UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-21726
360 Funds
(Exact name of registrant as specified in charter)
| 4300 SHAWNEE MISSION PARKWAY, SUITE 100 FAIRWAY, KANSAS | 66205 |
| (Address of principal executive offices) | (Zip code) |
M3SIXTY ADMINISTRATION, LLC
4300 SHAWNEE MISSION PARKWAY, SUITE 100
FAIRWAY, KANSAS 66205
(Name and address of agent for service)
Registrant's telephone number, including area code: 877.244.6235
Date of fiscal year end: September 30th
Date of reporting period: 07/01/2020 to 06/30/2021
| ITEM 1. | PROXY VOTING RECORD: |
The filing for Timber Point Global Allocation Fund, a series of 360 Funds Trust, is attached.
| Aphria Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | | | |
| | | | | Ballot Created | 04/13/2021 | Ballot Voted | 04/13/2021 | | | | |
| | | | | | | | | | | | |
| | | | | Vote Deadline Date | 04/09/2021 | Record Date | 03/12/2021 | Ticker | APHA | Share Blocking | No |
| | | | | Contested | No | Agenda Type | Mgmt | Country Of Origin | CA | Country Of Trade | US |
| | | | | Ballot Sec ID | ISIN-CA09225D1015 | | | | | | |
| | | | | | | | | | | | |
| | Special Meeting Agenda (04/14/2021) | Mgmt
Rec | GL
Rec | TIMBER-GL
Policy | Vote
Cast | | | |
| | | | | | | | | | | | |
| | | 1 | Reverse Acquisition of Tilray | For | For | For | For | | | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | Accounts With Shares | Shares Voted | Holdings Id | Shares Held | Shares On Loan | Policy Id | Voting Group | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | | | Fifth Third Bank- Timber Point Global Allocations Fund | 45,000 | | | | Timber Point Capital Management | TIM0221 | |
| | | | | | | | | | | | |
| | | | Totals | 45,000 | | 0 | 0 | | | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| Boeing Co. | Voted | Ballot Status | Confirmed | Decision Status | Approved | | | |
| | | | | Ballot Created | 04/14/2021 | Ballot Voted | 04/16/2021 | | | | |
| | | | | | | | | | | | |
| | | | | Vote Deadline Date | 04/19/2021 | Record Date | 02/19/2021 | Ticker | BA | Share Blocking | No |
| | | | | Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US |
| | | | | Ballot Sec ID | ISIN-US0970231058 | | | | | | |
| | | | | | | | | | | | |
| | Annual Meeting Agenda (04/20/2021) | Mgmt
Rec | GL
Rec | TIMBER-GL
Policy | Vote
Cast | | | |
| | | | | | | | | | | | |
| | | 1 | Elect Robert A. Bradway | For | For | For | For | | | |
| | | 2 | Elect David L. Calhoun | For | For | For | For | | | |
| | | 3 | Elect Lynne M. Doughtie | For | For | For | For | | | |
| | | 4 | Elect Edmund P. Giambastiani, Jr. | For | Against | Against | Against | | | |
| | | | | Vote Note: Other unique issue | |
| | | | | | | | | | | | |
| | | 5 | Elect Lynn J. Good | For | For | For | For | | | |
| | | 6 | Elect Akhil Johri | For | For | For | For | | | |
| | | 7 | Elect Lawrence W. Kellner | For | Against | Against | Against | | | |
| | | | | Vote Note: Other unique issue | |
| | | | | | | | | | | | |
| | | 8 | Elect Steven M. Mollenkopf | For | For | For | For | | | |
| | | 9 | Elect John M. Richardson | For | For | For | For | | | |
| | | 10 | Elect Ronald A. Williams | For | For | For | For | | | |
| | | 11 | Advisory Vote on Executive Compensation | For | For | For | For | | | |
| | | 12 | Ratification of Auditor | For | For | For | For | | | |
| |  | 13 | Shareholder Proposal Regarding Lobbying Report | Against | For | For | For | | | |
| | | | | Vote Note: Increased disclosure would allow shareholders to more fully assess risks presented by the Company's lobbying activities | |
| | | | | | | | | | | | |
| |  | 14 | Shareholder Proposal Regarding Right to Act by Written Consent | Against | For | For | For | | | |
| | | | | Vote Note: Shareholder action by written consent enables shareholders to take action on important issues that arise between annual meetings | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
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| | | | | | | | | | | | |
| | Accounts With Shares | Shares Voted | Holdings Id | Shares Held | Shares On Loan | Policy Id | Voting Group | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | | | Fifth Third Bank- Timber Point Global Allocations Fund | 600 | | | | Timber Point Capital Management | TIM0221 | |
| | | | | | | | | | | | |
| | | | Totals | 600 | | 0 | 0 | | | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| CME Group Inc | Voted | Ballot Status | Confirmed | Decision Status | Approved | | | |
| | | | | Ballot Created | 04/14/2021 | Ballot Voted | 04/16/2021 | | | | |
| | | | | | | | | | | | |
