Pioneer Floating
Rate Fund, Inc.
Rate Fund, Inc.
Schedule of InvestmentsΒ Β |Β Β February 28, 2023
Β |
Ticker Symbol: PHD |
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | UNAFFILIATED ISSUERS β 149.2% | Β | ||||
Β | Senior Secured Floating Rate Loan Interests β 123.0% of Net Assets(a)* | Β | ||||
Β | Advanced Materials β 1.7% | Β | ||||
915,954 | Gemini HDPE LLC, 2027 Advance, 7.83% (LIBOR + 300 bps), 12/31/27 | $ββββ915,136 | ||||
1,379,987 | Groupe Solmax, Inc., Initial Term Loan, 9.48% (LIBOR + 475 bps), 5/29/28 | ββ1,204,039 | ||||
Β | Total Advanced Materials | ββ$2,119,175 | ||||
Β | Advertising Sales β 1.6% | Β | ||||
2,059,565 | Clear Channel Outdoor Holdings, Inc., Term B Loan, 8.325% (Term SOFR + 350 bps), 8/21/26 | $ββ1,947,719 | ||||
Β | Total Advertising Sales | ββ$1,947,719 | ||||
Β | Advertising Services β 1.8% | Β | ||||
917,700 | CB Poly US Holdings, Inc., Initial Term Loan, 10.08% (Term SOFR + 550 bps), 5/18/29 | $ββββ897,051 | ||||
493,750 | Dotdash Meredith, Inc., Term Loan B, 8.668% (Term SOFR + 400 bps), 12/1/28 | ββββ 436,969 | ||||
987,500 | Summer BC Holdco B LLC, USD Additional Facility B2, 9.23% (LIBOR + 450 bps), 12/4/26 | ββββ938,125 | ||||
Β | Total Advertising Services | ββ$2,272,145 | ||||
Β | Aerospace & Defense β 1.8% | Β | ||||
866,875 | ADS Tactical, Inc., Initial Term Loan, 10.385% (LIBOR + 575 bps), 3/19/26 | $ββββ807,277 | ||||
1,526,359 | WP CPP Holdings LLC, First Lien Initial Term Loan, 8.58% (LIBOR + 375 bps), 4/30/25 | ββ1,397,764 | ||||
Β | Total Aerospace & Defense | ββ$2,205,041 | ||||
Β | Airlines β 1.6% | Β | ||||
500,000 | AAdvantage Loyality IP, Ltd. (American Airlines, Inc.), Initial Term Loan, 9.558% (LIBOR + 475 bps), 4/20/28 | $ββββ513,750 | ||||
1,125,000 | Mileage Plus Holdings LLC (Mileage Plus Intellectual Property Assets, Ltd.), Initial Term Loan, 9.996% (LIBOR + 525 bps), 6/21/27 | ββ1,173,717 | ||||
323,000 | SkyMiles IP, Ltd. (Delta Air Lines, Inc.), Initial Term Loan, 8.558% (LIBOR + 375 bps), 10/20/27 | ββββ334,874 | ||||
Β | Total Airlines | ββ$2,022,341 | ||||
Β | Airport Development & Maintenance β 0.2% | Β | ||||
250,000 | KKR Apple Bidco LLC, Second Lien Initial Term Loan, 10.385% (LIBOR + 575 bps), 9/21/29 | $ββββ245,469 | ||||
Β | Total Airport Development & Maintenance | ββββ$245,469 | ||||
1Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Apparel Manufacturers β 0.3% | Β | ||||
325,000(b) | Hanesbrands Inc., Initial Term Loan B, 2/14/30 | $ββββ324,797 | ||||
Β | Total Apparel Manufacturers | ββββ$324,797 | ||||
Β | Applications Software β 1.1% | Β | ||||
835,000 | Central Parent Inc., First Lien Initial Term Loan, 9.08% (Term SOFR + 450 bps), 7/6/29 | $ββββ833,530 | ||||
248,125 | EP Purchaser LLC, First Lien Closing Date Term Loan, 8.23% (LIBOR + 350 bps), 11/6/28 | ββββ 248,021 | ||||
925,000 | Loyalty Ventures, Inc., Term B Loan, 11.25% (LIBOR + 450 bps), 11/3/27 | ββββ338,550 | ||||
Β | Total Applications Software | ββ$1,420,101 | ||||
Β | Auction House & Art Dealer β 0.4% | Β | ||||
492,500 | Sotheby's, 2021 Second Refinancing Term Loan, 9.33% (LIBOR + 450 bps), 1/15/27 | $ββββ492,654 | ||||
Β | Total Auction House & Art Dealer | ββββ$492,654 | ||||
Β | Auto Parts & Equipment β 3.3% | Β | ||||
640,250 | Adient US LLC, Term B-1 Loan, 7.885% (LIBOR + 325 bps), 4/10/28 | $ββββ640,950 | ||||
591,000 | Autokiniton US Holdings, Inc., Closing Date Term B Loan, 9.101% (LIBOR + 450 bps), 4/6/28 | ββββ 587,412 | ||||
1,702,251 | First Brands Group LLC, First Lien 2021 Term Loan, 10.252% (Term SOFR + 500 bps), 3/30/27 | ββ1,660,759 | ||||
1,565,263 | IXS Holdings, Inc., Initial Term Loan, 9.479% (Term SOFR + 425 bps), 3/5/27 | ββ1,297,212 | ||||
Β | Total Auto Parts & Equipment | ββ$4,186,333 | ||||
Β | Auto-Truck Trailers β 0.9% | Β | ||||
343,306 | American Trailer World Corp., First Lien Initial Term Loan, 8.468% (Term SOFR + 375 bps), 3/3/28 | $ββββ305,371 | ||||
992,500 | Novae LLC, Tranche B Term Loan, 9.696% (Term SOFR + 500 bps), 12/22/28 | ββββ860,580 | ||||
Β | Total Auto-Truck Trailers | ββ$1,165,951 | ||||
Β | Beverages β 0.5% | Β | ||||
165,833 | Naked Juice LLC, First Lien Initial Term Loan, 7.93% (Term SOFR + 325 bps), 1/24/29 | $ββββ150,938 | ||||
500,000 | Pegasus BidCo BV, Initial Dollar Term Loan, 9.011% (Term SOFR + 425 bps), 7/12/29 | ββββ498,750 | ||||
Β | Total Beverages | ββββ$649,688 | ||||
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/232
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Broadcast Service & Programing β 0.6% | Β | ||||
744,375 | Univision Communications, Inc., First Lien Initial Term Loan, 7.885% (LIBOR + 325 bps), 1/31/29 | $ββββ735,186 | ||||
Β | Total Broadcast Service & Programing | ββββ$735,186 | ||||
Β | Building & Construction β 1.5% | Β | ||||
443,265 | DG Investment Intermediate Holdings 2, Inc., First Lien Closing Date Initial Term Loan, 8.385% (Term SOFR + 375 bps), 3/31/28 | $ββββ434,732 | ||||
500,000 | DG Investment Intermediate Holdings 2, Inc., Second Lien Initial Term Loan, 11.385% (Term SOFR + 675 bps), 3/30/29 | ββββ 448,750 | ||||
983,952 | Service Logic Acquisition, Inc., First Lien Closing Date Initial Term Loan, 8.825% (LIBOR + 400 bps), 10/29/27 | ββββ974,112 | ||||
Β | Total Building & Construction | ββ$1,857,594 | ||||
Β | Building & Construction Products β 1.5% | Β | ||||
1,455,048 | Cornerstone Building Brands, Inc., Tranche B Term Loan, 7.838% (LIBOR + 325 bps), 4/12/28 | $ββ1,350,768 | ||||
565,860 | CP Atlas Buyer, Inc., Term B Loan, 8.218% (Term SOFR + 350 bps), 11/23/27 | ββββ520,013 | ||||
Β | Total Building & Construction Products | ββ$1,870,781 | ||||
Β | Building Production β 1.0% | Β | ||||
495,000 | Chariot Buyer LLC., First Lien Initial Term Loan, 7.885% (LIBOR + 325 bps), 11/3/28 | $ββββ478,294 | ||||
841,500 | Vector WP MidCo, Inc. (Vector Canada Acquisition ULC), Initial Term B Loan, 9.625% (LIBOR + 500 bps), 10/12/28 | ββββ830,981 | ||||
Β | Total Building Production | ββ$1,309,275 | ||||
Β | Building-Heavy Construction β 0.7% | Β | ||||
247,487 | Artera Services LLC, First Lien Tranche B Term Loan, 8.23% (LIBOR + 350 bps), 3/6/25 | $ββββ207,374 | ||||
746,222 | Osmose Utilities Services, Inc., First Lien Initial Term Loan, 7.885% (LIBOR + 325 bps), 6/23/28 | ββββ721,814 | ||||
Β | Total Building-Heavy Construction | ββββ$929,188 | ||||
Β | Building-Maintenance & Service β 0.6% | Β | ||||
740,625 | ArchKey Holdings, Inc., First Lien Initial Term Loan, 10.075% (LIBOR + 525 bps), 6/29/28 | $ββββ723,035 | ||||
Β | Total Building-Maintenance & Service | ββββ$723,035 | ||||
Β | Cable & Satellite Television β 1.5% | Β | ||||
532,500 | DIRECTV Financing LLC, Closing Date Term Loan, 9.635% (LIBOR + 500 bps), 8/2/27 | $ββββ519,964 |
3Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Cable & Satellite Television β (continued) | Β | ||||
1,039,624 | Radiate Holdco LLC, Amendment No. 6 Term Loan, 7.885% (LIBOR + 325 bps), 9/25/26 | $ββββ866,353 | ||||
500,000 | Virgin Media Bristol LLC, Facility Q, 7.838% (LIBOR + 325 bps), 1/31/29 | ββββ498,507 | ||||
Β | Total Cable & Satellite Television | ββ$1,884,824 | ||||
Β | Casino Hotels β 0.4% | Β | ||||
496,250 | Century Casinos, Inc., Term B Facility Loan, 10.668% (Term SOFR + 600 bps), 4/2/29 | $ββββ479,502 | ||||
Β | Total Casino Hotels | ββββ$479,502 | ||||
Β | Casino Services β 1.0% | Β | ||||
535,799 | Everi Holdings, Inc., Term B Loan, 7.135% (LIBOR + 250 bps), 8/3/28 | $ββββ534,501 | ||||
493,750 | J&J Ventures Gaming LLC, Initial Term Loan, 8.73% (LIBOR + 400 bps), 4/26/28 | ββββ 476,777 | ||||
566,159 | Lucky Bucks LLC, Initial Term Loan, 10.23% (LIBOR + 550 bps), 7/30/27 | ββββ293,872 | ||||
Β | Total Casino Services | ββ$1,305,150 | ||||
Β | Cellular Telecom β 3.4% | Β | ||||
1,931,801 | Altice France SA, USD TLB-13 Incremental Term Loan, 8.864% (LIBOR + 400 bps), 8/14/26 | $ββ1,879,401 | ||||
544,458 | CCI Buyer, Inc., First Lien Initial Term Loan, 8.58% (Term SOFR + 400 bps), 12/17/27 | ββββ 537,397 | ||||
988,722 | Gogo Intermediate Holdings LLC, Initial Term Loan, 8.575% (LIBOR + 375 bps), 4/30/28 | ββββ 985,426 | ||||
740,625 | Xplornet Communications, Inc., First Lien Refinancing Term Loan, 8.635% (LIBOR + 400 bps), 10/2/28 | ββββ 623,514 | ||||
350,000 | Xplornet Communications, Inc., Second Lien Initial Term Loan, 11.635% (LIBOR + 700 bps), 10/1/29 | ββββ232,750 | ||||
Β | Total Cellular Telecom | ββ$4,258,488 | ||||
Β | Chemicals-Diversified β 2.5% | Β | ||||
1,000,000 | ARC Falcon I, Inc., Second Lien Initial Term Loan, 11.635% (LIBOR + 700 bps), 9/30/29 | $ββββ877,500 | ||||
442,775 | Hexion Holdings Corp., First Lien Initial Term Loan, 9.454% (Term SOFR + 450 bps), 3/15/29 | ββββ 404,032 | ||||
300,000(b) | Ineos US Finance LLC, New USD Term Loan B, 2/10/30 | ββββ 298,500 | ||||
162,500 | LSF11 A5 Holdco LLC, Incremental Term Loan B, 8.968% (Term SOFR + 425 bps), 10/15/28 | ββββ 159,385 |
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/234
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Chemicals-Diversified β (continued) | Β | ||||
500,000 | LSF11 A5 HoldCo LLC, Term Loan, 8.232% (Term SOFR + 350 bps), 10/15/28 | $ββββ488,125 | ||||
985,000 | Mativ Holdings, Inc., Term B Loan, 8.437% (Term SOFR + 375 bps), 4/20/28 | ββββ968,994 | ||||
Β | Total Chemicals-Diversified | ββ$3,196,536 | ||||
Β | Chemicals-Specialty β 2.3% | Β | ||||
351,895 | Avient Corp., Term B-6 Loan, 7.926% (Term SOFR + 325 bps), 8/29/29 | $ββββ352,738 | ||||
1,080,750 | CPC Acquisition Corp., First Lien Initial Term Loan, 8.48% (LIBOR + 375 bps), 12/29/27 | ββββ 914,922 | ||||
250,000 | H.B. Fuller Company, Term Loan B, 7.117% (Term SOFR + 250 bps), 2/15/30 | ββββ 251,979 | ||||
712,407 | LSF11 Skyscraper Holdco S.a r.l. USD Facility B3, 8.23% (LIBOR + 350 bps), 9/29/27 | ββββ 712,185 | ||||
18,661 | Nouryon Finance B.V., Initial Dollar Term Loan, 7.526% (Term SOFR + 275 bps), 10/1/25 | ββββ β18,570 | ||||
653,338 | Olympus Water US Holding Corp., Initial Dollar Term Loan, 8.50% (LIBOR + 375 bps), 11/9/28 | ββββ641,006 | ||||
Β | Total Chemicals-Specialty | ββ$2,891,400 | ||||
Β | Commercial Services β 2.8% | Β | ||||
539,174 | CoreLogic, Inc. (fka First American Corporation), First Lien Initial Term Loan, 8.188% (LIBOR + 350 bps), 6/2/28 | $ββββ464,476 | ||||
589,538 | Indy US Bidco LLC, 2021 Refinancing Dollar Term Loan, 8.385% (LIBOR + 375 bps), 3/6/28 | ββββ 510,196 | ||||
637,000 | TruGreen LP, First Lien Second Refinancing Term Loan, 8.635% (LIBOR + 400 bps), 11/2/27 | ββββ 586,040 | ||||
1,886,503 | Verscend Holding Corp., Term B-1 Loan, 8.635% (LIBOR + 400 bps), 8/27/25 | ββ1,887,514 | ||||
Β | Total Commercial Services | ββ$3,448,226 | ||||
Β | Commercial Services β 0.4% | Β | ||||
480,000 | Corporation Service Company, Term Loan B, 7.968% (Term SOFR + 325 bps), 11/2/29 | $ββββ480,750 | ||||
Β | Total Commercial Services | ββββ$480,750 | ||||
5Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Computer Data Security β 1.2% | Β | ||||
1,135,625 | Magenta Buyer LLC, First Lien Initial Term Loan, 9.58% (LIBOR + 475 bps), 7/27/28 | $ββββ973,798 | ||||
614,492 | Vision Solutions, Inc. (Precisely Software Incorporated), First Lien Third Amendment Term Loan, 8.818% (LIBOR + 400 bps), 4/24/28 | ββββ561,339 | ||||
Β | Total Computer Data Security | ββ$1,535,137 | ||||
Β | Computer Services β 2.1% | Β | ||||
1,117,975 | Ahead DB Holdings LLC, First Lien Term B Loan, 8.48% (LIBOR + 375 bps), 10/18/27 | $ββ1,108,891 | ||||
964,612 | Peraton Corp., First Lien Term B Loan, 8.385% (LIBOR + 375 bps), 2/1/28 | ββββ 957,378 | ||||
592,500 | Sitel Group, Initial Dollar Term Loan, 8.39% (LIBOR + 375 bps), 8/28/28 | ββββ591,482 | ||||
Β | Total Computer Services | ββ$2,657,751 | ||||
Β | Computer Software β 2.2% | Β | ||||
1,240,625 | Cornerstone OnDemand, Inc., First Lien Initial Term Loan, 8.385% (LIBOR + 375 bps), 10/16/28 | $ββ1,149,516 | ||||
494,911 | Help/Systems Holdings, Inc., Term Loan, 8.776% (Term SOFR + 400 bps), 11/19/26 | ββββ 457,298 | ||||
493,719 | Idera, Inc., First Lien Term B-1 Loan, 8.51% (LIBOR + 375 bps), 3/2/28 | ββββ 478,413 | ||||
1,031,625 | Rackspace Technology Global, Inc., First Lien 2021 Term B Loan, 7.595% (LIBOR + 275 bps), 2/15/28 | ββββ655,211 | ||||
Β | Total Computer Software | ββ$2,740,438 | ||||
Β | Computers-Integrated Systems β 0.5% | Β | ||||
552,502 | Atlas CC Acquisition Corp., First Lien Term B Loan, 9.402% (Term SOFR + 425 bps), 5/25/28 | $ββββ485,971 | ||||
112,373 | Atlas CC Acquisition Corp., First Lien Term C Loan, 9.14% (Term SOFR + 425 bps), 5/25/28 | βββββ98,842 | ||||
Β | Total Computers-Integrated Systems | ββββ$584,813 | ||||
Β | Consulting Services β 1.3% | Β | ||||
1,034,616 | Ankura Consulting Group LLC, First Lien Closing Date Term Loan, 9.232% (Term SOFR + 450 bps), 3/17/28 | $ββββ996,680 | ||||
717,573 | MAG DS Corp., Initial Term Loan, 10.23% (LIBOR + 550 bps), 4/1/27 | ββββ660,167 | ||||
Β | Total Consulting Services | ββ$1,656,847 | ||||
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/236
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Consumer Products β 0.6% | Β | ||||
1,273,563 | Instant Brands Holdings, Inc., Initial Loan, 9.953% (LIBOR + 500 bps), 4/12/28 | $ββββ706,827 | ||||
Β | Total Consumer Products | ββββ$706,827 | ||||
Β | Containers-Metal & Glass β 0.7% | Β | ||||
977,550 | Plaze, Inc., 2021-1 Term Loan, 10.25% (LIBOR + 375 bps), 8/3/26 | $ββββ918,897 | ||||
Β | Total Containers-Metal & Glass | ββββ$918,897 | ||||
Β | Containers-Paper & Plastic β 2.6% | Β | ||||
