08 | Foundry Networks, Inc. | 35063R100 | | 11/07/08 | 9,600 |
| Approve Merger | | For | For | Mgmt |
| Agreement | | | | |
| Adjourn Meeting | | For | For | Mgmt |
06/05/09 | FPIC Insurance Group, Inc. 302563101 | | 04/01/09 | 4,100 |
| Elect Director Richard J. | | For | For | Mgmt |
| Bagby, M.D. | | | | |
| Elect Director Robert O. | | For | For | Mgmt |
| Baratta, M.D. | | | | |
| Elect Director John R. | | For | For | Mgmt |
| Byers | | | | |
| Elect Director Terence P. | | For | For | Mgmt |
| McCoy, M.D. | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/29/09 | Fresh Del Monte Produce | G36738105 | | 02/27/09 | 18,000 |
| Inc. | | | | |
| Elect Mohammad Abu- | | For | For | Mgmt |
| Ghazaleah as director | | | | |
| Elect Hani El-Naffy as | | For | For | Mgmt |
| director | | | | |
| Elect John H. Dalton as | | For | For | Mgmt |
| director | | | | |
| Accept Financial | | For | For | Mgmt |
| Statements and Statutory | | | | |
| Reports (Voting) | | | | |
| Ratify Ernst & Young LLP | | For | For | Mgmt |
| as Auditors | | | | |
08/25/08 | FTD Group, Inc. | 30267U108 | | 07/21/08 | 47,255 |
| Approve Acquisition | | For | For | Mgmt |
| Adjourn Meeting | | For | For | Mgmt |
05/07/09 | Furniture Brands | 360921100 | | 03/12/09 | 23,200 |
| International, Inc. | | | | |
| Elect Director Wilbert G. | | For | For | Mgmt |
| Holliman | | | | |
| Elect Director John R. | | For | Against | Mgmt |
| Jordan, Jr. | | | | |
| Elect Director Ira D. | | For | For | Mgmt |
| Kaplan | | | | |
| Elect Director Bobby L. | | For | Against | Mgmt |
| Martin | | | | |
| Elect Director Maureen A. | | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| McGuire | | | |
| Elect Director Aubrey B. | For | Against | Mgmt |
| Patterson | | | |
| Elect Director Alan G. | For | For | Mgmt |
| Schwartz | | | |
| Elect Director Ralph P. | For | For | Mgmt |
| Scozzafava | | | |
| Reimburse Proxy Contest | Against | Against | Mgmt |
| Expenses | | | |
| Ratify Auditors | For | For | Mgmt |
06/04/09 | Gartner , Inc. | 366651107 | 04/08/09 | 13,700 |
| Elect Director Michael J. | For | For | Mgmt |
| Bingle | | | |
| Elect Director Richard J. | For | For | Mgmt |
| Bressler | | | |
| Elect Director Karen E. | For | For | Mgmt |
| Dykstra | | | |
| Elect Director Russell P. | For | For | Mgmt |
| Fradin | | | |
| Elect Director Anne | For | Withhold | Mgmt |
| Sutherland Fuchs | | | |
| Elect Director William O. | For | For | Mgmt |
| Grabe | | | |
| Elect Director Eugene A. | For | For | Mgmt |
| Hall | | | |
| Elect Director Max D. | For | For | Mgmt |
| Hopper | | | |
| Elect Director John R. | For | Withhold | Mgmt |
| Joyce | | | |
| Elect Director Stephen G. | For | For | Mgmt |
| Pagliuca | | | |
| Elect Director James C. | For | For | Mgmt |
| Smith | | | |
| Elect Director Jeffrey W. | For | Withhold | Mgmt |
| Ubben | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/14/09 | Gentiva Health Services, | 37247A102 | 03/16/09 | 23,700 |
| Inc. | | | |
| Elect Director Victor F. | For | For | Mgmt |
| Ganzi | | | |
| Elect Director Ronald A. | For | For | Mgmt |
| Malone | | | |
| Elect Director Stuart | For | For | Mgmt |
| Olsten | | | |
| Elect Director Tony | For | For | Mgmt |
| Strange | | | |
| Elect Director Raymond S. | For | For | Mgmt |
| Troubh | | | |
| Elect Director Rodney D. | For | For | Mgmt |
| Windley | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
05/18/09 | Gibraltar Industries Inc | 374689107 | | 03/20/09 | 21,200 |
| Elect Director David N. | | For | For | Mgmt |
| Campbell | | | | |
| Elect Director Robert E. | | For | Withhold | Mgmt |
| Sadler, Jr. | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/07/09 | Glimcher Realty Trust | 379302102 | | 03/06/09 | 24,800 |
| Elect Trustee David M. | | For | For | Mgmt |
| Aronowitz | | | | |
| Elect Trustee Herbert | | For | For | Mgmt |
| Glimcher | | | | |
| Elect Trustee Howard | | For | For | Mgmt |
| Gross | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/30/09 | Global Cash Acces Holdings, 378967103 | | 03/13/09 | 25,600 |
| Inc | | | | |
| Elect Director Scott Betts | | For | For | Mgmt |
| Elect Director E. Miles | | For | For | Mgmt |
| Kilburn | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Amend Certificate of | | For | For | Mgmt |
| Incorporation to Allow | | | | |
| Company to Redeem | | | | |
| Shares | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Adjourn Meeting | | For | For | Mgmt |
05/19/09 | Graftech International, Ltd. 384313102 | | 03/25/09 | 49,600 |
| Elect Director Randy W. | | For | For | Mgmt |
| Carson | | | | |
| Elect Director Mary B. | | For | For | Mgmt |
| Cranston | | | | |
| Elect Director Harold E. | | For | For | Mgmt |
| Layman | | | | |
| Elect Director Ferrell P. | | For | For | Mgmt |
| McClean | | | | |
| Elect Director Michael C. | | For | For | Mgmt |
| Nahl | | | | |
| Elect Director Frank A. | | For | For | Mgmt |
| Riddick III | | | | |
| Elect Director Craig S. | | For | For | Mgmt |
| Shular | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Increase Authorized | | For | For | Mgmt |
| Common Stock | | | | |
| Approve Executive | | For | For | Mgmt |
| Incentive Bonus Plan | | | | |
12/19/08 | Green Bankshares, Inc. | 394361208 | | 11/05/08 | 9,400 |
| Authorize New Class of | | For | Against | Mgmt |
| Preferred Stock | | | | |
| Adjourn Meeting | | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
04/24/09 | Green Bankshares, Inc. | 394361208 | 03/20/09 | 9,589 |
| Elect Director Martha | For | For | Mgmt |
| Bachman | | | |
| Elect Director W.T. Daniels | For | For | Mgmt |
| Elect Director Charles H. | For | For | Mgmt |
| Whitfild, Jr. | | | |
| Require a Majority Vote | Against | For | ShrHoldr |
| for the Election of | | | |
| Directors | | | |
| Declassify the Board of | Against | For | ShrHoldr |
| Directors | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Ratify Auditors | For | For | Mgmt |
06/29/09 | Guaranty Bancorp | 40075T102 | 05/15/09 | 11,500 |
| Approve Conversion of | For | For | Mgmt |
| Securities | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Adjourn Meeting | For | For | Mgmt |
05/14/09 | Gulfmark Offshore, Inc. | 402629109 | 03/24/09 | 19,300 |
| Elect Director Peter I. | For | For | Mgmt |
| Bijur | | | |
| Elect Director David J. | For | For | Mgmt |
| Butters | | | |
| Elect Director Brian R. | For | For | Mgmt |
| Ford | | | |
| Elect Director Louis S. | For | For | Mgmt |
| Gimbel, 3rd | | | |
| Elect Director Sheldon S. | For | For | Mgmt |
| Gordon | | | |
| Elect Director Robert B. | For | For | Mgmt |
| Millard | | | |
| Elect Director Robert T. | For | For | Mgmt |
| O'Connell | | | |
| Elect Director Larry T. | For | For | Mgmt |
| Rigdon | | | |
| Elect Director Rex C. Ross | For | For | Mgmt |
| Elect Director Bruce A. | For | For | Mgmt |
| Streeter | | | |
| Ratify Auditors | For | For | Mgmt |
04/16/09 | H.B. Fuller Co. | 359694106 | 02/18/09 | 20,600 |
| Elect Director Juliana L. | For | For | Mgmt |
| Chugg | | | |
| Elect Director Richard L. | For | For | Mgmt |
| Marcantonio | | | |
| Elect Director Alfredo L. | For | For | Mgmt |
| Rovira | | | |
| Ratify Auditors | For | For | Mgmt |
| Approve Non-Employee | For | For | Mgmt |
| Director Omnibus Stock | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Plan | | | | |
05/28/09 | Hallmark Financial Services 40624Q203 | | 04/15/09 | 3,800 |
| Inc. | | | | |
| Elect Director Mark E. | | For | Withhold | Mgmt |
| Schwarz | | | | |
| Elect Director James H. | | For | For | Mgmt |
| Graves | | | | |
| Elect Director Scott T. | | For | For | Mgmt |
| Berlin | | | | |
| Elect Director George R. | | For | For | Mgmt |
| Manser | | | | |
| Elect Director Jim W. | | For | For | Mgmt |
| Henderson | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
05/27/09 | Hanmi Financial | 410495105 | | 04/06/09 | 51,200 |
| Corporation | | | | |
| Elect Director I Joon Ahn | | For | For | Mgmt |
| Elect Director Joon Hyung | | For | For | Mgmt |
| Lee | | | | |
| Elect Director Joseph K. | | For | For | Mgmt |
| Rho | | | | |
| Declassify the Board of | | For | For | Mgmt |
| Directors | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/22/09 | Harleysville Group, Inc. | 412824104 | | 03/02/09 | 5,300 |
| Elect Director Michael L. | | For | For | Mgmt |
| Browne | | | | |
| Elect Director William Gray | | For | For | Mgmt |
| Elect Director Jerry S. | | For | For | Mgmt |
| Rosenbloom | | | | |
| Approve Executive | | For | For | Mgmt |
| Incentive Bonus Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/21/09 | Harmonic Inc. | 413160102 | | 03/23/09 | 12,800 |
| Elect Director Patrick J. | | For | For | Mgmt |
| Harshman | | | | |
| Elect Director Harold | | For | For | Mgmt |
| Covert | | | | |
| Elect Director Patrick | | For | For | Mgmt |
| Gallagher | | | | |
| Elect Director E. Floyd | | For | For | Mgmt |
| Kvamme | | | | |
| Elect Director Anthony J. | | For | For | Mgmt |
| Ley | | | | |
| Elect Director William F. | | For | For | Mgmt |
| Reddersen | | | | |
| Elect Director Lewis | | For | For | Mgmt |
| Solomon | | | | |
| Elect Director David R. | | For | For | Mgmt |
| Van Valkenburg | | | | |
| Amend Qualified | | For | For | Mgmt |
| Employee Stock Purchase | | | | |
| Plan | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Ratify Auditors | For | For | Mgmt |
05/21/09 | Harvest Natural Resource, | 41754V103 | 03/23/09 | 7,600 |
| Inc | | | |
| Elect Director Stephen D. | For | For | Mgmt |
| Chesebro | | | |
| Elect Director James A. | For | For | Mgmt |
| Edmiston | | | |
| Elect Director Dr. Igor | For | Withhold | Mgmt |
| Effimoff | | | |
| Elect Director H. H. | For | Withhold | Mgmt |
| Hardee | | | |
| Elect Director Robert E. | For | Withhold | Mgmt |
| Irelan | | | |
| Elect Director Patrick M. | For | For | Mgmt |
| Murray | | | |
| Elect Director J. Michael | For | Withhold | Mgmt |
| Stinson | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
05/27/09 | Hawaiian Holdings, Inc. | 419879101 | 04/08/09 | 26,900 |
| Elect Director Gregory S. | For | For | Mgmt |
| Anderson | | | |
| Elect Director L. Todd | For | For | Mgmt |
| Budge | | | |
| Elect Director Donald J. | For | For | Mgmt |
| Carty | | | |
| Elect Director Mark B. | For | For | Mgmt |
| Dunkerley | | | |
| Elect Director Lawrence S. | For | For | Mgmt |
| Hershfield | | | |
| Elect Director Randall L. | For | For | Mgmt |
| Jenson | | | |
| Elect Director Bert T. | For | For | Mgmt |
| Kobayashi, Jr. | | | |
| Elect Director Crystal K. | For | For | Mgmt |
| Rose | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
05/07/09 | HealthSouth Corp. | 421924309 | 03/19/09 | 3,800 |
| Elect Director Edward A. | For | For | Mgmt |
| Blechschmidt | | | |
| Elect Director John W. | For | For | Mgmt |
| Chidsey | | | |
| Elect Director Donald L. | For | For | Mgmt |
| Correll | | | |
| Elect Director Yvonne M. | For | For | Mgmt |
| Curl | | | |
| Elect Director Charles M. | For | For | Mgmt |
| Elson | | | |
| Elect Director Jay Grinney | For | For | Mgmt |
| Elect Director Jon F. | For | For | Mgmt |
| Hanson | | | |
| Elect Director Leo I. | For | For | Mgmt |
| Higdon, Jr. | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director John E. | For | For | Mgmt |
| Maupin, Jr. | | | |
| Elect Director L. Edward | For | For | Mgmt |
| Shaw, Jr. | | | |
| Ratify Auditors | For | For | Mgmt |
05/19/09 | Healthspring Inc | 42224N101 | 03/23/09 | 15,700 |
| Elect Director Bruce M. | For | For | Mgmt |
| Fried | | | |
| Elect Director Herbert A. | For | For | Mgmt |
| Fritch | | | |
| Elect Director Joseph P. | For | For | Mgmt |
| Nolan | | | |
| Ratify Auditors | For | For | Mgmt |
05/20/09 | Heartland Financial USA, | 42234Q102 | 03/23/09 | 2,900 |
| Inc. | | | |
| Elect Director Lynn B. | For | For | Mgmt |
| Fuller | | | |
| Elect Director John W. | For | For | Mgmt |
| Cox, Jr. | | | |
| Ratify Auditors | For | For | Mgmt |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Declassify the Board of | Against | For | ShrHoldr |
| Directors | | | |
11/05/08 | Hercules Inc. | 427056106 | 09/19/08 | 32,500 |
| Approve Merger | For | For | Mgmt |
| Agreement | | | |
| Adjourn Meeting | For | For | Mgmt |
05/28/09 | Heritage Commerce Corp. | 426927109 | 04/02/09 | 1,100 |
| Elect Director Frank G. | For | For | Mgmt |
| Bisceglia | | | |
| Elect Director James R. | For | For | Mgmt |
| Blair | | | |
| Elect Director Jack W. | For | For | Mgmt |
| Conner | | | |
| Elect Director Celeste V. | For | For | Mgmt |
| Ford | | | |
| Elect Director John J. | For | For | Mgmt |
| Hounslow | | | |
| Elect Director Walter T. | For | For | Mgmt |
| Kaczmarek | | | |
| Elect Director Mark E. | For | For | Mgmt |
| Lefanowicz | | | |
| Elect Director Robert T. | For | For | Mgmt |
| Moles | | | |
| Elect Director Humphrey | For | For | Mgmt |
| P. Polanen | | | |
| Elect Director Charles J. | For | For | Mgmt |
| Toeniskoetter | | | |
| Elect Director Ranson W. | For | For | Mgmt |
| Webster | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/21/09 | Hersha Hospitality Trust | 427825104 | 03/31/09 | 10,200 |
| Elect Director Hasu P. | For | For | Mgmt |
| Shah | | | |
| Elect Director Michael A. | For | For | Mgmt |
| Leven | | | |
| Elect Director Kiran P. | For | For | Mgmt |
| Patel | | | |
| Elect Director John M. | For | For | Mgmt |
| Sabin | | | |
| Ratify Auditors | For | For | Mgmt |
05/05/09 | Home Properties Inc | 437306103 | 03/09/09 | 2,900 |
| Elect Director Stephen R. | For | For | Mgmt |
| Blank | | | |
| Elect Director Josh E. | For | For | Mgmt |
| Fidler | | | |
| Elect Director Alan L. | For | For | Mgmt |
| Gosule | | | |
| Elect Director Leonard F. | For | For | Mgmt |
| Helbig, III | | | |
| Elect Director Norman P. | For | For | Mgmt |
| Leenhouts | | | |
| Elect Director Nelson B. | For | For | Mgmt |
| Leenhouts | | | |
| Elect Director Edward J. | For | For | Mgmt |
| Pettinella | | | |
| Elect Director Clifford W. | For | For | Mgmt |
| Smith, Jr. | | | |
| Elect Director Paul L. | For | For | Mgmt |
| Smith | | | |
| Elect Director Amy L. Tait | For | For | Mgmt |
| Ratify Auditors | For | For | Mgmt |
05/28/09 | Horace Mann Educators | 440327104 | 03/30/09 | 1,700 |
| Corp. | | | |
| Elect Director Mary H. | For | For | Mgmt |
| Futrell | | | |
| Elect Director Stephen J. | For | For | Mgmt |
| Hasenmiller | | | |
| Elect Director Louis G. | For | For | Mgmt |
| Lower II | | | |
| Elect Director Joseph J. | For | For | Mgmt |
| Melone | | | |
| Elect Director Charles A. | For | For | Mgmt |
| Parker | | | |
| Elect Director Gabriel L. | For | For | Mgmt |
| Shaheen | | | |
| Elect Director Roger J. | For | For | Mgmt |
| Steinbecker | | | |
| Elect Director Charles R. | For | For | Mgmt |
| Wright | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Ratify Auditors | For | For | Mgmt |
05/06/09 | IBERIABANK Corp. | 450828108 | 03/20/09 | 13,500 |
| Elect Director Ernest P. | For | For | Mgmt |
| Breaux, Jr. | | | |
| Elect Director Daryl G. | For | For | Mgmt |
| Byrd | | | |
| Elect Director John N. | For | For | Mgmt |
| Casbon | | | |
| Elect Director Jefferson G. | For | For | Mgmt |
| Parker | | | |
| Ratify Auditors | For | For | Mgmt |
10/31/08 | IKON Office Solutions, Inc. | 451713101 | 10/02/08 | 41,500 |
| Approve Merger | For | For | Mgmt |
| Agreement | | | |
05/06/09 | Imation Corp. | 45245A107 | 03/09/09 | 9,500 |
| Elect Director Michael S. | For | For | Mgmt |
| Fields | | | |
| Elect Director Ronald T. | For | For | Mgmt |
| LeMay | | | |
| Elect Director L. White | For | For | Mgmt |
| Matthews, III | | | |
| Ratify Auditors | For | For | Mgmt |
08/06/08 | Imperial Capital Bancorp, | 452680101 | 06/20/08 | 1,300 |
| Inc. | | | |
| Elect Director George W. | For | For | Mgmt |
| Haligowski | | | |
| Elect Director Hirotaka | For | For | Mgmt |
| Oribe | | | |
| Ratify Auditors | For | For | Mgmt |
02/13/09 | Independent Bank Corp. | 453836108 | 01/07/09 | 14,300 |
| Approve Merger | For | For | Mgmt |
| Agreement | | | |
| Adjourn Meeting | For | For | Mgmt |
05/21/09 | Independent Bank Corp. | 453836108 | 03/25/09 | 14,300 |
| Elect Director Richard S. | For | For | Mgmt |
| Anderson | | | |
| Elect Director Kevin J. | For | For | Mgmt |
| Jones | | | |
| Elect Director Donna A. | For | For | Mgmt |
| Lopolito | | | |
| Elect Director Richard H. | For | For | Mgmt |
| Sgarzi | | | |
| Elect Director Thomas J. | For | For | Mgmt |
| Teuten | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officer's | | | |
| Compensation | | | |
05/18/09 | Infinity Property and | 45665Q103 | 03/27/09 | 2,500 |
| Casualty Corp. | | | |
| Elect Director M.T. Alvarez | For | For | Mgmt |
| Canida | | | |
| Elect Director Jorge G. | For | For | Mgmt |
| Castro | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director James R. | For | For | Mgmt |
| Gober | | | |
| Elect Director Harold E. | For | For | Mgmt |
| Layman | | | |
| Elect Director Drayton | For | For | Mgmt |
| Nabers, Jr. | | | |
| Elect Director Samuel J. | For | For | Mgmt |
| Simon | | | |
| Elect Director Roger Smith | For | For | Mgmt |
| Elect Director William | For | For | Mgmt |
| Stancil Starnes | | | |
| Elect Director Gregory C. | For | For | Mgmt |
| Thomas | | | |
| Elect Director Samuel J. | For | For | Mgmt |
| Weinhoff | | | |
| Ratify Auditors | For | For | Mgmt |
06/17/09 | Inland Real Estate | 457461200 | 04/16/09 | 17,800 |
| Corporation | | | |
| Elect Director Thomas P. | For | For | Mgmt |
| D'Arcy | | | |
| Elect Director Daniel L. | For | For | Mgmt |
| Goodwin | | | |
| Elect Director Joel G. | For | For | Mgmt |
| Herter | | | |
| Elect Director Heidi N. | For | For | Mgmt |
| Lawton | | | |
| Elect Director Thomas H. | For | For | Mgmt |
| McAuley | | | |
| Elect Director Thomas R. | For | For | Mgmt |
| McWilliams | | | |
| Elect Director Joel D. | For | For | Mgmt |
| Simmons | | | |
| Ratify Auditors | For | For | Mgmt |
06/02/09 | Innophos Holdings, Inc. | 45774N108 | 04/17/09 | 9,900 |
| Elect Director Gary | For | For | Mgmt |
| Cappeline | | | |
| Elect Director Amado | For | For | Mgmt |
| Cavazos | | | |
| Elect Director Randolph | For | For | Mgmt |
| Gress | | | |
| Elect Director Linda Myrick | For | For | Mgmt |
| Elect Director Karen Osar | For | For | Mgmt |
| Elect Director John Steitz | For | For | Mgmt |
| Elect Director Stephen M. | For | For | Mgmt |
| Zide | | | |
| Ratify Auditors | For | For | Mgmt |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
05/07/09 | Innospec Inc | 45768S105 | 03/11/09 | 9,100 |
| Elect Director James M.C. | For | For | Mgmt |
| Puckridge | | | |
| Ratify Auditors | For | For | Mgmt |
06/23/09 | Insight Enterprises, Inc. | 45765U103 | 05/04/09 | 8,100 |
| Elect Director Timothy A. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Crown | | | |
| Elect Director Anthony A. | For | For | Mgmt |
| Ibarguen | | | |
| Elect Director Kathleen S. | For | For | Mgmt |
| Pushor | | | |
| Ratify Auditors | For | For | Mgmt |
04/15/09 | Integra Bank Corp. | 45814P105 | 02/19/09 | 8,400 |
| Elect Director Michael J. | For | For | Mgmt |
| Alley | | | |
| Elect Director Sandra Clark | For | For | Mgmt |
| Berry | | | |
| Elect Director Robert L. | For | For | Mgmt |
| Goocher | | | |
| Elect Director Thomas W. | For | For | Mgmt |
| Miller | | | |
| Elect Director Arthur D. | For | For | Mgmt |
| Pringle, III | | | |
| Elect Director Bradley M. | For | For | Mgmt |
| Stevens | | | |
| Elect Director Richard M. | For | For | Mgmt |
| Stivers | | | |
| Elect Director Michael T. | For | For | Mgmt |
| Vea | | | |
| Elect Director Daniel T. | For | For | Mgmt |
| Wolfe | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Approve Conversion of | For | For | Mgmt |
| Securities | | | |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/21/09 | InterMune, Inc. | 45884X103 | 03/31/09 | 1,300 |
| Elect Director Lars G. | For | For | Mgmt |
| Ekman | | | |
| Elect Director Jonathan S. | For | For | Mgmt |
| Leff | | | |
| Ratify Auditors | For | For | Mgmt |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
03/11/09 | Interwoven, Inc. | 46114T508 | With 02/04/09 | 14,700 |
| Approve Merger | For | For | Mgmt |
| Agreement | | | |
| Adjourn Meeting | For | For | Mgmt |
05/21/09 | Invacare Corp. | 461203101 | 03/26/09 | 15,100 |
| Elect Director James C. | For | Withhold | Mgmt |
| Boland | | | |
| Elect Director Gerald B. | For | Withhold | Mgmt |
| Blouch | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director William M. | For | Withhold | Mgmt |
| Weber | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Amend Code of Regulation | For | For | Mgmt |
| to Adopt Director | | | |
| Resignation Policy | | | |
| Adopt Nomination | For | For | Mgmt |
| Procedures for the Board | | | |
| Permit Amendments to | For | For | Mgmt |
| the Code of Regulations | | | |
| by the Board of Directors | | | |
| to the Extent Permitted by | | | |
| Ohio Law | | | |
| Ratify Auditors | For | For | Mgmt |
| Require a Majority Vote | Against | For | ShrHoldr |
| for the Election of | | | |
| Directors | | | |
06/11/09 | Iowa Telecommunications | 462594201 | 04/28/09 | 11,000 |
| Services, Inc. | | | |
| Elect Director Kenneth R. | For | For | Mgmt |
| Cole | | | |
| Elect Director Norman C. | �� For | For | Mgmt |
| Frost | | | |
| Elect Director Kendrik E. | For | For | Mgmt |
| Packer | | | |
| Ratify Auditors | For | For | Mgmt |
02/13/09 | Jack In the Box Inc. | 466367109 | 12/19/08 | 18,000 |
| Elect Director Michael E. | For | For | Mgmt |
| Alpert | | | |
| Elect Director David L. | For | For | Mgmt |
| Goebel | | | |
| Elect Director Anne B. | For | For | Mgmt |
| Gust | | | |
| Elect Director Murray H. | For | For | Mgmt |
| Hutchison | | | |
| Elect Director Linda A. | For | For | Mgmt |
| Lang | | | |
| Elect Director Michael W. | For | For | Mgmt |
| Murphy | | | |
| Elect Director David M. | For | For | Mgmt |
| Tehle | | | |
| Elect Director Winifred M. | For | For | Mgmt |
| Webb | | | |
| Ratify Auditors | For | For | Mgmt |
09/19/08 | Jakks Pacific, Inc. | 47012E106 | 08/11/08 | 37,200 |
| Elect Director Jack | For | For | Mgmt |
| Friedman | | | |
| Elect Director Stephen G. | For | For | Mgmt |
| Berman | | | |
| Elect Director Dan | For | For | Mgmt |
| Almagor | | | |
| Elect Director David C. | For | For | Mgmt |
| Blatte | | | |
| Elect Director Robert E. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Glick | | | |
| Elect Director Michael G. | For | For | Mgmt |
| Miller | | | |
| Elect Director Murray L. | For | For | Mgmt |
| Skala | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Other Business | For | For | Mgmt |
06/04/09 | Jarden Corp. | 471109108 | 04/01/09 | 2,465 |
| Elect Director Martin E. | For | For | Mgmt |
| Franklin | | | |
| Elect Director Rene-pierre | For | For | Mgmt |
| Azria | | | |
| Elect Director Michael S. | For | For | Mgmt |
| Gross | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/11/09 | JDA Software Group, Inc. | 46612K108 | 03/31/09 | 6,300 |
| Elect Director J. Michael | For | Withhold | Mgmt |
| Gullard | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/14/09 | Jetblue Airways Corp | 477143101 | 03/17/09 | 12,700 |
| Elect Director Peter | For | For | Mgmt |
| Boneparth | | | |
| Elect Director Kim Clark | For | For | Mgmt |
| Elect Director Stephan | For | Withhold | Mgmt |
| Gemkow | | | |
| Elect Director Joel | For | For | Mgmt |
| Peterson | | | |
| Elect Director Ann | For | For | Mgmt |
| Rhoades | | | |
| Ratify Auditors | For | For | Mgmt |
| Increase Authorized | For | Against | Mgmt |
| Preferred and Common | | | |
| Stock | | | |
| Require a Majority Vote | Against | For | ShrHoldr |
| for the Election of | | | |
| Directors | | | |
06/11/09 | Jo-Ann Stores, Inc. | 47758P307 | 04/13/09 | 2,400 |
| Elect Director Scott Cowen | For | For | Mgmt |
| Elect Director Joseph | For | For | Mgmt |
| DePinto | | | |
| Elect Director Ira | For | For | Mgmt |
| Gumberg | | | |
| Elect Director Patricia | For | For | Mgmt |
| Morrison | | | |
| Elect Director Frank | For | For | Mgmt |
| Newman | | | |
| Elect Director David | For | For | Mgmt |
| Perdue | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Beryl Raff | For | For | Mgmt |
| Elect Director Alan | For | For | Mgmt |
| Rosskamm | | | |
| Elect Director Tracey | For | For | Mgmt |
| Travis | | | |
| Elect Director Darrell | For | For | Mgmt |
| Webb | | | |
| Ratify Auditors | For | For | Mgmt |
06/18/09 | Jos. A. Bank Clothiers, Inc. | 480838101 | 04/30/09 | 16,800 |
| Elect Director Andrew A. | For | For | Mgmt |
| Giordano | | | |
| Elect Director William E. | For | For | Mgmt |
| Herron | | | |
| Elect Director Henry | For | For | Mgmt |
| Homes, III | | | |
| Ratify Auditors | For | For | Mgmt |
| Approve Executive | For | For | Mgmt |
| Incentive Bonus Plan | | | |
05/27/09 | Kadant Inc | 48282T104 | 04/06/09 | 800 |
| Elect Director John K. | For | For | Mgmt |
| Allen | | | |
| Elect Director Francis L. | For | For | Mgmt |
| McKone | | | |
| Ratify Auditors | For | For | Mgmt |
06/16/09 | kforce, Inc. | 493732101 | 04/17/09 | 10,900 |
| Elect Director W. R. Carey, | For | For | Mgmt |
| Jr. | | | |
| Elect Director David L. | For | For | Mgmt |
| Dunkel | | | |
| Elect Director Mark F. | For | For | Mgmt |
| Furlong | | | |
| Elect Director Patrick D. | For | For | Mgmt |
| Moneymaker | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
05/13/09 | Knight Capital Group, Inc. | 499005106 | 04/01/09 | 30,300 |
| Elect Director William L. | For | For | Mgmt |
| Bolster | | | |
| Elect Director Gary R. | For | For | Mgmt |
| Griffith | | | |
| Elect Director Thomas M. | For | For | Mgmt |
| Joyce | | | |
| Elect Director James W. | For | For | Mgmt |
| Lewis | | | |
| Elect Director Thomas C. | For | For | Mgmt |
| Lockburner | | | |
| Elect Director James T. | For | For | Mgmt |
| Milde | | | |
| Elect Director Christopher | For | For | Mgmt |
| C. Quick | | | |
| Elect Director Laurie M. | For | For | Mgmt |
| Shahon | | | |
| Approve Executive | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Incentive Bonus Plan | | | |
| Ratify Auditors | For | For | Mgmt |
09/19/08 | Knightsbridge Tankers Ltd | G5299G106 | 07/11/08 | 4,156 |
| This is a duplicate meeting | | | |
| for ballots received via the | | | |
| ��Broadridge North | | | |
| American ballot | | | |
| distribution system | | | |
| Reelect Ola Lorentzon as | For | For | Mgmt |
| Director | | | |
| Reelect Douglas C. | For | For | Mgmt |
| Wolcott as Director | | | |
| Reelect David M. White as | For | For | Mgmt |
| Director | | | |
| Elect Hans Peter Aas as | For | For | Mgmt |
| Director | | | |
| Approve Moore Stephens | For | For | Mgmt |
| P.C. as Auditors and | | | |
| Authorize Board to Fix | | | |
| Their Remuneration | | | |
| Approve Remuneration of | For | For | Mgmt |
| Directors | | | |
05/04/09 | Knoll, Inc. | 498904200 | 03/16/09 | 16,500 |
| Elect Director Burton B. | For | For | Mgmt |
| Staniar | | | |
| Elect Director Sidney | For | Withhold | Mgmt |
| Lapidus | | | |
| Ratify Auditors | For | For | Mgmt |
05/06/09 | Koppers Holdings Inc | 50060P106 | 03/17/09 | 2,900 |
| Elect Director X. Sharon | For | For | Mgmt |
| Feng | | | |
| Elect Director Stephen R. | For | For | Mgmt |
| Tritch | | | |
| Elect Director T. Michael | For | For | Mgmt |
| Young | | | |
| Ratify Auditors | For | For | Mgmt |
02/10/09 | Kulicke & Soffa Industries, | 501242101 | 12/15/08 | 10,800 |
| Inc. | | | |
| Elect Director Garrett E. | For | For | Mgmt |
| Pierce | | | |
| Elect Director C. William | For | For | Mgmt |
| Zadel | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/19/09 | LaBranche & Co Inc. | 505447102 | 03/20/09 | 15,300 |
| Elect Director George M.L. | For | For | Mgmt |
| LaBranche, IV | | | |
| Elect Director Alfred O. | For | For | Mgmt |
| Hayward, Jr. | | | |
| Ratify Auditors | For | For | Mgmt |
01/28/09 | Lakeland Bancorp, Inc. | 511637100 | 12/26/08 | 9,900 |
| Authorize New Class of | For | Against | Mgmt |
| Preferred Stock | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
05/21/09 | Lakeland Bancorp, Inc. | 511637100 | | 04/10/09 | 10,200 |
| Elect Director Bruce D. | | For | For | Mgmt |
| Bohuny | | | | |
| Elect Director Mary Ann | | For | For | Mgmt |
| Deacon | | | | |
| Elect Director Joseph P. | | For | For | Mgmt |
| O'Dowd | | | | |
| Approve Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote to Ratify | | For | Against | Mgmt |
| Named Executive Officer's | | | | |
| Compensation | | | | |
02/24/09 | Lakeland Financial Corp. | 511656100 | | 12/31/08 | 6,078 |
| Authorize New Class of | | For | Against | Mgmt |
| Preferred Stock | | | | |
| Adjourn Meeting | | For | For | Mgmt |
04/14/09 | Lakeland Financial Corp. | 511656100 | | 02/25/09 | 6,200 |
| Elect Director Emily E. | | For | For | Mgmt |
| Pichon | | | | |
| Elect Director Richard L. | | For | For | Mgmt |
| Pletcher | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote to Ratify | | For | Against | Mgmt |
| Named Executive Officers? | | | | |
| Compensation | | | | |
05/05/09 | Lattice Semiconductor Corp. 518415104 | | 03/13/09 | 13,900 |
| Elect Director Bruno | | For | For | Mgmt |
| Guilmart | | | | |
| Elect Director Balaji | | For | For | Mgmt |
| Krishnamurthy | | | | |
| Declassify the Board of | | For | For | Mgmt |
| Directors | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/21/09 | Lear Corporation | 521865105 | | 03/27/09 | 40,000 |
| Elect Director David E. Fry | | For | Withhold | Mgmt |
| Elect Director Conrad L. | | For | Withhold | Mgmt |
| Mallett, Jr. | | | | |
| Elect Director Robert E. | | For | Withhold | Mgmt |
| Rossiter | | | | |
| Elect Director David P. | | For | Withhold | Mgmt |
| Spalding | | | | |
| Elect Director James A. | | For | Withhold | Mgmt |
| Stern | | | | |
| Elect Director Henry D.G. | | For | Withhold | Mgmt |
| Wallace | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Adopt ILO Based Code of | | Against | Against | ShrHoldr |
| Conduct | | | | |
| Adopt Policy for | | Against | For | ShrHoldr |
| Engagement With | | | | |
| Proponents of Shareholder | | | | |
| Proposals Supported by a | | | | |
| Majority Vote | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
03/10/09 | Lee Enterprises, Inc. | 523768109 | 01/16/09 | 28,400 |
| Elect Director William E. | For | Withhold | Mgmt |
| Mayer | | | |
| Elect Director Gregory P. | For | For | Mgmt |
| Schermer | | | |
| Elect Director Mark B. | For | Withhold | Mgmt |
| Vittert | | | |
| Approve Reverse Stock | For | For | Mgmt |
| Split | | | |
05/19/09 | Lexington Realty Trust | 529043101 | 03/09/09 | 97,000 |
| Elect Director E. Robert | For | For | Mgmt |
| Roskind | | | |
| Elect Director Richard J. | For | For | Mgmt |
| Rouse | | | |
| Elect Director T. Wilson | For | For | Mgmt |
| Eglin | | | |
| Elect Director Clifford | For | For | Mgmt |
| Broser | | | |
| Elect Director Geoffrey | For | For | Mgmt |
| Dohrmann | | | |
| Elect Director Harold First | For | For | Mgmt |
| Elect Director Richard S. | For | For | Mgmt |
| Frary | | | |
| Elect Director Carl D. | For | For | Mgmt |
| Glickman | | | |
| Elect Director James | For | For | Mgmt |
| Grosfeld | | | |
| Elect Director Kevin W. | For | For | Mgmt |
| Lynch | | | |
| Ratify Auditors | For | For | Mgmt |
| Other Business | For | For | Mgmt |
05/21/09 | LIN TV Corp. | 532774106 | 03/24/09 | 3,200 |
| Elect Director Royal W. | For | Withhold | Mgmt |
| Carson Iii | | | |
| Elect Director Vincent L. | For | For | Mgmt |
| Sadusky | | | |
| Ratify Auditors | For | For | Mgmt |
05/15/09 | LTC Properties, Inc. | 502175102 | 04/02/09 | 12,300 |
| Elect Director Andre C. | For | For | Mgmt |
| Dimitriadis | | | |
| Elect Director Boyd W. | For | For | Mgmt |
| Hendrickson | | | |
| Elect Director Edmund C. | For | For | Mgmt |
| King | | | |
| Elect Director Wendy L. | For | For | Mgmt |
| Simpson | | | |
| Elect Director Timothy J. | For | For | Mgmt |
| Triche, M.D. | | | |
