UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act File Number 811-21726
HedgeRow Income and Opportunity Fund
(Exact name of registrant as specified in charter)
| 4520 MAIN STREET Suite 1425, KANSAS CITY, MISSOURI | 64111 |
| (Address of principal executive offices) | (Zip code) |
Matrix 360 Administration, LLC
4520 MAIN STREET, SUITE 1425
KANSAS CITY, MO 64111
(Name and address of agent for service)
Registrant's telephone number, including area code: 816.787.0718
Date of fiscal year end: 11/30/2016
Date of reporting period: 07/01/2015 to 06/30/2016
| ITEM 1. | PROXY VOTING RECORD: |
The filing for HedgeRow Income and Opportunity Fund, a series of 360 Funds, is attached.
| Client | Client Name | Name | Meeting Type | Meeting Date | Record Date | Mail Date | Proposal Type | Directors | Account Number | Control No | Share Amount | Proposal Votes | Director Votes | Return Date | Proposal Text | CUSIP |
| 01K | FIFTH THIRD BANK | BP P.L.C. | ANNUAL MEETING | 4/14/2016 | 2/19/2016 | 3/4/2016 | MANAGEMENT | | 010039625294 | 8678215652721743 | 150 | | | | 1. F TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND ACCOUNTS. 2. F TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT. 3. F TO RE-ELECT MR R W DUDLEY AS A DIRECTOR. 4. F TO RE-ELECT DR B GILVARY AS A DIRECTOR. 5. F TO RE-ELECT MR P | 055622104 |
| 01K | FIFTH THIRD BANK | BRISTOL-MYERS SQUIBB COMPANY | ANNUAL MEETING | 5/3/2016 | 3/11/2016 | 3/31/2016 | MANAGEMENT | | 010039625294 | 7837457385114779 | 200 | FFFFFFFFFFFFFF | | 4/4/2016 | 1A. F ELECTION OF DIRECTOR: L. ANDREOTTI 1B. F ELECTION OF DIRECTOR: P.J. ARDUINI 1C. F ELECTION OF DIRECTOR: G. CAFORIO, M.D. 1D. F ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. 1E. F ELECTION OF DIRECTOR: M. GROBSTEIN 1F. F ELECTION OF DIR | 110122108 |
| 01K | FIFTH THIRD BANK | TRACTOR SUPPLY COMPANY | ANNUAL MEETING | 5/3/2016 | 3/7/2016 | 3/24/2016 | MANAGEMENT | 01 CYNTHIA T. JAMISON 02 JOHNSTON C. ADAMS 03 PETER D. BEWLEY 04 KEITH R. HALBERT 05 GEORGE MACKENZIE 06 EDNA K. MORRIS 07 MARK J. WEIKEL 08 GREGORY A. | 010039625294 | 1943777610897665 | 80 | FFF | FFFFFFFF | 4/5/2016 | 1. F #DIRECTOR 2. F TO RATIFY THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 3. F SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE C | 892356106 |
| 01K | FIFTH THIRD BANK | UNITED RENTALS, INC. | ANNUAL MEETING | 5/3/2016 | 3/7/2016 | 3/21/2016 | MANAGEMENT | | 010039625294 | 3951342459545886 | 100 | FFFFFFFFFFFFFF | | 4/4/2016 | 1A. F ELECTION OF DIRECTOR: JENNE K. BRITELL 1B. F ELECTION OF DIRECTOR: JOSE B. ALVAREZ 1C. F ELECTION OF DIRECTOR: BOBBY J. GRIFFIN 1D. F ELECTION OF DIRECTOR: MICHAEL J. KNEELAND 1E. F ELECTION OF DIRECTOR: SINGLETON B. MCALLISTER 1F. F | 911363109 |
