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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21829 |
BBH Trust
(Exact name of registrant as specified in charter)
140 Broadway
New York, NY 10005
(Address of principal executive offices)(Zip code)
Corporation Services Company
2711 Centerville Road, Suite 400
Wilmington, DE 19808
(Name and address of agent for service)
Registrant’s telephone number, including area code: | 1-800-625-5759 |
Date of reporting period: | 7/1/2007 – 6/30/2008 |
BBH Money Market Fund
BBH Tax Exempt Money Fund
BBH U.S. Treasury Money Fund
BBH Broad Market Fund
BBH Real Return Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report and with respect to which the funds named above were entitled to vote.
Item 1. Proxy Voting Record
BBH Core Select
Vote Summary | |||||||||||||||||
BED BATH & BEYOND INC. | |||||||||||||||||
Security | 075896100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BBBY | Meeting Date | 10-Jul-2007 | ||||||||||||||
ISIN | Agenda | 932741110 - Management | |||||||||||||||
City | Holding Recon Date | 14-May-2007 | |||||||||||||||
Country | United States | Vote Deadline Date | 09-Jul-2007 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | WARREN EISENBERG | For | For | ||||||||||||||
2 | STANLEY F. BARSHAY | For | For | ||||||||||||||
3 | PATRICK R. GASTON | For | For | ||||||||||||||
4 | VICTORIA A. MORRISON | For | For | ||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For | |||||||||||||
03 | SHAREHOLDER PROPOSAL: CLIMATE CHANGE REPORT | Shareholder | Against | For | |||||||||||||
04 | SHAREHOLDER PROPOSAL: EXECUTIVE COMPENSATION VOTE | Shareholder | Against | For | |||||||||||||
05 | SHAREHOLDER PROPOSAL: PRODUCT CONTENT REPORT | Shareholder | Against | For | |||||||||||||
FIRST DATA CORPORATION | |||||||||||||||||
Security | 319963104 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | FDC | Meeting Date | 31-Jul-2007 | ||||||||||||||
ISIN | Agenda | 932749243 - Management | |||||||||||||||
City | Holding Recon Date | 21-Jun-2007 | |||||||||||||||
Country | United States | Vote Deadline Date | 30-Jul-2007 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF APRIL 1, 2007, AMONG NEW OMAHA HOLDINGS L.P., OMAHA ACQUISITION CORPORATION AND FIRST DATA CORPORATION, AS IT MAY BE AMENDED FROM TIME TO TIME. | Management | For | For | |||||||||||||
02 | APPROVAL OF THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO ADOPT THE AGREEMENT AND PLAN OF MERGER REFERRED TO IN 1. | Management | For | For | |||||||||||||
MICROSOFT CORPORATION | |||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 13-Nov-2007 | ||||||||||||||
ISIN | US5949181045 | Agenda | 932773713 - Management | ||||||||||||||
City | Holding Recon Date | 07-Sep-2007 | |||||||||||||||
Country | United States | Vote Deadline Date | 12-Nov-2007 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM H. GATES, III | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: JAMES I. CASH JR., PHD | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: DR. HELMUT PANKE | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: JON A. SHIRLEY | Management | For | For | |||||||||||||
02 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||
03 | SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON INTERNET CENSORSHIP. | Shareholder | Against | For | |||||||||||||
04 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | |||||||||||||
DELL INC. | |||||||||||||||||
Security | 24702R101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DELL | Meeting Date | 04-Dec-2007 | ||||||||||||||
ISIN | US24702R1014 | Agenda | 932788372 - Management | ||||||||||||||
City | Holding Recon Date | 26-Oct-2007 | |||||||||||||||
Country | United States | Vote Deadline Date | 03-Dec-2007 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | DONALD J. CARTY | For | For | ||||||||||||||
2 | MICHAEL S. DELL | For | For | ||||||||||||||
3 | WILLIAM H. GRAY, III | For | For | ||||||||||||||
4 | SALLIE L. KRAWCHECK | For | For | ||||||||||||||
5 | ALAN (A.G.) LAFLEY | For | For | ||||||||||||||
6 | JUDY C. LEWENT | For | For | ||||||||||||||
7 | KLAUS S. LUFT | For | For | ||||||||||||||
8 | THOMAS W. LUCE, III | For | For | ||||||||||||||
9 | ALEX J. MANDL | For | For | ||||||||||||||
10 | MICHAEL A. MILES | For | For | ||||||||||||||
11 | SAM NUNN | For | For | ||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITOR | Management | Against | Against | |||||||||||||
03 | APPROVAL OF THE AMENDED AND RESTATED 2002 LONG- TERM INCENTIVE PLAN | Management | For | For | |||||||||||||
SH1 | EXECUTIVE STOCKOWNERSHIP GUIDELINES | Shareholder | Against | For | |||||||||||||
SH2 | DECLARATION OF DIVIDEND | Shareholder | Against | For | |||||||||||||
INTUIT INC. | |||||||||||||||||
Security | 461202103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | INTU | Meeting Date | 14-Dec-2007 | ||||||||||||||
ISIN | US4612021034 | Agenda | 932784982 - Management | ||||||||||||||
City | Holding Recon Date | 19-Oct-2007 | |||||||||||||||
Country | Canada | Vote Deadline Date | 13-Dec-2007 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | STEPHEN M. BENNETT | For | For | ||||||||||||||
2 | CHRISTOPHER W. BRODY | For | For | ||||||||||||||
3 | WILLIAM V. CAMPBELL | For | For | ||||||||||||||
4 | SCOTT D. COOK | For | For | ||||||||||||||
5 | DIANE B. GREENE | For | For | ||||||||||||||
6 | MICHAEL R. HALLMAN | For | For | ||||||||||||||
7 | EDWARD A. KANGAS | For | For | ||||||||||||||
8 | SUZANNE NORA JOHNSON | For | For | ||||||||||||||
9 | DENNIS D. POWELL | For | For | ||||||||||||||
10 | STRATTON D. SCLAVOS | Withheld | Against | ||||||||||||||
02 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2008. | Management | For | For | |||||||||||||
03 | APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||
04 | APPROVE THE ADOPTION OF OUR SENIOR EXECUTIVE INCENTIVE PLAN. | Management | For | For | |||||||||||||
COSTCO WHOLESALE CORPORATION | |||||||||||||||||
Security | 22160K105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | COST | Meeting Date | 29-Jan-2008 | ||||||||||||||
ISIN | US22160K1051 | Agenda | 932800267 - Management | ||||||||||||||
City | Holding Recon Date | 23-Nov-2007 | |||||||||||||||
Country | United States | Vote Deadline Date | 28-Jan-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | SUSAN L. DECKER | For | For | ||||||||||||||
2 | RICHARD D. DICERCHIO | For | For | ||||||||||||||
3 | RICHARD M. LIBENSON | For | For | ||||||||||||||
4 | JOHN W. MEISENBACH | For | For | ||||||||||||||
5 | CHARLES T. MUNGER | For | For | ||||||||||||||
02 | AMENDMENT TO THE SECOND RESTATED 2002 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||
03 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | |||||||||||||
NOVARTIS AG | |||||||||||||||||
Security | 66987V109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NVS | Meeting Date | 26-Feb-2008 | ||||||||||||||
ISIN | US66987V1098 | Agenda | 932810903 - Management | ||||||||||||||
City | Holding Recon Date | 29-Jan-2008 | |||||||||||||||
Country | Switzerland | Vote Deadline Date | 15-Feb-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | APPROVAL OF THE ANNUAL REPORT, THE REMUNERATION REPORT, THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS | Management | For | For | |||||||||||||
02 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | |||||||||||||
03 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | Management | For | For | |||||||||||||
04 | REDUCTION OF SHARE CAPITAL | Management | For | For | |||||||||||||
05 | FURTHER SHARE REPURCHASE PROGRAM | Management | For | For | |||||||||||||
6A | AMENDMENT TO THE ARTICLES OF INCORPORATION- SPECIAL QUORUM | Management | For | For | |||||||||||||
