| Security Name | Symbol | CUSIP | Meeting Date | Sequence | Proposal | Proposed by | Mgt. Recommendation For or Against Proposal | Fund Voted For or Against Proposal | Fund voted For or Against Recommendation |
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| MICROSOFT | MSFT | 594918104 | 11/30/2016 | 1 | Election of 11 directors | MANAGEMENT | FOR | FOR | FOR |
| MICROSOFT | MSFT | 594918104 | 11/30/2016 | 2 | Approve executive compensation | MANAGEMENT | FOR | FOR | FOR |
| MICROSOFT | MSFT | 594918104 | 11/30/2016 | 3 | Ratify DeLoitte Touche as auditors | MANAGEMENT | FOR | FOR | FOR |
| MICROSOFT | MSFT | 594918104 | 11/30/2016 | 4 | French Sub Plan under 2001 Stock Plan | MANAGEMENT | FOR | FOR | FOR |
| MICROSOFT | MSFT | 594918104 | 11/30/2016 | 5 | Proxy Access Bylaw Amendments | SHAREHOLDER | AGAINST | AGAINST | FOR |
| ARES CAPITAL CORP | ARCC | 04010L103 | 12/15/2016 | 6 | Approve issuance stock for merger | MANAGEMENT | FOR | FOR | FOR |
| ARES CAPITAL CORP | ARCC | 04010L103 | 12/15/2016 | 7 | Approve issuance stock accord with NASDQ rules | MANAGEMENT | FOR | FOR | FOR |
| ARES CAPITAL CORP | ARCC | 04010L103 | 12/15/2016 | 8 | Approve adjournment special meeting | MANAGEMENT | FOR | FOR | FOR |
| APPLE INC. | AAPL | 037833100 | 2/28/2017 | 9 | Election of 8 directors | MANAGEMENT | FOR | FOR | FOR |
| APPLE INC. | AAPL | 037833100 | 2/28/2017 | 10 | Ratify Ernst Young as auditors | MANAGEMENT | FOR | FOR | FOR |
| APPLE INC. | AAPL | 037833100 | 2/28/2017 | 11 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| APPLE INC. | AAPL | 037833100 | 2/28/2017 | 12 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| APPLE INC. | AAPL | 037833100 | 2/28/2017 | 13 | Charitable giving receipients benefits | SHAREHOLDER | AGAINST | AGAINST | FOR |
| APPLE INC. | AAPL | 037833100 | 2/28/2017 | 14 | Diversity among senior management | SHAREHOLDER | AGAINST | AGAINST | FOR |
| APPLE INC. | AAPL | 037833100 | 2/28/2017 | 15 | Executive compensation reform | SHAREHOLDER | AGAINST | AGAINST | FOR |
| APPLE INC. | AAPL | 037833100 | 2/28/2017 | 16 | Executives to retain significant stock | SHAREHOLDER | AGAINST | AGAINST | FOR |
| APPLE INC. | AAPL | 037833100 | 2/28/2017 | 17 | Proxy access amendments | SHAREHOLDER | AGAINST | AGAINST | FOR |
| VIRTUS TOTAL RETURN FUND | DCA | 92829A103 | 3/7/2017 | 16 | Approve agreement and plan of reorganization between Virtus and The Zweig Fund (ZF) including merger of DCA with ZF | | | | FOR |
| BB&T Corp | BBT | 054937107 | 4/25/2017 | 17 | Election of 16 directors | MANAGEMENT | FOR | FOR | FOR |
| BB&T Corp | BBT | 054937107 | 4/25/2017 | 18 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| BB&T Corp | BBT | 054937107 | 4/25/2017 | 19 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| BB&T Corp | BBT | 054937107 | 4/25/2017 | 20 | 2012 Incentive plan amendments | MANAGEMENT | FOR | FOR | FOR |
| BB&T Corp | BBT | 054937107 | 4/25/2017 | 21 | Ratify Price Waterhouse as auditors | MANAGEMENT | FOR | FOR | FOR |
| BB&T Corp | BBT | 054937107 | 4/25/2017 | 22 | Elimination of Super Majority voting | SHAREHOLDER | AGAINST | AGAINST | FOR |
| BANK OF AMERICA | BAC | 060505104 | 4/26/2017 | 23 | Election of 14 directors | MANAGEMENT | FOR | FOR | FOR |
| BANK OF AMERICA | BAC | 060505104 | 4/26/2017 | 24 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| BANK OF AMERICA | BAC | 060505104 | 4/26/2017 | 25 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| BANK OF AMERICA | BAC | 060505104 | 4/26/2017 | 26 | Ratify Independent auditor | MANAGEMENT | FOR | FOR | FOR |
| BANK OF AMERICA | BAC | 060505104 | 4/26/2017 | 27 | Clawback amendment | SHAREHOLDER | AGAINST | AGAINST | FOR |
| BANK OF AMERICA | BAC | 060505104 | 4/26/2017 | 28 | Divesture & Division Study | SHAREHOLDER | AGAINST | AGAINST | FOR |
| BANK OF AMERICA | BAC | 060505104 | 4/26/2017 | 29 | Independent board chairman | SHAREHOLDER | AGAINST | AGAINST | FOR |
