Washington, D.C. 20549
The filing for IMS Capital Value Fund, a series of the 360 Funds, is attached.
| Investment Company Report | | | |
| Meeting Date Range: | 01-Jul-2020 - 30-Jun-2021 | Report Date: | 7/29/2021 | |
| | | | | | | | | | | | | | | | Page 1 of 121 | |
| IMS Capital Value Fund |
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| | AMAZON.COM, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 023135106 | | | | | Agenda Number: | 935397592 |
| | | | | Ticker: | | AMZN | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US0231351067 | | | | | | Meeting Date: | 5/26/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Jeffrey P. Bezos | Mgmt | For | | For |
| 1B. | | Election of Director: Keith B. Alexander | Mgmt | For | | For |
| 1C. | | Election of Director: Jamie S. Gorelick | Mgmt | For | | For |
| 1D. | | Election of Director: Daniel P. Huttenlocher | Mgmt | For | | For |
| 1E. | | Election of Director: Judith A. McGrath | Mgmt | For | | For |
| 1F. | | Election of Director: Indra K. Nooyi | Mgmt | For | | For |
| 1G. | | Election of Director: Jonathan J. Rubinstein | Mgmt | For | | For |
| 1H. | | Election of Director: Thomas O. Ryder | Mgmt | For | | For |
| 1I. | | Election of Director: Patricia Q. Stonesifer | Mgmt | For | | For |
| 1J. | | Election of Director: Wendell P. Weeks | Mgmt | For | | For |
| 2. | | RATIFICATION OF THE APPOINTMENT OF
ERNST & YOUNG LLP AS INDEPENDENT
AUDITORS. | Mgmt | For | | For |
| 3. | | ADVISORY VOTE TO APPROVE
EXECUTIVE COMPENSATION. | Mgmt | For | | For |
| 4. | | SHAREHOLDER PROPOSAL REQUESTING
A REPORT ON CUSTOMER DUE
DILIGENCE. | Shr | For | | Against |
| 5. | | SHAREHOLDER PROPOSAL REQUESTING
A MANDATORY INDEPENDENT BOARD
CHAIR POLICY. | Shr | Against | | For |
| 6. | | SHAREHOLDER PROPOSAL REQUESTING
ADDITIONAL REPORTING ON
GENDER/RACIAL PAY. | Shr | Against | | For |
| 7. | | SHAREHOLDER PROPOSAL REQUESTING
A REPORT ON PROMOTION DATA. | Shr | For | | Against |
| 8. | | SHAREHOLDER PROPOSAL REQUESTING
A REPORT ON PACKAGING MATERIALS. | Shr | Against | | For |
| 9. | | SHAREHOLDER PROPOSAL REQUESTING
A DIVERSITY AND EQUITY AUDIT REPORT. | Shr | For | | Against |
| 10. | | SHAREHOLDER PROPOSAL REQUESTING
AN ALTERNATIVE DIRECTOR CANDIDATE
POLICY. | Shr | Against | | For |
| 11. | | SHAREHOLDER PROPOSAL REQUESTING
A REPORT ON COMPETITION STRATEGY
AND RISK. | Shr | For | | Against |
| 12. | | SHAREHOLDER PROPOSAL REQUESTING
AN ADDITIONAL REDUCTION IN
THRESHOLD FOR CALLING SPECIAL
SHAREHOLDER MEETINGS. | Shr | For | | Against |
| 13. | | SHAREHOLDER PROPOSAL REQUESTING
ADDITIONAL REPORTING ON LOBBYING. | Shr | Against | | For |
| 14. | | SHAREHOLDER PROPOSAL REQUESTING
A REPORT ON CUSTOMER USE OF
CERTAIN TECHNOLOGIES. | Shr | For | | Against |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | APPLE INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 037833100 | | | | | Agenda Number: | 935323167 |
| | | | | Ticker: | | AAPL | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US0378331005 | | | | | | Meeting Date: | 2/23/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: James Bell | Mgmt | For | | For |
| 1B. | | Election of Director: Tim Cook | Mgmt | For | | For |
| 1C. | | Election of Director: Al Gore | Mgmt | For | | For |
| 1D. | | Election of Director: Andrea Jung | Mgmt | For | | For |
| 1E. | | Election of Director: Art Levinson | Mgmt | For | | For |
| 1F. | | Election of Director: Monica Lozano | Mgmt | For | | For |
| 1G. | | Election of Director: Ron Sugar | Mgmt | For | | For |
| 1H. | | Election of Director: Sue Wagner | Mgmt | For | | For |
| 2. | | Ratification of the appointment of Ernst &
Young LLP as Apple's independent registered
public accounting firm for fiscal 2021. | Mgmt | For | | For |
| 3. | | Advisory vote to approve executive
compensation. | Mgmt | For | | For |
| 4. | | A shareholder proposal entitled "Shareholder
Proxy Access Amendments". | Shr | Against | | For |
| 5. | | A shareholder proposal entitled "Shareholder
Proposal to Improve Executive Compensation
Program". | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | BALLY'S CORPORATION |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 05875B106 | | | | | Agenda Number: | 935456916 |
| | | | | Ticker: | | BALY | | | | | | Meeting Type: | Special |
| | | | | ISIN: | | US05875B1061 | | | | | | Meeting Date: | 6/30/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1. | | To approve the potential issuance of more
than 19.9% of Bally's common stock in
connection with the Acquisition of Gamesys. | Mgmt | For | | For |
| 2. | | To approve and adopt the Bally's Employee
Stock Purchase Plan. | Mgmt | For | | For |
| 3. | | To adjourn the special meeting to a later date
or time, if necessary. | Mgmt | For | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | BOOKING HOLDINGS INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 09857L108 | | | | | Agenda Number: | 935408434 |
| | | | | Ticker: | | BKNG | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US09857L1089 | | | | | | Meeting Date: | 6/3/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1. | | DIRECTOR | | | | | | | |
| | | | | 1 | Timothy M. Armstrong | Mgmt | For | | For |
| | | | | 2 | Glenn D. Fogel | Mgmt | For | | For |
| | | | | 3 | Mirian M. Graddick-Weir | Mgmt | For | | For |
| | | | | 4 | Wei Hopeman | Mgmt | For | | For |
| | | | | 5 | Robert J. Mylod, Jr. | Mgmt | For | | For |
| | | | | 6 | Charles H. Noski | Mgmt | For | | For |
| | | | | 7 | Nicholas J. Read | Mgmt | For | | For |
| | | | | 8 | Thomas E. Rothman | Mgmt | For | | For |
| | | | | 9 | Bob van Dijk | Mgmt | For | | For |
| | | | | 10 | Lynn M. Vojvodich | Mgmt | For | | For |
| | | | | 11 | Vanessa A. Wittman | Mgmt | For | | For |
| 2. | | Advisory vote to approve 2020 executive
compensation. | Mgmt | For | | For |
| 3. | | Management proposal to amend the
Company's 1999 Omnibus Plan. | Mgmt | For | | For |
| 4. | | Ratification of Deloitte & Touche LLP as our
independent registered public accounting firm
for the fiscal year ending December 31, 2021. | Mgmt | For | | For |
| 5. | | Management proposal to amend the
Company's Certificate of Incorporation to
allow stockholders the right to act by written
consent. | Mgmt | Abstain | | Against |
| 6. | | Stockholder proposal requesting the right of
stockholders to act by written consent. | Shr | For | | Against |
| 7. | | Stockholder proposal requesting the
Company issue a climate transition report. | Shr | For | | Against |
| 8. | | Stockholder proposal requesting the
Company hold an annual advisory
stockholder vote on the Company's climate
policies and strategies. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
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| | CARNIVAL CORPORATION |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 143658300 | | | | | Agenda Number: | 935339158 |
| | | | | Ticker: | | CCL | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | PA1436583006 | | | | | | Meeting Date: | 4/20/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1. | | To re-elect Micky Arison as a Director of
Carnival Corporation and as a Director of
Carnival plc. | Mgmt | For | | For |
| 2. | | To re-elect Sir Jonathon Band as a Director of
Carnival Corporation and as a Director of
Carnival plc. | Mgmt | For | | For |
| 3. | | To re-elect Jason Glen Cahilly as a Director of
Carnival Corporation and as a Director of
Carnival plc. | Mgmt | For | | For |
| 4. | | To re-elect Helen Deeble as a Director of
Carnival Corporation and as a Director of
Carnival plc. | Mgmt | For | | For |