6B | AMENDMENT TO THE ARTICLES OF INCORPORATION- CONTRIBUTIONS IN KIND | Management | For | For | |||||||||||||
7AA | RE-ELECTION OF PETER BURCKHARDT M.D. FOR A ONE- YEAR TERM | Management | For | For | |||||||||||||
7AB | RE-ELECTION OF ULRICH LEHNER PH.D. FOR A THREE- YEAR TERM | Management | For | For | |||||||||||||
7AC | RE-ELECTION OF ALEXANDRE F. JETZER FOR A THREE- YEAR TERM | Management | Against | Against | |||||||||||||
7AD | RE-ELECTION OF PIERRE LANDOLT FOR A THREE-YEAR TERM | Management | For | For | |||||||||||||
7B | ELECTION OF ANN FUDGE FOR A THREE-YEAR TERM | Management | For | For | |||||||||||||
08 | APPOINTMENT OF THE AUDITORS AND THE GROUP AUDITORS | Management | For | For | |||||||||||||
09 | ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED AT THE MEETING | Management | Against | Against | |||||||||||||
NESTLE S.A. | |||||||||||||||||
Security | 641069406 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 10-Apr-2008 | ||||||||||||||
ISIN | US6410694060 | Agenda | 932823657 - Management | ||||||||||||||
City | Holding Recon Date | 29-Feb-2008 | |||||||||||||||
Country | Switzerland | Vote Deadline Date | 01-Apr-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | APPROVAL OF THE 2007 ANNUAL REPORT, OF THE ACCOUNTS OF NESTLE S.A. AND OF THE CONSOLIDATED ACCOUNTS OF THE NESTLE GROUP. | Management | For | For | |||||||||||||
02 | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT. | Management | For | For | |||||||||||||
03 | APPROVAL OF THE APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. | Management | For | For | |||||||||||||
4A1 | RE-ELECTION OF MR. ANDREAS KOOPMANN, TO THE BOARD OF DIRECTORS. | Management | For | For | |||||||||||||
4B1 | RE-ELECTION OF MR. ROLF HANGGI, TO THE BOARD OF DIRECTORS. | Management | For | For | |||||||||||||
4A2 | ELECTION OF MR. PAUL BULCKE, TO THE BOARD OF DIRECTORS. | Management | For | For | |||||||||||||
4B2 | ELECTION OF MR. BEAT W. HESS, TO THE BOARD OF DIRECTORS. | Management | For | For | |||||||||||||
4C | RE-ELECTION OF THE AUDITORS KPMG KLYNVELD PEAT MARWICK GOERDELER S.A. | Management | For | For | |||||||||||||
5A | APPROVAL OF THE CAPITAL REDUCTION. | Management | For | For | |||||||||||||
5B | APPROVAL OF THE SHARE SPLIT. | Management | For | For | |||||||||||||
5C | APPROVAL OF THE AMENDMENT TO ARTICLES 5 AND 5 BIS PARA. 1 OF THE ARTICLES OF ASSOCIATION. | Management | For | For | |||||||||||||
06 | APPROVAL OF THE PROPOSED REVISED ARTICLES OF ASSOCIATION, AS SET FORTH IN THE COMPANY'S INVITATION ENCLOSED HEREWITH. | Management | For | For | |||||||||||||
07 | MARK THE "FOR" BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN- LUDOVIC HARTMANN (AS FURTHER DISCUSSED IN THE COMPANY'S INVITATION). | Management | Abstain | ||||||||||||||
CADBURY SCHWEPPES PLC | |||||||||||||||||
Security | 127209302 | Meeting Type | Special | ||||||||||||||
Ticker Symbol | CSG | Meeting Date | 11-Apr-2008 | ||||||||||||||
ISIN | US1272093022 | Agenda | 932839686 - Management | ||||||||||||||
City | Holding Recon Date | 20-Mar-2008 | |||||||||||||||
Country | United Kingdom | Vote Deadline Date | 08-Apr-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
CA1 | TO CONSIDER, AND IF THOUGHT FIT, TO APPROVE (WITH OR WITHOUT MODIFICATION) THE SCHEME OF ARRANGEMENT REFERRED TO IN THE NOTICE OF COURT MEETING DATED 19 MARCH, 2008. | Management | For | For | |||||||||||||
EB1 | TO APPROVE THE SCHEME OF ARRANGEMENT (WITH OR WITHOUT MODIFICATION), THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION AND OTHER RELATED MATTERS. | Management | For | For | |||||||||||||
EB2 | TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION 1, THE DEMERGER OF AMERICAS BEVERAGES, INCLUDING THE CADBURY PLC REDUCTION OF CAPITAL AND THE ENTRY INTO THE DEMERGER AGREEMENTS. | Management | For | For | |||||||||||||
EB3 | TO APPROVE THE PROPOSED CADBURY PLC REDUCTION OF CAPITAL (AS DEFINED IN THE CIRCULAR AND DESCRIBED IN PART II "EXPLANATORY STATEMENT" OF THE CIRCULAR). | Management | For | For | |||||||||||||
EB4 | TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTIONS 1 AND 2, THE AMENDMENTS TO THE EXECUTIVE SHARE SCHEMES. | Management | For | For | |||||||||||||
EB5 | TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION 1, THE ESTABLISHMENT BY CADBURY PLC OF THE CADBURY PLC 2008 SHARE OPTION PLAN, THE CADBURY PLC 2008 LONG TERM INCENTIVE PLAN, THE CADBURY PLC 2008 BONUS SHARE RETENTION PLAN AND THE CADBURY PLC 2008 INTERNATIONAL SHARE AWARD PLAN. | Management | For | For | |||||||||||||
EB6 | TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION 1, THE ESTABLISHMENT BY CADBURY PLC OF THE CADBURY PLC 2008 SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 IRISH SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 IRISH AVC SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 INTERNATIONAL SAVINGS RELATED SHARE OPTION SCHEME, THE CADBURY PLC 2008 US EMPLOYEES SHARE OPTION PLAN, THE CADBURY PLC 2008 AMERICAS EMPLOYEES SHARE OPTION PLAN, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | |||||||||||||
EB7 | TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION 1, THE ESTABLISHMENT BY CADBURY PLC OF ADDITIONAL SHARE SCHEMES TO THOSE MENTIONED IN RESOLUTIONS 4 AND 6 FOR THE BENEFIT OF OVERSEAS EMPLOYEES OF CADBURY PLC AND ITS SUBSIDIARIES. | Management | For | For | |||||||||||||
EB8 | TO APPROVE, SUBJECT TO THE PASSING OF RESOLUTION 1 AND 5, THE INCREASE IN THE MAXIMUM VALUE OF AN ANNUAL AWARD UNDER THE CADBURY PLC 2008 LONG TERM INCENTIVE PLAN TO 300% OF BASIC PAY. | Management | For | For | |||||||||||||
C1 | TO RECEIVE THE 2007 FINANCIAL STATEMENTS AND THE 2007 ANNUAL REPORT AND ACCOUNTS. | Management | For | For | |||||||||||||
C2 | TO DECLARE THE FINAL DIVIDEND. | Management | For | For | |||||||||||||
C3 | TO APPROVE THE DIRECTOR'S REMUNERATION REPORT. | Management | For | For | |||||||||||||
C4 | TO RE-APPOINT WOLFGANG BERNDT AS A DIRECTOR. | Management | For | For | |||||||||||||
C5 | TO RE-APPOINT LORD PATTEN AS A DIRECTOR. | Management | For | For | |||||||||||||
C6 | TO RE-APPOINT BOB STACK AS A DIRECTOR. | Management | For | For | |||||||||||||
C7 | TO RE-APPOINT GUY ELLIOTT AS A DIRECTOR. | Management | For | For | |||||||||||||
C8 | TO RE-APPOINT ELLEN MARRAM AS A DIRECTOR. | Management | For | For | |||||||||||||
C9 | TO RE-APPOINT DELOITTE & TOUCHE LLP AS AUDITORS. | Management | For | For | |||||||||||||
C10 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS FEES. | Management | For | For | |||||||||||||
C11 | TO AUTHORISE THE DIRECTORS TO ALLOT FURTHER SHARES. | Management | For | For | |||||||||||||
C12 | TO DISAPPLY PRE-EMPTION RIGHTS. | Management | For | For | |||||||||||||
C13 | TO AUTHORISE THE COMPANY TO BUY BACK SHARES. | Management | For | For | |||||||||||||
THE COCA-COLA COMPANY | |||||||||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | KO | Meeting Date | 16-Apr-2008 | ||||||||||||||
ISIN | US1912161007 | Agenda | 932820067 - Management | ||||||||||||||
City | Holding Recon Date | 22-Feb-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 15-Apr-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: BARRY DILLER | Management | Against | Against | |||||||||||||
1E | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||||||||||
1K | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | |||||||||||||
1L | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | |||||||||||||
1M | ELECTION OF DIRECTOR: JACOB WALLENBERG | Management | For | For | |||||||||||||
1N | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Management | For | For | |||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||||||||
03 | APPROVAL OF THE COCA-COLA COMPANY 2008 STOCK OPTION PLAN | Management | For | For | |||||||||||||