491,228 | Charter Next Generation, Inc., First Lien 2021 Initial Term Loan, 8.482% (Term SOFR + 375 bps), 12/1/27 | $ββββ484,167 | ||||
779,274 | Pregis TopCo LLC, First Lien Initial Term Loan, 8.482% (Term SOFR + 375 bps), 7/31/26 | ββββ 772,333 | ||||
1,287,957 | ProAmpac PG Borrower LLC, First Lien 2020-1 Term Loan, 7.959% (LIBOR + 375 bps), 11/3/25 | ββ1,269,281 | ||||
691,625 | Trident TPI Holdings, Inc., Tranche B-3 Initial Term Loan, 8.73% (LIBOR + 400 bps), 9/15/28 | ββββ682,692 | ||||
Β | Total Containers-Paper & Plastic | ββ$3,208,473 | ||||
Β | Cosmetics & Toiletries β 0.6% | Β | ||||
770,369 | Sunshine Luxembourg VII S.a r.l. Facility B3, 8.48% (LIBOR + 375 bps), 10/1/26 | $ββββ751,110 | ||||
Β | Total Cosmetics & Toiletries | ββββ$751,110 | ||||
Β | Cruise Lines β 1.3% | Β | ||||
1,608,750 | Carnival Corp., Initial Advance, 7.635% (LIBOR + 300 bps), 6/30/25 | $ββ1,585,825 | ||||
Β | Total Cruise Lines | ββ$1,585,825 | ||||
Β | Data Processing & Management β 0.4% | Β | ||||
548,625 | DTI Holdco, Inc., First Lien Initial Term Loan, 9.426% (Term SOFR + 475 bps), 4/26/29 | $ββββ515,708 | ||||
Β | Total Data Processing & Management | ββββ$515,708 | ||||
Β | Diagnostic Equipment β 0.3% | Β | ||||
498,734 | Curia Global, Inc., First Lien 2021 Term Loan, 8.526% (Term SOFR + 375 bps), 8/30/26 | $ββββ432,106 | ||||
Β | Total Diagnostic Equipment | ββββ$432,106 | ||||
Β | Dialysis Centers β 1.1% | Β | ||||
2,033,404 | US Renal Care, Inc., Initial Term Loan, 9.688% (LIBOR + 500 bps), 6/26/26 | $ββ1,372,547 | ||||
Β | Total Dialysis Centers | ββ$1,372,547 | ||||
7Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Distribution & Wholesale β 1.3% | Β | ||||
595,500 | AIP RD Buyer Corp., First Lien Term Loan B, 8.868% (Term SOFR + 425 bps), 12/22/28 | $ββββ592,708 | ||||
1,092,195 | Patriot Container Corp. (aka Wastequip), First Lien Closing Date Term Loan, 8.468% (Term SOFR + 375 bps), 3/20/25 | ββ1,029,564 | ||||
Β | Total Distribution & Wholesale | ββ$1,622,272 | ||||
Β | E-Commerce β 0.8% | Β | ||||
491,250 | CNT Holdings I Corp., First Lien Initial Term Loan, 8.125% (Term SOFR + 350 bps), 11/8/27 | $ββββ483,037 | ||||
498,750 | TA TT Buyer LLC, First Lien Initial Term Loan, 8.981% (Term SOFR + 500 bps), 4/2/29 | ββββ476,306 | ||||
Β | Total E-Commerce | ββββ$959,343 | ||||
Β | Electric-Generation β 2.0% | Β | ||||
958,666 | Compass Power Generation, L.L.C., Tranche B-2 Term Loan, 8.981% (Term SOFR + 425 bps), 4/14/29 | $ββββ956,136 | ||||
691,793 | Eastern Power LLC (Eastern Covert Midco LLC), Term Loan, 8.48% (LIBOR + 375 bps), 10/2/25 | ββββ 633,855 | ||||
877,111 | Hamilton Projects Acquiror LLC, Term Loan, 9.23% (LIBOR + 450 bps), 6/17/27 | ββββ876,172 | ||||
Β | Total Electric-Generation | ββ$2,466,163 | ||||
Β | Electric-Integrated β 2.4% | Β | ||||
1,153,093 | Constellation Renewables LLC, Loan, 7.46% (LIBOR + 250 bps), 12/15/27 | $ββ1,152,252 | ||||
1,418,625 | PG&E Corp., Term Loan, 7.688% (LIBOR + 300 bps), 6/23/25 | ββ1,415,965 | ||||
479,452 | Pike Corp., 2028 Initial Term Loan, 7.64% (LIBOR + 300 bps), 1/21/28 | ββββ477,555 | ||||
Β | Total Electric-Integrated | ββ$3,045,772 | ||||
Β | Electronic Composition β 2.0% | Β | ||||
1,695,843 | Energy Acquisition LP, First Lien Initial Term Loan, 8.885% (LIBOR + 425 bps), 6/26/25 | $ββ1,555,583 | ||||
1,027,751 | Natel Engineering Co., Inc., Initial Term Loan, 10.42% (LIBOR + 625 bps), 4/30/26 | ββββ914,699 | ||||
Β | Total Electronic Composition | ββ$2,470,282 | ||||
Β | Engines β 0.9% | Β | ||||
1,300,000 | Arcline FM Holdings LLC, Second Lien Term Loan, 12.98% (LIBOR + 825 bps), 6/25/29 | $ββ1,183,000 | ||||
Β | Total Engines | ββ$1,183,000 | ||||
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/238
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Enterprise Software & Services β 1.0% | Β | ||||
500,000 | First Advantage Holdings LLC, First Lien Term B-1 Loan, 7.385% (LIBOR + 275 bps), 1/31/27 | $ββββ498,906 | ||||
299,242 | Polaris Newco LLC, First Lien Dollar Term Loan, 8.73% (LIBOR + 400 bps), 6/2/28 | ββββ 277,398 | ||||
493,750 | Skopima Consilio Parent LLC, First Lien Initial Term Loan, 8.635% (LIBOR + 400 bps), 5/12/28 | ββββ473,259 | ||||
Β | Total Enterprise Software & Services | ββ$1,249,563 | ||||
Β | Finance-Investment Banker β 0.5% | Β | ||||
698,731 | Hudson River Trading LLC, Term Loan, 7.732% (Term SOFR + 300 bps), 3/20/28 | $ββββ669,472 | ||||
Β | Total Finance-Investment Banker | ββββ$669,472 | ||||
Β | Finance-Leasing Company β 0.4% | Β | ||||
550,000(b) | Castlelake Aviation Finance Designated Activity Company, Incremental Term Loan, 10/22/27 | $ββββ545,417 | ||||
Β | Total Finance-Leasing Company | ββββ$545,417 | ||||
Β | Food-Dairy Products β 1.4% | Β | ||||
1,710,625 | Chobani LLC., 2020 New Term Loan, 8.07% (LIBOR + 350 bps), 10/25/27 | $ββ1,704,744 | ||||
Β | Total Food-Dairy Products | ββ$1,704,744 | ||||
Β | Footwear & Related Apparel β 0.5% | Β | ||||
628,125 | Crocs, Inc., Term Loan, 7.731% (Term SOFR + 350 bps), 2/20/29 | $ββββ627,340 | ||||
Β | Total Footwear & Related Apparel | ββββ$627,340 | ||||
Β | Gambling (Non-Hotel) β 0.7% | Β | ||||
399,000 | Flutter Entertainment plc, Third Amendment 2028-B Term Loan, 8.092% (Term SOFR + 325 bps), 7/22/28 | $ββββ399,574 | ||||
498,747 | Scientific Games International, Inc., Initial Term B Loan, 7.562% (Term SOFR + 300 bps), 4/14/29 | ββββ498,331 | ||||
Β | Total Gambling (Non-Hotel) | ββββ$897,905 | ||||
Β | Hotels & Motels β 0.6% | Β | ||||
200,000 | Playa Hotels & Resorts B.V., 2022 Term Loan, 8.814% (Term SOFR + 425 bps), 1/5/29 | $ββββ199,688 | ||||
500,000 | Travel + Leisure Co., 2022 Incremental Term Loan, 8.608% (Term SOFR + 400 bps), 12/14/29 | ββββ499,375 | ||||
Β | Total Hotels & Motels | ββββ$699,063 | ||||
9Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Human Resources β 0.8% | Β | ||||
982,500 | Ingenovis Health, Inc. (fka CCRR Parent, Inc.), First Lien Initial Term Loan, 8.39% (LIBOR + 375 bps), 3/6/28 | $ββββ962,850 | ||||
Β | Total Human Resources | ββββ$962,850 | ||||
Β | Independent Power Producer β 1.1% | Β | ||||
1,458,604 | EFS Cogen Holdings I LLC, Term B Advance, 8.23% (LIBOR + 350 bps), 10/1/27 | $ββ1,428,748 | ||||
Β | Total Independent Power Producer | ββ$1,428,748 | ||||
Β | Investment Companies β 0.6% | Β | ||||
751,184 | Diebold Nixdorf Holding Germany GmbH, Term Loan, 4.561% (Term SOFR + 650 bps), 7/15/25 | $ββββ784,517 | ||||
Β | Total Investment Companies | ββββ$784,517 | ||||
Β | Investment Management & Advisory Services β 1.7% | Β | ||||
249,372 | Allspring Buyer LLC, Initial Term Loan, 7.75% (LIBOR + 300 bps), 11/1/28 | $ββββ248,333 | ||||
592,500(b) | Edelman Financial Engines Center LLC, First Lien 2021 Initial Term Loan, 8.135% (LIBOR + 350 bps), 4/7/28 | ββββ 578,462 | ||||
