UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
Current Report
Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934
Date Of Report (Date Of Earliest Event Reported): June 17, 2009
Highbury Financial Inc.
(Exact name of Registrant as Specified in its Charter)
Commission File Number: 000-51682
| Delaware | | 20-3187008 |
| (State of Other Jurisdiction Of | | (I.R.S. Employer |
| Incorporation or Organization) | | Identification No.) |
999 Eighteenth Street, Suite 3000
Denver, CO 80202
(Address of Principal Executive Offices, Including Zip Code)
(303) 357-4802
(Registrant’s Telephone Number, Including Area Code)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
| | |
| o | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
| | |
| o | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d- 2(b)) |
| | |
| o | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
On June 17, 2009, Highbury Financial Inc. (the “Company”) issued a press release announcing its expected financial and operating results for the second quarter and the first six months of fiscal year 2009.
A copy of the Press Release issued by the Company is incorporated by reference herein and attached hereto as Exhibit 99.1.
| Item 9.01 | Financial Statements and Exhibits |
Exhibits
| Exhibit No. | Description |
| | |
| 99.1 | Press release issued by Highbury Financial Inc. dated June 17, 2009. |
Signature(s)
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this Report to be signed on its behalf by the undersigned hereunto duly authorized.
| | HIGHBURY FINANCIAL INC. |
| | | |
| | By: | /s/ R. Bradley Forth |
| | | R. Bradley Forth |
| | | Executive Vice President and Chief Financial Officer |
Date: June 17, 2009
EXHIBIT INDEX
| Exhibit No. | Description |
| | |
| 99.1 | Press release issued by Highbury Financial Inc. dated June 17, 2009. |
