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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-21829 |
BBH Trust
(Exact name of registrant as specified in charter)
140 Broadway
New York, NY 10005
(Address of principal executive offices)(Zip code)
Corporation Services Company
2711 Centerville Road, Suite 400
Wilmington, DE 19808
(Name and address of agent for service)
Registrant’s telephone number, including area code: | 1-800-625-5759 |
Date of reporting period: | 7/1/2008 – 6/30/2009 |
BBH Money Market Fund
BBh Tax Exempt Money Fund
BBH U.S. Treasury Money Fund
BBH Broad Market Fund
BBH Real Return Fund
There were no matters relating to a portfolio security considered at any shareholder meeting held during the period covered by this report and with respect to which the funds named above were entitled to vote.
BBH Core Select
Item 1. Proxy Voting Record.
Vote Summary | |||||||||||||||||
BED BATH & BEYOND INC. | |||||||||||||||||
Security | 075896100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BBBY | Meeting Date | 03-Jul-2008 | ||||||||||||||
ISIN | US0758961009 | Agenda | 932922568 - Management | ||||||||||||||
City | Holding Recon Date | 09-May-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 02-Jul-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | WARREN EISENBERG | For | For | ||||||||||||||
2 | LEONARD FEINSTEIN | For | For | ||||||||||||||
3 | DEAN S. ADLER | Withheld | Against | ||||||||||||||
4 | STANLEY F. BARSHAY | For | For | ||||||||||||||
5 | PATRICK R. GASTON | For | For | ||||||||||||||
6 | JORDAN HELLER | For | For | ||||||||||||||
7 | ROBERT S. KAPLAN | For | For | ||||||||||||||
8 | VICTORIA A. MORRISON | For | For | ||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For | |||||||||||||
DELL INC. | |||||||||||||||||
Security | 24702R101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DELL | Meeting Date | 18-Jul-2008 | ||||||||||||||
ISIN | US24702R1014 | Agenda | 932919838 - Management | ||||||||||||||
City | Holding Recon Date | 23-May-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 17-Jul-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | DONALD J. CARTY | For | For | ||||||||||||||
2 | MICHAEL S. DELL | For | For | ||||||||||||||
3 | WILLIAM H. GRAY, III | For | For | ||||||||||||||
4 | SALLIE L. KRAWCHECK | For | For | ||||||||||||||
5 | ALAN (A.G.) LAFLEY | For | For | ||||||||||||||
6 | JUDY C. LEWENT | For | For | ||||||||||||||
7 | THOMAS W. LUCE, III | For | For | ||||||||||||||
8 | KLAUS S. LUFT | For | For | ||||||||||||||
9 | ALEX J. MANDL | For | For | ||||||||||||||
10 | MICHAEL A. MILES | For | For | ||||||||||||||
11 | SAMUEL A. NUNN, JR. | For | For | ||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITOR | Management | Against | Against | |||||||||||||
03 | APPROVAL OF EXECUTIVE ANNUAL INCENTIVE BONUS PLAN | Management | For | For | |||||||||||||
SH1 | REIMBURSEMENT OF PROXY EXPENSES | Shareholder | Against | For | |||||||||||||
SH2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||
AUTOMATIC DATA PROCESSING, INC. | |||||||||||||||||
Security | 053015103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | ADP | Meeting Date | 11-Nov-2008 | ||||||||||||||
ISIN | US0530151036 | Agenda | 932958501 - Management | ||||||||||||||
City | Holding Recon Date | 12-Sep-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 10-Nov-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | GREGORY D. BRENNEMAN | For | For | ||||||||||||||
2 | LESLIE A. BRUN | For | For | ||||||||||||||
3 | GARY C. BUTLER | For | For | ||||||||||||||
4 | LEON G. COOPERMAN | For | For | ||||||||||||||
5 | ERIC C. FAST | For | For | ||||||||||||||
6 | R. GLENN HUBBARD | For | For | ||||||||||||||
7 | JOHN P. JONES | For | For | ||||||||||||||
8 | FREDERIC V. MALEK | For | For | ||||||||||||||
9 | CHARLES H. NOSKI | For | For | ||||||||||||||
10 | SHARON T. ROWLANDS | For | For | ||||||||||||||
11 | GREGORY L. SUMME | For | For | ||||||||||||||
12 | HENRY TAUB | For | For | ||||||||||||||
02 | APPROVAL OF THE 2008 OMNIBUS AWARD PLAN | Management | For | For | |||||||||||||
03 | APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For | |||||||||||||
MICROSOFT CORPORATION | |||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2008 | ||||||||||||||
ISIN | US5949181045 | Agenda | 932960013 - Management | ||||||||||||||
City | Holding Recon Date | 05-Sep-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 18-Nov-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | |||||||||||||
02 | ELECTION OF DIRECTOR: JAMES I. CASH JR. | Management | For | For | |||||||||||||
03 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | |||||||||||||
04 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | |||||||||||||
05 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | |||||||||||||
06 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For | |||||||||||||
07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | |||||||||||||
08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | |||||||||||||
09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | |||||||||||||
10 | APPROVAL OF MATERIAL TERMS OF PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN. | Management | For | For | |||||||||||||
11 | APPROVAL OF AMENDMENTS TO THE 1999 STOCK OPTION PLAN FOR NON-EMPLOYEE DIRECTORS. | Management | For | For | |||||||||||||
12 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||
13 | SHAREHOLDER PROPOSAL - ADOPTION OF POLICIES ON INTERNET CENSORSHIP. | Shareholder | Against | For | |||||||||||||
14 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON HUMAN RIGHTS. | Shareholder | Against | For | |||||||||||||
15 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS. | Shareholder | Against | For | |||||||||||||
INTUIT INC. | |||||||||||||||||
Security | 461202103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | INTU | Meeting Date | 16-Dec-2008 | ||||||||||||||
ISIN | US4612021034 | Agenda | 932969047 - Management | ||||||||||||||
City | Holding Recon Date | 21-Oct-2008 | |||||||||||||||
Country | Canada | Vote Deadline Date | 15-Dec-2008 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | STEPHEN M. BENNETT | For | For | ||||||||||||||
2 | CHRISTOPHER W. BRODY | For | For | ||||||||||||||
3 | WILLIAM V. CAMPBELL | For | For | ||||||||||||||
4 | SCOTT D. COOK | For | For | ||||||||||||||
5 | DIANE B. GREENE | For | For | ||||||||||||||
6 | MICHAEL R. HALLMAN | For | For | ||||||||||||||
7 | EDWARD A. KANGAS | For | For | ||||||||||||||
8 | SUZANNE NORA JOHNSON | For | For | ||||||||||||||
9 | DENNIS D. POWELL | For | For | ||||||||||||||
10 | STRATTON D. SCLAVOS | For | For | ||||||||||||||
11 | BRAD D. SMITH | For | For | ||||||||||||||
02 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2009. | Management | For | For | |||||||||||||
03 | APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE PLAN. | Management | For | For | |||||||||||||
WALGREEN CO. | |||||||||||||||||
Security | 931422109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WAG | Meeting Date | 14-Jan-2009 | ||||||||||||||
ISIN | US9314221097 | Agenda | 932978046 - Management | ||||||||||||||
City | Holding Recon Date | 17-Nov-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 13-Jan-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | WILLIAM C. FOOTE | For | For | ||||||||||||||
2 | MARK P. FRISSORA | For | For | ||||||||||||||
3 | ALAN G. MCNALLY | For | For | ||||||||||||||
4 | CORDELL REED | For | For | ||||||||||||||
5 | NANCY M. SCHLICHTING | For | For | ||||||||||||||
6 | DAVID Y. SCHWARTZ | For | For | ||||||||||||||
7 | ALEJANDRO SILVA | For | For | ||||||||||||||
8 | JAMES A. SKINNER | For | For | ||||||||||||||
9 | MARILOU M. VON FERSTEL | For | For | ||||||||||||||
10 | CHARLES R. WALGREEN III | For | For | ||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | |||||||||||||
03 | TO AMEND THE WALGREEN CO. 1982 EMPLOYEES STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN. | Management | For | For | |||||||||||||
04 | SHAREHOLDER PROPOSAL THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR WHO HAS NOT PREVIOUSLY SERVED AS AN EXECUTIVE OFFICER OF WALGREEN CO. | Shareholder | For | Against | |||||||||||||