| 01K | FIFTH THIRD BANK | GILEAD SCIENCES, INC. | ANNUAL MEETING | 5/11/2016 | 3/16/2016 | 4/1/2016 | MANAGEMENT | | 010039625294 | 3071231770239885 | 20 | FFFFFFFFFFFFF | | 4/13/2016 | 1A. F ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. 1B. F ELECTION OF DIRECTOR: KEVIN E. LOFTON 1C. F ELECTION OF DIRECTOR: JOHN W. MADIGAN 1D. F ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. 1E. F ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | 375558103 |
| 01K | FIFTH THIRD BANK | SHAKE SHACK INC | ANNUAL MEETING | 5/18/2016 | 3/21/2016 | 4/14/2016 | MANAGEMENT | | 010039625294 | 5733715914119641 | 300 | FFFF | | 4/19/2016 | 1A. F ELECTION OF DIRECTOR: DANIEL MEYER 1B. F ELECTION OF DIRECTOR: JEFF FLUG 1C. F ELECTION OF DIRECTOR: EVAN GUILLEMIN 2. F RATIFICATION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | 819047101 |
| 01K | FIFTH THIRD BANK | LOWE'S COMPANIES, INC. | ANNUAL MEETING | 5/27/2016 | 3/18/2016 | 4/14/2016 | MANAGEMENT | 01 RAUL ALVAREZ 02 ANGELA F. BRALY 03 SANDRA B. COCHRAN 04 LAURIE Z. DOUGLAS 05 RICHARD W. DREILING 06 ROBERT L. JOHNSON 07 MARSHALL O. LARSEN 08 JAMES | 010039625294 | 9056511672817861 | 200 | FFFFAA | FFFFFFFFFFF | 5/9/2016 | 1. F #DIRECTOR 2. F APPROVAL OF THE LOWE'S COMPANIES, INC. 2016 ANNUAL INCENTIVE PLAN. 3. F ADVISORY APPROVAL OF LOWE'S NAMED EXECUTIVE OFFICER COMPENSATION IN FISCAL 2015. 4. F RATIFICATION OF THE APPOINTMENT OF DELOIT | 548661107 |
| 01K | FIFTH THIRD BANK | NXP SEMICONDUCTORS NV. | ANNUAL MEETING | 6/2/2016 | 5/5/2016 | 5/11/2016 | MANAGEMENT | | 010039625294 | 3287315481970141 | 80 | | | | 2C. F ADOPTION OF THE 2015 STATUTORY ANNUAL ACCOUNTS 2D. F GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2015 3A. F PROPOSAL TO RE-APPOINT MR. RICHARD L. CLEMMER AS EXECUTIVE DIRECTOR WITH | N6596X109 |
| 01K | FIFTH THIRD BANK | GENERAL MOTORS COMPANY | ANNUAL MEETING | 6/7/2016 | 4/8/2016 | 4/27/2016 | MANAGEMENT | | 010039625294 | 3013143764034319 | 400 | FFFFFFFFFFFFFFN | | 5/19/2016 | 1A. F ELECTION OF DIRECTOR: JOSEPH J. ASHTON 1B. F ELECTION OF DIRECTOR: MARY T. BARRA 1C. F ELECTION OF DIRECTOR: LINDA R. GOODEN 1D. F ELECTION OF DIRECTOR: JOSEPH JIMENEZ 1E. F ELECTION OF DIRECTOR: KATHRYN V. MARINELLO 1F. F ELECTION | 37045V100 |
| 01K | FIFTH THIRD BANK | THE TJX COMPANIES, INC. | ANNUAL MEETING | 6/7/2016 | 4/11/2016 | 5/3/2016 | MANAGEMENT | | 010039625294 | 0523886032271592 | 200 | FFFFFFFFFFFFNN | | 5/19/2016 | 1A. F ELECTION OF DIRECTOR: ZEIN ABDALLA 1B. F ELECTION OF DIRECTOR: JOSE B. ALVAREZ 1C. F ELECTION OF DIRECTOR: ALAN M. BENNETT 1D. F ELECTION OF DIRECTOR: DAVID T. CHING 1E. F ELECTION OF DIRECTOR: ERNIE HERRMAN 1F. F ELECTION OF DIREC | 872540109 |
| 01K | FIFTH THIRD BANK | YAHOO! INC. | ANNUAL MEETING | 6/30/2016 | 5/20/2016 | 6/1/2016 | MANAGEMENT | | 010039625294 | 2493161401655073 | 300 | FFFFFFFFFFFFF | | 6/15/2016 | 1A. F ELECTION OF DIRECTOR: TOR R. BRAHAM 1B. F ELECTION OF DIRECTOR: ERIC K. BRANDT 1C. F ELECTION OF DIRECTOR: DAVID FILO 1D. F ELECTION OF DIRECTOR: CATHERINE J. FRIEDMAN 1E. F ELECTION OF DIRECTOR: EDDY W. HARTENSTEIN 1F. F ELECTION | 984332106 |