| BANK OF AMERICA | BAC | 060505104 | 4/26/2017 | 30 | Gender pay equity | SHAREHOLDER | AGAINST | AGAINST | FOR |
| GENERAL ELECTRIC COMPANY | GE | 369604103 | 4/26/2017 | 31 | Election of 18 directors | MANAGEMENT | FOR | FOR | FOR |
| GENERAL ELECTRIC COMPANY | GE | 369604103 | 4/26/2017 | 32 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| GENERAL ELECTRIC COMPANY | GE | 369604103 | 4/26/2017 | 33 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| GENERAL ELECTRIC COMPANY | GE | 369604103 | 4/26/2017 | 34 | Approve 2007 Long Term Incentive plan | MANAGEMENT | FOR | FOR | FOR |
| GENERAL ELECTRIC COMPANY | GE | 369604103 | 4/26/2017 | 35 | Senior Officer Performance Goals | MANAGEMENT | FOR | FOR | FOR |
| GENERAL ELECTRIC COMPANY | GE | 369604103 | 4/26/2017 | 36 | Ratify KPMG as auditors | MANAGEMENT | FOR | FOR | FOR |
| GENERAL ELECTRIC COMPANY | GE | 369604103 | 4/26/2017 | 37 | Lobbying activities | SHAREHOLDER | AGAINST | AGAINST | FOR |
| GENERAL ELECTRIC COMPANY | GE | 369604103 | 4/26/2017 | 38 | Independent board chairman | SHAREHOLDER | AGAINST | AGAINST | FOR |
| GENERAL ELECTRIC COMPANY | GE | 369604103 | 4/26/2017 | 39 | Cumulative voting for directors | SHAREHOLDER | AGAINST | AGAINST | FOR |
| GENERAL ELECTRIC COMPANY | GE | 369604103 | 4/26/2017 | 40 | Report on charitble contributions | SHAREHOLDER | AGAINST | AGAINST | FOR |
| INTERNATIONAL BUSINESS MAC | IBM | 459200101 | 4/25/2017 | 41 | Election of 14 directors | MANAGEMENT | FOR | FOR | FOR |
| INTERNATIONAL BUSINESS MAC | IBM | 459200101 | 4/25/2017 | 42 | Ratify Independent auditor | MANAGEMENT | FOR | FOR | FOR |
| INTERNATIONAL BUSINESS MAC | IBM | 459200101 | 4/25/2017 | 43 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| INTERNATIONAL BUSINESS MAC | IBM | 459200101 | 4/25/2017 | 44 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| INTERNATIONAL BUSINESS MAC | IBM | 459200101 | 4/25/2017 | 45 | Lobbying activities | SHAREHOLDER | AGAINST | AGAINST | FOR |
| INTERNATIONAL BUSINESS MAC | IBM | 459200101 | 4/25/2017 | 46 | Special Shareowner meeting | SHAREHOLDER | AGAINST | AGAINST | FOR |
| INTERNATIONAL BUSINESS MAC | IBM | 459200101 | 4/25/2017 | 47 | Proxy access | SHAREHOLDER | AGAINST | AGAINST | FOR |
| PNC FINANCIAL SEVICES | PNC | 693475105 | 4/25/2017 | 48 | Election of 14 directors | MANAGEMENT | FOR | FOR | FOR |
| PNC FINANCIAL SEVICES | PNC | 693475105 | 4/25/2017 | 49 | Ratify Price Waterhouse as auditors | MANAGEMENT | FOR | FOR | FOR |
| PNC FINANCIAL SEVICES | PNC | 693475105 | 4/25/2017 | 50 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| PNC FINANCIAL SEVICES | PNC | 693475105 | 4/25/2017 | 51 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| PNC FINANCIAL SEVICES | PNC | 693475105 | 4/25/2017 | 52 | Diversity report EEOC- metrics | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CITI | C | 172967424 | 4/25/2017 | 53 | Election of 15 directors | MANAGEMENT | FOR | FOR | FOR |
| CITI | C | 172967424 | 4/25/2017 | 54 | Ratify KPMG as auditors | MANAGEMENT | FOR | FOR | FOR |
| CITI | C | 172967424 | 4/25/2017 | 55 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| CITI | C | 172967424 | 4/25/2017 | 56 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| CITI | C | 172967424 | 4/25/2017 | 57 | Reduce gender pay gap | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CITI | C | 172967424 | 4/25/2017 | 58 | Divest non core banking business | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CITI | C | 172967424 | 4/25/2017 | 59 | Lobbying activities | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CITI | C | 172967424 | 4/25/2017 | 60 | Clawback amendment | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CITI | C | 172967424 | 4/25/2017 | 61 | Prohibit vesting of equity based awards | SHAREHOLDER | AGAINST | AGAINST | FOR |
| WELS FARGO CORP | WFC | 949746101 | 4/25/2017 | 62 | Election of 15 directors | MANAGEMENT | FOR | FOR | FOR |