04 | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against | |||||||||||||
05 | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | Shareholder | Against | For | |||||||||||||
06 | SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS | Shareholder | Against | For | |||||||||||||
PRAXAIR, INC. | |||||||||||||||||
Security | 74005P104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PX | Meeting Date | 22-Apr-2008 | ||||||||||||||
ISIN | US74005P1049 | Agenda | 932828443 - Management | ||||||||||||||
City | Holding Recon Date | 28-Feb-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 21-Apr-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | NANCE K. DICCIANI | For | For | ||||||||||||||
2 | EDWARD G. GALANTE | For | For | ||||||||||||||
3 | IRA D. HALL | For | For | ||||||||||||||
4 | RAYMOND W. LEBOEUF | For | For | ||||||||||||||
5 | LARRY D. MCVAY | For | For | ||||||||||||||
6 | WAYNE T. SMITH | For | For | ||||||||||||||
7 | H. MITCHELL WATSON, JR. | For | For | ||||||||||||||
8 | ROBERT L. WOOD | For | For | ||||||||||||||
02 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION REGARDING THE ELECTION OF DIRECTORS BY MAJORITY VOTE. | Management | For | For | |||||||||||||
03 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||
THE CHUBB CORPORATION | |||||||||||||||||
Security | 171232101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CB | Meeting Date | 29-Apr-2008 | ||||||||||||||
ISIN | US1712321017 | Agenda | 932825473 - Management | ||||||||||||||
City | Holding Recon Date | 10-Mar-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 28-Apr-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: ZOE BAIRD | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: SHEILA P. BURKE | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: JOEL J. COHEN | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: JOHN D. FINNEGAN | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: KLAUS J. MANGOLD | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: MARTIN G. MCGUINN | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: JESS SODERBERG | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: DANIEL E. SOMERS | Management | For | For | |||||||||||||
1K | ELECTION OF DIRECTOR: KAREN HASTIE WILLIAMS | Management | For | For | |||||||||||||
1L | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | Management | For | For | |||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||
W.W. GRAINGER, INC. | |||||||||||||||||
Security | 384802104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | GWW | Meeting Date | 30-Apr-2008 | ||||||||||||||
ISIN | US3848021040 | Agenda | 932826083 - Management | ||||||||||||||
City | Holding Recon Date | 03-Mar-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 29-Apr-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | BRIAN P. ANDERSON | For | For | ||||||||||||||
2 | WILBUR H. GANTZ | For | For | ||||||||||||||
3 | V. ANN HAILEY | For | For | ||||||||||||||
4 | WILLIAM K. HALL | For | For | ||||||||||||||
5 | RICHARD L. KEYSER | For | For | ||||||||||||||
6 | STUART L. LEVENICK | For | For | ||||||||||||||
7 | JOHN W. MCCARTER, JR. | For | For | ||||||||||||||
8 | NEIL S. NOVICH | For | For | ||||||||||||||
9 | MICHAEL J. ROBERTS | For | For | ||||||||||||||
10 | GARY L. ROGERS | For | For | ||||||||||||||
11 | JAMES T. RYAN | For | For | ||||||||||||||
12 | JAMES D. SLAVIK | For | For | ||||||||||||||
13 | HAROLD B. SMITH | Withheld | Against | ||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | |||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||||||||
Security | 674599105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | OXY | Meeting Date | 02-May-2008 | ||||||||||||||
ISIN | US6745991058 | Agenda | 932838862 - Management | ||||||||||||||
City | Holding Recon Date | 12-Mar-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 01-May-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: RONALD W. BURKLE | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: JOHN S. CHALSTY | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: RAY R. IRANI | Management | For | For | �� | ||||||||||||
1G | ELECTION OF DIRECTOR: IRVIN W. MALONEY | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | Management | For | For | |||||||||||||
1K | ELECTION OF DIRECTOR: ROSEMARY TOMICH | Management | For | For | |||||||||||||
1L | ELECTION OF DIRECTOR: WALTER L. WEISMAN | Management | For | For | |||||||||||||
02 | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | Management | For | For | |||||||||||||
03 | SCIENTIFIC REPORT ON GLOBAL WARMING. | Shareholder | Against | For | |||||||||||||
04 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Shareholder | For | Against | |||||||||||||
05 | INDEPENDENCE OF COMPENSATION CONSULTANTS. | Shareholder | For | Against | |||||||||||||
06 | PAY-FOR-SUPERIOR-PERFORMANCE PRINCIPLE. | Shareholder | Against | For | |||||||||||||
07 | SPECIAL SHAREHOLDER MEETINGS. | Shareholder | For | Against | |||||||||||||
BERKSHIRE HATHAWAY INC. | |||||||||||||||||
Security | 084670108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 03-May-2008 | ||||||||||||||
ISIN | US0846701086 | Agenda | 932826463 - Management | ||||||||||||||
City | Holding Recon Date | 05-Mar-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 02-May-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | WARREN E. BUFFETT | For | For | ||||||||||||||
2 | CHARLES T. MUNGER | For | For | ||||||||||||||
3 | HOWARD G. BUFFETT | For | For | ||||||||||||||
4 | SUSAN L. DECKER | For | For | ||||||||||||||
5 | WILLIAM H. GATES III | For | For | ||||||||||||||
6 | DAVID S. GOTTESMAN | For | For | ||||||||||||||
7 | CHARLOTTE GUYMAN | For | For | ||||||||||||||
8 | DONALD R. KEOUGH | For | For | ||||||||||||||
9 | THOMAS S. MURPHY | For | For | ||||||||||||||
10 | RONALD L. OLSON | For | For | ||||||||||||||
11 | WALTER SCOTT, JR. | For | For | ||||||||||||||
AFLAC INCORPORATED | |||||||||||||||||
Security | 001055102 | Meeting Type | Contested-Annual | ||||||||||||||
Ticker Symbol | AFL | Meeting Date | 05-May-2008 | ||||||||||||||
ISIN | US0010551028 | Agenda | 932842936 - Management | ||||||||||||||
City | Holding Recon Date | 27-Feb-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 02-May-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | DANIEL P. AMOS | For | For | ||||||||||||||
2 | JOHN SHELBY AMOS II | For | For | ||||||||||||||
3 | PAUL S. AMOS II | For | For | ||||||||||||||
4 | YOSHIRO AOKI | For | For | ||||||||||||||
5 | MICHAEL H. ARMACOST | For | For | ||||||||||||||
6 | KRISS CLONINGER III | For | For | ||||||||||||||
7 | JOE FRANK HARRIS | For | For | ||||||||||||||
8 | ELIZABETH J. HUDSON | For | For | ||||||||||||||
9 | KENNETH S. JANKE SR. | For | For | ||||||||||||||
10 | DOUGLAS W. JOHNSON | For | For | ||||||||||||||
11 | ROBERT B. JOHNSON | For | For | ||||||||||||||
12 | CHARLES B. KNAPP | For | For | ||||||||||||||
13 | E. STEPHEN PURDOM | For | For | ||||||||||||||
14 | B.K. RIMER, DR. PH | For | For | ||||||||||||||
15 | MARVIN R. SCHUSTER | For | For | ||||||||||||||
16 | DAVID GARY THOMPSON | For | For | ||||||||||||||
17 | ROBERT L. WRIGHT | For | For | ||||||||||||||
02 | TO APPROVE THE AMENDMENT OF ARTICLE IV OF THE COMPANY'S ARTICLES OF INCORPORATION TO INCREASE THE COMPANY'S AUTHORIZED SHARES OF $.10 PAR VALUE COMMON STOCK FROM 1,000,000,000 SHARES TO 1,900,000,000 SHARES. | Management | For | For | |||||||||||||
03 | TO ADOPT THE AMENDED AND RESTATED MANAGEMENT INCENTIVE PLAN (THE "2009 MANAGEMENT INCENTIVE PLAN"). | Management | For | For | |||||||||||||