| Ratify Auditors | For | For | Mgmt |
05/06/09 | Lufkin Industries, Inc. | 549764108 | 03/17/09 | 2,500 |
| Elect Director Douglas V. | For | For | Mgmt |
| Smith | | | |
| Elect Director John F. | For | For | Mgmt |
| Anderson | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Ratify Auditors | | For | For | Mgmt |
07/15/08 | Macrovision Solutions Corp. 55611C108 | | 06/09/08 | 4,800 |
| Approve Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Approve Qualified | | For | For | Mgmt |
| Employee Stock Purchase | | | | |
| Plan | | | | |
05/19/09 | Magellan Health Services, | 559079207 | | 03/31/09 | 6,400 |
| Inc. | | | | |
| Elect Director René Lerer | | For | For | Mgmt |
| Elect Director Nancy L. | | For | For | Mgmt |
| Johnson | | | | |
| Elect Director Eran Broshy | | For | For | Mgmt |
| Ratify Auditors | | For | For | Mgmt |
10/02/08 | Maguire Properties, Inc. | 559775101 | | 08/13/08 | 1,584 |
| Elect Director Jonathan M. | | For | For | Mgmt |
| Brooks | | | | |
| Elect Director Christine N. | | For | For | Mgmt |
| Garvey | | | | |
| Elect Director Cyrus S. | | For | For | Mgmt |
| Hadidi | | | | |
| Elect Director Nelson C. | | For | For | Mgmt |
| Rising | | | | |
| Elect Director George A. | | For | For | Mgmt |
| Vandeman | | | | |
| Elect Director Paul M. | | For | For | Mgmt |
| Watson | | | | |
| Elect Director David | | For | For | Mgmt |
| L.Weinstein | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/21/09 | MAIDENFORM BRANDS INC 560305104 | | 04/03/09 | 14,900 |
| Elect Director Karen Rose | | For | For | Mgmt |
| Elect Director Maurice S. | | For | For | Mgmt |
| Reznik | | | | |
| Elect Director Norman | | For | For | Mgmt |
| Axelrod | | | | |
| Elect Director Harold F. | | For | For | Mgmt |
| Compton | | | | |
| Elect Director Barbara | | For | For | Mgmt |
| Eisenberg | | | | |
| Elect Director David B. | | For | For | Mgmt |
| Kaplan | | | | |
| Elect Director Adam L. | | For | For | Mgmt |
| Stein | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
04/29/09 | MainSource Financial | 56062Y102 | | 03/10/09 | 10,921 |
| Group, Inc. | | | | |
| Elect Director William G. | | For | For | Mgmt |
| Barron | | | | |
| Elect Director Archie M. | | For | For | Mgmt |
| Brown, Jr. | | | | |
| Elect Director Brian J. Crall | | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Philip A. | For | For | Mgmt |
| Frantz | | | |
| Elect Director Rick S. | For | For | Mgmt |
| Hartman | | | |
| Elect Director D. J. Hines | For | For | Mgmt |
| Elect Director Robert E. | For | For | Mgmt |
| Hoptry | | | |
| Elect Director Douglas I. | For | For | Mgmt |
| Kunkel | | | |
| Increase Authorized | For | Against | Mgmt |
| Common Stock | | | |
| Advisory Vote to Ratify | For | Against | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Ratify Auditors | For | For | Mgmt |
05/14/09 | ManTech International | 564563104 | 03/20/09 | 3,800 |
| Corporation | | | |
| Elect Director George J. | For | For | Mgmt |
| Pedersen | | | |
| Elect Director Richard L. | For | For | Mgmt |
| Armitage | | | |
| Elect Director Mary K. | For | Withhold | Mgmt |
| Bush | | | |
| Elect Director Barry G. | For | For | Mgmt |
| Campbell | | | |
| Elect Director Robert A. | For | For | Mgmt |
| Coleman | | | |
| Elect Director Walter R. | For | For | Mgmt |
| Fatzinger, Jr. | | | |
| Elect Director David E. | For | For | Mgmt |
| Jeremiah | | | |
| Elect Director Richard J. | For | For | Mgmt |
| Kerr | | | |
| Elect Director Kenneth A. | For | For | Mgmt |
| Minihan | | | |
| Elect Director Stephen W. | For | For | Mgmt |
| Porter | | | |
| Ratify Auditors | For | For | Mgmt |
05/05/09 | Marten Transport, Ltd. | 573075108 | 03/10/09 | 7,800 |
| Elect Director Randolph L. | For | For | Mgmt |
| Marten | | | |
| Elect Director Larry B. | For | Withhold | Mgmt |
| Hagness | | | |
| Elect Director Thomas J. | For | Withhold | Mgmt |
| Winkel | | | |
| Elect Director Jerry M. | For | Withhold | Mgmt |
| Bauer | | | |
| Elect Director Robert L. | For | For | Mgmt |
| Demorest | | | |
| Elect Director G. Larry | For | Withhold | Mgmt |
| Owens | | | |
| Ratify Auditors | For | For | Mgmt |
05/14/09 | MasTec, Inc. | 576323109 | 03/10/09 | 12,600 |
| Elect Director Jose R. Mas | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director John Van | For | For | Mgmt |
| Heuvelen | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
06/12/09 | Max Capital Group LTD | G6052F103 | 04/28/09 | 23,600 |
| Amend Bylaws RE: | For | For | Mgmt |
| Amalgamation | | | |
| Approve Agreement with | For | For | Mgmt |
| IPC Holdings, Ltd. and IPC | | | |
| Limited | | | |
| Adjourn Meeting | For | For | Mgmt |
03/18/09 | Maximus Inc. | 577933104 | 01/16/09 | 1,000 |
| Elect Director Richard A. | For | For | Mgmt |
| Montoni | | | |
| Elect Director Raymond B. | For | For | Mgmt |
| Ruddy | | | |
| Elect Director Wellington | For | For | Mgmt |
| E. Webb | | | |
| Ratify Auditors | For | For | Mgmt |
06/17/09 | Mcg Capital Corp | 58047P107 | 04/23/09 | 18,201 |
| Elect Director A. Hugh | For | Withhold | Mgmt |
| Ewing, III | | | |
| Elect Director Kenneth J. | For | Withhold | Mgmt |
| O'Keefe | | | |
| Elect Director Gavin | For | For | Mgmt |
| Saitowitz | | | |
| Ratify Auditors | For | For | Mgmt |
| Approve Sale of Common | For | For | Mgmt |
| Shares Below Net Asset | | | |
| Value | | | |
07/14/08 | Meadowbrook Insurance | 58319P108 | 05/19/08 | 10,600 |
| Group, Inc. | | | |
| Issue Shares in | For | For | Mgmt |
| Connection with | | | |
| Acquisition | | | |
| Adjourn Meeting | For | For | Mgmt |
05/14/09 | Meadowbrook Insurance | 58319P108 | 03/13/09 | 10,700 |
| Group, Inc. | | | |
| Elect Director Robert S. | For | For | Mgmt |
| Cubbin | | | |
| Elect Director Robert F. | For | For | Mgmt |
| Fix | | | |
| Elect Director Hugh W. | For | For | Mgmt |
| Greenberg | | | |
| Elect Director Florine Mark | For | For | Mgmt |
| Ratify Auditors | For | For | Mgmt |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
10/30/08 | MedAssets, Inc | 584045108 | 09/22/08 | 1,795 |
| Elect Director V.R. Loucks, | For | For | Mgmt |
| Jr. | | | |
| Elect Director Earl H. | For | For | Mgmt |
| Norman | | | |
| Elect Director John C. | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Rutherford | | | | |
| Elect Director S. Trotman | | For | For | Mgmt |
| Burman | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Issue Shares in | | For | For | Mgmt |
| Connection with | | | | |
| Acquisition | | | | |
| Approve Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
05/28/09 | MedAssets, Inc | 584045108 | | 04/23/09 | 4,800 |
| Elect Director Rand A. | | For | For | Mgmt |
| Ballard | | | | |
| Elect Director C.A. Lance | | For | For | Mgmt |
| Piccolo | | | | |
| Elect Director Bruce F. | | For | For | Mgmt |
| Wesson | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/26/09 | Medivation, Inc. | 58501N101 | | 04/29/09 | 2,100 |
| Elect Director Daniel D. | | For | For | Mgmt |
| Adams | | | | |
| Elect Director Gregory H. | | For | For | Mgmt |
| Bailey, M.D. | | | | |
| Elect Director Kim D. | | For | For | Mgmt |
| Blickenstaff | | | | |
| Elect Director David T. | | For | For | Mgmt |
| Hung, M.D. | | | | |
| Elect Director W. Anthony | | For | For | Mgmt |
| Vernon | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/21/09 | Meritage Homes Corp | 59001A102 | | 03/31/09 | 1,600 |
| Elect Director Peter L. Ax | | For | For | Mgmt |
| Elect Director Robert G. | | For | For | Mgmt |
| Sarver | | | | |
| Elect Director Gerald W. | | For | For | Mgmt |
| Haddock | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/21/09 | MFA Financial Inc | 55272X102 | | 03/24/09 | 102,237 |
| Elect Director Michael L. | | For | For | Mgmt |
| Dahir | | | | |
| Elect Director George H. | | For | For | Mgmt |
| Krauss | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/20/09 | Minerals Technologies, Inc. 603158106 | | 03/24/09 | 3,400 |
| Elect Director Kristina M. | | For | For | Mgmt |
| Johnson | | | | |
| Elect Director Michael F. | | For | For | Mgmt |
| Pasquale | | | | |
| Elect Director John T. Reid | | For | For | Mgmt |
| Ratify Auditors | | For | For | Mgmt |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
05/04/09 | MKS Instruments, Inc. | 55306N104 | | 03/06/09 | 11,200 |
| Elect Director Leo | | For | For | Mgmt |
| Berlinghieri | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Hans- | For | Withhold | Mgmt |
| Jochen Kahl | | | |
| Elect Director Louis P. | For | Withhold | Mgmt |
| Valente | | | |
| Approve Stock Option | For | For | Mgmt |
| Exchange Program | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
01/07/09 | MOOG Inc. | 615394202 | 11/26/08 | 4,650 |
| Elect Director Brian J. | For | For | Mgmt |
| Lipke | | | |
| Ratify Auditors | For | For | Mgmt |
06/18/09 | Movado Group, Inc. | 624580106 | 04/20/09 | 4,600 |
| Elect Director Margaret | For | For | Mgmt |
| Hayes Adame | | | |
| Elect Director Richard J. | For | For | Mgmt |
| Coté | | | |
| Elect Director Efraim | For | For | Mgmt |
| Grinberg | | | |
| Elect Director Alan H. | For | For | Mgmt |
| Howard | | | |
| Elect Director Richard | For | For | Mgmt |
| Isserman | | | |
| Elect Director Nathan | For | For | Mgmt |
| Leventhal | | | |
| Elect Director Donald | For | For | Mgmt |
| Oresman | | | |
| Elect Director Leonard L. | For | Withhold | Mgmt |
| Silverstein | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
05/07/09 | Mueller Industries, Inc. | 624756102 | 03/09/09 | 4,400 |
| Elect Director Alexander P. | For | For | Mgmt |
| Federbush | | | |
| Elect Director Paul J. | For | For | Mgmt |
| Flaherty | | | |
| Elect Director Gennaro J. | For | For | Mgmt |
| Fulvio | | | |
| Elect Director Gary S. | For | For | Mgmt |
| Gladstein | | | |
| Elect Director Scott J. | For | For | Mgmt |
| Goldman | | | |
| Elect Director Terry | For | Withhold | Mgmt |
| Hermanson | | | |
| Elect Director Harvey L. | For | For | Mgmt |
| Karp | | | |
| Ratify Auditors | For | For | Mgmt |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Adopt Policy and Report | Against | For | ShrHoldr |
| on Board Diversity | | | |
04/30/09 | Myers Industries, Inc. | 628464109 | 03/10/09 | 9,900 |
| Elect Director Keith A. | For | For | Mgmt |
| Brown | | | |
| Elect Director Vincent C. | For | For | Mgmt |
| Byrd | | | |
| Elect Director Richard P. | For | For | Mgmt |
| Johnston | | | |
| Elect Director Edward W. | For | For | Mgmt |
| Kissel | | | |
| Elect Director Stephen E. | For | For | Mgmt |
| Myers | | | |
| Elect Director John C. Orr | For | For | Mgmt |
| Elect Director John B. | For | For | Mgmt |
| Crowe | | | |
| Elect Director Jon H. | For | For | Mgmt |
| Outcalt | | | |
| Elect Director Robert A. | For | For | Mgmt |
| Stefanko | | | |
| Ratify Auditors | For | For | Mgmt |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Amend Code of | For | For | Mgmt |
| Regulations | | | |
05/28/09 | Nara Bancorp, Inc. | 63080P105 | 03/31/09 | 11,400 |
| Elect Director Howard N. | For | For | Mgmt |
| Gould | | | |
| Elect Director Min J. Kim | For | For | Mgmt |
| Elect Director Chong- | For | For | Mgmt |
| moon Lee | | | |
| Elect Director Jesun Paik | For | For | Mgmt |
| Elect Director H.M. Park | For | For | Mgmt |
| (John H Park) | | | |
| Elect Director Ki Suh Park | For | For | Mgmt |
| Elect Director Terry | For | For | Mgmt |
| Schwakopf | | | |
| Elect Director James P. | For | For | Mgmt |
| Staes | | | |
| Elect Director Scott Yoon- | For | For | Mgmt |
| suk Whang | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
05/20/09 | Nash Finch Co. | 631158102 | 04/01/09 | 16,100 |
| Elect Director Robert L. | For | For | Mgmt |
| Bagby | | | |
| Elect Director Alec C. | For | For | Mgmt |
| Covington | | | |
| Elect Director Sam K. | For | For | Mgmt |
| Duncan | | | |
| Elect Director Mickey P. | For | For | Mgmt |
| Foret | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Douglas A. | For | For | Mgmt |
| Hacker | | | |
| Elect Director Hawthorne | For | For | Mgmt |
| L. Proctor | | | |
| Elect Director William R. | For | For | Mgmt |
| Voss | | | |
| Provide that Directors May | For | For | Mgmt |
| be Removed, With or | | | |
| Without Cause, by a | | | |
| Majority Vote | | | |
| Eliminate the Advance | For | For | Mgmt |
| Notice Procedure for | | | |
| Director Nominations | | | |
| Approve Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
| Approve Executive | For | For | Mgmt |
| Incentive Bonus Plan | | | |
| Ratify Auditors | For | For | Mgmt |
| Other Business | For | For | Mgmt |
04/21/09 | National Penn Bancshares, | 637138108 | 03/03/09 | 35,936 |
| Inc. | | | |
| Elect Director J. Ralph | For | For | Mgmt |
| Borneman, Jr. | | | |
| Elect Director Thomas L. | For | For | Mgmt |
| Kennedy | | | |
| Elect Director Albert H. | For | For | Mgmt |
| Kramer | | | |
| Elect Director Glenn E. | For | For | Mgmt |
| Moyer | | | |
| Elect Director Robert E. | For | For | Mgmt |
| Rigg | �� | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
05/15/09 | National Retail Properties, | 637417106 | 03/17/09 | 39,400 |
| Inc. | | | |
| Elect Director Don | For | For | Mgmt |
| DeFosset | | | |
| Elect Director Dennis E. | For | For | Mgmt |
| Gershenson | | | |
| Elect Director Kevin B. | For | For | Mgmt |
| Habicht | | | |
| Elect Director Richard B. | For | For | Mgmt |
| Jennings | | | |
| Elect Director Ted B. | For | For | Mgmt |
| Lanier | | | |
| Elect Director Robert C. | For | For | Mgmt |
| Legler | | | |
| Elect Director Craig | For | For | Mgmt |
| Macnab | | | |
| Elect Director Robert | For | For | Mgmt |
| Martinez | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Ratify Auditors | | For | For | Mgmt |
| Other Business | | For | For | Mgmt |
05/05/09 | NBT Bancorp Inc. | 628778102 | | 03/16/09 | 12,300 |
| Fix Number of Directors at | | For | For | Mgmt |
| Eleven | | | | |
| Elect Director Martin A. | | For | For | Mgmt |
| Dietrich | | | | |
| Elect Director John C. | | For | For | Mgmt |
| Mitchell | | | | |
| Elect Director Joseph G. | | For | For | Mgmt |
| Nasser | | | | |
| Elect Director Michael M. | | For | For | Mgmt |
| Murphy | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Declassify the Board of | | Against | Against | ShrHoldr |
| Directors | | | | |
03/12/09 | NCI Building Systems, Inc. | 628852105 | | 01/12/09 | 10,800 |
| Elect Director Larry D. | | For | For | Mgmt |
| Edwards | | | | |
| Elect Director Ed L. Phipps | | For | For | Mgmt |
| Elect Director W. Bernard | | For | For | Mgmt |
| Pieper | | | | |
| Elect Director John K. | | For | Withhold | Mgmt |
| Sterling | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/20/09 | Nelnet Inc | 64031N108 | | 03/23/09 | 6,800 |
| Elect Director James P. | | For | For | Mgmt |
| Abel | | | | |
| Elect Director Stephen F. | | For | For | Mgmt |
| Butterfield | | | | |
| Elect Director Michael S. | | For | For | Mgmt |
| Dunlap | | | | |
| Elect Director Kathleen A. | | For | For | Mgmt |
| Farrell | | | | |
| Elect Director Thomas E. | | For | For | Mgmt |
| Henning | | | | |
| Elect Director Brian J. O | | For | For | Mgmt |
| Connor | | | | |
| Elect Director Kimberly K. | | For | For | Mgmt |
| Rath | | | | |
| Elect Director Michael D. | | For | For | Mgmt |
| Reardon | | | | |
| Elect Director James H. | | For | For | Mgmt |
| Van Horn | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Amend Restricted Stock | | For | For | Mgmt |
| Plan | | | | |
01/21/09 | New Jersey Resources Corp. 646025106 | | 11/24/08 | 24,450 |
| Elect Director Donald L. | | For | For | Mgmt |
| Correll | | | | |
| Elect Director M. William | | For | For | Mgmt |
| Howard, Jr. | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director J. Terry | For | For | Mgmt |
| Strange | | | |
| Elect Director George R. | For | For | Mgmt |
| Zoffinger | | | |
| Ratify Auditors | For | For | Mgmt |
04/23/09 | Newmarket Corp | 651587107 | 02/23/09 | 3,100 |
| Elect Director Phyllis L. | For | For | Mgmt |
| Cothran | | | |
| Elect Director Mark M. | For | For | Mgmt |
| Gambill | | | |
| Elect Director Bruce C. | For | For | Mgmt |
| Gottwald | | | |
| Elect Director Thomas E. | For | For | Mgmt |
| Gottwald | | | |
| Elect Director Patrick D. | For | For | Mgmt |
| Hanley | | | |
| Elect Director James E. | For | For | Mgmt |
| Rogers | | | |
| Elect Director Charles B. | For | For | Mgmt |
| Walker | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/19/09 | Newport Corp. | 651824104 | 03/30/09 | 6,800 |
| Elect Director Michael T. | For | For | Mgmt |
| O'Neill | | | |
| Elect Director Markos I. | For | For | Mgmt |
| Tambakeras | | | |
| Ratify Auditors | For | For | Mgmt |
| Declassify the Board of | Against | For | ShrHoldr |
| Directors | | | |
05/21/09 | Northstar Realty Finance | 66704R100 | 04/21/09 | 42,832 |
| Corp | | | |
| Elect Director C. Preston | For | For | Mgmt |
| Butcher | | | |
| Elect Director David T. | For | For | Mgmt |
| Hamamoto | | | |
| Elect Director Judith A. | For | For | Mgmt |
| Hannaway | | | |
| Elect Director Wesley D. | For | For | Mgmt |
| Minami | | | |
| Elect Director Louis J. | For | For | Mgmt |
| Paglia | | | |
| Elect Director Frank V. | For | For | Mgmt |
| Sica | | | |
| Ratify Auditors | For | For | Mgmt |
05/06/09 | Ocwen Financial Corp. | 675746309 | 02/27/09 | 11,600 |
| Elect Director William C. | For | For | Mgmt |
| Erbey | | | |
| Elect Director Ronald M. | For | For | Mgmt |
| Faris | | | |
| Elect Director Martha C. | For | For | Mgmt |
| Goss | | | |
| Elect Director Ronald J. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Korn | | | |
| Elect Director William H. | For | For | Mgmt |
| Lacey | | | |
| Elect Director David B. | For | For | Mgmt |
| Reiner | | | |
| Elect Director Barry N. | For | For | Mgmt |
| Wish | | | |
| Ratify Auditors | For | For | Mgmt |
04/21/09 | Old Second Bancorp, Inc. | 680277100 | 03/09/09 | 1,400 |
| Elect Director J. Douglas | For | For | Mgmt |
| Cheatham | | | |
| Elect Director James | For | For | Mgmt |
| Eccher | | | |
| Elect Director Gerald | For | For | Mgmt |
| Palmer | | | |
| Elect Director James Carl | For | For | Mgmt |
| Schmitz | | | |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Ratify Auditors | For | For | Mgmt |
04/23/09 | Olin Corp. | 680665205 | 02/27/09 | 5,600 |
| Elect Director Gray G. | For | For | Mgmt |
| Benoist | | | |
| Elect Director Donald W. | For | For | Mgmt |
| Bogus | | | |
| Elect Director John M. B. | For | For | Mgmt |
| O'Connor | | | |
| Elect Director Philip J. | For | For | Mgmt |
| Schulz | | | |
| Elect Director Vincent J. | For | For | Mgmt |
| Smith | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/12/09 | OM Group, Inc. | 670872100 | 03/20/09 | 4,900 |
| Elect Director Richard W. | For | Withhold | Mgmt |
| Blackburn | | | |
| Elect Director Steven J. | For | Withhold | Mgmt |
| Demetriou | | | |
| Elect Director Gordon A. | For | Withhold | Mgmt |
| Ulsh | | | |
| Ratify Auditors | For | For | Mgmt |
05/21/09 | Omega Healthcare | 681936100 | 04/17/09 | 25,500 |
| Investors, Inc. | | | |
| Elect Director Thomas F. | For | For | Mgmt |
| Franke | | | |
| Elect Director Bernard J. | For | For | Mgmt |
| Korman | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Ratify Auditors | For | For | Mgmt |
06/24/09 | Oriental Financial Group, | 68618W100 | 04/29/09 | 9,300 |
| Inc. | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Josen Rossi | For | For | Mgmt |
| Elect Director Nelson | For | For | Mgmt |
| Garcia | | | |
| Elect Director Julian S. | For | For | Mgmt |
| Inclan | | | |
| Elect Director Rafael | For | For | Mgmt |
| Machargo Chardon | | | |
| Elect Director Pedro | For | For | Mgmt |
| Morazzani | | | |
| Ratify Auditors | For | For | Mgmt |
06/15/09 | Oxford Industries, Inc. | 691497309 | 04/15/09 | 900 |
| Elect Director John R. | For | For | Mgmt |
| Holder | | | |
| Elect Director J. Hicks | For | For | Mgmt |
| Lanier | | | |
| Elect Director Clarence H. | For | For | Mgmt |
| Smith | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/05/09 | Pacer International, Inc. | 69373H106 | 02/27/09 | 31,400 |
| Elect Director Andrew C. | For | For | Mgmt |
| Clarke | | | |
| Elect Director Robert J. | For | For | Mgmt |
| Grassi | | | |
| Ratify Auditors | For | For | Mgmt |
04/30/09 | Pacific Capital Bancorp | 69404P101 | 03/02/09 | 24,900 |
| Elect Director Edward E. | For | For | Mgmt |
| Birch | | | |
| Elect Director George S. | For | For | Mgmt |
| Leis | | | |
| Elect Director Richard S. | For | For | Mgmt |
| Hambleton, Jr. | | | |
| Elect Director D. Vernon | For | For | Mgmt |
| Horton | | | |
| Elect Director Roger C. | For | For | Mgmt |
| Knopf | | | |
| Elect Director Robert W. | For | For | Mgmt |
| Kummer, Jr. | | | |
| Elect Director Clayton C. | For | For | Mgmt |
| Larson | | | |
| Elect Director John R. | For | For | Mgmt |
| Mackall | | | |
| Elect Director Richard A. | For | For | Mgmt |
| Nightingale | | | |
| Elect Director Kathy J. | For | For | Mgmt |
| Odell | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
04/20/09 | Pacific Continental Corp. | 69412V108 | 03/06/09 | 2,100 |
| Elect Director Robert Ballin | For | For | Mgmt |
| Elect Director Hal Brown | For | For | Mgmt |
| Elect Director Cathi Hatch | For | For | Mgmt |
| Elect Director Michael E. | For | For | Mgmt |
| Heijer | | | |
| Elect Director Michael | For | For | Mgmt |
| Holcomb | | | |
| Elect Director Michael | For | For | Mgmt |
| Holzgang | | | |
| Elect Director Donald | For | For | Mgmt |
| Krahmer, Jr. | | | |
| Elect Director Donald | For | For | Mgmt |
| Montgomery | | | |
| Elect Director John | For | For | Mgmt |
| Rickman | | | |
| Elect Director R. Jay | For | For | Mgmt |
| Tejera | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
05/12/09 | PacWest Bancorp | 695263103 | 03/25/09 | 5,100 |
| Elect Director Mark N. | For | For | Mgmt |
| Baker | | | |
| Elect Director Stephen M. | For | Withhold | Mgmt |
| Dunn | | | |
| Elect Director John M. | For | For | Mgmt |
| Eggemeyer | | | |
| Elect Director Barry C. | For | Withhold | Mgmt |
| Fitzpatrick | | | |
| Elect Director George E. | For | For | Mgmt |
| Langley | | | |
| Elect Director Susan E. | For | For | Mgmt |
| Lester | | | |
| Elect Director Timothy B. | For | Withhold | Mgmt |
| Matz | | | |
| Elect Director Arnold W. | For | Withhold | Mgmt |
| Messer | | | |
| Elect Director Daniel B. | For | For | Mgmt |
| Platt | | | |
| Elect Director John W. | For | For | Mgmt |
| Rose | | | |
| Elect Director Robert A. | For | For | Mgmt |
| Stine | | | |
| Elect Director Matthew P. | For | For | Mgmt |
| Wagner | | | |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
| Adjourn Meeting | For | Against | Mgmt |
| Other Business | For | Against | Mgmt |
06/09/09 | Par Pharmaceutical Cos., | 69888P106 | 04/15/09 | 3,200 |
| Inc. | | | |
| Elect Director Peter S. | For | For | Mgmt |
| Knight | | | |
| Ratify Auditors | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officers' | | | | |
| Compensation | | | | |
03/04/09 | Parametric Technology | 699173209 | | 01/05/09 | 9,380 |
| Corp. | | | | |
| Elect Director Donald K. | | For | For | Mgmt |
| Grierson | | | | |
| Elect Director James E. | | For | For | Mgmt |
| Heppelmann | | | | |
| Elect Director Oscar B. | | For | For | Mgmt |
| Marx, III | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
07/16/08 | Park Electrochemical Corp. | 700416209 | | 05/21/08 | 4,000 |
| Elect Director Dale | | For | For | Mgmt |
| Blanchfield | | | | |
| Elect Director Lloyd Frank | | For | For | Mgmt |
| Elect Director Brian E. | | For | For | Mgmt |
| Shore | | | | |
| Elect Director Steven T. | | For | For | Mgmt |
| Warshaw | | | | |
| Amend Stock Option Plan | | For | For | Mgmt |
| Ratify Auditors | | For | For | Mgmt |
05/14/09 | Parkway Properties, Inc. | 70159Q104 | | 03/20/09 | 22,100 |
| Elect Director Daniel P. | | For | For | Mgmt |
| Friedman | | | | |
| Elect Director Roger P. | | For | For | Mgmt |
| Friou | | | | |
| Elect Director Michael J. | | For | For | Mgmt |
| Lipsey | | | | |
| Elect Director Steven G. | | For | For | Mgmt |
| Rogers | | | | |
| Elect Director Leland R. | | For | For | Mgmt |
| Speed | | | | |
| Elect Director Troy A. | | For | For | Mgmt |
| Stovall | | | | |
| Elect Director Lenore M. | | For | For | Mgmt |
| Sullivan | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/17/09 | Patriot Capital Funding Inc 70335Y104 | | 05/05/09 | 41,329 |
| Elect Director Steve | | For | For | Mgmt |
| Drogin | | | | |
| Elect Director Mel P. | | For | For | Mgmt |
| Melsheimer | | | | |
| Elect Director Richard A. | | For | For | Mgmt |
| Sebastiao | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/17/09 | PC Connection, Inc. | 69318J100 | | 04/20/09 | 8,300 |
| Elect Director Patricia | | For | Withhold | Mgmt |
| Gallup | | | | |
| Elect Director David Hall | | For | Withhold | Mgmt |
| Elect Director Joseph | | For | For | Mgmt |
| Baute | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director David Beffa- | For | Withhold | Mgmt |
| Negrini | | | |
| Elect Director Barbara | For | For | Mgmt |
| Duckett | | | |
| Elect Director Donald | For | For | Mgmt |
| Weatherson | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/28/09 | Pennsylvania Real Estate | 709102107 | 04/06/09 | 16,800 |
| Investment Trust | | | |
| Elect Director Dorrit J. | For | For | Mgmt |
| Bern | | | |
| Elect Director Stephen B. | For | For | Mgmt |
| Cohen | | | |
| Elect Director Joseph F. | For | For | Mgmt |
| Coradino | | | |
| Elect Director M. Walter | For | For | Mgmt |
| D'Alessio | | | |
| Elect Director Lee H. | For | For | Mgmt |
| Javitch | | | |
| Elect Director Leonard I. | For | For | Mgmt |
| Korman | | | |
| Elect Director Donald F. | For | For | Mgmt |
| Mazziotti | | | |
| Elect Director Mark E. | For | For | Mgmt |
| Pasquerilla | | | |
| Elect Director John J. | For | For | Mgmt |
| Roberts | | | |
| Elect Director Ronald | For | For | Mgmt |
| Rubin | | | |
| Ratify Auditors | For | For | Mgmt |
05/21/09 | Penson Worldwide, Inc. | 709600100 | 03/23/09 | 5,300 |
| Elect Director Roger J. | For | For | Mgmt |
| Engemoen, Jr. | | | |
| Elect Director David M. | For | For | Mgmt |
| Kelly | | | |
| Elect Director David | For | For | Mgmt |
| Johnson | | | |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
01/22/09 | Peoples Bancorp Inc. | 709789101 | 12/10/08 | 5,565 |
| Authorize New Class of | For | For | Mgmt |
| Preferred Stock | | | |
| Adjourn Meeting | For | For | Mgmt |
04/23/09 | Peoples Bancorp Inc. | 709789101 | 02/23/09 | 5,465 |
| Elect Director Carl L. | For | For | Mgmt |
| Baker, Jr. | | | |
| Elect Director George W. | For | For | Mgmt |
| Broughton | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Wilford D. | For | For | Mgmt |
| Dimit | | | |
| Elect Director Richard | For | For | Mgmt |
| Ferguson | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
12/11/08 | Pericom Semiconductor | 713831105 | 10/15/08 | 3,600 |
| Corp. | | | |
| Elect Director Alex | For | For | Mgmt |
| Chiming Hui | | | |
| Elect Director Chi-Hung | For | For | Mgmt |
| Hui, Ph.D. | | | |
| Elect Director Hau L. Lee, | For | For | Mgmt |
| Ph.D. | | | |
| Elect Director Siu-Weng | For | For | Mgmt |
| Simon Wong, Ph.D. | | | |
| Elect Director Michael J. | For | For | Mgmt |
| Sophie | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
09/05/08 | Perini Corp. | 713839108 | 07/30/08 | 4,900 |
| Issue Shares in | For | For | Mgmt |
| Connection with | | | |
| Acquisition | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Elect Director Marilyn A. | For | For | Mgmt |
| Alexander | | | |
| Elect Director Peter Arkley | For | For | Mgmt |
| Elect Director Raymond R. | For | For | Mgmt |
| Oneglia | | | |
| Elect Director Donald D. | For | For | Mgmt |
| Snyder | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Adjourn Meeting | For | For | Mgmt |
05/28/09 | Perini Corp. | 713839108 | 03/31/09 | 5,000 |
| Elect Director Robert Band | For | For | Mgmt |
| Elect Director Robert L. | For | For | Mgmt |
| Miller | | | |
| Elect Director Michael R. | For | For | Mgmt |
| Klein | | | |
| Ratify Auditors | For | For | Mgmt |
| Change Company Name | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Approve Executive | For | For | Mgmt |
| Incentive Bonus Plan | | | |
05/13/09 | Perot Systems Corp. | 714265105 | 03/16/09 | 18,200 |
| Elect Director Ross Perot | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Ross Perot, | For | For | Mgmt |
| Jr. | | | |
| Elect Director Peter A. | For | For | Mgmt |
| Altabef | | | |
| Elect Director Steven | For | For | Mgmt |
| Blasnik | | | |
| Elect Director John S.T. | For | For | Mgmt |
| Gallagher | | | |
| Elect Director Carl Hahn | For | For | Mgmt |
| Elect Director DeSoto | For | Withhold | Mgmt |
| Jordan | | | |
| Elect Director Caroline | For | For | Mgmt |
| (Caz) Matthews | | | |
| Elect Director Thomas | For | For | Mgmt |
| Meurer | | | |
| Elect Director Cecil H. (C. | For | For | Mgmt |
| H.) Moore, Jr. | | | |
| Elect Director Anthony J. | For | For | Mgmt |
| Principi | | | |
| Elect Director Anuroop | For | For | Mgmt |
| (Tony) Singh | | | |
| Ratify Auditors | For | For | Mgmt |
11/04/08 | Perrigo Co. | 714290103 | 09/12/08 | 7,500 |
| Elect Director Moshe Arkin | For | For | Mgmt |
| Elect Director Gary K. | For | For | Mgmt |
| Kunkle, Jr. | | | |
| Elect Director Herman | For | For | Mgmt |
| Morris, Jr. | | | |
| Elect Director Ben-Zion | For | For | Mgmt |
| Zilberfarb | | | |
| Approve Executive | For | For | Mgmt |
| Incentive Bonus Plan | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
06/18/09 | Perry Ellis International, | 288853104 | 05/06/09 | 14,050 |
| Inc. | | | |
| Elect Director Oscar | For | For | Mgmt |
| Feldenkreis | | | |
| Elect Director Joe Arriola | For | For | Mgmt |
| Elect Director Joseph P. | For | For | Mgmt |
| Lacher | | | |
| Ratify Auditors | For | For | Mgmt |
05/01/09 | Phoenix Companies, Inc. | 71902E109 | 03/04/09 | 5,400 |
| Elect Director Peter C. | For | Withhold | Mgmt |
| Browning | | | |
| Elect Director Sanford | For | For | Mgmt |
| Cloud, Jr. | | | |
| Elect Director Gordon J. | For | For | Mgmt |
| Davis | | | |
| Elect Director Jerry J. | For | For | Mgmt |
| Jasinowski | | | |
| Elect Director Augustus K. | For | For | Mgmt |
| Oliver, II | | | |
| Ratify Auditors | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Amend Bundled | For | For | Mgmt |
| Compensation Plans | | | |
| Approve Reverse Stock | For | For | Mgmt |
| Split | | | |
03/06/09 | Piedmont Natural Gas Co., | 720186105 | 01/07/09 | 7,000 |
| Inc. | | | |
| Elect Director E. James | For | For | Mgmt |
| Burton | | | |
| Elect Director John W. | For | For | Mgmt |
| Harris | | | |
| Elect Director Aubrey B. | For | For | Mgmt |
| Harwell, Jr. | | | |
| Elect Director David E. Shi | For | For | Mgmt |
| Ratify Auditors | For | For | Mgmt |
| Declassify the Board of | For | For | Mgmt |
| Directors | | | |
05/15/09 | Pioneer Drilling Company | 723655106 | 03/31/09 | 7,500 |
| Elect Director Wm. Stacy | For | For | Mgmt |
| Locke | | | |
| Elect Director C. John | For | For | Mgmt |
| Thompson | | | |
| Elect Director Scott D. | For | For | Mgmt |
| Urban | | | |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/07/09 | Piper Jaffray Cos | 724078100 | 03/10/09 | 2,700 |
| Elect Director Michael R. | For | For | Mgmt |
| Francis | | | |
| Elect Director B. Kristine | For | For | Mgmt |
| Johnson | | | |
| Elect Director Addison L. | For | For | Mgmt |
| Piper | | | |
| Elect Director Lisa K. | For | For | Mgmt |
| Polsky | | | |
| Elect Director Jean M. | For | For | Mgmt |
| Taylor | | | |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
07/23/08 | Plantronics, Inc. | 727493108 | 05/26/08 | 8,000 |
| Elect Director Marv Tseu | For | For | Mgmt |
| Elect Director Ken | For | For | Mgmt |
| Kannappan | | | |
| Elect Director Brian | For | For | Mgmt |
| Dexheimer | | | |