| WELS FARGO CORP | WFC | 949746101 | 4/25/2017 | 63 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| WELS FARGO CORP | WFC | 949746101 | 4/25/2017 | 64 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| WELS FARGO CORP | WFC | 949746101 | 4/25/2017 | 65 | Ratify KPMG as auditors | MANAGEMENT | FOR | FOR | FOR |
| WELS FARGO CORP | WFC | 949746101 | 4/25/2017 | 66 | Retail sales practice repott | SHAREHOLDER | AGAINST | AGAINST | FOR |
| WELS FARGO CORP | WFC | 949746101 | 4/25/2017 | 67 | Cumulative voting for directors | SHAREHOLDER | AGAINST | AGAINST | FOR |
| WELS FARGO CORP | WFC | 949746101 | 4/25/2017 | 68 | Divest non core business report | SHAREHOLDER | AGAINST | AGAINST | FOR |
| WELS FARGO CORP | WFC | 949746101 | 4/25/2017 | 69 | Reduce gender pay gap | SHAREHOLDER | AGAINST | AGAINST | FOR |
| WELS FARGO CORP | WFC | 949746101 | 4/25/2017 | 70 | lobbying activities | SHAREHOLDER | AGAINST | AGAINST | FOR |
| WELS FARGO CORP | WFC | 949746101 | 4/25/2017 | 71 | indigeneous peoples rights policy | SHAREHOLDER | AGAINST | AGAINST | FOR |
| LOCKHEED MARTIN CORP | LMT | 539830109 | 4/27/2017 | 72 | Election of 12 directors | MANAGEMENT | FOR | FOR | FOR |
| LOCKHEED MARTIN CORP | LMT | 539830109 | 4/27/2017 | 73 | Ratify Ernst Young as auditors | MANAGEMENT | FOR | FOR | FOR |
| LOCKHEED MARTIN CORP | LMT | 539830109 | 4/27/2017 | 74 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| LOCKHEED MARTIN CORP | LMT | 539830109 | 4/27/2017 | 75 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| LOCKHEED MARTIN CORP | LMT | 539830109 | 4/27/2017 | 76 | Holy Land pricipals | SHAREHOLDER | AGAINST | AGAINST | FOR |
| PEPSICO INC | PEP | 713448108 | 5/3/2017 | 77 | Election of 14 directors | MANAGEMENT | FOR | FOR | FOR |
| PEPSICO INC | PEP | 713448108 | 5/3/2017 | 78 | Ratify KPMG as auditors | MANAGEMENT | FOR | FOR | FOR |
| PEPSICO INC | PEP | 713448108 | 5/3/2017 | 79 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| PEPSICO INC | PEP | 713448108 | 5/3/2017 | 80 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| PEPSICO INC | PEP | 713448108 | 5/3/2017 | 81 | Pesticide pollution | SHAREHOLDER | AGAINST | AGAINST | FOR |
| PEPSICO INC | PEP | 713448108 | 5/3/2017 | 82 | Holy Land pricipals | SHAREHOLDER | AGAINST | AGAINST | FOR |
| GOLDMAN SACHS GROUP | GS | 38141G104 | 4/28/2017 | 83 | Election of 11 directors | MANAGEMENT | FOR | FOR | FOR |
| GOLDMAN SACHS GROUP | GS | 38141G104 | 4/28/2017 | 84 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| GOLDMAN SACHS GROUP | GS | 38141G104 | 4/28/2017 | 85 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| GOLDMAN SACHS GROUP | GS | 38141G104 | 4/28/2017 | 86 | Ratify Price Waterhouse as auditors | MANAGEMENT | FOR | FOR | FOR |
| BERKSHIRE HATHAWAY INC | BRK.B | 084670702 | 5/6/2017 | 87 | Election of 12 directors | MANAGEMENT | FOR | FOR | FOR |
| BERKSHIRE HATHAWAY INC | BRK.B | 084670702 | 5/6/2017 | 88 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| BERKSHIRE HATHAWAY INC | BRK.B | 084670702 | 5/6/2017 | 89 | Frequency vote executive comp 3 year | MANAGEMENT | FOR | FOR | FOR |
| BERKSHIRE HATHAWAY INC | BRK.B | 084670702 | 5/6/2017 | 90 | Political contributions | SHAREHOLDER | AGAINST | AGAINST | FOR |
| BERKSHIRE HATHAWAY INC | BRK.B | 084670702 | 5/6/2017 | 91 | Methane gas emissions | SHAREHOLDER | AGAINST | AGAINST | FOR |
| BERKSHIRE HATHAWAY INC | BRK.B | 084670702 | 5/6/2017 | 92 | Divest fossil fuel companies | SHAREHOLDER | AGAINST | AGAINST | FOR |
| PFIZER INC | PFE | 717081103 | 4/27/2017 | 93 | Election of 12 directors | MANAGEMENT | FOR | FOR | FOR |
| PFIZER INC | PFE | 717081103 | 4/27/2017 | 94 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| PFIZER INC | PFE | 717081103 | 4/27/2017 | 95 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| PFIZER INC | PFE | 717081103 | 4/27/2017 | 96 | Ratify KPMG as auditors | MANAGEMENT | FOR | FOR | FOR |
| PFIZER INC | PFE | 717081103 | 4/27/2017 | 97 | holy Land pricipals | SHAREHOLDER | AGAINST | AGAINST | FOR |
