UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-21726
360 Funds
(Exact name of registrant as specified in charter)
| 4300 SHAWNEE MISSION PARKWAY, SUITE 100 FAIRWAY, KANSAS | 66205 |
| (Address of principal executive offices) | (Zip code) |
M3SIXTY ADMINISTRATION, LLC
4300 SHAWNEE MISSION PARKWAY, SUITE 100
FAIRWAY, KANSAS 66205
(Name and address of agent for service)
Registrant's telephone number, including area code: 877.244.6235
Date of fiscal year end: September 30th
Date of reporting period: 07/01/2019 to 06/30/2020
| ITEM 1. | PROXY VOTING RECORD: |
The filing for Timber Point Global Tactical Allocation Fund, a series of 360 Funds Trust, is attached.
| Meeting Date Range: 01-Jul-2019 To 30-Jun-2020 | |
| Selected Accounts | |
| EXACT SCIENCES CORPORATION | | | | |
| Security: | 30063P105 | | Meeting Type: | Annual | |
| Ticker: | EXAS | | Meeting Date: | 25-Jul-2019 | |
| ISIN | US30063P1057 | | Vote Deadline Date: | 24-Jul-2019 | |
| Agenda | 935055106 | Management | | | Total Ballot Shares: | 1869 | |
| Last Vote Date: | 25-Jun-2019 | | | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | None | | | | |
| | 1 | Kevin T. Conroy | | | 879 | 0 | 0 | 0 |
| | 2 | Katherine S. Zanotti | | | 879 | 0 | 0 | 0 |
| 2 | Proposal to ratify the selection of BDO USA, LLP
as our independent registered public accounting
firm for 2019. | For | None | 879 | 0 | 0 | 0 |
| 3 | Proposal to approve on an advisory basis the
compensation of the Company's named executive
officers. | For | None | 879 | 0 | 0 | 0 |
| 4 | Proposal to approve the Exact Sciences
Corporation 2019 Omnibus Long-Term Incentive
Plan. | For | None | 879 | 0 | 0 | 0 |
| HTG MOLECULAR DIAGNOSTICS, INC. | | | | |
| Security: | 40434H104 | | Meeting Type: | Annual | |
| Ticker: | HTGM | | Meeting Date: | 14-Aug-2019 | |
| ISIN | US40434H1041 | | Vote Deadline Date: | 13-Aug-2019 | |
| Agenda | 935058568 | Management | | | Total Ballot Shares: | 7890 | |
| Last Vote Date: | 12-Jul-2019 | | | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | None | | | | |
| | 1 | James T. LaFrance | | | 7890 | 0 | 0 | 0 |
| | 2 | Lee R. McCracken | | | 7890 | 0 | 0 | 0 |
| 2 | To ratify the appointment of BDO USA, LLP as
HTG Molecular Diagnostics, Inc.'s independent
registered public accounting firm for the fiscal
year ending December 31, 2019. | For | None | 7890 | 0 | 0 | 0 |
| NEW RELIC, INC. | | | | |
| Security: | 64829B100 | | Meeting Type: | Annual | |
| Ticker: | NEWR | | Meeting Date: | 22-Aug-2019 | |
| ISIN | US64829B1008 | | Vote Deadline Date: | 21-Aug-2019 | |
| Agenda | 935057922 | Management | | | Total Ballot Shares: | 330 | |
| Last Vote Date: | 12-Jul-2019 | | | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | None | | | | |
| | 1 | Caroline W. Carlisle | | | 330 | 0 | 0 | 0 |
| | 2 | Dan Scholnick | | | 330 | 0 | 0 | 0 |
| | 3 | James Tolonen | | | 330 | 0 | 0 | 0 |
| 2 | To approve, on an advisory basis, the
compensation of the Company's Named
Executive Officers as disclosed in the Proxy
