| | | | | | | | | | | | |
Mtg Date/Type | | Company/ Ballot Issues | | Cusip | | Mgmt Rec | | Vote Cast | | Proposed By |
| | | | | |
04/26/07 - A | | Altria Group, Inc. *MO* | | 02209S103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Provide for Cumulative Voting | | | | Against | | For | | ShrHoldr |
| | 4 | | Disclose Information on Secondhand Smoke | | | | Against | | Against | | ShrHoldr |
| | 5 | | Cease Add Campaigns Oriented to Prevent Youth Smoking | | | | Against | | Against | | ShrHoldr |
| | 6 | | Cease Production, Promotion, and Marketing of Tobacco Products | | | | Against | | Against | | ShrHoldr |
| | 7 | | Adopt Animal Welfare Policy | | | | Against | | Against | | ShrHoldr |
| | | | | |
05/02/07 - A | | Alumina Ltd (formerly Wmc Limited) *AWC* | | 022205108 | | | | | | |
| | | | Meeting for Holders of ADRs | | | | | | | | |
| | 1 | | ADOPTION OF REMUNERATION REPORT | | | | For | | Against | | Mgmt |
| | 2 | | TO RE-ELECT MR P.A.F. HAY AS A DIRECTOR | | | | For | | For | | Mgmt |
| | 3 | | MODIFICATION TO CONSTITUTION - PREFERENCE SHARES | | | | For | | For | | Mgmt |
| | | | | |
05/18/07 - A | | Aon Corp. *AOC* | | 037389103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | | | | |
07/21/06 - S | | AT&T Inc *T* | | 00206R102 | | | | | | |
| | 1 | | Approve Merger Agreement | | | | For | | For | | Mgmt |
| | | | | |
04/27/07 - A | | AT&T Inc *T* | | 00206R102 | | | | | | |
| | 1 | | Elect Director William F. Aldinger III | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Gilbert F. Amelio | | | | For | | For | | Mgmt |
| | 3 | | Elect Director Reuben V. Anderson | | | | For | | For | | Mgmt |
| | 4 | | Elect Director James H. Blanchard | | | | For | | For | | Mgmt |
| | 5 | | Elect Director August A. Busch III | | | | For | | For | | Mgmt |
| | 6 | | Elect Director James P. Kelly | | | | For | | For | | Mgmt |
| | 7 | | Elect Director Charles F. Knight | | | | For | | For | | Mgmt |
| | 8 | | Elect Director Jon C. Madonna | | | | For | | For | | Mgmt |
| | 9 | | Elect Director Lynn M. Martin | | | | For | | For | | Mgmt |
| | 10 | | Elect Director John B. McCoy | | | | For | | For | | Mgmt |
| | 11 | | Elect Director Mary S. Metz | | | | For | | For | | Mgmt |
| | 12 | | Elect Director Toni Rembe | | | | For | | For | | Mgmt |
| | 13 | | Elect Director Joyce M. Roche | | | | For | | For | | Mgmt |
| | 14 | | Elect Director Randall L. Stephenson | | | | For | | For | | Mgmt |
| | 15 | | Elect Director Laura D’ Andrea Tyson | | | | For | | For | | Mgmt |
| | 16 | | Elect Director Patricia P. Upton | | | | For | | For | | Mgmt |
| | 17 | | Elect Director Edward E. Whitacre, Jr. | | | | For | | For | | Mgmt |
| | 18 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 19 | | Compensation Specific-Severance Payments to Executives | | | | For | | For | | Mgmt |
| | 20 | | Report on Political Contributions | | | | Against | | Against | | ShrHoldr |
| | 21 | | Amend Articles/Bylaws/Charter - Call Special Meetings | | | | Against | | For | | ShrHoldr |
| | 22 | | Pay For Superior Performance | | | | Against | | For | | ShrHoldr |
| | 23 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | ShrHoldr |
| | 24 | | Establish SERP Policy | | | | Against | | For | | ShrHoldr |
| | | | | |
06/13/07 - A | | Caterpillar Inc. *CAT* | | 149123101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Mgmt |
| | 1.1 | | Elect Director John T. Dillon — For | | | | | | | | |
| | 1.2 | | Elect Director Juan Gallardo — Withhold | | | | | | | | |
| | 1.3 | | Elect Director William A. Osborn — For | | | | | | | | |
| | 1.4 | | Elect Director Edward B. Rust, Jr. — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Separate Chairman and CEO Positions | | | | Against | | Against | | ShrHoldr |
| | 4 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | ShrHoldr |
| | | | | |
04/25/07 - A | | Chevron Corporation *CVX* | | 166764100 | | | | | | |
| | 1 | | Elect Director Samuel H. Armacost | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Linnet F. Deily | | | | For | | For | | Mgmt |
| | 3 | | Elect Director Robert E. Denham | | | | For | | For | | Mgmt |
| | 4 | | Elect Director Robert J. Eaton | | | | For | | For | | Mgmt |
| | 5 | | Elect Director Sam Ginn | | | | For | | For | | Mgmt |
| | 6 | | Elect Director Franklyn G. Jenifer | | | | For | | For | | Mgmt |
| | 7 | | Elect Director Sam Nunn | | | | For | | For | | Mgmt |
| | 8 | | Elect Director David J. O’Reilly | | | | For | | For | | Mgmt |