| PFIZER INC | PFE | 717081103 | 4/27/2017 | 98 | Special Shareowner meeting | SHAREHOLDER | AGAINST | AGAINST | FOR |
| PFIZER INC | PFE | 717081103 | 4/27/2017 | 99 | Independent board chairman | SHAREHOLDER | AGAINST | AGAINST | FOR |
| BLACKROCK CAPITAL INVESTMENT | BLK | 092533108 | 5/5/2017 | 100 | Election of 2 directors | MANAGEMENT | FOR | FOR | FOR |
| BLACKROCK CAPITAL INVESTMENT | BLK | 092533108 | 5/5/2017 | 101 | Ratify DeLoitte Touche as auditors | MANAGEMENT | FOR | FOR | FOR |
| BLACKROCK CAPITAL INVESTMENT | BLK | 092533108 | 5/5/2017 | 102 | Sell shares below NAV for next 12 months | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 103 | Election of 11 directors | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 104 | strategic report for 12 31 2016 | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 105 | confirm dividends | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 106 | Ratify Price Waterhouse as auditors | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 107 | Pay Auditor | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 108 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 109 | Approve director remuneration policy | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 110 | Authorize limited political donations | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 111 | Authorize ldirectors to allot sharesDisapply pre-emption rights | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 112 | Annual report on remuneration for 2016 | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 113 | Authorize Company to purchase own share | MANAGEMENT | FOR | FOR | FOR |
| ASTRAZENECA PLC | AZN | 046353108 | 4/27/2017 | 114 | reduce notice period for general meeting | MANAGEMENT | FOR | FOR | FOR |
| BAXTER INTERNATIONAL INC | BAX | 071813109 | 5/2/2017 | 115 | Election of 8 directors | MANAGEMENT | FOR | FOR | FOR |
| BAXTER INTERNATIONAL INC | BAX | 071813109 | 5/2/2017 | 116 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| BAXTER INTERNATIONAL INC | BAX | 071813109 | 5/2/2017 | 117 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| BAXTER INTERNATIONAL INC | BAX | 071813109 | 5/2/2017 | 118 | Ratify Independent auditor | MANAGEMENT | FOR | FOR | FOR |
| BAXTER INTERNATIONAL INC | BAX | 071813109 | 5/2/2017 | 119 | Increase aggregation cap | SHAREHOLDER | AGAINST | AGAINST | FOR |
| ALPINE TOTAL DYNAMICS DIVY | AOD | 021060207 | 5/9/2017 | 120 | Election of 2 directors | MANAGEMENT | FOR | FOR | FOR |
| ALPINE TOTAL DYNAMICS DIVY | AOD | 021060207 | 5/9/2017 | 121 | Transact business come before meeting | MANAGEMENT | FOR | FOR | FOR |
| LEIDOS HOLDINGS INC | LDOS | 525327102 | 5/12/2017 | 122 | Election of 12 directors | MANAGEMENT | FOR | FOR | FOR |
| LEIDOS HOLDINGS INC | LDOS | 525327102 | 5/12/2017 | 123 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| LEIDOS HOLDINGS INC | LDOS | 525327102 | 5/12/2017 | 124 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| LEIDOS HOLDINGS INC | LDOS | 525327102 | 5/12/2017 | 125 | Approve 2006 Emplyee stock purchase plan | MANAGEMENT | FOR | FOR | FOR |
| LEIDOS HOLDINGS INC | LDOS | 525327102 | 5/12/2017 | 126 | 2017 Omnibus Incentive plan | MANAGEMENT | FOR | FOR | FOR |
| LEIDOS HOLDINGS INC | LDOS | 525327102 | 5/12/2017 | 127 | Ratify DeLoitte Touche as auditors | MANAGEMENT | FOR | FOR | FOR |
| CONOCO PHILLIPS | COP | 20825C104 | 5/16/2017 | 128 | Election of 10 directors | MANAGEMENT | FOR | FOR | FOR |
| CONOCO PHILLIPS | COP | 20825C104 | 5/16/2017 | 129 | Ratify Ernst Young as auditors | MANAGEMENT | FOR | FOR | FOR |
| CONOCO PHILLIPS | COP | 20825C104 | 5/16/2017 | 130 | Executive compensation reform | MANAGEMENT | FOR | FOR | FOR |
| CONOCO PHILLIPS | COP | 20825C104 | 5/16/2017 | 131 | Frequency vote executive compensation | MANAGEMENT | ABSTAIN | ABSTAIN | FOR |
