UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-K
CURRENT REPORT
PURSUANT TO SECTION 13 OR 15(d)
OF THE SECURITIES EXCHANGE ACT OF 1934
November 2, 2007
Date of Report (Date of Earliest Event Reported)
POLYMEDIX, INC.
(Exact name of registrant as specified in its charter)
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Delaware
(State or other jurisdiction
of incorporation) | | 000-51895
(Commission File Number) | | 27-0125925
(IRS Employer
Identification No.) |
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170 N. Radnor Chester Road, Suite 300
Radnor, Pennsylvania
(Address of principal executive offices) | | | |
19087
(Zip Code) |
(448) 598-2400
(Registrant’s telephone number, including area code)
Not Applicable
(Former name or address, if changed since last report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:
| o | | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
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| o | | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
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| o | | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
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| o | | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
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Item 7.01. | | Regulation FD Disclosure. |
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| | | On November 2, 2007, PolyMedix, Inc. issued a press release announcing that it plans to present at Rodman & Renshaw’s Ninth Annual Healthcare Conference taking place November 5 - - 7, 2007. A copy of the press release is attached as Exhibit 99.1 to this Report. |
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| | | In accordance with General Instruction B.2 of Form 8-K, the information in this Report, including Exhibit 99.1, shall not be deemed “filed” for the purposes of Section 18 of the Securities Exchange Act of 1934, as amended, or otherwise subject to the liabilities of that section, nor shall it be deemed incorporated by reference in any filing under the Securities Act of 1933, as amended, except as shall be expressly set forth by specific reference in such a filing. The information in this Report will not be deemed as an admission as to the materiality of any information required to be disclosed solely to satisfy the requirements of Regulation FD. |
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Item 9.01(d) | | Financial Statements and Exhibits. |
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| | | 99.1 Press Release dated November 2, 2007 |
Forward-Looking Statements
This Current Report on Form 8-K, including Exhibit 99.1 attached hereto, contains forward-looking statements made pursuant to the safe harbor provisions of the Private Securities Litigation Reform Act of 1995 that involve risks and that could cause PolyMedix’s actual results and experience to differ materially from anticipated results and expectations expressed in these forward looking statements. PolyMedix has tried, wherever possible, to identify these forward-looking statements by using words such as “anticipates,” “believes,” “hopes,” “estimates,” “looks,” “expects,” “plans,” “intends” and similar expressions. Among other things, there can be no assurance that PolyMedix’s compounds will enter or successfully complete clinical testing or be granted regulatory approval to be sold and marketed in the Unites States or elsewhere. A more complete description of these risks, uncertainties and assumptions is included in PolyMedix’s filings with the Securities and Exchange Commission, including those described under the heading “Risk Factors” in the Annual Report on Form 10-KSB originally filed by PolyMedix with the Securities and Exchange Commission (SEC) on March 19, 2007 as well as the Registration Statement on Form SB-2 (Reg. No. 333-146180) filed with the SEC on September 19, 2007 and Amendments No. 1, No. 2 and No. 3 to such Registration Statement, which were filed with the SEC on October 4, 2007, October 16, 2007 and October 24, 2007, respectively. You should not place undue reliance on any forward-looking statements. PolyMedix undertakes no obligation to release publicly the results of any revisions to any such forward-looking statements that may be made to reflect events or circumstances after the date of this press release or to reflect the occurrence of unanticipated events.
Additional Information and Where to Find It
In connection with its offering of Common Stock Units, PolyMedix has filed a registration statement (including a prospectus) on Form SB-2 with the SEC. The Registration Statement, including all exhibits, may be inspected without charge at the SEC’s Public Reference Room at the SEC’s principal office at Room 1580, 100 F Street, N.E., Washington, D.C. 20549. You may obtain information on the operation of this public reference room by calling 1-800-SEC-0330. The Registration Statement, including all exhibits and schedules and amendments, has been filed with the SEC through the Electronic Data Gathering Analysis and Retrieval system and is available to the public from the SEC’s web site athttp://www.sec.gov. The Registration Statement has not yet been declared effective.
Printed copies of the final prospectus, when available, relating to the offering may also be obtained from Rodman & Renshaw, LLC, Attn: Syndicate Department, 1270 Avenue of the Americas, New York, NY 10020, via telephone at 212-356-0500.
This communication shall not constitute an offer to sell or a solicitation of an offer to buy nor shall there be any sales of these securities in any state in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such state.
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
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| | POLYMEDIX, INC.
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| November 2, 2007 | /s/ Edward F. Smith | |
| | Edward F. Smith | |
| | Vice President, Finance and Chief Financial Officer | |
Index of Exhibits
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| Exhibit No. | | Description |
| 99.1* | | Press Release issued November 2, 2007 |
