| | | | | | | | | | | | | | |
Mtg Date/Type | | Company/ Ballot Issues | | Security | | Mgmt Rec | | Vote Cast | | Record Date | | Prpnent |
04/27/06 - A | | Altria Group, Inc. *MO* | | 02209S103 | | | | | | 03/06/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Separate Chairman and CEO Positions | | | | Against | | Against | | | | ShrHoldr |
| | 4 | | Adopt ILO Standards | | | | Against | | Against | | | | ShrHoldr |
| | 5 | | Inform African Americans of Health Risks Associated with Menthol Cigarettes | | | | Against | | Against | | | | ShrHoldr |
| | 6 | | Establish Fire Safety Standards for Cigarettes | | | | Against | | Against | | | | ShrHoldr |
| | 7 | | Adopt Animal Welfare Policy | | | | Against | | Against | | | | ShrHoldr |
| | 8 | | Support Legislation to Reduce Smoking | | | | Against | | Against | | | | ShrHoldr |
| | 9 | | Provide Information on Second Hand Smoke | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
04/27/06 - A | | Alumina Ltd (formerly Wmc Limited) *AWC* | | 022205108 | | | | | | 03/20/06 | | |
| | | | Meeting for Holders of ADRs | | | | | | | | | | |
| | 1 | | REMUNERATION REPORT: TO CONSIDER AND, IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: THAT, THE REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2005 BE ADOPTED .. | | | | For | | For | | | | Mgmt |
| | 2 | | RE-ELECTION OF DIRECTOR: TO RE-ELECT MR D M MORLEY AS A DIRECTOR. MR MORLEY RETIRES IN ACCORDANCE WITH THE COMPANY S CONSTITUTION. BEING ELIGIBLE, MR MORLEY OFFERS HIMSELF FOR RE-ELECTION. | | | | For | | For | | | | Mgmt |
| | | | | | |
05/19/06 - A | | Aon Corp. *AOC* | | 037389103 | | | | | | 03/22/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | | | Mgmt |
| | 4 | | Amend Omnibus Stock Plan | | | | For | | For | | | | Mgmt |
| | | | | | |
04/28/06 - A | | AT&T Inc *T* | | 00206R102 | | | | | | 03/01/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | | | Mgmt |
| | 4 | | Amend Articles/Bylaws/Charter-Non-Routine | | | | For | | For | | | | Mgmt |
| | 5 | | Report on Political Contributions | | | | Against | | Against | | | | ShrHoldr |
| | 6 | | Separate Chairman and CEO Positions | | | | Against | | For | | | | ShrHoldr |
| | 7 | | Report on Pay Disparity | | | | Against | | Against | | | | ShrHoldr |
| | 8 | | Non-Employee Director Compensation | | | | Against | | Against | | | | ShrHoldr |
| | 9 | | Submit Severance Agreement (Change in Control) to shareholder Vote | | | | Against | | For | | | | ShrHoldr |
| | 10 | | Adopt Simple Majority Vote Requirement | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
05/25/06 - A | | CBS Corp *CBS.A* | | 124857202 | | | | | | 03/31/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Approve Option Exchange Offer | | | | For | | Against | | | | Mgmt |
| | 4 | | Amend Non-Employee Director Stock Option Plan | | | | For | | Against | | | | Mgmt |
| | 5 | | Amend Non-Employee Director Restricted Stock Plan | | | | For | | Against | | | | Mgmt |
| | 6 | | Company-Specific — Adopt a Recapitalization Plan | | | | Against | | For | | | | ShrHoldr |
| | | | | | |
04/26/06 - A | | Chevron Corporation *CVX* | | 166764100 | | | | | | 03/06/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Company-Specific-Reimbursement of Stockholder Proposal | | | | Against | | For | | | | ShrHoldr |
| | 4 | | Report on Environmental Impact of Drilling in Sensitive Areas | | | | Against | | Against | | | | ShrHoldr |
| | 5 | | Report on Political Contributions | | | | Against | | Against | | | | ShrHoldr |