| CONOCO PHILLIPS | COP | 20825C104 | 5/16/2017 | 132 | lobbying activities | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CONOCO PHILLIPS | COP | 20825C104 | 5/16/2017 | 133 | Executive compensation alignment with low carbon | SHAREHOLDER | AGAINST | AGAINST | FOR |
| ARES CAPITAL CORP | ARCC | 04010L103 | 5/22/2017 | 134 | Autorize Co to sell or issue shares price below NAV | MANAGEMENT | FOR | FOR | FOR |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/16/2017 | 135 | Election of 12 directors | MANAGEMENT | FOR | FOR | FOR |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/16/2017 | 136 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/16/2017 | 137 | Ratify Independent auditor | MANAGEMENT | FOR | FOR | FOR |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/16/2017 | 138 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/16/2017 | 139 | Independent board chairman | SHAREHOLDER | AGAINST | AGAINST | FOR |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/16/2017 | 140 | vesting for government service | SHAREHOLDER | AGAINST | AGAINST | FOR |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/16/2017 | 141 | Clawback amendment | SHAREHOLDER | AGAINST | AGAINST | FOR |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/16/2017 | 142 | gender pay equity | SHAREHOLDER | AGAINST | AGAINST | FOR |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/16/2017 | 143 | how votes are counted | SHAREHOLDER | AGAINST | AGAINST | FOR |
| JP MORGAN CHASE & CO | JPM | 46625H100 | 5/16/2017 | 144 | Special Shareowner meeting | SHAREHOLDER | AGAINST | AGAINST | FOR |
| INTEL CORP | INTC | 458140100 | 5/18/2017 | 145 | Election of 11 directors | MANAGEMENT | FOR | FOR | FOR |
| INTEL CORP | INTC | 458140100 | 5/18/2017 | 146 | Ratify Ernst Young as auditors | MANAGEMENT | FOR | FOR | FOR |
| INTEL CORP | INTC | 458140100 | 5/18/2017 | 147 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| INTEL CORP | INTC | 458140100 | 5/18/2017 | 148 | Approve 2016 equity inv plan | MANAGEMENT | FOR | FOR | FOR |
| INTEL CORP | INTC | 458140100 | 5/18/2017 | 149 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| INTEL CORP | INTC | 458140100 | 5/18/2017 | 150 | Political contributions | SHAREHOLDER | AGAINST | AGAINST | FOR |
| INTEL CORP | INTC | 458140100 | 5/18/2017 | 151 | votes stockholder proposals exclude abstentions | SHAREHOLDER | AGAINST | AGAINST | FOR |
| ALTRIA GROUP INC | MO | 02209S103 | 5/18/2017 | 152 | Election of 11 directors | MANAGEMENT | FOR | FOR | FOR |
| ALTRIA GROUP INC | MO | 02209S103 | 5/18/2017 | 153 | Ratify Independent auditor | MANAGEMENT | FOR | FOR | FOR |
| ALTRIA GROUP INC | MO | 02209S103 | 5/18/2017 | 154 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| ALTRIA GROUP INC | MO | 02209S103 | 5/18/2017 | 155 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| ALTRIA GROUP INC | MO | 02209S103 | 5/18/2017 | 156 | advertising in minority/low income neighborhoods | SHAREHOLDER | AGAINST | AGAINST | FOR |
| ALLIANZ SE | AZSEY | 18805101 | 5/3/2017 | 157 | Appropriation net earnings | MANAGEMENT | FOR | FOR | FOR |
| ALLIANZ SE | AZSEY | 18805101 | 5/3/2017 | 158 | Election of 7 directors | MANAGEMENT | FOR | FOR | FOR |
| ALLIANZ SE | AZSEY | 18805101 | 5/3/2017 | 159 | Approve actions Management board | MANAGEMENT | FOR | FOR | FOR |
| ALLIANZ SE | AZSEY | 18805101 | 5/3/2017 | 160 | Approve actiions Supervisory board | MANAGEMENT | FOR | FOR | FOR |
| ALLIANZ SE | AZSEY | 18805101 | 5/3/2017 | 161 | Approve transfer profit tp Allianz Global Health | MANAGEMENT | FOR | FOR | FOR |
| SKYWORKS SOLUTIONS INC | SWKS | 83088M102 | 5/10/2017 | 162 | Election of 9 directors | MANAGEMENT | FOR | FOR | FOR |
| SKYWORKS SOLUTIONS INC | SWKS | 83088M102 | 5/10/2017 | 163 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| SKYWORKS SOLUTIONS INC | SWKS | 83088M102 | 5/10/2017 | 164 | Ratify KPMG as auditors | MANAGEMENT | FOR | FOR | FOR |