05 | SHAREHOLDER PROPOSAL THAT WALGREEN CO. SHAREHOLDERS VOTE TO RATIFY THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Shareholder | For | Against | |||||||||||||
COSTCO WHOLESALE CORPORATION | |||||||||||||||||
Security | 22160K105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | COST | Meeting Date | 28-Jan-2009 | ||||||||||||||
ISIN | US22160K1051 | Agenda | 932985623 - Management | ||||||||||||||
City | Holding Recon Date | 21-Nov-2008 | |||||||||||||||
Country | United States | Vote Deadline Date | 27-Jan-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | JAMES D. SINEGAL | For | For | ||||||||||||||
2 | JEFFREY H. BROTMAN | For | For | ||||||||||||||
3 | RICHARD A. GALANTI | For | For | ||||||||||||||
4 | DANIEL J. EVANS | For | For | ||||||||||||||
5 | JEFFREY S. RAIKES | For | For | ||||||||||||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | |||||||||||||
NOVARTIS AG | |||||||||||||||||
Security | 66987V109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NVS | Meeting Date | 24-Feb-2009 | ||||||||||||||
ISIN | US66987V1098 | Agenda | 932996905 - Management | ||||||||||||||
City | Holding Recon Date | 23-Jan-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 13-Feb-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | APPROVAL OF THE ANNUAL REPORT, FINANCIAL STATEMENTS AND GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2008 | Management | For | For | |||||||||||||
02 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | |||||||||||||
03 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | Management | For | For | |||||||||||||
04 | REDUCTION OF SHARE CAPITAL | Management | For | For | |||||||||||||
5A | AMENDMENTS TO THE ARTICLES OF INCORPORATION - INTRODUCTION OF A CONSULTATIVE VOTE ON THE REMUNERATION REPORT | Management | For | Against | |||||||||||||
5B | AMENDMENTS TO THE ARTICLES OF INCORPORATION - PURPOSE | Management | For | For | |||||||||||||
5C | AMENDMENTS TO THE ARTICLES OF INCORPORATION - AUDITORS | Management | For | For | |||||||||||||
6BA | RE-ELECTION OF PROF. SRIKANT M. DATAR PH.D. FOR A THREE-YEAR TERM | Management | For | For | |||||||||||||
6BB | RE-ELECTION OF ANDREAS VON PLANTA PH.D. FOR A THREE-YEAR TERM | Management | For | For | |||||||||||||
6BC | RE-ELECTION OF DR.-ING. WENDELIN WIEDEKING FOR A THREE-YEAR TERM | Management | For | For | |||||||||||||
6BD | RE-ELECTION OF PROF. ROLF M. ZINKERNAGEL M.D. FOR A THREE-YEAR TERM | Management | For | For | |||||||||||||
6C | ELECTION OF PROF. WILLIAM BRODY, M.D., PH.D. FOR A THREE-YEAR TERM | Management | For | For | |||||||||||||
07 | APPOINTMENT OF THE AUDITOR | Management | For | For | |||||||||||||
08 | ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED AT THE MEETING | Management | Against | Against | |||||||||||||
THE COCA-COLA COMPANY | |||||||||||||||||
Security | 191216100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | KO | Meeting Date | 22-Apr-2009 | ||||||||||||||
ISIN | US1912161007 | Agenda | 933005856 - Management | ||||||||||||||
City | Holding Recon Date | 23-Feb-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 21-Apr-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | |||||||||||||
02 | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | |||||||||||||
03 | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | Management | For | For | |||||||||||||
04 | ELECTION OF DIRECTOR: BARRY DILLER | Management | Against | Against | |||||||||||||
05 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | |||||||||||||
06 | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | |||||||||||||
07 | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Management | For | For | |||||||||||||
08 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | |||||||||||||
09 | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Management | For | For | |||||||||||||
10 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | |||||||||||||
11 | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | |||||||||||||
12 | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | |||||||||||||
13 | ELECTION OF DIRECTOR: JACOB WALLENBERG | Management | For | For | |||||||||||||
14 | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Management | For | For | |||||||||||||
15 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | |||||||||||||
16 | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against | |||||||||||||
17 | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | Shareholder | Against | For | |||||||||||||
18 | SHAREOWNER PROPOSAL REGARDING A BOARD COMMITTEE ON HUMAN RIGHTS | Shareholder | Against | For | |||||||||||||
19 | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | For | Against | |||||||||||||
NESTLE S.A. | |||||||||||||||||
Security | 641069406 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 23-Apr-2009 | ||||||||||||||
ISIN | US6410694060 | Agenda | 933021711 - Management | ||||||||||||||
City | Holding Recon Date | 13-Mar-2009 | |||||||||||||||
Country | Switzerland | Vote Deadline Date | 14-Apr-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | APPROVAL OF THE 2008 ANNUAL REPORT, FINANCIAL STATEMENTS OF NESTLE S.A. AND CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP.* | Management | For | For | |||||||||||||
1B | ACCEPTANCE OF THE 2008 COMPENSATION REPORT (NON-BINDING ADVISORY VOTE). | Management | Against | Against | |||||||||||||
02 | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT. | Management | For | For | |||||||||||||
03 | APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2008. | Management | For | For | |||||||||||||
4A1 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. DANIEL BOREL | Management | For | For | |||||||||||||
4A2 | RE-ELECTION TO THE BOARD OF DIRECTORS: MS. CAROLINA MULLER-MOHL | Management | For | For | |||||||||||||
4B | ELECTION OF THE STATUTORY AUDITORS KPMG S.A., GENEVA BRANCH (FOR A TERM OF ONE YEAR). | Management | For | For | |||||||||||||
05 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES). | Management | For | For | |||||||||||||
06 | MARK THE "FOR" BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN-LUDOVIC HARTMAN | Management | Against | N/A | |||||||||||||
THE PROGRESSIVE CORPORATION | |||||||||||||||||
Security | 743315103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PGR | Meeting Date | 24-Apr-2009 | ||||||||||||||
ISIN | US7433151039 | Agenda | 933012394 - Management | ||||||||||||||
City | Holding Recon Date | 27-Feb-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 23-Apr-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: ROGER N. FARAH | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: STEPHEN R. HARDIS | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: NORMAN S. MATTHEWS | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: BRADLEY T. SHEARES, PH.D. | Management | For | For | |||||||||||||
02 | PROPOSAL TO APPROVE AN AMENDMENT TO OUR CODE OF REGULATIONS TO ESTABLISH PROCEDURES FOR SHAREHOLDERS TO MAKE PROPOSALS FOR CONSIDERATION AT OUR ANNUAL MEETINGS OF SHAREHOLDERS (OTHER THAN NOMINATIONS FOR DIRECTORS). | Management | For | For | |||||||||||||
03 | PROPOSAL TO APPROVE AN AMENDMENT TO OUR CODE OF REGULATIONS TO REVISE THE EXISTING PROCEDURES RELATING TO SHAREHOLDER NOMINATIONS OF DIRECTORS. | Management | For | For | |||||||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. | Management | For | For | |||||||||||||
THE CHUBB CORPORATION | |||||||||||||||||
Security | 171232101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CB | Meeting Date | 28-Apr-2009 | ||||||||||||||
ISIN | US1712321017 | Agenda | 933014211 - Management | ||||||||||||||
City | Holding Recon Date | 09-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: ZOE BAIRD | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: SHEILA P. BURKE | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: JOEL J. COHEN | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: JOHN D. FINNEGAN | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: KLAUS J. MANGOLD | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: MARTIN G. MCGUINN | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: JESS SODERBERG | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: DANIEL E. SOMERS | Management | For | For | |||||||||||||
