UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number 811-21654
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Pioneer Floating Rate Trust
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(Exact name of registrant as specified in charter)
60 State Street Boston, MA 02109
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(Address of principal executive offices)
Terrence J. Cullen
60 State Street
Boston, MA 02109
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(Name and address of agent for service)
Registrant's telephone number, including area code: (617) 742-7825
Date of fiscal year end: November 30
Date of reporting period: July 1, 2019 to June 30, 2020
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Pioneer Floating Rate Trust
By (Signature and Title) /s/ Lisa Jones
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Lisa Jones, Chief Executive Officer
& President
Date: August 25, 2020
============================= Floating Rate Trust ==============================
BLACKROCK FLOATING RATE INCOME STRATEGIES FUND, INC.
Ticker: FRA Security ID: 09255X100
Meeting Date: JUL 29, 2019 Meeting Type: Annual
Record Date: MAY 30, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard E. Cavanagh For For Management
1.2 Elect Director Frank J. Fabozzi For For Management
1.3 Elect Director Robert Fairbairn For For Management
1.4 Elect Director Henry Gabbay For For Management
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EATON VANCE FLOATING-RATE INCOME TRUST
Ticker: EFT Security ID: 278279104
Meeting Date: MAR 19, 2020 Meeting Type: Annual
Record Date: JAN 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Thomas E. Faust, Jr. For For Management
1b Elect Director Cynthia E. Frost For For Management
1c Elect Director Scott E. Wennerholm For For Management
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FIRST TRUST SENIOR FLOATING RATE INCOME FUND II
Ticker: FCT Security ID: 33733U108
Meeting Date: SEP 09, 2019 Meeting Type: Annual
Record Date: JUL 26, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James A. Bowen For Withhold Management
1.2 Elect Director Robert F. Keith For For Management
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INVESCO EXCHANGE-TRADED FUND TRUST II
Ticker: PTRP Security ID: 46138G508
Meeting Date: AUG 19, 2019 Meeting Type: Special
Record Date: JUN 25, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronn R. Bagge For For Management
1.2 Elect Director Todd J. Barre For For Management
1.3 Elect Director Kevin M. Carome For For Management
1.4 Elect Director Edmund P. Giambastiani, For For Management
Jr.
1.5 Elect Director Victoria J. Herget For For Management
1.6 Elect Director Marc M. Kole For For Management
1.7 Elect Director Yung Bong Lim For For Management
1.8 Elect Director Joanne Pace For For Management
1.9 Elect Director Gary R. Wicker For For Management
1.10 Elect Director Donald H. Wilson For For Management
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INVESCO SENIOR INCOME TRUST
Ticker: VVR Security ID: 46131H107
Meeting Date: AUG 23, 2019 Meeting Type: Annual
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
1a.1 Elect Director Cynthia Hostetler For For Management
1a.2 Elect Director Eli Jones For For Management
1a.3 Elect Director Ann Barnett Stern For For Management
1a.4 Elect Director Raymond Stickel, Jr. For For Management
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PROGENICS PHARMACEUTICALS, INC.
Ticker: PGNX Security ID: 743187106
Meeting Date: JUL 11, 2019 Meeting Type: Proxy Contest
Record Date: MAY 13, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1a Elect Director Peter J. Crowley For Against Management
1b Elect Director Mark R. Baker For For Management
1c Elect Director Bradley L. Campbell For For Management
1d Elect Director Karen J. Ferrante For For Management
1e Elect Director Michael D. Kishbauch For Against Management
1f Elect Director David A. Scheinberg For For Management
1g Elect Director Nicole S. Williams For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Proxy Card) None
FOR is Not a Valid Vote Option for None
Items 1.1 to 1.3
1.1 Management Nominee Peter J. Crowley Against Did Not Vote Shareholder
1.2 Management Nominee Michael D. Kishbauch Against Did Not Vote Shareholder
1.3 Management Nominee Mark R. Baker None Did Not Vote Shareholder
1.4 Management Nominee Bradley L. Campbell None Did Not Vote Shareholder
1.5 Management Nominee Karen J. Ferrante None Did Not Vote Shareholder
1.6 Management Nominee David A. Scheinberg None Did Not Vote Shareholder
1.7 Management Nominee Nicole S. Williams None Did Not Vote Shareholder
2 Ratify Ernst & Young LLP as Auditors None Did Not Vote Management
3 Advisory Vote to Ratify Named Against Did Not Vote Management
Executive Officers' Compensation
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PROGENICS PHARMACEUTICALS, INC.