| | 9 | | Elect Director Donald B. Rice | | | | For | | For | | Mgmt |
| | 10 | | Elect Director Peter J. Robertson | | | | For | | For | | Mgmt |
| | 11 | | Elect Director Kevin W. Sharer | | | | For | | For | | Mgmt |
| | 12 | | Elect Director Charles R. Shoemate | | | | For | | For | | Mgmt |
| | 13 | | Elect Director Ronald D. Sugar | | | | For | | For | | Mgmt |
| | 14 | | Elect Director Carl Ware | | | | For | | For | | Mgmt |
| | 15 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 16 | | Reduce Supermajority Vote Requirement | | | | For | | For | | Mgmt |
| | 17 | | Adopt Human Rights Policy | | | | Against | | For | | ShrHoldr |
| | 18 | | Adopt Greenhouse Gas Emission Reduction Goals | | | | Against | | Against | | ShrHoldr |
| | 19 | | Adopt Animal Welfare Policy | | | | Against | | Against | | ShrHoldr |
| | 20 | | Separate Chairman and CEO Positions | | | | Against | | For | | ShrHoldr |
| | 21 | | Approve/Amend Terms of Existing Poison Pill | | | | Against | | Against | | ShrHoldr |
| | 22 | | Report on Market Specific Environmental Laws | | | | Against | | Against | | ShrHoldr |
| | | | | |
04/17/07 - A | | Citigroup Inc. *C* | | 172967101 | | | | | | |
| | 1 | | Elect Director C. Michael Armstrong | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Alain J.P. Belda | | | | For | | For | | Mgmt |
| | 3 | | Elect Director George David | | | | For | | For | | Mgmt |
| | 4 | | Elect Director Kenneth T. Derr | | | | For | | For | | Mgmt |
| | 5 | | Elect Director John M. Deutch | | | | For | | For | | Mgmt |
| | 6 | | Elect Director Roberto Hernandez Ramirez | | | | For | | For | | Mgmt |
| | 7 | | Elect Director Klaus Kleinfeld | | | | For | | For | | Mgmt |
| | 8 | | Elect Director Andrew N. Liveris | | | | For | | For | | Mgmt |
| | 9 | | Elect Director Anne Mulcahy | | | | For | | For | | Mgmt |
| | 10 | | Elect Director Richard D. Parsons | | | | For | | For | | Mgmt |
| | 11 | | Elect Director Charles Prince | | | | For | | For | | Mgmt |
| | 12 | | Elect Director Judith Rodin | | | | For | | For | | Mgmt |
| | 13 | | Elect Director Robert E. Rubin | | | | For | | For | | Mgmt |
| | 14 | | Elect Director Franklin A. Thomas | | | | For | | For | | Mgmt |
| | 15 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 16 | | Report on Government Service of Employees | | | | Against | | Against | | ShrHoldr |
| | 17 | | Report on Political Contributions | | | | Against | | For | | ShrHoldr |
| | 18 | | Report on Charitable Contributions | | | | Against | | Against | | ShrHoldr |
| | 19 | | Approve Report of the Compensation Committee | | | | Against | | For | | ShrHoldr |
| | 20 | | Report on Pay Disparity | | | | Against | | Against | | ShrHoldr |
| | 21 | | Separate Chairman and CEO Positions | | | | Against | | Against | | ShrHoldr |
| | 22 | | Stock Retention/Holding Period | | | | Against | | Against | | ShrHoldr |
| | 23 | | Restore or Provide for Cumulative Voting | | | | Against | | Against | | ShrHoldr |
| | 24 | | Amend Bylaws to Permit Shareholders to Call Special Meetings | | | | Against | | For | | ShrHoldr |
| | | | | |
05/22/07 - S | | Clear Channel Communications, Inc. *CCU* | | 184502102 | | | | | | |
| | 1 | | Approve Merger Agreement | | | | For | | Against | | Mgmt |
| | 2 | | Adjourn Meeting | | | | For | | Against | | Mgmt |
| | 3 | | Other Business | | | | For | | Against | | Mgmt |
| | | | | |
05/22/07 - A | | Clear Channel Communications, Inc. *CCU* | | 184502102 | | | | | | |
| | 1 | | Elect Director Alan D. Feld | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Perry J. Lewis | | | | For | | For | | Mgmt |
| | 3 | | Elect Director L. Lowry Mays | | | | For | | For | | Mgmt |
| | 4 | | Elect Director Mark P. Mays | | | | For | | For | | Mgmt |
| | 5 | | Elect Director Randall T. Mays | | | | For | | For | | Mgmt |
| | 6 | | Elect Director B. J. McCombs | | | | For | | For | | Mgmt |
| | 7 | | Elect Director Phyllis B. Riggins | | | | For | | For | | Mgmt |
| | 8 | | Elect Director Theodore H. Strauss | | | | For | | For | | Mgmt |
| | 9 | | Elect Director J. C. Watts | | | | For | | For | | Mgmt |
| | 10 | | Elect Director John H. Williams | | | | For | | For | | Mgmt |
| | 11 | | Elect Director John B. Zachry | | | | For | | For | | Mgmt |
| | 12 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 13 | | Pay for Superior Performance | | | | Against | | For | | ShrHoldr |
| | 14 | | Report on Political Contributions | | | | Against | | For | | ShrHoldr |