992,500 | LHS Borrower LLC, Initial Term Loan, 9.468% (Term SOFR + 475 bps), 2/16/29 | ββββ 811,369 | ||||
500,000 | Russell Investments US Institutional Holdco, Inc., 2025 Term Loan, 8.135% (LIBOR + 350 bps), 5/30/25 | ββββ493,437 | ||||
Β | Total Investment Management & Advisory Services | ββ$2,131,601 | ||||
Β | Lottery Services β 0.6% | Β | ||||
798,000 | Scientific Games Holdings LP, First Lien Initial Dollar Term Loan, 8.103% (Term SOFR + 350 bps), 4/4/29 | $ββββ785,345 | ||||
Β | Total Lottery Services | ββββ$785,345 | ||||
Β | Machinery β 1.7% | Β | ||||
779,821 | East West Manufacturing LLC, Initial Term Loan, 10.426% (Term SOFR + 575 bps), 12/22/28 | $ββββ733,032 | ||||
1,485,000 | Engineered Components & Systems LLC, First Lien Initial Term Loan, 10.601% (LIBOR + 600 bps), 8/2/28 | ββ1,355,063 | ||||
Β | Total Machinery | ββ$2,088,095 | ||||
Β | Machinery-Pumps β 0.7% | Β | ||||
921,307 | Circor International, Inc., Initial Term Loan, 10.135% (LIBOR + 550 bps), 12/20/28 | $ββββ919,004 | ||||
Β | Total Machinery-Pumps | ββββ$919,004 | ||||
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/2310
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Medical Diagnostic Imaging β 0.6% | Β | ||||
835,931 | US Radiology Specialists, Inc. (US Outpatient Imaging Services, Inc.), Closing Date Term Loan, 9.885% (LIBOR + 525 bps), 12/15/27 | $ββββ784,032 | ||||
Β | Total Medical Diagnostic Imaging | ββββ$784,032 | ||||
Β | Medical Information Systems β 1.0% | Β | ||||
798,326 | athenahealth Group, Inc., Initial Term Loan, 8.061% (Term SOFR + 350 bps), 2/15/29 | $ββββ743,441 | ||||
491,269 | Azalea TopCo, Inc., First Lien 2021 Term Loan, 8.385% (LIBOR + 375 bps), 7/24/26 | ββββ462,407 | ||||
Β | Total Medical Information Systems | ββ$1,205,848 | ||||
Β | Medical Labs & Testing Services β 2.7% | Β | ||||
375,000 | Charlotte Buyer, Inc., First Lien Initial Term Loan B, 9.81% (Term SOFR + 525 bps), 2/11/28 | $ββββ366,719 | ||||
90,501 | Envision Healthcare Corp., First Out Term Loan, 12.605% (Term SOFR + 788 bps), 3/31/27 | ββββ β81,903 | ||||
771,314 | Envision Healthcare Corp., Third Out Term Loan, 8.33% (Term SOFR + 375 bps), 3/31/27 | ββββ 172,582 | ||||
491,184 | eResearchTechnology, Inc., First Lien Initial Term Loan, 9.135% (LIBOR + 450 bps), 2/4/27 | ββββ 453,373 | ||||
1,455,300 | FC Compassus LLC, Term B-1 Loan, 8.98% (LIBOR + 425 bps), 12/31/26 | ββ1,384,354 | ||||
500,000(b) | Phoenix Guarantor Inc., First Lien Tranche B-3 Term Loan, 3/5/26 | ββββ 492,768 | ||||
492,500 | Sound Inpatient Physicians, Inc., First Lien 2021 Incremental Term Loan, 7.825% (LIBOR + 300 bps), 6/27/25 | ββββ403,850 | ||||
Β | Total Medical Labs & Testing Services | ββ$3,355,549 | ||||
Β | Medical Products β 1.0% | Β | ||||
1,238,679 | NMN Holdings III Corp., First Lien Closing Date Term Loan, 8.385% (LIBOR + 375 bps), 11/13/25 | $ββ1,064,232 | ||||
214,008 | NMN Holdings III Corp., First Lien Delayed Draw Term Loan, 8.385% (LIBOR + 375 bps), 11/13/25 | ββββ183,869 | ||||
Β | Total Medical Products | ββ$1,248,101 | ||||
Β | Medical-Biomedical & Generation β 0.8% | Β | ||||
986,000 | ANI Pharmaceuticals, Inc., Initial Term Loan, 10.635% (LIBOR + 600 bps), 11/19/27 | $ββββ951,490 | ||||
Β | Total Medical-Biomedical & Generation | ββββ$951,490 | ||||
Β | Medical-Drugs β 1.8% | Β | ||||
1,477,992(c) | Endo Luxembourg Finance Company I S.a r.l., 2021 Term Loan, 13.75% (LIBOR + 400 bps), 3/27/28 | $ββ1,174,634 |
11Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Medical-Drugs β (continued) | Β | ||||
444,113 | Jazz Pharmaceuticals Public Limited Company, Initial Dollar Term Loan, 8.135% (LIBOR + 350 bps), 5/5/28 | $ββββ443,959 | ||||
705,882 | Padagis LLC, Term B Loan, 9.538% (LIBOR + 475 bps), 7/6/28 | ββββ653,823 | ||||
Β | Total Medical-Drugs | ββ$2,272,416 | ||||
Β | Medical-HMO β 0.7% | Β | ||||
985,000 | One Call Corp., First Lien Term B Loan, 10.375% (LIBOR + 550 bps), 4/22/27 | $ββββ819,192 | ||||
Β | Total Medical-HMO | ββββ$819,192 | ||||
Β | Medical-Hospitals β 1.1% | Β | ||||
375,000 | EyeCare Partners, LLC, Incremental First Lien Term Loan, 9.18% (Term SOFR + 450 bps), 11/15/28 | $ββββ312,500 | ||||
1,404,770 | Quorum Health Corp., Exit Term Loan, 12.975% (Term SOFR + 825 bps), 4/29/25 | ββββ 920,125 | ||||
186,466 | Surgery Center Holdings, Inc., 2021 New Term Loan, 8.36% (LIBOR + 375 bps), 8/31/26 | ββββ185,374 | ||||
Β | Total Medical-Hospitals | ββ$1,417,999 | ||||
Β | Medical-Outpatient & Home Medicine β 0.4% | Β | ||||
496,630 | Medical Solutions Holdings, Inc., First Lien Initial Term Loan, 8.24% (Term SOFR + 325 bps), 11/1/28 | $ββββ484,463 | ||||
Β | Total Medical-Outpatient & Home Medicine | ββββ$484,463 | ||||
Β | Medical-Wholesale Drug Distribution β 1.1% | Β | ||||
450,000 | CVET Midco 2 LP, First Lien Initial Term Loan, 9.58% (Term SOFR + 500 bps), 10/13/29 | $ββββ425,531 | ||||
947,150(b) | Gainwell Acquisition Corp., First Lien Term B Loan, 8.73% (Term SOFR +400 bps), 10/1/27 | ββββ913,289 | ||||
Β | Total Medical-Wholesale Drug Distribution | ββ$1,338,820 | ||||
Β | Metal Processors & Fabrication β 1.6% | Β | ||||
493,750 | Grinding Media, Inc. (Molycop, Ltd.), First Lien Initial Term Loan, 8.765% (LIBOR + 400 bps), 10/12/28 | $ββββ466,594 | ||||
738,750 | Tiger Acquisition LLC, First Lien Initial Term Loan, 7.885% (Term SOFR + 325 bps), 6/1/28 | ββββ 722,821 | ||||
790,080 | WireCo WorldGroup, Inc., Initial Term Loan, 8.875% (LIBOR + 425 bps), 11/13/28 | ββββ789,339 | ||||
Β | Total Metal Processors & Fabrication | ββ$1,978,754 | ||||
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/2312
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Metal-Iron β 0.8% | Β | ||||
9,370 | TMS International Corp., Term B-2 Loan, 7.575% (LIBOR + 275 bps), 8/14/24 | $ββββββ9,370 | ||||
946,667 | TMS International Corp., Term B-3 Loan, 7.575% (LIBOR + 275 bps), 8/14/24 | ββββ946,667 | ||||
Β | Total Metal-Iron | ββββ$956,037 | ||||
Β | Multimedia β 0.3% | Β | ||||
349,375 | The E.W. Scripps Company, Tranche B-3 Term Loan, 7.385% (LIBOR + 275 bps), 1/7/28 | $ββββ344,134 | ||||
Β | Total Multimedia | ββββ$344,134 | ||||
Β | Office Automation & Equipment β 0.7% | Β | ||||
884,250 | Pitney Bowes, Inc., Refinancing Tranche B Term Loan, 8.732% (Term SOFR + 400 bps), 3/17/28 | $ββββ854,407 | ||||
Β | Total Office Automation & Equipment | ββββ$854,407 | ||||
Β | Oil-Field Services β 1.6% | Β | ||||
1,774,980 | ProFrac Holdings II LLC, Term Loan, 12.099% (Term SOFR + 725 bps), 3/4/25 | $ββ1,806,042 | ||||
250,000 | ProFrac Holdings II, LLC, Delayed Draw Term A Loan, 12.151% (Term SOFR + 725 bps), 3/4/25 | ββββ250,312 | ||||
Β | Total Oil-Field Services | ββ$2,056,354 | ||||
