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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21582
Madison Covered Call & Equity Strategy Fund
(Exact name of registrant as specified in charter)
550 Science Drive, Madison, WI 53711
(Address of principal executive offices) (Zip code)
Steven J. Fredricks, Chief Compliance Officer & Chief Legal Officer
Madison Legal Department
550 Science Drive
Madison, WI 53711
(Name and address of agent for service)
Registrant’s telephone number, including area code: 800-767-0300
Date of fiscal year end: December 31
Date of reporting period: June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
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| Name of Issuer | Ticker Symbol | Cusip | Meeting Date | Proposal | Type | Registrant Vote Cast | Vote on Proxyedge | For/Against Management |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Kathryn W. Dindo | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Paul J. Dolan | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Jay L. Henderson | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Gary A. Oatey | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Kirk L. Perry | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Sandra Pianalto | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Nancy Lopez Russell | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Alex Shumate | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Mark T. Smucker | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Richard K. Smucker | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Timothy P. Smucker | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Election of Director for a term expire in 2020: Dawn C. Willoughby | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2020 fiscal year. | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-2019 | Advisory approval of the Company's executive compensation. | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: John A. Edwardson | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: Marvin R. Ellison | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: Susan Patricia Griffith | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: John C. ("Chris") Inglis | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: Kimberly A. Jabal | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: Shirley Ann Jackson | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: R. Brad Martin | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: Joshua Cooper Ramo | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: Susan C. Schwab | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: Frederick W. Smith | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: David P. Steiner | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Election of Director: Paul S. Walsh | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Approval of the FedEx Corporation 2019 Omnibus Stock Incentive Plan. | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Ratification of independent registered public accounting firm. | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Stockholder proposal regarding lobbying activity and expenditure report. | Shareholder | Y | Against | For |
| FEDEX CORPORATION | FDX | 31428X106 | 23-Sep-2019 | Stockholder proposal regarding employee representation on the Board of Directors. | Shareholder | Y | Against | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: William H. Gates III | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: Reid G. Hoffman | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: Hugh F. Johnston | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: Teri L. List-Stoll | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: Satya Nadella | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: Sandra E. Peterson | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: Penny S. Pritzker | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: Charles W. Scharf | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: Arne M. Sorenson | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: John W. Stanton | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: John W. Thompson | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: Emma Walmsley | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Director: Padmasree Warrior | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Advisory vote to approve named executive officer compensation | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Y | Against | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Y | Against | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Director: Lloyd A. Carney | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Director: Mary B. Cranston | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Director: Francisco Javier Fernández-Carbajal | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Director: Alfred F. Kelly, Jr. | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Director: Ramon L. Laguarta | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Director: John F. Lundgren | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Director: Robert W. Matschullat | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Director: Denise M. Morrison | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Director: Suzanne Nora Johnson | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Director: John A. C. Swainson | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Director: Maynard G. Webb, Jr. | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Advisory vote to approve executive compensation. | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 28-Jan-2020 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Re-appointment of Director: Jaime Ardila | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Re-appointment of Director: Herbert Hainer | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Re-appointment of Director: Nancy McKinstry | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Re-appointment of Director: Gilles C. Pélisson | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Re-appointment of Director: Paula A. Price | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Re-appointment of Director: Venkata (Murthy) Renduchintala | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Re-appointment of Director: David Rowland | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Re-appointment of Director: Arun Sarin | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Re-appointment of Director: Julie Sweet | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Re-appointment of Director: Frank K. Tang | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Re-appointment of Director: Tracey T. Travis | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | Y | Against | Against |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | To approve the Amended and Restated Accenture plc 2010 Share Incentive Plan. | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | To grant the Board of Directors the authority to issue shares under Irish law. | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | Y | For | For |
| ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: Carolyn H. Byrd | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: Don DeFosset | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: Samuel A. Di Piazza, Jr. | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: Zhanna Golodryga | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: John D. Johns | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: Ruth Ann Marshall | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: Charles D. McCrary | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: James T. Prokopanko | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: Lee J. Styslinger III | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: José S. Suquet | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: John M. Turner, Jr. | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Election of Director: Timothy Vines | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Ratification of Appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2020. | Management | Y | For | For |