| | 15 | | Establish a Compensation Committee | | | | Against | | For | | ShrHoldr |
| | 16 | | Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | ShrHoldr |
| | | | | |
05/09/07 - A | | ConocoPhillips *COP* | | 20825C104 | | | | | | |
| | 1 | | Elect Director James E. Copeland, Jr. | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Kenneth M. Duberstein | | | | For | | For | | Mgmt |
| | 3 | | Elect Director Ruth R. Harkin | | | | For | | For | | Mgmt |
| | 4 | | Elect Director William R. Rhodes | | | | For | | For | | Mgmt |
| | 5 | | Elect Director J. Stapleton Roy | | | | For | | For | | Mgmt |
| | 6 | | Elect Director William E. Wade, Jr. | | | | For | | For | | Mgmt |
| | 7 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 8 | | Report on Political Contributions | | | | Against | | Against | | ShrHoldr |
| | 9 | | Report on Renewable Energy Sources | | | | Against | | Against | | ShrHoldr |
| | 10 | | Require Director Nominee Qualifications | | | | Against | | Against | | ShrHoldr |
| | 11 | | Report on Environmental Damage from Drilling in the National Petroleum Reserve | | | | Against | | For | | ShrHoldr |
| | 12 | | Report on Indigenous Peoples Rights Policies | | | | Against | | Against | | ShrHoldr |
| | 13 | | Report on Community Impact of Operations | | | | Against | | Against | | ShrHoldr |
| | | | | |
04/25/07 - A | | General Electric Co. *GE* | | 369604103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Mgmt |
| | 1.1 | | Elect Director James I. Cash, Jr. — For | | | | | | | | |
| | 1.2 | | Elect Director William M. Castell — For | | | | | | | | |
| | 1.3 | | Elect Director Ann M. Fudge — For | | | | | | | | |
| | 1.4 | | Elect Director Claudio X. Gonzalez — Withhold | | | | | | | | |
| | 1.5 | | Elect Director Susan Hockfield — For | | | | | | | | |
| | 1.6 | | Elect Director Jerry R. Immelt — For | | | | | | | | |
| | 1.7 | | Elect Director Andrea Jung — For | | | | | | | | |
| | 1.8 | | Elect Director Alan G. Lafley — For | | | | | | | | |
| | 1.9 | | Elect Director Robert W. Lane — For | | | | | | | | |
| | 1.10 | | Elect Director Ralph S. Larsen — For | | | | | | | | |
| | 1.11 | | Elect Director Rochelle B. Lazarus — For | | | | | | | | |
| | 1.12 | | Elect Director Sam Nunn — For | | | | | | | | |
| | 1.13 | | Elect Director Roger S. Penske — For | | | | | | | | |
| | 1.14 | | Elect Director Robert J. Swieringa — For | | | | | | | | |
| | 1.15 | | Elect Director Douglas A. Warner III — For | | | | | | | | |
| | 1.16 | | Elect Director Robert C. Wright — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Adopt Majority Vote Standard in Director Elections | | | | For | | For | | Mgmt |
| | 4 | | Approve Omnibus Stock Plan | | | | For | | For | | Mgmt |
| | 5 | | Company-Specific-Approve Material Terms of Senior Officer Performance Goals | | | | For | | For | | Mgmt |
| | 6 | | Provide for Cumulative Voting | | | | Against | | For | | ShrHoldr |
| | 7 | | Company-Specific — Adopt Policy on Overboarded Directors | | | | Against | | For | | ShrHoldr |
| | 8 | | Company-Specific — One Director from the Ranks of Retirees | | | | Against | | Against | | ShrHoldr |
| | 9 | | Separate Chairman and CEO Positions | | | | Against | | For | | ShrHoldr |
| | 10 | | Limit Dividend and Dividend Equivalent Payments to Executives | | | | Against | | For | | ShrHoldr |
| | 11 | | Report on Charitable Contributions | | | | Against | | Against | | ShrHoldr |
| | 12 | | Report on Global Warming | | | | Against | | Against | | ShrHoldr |
| | 13 | | Adopt Ethical Criteria for Military Contracts | | | | Against | | Against | | ShrHoldr |
| | 14 | | Report on Pay Disparity | | | | Against | | Against | | ShrHoldr |
| | | | | |
04/26/07 - A | | IndyMac Bancorp, Inc. *IMB* | | 456607100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | | | | |
05/07/07 - A | | International Paper Co. *IP* | | 460146103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Mgmt |
| | 1.1 | | Elect Directors David J. Bronczek — For | | | | | | | | |
| | 1.2 | | Elect Directors Martha F. Brooks — Withhold | | | | | | | | |
| | 1.3 | | Elect Directors Lynn Laverty Elsenhans — For | | | | | | | | |
| | 1.4 | | Elect Directors John L. Townsend, III — Withhold | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | For | | For | | ShrHoldr |
| | | | | |
05/15/07 - A | | JPMorgan Chase & Co. *JPM* | | 46625H100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Put Repricing of Stock Options to Shareholder Vote | | | | Against | | Against | | ShrHoldr |