Ticker: PGNX Security ID: 743187106
Meeting Date: NOV 17, 2019 Meeting Type: Proxy Contest
Record Date: OCT 07, 2019
# Proposal Mgt Rec Vote Cast Sponsor
Management Proxy (White Proxy Card) None
1 Revoke Consent to By-Law Repeal For Did Not Vote Shareholder
Provision
2.1 Revoke Consent to Remove Mark R. Baker For Did Not Vote Shareholder
as Director
2.2 Revoke Consent to Remove David A. For Did Not Vote Shareholder
Scheinberg as Director
2.3 Revoke Consent to Remove Nicole S. For Did Not Vote Shareholder
Williams as Director
2.4 Revoke Consent to Remove Any Person For Did Not Vote Shareholder
Elected or Appointed to the Board
During the Consent Solicitation
3 Revoke Consent to Amend Bylaws to For Did Not Vote Shareholder
Allow Stockholders and Majority of
Directors to Have the Ability to Fill
Any Vacancies on the Board
4 Revoke Consent to Fix Board of For Did Not Vote Shareholder
Directors at Seven
5.1 Revoke Consent to Elect Gerard Ber as For Did Not Vote Shareholder
Director
5.2 Revoke Consent to Elect Eric J. Ende For Did Not Vote Shareholder
as Director
5.3 Revoke Consent to Elect Ann MacDougall For Did Not Vote Shareholder
as Director
5.4 Revoke Consent to Elect Heinz Mausli For Did Not Vote Shareholder
as Director
5.5 Revoke Consent to Elect David W. Mims For Did Not Vote Shareholder
as Director
# Proposal Diss Rec Vote Cast Sponsor
Dissident Proxy (Green Proxy Card) None
1 Consent to By-Law Repeal Provision For For Shareholder
2.1 Consent to Remove Mark R. Baker as For For Shareholder
Director
2.2 Consent to Remove David A. Scheinberg For Against Shareholder
as Director
2.3 Consent to Remove Nicole S. Williams For Against Shareholder
as Director
2.4 Consent to Remove Any Person Elected For For Shareholder
or Appointed to the Board During the
Consent Solicitation
3 Consent to Amend Bylaws to Allow For For Shareholder
Stockholders and Majority of Directors
to Have the Ability to Fill Any
Vacancies on the Board
4 Consent to Fix Board of Directors at For For Shareholder
Seven
5.1 Consent to Elect Gerard Ber as Director For For Shareholder
5.2 Consent to Elect Eric J. Ende as For For Shareholder
Director
5.3 Consent to Elect Ann MacDougall as For Against Shareholder
Director
5.4 Consent to Elect Heinz Mausli as For Against Shareholder
Director
5.5 Consent to Elect David W. Mims as For For Shareholder
Director
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WINDSTREAM SERVICES LLC
Ticker: Security ID: 97381LAB4
Meeting Date: JUN 17, 2020 Meeting Type: Written Consent
Record Date: MAY 07, 2020
# Proposal Mgt Rec Vote Cast Sponsor
1 Vote On The Plan (For = Accept, None For Management
Against = Reject; Abstain Votes Do Not
Count)
2 Opt Out Of The Third-party Release None For Management
(For = Opt Out, Against Or Abstain =
Do Not Opt Out)
========== END NPX REPORT
