| UNITED STATES |
| SECURITIES AND EXCHANGE COMMISSION |
| WASHINGTON, DC 20549 |
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| FORM 8-K |
| CURRENT REPORT PURSUANT |
| TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 |
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| Date of report (Date of earliest event reported): December 21, 2016 |
root9B Holdings, Inc. |
| (Exact Name of Registrant as Specified in Its Charter) |
| Delaware | | 000-50502 | | 20-0443575 |
| (State or Other Jurisdiction of Incorporation or Organization) | | (Commission File Number) | | (IRS Employer Identification No.) |
102 N. Cascade Avenue, Suite 220 Colorado Springs, CO | | 80919 |
(Address of Principal Executive Offices) | | (Zip Code) |
Registrant’s Telephone Number, Including Area Code: (602) 889 1137 |
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N/A |
| (Former Name or Former Address, if Changed Since Last Report) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
| ☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| ☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| ☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| ☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
On December 21, 2016, the root9b Holdings, Inc. issued a press release entitled “root9B Holdings Announces Uplisting to Nasdaq Capital Market”. A copy of the press release is attached to this Current Report on Form 8-K as Exhibit 99.1.
| Item 9.01 | Financial Statements and Exhibits. |
(d) Exhibits.
The information set forth in the Exhibit Index immediately following the signature page to this Current Report on Form 8-K is incorporated by reference into this Item 9.01.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
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| | | | | ROOT9B HOLDINGS, INC. |
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| Dated: December 21, 2016 | | | | By: | | /s/ Dan Wachtler |
| | | | | | | Name: | | Dan Wachtler |
| | | | | | | Title: | | President & Chief Operating Officer |
Exhibit Index
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| Exhibit | | Description |
| | Press Release dated December 21, 2016. |