| | 4 | | Performance-Based and/or Time-Based Equity Awards | | | | Against | | For | | ShrHoldr |
| | 5 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | ShrHoldr |
| | 6 | | Separate Chairman and CEO Positions | | | | Against | | Against | | ShrHoldr |
| | 7 | | Provide for Cumulative Voting | | | | Against | | For | | ShrHoldr |
| | 8 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | ShrHoldr |
| | 9 | | Report on Political Contributions | | | | Against | | Against | | ShrHoldr |
| | 10 | | Report on Management Initiatives to Address Links to Slavery and Human Rights Abuse | | | | Against | | Against | | ShrHoldr |
| | | | | |
04/26/07 - A | | Kimberly-Clark Corp. *KMB* | | 494368103 | | | | | | |
| | 1 | | Elect Director James M. Jenness | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Linda Johnson Rice | | | | For | | For | | Mgmt |
| | 3 | | Elect Director Marc J. Shapiro | | | | For | | For | | Mgmt |
| | 4 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 5 | | Declassify the Board of Directors | | | | For | | For | | Mgmt |
| | 6 | | Adopt Simple Majority Vote | | | | Against | | For | | ShrHoldr |
| | 7 | | Adopt ILO Standards | | | | Against | | Against | | ShrHoldr |
| | 8 | | Report on Feasibility of Phasing Out the Use of Non-certified Wood Fiber | | | | Against | | Against | | ShrHoldr |
| | | | | |
08/09/06 - S | | Korea Electric Power Corp | | 500631106 | | | | | | |
| | | | Meeting for Holders of ADRs | | | | | | | | |
| | 1 | | ELECT MR. JONG HWAK PARK, MANAGER SECRETARIAT, AS A STANDING DIRECTOR. | | | | For | | For | | Mgmt |
| | 2 | | ELECT MR. MYOUNG CHUL JANG, GENERAL MANAGER, PERSONAL & GENERAL AFFAIRS DEPARTMENT, AS A STANDING DIRECTOR. | | | | For | | For | | Mgmt |
| | 3 | | ELECT MR. HO MUN, GENERAL MANAGER, CHOONGNAM DISTRICT HEAD OFFICE, AS A STANDING DIRECTOR. | | | | For | | For | | Mgmt |
| | | | | |
03/26/07 - A | | Korea Electric Power Corp | | 500631106 | | | | | | |
| | | | Meeting for ADR Holders | | | | | | | | |
| | 1 | | Approve Appropriation of Income and Dividend of KRW 1000 Per Share | | | | For | | For | | Mgmt |
| | 2 | | Elect President of Company | | | | For | | For | | Mgmt |
| | | | | |
03/16/07 - A | | KT Corp (formerly Korea Telecom Corporation) | | 48268K101 | | | | | | |
| | | | Meeting for ADR Holders | | | | | | | | |
| | 1 | | Approve Appropriation of Income and Dividend of KRW 2000 Per Share | | | | For | | For | | Mgmt |
| | 2 | | Amend Articles of Incorporation to Expand Business Objectives | | | | For | | For | | Mgmt |
| | 3 | | Elect Jeong Ro Yoon as a Member of the Audit Committee | | | | For | | For | | Mgmt |
| | 4 | | Elect Kon Sik Kim as a Member of the Audit Committee | | | | For | | For | | Mgmt |
| | 5 | | Elect Director Jon Lok Yoon | | | | For | | For | | Mgmt |
| | 6 | | Elect Director Jeong Soo Suh | | | | For | | For | | Mgmt |
| | 7 | | Elect Director Paul C. Yi | | | | For | | For | | Mgmt |
| | 8 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | | | For | | For | | Mgmt |
| | | | | |
04/26/07 - A | | Lockheed Martin Corp. *LMT* | | 539830109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Mgmt |
| | 1.1 | | Elect Director E. C. Aldridge, Jr. — For | | | | | | | | |
| | 1.2 | | Elect Director Nolan D. Archibald — For | | | | | | | | |
| | 1.3 | | Elect Director Marcus C. Bennett — For | | | | | | | | |
| | 1.4 | | Elect Director James O. Ellis, Jr. — For | | | | | | | | |
| | 1.5 | | Elect Director Gwendolyn S. King — For | | | | | | | | |
| | 1.6 | | Elect Director James M. Loy — Withhold | | | | | | | | |
| | 1.7 | | Elect Director Douglas H. McCorkindale — Withhold | | | | | | | | |
| | 1.8 | | Elect Director Eugene F. Murphy — Withhold | | | | | | | | |
| | 1.9 | | Elect Director Joseph W. Ralston — Withhold | | | | | | | | |
| | 1.10 | | Elect Director Frank Savage — Withhold | | | | | | | | |
| | 1.11 | | Elect Director James M. Schneider — Withhold | | | | | | | | |
| | 1.12 | | Elect Director Anne Stevens — Withhold | | | | | | | | |
| | 1.13 | | Elect Director Robert J. Stevens — Withhold | | | | | | | | |
| | 1.14 | | Elect Director James R. Ukropina — Withhold | | | | | | | | |
| | 1.15 | | Elect Director Douglas C. Yearley — Withhold | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Increase Disclosure of Executive Compensation | | | | Against | | Against | | ShrHoldr |
| | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | Against | | ShrHoldr |
| | 5 | | Report on Nuclear Weapons | | | | Against | | Against | | ShrHoldr |
