Item 1. | Security and Issuer. |
This Amendment No. 3 (“Amendment No. 3”) to Schedule 13D amends the statement on Schedule 13D filed on February 10, 2017 (the “Original Schedule 13D”), as amended on February 26, 2018 and May 15, 2018 (the “Prior Amendments”, and together with the Original Schedule 13D and this Amendment No. 3, the “Schedule 13D”) with respect to the Common Stock of AnaptysBio, Inc. (the “Issuer”), having its principal executive office at 10421 Pacific Center Court, Suite 200, San Diego, CA 92121. Except as otherwise specified in Amendment No. 3, all items in the Schedule 13D are unchanged. All capitalized terms used in this Amendment No. 3 and not otherwise defined herein have the meanings ascribed to such terms in the Original Schedule 13D.
The Reporting Persons are filing this Amendment No. 3 to report a decrease in the percentage of the class beneficially owned by the Reporting Persons due to an increase in the aggregate number of outstanding securities of the Issuer.
Item 5. | Interest in Securities of the Issuer |
Item 5 of the Original Schedule 13D is hereby amended and restated as follows:
| (a) | FH V is the record owner of 973,612 shares of Common Stock (the “FH V Shares”). As the sole general partner of FH V, FM V L.P. may be deemed to own beneficially the FH V Shares. As the sole general partner of FM V L.P., FM V L.L.C. may be deemed to own beneficially the FH V Shares. As members of FM V L.L.C., each of the FM V Members may be deemed to own beneficially the FH V Shares. |
FH VII is the record owner of 1,045,031 shares of Common Stock (the “FH VII Shares”) and FHVII-A is the record owner of 297,804 shares of Common Stock (the “FHVII-A Shares”). As the sole general partner of FH VII and of FHVII-A, FM VII L.P. may be deemed to own beneficially the FH VII Shares and FHVII-A Shares. As the sole general partner of FM VII L.P., FM VII L.L.C. may be deemed to own beneficially the FH VII Shares and FHVII-A Shares. As members of FM VII L.L.C., each of the FM VII Members may be deemed to own beneficially the FH VII Shares and FHVII-A Shares.
As of February 14, 2019, Topper is the record owner of 31,854 shares of Common Stock and options to purchase 22,000 shares of Common Stock (collectively, the “Topper Shares”). The options may be exercised as of the date hereof and/or within 60 days of the date hereof. Accordingly, Topper may be deemed to own beneficially the Topper Shares and the FH Shares.
The percentage of outstanding shares of Common Stock of the Issuer, which may be deemed to be beneficially owned by each Reporting Person, is set forth on Line 13 of such Reporting Person’s cover sheet. Such percentage was calculated based on the 26,751,578 shares of Common Stock outstanding on November 6, 2018 as set forth in the Issuer’s Form10-Q filed on November 8, 2018.
| (b) | Regarding the number of shares as to which such person has: |
| a. | Sole power to vote or to direct the vote: See line 7 of cover sheets. |
| b. | Shared power to vote or to direct the vote: See line 8 of cover sheets. |
| c. | Sole power to dispose or to direct the disposition: See line 9 of cover sheets. |
| d. | Shared power to dispose or to direct the disposition: See line 10 of cover sheets. |
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