| 5. | | To re-elect Arnold W. Donald as a Director of
Carnival Corporation and as a Director of
Carnival plc. | Mgmt | For | | For |
| 6. | | To elect Jeffery J. Gearhart as a Director of
Carnival Corporation and as a Director of
Carnival plc. | Mgmt | For | | For |
| 7. | | To re-elect Richard J. Glasier as a Director of
Carnival Corporation and as a Director of
Carnival plc. | Mgmt | For | | For |
| 8. | | To re-elect Katie Lahey as a Director of
Carnival Corporation and as a Director of
Carnival plc. | Mgmt | For | | For |
| 9. | | To re-elect Sir John Parker as a Director of
Carnival Corporation and as a Director of
Carnival plc. | Mgmt | For | | For |
| 10. | | To re-elect Stuart Subotnick as a Director of
Carnival Corporation and as a Director of
Carnival plc. | Mgmt | For | | For |
| 11. | | To re-elect Laura Weil as a Director of
Carnival Corporation and as a Director of
Carnival plc. | Mgmt | For | | For |
| 12. | | To re-elect Randall J. Weisenburger as a
Director of Carnival Corporation and as a
Director of Carnival plc. | Mgmt | For | | For |
| 13. | | To hold a (non-binding) advisory vote to
approve executive compensation (in
accordance with legal requirements
applicable to U.S. companies). | Mgmt | For | | For |
| 14. | | To hold a (non-binding) advisory vote to
approve the Carnival plc Director's
Remuneration Report (in accordance with
legal requirements applicable to UK
companies). | Mgmt | For | | For |
| 15. | | To re-appoint the UK firm of
PricewaterhouseCoopers LLP as independent
auditors of Carnival plc and to ratify the
selection of the U.S. firm of
PricewaterhouseCoopers LLP as the
independent registered public accounting firm
of Carnival Corporation. | Mgmt | For | | For |
| 16. | | To authorize the Audit Committee of Carnival
plc to determine the remuneration of the
independent auditors of Carnival plc (in
accordance with legal requirements
applicable to UK companies). | Mgmt | For | | For |
| 17. | | To receive the UK accounts and reports of the
Directors and auditors of Carnival plc for the
year ended November 30, 2020 (in
accordance with legal requirements
applicable to UK companies). | Mgmt | For | | For |
| 18. | | To approve the giving of authority for the
allotment of new shares by Carnival plc (in
accordance with customary practice for UK
companies). | Mgmt | For | | For |
| 19. | | To approve the disapplication of pre-emption
rights in relation to the allotment of new
shares by Carnival plc (in accordance with
customary practice for UK companies). | Mgmt | For | | For |
| 20. | | To approve a general authority for Carnival
plc to buy back Carnival plc ordinary shares in
the open market (in accordance with legal
requirements applicable to UK companies
desiring to implement share buy back
programs). | Mgmt | For | | For |
| 21. | | To approve the Amendment of the Carnival
Corporation 2020 Stock Plan. | Mgmt | For | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | CHEVRON CORPORATION |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 166764100 | | | | | Agenda Number: | 935390132 |
| | | | | Ticker: | | CVX | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US1667641005 | | | | | | Meeting Date: | 5/26/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Wanda M. Austin | Mgmt | For | | For |
| 1B. | | Election of Director: John B. Frank | Mgmt | For | | For |
| 1C. | | Election of Director: Alice P. Gast | Mgmt | For | | For |
| 1D. | | Election of Director: Enrique Hernandez, Jr. | Mgmt | For | | For |
| 1E. | | Election of Director: Marillyn A. Hewson | Mgmt | For | | For |
| 1F. | | Election of Director: Jon M. Huntsman Jr. | Mgmt | For | | For |
| 1G. | | Election of Director: Charles W. Moorman IV | Mgmt | For | | For |
| 1H. | | Election of Director: Dambisa F. Moyo | Mgmt | For | | For |
| 1I. | | Election of Director: Debra Reed-Klages | Mgmt | For | | For |
| 1J. | | Election of Director: Ronald D. Sugar | Mgmt | For | | For |
| 1K. | | Election of Director: D. James Umpleby III | Mgmt | For | | For |
| 1L. | | Election of Director: Michael K. Wirth | Mgmt | For | | For |
| 2. | | Ratification of Appointment of
PricewaterhouseCoopers LLP as Independent
Registered Public Accounting Firm. | Mgmt | For | | For |
| 3. | | Advisory Vote to Approve Named Executive
Officer Compensation. | Mgmt | For | | For |
| 4. | | Reduce Scope 3 Emissions. | Shr | Against | | For |
| 5. | | Report on Impacts of Net Zero 2050
Scenario. | Shr | For | | Against |
| 6. | | Shift to Public Benefit Corporation. | Shr | Against | | For |
| 7. | | Report on Lobbying. | Shr | Against | | For |
| 8. | | Independent Chair. | Shr | Against | | For |
| 9. | | Special Meetings. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | CISCO SYSTEMS, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 17275R102 | | | | | Agenda Number: | 935287498 |
| | | | | Ticker: | | CSCO | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US17275R1023 | | | | | | Meeting Date: | 12/10/2020 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1a. | | Election of Director: M. Michele Burns | Mgmt | For | | For |
| 1b. | | Election of Director: Wesley G. Bush | Mgmt | For | | For |
| 1c. | | Election of Director: Michael D. Capellas | Mgmt | For | | For |
| 1d. | | Election of Director: Mark Garrett | Mgmt | For | | For |
| 1e. | | Election of Director: Dr. Kristina M. Johnson | Mgmt | For | | For |
| 1f. | | Election of Director: Roderick C. McGeary | Mgmt | For | | For |
| 1g. | | Election of Director: Charles H. Robbins | Mgmt | For | | For |
| 1h. | | Election of Director: Arun Sarin | Mgmt | For | | For |
| 1i. | | Election of Director: Brenton L. Saunders | Mgmt | For | | For |
| 1j. | | Election of Director: Dr. Lisa T. Su | Mgmt | For | | For |
| 2. | | Approval of the reincorporation of Cisco from
California to Delaware. | Mgmt | For | | For |
| 3. | | Approval of amendment and restatement of
the 2005 Stock Incentive Plan. | Mgmt | For | | For |
| 4. | | Approval, on an advisory basis, of executive
compensation. | Mgmt | For | | For |
| 5. | | Ratification of PricewaterhouseCoopers LLP
as Cisco's independent registered public
accounting firm for fiscal 2021. | Mgmt | For | | For |
| 6. | | Approval to have Cisco's Board adopt a policy
to have an independent Board chairman. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | CONSTELLATION BRANDS, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 21036P108 | | | | | Agenda Number: | 935230754 |
| | | | | Ticker: | | STZ | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US21036P1084 | | | | | | Meeting Date: | 7/21/2020 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1. | | DIRECTOR | | | | | | | |
| | | | | 1 | Christy Clark | Mgmt | For | | For |
| | | | | 2 | Jennifer M. Daniels | Mgmt | For | | For |
| | | | | 3 | Jerry Fowden | Mgmt | For | | For |
| | | | | 4 | Ernesto M. Hernandez | Mgmt | For | | For |
| | | | | 5 | S. Somersille Johnson | Mgmt | For | | For |
| | | | | 6 | James A. Locke III | Mgmt | For | | For |
| | | | | 7 | J. Manuel Madero Garza | Mgmt | For | | For |
| | | | | 8 | Daniel J. McCarthy | Mgmt | For | | For |
| | | | | 9 | William A. Newlands | Mgmt | For | | For |
| | | | | 10 | Richard Sands | Mgmt | For | | For |
| | | | | 11 | Robert Sands | Mgmt | For | | For |
| | | | | 12 | Judy A. Schmeling | Mgmt | For | | For |
| 2. | | To ratify the selection of KPMG LLP as the
Company's independent registered public
accounting firm for the fiscal year ending
February 28, 2021. | Mgmt | For | | For |
| 3. | | To approve, by an advisory vote, the
compensation of the Company's named