Β | Pastoral & Agricultural β 0.5% | Β | ||||
643,500 | Alltech, Inc., Term B Loan, 8.635% (LIBOR + 400 bps), 10/13/28 | $ββββ629,290 | ||||
Β | Total Pastoral & Agricultural | ββββ$629,290 | ||||
Β | Pharmacy Services β 0.3% | Β | ||||
346,500 | Option Care Health, Inc., First Lien 2021 Refinancing Term Loan, 7.385% (LIBOR + 275 bps), 10/27/28 | $ββββ346,789 | ||||
Β | Total Pharmacy Services | ββββ$346,789 | ||||
Β | Physical Practice Management β 2.3% | Β | ||||
3,451,279 | Team Health Holdings, Inc., Extended Term Loan, 9.868% (Term SOFR + 525 bps), 3/2/27 | $ββ2,907,702 | ||||
Β | Total Physical Practice Management | ββ$2,907,702 | ||||
13Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Physical Therapy & Rehabilitation Centers β 2.1% | Β | ||||
926,333 | Summit Behavioral Healthcare LLC, First Lien Initial Term Loan, 9.885% (Term SOFR + 475 bps), 11/24/28 | $ββββ899,122 | ||||
2,190,450 | Upstream Newco, Inc., First Lien August 2021 Incremental Term Loan, 9.092% (Term SOFR + 425 bps), 11/20/26 | ββ1,792,883 | ||||
Β | Total Physical Therapy & Rehabilitation Centers | ββ$2,692,005 | ||||
Β | Pipelines β 3.4% | Β | ||||
300,000 | Brazos Delaware II, LLC, Initial Term Loan, 8.315% (Term SOFR + 375 bps), 2/11/30 | $ββββ298,687 | ||||
500,000 | Centurion Pipeline Company LLC, Initial Term Loan, 7.885% (LIBOR + 325 bps), 9/29/25 | ββββ 499,166 | ||||
399,000 | M6 Etx Holdings II Midco, LLC, Term Loan B, 9.158% (Term SOFR + 450 bps), 9/19/29 | ββββ 397,920 | ||||
3,086,885 | Traverse Midstream Partners LLC, Advance, 8.45% (Term SOFR + 375 bps), 2/16/28 | ββ3,067,592 | ||||
Β | Total Pipelines | ββ$4,263,365 | ||||
Β | Professional Sports β 0.4% | Β | ||||
500,000 | Formula One Management, Ltd. First Lien Facility B Loan, 7.868% (Term SOFR + 325 bps), 1/15/30 | $ββββ501,965 | ||||
Β | Total Professional Sports | ββββ$501,965 | ||||
Β | Property & Casualty Insurance β 2.3% | Β | ||||
491,250 | Asurion LLC, New B-9 Term Loan, 7.885% (LIBOR + 325 bps), 7/31/27 | $ββββ459,524 | ||||
1,250,000 | Asurion LLC, Second Lien New B-4 Term Loan, 9.885% (LIBOR + 525 bps), 1/20/29 | ββ1,067,709 | ||||
224,437 | Asurion, LLC, New B-10 Term Loan, 8.68% (Term SOFR + 400 bps), 8/19/28 | ββββ 210,901 | ||||
247,409 | Asurion, LLC, New B-11 Term Loan, 8.912% (Term SOFR + 425 bps), 8/19/28 | ββββ 234,235 | ||||
614,194 | Sedgwick Claims Management Services, Inc. (Lightning Cayman Merger Sub, Ltd.), 2020 Term Loan, 8.596% ( Term SOFR + 375 bps), 2/17/28 | ββββ 615,633 | ||||
250,000(b) | Sedgwick Claims Management Services, Inc. (Lightning Cayman Merger Sub, Ltd.), Term Loan, 2/17/28 | ββββ247,500 | ||||
Β | Total Property & Casualty Insurance | ββ$2,835,502 | ||||
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/2314
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Protection-Safety β 1.5% | Β | ||||
1,481,250 | APX Group, Inc., Initial Term Loan, 10.00% (LIBOR + 325 bps), 7/10/28 | $ββ1,441,441 | ||||
497,468 | Prime Security Services Borrower LLC, First Lien 2021 Refinancing Term B-1 Loan, 7.575% (LIBOR + 275 bps), 9/23/26 | ββββ496,847 | ||||
Β | Total Protection-Safety | ββ$1,938,288 | ||||
Β | Publishing β 1.8% | Β | ||||
845,625(b) | Cengage Learning, Inc., First Lien Term B Loan, 9.88% (LIBOR + 475 bps), 7/14/26 | $ββββ801,547 | ||||
798,000 | Houghton Mifflin Harcourt Company, First Lien Term B Loan, 9.968% (Term SOFR + 525 bps), 4/9/29 | ββββ 731,167 | ||||
740,625 | McGraw-Hill Education, Inc., Initial Term Loan, 9.703% (LIBOR + 475 bps), 7/28/28 | ββββ712,852 | ||||
Β | Total Publishing | ββ$2,245,566 | ||||
Β | Publishing-Periodicals β 0.3% | Β | ||||
372,188 | MJH Healthcare Holdings LLC, Initial Term B Loan, 8.218% (Term SOFR + 350 bps), 1/28/29 | $ββββ366,837 | ||||
Β | Total Publishing-Periodicals | ββββ$366,837 | ||||
Β | Recycling β 0.6% | Β | ||||
837,992 | LTR Intermediate Holdings, Inc., Initial Term Loan, 9.23% (LIBOR + 450 bps), 5/5/28 | $ββββ768,858 | ||||
Β | Total Recycling | ββββ$768,858 | ||||
Β | Rental Auto & Equipment β 0.6% | Β | ||||
945,450 | PECF USS Intermediate Holding III Corp., Initial Term Loan, 8.885% (LIBOR + 425 bps), 12/15/28 | $ββββ805,996 | ||||
Β | Total Rental Auto & Equipment | ββββ$805,996 | ||||
Β | Retail β 6.2% | Β | ||||
539,052 | Great Outdoors Group LLC, Term B-2 Loan, 8.385% (LIBOR + 375 bps), 3/6/28 | $ββββ531,583 | ||||
1,015,250 | Highline Aftermarket Acquisition LLC, First Lien Initial Term Loan, 9.135% (LIBOR + 450 bps), 11/9/27 | ββββ 967,026 | ||||
1,034,250 | Michaels Cos, Inc., The Term B Loan, 8.98% (LIBOR + 425 bps), 4/15/28 | ββββ 950,864 | ||||
491,250 | Petco Health & Wellness Co., Inc., First Lien Initial Term Loan, 8.092% (Term SOFR + 325 bps), 3/3/28 | ββββ 486,913 | ||||
1,034,250 | PetSmart LLC, Initial Term Loan, 8.468% (Term SOFR + 375 bps), 2/11/28 | ββ1,032,850 | ||||
736,931 | RVR Dealership Holdings LLC, Term Loan, 8.553% (Term SOFR + 375 bps), 2/8/28 | ββββ 628,234 |
15Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Retail β (continued) | Β | ||||
689,500 | SRS Distribution, Inc., 2021 Reο¬nancing Term Loan, 8.135% (LIBOR + 350 bps), 6/2/28 | $ββββ668,492 | ||||
1,399,691 | Staples, Inc., 2019 Refinancing New Term B-2 Loan, 9.314% (LIBOR + 450 bps), 9/12/24 | ββ1,395,535 | ||||
468,750 | Torrid LLC, Closing Date Term Loan, 10.315% (LIBOR + 550 bps), 6/14/28 | ββββ 405,469 | ||||
746,231 | White Cap Supply Holdings LLC, Initial Closing Date Term Loan, 8.312% (Term SOFR + 375 bps), 10/19/27 | ββββ736,182 | ||||
Β | Total Retail | ββ$7,803,148 | ||||
Β | Rubber & Plastic Products β 1.3% | Β | ||||
1,130,053 | Gates Global LLC, Initial B-3 Dollar Term Loan, 7.135% (LIBOR + 250 bps), 3/31/27 | $ββ1,126,778 | ||||
498,750 | Gates Global LLC, Initial B-4 Dollar Term Loan, 8.063% (Term SOFR + 350 bps), 11/16/29 | ββββ499,893 | ||||
Β | Total Rubber & Plastic Products | ββ$1,626,671 | ||||
Β | Schools β 1.1% | Β | ||||
300,000(b) | Fugue Finance LLC, Term Loan, 1/31/28 | $ββββ301,125 | ||||
1,069,335 | KUEHG Corp. (fka KC MergerSub, Inc.), Term B-3 Loan, 8.48% (LIBOR + 375 bps), 2/21/25 | ββ1,048,750 | ||||
Β | Total Schools | ββ$1,349,875 | ||||
Β | Security Services β 1.8% | Β | ||||
350,000 | Allied Universal Holdco LLC (f/k/a USAGM Holdco LLC), Initial U.S. Dollar Term Loan, 8.468% (Term SOFR + 375 bps), 5/12/28 | $ββββ337,834 | ||||
1,964,719 | Garda World Security Corp., Term B-2 Loan, 8.85% (LIBOR + 425 bps), 10/30/26 | ββ1,963,983 | ||||
Β | Total Security Services | ββ$2,301,817 | ||||
Β | Semiconductor Equipment β 0.9% | Β | ||||
1,186,482 | Ultra Clean Holdings, Inc., Second Amendment Term B Loan, 8.385% (LIBOR + 375 bps), 8/27/25 | $ββ1,188,706 | ||||
Β | Total Semiconductor Equipment | ββ$1,188,706 | ||||
Β | Shipbuilding β 0.8% | Β | ||||