| SKYWORKS SOLUTIONS INC | SWKS | 83088M102 | 5/10/2017 | 165 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 166 | Election of 11 directors | MANAGEMENT | FOR | FOR | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 167 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 168 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 169 | 2012 omnibus stock ownership plan | MANAGEMENT | FOR | FOR | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 170 | Ratify Ernst Young as auditors | MANAGEMENT | FOR | FOR | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 171 | change vote counting standards | SHAREHOLDER | AGAINST | AGAINST | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 172 | threshold to call special shareholder meeting | SHAREHOLDER | AGAINST | AGAINST | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 173 | proposal issue preferred right to elect own director | SHAREHOLDER | AGAINST | AGAINST | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 174 | Holy Land pricipals | SHAREHOLDER | AGAINST | AGAINST | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 175 | use of antibiotics by meat suppliersi | SHAREHOLDER | AGAINST | AGAINST | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 176 | impact of polystyrene beverage cups | SHAREHOLDER | AGAINST | AGAINST | FOR |
| MCDONALD'S CORPORATION | MCD | 580135101 | 5/24/2017 | 177 | Charitable giving receipients benefits | SHAREHOLDER | AGAINST | AGAINST | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 178 | Election of 11 directors | MANAGEMENT | FOR | FOR | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 179 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 180 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 181 | Ratify Independent auditor | MANAGEMENT | FOR | FOR | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 182 | Independent board chairman | SHAREHOLDER | AGAINST | AGAINST | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 183 | majority vote for directors | SHAREHOLDER | AGAINST | AGAINST | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 184 | special Shareowner meeting | SHAREHOLDER | AGAINST | AGAINST | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 185 | restrict precatoty proposal | SHAREHOLDER | AGAINST | AGAINST | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 186 | compensation for women | SHAREHOLDER | AGAINST | AGAINST | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 189 | lobbying activities | SHAREHOLDER | AGAINST | AGAINST | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 190 | increase capital distributions | SHAREHOLDER | AGAINST | AGAINST | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 191 | climate change policies | SHAREHOLDER | AGAINST | AGAINST | FOR |
| EXXON MOBILE CORPORATION | XOM | 30231G102 | 5/31/2017 | 192 | Methane gas emissions | SHAREHOLDER | AGAINST | AGAINST | FOR |
| ALPINE TOTAL DYNAMICS DIVY | AOD | 021060207 | 5/9/2017 | 193 | Election of 2 directors | MANAGEMENT | FOR | FOR | FOR |
| ALPINE TOTAL DYNAMICS DIVY | AOD | 021060207 | 5/9/2017 | 194 | other business | MANAGEMENT | FOR | FOR | FOR |
| CHEVRON CORPORATION | CVX | 166764100 | 5/31/2017 | 195 | Election of 12 directors | MANAGEMENT | FOR | FOR | FOR |
| CHEVRON CORPORATION | CVX | 166764100 | 5/31/2017 | 196 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| CHEVRON CORPORATION | CVX | 166764100 | 5/31/2017 | 197 | Ratify Price Waterhouse as auditors | MANAGEMENT | FOR | FOR | FOR |
| CHEVRON CORPORATION | CVX | 166764100 | 5/31/2017 | 198 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| CHEVRON CORPORATION | CVX | 166764100 | 5/31/2017 | 199 | lobbying activities | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CHEVRON CORPORATION | CVX | 166764100 | 5/31/2017 | 200 | doing business with conflicting complicit Gov'ts | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CHEVRON CORPORATION | CVX | 166764100 | 5/31/2017 | 201 | climate change policies | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CHEVRON CORPORATION | CVX | 166764100 | 5/31/2017 | 202 | low carbon economy | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CHEVRON CORPORATION | CVX | 166764100 | 5/31/2017 | 203 | Independent board chairman | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CHEVRON CORPORATION | CVX | 166764100 | 5/31/2017 | 204 | Independent director with environmental expertise | SHAREHOLDER | AGAINST | AGAINST | FOR |