| Elect Director Gregg | For | For | Mgmt |
| Hammann | | | |
| Elect Director John Hart | For | For | Mgmt |
| Elect Director Marshall | For | For | Mgmt |
| Mohr | | | |
| Elect Director Roger Wery | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Amend Qualified | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Employee Stock Purchase | | | | |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/29/09 | PLATINUM UNDERWRITERS G7127P100 | | 03/16/09 | 25,100 |
| HOLDINGS LTD | | | | |
| Elect H. Furlong Baldwin | | For | For | Mgmt |
| as Director | | | | |
| Elect Dan R. Carmichael | | For | For | Mgmt |
| as Director | | | | |
| Elect A. John Hass as | | For | For | Mgmt |
| Director | | | | |
| Elect Edmund R. Megna as | | For | For | Mgmt |
| Director | | | | |
| Elect Michael D. Price as | | For | For | Mgmt |
| Director | | | | |
| Elect Peter T. Pruitt as | | For | For | Mgmt |
| Director | | | | |
| Elect James P. Slattery as | | For | For | Mgmt |
| Director | | | | |
| Approve KPMG as Auditors | | For | For | Mgmt |
| and Authorize Board to Fix | | | | |
| Their Remuneration | | | | |
02/04/09 | Plexus Corp. | 729132100 | | 12/01/08 | 3,800 |
| Elect Director Ralf R. Boer | | For | Withhold | Mgmt |
| Elect Director Stephen P. | | For | Withhold | Mgmt |
| Cortinovis | | | | |
| Elect Director David J. | | For | Withhold | Mgmt |
| Drury | | | | |
| Elect Director Dean A. | | For | Withhold | Mgmt |
| Foate | | | | |
| Elect Director Peter Kelly | | For | Withhold | Mgmt |
| Elect Director John L. | | For | Withhold | Mgmt |
| Nussbaum | | | | |
| Elect Director Michael V. | | For | Withhold | Mgmt |
| Schrock | | | | |
| Elect Director Dr. Charles | | For | Withhold | Mgmt |
| M. Strother | | | | |
| Elect Director Mary A. | | For | Withhold | Mgmt |
| Winston | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/06/09 | PMA Capital Corp. | 693419202 | | 03/11/09 | 36,000 |
| Elect Director Vincent T. | | For | For | Mgmt |
| Donnelly | | | | |
| Elect Director John D. | | For | For | Mgmt |
| Rollins | | | | |
| Elect Director Neal C. | | For | For | Mgmt |
| Schneider | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/29/09 | PMC-Sierra, Inc. | 69344F106 | | 03/02/09 | 54,100 |
| Elect Director Robert L. | | For | For | Mgmt |
| Bailey | | | | |
| Elect Director Richard E. | | For | For | Mgmt |
| Belluzzo | | | | |
| Elect Director James V. | | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Diller, Sr. | | | |
| Elect Director Michael R. | For | For | Mgmt |
| Farese | | | |
| Elect Director Jonathan J. | For | For | Mgmt |
| Judge | | | |
| Elect Director William H. | For | For | Mgmt |
| Kurtz | | | |
| Elect Director Gregory S. | For | For | Mgmt |
| Lang | | | |
| Elect Director Frank J. | For | For | Mgmt |
| Marshall | | | |
| Ratify Auditors | For | For | Mgmt |
| Performance-Based Equity | Against | Against | ShrHoldr |
| Awards | | | |
05/27/09 | Polycom, Inc. | 73172K104 | 04/10/09 | 5,100 |
| Elect Director Robert C. | For | For | Mgmt |
| Hagerty | | | |
| Elect Director Michael R. | For | For | Mgmt |
| Kourey | | | |
| Elect Director Betsy S. | For | For | Mgmt |
| Atkins | | | |
| Elect Director David G. | For | For | Mgmt |
| Dewalt | | | |
| Elect Director John A. | For | For | Mgmt |
| Kelley, Jr. | | | |
| Elect Director D. Scott | For | For | Mgmt |
| Mercer | | | |
| Elect Director William A. | For | For | Mgmt |
| Owens | | | |
| Elect Director Kevin T. | For | For | Mgmt |
| Parker | | | |
| Approve Option Exchange | For | For | Mgmt |
| Program | | | |
| Ratify Auditors | For | For | Mgmt |
05/13/09 | Portland General Electric | 736508847 | 03/06/09 | 55,100 |
| Co. | | | |
| Elect Director John W. | For | For | Mgmt |
| Ballantine | | | |
| Elect Director Rodney L. | For | For | Mgmt |
| Brown, Jr. | | | |
| Elect Director David A. | For | For | Mgmt |
| Dietzler | | | |
| Elect Director Peggy Y. | For | For | Mgmt |
| Fowler | | | |
| Elect Director Mark B. | For | For | Mgmt |
| Ganz | | | |
| Elect Director Corbin A. | For | For | Mgmt |
| McNeill, Jr. | | | |
| Elect Director Neil J. | For | For | Mgmt |
| Nelson | | | |
| Elect Director M. Lee | For | For | Mgmt |
| Pelton | | | |
| Elect Director James J. | For | For | Mgmt |
| Piro | | | |
| Elect Director Robert T. F. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Reid | | | |
| Ratify Auditors | For | For | Mgmt |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
08/12/08 | Powerwave Technologies, | 739363109 | 06/27/08 | 2,617 |
| Inc. | | | |
| Elect Director Moiz M. | For | For | Mgmt |
| Beguwala | | | |
| Elect Director Ken J. | For | For | Mgmt |
| Bradley | | | |
| Elect Director Ronald J. | For | For | Mgmt |
| Buschur | | | |
| Elect Director John L. | For | For | Mgmt |
| Clendenin | | | |
| Elect Director David L. | For | For | Mgmt |
| George | | | |
| Elect Director Eugene L. | For | For | Mgmt |
| Goda | | | |
| Elect Director Carl W. | For | For | Mgmt |
| Neun | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
06/10/09 | Premiere Global Services, | 740585104 | 04/02/09 | 23,400 |
| Inc. | | | |
| Elect Director Boland T. | For | For | Mgmt |
| Jones | | | |
| Elect Director Jeffrey T. | For | For | Mgmt |
| Arnold | | | |
| Elect Director Wilkie S. | For | For | Mgmt |
| Colyer | | | |
| Elect Director John R. | For | For | Mgmt |
| Harris | | | |
| Elect Director W. Steven | For | For | Mgmt |
| Jones | | | |
| Elect Director Raymond H. | For | For | Mgmt |
| Pirtle, Jr. | | | |
| Elect Director J. Walker | For | For | Mgmt |
| Smith, Jr. | | | |
| Ratify Auditors | For | For | Mgmt |
08/05/08 | Prestige Brands Holdings | 74112D101 | 06/09/08 | 2,100 |
| Inc | | | |
| Elect Director Mark Pettie | For | For | Mgmt |
| Elect Director L. Dick Buell | For | For | Mgmt |
| Elect Director John E. | For | For | Mgmt |
| Byom | | | |
| Elect Director Gary E. | For | For | Mgmt |
| Costley | | | |
| Elect Director David A. | For | For | Mgmt |
| Donnini | | | |
| Elect Director Ronald | For | For | Mgmt |
| Gordon | | | |
| Elect Director Vincent J. | For | For | Mgmt |
| Hemmer | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Elect Director Patrick | | For | For | Mgmt |
| Lonergan | | | | |
| Elect Director Peter C. | | For | For | Mgmt |
| Mann | | | | |
| Elect Director Raymond P. | | For | For | Mgmt |
| Silcock | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/20/09 | Proassurance Corp | 74267C106 | | 03/31/09 | 2,500 |
| Elect Director Jerry D. | | For | For | Mgmt |
| Brant | | | | |
| Elect Director John J. | | For | For | Mgmt |
| McMahon | | | | |
| Elect Director William H. | | For | For | Mgmt |
| Woodhams | | | | |
| Elect Director Wilfred W. | | For | For | Mgmt |
| Yeargan, Jr. | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/12/09 | Progress Software Corp. | 743312100 | | 03/16/09 | 6,300 |
| Fix Number of Directors at | | For | For | Mgmt |
| Six | | | | |
| Elect Director Barry N. | | For | For | Mgmt |
| Bycoff | | | | |
| Elect Director Ram Gupta | | For | For | Mgmt |
| Elect Director Charles F. | | For | For | Mgmt |
| Kane | | | | |
| Elect Director David A. | | For | For | Mgmt |
| Krall | | | | |
| Elect Director Michael L. | | For | For | Mgmt |
| Mark | | | | |
| Elect Director Richard D. | | For | For | Mgmt |
| Reidy | | | | |
| Amend Qualified | | For | For | Mgmt |
| Employee Stock Purchase | | | | |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
02/12/09 | Prospect Capital Corp. | 74348T102 | | 10/15/08 | 10,300 |
| Elect Director Graham | | For | For | Mgmt |
| D.S. Anderson | | | | |
| Elect Director Eugene S. | | For | For | Mgmt |
| Stark | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Approve Sale of Common | | For | For | Mgmt |
| Shares Below Net Asset | | | | |
| Value | | | | |
| Approve Issuance of | | For | For | Mgmt |
| Warrants/Convertible | | | | |
| Debentures | | | | |
04/21/09 | Prosperity Bancshares, Inc. 743606105 | | 03/12/09 | 10,500 |
| Elect Director James A. | | For | For | Mgmt |
| Bouligny | | | | |
| Elect Director Robert | | For | For | Mgmt |
| Steelhammer | | | | |
| Elect Director .E. Timanus, | | For | For | Mgmt |
| Jr | | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Elect Director Ervan E. | | For | For | Mgmt |
| Zouzalik | | | | |
| Ratify Auditors | | For | For | Mgmt |
11/09/08 | Protalix BioTherapeutics, | 74365A101 | | 10/02/08 | 9,800 |
| Inc. | | | | |
| Elect Director Eli Hurvitz | | For | For | Mgmt |
| Elect Director David | | For | For | Mgmt |
| Aviezer | | | | |
| Elect Director Yoseph | | For | For | Mgmt |
| Shaaltiel | | | | |
| Elect Director Alfred | | For | For | Mgmt |
| Akirov | | | | |
| Elect Director Amos Bar- | | For | For | Mgmt |
| Shalev | | | | |
| Elect Director Zeev | | For | Withhold | Mgmt |
| Bronfeld | | | | |
| Elect Director Yodfat Harel | | For | For | Mgmt |
| Gross | | | | |
| Elect Director R.D. | | For | For | Mgmt |
| Kornberg | | | | |
| Elect Director Eyal | | For | For | Mgmt |
| Sheratzky | | | | |
| Elect Director Sharon | | For | For | Mgmt |
| Toussia-Cohen | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/08/09 | Provident Bankshares Corp. 743859100 | �� | 02/12/09 | 16,200 |
| Approve Merger | | For | For | Mgmt |
| Agreement | | | | |
| Adjourn Meeting | | For | For | Mgmt |
04/22/09 | Provident Financial | 74386T105 | | 03/02/09 | 18,100 |
| Services, Inc. | | | | |
| Elect Director Geoffrey M. | | For | For | Mgmt |
| Connor | | | | |
| Elect Director Christopher | | For | For | Mgmt |
| Martin | | | | |
| Elect Director Edward | | For | For | Mgmt |
| O'Donnell | | | | |
| Elect Director Jeffries | | For | For | Mgmt |
| Shein | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/04/09 | PS Business Parks, Inc. | 69360J107 | | 03/06/09 | 1,100 |
| Elect Director Ronald L. | | For | For | Mgmt |
| Havner, Jr | | | | |
| Elect Director Joseph D. | | For | For | Mgmt |
| Russell, Jr. | | | | |
| Elect Director R. Wesley | | For | For | Mgmt |
| Burns | | | | |
| Elect Director Jennifer H. | | For | For | Mgmt |
| Dunbar | | | | |
| Elect Director Arthur M. | | For | For | Mgmt |
| Friedman | | | | |
| Elect Director James H. | | For | For | Mgmt |
| Kropp | | | | |
| Elect Director Harvey | | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Lenkin | | | |
| Elect Director Michael V. | For | For | Mgmt |
| McGee | | | |
| Elect Director Alan K. | For | For | Mgmt |
| Pribble | | | |
| Ratify Auditors | For | For | Mgmt |
05/19/09 | Psychiatric Solutions, Inc. | 74439H108 | 03/26/09 | 6,800 |
| Elect Director Christopher | For | For | Mgmt |
| Grant, Jr. | | | |
| Elect Director David M. Dill | For | For | Mgmt |
| Amend Non-Employee | For | For | Mgmt |
| Director Omnibus Stock | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
02/26/09 | Quanex Building Products | 747619104 | 01/05/09 | 16,250 |
| Corporation | | | |
| Elect Director Donald G. | For | Withhold | Mgmt |
| Barger, Jr. | | | |
| Elect Director David D. | For | For | Mgmt |
| Petratis | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
08/19/08 | Quantum Corp. | 747906204 | 06/20/08 | 70,400 |
| Elect Director Paul R. Auvil | For | For | Mgmt |
| III | | | |
| Elect Director Richard E. | For | For | Mgmt |
| Belluzzo | | | |
| Elect Director Michael A. | For | Withhold | Mgmt |
| Brown | | | |
| Elect Director Thomas S. | For | For | Mgmt |
| Buchsbaum | | | |
| Elect Director Edward M. | For | For | Mgmt |
| Esber, Jr. | | | |
| Elect Director Elizabeth A. | For | Withhold | Mgmt |
| Fetter | | | |
| Elect Director Joseph A. | For | Withhold | Mgmt |
| Marengi | | | |
| Elect Director Bruce A. | For | For | Mgmt |
| Pasternack | | | |
| Elect Director Dennis P. | For | For | Mgmt |
| Wolf | | | |
| Approve Reverse Stock | For | For | Mgmt |
| Split | | | |
02/13/09 | Quest Software, Inc. | 74834T103 | 12/31/08 | 6,400 |
| Change State of | For | Against | Mgmt |
| Incorporation from | | | |
| California to Delaware | | | |
| Adjourn Meeting | For | For | Mgmt |
06/04/09 | Quest Software, Inc. | 74834T103 | 04/27/09 | 6,400 |
| Elect Director Vincent C. | For | For | Mgmt |
| Smith | | | |
| Elect Director Raymond J. | For | For | Mgmt |
| Lane | | | |
| Elect Director Douglas F. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Garn | | | |
| Elect Director Augustine L. | For | For | Mgmt |
| Nieto II | | | |
| Elect Director Kevin M. | For | For | Mgmt |
| Klausmeyer | | | |
| Elect Director Paul A. | For | For | Mgmt |
| Sallaberry | | | |
| Elect Director H. John | For | For | Mgmt |
| Dirks | | | |
| Ratify Auditors | For | For | Mgmt |
03/25/09 | Quiksilver, Inc. | 74838C106 | 01/30/09 | 5,100 |
| Elect Director Douglas K. | For | For | Mgmt |
| Ammerman | | | |
| Elect Director William M. | For | For | Mgmt |
| Barnum, Jr. | | | |
| Elect Director Charles E. | For | For | Mgmt |
| Crowe | | | |
| Elect Director James G. | For | For | Mgmt |
| Ellis | | | |
| Elect Director Charles S. | For | For | Mgmt |
| Exon | | | |
| Elect Director Robert B. | For | For | Mgmt |
| McKnight, Jr. | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
07/17/08 | Ralcorp Holdings, Inc. | 751028101 | 06/13/08 | 4,100 |
| Issue Shares in | For | For | Mgmt |
| Connection with | | | |
| Acquisition | | | |
| Adjourn Meeting | For | For | Mgmt |
01/27/09 | Ralcorp Holdings, Inc. | 751028101 | 11/21/08 | 7,600 |
| Elect Director David R. | For | For | Mgmt |
| Banks | | | |
| Elect Director Jack W. | For | For | Mgmt |
| Goodall | | | |
| Elect Director Joe R. | For | For | Mgmt |
| Micheletto | | | |
| Elect Director David P. | For | For | Mgmt |
| Skarie | | | |
| Ratify Auditors | For | For | Mgmt |
05/07/09 | RC2 CORP | 749388104 | 03/10/09 | 8,000 |
| Elect Director Robert E. | For | For | Mgmt |
| Dods | | | |
| Elect Director Curtis W. | For | For | Mgmt |
| Stoelting | | | |
| Elect Director John S. | For | For | Mgmt |
| Bakalar | | | |
| Elect Director John J. | For | Against | Mgmt |
| Vosicky | | | |
| Elect Director Paul E. | For | For | Mgmt |
| Purcell | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Daniel M. | For | For | Mgmt |
| Wright | | | |
| Elect Director Thomas M. | For | Against | Mgmt |
| Collinger | | | |
| Elect Director Michael J. | For | Against | Mgmt |
| Merriman, Jr. | | | |
| Elect Director Linda A. | For | For | Mgmt |
| Huett | | | |
| Elect Director Peter J. | For | For | Mgmt |
| Henseler | | | |
| Ratify Auditors | For | For | Mgmt |
04/27/09 | Regal-Beloit Corp. | 758750103 | 03/04/09 | 11,600 |
| Elect Director G. Frederick | For | For | Mgmt |
| Kasten, Jr. | | | |
| Elect Director Henry W. | For | For | Mgmt |
| Knueppel | | | |
| Elect Director Dean A. | For | For | Mgmt |
| Foate | | | |
| Ratify Auditors | For | For | Mgmt |
10/23/08 | Regis Corp. | 758932107 | 08/26/08 | 5,900 |
| Elect Director Rolf F. | For | For | Mgmt |
| Bjelland | | | |
| Elect Director Paul D. | For | For | Mgmt |
| Finkelstein | | | |
| Elect Director Thomas L. | For | For | Mgmt |
| Gregory | | | |
| Elect Director Van Zandt | For | For | Mgmt |
| Hawn | | | |
| Elect Director Susan S. | For | For | Mgmt |
| Hoyt | | | |
| Elect Director David B. | For | For | Mgmt |
| Kunin | | | |
| Elect Director Stephen | For | For | Mgmt |
| Watson | | | |
| Ratify Auditors | For | For | Mgmt |
| Other Business | For | For | Mgmt |
05/05/09 | RehabCare Group, Inc. | 759148109 | 03/05/09 | 3,900 |
| Elect Director Colleen | For | For | Mgmt |
| Conway-Welch | | | |
| Elect Director Christopher | For | For | Mgmt |
| T. Hjelm | | | |
| Elect Director Anthony S. | For | For | Mgmt |
| Piszel | | | |
| Elect Director Suzan L. | For | For | Mgmt |
| Rayner | | | |
| Elect Director Harry E. | For | For | Mgmt |
| Rich | | | |
| Elect Director John H. | For | For | Mgmt |
| Short | | | |
| Elect Director Larry | For | For | Mgmt |
| Warren | | | |
| Elect Director Theodore M. | For | For | Mgmt |
| Wight | | | |
| Ratify Auditors | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
04/21/09 | Renasant Corp | 75970E107 | 02/25/09 | 8,350 |
| Elect Director George H. | For | For | Mgmt |
| Booth, II | | | |
| Elect Director Frank B. | For | For | Mgmt |
| Brooks | | | |
| Elect Director Albert J. | For | For | Mgmt |
| Dale, III | | | |
| Elect Director John T. Foy | For | For | Mgmt |
| Elect Director T. Michael | For | For | Mgmt |
| Glenn | | | |
| Elect Director Jack C. | For | For | Mgmt |
| Johnson | | | |
| Ratify Auditors | For | For | Mgmt |
05/14/09 | Rent-A-Center, Inc. | 76009N100 | 03/16/09 | 47,900 |
| Elect Director Michael J. | For | For | Mgmt |
| Gade | | | |
| Elect Director J.V. Lentell | For | For | Mgmt |
| Ratify Auditors | For | For | Mgmt |
06/08/09 | Republic Airways Holdings | 760276105 | 04/30/09 | 37,200 |
| Inc | | | |
| Elect Director Bryan K. | For | For | Mgmt |
| Bedford | | | |
| Elect Director Lawrence J. | For | For | Mgmt |
| Cohen | | | |
| Elect Director Douglas J. | For | For | Mgmt |
| Lambert | | | |
| Elect Director Mark E. | For | For | Mgmt |
| Landesman | | | |
| Elect Director Mark L. | For | For | Mgmt |
| Plaumann | | | |
| Ratify Auditors | For | For | Mgmt |
04/23/09 | Republic Bancorp, Inc. KY | 760281204 | 02/17/09 | 5,235 |
| Elect Director Craig A. | For | Withhold | Mgmt |
| Greenberg | | | |
| Elect Director Michael T. | For | For | Mgmt |
| Rust | | | |
| Elect Director Sandra | For | For | Mgmt |
| Metts Snowden | | | |
| Elect Director R. Wayne | For | For | Mgmt |
| Stratton | | | |
| Elect Director Susan Stout | For | For | Mgmt |
| Tamme | | | |
| Elect Director Bernard M. | For | Withhold | Mgmt |
| Trager | | | |
| Elect Director A. Scott | For | Withhold | Mgmt |
| Trager | | | |
| Elect Director Steven E. | For | Withhold | Mgmt |
| Trager | | | |
| Ratify Auditors | For | For | Mgmt |
06/26/09 | Res-Care, Inc. | 760943100 | 04/17/09 | 13,500 |
| Elect Director James H. | For | For | Mgmt |
| Bloem | | | |
| Elect Director Steven S. | For | Withhold | Mgmt |
| Reed | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Ratify Auditors | For | For | Mgmt |
06/09/09 | Resource Capital Corp. | 76120W302 | 04/22/09 | 10,800 |
| Elect Director Walter T. | For | For | Mgmt |
| Beach | | | |
| Elect Director Edward E. | For | For | Mgmt |
| Cohen | | | |
| Elect Director Jonathan Z. | For | For | Mgmt |
| Cohen | | | |
| Elect Director William B. | For | For | Mgmt |
| Hart | | | |
| Elect Director Gary | For | For | Mgmt |
| Ickowicz | | | |
| Elect Director Murray S. | For | For | Mgmt |
| Levin | | | |
| Elect Director P. Sherrill | For | For | Mgmt |
| Neff | | | |
| Other Business | For | For | Mgmt |
07/30/08 | RF Micro Devices, Inc. | 749941100 | 05/27/08 | 3,433 |
| Elect Director Dr. Albert E. | For | For | Mgmt |
| Paladino | | | |
| Elect Director Robert A. | For | For | Mgmt |
| Bruggeworth | | | |
| Elect Director Daniel A. | For | For | Mgmt |
| DiLeo | | | |
| Elect Director Jeffery R. | For | For | Mgmt |
| Gardner | | | |
| Elect Director John R. | For | For | Mgmt |
| Harding | | | |
| Elect Director Casimir S. | For | For | Mgmt |
| Skrzypczak | | | |
| Elect Director Erik H. Van | For | For | Mgmt |
| Der Kaay | | | |
| Elect Director W.H. | For | For | Mgmt |
| Wilkinson, Jr. | | | |
| Ratify Auditors | For | For | Mgmt |
05/07/09 | RLI Corp. | 749607107 | 03/09/09 | 1,400 |
| Elect Director Kaj Ahlmann | For | For | Mgmt |
| Elect Director Charles M. | For | For | Mgmt |
| Linke | | | |
| Elect Director Jonathan E. | For | For | Mgmt |
| Michael | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Ratify Auditors | For | For | Mgmt |
01/30/09 | Rock-Tenn Company | 772739207 | 11/28/08 | 20,000 |
| Elect Director John D. | For | For | Mgmt |
| Hopkins | | | |
| Elect Director James A. | For | For | Mgmt |
| Rubright | | | |
| Elect Director Bettina M. | For | For | Mgmt |
| Whyte | | | |
| Elect Director James E. | For | For | Mgmt |
| Young | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
04/23/09 | Rockwood Holdings, Inc. | 774415103 | 03/04/09 | 11,100 |
| Elect Director Nance K. | For | For | Mgmt |
| Dicciani | | | |
| Elect Director J. Kent | For | Withhold | Mgmt |
| Masters | | | |
| Ratify Auditors | For | For | Mgmt |
| Approve Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
| Approve Executive | For | For | Mgmt |
| Incentive Bonus Plan | | | |
05/08/09 | Rosetta Resources Inc | 777779307 | 03/26/09 | 4,200 |
| Elect Director Randy L. | For | For | Mgmt |
| Limbacher | | | |
| Elect Director D. Henry | For | Withhold | Mgmt |
| Houston | | | |
| Elect Director Richard W. | For | Withhold | Mgmt |
| Beckler | | | |
| Elect Director Donald D. | For | Withhold | Mgmt |
| Patteson, Jr. | | | |
| Elect Director Josiah O. | For | Withhold | Mgmt |
| Low III | | | |
| Elect Director Philip L. | For | For | Mgmt |
| Frederickson | | | |
| Elect Director Matthew D. | For | For | Mgmt |
| Fitzgerald | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
04/28/09 | RPC, Inc. | 749660106 | 02/27/09 | 7,562 |
| Elect Director Richard A. | For | Withhold | Mgmt |
| Hubbell | | | |
| Elect Director Linda H. | For | Withhold | Mgmt |
| Graham | | | |
| Elect Director Bill J. | For | For | Mgmt |
| Dismuke | | | |
| Elect Director Larry L. | For | For | Mgmt |
| Prince | | | |
02/19/09 | Ruddick Corporation | 781258108 | 12/12/08 | 3,200 |
| Elect Director John R. Belk | For | For | Mgmt |
| Elect Director John P. | For | For | Mgmt |
| Derham Cato | | | |
| Elect Director Alan T. | For | For | Mgmt |
| Dickson | | | |
| Elect Director Thomas W. | For | For | Mgmt |
| Dickson | | | |
| Elect Director James E.S. | For | For | Mgmt |
| Hynes | | | |
| Elect Director Anna | For | For | Mgmt |
| Spangler Nelson | | | |
| Elect Director Bailey W. | For | For | Mgmt |
| Patrick | | | |
| Elect Director Robert H. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Spilman, Jr. | | | |
| Elect Director Harold C. | For | For | Mgmt |
| Stowe | | | |
| Elect Director Isaiah | For | For | Mgmt |
| Tidwell | | | |
| Elect Director William C. | For | For | Mgmt |
| Warden, Jr. | | | |
| Ratify Auditors | For | For | Mgmt |
04/20/09 | S&T Bancorp, Inc. | 783859101 | 03/06/09 | 7,200 |
| Elect Director John N. | For | For | Mgmt |
| Brenzia | | | |
| Elect Director John J. | For | For | Mgmt |
| Delaney | | | |
| Elect Director Michael J. | For | For | Mgmt |
| Donnelly | | | |
| Elect Director Frank W. | For | For | Mgmt |
| Jones | | | |
| Elect Director Alan | For | Withhold | Mgmt |
| Papernick | | | |
| Elect Director Robert | For | For | Mgmt |
| Rebich, Jr. | | | |
| Elect Director Christine J. | For | Withhold | Mgmt |
| Toretti | | | |
| Elect Director Charles G. | For | For | Mgmt |
| Urtin | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Other Business | For | For | Mgmt |
05/18/09 | Safety Insurance Group, | 78648T100 | 04/01/09 | 12,500 |
| Inc. | | | |
| Elect Director Peter J. | For | For | Mgmt |
| Manning | | | |
| Elect Director David K. | For | For | Mgmt |
| McKown | | | |
| Ratify Auditors | For | For | Mgmt |
01/26/09 | Sanmina-SCI Corp. | 800907107 | 12/04/08 | 112,600 |
| Elect Director Neil R. | For | For | Mgmt |
| Bonke | | | |
| Elect Director Alain Couder | For | For | Mgmt |
| Elect Director John P. | For | For | Mgmt |
| Goldsberry | | | |
| Elect Director Joseph G. | For | For | Mgmt |
| Licata, Jr. | | | |
| Elect Director Mario M. | For | For | Mgmt |
| Rosati | | | |
| Elect Director A. Eugene | For | For | Mgmt |
| Sapp, Jr. | | | |
| Elect Director Wayne | For | For | Mgmt |
| Shortridge | | | |
| Elect Director Jure Sola | For | For | Mgmt |
| Elect Director Jackie M. | For | For | Mgmt |
| Ward | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Ratify Auditors | For | For | Mgmt |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
04/24/09 | Saul Centers, Inc. | 804395101 | 03/12/09 | 8,900 |
| Elect Director Philip D. | For | For | Mgmt |
| Caraci | | | |
| Elect Director Gilbert M. | For | For | Mgmt |
| Grosvenor | | | |
| Elect Director Philip C. | For | For | Mgmt |
| Jackson, Jr. | | | |
| Elect Director David B. | For | For | Mgmt |
| Kay | | | |
| Elect Director Mark | For | For | Mgmt |
| Sullivan III | | | |
| Ratify Auditors | For | For | Mgmt |
| Other Business | For | For | Mgmt |
12/30/08 | SCBT Financial Corp. | 78401V102 | 11/17/08 | 1,102 |
| Authorize New Class of | For | For | Mgmt |
| Preferred Stock | | | |
| Adjourn Meeting | For | For | Mgmt |
04/28/09 | SCBT Financial Corp. | 78401V102 | 03/13/09 | 1,102 |
| Elect Director Dalton B. | For | Withhold | Mgmt |
| Floyd, Jr | | | |
| Elect Director M. Oswald | For | For | Mgmt |
| Fogle | | | |
| Elect Director Dwight W. | For | For | Mgmt |
| Frierson | | | |
| Elect Director Thomas E. | For | Withhold | Mgmt |
| Suggs | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
09/24/08 | Scholastic Corp. | 807066105 | 08/01/08 | 11,300 |
| Elect Director James W. | For | For | Mgmt |
| Barge | | | |
| Elect Director John G. | For | For | Mgmt |
| Mcdonald | | | |
04/23/09 | Schweitzer-Mauduit | 808541106 | 02/26/09 | 12,900 |
| International Inc. | | | |
| Elect Director K. C. | For | For | Mgmt |
| Caldabaugh | | | |
| Elect Director William A. | For | For | Mgmt |
| Finn | | | |
| Approve Executive | For | For | Mgmt |
| Incentive Bonus Plan | | | |
05/19/09 | SeaBright Insurance | 811656107 | 03/24/09 | 8,500 |
| Holdings, Inc. | | | |
| Elect Director John G. | For | For | Mgmt |
| Pasqualetto | | | |
| Elect Director Peter Y. | For | For | Mgmt |
| Chung | | | |
| Elect Director Joseph A. | For | For | Mgmt |
| Edwards | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director William M. | For | For | Mgmt |
| Feldman | | | |
| Elect Director Mural R. | For | For | Mgmt |
| Josephson | | | |
| Elect Director George M. | For | For | Mgmt |
| Morvis | | | |
| Elect Director Michael D. | For | For | Mgmt |
| Rice | | | |
| Ratify Auditors | For | For | Mgmt |
05/15/09 | Seattle Genetics, Inc. | 812578102 | 03/23/09 | 5,600 |
| Elect Director Clay B. | For | For | Mgmt |
| Siegall | | | |
| Elect Director Felix Baker | For | For | Mgmt |
| Elect Director Daniel F. | For | Withhold | Mgmt |
| Hoth | | | |
| Approve Issuance of | For | For | Mgmt |
| Shares for a Private | | | |
| Placement | | | |
| Ratify Auditors | For | For | Mgmt |
04/29/09 | Selective Insurance Group, | 816300107 | 03/09/09 | 18,800 |
| Inc. | | | |
| Elect Director A. David | For | For | Mgmt |
| Brown | | | |
| Elect Director S. Griffin | For | For | Mgmt |
| McClellan | | | |
| Elect Director J. Brian | For | For | Mgmt |
| Thebault | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
| Declassify the Board of | For | For | ShrHoldr |
| Directors | | | |
06/25/09 | Semtech Corp. | 816850101 | 05/01/09 | 8,000 |
| Elect Director Glen M. | For | For | Mgmt |
| Antle | | | |
| Elect Director W. Dean | For | For | Mgmt |
| Baker | | | |
| Elect Director James P. | For | For | Mgmt |
| Burra | | | |
| Elect Director Bruce C. | For | For | Mgmt |
| Edwards | | | |
| Elect Director Rockell N. | For | For | Mgmt |
| Hankin | | | |
| Elect Director James T. | For | For | Mgmt |
| Lindstrom | | | |
| Elect Director Mohan R. | For | For | Mgmt |
| Maheswaran | | | |
| Elect Director John L. | For | For | Mgmt |
| Piotrowski | | | |
| Elect Director James T. | For | For | Mgmt |
| Schraith | | | |
| Ratify Auditors | For | For | Mgmt |
05/18/09 | Senior Housing Properties | 81721M109 | 03/17/09 | 43,700 |
| Trust | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Elect Director Jeffrey P. | | For | For | Mgmt |
| Somers | | | | |
| Elect Director Barry M. | | For | For | Mgmt |
| Portnoy | | | | |
04/23/09 | Sensient Technologies Corp. 81725T100 | | 02/27/09 | 19,800 |
| Elect Director Hank Brown | | For | For | Mgmt |
| Elect Director Fergus M. | | For | Withhold | Mgmt |
| Clydesdale | | | | |
| Elect Director James A. D. | | For | Withhold | Mgmt |
| Croft | | | | |
| Elect Director William V. | | For | For | Mgmt |
| Hickey | | | | |
| Elect Director Kenneth P. | | For | For | Mgmt |
| Manning | | | | |
| Elect Director Peter M. | | For | For | Mgmt |
| Salmon | | | | |
| Elect Director Elaine R. | | For | For | Mgmt |
| Wedral | | | | |
| Elect Director Essie | | For | Withhold | Mgmt |
| Whitelaw | | | | |
| Amend Executive | | For | For | Mgmt |
| Incentive Bonus Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/09/09 | Shoe Carnival, Inc. | 824889109 | | 04/09/09 | 8,800 |
| Elect Director William E. | | For | For | Mgmt |
| Bindley | | | | |
| Elect Director Kent A. | | For | For | Mgmt |
| Kleeberger | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/29/09 | Shore Bancshares, Inc. | 825107105 | | 03/12/09 | 1,100 |
| Elect Director Lloyd L. | | For | For | Mgmt |
| Beatty, Jr. | | | | |
| Elect Director Paul M. | | For | For | Mgmt |
| Bowman | | | | |
| Elect Director Jerry F. | | For | For | Mgmt |
| Pierson | | | | |
| Elect Director W. | | For | For | Mgmt |
| Moorhead Vermilye | | | | |
| Elect Director James A. | | For | For | Mgmt |
| Judge | | | | |
| Elect Director John H. | | For | For | Mgmt |
| Wilson | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officers' | | | | |
| Compensation | | | | |
11/13/08 | SI International, Inc. | 78427V102 | | 10/06/08 | 3,100 |
| Approve Merger | | For | For | Mgmt |
| Agreement | | | | |
| Adjourn Meeting | | For | For | Mgmt |
06/23/09 | Sierra Bancorp | 82620P102 | | 03/30/09 | 4,800 |
| Elect Director Albert L. | | For | For | Mgmt |
| Berra | | | | |
| Elect Director Vincent L. | | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Jurkovich | | | | |
| Elect Director Robert H. | | For | For | Mgmt |
| Tienken | | | | |
| Elect Director Gordon T. | | For | For | Mgmt |
| Woods | | | | |
| Authorize New Class of | | For | Against | Mgmt |
| Preferred Stock | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/26/09 | Silgan Holdings Inc. | 827048109 | | 04/09/09 | 9,700 |
| Elect Director Anthony J. | | For | Withhold | Mgmt |
| Allott | | | | |
| Elect Director Jeffrey C. | | For | For | Mgmt |
| Crowe | | | | |
| Elect Director Edward A. | | For | For | Mgmt |
| Lapekas | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/23/09 | Silicon Storage Technology, 827057100 | | 04/27/09 | 9,100 |
| Inc. | | | | |
| Elect Director Bing Yeh | | For | For | Mgmt |
| Elect Director Yaw Wen | | For | For | Mgmt |
| Hu | | | | |
| Elect Director Ronald | | For | For | Mgmt |
| Chwang | | | | |
| Elect Director Terry M. | | For | For | Mgmt |
| Nickerson | | | | |
| Elect Director Bryant R. | | For | Withhold | Mgmt |
| Riley | | | | |
| Elect Director Edward | | For | For | Mgmt |
| Yao-Wu Yang | | | | |
| Approve Qualified | | For | For | Mgmt |
| Employee Stock Purchase | | | | |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
02/27/09 | Simmons First National | 828730200 | | 12/17/08 | 4,100 |
| Corp. | | | | |
| Authorize New Class of | | For | For | Mgmt |
| Preferred Stock | | | | |
| Approve Issuance of | | For | For | Mgmt |
| Warrants/Convertible | | | | |
| Debentures | | | | |
04/21/09 | Simmons First National | 828730200 | | 02/23/09 | 3,900 |
| Corp. | | | | |
| Fix Number of Directors at | | For | For | Mgmt |
| Nine | | | | |
| Elect Director William E. | | For | Withhold | Mgmt |
| Clark, II | | | | |
| Elect Director George A. | | For | For | Mgmt |
| Makris, Jr. | | | | |
| Elect Director Stanley E. | | For | For | Mgmt |
| Reed | | | | |
| Elect Director Steven A. | | For | For | Mgmt |
| Cosse' | | | | |
| Elect Director J. Thomas | | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| May | | | |
| Elect Director Harry L. | For | For | Mgmt |
| Ryburn | | | |
| Elect Director Edward | For | For | Mgmt |
| Drilling | | | |
| Elect Director W. Scott | For | For | Mgmt |
| McGeorge | | | |
| Elect Director Robert L. | For | For | Mgmt |
| Shoptaw | | | |
| Advisory Vote to Ratify | For | Against | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Ratify Auditors | For | For | Mgmt |