1,038,059 | MHI Holdings LLC, Initial Term Loan, 9.635% (LIBOR + 500 bps), 9/21/26 | $ββ1,039,356 | ||||
Β | Total Shipbuilding | ββ$1,039,356 | ||||
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/2316
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Soap & Cleaning Preparation β 0.5% | Β | ||||
990,000 | Knight Health Holdings LLC, Term B Loan, 9.885% (LIBOR + 525 bps), 12/23/28 | $ββββ587,812 | ||||
Β | Total Soap & Cleaning Preparation | ββββ$587,812 | ||||
Β | Steel Producers β 0.2% | Β | ||||
120,085(d) | Phoenix Services International LLC, Initial Term Loan, 16.618% (Term SOFR + 200 bps), 3/28/23 | $ββββ115,894 | ||||
1,490,652(c) | Phoenix Services International LLC, Term B Loan, 6.075% (LIBOR + 375 bps), 3/1/25 | ββββ183,936 | ||||
Β | Total Steel Producers | ββββ$299,830 | ||||
Β | Telecom Services β 1.2% | Β | ||||
648,375 | Patagonia Holdco LLC, Amendment No.1 Term Loan, 10.473% (Term SOFR + 575 bps), 8/1/29 | $ββββ560,844 | ||||
1,024,692 | Windstream Services II, LLC, Initial Term Loan, 10.968% (Term SOFR + 625 bps), 9/21/27 | ββββ920,942 | ||||
Β | Total Telecom Services | ββ$1,481,786 | ||||
Β | Telephone-Integrated β 0.4% | Β | ||||
500,000(b) | Level 3 Financing, Inc., Tranche B 2027 Term Loan, 6.385% (LIBOR + 175 bps), 3/1/27 | $ββββ458,125 | ||||
Β | Total Telephone-Integrated | ββββ$458,125 | ||||
Β | Textile-Home Furnishings β 0.6% | Β | ||||
992,500 | Runner Buyer, Inc., Initial Term Loan, 10.454% (LIBOR + 550 bps), 10/20/28 | $ββββ746,456 | ||||
Β | Total Textile-Home Furnishings | ββββ$746,456 | ||||
Β | Theaters β 0.5% | Β | ||||
1,047,227 | AMC Entertainment Holdings, Inc. (fka AMC Entertainment, Inc.), Term B-1 Loan, 7.573% (LIBOR + 300 bps), 4/22/26 | $ββββ661,062 | ||||
Β | Total Theaters | ββββ$661,062 | ||||
Β | Transport-Air Freight β 0.3% | Β | ||||
350,000(b) | Atlas Air Inc., Term Loan, 2/8/30 | $ββββ341,031 | ||||
Β | Total Transport-Air Freight | ββββ$341,031 | ||||
Β | Transportation - Trucks β 0.4% | Β | ||||
493,750 | Carriage Purchaser, Inc., Term B Loan, 8.885% (LIBOR + 425 bps), 9/30/28 | $ββββ486,446 | ||||
Β | Total Transportation - Trucks | ββββ$486,446 | ||||
Β | Transportation Services β 2.0% | Β | ||||
1,185,000 | AIT Worldwide Logistics Holdings, Inc., First Lien Initial Term Loan, 9.33% (LIBOR + 475 bps), 4/6/28 | $ββ1,145,993 |
17Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Transportation Services β (continued) | Β | ||||
374,026(b) | First Student Bidco Inc., 2022 Incremental Term B Loan, 7/21/28 | $ββββ365,494 | ||||
25,974(b) | First Student Bidco Inc., 2022 Incremental Term C Loan, 7/21/28 | ββββ β25,382 | ||||
542,316 | First Student Bidco, Inc., Initial Term B Loan, 7.726% (LIBOR + 300 bps), 7/21/28 | ββββ 518,590 | ||||
202,206 | First Student Bidco, Inc., Initial Term C Loan, 7.726% (LIBOR + 300 bps), 7/21/28 | ββββ 193,359 | ||||
345,625 | LaserShip, Inc., First Lien Initial Term Loan, 9.23% (LIBOR + 450 bps), 5/7/28 | ββββ290,901 | ||||
Β | Total Transportation Services | ββ$2,539,719 | ||||
Β | Wireless Equipment β 0.5% | Β | ||||
582,075 | Maxar Technologies Inc., Initial Term Loan, 8.968% (Term SOFR + 425 bps), 6/14/29 | $ββββ583,750 | ||||
Β | Total Wireless Equipment | ββββ$583,750 | ||||
Β | Total Senior Secured Floating Rate Loan Interests (Cost $164,716,569) | $154,193,673 | ||||
Shares | Β | Β | Β | Β | Β | Β |
Β | Common Stocks β 0.5% of Net Assets | Β | ||||
Β | Airlines β 0.3% | Β | ||||
40,684(e) | Grupo Aeromexico SAB de CV | $ββββ444,719 | ||||
Β | Total Airlines | ββββ$444,719 | ||||
Β | Oil, Gas & Consumable Fuels β 0.2% | Β | ||||
13,075(e) | Summit Midstream Partners LP | $ββββ218,222 | ||||
Β | Total Oil, Gas & Consumable Fuels | ββββ$218,222 | ||||
Β | Total Common Stocks (Cost $813,401) | ββββ$662,941 | ||||
Principal Amount USD ($) | Β | Β | Β | Β | Β | Β |
Β | Asset Backed Securities β 2.8% of Net Assets | Β | ||||
1,000,000(a) | 522 Funding CLO, Ltd., Series 2019-4A, Class E, 11.808% (3 Month USD LIBOR + 700 bps), 4/20/30 (144A) | $ββββ875,586 |
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/2318
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Asset Backed Securities β (continued) | Β | ||||
1,000,000(a) | Goldentree Loan Management US CLO 2, Ltd., Series 2017-2A, Class E, 9.508% (3 Month USD LIBOR + 470 bps), 11/28/30 (144A) | $ββββ877,953 | ||||
1,000,000 | JPMorgan Chase Bank NA - CACLN, Series 2021-3, Class G, 9.812%, 2/26/29 (144A) | ββββ 872,243 | ||||
1,000,000(a) | Octagon Investment Partners XXI, Ltd., Series 2014-1A, Class DRR, 11.869% (3 Month USD LIBOR + 700 bps), 2/14/31 (144A) | ββββ857,929 | ||||
Β | Total Asset Backed Securities (Cost $3,963,481) | ββ$3,483,711 | ||||
Β | Collateralized Mortgage Obligationsβ2.3% of Net Assets | Β | ||||
370,000(a) | Connecticut Avenue Securities Trust, Series 2021-R01, Class 1B2, 10.484% (SOFR30A + 600 bps), 10/25/41 (144A) | $ββββ337,975 | ||||
750,000(a) | Freddie Mac STACR REMIC Trust, Series 2021-DNA5, Class B2, 9.984% (SOFR30A + 550 bps), 1/25/34 (144A) | ββββ 629,853 | ||||
230,000(a) | Freddie Mac STACR REMIC Trust, Series 2021-DNA7, Class B2, 12.284% (SOFR30A + 780 bps), 11/25/41 (144A) | ββββ 214,344 | ||||
490,000(a) | Freddie Mac STACR REMIC Trust, Series 2021-HQA3, Class B2, 10.734% (SOFR30A + 625 bps), 9/25/41 (144A) | ββββ 404,097 | ||||
250,000(a) | Freddie Mac STACR REMIC Trust, Series 2022-DNA1, Class B2, 11.584% (SOFR30A + 710 bps), 1/25/42 (144A) | ββββ 221,768 | ||||
320,000(a) | Freddie Mac STACR REMIC Trust, Series 2022-DNA2, Class B2, 12.984% (SOFR30A + 850 bps), 2/25/42 (144A) | ββββ 299,753 | ||||
710,000(a) | STACR Trust, Series 2018-HRP2, Class B2, 15.117% (1 Month USD LIBOR + 1,050 bps), 2/25/47 (144A) | ββββ779,810 | ||||
Β | Total Collateralized Mortgage Obligations (Cost $3,201,185) | ββ$2,887,600 | ||||
Β | Commercial Mortgage-Backed Securitiesβ1.3% of Net Assets | Β | ||||
593,138(a) | BX Trust, Series 2022-PSB, Class F, 11.895% (1 Month Term SOFR + 733 bps), 8/15/39 (144A) | $ββββ595,369 | ||||
315,000(a) | Capital Funding Mortgage Trust, Series 2021-8, Class B, 17.67% (1 Month USD LIBOR + 1,310 bps), 6/22/23 (144A) | ββββ 315,000 |
19Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Commercial Mortgage-Backed Securitiesβ(continued) | Β | ||||
47,587(a) | FREMF Mortgage Trust, Series 2020-KF74, Class C, 10.824% (1 Month USD LIBOR + 625 bps), 1/25/27 (144A) | $βββββ42,794 | ||||
1,000,000 | Wells Fargo Commercial Mortgage Trust, Series 2015-C28, Class E, 3.00%, 5/15/48 (144A) | ββββ691,605 | ||||
Β | Total Commercial Mortgage-Backed Securities (Cost $1,741,046) | ββ$1,644,768 | ||||
Β | Corporate Bonds β 12.4% of Net Assets | Β | ||||
Β | Advertising β 0.2% | Β | ||||
255,000 | Clear Channel Outdoor Holdings, Inc., 7.50%, 6/1/29 (144A) | $ββββ206,550 | ||||
