FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21494
Nuveen Floating Rate Income Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
David J. Lamb – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: July 31
Date of reporting period: June 30, 2022
Item 1. Proxy Voting Record
FORM N-PX
ICA File Number: 811-21494
Registrant Name: Nuveen Floating Rate Income Fund
Reporting Period: 07/01/2021 - 06/30/2022
Nuveen Floating Rate Income Fund
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ACBL HOLDING CORP.
Meeting Date: APR 27, 2022
Record Date: MAR 23, 2022
Meeting Type: ANNUAL |
Ticker:
Security ID: 00085Q118
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William Raine | Management | For | For |
| 1.2 | Elect Director Xiao Song | Management | For | For |
| 1.3 | Elect Director David Ebbrecht | Management | For | For |
| 1.4 | Elect Director Stephen Johnson | Management | For | For |
| 1.5 | Elect Director Philip Yarrow | Management | For | For |
| 1.6 | Elect Director Michael C. Ellis | Management | For | For |
| 1.7 | Elect Director Scott Vogel | Management | For | For |
| 1.8 | Elect Director Dan McHugh | Management | For | For |
| 1.9 | Elect Director John Giles | Management | For | For |
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ACBL HOLDING CORP.
Meeting Date: APR 27, 2022
Record Date: MAR 23, 2022
Meeting Type: ANNUAL |
Ticker:
Security ID: 00085Q167
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William Raine | Management | For | For |
| 1.2 | Elect Director Xiao Song | Management | For | For |
| 1.3 | Elect Director David Ebbrecht | Management | For | For |
| 1.4 | Elect Director Stephen Johnson | Management | For | For |
| 1.5 | Elect Director Philip Yarrow | Management | For | For |
| 1.6 | Elect Director Michael C. Ellis | Management | For | For |
| 1.7 | Elect Director Scott Vogel | Management | For | For |
| 1.8 | Elect Director Dan McHugh | Management | For | For |
| 1.9 | Elect Director John Giles | Management | For | For |
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ACBL HOLDING CORP.
Meeting Date: APR 27, 2022
Record Date: MAR 23, 2022
Meeting Type: ANNUAL |
Ticker:
Security ID: 00085Q209
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William Raine | Management | For | For |
| 1.2 | Elect Director Xiao Song | Management | For | For |
| 1.3 | Elect Director David Ebbrecht | Management | For | For |
| 1.4 | Elect Director Stephen Johnson | Management | For | For |
| 1.5 | Elect Director Philip Yarrow | Management | For | For |
| 1.6 | Elect Director Michael C. Ellis | Management | For | For |
| 1.7 | Elect Director Scott Vogel | Management | For | For |
| 1.8 | Elect Director Dan McHugh | Management | For | For |
| 1.9 | Elect Director John Giles | Management | For | For |
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ACBL HOLDING CORP.
Meeting Date: APR 27, 2022
Record Date: MAR 23, 2022
Meeting Type: ANNUAL |
Ticker:
Security ID: 00085Q605
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director William Raine | Management | For | For |
| 1.2 | Elect Director Xiao Song | Management | For | For |
| 1.3 | Elect Director David Ebbrecht | Management | For | For |
| 1.4 | Elect Director Stephen Johnson | Management | For | For |
| 1.5 | Elect Director Philip Yarrow | Management | For | For |
| 1.6 | Elect Director Michael C. Ellis | Management | For | For |
| 1.7 | Elect Director Scott Vogel | Management | For | For |
| 1.8 | Elect Director Dan McHugh | Management | For | For |
| 1.9 | Elect Director John Giles | Management | For | For |
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CALIFORNIA RESOURCES CORPORATION
Meeting Date: MAY 04, 2022
Record Date: MAR 07, 2022
Meeting Type: ANNUAL |
Ticker: CRC
Security ID: 13057Q305
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Andrew B. Bremner | Management | For | For |
| 1.2 | Elect Director Douglas E. Brooks | Management | For | For |
| 1.3 | Elect Director Tiffany (TJ) Thom Cepak | Management | For | For |
| 1.4 | Elect Director James N. Chapman | Management | For | For |
| 1.5 | Elect Director Mark A. (Mac) McFarland | Management | For | For |
| 1.6 | Elect Director Nicole Neeman Brady | Management | For | For |
| 1.7 | Elect Director Julio M. Quintana | Management | For | For |
| 1.8 | Elect Director William B. Roby | Management | For | For |
| 1.9 | Elect Director Alejandra (Ale) Veltmann | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 5a | Eliminate Supermajority Vote Requirement for Removal of Directors | Management | For | For |
| 5b | Eliminate Supermajority Vote Requirement to Amend Certain Provisions of Certificate of Incorporation | Management | For | For |
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CUMULUS MEDIA INC.