executive officers as disclosed in the Proxy
Statement. | Mgmt | For | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | DELTA AIR LINES, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 247361702 | | | | | Agenda Number: | 935430241 |
| | | | | Ticker: | | DAL | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US2473617023 | | | | | | Meeting Date: | 6/17/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Edward H. Bastian | Mgmt | For | | For |
| 1B. | | Election of Director: Francis S. Blake | Mgmt | For | | For |
| 1C. | | Election of Director: Ashton B. Carter | Mgmt | For | | For |
| 1D. | | Election of Director: David G. DeWalt | Mgmt | For | | For |
| 1E. | | Election of Director: William H. Easter III | Mgmt | For | | For |
| 1F. | | Election of Director: Christopher A. Hazleton | Mgmt | For | | For |
| 1G. | | Election of Director: Michael P. Huerta | Mgmt | For | | For |
| 1H. | | Election of Director: Jeanne P. Jackson | Mgmt | For | | For |
| 1I. | | Election of Director: George N. Mattson | Mgmt | For | | For |
| 1J. | | Election of Director: Sergio A.L. Rial | Mgmt | For | | For |
| 1K. | | Election of Director: David S. Taylor | Mgmt | For | | For |
| 1L. | | Election of Director: Kathy N. Waller | Mgmt | For | | For |
| 2. | | To approve, on an advisory basis, the
compensation of Delta's named executive
officers. | Mgmt | For | | For |
| 3. | | To ratify the appointment of Ernst & Young
LLP as Delta's independent auditors for the
year ending December 31, 2021. | Mgmt | For | | For |
| 4. | | A shareholder proposal related to the right to
act by written consent. | Shr | For | | Against |
| 5. | | A shareholder proposal related to a climate
lobbying report. | Shr | For | | Against |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | DOLLAR TREE, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 256746108 | | | | | Agenda Number: | 935408509 |
| | | | | Ticker: | | DLTR | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US2567461080 | | | | | | Meeting Date: | 6/10/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Arnold S. Barron | Mgmt | For | | For |
| 1B. | | Election of Director: Gregory M. Bridgeford | Mgmt | For | | For |
| 1C. | | Election of Director: Thomas W. Dickson | Mgmt | For | | For |
| 1D. | | Election of Director: Lemuel E. Lewis | Mgmt | For | | For |
| 1E. | | Election of Director: Jeffrey G. Naylor | Mgmt | For | | For |
| 1F. | | Election of Director: Winnie Y. Park | Mgmt | For | | For |
| 1G. | | Election of Director: Bob Sasser | Mgmt | For | | For |
| 1H. | | Election of Director: Stephanie P. Stahl | Mgmt | For | | For |
| 1I. | | Election of Director: Carrie A. Wheeler | Mgmt | For | | For |
| 1J. | | Election of Director: Thomas E. Whiddon | Mgmt | For | | For |
| 1K. | | Election of Director: Michael A. Witynski | Mgmt | For | | For |
| 2. | | To approve, by a non-binding advisory vote,
the compensation of the Company's named
executive officers. | Mgmt | For | | For |
| 3. | | To ratify the selection of KPMG LLP as the
Company's independent registered public
accounting firm for the fiscal year 2021. | Mgmt | For | | For |
| 4. | | To approve the Company's 2021 Omnibus
Incentive Plan. | Mgmt | For | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | DOMINO'S PIZZA, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 25754A201 | | | | | Agenda Number: | 935348400 |
| | | | | Ticker: | | DPZ | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US25754A2015 | | | | | | Meeting Date: | 4/27/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1. | | DIRECTOR | | | | | | | |
| | | | | 1 | David A. Brandon | Mgmt | For | | For |
| | | | | 2 | Richard E. Allison, Jr. | Mgmt | For | | For |
| | | | | 3 | C. Andrew Ballard | Mgmt | For | | For |
| | | | | 4 | Andrew B. Balson | Mgmt | For | | For |
| | | | | 5 | Corie S. Barry | Mgmt | For | | For |
| | | | | 6 | Diana F. Cantor | Mgmt | For | | For |
| | | | | 7 | Richard L. Federico | Mgmt | For | | For |
| | | | | 8 | James A. Goldman | Mgmt | For | | For |
| | | | | 9 | Patricia E. Lopez | Mgmt | For | | For |
| 2. | | Ratification of the selection of
PricewaterhouseCoopers LLP as the
independent registered public accounting firm
for the Company for the 2021 fiscal year. | Mgmt | For | | For |
| 3. | | Advisory vote to approve the compensation of
the named executive officers of the Company. | Mgmt | For | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | ELECTRONIC ARTS INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 285512109 | | | | | Agenda Number: | 935241707 |
| | | | | Ticker: | | EA | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US2855121099 | | | | | | Meeting Date: | 8/6/2020 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1a. | | Election of Director: Leonard S. Coleman | Mgmt | For | | For |
| 1b. | | Election of Director: Jay C. Hoag | Mgmt | For | | For |
| 1c. | | Election of Director: Jeffrey T. Huber | Mgmt | For | | For |
| 1d. | | Election of Director: Lawrence F. Probst III | Mgmt | For | | For |
| 1e. | | Election of Director: Talbott Roche | Mgmt | For | | For |
| 1f. | | Election of Director: Richard A. Simonson | Mgmt | For | | For |
| 1g. | | Election of Director: Luis A. Ubinas | Mgmt | For | | For |
| 1h. | | Election of Director: Heidi J. Ueberroth | Mgmt | For | | For |
| 1i. | | Election of Director: Andrew Wilson | Mgmt | For | | For |
| 2. | | Advisory vote to approve named executive
officer compensation. | Mgmt | Against | | Against |
| 3. | | Ratification of the appointment of KPMG LLP
as our independent public registered
accounting firm for the fiscal year ending
March 31, 2021. | Mgmt | For | | For |
| 4. | | To consider and vote upon a stockholder
proposal, if properly presented at the Annual
Meeting, on whether to allow stockholders to
act by written consent. | Shr | For | | Against |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | EXPEDIA GROUP, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 30212P303 | | | | | Agenda Number: | 935416645 |
| | | | | Ticker: | | EXPE | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US30212P3038 | | | | | | Meeting Date: | 6/9/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Samuel Altman | Mgmt | For | | For |
| 1B. | | Election of Director: Beverly Anderson (To be
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.) | Mgmt | For | | For |
| 1C. | | Election of Director: Susan Athey | Mgmt | For | | For |
| 1D. | | Election of Director: Chelsea Clinton | Mgmt | For | | For |
| 1E. | | Election of Director: Barry Diller | Mgmt | For | | For |
| 1F. | | Director Withdrawn | Mgmt | For | | For |
| 1G. | | Election of Director: Craig Jacobson (To be
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.) | Mgmt | For | | For |
| 1H. | | Election of Director: Peter Kern | Mgmt | For | | For |
| 1I. | | Election of Director: Dara Khosrowshahi | Mgmt | For | | For |
| 1J. | | Election of Director: Patricia Menendez-
Cambo (To be voted upon by the holders of
Expedia Group, Inc.'s Common Stock voting
as a separate class.) | Mgmt | For | | For |
| 1K. | | Election of Director: Greg Mondre | Mgmt | For | | For |
| 1L. | | Director Withdrawn | Mgmt | For | | For |
| 1M. | | Election of Director: Alexander von
Furstenberg | Mgmt | For | | For |
| 1N. | | Election of Director: Julie Whalen (To be
voted upon by the holders of Expedia Group,
Inc.'s Common Stock voting as a separate
class.) | Mgmt | For | | For |
| 2. | | Approval of the Expedia Group, Inc. 2013
Employee Stock Purchase Plan, as amended
and restated, and the Expedia Group, Inc.