| REGIONS FINANCIAL CORPORATION | RF | 7591EP100 | 22-Apr-2020 | Advisory Vote on Executive Compensation. | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Sharon L. Allen | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Susan S. Bies | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Jack O. Bovender, Jr. | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Frank P. Bramble, Sr. | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Pierre J.P. de Weck | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Arnold W. Donald | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Linda P. Hudson | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Monica C. Lozano | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Thomas J. May | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Brian T. Moynihan | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Lionel L. Nowell III | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Denise L. Ramos | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Clayton S. Rose | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Michael D. White | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Thomas D. Woods | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: R. David Yost | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Election of Director: Maria T. Zuber | Management | Y | Against | Against |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution). | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2020. | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Make Shareholder Proxy Access More Accessible. | Shareholder | Y | Against | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Adopt a New Shareholder Right - Written Consent | Shareholder | Y | Against | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Report Concerning Gender/Racial Pay Equity. | Shareholder | Y | Against | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices. | Shareholder | Y | Against | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Director: Mark A. Blinn | Management | Y | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Director: Todd M. Bluedorn | Management | Y | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Director: Janet F. Clark | Management | Y | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Director: Carrie S. Cox | Management | Y | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Director: Martin S. Craighead | Management | Y | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Director: Jean M. Hobby | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Director: Michael D. Hsu | Management | Y | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Director: Ronald Kirk | Management | Y | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Director: Pamela H. Patsley | Management | Y | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Director: Robert E. Sanchez | Management | Y | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Director: Richard K. Templeton | Management | Y | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Board proposal regarding advisory approval of the Company's executive compensation. | Management | Y | For | For |
| TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | Election of Director: Janet G. Davidson | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | Election of Director: Andrés R. Gluski | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | Election of Director: Tarun Khanna | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | Election of Director: Holly K. Koeppel | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | Election of Director: Julia M. Laulis | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | Election of Director: James H. Miller | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | Election of Director: Alain Monié | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | Election of Director: John B. Morse, Jr. | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | Election of Director: Moisés Naím | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | Election of Director: Jeffrey W. Ubben | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | To approve, on an advisory basis, the Company's executive compensation. | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | To ratify the appointment of Ernst & Young LLP as the independent auditor of the Company for fiscal year 2020. | Management | Y | For | For |
| THE AES CORPORATION | AES | 00130H105 | 23-Apr-2020 | To vote on a non-binding Stockholder proposal seeking to adopt a by-law to subject any by-law or charter amendments to a Stockholder vote. | Shareholder | Y | Against | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Election of Director: Willard D. Oberton | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Election of Director: Michael J. Ancius | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Election of Director: Michael J. Dolan | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Election of Director: Stephen L. Eastman | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Election of Director: Daniel L. Florness | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Election of Director: Rita J. Heise | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Election of Director: Daniel L. Johnson | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Election of Director: Nicholas J. Lundquist | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Election of Director: Scott A. Satterlee | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Election of Director: Reyne K. Wisecup | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2020 fiscal year. | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | Approval, by non-binding vote, of executive compensation. | Management | Y | For | For |
| FASTENAL COMPANY | FAST | 311900104 | 25-Apr-2020 | A shareholder proposal related to diversity reporting. | Shareholder | Y | Against | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | Election of Director: Janet F. Clark | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | Election of Director: Charles R. Crisp | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | Election of Director: Robert P. Daniels | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | Election of Director: James C. Day | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | Election of Director: C. Christopher Gaut | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | Election of Director: Julie J. Robertson | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | Election of Director: Donald F. Textor | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | Election of Director: William R. Thomas | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2020. | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Warren E. Buffett | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Charles T. Munger | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Gregory E. Abel | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Howard G. Buffett | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Stephen B. Burke | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Kenneth I. Chenault | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Susan L. Decker | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | David S. Gottesman | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Charlotte Guyman | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Ajit Jain | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Thomas S. Murphy | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Ronald L. Olson | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Walter Scott, Jr. | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Meryl B. Witmer | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Non-binding resolution to approve the compensation of the Company's Named Executive Officers, as described in the 2020 Proxy Statement. | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Management | Y | 1 Year | Against |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Shareholder proposal regarding diversity. | Shareholder | Y | For | Against |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: José (Joe) E. Almeida | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: Thomas F. Chen | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: John D. Forsyth | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: James R. Gavin III | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: Peter S. Hellman | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: Michael F. Mahoney | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: Patricia B. Morrison | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: Stephen N. Oesterle | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: Cathy R. Smith | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: Thomas T. Stallkamp | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: Albert P.L. Stroucken | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Election of Director: Amy A. Wendell | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Advisory Vote to Approve Named Executive Officer Compensation | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Stockholder Proposal - Independent Board Chairman | Shareholder | Y | Against | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 05-May-2020 | Stockholder Proposal - Right to Act by Written Consent | Shareholder | Y | Against | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 05-May-2020 | D. M. Bristow | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 05-May-2020 | G. A. Cisneros | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 05-May-2020 | C. L. Coleman | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 05-May-2020 | J. M. Evans | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 05-May-2020 | B. L. Greenspun | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 05-May-2020 | J. B. Harvey | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 05-May-2020 | A. J. Quinn | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 05-May-2020 | M. L. Silva | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 05-May-2020 | J. L. Thornton | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 05-May-2020 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 05-May-2020 | ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION. | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: Shona L. Brown | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: Cesar Conde | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: Ian Cook | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: Dina Dublon | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: Richard W. Fisher | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: Michelle Gass | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: Ramon L. Laguarta | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: David C. Page | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: Robert C. Pohlad | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: Daniel Vasella | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: Darren Walker | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Election of Director: Alberto Weisser | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020. | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Advisory approval of the Company's executive compensation. | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | Shareholder Proposal - Reduce Ownership Threshold to Call Special Shareholder Meetings. | Shareholder | Y | Against | For |
| PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | SHAREHOLDER PROPOSAL - REPORT ON SUGAR AND PUBLIC HEALTH. | Shareholder | Y | Against | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: James S. Crown | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: Rudy F. deLeon | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: Cecil D. Haney | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: Mark M. Malcolm | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: James N. Mattis | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: Phebe N. Novakovic | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: C. Howard Nye | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: William A. Osborn | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: Catherine B. Reynolds | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: Laura J. Schumacher | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: John G.Stratton | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Director: Peter A. Wall | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Advisory Vote on the Selection of Independent Auditors | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Advisory Vote to approve Executive Compensation | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Shareholder Proposal to reduce the ownership threshold required to call a Special Shareholder meeting | Shareholder | Y | Against | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: Michael G. Morris | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: Mary Anne Citrino | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: Pasquale Fiore | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: Timothy P. Flynn | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: Kathryn S. Fuller | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: Roy C. Harvey | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: James A. Hughes | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: James E. Nevels | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: Carol L. Roberts | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: Suzanne Sitherwood | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: Steven W. Williams | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Election of Director for one year term expiring in 2021: Ernesto Zedillo | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for 2020 | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Advisory vote to approve 2019 named executive officer compensation | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2020 | Stockholder proposal to amend stockholder ability to act by written consent, if properly presented | Shareholder | Y | Against | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | Election of Director: Jacqueline K. Barton, Ph.D. | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | Election of Director: Sandra J. Horning, M.D. | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | Election of Director: Kelly A. Kramer | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | Election of Director: Kevin E. Lofton | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | Election of Director: Harish Manwani | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | Election of Director: Daniel P. O'Day | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | Election of Director: Richard J. Whitley, M.D. | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | Election of Director: Per Wold-Olsen | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2020. | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | Y | Against | Against |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | Y | For | Against |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 06-May-2020 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board eliminate the ownership threshold for stockholders to request a record date to take action by written consent. | Shareholder | Y | For | Against |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Election of Director: M.S. Burke | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Election of Director: T.K. Crews | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Election of Director: P. Dufour | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Election of Director: D.E. Felsinger | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Election of Director: S.F. Harrison | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Election of Director: J.R. Luciano | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Election of Director: P.J. Moore | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Election of Director: F.J. Sanchez | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Election of Director: D.A. Sandler | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Election of Director: L.Z. Schlitz | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Election of Director: K.R. Westbrook | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2020. | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Advisory Vote on Executive Compensation. | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 07-May-2020 | Approve the 2020 Incentive Compensation Plan. | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | Catherine M. Best | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | M. Elizabeth Cannon | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | N. Murray Edwards | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | Christopher L. Fong | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | Amb. Gordon D. Giffin | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | Wilfred A. Gobert | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | Steve W. Laut | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | Tim S. McKay | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | Hon. Frank J. McKenna | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | David A. Tuer | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | Annette M. Verschuren | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | The appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration. | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 07-May-2020 | On an advisory basis, accepting the Corporation's approach to executive compensation as described in the Information Circular. | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Approval of the 2019 Annual Report, Including the Audited Consolidated Financial Statements and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2019 | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Discharge of the Members of the Board of Directors and Executive Management Team From Liability for Activities During Fiscal Year 2019 | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Appropriation of the Accumulated Loss for Fiscal Year 2019 | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Increase in Total Number of Shares Authorized for Issuance | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Director: Glyn A. Barker | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Director: Vanessa C.L. Chang | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Director: Frederico F. Curado | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Director: Chadwick C. Deaton | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Director: Vincent J. Intrieri | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Director: Samuel J. Merksamer | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Director: Frederik W. Mohn | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Director: Edward R. Muller | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Director: Diane de Saint Victor | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Director: Tan Ek Kia | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Director: Jeremy D. Thigpen | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of Chadwick C. Deaton as the Chair of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of the Member of the Compensation Committee for a Term Extending Until Completion of the Next Annual General Meeting: Glyn A. Barker | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of the Member of the Compensation Committee for a Term Extending Until Completion of the Next Annual General Meeting: Samuel J. Merksamer | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Election of the Member of the Compensation Committee for a Term Extending Until Completion of the Next Annual General Meeting: Tan Ek Kia | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Reelection of Schweiger Advokatur / Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020 and Reelection of Ernst & Young Ltd, Zurich, as the Company's Auditor for a Further One-Year Term | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Advisory Vote to Approve Named Executive Officer Compensation for Fiscal Year 2020 | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Ratification of the Maximum Aggregate Amount of Compensation of the Board of Directors for the Period Between the 2020 Annual General Meeting and the 2021 Annual General Meeting | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Ratification of an amount of US $24,000,000 as the Maximum Aggregate Amount of Compensation of the Executive Management Team for Fiscal Year 2021 | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 07-May-2020 | Approval of Amendment and Restatement of the Transocean Ltd. 2015 Long-Term Incentive Plan | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Election of Director: Christopher B. Begley | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Election of Director: Betsy J. Bernard | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Election of Director: Gail K. Boudreaux | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Election of Director: Michael J. Farrell | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Election of Director: Larry C. Glasscock | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Election of Director: Robert A. Hagemann | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Election of Director: Bryan C. Hanson | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Election of Director: Arthur J. Higgins | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Election of Director: Maria Teresa Hilado | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Election of Director: Syed Jafry | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Election of Director: Michael W. Michelson | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | Y | For | For |
| ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P102 | 08-May-2020 | Advisory vote to approve named executive officer compensation (Say on Pay). | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | Mark D. Millett | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | Sheree L. Bargabos | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | Keith E. Busse | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | Frank D. Byrne, M.D. | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | Kenneth W. Cornew | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | Traci M. Dolan | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | James C. Marcuccilli | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | Bradley S. Seaman | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | Gabriel L. Shaheen | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | Steven A. Sonnenberg | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | Richard P. Teets, Jr. | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | TO APPROVE THE APPOINTMENT OF ERNST & YOUNG LLP AS STEEL DYNAMICS INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2020 | Management | Y | For | For |
