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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-21582
Madison Covered Call & Equity Strategy Fund
(Exact name of registrant as specified in charter)
550 Science Drive, Madison, WI 53711
(Address of principal executive offices) (Zip code)
Steven J. Fredricks, Chief Compliance Officer & Chief Legal Officer
Madison Legal Department
550 Science Drive
Madison, WI 53711
(Name and address of agent for service)
Registrant’s telephone number, including area code: 800-767-0300
Date of fiscal year end: December 31
Date of reporting period: June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
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| Name of Issuer | Ticker Symbol | Cusip | Meeting Date | Proposal | Type | Registrant Vote Cast | Vote on Proxyedge | For/Against Management |
| XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Dennis Segers | Management | Y | For | For |
| XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Raman K. Chitkara | Management | Y | For | For |
| XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Saar Gillai | Management | Y | For | For |
| XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Ronald S. Jankov | Management | Y | For | For |
| XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Mary Louise Krakauer | Management | Y | For | For |
| XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Thomas H. Lee | Management | Y | For | For |
| XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Jon A. Olson | Management | Y | For | For |
| XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Victor Peng | Management | Y | For | For |
| XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Election of Director: Elizabeth W. Vanderslice | Management | Y | For | For |
| XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | Y | For | For |
| XILINX, INC. | XLNX | 983919101 | 05-Aug-2020 | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered accounting firm for fiscal 2021. | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Susan E. Chapman-Hughes | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Paul J. Dolan | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Jay L. Henderson | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Kirk L. Perry | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Sandra Pianalto | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Nancy Lopez Russell | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Alex Shumate | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Mark T. Smucker | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Richard K. Smucker | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Timothy P. Smucker | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Jodi L. Taylor | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Election of Director whose term of office will expire in 2021: Dawn C. Willoughby | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Ratification of appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for the 2021 fiscal year. | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Advisory approval of the Company's executive compensation. | Management | Y | For | For |
| THE J. M. SMUCKER COMPANY | SJM | 832696405 | 19-Aug-2020 | Approval of The J. M. Smucker Company 2020 Equity and Incentive Compensation Plan. | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: MARVIN R. ELLISON | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: SUSAN PATRICIA GRIFFITH | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: JOHN C. ("CHRIS") INGLIS | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: KIMBERLY A. JABAL | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: SHIRLEY ANN JACKSON | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: R. BRAD MARTIN | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: JOSHUA COOPER RAMO | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: SUSAN C. SCHWAB | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: FREDERICK W. SMITH | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: DAVID P. STEINER | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: RAJESH SUBRAMANIAM | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Election of Director: PAUL S. WALSH | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Ratify the appointment of Ernst & Young LLP as FedEx's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Stockholder proposal regarding lobbying activity and expenditure report. | Shareholder | Y | Against | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Stockholder proposal regarding political disclosure. | Shareholder | Y | Against | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Stockholder proposal regarding employee representation on the Board of Directors. | Shareholder | Y | Against | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Stockholder proposal regarding shareholder right to act by written consent. | Shareholder | Y | Against | For |
| FEDEX CORPORATION | FDX | 31428X106 | 21-Sep-2020 | Stockholder proposal regarding integrating ESG metrics into executive compensation. | Shareholder | Y | Against | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Reid G. Hoffman | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Hugh F. Johnston | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Teri L. List-Stoll | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Satya Nadella | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Sandra E. Peterson | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Penny S. Pritzker | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Charles W. Scharf | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Arne M. Sorenson | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: John W. Stanton | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: John W. Thompson | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Emma N. Walmsley | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Election of Director: Padmasree Warrior | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2021. | Management | Y | For | For |
| MICROSOFT CORPORATION | MSFT | 594918104 | 02-Dec-2020 | Shareholder Proposal - Report on Employee Representation on Board of Directors. | Shareholder | Y | Against | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Lloyd A. Carney | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Mary B. Cranston | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Francisco Javier Fernández-Carbajal | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Alfred F. Kelly, Jr. | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Ramon Laguarta | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: John F. Lundgren | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Robert W. Matschullat | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Denise M. Morrison | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Suzanne Nora Johnson | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Linda J. Rendle | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: John A. C. Swainson | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Election of Director: Maynard G. Webb, Jr. | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Approval, on an advisory basis, of compensation paid to our named executive officers. | Management | Y | Against | Against |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2021 fiscal year. | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Approval of the Visa Inc. 2007 Equity Incentive Compensation Plan, as amended and restated. | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | Approval of an amendment to our Certificate of Incorporation to enable the adoption of a special meeting right for Class A common stockholders. | Management | Y | For | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | To vote on a stockholder proposal requesting stockholders' right to act by written consent, if properly presented. | Shareholder | Y | Against | For |