2013 International Stock Purchase Plan, as
amended and restated, including an
amendment to increase the number of shares
authorized for issuance thereunder by
1,000,000. | Mgmt | For | | For |
| 3. | | Ratification of appointment of Ernst & Young
LLP as Expedia Group's independent
registered public accounting firm for the year
ending December 31, 2021. | Mgmt | For | | For |
| 4. | | Stockholder proposal on political contributions
and expenditures, if properly presented at the
Annual Meeting. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | FACEBOOK, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 30303M102 | | | | | Agenda Number: | 935395891 |
| | | | | Ticker: | | FB | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US30303M1027 | | | | | | Meeting Date: | 5/26/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1. | | DIRECTOR | | | | | | | |
| | | | | 1 | Peggy Alford | Mgmt | For | | For |
| | | | | 2 | Marc L. Andreessen | Mgmt | For | | For |
| | | | | 3 | Andrew W. Houston | Mgmt | For | | For |
| | | | | 4 | Nancy Killefer | Mgmt | For | | For |
| | | | | 5 | Robert M. Kimmitt | Mgmt | For | | For |
| | | | | 6 | Sheryl K. Sandberg | Mgmt | For | | For |
| | | | | 7 | Peter A. Thiel | Mgmt | For | | For |
| | | | | 8 | Tracey T. Travis | Mgmt | For | | For |
| | | | | 9 | Mark Zuckerberg | Mgmt | For | | For |
| 2. | | To ratify the appointment of Ernst & Young
LLP as Facebook, Inc.'s independent
registered public accounting firm for the fiscal
year ending December 31, 2021. | Mgmt | For | | For |
| 3. | | To approve an amendment to the director
compensation policy. | Mgmt | For | | For |
| 4. | | A shareholder proposal regarding dual class
capital structure. | Shr | For | | Against |
| 5. | | A shareholder proposal regarding an
independent chair. | Shr | Against | | For |
| 6. | | A shareholder proposal regarding child
exploitation. | Shr | For | | Against |
| 7. | | A shareholder proposal regarding human/civil
rights expert on board. | Shr | For | | Against |
| 8. | | A shareholder proposal regarding platform
misuse. | Shr | For | | Against |
| 9. | | A shareholder proposal regarding public
benefit corporation. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | GENERAL ELECTRIC COMPANY |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 369604103 | | | | | Agenda Number: | 935357954 |
| | | | | Ticker: | | GE | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US3696041033 | | | | | | Meeting Date: | 5/4/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Sébastien Bazin | Mgmt | For | | For |
| 1B. | | Election of Director: Ashton Carter | Mgmt | For | | For |
| 1C. | | Election of Director: H. Lawrence Culp, Jr. | Mgmt | For | | For |
| 1D. | | Election of Director: Francisco D'Souza | Mgmt | For | | For |
| 1E. | | Election of Director: Edward Garden | Mgmt | For | | For |
| 1F. | | Election of Director: Thomas Horton | Mgmt | For | | For |
| 1G. | | Election of Director: Risa Lavizzo-Mourey | Mgmt | For | | For |
| 1H. | | Election of Director: Catherine Lesjak | Mgmt | For | | For |
| 1I. | | Election of Director: Paula Rosput Reynolds | Mgmt | For | | For |
| 1J. | | Election of Director: Leslie Seidman | Mgmt | For | | For |
| 1K. | | Election of Director: James Tisch | Mgmt | For | | For |
| 2. | | Advisory Approval of Our Named Executives'
Compensation. | Mgmt | Against | | Against |
| 3. | | Ratification of Deloitte as Independent Auditor
for 2021. | Mgmt | For | | For |
| 4. | | Approval of Reverse Stock Split and
Reduction in our Authorized Stock and Par
Value. | Mgmt | For | | For |
| 5. | | Require Nomination of at Least Two
Candidates for Each Board Seat. | Shr | Against | | For |
| 6. | | Require the Chairman of the Board to be
Independent. | Shr | Against | | For |
| 7. | | Report on Meeting the Criteria of the Net Zero
Indicator. | Mgmt | For | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | HILTON WORLDWIDE HOLDINGS INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 43300A203 | | | | | Agenda Number: | 935382527 |
| | | | | Ticker: | | HLT | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US43300A2033 | | | | | | Meeting Date: | 5/19/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Christopher J. Nassetta | Mgmt | For | | For |
| 1B. | | Election of Director: Jonathan D. Gray | Mgmt | For | | For |
| 1C. | | Election of Director: Charlene T. Begley | Mgmt | For | | For |
| 1D. | | Election of Director: Chris Carr | Mgmt | For | | For |
| 1E. | | Election of Director: Melanie L. Healey | Mgmt | For | | For |
| 1F. | | Election of Director: Raymond E. Mabus, Jr. | Mgmt | For | | For |
| 1G. | | Election of Director: Judith A. McHale | Mgmt | For | | For |
| 1H. | | Election of Director: John G. Schreiber | Mgmt | For | | For |
| 1I. | | Election of Director: Elizabeth A. Smith | Mgmt | For | | For |
| 1J. | | Election of Director: Douglas M. Steenland | Mgmt | For | | For |
| 2. | | Ratification of the appointment of Ernst &
Young LLP as the Company's independent
registered public accounting firm for 2021. | Mgmt | For | | For |
| 3. | | Approval, in a non-binding advisory vote, of
the compensation paid to the Company's
named executive officers. | Mgmt | Against | | Against |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | JOHNSON & JOHNSON |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 478160104 | | | | | Agenda Number: | 935345214 |
| | | | | Ticker: | | JNJ | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US4781601046 | | | | | | Meeting Date: | 4/22/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Mary C. Beckerle | Mgmt | For | | For |
| 1B. | | Election of Director: D. Scott Davis | Mgmt | For | | For |
| 1C. | | Election of Director: Ian E. L. Davis | Mgmt | For | | For |
| 1D. | | Election of Director: Jennifer A. Doudna | Mgmt | For | | For |
| 1E. | | Election of Director: Alex Gorsky | Mgmt | For | | For |
| 1F. | | Election of Director: Marillyn A. Hewson | Mgmt | For | | For |
| 1G. | | Election of Director: Hubert Joly | Mgmt | For | | For |
| 1H. | | Election of Director: Mark B. McClellan | Mgmt | For | | For |
| 1I. | | Election of Director: Anne M. Mulcahy | Mgmt | For | | For |
| 1J. | | Election of Director: Charles Prince | Mgmt | For | | For |
| 1K. | | Election of Director: A. Eugene Washington | Mgmt | For | | For |
| 1L. | | Election of Director: Mark A. Weinberger | Mgmt | For | | For |
| 1M. | | Election of Director: Nadja Y. West | Mgmt | For | | For |
| 1N. | | Election of Director: Ronald A. Williams | Mgmt | For | | For |
| 2. | | Advisory Vote to Approve Named Executive
Officer Compensation. | Mgmt | Against | | Against |
| 3. | | Ratification of Appointment of
PricewaterhouseCoopers LLP as the
Independent Registered Public Accounting
Firm for 2021. | Mgmt | For | | For |
| 4. | | Report on Government Financial Support and
Access to COVID-19 Vaccines and
Therapeutics. | Shr | Against | | For |
| 5. | | Independent Board Chair. | Shr | Against | | For |
| 6. | | Civil Rights Audit. | Shr | For | | Against |
| 7. | | Executive Compensation Bonus Deferral. | Shr | For | | Against |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | LAS VEGAS SANDS CORP. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 517834107 | | | | | Agenda Number: | 935369961 |
| | | | | Ticker: | | LVS | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US5178341070 | | | | | | Meeting Date: | 5/13/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1. | | DIRECTOR | | | | | | | |
| | | | | 1 | Irwin Chafetz | Mgmt | For | | For |
| | | | | 2 | Micheline Chau | Mgmt | For | | For |
| | | | | 3 | Patrick Dumont | Mgmt | For | | For |
| | | | | 4 | Charles D. Forman | Mgmt | For | | For |
| | | | | 5 | Robert G. Goldstein | Mgmt | For | | For |
| | | | | 6 | George Jamieson | Mgmt | For | | For |
| | | | | 7 | Nora M. Jordan | Mgmt | For | | For |
| | | | | 8 | Charles A. Koppelman | Mgmt | For | | For |
| | | | | 9 | Lewis Kramer | Mgmt | For | | For |
| | | | | 10 | David F. Levi | Mgmt | For | | For |
| 2. | | Ratification of the appointment of Deloitte &
Touche LLP as the Company's independent
registered public accounting firm for the year
ending December 31, 2021. | Mgmt | For | | For |
| 3. | | An advisory (non-binding) vote to approve the
compensation of the named executive
officers. | Mgmt | Against | | Against |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | MICROSOFT CORPORATION |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 594918104 | | | | | Agenda Number: | 935284478 |
| | | | | Ticker: | | MSFT | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US5949181045 | | | | | | Meeting Date: | 12/2/2020 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Reid G. Hoffman | Mgmt | For | | For |