06/04/09 | Sinclair Broadcast Group, | 829226109 | 03/04/09 | 42,800 |
| Inc. | | | |
| Elect Director David D. | For | Withhold | Mgmt |
| Smith | | | |
| Elect Director Frederick G. | For | Withhold | Mgmt |
| Smith | | | |
| Elect Director J. Duncan | For | Withhold | Mgmt |
| Smith | | | |
| Elect Director Robert E. | For | Withhold | Mgmt |
| Smith | | | |
| Elect Director Daniel C. | For | Withhold | Mgmt |
| Keith | | | |
| Elect Director Martin R. | For | For | Mgmt |
| Leader | | | |
| Elect Director Lawrence E. | For | Withhold | Mgmt |
| Mccanna | | | |
| Elect Director Basil A. | For | Withhold | Mgmt |
| Thomas | | | |
| Ratify Auditors | For | For | Mgmt |
05/28/09 | Skechers U.S.A., Inc. | 830566105 | 03/31/09 | 6,500 |
| Elect Director Robert | For | Withhold | Mgmt |
| Greenberg | | | |
| Elect Director Morton D. | For | For | Mgmt |
| Erlich | | | |
05/05/09 | SkyWest, Inc. | 830879102 | 03/12/09 | 23,800 |
| Elect Director Jerry C. | For | For | Mgmt |
| Atkin | | | |
| Elect Director W. Steve | For | For | Mgmt |
| Albrecht | | | |
| Elect Director J. Ralph | For | Withhold | Mgmt |
| Atkin | | | |
| Elect Director Margaret S. | For | For | Mgmt |
| Billson | | | |
| Elect Director Ian M. | For | Withhold | Mgmt |
| Cumming | | | |
| Elect Director Henry J. | For | For | Mgmt |
| Eyring | | | |
| Elect Director Robert G. | For | For | Mgmt |
| Sarver | | | |
| Elect Director Steven F. | For | For | Mgmt |
| Udvar-Hazy | | | |
| Elect Director James L. | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Welch | | | | |
| Approve Qualified | | For | For | Mgmt |
| Employee Stock Purchase | | | | |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/12/09 | Skyworks Solutions, Inc. | 83088M102 | | 03/24/09 | 60,900 |
| Elect Director Balakrishnan | | For | Withhold | Mgmt |
| S. Iyer | | | | |
| Elect Director Thomas C. | | For | For | Mgmt |
| Leonard | | | | |
| Elect Director Robert A. | | For | For | Mgmt |
| Schriesheim | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/11/09 | SonicWALL, Inc. | 835470105 | | 04/17/09 | 10,100 |
| Elect Director Charles W. | | For | For | Mgmt |
| Berger | | | | |
| Elect Director David W. | | For | For | Mgmt |
| Garrison | | | | |
| Elect Director Charles D. | | For | For | Mgmt |
| Kissner | | | | |
| Elect Director Matthew | | For | For | Mgmt |
| Medeiros | | | | |
| Elect Director Clark H. | | For | For | Mgmt |
| Masters | | | | |
| Elect Director John C. | | For | For | Mgmt |
| Shoemaker | | | | |
| Elect Director Cary H. | | For | For | Mgmt |
| Thompson | | | | |
| Elect Director Edward F. | | For | For | Mgmt |
| Thompson | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/23/09 | South Jersey Industries, | 838518108 | | 02/23/09 | 9,000 |
| Inc. | | | | |
| Elect Director Walter M. | | For | For | Mgmt |
| Higgins | | | | |
| Elect Director Joseph H. | | For | For | Mgmt |
| Petrowski | | | | |
| Elect Director Shirli M. | | For | For | Mgmt |
| Billings | | | | |
| Elect Director Thomas A. | | For | For | Mgmt |
| Bracken | | | | |
| Elect Director Sheila | | For | For | Mgmt |
| Hartnett-Devlin | | | | |
| Declassify the Board of | | For | For | Mgmt |
| Directors | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/16/09 | Southside Bancshares, Inc. 84470P109 | | 03/03/09 | 8,500 |
| Elect Director Herbert C. | | For | For | Mgmt |
| Buie | | | | |
| Elect Director Robbie N. | | For | For | Mgmt |
| Edmonson | | | | |
| Elect Director Joe Norton | | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Elect Director John R. | | For | For | Mgmt |
| (Bob) Garrett | | | | |
| Increase Authorized | | For | For | Mgmt |
| Common Stock | | | | |
| Approve Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
| Declassify the Board of | | Against | For | ShrHoldr |
| Directors | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/23/09 | Southwest Bancorp, Inc. | 844767103 | | 03/02/09 | 15,500 |
| Elect Director James E. | | For | For | Mgmt |
| Berry II | | | | |
| Elect Director Joe Berry | | For | For | Mgmt |
| Cannon | | | | |
| Elect Director Robert B. | | For | For | Mgmt |
| Rodgers | | | | |
| Elect Director John | | For | For | Mgmt |
| Cohlmia | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officers' | | | | |
| Compensation | | | | |
05/07/09 | Southwest Gas Corporation 844895102 | | 03/10/09 | 24,600 |
| Elect Director George C. | | For | For | Mgmt |
| Biehl | | | | |
| Elect Director Robert L. | | For | For | Mgmt |
| Boughner | | | | |
| Elect Director Thomas E. | | For | For | Mgmt |
| Chestnut | | | | |
| Elect Director Stephen C. | | For | For | Mgmt |
| Comer | | | | |
| Elect Director Richard M. | | For | For | Mgmt |
| Gardner | | | | |
| Elect Director LeRoy C. | | For | For | Mgmt |
| Hanneman, Jr. | | | | |
| Elect Director James J. | | For | For | Mgmt |
| Kropid | | | | |
| Elect Director Michael O. | | For | For | Mgmt |
| Maffie | | | | |
| Elect Director Anne L. | | For | For | Mgmt |
| Mariucci | | | | |
| Elect Director Michael J. | | For | For | Mgmt |
| Melarkey | | | | |
| Elect Director Jeffrey W. | | For | For | Mgmt |
| Shaw | | | | |
| Elect Director Thomas A. | | For | For | Mgmt |
| Thomas | | | | |
| Elect Director Terrence L. | | For | For | Mgmt |
| Wright | | | | |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
08/13/08 | Spartan Stores, Inc | 846822104 | | 06/18/08 | 30,200 |
| Elect Director Elizabeth A. | | For | For | Mgmt |
| Nickels | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Kenneth T. | For | For | Mgmt |
| Stevens | | | |
| Elect Director James F. | For | For | Mgmt |
| Wright | | | |
| Ratify Auditors | For | For | Mgmt |
03/11/09 | Spartech Corp. | 847220209 | 02/03/09 | 16,100 |
| Elect Director Victoria M. | For | For | Mgmt |
| Holt | | | |
| Elect Director Walter J. | For | For | Mgmt |
| Klein | | | |
| Elect Director Craig A. | For | For | Mgmt |
| Wolfanger | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
05/20/09 | Spherion Corp. | 848420105 | 03/23/09 | 24,200 |
| Elect Director William F. | For | For | Mgmt |
| Evans | | | |
| Elect Director Roy G. | For | For | Mgmt |
| Krause | | | |
| Elect Director Barbara | For | For | Mgmt |
| Pellow | | | |
| Ratify Auditors | For | For | Mgmt |
04/30/09 | SPSS Inc. | 78462K102 | 03/16/09 | 1,200 |
| Elect Director Jack Noonan | For | Withhold | Mgmt |
| Elect Director Michael D. | For | Withhold | Mgmt |
| Blair | | | |
| Elect Director Patricia B. | For | Withhold | Mgmt |
| Morrison | | | |
| Ratify Auditors | For | For | Mgmt |
06/04/09 | Stage Stores, Inc. | 85254C305 | 04/06/09 | 10,325 |
| Elect Director Alan | For | For | Mgmt |
| Barocas | | | |
| Elect Director Michael | For | For | Mgmt |
| Glazer | | | |
| Elect Director Andrew Hall | For | For | Mgmt |
| Elect Director John | For | For | Mgmt |
| Mentzer | | | |
| Elect Director William | For | For | Mgmt |
| Montgoris | | | |
| Elect Director Sharon | For | For | Mgmt |
| Mosse | | | |
| Elect Director James | For | For | Mgmt |
| Scarborough | | | |
| Elect Director David | For | For | Mgmt |
| Schwartz | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
07/10/08 | Standard Microsystems | 853626109 | 05/15/08 | 6,100 |
| Corp. | | | |
| Elect Director Steven J. | For | For | Mgmt |
| Bilodeau | | | |
| Elect Director Peter F. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Dicks | | | |
| Elect Director Stephen C. | For | For | Mgmt |
| McCluski | | | |
| Ratify Auditors | For | For | Mgmt |
05/29/09 | Steinway Musical | 858495104 | 04/01/09 | 5,600 |
| Instruments, Inc. | | | |
| Elect Director Kyle R. | For | Withhold | Mgmt |
| Kirkland | | | |
| Elect Director Dana D. | For | Withhold | Mgmt |
| Messina | | | |
| Elect Director Thomas | For | Withhold | Mgmt |
| Kurrer | | | |
| Elect Director John M. | For | Withhold | Mgmt |
| Stoner, Jr. | | | |
| Elect Director A. Clinton | For | Withhold | Mgmt |
| Allen | | | |
| Elect Director Rudolph K. | For | For | Mgmt |
| Kluiber | | | |
| Elect Director Peter | For | For | Mgmt |
| McMillan | | | |
| Elect Director David | For | For | Mgmt |
| Lockwood | | | |
| Ratify Auditors | For | For | Mgmt |
04/28/09 | StellarOne Corp | 85856G100 | 03/13/09 | 951 |
| Elect Director Beverley E. | For | For | Mgmt |
| Dalton | | | |
| Elect Director Steven D. | For | For | Mgmt |
| Irvin | | | |
| Elect Director H. Wayne | For | For | Mgmt |
| Parrish | | | |
| Elect Director Charles W. | For | For | Mgmt |
| Steger | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
07/24/08 | Steris Corp. | 859152100 | 06/02/08 | 5,100 |
| Elect Director Richard C. | For | For | Mgmt |
| Breeden | | | |
| Elect Director Cynthia L. | For | For | Mgmt |
| Feldmann | | | |
| Elect Director Robert H. | For | For | Mgmt |
| Fields | | | |
| Elect Director Jacqueline | For | For | Mgmt |
| B. Kosecoff | | | |
| Elect Director Raymond A. | For | For | Mgmt |
| Lancaster | | | |
| Elect Director Kevin M. | For | For | Mgmt |
| McMullen | | | |
| Elect Director J.B. Richey | For | For | Mgmt |
| Elect Director Walter M | For | For | Mgmt |
| Rosebrough, Jr. | | | |
| Elect Director Mohsen M. | For | For | Mgmt |
| Sohi | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director John P. | For | For | Mgmt |
| Wareham | | | |
| Elect Director Loyal W. | For | For | Mgmt |
| Wilson | | | |
| Elect Director Michael B. | For | For | Mgmt |
| Wood | | | |
| Ratify Auditors | For | For | Mgmt |
05/07/09 | Sterling Bancorp | 859158107 | 03/25/09 | 7,400 |
| Elect Director Robert | For | For | Mgmt |
| Abrams | | | |
| Elect Director Joseph M. | For | For | Mgmt |
| Adamko | | | |
| Elect Director Louis J. | For | For | Mgmt |
| Cappelli | | | |
| Elect Director Fernando | For | For | Mgmt |
| Ferrer | | | |
| Elect Director Allan F. | For | For | Mgmt |
| Hershfield | | | |
| Elect Director Henry J. | For | For | Mgmt |
| Humphreys | | | |
| Elect Director Robert W. | For | For | Mgmt |
| Lazar | | | |
| Elect Director John C. | For | For | Mgmt |
| Millman | | | |
| Elect Director Eugene | For | For | Mgmt |
| Rossides | | | |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Ratify Auditors | For | For | Mgmt |
04/27/09 | Sterling Bancshares, Inc. | 858907108 | 02/26/09 | 25,550 |
| /TX | | | |
| Elect Director David L. | For | For | Mgmt |
| Hatcher | | | |
| Elect Director Raimundo | For | For | Mgmt |
| Riojas E. | | | |
| Elect Director Dan C. | For | For | Mgmt |
| Tutcher | | | |
| Elect Director Sheldon I. | For | For | Mgmt |
| Oster | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Declassify the Board of | Against | For | ShrHoldr |
| Directors | | | |
04/28/09 | Sterling Financial Corp. | 859319105 | 02/27/09 | 32,520 |
| Elect Director Katherine K. | For | For | Mgmt |
| Anderson | | | |
| Elect Director Ellen R.M. | For | For | Mgmt |
| Boyer | | | |
| Elect Director William L. | For | For | Mgmt |
| Eisenhart | | | |
| Elect Director Donald J. | For | For | Mgmt |
| Lukes | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Michael F. | For | For | Mgmt |
| Reuling | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | Against | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
04/02/09 | Stewart Enterprises, Inc. | 860370105 | 02/06/09 | 45,800 |
| Elect Director Thomas J. | For | For | Mgmt |
| Crawford | | | |
| Elect Director Thomas M. | For | For | Mgmt |
| Kitchen | | | |
| Elect Director Alden J. | For | For | Mgmt |
| McDonald, Jr | | | |
| Elect Director James W. | For | For | Mgmt |
| McFarland | | | |
| Elect Director Ronald H. | For | For | Mgmt |
| Patron | | | |
| Elect Director Michael O. | For | For | Mgmt |
| Read | | | |
| Elect Director Ashton J. | For | For | Mgmt |
| Ryan, Jr. | | | |
| Elect Director Frank B. | For | For | Mgmt |
| Stewart, Jr. | | | |
| Ratify Auditors | For | For | Mgmt |
06/03/09 | Stifel Financial Corp. | 860630102 | 04/08/09 | 10,900 |
| Elect Director Charles A. | For | For | Mgmt |
| Dill | | | |
| Elect Director Richard F. | For | For | Mgmt |
| Ford | | | |
| Elect Director Richard J. | For | For | Mgmt |
| Himelfarb | | | |
| Elect Director James M. | For | For | Mgmt |
| Zemlyak | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Ratify Auditors | For | For | Mgmt |
08/27/08 | Stone Energy Corp. | 861642106 | 07/18/08 | 18,500 |
| Issue Shares in | For | For | Mgmt |
| Connection with | | | |
| Acquisition | | | |
06/05/09 | Strategic Hotels & Resorts | 86272T106 | 03/25/09 | 30,200 |
| Inc | | | |
| Elect Director Robert P. | For | For | Mgmt |
| Bowen | | | |
| Elect Director Kenneth | For | For | Mgmt |
| Fisher | | | |
| Elect Director Laurence S. | For | For | Mgmt |
| Geller | | | |
| Elect Director James A. | For | For | Mgmt |
| Jeffs | | | |
| Elect Director Richard D. | For | For | Mgmt |
| Kincaid | | | |
| Elect Director David M.C. | For | For | Mgmt |
| Michels | | | |
| Elect Director William A. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Prezant | | | |
| Ratify Auditors | For | For | Mgmt |
04/14/09 | Suffolk Bancorp | 864739107 | 03/06/09 | 2,600 |
| Elect Director James E. | For | For | Mgmt |
| Danowski | | | |
| Elect Director Thomas S. | For | For | Mgmt |
| Kohlmann | | | |
| Elect Director Terence X. | For | For | Mgmt |
| Meyer | | | |
| Elect Director J. Gordon | For | For | Mgmt |
| Huszagh | | | |
| Ratify Auditors | For | For | Mgmt |
| Approve Stock Option Plan | For | For | Mgmt |
05/06/09 | Sunstone Hotel Investors, | 867892101 | 03/13/09 | 26,220 |
| Inc. | | | |
| Elect Director Robert A. | For | For | Mgmt |
| Alter | | | |
| Elect Director Arthur L. | For | For | Mgmt |
| Buser, Jr. | | | |
| Elect Director Lewis N. | For | Withhold | Mgmt |
| Wolff | | | |
| Elect Director Z. Jamie | For | For | Mgmt |
| Behar | | | |
| Elect Director Thomas A. | For | For | Mgmt |
| Lewis, Jr. | | | |
| Elect Director Keith M. | For | For | Mgmt |
| Locker | | | |
| Elect Director Keith P. | For | Withhold | Mgmt |
| Russell | | | |
| Ratify Auditors | For | For | Mgmt |
05/12/09 | Swift Energy Co. | 870738101 | 03/20/09 | 8,900 |
| Elect Director Clyde W. | For | Withhold | Mgmt |
| Smith, Jr. | | | |
| Elect Director Terry E. | For | For | Mgmt |
| Swift | | | |
| Elect Director Charles J. | For | Withhold | Mgmt |
| Swindells | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
11/20/08 | SWS Group, Inc. | 78503N107 | 09/26/08 | 9,000 |
| Elect Director Don A. | For | For | Mgmt |
| Buchholz | | | |
| Elect Director Donald W. | For | For | Mgmt |
| Hultgren | | | |
| Elect Director Robert A. | For | For | Mgmt |
| Buchholz | | | |
| Elect Director Brodie L. | For | For | Mgmt |
| Cobb | | | |
| Elect Director I.D. Flores | For | Withhold | Mgmt |
| III | | | |
| Elect Director Larry A. | For | For | Mgmt |
| Jobe | | | |
| Elect Director Dr. R. Jan | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| LeCroy | | | |
| Elect Director Frederick R. | For | For | Mgmt |
| Meyer | | | |
| Elect Director Dr. Mike | For | For | Mgmt |
| Moses | | | |
| Elect Director Jon L. | For | For | Mgmt |
| Mosle, Jr. | | | |
| Ratify Auditors | For | For | Mgmt |
04/14/09 | Sybase, Inc. | 871130100 | 02/27/09 | 28,900 |
| Elect Director John S. | For | For | Mgmt |
| Chen | | | |
| Elect Director Richard C. | For | For | Mgmt |
| Alberding | | | |
| Elect Director Michael A. | For | For | Mgmt |
| Daniels | | | |
| Elect Director Alan B. | For | For | Mgmt |
| Salisbury | | | |
| Elect Director Jack E. Sum | For | For | Mgmt |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
05/20/09 | Sykes Enterprises, Inc. | 871237103 | 04/03/09 | 8,700 |
| Elect Director Charles E. | For | For | Mgmt |
| Sykes | | | |
| Elect Director William J. | For | For | Mgmt |
| Meurer | | | |
| Elect Director F.P. | For | For | Mgmt |
| Bodenheimer, Jr. | | | |
| Amend Non-Employee | For | Against | Mgmt |
| Director Omnibus Stock | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
05/08/09 | Syniverse Holdings, Inc. | 87163F106 | 03/24/09 | 25,500 |
| Elect Director Jason Few | For | Withhold | Mgmt |
| Elect Director Robert J. | For | Withhold | Mgmt |
| Gerrard, Jr. | | | |
| Elect Director Tony G. | For | Withhold | Mgmt |
| Holcombe | | | |
| Elect Director James B. | For | Withhold | Mgmt |
| Lipham | | | |
| Elect Director Robert J. | For | Withhold | Mgmt |
| Marino | | | |
| Elect Director Fritz E. von | For | Withhold | Mgmt |
| Mering | | | |
| Elect Director Jack | For | Withhold | Mgmt |
| Pearlstein | | | |
| Elect Director Timothy A. | For | Withhold | Mgmt |
| Samples | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
03/24/09 | SYNNEX Corporation | 87162W100 | 02/12/09 | 14,400 |
| Elect Director Robert | For | For | Mgmt |
| Huang | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Kevin Murai | For | For | Mgmt |
| Elect Director Matthew | For | For | Mgmt |
| Miau | | | |
| Elect Director Fred | For | For | Mgmt |
| Breidenbach | | | |
| Elect Director Gregory | For | For | Mgmt |
| Quesnel | | | |
| Elect Director Dwight | For | For | Mgmt |
| Steffensen | | | |
| Elect Director James Van | For | For | Mgmt |
| Horne | | | |
| Elect Director Duane | For | For | Mgmt |
| Zitzner | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Approve Executive | For | For | Mgmt |
| Incentive Bonus Plan | | | |
| Ratify Auditors | For | For | Mgmt |
06/12/09 | Systemax Inc. | 871851101 | 04/22/09 | 10,000 |
| Elect Director Richard | For | Withhold | Mgmt |
| Leeds | | | |
| Elect Director Bruce Leeds | For | Withhold | Mgmt |
| Elect Director Robert | For | Withhold | Mgmt |
| Leeds | | | |
| Elect Director Gilbert | For | Withhold | Mgmt |
| Fiorentino | | | |
| Elect Director Lawrence P. | For | Withhold | Mgmt |
| Reinhold | | | |
| Elect Director Stacy S. | For | For | Mgmt |
| Dick | | | |
| Elect Director Robert D. | For | For | Mgmt |
| Rosenthal | | | |
| Elect Director Marie Adler- | For | For | Mgmt |
| Kravecas | | | |
| Ratify Auditors | For | For | Mgmt |
04/23/09 | Take-Two Interactive | 874054109 | 02/25/09 | 6,900 |
| Software, Inc. | | | |
| Elect Director Ben Feder | For | For | Mgmt |
| Elect Director Strauss | For | For | Mgmt |
| Zelnick | | | |
| Elect Director Robert A. | For | For | Mgmt |
| Bowman | | | |
| Elect Director Grover C. | For | For | Mgmt |
| Brown | | | |
| Elect Director Michael | For | For | Mgmt |
| Dornemann | | | |
| Elect Director John F. Levy | For | For | Mgmt |
| Elect Director J Moses | For | For | Mgmt |
| Elect Director Michael J. | For | For | Mgmt |
| Sheresky | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Increase Authorized | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Common Stock | | | |
| Ratify Auditors | For | For | Mgmt |
| Link Executive Pay to | Against | Against | ShrHoldr |
| Social and Financial Issues | | | |
05/20/09 | Technitrol, Inc. | 878555101 | 03/03/09 | 4,700 |
| Elect Director Alan E. | For | Withhold | Mgmt |
| Barton | | | |
| Elect Director John E. | For | Withhold | Mgmt |
| Burrows, Jr. | | | |
| Elect Director James M. | For | Withhold | Mgmt |
| Papada, III | | | |
| Authorize a New Class of | For | Against | Mgmt |
| Common Stock | | | |
05/15/09 | Tekelec | 879101103 | 03/23/09 | 12,500 |
| Elect Director Ronald W. | For | For | Mgmt |
| Buckly | | | |
| Elect Director Hubert de | For | For | Mgmt |
| Pesquidoux | | | |
| Elect Director Mark A. | For | For | Mgmt |
| Floyd | | | |
| Elect Director Martin A. | For | For | Mgmt |
| Kaplan | | | |
| Elect Director David R. | For | For | Mgmt |
| Laube | | | |
| Elect Director Carol G. | For | For | Mgmt |
| Mills | | | |
| Elect Director Franco | For | For | Mgmt |
| Plastina | | | |
| Elect Director Krish A. | For | For | Mgmt |
| Prabhu | | | |
| Elect Director Michael P. | For | For | Mgmt |
| Ressner | | | |
| Ratify Auditors | For | For | Mgmt |
04/29/09 | Tennant Co. | 880345103 | 03/02/09 | 5,300 |
| Elect Director Jeffrey A. | For | Withhold | Mgmt |
| Balagna | | | |
| Elect Director Steven A. | For | For | Mgmt |
| Sonnenberg | | | |
| Ratify Auditors | For | For | Mgmt |
| Other Business | For | For | Mgmt |
05/20/09 | The Cato Corporation | 149205106 | 03/24/09 | 7,000 |
| Elect Director John P.D. | For | For | Mgmt |
| Cato | | | |
| Elect Director Bailey W. | For | For | Mgmt |
| Patrick | | | |
| Elect Director Thomas E. | For | For | Mgmt |
| Meckley | | | |
| Ratify Auditors | For | For | Mgmt |
| Other Business | For | For | Mgmt |
04/15/09 | The Colonial BancGroup, | 195493309 | 02/18/09 | 38,900 |
| Inc. | | | |
| Elect Director Lewis E. | For | For | Mgmt |
| Beville | | | |
| Elect Director John Ed | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Mathison | | | |
| Elect Director Joseph | For | Withhold | Mgmt |
| Mussafer | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
| Amend Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
12/10/08 | The Dress Barn, Inc. | 261570105 | 10/14/08 | 6,400 |
| Elect Director David R. | For | For | Mgmt |
| Jaffe | | | |
| Elect Director Klaus Eppler | For | For | Mgmt |
| Elect Director Kate | For | For | Mgmt |
| Buggeln | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Approve Director/Officer | For | For | Mgmt |
| Liability and | | | |
| Indemnification | | | |
| Amend Certificate of | For | For | Mgmt |
| Incorporation | | | |
| Ratify Auditors | For | For | Mgmt |
04/29/09 | The GEO Group, Inc. | 36159R103 | 03/03/09 | 7,900 |
| Elect Director Wayne H. | For | For | Mgmt |
| Calabrese | | | |
| Elect Director Norman A. | For | For | Mgmt |
| Carlson | | | |
| Elect Director Anne N. | For | For | Mgmt |
| Foreman | | | |
| Elect Director Richard H. | For | For | Mgmt |
| Glanton | | | |
| Elect Director John M. | For | For | Mgmt |
| Palms | | | |
| Elect Director John M. | For | For | Mgmt |
| Perzel | | | |
| Elect Director George C. | For | For | Mgmt |
| Zoley | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Report on Political | Against | Against | ShrHoldr |
| Contributions | | | |
06/09/09 | The Gymboree Corp. | 403777105 | 04/14/09 | 9,500 |
| Elect Director Matthew K. | For | For | Mgmt |
| McCauley | | | |
| Elect Director Gary M. Heil | For | For | Mgmt |
| Ratify Auditors | For | For | Mgmt |
01/29/09 | The Laclede Group, Inc. | 505597104 | 12/01/08 | 3,900 |
| Elect Director Arnold W. | For | For | Mgmt |
| Donald | | | |
| Elect Director Anthony V. | For | For | Mgmt |
| Leness | | | |
| Elect Director William E. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Nasser | | | |
| Amend Non-Employee | For | For | Mgmt |
| Director Restricted Stock | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
04/29/09 | The Navigators Group, Inc. | 638904102 | 03/02/09 | 7,400 |
| Elect Director H.J. Mervyn | For | For | Mgmt |
| Blakeney | | | |
| Elect Director Peter A. | For | For | Mgmt |
| Cheney | | | |
| Elect Director Terence N. | For | For | Mgmt |
| Deeks | | | |
| Elect Director W. Thomas | For | For | Mgmt |
| Forrester | | | |
| Elect Director Stanley A. | For | For | Mgmt |
| Galanski | | | |
| Elect Director Leandro S. | For | For | Mgmt |
| Galban, Jr. | | | |
| Elect Director John F. | For | For | Mgmt |
| Kirby | | | |
| Elect Director Marc M. | For | For | Mgmt |
| Tract | | | |
| Elect Director Robert F. | For | For | Mgmt |
| Wright | | | |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
03/17/09 | The Pantry, Inc. | 698657103 | 01/21/09 | 4,700 |
| Elect Director Peter J. | For | For | Mgmt |
| Sodini | | | |
| Elect Director Robert F. | For | For | Mgmt |
| Bernstock | | | |
| Elect Director Paul L. | For | For | Mgmt |
| Brunswick | | | |
| Elect Director Wilfred A. | For | For | Mgmt |
| Finnegan | | | |
| Elect Director Edwin J. | For | For | Mgmt |
| Holman | | | |
| Elect Director Terry L. | For | For | Mgmt |
| McElroy | | | |
| Elect Director Mark D. | For | For | Mgmt |
| Miles | | | |
| Elect Director Bryan E. | For | For | Mgmt |
| Monkhouse | | | |
| Elect Director Thomas M. | For | For | Mgmt |
| Murnane | | | |
| Elect Director Maria C. | For | For | Mgmt |
| Richter | | | |
| Ratify Auditors | For | For | Mgmt |
05/13/09 | The Warnaco Group, Inc. | 934390402 | 03/19/09 | 6,500 |
| Elect Director David A. Bell | For | For | Mgmt |
| Elect Director Robert A. | For | For | Mgmt |
| Bowman | | | |
| Elect Director Richard Karl | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Goeltz | | | |
| Elect Director Joseph R. | For | For | Mgmt |
| Gromek | | | |
| Elect Director Sheila A. | For | For | Mgmt |
| Hopkins | | | |
| Elect Director Charles R. | For | For | Mgmt |
| Perrin | | | |
| Elect Director Nancy A. | For | For | Mgmt |
| Reardon | | | |
| Elect Director Donald L. | For | For | Mgmt |
| Seeley | | | |
| Elect Director Cheryl Nido | For | For | Mgmt |
| Turpin | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
04/08/09 | TIBCO Software, Inc. | 88632Q103 | 02/09/09 | 9,100 |
| Elect Director Vivek Y. | For | For | Mgmt |
| Ranadive | | | |
| Elect Director Eric C.W. | For | For | Mgmt |
| Dunn | | | |
| Elect Director Narendra K. | For | For | Mgmt |
| Gupta | | | |
| Elect Director Peter J. Job | For | For | Mgmt |
| Elect Director Philip K. | For | For | Mgmt |
| Wood | | | |
| Ratify Auditors | For | For | Mgmt |
06/04/09 | Toreador Resources Corp. | 891050106 | 04/07/09 | 2,300 |
| Elect Director Julien | For | For | Mgmt |
| Balkany | | | |
| Elect Director Nicholas | For | For | Mgmt |
| Gay | | | |
| Elect Director Peter J. Hill | For | For | Mgmt |
| Elect Director Adam | For | For | Mgmt |
| Kroloff | | | |
| Elect Director Craig M. | For | For | Mgmt |
| McKenzie | | | |
| Elect Director Ian Vann | For | For | Mgmt |
| Elect Director Herbert C. | For | For | Mgmt |
| Williamson, III | | | |
| Ratify Auditors | For | For | Mgmt |
05/14/09 | Tower Group, Inc | 891777104 | 03/18/09 | 1,692 |
| Elect Director Jan R. Van | For | For | Mgmt |
| Gorder | | | |
| Elect Director Austin P. | For | For | Mgmt |
| Young, III | | | |
| Ratify Auditors | For | For | Mgmt |
04/30/09 | TreeHouse Foods Inc. | 89469A104 | 03/03/09 | 10,100 |
| Elect Director Frank J. | For | For | Mgmt |
| O'Connell | | | |
| Elect Director Terdema L. | For | For | Mgmt |
| Ussery, II | | | |
| Ratify Auditors | For | For | Mgmt |
| Increase Authorized | For | For | Mgmt |
| | | | | |
Mtg | Company | Security�� | Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Common Stock | | | | |
05/06/09 | Trex Company, Inc. | 89531P105 | | 03/16/09 | 1,700 |
| Elect Director Frank H. | | For | Withhold | Mgmt |
| Merlotti, Jr. | | | | |
| Elect Director Patricia B. | | For | For | Mgmt |
| Robinson | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/19/09 | TriCo Bancshares | 896095106 | | 03/31/09 | 6,300 |
| Elect Director William J. | | For | For | Mgmt |
| Casey | | | | |
| Elect Director Donald J. | | For | For | Mgmt |
| Amaral | | | | |
| Elect Director L. Gage | | For | For | Mgmt |
| Chrysler, III | | | | |
| Elect Director Craig S. | | For | For | Mgmt |
| Compton | | | | |
| Elect Director John S.A. | | For | For | Mgmt |
| Hasbrook | | | | |
| Elect Director Michael W. | | For | For | Mgmt |
| Koehnen | | | | |
| Elect Director Donald E. | | For | For | Mgmt |
| Murphy | | | | |
| Elect Director Steve G. | | For | For | Mgmt |
| Nettleton | | | | |
| Elect Director Richard P. | | For | For | Mgmt |
| Smith | | | | |
| Elect Director Carroll R. | | For | For | Mgmt |
| Taresh | | | | |
| Elect Director Alex A. | | For | For | Mgmt |
| Vereschagin, Jr. | | | | |
| Elect Director W. Virginia | | For | For | Mgmt |
| Walker | | | | |
| Approve Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
08/12/08 | Trico Marine Services, Inc. | 896106200 | | 06/27/08 | 1,000 |
| Issue Shares in | | For | For | Mgmt |
| Connection with | | | | |
| Acquisition | | | | |
| Increase Authorized | | For | For | Mgmt |
| Common Stock | | | | |
| Note from Broadridge: | | | Abstain | Mgmt |
| Please vote NONE if Stock | | | | |
| Owned of Record or | | | | |
| Beneficially by You is | | | | |
| Owned and Controlled | | | | |
| Only By U.S. Citizens, Or | | | | |
| vote FOR if Such Stock is | | | | |
| Owned or Controlled By | | | | |
| any Person Who is Not a | | | | |
| U.S. Citizen | | | | |
06/10/09 | Trico Marine Services, Inc. | 896106200 | | 04/17/09 | 13,700 |
| Management Proxy (White | | | | |
| Card) | | | | |
| Elect Director Joseph S. | | For | TNA | Mgmt |
| | | | | | | |
Mtg | Company | Security | Mgmt Vote | Record Proponent | Shares |
Date | | | | | | | |
|
/Type /Ballot Issues | | Rec | Cast | Date | | Voted |
| Compofelice | | | | | | |
| Elect Director Ben A. Guill | | For | TNA | | Mgmt | |
| Ratify Auditors | | For | TNA | | Mgmt | |
| Increase Size of Board to | | Against | TNA | | ShrHoldr | |
| Nine | | | | | | |
| Increase Quorum | | Against | TNA | | ShrHoldr | |
| Requirement at Board | | | | | | |
| Meetings to Seven | | | | | | |
| Directors | | | | | | |
| Remove Director Per | | Against | TNA | | ShrHoldr | |
| Statehr Without Cause | | | | | | |
| Amend Bylaws to Reduce | | Against | TNA | | ShrHoldr | |
| Ownership Threshold to | | | | | | |
| Call Special Meeting | | | | | | |
| Repeal Bylaw | | Against | TNA | | ShrHoldr | |
| Amendments Adopted | | | | | | |
| After December 15, 2008 | | | | | | |
| Declassify the Board of | | | TNA | | ShrHoldr | |
| Directors | | | | | | |
| Elect Douglas E. Swanson | | For | TNA | | Mgmt | |
| as Director to Fill Vacancy | | | | | | |
| Require a Majority Vote | | Against | TNA | | ShrHoldr | |
| for the Election of | | | | | | |
| Directors | | | | | | |
| Dissident Proxy (Blue | | | | | | |
| Card) | | | | | | |
| Management Nominee - | | For | For | | ShrHoldr | |
| Ben A. Guill | | | | | | |
| Management Nominee - | | Against | For | | ShrHoldr | |
| Joseph S. Compofelice | | | | | | |
| Ratify Auditors | | For | For | | Mgmt | |
| Increase Size of Board to | | For | For | | ShrHoldr | |
| Nine | | | | | | |
| Increase Quorum | | For | For | | ShrHoldr | |
| Requirement at Board | | | | | | |
| Meetings to Seven | | | | | | |
| Directors | | | | | | |
| Remove Director Per | | For | For | | ShrHoldr | |
| Statehr Without Cause | | | | | | |
| Amend Bylaws to Reduce | | For | For | | ShrHoldr | |
| Ownership Threshold to | | | | | | |
| Call Special Meeting | | | | | | |
| Repeal Bylaw | | For | For | | ShrHoldr | |
| Amendments Adopted | | | | | | |
| After December 15, 2008 | | | | | | |
| Declassify the Board of | | For | For | | ShrHoldr | |
| Directors | | | | | | |
| Elect Douglas E. Swanson | | For | For | | ShrHoldr | |
| as Director to Fill Vacancy | | | | | | |
| Elect Director Age | | For | For | | ShrHoldr | |
| Korsvold | | | | | | |
| Elect Director Christen | | For | For | | ShrHoldr | |
| Sveaas | | | | | | |
| Require a Majority Vote | | For | Against | | ShrHoldr | |
| for the Election of | | | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Directors | | | |
05/05/09 | TriQuint Semiconductor, | 89674K103 | 03/13/09 | 9,000 |
| Inc. | | | |
| Elect Director Paul A. Gary | For | Withhold | Mgmt |
| Elect Director Charles | For | Withhold | Mgmt |
| Scott Gibson | | | |
| Elect Director Nicolas | For | Withhold | Mgmt |
| Kauser | | | |
| Elect Director Ralph G. | For | Withhold | Mgmt |
| Quinsey | | | |
| Elect Director Walden C. | For | Withhold | Mgmt |
| Rhines | | | |
| Elect Director Steven J. | For | Withhold | Mgmt |
| Sharp | | | |
| Elect Director Willis C. | For | Withhold | Mgmt |
| Young | | | |
| Ratify Auditors | For | For | Mgmt |
| Adopt Majority Voting for | For | For | Mgmt |
| Uncontested Election of | | | |
| Directors | | | |
| Approve Director/Officer | For | For | Mgmt |
| Liability and | | | |
| Indemnification | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| Plan | | | |
07/24/08 | Triumph Group, Inc. | 896818101 | 05/30/08 | 4,100 |
| Elect Director Richard C. | For | For | Mgmt |
| Ill | | | |
| Elect Director Richard C. | For | For | Mgmt�� |
| Gozon | | | |
| Elect Director Claude F. | For | For | Mgmt |
| Kronk | | | |
| Elect Director William O. | For | For | Mgmt |