| VISA INC. | V | 92826C839 | 26-Jan-2021 | To vote on a stockholder proposal to amend our principles of executive compensation program, if properly presented. | Shareholder | Y | Against | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Ornella Barra | Management | Y | For | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Steven H. Collis | Management | Y | For | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: D. Mark Durcan | Management | Y | For | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Richard W. Gochnauer | Management | Y | For | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Lon R. Greenberg | Management | Y | For | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Jane E. Henney, M.D. | Management | Y | For | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Kathleen W. Hyle | Management | Y | For | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Michael J. Long | Management | Y | For | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Henry W. McGee | Management | Y | For | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Election of Director: Dennis M. Nally | Management | Y | For | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Ratification of Ernst & Young LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Advisory vote to approve the compensation of named executive officers. | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| AMERISOURCEBERGEN CORPORATION | ABC | 03073E105 | 11-Mar-2021 | Stockholder proposal, if properly presented, to adopt a policy that the Chair of the Board be an Independent Director. | Shareholder | Y | Against | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Sharon L. Allen | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Susan S. Bies | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Frank P. Bramble, Sr. | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Pierre J.P. de Weck | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Arnold W. Donald | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Linda P. Hudson | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Monica C. Lozano | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Thomas J. May | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Brian T. Moynihan | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Lionel L. Nowell III | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Denise L. Ramos | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Clayton S. Rose | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Michael D. White | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Thomas D. Woods | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: R. David Yost | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Election of Director: Maria T. Zuber | Management | Y | Against | Against |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | Y | For | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | Y | Against | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | Y | Against | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Shareholder proposal requesting a change in organizational form. | Shareholder | Y | Against | For |
| BANK OF AMERICA CORPORATION | BAC | 060505104 | 20-Apr-2021 | Shareholder proposal requesting a racial equity audit. | Shareholder | Y | For | Against |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Patrick Awuah. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Gregory Boyce. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Bruce Brook. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Maura Clark. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Matthew Coon Come. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: José Manuel Madero. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: René Médori. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Jane Nelson. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Thomas Palmer. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Julio Quintana. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Election of Director: Susan Story. (Please note that an Against vote is treated as a Withhold) | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | Y | For | For |
| NEWMONT CORPORATION | NEM | 651639106 | 28-Apr-2021 | Ratify Appointment of Independent Registered Public Accounting Firm for 2021. | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Janet F. Clark | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Charles R. Crisp | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Robert P. Daniels | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: James C. Day | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: C. Christopher Gaut | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Michael T. Kerr | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Julie J. Robertson | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: Donald F. Textor | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | Election of Director to hold office until the 2022 annual meeting: William R. Thomas | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2021. | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | To approve the EOG Resources, Inc. 2021 Omnibus Equity Compensation Plan. | Management | Y | For | For |
| EOG RESOURCES, INC. | EOG | 26875P101 | 29-Apr-2021 | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Warren E. Buffett | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Charles T. Munger | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Gregory E. Abel | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Howard G. Buffett | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Stephen B. Burke | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Kenneth I. Chenault | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Susan L. Decker | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | David S. Gottesman | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Charlotte Guyman | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Ajit Jain | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Thomas S. Murphy | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Ronald L. Olson | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Walter Scott, Jr. | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Meryl B. Witmer | Management | Y | For | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Shareholder proposal regarding the reporting of climate-related risks and opportunities. | Shareholder | Y | Against | For |
| BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 01-May-2021 | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | Y | Against | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: José (Joe) Almeida | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Thomas F. Chen | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: John D. Forsyth | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Peter S. Hellman | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Michael F. Mahoney | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Patricia B. Morrison | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Stephen N. Oesterle | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Cathy R. Smith | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Thomas T. Stallkamp | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Albert P.L. Stroucken | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: Amy A. Wendell | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Election of Director: David S. Wilkes | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Vote to Approve the Omnibus Plan. | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Vote to Approve the ESPP Amendment. | Management | Y | For | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Stockholder Proposal - Right to Act by Written Consent. | Shareholder | Y | Against | For |