| 1B. | | Election of Director: Hugh F. Johnston | Mgmt | For | | For |
| 1C. | | Election of Director: Teri L. List-Stoll | Mgmt | For | | For |
| 1D. | | Election of Director: Satya Nadella | Mgmt | For | | For |
| 1E. | | Election of Director: Sandra E. Peterson | Mgmt | For | | For |
| 1F. | | Election of Director: Penny S. Pritzker | Mgmt | For | | For |
| 1G. | | Election of Director: Charles W. Scharf | Mgmt | For | | For |
| 1H. | | Election of Director: Arne M. Sorenson | Mgmt | For | | For |
| 1I. | | Election of Director: John W. Stanton | Mgmt | For | | For |
| 1J. | | Election of Director: John W. Thompson | Mgmt | For | | For |
| 1K. | | Election of Director: Emma N. Walmsley | Mgmt | For | | For |
| 1L. | | Election of Director: Padmasree Warrior | Mgmt | For | | For |
| 2. | | Advisory vote to approve named executive
officer compensation. | Mgmt | For | | For |
| 3. | | Ratification of Deloitte & Touche LLP as our
independent auditor for fiscal year 2021. | Mgmt | For | | For |
| 4. | | Shareholder Proposal - Report on Employee
Representation on Board of Directors. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | NVIDIA CORPORATION |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 67066G104 | | | | | Agenda Number: | 935402343 |
| | | | | Ticker: | | NVDA | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US67066G1040 | | | | | | Meeting Date: | 6/3/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Robert K. Burgess | Mgmt | For | | For |
| 1B. | | Election of Director: Tench Coxe | Mgmt | For | | For |
| 1C. | | Election of Director: John O. Dabiri | Mgmt | For | | For |
| 1D. | | Election of Director: Persis S. Drell | Mgmt | For | | For |
| 1E. | | Election of Director: Jen-Hsun Huang | Mgmt | For | | For |
| 1F. | | Election of Director: Dawn Hudson | Mgmt | For | | For |
| 1G. | | Election of Director: Harvey C. Jones | Mgmt | For | | For |
| 1H. | | Election of Director: Michael G. McCaffery | Mgmt | For | | For |
| 1I. | | Election of Director: Stephen C. Neal | Mgmt | For | | For |
| 1J. | | Election of Director: Mark L. Perry | Mgmt | For | | For |
| 1K. | | Election of Director: A. Brooke Seawell | Mgmt | For | | For |
| 1L. | | Election of Director: Aarti Shah | Mgmt | For | | For |
| 1M. | | Election of Director: Mark A. Stevens | Mgmt | For | | For |
| 2. | | Approval of our executive compensation. | Mgmt | For | | For |
| 3. | | Ratification of the selection of
PricewaterhouseCoopers LLP as our
independent registered public accounting firm
for fiscal year 2022. | Mgmt | For | | For |
| 4. | | Approval of an amendment to our charter to
increase the number of authorized shares of
common stock from 2 billion shares to 4
billion shares. | Mgmt | For | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | PAYPAL HOLDINGS, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 70450Y103 | | | | | Agenda Number: | 935392617 |
| | | | | Ticker: | | PYPL | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US70450Y1038 | | | | | | Meeting Date: | 5/26/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Rodney C. Adkins | Mgmt | For | | For |
| 1B. | | Election of Director: Jonathan Christodoro | Mgmt | For | | For |
| 1C. | | Election of Director: John J. Donahoe | Mgmt | For | | For |
| 1D. | | Election of Director: David W. Dorman | Mgmt | For | | For |
| 1E. | | Election of Director: Belinda J. Johnson | Mgmt | For | | For |
| 1F. | | Election of Director: Gail J. McGovern | Mgmt | For | | For |
| 1G. | | Election of Director: Deborah M. Messemer | Mgmt | For | | For |
| 1H. | | Election of Director: David M. Moffett | Mgmt | For | | For |
| 1I. | | Election of Director: Ann M. Sarnoff | Mgmt | For | | For |
| 1J. | | Election of Director: Daniel H. Schulman | Mgmt | For | | For |
| 1K. | | Election of Director: Frank D. Yeary | Mgmt | For | | For |
| 2. | | Advisory vote to approve named executive
officer compensation. | Mgmt | For | | For |
| 3. | | Ratification of the appointment of
PricewaterhouseCoopers LLP as our
independent auditor for 2021. | Mgmt | For | | For |
| 4. | | Stockholder proposal - Stockholder right to
act by written consent. | Shr | For | | Against |
| 5. | | Stockholder Proposal - Assessing Inclusion in
the Workplace. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | QUALCOMM INCORPORATED |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 747525103 | | | | | Agenda Number: | 935327569 |
| | | | | Ticker: | | QCOM | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US7475251036 | | | | | | Meeting Date: | 3/10/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Sylvia Acevedo | Mgmt | For | | For |
| 1B. | | Election of Director: Mark Fields | Mgmt | For | | For |
| 1C. | | Election of Director: Jeffrey W. Henderson | Mgmt | For | | For |
| 1D. | | Election of Director: Gregory N. Johnson | Mgmt | For | | For |
| 1E. | | Election of Director: Ann M. Livermore | Mgmt | For | | For |
| 1F. | | Election of Director: Harish Manwani | Mgmt | For | | For |
| 1G. | | Election of Director: Mark D. McLaughlin | Mgmt | For | | For |
| 1H. | | Election of Director: Jamie S. Miller | Mgmt | For | | For |
| 1I. | | Election of Director: Steve Mollenkopf | Mgmt | For | | For |
| 1J. | | Election of Director: Clark T. Randt, Jr. | Mgmt | For | | For |
| 1K. | | Election of Director: Irene B. Rosenfeld | Mgmt | For | | For |
| 1L. | | Election of Director: Kornelis "Neil" Smit | Mgmt | For | | For |
| 1M. | | Election of Director: Jean-Pascal Tricoire | Mgmt | Against | | Against |
| 1N. | | Election of Director: Anthony J. Vinciquerra | Mgmt | For | | For |
| 2. | | To ratify the selection of
PricewaterhouseCoopers LLP as our
independent public accountants for our fiscal
year ending September 26, 2021. | Mgmt | For | | For |
| 3. | | To approve, on an advisory basis, our
executive compensation. | Mgmt | For | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | ROYAL CARIBBEAN CRUISES LTD. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | V7780T103 | | | | | Agenda Number: | 935411215 |
| | | | | Ticker: | | RCL | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | LR0008862868 | | | | | | Meeting Date: | 6/2/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: John F. Brock | Mgmt | For | | For |
| 1B. | | Election of Director: Richard D. Fain | Mgmt | For | | For |
| 1C. | | Election of Director: Stephen R. Howe, Jr. | Mgmt | For | | For |
| 1D. | | Election of Director: William L. Kimsey | Mgmt | For | | For |
| 1E. | | Election of Director: Amy McPherson | Mgmt | For | | For |
| 1F. | | Election of Director: Maritza G. Montiel | Mgmt | For | | For |
| 1G. | | Election of Director: Ann S. Moore | Mgmt | For | | For |
| 1H. | | Election of Director: Eyal M. Ofer | Mgmt | For | | For |
| 1I. | | Election of Director: William K. Reilly | Mgmt | For | | For |
| 1J. | | Election of Director: Vagn O. Sørensen | Mgmt | For | | For |
| 1K. | | Election of Director: Donald Thompson | Mgmt | For | | For |
| 1L. | | Election of Director: Arne Alexander
Wilhelmsen | Mgmt | For | | For |
| 2. | | Advisory approval of the Company's
compensation of its named executive officers. | Mgmt | For | | For |
| 3. | | Approval of the amendment to the Company's
1994 Employee Stock Purchase Plan. | Mgmt | For | | For |
| 4. | | Ratification of the appointment of
PricewaterhouseCoopers LLP as the
Company's independent registered public
accounting firm for 2021. | Mgmt | For | | For |
| 5. | | The shareholder proposal regarding political
contributions disclosure. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | SALESFORCE.COM, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 79466L302 | | | | | Agenda Number: | 935416811 |
| | | | | Ticker: | | CRM | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US79466L3024 | | | | | | Meeting Date: | 6/10/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Marc Benioff | Mgmt | For | | For |
| 1B. | | Election of Director: Craig Conway | Mgmt | For | | For |
| 1C. | | Election of Director: Parker Harris | Mgmt | For | | For |
| 1D. | | Election of Director: Alan Hassenfeld | Mgmt | For | | For |
| 1E. | | Election of Director: Neelie Kroes | Mgmt | For | | For |
| 1F. | | Election of Director: Colin Powell | Mgmt | For | | For |
| 1G. | | Election of Director: Sanford Robertson | Mgmt | For | | For |
| 1H. | | Election of Director: John V. Roos | Mgmt | For | | For |
| 1I. | | Election of Director: Robin Washington | Mgmt | For | | For |
| 1J. | | Election of Director: Maynard Webb | Mgmt | For | | For |
| 1K. | | Election of Director: Susan Wojcicki | Mgmt | For | | For |
| 2. | | Amendment and restatement of our 2013
Equity Incentive Plan to increase the number
of shares reserved for issuance. | Mgmt | For | | For |