| Albertini | | | |
| Elect Director George | For | For | Mgmt |
| Simpson | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Ratify Auditors | For | For | Mgmt |
05/12/09 | Trustmark Corp. | 898402102 | 03/16/09 | 11,800 |
| Elect Director Adolphus B. | For | For | Mgmt |
| Baker | | | |
| Elect Director Fred E. Carl, | For | For | Mgmt |
| Jr. | | | |
| Elect Director William C. | For | For | Mgmt |
| Deviney, Jr. | | | |
| Elect Director Daniel A. | For | For | Mgmt |
| Grafton | | | |
| Elect Director Richard G. | For | For | Mgmt |
| Hickson | | | |
| Elect Director David H. | For | For | Mgmt |
| Hoster, II | | | |
| Elect Director John M. | For | For | Mgmt |
| McCullouch | | | |
| Elect Director Richard H. | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Puckett | | | |
| Elect Director R. Michael | For | For | Mgmt |
| Summerford | | | |
| Elect Director LeRoy G. | For | For | Mgmt |
| Walker, Jr. | | | |
| Elect Director Kenneth W. | For | For | Mgmt |
| Williams | | | |
| Elect Director William G. | For | For | Mgmt |
| Yates, III | | | |
| Advisory Vote to Ratify | For | Against | Mgmt |
| Named Executive Officer's | | | |
| Compensation | | | |
| Ratify Auditors | For | For | Mgmt |
05/07/09 | TTM Technologies, Inc. | 87305R109 | 03/09/09 | 31,300 |
| Elect Director Robert E. | For | For | Mgmt |
| Klatell | | | |
| Elect Director John G. | For | For | Mgmt |
| Mayer | | | |
| Ratify Auditors | For | For | Mgmt |
05/13/09 | Tupperware Brands Corp. | 899896104 | 03/16/09 | 21,000 |
| Elect Director Kriss | For | For | Mgmt |
| Cloninger III | | | |
| Elect Director Joe R. Lee | For | For | Mgmt |
| Elect Director Bob Marbut | For | For | Mgmt |
| Elect Director David R. | For | For | Mgmt |
| Parker | | | |
| Elect Director J. Patrick | For | For | Mgmt |
| Spainhour | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | Against | For | ShrHoldr |
| Named Executive Officers' | | | |
| Compensation | | | |
05/06/09 | U.S. Concrete, Inc. | 90333L102 | 03/12/09 | 9,800 |
| Elect Director John M. | For | For | Mgmt |
| Piecuch | | | |
| Elect Director T. William | For | Withhold | Mgmt |
| Porter III | | | |
| Elect Director Michael W. | For | For | Mgmt |
| Harlan | | | |
| Elect Director Vincent D. | For | Withhold | Mgmt |
| Foster | | | |
| Elect Director Mary P. | For | For | Mgmt |
| Ricciardello | | | |
| Elect Director William T. | For | For | Mgmt |
| Albanese | | | |
| Elect Director Ray C. | For | For | Mgmt |
| Dillon | | | |
| Ratify Auditors | For | For | Mgmt |
05/21/09 | UCBH Holdings, Inc. | 90262T308 | 03/31/09 | 23,500 |
| Elect Director Howard T. | For | For | Mgmt |
| Hoover | | | |
| Elect Director Joseph J. | For | For | Mgmt |
| Jou | | | |
| Elect Director David S. Ng | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Daniel P. | For | For | Mgmt |
| Riley | | | |
| Elect Director Qingyuan | For | For | Mgmt |
| Wan | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
| Ratify Auditors | For | For | Mgmt |
05/13/09 | UIL Holdings Corporation | 902748102 | 03/18/09 | 7,000 |
| Elect Director Thelma R. | For | For | Mgmt |
| Albright | | | |
| Elect Director Marc C. | For | For | Mgmt |
| Breslawsky | | | |
| Elect Director Arnold L. | For | For | Mgmt |
| Chase | | | |
| Elect Director Betsy | For | For | Mgmt |
| Henley-Cohn | | | |
| Elect Director John L. | For | For | Mgmt |
| Lahey | | | |
| Elect Director F. Patrick | For | For | Mgmt |
| McFadden, Jr. | | | |
| Elect Director Daniel J. | For | For | Mgmt |
| Miglio | | | |
| Elect Director William F. | For | For | Mgmt |
| Murdy | | | |
| Elect Director Donald R. | For | For | Mgmt |
| Shassian | | | |
| Elect Director James A. | For | For | Mgmt |
| Thomas | | | |
| Elect Director James P. | For | For | Mgmt |
| Torgerson | | | |
| Ratify Auditors | For | For | Mgmt |
04/14/09 | Umpqua Holdings Corp. | 904214103 | 02/06/09 | 16,193 |
| Elect Director Ronald F. | For | For | Mgmt |
| Angell | | | |
| Elect Director Allyn C. | For | For | Mgmt |
| Ford | | | |
| Elect Director Dan | For | For | Mgmt |
| Giustina | | | |
| Elect Director Diane D. | For | For | Mgmt |
| Miller | | | |
| Elect Director David B. | For | For | Mgmt |
| Frohnmayer | | | |
| Elect Director Jose | For | For | Mgmt |
| Hermocillo | | | |
| Elect Director William A. | For | For | Mgmt |
| Lansing | | | |
| Elect Director Bryan L. | For | For | Mgmt |
| Timm | | | |
| Elect Director Raymond P. | For | For | Mgmt |
| Davis | | | |
| Elect Director Stephen M. | For | For | Mgmt |
| Gambee | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Frank R.J. | For | For | Mgmt |
| Whittaker | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote on | For | For | Mgmt |
| Executive Compensation | | | |
04/21/09 | Union Bankshares Corp. | 905399101 | 03/06/09 | 3,150 |
| Elect Director Douglas E. | For | For | Mgmt |
| Caton | | | |
| Elect Director R. Hunter | For | For | Mgmt |
| Morin | | | |
| Elect Director Ronald L. | For | For | Mgmt |
| Tillett | | | |
| Ratify Auditors | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
06/11/09 | Union Drilling, Inc. | 90653P105 | 04/17/09 | 4,600 |
| Elect Director Ronald | For | For | Mgmt |
| Harrell | | | |
| Elect Director M. Joseph | For | For | Mgmt |
| McHugh | | | |
| Elect Director Robert M. | For | For | Mgmt |
| Wohleber | | | |
| Ratify Auditors | For | For | Mgmt |
05/08/09 | UniSource Energy Corp. | 909205106 | 03/16/09 | 29,000 |
| Elect Director Paul J. | For | For | Mgmt |
| Bonavia | | | |
| Elect Director Lawrence J. | For | For | Mgmt |
| Aldrich | | | |
| Elect Director Barbara M. | For | For | Mgmt |
| Baumann | | | |
| Elect Director Larry W. | For | For | Mgmt |
| Bickle | | | |
| Elect Director Elizabeth T. | For | For | Mgmt |
| Bilby | | | |
| Elect Director Harold W. | For | For | Mgmt |
| Burlingame | | | |
| Elect Director John L. | For | For | Mgmt |
| Carter | | | |
| Elect Director Robert A. | For | For | Mgmt |
| Elliott | | | |
| Elect Director Daniel W. L. | For | For | Mgmt |
| Fessler | | | |
| Elect Director Louise L. | For | For | Mgmt |
| Francesconi | | | |
| Elect Director Warren Y. | For | For | Mgmt |
| Jobe | | | |
| Elect Director Ramiro G. | For | For | Mgmt |
| Peru | | | |
| Elect Director Gregory A. | For | For | Mgmt |
| Pivirotto | | | |
| Elect Director Joaquin Ruiz | For | For | Mgmt |
| Ratify Auditors | For | For | Mgmt |
12/23/08 | United Bankshares, Inc. | 909907107 | 11/25/08 | 4,200 |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Authorize New Class of | For | For | Mgmt |
| Preferred Stock | | | |
| Adjourn Meeting | For | For | Mgmt |
| Other Business | For | For | Mgmt |
05/18/09 | United Bankshares, Inc. | 909907107 | 03/30/09 | 4,100 |
| Elect Director Richard M. | For | For | Mgmt |
| Adams | | | |
| Elect Director Robert G. | For | For | Mgmt |
| Astorg | | | |
| Elect Director W. Gaston | For | Withhold | Mgmt |
| Caperton, III | | | |
| Elect Director Lawrence K. | For | For | Mgmt |
| Doll | | | |
| Elect Director Theodore J. | For | Withhold | Mgmt |
| Georgelas | | | |
| Elect Director F. T. Graff, | For | For | Mgmt |
| Jr. | | | |
| Elect Director John M. | For | For | Mgmt |
| McMahon | | | |
| Elect Director J. Paul | For | For | Mgmt |
| McNamara | | | |
| Elect Director G. Ogden | For | For | Mgmt |
| Nutting | | | |
| Elect Director William C. | For | For | Mgmt |
| Pitt, III | | | |
| Elect Director Donald L. | For | For | Mgmt |
| Unger | | | |
| Elect Director Mary K. | For | For | Mgmt |
| Weddle | | | |
| Elect Director Gary G. | For | For | Mgmt |
| White | | | |
| Elect Director P. Clinton | For | For | Mgmt |
| Winter, Jr. | | | |
| Ratify Auditors | For | For | Mgmt |
| Other Business | For | For | Mgmt |
04/29/09 | United Community Banks, | 90984P105 | 03/13/09 | 14,217 |
| Inc. | | | |
| Elect Director Jimmy C. | For | For | Mgmt |
| Tallent | | | |
| Elect Director Robert L. | For | For | Mgmt |
| Head, Jr. | | | |
| Elect Director W.C. | For | For | Mgmt |
| Nelson, Jr. | | | |
| Elect Director A. William | For | For | Mgmt |
| Bennett | | | |
| Elect Director Robert H. | For | For | Mgmt |
| Blalock | | | |
| Elect Director L. Cathy Cox | For | For | Mgmt |
| Elect Director Hoyt O. | For | For | Mgmt |
| Holloway | | | |
| Elect Director John D. | For | For | Mgmt |
| Stephens | | | |
| Elect Director Tim Wallis | For | For | Mgmt |
| Advisory Vote to Ratify | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Named Executive Officers' | | | | |
| Compensation | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/23/09 | United Community Financial 909839102 | | 03/06/09 | 28,079 |
| Corp. | | | | |
| Elect Director Douglas M. | | For | For | Mgmt |
| McKay | | | | |
| Elect Director Donald J. | | For | Withhold | Mgmt |
| Varner | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/15/09 | United Online, Inc. | 911268100 | | 04/28/09 | 43,712 |
| Elect Director James T. | | For | For | Mgmt |
| Armstrong | | | | |
| Elect Director Dennis Holt | | For | Withhold | Mgmt |
| Ratify Auditors | | For | For | Mgmt |
05/13/09 | United Stationers Inc. | 913004107 | | 03/16/09 | 5,100 |
| Elect Director Daniel J. | | For | For | Mgmt |
| Connors | | | | |
| Elect Director Charles K. | | For | For | Mgmt |
| Crovitz | | | | |
| Elect Director Frederick B. | | For | For | Mgmt |
| Hegi, Jr. | | | | |
| Ratify Auditors | | For | For | Mgmt |
06/26/09 | United Therapeutics Corp. | 91307C102 | | 04/30/09 | 1,600 |
| Elect Director Ray | | For | Withhold | Mgmt |
| Kurzweil | | | | |
| Elect Director Martine | | For | Withhold | Mgmt |
| Rothblatt, Ph.D. | | | | |
| Elect Director Louis | | For | Withhold | Mgmt |
| Sullivan, M.D. | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/15/09 | Universal Forest Products, | 913543104 | | 02/18/09 | 6,300 |
| Inc. | | | | |
| Elect Director Dan M. | | For | For | Mgmt |
| Dutton | | | | |
| Elect Director William R. | | For | For | Mgmt |
| Payne | | | | |
| Elect Director Louis A. | | For | For | Mgmt |
| Smith | | | | |
| Amend Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/20/09 | Universal Stainless & Alloy | 913837100 | | 03/20/09 | 2,900 |
| Products, Inc. | | | | |
| Elect Director Christopher | | For | For | Mgmt |
| L. Ayers | | | | |
| Elect Director Douglas M. | | For | For | Mgmt |
| Dunn | | | | |
| Elect Director M. David | | For | For | Mgmt |
| Kornblatt | | | | |
| Elect Director Clarence M. | | For | For | Mgmt |
| Mcaninch | | | | |
| Elect Director Dennis M. | | For | For | Mgmt |
| Oates | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Elect Director Udi | For | For | Mgmt |
| Toledano | | | |
| Ratify Auditors | For | For | Mgmt |
06/10/09 | US Airways Group, Inc. | 90341W108 | 04/13/09 | 30,500 |
| Elect Director Herbert M. | For | For | Mgmt |
| Baum | | | |
| Elect Director Matthew J. | For | For | Mgmt |
| Hart | | | |
| Elect Director Richard C. | For | For | Mgmt |
| Kraemer | | | |
| Elect Director Cheryl G. | For | For | Mgmt |
| Krongard | | | |
| Ratify Auditors | For | For | Mgmt |
| Provide for Cumulative | Against | For | ShrHoldr |
| Voting | | | |
| Increase Authorized | For | For | Mgmt |
| Common Stock | | | |
05/20/09 | USA Mobility Inc | 90341G103 | 03/17/09 | 2,800 |
| Elect Director Royce | For | Withhold | Mgmt |
| Yudkoff | | | |
| Elect Director Samme L. | For | Withhold | Mgmt |
| Thompson | | | |
| Elect Director Nicholas A. | For | For | Mgmt |
| Gallopo | | | |
| Elect Director Brian O | For | Withhold | Mgmt |
| Reilly | | | |
| Elect Director Matthew | For | For | Mgmt |
| Oristano | | | |
| Elect Director Thomas L. | For | For | Mgmt |
| Schilling | | | |
| Elect Director Vincent D. | For | For | Mgmt |
| Kelly | | | |
| Ratify Auditors | For | For | Mgmt |
04/30/09 | USEC Inc. | 90333E108 | 03/06/09 | 9,500 |
| Elect Director James R. | For | For | Mgmt |
| Mellor | | | |
| Elect Director Michael H. | For | For | Mgmt |
| Armacost | | | |
| Elect Director Joyce F. | For | For | Mgmt |
| Brown | | | |
| Elect Director Joseph T. | For | For | Mgmt |
| Doyle | | | |
| Elect Director H. William | For | For | Mgmt |
| Habermeyer | | | |
| Elect Director John R. Hall | For | For | Mgmt |
| Elect Director William J. | For | For | Mgmt |
| Madia | | | |
| Elect Director W. Henson | For | For | Mgmt |
| Moore | | | |
| Elect Director Joseph F. | For | For | Mgmt |
| Paquette, Jr. | | | |
| Elect Director John K. | For | For | Mgmt |
| Welch | | | |
| Approve Omnibus Stock | For | For | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Plan | | | |
| Approve Qualified | For | For | Mgmt |
| Employee Stock Purchase | | | |
| Plan | | | |
| Ratify Auditors | For | For | Mgmt |
06/03/09 | VAALCO Energy, Inc. | 91851C201 | 04/03/09 | 14,800 |
| Elect Director Robert H. | For | For | Mgmt |
| Allen | | | |
| Elect Director Luigi | For | For | Mgmt |
| Caflisch | | | |
| Elect Director Frederick W. | For | For | Mgmt |
| Brazelton | | | |
| Declassify the Board of | For | For | Mgmt |
| Directors | | | |
| Ratify Shareholder Rights | For | Against | Mgmt |
| Plan (Poison Pill) | | | |
| Ratify Auditors | For | For | Mgmt |
04/23/09 | Valassis Communications, | 918866104 | 02/27/09 | 4,600 |
| Inc. | | | |
| Elect Director Joseph B. | For | For | Mgmt |
| Anderson, Jr. | | | |
| Elect Director Patrick F. | For | Against | Mgmt |
| Brennan | | | |
| Elect Director Kenneth V. | For | For | Mgmt |
| Darish | | | |
| Elect Director Dr. Walter | For | Against | Mgmt |
| H. Ku , Ph.D. | | | |
| Elect Director Robert L. | For | For | Mgmt |
| Recchia | | | |
| Elect Director Marcella A. | For | Against | Mgmt |
| Sampson | | | |
| Elect Director Alan F. | For | For | Mgmt |
| Schultz | | | |
| Elect Director Wallace S. | For | Against | Mgmt |
| Snyder | | | |
| Elect Director Ambassador | For | For | Mgmt |
| Faith Whittlesey | | | |
| Approve Repricing of | For | Against | Mgmt |
| Options | | | |
| Ratify Auditors | For | For | Mgmt |
| Other Business | For | For | Mgmt |
05/12/09 | Valeant Pharmaceuticals | 91911X104 | 03/16/09 | 4,400 |
| Intl. | | | |
| Elect Director Robert A. | For | For | Mgmt |
| Ingram | | | |
| Elect Director Lawrence N. | For | For | Mgmt |
| Kugelman | | | |
| Elect Director Theo Melas- | For | For | Mgmt |
| Kyriazi | | | |
| Ratify Auditors | For | For | Mgmt |
05/19/09 | Viad Corp | 92552R406 | 03/24/09 | 9,000 |
| Elect Director Daniel | For | For | Mgmt |
| Boggan Jr. | | | |
| Elect Director Richard H. | For | For | Mgmt |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Dozer | | | | |
| Elect Director Robert E. | | For | For | Mgmt |
| Munzenrider | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/22/09 | Viropharma Inc. | 928241108 | | 04/03/09 | 16,400 |
| Elect Director Paul A. | | For | Withhold | Mgmt |
| Brooke | | | | |
| Elect Director Michael R. | | For | For | Mgmt |
| Dougherty | | | | |
| Elect Director Robert J. | | For | For | Mgmt |
| Glaser | | | | |
| Amend Qualified | | For | For | Mgmt |
| Employee Stock Purchase | | | | |
| Plan | | | | |
| Ratify Auditors | | For | For | Mgmt |
05/21/09 | Virtus Investment Partners 92828Q109 | | 03/23/09 | 270 |
| Inc | | | | |
| Elect Director Diane M. | | For | Withhold | Mgmt |
| Coffey | | | | |
| Elect Director Timothy A. | | For | Withhold | Mgmt |
| Holt | | | | |
| Ratify Auditors | | For | For | Mgmt |
09/25/08 | Virtusa Corporation | 92827P102 | | 08/18/08 | 2,000 |
| Elect Director Robert E. | | For | For | Mgmt |
| Davoli | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Amend Omnibus Stock | | For | For | Mgmt |
| Plan | | | | |
05/14/09 | Wabash National Corp. | 929566107 | | 04/01/09 | 21,800 |
| Elect Director Richard J. | | For | For | Mgmt |
| Giromini | | | | |
| Elect Director Martin C. | | For | For | Mgmt |
| Jischke | | | | |
| Elect Director J.D. (Jim) | | For | For | Mgmt |
| Kelly | | | | |
| Elect Director Stephanie K. | | For | For | Mgmt |
| Kushner | | | | |
| Elect Director Larry J. | | For | For | Mgmt |
| Magee | | | | |
| Elect Director Scott K. | | For | For | Mgmt |
| Sorensen | | | | |
| Elect Director Ronald L. | | For | For | Mgmt |
| Stewart | | | | |
| Ratify Auditors | | For | For | Mgmt |
04/28/09 | Washington Trust Bancorp, 940610108 | | 03/03/09 | 5,400 |
| Inc. | | | | |
| Elect Director Steven J. | | For | For | Mgmt |
| Crandall | | | | |
| Elect Director Victor J. | | For | For | Mgmt |
| Orsinger II | | | | |
| Elect Director Patrick J. | | For | For | Mgmt |
| Shanahan | | | | |
| Elect Director Neil H. | | For | For | Mgmt |
| Thorp | | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| Declassify the Board of | Against | For | ShrHoldr |
| Directors | | | |
05/12/09 | Waterstone Financial Inc. | 941888109 | 03/17/09 | 200 |
| Elect Director Patrick S. | For | For | Mgmt |
| Lawton | | | |
| Elect Director Douglas S. | For | For | Mgmt |
| Gordon | | | |
05/29/09 | Watsco, Inc. | 942622200 | 04/09/09 | 3,600 |
| Elect Director Robert L. | For | Withhold | Mgmt |
| Berner III | | | |
| Elect Director Denise | For | Withhold | Mgmt |
| Dickins | | | |
| Elect Director Gary L. | For | Withhold | Mgmt |
| Tapella | | | |
| Amend Omnibus Stock | For | Against | Mgmt |
| Plan | | | |
| Authorize Board to Fill | For | For | Mgmt |
| Vacancies | | | |
| Authorize New Class of | For | Against | Mgmt |
| Preferred Stock | | | |
11/14/08 | Watson Wyatt Worldwide | 942712100 | 09/29/08 | 6,300 |
| INC | | | |
| Elect Director John J. | For | For | Mgmt |
| Gabarro | | | |
| Elect Director John J. | For | For | Mgmt |
| Haley | | | |
| Elect Director R. Michael | For | For | Mgmt |
| McCullough | | | |
| Elect Director Brendan R. | For | For | Mgmt |
| O'Neill | | | |
| Elect Director Linda D. | For | For | Mgmt |
| Rabbitt | | | |
| Elect Director Gilbert T. | For | For | Mgmt |
| Ray | | | |
| Elect Director John C. | For | For | Mgmt |
| Wright | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Deferred | For | For | Mgmt |
| Compensation Plan | | | |
04/15/09 | WesBanco, Inc. | 950810101 | 03/06/09 | 7,500 |
| Elect Director Ray A. Byrd | For | For | Mgmt |
| Elect Director John W. | For | For | Mgmt |
| Fisher, II | | | |
| Elect Director Ernest S. | For | For | Mgmt |
| Fragale | | | |
| Elect Director D. Bruce | For | For | Mgmt |
| Knox | | | |
| Elect Director Reed J. | For | For | Mgmt |
| Tanner | | | |
| Elect Director Donald P. | For | For | Mgmt |
| Wood | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
12/23/08 | West Bancorporation | 95123P106 | 11/07/08 | 3,500 |
| Authorize New Class of | For | Against | Mgmt |
| Preferred Stock | | | |
04/16/09 | West Bancorporation | 95123P106 | 02/20/09 | 3,500 |
| Elect Director Frank W. | For | For | Mgmt |
| Berlin | | | |
| Elect Director Thomas A. | For | For | Mgmt |
| Carlstrom | | | |
| Elect Director Joyce A. | For | For | Mgmt |
| Chapman | | | |
| Elect Director Orville E. | For | For | Mgmt |
| Crowley | | | |
| Elect Director Douglas R. | For | For | Mgmt |
| Gulling | | | |
| Elect Director Kaye R. | For | For | Mgmt |
| Lozier | | | |
| Elect Director David R. | For | For | Mgmt |
| Milligan | | | |
| Elect Director George D. | For | For | Mgmt |
| Milligan | | | |
| Elect Director Robert G. | For | For | Mgmt |
| Pulver | | | |
| Elect Director Thomas E. | For | For | Mgmt |
| Stanberry | | | |
| Elect Director Jack G. | For | For | Mgmt |
| Wahlig | | | |
| Elect Director Connie | For | For | Mgmt |
| Wimer | | | |
| Elect Director Brad L. | For | For | Mgmt |
| Winterbottom | | | |
| Advisory Vote on | For | For | Mgmt |
| Executive Compensation | | | |
| Ratify Auditors | For | For | Mgmt |
04/28/09 | West Coast Bancorp (Or) | 952145100 | 03/02/09 | 17,500 |
| Elect Director Lloyd D. | For | For | Mgmt |
| Ankeny | | | |
| Elect Director Michael J. | For | For | Mgmt |
| Bragg | | | |
| Elect Director Duane C. | For | For | Mgmt |
| McDougall | | | |
| Elect Director Steven J. | For | For | Mgmt |
| Oliva | | | |
| Elect Director Steven N. | For | For | Mgmt |
| Spence | | | |
| Elect Director Robert D. | For | For | Mgmt |
| Sznewajs | | | |
| Elect Director David J. | For | For | Mgmt |
| Truitt | | | |
| Elect Director Nancy A. | For | For | Mgmt |
| Wilgenbusch | | | |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Ratify Auditors | For | For | Mgmt |
05/21/09 | Westar Energy, Inc. | 95709T100 | 03/23/09 | 35,800 |
| Elect Director Charles Q. | For | For | Mgmt |
| Chandler IV | | | |
| Elect Director R.A. | For | For | Mgmt |
| Edwards III | | | |
| Elect Director Sandra A.J. | For | For | Mgmt |
| Lawrence | | | |
| Ratify Auditors | For | For | Mgmt |
| Amend Omnibus Stock | For | For | Mgmt |
| Plan | | | |
05/13/09 | Westinghouse Air Brake | 929740108 | 03/18/09 | 19,100 |
| Technologies Corp | | | |
| Elect Director Brian P. | For | For | Mgmt |
| Hehir | | | |
| Elect Director Michael W. | For | For | Mgmt |
| D. Howell | | | |
| Elect Director Nickolas W. | For | For | Mgmt |
| Vande Steeg | | | |
| Elect Director Gary C. | For | For | Mgmt |
| Valade | | | |
09/22/08 | Westwood One, Inc. | 961815107 | 08/08/08 | 19,300 |
| Elect Director H. Melvin | For | For | Mgmt |
| Ming | | | |
| Elect Director Emanuel | For | For | Mgmt |
| Nunez | | | |
| Ratify Auditors | �� For | For | Mgmt |
03/05/09 | WGL Holdings, Inc. | 92924F106 | 01/05/09 | 12,000 |
| Elect Director Michael D. | For | For | Mgmt |
| Barnes | | | |
| Elect Director George P. | For | For | Mgmt |
| Clancy, Jr. | | | |
| Elect Director James H. | For | For | Mgmt |
| DeGraffenreidt, Jr. | | | |
| Elect Director James W. | For | For | Mgmt |
| Dyke, Jr. | | | |
| Elect Director Melvyn J. | For | For | Mgmt |
| Estrin | | | |
| Elect Director James F. | For | For | Mgmt |
| Lafond | | | |
| Elect Director Debra L. | For | For | Mgmt |
| Lee | | | |
| Elect Director Terry D. | For | For | Mgmt |
| McCallister | | | |
| Elect Director Karen Hastie | For | For | Mgmt |
| Williams | | | |
| Ratify Auditors | For | For | Mgmt |
| Provide for Cumulative | Against | For | ShrHoldr |
| Voting | | | |
05/27/09 | Wilshire Bancorp Inc | 97186T108 | 04/13/09 | 11,000 |
| Elect Director Mel Elliot | For | For | Mgmt |
| Elect Director Richard Lim | For | For | Mgmt |
| Elect Director Harry | For | For | Mgmt |
| Siafaris | | | |
| | | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | | |
|
/Type /Ballot Issues | | Rec | Cast Date | Voted |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officer's | | | | |
| Compensation | | | | |
05/29/09 | World Fuel Services Corp. | 981475106 | | 04/10/09 | 8,500 |
| Elect Director Paul H. | | For | For | Mgmt |
| Stebbins | | | | |
| Elect Director Michael J. | | For | For | Mgmt |
| Kasbar | | | | |
| Elect Director Ken Bakshi | | For | For | Mgmt |
| Elect Director Joachim | | For | For | Mgmt |
| Heel | | | | |
| Elect Director Richard A. | | For | For | Mgmt |
| Kassar | | | | |
| Elect Director Myles Klein | | For | For | Mgmt |
| Elect Director J. Thomas | | For | Withhold | Mgmt |
| Presby | | | | |
| Elect Director Stephen K. | | For | For | Mgmt |
| Roddenberry | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Amend Omnibus Stock | | For | Against | Mgmt |
| Plan | | | | |
04/23/09 | WSFS Financial Corp. | 929328102 | | 03/05/09 | 4,200 |
| Elect Director Jennifer W. | | For | For | Mgmt |
| Davis | | | | |
| Elect Director Donald W. | | For | For | Mgmt |
| Delson | | | | |
| Elect Director Scott E. | | For | For | Mgmt |
| Reed | | | | |
| Elect Director Claiborne D. | | For | For | Mgmt |
| Smith | | | | |
| Elect Director Linda C. | | For | For | Mgmt |
| Drake | | | | |
| Elect Director David E. | | For | For | Mgmt |
| Hollowell | | | | |
| Ratify Auditors | | For | For | Mgmt |
| Advisory Vote to Ratify | | For | For | Mgmt |
| Named Executive Officers' | | | | |
| Compensation | | | | |
| Amend Article Four of | | For | For | Mgmt |
| Certificate of | | | | |
| Incorporation | | | | |
| Amend Article Four and | | For | For | Mgmt |
| Six of Certificate of | | | | |
| Incorporation | | | | |
| Amend Certificate of | | For | For | Mgmt |
| Incorporation to Delete | | | | |
| Article Five | | | | |
04/16/09 | Yadkin Valley Financial Corp 984314104 | | 01/15/09 | 800 |
| Approve Merger | | For | For | Mgmt |
| Agreement | | | | |
| Adjourn Meeting | | For | For | Mgmt |
06/29/09 | Yadkin Valley Financial Corp 984314104 | | 05/26/09 | 800 |
| Elect Director J.T. | | For | Withhold | Mgmt |
| Alexander, Jr. | | | | |
| Elect Director Ralph L. | | For | Withhold | Mgmt |
| | | | |
Mtg | Company | Security Mgmt Vote Record Proponent Shares |
Date | | | | |
|
/Type /Ballot Issues | Rec | Cast Date | Voted |
| Bentley | | | |
| Elect Director Nolan G. | For | Withhold | Mgmt |
| Brown | | | |
| Elect Director Faye E. | For | Withhold | Mgmt |
| Cooper | | | |
| Elect Director Harry M. | For | Withhold | Mgmt |
| Davis | | | |
| Elect Director James A. | For | Withhold | Mgmt |
| Harrell, Jr. | | | |
| Elect Director Dan W. Hill | For | For | Mgmt |
| III | | | |
| Elect Director William A. | For | For | Mgmt |
| Long | | | |
| Elect Director James L. | For | For | Mgmt |
| Poindexter | | | |
| Elect Director Morris L. | For | For | Mgmt |
| Shambley | | | |
| Elect Director James N. | For | Withhold | Mgmt |
| Smoak | | | |
| Elect Director Harry C. | For | For | Mgmt |
| Spell | | | |
| Elect Director C. Kenneth | For | For | Mgmt |
| Wilcox | | | |
| Elect Director Thomas J. | For | For | Mgmt |
| Hall | | | |
| Elect Director Larry S. | For | For | Mgmt |
| Helms | | | |
| Elect Director Randy P. | For | For | Mgmt |
| Helton | | | |
| Elect Director Peter A. | For | For | Mgmt |
| Papas | | | |
| Elect Director Alison J. | For | For | Mgmt |
| Smith | | | |
| Advisory Vote to Ratify | For | For | Mgmt |
| Named Executive Officers' | | | |
| Compensation | | | |
05/13/09 Zenith National Insurance | 989390109 | 03/16/09 | 10,500 |
| Corp. | | | |
| Elect Director Jerome L. | For | For | Mgmt |
| Coben | | | |
| Elect Director Max M. | For | For | Mgmt |
| Kampelman | | | |
| Elect Director Robert J. | For | For | Mgmt |
| Miller | | | |
| Elect Director Fabian | For | For | Mgmt |
| Nuñez | | | |
| Elect Director Catherine B. | For | For | Mgmt |
| Reynolds | | | |
| Elect Director Alan I. | For | For | Mgmt |
| Rothenberg | | | |
| Elect Director William S. | For | For | Mgmt |
| Sessions | | | |
| Elect Director Michael | For | For | Mgmt |
| Wm. Zavis | | | |
| Elect Director Stanley R. | For | For | Mgmt |
| | | | | | |
Mtg | Company | Security Mgmt | Vote | Record | Proponent | Shares |
Date | | | | | | |
|
/Type | /Ballot Issues | Rec | Cast | Date | | Voted |
| Zax | | | | | |
| Ratify Auditors | For | For | | Mgmt | |
01/08/09 | Zep Inc | 98944B108 | | 11/17/08 | | 6,300 |
| Elect Director J. Veronica | For | Withhold | | Mgmt | |
| Biggins | | | | | |
| Elect Director O.B. | For | For | | Mgmt | |
| Grayson Hall, Jr. | | | | | |
| Approve Executive | For | For | | Mgmt | |
| Incentive Bonus Plan | | | | | |
| Ratify Auditors | For | For | | Mgmt | |
|
Questions? Contact Account Management +1 (301) 556-0540 | | | | |
© 2007 RiskMetrics Group.All rights reserved. | | | | |
For more information please refer to Legal Notices | | | | |
| | | | | | | |
Fund: Principal Variable Contracts Funds, Inc. – Strategic Asset Management Accounts |
Sub-Advisor: Edge Asset Management, Inc. | | |
|
| | Vote Summary Report | | | |
| | July 1, 2008 - June 30, 2009 | | | |
|
Principal Variable Contracts Funds, Inc. – | SAM Flexible Income Portfolio | | |
| | | SAM Conservative Balanced Portfolio | |
| | | SAM Balanced Portfolio | | | |
| | | SAM Conservative Growth Portfolio | |
| | | SAM Strategic Growth Portfolio | | |
|
|
|
|
Mtg | Company/ | | Mgmt | Vote | Record | | Shares |
Date/Type | Ballot Issues | Security | Rec | Cast | Date | Proponent | Voted |
|
|
7/1/08 - | | No proxies were voted during this time period | |
6/30/09 | | | | | | | |
Principal Variable Contracts Funds, Inc. - West Coast Equity Account
Sub-Advisor: Edge Asset Management
*******************************FORM N-PxREPORT*******************************
ICAFile Number:811-07462
Reporting Period: 07/01/2008-06/30/2009 Principal Variable ContractsFunds, Inc.
========================== WESTCOASTEQUITY ACCOUNT===========================
| | | | | | |
ABBOTT LABORATORIES | | | | |
|
Ticker: | ABT | Security ID: | 002824100 | | |
Meeting Date: APR 24, 2009 | Meeting Type: Annual | | |
Record Date: FEB 25, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R.J. Alpern | For | For | Management |
1.2 | Elect Director R.S. Austin | For | For | Management |
1.3 | Elect Director W.M. Daley | For | For | Management |
1.4 | Elect Director W.J. Farrell | For | For | Management |
1.5 | Elect Director H.L. Fuller | For | For | Management |
1.6 | Elect Director W.A. Osborn | For | For | Management |
1.7 | Elect Director D.A.L. Owen | For | For | Management |
1.8 | Elect Director W.A. Reynolds | For | For | Management |
1.9 | Elect Director R.S. Roberts | For | For | Management |
1.10 | Elect Director S.C. Scott, III | For | For | Management |
1.11 | Elect Director W.D. Smithburg | For | For | Management |
1.12 | Elect Director G.F. Tilton | For | For | Management |
1.13 | Elect Director M.D. White | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Approve Nonqualified Employee Stock | For | For | Management |
| Purchase Plan | | | | |
4 | Ratify Auditors | | For | For | Management |
5 | Report on Animal Testing | Against | Against | Shareholder |
6 | Adopt Principles for Health Care Reform Against | Against | Shareholder |
7 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
--------------------------------------------------------------------------------
| | | | | | |
ACTUATE CORP. | | | | |
|
Ticker: | ACTU | Security ID: | 00508B102 | | |
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | | |
Record Date: | MAR 30, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter I. Cittadini | For | For | Management |
1.2 | Elect Director George B. Beitzel | For | For | Management |
1.3 | Elect Director Kenneth E. Marshall | For | For | Management |
| | | | |
1.4 | Elect Director Nicolas C. Nierenberg | For | For | Management |
1.5 | Elect Director Arthur C. Patterson | For | For | Management |
1.6 | Elect Director Steven D. Whiteman | For | For | Management |
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
ADOBE SYSTEMS INC. | | | | |
|
Ticker: | ADBE | Security ID: 00724F101 | | |
Meeting Date: APR 1, 2009 | Meeting Type: Annual | | |
Record Date: FEB 9, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Robert K. Burgess | For | For | Management |
2 | Elect Director Carol Mills | For | For | Management |
3 | Elect Director Daniel Rosensweig | For | For | Management |
4 | Elect Director Robert Sedgewick | For | For | Management |
5 | Elect Director John E. Warnock | For | For | Management |
6 | Amend Omnibus Stock Plan | For | For | Management |
7 | Ratify Auditors | | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
ALASKA AIR GROUP, INC. | | | | |
|
Ticker: | ALK | Security ID: | 011659109 | | |
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | | |
Record Date: MAR 20, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William S. Ayer | For | For | Management |
1.2 | Elect Director Patricia M. Bedient | For | For | Management |
1.3 | Elect Director Phyllis J. Campbell | For | For | Management |
1.4 | Elect Director Mark R. Hamilton | For | For | Management |
1.5 | Elect Director Jessie J. Knight, Jr. | For | For | Management |
1.6 | Elect Director R. Marc Langland | For | For | Management |
1.7 | Elect Director Dennis F. Madsen | For | For | Management |
1.8 | Elect Director Byron I. Mallott | For | For | Management |
1.9 | Elect Director J. Kenneth Thompson | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officer's Compensation | | | | |
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | | |
--------------------------------------------------------------------------------
ALEXANDRIAREALESTATEEQUITIES,INC.