1K | ELECTION OF DIRECTOR: KAREN HASTIE WILLIAMS | Management | For | For | |||||||||||||
1L | ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | Management | For | For | |||||||||||||
1M | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | Management | For | For | |||||||||||||
02 | TO APPROVE THE ADOPTION OF THE CHUBB CORPORATION LONG-TERM INCENTIVE PLAN (2009). | Management | Against | Against | |||||||||||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR. | Management | For | For | |||||||||||||
W.W. GRAINGER, INC. | |||||||||||||||||
Security | 384802104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | GWW | Meeting Date | 29-Apr-2009 | ||||||||||||||
ISIN | US3848021040 | Agenda | 933010908 - Management | ||||||||||||||
City | Holding Recon Date | 02-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 28-Apr-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | BRIAN P. ANDERSON | For | For | ||||||||||||||
2 | WILBUR H. GANTZ | For | For | ||||||||||||||
3 | V. ANN HAILEY | For | For | ||||||||||||||
4 | WILLIAM K. HALL | For | For | ||||||||||||||
5 | RICHARD L. KEYSER | For | For | ||||||||||||||
6 | STUART L. LEVENICK | For | For | ||||||||||||||
7 | JOHN W. MCCARTER, JR. | For | For | ||||||||||||||
8 | NEIL S. NOVICH | For | For | ||||||||||||||
9 | MICHAEL J. ROBERTS | For | For | ||||||||||||||
10 | GARY L. ROGERS | For | For | ||||||||||||||
11 | JAMES T. RYAN | For | For | ||||||||||||||
12 | JAMES D. SLAVIK | For | For | ||||||||||||||
13 | HAROLD B. SMITH | For | For | ||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2009. | Management | For | For | |||||||||||||
EBAY INC. | |||||||||||||||||
Security | 278642103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | EBAY | Meeting Date | 29-Apr-2009 | ||||||||||||||
ISIN | US2786421030 | Agenda | 933024426 - Management | ||||||||||||||
City | Holding Recon Date | 04-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 28-Apr-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: MARC L. ANDREESSEN | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: WILLIAM C. FORD, JR. | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: DAWN G. LEPORE | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: PIERRE M. OMIDYAR | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | Management | For | For | |||||||||||||
02 | TO APPROVE AMENDMENTS TO CERTAIN OF OUR EXISTING EQUITY INCENTIVE PLANS TO ALLOW FOR A ONE-TIME STOCK OPTION EXCHANGE PROGRAM FOR EMPLOYEES OTHER THAN OUR NAMED EXECUTIVE OFFICERS AND DIRECTORS. | Management | Against | Against | |||||||||||||
03 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR 2008 EQUITY INCENTIVE AWARD PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 50 MILLION SHARES AND TO ADD MARKET SHARES AND VOLUME METRICS AS PERFORMANCE CRITERIA UNDER THE PLAN. | Management | For | For | |||||||||||||
04 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For | |||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||||||||
Security | 674599105 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | OXY | Meeting Date | 01-May-2009 | ||||||||||||||
ISIN | US6745991058 | Agenda | 933021230 - Management | ||||||||||||||
City | Holding Recon Date | 11-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 30-Apr-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: RONALD W. BURKLE | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: JOHN S. CHALSTY | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: RAY R. IRANI | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: IRVIN W. MALONEY | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | Management | For | For | |||||||||||||
1K | ELECTION OF DIRECTOR: ROSEMARY TOMICH | Management | For | For | |||||||||||||
1L | ELECTION OF DIRECTOR: WALTER L. WEISMAN | Management | For | For | |||||||||||||
02 | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | Management | For | For | |||||||||||||
03 | AMENDMENT OF RESTATED CERTIFICATE OF INCORPORATION TO PERMIT STOCKHOLDERS TO CALL SPECIAL MEETINGS. | Management | For | For | |||||||||||||
04 | REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. | Shareholder | Against | For | |||||||||||||
BERKSHIRE HATHAWAY INC. | |||||||||||||||||
Security | 084670108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 02-May-2009 | ||||||||||||||
ISIN | US0846701086 | Agenda | 933011049 - Management | ||||||||||||||
City | Holding Recon Date | 04-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 01-May-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | WARREN E. BUFFETT | For | For | ||||||||||||||
2 | CHARLES T. MUNGER | For | For | ||||||||||||||
3 | HOWARD G. BUFFETT | For | For | ||||||||||||||
4 | SUSAN L. DECKER | For | For | ||||||||||||||
5 | WILLIAM H. GATES III | For | For | ||||||||||||||
6 | DAVID S. GOTTESMAN | For | For | ||||||||||||||
7 | CHARLOTTE GUYMAN | For | For | ||||||||||||||
8 | DONALD R. KEOUGH | For | For | ||||||||||||||
9 | THOMAS S. MURPHY | For | For | ||||||||||||||
10 | RONALD L. OLSON | For | For | ||||||||||||||
11 | WALTER SCOTT, JR. | For | For | ||||||||||||||
02 | TO APPROVE THE SHAREHOLDER PROPOSAL WITH RESPECT TO THE PRODUCTION OF A SUSTAINABILITY REPORT. | Shareholder | Against | For | |||||||||||||
AFLAC INCORPORATED | |||||||||||||||||
Security | 001055102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | AFL | Meeting Date | 04-May-2009 | ||||||||||||||
ISIN | US0010551028 | Agenda | 933013841 - Management | ||||||||||||||
City | Holding Recon Date | 24-Feb-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 01-May-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: DANIEL P. AMOS | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: JOHN SHELBY AMOS II | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: PAUL S. AMOS II | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: YOSHIRO AOKI | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: MICHAEL H. ARMACOST | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: KRISS CLONINGER III | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: JOE FRANK HARRIS | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: ELIZABETH J. HUDSON | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: KENNETH S. JANKE SR. | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: DOUGLAS W. JOHNSON | Management | For | For | |||||||||||||
1K | ELECTION OF DIRECTOR: ROBERT B. JOHNSON | Management | For | For | |||||||||||||
1L | ELECTION OF DIRECTOR: CHARLES B. KNAPP | Management | For | For | |||||||||||||
1M | ELECTION OF DIRECTOR: E. STEPHEN PURDOM | Management | For | For | |||||||||||||
1N | ELECTION OF DIRECTOR: BARBARA K. RIMER, DR. PH | Management | For | For | |||||||||||||
1O | ELECTION OF DIRECTOR: MARVIN R. SCHUSTER | Management | For | For | |||||||||||||
1P | ELECTION OF DIRECTOR: DAVID GARY THOMPSON | Management | For | For | |||||||||||||
1Q | ELECTION OF DIRECTOR: ROBERT L. WRIGHT | Management | For | For | |||||||||||||
02 | TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE SHAREHOLDERS APPROVE THE OVERALL EXECUTIVE PAY-FOR-PERFORMANCE COMPENSATION POLICIES AND PROCEDURES EMPLOYED BY THE COMPANY, AS DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS AND THE TABULAR DISCLOSURE REGARDING NAMED EXECUTIVE OFFICER COMPENSATION IN THIS PROXY STATEMENT." | Management | For | For | |||||||||||||
03 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2009. | Management | For | For | |||||||||||||
PEPSICO, INC. | |||||||||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | PEP | Meeting Date | 06-May-2009 | ||||||||||||||
ISIN | US7134481081 | Agenda | 933014906 - Management | ||||||||||||||
City | Holding Recon Date | 06-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 05-May-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: S.L. BROWN | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: A.C. MARTINEZ | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For | |||||||||||||