| | | | | Vote Deadline Date | 05/04/2021 | Record Date | 03/08/2021 | Ticker | CME | Share Blocking | No |
| | | | | Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US |
| | | | | Ballot Sec ID | ISIN-US1677601072 | | | | | | |
| | | | | | | | | | | | |
| | Annual Meeting Agenda (05/05/2021) | Mgmt
Rec | GL
Rec | TIMBER-GL
Policy | Vote
Cast | | | |
| | | | | | | | | | | | |
| | | 1 | Elect Terrence A. Duffy | For | For | For | For | | | |
| | | 2 | Elect Timothy S. Bitsberger | For | For | For | For | | | |
| | | 3 | Elect Charles P. Carey | For | For | For | For | | | |
| | | 4 | Elect Dennis H. Chookaszian | For | For | For | For | | | |
| | | 5 | Elect Bryan T. Durkin | For | For | For | For | | | |
| | | 6 | Elect Ana Dutra | For | For | For | For | | | |
| | | 7 | Elect Martin J. Gepsman | For | For | For | For | | | |
| | | 8 | Elect Larry G. Gerdes | For | For | For | For | | | |
| | | 9 | Elect Daniel R. Glickman | For | For | For | For | | | |
| | | 10 | Elect Daniel G. Kaye | For | For | For | For | | | |
| | | 11 | Elect Phyllis M. Lockett | For | Against | Against | Against | | | |
| | | | | Vote Note: Affiliate/Insider on nominating/governance committee | |
| | | | | | | | | | | | |
| | | 12 | Elect Deborah J. Lucas | For | For | For | For | | | |
| | | 13 | Elect Terry L. Savage | For | For | For | For | | | |
| | | 14 | Elect Rahael Seifu | For | For | For | For | | | |
| | | 15 | Elect William R. Shepard | For | For | For | For | | | |
| | | 16 | Elect Howard J. Siegel | For | For | For | For | | | |
| | | 17 | Elect Dennis A. Suskind | For | For | For | For | | | |
| | | 18 | Ratification of Auditor | For | For | For | For | | | |
| | | 19 | Advisory Vote on Executive Compensation | For | For | For | For | | | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | Accounts With Shares | Shares Voted | Holdings Id | Shares Held | Shares On Loan | Policy Id | Voting Group | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | | | Fifth Third Bank- Timber Point Global Allocations Fund | 1,300 | | | | Timber Point Capital Management | TIM0221 | |
| | | | | | | | | | | | |
| | | | Totals | 1,300 | | 0 | 0 | | | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| Las Vegas Sands Corp | Voted | Ballot Status | Confirmed | Decision Status | Approved | | | |
| | | | | Ballot Created | 05/11/2021 | Ballot Voted | 05/11/2021 | | | | |
| | | | | | | | | | | | |
| | | | | Vote Deadline Date | 05/12/2021 | Record Date | 03/15/2021 | Ticker | LVS | Share Blocking | No |
| | | | | Contested | No | Agenda Type | Mgmt | Country Of Origin | US | Country Of Trade | US |
| | | | | Ballot Sec ID | ISIN-US5178343050 | | | | | | |
| | | | | | | | | | | | |
| | Annual Meeting Agenda (05/13/2021) | Mgmt
Rec | GL
Rec | TIMBER-GL
Policy | Vote
Cast | | | |
| | | | | | | | | | | | |
| | | 1 | Election of Directors | | | | | | | |
| | | | 1.1 Elect Irwin Chafetz | For | For | For | For | | | |
| | | | 1.2 Elect Micheline Chau | For | Withhold | Withhold | Withhold | | | |
| | | | | Vote Note: Ongoing compensation concerns | |
| | | | | | | | | | | | |
| | | | 1.3 Elect Patrick Dumont | For | For | For | For | | | |
| | | | 1.4 Elect Charles D. Forman | For | For | For | For | | | |
| | | | 1.5 Elect Robert Glen Goldstein | For | For | For | For | | | |
| | | | 1.6 Elect George Jamieson | For | For | For | For | | | |
| | | | 1.7 Elect Nora M. Jordan | For | For | For | For | | | |
| | | | 1.8 Elect Charles A. Koppelman | For | Withhold | Withhold | Withhold | | | |
| | | | | Vote Note: Ongoing compensation concerns | |
| | | | | | | | | | | | |
| | | | 1.9 Elect Lewis Kramer | For | For | For | For | | | |
| | | | 1.10 Elect David F. Levi | For | Withhold | Withhold | Withhold | | | |
| | | | | Vote Note: Ongoing compensation concerns | |
| | | | | | | | | | | | |
| | | 2 | Ratification of Auditor | For | For | For | For | | | |
| | | 3 | Advisory Vote on Executive Compensation | For | Against | Against | Against | | | |
| | | | | Vote Note: Concerning pay practices | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
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| | | | | | | | | | | | |
| | Accounts With Shares | Shares Voted | Holdings Id | Shares Held | Shares On Loan | Policy Id | Voting Group | |
| | | | | | | | | | | | |
| | | | | | | | | | | | |
| | | | Fifth Third Bank- Timber Point Global Allocations Fund | 5,500 | | | | Timber Point Capital Management | TIM0221 | |
| | | | | | | | | | | | |
| | | | Totals | 5,500 | | 0 | 0 | | | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
360 Funds
| By Randy Linscott | |
| | |
President |
| Date: August 23, 2021 | |