| | 6 | | Adopt an Animal Welfare Policy | | | | Against | | Against | | | | ShrHoldr |
| | 7 | | Adopt a Human Rights Policy | | | | Against | | For | | | | ShrHoldr |
| | 8 | | Report on Remediation Expenses in Ecuador | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
04/18/06 - A | | Citigroup Inc. *C* | | 172967101 | | | | | | 02/24/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Reduce Supermajority Vote Requirement | | | | For | | For | | | | Mgmt |
| | 4 | | Reduce Supermajority Vote Requirement | | | | For | | For | | | | Mgmt |
| | 5 | | Reduce Supermajority Vote Requirement | | | | For | | For | | | | Mgmt |
| | 6 | | End Issuance of Options and Prohibit Repricing | | | | Against | | Against | | | | ShrHoldr |
| | 7 | | Report on Political Contributions | | | | Against | | Against | | | | ShrHoldr |
| | 8 | | Report on Charitable Contributions | | | | Against | | Against | | | | ShrHoldr |
| | 9 | | Performance-Based Equity Awards | | | | Against | | For | | | | ShrHoldr |
| | 10 | | Reimbursement of Expenses Incurred by Shareholder(s) | | | | Against | | Against | | | | ShrHoldr |
| | 11 | | Separate Chairman and CEO Positions | | | | Against | | Against | | | | ShrHoldr |
| | 12 | | Clawback of Payments Under Restatement | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
05/10/06 - A | | ConocoPhillips *COP* | | 20825C104 | | | | | | 03/10/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Report Damage Resulting From Drilling Inside the National Petroleum Reserve | | | | Against | | For | | | | ShrHoldr |
| | 4 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | | | ShrHoldr |
| | 5 | | Submit Supplemental Executive Retirement Plans to Shareholder vote | | | | Against | | For | | | | ShrHoldr |
| | 6 | | Report Accountability for Company’s Environmental Impacts due to Operation | | | | Against | | Against | | | | ShrHoldr |
| | 7 | | Non-Employee Director Compensation | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
04/28/06 - A | | Dominion Resources, Inc. *D* | | 25746U109 | | | | | | 02/24/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | | | ShrHoldr |
| | 4 | | Report on Greenhouse Gas Emissions | | | | Against | | For | | | | ShrHoldr |
| | 5 | | Submit Supplemental Executive Retirement Plans to Shareholder vote | | | | Against | | For | | | | ShrHoldr |
| | | | | | |
03/30/06 - A | | EDP-Energias de Portugal (frmlyEdp-Electricidade De Portugal) | | 268353109 | | | | | | 03/07/06 | | |
| | | | Meeting for Holders of ADRs | | | | | | | | | | |
| | 1 | | APPROVAL OF ALLOCATION OF PROFITS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | | | For | | For | | | | Mgmt |
| | 2 | | APPROVAL OF THE AUTHORIZATION TO THE BOARD OF DIRECTORS OF EDP AND ITS SUBSIDIARIES TO PURCHASE AND SELL SHARES OF THE COMPANY. | | | | For | | For | | | | Mgmt |
| | 3 | | APPROVAL OF THE AUTHORIZATION TO THE BOARD OF DIRECTORS OF EDP AND ITS SUBSIDIARIES TO PURCHASE AND SELL BONDS OF THE COMPANY. | | | | For | | For | | | | Mgmt |
| | 4 | | RATIFICATION OF THE CO-OPTION OF A BOARD MEMBER. | | | | For | | Against | | | | Mgmt |
| | 5 | | APPROVAL OF THE PROPOSAL OF THE BOARD OF DIRECTORS, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | | | For | | For | | | | Mgmt |
| | 6 | | APPROVAL OF THE PROPOSAL OF PARPUBLICA, AS SET FORTH IN THE COMPANY S MEETING ENCLOSED HEREWITH. | | | | None | | Against | | | | ShrHoldr |
| | 7 | | APPROVAL OF THE PROPOSAL OF BCP, FUNDO DE PENSOES BCP, GRUPO JOSE DE MELLO AND BALTIC, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | | | None | | Against | | | | ShrHoldr |