| | | |
Ticker: | ARE | | Security ID: 015271109 |
Meeting Date: MAY | 20, 2009 | Meeting Type: Annual |
Record Date: | MAR | 31, 2009 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joel S. Marcus | For | For | Management |
1.2 | Elect Director Richard B. Jennings | For | Withhold | Management |
1.3 | Elect Director John L. Atkins, III | For | For | Management |
1.4 | Elect Director Richard H. Klein | For | Withhold | Management |
1.5 | Elect Director James H. Richardson | For | For | Management |
1.6 | Elect Director Martin A. Simonetti | For | For | Management |
1.7 | Elect Director Alan G. Walton | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
ALLERGAN, INC. | | | | |
|
Ticker: | AGN | Security ID: | 018490102 | | |
Meeting Date: APR 30, 2009 | Meeting Type: Annual | | |
Record Date: MAR 10, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Herbert W. Boyer | For | For | Management |
1.2 | Elect Director Robert A. Ingram | For | For | Management |
1.3 | Elect Director David E.I. Pyott | For | For | Management |
1.4 | Elect Director Russell T. Ray | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Report on Animal Testing | Against | Against | Shareholder |
--------------------------------------------------------------------------------
| | | | | | |
AMAZON.COM, INC. | | | | |
|
Ticker: | AMZN | Security ID: | 023135106 | | |
Meeting Date: MAY 28, 2009 | Meeting Type: Annual | | |
Record Date: APR 1, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Jeffrey P. Bezos | For | For | Management |
2 | Elect Director Tom A. Alberg | For | For | Management |
3 | Elect Director John Seely Brown | For | For | Management |
4 | Elect Director L. John Doerr | For | For | Management |
5 | Elect Director William B. Gordon | For | For | Management |
6 | Elect Director Alain Monie | For | For | Management |
7 | Elect Director Thomas O. Ryder | For | For | Management |
8 | Elect Director Patricia Q. Stonesifer | For | For | Management |
9 | Ratify Auditors | | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
AMBASSADORS GROUP INC | | | |
|
Ticker: | EPAX | | Security ID: 023177108 | | |
Meeting Date: MAY | 7, 2009 | Meeting Type: Annual | | |
Record Date: | MAR | 23, 2009 | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
| | | | |
1.1 | Elect Director James M. Kalustian | For | For | Management |
1.2 | Elect Director John A. Ueberroth | For | For | Management |
1.3 | Elect Director Joseph J. Ueberroth | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Approve Omnibus Stock Plan | For | Against | Management |
--------------------------------------------------------------------------------
| | | | | | |
AMGEN, INC. | | | | |
|
Ticker: | AMGN | Security ID: | 031162100 | | |
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | | |
Record Date: MAR 9, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director David Baltimore | For | For | Management |
2 | Elect Director Frank J. Biondi, Jr. | For | For | Management |
3 | Elect Director Francois de Carbonnel | For | For | Management |
4 | Elect Director Jerry D. Choate | For | For | Management |
5 | Elect Director Vance D. Coffman | For | For | Management |
6 | Elect Director Frederick W. Gluck | For | For | Management |
7 | Elect Director Frank C. Herringer | For | For | Management |
8 | Elect Director Gilbert S. Omenn | For | For | Management |
9 | Elect Director Judith C. Pelham | For | For | Management |
10 | Elect Director J. Paul Reason | For | For | Management |
11 | Elect Director Leonard D. Schaeffer | For | For | Management |
12 | Elect Director Kevin W. Sharer | For | For | Management |
13 | Ratify Auditors | | For | For | Management |
14 | Approve Omnibus Stock Plan | For | For | Management |
15 | Reduce Supermajority Vote Requirement | For | For | Management |
16 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | | |
17 | Reincorporate in Another State [from | Against | Against | Shareholder |
| Delaware to North Dakota ] | | | |
--------------------------------------------------------------------------------
| | | | | | |
AMN HEALTHCARE SERVICES INC. | | | | |
|
Ticker: | AHS | Security ID: | 001744101 | | |
Meeting Date: APR 9, 2009 | Meeting Type: Annual | | |
Record Date: FEB 12, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director R. Jeffrey Harris | For | For | Management |
1.2 | Elect Director Michael M.E. Johns | For | For | Management |
1.3 | Elect Director Hala G. Moddelmog | For | For | Management |
1.4 | Elect Director Susan R. Nowakowski | For | For | Management |
1.5 | Elect Director Andrew M. Stern | For | For | Management |
1.6 | Elect Director Paul E. Weaver | For | For | Management |
1.7 | Elect Director Douglas D. Wheat | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
AMYLIN PHARMACEUTICALS, INC. | | | | |
|
Ticker: | AMLN | Security ID: | 032346108 | | |
Meeting Date: MAY 27, 2009 | Meeting Type: Proxy Contest | | |
Record Date: APR 8, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
| Management Proxy (Blue Card) | | | |
1.1 | Elect Director Adrian Adams | For | Did Not Vote Management |
1.2 | Elect Director Steven R. Altman | For | Did Not Vote Management |
1.3 | Elect Director Teresa Beck | For | Did Not Vote Management |
1.4 | Elect Director Daniel M. Bradbury | For | Did Not Vote Management |
1.5 | Elect Director Paul N. Clark | For | Did Not Vote Management |
1.6 | Elect Director Joseph C. Cook, Jr. | For | Did Not Vote Management |
1.7 | Elect Director Paulo F. Costa | For | Did Not Vote Management |
1.8 | Elect Director Karin Eastham | For | Did Not Vote Management |
1.9 | Elect Director James R. Gavin, III | For | Did Not Vote Management |
1.10 | Elect Director Jay S. Skyler | For | Did Not Vote Management |
1.11 | Elect Director Joseph P. Sullivan | For | Did Not Vote Management |
1.12 | Elect Director James N. Wilson | For | Did Not Vote Management |
2 | Approve Omnibus Stock Plan | For | Did Not Vote Management |
3 | Amend Qualified Employee Stock Purchase For | Did Not Vote Management |
| Plan | | | | | |
4 | Ratify Auditors | | For | Did Not Vote Management |
5 | Reincorporate in Another State | Against | Did Not Vote Shareholder |
| [Delaware to North Dakota] | | | |
|
# | Proposal | | Diss Rec | Vote Cast | Sponsor |
| Dissident Proxy (White Card - | | | |
| Eastbourne) | | | | |
1.1 | Elect Director M. Kathleen Behrens | For | For | Shareholder |
1.2 | Elect Director Charles M. Fleischman | For | For | Shareholder |
1.3 | Elect Director Jay Sherwood | For | Withhold | Shareholder |
1.4 | Carl C. Icahn Dissident Nominee - | For | For | Shareholder |
| Alexander J. Denner | | | | |
1.5 | Carl C. Icahn Dissident Nominee - | For | Withhold | Shareholder |
| Thomas F. Deuel | | | | |
1.6 | Management Nominee - Adrian Adams | For | For | Shareholder |
1.7 | Management Nominee - Teresa Beck | For | For | Shareholder |
1.8 | Management Nominee - Daniel M. Bradbury For | For | Shareholder |
1.9 | Management Nominee - Paul N. Clark | For | For | Shareholder |
1.10 | Management Nominee - Paulo F. Costa | For | For | Shareholder |
1.11 | Management Nominee - Karin Eastham | For | For | Shareholder |
1.12 | Management Nominee - Jay S. Skyler | For | For | Shareholder |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
4 | Ratify Auditors | | For | For | Management |
5 | Reincorporate in Another State | None | Against | Shareholder |
| [Delaware to North Dakota] | | | |
|
# | Proposal | | Diss Rec | Vote Cast | Sponsor |
| Dissident Proxy (Gold Card - Carl C. | | | |
| Icahn) | | | | |
1.1 | Elect Director Alexander J. Denner | For | Did Not Vote Shareholder |
| | | |
1.2 | Elect Director Thomas F. Deuel | For | Did Not Vote Shareholder |
1.3 | Eastbourne Dissident Nominee - M. | For | Did Not Vote Shareholder |
| Kathleen Behrens | | |
1.4 | Eastbourne Dissident Nominee - Charles | For | Did Not Vote Shareholder |
| M. Fleischman | | |
1.5 | Eastbourne Dissident Nominee - Jay | For | Did Not Vote Shareholder |
| Sherwood | | |
1.6 | Management Nominee - Adrian Adams | For | Did Not Vote Shareholder |
1.7 | Management Nominee - Teresa Beck | For | Did Not Vote Shareholder |
1.8 | Management Nominee - Daniel M. Bradbury For | Did Not Vote Shareholder |
1.9 | Management Nominee - Paul N. Clark | For | Did Not Vote Shareholder |
1.10 | Management Nominee - Paulo F. Costa | For | Did Not Vote Shareholder |
1.11 | Management Nominee - Karin Eastham | For | Did Not Vote Shareholder |
1.12 | Management Nominee - Jay S. Skyler | For | Did Not Vote Shareholder |
2 | Approve Omnibus Stock Plan | For | Did Not Vote Management |
3 | Amend Qualified Employee Stock Purchase For | Did Not Vote Management |
| Plan | | |
4 | Ratify Auditors | For | Did Not Vote Management |
5 | Reincorporate in Another State | For | Did Not Vote Shareholder |
| [Delaware to North Dakota] | | |
--------------------------------------------------------------------------------
| | | | | | |
APACHE CORP. | | | | | |
|
Ticker: | APA | Security ID: | 037411105 | | |
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | | |
Record Date: | MAR 18, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Frederick M. Bohen | For | For | Management |
2 | Elect Director George D. Lawrence | For | For | Management |
3 | Elect Director Rodman D. Patton | For | For | Management |
4 | Elect Director Charles J. Pitman | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
APPLE INC. | | | | | |
|
Ticker: | AAPL | Security ID: | 037833100 | | |
Meeting Date: FEB 25, 2009 | Meeting Type: Annual | | |
Record Date: DEC 29, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William V. Campbell | For | For | Management |
1.2 | Elect Director Millard S. Drexler | For | For | Management |
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management |
1.4 | Elect Director Steven P. Jobs | For | For | Management |
1.5 | Elect Director Andrea Jung | For | For | Management |
1.6 | Elect Director A.D. Levinson | For | For | Management |
1.7 | Elect Director Eric E. Schmidt | For | For | Management |
1.8 | Elect Director Jerome B. York | For | For | Management |
2 | Report on Political Contributions | Against | Against | Shareholder |
3 | Adopt Principles for Health Care Reform Against | Against | Shareholder |
4 | Prepare Sustainability Report | Against | Against | Shareholder |
| | | |
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | |
--------------------------------------------------------------------------------
| | | | | | | |
APPLIED BIOSYSTEMS INC. | | | | |
|
Ticker: | ABI | | Security ID: | 038149100 | | |
Meeting Date: OCT | 28, 2008 | Meeting Type: Special | | |
Record Date: SEP | 5, 2008 | | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Merger Agreement | For | For | Management |
2 | Adjourn Meeting | | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
APPLIED MATERIALS, INC. | | | | |
|
Ticker: | AMAT | Security ID: | 038222105 | | |
Meeting Date: MAR 10, 2009 | Meeting Type: Annual | | |
Record Date: JAN 12, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Aart J. de Geus | For | For | Management |
1.2 | Elect Director Stephen R. Forrest | For | For | Management |
1.3 | Elect Director Philip V. Gerdine | For | For | Management |
1.4 | Elect Director Thomas J. Iannotti | For | For | Management |
1.5 | Elect Director Alexander A. Karsner | For | For | Management |
1.6 | Elect Director Charles Y.S. Liu | For | For | Management |
1.7 | Elect Director Gerhard H. Parker | For | For | Management |
1.8 | Elect Director Dennis D. Powell | For | For | Management |
1.9 | Elect Director Willem P. Roelandts | For | For | Management |
1.10 | Elect Director James E. Rogers | For | Withhold | Management |
1.11 | Elect Director Michael R. Splinter | For | For | Management |
2 | Reduce Supermajority Vote Requirement | For | For | Management |
3 | Ratify Auditors | | For | For | Management |
--------------------------------------------------------------------------------
ARCHER-DANIELS-MIDLANDCOMPANY
| | | | | | |
Ticker: | ADM | Security ID: | 039483102 | | |
Meeting Date: NOV 6, 2008 | Meeting Type: Annual | | |
Record Date: SEP 12, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director George W. Buckley | For | For | Management |
2 | Elect Director Mollie Hale Carter | For | For | Management |
3 | Elect Director Victoria F. Haynes | For | Against | Management |
4 | Elect Director Antonio Maciel Neto | For | Against | Management |
5 | Elect Director Patrick J. Moore | For | For | Management |
6 | Elect Director M. Brian Mulroney | For | For | Management |
7 | Elect Director Thomas F. O Neill | For | Against | Management |
| | | | |
8 | Elect Director Kelvin R. Westbrook | For | Against | Management |
9 | Elect Director Patricia A. Woertz | For | For | Management |
10 | Ratify Auditors | For | For | Management |
11 | Adopt ILO Based Code of Conduct | Against | For | Shareholder |
--------------------------------------------------------------------------------
| | | | | | |
ART TECHNOLOGY GROUP, INC. | | | | |
|
Ticker: | ARTG | Security ID: | 04289L107 | | |
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | | |
Record Date: | MAR 31, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John R. Held | For | For | Management |
1.2 | Elect Director Phyllis S. Swersky | For | For | Management |
2 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
| | | | |
3 | Ratify Auditors | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
AT&T INC | | | | | |
|
Ticker: | T | Security ID: 00206R102 | | |
Meeting Date: APR 24, 2009 | Meeting Type: Annual | | |
Record Date: FEB 25, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Randall L. Stephenson | For | For | Management |
1.2 | Elect Director William F. Aldinger III | For | Against | Management |
1.3 | Elect Director Gilbert F. Amelio | For | Against | Management |
1.4 | Elect Director Reuben V. Anderson | For | For | Management |
1.5 | Elect Director James H. Blanchard | For | Against | Management |
1.6 | Elect Director August A. Busch III | For | For | Management |
1.7 | Elect Director Jaime Chico Pardo | For | For | Management |
1.8 | Elect Director James P. Kelly | For | For | Management |
1.9 | Elect Director Jon C. Madonna | For | For | Management |
1.10 | Elect Director Lynn M. Martin | For | For | Management |
1.11 | Elect Director John B. McCoy | For | For | Management |
1.12 | Elect Director Mary S. Metz | For | For | Management |
1.13 | Elect Director Joyce M. Roche | For | For | Management |
1.14 | Elect Director Laura D Andrea Tyson | For | For | Management |
1.15 | Elect Director Patricia P. Upton | For | Against | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Report on Political Contributions | Against | For | Shareholder |
5 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | | |
6 | Provide for Cumulative Voting | Against | For | Shareholder |
7 | Require Independent Board Chairman | Against | For | Shareholder |
8 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
9 | Exclude Pension Credits ftom Earnings | Against | For | Shareholder |
| Performance Measure | | | | |
--------------------------------------------------------------------------------
| | | | | | |
AUTODESK, INC. | | | | |
|
Ticker: | ADSK | Security ID: | 052769106 | | |
Meeting Date: JUN 11, 2009 | Meeting Type: Annual | | |
Record Date: APR 14, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carl Bass | For | For | Management |
1.2 | Elect Director Crawford W. Beveridge | For | For | Management |
1.3 | Elect Director J. Hallam Dawson | For | For | Management |
1.4 | Elect Director Per-Kristian Halvorsen | For | For | Management |
1.5 | Elect Director Sean M. Maloney | For | For | Management |
1.6 | Elect Director Elizabeth A. Nelson | For | For | Management |
1.7 | Elect Director Charles J. Robel | For | For | Management |
1.8 | Elect Director Steven M. West | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Approve Non-Employee Director Omnibus | For | For | Management |
| Stock Plan | | | | |
--------------------------------------------------------------------------------
| | | | | | |
BANK OF AMERICA CORP. | | | | |
|
Ticker: | BAC | Security ID: | 060505104 | | |
Meeting Date: DEC 5, 2008 | Meeting Type: Special | | |
Record Date: OCT 10, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with | For | For | Management |
| Acquisition | | | | |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Adjourn Meeting | | For | For | Management |
--------------------------------------------------------------------------------
| | | | | | |
BECKMAN COULTER, INC. | | | | |
|
Ticker: | BEC | Security ID: | 075811109 | | |
Meeting Date: APR 23, 2009 | Meeting Type: Annual | | |
Record Date: FEB 23, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter B. Dervan | For | For | Management |
1.2 | Elect Director Scott Garrett | For | For | Management |
1.3 | Elect Director Susan Nowakowski | For | For | Management |
1.4 | Elect Director Glenn S. Schafer | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
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| | | | | | |
BERRY PETROLEUM CO. | | | | |
|
Ticker: | BRY | Security ID: | 085789105 | | |
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | | |
Record Date: MAR 16, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joseph H. Bryant | For | For | Management |
1.2 | Elect Director Ralph B. Busch, III | For | For | Management |
1.3 | Elect Director William E. Bush, Jr. | For | For | Management |
1.4 | Elect Director Stephen L. Cropper | For | For | Management |
1.5 | Elect Director J. Herbert Gaul, Jr. | For | For | Management |
1.6 | Elect Director Robert F. Heinemann | For | For | Management |
1.7 | Elect Director Thomas J. Jamieson | For | For | Management |
1.8 | Elect Director J. Frank Keller | For | For | Management |
1.9 | Elect Director Ronald J. Robinson | For | For | Management |
1.10 | Elect Director Martin H. Young, Jr. | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | |
BLUE NILE, INC. | | | | |
|
Ticker: | NILE | Security ID: | 09578R103 | | |
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | | |
Record Date: MAR 31, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary Alice Taylor | For | For | Management |
1.2 | Elect Director Michael Potter | For | For | Management |
1.3 | Elect Director Steve Scheid | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | |
BOEING CO., THE | | | | |
|
Ticker: | BA | Security ID: | 097023105 | | |
Meeting Date: APR 27, 2009 | Meeting Type: Annual | | |
Record Date: FEB 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John H. Biggs | For | For | Management |
1.2 | Elect Director John E. Bryson | For | For | Management |
1.3 | Elect Director Arthur D. Collins, Jr. | For | For | Management |
1.4 | Elect Director Linda Z. Cook | For | For | Management |
1.5 | Elect Director William M. Daley | For | For | Management |
1.6 | Elect Director Kenneth M. Duberstein | For | For | Management |
1.7 | Elect Director John F. McDonnell | For | For | Management |
1.8 | Elect Director W. James McNerney, Jr. | For | For | Management |
1.9 | Elect Director Mike S. Zafirovski | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Ratify Auditors | | For | For | Management |
| | | | |
4 | Provide for Cumulative Voting | Against | For | Shareholder |
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | |
6 | Adopt Principles for Health Care Reform Against | Against | Shareholder |
7 | Report on Foreign Military Sales | Against | Against | Shareholder |
8 | Require Independent Lead Director | Against | For | Shareholder |
9 | Restrict Severance Agreements | Against | For | Shareholder |
| (Change-in-Control) | | | |
10 | Report on Political Contributions | Against | For | Shareholder |
--------------------------------------------------------------------------------
| | | | | | |
BRISTOL-MYERS SQUIBB CO. | | | | |
|
Ticker: | BMY | Security ID: | 110122108 | | |
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | | |
Record Date: MAR 12, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director L. Andreotti | For | For | Management |
2 | Elect Director L. B. Campbell | For | For | Management |
3 | Elect Director J. M. Cornelius | For | For | Management |
4 | Elect Director L. J. Freeh | For | For | Management |
5 | Elect Director L. H. Glimcher | For | For | Management |
6 | Elect Director M. Grobstein | For | For | Management |
7 | Elect Director L. Johansson | For | For | Management |
8 | Elect Director A. J. Lacy | For | For | Management |
9 | Elect Director V. L. Sato | For | For | Management |
10 | Elect Director T. D. West, Jr. | For | For | Management |
11 | Elect Director R. S. Williams | For | For | Management |
12 | Ratify Auditors | | For | For | Management |
13 | Increase Disclosure of Executive | Against | Against | Shareholder |
| Compensation | | | | |
14 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder |
15 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | | |
16 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
--------------------------------------------------------------------------------
| | | | | | |
Ticker: | BCR | Security ID: | 067383109 | | |
Meeting Date: APR 15, 2009 | Meeting Type: Annual | | |
Record Date: FEB 23, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Marc C. Breslawsky | For | For | Management |
1.2 | Elect Director Herbert L. Henkel | For | For | Management |
1.3 | Elect Director Tommy G. Thompson | For | For | Management |
1.4 | Elect Director Timothy M. Ring | For | For | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
--------------------------------------------------------------------------------
CALIFORNIAWATERSERVICEGROUP
| | | | | | |
Ticker: | CWT | Security ID: | 130788102 | | |
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | | |
Record Date: MAR 31, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas M. Brown | For | For | Management |
1.2 | Elect Director Robert W. Foy | For | For | Management |
1.3 | Elect Director Edwin A. Guiles | For | For | Management |
1.4 | Elect Director Edward D. Harris, Jr., | For | For | Management |
| M.D. | | | | | |
1.5 | Elect Director Bonnie G. Hill | For | For | Management |
1.6 | Elect Director Richard P. Magnuson | For | For | Management |
1.7 | Elect Director Linda R. Meier | For | For | Management |
1.8 | Elect Director Peter C. Nelson | For | For | Management |
1.9 | Elect Director George A. Vera | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | | |
CASCADE BANCORP | | | | | |
|
Ticker: | CACB | | Security ID: 147154108 | | |
Meeting Date: DEC | 19, 2008 | Meeting Type: Special | | |
Record Date: OCT | 27, 2008 | | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1 | Authorize New Class of Preferred Stock | For | For | Management |
2 | Increase Authorized Common Stock | For | For | Management |
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| | | | | | | |
CASCADE CORP. | | | | | |
|
Ticker: | CAE | | Security ID: | 147195101 | | |
Meeting Date: JUN | 2, 2009 | Meeting Type: Annual | | |
Record Date: APR | 3, 2009 | | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Duane C. McDougall | For | For | Management |
1.2 | Elect Director James S. Osterman | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | |
CERADYNE, INC. | | |
|
Ticker: | CRDN | Security ID: 156710105 |
Meeting Date: JUN 9, 2009 | Meeting Type: Annual |
| | | | |
Record Date: APR 13, 2009 | | | |
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joel P. Moskowitz | For | For | Management |
1.2 | Elect Director Richard A. Alliegro | For | Withhold | Management |
1.3 | Elect Director Frank Edelstein | For | Withhold | Management |
1.4 | Elect Director Richard A. Kertson | For | For | Management |
1.5 | Elect Director William C. LaCourse | For | For | Management |
1.6 | Elect Director Milton L. Lohr | For | Withhold | Management |
2 | Ratify Auditors | For | For | Management |
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| | | | | | |
CHARLES SCHWAB CORP., THE | | | | |
|
Ticker: | SCHW | Security ID: | 808513105 | | |
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | | |
Record Date: MAR 16, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Nancy H. Bechtle | For | For | Management |
1.2 | Elect Director Walter W. Bettinger II | For | For | Management |
1.3 | Elect Director C. Preston Butcher | For | For | Management |
2 | Report on Political Contributions | Against | For | Shareholder |
3 | Adopt a Policy in which the Company | Against | For | Shareholder |
| will not Make or Promise to Make Any | | | |
| Death Benefit Payments to Senior | | | |
| Executives | | | | |
4 | Amend Corporate Executive Bonus Plan | Against | For | Shareholder |
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| | | | | | |
CHEVRON CORPORATION | | | | |
|
Ticker: | CVX | Security ID: | 166764100 | | |
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | | |
Record Date: APR 1, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director S. H. Armacost | For | For | Management |
1.2 | Elect Director L. F. Deily | For | For | Management |
1.3 | Elect Director R. E. Denham | For | For | Management |
1.4 | Elect Director R. J. Eaton | For | For | Management |
1.5 | Elect Director E. Hernandez | For | For | Management |
1.6 | Elect Director F. G. Jenifer | For | For | Management |
1.7 | Elect Director S. Nunn | | For | For | Management |
1.8 | Elect Director D. J. O'Reilly | For | For | Management |
1.9 | Elect Director D. B. Rice | For | For | Management |
1.10 | Elect Director K. W. Sharer | For | For | Management |
1.11 | Elect Director C. R. Shoemate | For | For | Management |
1.12 | Elect Director R. D. Sugar | For | For | Management |
1.13 | Elect Director C. Ware | | For | For | Management |
1.14 | Elect Director J. S. Watson | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management |
| | | | |
4 | Amend Omnibus Stock Plan | For | For | Management |
5 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | |
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | |
| | | | |
7 | Adopt Quantitative GHG Goals for | Against | Against | Shareholder |
| | | | |
| Products and Operations | | | |
8 | Adopt Guidelines for Country Selection | Against | For | Shareholder |
9 | Adopt Human Rights Policy | Against | For | Shareholder |
10 | Report on Market Specific Environmental Against | Against | Shareholder |
| Laws | | | |
--------------------------------------------------------------------------------
| | | | | | |
CISCO SYSTEMS, INC. | | | | |
|
Ticker: | CSCO | Security ID: 17275R102 | | |
Meeting Date: NOV 13, 2008 | Meeting Type: Annual | | |
Record Date: SEP 15, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Carol A. Bartz | For | For | Management |
2 | Elect Director M. Michele Burns | For | For | Management |
3 | Elect Director Michael D. Capellas | For | For | Management |
4 | Elect Director Larry R. Carter | For | For | Management |
5 | Elect Director John T. Chambers | For | For | Management |
6 | Elect Director Brian L. Halla | For | For | Management |
7 | Elect Director John L. Hennessy | For | For | Management |
8 | Elect Director Richard M. Kovacevich | For | For | Management |
9 | Elect Director Roderick C. McGeary | For | For | Management |
10 | Elect Director Michael K. Powell | For | For | Management |
11 | Elect Director Steven M. West | For | For | Management |
12 | Elect Director Jerry Yang | For | Against | Management |
13 | Ratify Auditors | | For | For | Management |
14 | Amend Bylaws to Establish a Board | Against | Against | Shareholder |
| Committee on Human Rights | | | |
15 | Report on Internet Fragmentation | Against | For | Shareholder |
--------------------------------------------------------------------------------
| | | | | | |
CITY NATIONAL CORP. | | | | |
|
Ticker: | CYN | Security ID: | 178566105 | | |
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | | |
Record Date: MAR 30, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth L. Coleman | For | For | Management |
1.2 | Elect Director Peter M. Thomas | For | For | Management |
1.3 | Elect Director Bruce Rosenblum | For | For | Management |
1.4 | Elect Director Christopher J. Warmuth | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named Executive For | Against | Management |
| Officers' Compensation | | | | |
| | | | |
4 | Declassify the Board of Directors | Against | For | Shareholder |
--------------------------------------------------------------------------------
| | | | | | |
CLOROX COMPANY, THE | | | | |
|
Ticker: | CLX | Security ID: | 189054109 | | |
Meeting Date: NOV 19, 2008 | Meeting Type: Annual | | |
Record Date: SEP 22, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Daniel Boggan, Jr. | For | For | Management |
2 | Elect Director Richard H. Carmona | For | For | Management |
3 | Elect Director Tully M. Friedman | For | For | Management |
4 | Elect Director George J. Harad | For | For | Management |
5 | Elect Director Donald R. Knauss | For | For | Management |
6 | Elect Director Robert W. Matschullat | For | For | Management |
7 | Elect Director Gary G. Michael | For | For | Management |
8 | Elect Director Edward A. Mueller | For | For | Management |
9 | Elect Director Jan L. Murley | For | For | Management |
10 | Elect Director Pamela Thomas-Graham | For | For | Management |
11 | Elect Director Carolyn M. Ticknor | For | For | Management |
12 | Ratify Auditors | | For | For | Management |
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| | | | | | |
COLUMBIA SPORTSWEAR CO. | | | | |
|
Ticker: | COLM | Security ID: | 198516106 | | |
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | | |
Record Date: MAR 23, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Gertrude Boyle | For | For | Management |
1.2 | Elect Director Timothy P. Boyle | For | For | Management |
1.3 | Elect Director Sarah A. Bany | For | For | Management |
1.4 | Elect Director Murrey R. Albers | For | For | Management |
1.5 | Elect Director Stephen E. Babson | For | For | Management |
1.6 | Elect Director Andy D. Bryant | For | For | Management |
1.7 | Elect Director Edward S. George | For | For | Management |
1.8 | Elect Director Walter T. Klenz | For | For | Management |
1.9 | Elect Director John W. Stanton | For | For | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
3 | Approve Incentive Bonus Plan | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
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| | | | | | |
CON-WAY INC | | | | | |
|
Ticker: | CNW | | Security ID: 205944101 | | |
Meeting Date: MAY | 19, 2009 | Meeting Type: Annual | | |
Record Date: | MAR | 30, 2009 | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
| | | | |
1.1 | Elect Director William R. Corbin | For | For | Management |
1.2 | Elect Director Robert Jaunich, II | For | For | Management |
1.3 | Elect Director W. Keith Kennedy, Jr. | For | For | Management |
2 | Declassify the Board of Directors | For | For | Management |
3 | Approve Decrease in Size of Board | For | For | Management |
4 | Ratify Auditors | For | For | Management |
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| | | | | | |
COPART, INC. | | | | | |
|
Ticker: | CPRT | Security ID: | 217204106 | | |
Meeting Date: DEC 11, 2008 | Meeting Type: Annual | | |
Record Date: | OCT 16, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect | Director Willis J. Johnson | For | For | Management |
1.2 | Elect | Director A. Jayson Adair | For | For | Management |
1.3 | Elect | Director James E. Meeks | For | For | Management |
1.4 | Elect | Director Steven D. Cohan | For | For | Management |
1.5 | Elect | Director Daniel J. Englander | For | For | Management |
1.6 | Elect | Director Barry Rosenstein | For | For | Management |
1.7 | Elect | Director Thomas W. Smith | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | |
COPART, INC. | | | | | |
|
Ticker: | CPRT | | Security ID: 217204106 | | |
Meeting Date: APR | 14, 2009 | Meeting Type: Special | | |
Record Date: | MAR | 5, 2009 | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Stock-for-Salary/Bonus Plan For | For | Management |
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| | | | | | |
COSTCO WHOLESALE CORPORATION | | | | |
|
Ticker: | COST | Security ID: 22160K105 | | |
Meeting Date: JAN 28, 2009 | Meeting Type: Annual | | |
Record Date: NOV 21, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director James D. Sinegal | For | For | Management |
1.2 | Elect Director Jeffrey H. Brotman | For | For | Management |
1.3 | Elect Director Richard A. Galanti | For | For | Management |
1.4 | Elect Director Daniel J. Evans | For | For | Management |
1.5 | Elect Director Jeffrey S. Raikes | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | |
CVS CAREMARK CORP | | | | |
|
Ticker: | CVS | Security ID: | 126650100 | | |
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | | |
Record Date: MAR 12, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Edwin M. Banks | For | For | Management |
1.2 | Elect Director C. David Brown II | For | For | Management |
1.3 | Elect Director David W. Dorman | For | For | Management |
1.4 | Elect Director Kristen E. Gibney | For | For | Management |
| Williams | | | | |
1.5 | Elect Director Marian L. Heard | For | For | Management |
1.6 | Elect Director William H. Joyce | For | For | Management |
1.7 | Elect Director Jean-Pierre Million | For | For | Management |
1.8 | Elect Director Terrence Murray | For | For | Management |
1.9 | Elect Director C.A. Lance Piccolo | For | For | Management |
1.10 | Elect Director Sheli Z. Rosenberg | For | For | Management |
1.11 | Elect Director Thomas M. Ryan | For | For | Management |
1.12 | Elect Director Richard J. Swift | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | | |
4 | Require Independent Board Chairman | Against | For | Shareholder |
5 | Report on Political Contributions | Against | For | Shareholder |
6 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
--------------------------------------------------------------------------------
| | | | | | |
CYPRESS SEMICONDUCTOR CORP. | | | | |
|
Ticker: | CY | Security ID: | 232806109 | | |
Meeting Date: MAY 22, 2009 | Meeting Type: Annual | | |
Record Date: MAR 24, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director T.J. Rodgers | For | For | Management |
1.2 | Elect Director W. Steve Albrecht | For | For | Management |
1.3 | Elect Director Eric A. Benhamou | For | For | Management |
1.4 | Elect Director Lloyd Carney | For | For | Management |
1.5 | Elect Director James R. Long | For | For | Management |
1.6 | Elect Director J. Daniel McCranie | For | For | Management |
1.7 | Elect Director Evert van de Ven | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Approve Repricing of Options | For | Against | Management |
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| | | |
DAVITA INC. | | | |
|
Ticker: | DVA | | Security ID: 23918K108 |
Meeting Date: JUN | 15, 2009 | Meeting Type: Annual |
Record Date: | APR | 20, 2009 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charles G. Berg | For | For | Management |
1.2 | Elect Director Willard W. Brittain, Jr. For | For | Management |
1.3 | Elect Director Paul J. Diaz | For | For | Management |
1.4 | Elect Director Peter T. Grauer | For | For | Management |
1.5 | Elect Director John M. Nehra | For | For | Management |
1.6 | Elect Director William L. Roper | For | For | Management |
1.7 | Elect Director Kent J. Thiry | For | For | Management |
1.8 | Elect Director Roger J. Valine | For | For | Management |
1.9 | Elect Director Richard C. Vaughan | For | For | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
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| | | | | | |
DENDREON CORP. | | | | |
|
Ticker: | DNDN | Security ID: | 24823Q107 | | |
Meeting Date: JUN 10, 2009 | Meeting Type: Annual | | |
Record Date: APR 22, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Susan B. Bayh | For | For | Management |
1.2 | Elect Director David L. Urdal | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Increase Authorized Common Stock | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
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| | | | | | |
DEVON ENERGY CORP. | | | | |
|
Ticker: | DVN | Security ID: 25179M103 | | |
Meeting Date: JUN 3, 2009 | Meeting Type: Annual | | |
Record Date: APR 6, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert L. Howard | For | For | Management |
1.2 | Elect Director Michael M. Kanovsky | For | For | Management |
1.3 | Elect Director J. Todd Mitchell | For | For | Management |
1.4 | Elect Director J. Larry Nichols | For | For | Management |
2 | Elect Director Robert A. Mosbacher, Jr. For | For | Management |
3 | Ratify Auditors | | For | For | Management |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Require a Majority Vote for the | Against | For | Shareholder |
| Election of Directors | | | | |
--------------------------------------------------------------------------------
| | |
DIONEX CORP. | | |
|
Ticker: | DNEX | Security ID: 254546104 |
Meeting Date: OCT 28, 2008 | Meeting Type: Annual |
| | | | |
Record Date: SEP 8, 2008 | | | |
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David L. Anderson | For | For | Management |
1.2 | Elect Director A. Blaine Bowman | For | For | Management |
1.3 | Elect Director Lukas Braunschweiler | For | For | Management |
1.4 | Elect Director Roderick McGeary | For | For | Management |
1.5 | Elect Director Riccardo Pigliucci | For | For | Management |
1.6 | Elect Director Michael W. Pope | For | For | Management |
2 | Ratify Auditors | For | For | Management |
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| | | | | | |
EAST WEST BANCORP, INC. | | | | |
|
Ticker: | EWBC | Security ID: 27579R104 | | |
Meeting Date: MAY 28, 2009 | Meeting Type: Annual | | |
Record Date: MAR 31, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peggy Cherng | For | For | Management |
1.2 | Elect Director Rudolph I. Estrada | For | Withhold | Management |
1.3 | Elect Director Julia S. Gouw | For | For | Management |
1.4 | Elect Director Andrew S. Kane | For | For | Management |
1.5 | Elect Director John Lee | | For | For | Management |
1.6 | Elect Director Herman Y. Li | For | For | Management |
1.7 | Elect Director Jack C. Liu | For | For | Management |
1.8 | Elect Director Dominic Ng | For | For | Management |
1.9 | Elect Director Keith W. Renken | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | | |
--------------------------------------------------------------------------------
| | | | | | |
ECHELON CORPORATION | | | | |
|
Ticker: | ELON | Security ID: 27874N105 | | |
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | | |
Record Date: MAR 23, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert J. Finocchio, Jr. For | Withhold | Management |
1.2 | Elect Director Armas Clifford Markkula, For | Withhold | Management |
| Jr. | | | | | |
1.3 | Elect Director Robert R. Maxfield | For | Withhold | Management |
2 | Approve Executive Incentive Bonus Plan | For | Against | Management |
3 | Ratify Auditors | | For | For | Management |
--------------------------------------------------------------------------------
EDISONINTERNATIONAL
| | | | | |
Meeting Date: APR 23, 2009 | Meeting Type: Annual | | |
Record Date: FEB 23, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Vanessa C.L. Chang | For | For | Management |
1.2 | Elect Director France A. Cordova | For | For | Management |
1.3 | Elect Director Theodore F. Craver, Jr. | For | For | Management |
1.4 | Elect Director Charles B. Curtis | For | For | Management |
1.5 | Elect Director Bradford M. Freeman | For | For | Management |
1.6 | Elect Director Luis G. Nogales | For | For | Management |
1.7 | Elect Director Ronald L. Olson | For | For | Management |
1.8 | Elect Director James M. Rosser | For | For | Management |
1.9 | Elect Director Richard T. Schlosberg, | For | For | Management |
| III | | | | |
1.10 | Elect Director Thomas C. Sutton | For | For | Management |
1.11 | Elect Director Brett White | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | |
--------------------------------------------------------------------------------
EDWARDSLIFESCIENCESCORPORATION
| | | | | | |
Ticker: | EW | Security ID: | 28176E108 | | |
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | | |
Record Date: MAR 13, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Mike R. Bowlin | For | For | Management |
2 | Elect Director Barbara J. McNeil | For | For | Management |
3 | Elect Director Michael A. Mussallem | For | For | Management |
4 | Elect Director William J. Link | For | For | Management |
5 | Amend Omnibus Stock Plan | For | For | Management |
6 | Ratify Auditors | | For | For | Management |
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| | | | | | |
ELECTRO SCIENTIFIC INDUSTRIES, INC. | | | |
|
Ticker: | ESIO | Security ID: | 285229100 | | |
Meeting Date: AUG 5, 2008 | Meeting Type: Annual | | |
Record Date: MAY 30, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barry L. Harmon | For | Withhold | Management |
1.2 | Elect Director Gerald F. Taylor | For | For | Management |
1.3 | Elect Director W. Arthur Porter | For | For | Management |
1.4 | Elect Director Edward C. Grady | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | |
ELECTRONIC ARTS INC. | | | | |
|
Ticker: | ERTS | Security ID: | 285512109 | | |
Meeting Date: JUL 31, 2008 | Meeting Type: Annual | | |
Record Date: JUN 9, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Leonard S. Coleman | For | For | Management |
2 | Elect Director Gary M. Kusin | For | For | Management |
3 | Elect Director Gregory B. Maffei | For | For | Management |
4 | Elect Director Vivek Paul | For | For | Management |
5 | Elect Director Lawrence F. Probst III | For | For | Management |
6 | Elect Director John S. Riccitiello | For | For | Management |
7 | Elect Director Richard A. Simonson | For | For | Management |
8 | Elect Director Linda J. Srere | For | For | Management |
9 | Amend Omnibus Stock Plan | For | For | Management |
10 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
| | | | |
11 | Ratify Auditors | For | For | Management |
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| | | | | | |
ENERGY RECOVERY INC | | | | |
|
Ticker: | ERII | Security ID: | 29270J100 | | |
Meeting Date: JUN 12, 2009 | Meeting Type: Annual | | |
Record Date: APR 15, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul M. Cook | For | For | Management |
1.2 | Elect Director Fred Olav Johannessen | For | For | Management |
1.3 | Elect Director Marie Elisabeth | For | For | Management |
| Pate-Cornell | | | | |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | |
EOG RESOURCES, INC. | | | | |
|
Ticker: | EOG | Security ID: 26875P101 | | |
Meeting Date: APR 29, 2009 | Meeting Type: Annual | | |
Record Date: MAR 5, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George A. Alcorn | For | For | Management |
1.2 | Elect Director Charles R. Crisp | For | For | Management |
1.3 | Elect Director James C. Day | For | For | Management |
1.4 | Elect Director Mark G. Papa | For | For | Management |
1.5 | Elect Director H. Leighton Steward | For | For | Management |
1.6 | Elect Director Donald F. Textor | For | For | Management |
1.7 | Elect Director Frank G. Wisner | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | |
ESSEX PROPERTY TRUST, INC. | | | | |
|
Ticker: | ESS | Security ID: | 297178105 | | |
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | | |
Record Date: FEB 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George M. Marcus | For | Withhold | Management |
1.2 | Elect Director Gary P. Martin | For | For | Management |
1.3 | Elect Director Michael J. Schall | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | | |
ESTEE LAUDER COMPANIES INC., THE | | | | |
|
Ticker: | EL | Security ID: | 518439104 | | |
Meeting Date: NOV 7, 2008 | Meeting Type: Annual | | |
Record Date: SEP 16, 2008 | | | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Charlene Barshefsky | | For | For | Management |
1.2 | Elect Director Leonard A. Lauder | | For | Withhold | Management |
1.3 | Elect Director Ronald S. Lauder | | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | | | For | For | Management |
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EXPEDITORSINTERNATIONALOF WASHINGTON,INC.