| Client | Client Name | Name | Meeting Type | Meeting Date | Record Date | Mail Date | Proposal Type | Directors | Account Number | Control No | Share Amount | Proposal Votes | Director Votes | Return Date | Proposal Text | CUSIP |
| 01K | FIFTH THIRD BANK | TRACTOR SUPPLY COMPANY | ANNUAL MEETING | 5/3/2016 | 3/7/2016 | 3/24/2016 | MANAGEMENT | 01 CYNTHIA T. JAMISON 02 JOHNSTON C. ADAMS 03 PETER D. BEWLEY 04 KEITH R. HALBERT 05 GEORGE MACKENZIE 06 EDNA K. MORRIS 07 MARK J. WEIKEL 08 GREGORY A. | 010039626219 | 6963572541129869 | 120 | FFF | FFFFFFFF | 4/5/2016 | 1. F #DIRECTOR 2. F TO RATIFY THE RE-APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 3. F SAY ON PAY - AN ADVISORY VOTE TO APPROVE EXECUTIVE C | 892356106 |
| 01K | FIFTH THIRD BANK | UNITED RENTALS, INC. | ANNUAL MEETING | 5/3/2016 | 3/7/2016 | 3/21/2016 | MANAGEMENT | | 010039626219 | 8729088072124450 | 200 | FFFFFFFFFFFFFF | | 4/4/2016 | 1A. F ELECTION OF DIRECTOR: JENNE K. BRITELL 1B. F ELECTION OF DIRECTOR: JOSE B. ALVAREZ 1C. F ELECTION OF DIRECTOR: BOBBY J. GRIFFIN 1D. F ELECTION OF DIRECTOR: MICHAEL J. KNEELAND 1E. F ELECTION OF DIRECTOR: SINGLETON B. MCALLISTER 1F. F | 911363109 |
| 01K | FIFTH THIRD BANK | POTASH CORPORATION OF SASKATCHEWAN I | CONSENT MEETING | 5/10/2016 | 3/14/2016 | 3/22/2016 | MANAGEMENT | 01 C.M. BURLEY 02 D.G. CHYNOWETH 03 J.W. ESTEY 04 G.W. GRANDEY 05 C.S. HOFFMAN 06 A.D. LABERGE 07 C.E. MADERE 08 K.G. MARTELL 09 J.J. MCCAIG 10 A.W. REG | 010039626219 | 9357576504097312 | 600 | FFFFN | FFFFFFFFFFFFF | 4/5/2016 | 01 F #DIRECTOR 02 F THE APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING. 03 F THE RESOLUTION (INCLUDED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR) APPROVING THE CORPORA | 73755L107 |
| 01K | FIFTH THIRD BANK | GILEAD SCIENCES, INC. | ANNUAL MEETING | 5/11/2016 | 3/16/2016 | 4/1/2016 | MANAGEMENT | | 010039626219 | 7235756022895760 | 80 | FFFFFFFFFFFFF | | 4/13/2016 | 1A. F ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D. 1B. F ELECTION OF DIRECTOR: KEVIN E. LOFTON 1C. F ELECTION OF DIRECTOR: JOHN W. MADIGAN 1D. F ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D. 1E. F ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D. | 375558103 |
| 01K | FIFTH THIRD BANK | JETBLUE AIRWAYS CORPORATION | ANNUAL MEETING | 5/17/2016 | 3/21/2016 | 4/11/2016 | MANAGEMENT | | 010039626219 | 1304056128654220 | 500 | FFFFFFFFFFFFF | | 4/19/2016 | 1A. F ELECTION OF DIRECTOR: PETER BONEPARTH 1B. F ELECTION OF DIRECTOR: DAVID CHECKETTS 1C. F ELECTION OF DIRECTOR: VIRGINIA GAMBALE 1D. F ELECTION OF DIRECTOR: STEPHAN GEMKOW 1E. F ELECTION OF DIRECTOR: ROBIN HAYES 1F. F ELECTION OF DIR | 477143101 |