| | 8 | | APPROVAL OF THE THREE-YEAR MANDATE. | | | | None | | Against | | | | ShrHoldr |
| | | | | | |
04/25/06 - A | | IndyMac Bancorp, Inc. *NDE* | | 456607100 | | | | | | 02/27/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | For | | | | Mgmt |
| | 3 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | | | | | |
05/08/06 - A | | International Paper Co. *IP* | | 460146103 | | | | | | 03/16/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | | | ShrHoldr |
| | 4 | | Sustainable Forestry Report | | | | Against | | Against | | | | ShrHoldr |
| | 5 | | Declassify the Board of Directors | | | | Against | | For | | | | ShrHoldr |
| | | | | | |
05/16/06 - A | | JPMorgan Chase & Co. *JPM* | | 46625H100 | | | | | | 03/17/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Put Repricing of Stock Options to Shareholder Vote | | | | Against | | Against | | | | ShrHoldr |
| | 4 | | Performance-Based Equity Awards | | | | Against | | For | | | | ShrHoldr |
| | 5 | | Separate Chairman and CEO Positions | | | | Against | | For | | | | ShrHoldr |
| | 6 | | Remove Reference to Sexual Orientation from EEO Statement | | | | Against | | Against | | | | ShrHoldr |
| | 7 | | Amend Articles/Bylaws/Charter — Call Special Meetings | | | | Against | | For | | | | ShrHoldr |
| | 8 | | Report on Lobbying Activities | | | | Against | | For | | | | ShrHoldr |
| | 9 | | Report on Political Contributions | | | | Against | | For | | | | ShrHoldr |
| | 10 | | Approve Terms of Existing Poison Pill | | | | Against | | Against | | | | ShrHoldr |
| | 11 | | Provide for Cumulative Voting | | | | Against | | For | | | | ShrHoldr |
| | 12 | | Claw-back of Payments under Restatements | | | | Against | | Against | | | | ShrHoldr |
| | 13 | | Require Director Nominee Qualifications | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
05/09/06 - A | | Kerr-McGee Corp. | | 492386107 | | | | | | 03/10/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Establishment of An Office of the Board of Directors | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
04/27/06 - A | | Kimberly-Clark Corp. *KMB* | | 494368103 | | | | | | 02/27/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Declassify the Board of Directors | | | | Against | | For | | | | ShrHoldr |
| | 4 | | Adopt ILO Standards | | | | Against | | Against | | | | ShrHoldr |
| | 5 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | | | ShrHoldr |
| | 6 | | Report on Feasibility of Phasing Out the Use of Non-certified Wood Fiber | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
08/19/05 - S | | KT Corp (formerly Korea Telecom Corporation) | | 48268K101 | | | | | | 06/30/05 | | |
| | | | Meeting for Holders of ADRs | | | | | | | | | | |
| | 1 | | ELECTION OF MR. JOONG SOO NAM AS PRESIDENT, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | | | For | | For | | | | Mgmt |
| | 2 | | AMENDMENT OF ARTICLES OF INCORPORATION, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | | | For | | For | | | | Mgmt |
| | 3 | | ELECTION OF MR. KOOK HYUN MOON AS DIRECTOR, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | | | For | | For | | | | Mgmt |
| | 4 | | APPROVAL OF MANAGEMENT CONTRACT, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | | | For | | For | | | | Mgmt |
| | | | | | |
03/10/06 - A | | KT Corp (formerly Korea Telecom Corporation) | | 48268K101 | | | | | | 12/30/05 | | |
| | | | Meeting for Holders of ADRs | | | | | | | | | | |