| BAXTER INTERNATIONAL INC. | BAX | 071813109 | 04-May-2021 | Stockholder Proposal - Independent Board Chairman. | Shareholder | Y | Against | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | D.M. Bristow | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | G.A. Cisneros | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | C.L. Coleman | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | J.M. Evans | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | B.L. Greenspun | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | J.B. Harvey | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | A.N. Kabagambe | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | A.J. Quinn | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | M.L. Silva | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | J.L. Thorton | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | Resolution approving the appointment of PricewaterhouseCoopers LLP as the auditor of Barrick and authorizing the directors to fix its remuneration | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | Advisory resolution on approach to executive compensation | Management | Y | For | For |
| BARRICK GOLD CORPORATION | GOLD | 067901108 | 04-May-2021 | Special resolution approving the capital reduction in order to enable the Return of Capital | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Segun Agbaje | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Shona L. Brown | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Cesar Conde | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Ian Cook | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Dina Dublon | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Michelle Gass | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Ramon L. Laguarta | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Dave Lewis | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: David C. Page | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Robert C. Pohlad | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Daniel Vasella | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Darren Walker | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Election of Director: Alberto Weisser | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Advisory approval of the Company's executive compensation. | Management | Y | For | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Special Shareholder Meeting Vote Threshold. | Shareholder | Y | Against | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Report on Sugar and Public Health. | Shareholder | Y | Against | For |
| PEPSICO, INC. | PEP | 713448108 | 05-May-2021 | Shareholder Proposal - Report on External Public Health Costs. | Shareholder | Y | Against | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: James S. Crown | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Rudy F. deLeon | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Cecil D. Haney | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Mark M. Malcolm | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: James N. Mattis | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Phebe N. Novakovic | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: C. Howard Nye | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Catherine B. Reynolds | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Laura J. Schumacher | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Robert K. Steel | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: John G. Stratton | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Election of Director: Peter A. Wall | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Advisory Vote on the Selection of Independent Auditors. | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Advisory Vote to approve Executive Compensation. | Management | Y | For | For |
| GENERAL DYNAMICS CORPORATION | GD | 369550108 | 05-May-2021 | Shareholder Proposal to reduce the ownership threshold required to call a Special Shareholder meeting. | Shareholder | Y | Against | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | David Harquail | Management | Y | For | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | Paul Brink | Management | Y | For | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | Tom Albanese | Management | Y | For | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | Derek W. Evans | Management | Y | For | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | Catharine Farrow | Management | Y | For | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | Louis Gignac | Management | Y | For | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | Maureen Jensen | Management | Y | For | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | Jennifer Maki | Management | Y | For | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | Randall Oliphant | Management | Y | For | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | Elliott Pew | Management | Y | For | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | Appointment of PricewaterhouseCoopers LLP, Chartered Professional Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | Y | For | For |
| FRANCO-NEVADA CORPORATION | FNV | 351858105 | 05-May-2021 | Acceptance of the Corporation's approach to executive compensation. | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Steven W. Williams | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Mary Anne Citrino | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Pasquale Fiore | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Thomas J. Gorman | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Roy C. Harvey | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: James A. Hughes | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: James E. Nevels | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Carol L. Roberts | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Suzanne Sitherwood | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Election of Director to serve for one-year term expiring in 2022: Ernesto Zedillo | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent auditor for 2021. | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Approval, on an advisory basis, of the Company's 2020 named executive officer compensation. | Management | Y | For | For |
| ALCOA CORPORATION | AA | 013872106 | 06-May-2021 | Stockholder proposal to amend stockholder ability to act by written consent, if properly presented. | Shareholder | Y | Against | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: M.S. Burke | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: T. Colbert | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: T.K. Crews | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: P. Dufour | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: D.E. Felsinger | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: S.F. Harrison | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: J.R. Luciano | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: P.J. Moore | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: F.J. Sanchez | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: D.A. Sandler | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: L.Z. Schlitz | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Election of Director: K.R. Westbrook | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2021. | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Advisory Vote on Executive Compensation. | Management | Y | For | For |