| | | | | |
08/03/06 - S | | Loews Corp. | | 540424207 | | | | | | |
| | 1 | | Increase Authorized Common Stock | | | | For | | For | | Mgmt |
| | 2 | | Adjust Par Value of Common Stock | | | | For | | For | | Mgmt |
| | | | | |
05/08/07 - A | | Loews Corp. | | 540424207 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Amend Executive Incentive Bonus Plan | | | | For | | For | | Mgmt |
| | 4 | | Provide for Cumulative Voting | | | | Against | | Against | | ShrHoldr |
| | 5 | | Social Proposal | | | | Against | | Against | | ShrHoldr |
| | | | | |
05/07/07 - PC | | Motorola, Inc. *MOT* | | 620076109 | | | | | | |
| | | | Management Proxy (White Card) | | | | | | | | |
| | 1 | | Elect Directors | | | | For | | DoNotVote | | Mgmt |
| | 2 | | Amend Qualified Employee Stock Purchase Plan | | | | For | | DoNotVote | | Mgmt |
| | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | DoNotVote | | ShrHoldr |
| | 4 | | Claw-back of Payments under Restatements | | | | Against | | DoNotVote | | ShrHoldr |
| | | | Dissident Proxy (Gold Card) | | | | | | | | |
| | 1 | | Elect Directors (Opposition Slate) | | | | For | | For | | Mgmt |
| | 2 | | Amend Qualified Employee Stock Purchase Plan | | | | None | | For | | Mgmt |
| | 3 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | For | | For | | ShrHoldr |
| | 4 | | Claw-back of Payments under Restatements | | | | None | | For | | ShrHoldr |
| | | | | |
05/08/07 - A | | Newell Rubbermaid Inc. *NWL* | | 651229106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Mgmt |
| | 1.1 | | Elect Director Scott S. Cowen — Withhold | | | | | | | | |
| | 1.2 | | Elect Director Cynthia A. Montgomery — Withhold | | | | | | | | |
| | 1.3 | | Elect Director Gordon R. Sullivan — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Michael A. Todman — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Adopt Simple Majority Vote | | | | Against | | For | | ShrHoldr |
| | 4 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | ShrHoldr |
| | | | | |
05/24/07 - A | | Packaging Corporation of America *PKG* | | 695156109 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | | | | |
04/26/07 - A | | Pfizer Inc. *PFE* | | 717081103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Restore or Provide for Cumulative Voting | | | | Against | | For | | ShrHoldr |
| | 4 | | Report on Animal Testing Policies | | | | Against | | Against | | ShrHoldr |
| | 5 | | Amend Animal Welfare Policy | | | | Against | | Against | | ShrHoldr |
| | 6 | | Require Director Nominee Qualifications | | | | Against | | Against | | ShrHoldr |
| | | | | |
05/14/07 - A | | Pitney Bowes Inc. *PBI* | | 724479100 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Approve Omnibus Stock Plan | | | | For | | For | | Mgmt |
| | 4 | | Require Majority Vote to Elect Directors in an Uncontested Election | | | | For | | For | | Mgmt |
| | | | | |
02/23/07 - A | | POSCO (formerly Pohang Iron & Steel) | | 693483109 | | | | | | |
| | | | Meeting for ADR Holders | | | | | | | | |
| | 1 | | APPROVAL OF BALANCE SHEET, INCOME STATEMENT, AND THE STATEMENT OF APPROPRIATION OF RETAINED EARNINGS FOR THE 39TH FISCAL YEAR | | | | For | | For | | Mgmt |
| | 2 | | PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION: INTRODUCTION OF NEW BUSINESSES | | | | For | | For | | Mgmt |
| | 3 | | PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION: AMENDMENT TO RULES FOR ISSUANCE OF NEW SHARES, CB, AND BW | | | | For | | For | | Mgmt |
| | 4 | | PARTIAL AMENDMENTS TO ARTICLES OF INCORPORATION: SUPPLEMENT TO EXISTING CUMULATIVE VOTING RULES | | | | For | | For | | Mgmt |
| | 5 | | ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR: JUN, KWANG-WOO | | | | For | | For | | Mgmt |
| | 6 | | ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR: PARK, WON-SOON | | | | For | | For | | Mgmt |
| | 7 | | ELECTION OF INDEPENDENT NON-EXECUTIVE DIRECTOR AS AUDIT COMMITTEE:JEFFREY D. JONES | | | | For | | For | | Mgmt |
| | 8 | | ELECTION OF EXECUTIVE DIRECTOR: LEE, KU-TAEK | | | | For | | For | | Mgmt |
| | 9 | | ELECTION OF EXECUTIVE DIRECTOR: YOON, SEOK-MAN | | | | For | | For | | Mgmt |
| | 10 | | ELECTION OF EXECUTIVE DIRECTOR: CHUNG, JOON-YANG | | | | For | | For | | Mgmt |
| | 11 | | APPROVAL OF LIMITS OF TOTAL REMUNERATION FOR DIRECTORS | | | | For | | For | | Mgmt |
| | | | | |
05/02/07 - A | | Raytheon Co. *RTN* | | 755111507 | | | | | | |
| | 1 | | Elect Director Barbara M. Barrett | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Vernon E. Clark | | | | For | | For | | Mgmt |