| | 1 | | APPROVAL OF BALANCE SHEET, INCOME STATEMENT AND STATEMENT OF APPROPRIATION OF RETAINED EARNINGS FOR THE 24TH FISCAL YEAR, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | | | For | | For | | | | Mgmt |
| | 2 | | APPROVAL OF THE AMENDMENT OF ARTICLES OF INCORPORATION, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | | | For | | For | | | | Mgmt |
| | 3 | | ELECTION OF MEMBERS OF AUDIT COMMITTEE: KIM, DO HWAN (NOMINATED BY OUTSIDE DIRECTOR NOMINATING COMMITTEE). | | | | For | | For | | | | Mgmt |
| | 4 | | ELECTION OF MEMBERS OF AUDIT COMMITTEE: YOON, JONG KYOO (NOMINATED BY OUTSIDE DIRECTOR NOMINATING COMMITTEE). | | | | For | | For | | | | Mgmt |
| | 5 | | ELECTION OF MEMBERS OF AUDIT COMMITTEE: SONG, DUCK YONG (SHAREHOLDER PROPOSAL PRACTICALLY INITIATED BY LABOR UNION OF KT) | | | | Against | | Against | | | | ShrHoldr |
| | 6 | | ELECTION OF DIRECTORS, AS SET FORTH IN COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | | | For | | For | | | | Mgmt |
| | 7 | | APPROVAL OF LIMIT ON REMUNERATION OF DIRECTOR, AS SET FORTH IN THE COMPANY S NOTICE OF MEETING ENCLOSED HEREWITH. | | | | For | | For | | | | Mgmt |
| | | | | | |
04/27/06 - A | | Lockheed Martin Corp. *LMT* | | 539830109 | | | | | | 03/01/06 | | |
| | 1 | | Elect Directors | | | | For | | Split | | | | Mgmt |
| | 1.1 | | Elect Director E.C. Aldridge, Jr. — For | | | | | | | | | | |
| | 1.2 | | Elect Director Nolan D. Archibald — Withhold | | | | | | | | | | |
| | 1.3 | | Elect Director Marcus C. Bennett — For | | | | | | | | | | |
| | 1.4 | | Elect Director James O. Ellis, Jr. — For | | | | | | | | | | |
| | 1.5 | | Elect Director Gwendolyn S. King — For | | | | | | | | | | |
| | 1.6 | | Elect Director James M. Loy — For | | | | | | | | | | |
| | 1.7 | | Elect Director Douglas H. McCorkindale — For | | | | | | | | | | |
| | 1.8 | | Elect Director Eugene F. Murphy — For | | | | | | | | | | |
| | 1.9 | | Elect Director Joseph W. Ralston — For | | | | | | | | | | |
| | 1.10 | | Elect Director Frank Savage — For | | | | | | | | | | |
| | 1.11 | | Elect Director James M. Schneider — For | | | | | | | | | | |
| | 1.12 | | Elect Director Anne Stevens — For | | | | | | | | | | |
| | 1.13 | | Elect Director Robert J. Stevens — For | | | | | | | | | | |
| | 1.14 | | Elect Director James R. Ukropina — For | | | | | | | | | | |
| | 1.15 | | Elect Director Douglas C. Yearley — For | | | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | | | Mgmt |
| | 4 | | Amend Articles/Bylaws/Charter-Non-Routine | | | | For | | For | | | | Mgmt |
| | 5 | | Increase Disclosure of Executive Compensation | | | | Against | | Against | | | | ShrHoldr |
| | 6 | | Adopt Simple Majority Vote Requirement | | | | Against | | For | | | | ShrHoldr |
| | 7 | | Report Equal Employment Opportunity Information | | | | Against | | For | | | | ShrHoldr |
| | 8 | | Report on Depleted Uranium Weapons Components | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
05/08/06 - A | | Loews Corp. | | 540424207 | | | | | | 03/10/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Provide for Cumulative Voting | | | | Against | | Against | | | | ShrHoldr |
| | 4 | | Prohibit Smoking in Public Facilities | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
04/25/06 - A | | Merck & Co., Inc. *MRK* | | 589331107 | | | | | | 02/24/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | | | Mgmt |
| | 4 | | Approve Non-Employee Director Omnibus Stock Plan | | | | For | | For | | | | Mgmt |
| | 5 | | Limit Executive Compensation | | | | Against | | Against | | | | ShrHoldr |