| 3. | | Ratification of the appointment of Ernst &
Young LLP as our independent registered
public accounting firm for the fiscal year
ending January 31, 2022. | Mgmt | For | | For |
| 4. | | An advisory vote to approve the fiscal 2021
compensation of our named executive
officers. | Mgmt | For | | For |
| 5. | | A stockholder proposal requesting that the
Board of Directors take steps necessary to
transition Salesforce to a Public Benefit
Corporation, if properly presented at the
meeting. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | SOUTHWEST AIRLINES CO. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 844741108 | | | | | Agenda Number: | 935392744 |
| | | | | Ticker: | | LUV | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US8447411088 | | | | | | Meeting Date: | 5/19/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: David W. Biegler | Mgmt | For | | For |
| 1B. | | Election of Director: J. Veronica Biggins | Mgmt | For | | For |
| 1C. | | Election of Director: Douglas H. Brooks | Mgmt | For | | For |
| 1D. | | Election of Director: William H. Cunningham | Mgmt | For | | For |
| 1E. | | Election of Director: John G. Denison | Mgmt | For | | For |
| 1F. | | Election of Director: Thomas W. Gilligan | Mgmt | For | | For |
| 1G. | | Election of Director: Gary C. Kelly | Mgmt | For | | For |
| 1H. | | Election of Director: Grace D. Lieblein | Mgmt | For | | For |
| 1I. | | Election of Director: Nancy B. Loeffler | Mgmt | For | | For |
| 1J. | | Election of Director: John T. Montford | Mgmt | For | | For |
| 1K. | | Election of Director: Ron Ricks | Mgmt | For | | For |
| 2. | | Advisory vote to approve the compensation of
the Company's named executive officers. | Mgmt | For | | For |
| 3. | | Ratification of the selection of Ernst & Young
LLP as the Company's independent auditors
for the fiscal year ending December 31, 2021. | Mgmt | For | | For |
| 4. | | Advisory vote on shareholder proposal to
permit shareholder action by written consent. | Shr | Against | | For |
| 5. | | Advisory vote on shareholder proposal to
permit shareholder removal of directors
without cause. | Shr | For | | Against |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | STARBUCKS CORPORATION |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 855244109 | | | | | Agenda Number: | 935326935 |
| | | | | Ticker: | | SBUX | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US8552441094 | | | | | | Meeting Date: | 3/17/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Richard E. Allison, Jr. | Mgmt | For | | For |
| 1B. | | Election of Director: Rosalind G. Brewer
(Withdrawn) | Mgmt | For | | For |
| 1C. | | Election of Director: Andrew Campion | Mgmt | For | | For |
| 1D. | | Election of Director: Mary N. Dillon | Mgmt | For | | For |
| 1E. | | Election of Director: Isabel Ge Mahe | Mgmt | For | | For |
| 1F. | | Election of Director: Mellody Hobson | Mgmt | For | | For |
| 1G. | | Election of Director: Kevin R. Johnson | Mgmt | For | | For |
| 1H. | | Election of Director: Jørgen Vig Knudstorp | Mgmt | For | | For |
| 1I. | | Election of Director: Satya Nadella | Mgmt | For | | For |
| 1J. | | Election of Director: Joshua Cooper Ramo | Mgmt | For | | For |
| 1K. | | Election of Director: Clara Shih | Mgmt | For | | For |
| 1L. | | Election of Director: Javier G. Teruel | Mgmt | For | | For |
| 2. | | Advisory resolution to approve our executive
officer compensation. | Mgmt | Against | | Against |
| 3. | | Ratification of selection of Deloitte & Touche
LLP as our independent registered public
accounting firm for fiscal 2021. | Mgmt | For | | For |
| 4. | | Employee Board Representation. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | THE BOEING COMPANY |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 097023105 | | | | | Agenda Number: | 935340884 |
| | | | | Ticker: | | BA | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US0970231058 | | | | | | Meeting Date: | 4/20/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Robert A. Bradway | Mgmt | For | | For |
| 1B. | | Election of Director: David L. Calhoun | Mgmt | For | | For |
| 1C. | | Election of Director: Lynne M. Doughtie | Mgmt | For | | For |
| 1D. | | Election of Director: Edmund P. Giambastiani
Jr. | Mgmt | For | | For |
| 1E. | | Election of Director: Lynn J. Good | Mgmt | For | | For |
| 1F. | | Election of Director: Akhil Johri | Mgmt | For | | For |
| 1G. | | Election of Director: Lawrence W. Kellner | Mgmt | For | | For |
| 1H. | | Election of Director: Steven M. Mollenkopf | Mgmt | For | | For |
| 1I. | | Election of Director: John M. Richardson | Mgmt | For | | For |
| 1J. | | Election of Director: Ronald A. Williams | Mgmt | For | | For |
| 2. | | Approve, on an Advisory Basis, Named
Executive Officer Compensation. | Mgmt | For | | For |
| 3. | | Ratify the Appointment of Deloitte & Touche
LLP as Independent Auditor for 2021. | Mgmt | For | | For |
| 4. | | Additional Report on Lobbying Activities. | Shr | Against | | For |
| 5. | | Written Consent. | Shr | For | | Against |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | THE CHARLES SCHWAB CORPORATION |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 808513105 | | | | | Agenda Number: | 935378302 |
| | | | | Ticker: | | SCHW | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US8085131055 | | | | | | Meeting Date: | 5/13/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Walter W. Bettinger II | Mgmt | For | | For |
| 1B. | | Election of Director: Joan T. Dea | Mgmt | For | | For |
| 1C. | | Election of Director: Christopher V. Dodds | Mgmt | For | | For |
| 1D. | | Election of Director: Mark A. Goldfarb | Mgmt | For | | For |
| 1E. | | Election of Director: Bharat B. Masrani | Mgmt | For | | For |
| 1F. | | Election of Director: Charles A. Ruffel | Mgmt | For | | For |
| 2. | | Ratification of the selection of Deloitte &
Touche LLP as independent auditors. | Mgmt | For | | For |
| 3. | | Advisory vote to approve named executive
officer compensation. | Mgmt | For | | For |
| 4. | | Stockholder Proposal requesting disclosure of
lobbying policy, procedures and oversight;
lobbying expenditures; and participation in
organizations engaged in lobbying. | Shr | Against | | For |
| 5. | | Stockholder Proposal requesting
declassification of the board of directors to
elect each director annually. | Shr | For | | Against |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | THE HOME DEPOT, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 437076102 | | | | | Agenda Number: | 935365874 |
| | | | | Ticker: | | HD | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US4370761029 | | | | | | Meeting Date: | 5/20/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Gerard J. Arpey | Mgmt | For | | For |
| 1B. | | Election of Director: Ari Bousbib | Mgmt | For | | For |
| 1C. | | Election of Director: Jeffery H. Boyd | Mgmt | For | | For |
| 1D. | | Election of Director: Gregory D. Brenneman | Mgmt | For | | For |
| 1E. | | Election of Director: J. Frank Brown | Mgmt | For | | For |
| 1F. | | Election of Director: Albert P. Carey | Mgmt | For | | For |
| 1G. | | Election of Director: Helena B. Foulkes | Mgmt | For | | For |
| 1H. | | Election of Director: Linda R. Gooden | Mgmt | For | | For |
| 1I. | | Election of Director: Wayne M. Hewett | Mgmt | For | | For |
| 1J. | | Election of Director: Manuel Kadre | Mgmt | For | | For |
| 1K. | | Election of Director: Stephanie C. Linnartz | Mgmt | For | | For |
| 1L. | | Election of Director: Craig A. Menear | Mgmt | For | | For |
| 2. | | Ratification of the Appointment of KPMG LLP. | Mgmt | For | | For |
| 3. | | Advisory Vote to Approve Executive
Compensation ("Say-on-Pay"). | Mgmt | For | | For |
| 4. | | Shareholder Proposal Regarding Amendment
of Shareholder Written Consent Right. | Shr | Against | | For |
| 5. | | Shareholder Proposal Regarding Political
Contributions Congruency Analysis. | Shr | Against | | For |
| 6. | | Shareholder Proposal Regarding Report on
Prison Labor in the Supply Chain. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | THE PROCTER & GAMBLE COMPANY |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 742718109 | | | | | Agenda Number: | 935264969 |
| | | | | Ticker: | | PG | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US7427181091 | | | | | | Meeting Date: | 10/13/2020 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | ELECTION OF DIRECTOR: Francis S. Blake | Mgmt | For | | For |
| 1B. | | ELECTION OF DIRECTOR: Angela F. Braly | Mgmt | For | | For |
| 1C. | | ELECTION OF DIRECTOR: Amy L. Chang | Mgmt | For | | For |
| 1D. | | ELECTION OF DIRECTOR: Joseph Jimenez | Mgmt | For | | For |
| 1E. | | ELECTION OF DIRECTOR: Debra L. Lee | Mgmt | For | | For |
| 1F. | | ELECTION OF DIRECTOR: Terry J.