1K | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For | |||||||||||||
1L | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For | |||||||||||||
1M | ELECTION OF DIRECTOR: M.D. WHITE | Management | For | For | |||||||||||||
02 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | Management | For | For | |||||||||||||
03 | APPROVAL OF PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN | Management | For | For | |||||||||||||
04 | SHAREHOLDER PROPOSAL - BEVERAGE CONTAINER RECYCLING (PROXY STATEMENT P. 59) | Shareholder | Against | For | |||||||||||||
05 | SHAREHOLDER PROPOSAL - GENETICALLY ENGINEERED PRODUCTS REPORT (PROXY STATEMENT P. 61) | Shareholder | Against | For | |||||||||||||
06 | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 63) | Shareholder | Against | For | |||||||||||||
07 | SHAREHOLDER PROPOSAL - ADVISORY VOTE ON COMPENSATION (PROXY STATEMENT P. 64) | Shareholder | For | Against | |||||||||||||
VULCAN MATERIALS COMPANY | |||||||||||||||||
Security | 929160109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | VMC | Meeting Date | 08-May-2009 | ||||||||||||||
ISIN | US9291601097 | Agenda | 933023296 - Management | ||||||||||||||
City | Holding Recon Date | 16-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 07-May-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTORS | Management | |||||||||||||||
1 | H. ALLEN FRANKLIN | For | For | ||||||||||||||
2 | RICHARD T. O'BRIEN | For | For | ||||||||||||||
3 | DONALD B. RICE | For | For | ||||||||||||||
4 | PHILLIP W. FARMER | For | For | ||||||||||||||
5 | JAMES V. NAPIER | For | For | ||||||||||||||
02 | APPROVAL OF THE 2009 EXECUTIVE INCENTIVE PLAN | Management | For | For | |||||||||||||
3 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009 | Management | For | For | |||||||||||||
4 | APPROVAL OF A SHAREHOLDER PROPOSAL | Shareholder | Against | For | |||||||||||||
WASTE MANAGEMENT, INC. | |||||||||||||||||
Security | 94106L109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WMI | Meeting Date | 08-May-2009 | ||||||||||||||
ISIN | US94106L1098 | Agenda | 933026115 - Management | ||||||||||||||
City | Holding Recon Date | 11-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 07-May-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY | Management | Against | Against | |||||||||||||
1B | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | Management | Against | Against | |||||||||||||
1C | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | Against | Against | |||||||||||||
1D | ELECTION OF DIRECTOR: JOHN C. POPE | Management | Against | Against | |||||||||||||
1E | ELECTION OF DIRECTOR: W. ROBERT REUM | Management | Against | Against | |||||||||||||
1F | ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER | Management | Against | Against | |||||||||||||
1G | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Management | For | For | |||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2009. | Management | Against | Against | |||||||||||||
03 | PROPOSAL TO AMEND THE COMPANY'S EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN. | Management | For | For | |||||||||||||
04 | PROPOSAL TO APPROVE THE COMPANY'S 2009 STOCK INCENTIVE PLAN. | Management | For | For | |||||||||||||
05 | PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | |||||||||||||
06 | PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE, IF PROPERLY PRESENTED AT MEETING. | Shareholder | For | Against | |||||||||||||
DENTSPLY INTERNATIONAL INC. | |||||||||||||||||
Security | 249030107 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | XRAY | Meeting Date | 12-May-2009 | ||||||||||||||
ISIN | US2490301072 | Agenda | 933041129 - Management | ||||||||||||||
City | Holding Recon Date | 16-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 11-May-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1 | DIRECTOR | Management | |||||||||||||||
1 | WENDY L DIXON, PHD | For | For | ||||||||||||||
2 | LESLIE A. JONES | For | For | ||||||||||||||
3 | BRET W. WISE | For | For | ||||||||||||||
2 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT ACCOUNTANTS, TO AUDIT THE BOOKS AND ACCOUNTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2009. | Management | For | For | |||||||||||||
COMCAST CORPORATION | |||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 13-May-2009 | ||||||||||||||
ISIN | US20030N1019 | Agenda | 933019552 - Management | ||||||||||||||
City | Holding Recon Date | 04-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 12-May-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | S. DECKER ANSTROM | For | For | ||||||||||||||
2 | KENNETH J. BACON | Withheld | Against | ||||||||||||||
3 | SHELDON M. BONOVITZ | For | For | ||||||||||||||
4 | EDWARD D. BREEN | For | For | ||||||||||||||
5 | JULIAN A. BRODSKY | For | For | ||||||||||||||
6 | JOSEPH J. COLLINS | For | For | ||||||||||||||
7 | J. MICHAEL COOK | For | For | ||||||||||||||
8 | GERALD L. HASSELL | For | For | ||||||||||||||
9 | JEFFREY A. HONICKMAN | For | For | ||||||||||||||
10 | BRIAN L. ROBERTS | For | For | ||||||||||||||
11 | RALPH J. ROBERTS | For | For | ||||||||||||||
12 | DR. JUDITH RODIN | For | For | ||||||||||||||
13 | MICHAEL I. SOVERN | For | For | ||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITORS | Management | For | For | |||||||||||||
03 | APPROVAL OF OUR 2002 EMPLOYEE STOCK PURCHASE PLAN, AS AMENDED AND RESTATED | Management | For | For | |||||||||||||
04 | APPROVAL OF OUR 2002 RESTRICTED STOCK PLAN, AS AMENDED AND RESTATED | Management | For | For | |||||||||||||
05 | APPROVAL OF OUR 2003 STOCK OPTION PLAN, AS AMENDED AND RESTATED | Management | For | For | |||||||||||||
06 | IDENTIFY ALL EXECUTIVE OFFICERS WHO EARN IN EXCESS OF $500,000 | Shareholder | Against | For | |||||||||||||
07 | OBTAIN SHAREHOLDER APPROVAL OF CERTAIN FUTURE DEATH BENEFIT ARRANGEMENTS | Shareholder | Against | For | |||||||||||||
08 | ADOPT AN ANNUAL VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against | |||||||||||||
09 | ADOPT A RECAPITALIZATION PLAN | Shareholder | For | Against | |||||||||||||
CADBURY PLC | |||||||||||||||||
Security | 12721E102 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | CBY | Meeting Date | 14-May-2009 | ||||||||||||||
ISIN | US12721E1029 | Agenda | 933053679 - Management | ||||||||||||||
City | Holding Recon Date | 09-Apr-2009 | |||||||||||||||
Country | United Kingdom | Vote Deadline Date | 05-May-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
O1 | TO RECEIVE THE 2008 FINANCIAL STATEMENTS AND THE DIRECTORS' AND AUDITORS' REPORTS. | Management | For | For | |||||||||||||
O2 | TO DECLARE AND APPROVE THE FINAL DIVIDEND. | Management | For | For | |||||||||||||
O3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT. | Management | For | For | |||||||||||||
O4 | TO RE-ELECT ROGER CARR AS A DIRECTOR. | Management | For | For | |||||||||||||
O5 | TO RE-ELECT TODD STITZER AS A DIRECTOR. | Management | For | For | |||||||||||||
O6 | TO ELECT BARONESS HOGG AS A DIRECTOR. | Management | For | For | |||||||||||||
O7 | TO ELECT COLIN DAY AS A DIRECTOR. | Management | For | For | |||||||||||||
O8 | TO ELECT ANDREW BONFIELD AS A DIRECTOR. | Management | For | For | |||||||||||||
O9 | TO RE-APPOINT DELOITTE LLP AS AUDITORS. | Management | For | For | |||||||||||||
O10 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITORS' FEES. | Management | For | For | |||||||||||||
O11 | TO AUTHORISE THE DIRECTORS TO MAKE POLITICAL DONATIONS AND TO INCUR POLITICAL EXPENDITURE. | Management | For | For | |||||||||||||
O12 | TO AUTHORISE THE DIRECTORS TO ALLOT FURTHER SHARES. | Management | Against | Against | |||||||||||||
S13 | TO DISAPPLY PRE-EMPTION RIGHTS. | Management | For | For | |||||||||||||
S14 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES. | Management | For | For | |||||||||||||
S15 | TO AUTHORIZE THE CONVENING OF A GENERAL MEETING, OTHER THAN AN ANNUAL GENERAL MEETING, ON NOT LESS THAN 14 DAYS' NOTICE. | Management | For | For | |||||||||||||
DR PEPPER SNAPPLE GROUP INC | |||||||||||||||||