| ARCHER-DANIELS-MIDLAND COMPANY | ADM | 039483102 | 06-May-2021 | Stockholder Proposal Regarding Shareholder Aggregation for Proxy Access. | Shareholder | Y | Against | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Catherine M. Best | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | M. Elizabeth Cannon | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | N. Murray Edwards | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Christopher L. Fong | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Amb. Gordon D. Giffin | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Wilfred A. Gobert | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Steve W. Laut | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Tim S. McKay | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Hon. Frank J. McKenna | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | David A. Tuer | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | Annette M. Verschuren | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | The appointment of PricewaterhouseCoopers LLP, Chartered Accountants, Calgary, Alberta, as auditors of the Corporation for the ensuing year and the authorization of the Audit Committee of the Board of Directors of the Corporation to fix their remuneration. | Management | Y | For | For |
| CANADIAN NATURAL RESOURCES LIMITED | CNQ | 136385101 | 06-May-2021 | On an advisory basis, accepting the Corporation's approach to executive compensation as described in the Information Circular. | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: J. R. Burbank | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: P. J. Condon | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: L. P. Denault | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: K. H. Donald | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: B. W. Ellis | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: P. L. Frederickson | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: A. M. Herman | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: M. E. Hyland | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: S. L. Levenick | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: B. L. Lincoln | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Election of Director: K. A. Puckett | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Ratification of the Appointment of Deloitte & Touche LLP as Entergy's Independent Registered Public Accountants for 2021. | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Y | For | For |
| ENTERGY CORPORATION | ETR | 29364G103 | 07-May-2021 | Vote to Approve an Amendment to Entergy's Restated Certificate of Incorporation Authorizing the Issuance of Preferred Stock. | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Jacqueline K. Barton, Ph.D. | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Jeffrey A. Bluestone, Ph.D. | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Sandra J. Horning, M.D. | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Kelly A. Kramer | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Kevin E. Lofton | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Harish Manwani | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Daniel P. O'Day | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Javier J. Rodriguez | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | Election of Director to serve for the next year: Anthony Welters | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2021. | Management | Y | For | For |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| GILEAD SCIENCES, INC. | GILD | 375558103 | 12-May-2021 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. | Shareholder | Y | Against | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Brenda A. Cline | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Margaret K. Dorman | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: James M. Funk | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Steve D. Gray | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Greg G. Maxwell | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Steffen E. Palko | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | Election of Director: Jeffrey L. Ventura | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | A non-binding proposal to approve the Company's executive compensation. | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | Y | For | For |
| RANGE RESOURCES CORPORATION | RRC | 75281A109 | 12-May-2021 | For authorization to increase the number of Common Stock authorized under the Amended and Restated 2019 Equity Based Compensation Plan. | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Fernando Aguirre | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: C. David Brown II | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Alecia A. DeCoudreaux | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Nancy-Ann M. DeParle | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: David W. Dorman | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Roger N. Farah | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Anne M. Finucane | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Edward J. Ludwig | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Karen S. Lynch | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Jean-Pierre Millon | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Mary L. Schapiro | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: William C. Weldon | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Election of Director: Tony L. White | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Say on Pay, a proposal to approve, on an advisory basis, the Company's executive compensation. | Management | Y | For | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Stockholder proposal for reducing the threshold for our stockholder right to act by written consent. | Shareholder | Y | Against | For |
| CVS HEALTH CORPORATION | CVS | 126650100 | 13-May-2021 | Stockholder proposal regarding our independent Board Chair. | Shareholder | Y | Against | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | W. Geoffrey Beattie | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Gregory D. Brenneman | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Cynthia B. Carroll | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Clarence P. Cazalot, Jr | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Nelda J. Connors | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Gregory L. Ebel | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Lynn L. Elsenhans | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | John G. Rice | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | Lorenzo Simonelli | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | An advisory vote related to the Company's executive compensation program. | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The ratification of KPMG LLP as the Company's independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The approval of the Amendment and Restatement of the Baker Hughes Company Employee Stock Purchase Plan. | Management | Y | For | For |