Lundgren | Mgmt | For | | For |
| 1G. | | ELECTION OF DIRECTOR: Christine M.
McCarthy | Mgmt | For | | For |
| 1H. | | ELECTION OF DIRECTOR: W. James
McNerney, Jr. | Mgmt | For | | For |
| 1I. | | ELECTION OF DIRECTOR: Nelson Peltz | Mgmt | For | | For |
| 1J. | | ELECTION OF DIRECTOR: David S. Taylor | Mgmt | For | | For |
| 1K. | | ELECTION OF DIRECTOR: Margaret C.
Whitman | Mgmt | For | | For |
| 1L. | | ELECTION OF DIRECTOR: Patricia A.
Woertz | Mgmt | For | | For |
| 2. | | Ratify Appointment of the Independent
Registered Public Accounting Firm. | Mgmt | For | | For |
| 3. | | Advisory Vote to Approve the Company's
Executive Compensation (the "Say on Pay"
vote). | Mgmt | For | | For |
| 4. | | Approval of The Procter & Gamble Company
International Stock Ownership Plan, As
Amended and Restated. | Mgmt | For | | For |
| 5. | | Shareholder Proposal - Report on Efforts to
Eliminate Deforestation. | Shr | Against | | For |
| 6. | | Shareholder Proposal - Annual Report on
Diversity. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | THE WALT DISNEY COMPANY |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 254687106 | | | | | Agenda Number: | 935328206 |
| | | | | Ticker: | | DIS | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US2546871060 | | | | | | Meeting Date: | 3/9/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Susan E. Arnold | Mgmt | For | | For |
| 1B. | | Election of Director: Mary T. Barra | Mgmt | For | | For |
| 1C. | | Election of Director: Safra A. Catz | Mgmt | For | | For |
| 1D. | | Election of Director: Robert A. Chapek | Mgmt | For | | For |
| 1E. | | Election of Director: Francis A. deSouza | Mgmt | For | | For |
| 1F. | | Election of Director: Michael B.G. Froman | Mgmt | For | | For |
| 1G. | | Election of Director: Robert A. Iger | Mgmt | For | | For |
| 1H. | | Election of Director: Maria Elena Lagomasino | Mgmt | For | | For |
| 1I. | | Election of Director: Mark G. Parker | Mgmt | For | | For |
| 1J. | | Election of Director: Derica W. Rice | Mgmt | For | | For |
| 2. | | To ratify the appointment of
PricewaterhouseCoopers LLP as the
Company's registered public accountants for
fiscal 2021. | Mgmt | For | | For |
| 3. | | To approve the advisory resolution on
executive compensation. | Mgmt | For | | For |
| 4. | | Shareholder proposal requesting an annual
report disclosing information regarding the
Company's lobbying policies and activities. | Shr | Against | | For |
| 5. | | Shareholder proposal requesting non-
management employees on director nominee
candidate lists. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | UNITED PARCEL SERVICE, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 911312106 | | | | | Agenda Number: | 935365002 |
| | | | | Ticker: | | UPS | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US9113121068 | | | | | | Meeting Date: | 5/13/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director to serve until the 2022
Annual Meeting: Carol B. Tomé | Mgmt | For | | For |
| 1B. | | Election of Director to serve until the 2022
Annual Meeting: Rodney C. Adkins | Mgmt | For | | For |
| 1C. | | Election of Director to serve until the 2022
Annual Meeting: Eva C. Boratto | Mgmt | For | | For |
| 1D. | | Election of Director to serve until the 2022
Annual Meeting: Michael J. Burns | Mgmt | For | | For |
| 1E. | | Election of Director to serve until the 2022
Annual Meeting: Wayne M. Hewett | Mgmt | For | | For |
| 1F. | | Election of Director to serve until the 2022
Annual Meeting: Angela Hwang | Mgmt | For | | For |
| 1G. | | Election of Director to serve until the 2022
Annual Meeting: Kate E. Johnson | Mgmt | For | | For |
| 1H. | | Election of Director to serve until the 2022
Annual Meeting: William R. Johnson | Mgmt | For | | For |
| 1I. | | Election of Director to serve until the 2022
Annual Meeting: Ann M. Livermore | Mgmt | For | | For |
| 1J. | | Election of Director to serve until the 2022
Annual Meeting: Franck J. Moison | Mgmt | For | | For |
| 1K. | | Election of Director to serve until the 2022
Annual Meeting: Christiana Smith Shi | Mgmt | For | | For |
| 1L. | | Election of Director to serve until the 2022
Annual Meeting: Russell Stokes | Mgmt | For | | For |
| 1M. | | Election of Director to serve until the 2022
Annual Meeting: Kevin Warsh | Mgmt | For | | For |
| 2. | | To approve on an advisory basis a resolution
on UPS executive compensation. | Mgmt | For | | For |
| 3. | | To approve the 2021 UPS Omnibus Incentive
Compensation Plan. | Mgmt | For | | For |
| 4. | | To ratify the appointment of Deloitte & Touche
LLP as UPS's independent registered public
accounting firm for the year ending December
31, 2021. | Mgmt | For | | For |
| 5. | | To prepare an annual report on UPS's
lobbying activities. | Shr | Against | | For |
| 6. | | To reduce the voting power of UPS class A
stock from 10 votes per share to one vote per
share. | Shr | For | | Against |
| 7. | | To prepare a report on reducing UPS's total
contribution to climate change. | Shr | For | | Against |
| 8. | | To transition UPS to a public benefit
corporation. | Shr | Against | | For |
| 9. | | To prepare a report assessing UPS's diversity
and inclusion efforts. | Shr | For | | Against |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | UNITEDHEALTH GROUP INCORPORATED |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 91324P102 | | | | | Agenda Number: | 935414879 |
| | | | | Ticker: | | UNH | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US91324P1021 | | | | | | Meeting Date: | 6/7/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Richard T. Burke | Mgmt | For | | For |
| 1B. | | Election of Director: Timothy P. Flynn | Mgmt | For | | For |
| 1C. | | Election of Director: Stephen J. Hemsley | Mgmt | For | | For |
| 1D. | | Election of Director: Michele J. Hooper | Mgmt | For | | For |
| 1E. | | Election of Director: F. William McNabb III | Mgmt | For | | For |
| 1F. | | Election of Director: Valerie C. Montgomery
Rice, M.D. | Mgmt | For | | For |
| 1G. | | Election of Director: John H. Noseworthy,
M.D. | Mgmt | For | | For |
| 1H. | | Election of Director: Gail R. Wilensky, Ph.D. | Mgmt | For | | For |
| 1I. | | Election of Director: Andrew Witty | Mgmt | For | | For |
| 2. | | Advisory approval of the Company's
executive compensation. | Mgmt | For | | For |
| 3. | | Ratification of the appointment of Deloitte &
Touche LLP as the independent registered
public accounting firm for the Company for
the year ending December 31, 2021. | Mgmt | For | | For |
| 4. | | Approval of an amendment to the
UnitedHealth Group 1993 Employee Stock
Purchase Plan. | Mgmt | For | | For |
| 5. | | If properly presented at the 2021 Annual
Meeting of Shareholders, the shareholder
proposal set forth in the proxy statement
requesting a reduction of the share ownership
threshold for calling a special meeting of
shareholders. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | VERIZON COMMUNICATIONS INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 92343V104 | | | | | Agenda Number: | 935364846 |
| | | | | Ticker: | | VZ | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US92343V1044 | | | | | | Meeting Date: | 5/13/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1a. | | Election of Director: Shellye L. Archambeau | Mgmt | For | | For |
| 1b. | | Election of Director: Roxanne S. Austin | Mgmt | For | | For |
| 1c. | | Election of Director: Mark T. Bertolini | Mgmt | For | | For |
| 1d. | | Election of Director: Melanie L. Healey | Mgmt | For | | For |
| 1e. | | Election of Director: Clarence Otis, Jr. | Mgmt | For | | For |
| 1f. | | Election of Director: Daniel H. Schulman | Mgmt | For | | For |
| 1g. | | Election of Director: Rodney E. Slater | Mgmt | For | | For |