Security | 26138E109 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | DPS | Meeting Date | 19-May-2009 | ||||||||||||||
ISIN | US26138E1091 | Agenda | 933040519 - Management | ||||||||||||||
City | Holding Recon Date | 20-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 18-May-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: PAMELA H. PATSLEY | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: M. ANNE SZOSTAK | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL F. WEINSTEIN | Management | For | For | |||||||||||||
02 | TO APPROVE AND ADOPT THE MANAGEMENT INCENTIVE PLAN RELATED TO PERFORMANCE-BASED INCENTIVE COMPENSATION FOR CERTAIN OF OUR EXECUTIVE OFFICERS. | Management | For | For | |||||||||||||
03 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2009. | Management | For | For | |||||||||||||
04 | TO APPROVE AND ADOPT THE OMNIBUS STOCK INCENTIVE PLAN OF 2009. | Management | For | For | |||||||||||||
XTO ENERGY INC. | |||||||||||||||||
Security | 98385X106 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | XTO | Meeting Date | 19-May-2009 | ||||||||||||||
ISIN | US98385X1063 | Agenda | 933061979 - Management | ||||||||||||||
City | Holding Recon Date | 31-Mar-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 18-May-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | APPROVAL OF AMENDMENT TO BYLAWS TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | Management | For | For | |||||||||||||
2A | ELECTION OF PHILLIP R. KEVIL CLASS B DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED, CLASS I DIRECTOR (3-YEAR TERM). | Management | For | For | |||||||||||||
2B | ELECTION OF HERBERT D. SIMONS CLASS B DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED, CLASS I DIRECTOR (3-YEAR TERM). | Management | For | For | |||||||||||||
2C | ELECTION OF VAUGHN O. VENNERBERG II CLASS B DIRECTOR (2-YEAR TERM) OR, IF ITEM 1 IS NOT APPROVED, CLASS I DIRECTOR (3-YEAR TERM). | Management | For | For | |||||||||||||
03 | APPROVAL OF THE 2009 EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For | |||||||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2009. | Management | For | For | |||||||||||||
05 | STOCKHOLDER PROPOSAL CONCERNING A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION IF PROPERLY PRESENTED. | Shareholder | For | Against | |||||||||||||
06 | STOCKHOLDER PROPOSAL CONCERNING STOCKHOLDER APPROVAL OF EXECUTIVE BENEFITS PAYABLE UPON DEATH IF PROPERLY PRESENTED. | Shareholder | For | Against | |||||||||||||
WAL-MART STORES, INC. | |||||||||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | WMT | Meeting Date | 05-Jun-2009 | ||||||||||||||
ISIN | US9311421039 | Agenda | 933057754 - Management | ||||||||||||||
City | Holding Recon Date | 09-Apr-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 04-Jun-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | |||||||||||||
1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For | |||||||||||||
1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | |||||||||||||
1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | |||||||||||||
1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For | |||||||||||||
1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For | |||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For | |||||||||||||
1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | |||||||||||||
1I | ELECTION OF DIRECTOR: ALLEN I. QUESTROM | Management | For | For | |||||||||||||
1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For | |||||||||||||
1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | |||||||||||||
1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | |||||||||||||
1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | |||||||||||||
1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For | |||||||||||||
1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For | |||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | |||||||||||||
03 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | For | |||||||||||||
04 | PAY FOR SUPERIOR PERFORMANCE | Shareholder | Against | For | |||||||||||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | Against | For | |||||||||||||
06 | POLITICAL CONTRIBUTIONS | Shareholder | Against | For | |||||||||||||
07 | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | For | |||||||||||||
08 | INCENTIVE COMPENSATION TO BE STOCK OPTIONS | Shareholder | Against | For | |||||||||||||
LIBERTY MEDIA CORPORATION | |||||||||||||||||
Security | 53071M104 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | LINTA | Meeting Date | 25-Jun-2009 | ||||||||||||||
ISIN | US53071M1045 | Agenda | 933091744 - Management | ||||||||||||||
City | Holding Recon Date | 27-Apr-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 24-Jun-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
1 | DIRECTOR | Management | |||||||||||||||
1 | MR. DONNE F. FISHER | For | For | ||||||||||||||
2 | MR. GREGORY B. MAFFEI | For | For | ||||||||||||||
3 | MR. M. LAVOY ROBISON | For | For | ||||||||||||||
2 | APPROVE CHARTER AMENDMENT CHANGING NAME OF THE "ENTERTAINMENT GROUP" TO THE "STARZ GROUP" AND THE "LIBERTY ENTERTAINMENT COMMON STOCK" TO THE "LIBERTY STARZ COMMON STOCK" AND MAKING OTHER CONFORMING CHANGES. | Management | For | For | |||||||||||||
3 | AUTHORIZE REVERSE STOCK SPLIT OF THE OUTSTANDING SHARES OF SERIES A AND SERIES B LIBERTY CAPITAL COMMON STOCK AT A RATIO OF 1-FOR-3, AND AUTHORIZE A REVERSE STOCK SPLIT OF THE OUTSTANDING SHARES OF SERIES A AND SERIES B LIBERTY INTERACTIVE COMMON STOCK AT A RATIO OF 1-FOR-5. | Management | For | For | |||||||||||||
4 | RATIFY THE SELECTION OF KPMG LLP AS LIBERTY MEDIA CORPORATION'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2009. | Management | For | For | |||||||||||||
BED BATH & BEYOND INC. | |||||||||||||||||
Security | 075896100 | Meeting Type | Annual | ||||||||||||||
Ticker Symbol | BBBY | Meeting Date | 30-Jun-2009 | ||||||||||||||
ISIN | US0758961009 | Agenda | 933104907 - Management | ||||||||||||||
City | Holding Recon Date | 05-May-2009 | |||||||||||||||
Country | United States | Vote Deadline Date | 29-Jun-2009 | ||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | |||||||||||||
01 | DIRECTOR | Management | |||||||||||||||
1 | WARREN EISENBERG | For | For | ||||||||||||||
2 | LEONARD FEINSTEIN | For | For | ||||||||||||||
3 | STEVEN H. TEMARES | For | For | ||||||||||||||
4 | DEAN S. ADLER | For | For | ||||||||||||||
5 | STANLEY F. BARSHAY | For | For | ||||||||||||||
6 | KLAUS EPPLER | For | For | ||||||||||||||
7 | PATRICK R. GASTON | For | For | ||||||||||||||
8 | JORDAN HELLER | For | For | ||||||||||||||
9 | VICTORIA A. MORRISON | For | For | ||||||||||||||
10 | FRAN STOLLER | For | For | ||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP | Management | For | For | |||||||||||||
03 | AMEND CERTIFICATE OF INCORPORATION; MAJORITY VOTING IN NON-CONTESTED DIRECTOR ELECTIONS | Management | For | For | |||||||||||||
4A | AMEND CERTIFICATE OF INCORPORATION; ELIMINATE EXPRESS SUPERMAJORITY VOTING PROVISIONS | Management | For | For | |||||||||||||
4B | AMEND CERTIFICATE OF INCORPORATION; ELIMINATE STATUTORY SUPERMAJORITY VOTING REQUIREMENTS | Management | For | For | |||||||||||||
05 | RE-APPROVAL OF PERFORMANCE GOALS UNDER 2004 INCENTIVE COMPENSATION PLAN | Management | For | For | |||||||||||||
06 | SHAREHOLDER PROPOSAL; SUSTAINABILITY REPORT | Shareholder | Against | For |
BBH International Equity Fund
Mondrian Investment Partners Limited | ||||||
BBH International Equity Fund | ||||||
Proxy Voting Detail - 01/07/08 - 30/06/09 | ||||||
Singapore Telecommunications Ltd. | ||||||
Meeting Date/Type | 25/07/08 AGM | Security | Y79985209 | Shares | 640,000 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2 | Declare Final Dividend of SGD 0.069 Per Share | Mgmt | For | For | For | |
3 | Reelect Graham John Bradley as Director | Mgmt | For | For | For | |
4 | Reelect Chumpol NaLamlieng as Director | Mgmt | For | For | For | |
5 | Reelect Nicky Tan Ng Kuang as Director | Mgmt | For | For | For | |
6 | Reelect Dominic Chiu Fai Ho as Director | Mgmt | For | For | For | |