| | 3 | | Elect Director John M. Deutch | | | | For | | For | | Mgmt |
| | 4 | | Elect Director Frederic M. Poses | | | | For | | For | | Mgmt |
| | 5 | | Elect Director Michael C. Ruettgers | | | | For | | For | | Mgmt |
| | 6 | | Elect Director Ronald L. Skates | | | | For | | For | | Mgmt |
| | 7 | | Elect Director William R. Spivey | | | | For | | For | | Mgmt |
| | 8 | | Elect Director Linda G. Stuntz | | | | For | | For | | Mgmt |
| | 9 | | Elect Director William H. Swanson | | | | For | | For | | Mgmt |
| | 10 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 11 | | Separate Chairman and CEO Positions | | | | Against | | Against | | ShrHoldr |
| | 12 | | Restore or Provide for Cumulative Voting | | | | Against | | For | | ShrHoldr |
| | 13 | | Submit Supplemental Executive Retirement Plans to Shareholder vote | | | | Against | | For | | ShrHoldr |
| | | | | |
04/13/07 - A | | Rio Tinto plc | | 767204100 | | | | | | |
| | | | Meeting for Holders of ADRs | | | | | | | | |
| | 1 | | AUTHORITY TO ALLOT RELEVANT SECURITIES UNDER SECTION 80 OF THE COMPANIES ACT 1985 | | | | For | | For | | Mgmt |
| | 2 | | AUTHORITY TO ALLOT EQUITY SECURITIES FOR CASH UNDER SECTION 89 OF THE COMPANIES ACT 1985 | | | | For | | For | | Mgmt |
| | 3 | | AUTHORITY TO PURCHASE RIO TINTO PLC SHARES BY THE COMPANY OR RIO TINTO LIMITED | | | | For | | For | | Mgmt |
| | 4 | | TO APPROVE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AND THE CONSTITUTION OF RIO TINTO LIMITED | | | | For | | For | | Mgmt |
| | 5 | | ELECTION OF MICHAEL FITZPATRICK | | | | For | | For | | Mgmt |
| | 6 | | RE-ELECTION OF ASHTON CALVERT | | | | For | | For | | Mgmt |
| | 7 | | RE-ELECTION OF GUY ELLIOTT | | | | For | | For | | Mgmt |
| | 8 | | RE-ELECTION OF LORD KERR | | | | For | | For | | Mgmt |
| | 9 | | RE-ELECTION OF SIR RICHARD SYKES | | | | For | | For | | Mgmt |
| | 10 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 11 | | APPROVAL OF THE REMUNERATION REPORT | | | | For | | For | | Mgmt |
| | 12 | | TO RECEIVE THE FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2006 | | | | For | | For | | Mgmt |
| | | | | |
03/29/07 - A | | Stora Enso Oyj (Formerly Enso Oy) | | 86210M106 | | | | | | |
| | | | Meeting for ADR Holders | | | | | | | | |
| | 1 | | ADOPTION OF THE FINANCIAL STATEMENT OF THE PARENT COMPANY AND THE CONSOLIDATED FINANCIAL STATEMENT. (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | Mgmt |
| | 2 | | DISPOSAL OF THE PROFIT OF THE YEAR AND DISTRIBUTION OF DIVIDEND OF EUR 0.45. (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | Mgmt |
| | 3 | | RESOLUTION CONCERNING DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MANAGING DIRECTOR FROM LIABILITY. | | | | For | | For | | Mgmt |
| | 4 | | NUMBER OF THE MEMBERS OF THE BOARD OF DIRECTORS (9). (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | Mgmt |
| | 5 | | NUMBER OF AUDITORS (1). (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | Mgmt |
| | 6 | | REMUNERATION FOR THE MEMBERS OF THE BOARD OF DIRECTORS. (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | Mgmt |
| | 7 | | REMUNERATION FOR THE AUDITORS. (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | Abstain | | Mgmt |
| | 8 | | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS.* (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | Mgmt |
| | 9 | | ELECTION OF AUDITORS.* (PLEASE VOTE FOR OR ABSTAIN ONLY) | | | | For | | For | | Mgmt |
| | 10 | | APPOINTMENT OF NOMINATION COMMITTEE.* | | | | For | | Against | | Mgmt |
| | 11 | | PROPOSAL BY THE SHAREHOLDERS MATTI LIIMATAINEN, ANNINA KAPPI AND MATTI IKOREN.* | | | | None | | Against | | ShrHoldr |
| | | | | |
05/16/07 - A | | The Hartford Financial Services Group, Inc. *HIG* | | 416515104 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | | | | |
05/11/07 - A | | Total SA (Formerly Total Fina Elf S.A) | | 89151E109 | | | | | | |
| | | | Meeting for Holders of ADRs | | | | | | | | |
| | 1 | | APPROVAL OF PARENT COMPANY FINANCIAL STATEMENTS | | | | For | | For | | Mgmt |
| | 2 | | APPROVAL OF CONSOLIDATED FINANCIAL STATEMENTS | | | | For | | For | | Mgmt |
| | 3 | | ALLOCATION OF EARNINGS, DECLARATION OF DIVIDEND | | | | For | | For | | Mgmt |
| | 4 | | AGREEMENTS COVERED BY ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | | | | For | | For | | Mgmt |
| | 5 | | AUTHORIZATION FOR THE BOARD OF DIRECTORS TO TRADE SHARES OF THE COMPANY | | | | For | | For | | Mgmt |