04 | TO APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY-FOR- PERFORMANCE COMPENSATION POLICIES AND PROCEDURES EMPLOYED BY THE COMPANY, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND THE TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT." | Shareholder | For | For | |||||||||||||
05 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2008. | Management | For | For | |||||||||||||
PEPSICO, INC. | |||||||||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PEP | Meeting Date | 07-May-2008 | ||||||||||||||
ISIN | US7134481081 | Agenda | 932832125 - Management | ||||||||||||||
City | Holding Recon Date | 07-Mar-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 06-May-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: A.C. MARTINEZ | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For | |||||||||||||
1K | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For | |||||||||||||
1L | ELECTION OF DIRECTOR: M.D. WHITE | Management | For | For | |||||||||||||
02 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | For | For | |||||||||||||
03 | SHAREHOLDER PROPOSAL - BEVERAGE CONTAINER RECYCLING REPORT (PROXY STATEMENT P. 43) | Shareholder | Against | For | |||||||||||||
04 | SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED PRODUCTS REPORT (PROXY STATEMENT P. 45) | Shareholder | Against | For | |||||||||||||
05 | SHAREHOLDER PROPOSAL - RIGHT TO WATER POLICY (PROXY STATEMENT P. 46) | Shareholder | Against | For | |||||||||||||
06 | SHAREHOLDER PROPOSAL - GLOBAL WARMING REPORT (PROXY STATEMENT P. 48) | Shareholder | Against | For | |||||||||||||
07 | SHAREHOLDER PROPOSAL - ADVISORY VOTE ON COMPENSATION (PROXY STATEMENT P. 49) | Shareholder | For | Against | |||||||||||||
AMGEN INC. | |||||||||||||||||
Security | 031162100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AMGN | Meeting Date | 07-May-2008 | ||||||||||||||
ISIN | US0311621009 | Agenda | 932842948 - Management | ||||||||||||||
City | Holding Recon Date | 10-Mar-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 06-May-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: DR. DAVID BALTIMORE | Management | Against | Against | |||||||||||||
1B | ELECTION OF DIRECTOR: MR. FRANK J. BIONDI, JR. | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: MR. JERRY D. CHOATE | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: DR. VANCE D. COFFMAN | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: MR. FREDERICK W. GLUCK | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: MR. FRANK C. HERRINGER | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: DR. GILBERT S. OMENN | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: MS. JUDITH C. PELHAM | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: ADM. J. PAUL REASON, USN (RETIRED) | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: MR. LEONARD D. SCHAEFFER | Management | For | For | |||||||||||||
1K | ELECTION OF DIRECTOR: MR. KEVIN W. SHARER | Management | For | For | |||||||||||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR | Management | For | For | |||||||||||||
3A | STOCKHOLDER PROPOSAL #1 (SIMPLE MAJORITY VOTE) | Shareholder | For | Against | |||||||||||||
3B | STOCKHOLDER PROPOSAL #2 (ANIMAL WELFARE) | Shareholder | Against | For | |||||||||||||
WASTE MANAGEMENT, INC. | |||||||||||||||||
Security | 94106L109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WMI | Meeting Date | 09-May-2008 | ||||||||||||||
ISIN | US94106L1098 | Agenda | 932838228 - Management | ||||||||||||||
City | Holding Recon Date | 12-Mar-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 08-May-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | PROPOSAL TO ELECT: PASTORA SAN JUAN CAFFERTY | Management | For | For | |||||||||||||
1B | PROPOSAL TO ELECT: FRANK M. CLARK, JR. | Management | For | For | |||||||||||||
1C | PROPOSAL TO ELECT: PATRICK W. GROSS | Management | Against | Against | |||||||||||||
1D | PROPOSAL TO ELECT: THOMAS I. MORGAN | Management | For | For | |||||||||||||
1E | PROPOSAL TO ELECT: JOHN C. POPE | Management | For | For | |||||||||||||
1F | PROPOSAL TO ELECT: W. ROBERT REUM | Management | For | For | |||||||||||||
1G | PROPOSAL TO ELECT: STEVEN G. ROTHMEIER | Management | For | For | |||||||||||||
1H | PROPOSAL TO ELECT: DAVID P. STEINER | Management | For | For | |||||||||||||
1I | PROPOSAL TO ELECT: THOMAS H. WEIDEMEYER | Management | For | For | |||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2008. | Management | For | For | |||||||||||||
03 | PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | |||||||||||||
COMCAST CORPORATION | |||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 14-May-2008 | ||||||||||||||
ISIN | US20030N1019 | Agenda | 932839989 - Management | ||||||||||||||
City | Holding Recon Date | 06-Mar-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 13-May-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | S. DECKER ANSTROM | For | For | ||||||||||||||
2 | KENNETH J. BACON | For | For | ||||||||||||||
3 | SHELDON M. BONOVITZ | For | For | ||||||||||||||
4 | EDWARD D. BREEN | For | For | ||||||||||||||
5 | JULIAN A. BRODSKY | For | For | ||||||||||||||
6 | JOSEPH J. COLLINS | For | For | ||||||||||||||
7 | J. MICHAEL COOK | For | For | ||||||||||||||
8 | GERALD L. HASSELL | For | For | ||||||||||||||
9 | JEFFREY A. HONICKMAN | For | For | ||||||||||||||
10 | BRIAN L. ROBERTS | For | For | ||||||||||||||
11 | RALPH J. ROBERTS | For | For | ||||||||||||||
12 | DR. JUDITH RODIN | For | For | ||||||||||||||
13 | MICHAEL I. SOVERN | For | For | ||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | |||||||||||||
03 | APPROVAL OF OUR 2002 RESTRICTED STOCK PLAN, AS AMENDED AND RESTATED | Management | For | For | |||||||||||||
04 | APPROVAL OF OUR 2003 STOCK OPTION PLAN, AS AMENDED AND RESTATED | Management | For | For | |||||||||||||
05 | ADOPT A RECAPITALIZATION PLAN | Shareholder | For | Against | |||||||||||||
06 | IDENTIFY ALL EXECUTIVE OFFICERS WHO EARN IN EXCESS OF $500,000 | Shareholder | Against | For | |||||||||||||
07 | NOMINATE TWO DIRECTORS FOR EVERY OPEN DIRECTORSHIP | Shareholder | Against | For | |||||||||||||
08 | REQUIRE A PAY DIFFERENTIAL REPORT | Shareholder | Against | For | |||||||||||||
09 | PROVIDE CUMULATIVE VOTING FOR CLASS A SHAREHOLDERS IN THE ELECTION OF DIRECTORS | Shareholder | For | Against | |||||||||||||
10 | ADOPT PRINCIPLES FOR COMPREHENSIVE HEALTH CARE REFORM | Shareholder | Against | For | |||||||||||||
11 | ADOPT AN ANNUAL VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against | |||||||||||||
TIME WARNER INC. | |||||||||||||||||
Security | 887317105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | TWX | Meeting Date | 16-May-2008 | ||||||||||||||
ISIN | US8873171057 | Agenda | 932860516 - Management | ||||||||||||||
City | Holding Recon Date | 20-Mar-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 15-May-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: JAMES L. BARKSDALE | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: JEFFREY L. BEWKES | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: STEPHEN F. BOLLENBACH | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: FRANK J. CAUFIELD | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: ROBERT C. CLARK | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: MATHIAS DOPFNER | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: JESSICA P. EINHORN | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: REUBEN MARK | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: MICHAEL A. MILES | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: KENNETH J. NOVACK | Management | Against | Against | |||||||||||||
1K | ELECTION OF DIRECTOR: RICHARD D. PARSONS | Management | For | For | |||||||||||||
1L | ELECTION OF DIRECTOR: DEBORAH C. WRIGHT | Management | For | For | |||||||||||||