Β | Total Advertising | ββββ$206,550 | ||||
Β | Aerospace & Defense β 0.4% | Β | ||||
500,000 | Bombardier, Inc., 7.125%, 6/15/26 (144A) | $ββββ490,967 | ||||
Β | Total Aerospace & Defense | ββββ$490,967 | ||||
Β | Airlines β 1.2% | Β | ||||
1,690,000 | Grupo Aeromexico SAB de CV, 8.50%, 3/17/27 (144A) | $ββ1,514,671 | ||||
Β | Total Airlines | ββ$1,514,671 | ||||
Β | Auto Parts & Equipment β 0.1% | Β | ||||
170,000 | Adient Global Holdings, Ltd., 7.00%, 4/15/28 | $ββββ170,000 | ||||
Β | Total Auto Parts & Equipment | ββββ$170,000 | ||||
Β | Banks β 1.0% | Β | ||||
1,000,000(f)(g) | Citigroup, Inc., 4.70% (SOFR + 323 bps) | $ββββ912,500 | ||||
391,000 | Freedom Mortgage Corp., 8.25%, 4/15/25 (144A) | ββββ370,400 | ||||
Β | Total Banks | ββ$1,282,900 | ||||
Β | Building Materials β 0.8% | Β | ||||
1,000,000 | Koppers, Inc., 6.00%, 2/15/25 (144A) | $ββββ966,770 | ||||
Β | Total Building Materials | ββββ$966,770 | ||||
Β | Chemicals β 0.4% | Β | ||||
250,000 | Element Solutions, Inc., 3.875%, 9/1/28 (144A) | $ββββ215,625 | ||||
300,000 | SCIL IV LLC/SCIL USA Holdings LLC, 5.375%, 11/1/26 (144A) | ββββ269,622 | ||||
Β | Total Chemicals | ββββ$485,247 | ||||
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/2320
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Commercial Services β 0.3% | Β | ||||
500,000 | Garda World Security Corp., 6.00%, 6/1/29 (144A) | $ββββ407,500 | ||||
Β | Total Commercial Services | ββββ$407,500 | ||||
Β | Computers β 0.1% | Β | ||||
103,000 | Diebold Nixdorf, Inc., 9.375%, 7/15/25 (144A) | $βββββ72,100 | ||||
Β | Total Computers | βββββ$72,100 | ||||
Β | Diversified Financial Services β 1.2% | Β | ||||
200,000 | Jefferies Finance LLC/JFIN Co.-Issuer Corp., 5.00%, 8/15/28 (144A) | $ββββ168,902 | ||||
1,500,000 | VistaJet Malta Finance Plc/XO Management Holding, Inc., 6.375%, 2/1/30 (144A) | ββ1,312,898 | ||||
Β | Total Diversified Financial Services | ββ$1,481,800 | ||||
Β | Engineering & Construction β 0.4% | Β | ||||
643,422 | Artera Services LLC, 9.033%, 12/4/25 (144A) | $ββββ553,343 | ||||
Β | Total Engineering & Construction | ββββ$553,343 | ||||
Β | Iron & Steel β 0.4% | Β | ||||
500,000 | Metinvest BV, 7.75%, 10/17/29 (144A) | $ββββ250,000 | ||||
265,000 | TMS International Corp., 6.25%, 4/15/29 (144A) | ββββ207,322 | ||||
Β | Total Iron & Steel | ββββ$457,322 | ||||
Β | Leisure Time β 0.3% | Β | ||||
500,000 | Viking Cruises, Ltd., 5.875%, 9/15/27 (144A) | $ββββ428,770 | ||||
Β | Total Leisure Time | ββββ$428,770 | ||||
Β | Lodging β 0.7% | Β | ||||
1,000,000 | Station Casinos LLC, 4.50%, 2/15/28 (144A) | $ββββ883,200 | ||||
Β | Total Lodging | ββββ$883,200 | ||||
Β | Media β 0.9% | Β | ||||
510,000 | McGraw-Hill Education, Inc., 8.00%, 8/1/29 (144A) | $ββββ435,897 | ||||
1,000,000 | Sinclair Television Group, Inc., 5.50%, 3/1/30 (144A) | ββββ737,460 | ||||
Β | Total Media | ββ$1,173,357 | ||||
Β | Mining β 0.3% | Β | ||||
500,000 | Coeur Mining, Inc., 5.125%, 2/15/29 (144A) | $ββββ378,400 | ||||
Β | Total Mining | ββββ$378,400 | ||||
Β | Oil & Gas β 1.2% | Β | ||||
1,500,000 | MEG Energy Corp., 7.125%, 2/1/27 (144A) | $ββ1,522,500 | ||||
Β | Total Oil & Gas | ββ$1,522,500 | ||||
21Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | REITs β 1.7% | Β | ||||
1,000,000 | iStar, Inc., 4.75%, 10/1/24 | $ββββ998,130 | ||||
1,065,000 | Uniti Group LP/Uniti Fiber Holdings, Inc./CSL Capital LLC, 7.875%, 2/15/25 (144A) | ββ1,085,689 | ||||
Β | Total REITs | ββ$2,083,819 | ||||
Β | Retail β 0.3% | Β | ||||
500,000 | LBM Acquisition LLC, 6.25%, 1/15/29 (144A) | $ββββ356,230 | ||||
Β | Total Retail | ββββ$356,230 | ||||
Β | Telecommunications β 0.5% | Β | ||||
500,000 | Altice France Holding SA, 6.00%, 2/15/28 (144A) | $ββββ347,850 | ||||
500,000 | Lumen Technologies, Inc., 4.50%, 1/15/29 (144A) | ββββ264,250 | ||||
Β | Total Telecommunications | ββββ$612,100 | ||||
Β | Total Corporate Bonds (Cost $17,157,852) | β$15,527,546 | ||||
Shares | Β | Β | Β | Β | Β | Β |
Β | Preferred Stock β 0.1% of Net Assets | Β | ||||
Β | Capital Markets β 0.1% | Β | ||||
2,870 | B Riley Financial, Inc., 6.75%, 5/31/24 | $βββββ69,483 | ||||
Β | Total Capital Markets | βββββ$69,483 | ||||
Β | Total Preferred Stock (Cost $70,513) | βββββ$69,483 | ||||
Principal Amount USD ($) | Β | Β | Β | Β | Β | Β |
Β | Insurance-Linked Securities β 1.2% of Net Assets# | Β | ||||
Β | Event Linked Bonds β 0.9% | Β | ||||
Β | Multiperil β U.S. β 0.5% | Β | ||||
250,000(a) | Matterhorn Re, 9.718%, (SOFR + 525 bps), 3/24/25 (144A) | $ββββ217,450 | ||||
250,000(a) | Residential Reinsurance 2021, 9.929%, (3 Month U.S. Treasury Bill + 518 bps), 12/6/25 (144A) | ββββ 223,025 | ||||
250,000(a) | Sanders Re III, 8.245%, (3 Month U.S. Treasury Bill + 350 bps), 4/7/26 (144A) | ββββ232,750 | ||||
Β | Β | Β | Β | Β | Β | ββββ$673,225 |
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/2322
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
Principal Amount USD ($) | Β | Β | Β | Β | Β | Value |
Β | Windstorm - North Carolina β 0.2% | Β | ||||
250,000(a) | Cape Lookout Re, 9.746%, (3 Month U.S. Treasury Bill + 500 bps), 3/28/25 (144A) | $ββββ233,575 | ||||
Β | Windstorm β U.S. Regional β 0.2% | Β | ||||
250,000(a) | Commonwealth Re, 8.267%, (3 Month U.S. Treasury Bill + 350 bps), 7/8/25 (144A) | $ββββ237,350 | ||||
Β | Total Event Linked Bonds | ββ$1,144,150 | ||||
Face Amount USD ($) | Β | Β | Β | Β | Β | Β |
Β | Collateralized Reinsurance β 0.0%β | Β | ||||
Β | Multiperil β Worldwide β 0.0%β | Β | ||||
27,000(e)(h)+ | Limestone Re 2019-2, 3/1/23 (144A) | $ββββββββββ | ||||
Β | Windstorm β Florida β 0.0%β | Β | ||||
250,000(e)(h)+ | Formby Re 2018, 2/29/24 | $ββββββ8,006 | ||||
Β | Total Collateralized Reinsurance | ββββββ$8,006 | ||||
Β | Reinsurance Sidecars β 0.3% | Β | ||||
Β | Multiperil β U.S. β 0.0%β | Β | ||||
250,000(e)(i)+ | Harambee Re 2018, 12/31/24 | $ββββββββββ | ||||
250,000(e)(i)+ | Harambee Re 2019, 12/31/24 | ββββββββ250 | ||||
Β | Β | Β | Β | Β | Β | ββββββββ$250 |
Β | Multiperil β Worldwide β 0.3% | Β | ||||
3,037(i)+ | Alturas Re 2019-2, 3/10/23 | $ββββββ1,414 | ||||
29,558(i)+ | Alturas Re 2020-2, 3/10/23 | ββββ ββ3,828 | ||||
1,270,809(e)(h)+ | Berwick Re 2018-1, 12/31/24 | ββββ β98,234 | ||||
907,913(e)(h)+ | Berwick Re 2019-1, 12/31/24 | ββββ 144,812 | ||||
3,800(h)+ | Eden Re II, 3/22/23 (144A) | ββββ ββ3,252 | ||||
199,590(e)(i)+ | Lorenz Re 2019, 6/30/23 | ββββ ββ7,704 | ||||
300,000(h)+ | Merion Re 2018-2, 12/31/24 | ββββ β22,767 | ||||
294,125(e)(h)+ | Pangaea Re 2019-3, 7/1/23 | ββββ β10,580 | ||||
10,000(h)+ | Sector Re V, 12/1/24 (144A) | ββββ β16,768 | ||||
253,645(e)(h)+ | Woburn Re 2018, 12/31/24 | ββββ ββ8,078 | ||||
244,914(e)(h)+ | Woburn Re 2019, 12/31/24 | βββββ46,563 | ||||
