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- 10-K Annual report
- 4.1 Form of Specimen Stock Certificate
- 10.19 Employment Agreement - Christine Ricciardi
- 10.22 Amendment No. 2 to Employment Agreement - Joseph Pooler
- 10.29 Omnibus Joinder and Amendment to Loan Documents
- 10.30 Third Amendment to Loan and Security Agreement
- 10.36 Employment Agreement - Daniel G. Cohen
- 10.37 2010 Executive Officers' Cash Bonus Plan
- 10.38 Form of Award for 2010 Executive Officers' Cash Bonus Plan
- 10.39 Form of Promissory Note
- 14.1 Code of Conduct
- 21 List of Subsidiaries
- 23.1 Consent of Grant Thornton, LLP
- 23.2 Consent of Grant Thornton, LLP , Independent Auditors Regarding Strategos
- 23.3 Consent of Ernst & Young LLP
- 31.1 Section 302 CEO Certification
- 31.2 Section 302 CFO Certification
- 32.1 Section 906 CEO Certification
- 32.2 Section 906 CFO Certification
- 99.1 Financial Statements of Brigadier Capital LP
- 99.2 Financial Statements of Brigadier Capital Master Fund LTD.
- 99.3 Financial Statements of Strategos Deep Value Mortgage Fund LP
- 99.4 Financial Statements of Strategos Deep Value Offshore Mortgage Fund LP
- 99.5 Financial Statements of Deep Value Mortgage Master Fund, LTD.
Exhibit 21
SUBSIDIARIES OF REGISTRANT
Name of U.S. Subsidiary | State of Incorporation or Organization | |
Alesco Capital Trust I | Delaware | |
Alesco CLO Funding, LLC | Delaware | |
Alesco Collateral Holdings I, L.P. | Delaware | |
Alesco Financial Holdings, LLC | Delaware | |
Alesco Financial Securities, LLC | Delaware | |
Alesco Funding Inc. | Delaware | |
Alesco Holdings, Ltd. | Cayman | |
Alesco Loan Holdings Trust | Maryland | |
Alesco Loan Holdings, LLC | Delaware | |
Alesco Preferred Funding X, Ltd. | Cayman | |
Alesco Preferred Funding XI, Ltd. | Cayman | |
Alesco Preferred Funding XII, Ltd. | Cayman | |
Alesco Preferred Funding XIII, Ltd. | Cayman | |
Alesco Preferred Funding XIV, Ltd. | Cayman | |
Alesco Preferred Funding XV, Ltd. | Cayman | |
Alesco Preferred Funding XVI, Ltd. | Cayman | |
Alesco Preferred Funding XVII, Ltd. | Cayman | |
Alesco Real Estate Holdings, LLC | Delaware | |
Alesco TPS Holdings Sub I, LLC | Delaware | |
Alesco TPS Holdings Sub II, LLC | Delaware | |
Alesco TPS Holdings Sub III, LLC | Delaware | |
Alesco TPS Holdings Sub IV, LLC | Delaware | |
Alesco TPS Holdings, LLC | Delaware | |
Alesco Warehouse Conduit, LLC | Delaware | |
Brigadier Capital LP | Delaware | |
Brigadier Capital Management LLC | Delaware | |
Brigadier Capital Master Fund Ltd. | Cayman | |
Brigadier Capital Offshore Fund Ltd. | Cayman | |
Brigadier GP LLC | Delaware | |
CIRA ECM Funding, LLC | Delaware | |
CIRA ECM, LLC | Delaware | |
Cohen & Compagnie | France | |
Cohen & Company Financial Management, LLC | Delaware | |
Cohen & Company Funding, LLC | Delaware | |
Cohen & Company Management, LLC | Delaware | |
Cohen & Company Securities, LLC | Delaware | |
Cohen & Company Ventures, LLC | Delaware | |
Cohen Asia Investments Ltd. | Cayman | |
Cohen Bros. Acquisitions, LLC | Delaware |
Cohen Brothers, LLC | Delaware | |
Dekania Capital Management, LLC | Delaware | |
Dekania Corp. | Delaware | |
Dekania Investors, LLC | Delaware | |
Emporia Preferred Funding II, Ltd. | Cayman | |
Emporia Preferred Funding III, Ltd. | Cayman | |
Emporia Preferred Funding IV, Ltd. | Cayman | |
EuroDekania Limited | Guernsey | |
EuroDekania Management Limited | United Kingdom | |
Jaguar Acquisition, Inc. | Maryland | |
Kleros Real Estate CDO I, Ltd. | Cayman | |
Kleros Real Estate CDO II, Ltd. | Cayman | |
Kleros Real Estate CDO III, Ltd. | Cayman | |
Kleros Real Estate CDO IV, Ltd. | Cayman | |
Kleros Real Estate III Common Holdings LLC | Delaware | |
Kleros Real Estate IV Common Holdings LLC | Delaware | |
SFR Subsidiary, Inc. | Delaware | |
Star Asia Management Ltd. | Cayman | |
Strategos Capital Management, LLC | Delaware | |
Strategos Deep Value Credit GP, LLC | Delaware | |
Strategos Deep Value Credit II GP, LLC | Delaware | |
Strategos Deep Value Mortgage (Offshore) Fund L.P. | Cayman | |
Strategos Deep Value Mortgage Fund LP | Delaware | |
Strategos Deep Value Mortgage Master Fund Ltd. | Cayman | |
Sunset Financial Holdings, LLC | Delaware | |
Sunset Financial Statutory Trust I | Delaware | |
Sunset Funding Inc. | Delaware | |
Sunset Holdings, Ltd. | Cayman | |
Sunset Investment Vehicle, Inc. | Delaware | |
Sunset Loan Holdings Trust | Maryland | |
Sunset Real Estate Holdings, LLC | Delaware | |
Sunset TPS Holdings, LLC | Delaware |
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