7 | Approve Directors' Fees of SGD 2.3 Million for the Year Ending March 31, 2009 (2008: SGD 2.3 Million) | Mgmt | For | For | For | |
8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
9 | Approve Issuance of Shares without Preemptive Rights | Mgmt | For | For | For | |
10 | Approve Issuance of Shares and Grant Options Pursuant to the Singapore Telecom Share Option Scheme 1999 | Mgmt | For | For | For | |
11 | Approve Issuance of Shares and Grant Awards Pursuant to the Singtel Performance Share Plan | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 640,000 | 640,000 | ||||
Total: | 640,000 | 640,000 | ||||
Singapore Telecommunications Ltd. | ||||||
Meeting Date/Type | 25/07/08 EGM | Security | Y79985209 | Shares | 640,000 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
2 | Approve Participation by the Relevant Person in the SingTel Performance Share Plan | Mgmt | For | For | For | |
3 | Amend Articles of Association | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 640,000 | 640,000 | ||||
Total: | 640,000 | 640,000 | ||||
Carrefour | ||||||
Meeting Date/Type | 28/07/08 MIX | Security | F13923119 | Shares | 101,846 | |
Record Date | 07/23/2008 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Ordinary Business | ||||||
1 | Ratify Appointment of Bernard Arnault as Supervisory Board Member | Mgmt | For | For | Against | |
Special Business | ||||||
2 | Adopt One-Tiered Board Structure | Mgmt | For | For | For | |
3 | Amend Article of Bylaws Re: Allocation of Income | Mgmt | For | For | For | |
4 | Adopt New Articles of Association | Mgmt | For | For | For | |
5 | Transfer to the Board of Directors Outstanding Authorizations | Mgmt | For | Against | Against | |
Ordinary Business | ||||||
6 | Transfer to the Board of Directors Authorizations Previously Granted Regarding the Repurchase Share Program | Mgmt | For | Against | Against | |
7 | Elect Rene Abate as Director | Mgmt | For | For | For | |
8 | Elect Bernard Arnault as Director | Mgmt | For | For | Against | |
9 | Elect Sebastien Bazin as Director | Mgmt | For | For | For | |
10 | Elect Nicolas Bazire as Director | Mgmt | For | For | For | |
11 | Elect Jean-Laurent Bonnafe as Director | Mgmt | For | For | For | |
12 | Elect Thierry Breton as Director | Mgmt | For | For | For | |
13 | Elect Rene Brillet as Director | Mgmt | For | For | For | |
14 | Elect Charles Edelstenne as Director | Mgmt | For | For | For | |
15 | Elect Jean-Martin Folz as Director | Mgmt | For | For | For | |
16 | Elect Jose Luis Leal Maldonado as Director | Mgmt | For | For | For | |
17 | Elect Amaury de Seze as Director | Mgmt | For | For | For | |
18 | Elect Anne-Claire Taittinger as Director | Mgmt | For | For | For | |
19 | Acknowledge The length of Mandate of Directors | Mgmt | For | For | For | |
20 | Approve Remuneration of Directors in the Aggregate Amount of EUR 900,000 | Mgmt | For | For | For | |
21 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 101,846 | 101,846 | ||||
Total: | 101,846 | 101,846 | ||||
Chunghwa Telecom Co. Ltd. | ||||||
Meeting Date/Type | 14/08/08 EGM | Security | 17133Q304 | Shares | 120,555 | |
Record Date | 07/21/2008 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Meeting for ADR Holders | ||||||
1 | TO APPROVE THE PROPOSAL FOR CONVERSION OF THE CAPITAL SURPLUS INTO CAPITAL INCREASE OF THE COMPANY AND ISSUANCE OF NEW SHARES. | Mgmt | For | For | For | |
2 | TO APPROVE THE PROPOSAL FOR DECREASE IN CASH OF THE COMPANY. | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
C6160972 BBH International Equity 2 | 120,555 | 120,555 | ||||
Total: | 120,555 | 120,555 | ||||
Banco Santander S.A. | ||||||
Meeting Date/Type | 21/09/08 EGM | Security | E19790109 | Shares | 435,557 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve EUR 71.69 Million Capital Increase via Issuance of 143.38 Million New Common Shares with EUR 0.5 Par Value Each and a Share Issuance Premium to be Determined by the Board, in Accordance with Article 153.1c of Spanish Companies Law | Mgmt | For | For | For | |
2 | Approve Delivery of 100 Banco Santander Shares to Each Employee of the Alliance & Leicester Plc Group as Special Bonus at the Completion of the Acquisition | Mgmt | For | For | For | |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 435,557 | 435,557 | ||||
Total: | 435,557 | 435,557 | ||||
Telecom Corporation Of New Zealand Limited | ||||||
Meeting Date/Type | 02/10/08 AGM | Security | Q89499109 | Shares | 951,924 | |
Record Date | 10/01/2008 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Authorize Board to Fix Remuneration of the Auditors | Mgmt | For | For | For | |
2 | Elect Rod McGeoch as a Director | Mgmt | For | For | For | |
3 | Elect Kevin Roberts as a Director | Mgmt | For | For | For | |
Shareholder Proposals | ||||||
4 | Elect Mark Cross as a Director | ShrHoldr | Against | Against | Against | |
5 | Elect Mark Tume as a Director | ShrHoldr | Against | Against | Against | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 951,924 | 951,924 | ||||
Total: | 951,924 | 951,924 | ||||
Amcor Ltd. | ||||||
Meeting Date/Type | 23/10/08 AGM | Security | Q03080100 | Shares | 528,539 | |
Record Date | 10/21/2008 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Receive and Consider the Financial Report, the Director's Report, and the Auditor's Report fo the Year Ending June 30, 2008 | |||||
2a | Elect Ernest John James Pope as Director | Mgmt | For | For | For | |
2b | Elect John Gordon Thorn as Director | Mgmt | For | For | For | |
3 | Approve Grant of 170,000 Performance Rights and 280,000 Options to Ken N. MacKenzie Pursuant to the Company's Long Term Incentive Plan (LTIP) | Mgmt | For | For | For | |
4 | Approve Grant of Up to 150,000 Share Rights to Ken N. MacKenzie Pursuant to the Company's Management Incentive Plan - Equity (EMIP) | Mgmt | For | For | For | |
5 | Approve Remuneration Report for the Year Ending June 30, 2008 | Mgmt | For | For | For | |
6 | Approve the Increase in the Remuneration of Non-Executive Directors from A$2 Million to A$2.5 Million Per Annum | Mgmt | For | For | ||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 528,539 | 528,539 | ||||
Total: | 528,539 | 528,539 | ||||
Unilever plc | ||||||
Meeting Date/Type | 28/10/08 EGM | Security | G92087165 | Shares | 315,128 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Elect Paul Polman as Director | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 315,128 | 315,128 | ||||
Total: | 315,128 | 315,128 | ||||
Foster's Group Ltd. | ||||||
Meeting Date/Type | 29/10/08 AGM | Security | Q3944W187 | Shares | 1,427,762 | |
Record Date | 10/27/2008 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Elect M.L. Cattermole as a Director | Mgmt | For | For | For | |
2 | Elect P.A. Clinton as a Director | Mgmt | For | For | For | |
3 | Elect M.J. Ullmer as a Director | Mgmt | For | For | For | |
4 | Approve the Increase in Non-Executive Directors' Remuneration from A$1.75 Million to A$2 Million for the Year Ended June 30, 2008 | Mgmt | For | For | ||
5 | Approve the Adoption of a New Constitution | Mgmt | For | For | For | |
6 | Approve the Proportional Takeover Provision | Mgmt | For | For | For | |
7 | Approve Remuneration Report of Directors for the Year Ended June 30, 2008 | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 1,427,762 | 1,427,762 | ||||
Total: | 1,427,762 | 1,427,762 | ||||
Wesfarmers Ltd. | ||||||
Meeting Date/Type | 13/11/08 AGM | Security | Q95870103 | Shares | 105,169 | |
Record Date | 11/11/2008 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2008 | |||||
2a | Elect Robert (Bob) Lindsay Every as Director | Mgmt | For | For | For | |
2b | Elect Gene Thomas Tilbrook as Director | Mgmt | For | For | For | |
3 | Adopt New Constitution | Mgmt | For | For | For | |
4 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Mgmt | For | Against | Against | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 105,169 | 105,169 | ||||
Total: | 105,169 | 105,169 | ||||
UniCredit SpA | ||||||
Meeting Date/Type | 14/11/08 EGM | Security | T95132105 | Shares | 801,538 | |