| STEEL DYNAMICS, INC. | STLD | 858119100 | 08-May-2020 | TO HOLD AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 13-May-2020 | Election of Director: Brenda A. Cline | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 13-May-2020 | Election of Director: James M. Funk | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 13-May-2020 | Election of Director: Steve D. Gray | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 13-May-2020 | Election of Director: Greg G. Maxwell | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 13-May-2020 | Election of Director: Steffen E. Palko | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 13-May-2020 | Election of Director: Jeffrey L. Ventura | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 13-May-2020 | A non-binding proposal to approve the Company's executive compensation ("Say on Pay"). | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 13-May-2020 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm as of and for the fiscal year ending December 31, 2020. | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 13-May-2020 | For Authorization to Increase the number of Common Stock Authorized under the 2019 Equity Based Compensation Plan. | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 13-May-2020 | Election of Director: Margaret K. Dorman | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Election of Director: Annell R. Bay | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Election of Director: John J. Christmann IV | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Election of Director: Juliet S. Ellis | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Election of Director: Chansoo Joung | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Election of Director: Rene R. Joyce | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Election of Director: John E. Lowe | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Election of Director: William C. Montgomery | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Election of Director: Amy H. Nelson | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Election of Director: Daniel W. Rabun | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Election of Director: Peter A. Ragauss | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Ratification of Ernst & Young LLP as Apache's Independent Auditors. | Management | Y | For | For |
| APACHE CORPORATION | APA | 037411105 | 14-May-2020 | Advisory Vote to Approve Compensation of Apache's Named Executive Officers. | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: Fernando Aguirre | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: C. David Brown II | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: Alecia A. DeCoudreaux | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: Nancy-Ann M. DeParle | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: David W. Dorman | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: Roger N. Farah | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: Anne M. Finucane | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: Edward J. Ludwig | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: Larry J. Merlo | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: Jean-Pierre Millon | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: Mary L. Schapiro | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: William C. Weldon | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Election of Director: Tony L. White | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Ratification of the appointment of our independent registered public accounting firm for 2020. | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Proposal to amend the Company's 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Proposal to amend the Company's 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | Shareholder | Y | Against | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | Stockholder proposal regarding our independent Board Chair. | Shareholder | Y | Against | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2020 | W. Geoffrey Beattie | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2020 | Gregory D. Brenneman | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2020 | Cynthia B. Carroll | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2020 | Clarence P. Cazalot, Jr | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2020 | Nelda J. Connors | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2020 | Gregory L. Ebel | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2020 | Lynn L. Elsenhans | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2020 | John G. Rice | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2020 | Lorenzo Simonelli | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2020 | An advisory vote related to the Company's executive compensation program | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2020 | The ratification of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2020 | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Director: Linda B. Bammann | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Director: Stephen B. Burke | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Director: Todd A. Combs | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Director: James S. Crown | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Director: James Dimon | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Director: Timothy P. Flynn | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Director: Mellody Hobson | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Director: Michael A. Neal | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Director: Lee R. Raymond | Management | Y | Against | Against |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Director: Virginia M. Rometty | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Advisory resolution to approve executive compensation | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Ratification of independent registered public accounting firm | Management | Y | For | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Independent board chairman | Shareholder | Y | For | Against |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Y | Against | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Climate change risk reporting | Shareholder | Y | For | Against |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Amend shareholder written consent provisions | Shareholder | Y | For | Against |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Charitable contributions disclosure | Shareholder | Y | Against | For |
| JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Gender/Racial pay equity | Shareholder | Y | Against | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Election of Director: Martha H. Bejar | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Election of Director: Virginia Boulet | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Election of Director: Peter C. Brown | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Election of Director: Kevin P. Chilton | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Election of Director: Steven T. Clontz | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Election of Director: T. Michael Glenn | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Election of Director: W. Bruce Hanks | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Election of Director: Hal S. Jones | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Election of Director: Michael J. Roberts | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Election of Director: Laurie A. Siegel | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Election of Director: Jeffrey K. Storey | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Ratify the appointment of KPMG LLP as our independent auditor for 2020. | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Amend our 2018 Equity Incentive Plan. | Management | Y | For | For |