02 | COMPANY PROPOSAL TO AMEND THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE REMAINING SUPER-MAJORITY VOTE REQUIREMENTS. | Management | For | For | |||||||||||||
03 | COMPANY PROPOSAL TO APPROVE THE AMENDED AND RESTATED TIME WARNER INC. ANNUAL BONUS PLAN FOR EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
04 | RATIFICATION OF AUDITORS. | Management | For | For | |||||||||||||
05 | STOCKHOLDER PROPOSAL REGARDING SEPARATION OF ROLES OF CHAIRMAN AND CEO. | Shareholder | Against | For | |||||||||||||
XTO ENERGY INC. | |||||||||||||||||
Security | 98385X106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | XTO | Meeting Date | 20-May-2008 | ||||||||||||||
ISIN | US98385X1063 | Agenda | 932876925 - Management | ||||||||||||||
City | Holding Recon Date | 31-Mar-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 19-May-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: WILLIAM H. ADAMS III | Management | Against | Against | |||||||||||||
1B | ELECTION OF DIRECTOR: KEITH A. HUTTON | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: JACK P. RANDALL | Management | Against | Against | |||||||||||||
02 | APPROVAL OF 2004 STOCK INCENTIVE PLAN AS AMENDED AND RESTATED AS OF MAY 20, 2008. | Management | For | For | |||||||||||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2008. | Management | For | For | |||||||||||||
04 | STOCKHOLDER PROPOSAL TO DECLASSIFY THE BOARD OF DIRECTORS. | Shareholder | For | Against | |||||||||||||
THE WESTERN UNION COMPANY | |||||||||||||||||
Security | 959802109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WU | Meeting Date | 23-May-2008 | ||||||||||||||
ISIN | US9598021098 | Agenda | 932843988 - Management | ||||||||||||||
City | Holding Recon Date | 24-Mar-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 22-May-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: JACK M. GREENBERG | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: ALAN J. LACY | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | Management | For | For | |||||||||||||
02 | RATIFICATION OF SELECTION OF AUDITORS | Management | For | For | |||||||||||||
LIBERTY MEDIA CORPORATION | |||||||||||||||||
Security | 53071M104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | LINTA | Meeting Date | 06-Jun-2008 | ||||||||||||||
ISIN | US53071M1045 | Agenda | 932879488 - Management | ||||||||||||||
City | Holding Recon Date | 11-Apr-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 05-Jun-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | MR. DAVID E. RAPLEY | For | For | ||||||||||||||
2 | MR. LARRY E. ROMRELL | For | For | ||||||||||||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | Management | For | For | |||||||||||||
WAL-MART STORES, INC. | |||||||||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WMT | Meeting Date | 06-Jun-2008 | ||||||||||||||
ISIN | US9311421039 | Agenda | 932881039 - Management | ||||||||||||||
City | Holding Recon Date | 10-Apr-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 05-Jun-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | Abstain | Against | |||||||||||||
1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: DAVID D. GLASS | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: ALLEN I. QUESTROM | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For | |||||||||||||
1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | |||||||||||||
1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | |||||||||||||
1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | |||||||||||||
1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For | |||||||||||||
1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For | |||||||||||||
02 | APPROVAL OF MANAGEMENT INCENTIVE PLAN, AS AMENDED AND RESTATED | Management | For | For | |||||||||||||
03 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | |||||||||||||
04 | AMEND EQUAL EMPLOYMENT OPPORTUNITY POLICY | Shareholder | Against | For | |||||||||||||
05 | PAY-FOR-SUPERIOR-PERFORMANCE | Shareholder | Against | For | |||||||||||||
06 | RECOUPMENT OF SENIOR EXECUTIVE COMPENSATION POLICY | Shareholder | Against | For | |||||||||||||
07 | ESTABLISH HUMAN RIGHTS COMMITTEE | Shareholder | Against | For | |||||||||||||
08 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against | |||||||||||||
09 | POLITICAL CONTRIBUTIONS REPORT | Shareholder | Against | For | |||||||||||||
10 | SOCIAL AND REPUTATION IMPACT REPORT | Shareholder | Against | For | |||||||||||||
11 | SPECIAL SHAREHOLDERS' MEETING | Shareholder | Against | For |
INTERNATIONAL EQUITY MONDRIAN
Mondrian Investment Partners Limited | ||||||||
BBH International Equity Fund | ||||||||
Proxy Voting Detail - 01/07/07 - 30/0/6/08 | ||||||||
Banco Santander Central Hispano | ||||||||
Meeting Date/Type | 26/07/07 EGM | Security | E19790109 | Shares | 464,841 | Shares Voted | 464,841 | |
Record Date | N/A | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Authorize Issuance of Shares with Preemptive Rights | Mgmt | For | For | For | |||
2 | Authorize Issuance of Convertible Bonds Without Preemptive Rights | Mgmt | For | For | For | |||
3 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 15,359 | 15,359 | ||||||
6160972 BBH International Equity 2 | 449,482 | 449,482 | ||||||
Total: | 464,841 | 464,841 | ||||||
Unicredito Italiano SpA | ||||||||
Meeting Date/Type | 28/07/07 EGM | Security | T95132105 | Shares | 725,292 | Shares Voted | 725,292 | |
Record Date | 07/26/2007 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
Special Meeting Agenda | ||||||||
Ordinary Business | ||||||||
1 | Elect One Director | Mgmt | For | For | For | |||
Special Business | ||||||||
1 | Approve Plan of Merger by Incorporation of Capitalia SpA in Unicredit SpA; Amend Bylaws Accordingly | Mgmt | For | For | For | |||
2 | Authorize Reissuance of Repurchased Shares to Service 425,000 Purchase Rights to Be Granted to Executive Directors of Capitalia Group | Mgmt | For | For | For | |||
3 | Amend Articles 27, 28, and 32 of the Bylaws | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 725,292 | 725,292 | ||||||
Total: | 725,292 | 725,292 | ||||||
Fortis SA/NV | ||||||||
Meeting Date/Type | 06/08/07 EGM | Security | B4399L102 | Shares | 3,532 | Shares Voted | 3,532 | |
Record Date | N/A | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
Agenda for the Belgian Meeting to be Held in Brussels (09:15) | ||||||||
1 | Open Meeting | |||||||
2 | Approve Acquisition | Mgmt | For | For | For | |||
3.1 | Receive Special Report | |||||||
3.2.1 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | For | For | |||
3.2.2 | Issue Shares in Connection with Acquisition | Mgmt | For | For | For | |||
3.2.3 | Amend Articles Regarding Change of Words | Mgmt | For | For | For | |||
3.3 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | For | For | |||
4 | Closing of the Meeting | |||||||
Agenda for the Dutch Meeting to be Held in Utrecht (15:00) | ||||||||
1 | Opening | |||||||
2 | Approve Acquisition | Mgmt | For | For | For | |||
3.1 | Increase Authorized Common Stock | Mgmt | For | For | For | |||
3.2 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | For | For | |||
4 | Closing of the Meeting | |||||||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 1,766 | 1,766 | ||||||
6160972 BBH International Equity 2 | 1,766 | 1,766 | ||||||
Total: | 3,532 | 3,532 | ||||||
Royal Bank of Scotland Group plc | ||||||||
Meeting Date/Type | 10/08/07 EGM | Security | G76891111 | Shares | 637,980 | Shares Voted | 637,980 | |