Record Date | 11/10/2008 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Special Business | ||||||
1 | Authorize Capital Increase Through the Issuance of up to 973.08 Million Ordinary Shares Reserved to Ordinary and Saving Shareholders; Amend Bylaws Accordingly | Mgmt | For | For | For | |
Ordinary Business | ||||||
1 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 801,538 | 801,538 | ||||
Total: | 801,538 | 801,538 | ||||
Lloyds TSB Group plc | ||||||
Meeting Date/Type | 19/11/08 EGM | Security | G5542W106 | Shares | 799,687 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Acquisition by the Company (or One or More of Its Subsidiaries) of HBOS plc | Mgmt | For | For | For | |
2 | Approve Waiver on Tender-Bid Requirement | Mgmt | For | For | For | |
3 | Increase Authorised Ordinary and Preferred Share Capital to GBP 5,675,477,055, USD 40,000,000, EUR 40,000,000 and JPY 1,250,000,000; Issue Equity with Pre-emptive Rights up to GBP 3,884,227,055, USD 39,750,000, EUR 40,000,000 and JPY 1,250,000,000 | Mgmt | For | For | For | |
4 | Upon Board's Recommendation,Capitalise an Amount Out of Sums Standing to Credit of Any of Company's Share Premium Account,Cap. Redemption Reserve or Other Undistributable Reserve up to Amount Standing to Credit of Such Reserves(Paying up New Ord. Shares) | Mgmt | For | For | For | |
5 | Approve Increase in the Ordinary Remuneration of the Lloyds TSB Directors, to be Divisible Among them, to a Sum Not Exceeding GBP 1,000,000 in Any Year | Mgmt | For | For | For | |
6 | Authorise 4,000,000 Preference Shares for Market Purchase | Mgmt | For | For | For | |
7 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,577,100 if Resolution 3 is Passed, or GBP 75,647,511 if Resolution 3 is Rejected | Mgmt | For | For | For | |
8 | Approve Change of Company Name to Lloyds Banking Group plc | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 799,687 | 799,687 | ||||
Total: | 799,687 | 799,687 | ||||
Royal Bank of Scotland Group plc | ||||||
Meeting Date/Type | 20/11/08 EGM | Security | G76891111 | Shares | 1,240,929 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Increase in Authorised Ordinary Share Capital by the Creation of an Additional 22,909,776,276 Ordinary Shares of 25 Pence Each; Authorise Issue of Equity with Pre-emptive Rights up to GBP 8,092,121,756 (Placing and Open Offer) | Mgmt | For | For | For | |
2 | Subject to the Placing and Open Offer of 22,909,776,276 New Shares in the Company Becoming Unconditional, Approve Waiver on Tender-Bid Requirement | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 1,240,929 | 1,240,929 | ||||
Total: | 1,240,929 | 1,240,929 | ||||
Telstra Corporation Limited. | ||||||
Meeting Date/Type | 21/11/08 AGM | Security | Q8975N105 | Shares | 2,258,022 | |
Record Date | 11/19/2008 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Other Business | |||||
2 | Approve Remuneration Report for the Financial Year Ended June 30, 2008 | Mgmt | For | For | For | |
3 | Discuss the Company's Financial Statements and Reports for the Year Ended June 30, 2008 | |||||
4 | Approve Adoption of a New Constitution | Mgmt | For | For | For | |
5a | Elect John Mullen as Director | Mgmt | For | For | For | |
5b | Elect Catherine Livingstone as Director | Mgmt | For | For | For | |
5c | Elect Donald McGauchie as Director | Mgmt | For | For | For | |
5d | Elect John Stewart as Director | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 2,258,022 | 2,258,022 | ||||
Total: | 2,258,022 | 2,258,022 | ||||
Sasol Ltd. | ||||||
Meeting Date/Type | 28/11/08 AGM | Security | 803866102 | Shares | 61,481 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Annual Meeting Agenda | ||||||
1 | Accept Financial Statements and Statutory Reports for Year Ended June 30, 2008 | Mgmt | For | For | For | |
2.1 | Reelect LPA Davies as Director | Mgmt | For | For | For | |
2.2 | Reelect AM Mokaba as Director | Mgmt | For | For | For | |
2.3 | Reelect TH Nyasulu as Director | Mgmt | For | For | For | |
2.4 | Reelect KC Ramon as Director | Mgmt | For | For | For | |
3.1 | Reelect BP Connellan as Director | Mgmt | For | For | For | |
3.2 | Reelect MSV Gantsho as Director | Mgmt | For | For | For | |
3.3 | Reelect A Jain as Director | Mgmt | For | For | For | |
3.4 | Reelect JE Schrempp as Director | Mgmt | For | For | For | |
4 | Reappoint KPMG, Inc. as Auditors | Mgmt | For | For | For | |
5 | Amend Article160 of the Articles of Association Re: Approve Substitution of Rights, Privileges and Conditions Attached to the Sasol Preferred Ordinary Shares | Mgmt | For | For | For | |
6 | Authorize Repurchase of 31.5 Million Ordinary Shares from Sasol Investment Company (Pty) Limited | Mgmt | For | For | For | |
7 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Mgmt | For | For | For | |
8 | Approve Remuneration of Non-Executive Directors for Year Ended June 30, 2009 | Mgmt | For | For | For | |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 61,481 | 61,481 | ||||
Total: | 61,481 | 61,481 | ||||
Fortis SA/NV | ||||||
Meeting Date/Type | 01/12/08 EGM | Security | B4399L102 | Shares | 610,034 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Special Meeting | ||||||
Agenda for the Dutch Meeting to be Held in Utrecht on Dec. 1, 2008 | ||||||
1 | Open Meeting | |||||
2 | Receive Announcements and Responsibility on Company's State of Affairs | |||||
3.1 | Elect Etienne Davignon as Director | Mgmt | For | Against | Against | |
3.2 | Elect Jan-Michiel Hessels as Director | Mgmt | For | Against | Against | |
3.3 | Elect Philippe Bodson as Director | Mgmt | For | Against | Against | |
3.4 | Elect Louis Cheung Chi Yan as Director | Mgmt | For | For | For | |
3.5 | Elect Karel De Boeck as Director | Mgmt | For | Against | Against | |
4 | Close Meeting | |||||
Agenda for the Belgian Meeting to be Held in Brussels on Dec. 2, 2008 | ||||||
1 | Open Meeting | |||||
2 | Receive Announcements and Responsibility on Company's State of Affairs | |||||
3.1 | Elect Etienne Davignon as Director | Mgmt | For | Against | Against | |
3.2 | Elect Jan-Michiel Hessels as Director | Mgmt | For | Against | Against | |
3.3 | Elect Philippe Bodson as Director | Mgmt | For | Against | Against | |
3.4 | Elect Louis Cheung Chi Yan as Director | Mgmt | For | For | For | |
3.5 | Elect Karel De Boeck as Director | Mgmt | For | Against | Against | |
Management Proposal Requiring Quorum of at Least 50 Percent of Voting Rights | ||||||
4.1 | Receive Special Board Report on Loss on Share Capital | |||||
4.2 | Approve Continuation of Corporate Activities | Mgmt | For | For | For | |
5 | Close Meeting | |||||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 305,017 | 305,017 | ||||
6160972 BBH International Equity 2 | 305,017 | 305,017 | ||||
Total: | 610,034 | 610,034 | ||||
HBOS plc | ||||||
Meeting Date/Type | 12/12/08 CRT | Security | G4364D106 | Shares | 731,237 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Court Meeting | ||||||
1 | Approve Scheme of Arrangement Between the Company and the Scheme Shareholders; Authorise the Directors of the Company to Take All Such Actions as they Consider Necessary or Appropriate for Carrying the Scheme into Effect | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 731,237 | 731,237 | ||||
Total: | 731,237 | 731,237 | ||||
HBOS plc | ||||||
Meeting Date/Type | 12/12/08 EGM | Security | G4364D106 | Shares | 731,237 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Waiver on Tender-Bid Requirement | Mgmt | For | For | For | |
2 | Increase Share Capital to GBP 7.3B, EUR 3B, USD 5B, AUD 1B, CAD 1B and JPY 100B; Issue Equity with Pre-emptive Rights up to GBP 1.9B in Respect of Ord. Shares (Placing and Open Offer) and GBP 3M in Respect of Preference Shares; Approve the Capital Raising | Mgmt | For | For | For | |
3 | Approve Reclassification of Shares; Amend Articles of Association; Approve Reduction and Subsequent Increase in Capital; Capitalise Reserves to Lloyds TSB or its Nominee; Authorise Issue of Equity with Rights; Authorise Issue of Equity without Rights | Mgmt | For | For | For | |