| | 6 | | RENEWAL OF THE APPOINTMENT OF MR. THIERRY DESMAREST AS A DIRECTOR | | | | For | | Against | | Mgmt |
| | 7 | | RENEWAL OF THE APPOINTMENT OF MR. THIERRY DE RUDDER AS A DIRECTOR | | | | For | | Against | | Mgmt |
| | 8 | | RENEWAL OF THE APPOINTMENT OF MR. SERGE TCHURUK AS A DIRECTOR | | | | For | | Against | | Mgmt |
| | 9 | | APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | | | | For | | Against | | Mgmt |
| | 10 | | APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | | | | Against | | Against | | Mgmt |
| | 11 | | APPOINTMENT OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS IN APPLICATION OF ARTICLE 11 OF THE ARTICLES OF ASSOCIATION | | | | Against | | Against | | Mgmt |
| | 12 | | DETERMINATION OF THE TOTAL AMOUNT OF DIRECTORS COMPENSATION | | | | For | | For | | Mgmt |
| | 13 | | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO CAPITAL WHILE MAINTAINING SHAREHOLDERS PREFERENTIAL SUBSCRIPTION RIGHTS | | | | For | | For | | Mgmt |
| | 14 | | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL BY ISSUING COMMON SHARES OR ANY SECURITIES PROVIDING ACCESS TO CAPITAL WITHOUT PREFERENTIAL SUBSCRIPTION RIGHTS | | | | For | | Against | | Mgmt |
| | 15 | | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE CAPITAL UNDER THE CONDITIONS PROVIDED FOR IN ARTICLE 443-5 OF THE FRENCH LABOR CODE | | | | For | | For | | Mgmt |
| | 16 | | AUTHORIZATION TO GRANT SUBSCRIPTION OR PURCHASE OPTIONS FOR THE COMPANY S STOCK TO CERTAIN EMPLOYEES OF THE GROUP AS WELL AS TO THE MANAGEMENT OF THE COMPANY OR OF OTHER GROUP COMPANIES | | | | For | | For | | Mgmt |
| | 17 | | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO REDUCE CAPITAL BY CANCELING SHARES | | | | For | | For | | Mgmt |
| | 18 | | AMENDMENT OF ARTICLE 13, PARAGRAPH 2, OF THE COMPANY S ARTICLES OF ASSOCIATION WITH REGARD TO THE METHODS THAT MAY BE USED TO PARTICIPATE IN BOARD OF DIRECTORS MEETINGS | | | | For | | For | | Mgmt |
| | 19 | | AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT NEW RULES FROM THE DECREE OF DECEMBER 11, 2006 RELATING TO THE COMPANY S BOOK-BASED SYSTEM FOR RECORDING SHARES FOR SHAREHOLDERS WISHING TO PARTICIPATE IN ANY FORM WH | | | | For | | For | | Mgmt |
| | 20 | | AMENDMENT OF ARTICLE 17-2 OF THE COMPANY S ARTICLES OF ASSOCIATION TO TAKE INTO ACCOUNT RULES RELATING TO ELECTRONIC SIGNATURES IN THE EVENT OF A VOTE CAST VIA TELECOMMUNICATION | | | | For | | For | | Mgmt |
| | 21 | | NEW PROCEDURE TO NOMINATE THE EMPLOYEE-SHAREHOLDER DIRECTOR | | | | Against | | For | | ShrHoldr |
| | 22 | | AUTHORIZATION TO GRANT RESTRICTED SHARES OF THE COMPANY TO GROUP EMPLOYEES | | | | Against | | For | | ShrHoldr |
| | 23 | | AMENDMENT OF ARTICLE 18, PARAGRAPH 7 OF THE COMPANY S ARTICLES OF ASSOCIATION IN VIEW OF DELETING THE STATUTORY CLAUSE LIMITING VOTING RIGHTS | | | | Against | | For | | ShrHoldr |
| | | | | |
05/03/07 - A | | Union Pacific Corp. *UNP* | | 907818108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | ShrHoldr |
| | 4 | | Report on Political Contributions | | | | Against | | For | | ShrHoldr |
| | | | | |
07/28/06 - A | | United Utilities plc | | 91311Q105 | | | | | | |
| | | | Meeting for Holders of ADRs | | | | | | | | |
| | 1 | | RECEIVING THE REPORT AND ACCOUNTS | | | | For | | For | | Mgmt |
| | 2 | | DECLARING A FINAL DIVIDEND | | | | For | | For | | Mgmt |
| | 3 | | APPROVING THE DIRECTORS REMUNERATION REPORT | | | | For | | For | | Mgmt |
| | 4 | | REAPPOINTING PHILIP GREEN | | | | For | | For | | Mgmt |
| | 5 | | REAPPOINTING PAUL HEIDEN | | | | For | | For | | Mgmt |
| | 6 | | REAPPOINTING SIR PETER MIDDLETON | | | | For | | For | | Mgmt |
| | 7 | | REAPPOINTING GORDON WATERS | | | | For | | For | | Mgmt |
| | 8 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 9 | | REMUNERATING THE AUDITOR | | | | For | | For | | Mgmt |
| | 10 | | AUTHORISING THE DIRECTORS TO ALLOT SHARES | | | | For | | For | | Mgmt |
| | 11 | | DISAPPLYING STATUTORY PRE-EMPTION RIGHTS | | | | For | | For | | Mgmt |
| | 12 | | AUTHORISING MARKET PURCHASES OF ITS OWN SHARES BY THE COMPANY | | | | For | | For | | Mgmt |
| | 13 | | AMENDING THE RULES OF THE PERFORMANCE SHARE PLAN | | | | For | | For | | Mgmt |
| | 14 | | AMENDING THE RULES OF THE INTERNATIONAL PLAN * SUCH OTHER BUSINESS AS MAY COME BEFORE THE MEETING. | | | | For | | For | | Mgmt |
| | | | | |
05/03/07 - A | | Verizon Communications *VZ* | | 92343V104 | | | | | | |
| | 1 | | Elect Director James R. Barker | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Richard L. Carrion | | | | For | | For | | Mgmt |