| CENTURYLINK, INC. | CTL | 156700106 | 20-May-2020 | Advisory vote to approve our executive compensation. | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of director: Jeffrey P. Bezos | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of director: Rosalind G. Brewer | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of director: Jamie S. Gorelick | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of director: Daniel P. Huttenlocher | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of director: Judith A. McGrath | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of director: Indra K. Nooyi | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of director: Jonathan J. Rubinstein | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of director: Thomas O. Ryder | Management | Y | Against | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of director: Patricia Q. Stonesifer | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of director: Wendell P. Weeks | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | Y | Against | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Y | Against | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Y | Against | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Y | Against | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Y | Against | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Y | Against | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Y | For | Against |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Raul Alvarez | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | David H. Batchelder | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Angela F. Braly | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Sandra B. Cochran | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Laurie Z. Douglas | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Richard W. Dreiling | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Marvin R. Ellison | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Brian C. Rogers | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Bertram L. Scott | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Lisa W. Wardell | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Eric C. Wiseman | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Advisory vote to approve Lowe's named executive officer compensation in fiscal 2019. | Management | Y | Against | Against |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2020. | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Approve amendment to Bylaws reducing the ownership threshold to call special shareholder meetings to 15% of outstanding shares. | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Approve 2020 Employee Stock Purchase Plan. | Management | Y | For | For |
| LOWE'S COMPANIES, INC. | LOW | 548661107 | 29-May-2020 | Shareholder proposal to reduce the ownership threshold to call special shareholder meetings to 10% of outstanding shares. | Shareholder | Y | Against | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 03-Jun-2020 | Election of Director: Richard C. Adkerson | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 03-Jun-2020 | Election of Director: Gerald J. Ford | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 03-Jun-2020 | Election of Director: Lydia H. Kennard | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 03-Jun-2020 | Election of Director: Dustan E. McCoy | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 03-Jun-2020 | Election of Director: John J. Stephens | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 03-Jun-2020 | Election of Director: Frances Fragos Townsend | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 03-Jun-2020 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 03-Jun-2020 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Y | Against | Against |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Marcelo Claure | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Srikant M. Datar | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Ronald D. Fisher | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Srini Gopalan | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Lawrence H. Guffey | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Timotheus Höttges | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Christian P. Illek | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Stephen R. Kappes | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Raphael Kübler | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Thorsten Langheim | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | G. Michael Sievert | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Teresa A. Taylor | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Kelvin R. Westbrook | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Advisory Vote to Approve the Compensation Provided to the Company's Named Executive Officers for 2019. | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 04-Jun-2020 | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | Y | Against | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Election of Director: Mary T. Barra | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Election of Director: Wesley G. Bush | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Election of Director: Linda R. Gooden | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Election of Director: Joseph Jimenez | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Election of Director: Jane L. Mendillo | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Election of Director: Judith A. Miscik | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Election of Director: Patricia F. Russo | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Election of Director: Thomas M. Schoewe | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Election of Director: Theodore M. Solso | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Election of Director: Carol M. Stephenson | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Election of Director: Devin N. Wenig | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Advisory Approval of Named Executive Officer Compensation | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Advisory Approval of the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | Y | 1 Year | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for 2020 | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Approval of the General Motors Company 2020 Long-Term Incentive Plan | Management | Y | For | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Shareholder Proposal Regarding Shareholder Written Consent | Shareholder | Y | Against | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Shareholder Proposal Regarding Proxy Access Amendment: Shareholder Aggregation Limit | Shareholder | Y | Against | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Shareholder Proposal Regarding Report on Human Rights Policy Implementation | Shareholder | Y | Against | For |
| GENERAL MOTORS COMPANY | GM | 37045V100 | 16-Jun-2020 | Shareholder Proposal Regarding Report on Lobbying Communications and Activities | Shareholder | Y | Against | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Madison Covered Call & Equity Strategy Fund
By: /s/ Patrick F. Ryan
Patrick F. Ryan, President and Principal Executive Officer
Date: August 24, 2020
