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- 10-K Annual report
- 4.1 Form of Specimen Stock Certificate
- 10.19 Employment Agreement - Christine Ricciardi
- 10.22 Amendment No. 2 to Employment Agreement - Joseph Pooler
- 10.29 Omnibus Joinder and Amendment to Loan Documents
- 10.30 Third Amendment to Loan and Security Agreement
- 10.36 Employment Agreement - Daniel G. Cohen
- 10.37 2010 Executive Officers' Cash Bonus Plan
- 10.38 Form of Award for 2010 Executive Officers' Cash Bonus Plan
- 10.39 Form of Promissory Note
- 14.1 Code of Conduct
- 21 List of Subsidiaries
- 23.1 Consent of Grant Thornton, LLP
- 23.2 Consent of Grant Thornton, LLP , Independent Auditors Regarding Strategos
- 23.3 Consent of Ernst & Young LLP
- 31.1 Section 302 CEO Certification
- 31.2 Section 302 CFO Certification
- 32.1 Section 906 CEO Certification
- 32.2 Section 906 CFO Certification
- 99.1 Financial Statements of Brigadier Capital LP
- 99.2 Financial Statements of Brigadier Capital Master Fund LTD.
- 99.3 Financial Statements of Strategos Deep Value Mortgage Fund LP
- 99.4 Financial Statements of Strategos Deep Value Offshore Mortgage Fund LP
- 99.5 Financial Statements of Deep Value Mortgage Master Fund, LTD.
Exhibit 10.38
COHEN BROTHERS, LLC
2010 Executive Officers’ Cash Bonus Plan
Consent to Participation and Terms of Plan
I hereby agree that, as a condition to my receipt of a cash bonus in the amount of $ under the terms of the Cohen Brothers, LLC 2010 Executive Officers’ Cash Bonus Plan (the “Plan”) that I am bound by all of the terms and conditions of the Plan. I hereby acknowledge that I have received and read a copy of the Plan, a copy of which is attached as an exhibit to this Consent. I understand that under circumstances described in the Plan, I may be obligated to repay all or a portion of the cash bonus payment I receive under the Plan, and that the Company has the right to enforce its rights to seek such repayment by any and all means available to it, including legal action that may be taken against me and by retaining amounts that the Company would otherwise be required to pay to me.
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