Statement. | For | None | 330 | 0 | 0 | 0 |
| 3 | To ratify the selection by the Audit Committee of
the Board of Directors of Deloitte & Touche LLP
as the independent registered public accounting
firm of the Company for its fiscal year ending
March 31, 2020. | For | None | 330 | 0 | 0 | 0 |
| ROYCE VALUE TRUST, INC. | | | | |
| Security: | 780910105 | | Meeting Type: | Annual | |
| Ticker: | RVT | | Meeting Date: | 24-Sep-2019 | |
| ISIN | US7809101055 | | Vote Deadline Date: | 23-Sep-2019 | |
| Agenda | 935069612 | Management | | | Total Ballot Shares: | 80052 | |
| Last Vote Date: | 19-Aug-2019 | | | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | None | | | | |
| | 1 | Patricia W. Chadwick | | | 60000 | 0 | 0 | 0 |
| | 2 | Arthur S. Mehlman | | | 60000 | 0 | 0 | 0 |
| | 3 | Michael K. Shields | | | 60000 | 0 | 0 | 0 |
| MFS MULTIMARKET INCOME TRUST | | | | |
| Security: | 552737108 | | Meeting Type: | Annual | |
| Ticker: | MMT | | Meeting Date: | 03-Oct-2019 | |
| ISIN | US5527371083 | | Vote Deadline Date: | 02-Oct-2019 | |
| Agenda | 935073863 | Management | | | Total Ballot Shares: | 76750 | |
| Last Vote Date: | 26-Aug-2019 | | | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | None | | | | |
| | 1 | Maureen R. Goldfarb | | | 46250 | 0 | 0 | 0 |
| | 2 | Robert J. Manning | | | 46250 | 0 | 0 | 0 |
| | 3 | Maryanne L. Roepke | | | 46250 | 0 | 0 | 0 |
| | 4 | Laurie J. Thomsen | | | 46250 | 0 | 0 | 0 |
| EATON VANCE LIMITED DURATION INCOME FD | | | | |
| Security: | 27828H105 | | Meeting Type: | Annual | |
| Ticker: | EVV | | Meeting Date: | 16-Jan-2020 | |
| ISIN | US27828H1059 | | Vote Deadline Date: | 15-Jan-2020 | |
| Agenda | 935112211 | Management | | | Total Ballot Shares: | 82797 | |
| Last Vote Date: | 06-Dec-2019 | | | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | DIRECTOR | For | None | | | | |
| | 1 | Thomas E. Faust Jr. | | | 30570 | 0 | 0 | 0 |
| | 2 | Mark R. Fetting | | | 30570 | 0 | 0 | 0 |
| | 3 | Keith Quinton | | | 30570 | 0 | 0 | 0 |
| 2 | A non-binding shareholder proposal that the
Board take the necessary steps to declassify the
Board of Trustees of the Fund so that all Trustees
are elected on an annual basis. | Against | None | 0 | 30570 | 0 | 0 |
| GUGGENHEIM FUNDS | | | | |
| Security: | 31647Q106 | | Meeting Type: | Annual | |
| Ticker: | FMO | | Meeting Date: | 02-Apr-2020 | |
| ISIN | US31647Q1067 | | Vote Deadline Date: | 01-Apr-2020 | |
| Agenda | 935137869 | Management | | | Total Ballot Shares: | 72893 | |
| Last Vote Date: | 11-Mar-2020 | | | | | | | | |
| Item | Proposal | Recommendation | Default Vote | For | Against | Abstain | Take No Action |
| 1 | Election of Class I Trustee: Randall C. Barnes | For | None | 43736 | 0 | 0 | 0 |
| 2 | Election of Class I Trustee: Donald A. Chubb, Jr. | For | None | 43736 | 0 | 0 | 0 |
| 3 | Election of Class I Trustee: Angela Brock-Kyle | For | None | 43736 | 0 | 0 | 0 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
360 Funds
/s/ Randy Linscott
President |
| Date: August 20, 2020 | |