Meeting Date: MAY 03, 2022
Record Date: MAR 14, 2022
Meeting Type: ANNUAL |
Ticker: CMLS
Security ID: 231082801
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Mary G. Berner | Management | For | For |
| 1.2 | Elect Director David M. Baum | Management | For | For |
| 1.3 | Elect Director Matthew C. Blank | Management | For | For |
| 1.4 | Elect Director Thomas H. Castro | Management | For | For |
| 1.5 | Elect Director Joan Hogan Gillman | Management | For | For |
| 1.6 | Elect Director Andrew W. Hobson | Management | For | For |
| 1.7 | Elect Director Brian G. Kushner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
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EATON VANCE SENIOR INCOME TRUST
Meeting Date: OCT 29, 2021
Record Date: AUG 03, 2021
Meeting Type: ANNUAL |
Ticker: EVF
Security ID: 278994082
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1a.1 | Elect Director Mark R. Fetting | Management | For | Withhold |
| 1a.2 | Elect Director Helen Frame Peters | Management | For | Withhold |
| 1a.3 | Elect Director Keith Quinton | Management | For | Withhold |
| 1a.4 | Elect Director Scott E. Wennerholm | Management | For | Withhold |
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SKILLSOFT CORP.
Meeting Date: MAR 31, 2022
Record Date: MAR 07, 2022
Meeting Type: SPECIAL |
Ticker: SKIL
Security ID: 83066P200
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Issue Shares in Connection with Merger | Management | For | Against |
| 2 | Adjourn Meeting | Management | For | Against |
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SKILLSOFT CORP.
Meeting Date: JUN 23, 2022
Record Date: APR 25, 2022
Meeting Type: ANNUAL |
Ticker: SKIL
Security ID: 83066P200
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Ronald W. Hovsepian | Management | For | Withhold |
| 1.2 | Elect Director Peter Schmitt | Management | For | For |
| 1.3 | Elect Director Jeffrey R. Tarr | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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TRANSOCEAN LTD.
Meeting Date: MAY 12, 2022
Record Date: APR 25, 2022
Meeting Type: ANNUAL |
Ticker: RIG
Security ID: H8817H100
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Accept Financial Statements and Statutory Reports | Management | For | For |
| 2 | Approve Discharge of Board and Senior Management | Management | For | For |
| 3 | Appropriation of Available Earnings for Fiscal Year 2021 | Management | For | For |
| 4 | Approve Renewal of Authorized Capital with or without Exclusion of Preemptive Rights | Management | For | Against |
| 5A | Reelect Glyn A. Barker as Director | Management | For | For |
| 5B | Reelect Vanessa C.L. Chang as Director | Management | For | For |
| 5C | Reelect Frederico F. Curado as Director | Management | For | For |
| 5D | Reelect Chadwick C. Deaton as Director | Management | For | For |
| 5E | Reelect Vincent J. Intrieri as Director | Management | For | For |
| 5F | Reelect Samuel J. Merksamer as Director | Management | For | For |
| 5G | Reelect Frederik W. Mohn as Director | Management | For | For |
| 5H | Reelect Edward R. Muller as Director | Management | For | For |
| 5I | Reelect Margareth Ovrum as Director | Management | For | For |
| 5J | Reelect Diane de Saint Victor as Director | Management | For | For |
| 5K | Reelect Jeremy D. Thigpen as Director | Management | For | For |
| 6 | Reelect Chadwick C. Deaton as Board Chairman | Management | For | For |
| 7A | Reappoint Glyn A. Barker as Member of the Compensation Committee | Management | For | For |
| 7B | Reappoint Vanessa C.L. Chang as Member of the Compensation Committee | Management | For | For |
| 7C | Reappoint Samuel J. Merksamer as Member of the Compensation Committee | Management | For | For |
| 8 | Designate Schweiger Advokatur / Notariat as Independent Proxy | Management | For | For |
| 9 | Appoint Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 and Reelect Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | For |
| 10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 11A | Approve Maximum Remuneration of Board of Directors for the Period Between the 2022 and 2023 Annual General Meeting in the Amount of USD 4.12 Million | Management | For | For |
| 11B | Approve Maximum Remuneration of the Executive Management Team for Fiscal Year 2023 in the Amount of USD 26 Million | Management | For | For |
| 12 | Other Business | Management | For | Against |
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VANTAGE DRILLING INTERNATIONAL
Meeting Date: SEP 22, 2021
Record Date: AUG 24, 2021
Meeting Type: ANNUAL |
Ticker: VTDRF
Security ID: G9325C105
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1.1 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
| 1.2 | Elect Director Richard B. Aubrey, III | Management | For | Against |
| 1.3 | Elect Director Paul A. Gordon | Management | For | Against |
| 1.4 | Elect Director Nils E. Larsen | Management | For | For |
| 1.5 | Elect Director Ihab M. Toma | Management | For | Against |
| 1.6 | Elect Director L. Spencer Wells | Management | For | For |
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WHITING PETROLEUM CORPORATION
Meeting Date: JUN 28, 2022
Record Date: MAY 18, 2022
Meeting Type: SPECIAL |
Ticker: WLL
Security ID: 966387508
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| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3.1 | Elect Director Janet L. Carrig | Management | For | Withhold |
| 3.2 | Elect Director Susan M. Cunningham | Management | For | For |
| 3.3 | Elect Director Paul J. Korus | Management | For | For |
| 3.4 | Elect Director Kevin S. McCarthy | Management | For | For |
| 3.5 | Elect Director Lynn A. Peterson | Management | For | For |
| 3.6 | Elect Director Daniel J. Rice, IV | Management | For | For |
| 3.7 | Elect Director Anne Taylor | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
END NPX REPORT
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Floating Rate Income Fund
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| By | | /s/ David J. Lamb |
| | David J. Lamb – Chief Administrative Officer |
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| Date | | |
August 22, 2022