Record Date | N/A | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Approve Acquisition of the ABN AMRO Businesses; Authorise Directors to Agree with Fortis and Santander and to Implement the Offers; Increase in Capital to GBP 3,017,622,930.50; Issue Equity with Rights up to GBP 139,035,925 (Offers or Acquisition) | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 637,980 | 637,980 | ||||||
Total: | 637,980 | 637,980 | ||||||
Telecom Corporation Of New Zealand Limited | ||||||||
Meeting Date/Type | 17/08/07 EGM | Security | Q89499109 | Shares | 60,314 | Shares Voted | 60,314 | |
Record Date | 08/15/2007 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Approve Cancellation of One Ordinary Share for Every Nine Ordinary Shares as Part of Arrangement for the Return of Capital to Shareholders up to an Aggregate Amount of Approximately NZ$1.1 Billion | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 60,314 | 60,314 | ||||||
Total: | 60,314 | 60,314 | ||||||
Intesa Sanpaolo SPA | ||||||||
Meeting Date/Type | 02/10/07 EGM | Security | T55067101 | Shares | 1,483,948 | Shares Voted | 1,483,948 | |
Record Date | 09/26/2007 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
Special Meeting Agenda - Ordinary Business | ||||||||
1 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 1,483,948 | 1,483,948 | ||||||
Total: | 1,483,948 | 1,483,948 | ||||||
Telecom Corporation Of New Zealand Limited | ||||||||
Meeting Date/Type | 04/10/07 AGM | Security | Q89499109 | Shares | 53,612 | Shares Voted | 53,612 | |
Record Date | 10/02/2007 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Authorize Board to Fix Remuneration of the Auditors | Mgmt | For | For | For | |||
2 | Elect Wayne Boyd as Director | Mgmt | For | For | For | |||
3 | Elect Michael Tyler as Director | Mgmt | For | For | For | |||
4 | Elect Ron Spithill as Director | Mgmt | For | For | For | |||
5 | Elect Murray Horn as Director | Mgmt | For | For | For | |||
6 | Amend Constitution of the Company Re: Residence of Managing Director | Mgmt | For | For | For | |||
7 | Elect Paul Reynolds as Director | Mgmt | For | For | For | |||
8 | Approve Issuance of up to 750,000 Shares to Paul Reynolds, Chief Executive Officer, under the Performance Incentive Scheme | Mgmt | For | For | For | |||
9 | Approve Issuance of up to 1.75 Million Share Rights to Paul Reynolds, Chief Executive Officer, under the Performance Rights Scheme | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 53,612 | 53,612 | ||||||
Total: | 53,612 | 53,612 | ||||||
Amcor Ltd. | ||||||||
Meeting Date/Type | 24/10/07 AGM | Security | Q03080100 | Shares | 600,435 | Shares Voted | 600,435 | |
Record Date | 10/22/2007 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Accept Financial Statements and Statutory Reports For the Year Ended June 30, 2007 | |||||||
2a | Elect Christopher Ivan Roberts as Director | Mgmt | For | For | For | |||
2b | Elect Geoffrey Allan Tomlinson as Director | Mgmt | For | For | For | |||
3 | Approve PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |||
4 | Approve Grant of Options and Performance Rights to K.N. MacKenzie, Managing Director, Under the Long Term Incentive Plan | Mgmt | For | For | For | |||
5 | Approve Grant of Shares To K.N. MacKenzie, Managing Director, Under the Medium Term Incentive Plan | Mgmt | For | For | For | |||
6 | Approve Remuneration Report For the Year Ended June 30, 2007 | Mgmt | For | For | For | |||
7 | Amend the Constitution to Renew Partial Takeover Provision | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 600,435 | 600,435 | ||||||
Total: | 600,435 | 600,435 | ||||||
Foster's Group Ltd | ||||||||
Meeting Date/Type | 31/10/07 AGM | Security | Q3944W187 | Shares | 1,471,721 | Shares Voted | 1,471,721 | |
Record Date | 10/29/2007 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Elect David A. Crawford as Director | Mgmt | For | For | For | |||
2 | Elect Colin B. Carter as Director | Mgmt | For | Abstain | Abstain | |||
3 | Elect Ian D. Johnston as Director | Mgmt | For | For | For | |||
4 | Approve Increase in Remuneration for Non-Executive Directors from A$1.5 Million to A$1.75 Million | Mgmt | For | For | ||||
5 | Approve Foster's Restricted Share Plan | Mgmt | For | For | For | |||
6 | Approve Remuneration Report for the Financial Year Ended June 30, 2007 | Mgmt | For | For | For | |||
7 | Approve Issuance of up to 410,800 Shares to Trevor L O'Hoy, Chief Executive Officer, Under the Foster's Long Term Incentive Plan | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 1,471,721 | 1,471,721 | ||||||
Total: | 1,471,721 | 1,471,721 | ||||||
Telstra Corporation Limited. | ||||||||
Meeting Date/Type | 07/11/07 AGM | Security | Q8975N105 | Shares | 2,656,887 | Shares Voted | 2,656,887 | |
Record Date | 11/05/2007 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Chairman and CEO Presentation | |||||||
2 | Approve Remuneration Report for the Financial Year Ended June 30, 2007 | Mgmt | For | Against | Abstain | |||
3 | Discuss Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2007 | |||||||
4 | Ratify Ernst & Young as Auditors | Mgmt | For | For | For | |||
5 | Approve Increase in Remuneration of Non-Executive Directors by A$1 Million to a Maximum of A$3 Million Per Annum | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 2,656,887 | 2,656,887 | ||||||
Total: | 2,656,887 | 2,656,887 | ||||||
Wesfarmers Ltd. | ||||||||
Meeting Date/Type | 15/11/07 AGM | Security | Q95870103 | Shares | 1,312 | Shares Voted | 1,312 | |
Record Date | 11/13/2007 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2007 | |||||||
2ai | Elect Colin Carter as Director | Mgmt | For | For | For | |||
2aii | Elect James Graham as Director | Mgmt | For | For | For | |||
2aiii | Elect David White as Director | Mgmt | For | For | For | |||
2aiv | Elect Anthony (Tony) Howarth as Director | Mgmt | For | For | For | |||
2b | Approve Remuneration Report for the Financial Year Ended June 30, 2007 | Mgmt | For | For | For | |||
2c | Approve Increase in Remuneration for Non-Executive Directors by A$750,000 to A$3 Million Per Annum | Mgmt | For | For | For | |||
3a | Approve Financial Assistance by Coles Group Limited and Its Wholly-Owned Subsidiaries in Connection with the Acquisition of the Shares in Coles Group Ltd by Wesfarmers Retail Holdings Pty | Mgmt | For | For | For | |||
3b | Amend the Constitution Re: Direct Voting | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 1,312 | 1,312 | ||||||
Total: | 1,312 | 1,312 | ||||||
Sasol Ltd. | ||||||||
Meeting Date/Type | 30/11/07 AGM | Security | 803866102 | Shares | 101,037 | Shares Voted | 101,037 | |
Record Date | N/A | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2007 | Mgmt | For | For | For | |||
2.1 | Reelect E le R Bradley as Director | Mgmt | For | Against | Against | |||
2.2 | Reelect VN Fakude as Director | Mgmt | For | For | For | |||
2.3 | Reelect A Jain as Director | Mgmt | For | Against | Against | |||
2.4 | Reelect IN Mkhize as Director | Mgmt | For | For | For | |||
2.5 | Reelect S Montsi as Director | Mgmt | For | For | For | |||
3.1 | Elect TA Wixley, Who was Appointed During the Year, as Director | Mgmt | For | For | For | |||
4 | Ratify KPMG Inc. as Auditors | Mgmt | For | For | For | |||
5 | Approve Translation of Articles of Association into English | Mgmt | For | For | For | |||
6 | Amend Articles of Association Re: Use of Electronic Media to Disseminate Information and Use of Electronic Proxies | Mgmt | For | For | For | |||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||
8 | Approve Remuneration of Directors | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 101,037 | 101,037 | ||||||
Total: | 101,037 | 101,037 | ||||||
Hongkong Electric Holdings Ltd. | ||||||||
Meeting Date/Type | 27/12/07 EGM | Security | Y33549117 | Shares | 912,500 | Shares Voted | 912,500 | |