| | 6 | | Adopt Simple Majority Vote | | | | Against | | For | | | | ShrHoldr |
| | 7 | | Adopt Animal Welfare Standards | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
05/09/06 - A | | Newell Rubbermaid Inc. *NWL* | | 651229106 | | | | | | 03/15/06 | | |
| | 1 | | Elect Directors | | | | For | | Split | | | | Mgmt |
| | 1.1 | | Elect Director Thomas E. Clarke — Withhold | | | | | | | | | | |
| | 1.2 | | Elect Director Elizabeth Cuthbert Millett — Withhold | | | | | | | | | | |
| | 1.3 | | Elect Director Steven J. Strobel — For | | | | | | | | | | |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | For | | | | Mgmt |
| | 3 | | Approve Qualified Employee Stock Purchase Plan | | | | For | | For | | | | Mgmt |
| | 4 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 5 | | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | | | | Against | | For | | | | ShrHoldr |
| | 6 | | Declassify the Board of Directors | | | | Against | | For | | | | ShrHoldr |
| | | | | | |
05/10/06 - A | | Packaging Corporation of America *PKG* | | 695156109 | | | | | | 03/15/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | | | | | |
05/08/06 - A | | Pitney Bowes Inc. *PBI* | | 724479100 | | | | | | 03/10/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | | | Mgmt |
| | 4 | | Approve Qualified Employee Stock Purchase Plan | | | | For | | For | | | | Mgmt |
| | | | | | |
02/24/06 - A | | POSCO (formerly Pohang Iron & Steel) | | 693483109 | | | | | | 12/29/05 | | |
| | | | Meeting for Holders of ADRs | | | | | | | | | | |
| | 1 | | APPROVAL OF BALANCE SHEET, INCOME STATEMENT, AND THE STATEMENT OF APPROPRIATION OF RETAINED EARNINGS FOR THE 38TH FISCAL YEAR | | | | For | | For | | | | Mgmt |
| | 2 | | PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION | | | | For | | For | | | | Mgmt |
| | 3 | | ELECTION OF OUTSIDE DIRECTOR: PARK, YOUNG-JU | | | | For | | For | | | | Mgmt |
| | 4 | | ELECTION OF OUTSIDE DIRECTOR: HUH, SUNG-KWAN | | | | For | | For | | | | Mgmt |
| | 5 | | ELECTION OF OUTSIDE DIRECTOR AS AUDIT COMMITTEE MEMBER: SUH, YOON-SUK | | | | For | | For | | | | Mgmt |
| | 6 | | ELECTION OF STANDING DIRECTOR: CHO, SOUNG-SIK | | | | For | | For | | | | Mgmt |
| | 7 | | ELECTION OF STANDING DIRECTOR: LEE, DONG-HEE | | | | For | | For | | | | Mgmt |
| | 8 | | APPROVAL OF LIMITS OF TOTAL REMUNERATION FOR DIRECTORS | | | | For | | For | | | | Mgmt |
| | 9 | | WAIVER OF CLAIM FOR OVERPAID EMPLOYMENT BENEFIT | | | | For | | For | | | | Mgmt |
| | | | | | |
05/03/06 - A | | Raytheon Co. *RTN* | | 755111507 | | | | | | 03/09/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | | | Mgmt |
| | 4 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | | | ShrHoldr |
| | 5 | | Provide for Cumulative Voting | | | | Against | | For | | | | ShrHoldr |
| | 6 | | Submit Supplemental Executive Retirement Plans to Shareholder vote | | | | Against | | For | | | | ShrHoldr |
| | 7 | | Separate Chairman and CEO Positions | | | | Against | | For | | | | ShrHoldr |
| | | | | | |
04/12/06 - A | | Rio Tinto Plc (Formerly Rtz Corp. Plc) | | 767204100 | | | | | | 03/14/06 | | |
| | | | Meeting for Holders of ADRs | | | | | | | | | | |
| | 1 | | AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985 | | | | For | | For | | | | Mgmt |
| | 2 | | AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985 | | | | For | | For | | | | Mgmt |
| | 3 | | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO LIMITED | | | | For | | For | | | | Mgmt |
