UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date Of Report (Date Of Earliest Event Reported): November 30, 2006
HIGHBURY FINANCIAL INC.
(Exact name of Registrant as Specified in its Charter)
Commission File Number: 000-51682
| | | |
| Delaware | | 20-3187008 |
(State of Other Jurisdiction Of | | (I.R.S. Employer |
Incorporation or Organization) | | Identification No.) |
| | | |
999 Eighteenth Street, Suite 3000
Denver, CO 80202
(Address of Principal Executive Offices, Including Zip Code)
(303) 357-4802
(Registrant’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | |
| Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | |
| Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b)) |
| | |
| Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Item 8.01. Other Events
On November 30, 2006, Highbury Financial Inc. (the “Company”) issued a press release announcing the completion of its acquisition of the U.S. mutual fund business of ABN AMRO.
A copy of the Press Release issued by the Company is attached hereto as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits
| | Exhibit No. | | Description |
| | | | Press release issued by Highbury Financial Inc. dated November 30, 2006. |
Signature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
HIGHBURY FINANCIAL INC.
Richard S. Foote
President and Chief Executive Officer