Record Date | 12/20/2007 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Approve Acquisition of a 50 Percent Interest in Stanley Power Inc. from Cheung Kong Infrastructure Holdings Ltd. and Related Transactions | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 912,500 | 912,500 | ||||||
Total: | 912,500 | 912,500 | ||||||
National Australia Bank Limited | ||||||||
Meeting Date/Type | 07/02/08 AGM | Security | Q65336119 | Shares | 281,442 | Shares Voted | 281,442 | |
Record Date | 02/05/2008 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Receive Financial Statements and Statutory Reports for Financial Year Ended Sept 30, 2007 | |||||||
2(a) | Elect Patricia Cross as Director | Mgmt | For | For | For | |||
2(b) | Elect Daniel Gilbert as Director | Mgmt | For | For | For | |||
2(c) | Elect Jillian Segal as Director | Mgmt | For | For | For | |||
2(d) | Elect Malcolm Williamson as Director | Mgmt | For | For | For | |||
3 | Adopt New Constitution | Mgmt | For | For | For | |||
4 | Approve Remuneration of Non-executive Directors in the Amount of A$4.5 Million Per Annum | Mgmt | For | For | For | |||
5(a) | Approve Grant of Shares to John Stewart | Mgmt | For | For | For | |||
5(b) | Approve Grant of Performance Rights to John Stewart | Mgmt | For | For | For | |||
6(a) | Approve Grant of Shares, Performance Options and Performance Shares to Ahmed Fahour | Mgmt | For | For | For | |||
6(b) | Approve Grant of Shares, Performance Options and Performance Shares to Michael Ullmer | Mgmt | For | For | For | |||
7 | Approve Remuneration Reportfor Financial Year Ended Sept 30, 2007 | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 281,442 | 281,442 | ||||||
Total: | 281,442 | 281,442 | ||||||
Compass Group Plc | ||||||||
Meeting Date/Type | 08/02/08 AGM | Security | G23296182 | Shares | 514,499 | Shares Voted | 514,499 | |
Record Date | N/A | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2 | Approve Remuneration Report | Mgmt | For | For | For | |||
3 | Approve Final Dividend of 7.2 Pence Per Ordinary Share | Mgmt | For | For | For | |||
4 | Elect Sir James Crosby as Director | Mgmt | For | For | For | |||
5 | Elect Tim Parker as Director | Mgmt | For | For | For | |||
6 | Elect Susan Murray as Director | Mgmt | For | For | For | |||
7 | Re-elect Sir Roy Gardner as Director | Mgmt | For | For | For | |||
8 | Re-elect Steve Lucas as Director | Mgmt | For | For | For | |||
9 | Reappoint Deloitte & Touche LLP as Auditors of the Company | Mgmt | For | For | For | |||
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||
11 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 63,100,000 | Mgmt | For | For | For | |||
12 | Subject to the Passing of Resolution 11, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,400,000 | Mgmt | For | For | For | |||
13 | Authorise 189,000,000 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |||
14 | Authorise the Company and Any Company which is or Becomes a Subsidiary of the Company to Make Donations to Political Parties, to Make Donations to Political Organisations Other Than Political Parties and to Incur Political Expenditure up to GBP 125,000 | Mgmt | For | For | For | |||
15 | Adopt New Articles of Association | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 514,499 | 514,499 | ||||||
Total: | 514,499 | 514,499 | ||||||
Novartis AG | ||||||||
Meeting Date/Type | 26/02/08 AGM | Security | H5820Q150 | Shares | 209,764 | Shares Voted | 0 | |
Record Date | N/A | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Share Re-registration Consent | Mgmt | For | For | TNA | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 209,764 | 0 | ||||||
Total: | 209,764 | 0 | ||||||
Novartis AG | ||||||||
Meeting Date/Type | 26/02/08 AGM | Security | H5820Q150 | Shares | 209,764 | Shares Voted | 0 | |
Record Date | 02/12/2008 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | TNA | |||
2 | Approve Discharge of Board and Senior Management for Fiscal 2007 | Mgmt | For | For | TNA | |||
3 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | Mgmt | For | For | TNA | |||
4 | Approve CHF 42.7 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | TNA | |||
5 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Mgmt | For | For | TNA | |||
6.1 | Amend Articles Re: Special Resolutions Requiring Supermajority Vote | Mgmt | For | For | TNA | |||
6.2 | Amend Articles Re: Contributions in Kind | Mgmt | For | For | TNA | |||
7.1.1 | Reelect Peter Burckhardt as Director | Mgmt | For | For | TNA | |||
7.1.2 | Reelect Ulrich Lehner as Director | Mgmt | For | For | TNA | |||
7.1.3 | Reelect Alexandre Jetzer as Director | Mgmt | For | For | TNA | |||
7.1.4 | Reelect Pierre Landolt as Director | Mgmt | For | For | TNA | |||
7.2 | Elect Ann Fudge as Director | Mgmt | For | For | TNA | |||
8 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | TNA | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 209,764 | 0 | ||||||
Total: | 209,764 | 0 | ||||||
Upm-Kymmene Oy | ||||||||
Meeting Date/Type | 26/03/08 AGM | Security | X9518S108 | Shares | 210,045 | Shares Voted | 210,045 | |
Record Date | 03/14/2008 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Receive and Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2 | Approve Allocation of Income and Dividends of EUR 0.75 Per Share | Mgmt | For | For | For | |||
3 | Approve Discharge of Board and President | Mgmt | For | For | For | |||
4 | Approve Remuneration of Directors in the Amount of EUR 175,000 to Chairman, EUR 120,000 to Vice-Chairman and to Chairman of Audit Committee, and EUR 95,000 to Other Directors | Mgmt | For | For | For | |||
5 | Approve Remuneration of Auditors | Mgmt | For | For | For | |||
6 | Fix Number of Directors at 10 | Mgmt | For | For | For | |||
7 | Reelect Michael Bottenheim, Berndt Brunow, Karl Grotenfeld, Georg Holzhey, Wendy Lane, Jussi Pesonen, Ursula Ranin, and Veli-Matti Reinikkala as Directors; Elect Matti Alahuhta and Bjoern Wahlroos as New Directors (Bundled) | Mgmt | For | For | For | |||
8 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | For | For | |||
9 | Authorize Repurchase of up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||
10 | Approve Transfer of Reserves in the Amount of EUR 26,832 to Share Capital | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 210,045 | 210,045 | ||||||
Total: | 210,045 | 210,045 | ||||||
Canon Inc. | ||||||||
Meeting Date/Type | 28/03/08 AGM | Security | J05124144 | Shares | 165,600 | Shares Voted | 165,600 | |
Record Date | 12/31/2007 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Approve Allocation of Income, With a Final Dividend of JY 60 | Mgmt | For | For | For | |||
2.1 | Elect Director | Mgmt | For | For | For | |||
2.2 | Elect Director | Mgmt | For | For | For | |||
2.3 | Elect Director | Mgmt | For | For | For | |||
2.4 | Elect Director | Mgmt | For | For | For | |||
2.5 | Elect Director | Mgmt | For | For | For | |||
2.6 | Elect Director | Mgmt | For | For | For | |||
2.7 | Elect Director | Mgmt | For | For | For | |||
2.8 | Elect Director | Mgmt | For | For | For | |||
2.9 | Elect Director | Mgmt | For | For | For | |||
2.10 | Elect Director | Mgmt | For | For | For | |||
2.11 | Elect Director | Mgmt | For | For | For | |||
2.12 | Elect Director | Mgmt | For | For | For | |||
2.13 | Elect Director | Mgmt | For | For | For | |||
2.14 | Elect Director | Mgmt | For | For | For | |||
2.15 | Elect Director | Mgmt | For | For | For | |||
2.16 | Elect Director | Mgmt | For | For | For | |||
2.17 | Elect Director | Mgmt | For | For | For | |||
2.18 | Elect Director | Mgmt | For | For | For | |||
2.19 | Elect Director | Mgmt | For | For | For | |||
2.20 | Elect Director | Mgmt | For | For | For | |||
