UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-21726
360 Funds
(Exact name of registrant as specified in charter)
4300 SHAWNEE MISSION PARKWAY, SUITE 100 FAIRWAY, KANSAS | 66205 |
(Address of principal executive offices) | (Zip code) |
M3SIXTY ADMINISTRATION, LLC
4300 SHAWNEE MISSION PARKWAY, SUITE 100
FAIRWAY, KANSAS 66205
(Name and address of agent for service)
Registrant's telephone number, including area code: 877.244.6235
Date of fiscal year end: September 30th
Date of reporting period: 07/01/2019 to 06/30/2020
ITEM 1. | PROXY VOTING RECORD: |
The filing for Timber Point Alternative Income Fund, a series of 360 Funds Trust, is attached.
Meeting Date Range: 01-Jul-2019 To 30-Jun-2020 | ||||||||||||
Selected Accounts | ||||||||||||
INVESCO | ||||||||||||
Security: | 46138G508 | Meeting Type: | Special | |||||||||
Ticker: | BKLN | Meeting Date: | 19-Aug-2019 | |||||||||
ISIN | US46138G5080 | Vote Deadline Date: | 16-Aug-2019 | |||||||||
Agenda | 935061921 | Management | Total Ballot Shares: | 28000 | ||||||||
Last Vote Date: | 16-Jul-2019 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Ronn R. Bagge | 28000 | 0 | 0 | 0 | |||||||
2 | Todd J. Barre | 28000 | 0 | 0 | 0 | |||||||
3 | Kevin M. Carome | 28000 | 0 | 0 | 0 | |||||||
4 | E. P. Giambastiani, Jr. | 28000 | 0 | 0 | 0 | |||||||
5 | Victoria J. Herget | 28000 | 0 | 0 | 0 | |||||||
6 | Marc M. kole | 28000 | 0 | 0 | 0 | |||||||
7 | Yung Bong Lim | 28000 | 0 | 0 | 0 | |||||||
8 | Joanne Pace | 28000 | 0 | 0 | 0 | |||||||
9 | Gary R. Wicker | 28000 | 0 | 0 | 0 | |||||||
10 | Donald H. Wilson | 28000 | 0 | 0 | 0 | |||||||
ROYCE VALUE TRUST, INC. | ||||||||||||
Security: | 780910105 | Meeting Type: | Annual | |||||||||
Ticker: | RVT | Meeting Date: | 24-Sep-2019 | |||||||||
ISIN | US7809101055 | Vote Deadline Date: | 23-Sep-2019 | |||||||||
Agenda | 935069612 | Management | Total Ballot Shares: | 80052 | ||||||||
Last Vote Date: | 19-Aug-2019 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Patricia W. Chadwick | 20000 | 0 | 0 | 0 | |||||||
2 | Arthur S. Mehlman | 20000 | 0 | 0 | 0 | |||||||
3 | Michael K. Shields | 20000 | 0 | 0 | 0 | |||||||
MFS MULTIMARKET INCOME TRUST | ||||||||||||
Security: | 552737108 | Meeting Type: | Annual | |||||||||
Ticker: | MMT | Meeting Date: | 03-Oct-2019 | |||||||||
ISIN | US5527371083 | Vote Deadline Date: | 02-Oct-2019 | |||||||||
Agenda | 935073863 | Management | Total Ballot Shares: | 76750 | ||||||||
Last Vote Date: | 26-Aug-2019 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Maureen R. Goldfarb | 30500 | 0 | 0 | 0 | |||||||
2 | Robert J. Manning | 30500 | 0 | 0 | 0 | |||||||
3 | Maryanne L. Roepke | 30500 | 0 | 0 | 0 | |||||||
4 | Laurie J. Thomsen | 30500 | 0 | 0 | 0 | |||||||
EATON VANCE LIMITED DURATION INCOME FD | ||||||||||||
Security: | 27828H105 | Meeting Type: | Annual | |||||||||
Ticker: | EVV | Meeting Date: | 16-Jan-2020 | |||||||||
ISIN | US27828H1059 | Vote Deadline Date: | 15-Jan-2020 | |||||||||
Agenda | 935112211 | Management | Total Ballot Shares: | 82797 | ||||||||
Last Vote Date: | 06-Dec-2019 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | DIRECTOR | For | None | |||||||||
1 | Thomas E. Faust Jr. | 50475 | 0 | 0 | 0 | |||||||
2 | Mark R. Fetting | 50475 | 0 | 0 | 0 | |||||||
3 | Keith Quinton | 50475 | 0 | 0 | 0 | |||||||
2 | A non-binding shareholder proposal that the Board take the necessary steps to declassify the Board of Trustees of the Fund so that all Trustees are elected on an annual basis. | Against | None | 0 | 50475 | 0 | 0 | |||||
GUGGENHEIM FUNDS | ||||||||||||
Security: | 31647Q106 | Meeting Type: | Annual | |||||||||
Ticker: | FMO | Meeting Date: | 02-Apr-2020 | |||||||||
ISIN | US31647Q1067 | Vote Deadline Date: | 01-Apr-2020 | |||||||||
Agenda | 935137869 | Management | Total Ballot Shares: | 72893 | ||||||||
Last Vote Date: | 11-Mar-2020 | |||||||||||
Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action | |||||
1 | Election of Class I Trustee: Randall C. Barnes | For | None | 29157 | 0 | 0 | 0 | |||||
2 | Election of Class I Trustee: Donald A. Chubb, Jr. | For | None | 29157 | 0 | 0 | 0 | |||||
3 | Election of Class I Trustee: Angela Brock-Kyle | For | None | 29157 | 0 | 0 | 0 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
360 Funds
By Randy Linscott |
/s/ Randy Linscott
President | |
Date: August 20, 2020 |