Β | Β | Β | Β | Β | Β | ββββ$364,000 |
Β | Total Reinsurance Sidecars | ββββ$364,250 | ||||
Β | Total Insurance-Linked Securities (Cost $1,753,678) | ββ$1,516,406 | ||||
23Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Shares | Β | Β | Β | Β | Β | Value |
Β | SHORT TERM INVESTMENTS β 5.6% of Net Assets | Β | ||||
Β | Open-End Fund β 5.6% | Β | ||||
6,999,667(j) | Dreyfus Government Cash Management, ββInstitutional Shares, 4.47% | $ββ6,999,667 | ||||
Β | Β | Β | Β | Β | Β | ββ$6,999,667 |
Β | TOTAL SHORT TERM INVESTMENTS (Cost $6,999,667) | ββ$6,999,667 | ||||
Β | TOTAL INVESTMENTS IN UNAFFILIATED ISSUERS β 149.2% (Cost $200,417,392) | $186,985,795 | ||||
Β | OTHER ASSETS AND LIABILITIES β (49.2)% | $(61,659,363) | ||||
Β | net assets β 100.0% | $125,326,432 | ||||
Β | Β | Β | Β | Β | Β | Β |
bps | Basis Points. |
FREMF | Freddie Mac Multifamily Fixed-Rate Mortgage Loans. |
LIBOR | London Interbank Offered Rate. |
SOFR | Secured Overnight Financing Rate. |
SOFR30A | Secured Overnight Financing Rate 30 Day Average. |
(144A) | Security is exempt from registration underβRule 144A of the Securities Act of 1933. Such securities may be resold normally to qualified institutional buyers in a transaction exempt from registration. At February 28, 2023, the value of these securities amounted to $22,797,165, or 18.2% of net assets. |
(a) | Floating rate note. Coupon rate, reference index and spread shown at February 28, 2023. |
(b) | This term loan will settle after February 28, 2023, at which time the interest rate will be determined. |
(c) | Security is in default. |
(d) | All or a portion of this position has not settled. Full contract rates do not take effect until settlement date. |
(e) | Non-income producing security. |
(f) | Security is perpetual in nature and has no stated maturity date. |
(g) | The interest rate is subject to change periodically. The interest rate and/or reference index and spread shown at February 28, 2023. |
(h) | Issued as participation notes. |
(i) | Issued as preference shares. |
(j) | Rate periodically changes. Rate disclosed is the 7-day yield at February 28, 2023. |
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/2324
Schedule of InvestmentsΒ Β |Β Β 2/28/23
(unaudited)Β (continued)
* | Senior secured ο¬oating rate loan interests in which the Fund invests generally pay interest at rates that are periodically re-determined by reference to a base lending rate plus a premium. These base lending rates are generally (i) the lending rate offered by one or more major European banks, such as LIBOR or SOFR, (ii) the prime rate offered by one or more major United States banks, (iii) the rate of a certiο¬cate of deposit or (iv) other base lending rates used by commercial lenders. The interest rate shown is the rate accruing at February 28, 2023. |
β | Amount rounds to less than 0.1%. |
+ | Security is valued using significant unobservable inputs (Level 3). |
# | Securities are restricted as to resale. |
Restricted Securities | Acquisition date | Cost | Value |
Alturas Re 2019-2 | 12/19/2018 | $3,037 | $1,414 |
Alturas Re 2020-2 | 1/1/2020 | 29,558 | 3,828 |
Berwick Re 2018-1 | 1/10/2018 | 185,623 | 98,234 |
Berwick Re 2019-1 | 12/31/2018 | 108,488 | 144,812 |
Cape Lookout Re | 3/16/2022 | 250,000 | 233,575 |
Commonwealth Re | 6/15/2022 | 250,000 | 237,350 |
Eden Re II | 1/22/2019 | 446 | 3,252 |
Formby Re 2018 | 7/9/2018 | 776 | 8,006 |
Harambee Re 2018 | 12/19/2017 | 5,311 | β |
Harambee Re 2019 | 12/20/2018 | β | 250 |
Limestone Re 2019-2 | 6/20/2018 | 230 | β |
Lorenz Re 2019 | 6/26/2019 | 43,771 | 7,704 |
Matterhorn Re | 3/10/2022 | 250,000 | 217,450 |
Merion Re 2018-2 | 12/28/2017 | β | 22,767 |
Pangaea Re 2019-3 | 7/25/2019 | 8,824 | 10,580 |
Residential Reinsurance 2021 | 10/28/2021 | 250,000 | 223,025 |
Sanders Re III | 3/22/2022 | 250,000 | 232,750 |
Sector Re V | 1/1/2020 | 289 | 16,768 |
Woburn Re 2018 | 3/20/2018 | 79,220 | 8,078 |
Woburn Re 2019 | 1/30/2019 | 38,105 | 46,563 |
Total Restricted Securities | Β | Β | $1,516,406 |
% of Net assets | Β | Β | 1.2% |
FORWARD FOREIGN CURRENCY EXCHANGE CONTRACTS
Currency Purchased | In Exchange for | Currency Sold | Deliver | Counterparty | Settlement Date | Unrealized Appreciation (Depreciation) |
MXN | 6,990,000 | USD | 361,604 | State Street Bank & Trust Co. | 3/29/23 | $18,290 |
USD | 697,937 | MXN | 13,970,000 | State Street Bank & Trust Co. | 3/29/23 | (61,307) |
TOTAL FORWARD FOREIGN CURRENCY EXCHANGE CONTRACTS | $(43,017) |
25Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/23
Principal amounts are denominated in U.S. dollars (βUSDβ) unless otherwise noted.
MXN | β Mexican Peso |
USD | β United States Dollar |
Various inputs are used in determining the value of the Fund's investments. These inputs are summarized in the three broad levels below.
Level 1 | β | unadjusted quoted prices in active markets for identical securities. |
Level 2 | β | other significant observable inputs (including quoted prices for similar securities, interest rates, prepayment speeds, credit risks, etc.). |
Level 3 | β | significant unobservable inputs (including the Adviser's own assumptions in determining fair value of investments). |
The following is a summary of the inputs used as of February 28, 2023, in valuing the Fund's investments:
Β | Level 1 | Level 2 | Level 3 | Total |
Senior Secured Floating Rate Loan Interests | $β | $154,193,673 | $β | $154,193,673 |
Common Stocks | Β | Β | Β | Β |
Airlines | β | β | 444,719 | 444,719 |
Oil, Gas & Consumable Fuels | 218,222 | β | β | 218,222 |
Asset Backed Securities | β | 3,483,711 | β | 3,483,711 |
Collateralized Mortgage Obligations | β | 2,887,600 | β | 2,887,600 |
Commercial Mortgage-Backed Securities | β | 1,644,768 | β | 1,644,768 |
Corporate Bonds | β | 15,527,546 | β | 15,527,546 |
Preferred Stock | 69,483 | β | β | 69,483 |
Insurance-Linked Securities | Β | Β | Β | Β |
Collateralized Reinsurance | Β | Β | Β | Β |
Multiperil β Worldwide | β | β | β | β |
Windstorm β Florida | β | β | 8,006 | 8,006 |
Reinsurance Sidecars | Β | Β | Β | Β |
Multiperil β U.S. | β | β | 250 | 250 |
Multiperil β Worldwide | β | β | 364,000 | 364,000 |
All Other Insurance-Linked Securities | β | 1,144,150 | β | 1,144,150 |
Open-End Fund | 6,999,667 | β | β | 6,999,667 |
Total Investments in Securities | $7,287,372 | $178,881,448 | $816,975 | $186,985,795 |
Other Financial Instruments | Β | Β | Β | Β |
Net unrealized depreciation on forward foreign currency exchange contracts | $β | $(43,017) | $β | $(43,017) |
Total Other Financial Instruments | $β | $(43,017) | $β | $(43,017) |
During the period ended February 28, 2023, there were no significant transfers in or out of Level 3.
Pioneer Floating Rate Fund, Inc.Β |Β Β |Β 2/28/2326