2.21 | Elect Director | Mgmt | For | For | For | |||
2.22 | Elect Director | Mgmt | For | For | For | |||
2.23 | Elect Director | Mgmt | For | For | For | |||
2.24 | Elect Director | Mgmt | For | For | For | |||
2.25 | Elect Director | Mgmt | For | For | For | |||
3.1 | Appoint Internal Statutory Auditor | Mgmt | For | For | For | |||
3.2 | Appoint Internal Statutory Auditor | Mgmt | For | For | For | |||
4 | Approve Retirement Bonuses for Directors and Statutory Auditor | Mgmt | For | For | For | |||
5 | Approve Payment of Annual Bonuses to Directors | Mgmt | For | For | For | |||
6 | Approve Stock Option Plan | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 165,600 | 165,600 | ||||||
Total: | 165,600 | 165,600 | ||||||
Carrefour | ||||||||
Meeting Date/Type | 15/04/08 MIX | Security | F13923119 | Shares | 80,523 | Shares Voted | 80,523 | |
Record Date | 04/10/2008 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
Ordinary Business | ||||||||
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | For | For | |||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
3 | Approve Transaction with Jose-Luis Duran | Mgmt | For | Against | Against | |||
4 | Approve Transaction with Gilles Petit | Mgmt | For | Against | Against | |||
5 | Approve Transaction with Guy Yraeta | Mgmt | For | Against | Against | |||
6 | Approve Transaction with Thierry Garnier | Mgmt | For | Against | Against | |||
7 | Approve Transaction with Javier Campo | Mgmt | For | Against | Against | |||
8 | Approve Transaction with Jose Maria Folache | Mgmt | For | Against | Against | |||
9 | Approve Transaction with Jacques Beauchet | Mgmt | For | Against | Against | |||
10 | Approve Allocation of Income and Dividends of EUR 1.08 per Share | Mgmt | For | For | For | |||
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | Against | Against | |||
Special Business | ||||||||
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |||
13 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | Against | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 80,523 | 80,523 | ||||||
Total: | 80,523 | 80,523 | ||||||
Iberdrola S.A. | ||||||||
Meeting Date/Type | 16/04/08 AGM | Security | E6165F166 | Shares | 499,039 | Shares Voted | 499,039 | |
Record Date | N/A | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year 2007 | Mgmt | For | For | For | |||
2 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |||
3 | Receive Management's Report on Company and Consolidated Group | Mgmt | For | For | For | |||
4 | Approve Discharge of Directors | Mgmt | For | For | For | |||
5 | Ratify Appointment of Jose Luis Olivas Martinez as Board Member | Mgmt | For | For | For | |||
6 | Approve a System of Variable Compensation in Shares with a Component Linked to the Attainment of Annual Objectives and of the Strategic Plan 2008-2010 | Mgmt | For | For | For | |||
7 | Approve EUR 34.9 Million Capital Increase Via Non-Rights Issuance of 46.6 Million of New Ordinary Shares at EUR 0.75 Nominal Value and Share Issuance Premium to be Determined; Amend Article 5 of Company By-laws Accordingly | Mgmt | For | For | For | |||
8 | Authorize Repurchase of Shares in the Amount of up to 5 Percent of Share Capital; Void Authorization Granted at the AGM held on March 29, 2007 | Mgmt | For | For | For | |||
9 | Authorize the Board to Issue Bonds/Debentures/Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion; Void Authorization Granted at the AGM held on March 29, 2007 | Mgmt | For | For | For | |||
10 | Approve the Listing and Delisting of Shares, Debt Securities, Bonds, Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on March 29, 2007 | Mgmt | For | For | For | |||
11 | Authorize Board to Approve the Creation of Foundation; Void Authorization Granted at the AGM held on March 29, 2007 | Mgmt | For | For | For | |||
12 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 499,039 | 499,039 | ||||||
Total: | 499,039 | 499,039 | ||||||
RWE AG | ||||||||
Meeting Date/Type | 17/04/08 AGM | Security | D6629K109 | Shares | 92,006 | Shares Voted | 92,006 | |
Record Date | 03/27/2008 | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2007 (Non-Voting) | |||||||
2 | Approve Allocation of Income and Dividends of EUR 3.15 per Share | Mgmt | For | For | For | |||
3 | Approve Discharge of Management Board for Fiscal 2007 | Mgmt | For | For | For | |||
4 | Approve Discharge of Supervisory Board for Fiscal 2007 | Mgmt | For | For | For | |||
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2008 | Mgmt | For | For | For | |||
6.a | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |||
6.b | Authorize Use of Financial Derivatives of up to 5 percent of Issued Share Capital When Repurchasing Shares | Mgmt | For | For | For | |||
7 | Approve Creation of EUR 288 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 92,006 | 92,006 | ||||||
Total: | 92,006 | 92,006 | ||||||
BP plc | ||||||||
Meeting Date/Type | 17/04/08 AGM | Security | G12793108 | Shares | 704,699 | Shares Voted | 704,699 | |
Record Date | N/A | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2 | Approve Remuneration Report | Mgmt | For | Abstain | Abstain | |||
3 | Re-elect Antony Burgmans as Director | Mgmt | For | For | For | |||
4 | Elect Cynthia Carroll as Director | Mgmt | For | For | For | |||
5 | Re-elect Sir Wiliam Castell as Director | Mgmt | For | For | For | |||
6 | Re-elect Iain Conn as Director | Mgmt | For | For | For | |||
7 | Elect George David as Director | Mgmt | For | For | For | |||
8 | Re-elect Erroll Davis as Director | Mgmt | For | For | For | |||
9 | Re-elect Douglas Flint as Director | Mgmt | For | For | For | |||
10 | Re-elect Dr Byron Grote as Director | Mgmt | For | For | For | |||
11 | Re-elect Dr Tony Hayward as Director | Mgmt | For | For | For | |||
12 | Re-elect Andy Inglis as Director | Mgmt | For | For | For | |||
13 | Re-elect Dr DeAnne Julius as Director | Mgmt | For | For | For | |||
14 | Re-elect Sir Tom McKillop as Director | Mgmt | For | For | For | |||
15 | Re-elect Sir Ian Prosser as Director | Mgmt | For | For | For | |||
16 | Re-elect Peter Sutherland as Director | Mgmt | For | For | For | |||
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Their Remuneration | Mgmt | For | For | For | |||
18 | Adopt New Articles of Association | Mgmt | For | For | For | |||
19 | Authorise 1,900,000,000 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |||
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,586,000,000 | Mgmt | For | For | For | |||
21 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 238,000,000 | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 704,699 | 704,699 | ||||||
Total: | 704,699 | 704,699 | ||||||
Oversea-Chinese Banking Corp. Ltd. | ||||||||
Meeting Date/Type | 17/04/08 EGM | Security | Y64248209 | Shares | 588,200 | Shares Voted | 588,200 | |
Record Date | N/A | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |||
2 | Amend OCBC Employee Share Purchase Plan | Mgmt | For | For | For | |||
Fund Name | Shares Available | Shares Voted | ||||||
6160972 BBH International Equity 2 | 588,200 | 588,200 | ||||||
Total: | 588,200 | 588,200 | ||||||
Oversea-Chinese Banking Corp. Ltd. | ||||||||
Meeting Date/Type | 17/04/08 AGM | Security | Y64248209 | Shares | 588,200 | Shares Voted | 588,200 | |
Record Date | N/A | |||||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||||
Rec | Rec | Cast | ||||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |||
2a1 | Reelect Lee Seng Wee as Director | Mgmt | For | For | For | |||
2a2 | Reelect Patrick Yeoh Khwai Hoh as Director | Mgmt | For | For | For | |||
2b1 | Reelect Cheong Choong Kong as Director | Mgmt | For | For | For | |||
2b2 | Reelect Lee Tih Shih as Director | Mgmt | For | For | For |