| | 3 | | Elect Director M. Frances Keeth | | | | For | | For | | Mgmt |
| | 4 | | Elect Director Robert W. Lane | | | | For | | For | | Mgmt |
| | 5 | | Elect Director Sandra O. Moose | | | | For | | For | | Mgmt |
| | 6 | | Elect Director Joseph Neubauer | | | | For | | For | | Mgmt |
| | 7 | | Elect Director Donald T. Nicolaisen | | | | For | | For | | Mgmt |
| | 8 | | Elect Director Thomas H. O’Brien | | | | For | | For | | Mgmt |
| | 9 | | Elect Director Clarence Otis, Jr. | | | | For | | For | | Mgmt |
| | 10 | | Elect Director Hugh B. Price | | | | For | | For | | Mgmt |
| | 11 | | Elect Director Ivan G. Seidenberg | | | | For | | For | | Mgmt |
| | 12 | | Elect Director Walter V. Shipley | | | | For | | For | | Mgmt |
| | 13 | | Elect Director John W. Snow | | | | For | | For | | Mgmt |
| | 14 | | Elect Director John R. Stafford | | | | For | | For | | Mgmt |
| | 15 | | Elect Director Robert D. Storey | | | | For | | For | | Mgmt |
| | 16 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 17 | | Limit Executive Compensation | | | | Against | | Against | | ShrHoldr |
| | 18 | | Eliminate or Restrict Severance Agreements (Change-in-Control) | | | | Against | | For | | ShrHoldr |
| | 19 | | Disclose Information on Compensation Consultant | | | | Against | | For | | ShrHoldr |
| | 20 | | Advisory Vote to Ratify Named Executive Officer’s Compensation | | | | Against | | For | | ShrHoldr |
| | 21 | | Adopt Policy on Overboarded Director | | | | Against | | Against | | ShrHoldr |
| | 22 | | Approve Terms of Existing Poison Pill | | | | Against | | Against | | ShrHoldr |
| | 23 | | Report on Charitable Contributions | | | | Against | | Against | | ShrHoldr |
| | | | | |
08/31/06 - S | | Wachovia Corp. *WB* | | 929903102 | | | | | | |
| | 1 | | Issue Shares in Connection with an Acquisition | | | | For | | For | | Mgmt |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | For | | Mgmt |
| | | | | |
04/17/07 - A | | Wachovia Corp. *WB* | | 929903102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Declassify the Board of Directors | | | | For | | For | | Mgmt |
| | 3 | | Company Specific—Provide for Majority Voting | | | | For | | For | | Mgmt |
| | 4 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 5 | | Approve Report of the Compensation Committee | | | | Against | | For | | ShrHoldr |
| | 6 | | Require Director Nominee Qualifications | | | | Against | | Against | | ShrHoldr |
| | 7 | | Report on Political Contributions | | | | Against | | Against | | ShrHoldr |
| | 8 | | Separate Chairman and CEO Positions | | | | Against | | Against | | ShrHoldr |
| | | | | |
04/24/07 - A | | Wells Fargo & Company *WFC* | | 949746101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Mgmt |
| | 1.1 | | Elect Director John S. Chen — For | | | | | | | | |
| | 1.2 | | Elect Director Lloyd H. Dean — For | | | | | | | | |
| | 1.3 | | Elect Director Susan E. Engel — For | | | | | | | | |
| | 1.4 | | Elect Director Enrique Hernandez, Jr. — For | | | | | | | | |
| | 1.5 | | Elect Director Robert L. Joss — For | | | | | | | | |
| | 1.6 | | Elect Director Richard M. Kovacevich — For | | | | | | | | |
| | 1.7 | | Elect Director Richard D. McCormick — For | | | | | | | | |
| | 1.8 | | Elect Director Cynthia H. Milligan — Against | | | | | | | | |
| | 1.9 | | Elect Director Nicholas G. Moore — For | | | | | | | | |
| | 1.10 | | Elect Director Philip J. Quigley — Against | | | | | | | | |
| | 1.11 | | Elect Director Donald B. Rice — Against | | | | | | | | |
| | 1.12 | | Elect Director Judith M. Runstad — For | | | | | | | | |
| | 1.13 | | Elect Director Stephen W. Sanger — For | | | | | | | | |
| | 1.14 | | Elect Director Susan G. Swenson — For | | | | | | | | |
| | 1.15 | | Elect Director John G. Stumpf — For | | | | | | | | |
| | 1.16 | | Elect Director Michael W. Wright — Against | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Separate Chairman and CEO Positions | | | | Against | | For | | ShrHoldr |
| | 4 | | Advisory Vote to Ratify Named Executive Officers’ Compensation | | | | Against | | For | | ShrHoldr |
| | 5 | | Establish SERP Policy | | | | Against | | For | | ShrHoldr |
| | 6 | | Report on Racial and Ethnic Disparities in Loan Pricing | | | | Against | | Against | | ShrHoldr |
| | 7 | | Report on Emission Reduction Goals | | | | Against | | For | | ShrHoldr |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
/s/ Gifford R. Zimmerman – Chief Administrative Officer