| | 4 | | ADOPTION OF NEW ARTICLES OF ASSOCIATION OF RIO TINTO PLC AND AMENDMENTS TO CONSTITUTION OF RIO TINTO LIMITED | | | | For | | For | | | | Mgmt |
| | 5 | | ELECTION OF TOM ALBANESE | | | | For | | For | | | | Mgmt |
| | 6 | | ELECTION OF SIR ROD EDDINGTON | | | | For | | For | | | | Mgmt |
| | 7 | | RE-ELECTION OF SIR DAVID CLEMENTI | | | | For | | For | | | | Mgmt |
| | 8 | | RE-ELECTION OF LEIGH CLIFFORD | | | | For | | For | | | | Mgmt |
| | 9 | | RE-ELECTION OF ANDREW GOULD | | | | For | | For | | | | Mgmt |
| | 10 | | RE-ELECTION OF DAVID MAYHEW | | | | For | | For | | | | Mgmt |
| | 11 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 12 | | APPROVAL OF THE REMUNERATION REPORT | | | | For | | For | | | | Mgmt |
| | 13 | | RECEIVE THE ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2005 * | | | | For | | For | | | | Mgmt |
| | | | | | |
05/22/06 - S | | Savannah Electric And Power | | 804787802 | | | | | | 04/12/06 | | |
| | | | Meeting For Preferred Shareholders | | | | | | | | | | |
| | 1 | | Approve Merger Agreement | | | | For | | For | | | | Mgmt |
| | | | | | |
- A | | Sprint Nextel Corp *S* | | 852061100 | | | | | | | | |
| | | | | | |
04/18/06 - A | | Sprint Nextel Corp *S* | | 852061100 | | | | | | 02/28/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | | | ShrHoldr |
| | 4 | | Restore or Provide for Cumulative Voting | | | | Against | | For | | | | ShrHoldr |
| | | | | | |
03/21/06 - A | | Stora Enso Oyj (Formerly Enso Oy) | | 86210M106 | | | | | | 01/31/06 | | |
| | | | Meeting for Holders of ADRs | | | | | | | | | | |
| | 1 | | ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET OF THE PARENT COMPANY AND THE CONSOLIDATED INCOME STATEMENT AND BALANCE SHEET. (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | | | Mgmt |
| | 2 | | DISPOSAL OF THE YEAR S PROFIT AND DISTRIBUTION OF DIVIDEND OF EURO 0.45. (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | | | Mgmt |
| | 3 | | RESOLUTION CONCERNING DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR FROM LIABILITY. | | | | For | | For | | | | Mgmt |
| | 4 | | NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS (10). (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | | | Mgmt |
| | 5 | | NUMBER OF AUDITORS (1). (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | | | Mgmt |
| | 6 | | REMUNERATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS. (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | | | Mgmt |
| | 7 | | REMUNERATION FOR THE AUDITORS. (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | | | Mgmt |
| | 8 | | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS. (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | | | Mgmt |
| | 9 | | ELECTION OF AUDITORS. (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | | | Mgmt |
| | 10 | | APPOINTMENT OF NOMINATION COMMITTEE. | | | | For | | Against | | | | Mgmt |
| | 11 | | A PROPOSAL BY THE BOARD OF DIRECTORS TO REDUCE THE REGISTERED SHARE CAPITAL OF THE COMPANY THROUGH THE CANCELLATION OF SHARES IN THE COMPANY HELD BY THE SAME. | | | | For | | For | | | | Mgmt |
| | 12 | | A PROPOSAL BY THE BOARD OF DIRECTORS TO AUTHORISE THE BOARD OF DIRECTORS TO REPURCHASE SHARES IN THE COMPANY. | | | | For | | For | | | | Mgmt |
| | 13 | | A PROPOSAL BY THE BOARD OF DIRECTORS TO AUTHORISE THE BOARD OF DIRECTORS TO DISPOSE OF SHARES IN THE COMPANY HELD BY THE SAME. | | | | For | | For | | | | Mgmt |
| | 14 | | A PROPOSAL BY THE SHAREHOLDERS MATTI LIIMATAINEN AND ANNINA KAPPI. | | | | None | | Against | | | | ShrHoldr |
| | | | | | |