| 01K | FIFTH THIRD BANK | BANKUNITED,INC. | ANNUAL MEETING | 5/18/2016 | 3/18/2016 | 4/25/2016 | MANAGEMENT | 01 JOHN A. KANAS 02 RAJINDER P. SINGH 03 TERE BLANCA 04 EUGENE F. DEMARK 05 MICHAEL J. DOWLING 06 DOUGLAS J. PAULS 07 A. GAIL PRUDENTI 08 SANJIV SOBTI, | 010039626219 | 4336172184420983 | 300 | FFFF | FFFFFFFFFF | 5/9/2016 | 1. F #DIRECTOR 2. F TO RATIFY THE AUDIT AND RISK COMMITTEE'S APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. 3. F TO APPROVE AN AMENDMENT TO THE AMENDED AND RESTATED CERTIF | 06652K103 |
| 01K | FIFTH THIRD BANK | NVIDIA CORPORATION | ANNUAL MEETING | 5/18/2016 | 3/21/2016 | 4/15/2016 | MANAGEMENT | | 010039626219 | 1799172678310803 | 300 | FFFFFFFFFFFFFFFF | | 4/19/2016 | 1A. F ELECTION OF DIRECTOR: ROBERT K. BURGESS 1B. F ELECTION OF DIRECTOR: TENCH COXE 1C. F ELECTION OF DIRECTOR: PERSIS S. DRELL 1D. F ELECTION OF DIRECTOR: JAMES C. GAITHER 1E. F ELECTION OF DIRECTOR: JEN-HSUN HUANG 1F. F ELECTION OF DI | 67066G104 |
| 01K | FIFTH THIRD BANK | THE GOLDMAN SACHS GROUP, INC. | ANNUAL MEETING | 5/20/2016 | 3/21/2016 | 4/13/2016 | MANAGEMENT | | 010039626219 | 1562505901923007 | 80 | FFFFFFFFFFFFFFFNNN | | 4/19/2016 | 1A. F ELECTION OF DIRECTOR: LLOYD C. BLANKFEIN 1B. F ELECTION OF DIRECTOR: M. MICHELE BURNS 1C. F ELECTION OF DIRECTOR: GARY D. COHN 1D. F ELECTION OF DIRECTOR: MARK FLAHERTY 1E. F ELECTION OF DIRECTOR: WILLIAM W. GEORGE 1F. F ELECTION O | 38141G104 |
| 01K | FIFTH THIRD BANK | ZIONS BANCORPORATION | ANNUAL MEETING | 5/27/2016 | 3/24/2016 | 4/18/2016 | MANAGEMENT | | 010039626219 | 7364864313229173 | 450 | FFFFFFFFFFFFFFN | | 5/9/2016 | 1A. F ELECTION OF DIRECTOR: JERRY C. ATKIN 1B. F ELECTION OF DIRECTOR: PATRICIA FROBES 1C. F ELECTION OF DIRECTOR: SUREN K. GUPTA 1D. F ELECTION OF DIRECTOR: J. DAVID HEANEY 1E. F ELECTION OF DIRECTOR: VIVIAN S. LEE 1F. F ELECTION OF DIR | 989701107 |
| 01K | FIFTH THIRD BANK | NXP SEMICONDUCTORS NV. | ANNUAL MEETING | 6/2/2016 | 5/5/2016 | 5/11/2016 | MANAGEMENT | | 010039626219 | 5097112703538222 | 120 | | | | 2C. F ADOPTION OF THE 2015 STATUTORY ANNUAL ACCOUNTS 2D. F GRANTING DISCHARGE TO THE DIRECTORS FOR THEIR RESPONSIBILITIES IN THE FINANCIAL YEAR 2015 3A. F PROPOSAL TO RE-APPOINT MR. RICHARD L. CLEMMER AS EXECUTIVE DIRECTOR WITH | N6596X109 |
| 01K | FIFTH THIRD BANK | AMBARELLA, INC. | ANNUAL MEETING | 6/7/2016 | 4/15/2016 | 5/2/2016 | MANAGEMENT | 01 CHENMING C. HU, PH.D. 02 FENG-MING (FERMI) WANG | 010039626219 | 5623439091663563 | 300 | FFF | FF | 5/9/2016 | 1. F #DIRECTOR 2. F PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATER-HOUSECOOPERS LLP AS AMBARELLA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON JANUARY 31, 2017. 3. F TO APPROVE, ON AN ADVISORY | G037AX101 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
360 Funds
| By Randy Linscott | /s/ Randy Linscott | |
| President | |
| Date: August 20, 2016 | | |