| CHEVRON CORPORATION | CVX | 166764100 | 5/31/2017 | 205 | Special meeting threshold 10% | SHAREHOLDER | AGAINST | AGAINST | FOR |
| BLACKROCK INC | BLK | 09247X101 | 5/25/2017 | 206 | Election of 18 directors | MANAGEMENT | FOR | FOR | FOR |
| BLACKROCK INC | BLK | 09247X101 | 5/25/2017 | 207 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| BLACKROCK INC | BLK | 09247X101 | 5/25/2017 | 208 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| BLACKROCK INC | BLK | 09247X101 | 5/25/2017 | 209 | Ratify DeLoitte Touche as auditors | MANAGEMENT | FOR | FOR | FOR |
| BLACKROCK INC | BLK | 09247X101 | 5/25/2017 | 210 | Proxy voting on executive compensation | SHAREHOLDER | AGAINST | AGAINST | FOR |
| BLACKROCK INC | BLK | 09247X101 | 5/25/2017 | 211 | lobbying activities | SHAREHOLDER | AGAINST | AGAINST | FOR |
| BP PLC | BP | 055622104 | 5/17/2017 | 212 | Election of 13 directors | MANAGEMENT | FOR | FOR | FOR |
| BP PLC | BP | 055622104 | 5/17/2017 | 213 | Directors annual report | MANAGEMENT | FOR | FOR | FOR |
| BP PLC | BP | 055622104 | 5/17/2017 | 214 | Approve director remuneration policy | MANAGEMENT | FOR | FOR | FOR |
| BP PLC | BP | 055622104 | 5/17/2017 | 215 | Approve director remuneration report | MANAGEMENT | FOR | FOR | FOR |
| BP PLC | BP | 055622104 | 5/17/2017 | 216 | Ratify Ernst Young as auditors | MANAGEMENT | FOR | FOR | FOR |
| BP PLC | BP | 055622104 | 5/17/2017 | 217 | Limited authority make political donations | MANAGEMENT | FOR | FOR | FOR |
| BP PLC | BP | 055622104 | 5/17/2017 | 218 | Limited authority to allot shares | MANAGEMENT | FOR | FOR | FOR |
| BP PLC | BP | 055622104 | 5/17/2017 | 219 | Allot limited number of shares cash free rights | MANAGEMENT | FOR | FOR | FOR |
| BP PLC | BP | 055622104 | 5/17/2017 | 220 | Additional authority to allotshares | MANAGEMENT | FOR | FOR | FOR |
| BP PLC | BP | 055622104 | 5/17/2017 | 221 | Special resolution purchase own shares | MANAGEMENT | FOR | FOR | FOR |
| BP PLC | BP | 055622104 | 5/17/2017 | 222 | Call general meeting by notice least 14 clear days | MANAGEMENT | FOR | FOR | FOR |
| MGM RESORTS INTERNATIONAL | MGM | 552953101 | 5/31/2017 | 223 | Election of 11 directors | MANAGEMENT | FOR | FOR | FOR |
| MGM RESORTS INTERNATIONAL | MGM | 552953101 | 5/31/2017 | 224 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| MGM RESORTS INTERNATIONAL | MGM | 552953101 | 5/31/2017 | 225 | Ratify Independent auditor | MANAGEMENT | FOR | FOR | FOR |
| MGM RESORTS INTERNATIONAL | MGM | 552953101 | 5/31/2017 | 226 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| CHINA MOBILE LIMITED | CHL | 16941M109 | 5/25/2017 | 227 | Election of 5 directors | MANAGEMENT | FOR | FOR | FOR |
| CHINA MOBILE LIMITED | CHL | 16941M109 | 5/25/2017 | 228 | Receive audited 2016 statements | MANAGEMENT | FOR | FOR | FOR |
| CHINA MOBILE LIMITED | CHL | 16941M109 | 5/25/2017 | 229 | Declare dividend for 2016 | MANAGEMENT | FOR | FOR | FOR |
| CHINA MOBILE LIMITED | CHL | 16941M109 | 5/25/2017 | 230 | Ratify Price Waterhouse as auditors | MANAGEMENT | FOR | FOR | FOR |
| CHINA MOBILE LIMITED | CHL | 16941M109 | 5/25/2017 | 231 | Give general mandate to directors | MANAGEMENT | FOR | FOR | FOR |
| CHINA MOBILE LIMITED | CHL | 16941M109 | 5/25/2017 | 232 | Give general mandate to directors | MANAGEMENT | FOR | FOR | FOR |