| BAKER HUGHES COMPANY | BKR | 05722G100 | 14-May-2021 | The approval of the Baker Hughes Company 2021 Long-Term Incentive Plan. | Management | Y | For | For |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | Frank J. Bisignano | Management | Y | For | For |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | Alison Davis | Management | Y | For | For |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | Henrique de Castro | Management | Y | For | For |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | Harry F. DiSimone | Management | Y | For | For |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | Dennis F. Lynch | Management | Y | For | For |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | Heidi G. Miller | Management | Y | For | For |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | Scott C. Nuttall | Management | Y | For | For |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | Denis J. O'Leary | Management | Y | For | For |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | Doyle R. Simons | Management | Y | For | For |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | Kevin M. Warren | Management | Y | For | For |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc. | Management | Y | Against | Against |
| FISERV, INC. | FISV | 337738108 | 19-May-2021 | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2021. | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Quincy L. Allen | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Martha Helena Bejar | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Peter C. Brown | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Kevin P. Chilton | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Steven T. "Terry" Clontz | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: T. Michael Glenn | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: W. Bruce Hanks | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Hal Stanley Jones | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Michael Roberts | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Laurie Siegel | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Election of Director: Jeffrey K. Storey | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Ratify the appointment of KPMG LLP as our independent auditor for 2021. | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Ratify the amendment to our Amended and Restated NOL Rights Plan. | Management | Y | For | For |
| LUMEN TECHNOLOGIES, INC. | LUMN | 550241103 | 19-May-2021 | Advisory vote to approve our executive compensation. | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Sherry S. Barrat | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: James L. Camaren | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Kenneth B. Dunn | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Naren K. Gursahaney | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Kirk S. Hachigian | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Amy B. Lane | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: David L. Porges | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: James L. Robo | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Rudy E. Schupp | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: John L. Skolds | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Lynn M. Utter | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Election of Director: Darryl L. Wilson | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Management | Y | Against | Against |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | Y | For | For |
| NEXTERA ENERGY, INC. | NEE | 65339F101 | 20-May-2021 | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | Y | For | Against |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Thomas A. Bartlett | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Raymond P. Dolan | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Kenneth R. Frank | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Robert D. Hormats | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Gustavo Lara Cantu | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Grace D. Lieblein | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Craig Macnab | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: JoAnn A. Reed | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Pamela D.A. Reeve | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: David E. Sharbutt | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Bruce L. Tanner | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Election of Director: Samme L. Thompson | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2021. | Management | Y | For | For |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | To approve, on an advisory basis, the Company's executive compensation. | Management | Y | Against | Against |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Stockholder proposal to amend the appropriate governing documents to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Y | For | Against |
| AMERICAN TOWER CORPORATION | AMT | 03027X100 | 26-May-2021 | Stockholder proposal to require the Board of Directors to create a standing committee to oversee human rights issues. | Shareholder | Y | Against | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Rodney C. Adkins | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Jonathan Christodoro | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: John J. Donahoe | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: David W. Dorman | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Belinda J. Johnson | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Gail J. McGovern | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Deborah M. Messemer | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: David M. Moffett | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Ann M. Sarnoff | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Daniel H. Schulman | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Election of Director: Frank D. Yeary | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2021. | Management | Y | For | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Stockholder proposal - Stockholder right to act by written consent. | Shareholder | Y | Against | For |
| PAYPAL HOLDINGS, INC. | PYPL | 70450Y103 | 26-May-2021 | Stockholder Proposal - Assessing Inclusion in the Workplace. | Shareholder | Y | Against | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Jeffrey P. Bezos | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Keith B. Alexander | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Jamie S. Gorelick | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Daniel P. Huttenlocher | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Judith A. McGrath | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Indra K. Nooyi | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Jonathan J. Rubinstein | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Thomas O. Ryder | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Patricia Q. Stonesifer | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | Election of Director: Wendell P. Weeks | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | Y | For | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER DUE DILIGENCE. | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY. | Shareholder | Y | Against | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON GENDER/RACIAL PAY. | Shareholder | Y | Against | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA. | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PACKAGING MATERIALS. | Shareholder | Y | Against | For |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A DIVERSITY AND EQUITY AUDIT REPORT. | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE DIRECTOR CANDIDATE POLICY. | Shareholder | Y | Against | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON COMPETITION STRATEGY AND RISK. | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING. | Shareholder | Y | For | Against |