| | | | | | |
Ticker: | EXPD | Security ID: | 302130109 | | |
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | | |
Record Date: MAR 9, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark A. Emmert | For | For | Management |
1.2 | Elect Director R. Jordan Gates | For | For | Management |
1.3 | Elect Director Dan P. Kourkoumelis | For | For | Management |
1.4 | Elect Director Michael J. Malone | For | For | Management |
1.5 | Elect Director John W. Meisenbach | For | For | Management |
1.6 | Elect Director Peter J. Rose | For | For | Management |
1.7 | Elect Director James L.K. Wang | For | For | Management |
1.8 | Elect Director Robert R. Wright | For | For | Management |
2 | Approve Stock Option Plan | For | For | Management |
3 | Ratify Auditors | | For | For | Management |
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| | | |
EXXON MOBIL CORP. | | |
|
Ticker: | XOM | | Security ID: 30231G102 |
Meeting Date: MAY | 27, 2009 | Meeting Type: Annual |
| | | | |
Record Date: APR 6, 2009 | | | |
|
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director M.J. Boskin | For | For | Management |
1.2 | Elect Director L.R. Faulkner | For | For | Management |
1.3 | Elect Director K.C. Frazier | For | For | Management |
1.4 | Elect Director .W. George | For | For | Management |
1.5 | Elect Director R.C. King | For | For | Management |
1.6 | Elect Director M.C. Nelson | For | For | Management |
1.7 | Elect Director S.J. Palmisano | For | For | Management |
1.8 | Elect Director S.S Reinemund | For | For | Management |
1.9 | Elect Director R.W. Tillerson | For | For | Management |
1.10 | Elect Director E.E. Whitacre, Jr. | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Provide for Cumulative Voting | Against | For | Shareholder |
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | |
5 | Reincorporate in Another State [from | Against | Against | Shareholder |
| New Jersey to North Dakota] | | | |
6 | Require Independent Board Chairman | Against | For | Shareholder |
7 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | |
8 | Compare CEO Compensation to Average | Against | Against | Shareholder |
| U.S. per Capita Income | | | |
9 | Review Anti-discrimination Policy on | Against | Against | Shareholder |
| Corporate Sponsorships and Executive | | | |
| Perks | | | |
10 | Amend EEO Policy to Prohibit | Against | For | Shareholder |
| Discrimination based on Sexual | | | |
| Orientation and Gender Identity | | | |
11 | Adopt Quantitative GHG Goals for | Against | For | Shareholder |
| Products and Operations | | | |
12 | Report on Climate Change Impacts on | Against | Against | Shareholder |
| Emerging Countries | | | |
13 | Adopt Policy to Increase Renewable | Against | For | Shareholder |
| Energy | | | |
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| | | | | | |
FEI COMPANY | | | | |
|
Ticker: | FEIC | Security ID: 30241L109 | | |
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | | |
Record Date: MAR 9, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Lawrence A. Bock | For | For | Management |
1.2 | Elect Director Wilfred J. Corrigan | For | For | Management |
1.3 | Elect Director Don R. Kania | For | For | Management |
1.4 | Elect Director Thomas F. Kelly | For | For | Management |
1.5 | Elect Director William W. Lattin | For | For | Management |
1.6 | Elect Director Jan C. Lobbezoo | For | For | Management |
1.7 | Elect Director Gerhard H. Parker | For | For | Management |
1.8 | Elect Director James T. Richardson | For | For | Management |
1.9 | Elect Director Richard H. Wills | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
| | | |
3 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | |
| | | | |
4 | Ratify Auditors | For | For | Management |
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| | | | | | |
FLIR SYSTEMS, INC. | | | | |
|
Ticker: | FLIR | Security ID: | 302445101 | | |
Meeting Date: MAY 1, 2009 | Meeting Type: Annual | | |
Record Date: FEB 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Earl R. Lewis | For | For | Management |
1.2 | Elect Director Steven E. Wynne | For | For | Management |
2 | Approve Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | | |
3 | Ratify Auditors | | For | For | Management |
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| | | | | | |
FRANKLIN RESOURCES, INC. | | | | |
|
Ticker: | BEN | Security ID: | 354613101 | | |
Meeting Date: MAR 11, 2009 | Meeting Type: Annual | | |
Record Date: JAN 12, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Samuel H. Armacost | For | For | Management |
2 | Elect Director Charles Crocker | For | For | Management |
3 | Elect Director Joseph R. Hardiman | For | For | Management |
4 | Elect Director Robert D. Joffe | For | For | Management |
5 | Elect Director Charles B. Johnson | For | For | Management |
6 | Elect Director Gregory E. Johnson | For | For | Management |
7 | Elect Director Rupert H. Johnson, Jr. | For | For | Management |
8 | Elect Director Thomas H. Kean | For | For | Management |
9 | Elect Director Chutta Ratnathicam | For | For | Management |
10 | Elect Director Peter M. Sacerdote | For | For | Management |
11 | Elect Director Laura Stein | For | For | Management |
12 | Elect Director Anne M. Tatlock | For | For | Management |
13 | Ratify Auditors | | For | For | Management |
14 | Amend Executive Incentive Bonus Plan | For | For | Management |
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| | | | | | | |
GILEAD SCIENCES, INC. | | | | |
|
Ticker: | GILD | | Security ID: | 375558103 | | |
Meeting Date: MAY | 6, 2009 | Meeting Type: Annual | | |
Record Date: | MAR | 9, 2009 | | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Paul Berg | For | For | Management |
1.2 | Elect Director John F. Cogan | For | For | Management |
| | | | |
1.3 | Elect Director Etienne F. Davignon | For | For | Management |
1.4 | Elect Director James M. Denny | For | For | Management |
1.5 | Elect Director Carla A. Hills | For | For | Management |
1.6 | Elect Director John W. Madigan | For | For | Management |
1.7 | Elect Director John C. Martin | For | For | Management |
1.8 | Elect Director Gordon E. Moore | For | For | Management |
1.9 | Elect Director Nicholas G. Moore | For | For | Management |
1.10 | Elect Director Richard J. Whitley | For | For | Management |
1.11 | Elect Director Gayle E. Wilson | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
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| | | | | | |
GOOGLE INC | | | | | |
|
Ticker: | GOOG | Security ID: 38259P508 | | |
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | | |
Record Date: MAR 10, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Eric Schmidt | For | Withhold | Management |
1.2 | Elect Director Sergey Brin | For | Withhold | Management |
1.3 | Elect Director Larry Page | For | Withhold | Management |
1.4 | Elect Director L. John Doerr | For | Withhold | Management |
1.5 | Elect Director John L. Hennessy | For | Withhold | Management |
1.6 | Elect Director Arthur D. Levinson | For | Withhold | Management |
1.7 | Elect Director Ann Mather | For | Withhold | Management |
1.8 | Elect Director Paul S. Otellini | For | Withhold | Management |
1.9 | Elect Director K. Ram Shriram | For | Withhold | Management |
1.10 | Elect Director Shirley M. Tilghman | For | Withhold | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Report on Political Contributions | For | For | Shareholder |
5 | Adopt Policies to Protect Freedom of | Against | Against | Shareholder |
| Access to the Internet | | | | |
6 | Adopt Principles for Health Care Reform Against | Against | Shareholder |
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| | | | | | |
GRANITE CONSTRUCTION INC. | | | | |
|
Ticker: | GVA | Security ID: | 387328107 | | |
Meeting Date: MAY 15, 2009 | Meeting Type: Annual | | |
Record Date: MAR 20, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David H. Kelsey | For | For | Management |
1.2 | Elect Director James W. Bradford, Jr. | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | | For | For | Management |
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| | | | | | |
GREENBRIER COMPANIES, INC., THE | | | |
|
Ticker: | GBX | Security ID: | 393657101 | | |
Meeting Date: JAN 9, 2009 | Meeting Type: Annual | | |
Record Date: NOV 19, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William A. Furman | For | For | Management |
1.2 | Elect Director Charles J. Swindells | For | Withhold | Management |
1.3 | Elect Director C. Bruce Ward | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | | |
4 | Ratify Auditors | | For | For | Management |
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| | | | | | |
HANSEN NATURAL CORP. | | | | |
|
Ticker: | HANS | Security ID: | 411310105 | | |
Meeting Date: JUN 4, 2009 | Meeting Type: Annual | | |
Record Date: APR 13, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rodney C. Sacks | For | For | Management |
1.2 | Elect Director Hilton H. Schlosberg | For | For | Management |
1.3 | Elect Director Norman C. Epstein | For | For | Management |
1.4 | Elect Director Benjamin M. Polk | For | For | Management |
1.5 | Elect Director Sydney Selati | For | For | Management |
1.6 | Elect Director Harold C. Taber, Jr. | For | For | Management |
1.7 | Elect Director Mark S. Vidergauz | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Approve Non-Employee Director Omnibus | For | Against | Management |
| Stock Plan | | | | |
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| | | | | | |
HCP INC. | | | | | |
|
Ticker: | HCP | Security ID: 40414L109 | | |
Meeting Date: APR 23, 2009 | Meeting Type: Annual | | |
Record Date: MAR 3, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert R. Fanning, Jr. | For | For | Management |
1.2 | Elect Director James F. Flaherty III | For | For | Management |
1.3 | Elect Director Christine N. Garvey | For | For | Management |
1.4 | Elect Director David B. Henry | For | For | Management |
1.5 | Elect Director Lauralee E. Martin | For | For | Management |
1.6 | Elect Director Michael D. McKee | For | For | Management |
1.7 | Elect Director Harold M. Messmer, Jr. | For | For | Management |
1.8 | Elect Director Peter L. Rhein | For | For | Management |
1.9 | Elect Director Kenneth B. Roath | For | For | Management |
1.10 | Elect Director Richard M. Rosenberg | For | For | Management |
1.11 | Elect Director Joseph P. Sullivan | For | For | Management |
| | | | |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
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| | | | | | |
HEALTH NET, INC. | | | | |
|
Ticker: | HNT | Security ID: 42222G108 | | |
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | | |
Record Date: MAR 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Theodore F. Craver, Jr. | For | For | Management |
1.2 | Elect Director Vicki B. Escarra | For | For | Management |
1.3 | Elect Director Thomas T. Farley | For | For | Management |
1.4 | Elect Director Gale S. Fitzgerald | For | For | Management |
1.5 | Elect Director Patrick Foley | For | For | Management |
1.6 | Elect Director Jay M. Gellert | For | For | Management |
1.7 | Elect Director Roger F. Greaves | For | For | Management |
1.8 | Elect Director Bruce G. Willison | For | For | Management |
1.9 | Elect Director Frederick C. Yeager | For | For | Management |
2 | Amend Executive Incentive Bonus Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
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| | | | | | | |
HEWLETT-PACKARD COMPANY | | | | | |
|
Ticker: | HPQ | Security ID: | 428236103 | | |
Meeting Date: MAR 18, 2009 | Meeting Type: Annual | | |
Record Date: JAN 20, 2009 | | | | | |
|
# | Proposal | | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Lawrence T. Babbio, Jr. | For | For | Management |
2 | Elect Director Sari M. Baldauf | | For | For | Management |
3 | Elect Director Rajiv L. Gupta | | For | For | Management |
4 | Elect Director John H. Hammergren | | For | For | Management |
5 | Elect Director Mark V. Hurd | | For | For | Management |
6 | Elect Director Joel Z. Hyatt | | For | For | Management |
7 | Elect Director John R. Joyce | | For | For | Management |
8 | Elect Director Robert L. Ryan | | For | For | Management |
9 | Elect Director Lucille S. Salhany | | For | For | Management |
10 | Elect Director G. Kennedy Thompson | | For | For | Management |
11 | Ratify Auditors | | | For | For | Management |
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| | | |
INFORMATICA CORPORATION | |
|
Ticker: | INFA | | Security ID: 45666Q102 |
Meeting Date: APR | 28, 2009 | Meeting Type: Annual |
Record Date: | FEB | 27, 2009 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director David W. Pidwell | For | For | Management |
1.2 | Elect Director Sohaib Abbasi | For | For | Management |
1.3 | Elect Director Geoffrey W. Squire | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | For | For | Management |
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| | | | | | |
INTEL CORPORATION | | | | |
|
Ticker: | INTC | Security ID: | 458140100 | | |
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | | |
Record Date: MAR 23, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Charlene Barshefsky | For | For | Management |
2 | Elect Director Susan L. Decker | For | For | Management |
3 | Elect Director John J. Donahoe | For | For | Management |
4 | Elect Director Reed E. Hundt | For | For | Management |
5 | Elect Director Paul S. Otellini | For | For | Management |
6 | Elect Director James D. Plummer | For | For | Management |
7 | Elect Director David S. Pottruck | For | For | Management |
8 | Elect Director Jane E. Shaw | For | For | Management |
9 | Elect Director John L. Thornton | For | For | Management |
10 | Elect Director Frank D. Yeary | For | For | Management |
11 | Elect Director David B. Yoffie | For | For | Management |
12 | Ratify Auditors | | For | For | Management |
13 | Amend Omnibus Stock Plan | For | For | Management |
14 | Approve Stock Option Exchange Program | For | For | Management |
15 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | | |
16 | Provide for Cumulative Voting | Against | For | Shareholder |
17 | Adopt Policy on Human Rights to Water | Against | Against | Shareholder |
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| | | | | | |
INTERMEC INC | | | | |
|
Ticker: | IN | Security ID: | 458786100 | | |
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | | |
Record Date: MAR 30, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Patrick J. Byrne | For | For | Management |
2 | Elect Director Eric J. Draut | For | For | Management |
3 | Elect Director Gregory K. Hinckley | For | For | Management |
4 | Elect Director Lydia H. Kennard | For | For | Management |
5 | Elect Director Allen J. Lauer | For | For | Management |
6 | Elect Director Stephen P. Reynolds | For | For | Management |
7 | Elect Director Steven B. Sample | For | For | Management |
8 | Elect Director Oren G. Shaffer | For | For | Management |
9 | Elect Director Larry D. Yost | For | For | Management |
10 | Ratify Auditors | | For | For | Management |
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| | | | | | |
ITRON, INC. | | | | | |
|
Ticker: | ITRI | Security ID: | 465741106 | | |
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | | |
Record Date: | FEB 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Michael B. Bracy | For | For | Management |
2 | Elect Director Kirby A. Dyess | For | For | Management |
3 | Elect Director Graham M. Wilson | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
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| | | | | | |
JACK IN THE BOX INC. | | | | |
|
Ticker: | JACK | Security ID: | 466367109 | | |
Meeting Date: FEB 13, 2009 | Meeting Type: Annual | | |
Record Date: DEC 19, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael E. Alpert | For | For | Management |
1.2 | Elect Director David L. Goebel | For | For | Management |
1.3 | Elect Director Anne B. Gust | For | For | Management |
1.4 | Elect Director Murray H. Hutchison | For | For | Management |
1.5 | Elect Director Linda A. Lang | For | For | Management |
1.6 | Elect Director Michael W. Murphy | For | For | Management |
1.7 | Elect Director David M. Tehle | For | For | Management |
1.8 | Elect Director Winifred M. Webb | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | |
JACOBS ENGINEERING GROUP INC. | | | | |
|
Ticker: | JEC | Security ID: | 469814107 | | |
Meeting Date: JAN 22, 2009 | Meeting Type: Annual | | |
Record Date: DEC 8, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Joseph R. Bronson | For | For | Management |
2 | Elect Director Thomas M.T. Niles | For | For | Management |
3 | Elect Director Noel G. Watson | For | For | Management |
4 | Elect Director John F. Coyne | For | For | Management |
5 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
6 | Amend Omnibus Stock Plan | For | For | Management |
7 | Ratify Auditors | | For | For | Management |
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| | | | | | |
JOHNSON & JOHNSON | | | | |
|
Ticker: | JNJ | Security ID: | 478160104 | | |
Meeting Date: APR 23, 2009 | Meeting Type: Annual | | |
Record Date: FEB 24, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary Sue Coleman | For | For | Management |
1.2 | Elect Director James G. Cullen | For | For | Management |
1.3 | Elect Director Michael M.E. Johns | For | For | Management |
1.4 | Elect Director Arnold G. Langbo | For | For | Management |
1.5 | Elect Director Susan L. Lindquist | For | For | Management |
1.6 | Elect Director Leo F. Mullin | For | For | Management |
1.7 | Elect Director Wiliam D. Perez | For | For | Management |
1.8 | Elect Director Charles Prince | For | For | Management |
1.9 | Elect Director David Satcher | For | For | Management |
1.10 | Elect Director William C. Weldon | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
--------------------------------------------------------------------------------
| | | | | | |
JOHNSON CONTROLS, INC. | | | | |
|
Ticker: | JCI | Security ID: | 478366107 | | |
Meeting Date: JAN 21, 2009 | Meeting Type: Annual | | |
Record Date: NOV 20, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Dennis W. Archer | For | Withhold | Management |
1.2 | Elect Director Richard Goodman | For | For | Management |
1.3 | Elect Director Southwood J. Morcott | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Adopt Policy to Obtain Shareholder | Against | For | Shareholder |
| Approval of Survivor Benefits | | | |
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| | | | | | |
JPMORGAN CHASE & CO. | | | | |
|
Ticker: | JPM | Security ID: | 46625H100 | | |
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | | |
Record Date: MAR 20, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Crandall C. Bowles | For | For | Management |
1.2 | Elect Director Stephen B. Burke | For | For | Management |
1.3 | Elect Director David M. Cote | For | For | Management |
1.4 | Elect Director James S. Crown | For | For | Management |
1.5 | Elect Director James Dimon | For | For | Management |
1.6 | Elect Director Ellen V. Futter | For | For | Management |
1.7 | Elect Director William H. Gray, III | For | For | Management |
1.8 | Elect Director Laban P. Jackson, Jr. | For | For | Management |
1.9 | Elect Director David C. Novak | For | For | Management |
| | | | |
1.10 | Elect Director Lee R. Raymond | For | For | Management |
1.11 | Elect Director William C. Weldon | For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | |
4 | Disclose Prior Government Service | Against | Against | Shareholder |
5 | Provide for Cumulative Voting | Against | For | Shareholder |
6 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | |
7 | Report on Predatory Lending Policies | Against | Against | Shareholder |
8 | Amend Key Executive Performance Plan | Against | For | Shareholder |
9 | Stock Retention/Holding Period | Against | For | Shareholder |
10 | Prepare Carbon Principles Report | Against | Against | Shareholder |
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| | | | | | |
KB HOME | | | | | |
|
Ticker: | KBH | Security ID: 48666K109 | | |
Meeting Date: APR 2, 2009 | Meeting Type: Annual | | |
Record Date: FEB 14, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Stephen F. Bollenbach | For | For | Management |
1.2 | Elect Director Timothy W. Finchem | For | For | Management |
1.3 | Elect Director Kenneth M. Jastrow, II | For | For | Management |
1.4 | Elect Director Robert L. Johnson | For | For | Management |
1.5 | Elect Director Melissa Lora | For | For | Management |
1.6 | Elect Director Michael G. McCaffery | For | For | Management |
1.7 | Elect Director Jeffrey T. Mezger | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Approve Stock Ownership Limitations | For | For | Management |
4 | Approve Shareholder Rights Plan (Poison For | For | Management |
| Pill) | | | | |
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
6 | Pay For Superior Performance | Against | For | Shareholder |
7 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
8 | Adopt Principles for Health Care Reform Against | Against | Shareholder |
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| | | | | | |
KLA-TENCOR CORP. | | | | |
|
Ticker: | KLAC | Security ID: | 482480100 | | |
Meeting Date: NOV 13, 2008 | Meeting Type: Annual | | |
Record Date: SEP 30, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert M. Calderoni | For | For | Management |
1.2 | Elect Director John T. Dickson | For | For | Management |
1.3 | Elect Director Kevin J. Kennedy | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | |
KROGER CO., THE | | | | |
|
Ticker: | KR | Security ID: | 501044101 | | |
Meeting Date: JUN 25, 2009 | Meeting Type: Annual | | |
Record Date: APR 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Reuben V. Anderson | For | For | Management |
2 | Elect Director Robert D. Beyer | For | For | Management |
3 | Elect Director David B. Dillon | For | For | Management |
4 | Elect Director Susan J. Kropf | For | For | Management |
5 | Elect Director John T. Lamacchia | For | For | Management |
6 | Elect Director David B. Lewis | For | For | Management |
7 | Elect Director Don W. Mcgeorge | For | For | Management |
8 | Elect Director W. Rodney Mcmullen | For | For | Management |
9 | Elect Director Jorge P. Montoya | For | For | Management |
10 | Elect Director Clyde R. Moore | For | For | Management |
11 | Elect Director Susan M. Phillips | For | For | Management |
12 | Elect Director Steven R. Rogel | For | For | Management |
13 | Elect Director James A. Runde | For | For | Management |
14 | Elect Director Ronald L. Sargent | For | For | Management |
15 | Elect Director Bobby S. Shackouls | For | For | Management |
16 | Ratify Auditors | | For | For | Management |
17 | Increase Purchasing of Cage Free Eggs | Against | Against | Shareholder |
18 | Require a Majority Vote for the | Against | For | Shareholder |
| Election of Directors | | | | |
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| | | | | | |
LATTICE SEMICONDUCTOR CORP. | | | | |
|
Ticker: | LSCC | Security ID: | 518415104 | | |
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | | |
Record Date: MAR 13, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Bruno Guilmart | For | Against | Management |
2 | Elect Director Balaji Krishnamurthy | For | Against | Management |
3 | Declassify the Board of Directors | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
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| | | | | | |
LIFE TECHNOLOGIES CORP | | | | |
|
Ticker: | LIFE | Security ID: | 53217V109 | | |
Meeting Date: APR 30, 2009 | Meeting Type: Annual | | |
Record Date: | FEB 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Donald W. Grimm | For | For | Management |
1.2 | Elect Director Gregory T. Lucier | For | For | Management |
1.3 | Elect Director Per A. Peterson, Ph. D. For | For | Management |
| | | | |
1.4 | Elect Director William S. Shanahan | For | For | Management |
1.5 | Elect Director Arnold J. Levine, Ph. D. For | For | Management |
2 | Ratify Auditors | For | For | Management |
3 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | |
4 | Approve Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | |
5 | Approve Omnibus Stock Plan | For | For | Management |
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| | | | | | |
LINEAR TECHNOLOGY CORP. | | | | |
|
Ticker: | LLTC | Security ID: | 535678106 | | |
Meeting Date: NOV 5, 2008 | Meeting Type: Annual | | |
Record Date: SEP 8, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert H. Swanson, Jr. | For | For | Management |
1.2 | Elect Director David S. Lee | For | Withhold | Management |
1.3 | Elect Director Lothar Maier | For | For | Management |
1.4 | Elect Director Richard M. Moley | For | Withhold | Management |
1.5 | Elect Director Thomas S. Volpe | For | Withhold | Management |
2 | Ratify Auditors | | For | For | Management |
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| | | | | | |
LSI CORP | | | | | |
|
Ticker: | LSI | Security ID: | 502161102 | | |
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | | |
Record Date: MAR 17, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Charles A. Haggerty | For | For | Management |
2 | Elect Director Richard S. Hill | For | For | Management |
3 | Elect Director John H.F. Miner | For | For | Management |
4 | Elect Director Arun Netravali | For | For | Management |
5 | Elect Director Matthew J. O?Rourke | For | For | Management |
6 | Elect Director Gregorio Reyes | For | For | Management |
7 | Elect Director Michael G. Strachan | For | For | Management |
8 | Elect Director Abhijit Y. Talwalkar | For | For | Management |
9 | Elect Director Susan Whitney | For | For | Management |
10 | Ratify Auditors | | For | For | Management |
11 | Amend Executive Incentive Bonus Plan | For | For | Management |
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| | | |
MARTEK BIOSCIENCES CORP. | |
|
Ticker: | MATK | | Security ID: 572901106 |
Meeting Date: MAR | 19, 2009 | Meeting Type: Annual |
Record Date: JAN | 21, 2009 | |
| | | | |
# | Proposal | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Harry J. D'Andrea | For | For | Management |
2 | Elect Director James R. Beery | For | For | Management |
3 | Elect Director Michael G. Devine | For | For | Management |
4 | Elect Director Steve Dubin | For | For | Management |
5 | Elect Director Robert J. Flanagan | For | For | Management |
6 | Elect Director Polly B. Kawalek | For | For | Management |
7 | Elect Director Jerome C. Keller | For | For | Management |
8 | Elect Director Douglas J. MacMaster, | For | For | Management |
| Jr. | | | |
9 | Elect Director Robert H. Mayer | For | For | Management |
10 | Elect Director Eugene H. Rotberg | For | For | Management |
11 | Ratify Auditors | For | For | Management |
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| | | | | | |
MATTEL, INC. | | | | |
|
Ticker: | MAT | Security ID: 577081102 | | |
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | | |
Record Date: MAR 20, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael J. Dolan | For | For | Management |
1.2 | Elect Director Robert A. Eckert | For | For | Management |
1.3 | Elect Director Frances D. Fergusson | For | For | Management |
1.4 | Elect Director Tully M. Friedman | For | For | Management |
1.5 | Elect Director Dominic Ng | For | For | Management |
1.6 | Elect Director Vasant M. Prabhu | For | For | Management |
1.7 | Elect Director Andrea L. Rich | For | For | Management |
1.8 | Elect Director Ronald L. Sargent | For | For | Management |
1.9 | Elect Director Dean A. Scarborough | For | For | Management |
1.10 | Elect Director Christopher A. Sinclair | For | For | Management |
1.11 | Elect Director G. Craig Sullivan | For | For | Management |
1.12 | Elect Director Kathy Brittain White | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Report on Product Safety and Working | Against | Against | Shareholder |
| Conditions | | | | |
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | | |
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| | | | | | |
MCKESSON CORPORATION | | | | |
|
Ticker: | MCK | Security ID: | 58155Q103 | | |
Meeting Date: JUL 23, 2008 | Meeting Type: Annual | | |
Record Date: MAY 30, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Andy D. Bryant | For | For | Management |
2 | Elect Director Wayne A. Budd | For | For | Management |
3 | Elect Director John H. Hammergren | For | For | Management |
4 | Elect Director Alton F. Irby III | For | For | Management |
5 | Elect Director M. Christine Jacobs | For | For | Management |
| | | | |
6 | Elect Director Marie L. Knowles | For | For | Management |
7 | Elect Director David M. Lawrence | For | For | Management |
8 | Elect Director Edward A. Mueller | For | For | Management |
9 | Elect Director James V. Napier | For | For | Management |
10 | Elect Director Jane E. Shaw | For | For | Management |
11 | Ratify Auditors | For | For | Management |
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| | | | | | |
MENTOR GRAPHICS CORP. | | | | |
|
Ticker: | MENT | Security ID: | 587200106 | | |
Meeting Date: JUN 25, 2009 | Meeting Type: Annual | | |
Record Date: APR 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Peter L. Bonfield | For | Withhold | Management |
1.2 | Elect Director Marsha B. Congdon | For | Withhold | Management |
1.3 | Elect Director James R. Fiebiger | For | For | Management |
1.4 | Elect Director Gregory K. Hinckley | For | For | Management |
1.5 | Elect Director Kevin C. McDonough | For | Withhold | Management |
1.6 | Elect Director Patrick B. McManus | For | Withhold | Management |
1.7 | Elect Director Walden C. Rhines | For | For | Management |
1.8 | Elect Director Fontaine K. Richardson | For | Withhold | Management |
2 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
| | | | |
3 | Ratify Auditors | For | For | Management |
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| | | | | | |
MERCURY GENERAL CORP. | | | | |
|
Ticker: | MCY | Security ID: | 589400100 | | |
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | | |
Record Date: MAR 16, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director George Joseph | For | For | Management |
1.2 | Elect Director Martha E. Marcon | For | For | Management |
1.3 | Elect Director Donald R. Spuehler | For | For | Management |
1.4 | Elect Director Richard E. Grayson | For | For | Management |
1.5 | Elect Director Donald P. Newell | For | For | Management |
1.6 | Elect Director Bruce A. Bunner | For | For | Management |
1.7 | Elect Director Nathan Bessin | For | For | Management |
1.8 | Elect Director Michael D. Curtius | For | For | Management |
1.9 | Elect Director Gabriel Tirador | For | For | Management |
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| | | |
MICROSOFT CORP. | | |
|
Ticker: | MSFT | | Security ID: 594918104 |
Meeting Date: NOV | 19, 2008 | Meeting Type: Annual |
Record Date: SEP | 5, 2008 | |
| | | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Steven A. Ballmer | For | For | Management |
2 | Elect Director James I. Cash, Jr. | For | For | Management |
3 | Elect Director Dina Dublon | For | For | Management |
4 | Elect Director William H. Gates, III | For | For | Management |
5 | Elect Director Raymond V. Gilmartin | For | For | Management |
6 | Elect Director Reed Hastings | For | For | Management |
7 | Elect Director David F. Marquardt | For | For | Management |
8 | Elect Director Charles H. Noski | For | For | Management |
9 | Elect Director Helmut Panke | For | For | Management |
10 | Approve Executive Incentive Bonus Plan For | For | Management |
11 | Amend Non-Employee Director Omnibus | For | For | Management |
| Stock Plan | | | | |
12 | Ratify Auditors | | For | For | Management |
13 | Adopt Policies to Protect Freedom of | Against | Against | Shareholder |
| Access to the Internet | | | | |
14 | Amend Bylaws to Establish a Board | Against | Against | Shareholder |
| Committee on Human Rights | | | |
15 | Report on Charitable Contributions | Against | Against | Shareholder |
|
|
-------------------------------------------------------------------------------- |
|
NABORS INDUSTRIES, LTD. | | | | |
|
Ticker: | NBR | Security ID: | G6359F103 | | |
Meeting Date: JUN 2, 2009 | Meeting Type: Annual | | |
Record Date: APR 3, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Eugene M. Isenberg as Director | For | For | Management |
1.2 | Elect William T. Comfort as Director | For | Withhold | Management |
2 | Approve PricewaterhouseCoopers LLP as | For | For | Management |
| Auditors and Authorize Board to Fix | | | |
| their Remuneration | | | | |
3 | Pay for Superior Performance | Against | For | Shareholder |
4 | Adopt a Policy in which the Company | Against | For | Shareholder |
| will not Make or Promise to Make Any | | | |
| Death Benefit Payments to Senior | | | |
| Executives | | | | |
|
|
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|
NATIONWIDE HEALTH PROPERTIES, INC. | | | |
|
Ticker: | NHP | Security ID: | 638620104 | | |
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | | |
Record Date: MAR 6, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director William K. Doyle | For | For | Management |
1.2 | Elect Director Richard I. Gilchrist | For | For | Management |
1.3 | Elect Director Robert D. Paulson | For | For | Management |
1.4 | Elect Director Jeffrey L. Rush | For | For | Management |
1.5 | Elect Director Keith P. Russell | For | For | Management |
| | | | | | |
2 | Ratify Auditors | | For | For | Management |
|
|
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|
NETAPP, INC. | | | | |
|
Ticker: | NTAP | Security ID: 64110D104 | | |
Meeting Date: SEP 2, 2008 | Meeting Type: Annual | | |
Record Date: JUL 9, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Daniel J. Warmenhoven | For | For | Management |
1.2 | Elect Director Donald T. Valentine | For | For | Management |
1.3 | Elect Director Jeffry R. Allen | For | For | Management |
1.4 | Elect Director Carol A. Bartz | For | For | Management |
1.5 | Elect Director Alan L. Earhart | For | For | Management |
1.6 | Elect Director Thomas Georgens | For | For | Management |
1.7 | Elect Director Edward Kozel | For | For | Management |
1.8 | Elect Director Mark Leslie | For | For | Management |
1.9 | Elect Director Nicholas G. Moore | For | For | Management |
1.10 | Elect Director George T. Shaheen | For | For | Management |
1.11 | Elect Director Robert T. Wall | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Omnibus Stock Plan | For | Against | Management |
4 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
5 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
NETAPP, INC. | | | | |
|
Ticker: | NTAP | Security ID: 64110D104 | | |
Meeting Date: APR 21, 2009 | Meeting Type: Special | | |
Record Date: MAR 10, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Stock Option Exchange Program | For | Against | Management |
|
|
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|
NIKE, INC. | | | | | |
|
Ticker: | NKE | Security ID: | 654106103 | | |
Meeting Date: SEP 22, 2008 | Meeting Type: Annual | | |
Record Date: JUL 25, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jill K. Conway | For | For | Management |
1.2 | Elect Director Alan B. Graf, Jr. | For | For | Management |
1.3 | Elect Director Jeanne P. Jackson | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
| | | | | | |
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|
NORDSTROM, INC. | | | | |
|
Ticker: | JWN | Security ID: | 655664100 | | |
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | | |
Record Date: MAR 11, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Phyllis J. Campbell | For | For | Management |
2 | Elect Director Enrique Hernandez, Jr. | For | For | Management |
3 | Elect Director Robert G. Miller | For | For | Management |
4 | Elect Director Blake W. Nordstrom | For | For | Management |
5 | Elect Director Erik B. Nordstrom | For | For | Management |
6 | Elect Director Peter E. Nordstrom | For | For | Management |
7 | Elect Director Philip G. Satre | For | For | Management |
8 | Elect Director Robert D. Walter | For | For | Management |
9 | Elect Director Alison A. Winter | For | For | Management |
10 | Ratify Auditors | | For | For | Management |
11 | Approve Executive Incentive Bonus Plan For | For | Management |
|
|
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|
NORTHERN TRUST CORP. | | | | |
|
Ticker: | NTRS | Security ID: | 665859104 | | |
Meeting Date: APR 21, 2009 | Meeting Type: Annual | | |
Record Date: MAR 2, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Linda Walker Bynoe | For | For | Management |
1.2 | Elect Director Nicholas D. Chabraja | For | For | Management |
1.3 | Elect Director Susan Crown | For | For | Management |
1.4 | Elect Director Dipak C. Jain | For | For | Management |
1.5 | Elect Director Arthur L. Kelly | For | For | Management |
1.6 | Elect Director Robert C. McCormack | For | For | Management |
1.7 | Elect Director Edward J. Mooney | For | For | Management |
1.8 | Elect Director William A. Osborn | For | For | Management |
1.9 | Elect Director John W. Rowe | For | For | Management |
1.10 | Elect Director Harold B. Smith | For | For | Management |
1.11 | Elect Director William D. Smithburg | For | For | Management |
1.12 | Elect Director Enrique J. Sosa | For | For | Management |
1.13 | Elect Director Charles A. Tribbett III For | For | Management |
1.14 | Elect Director Frederick H. Waddell | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | | |
|
|
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|
NORTHROP GRUMMAN CORP. | | | | |
|
Ticker: | NOC | Security ID: | 666807102 | | |
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | | |
Record Date: MAR 24, 2009 | | | | |
| | | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Lewis W. Coleman | For | For | Management |
2 | Elect Director Thomas B. Fargo | For | For | Management |
3 | Elect Director Victor H. Fazio | For | For | Management |
4 | Elect Director Donald E. Felsinger | For | For | Management |
5 | Elect Director Stephen E. Frank | For | For | Management |
6 | Elect Director Bruce S. Gordon | For | For | Management |
7 | Elect Director Madeleine Kleiner | For | For | Management |
8 | Elect Director Karl J. Krapek | For | For | Management |
9 | Elect Director Richard B. Myers | For | For | Management |
10 | Elect Director Aulana L. Peters | For | For | Management |
11 | Elect Director Kevin W. Sharer | For | For | Management |
12 | Elect Director Ronald D. Sugar | For | For | Management |
13 | Ratify Auditors | | For | For | Management |
14 | Report on Space-based Weapons Program | Against | Against | Shareholder |
15 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
16 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | | |
|
|
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|
NORTHWEST NATURAL GAS CO. | | | | |
|
Ticker: | NWN | Security ID: | 667655104 | | |
Meeting Date: MAY 28, 2009 | Meeting Type: Annual | | |
Record Date: APR 8, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Timothy P. Boyle | For | For | Management |
1.2 | Elect Director Mark S. Dodson | For | For | Management |
1.3 | Elect Director George J. Puentes | For | For | Management |
1.4 | Elect Director Gregg S. Kantor | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
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|
NORTHWEST PIPE COMPANY | | | | |
|
Ticker: | NWPX | Security ID: | 667746101 | | |
Meeting Date: JUN 2, 2009 | Meeting Type: Annual | | |
Record Date: APR 1, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Brian W. Dunham | For | For | Management |
1.2 | Elect Director Richard A. Roman�� | For | For | Management |
|
|
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|
NOVELLUS SYSTEMS, INC. | | | | |
|
Ticker: | NVLS | Security ID: | 670008101 | | |
Meeting Date: MAY 12, 2009 | Meeting Type: Annual | | |
| | | | | | |
Record Date: MAR 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard S. Hill | For | For | Management |
1.2 | Elect Director Neil R. Bonke | For | For | Management |
1.3 | Elect Director Youssef A. El-Mansy | For | For | Management |
1.4 | Elect Director J. David Litster | For | For | Management |
1.5 | Elect Director Yoshio Nishi | For | For | Management |
1.6 | Elect Director Glen G. Possley | For | For | Management |
1.7 | Elect Director Ann D. Rhoads | For | For | Management |
1.8 | Elect Director William R. Spivey | For | For | Management |
1.9 | Elect Director Delbert A. Whitaker | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
4 | Amend Executive Incentive Bonus Plan | For | For | Management |
5 | Ratify Auditors | | For | For | Management |
|
|
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|
OBAGI MEDICAL PRODUCTS, INC. | | | | |
|
Ticker: | OMPI | Security ID: 67423R108 | | |
Meeting Date: JUN 11, 2009 | Meeting Type: Annual | | |
Record Date: APR 21, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven R. Carlson | For | For | Management |
1.2 | Elect Director Albert J. Fitzgibbons | For | For | Management |
| III | | | | | |
1.3 | Elect Director John A. Bartholdson | For | For | Management |
1.4 | Elect Director John H. Duerden | For | For | Management |
1.5 | Elect Director Edward A. Grant | For | For | Management |
1.6 | Elect Director Albert F. Hummel | For | For | Management |
1.7 | Elect Director Ronald P. Badie | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
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|
OCCIDENTAL PETROLEUM CORP. | | | | |
|
Ticker: | OXY | Security ID: | 674599105 | | |
Meeting Date: MAY 1, 2009 | Meeting Type: Annual | | |
Record Date: MAR 11, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Spencer Abraham | For | Against | Management |
1.2 | Elect Director Ronald W. Burkle | For | Against | Management |
1.3 | Elect Director John S. Chalsty | For | Against | Management |
1.4 | Elect Director Edward P. Djerejian | For | Against | Management |
1.5 | Elect Director John E. Feick | For | Against | Management |
1.6 | Elect Director Ray R. Irani | For | Against | Management |
1.7 | Elect Director Irvin W. Maloney | For | Against | Management |
1.8 | Elect Director Avedick B. Poladian | For | Against | Management |
1.9 | Elect Director Rodolfo Segovia | For | Against | Management |
| | | | | | |
1.10 | Elect Director Aziz D. Syriani | For | Against | Management |
1.11 | Elect Director Rosemary Tomich | For | Against | Management |
1.12 | Elect Director Walter L. Weisman | For | Against | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Provide Right to Call Special Meeting | For | For | Management |
4 | Report on Host Country Social and | Against | Against | Shareholder |
| Environmental Laws | | | | |
|
|
-------------------------------------------------------------------------------- |
|
OMNICELL, INC. | | | | |
|
Ticker: | OMCL | Security ID: 68213N109 | | |
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | | |
Record Date: MAR 26, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mary E. Foley | For | For | Management |
1.2 | Elect Director Randall A. Lipps | For | For | Management |
1.3 | Elect Director Joseph E. Whitters | For | For | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
4 | Ratify Auditors | | For | For | Management |
|
|
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|
ORACLE CORP. | | | | |
|
Ticker: | ORCL | Security ID: 68389X105 | | |
Meeting Date: OCT 10, 2008 | Meeting Type: Annual | | |
Record Date: AUG 12, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey O. Henley | For | For | Management |
1.2 | Elect Director Lawrence J. Ellison | For | For | Management |
1.3 | Elect Director Donald L. Lucas | For | For | Management |
1.4 | Elect Director Michael J. Boskin | For | For | Management |
1.5 | Elect Director Jack F. Kemp | For | For | Management |
1.6 | Elect Director Jeffrey S. Berg | For | Withhold | Management |
1.7 | Elect Director Safra A. Catz | For | For | Management |
1.8 | Elect Director Hector Garcia-Molina | For | Withhold | Management |
1.9 | Elect Director H. Raymond Bingham | For | For | Management |
1.10 | Elect Director Charles E. Phillips, Jr. For | For | Management |
1.11 | Elect Director Naomi O. Seligman | For | Withhold | Management |
1.12 | Elect Director George H. Conrades | For | For | Management |
1.13 | Elect Director Bruce R. Chizen | For | For | Management |
2 | Approve Executive Incentive Bonus Plan | For | For | Management |
3 | Ratify Auditors | | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
|
|
-------------------------------------------------------------------------------- |
| | | | | | |
ORASURE TECHNOLOGIES, INC. | | | | |
|
Ticker: | OSUR | Security ID: 68554V108 | | |
Meeting Date: MAY 12, 2009 | Meeting Type: Annual | | |
Record Date: MAR 23, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael Celano | For | For | Management |
1.2 | Elect Director Douglas A. Michels | For | For | Management |
1.3 | Elect Director Charles W. Patrick | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Modify the Company's Management | Against | Against | Shareholder |
| Incentive Plan | | | | |
|
|
-------------------------------------------------------------------------------- |
|
PACCAR INC. | | | | |
|
Ticker: | PCAR | Security ID: | 693718108 | | |
Meeting Date: APR 28, 2009 | Meeting Type: Annual | | |
Record Date: MAR 2, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Mark C. Pigott | For | For | Management |
1.2 | Elect Director William G. Reed, Jr. | For | For | Management |
1.3 | Elect Director Warren R. Staley | For | For | Management |
1.4 | Elect Director Charles R. Williamson | For | For | Management |
2 | Declassify the Board of Directors | Against | For | Shareholder |
3 | Require a Majority Vote for the | Against | For | Shareholder |
| Election of Directors | | | | |
|
|
-------------------------------------------------------------------------------- |
|
PEPSICO, INC. | | | | |
|
Ticker: | PEP | Security ID: | 713448108 | | |
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | | |
Record Date: MAR 6, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director S.L. Brown | For | For | Management |
2 | Elect Director I.M. Cook | For | For | Management |
3 | Elect Director D. Dublon | For | For | Management |
4 | Elect Director V.J. Dzau | For | For | Management |
5 | Elect Director R.L. Hunt | For | For | Management |
6 | Elect Director A. Ibarguen | For | For | Management |
7 | Elect Director A.C. Martinez | For | For | Management |
8 | Elect Director I.K. Nooyi | For | For | Management |
9 | Elect Director S.P. Rockefeller | For | For | Management |
10 | Elect Director J.J. Schiro | For | Against | Management |
11 | Elect Director L.G. Trotter | For | For | Management |
12 | Elect Director D.Vasella | For | For | Management |
13 | Elect Director M.D. White | For | For | Management |
14 | Ratify Auditors | | For | For | Management |
15 | Amend Executive Incentive Bonus Plan | For | For | Management |
| | | | | | |
16 | Report on Recycling | | Against | Against | Shareholder |
17 | Report on Genetically Engineered | Against | Against | Shareholder |
| Products | | | | |
18 | Report on Charitable Contributions | Against | Against | Shareholder |
19 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
|
|
-------------------------------------------------------------------------------- |
|
PG&E CORP. | | | | | |
|
Ticker: | PCG | Security ID: 69331C108 | | |
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | | |
Record Date: MAR 16, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director David R. Andrews | For | For | Management |
2 | Elect Director C. Lee Cox | For | For | Management |
3 | Elect Director Peter A. Darbee | For | For | Management |
4 | Elect Director Maryellen C. Herringer | For | For | Management |
5 | Elect Director Roger H. Kimmel | For | For | Management |
6 | Elect Director Richard A. Meserve | For | For | Management |
7 | Elect Director Forrest E. Miller | For | For | Management |
8 | Elect Director Barbara L. Rambo | For | For | Management |
9 | Elect Director Barry Lawson Williams | For | For | Management |
10 | Ratify Auditors | | For | For | Management |
11 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
12 | Reincorporate in Another State | Against | Against | Shareholder |
| [California to North Dakota ] | | | |
|
|
-------------------------------------------------------------------------------- |
|
PLUM CREEK TIMBER COMPANY, INC. | | | |
|
Ticker: | PCL | Security ID: | 729251108 | | |
Meeting Date: MAY 6, 2009 | Meeting Type: Annual | | |
Record Date: MAR 10, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Rick R. Holley | For | For | Management |
1.2 | Elect Director Robin Josephs | For | For | Management |
1.3 | Elect Director John G. McDonald | For | For | Management |
1.4 | Elect Director Robert B. McLeod | For | For | Management |
1.5 | Elect Director John F. Morgan, Sr. | For | For | Management |
1.6 | Elect Director John H. Scully | For | For | Management |
1.7 | Elect Director Stephen C. Tobias | For | For | Management |
1.8 | Elect Director Martin A. White | For | For | Management |
2 | Adopt Majority Voting for Uncontested | For | For | Management |
| Election of Directors | | | | |
3 | Amend Stock Ownership Limitations | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
| | | | | | |
-------------------------------------------------------------------------------- |
|
POLYCOM, INC. | | | | |
|
Ticker: | PLCM | Security ID: | 73172K104 | | |
Meeting Date: MAY 27, 2009 | Meeting Type: Annual | | |
Record Date: APR 10, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert C. Hagerty | For | For | Management |
1.2 | Elect Director Michael R. Kourey | For | For | Management |
1.3 | Elect Director Betsy S. Atkins | For | For | Management |
1.4 | Elect Director David G. Dewalt | For | For | Management |
1.5 | Elect Director John A. Kelley, Jr. | For | For | Management |
1.6 | Elect Director D. Scott Mercer | For | For | Management |
1.7 | Elect Director William A. Owens | For | For | Management |
1.8 | Elect Director Kevin T. Parker | For | For | Management |
2 | Approve Option Exchange Program | For | For | Management |
3 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
POTASH CORPORATION OF SASKATCHEWAN INC. | | | |
|
Ticker: | POT | Security ID: | 73755L107 | | |
Meeting Date: MAY 7, 2009 | Meeting Type: Annual/Special | |
Record Date: MAR 12, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director C. M. Burley | For | For | Management |
1.2 | Elect Director W. J. Doyle | For | For | Management |
1.3 | Elect Director J. W. Estey | For | For | Management |
1.4 | Elect Director C. S. Hoffman | For | For | Management |
1.5 | Elect Director D. J. Howe | For | For | Management |
1.6 | Elect Director A. D. Laberge | For | For | Management |
1.7 | Elect Director K. G. Martell | For | For | Management |
1.8 | Elect Director J. J. McCaig | For | For | Management |
1.9 | Elect Director M. Mogford | For | For | Management |
1.10 | Elect Director P. J. Schoenhals | For | For | Management |
1.11 | Elect Director E. R. Stromberg | For | For | Management |
1.12 | Elect Director E. Viyella de Paliza | For | For | Management |
2 | Approve Deloitte & Touche LLP as | For | For | Management |
| Auditors and Authorize Board to Fix | | | |
| Their Remuneration | | | | |
3 | Approve 2009 Performance Option Plan | For | For | Management |
4 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
|
|
-------------------------------------------------------------------------------- |
|
PRECISION CASTPARTS CORP. | | | | |
|
Ticker: | PCP | Security ID: | 740189105 | | |
Meeting Date: AUG 12, 2008 | Meeting Type: Annual | | |
| | | | | | |
Record Date: JUN 19, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Don R. Graber | For | For | Management |
1.2 | Elect Director Lester L. Lyles | For | For | Management |
2 | Approve Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | | |
3 | Amend Omnibus Stock Plan | For | For | Management |
4 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
PROCTER & GAMBLE COMPANY, THE | | | | |
|
Ticker: | PG | Security ID: | 742718109 | | |
Meeting Date: OCT 14, 2008 | Meeting Type: Annual | | |
Record Date: AUG 15, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kenneth I. Chenault | For | For | Management |
1.2 | Elect Director Scott D. Cook | For | For | Management |
1.3 | Elect Director Rajat K. Gupta | For | For | Management |
1.4 | Elect Director A.G. Lafley | For | For | Management |
1.5 | Elect Director Charles R. Lee | For | For | Management |
1.6 | Elect Director Lynn M. Martin | For | For | Management |
1.7 | Elect Director W. James McNerney, Jr. | For | For | Management |
1.8 | Elect Director Johnathan A. Rodgers | For | For | Management |
1.9 | Elect Director Ralph Snyderman | For | For | Management |
1.10 | Elect Director Margaret C. Whitman | For | For | Management |
1.11 | Elect Director Patricia A. Woertz | For | For | Management |
1.12 | Elect Director Ernesto Zedillo | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Adopt Majority Voting for Uncontested | For | For | Management |
| Election of Directors | | | | |
4 | Rotate Annual Meeting Location | Against | Against | Shareholder |
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
|
|
-------------------------------------------------------------------------------- |
|
QUALCOMM INC | | | | |
|
Ticker: | QCOM | Security ID: | 747525103 | | |
Meeting Date: MAR 3, 2009 | Meeting Type: Annual | | |
Record Date: JAN 2, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barbara T. Alexander | For | For | Management |
1.2 | Elect Director Stephen M. Bennett | For | For | Management |
1.3 | Elect Director Donald G. Cruickshank | For | For | Management |
1.4 | Elect Director Raymond V. Dittamore | For | For | Management |
1.5 | Elect Director Thomas W. Horton | For | For | Management |
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management |
1.7 | Elect Director Paul E. Jacobs | For | For | Management |
1.8 | Elect Director Robert E. Kahn | For | For | Management |
| | | | | | |
1.9 | Elect Director Sherry Lansing | For | For | Management |
1.10 | Elect Director Duane A. Nelles | For | For | Management |
1.11�� | Elect Director Marc I. Stern | For | For | Management |
1.12 | Elect Director Brent Scowcroft | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
QUEST SOFTWARE, INC. | | | | |
|
Ticker: | QSFT | Security ID: 74834T103 | | |
Meeting Date: FEB 13, 2009 | Meeting Type: Special | | |
Record Date: DEC 31, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Change State of Incorporation from | For | Against | Management |
| California to Delaware | | | | |
2 | Adjourn Meeting | | For | Against | Management |
|
|
-------------------------------------------------------------------------------- |
|
QUEST SOFTWARE, INC. | | | | |
|
Ticker: | QSFT | Security ID: 74834T103 | | |
Meeting Date: JUN 4, 2009 | Meeting Type: Annual | | |
Record Date: APR 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Vincent C. Smith | For | For | Management |
1.2 | Elect Director Raymond J. Lane | For | For | Management |
1.3 | Elect Director Douglas F. Garn | For | For | Management |
1.4 | Elect Director Augustine L. Nieto II | For | For | Management |
1.5 | Elect Director Kevin M. Klausmeyer | For | For | Management |
1.6 | Elect Director Paul A. Sallaberry | For | For | Management |
1.7 | Elect Director H. John Dirks | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
RALCORP HOLDINGS, INC. | | | | |
|
Ticker: | RAH | Security ID: | 751028101 | | |
Meeting Date: JUL 17, 2008 | Meeting Type: Special | | |
Record Date: JUN 13, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Issue Shares in Connection with | For | For | Management |
| Acquisition | | | | |
2 | Adjourn Meeting | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
RALCORP HOLDINGS, INC. | | | | |
| | | | | | |
Ticker: | RAH | Security ID: | 751028101 | | |
Meeting Date: JAN 27, 2009 | Meeting Type: Annual | | |
Record Date: | NOV 21, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect | Director David R. Banks | For | For | Management |
1.2 | Elect | Director Jack W. Goodall | For | For | Management |
1.3 | Elect | Director Joe R. Micheletto | For | For | Management |
1.4 | Elect | Director David P. Skarie | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
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|
RED LION HOTELS CORP. | | | | |
|
Ticker: | RLH | Security ID: | 756764106 | | |
Meeting Date: MAY 21, 2009 | Meeting Type: Annual | | |
Record Date: | MAR 31, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ryland P. Davis | For | Withhold | Management |
1.2 | Elect Director Peter F. Stanton | For | Withhold | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
RELIANCE STEEL & ALUMINUM CO. | | | | |
|
Ticker: | RS | Security ID: | 759509102 | | |
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | | |
Record Date: | APR 1, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas W. Gimbel | For | For | Management |
1.2 | Elect Director Douglas M. Hayes | For | Withhold | Management |
1.3 | Elect Director Franklin R. Johnson | For | For | Management |
1.4 | Elect Director Leslie A. Waite | For | Withhold | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Other Business | | For | Against | Management |
|
|
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|
RESMED, INC. | | | | | |
|
Ticker: | RMD | Security ID: | 761152107 | | |
Meeting Date: NOV 20, 2008 | Meeting Type: Annual | | |
Record Date: | SEP 24, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Christopher G. Roberts | For | Withhold | Management |
1.2 | Elect Director John Wareham | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
| | | | | | |
3 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
RESOURCES CONNECTION, INC. | | | | |
|
Ticker: | RECN | Security ID: 76122Q105 | | |
Meeting Date: OCT 17, 2008 | Meeting Type: Annual | | |
Record Date: AUG 22, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jolene Sykes-Sarkis | For | For | Management |
1.2 | Elect Director Anne Shih | For | For | Management |
1.3 | Elect Director Robert Kistinger | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
4 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
ROBERT HALF INTERNATIONAL INC. | | | |
|
Ticker: | RHI | Security ID: | 770323103 | | |
Meeting Date: MAY 5, 2009 | Meeting Type: Annual | | |
Record Date: MAR 10, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew S. Berwick, Jr. | For | For | Management |
1.2 | Elect Director Frederick P. Furth | For | For | Management |
1.3 | Elect Director Edward W. Gibbons | For | For | Management |
1.4 | Elect Director Harold M. Messmer, Jr. | For | For | Management |
1.5 | Elect Director Barbara J. Novogradac | For | For | Management |
1.6 | Elect Director Robert J. Pace | For | For | Management |
1.7 | Elect Director Frederick A. Richman | For | For | Management |
1.8 | Elect Director J. Stephen Schaub | For | For | Management |
1.9 | Elect Director M. Keith Waddell | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Reduce Supermajority Vote Requirement | For | For | Management |
4 | Amend Certificate of Incorporation | For | For | Management |
|
|
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|
ROSS STORES, INC. | | | | |
|
Ticker: | ROST | Security ID: | 778296103 | | |
Meeting Date: MAY 20, 2009 | Meeting Type: Annual | | |
Record Date: MAR 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael Balmuth | For | For | Management |
1.2 | Elect Director K. Gunnar Bjorklund | For | For | Management |
1.3 | Elect Director Sharon D. Garrett | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
| | | | | | |
-------------------------------------------------------------------------------- |
|
SAFEWAY INC. | | | | |
|
Ticker: | SWY | Security ID: | 786514208 | | |
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | | |
Record Date: MAR 16, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Steven A. Burd | For | For | Management |
1.2 | Elect Director Janet E. Grove | For | For | Management |
1.3 | Elect Director Mohan Gyani | For | For | Management |
1.4 | Elect Director Paul Hazen | For | For | Management |
1.5 | Elect Director Frank C. Herringer | For | For | Management |
1.6 | Elect Director Robert I. MacDonnell | For | For | Management |
1.7 | Elect Director Kenneth W. Oder | For | For | Management |
1.8 | Elect Director Rebecca A. Stirn | For | For | Management |
1.9 | Elect Director William Y. Tauscher | For | For | Management |
1.10 | Elect Director Raymond G. Viault | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Provide for Cumulative Voting | Against | For | Shareholder |
4 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | | |
5 | Adopt a Policy in which the Company | Against | For | Shareholder |
| will not Make or Promise to Make Any | | | |
| Death Benefit Payments to Senior | | | |
| Executives | | | | |
|
|
-------------------------------------------------------------------------------- |
|
SCHNITZER STEEL INDUSTRIES, INC. | | | |
|
Ticker: | SCHN | Security ID: | 806882106 | | |
Meeting Date: JAN 28, 2009 | Meeting Type: Annual | | |
Record Date: DEC 4, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Robert S. Ball | For | For | Management |
1.2 | Elect Director John D. Carter | For | Withhold | Management |
1.3 | Elect Director Kenneth M. Novack | For | Withhold | Management |
1.4 | Elect Director Jean S. Reynolds | For | Withhold | Management |
1.5 | Elect Director Tamara L. Lundgren | For | Withhold | Management |
2 | Amend Omnibus Stock Plan | For | Against | Management |
|
|
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|
SEMPRA ENERGY | | | | |
|
Ticker: | SRE | Security ID: | 816851109 | | |
Meeting Date: APR 30, 2009 | Meeting Type: Annual | | |
Record Date: MAR 2, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
| | | | | | |
1 | Elect Director James G. Brocksmith Jr. | For | For | Management |
2 | Elect Director Richard A. Collato | For | For | Management |
3 | Elect Director Donald E. Felsinger | For | For | Management |
4 | Elect Director Wilford D. Godbold Jr. | For | For | Management |
5 | Elect Director William D. Jones | For | For | Management |
6 | Elect Director Richard G. Newman | For | For | Management |
7 | Elect Director William G. Ouchi | For | For | Management |
8 | Elect Director Carlos Ruiz Sacristan | For | For | Management |
9 | Elect Director William C. Rusnack | For | For | Management |
10 | Elect Director William P. Rutledge | For | For | Management |
11 | Elect Director Lynn Schenk | For | For | Management |
12 | Elect Director Neal E. Schmale | For | For | Management |
13 | Ratify Auditors | | For | For | Management |
14 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
15 | Reincorporate in Another State | Against | Against | Shareholder |
| [California to North Dakota] | | | |
|
|
-------------------------------------------------------------------------------- |
|
SIMPSON MANUFACTURING CO., INC. | | | |
|
Ticker: | SSD | Security ID: 829073105 | | |
Meeting Date: APR 17, 2009 | Meeting Type: Annual | | |
Record Date: FEB 23, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Barclay Simpson | For | Withhold | Management |
1.2 | Elect Director Jennifer A. Chatman | For | For | Management |
1.3 | Elect Director Robin G. MacGillivray | For | For | Management |
2 | Amend Stock Option Plan | | For | For | Management |
3 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
SONOSITE INC. | | | | |
|
Ticker: | SONO | Security ID: 83568G104 | | |
Meeting Date: APR 21, 2009 | Meeting Type: Annual | | |
Record Date: FEB 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Kirby L. Cramer | For | Withhold | Management |
1.2 | Elect Director Carmen L. Diersen | For | For | Management |
1.3 | Elect Director Kevin M. Goodwin | For | For | Management |
1.4 | Elect Director Steven Goldstein | For | Withhold | Management |
1.5 | Elect Director Paul Haack | For | For | Management |
1.6 | Elect Director Robert Hauser | For | Withhold | Management |
1.7 | Elect Director Richard Martin | For | For | Management |
1.8 | Elect Director William Parzybok, Jr. | For | For | Management |
1.9 | Elect Director Jacques Souquet | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
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| | | | | | |
STANCORP FINANCIAL GROUP, INC. | | | |
|
Ticker: | SFG | Security ID: | 852891100 | | |
Meeting Date: MAY 4, 2009 | Meeting Type: Annual | | |
Record Date: MAR 2, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Virginia L. Anderson | For | For | Management |
1.2 | Elect Director Stanley R. Fallis | For | For | Management |
1.3 | Elect Director Peter O. Kohler | For | For | Management |
1.4 | Elect Director Eric E. Parsons | For | For | Management |
1.5 | Elect Director Mary F. Sammons | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
STARBUCKS CORP. | | | | |
|
Ticker: | SBUX | Security ID: | 855244109 | | |
Meeting Date: MAR 18, 2009 | Meeting Type: Annual | | |
Record Date: JAN 9, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Howard Schultz | For | For | Management |
2 | Elect Director Barbara Bass | For | For | Management |
3 | Elect Director William W. Bradley | For | For | Management |
4 | Elect Director Mellody Hobson | For | For | Management |
5 | Elect Director Kevin R. Johnson | For | For | Management |
6 | Elect Director Olden Lee | For | For | Management |
7 | Elect Director Sheryl Sandberg | For | For | Management |
8 | Elect Director James G. Shennan, Jr. | For | For | Management |
9 | Elect Director Javier G. Teruel | For | For | Management |
10 | Elect Director Myron E. Ullman, III | For | For | Management |
11 | Elect Director Craig E. Weatherup | For | For | Management |
12 | Approve Stock Option Exchange Program | For | For | Management |
13 | Ratify Auditors | | For | For | Management |
|
|
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|
SUN HEALTHCARE GROUP, INC. | | | | |
|
Ticker: | SUNH | Security ID: | 866933401 | | |
Meeting Date: JUN 10, 2009 | Meeting Type: Annual | | |
Record Date: APR 13, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Gregory S. Anderson | For | For | Management |
2 | Elect Director Tony M. Astorga | For | For | Management |
3 | Elect Director Christian K. Bement | For | For | Management |
4 | Elect Director Michael J. Foster | For | For | Management |
5 | Elect Director Barbara B. Kennelly | For | For | Management |
6 | Elect Director Steven M. Looney | For | For | Management |
7 | Elect Director Richard K. Matros | For | For | Management |
8 | Elect Director Milton J. Walters | For | For | Management |
| | | | | | |
9 | Approve Omnibus Stock Plan | For | For | Management |
10 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
SUNPOWER CORP. | | | | |
|
Ticker: | SPWRA | Security ID: | 867652307 | | |
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | | |
Record Date: MAR 10, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Uwe-Ernst Bufe | For | For | Management |
1.2 | Elect Director Pat Wood III | For | Withhold | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
SUPERTEX, INC. | | | | |
|
Ticker: | SUPX | Security ID: | 868532102 | | |
Meeting Date: AUG 15, 2008 | Meeting Type: Annual | | |
Record Date: JUN 20, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Henry C. Pao | For | For | Management |
1.2 | Elect Director Benedict C.K. Choy | For | For | Management |
1.3 | Elect Director W. Mark Loveless | For | For | Management |
1.4 | Elect Director Elliott Schlam | For | For | Management |
1.5 | Elect Director Milton Feng | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
SVB FINANCIAL GROUP | | | | |
|
Ticker: | SIVB | Security ID: 78486Q101 | | |
Meeting Date: MAY 12, 2009 | Meeting Type: Annual | | |
Record Date: MAR 24, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Eric A. Benhamou | For | For | Management |
1.2 | Elect Director David M. Clapper | For | For | Management |
1.3 | Elect Director Roger F. Dunbar | For | For | Management |
1.4 | Elect Director Joel P. Friedman | For | For | Management |
1.5 | Elect Director G. Felda Hardymon | For | For | Management |
1.6 | Elect Director Alex W. 'Pete' Hart | For | For | Management |
1.7 | Elect Director C. Richard Kramlich | For | For | Management |
1.8 | Elect Director Lata Krishnan | For | For | Management |
1.9 | Elect Director James R. Porter | For | For | Management |
1.10 | Elect Director Michaela K. Rodeno | For | For | Management |
1.11 | Elect Director Ken P. Wilcox | For | For | Management |
1.12 | Elect Director Kyung H. Yoon | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
| | | | | | |
3 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officer's Compensation | | | | |
|
|
-------------------------------------------------------------------------------- |
|
SYBASE, INC. | | | | |
|
Ticker: | SY | Security ID: | 871130100 | | |
Meeting Date: APR 14, 2009 | Meeting Type: Annual | | |
Record Date: FEB 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John S. Chen | For | For | Management |
1.2 | Elect Director Richard C. Alberding | For | For | Management |
1.3 | Elect Director Michael A. Daniels | For | For | Management |
1.4 | Elect Director Alan B. Salisbury | For | For | Management |
1.5 | Elect Director Jack E. Sum | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Amend Omnibus Stock Plan | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
TECHNE CORP. | | | | |
|
Ticker: | TECH | Security ID: | 878377100 | | |
Meeting Date: OCT 23, 2008 | Meeting Type: Annual | | |
Record Date: SEP 12, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Thomas E. Oland | For | For | Management |
1.2 | Elect Director Roger C. Lucas | For | For | Management |
1.3 | Elect Director Howard V. O'Connell | For | For | Management |
1.4 | Elect Director G. Arthur Herbert | For | For | Management |
1.5 | Elect Director R.C. Steer | For | For | Management |
1.6 | Elect Director Robert V. Baumgartner | For | For | Management |
1.7 | Elect Director C.A. Dinarello | For | For | Management |
1.8 | Elect Director K.A. Holbrook | For | For | Management |
2 | Fix Number of Directors | | For | For | Management |
|
|
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|
TELEDYNE TECHNOLOGIES, INC. | | | | |
|
Ticker: | TDY | Security ID: | 879360105 | | |
Meeting Date: APR 22, 2009 | Meeting Type: Annual | | |
Record Date: MAR 2, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Simon M. Lorne | For | For | Management |
1.2 | Elect Director Paul D. Miller | For | For | Management |
1.3 | Elect Director Wesley W. von Schack | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
| | | | | | |
-------------------------------------------------------------------------------- |
|
TEVA PHARMACEUTICAL INDUSTRIES LTD. | | | |
|
Ticker: | TEVA | Security ID: | 881624209 | | |
Meeting Date: JUN 22, 2009 | Meeting Type: Annual | | |
Record Date: MAY 13, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Final Dividend | | For | For | Management |
2.1 | Elect Phillip Frost as Director | For | For | Management |
2.2 | Elect Roger Abravanel as Director | For | For | Management |
2.3 | Elect Elon Kohlberg as Director | For | For | Management |
2.4 | Elect Yitzhak Peterburg as Director | For | For | Management |
2.5 | Elect Erez Vigodman as Director | For | For | Management |
3 | Approve Auditors and Authorize Board to For | For | Management |
| Fix Their Remuneration | | | | |
|
|
-------------------------------------------------------------------------------- |
|
TOYOTA MOTOR CORP. | | | | |
|
Ticker: | 7203 | Security ID: | 892331307 | | |
Meeting Date: JUN 23, 2009 | Meeting Type: Annual | | |
Record Date: MAR 30, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Approve Allocation of Income, with a | For | For | Management |
| Final Dividend of JPY | 35 | | | |
2 | Amend Articles To Reflect | For | For | Management |
| Digitalization of Share Certificates - | | |
| Authorize Public Announcements in | | | |
| Electronic Format | | | | |
3 | Elect 29 Directors | | For | For | Management |
4 | Approve Stock Option Plan | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
TRIMBLE NAVIGATION LTD. | | | | |
|
Ticker: | TRMB | Security ID: | 896239100 | | |
Meeting Date: MAY 19, 2009 | Meeting Type: Annual | | |
Record Date: MAR 20, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Directors Steven W. Berglund | For | For | Management |
1.2 | Elect Directors John B. Goodrich | For | For | Management |
1.3 | Elect Directors William Hart | For | For | Management |
1.4 | Elect Directors Merit E. Janow | For | For | Management |
1.5 | Elect Directors Ulf J. Johansson | For | For | Management |
1.6 | Elect Directors Bradford W. Parkinson | For | For | Management |
1.7 | Elect Directors Nickolas W. Vande Steeg For | For | Management |
2 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
3 | Amend Omnibus Stock Plan | For | For | Management |
| | | | | | |
4 | Ratify Auditors | | For | For | Management |
5 | Other Business | | For | Against | Management |
|
|
-------------------------------------------------------------------------------- |
|
TRUE RELIGION APPAREL, INC. | | | | |
|
Ticker: | TRLG | Security ID: | 89784N104 | | |
Meeting Date: JUN 2, 2009 | Meeting Type: Annual | | |
Record Date: MAR 23, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Jeffrey Lubell | For | For | Management |
1.2 | Elect Director Marcello Bottoli | For | For | Management |
1.3 | Elect Director Joseph Coulombe | For | For | Management |
1.4 | Elect Director G. Louis Graziadio, III For | Withhold | Management |
1.5 | Elect Director Robert L. Harris, II | For | Withhold | Management |
1.6 | Elect Director Mark S. Maron | For | Withhold | Management |
2 | Approve Omnibus Stock Plan | For | For | Management |
3 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
TRUEBLUE, INC. | | | | |
|
Ticker: | TBI | Security ID: | 89785X101 | | |
Meeting Date: MAY 13, 2009 | Meeting Type: Annual | | |
Record Date: MAR 18, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Steven C. Cooper | For | For | Management |
2 | Elect Director Thomas E. McChesney | For | For | Management |
3 | Elect Director Gates McKibbin | For | For | Management |
4 | Elect Director Joseph P. Sambataro, Jr. For | For | Management |
5 | Elect Director William W. Steele | For | For | Management |
6 | Elect Director Robert J. Sullivan | For | For | Management |
7 | Elect Director Craig E. Tall | For | For | Management |
8 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
U.S. BANCORP | | | | |
|
Ticker: | USB | Security ID: | 902973304 | | |
Meeting Date: APR 21, 2009 | Meeting Type: Annual | | |
Record Date: FEB 23, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Douglas M. Baker, Jr. For | For | Management |
1.2 | Elect Director Y. Marc Belton | For | For | Management |
1.3 | Elect Director Richard K. Davis | For | For | Management |
1.4 | Elect Director Joel W. Johnson | For | For | Management |
1.5 | Elect Director David O'Maley | For | For | Management |
1.6 | Elect Director O'dell M. Owens | For | For | Management |
| | | | | | |
1.7 | Elect Director Craig D. Schnuck | For | For | Management |
1.8 | Elect Director Patrick T. Stokes | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | | |
|
|
-------------------------------------------------------------------------------- |
|
UMPQUA HOLDINGS CORP. | | | | |
|
Ticker: | UMPQ | Security ID: | 904214103 | | |
Meeting Date: APR 14, 2009 | Meeting Type: Annual | | |
Record Date: FEB 6, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald F. Angell | For | For | Management |
1.2 | Elect Director Allyn C. Ford | For | For | Management |
1.3 | Elect Director Dan Giustina | For | For | Management |
1.4 | Elect Director Diane D. Miller | For | For | Management |
1.5 | Elect Director David B. Frohnmayer | For | For | Management |
1.6 | Elect Director Jose Hermocillo | For | For | Management |
1.7 | Elect Director William A. Lansing | For | For | Management |
1.8 | Elect Director Bryan L. Timm | For | For | Management |
1.9 | Elect Director Raymond P. Davis | For | For | Management |
1.10 | Elect Director Stephen M. Gambee | For | For | Management |
1.11 | Elect Director Frank R.J. Whittaker | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote on Executive Compensation For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
UNION PACIFIC CORP. | | | | |
|
Ticker: | UNP | Security ID: | 907818108 | | |
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | | |
Record Date: MAR 6, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management |
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management |
1.3 | Elect Director Thomas J. Donohue | For | For | Management |
1.4 | Elect Director Archie W. Dunham | For | For | Management |
1.5 | Elect Director Judith Richards Hope | For | For | Management |
1.6 | Elect Director Charles C. Krulak | For | For | Management |
1.7 | Elect Director Michael R. McCarthy | For | For | Management |
1.8 | Elect Director Michael W. McConnell | For | For | Management |
1.9 | Elect Director Thomas F. McLarty III | For | For | Management |
1.10 | Elect Director Steven R. Rogel | For | For | Management |
1.11 | Elect Director Jose H. Villarreal | For | For | Management |
1.12 | Elect Director James R. Young | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Report on Political Contributions | Against | For | Shareholder |
|
|
-------------------------------------------------------------------------------- |
| | | | | | |
VARIAN MEDICAL SYSTEMS INC | | | | |
|
Ticker: | VAR | Security ID: | 92220P105 | | |
Meeting Date: FEB 12, 2009 | Meeting Type: Annual | | |
Record Date: DEC 15, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Timothy E. Guertin | For | For | Management |
1.2 | Elect Director David W. Martin, Jr | For | For | Management |
1.3 | Elect Director R. Naumann-Etienne | For | For | Management |
1.4 | Elect Director V. Thyagarajan | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Approve Executive Incentive Bonus Plan For | For | Management |
4 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
VCA ANTECH, INC. | | | | |
|
Ticker: | WOOF | Security ID: | 918194101 | | |
Meeting Date: JUN 1, 2009 | Meeting Type: Annual | | |
Record Date: APR 3, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John M. Baumer | For | Withhold | Management |
1.2 | Elect Director Frank Reddick | For | Withhold | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
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|
VERISIGN, INC. | | | | |
|
Ticker: | VRSN | Security ID: | 92343E102 | | |
Meeting Date: MAY 28, 2009 | Meeting Type: Annual | | |
Record Date: MAR 31, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director D. James Bidzos | For | For | Management |
1.2 | Elect Director William L. Chenevich | For | For | Management |
1.3 | Elect Director Kathleen A. Cote | For | For | Management |
1.4 | Elect Director Roger H. Moore | For | For | Management |
1.5 | Elect Director John D. Roach | For | For | Management |
1.6 | Elect Director Louis A. Simpson | For | For | Management |
1.7 | Elect Director Timothy Tomlinson | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
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|
VERIZON COMMUNICATIONS | | | | |
|
Ticker: | VZ | Security ID: | 92343V104 | | |
Meeting Date: MAY 7, 2009 | Meeting Type: Annual | | |
Record Date: MAR 9, 2009 | | | | |
| | | | | | |
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Richard L. Carrion | For | For | Management |
1.2 | Elect Director M. Frances Keeth | For | For | Management |
1.3 | Elect Director Robert W. Lane | For | For | Management |
1.4 | Elect Director Sandra O. Moose | For | For | Management |
1.5 | Elect Director Joseph Neubauer | For | For | Management |
1.6 | Elect Director Donald T. Nicolaisen | For | For | Management |
1.7 | Elect Director Thomas H. O'Brien | For | For | Management |
1.8 | Elect Director Clarence Otis, Jr. | For | For | Management |
1.9 | Elect Director Hugh B. Price | For | For | Management |
1.10 | Elect Director Ivan G. Seidenberg | For | For | Management |
1.11 | Elect Director John W. Snow | For | For | Management |
1.12 | Elect Director John R. Stafford | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | | |
4 | Approve Omnibus Stock Plan | For | For | Management |
5 | Approve Executive Incentive Bonus Plan | For | For | Management |
6 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder |
7 | Amend Articles/Bylaws/Charter -- Call | Against | For | Shareholder |
| Special Meetings | | | | |
8 | Require Independent Board Chairman | Against | Against | Shareholder |
9 | Provide for Cumulative Voting | Against | For | Shareholder |
10 | Adopt a Policy in which the Company | Against | For | Shareholder |
| will not Make or Promise to Make Any | | | |
| Death Benefit Payments to Senior | | | |
| Executives | | | | |
|
|
-------------------------------------------------------------------------------- |
|
VISA INC. | | | | | |
|
Ticker: | V | Security ID: 92826C839 | | |
Meeting Date: DEC 16, 2008 | Meeting Type: Special | | |
Record Date: NOV 12, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Amend Certificate of Incorporation | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
VISA INC. | | | | | |
|
Ticker: | V | Security ID: 92826C839 | | |
Meeting Date: APR 21, 2009 | Meeting Type: Annual | | |
Record Date: FEB 26, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Hani Al-Qadi | For | Against | Management |
1.2 | Elect Director Charles T. Doyle | For | For | Management |
1.3 | Elect Director Peter Hawkins | For | For | Management |
1.4 | Elect Director David I. McKay | For | For | Management |
1.5 | Elect Director Charles W. Scharf | For | For | Management |
1.6 | Elect Director Segismundo | For | For | Management |
| | | | | | |
| Schulin-Zeuthen | | | | |
2.1 | Elect Director Thomas J. Campbell | For | For | Management |
2.2 | Elect Director Gary P. Coughlan | For | For | Management |
2.3 | Elect Director Mary B. Cranston | For | For | Management |
2.4 | Elect Director Francisco Javier | For | For | Management |
| Fernandez-Carbajal | | | | |
2.5 | Elect Director Suzanne Nora Johnson | For | For | Management |
2.6 | Elect Director Joseph. W. Saunders | For | For | Management |
3 | Ratify Auditors | | For | For | Management |
|
|
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|
WALT DISNEY COMPANY, THE | | | | |
|
Ticker: | DIS | Security ID: | 254687106 | | |
Meeting Date: MAR 10, 2009 | Meeting Type: Annual | | |
Record Date: JAN 9, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director Susan E. Arnold | For | For | Management |
2 | Elect Director John E. Bryson | For | For | Management |
3 | Elect Director John S. Chen | For | For | Management |
4 | Elect Director Judith L. Estrin | For | For | Management |
5 | Elect Director Robert A. Iger | For | For | Management |
6 | Elect Director Steven P. Jobs | For | For | Management |
7 | Elect Director Fred H. Langhammer | For | For | Management |
8 | Elect Director Aylwin B. Lewis | For | For | Management |
9 | Elect Director Monica C. Lozano | For | For | Management |
10 | Elect Director Robert W. Matschullat | For | For | Management |
11 | Elect Director John E. Pepper , Jr. | For | For | Management |
12 | Elect Director Orin C. Smith | For | For | Management |
13 | Ratify Auditors | | For | For | Management |
14 | Amend Omnibus Stock Plan | For | For | Management |
15 | Amend Executive Incentive Bonus Plan | For | For | Management |
16 | Report on Political Contributions | Against | For | Shareholder |
17 | Adopt a Policy in which the Company | Against | For | Shareholder |
| will not Make or Promise to Make Any | | | |
| Death Benefit Payments to Senior | | | |
| Executives | | | | |
18 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
|
|
-------------------------------------------------------------------------------- |
|
WASHINGTON FEDERAL, INC. | | | | |
|
Ticker: | WFSL | Security ID: | 938824109 | | |
Meeting Date: JAN 21, 2009 | Meeting Type: Annual | | |
Record Date: NOV 28, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director John F. Clearman | For | For | Management |
1.2 | Elect Director James J. Doud, Jr. | For | For | Management |
1.3 | Elect Director H. Dennis Halvorson | For | For | Management |
1.4 | Elect Director Roy M. Whitehead | For | For | Management |
| | | | | | |
2 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
WASTE CONNECTIONS, INC. | | | | |
|
Ticker: | WCN | Security ID: | 941053100 | | |
Meeting Date: MAY 14, 2009 | Meeting Type: Annual | | |
Record Date: MAR 16, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Michael W. Harlan | For | For | Management |
1.2 | Elect Director William J. Razzouk | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
|
|
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|
WATERS CORPORATION | | | | |
|
Ticker: | WAT | Security ID: | 941848103 | | |
Meeting Date: MAY 12, 2009 | Meeting Type: Annual | | |
Record Date: MAR 18, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Joshua Bekenstein | For | For | Management |
1.2 | Elect Director Michael J. Berendt, | For | For | Management |
| Ph.D. | | | | |
1.3 | Elect Director Douglas A. Berthiaume | For | For | Management |
1.4 | Elect Director Edward Conard | For | For | Management |
1.5 | Elect Director Laurie H. Glimcher, M.D. For | For | Management |
1.6 | Elect Director Christopher A. Kuebler | For | For | Management |
1.7 | Elect Director William J. Miller | For | For | Management |
1.8 | Elect Director JoAnn A. Reed | For | For | Management |
1.9 | Elect Director Thomas P. Salice | For | For | Management |
2 | Approve Qualified Employee Stock | For | For | Management |
| Purchase Plan | | | | |
3 | Approve Executive Incentive Bonus Plan For | For | Management |
4 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
WATSON PHARMACEUTICALS, INC. | | | | |
|
Ticker: | WPI | Security ID: | 942683103 | | |
Meeting Date: MAY 8, 2009 | Meeting Type: Annual | | |
Record Date: MAR 20, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Ronald R. Taylor | For | For | Management |
1.2 | Elect Director Andrew L. Turner | For | For | Management |
1.3 | Elect Director Jack Michelson | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
| | | | | | |
-------------------------------------------------------------------------------- |
|
WD-40 COMPANY | | | | |
|
Ticker: | WDFC | Security ID: | 929236107 | | |
Meeting Date: DEC 9, 2008 | Meeting Type: Annual | | |
Record Date: OCT 17, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director J.C. Adams Jr. | For | For | Management |
1.2 | Elect Director G.H. Bateman | For | For | Management |
1.3 | Elect Director P.D. Bewley | For | For | Management |
1.4 | Elect Director R.A. Collato | For | For | Management |
1.5 | Elect Director M.L. Crivello | For | For | Management |
1.6 | Elect Director L.A. Lang | For | For | Management |
1.7 | Elect Director G.O. Ridge | For | For | Management |
1.8 | Elect Director N.E. Schmale | For | For | Management |
2 | Approve Amendment to Bylaws to Reduce | For | For | Management |
| the Minimum Number of Directors from | | | |
| Nine to Seven and Fix Authorized Number | | |
| of Directors at Eight | | | | |
3 | Approve Executive Incentive Bonus Plan For | For | Management |
4 | Ratify Auditors | | For | For | Management |
|
|
-------------------------------------------------------------------------------- |
|
WELLS FARGO AND COMPANY | | | | |
|
Ticker: | WFC | Security ID: | 949746101 | | |
Meeting Date: APR 28, 2009 | Meeting Type: Annual | | |
Record Date: FEB 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1 | Elect Director John D. Baker II | For | For | Management |
2 | Elect Director John S. Chen | For | Against | Management |
3 | Elect Director Lloyd H. Dean | For | For | Management |
4 | Elect Director Susan E. Engel | For | Against | Management |
5 | Elect Director Enrique Hernandez, Jr. | For | For | Management |
6 | Elect Director Donald M. James | For | Against | Management |
7 | Elect Director Robert L. Joss | For | For | Management |
8 | Elect Director Richard M. Kovacevich | For | For | Management |
9 | Elect Director Richard D. McCormick | For | Against | Management |
10 | Elect Director Mackey J. McDonald | For | Against | Management |
11 | Elect Director Cynthia H. Milligan | For | Against | Management |
12 | Elect Director Nicholas G. Moore | For | For | Management |
13 | Elect Director Philip J. Quigley | For | Against | Management |
14 | Elect Director Donald B. Rice | For | Against | Management |
15 | Elect Director Judith M. Runstad | For | For | Management |
16 | Elect Director Stephen W. Sanger | For | Against | Management |
17 | Elect Director Robert K. Steel | For | For | Management |
18 | Elect Director John G. Stumpf | For | For | Management |
19 | Elect Director Susan G. Swenson | For | For | Management |
20 | Advisory Vote to Ratify Named Executive For | For | Management |
| Officers' Compensation | | | | |
21 | Ratify Auditors | | For | For | Management |
22 | Amend Omnibus Stock Plan | For | Against | Management |
| | | | | | |
23 | Require Independent Board Chairman | Against | For | Shareholder |
24 | Report on Political Contributions | Against | For | Shareholder |
|
|
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|
WESTAMERICA BANCORPORATION | | | | |
|
Ticker: | WABC | Security ID: | 957090103 | | |
Meeting Date: APR 23, 2009 | Meeting Type: Annual | | |
Record Date: FEB 23, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Etta Allen | For | For | Management |
1.2 | Elect Director Louis E. Bartolini | For | For | Management |
1.3 | Elect Director E. Joseph Bowler | For | For | Management |
1.4 | Elect Director Arthur C. Latno, Jr. | For | For | Management |
1.5 | Elect Director Patrick D. Lynch | For | For | Management |
1.6 | Elect Director Catherine Cope MacMillan For | For | Management |
1.7 | Elect Director Ronald A. Nelson | For | For | Management |
1.8 | Elect Director David L. Payne | For | For | Management |
1.9 | Elect Director Edward B. Sylvester | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Advisory Vote on Executive Compensation For | Against | Management |
|
|
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|
WEYERHAEUSER CO. | | | | |
|
Ticker: | WY | Security ID: | 962166104 | | |
Meeting Date: APR 16, 2009 | Meeting Type: Annual | | |
Record Date: FEB 20, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Debra A. Cafaro | For | For | Management |
1.2 | Elect Director Nicole W. Piasecki | For | For | Management |
1.3 | Elect Director Mark A. Emmert | For | For | Management |
1.4 | Elect Director Daniel S. Fulton | For | For | Management |
1.5 | Elect Director Wayne W. Murdy | For | For | Management |
2 | Require Independent Board Chairman | Against | For | Shareholder |
3 | Reduce Supermajority Vote Requirement | Against | For | Shareholder |
4 | Ratify Auditors | | For | For | Management |
|
|
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|
YAHOO!, INC. | | | | |
|
Ticker: | YHOO | Security ID: | 984332106 | | |
Meeting Date: AUG 1, 2008 | Meeting Type: Proxy Contest | | |
Record Date: JUN 3, 2008 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
| Management Proxy (White Card) | | | |
1.1 | Elect Director Roy J. Bostock | For | For | Management |
1.2 | Elect Director Ronald W. Burkle | For | For | Management |
| | | | | | |
1.3 | Elect Director Eric Hippeau | For | For | Management |
1.4 | Elect Director Vyomesh Joshi | For | For | Management |
1.5 | Elect Director Arthur H. Kern | For | For | Management |
1.6 | Elect Director Robert A. Kotick | For | For | Management |
1.7 | Elect Director Mary Agnes Wilderotter | For | For | Management |
1.8 | Elect Director Gary L. Wilson | For | For | Management |
1.9 | Elect Director Jerry Yang | For | For | Management |
2 | Ratify Auditors | | For | For | Management |
3 | Pay For Superior Performance | Against | For | Shareholder |
4 | Adopt Policies to Protect Freedom of | Against | Against | Shareholder |
| Access to the Internet | | | | |
5 | Amend Bylaws to Establish a Board | Against | Against | Shareholder |
| Committee on Human Rights | | | |
1.1 | Elect Director Lucian A. Bebchuk | For | Did Not Vote Shareholder |
1.2 | Elect Director Frank J. Biondi, Jr. | For | Did Not Vote Shareholder |
1.3 | Elect Director John H. Chapple | For | Did Not Vote Shareholder |
1.4 | Elect Director Mark Cuban | For | Did Not Vote Shareholder |
1.5 | Elect Director Adam Dell | For | Did Not Vote Shareholder |
1.6 | Elect Director Carl C. Icahn | For | Did Not Vote Shareholder |
1.7 | Elect Director Keith A, Meister | For | Did Not Vote Shareholder |
1.8 | Elect Director Edward H. Meyer | For | Did Not Vote Shareholder |
1.9 | Elect Director Brian S. Posner | For | Did Not Vote Shareholder |
2 | Ratify Auditors | | For | Did Not Vote Management |
3 | Pay For Superior Performance | For | Did Not Vote Shareholder |
4 | Adopt Policies to Protect Freedom of | Against | Did Not Vote Shareholder |
| Access to the Internet | | | | |
5 | Amend Bylaws to Establish a Board | Against | Did Not Vote Shareholder |
| Committee on Human Rights | | | |
|
|
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|
YAHOO!, INC. | | | | |
|
Ticker: | YHOO | Security ID: | 984332106 | | |
Meeting Date: JUN 25, 2009 | Meeting Type: Annual | | |
Record Date: APR 27, 2009 | | | | |
|
# | Proposal | | Mgt Rec | Vote Cast | Sponsor |
1.1 | Elect Director Carol Bartz | For | For | Management |
1.2 | Elect Director Frank J. Biondi, Jr. | For | For | Management |
1.3 | Elect Director Roy J. Bostock | For | For | Management |
1.4 | Elect Director Ronald W. Burkle | For | For | Management |
1.5 | Elect Director John H. Chapple | For | For | Management |
1.6 | Elect Director Eric Hippeau | For | For | Management |
1.7 | Elect Director Carl C. Icahn | For | Against | Management |
1.8 | Elect Director Vyomesh Joshi | For | For | Management |
1.9 | Elect Director Arthur H. Kern | For | For | Management |
1.10 | Elect Director Mary Agnes Wilderotter | For | For | Management |
1.11 | Elect Director Gary L. Wilson | For | For | Management |
1.12 | Elect Director Jerry Yang | For | For | Management |
2 | Amend Omnibus Stock Plan | For | For | Management |
3 | Amend Qualified Employee Stock Purchase For | For | Management |
| Plan | | | | | |
4 | Ratify Auditors | | For | For | Management |
5 | Advisory Vote to Ratify Named Executive Against | For | Shareholder |
| Officers' Compensation | | | | |
|
SIGNATURES |
|
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly |
caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. |
|
|
Principal Variable Contracts Funds, Inc. |
------------------------------------------------------------ |
(Registrant) |
|
|
|
By /s/ Nora Everett |
----------------------------------------------------- |
Nora Everett |
President |
|
Date August 28, 2009 |