05/17/06 - A | | The Hartford Financial Services Group, Inc. *HIG* | | 416515104 | | | | | | 03/20/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | | | | | |
05/12/06 - A | | Total SA (Formerly Total Fina Elf S.A ) | | 89151E109 | | | | | | 04/12/06 | | |
| | | | Meeting for Holders of ADRs | | | | | | | | | | |
| | 1 | | APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS | | | | For | | For | | | | Mgmt |
| | 2 | | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | | | | For | | For | | | | Mgmt |
| | 3 | | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND | | | | For | | For | | | | Mgmt |
| | 4 | | AUTHORIZATION TO BE GIVEN TO THE BOARD OF DIRECTORS TO TRANSFER THE SPECIAL LONG-TERM CAPITAL GAINS RESERVED TO THE ACCOUNT | | | | For | | For | | | | Mgmt |
| | 5 | | AGREEMENTS COVERED BY ARTICLE L.225-38 OF THE FRENCH COMMERCIAL CODE | | | | For | | For | | | | Mgmt |
| | 6 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE SHARES OF THE COMPANY | | | | For | | For | | | | Mgmt |
| | 7 | | Elect Directors | | | | For | | Split | | | | Mgmt |
| | 7.1 | | Elect Director Anne Lauvergeon — For | | | | | | | | | | |
| | 7.2 | | Elect Director Daniel Bouton — Withhold | | | | | | | | | | |
| | 7.3 | | Elect Director Bertrand Collomb — For | | | | | | | | | | |
| | 7.4 | | Elect Director A Jeancourt-Galignani — For | | | | | | | | | | |
| | 7.5 | | Elect Director Michel Pebereau — Withhold | | | | | | | | | | |
| | 7.6 | | Elect Director Pierre Vaillaud — For | | | | | | | | | | |
| | 7.7 | | Elect Director Christophe De Margerie — Withhold | | | | | | | | | | |
| | 8 | | APPROVAL OF THE ASSET CONTRIBUTION BY THE COMPANY TO ARKEMA, GOVERNED BY THE LEGAL REGIME APPLICABLE TO DEMERGERS | | | | For | | For | | | | Mgmt |
| | 9 | | FOUR-FOR-ONE STOCK SPLIT | | | | For | | For | | | | Mgmt |
| | 10 | | AMENDMENT OF ARTICLE 11 -3 OF THE COMPANY S ARTICLES OF ASSOCIATION FIXING THE NUMBER OF SHARES OF THE COMPANY | | | | For | | For | | | | Mgmt |
| | 11 | | RESOLUTION A (NOT APPROVED BY THE BOARD OF DIRECTORS) | | | | Against | | For | | | | ShrHoldr |
| | 12 | | RESOLUTION B (NOT APPROVED BY THE BOARD OF DIRECTORS) | | | | Against | | Against | | | | ShrHoldr |
| | | | | | |
05/04/06 - A | | Union Pacific Corp. *UNP* | | 907818108 | | | | | | 02/23/06 | | |
| | 1 | | Elect Directors | | | | For | | For | | | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | | | ShrHoldr |
| | 4 | | Report on Political Contributions | | | | Against | | For | | | | ShrHoldr |
| | 5 | | Provide for an Independent Chairman | | | | Against | | For | | | | ShrHoldr |
| | | | | | |
05/04/06 - A | | Verizon Communications *VZ* | | 92343V104 | | | | | | 03/06/06 | | |
| | 1 | | Elect Directors | | | | For | | Split | | | | Mgmt |
| | 1.1 | | Elect Director James R. Barker — For | | | | | | | | | | |
| | 1.2 | | Elect Director Richard L. Carrion — For | | | | | | | | | | |
| | 1.3 | | Elect Director Robert W. Lane — For | | | | | | | | | | |
| | 1.4 | | Elect Director Sandra O. Moose — For | | | | | | | | | | |
| | 1.5 | | Elect Director Joseph Neubauer — Withhold | | | | | | | | | | |
| | 1.6 | | Elect Director Donald T. Nicolaisen — For | | | | | | | | | | |
| | 1.7 | | Elect Director Thomas H. O’Brien — For | | | | | | | | | | |
| | 1.8 | | Elect Director Clarence Otis, Jr. — For | | | | | | | | | | |
| | 1.9 | | Elect Director Hugh B. Price — For | | | | | | | | | | |
| | 1.10 | | Elect Director Ivan G. Seidenberg — For | | | | | | | | | | |
| | 1.11 | | Elect Director Walter V. Shipley — For | | | | | | | | | | |