| AMAZON.COM, INC. | AMZN | 023135106 | 26-May-2021 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES. | Shareholder | Y | For | Against |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Annell R. Bay | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: John J. Christmann IV | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Juliet S. Ellis | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Chansoo Joung | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: John E. Lowe | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: H. Lamar McKay | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: William C. Montgomery | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Amy H. Nelson | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Daniel W. Rabun | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Election of Director: Peter A. Ragauss | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Ratification of Ernst & Young LLP as APA's Independent Auditors. | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Advisory Vote to Approve Compensation of APA's Named Executive Officers. | Management | Y | For | For |
| APA CORPORATION | APA | 03743Q108 | 27-May-2021 | Approval of the Apache Charter Amendment. | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Approval of the 2020 Annual Report, Including the Audited Consolidated Financial Statements of Transocean Ltd. for Fiscal Year 2020 and the Audited Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2020. | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Discharge of the Members of the Board of Directors and Executive Management Team From Liability for Activities During Fiscal Year 2020. | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Appropriation of the Accumulated Loss for Fiscal Year 2020 and Release of CHF 8.0 Billion of Statutory Capital Reserves from Capital Contribution and Allocation to Free Capital Reserves from Capital Contribution. | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Renewal of Shares Authorized for Issuance. | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Glyn A. Barker | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Vanessa C.L. Chang | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Frederico F. Curado | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Chadwick C. Deaton | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Vincent J. Intrieri | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Samuel J. Merksamer | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Frederik W. Mohn | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Edward R. Muller | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Margareth Øvrum | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Diane de Saint Victor | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Director: Jeremy D. Thigpen | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Chadwick C. Deaton as the Chair of the Board of Directors for a Term Extending Until Completion of the Next Annual General Meeting. | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of the Member of the Compensation Committee for a Term Extending Until Completion of the Next Annual General Meeting: Glyn A. Barker | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of the Member of the Compensation Committee for a Term Extending Until Completion of the Next Annual General Meeting: Vanessa C.L. Chang | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of the Member of the Compensation Committee for a Term Extending Until Completion of the Next Annual General Meeting: Samuel J. Merksamer | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Election of Schweiger Advokatur / Notariat as the Independent Proxy for a Term Extending Until Completion of the Next Annual General Meeting. | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021 and Reelection of Ernst & Young Ltd, Zurich, as the Company's Auditor for a Further One-Year Term. | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Advisory Vote to Approve Named Executive Officer Compensation for Fiscal Year 2021. | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Ratification of the Maximum Aggregate Amount of Compensation of the Board of Directors for the Period Between the 2021 Annual General Meeting and the 2022 Annual General Meeting. | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Ratification of an amount of US $24,000,000 as the Maximum Aggregate Amount of Compensation of the Executive Management Team for Fiscal Year 2022. | Management | Y | For | For |
| TRANSOCEAN, LTD. | RIG | H8817H100 | 27-May-2021 | Approval of Amendment and Restatement of the Transocean Ltd. 2015 Long-Term Incentive Plan. | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Kenneth J. Bacon | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Madeline S. Bell | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Naomi M. Bergman | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Edward D. Breen | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Gerald L. Hassell | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Jeffrey A. Honickman | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Maritza G. Montiel | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Asuka Nakahara | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | David C. Novak | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Brian L. Roberts | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Advisory vote on executive compensation. | Management | Y | Against | Against |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Ratification of the appointment of our independent auditors. | Management | Y | For | For |
| COMCAST CORPORATION | CMCSA | 20030N101 | 02-Jun-2021 | Shareholder Proposal: To conduct independent investigation and report on risks posed by failing to prevent sexual harassment. | Shareholder | Y | For | Against |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Marcelo Claure | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Srikant M. Datar | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Bavan M. Holloway | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Timotheus Höttges | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Christian P. Illek | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Raphael Kübler | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Thorsten Langheim | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Dominique Leroy | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | G. Michael Sievert | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Teresa A. Taylor | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Omar Tazi | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Kelvin R. Westbrook | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Michael Wilkens | Management | Y | For | For |
| T-MOBILE US, INC. | TMUS | 872590104 | 03-Jun-2021 | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2021. | Management | Y | For | For |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: David P. Abney | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: Richard C. Adkerson | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: Robert W. Dudley | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: Lydia H. Kennard | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: Dustan E. McCoy | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: John J. Stephens | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Election of Director: Frances Fragos Townsend | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | Y | For | For |
| FREEPORT-MCMORAN INC. | FCX | 35671D857 | 08-Jun-2021 | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | Y | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Madison Covered Call & Equity Strategy Fund
By: /s/ Patrick F. Ryan
Patrick F. Ryan, President and Principal Executive Officer
Date: August 13, 2021