| 1h. | | Election of Director: Hans E. Vestberg | Mgmt | For | | For |
| 1i. | | Election of Director: Gregory G. Weaver | Mgmt | For | | For |
| 2 | | Advisory Vote to Approve Executive
Compensation | Mgmt | For | | For |
| 3 | | Ratification of Appointment of Independent
Registered Public Accounting Firm | Mgmt | For | | For |
| 4 | | Shareholder Action by Written Consent | Shr | Against | | For |
| 5 | | Amend Clawback Policy | Shr | Against | | For |
| 6 | | Shareholder Ratification of Annual Equity
Awards | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | VISA INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 92826C839 | | | | | Agenda Number: | 935315576 |
| | | | | Ticker: | | V | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US92826C8394 | | | | | | Meeting Date: | 1/26/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Lloyd A. Carney | Mgmt | For | | For |
| 1B. | | Election of Director: Mary B. Cranston | Mgmt | For | | For |
| 1C. | | Election of Director: Francisco Javier
Fernández-Carbajal | Mgmt | For | | For |
| 1D. | | Election of Director: Alfred F. Kelly, Jr. | Mgmt | For | | For |
| 1E. | | Election of Director: Ramon Laguarta | Mgmt | For | | For |
| 1F. | | Election of Director: John F. Lundgren | Mgmt | For | | For |
| 1G. | | Election of Director: Robert W. Matschullat | Mgmt | For | | For |
| 1H. | | Election of Director: Denise M. Morrison | Mgmt | For | | For |
| 1I. | | Election of Director: Suzanne Nora Johnson | Mgmt | For | | For |
| 1J. | | Election of Director: Linda J. Rendle | Mgmt | For | | For |
| 1K. | | Election of Director: John A. C. Swainson | Mgmt | For | | For |
| 1L. | | Election of Director: Maynard G. Webb, Jr. | Mgmt | For | | For |
| 2. | | Approval, on an advisory basis, of
compensation paid to our named executive
officers. | Mgmt | For | | For |
| 3. | | Ratification of the appointment of KPMG LLP
as our independent registered public
accounting firm for the 2021 fiscal year. | Mgmt | For | | For |
| 4. | | Approval of the Visa Inc. 2007 Equity
Incentive Compensation Plan, as amended
and restated. | Mgmt | For | | For |
| 5. | | Approval of an amendment to our Certificate
of Incorporation to enable the adoption of a
special meeting right for Class A common
stockholders. | Mgmt | For | | For |
| 6. | | To vote on a stockholder proposal requesting
stockholders' right to act by written consent, if
properly presented. | Shr | Against | | For |
| 7. | | To vote on a stockholder proposal to amend
our principles of executive compensation
program, if properly presented. | Shr | Against | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | VISTRA CORP. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 92840M102 | | | | | Agenda Number: | 935375344 |
| | | | | Ticker: | | VST | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US92840M1027 | | | | | | Meeting Date: | 4/28/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Scott B. Helm | Mgmt | For | | For |
| 1B. | | Election of Director: Hilary E. Ackermann | Mgmt | For | | For |
| 1C. | | Election of Director: Arcilia C. Acosta | Mgmt | For | | For |
| 1D. | | Election of Director: Gavin R. Baiera | Mgmt | For | | For |
| 1E. | | Election of Director: Paul M. Barbas | Mgmt | For | | For |
| 1F. | | Election of Director: Lisa Crutchfield | Mgmt | For | | For |
| 1G. | | Election of Director: Brian K. Ferraioli | Mgmt | For | | For |
| 1H. | | Election of Director: Jeff D. Hunter | Mgmt | For | | For |
| 1I. | | Election of Director: Curtis A. Morgan | Mgmt | For | | For |
| 1J. | | Election of Director: John R. Sult | Mgmt | For | | For |
| 2. | | Approve, on an advisory basis, the 2020
compensation of the Company's named
executive officers. | Mgmt | For | | For |
| 3. | | Ratify the selection of Deloitte & Touche LLP
as the Company's independent registered
public accounting firm for the year ending
December 31, 2021. | Mgmt | For | | For |
| | | | | | | |
| IMS Capital Value Fund |
| | | | | | | | | | | | | | | | | | |
| | WELLS FARGO & COMPANY |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 949746101 | | | | | Agenda Number: | 935349363 |
| | | | | Ticker: | | WFC | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US9497461015 | | | | | | Meeting Date: | 4/27/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: Steven D. Black | Mgmt | For | | For |
| 1B. | | Election of Director: Mark A. Chancy | Mgmt | For | | For |
| 1C. | | Election of Director: Celeste A. Clark | Mgmt | For | | For |
| 1D. | | Election of Director: Theodore F. Craver, Jr. | Mgmt | For | | For |
| 1E. | | Election of Director: Wayne M. Hewett | Mgmt | For | | For |
| 1F. | | Election of Director: Maria R. Morris | Mgmt | For | | For |
| 1G. | | Election of Director: Charles H. Noski | Mgmt | For | | For |
| 1H. | | Election of Director: Richard B. Payne, Jr. | Mgmt | For | | For |
| 1I. | | Election of Director: Juan A. Pujadas | Mgmt | For | | For |
| 1J. | | Election of Director: Ronald L. Sargent | Mgmt | For | | For |
| 1K. | | Election of Director: Charles W. Scharf | Mgmt | For | | For |
| 1L. | | Election of Director: Suzanne M. Vautrinot | Mgmt | For | | For |
| 2. | | Advisory resolution to approve executive
compensation. | Mgmt | For | | For |
| 3. | | Ratification of the appointment of KPMG LLP
as the Company's independent registered
public accounting firm for 2021. | Mgmt | For | | For |
| 4. | | Shareholder Proposal - Make Shareholder
Proxy Access More Accessible. | Shr | Against | | For |
| 5. | | Shareholder Proposal - Amend Certificate of
Incorporation to Become a Delaware Public
Benefit Corporation. | Shr | Against | | For |
| 6. | | Shareholder Proposal - Report on Incentive-
Based Compensation and Risks of Material
Losses. | Shr | Against | | For |
| 7. | | Shareholder Proposal - Conduct a Racial
Equity Audit. | Shr | Against | | For |
| | | | | | | |
| IMS Strategic Income Fund |
| | | | | | | | | | | | | | | | | | |
| | ALTRIA GROUP, INC. |
| | | | | | | | | | | | | | | | | | |
| | | Security: | | 02209S103 | | | | | Agenda Number: | 935381640 |
| | | | | Ticker: | | MO | | | | | | Meeting Type: | Annual |
| | | | | ISIN: | | US02209S1033 | | | | | | Meeting Date: | 5/20/2021 |
| | | | | | | | | | | | | | | | | | |
| Prop. # | | | Proposal | | | | Proposed by | Proposal Vote | For/Against Management's Recommendation |
| 1A. | | Election of Director: John T. Casteen III | Mgmt | For | | For |
| 1B. | | Election of Director: Dinyar S. Devitre | Mgmt | For | | For |
| 1C. | | Election of Director: William F. Gifford, Jr. | Mgmt | For | | For |
| 1D. | | Election of Director: Debra J. Kelly-Ennis | Mgmt | For | | For |
| 1E. | | Election of Director: W. Leo Kiely III | Mgmt | For | | For |
| 1F. | | Election of Director: Kathryn B. McQuade | Mgmt | For | | For |
| 1G. | | Election of Director: George Muñoz | Mgmt | For | | For |
| 1H. | | Election of Director: Mark E. Newman | Mgmt | For | | For |
| 1I. | | Election of Director: Nabil Y. Sakkab | Mgmt | For | | For |
| 1J. | | Election of Director: Virginia E. Shanks | Mgmt | For | | For |
| 1K. | | Election of Director: Ellen R. Strahlman | Mgmt | For | | For |
| 2. | | Ratification of the Selection of Independent
Registered Public Accounting Firm. | Mgmt | For | | For |
| 3. | | Non-Binding Advisory Vote to Approve the
Compensation of Altria's Named Executive
Officers. | Mgmt | Against | | Against |
| 4. | | Shareholder Proposal - Review and Report
on Underage Tobacco Prevention Policies
and Marketing Practices. | Shr | Against | | For |
| 5. | | Shareholder Proposal - Disclosure of
Lobbying Policies and Practices. | Shr | Against | | For |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