| | 1.12 | | Elect Director John R. Stafford — For | | | | | | | | | | |
| | 1.13 | | Elect Director Robert D. Storey — For | | | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Restore or Provide for Cumulative Voting | | | | Against | | For | | | | ShrHoldr |
| | 4 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | | | ShrHoldr |
| | 5 | | Require Majority of Independent Directors on Board | | | | Against | | Against | | | | ShrHoldr |
| | 6 | | Company-Specific-Directors on Common Boards | | | | Against | | For | | | | ShrHoldr |
| | 7 | | Separate Chairman and CEO Positions | | | | Against | | For | | | | ShrHoldr |
| | 8 | | Performance-Based and/or Time-Based Equity Awards | | | | Against | | Against | | | | ShrHoldr |
| | 9 | | Report on Political Contributions | | | | Against | | For | | | | ShrHoldr |
| | | | | | |
04/18/06 - A | | Wachovia Corp. *WB* | | 929903102 | | | | | | 02/22/06 | | |
| | 1 | | Elect Directors | | | | For | | Split | | | | Mgmt |
| | 1.1 | | Elect Director William H. Goodwin, Jr. — For | | | | | | | | | | |
| | 1.2 | | Elect Director Robert A. Ingram — For | | | | | | | | | | |
| | 1.3 | | Elect Director Mackey J. McDonald — Withhold | | | | | | | | | | |
| | 1.4 | | Elect Director Lanty L. Smith — For | | | | | | | | | | |
| | 1.5 | | Elect Director Ruth G. Shaw — For | | | | | | | | | | |
| | 1.6 | | Elect Director Ernest S. Rady — For | | | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Submit Severance Agreement (Change in Control) to shareholder Vote | | | | Against | | For | | | | ShrHoldr |
| | 4 | | Report on Political Contributions | | | | Against | | Against | | | | ShrHoldr |
| | 5 | | Separate Chairman and CEO Positions | | | | Against | | Against | | | | ShrHoldr |
| | 6 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | | | ShrHoldr |
| | | | | | |
04/25/06 - A | | Wells Fargo & Company *WFC* | | 949746101 | | | | | | 03/07/06 | | |
| | 1 | | Elect Directors | | | | For | | Split | | | | Mgmt |
| | 1.1 | | Elect Director Lloyd H. Dean — For | | | | | | | | | | |
| | 1.2 | | Elect Director Susan E. Engel — For | | | | | | | | | | |
| | 1.3 | | Elect Director Enrique Hernandez, Jr. — For | | | | | | | | | | |
| | 1.4 | | Elect Director Robert L. Joss — For | | | | | | | | | | |
| | 1.5 | | Elect Director Richard M. Kovacevich — For | | | | | | | | | | |
| | 1.6 | | Elect Director Richard D. McCormick — For | | | | | | | | | | |
| | 1.7 | | Elect Director Cynthia H. Milligan — Withhold | | | | | | | | | | |
| | 1.8 | | Elect Director Nicholas G. Moore — For | | | | | | | | | | |
| | 1.9 | | Elect Director Philip J. Quigley — Withhold | | | | | | | | | | |
| | 1.10 | | Elect Director Donald B. Rice — Withhold | | | | | | | | | | |
| | 1.11 | | Elect Director Judith M. Runstad — For | | | | | | | | | | |
| | 1.12 | | Elect Director Stephen W. Sanger — For | | | | | | | | | | |
| | 1.13 | | Elect Director Susan G. Swenson — For | | | | | | | | | | |
| | 1.14 | | Elect Director Michael W. Wright ��� Withhold | | | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | | | Mgmt |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | | | ShrHoldr |
| | 4 | | Separate Chairman and CEO Positions | | | | Against | | For | | | | ShrHoldr |
| | 5 | | Compensation- Director Compensation | | | | Against | | Against | | | | ShrHoldr |
| | 6 | | Report on Discrimination in Lending | | | | Against | | Against | | | | ShrHoldr |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
/s/ Gifford R. Zimmerman – Chief Administrative Officer