The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AEROPOSTALE | COM | 007865108 | 742 | 320,000 | SH | SOLE | 0 | 320,000 | 0 | ||
APPLE INC | COM | 037833100 | 3,197 | 28,967 | SH | SOLE | 0 | 28,967 | 0 | ||
BPZ RESOURCES INC | COM | 055639108 | 534 | 1,847,210 | SH | SOLE | 0 | 1,847,210 | 0 | ||
BPZ RESOURCES INC | NOTE 8.500%10/0 | 055639AC2 | 1,317 | 4,125,000 | PRN | SOLE | 0 | 4,125,000 | 0 | ||
COVISINT CORP | COM | 22357R103 | 1,225 | 462,338 | SH | SOLE | 0 | 462,338 | 0 | ||
DIVERSIFIED REAL ASSET INC F | COM SHS | 25533B108 | 1,995 | 115,032 | SH | SOLE | 0 | 115,032 | 0 | ||
DSP GROUP INC | COM | 23332B106 | 7,910 | 727,691 | SH | SOLE | 0 | 727,691 | 0 | ||
ENERNOC INC | COM | 292764107 | 5,347 | 346,080 | SH | SOLE | 0 | 346,080 | 0 | ||
MARKET VECTORS ETF TR | GOLD MINER ETF | 57060U100 | 1,580 | 85,950 | SH | SOLE | 0 | 85,950 | 0 | ||
PARATEK PHARMACEUTICALS INC | COM | 699374302 | 8,923 | 231,478 | SH | SOLE | 0 | 231,478 | 0 | ||
QEP RES INC | COM | 74733V100 | 2,200 | 108,790 | SH | SOLE | 0 | 108,790 | 0 | ||
QUANTUM CORP | COM DSSG | 747906204 | 1,194 | 678,370 | SH | SOLE | 0 | 678,370 | 0 | ||
ROSETTA STONE INC | COM | 777780107 | 10,883 | 1,115,020 | SH | SOLE | 0 | 1,115,020 | 0 | ||
SANDSTORM GOLD LTD | COM NEW | 80013R206 | 5,509 | 1,620,360 | SH | SOLE | 0 | 1,620,360 | 0 | ||
SEACHANGE INTL INC | COM | 811699107 | 11,860 | 1,858,960 | SH | SOLE | 0 | 1,858,960 | 0 | ||
SIZMEK INC | COM | 83013P105 | 10,896 | 1,740,528 | SH | SOLE | 0 | 1,740,528 | 0 | ||
WCI CMNTYS INC | COM PAR $0.01 | 92923C807 | 3,805 | 194,320 | SH | SOLE | 0 | 194,320 | 0 |