| CHINA MOBILE LIMITED | CHL | 16941M109 | 5/25/2017 | 233 | extend general mandate to directors | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 234 | appropriation net earnings | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 235 | ratification of acts of mgt 2016 | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 236 | ratification of acts of supervisory board 2016 | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 237 | Ratify Independent auditor | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 238 | Authorize Company to purchase own share | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 239 | Authorize dir acquire shares exclude pre-emption rights | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 240 | Authorize Company use derivatives purchase own share | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 241 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 242 | Election of 4 directors | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 243 | Authorize Co to issue bonds with warrants or conv bond | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 244 | Authorize Capital according section 186 | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 245 | Authorize Capital in general with pre-emptive rights | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 246 | Authorize stock options | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 247 | Amendments to articles of association 5 times | MANAGEMENT | FOR | FOR | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 248 | Special audit of conduct vis-a-vie FCA | SHAREHOLDER | ABSTAIN | ABSTAIN | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 249 | Special audit of referenced interest rates | SHAREHOLDER | ABSTAIN | ABSTAIN | FOR |
| DEUTSCHE BANK AG | DB | D18190898 | 5/18/2017 | 250 | Special audit of money laundering in Russia | SHAREHOLDER | ABSTAIN | ABSTAIN | FOR |
| BIOGEN INC | BIIB | 09062X103 | 6/7/2017 | 251 | Election of 11 directors | MANAGEMENT | FOR | FOR | FOR |
| BIOGEN INC | BIIB | 09062X103 | 6/7/2017 | 252 | Ratify Price Waterhouse as auditors | MANAGEMENT | FOR | FOR | FOR |
| BIOGEN INC | BIIB | 09062X103 | 6/7/2017 | 253 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| BIOGEN INC | BIIB | 09062X103 | 6/7/2017 | 254 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| BIOGEN INC | BIIB | 09062X103 | 6/7/2017 | 255 | Approve 2017 omnibus equity plan | MANAGEMENT | FOR | FOR | FOR |
| TARGET CORPORATION | TGT | 87612E106 | 6/14/2017 | 256 | Election of 12 directors | MANAGEMENT | FOR | FOR | FOR |
| TARGET CORPORATION | TGT | 87612E106 | 6/14/2017 | 257 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| TARGET CORPORATION | TGT | 87612E106 | 6/14/2017 | 258 | Ratify Ernst Young as auditors | MANAGEMENT | FOR | FOR | FOR |
| TARGET CORPORATION | TGT | 87612E106 | 6/14/2017 | 259 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| TARGET CORPORATION | TGT | 87612E106 | 6/14/2017 | 260 | Executive cash incentive plan | MANAGEMENT | FOR | FOR | FOR |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/8/2017 | 261 | Election of 10 directors | MANAGEMENT | FOR | FOR | FOR |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/8/2017 | 262 | Ratify Auditors | MANAGEMENT | FOR | FOR | FOR |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/8/2017 | 263 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/8/2017 | 264 | Frequency vote executive comp 1 year | MANAGEMENT | FOR | FOR | FOR |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/8/2017 | 265 | Lobbying activities | SHAREHOLDER | AGAINST | AGAINST | FOR |
| COMCAST CORPORATION | CMCSA | 20030N101 | 6/8/2017 | 266 | stop 100 to one voting power | SHAREHOLDER | AGAINST | AGAINST | FOR |
| VIRTUS TOTAL RETURN FUND | ZF | 92837G100 | 6/6/2017 | 267 | elect 2 directors | MANAGEMENT | FOR | FOR | FOR |
| TITAN PHARMACEUTICALS INC | TTNP | 888314309 | 8/1/2017 | 268 | Election of 7 directors | MANAGEMENT | FOR | FOR | FOR |
| TITAN PHARMACEUTICALS INC | TTNP | 888314309 | 8/1/2017 | 269 | Ratify Auditors | MANAGEMENT | FOR | FOR | FOR |
| TITAN PHARMACEUTICALS INC | TTNP | 888314309 | 8/1/2017 | 270 | Executive compensation | MANAGEMENT | FOR | FOR | FOR |