4 | Reclassify Each of the Preference Scheme Shares of Each Reclassified Class as an A Preference Share or a B Preference Share of that Reclassified Class;Amend Art. of Assoc.;Increase Share Capital;Capitalise Reserves to Lloyds TSB;Issue Equity with Rights | Mgmt | For | For | ||
5 | Reduce Share Capital of the Company by Cancelling the HBOS 9 1/4 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 9 1/4 Percent Preference Shares have been Reclassified into A and B Preference Shares) | Mgmt | For | For | ||
6 | Reduce Share Capital of the Company by Cancelling the HBOS 9 3/4 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 9 3/4 Percent Preference Shares have been Reclassified into A and B Preference Shares) | Mgmt | For | For | ||
7 | Reduce Share Capital by Cancelling the HBOS 6.0884 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that the HBOS 6.0884 Percent Preference Shares have been Reclassified into A and B Preference Shares) | Mgmt | For | For | ||
8 | Reduce Share Capital of the Company by Cancelling the HBOS 6.475 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 6.475 Percent Preference Shares have been Reclassified into A and B Preference Shares) | Mgmt | For | For | ||
9 | Reduce Share Capital by Cancelling the HBOS 6.3673 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that the HBOS 6.3673 Percent Preference Shares have been Reclassified into A and B Preference Shares) | Mgmt | For | For | ||
10 | Reduce Share Capital of the Company by Cancelling the HBOS 6.413 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 6.413 Percent Preference Shares have been Reclassified into A and B Preference Shares) | Mgmt | For | For | ||
11 | Reduce Share Capital of the Company by Cancelling the HBOS 5.92 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 5.92 Percent Preference Shares have been Reclassified into A and B Preference Shares) | Mgmt | For | For | ||
12 | Reduce Share Capital of the Company by Cancelling the HBOS 6.657 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 6.657 Percent Preference Shares have been Reclassified into A and B Preference Shares) | Mgmt | For | For | ||
13 | Reduce Share Capital of the Company by Cancelling the HBOS 12 Percent Preference Shares (Preference Scheme) or the A and B Preference Shares (to the Extent that HBOS 12 Percent Preference Shares have been Reclassified into A and B Preference Shares) | Mgmt | For | For | ||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 731,237 | 731,237 | ||||
Total: | 731,237 | 731,237 | ||||
National Australia Bank Limited | ||||||
Meeting Date/Type | 18/12/08 AGM | Security | Q65336119 | Shares | 259,975 | |
Record Date | 12/16/2008 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Management Proposals | ||||||
1 | Receive Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2008 | |||||
2a | Elect John Thorn as Director | Mgmt | For | For | For | |
2b | Elect Geoff Tomlinson as Director | Mgmt | For | For | For | |
3 | Approve National Australia Bank ('NAB') Staff Share Allocation Plan, NAB New Zealand Staff Share Allocation Plan, NAB Staff Share Ownership Plan, NAB Executive Share Option Plan No.2, NAB Performance Rights Plan, and NAB Share Incentive Plan (UK) | Mgmt | For | For | For | |
4 | Approve Grant of Performance Shares Amounting to A$1.25 Million and Performance Rights Amounting to A$1.25 Million to Cameron Clyne, Group CEO Designate, Under the Company's Long Term Incentive Plan | Mgmt | For | For | For | |
5a | Approve Grant of Shares, Performance Options and Performance Rights to Ahmed Fahour, Executive Director, Under the Company's Long Term Incentive Plan | Mgmt | For | For | For | |
5b | Approve Grant of Shares, Performance Options and Performance Rights to Michael Ullmer, Executive Director, Under the Company's Long Term Incentive Plan | Mgmt | For | For | For | |
6 | Approve Remuneration Report for the Financial Year Ended Sept. 30, 2008 | Mgmt | For | For | For | |
Shareholder Proposal | ||||||
7 | Remove Paul Rizzo as a Director | ShrHoldr | Against | Against | Against | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 259,975 | 259,975 | ||||
Total: | 259,975 | 259,975 | ||||
Fortis SA/NV | ||||||
Meeting Date/Type | 19/12/08 EGM | Security | B4399L102 | Shares | 610,034 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Special Meeting | ||||||
1 | Open Meeting | |||||
2.1 | Receive Special Board Report on Loss on Share Capital | |||||
2.2 | Approve Continuation of Corporate Activities | Mgmt | For | |||
3 | Close Meeting | |||||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 305,017 | 305,017 | ||||
6160972 BBH International Equity 2 | 305,017 | 305,017 | ||||
Total: | 610,034 | 610,034 | ||||
Banco Santander S.A. | ||||||
Meeting Date/Type | 25/01/09 EGM | Security | E19790109 | Shares | 321,364 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve EUR 88.7 Million Capital Increase via Issuance of 177.4 Million New Common Shares with EUR 0.5 Par Value Each and a Share Issuance Premium to be Determined by the Board, in Accordance with Article 159.1c of Spanish Companies Law | Mgmt | For | For | For | |
2 | Approve Delivery of 100 Banco Santander Shares to Each Employee of the Abbey National plc.subgroup as Special Bonus at the Completion of the Acquisition of the Retail Deposits and Branch and Distribution Networks of the Bradford & Bingley plc. Group | Mgmt | For | For | For | |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 321,364 | 321,364 | ||||
Total: | 321,364 | 321,364 | ||||
Compass Group plc | ||||||
Meeting Date/Type | 05/02/09 AGM | Security | G23296182 | Shares | 357,371 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend of 8.0 Pence Per Ordinary Share | Mgmt | For | For | For | |
4 | Elect Tim Parker as Director | Mgmt | For | For | For | |
5 | Re-elect Richard Cousins as Director | Mgmt | For | For | For | |
6 | Re-elect Andrew Martin as Director | Mgmt | For | For | For | |
7 | Reappoint Deloitte LLP as Auditors of the Company | Mgmt | For | For | For | |
8 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
9 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 61,400,000 | Mgmt | For | For | For | |
10 | Subject to the Passing of Resolution 9, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,200,000 | Mgmt | For | For | For | |
11 | Authorise 184,000,000 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |
12 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 125,000 | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 357,371 | 357,371 | ||||
Total: | 357,371 | 357,371 | ||||
Fortis SA/NV | ||||||
Meeting Date/Type | 11/02/09 EGM | Security | B4399L102 | Shares | 305,017 | |
Record Date | 10/14/2008 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Special Meeting Agenda | ||||||
1 | Open Meeting (Non-Voting) | |||||
Proposals Made by Committee of Experts Appointed By Court of Appeal of Brussels | ||||||
2.1 | Receive Special Board Report (Non-Voting) | |||||
2.2 | Receive Interim Report of Committee of Experts (Non-Voting) | |||||
2.3 | Receive Board Comments on Interim Report of Committee of Experts (Non-Voting) | |||||
2.4 | Proposal to Vote on Item 2.5 (Voting) | Mgmt | For | For | ||
2.5 | Approve Sale of 100 Percent of the Shares of Fortis Bank Nederland N.V., Fortis Verzekeringen Nederland N.V. and Fortis Corporate Insurance N.V. to the Dutch State on Oct. 3, 2008 (Voting) | Mgmt | For | For | ||
2.6 | Proposal to Vote on Item 2.7 (Voting) | Mgmt | For | For | ||
2.7 | Approve Sale of 50 Percent Plus One Share of Fortis Bank SA/NV to the Federal Participation and Investment Corporation on Oct. 10, 2008, and the Transactions To Be Entered into with the Federal Participation and Investment Corporation (Voting) | Mgmt | For | For | ||
2.8 | Proposal to Vote on Item 2.8 (Voting) | Mgmt | For | For | ||
2.9 | Approve Sale of 100 Percent of the Shares of Fortis Insurance Belgium SA/NV to BNP Paribas on Oct. 10, 2008, and the Transactions To Be Entered into with BNP Paribas and the Federal Participation and Investment Corporation (Voting) | Mgmt | For | For | ||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 305,017 | 305,017 | ||||
Total: | 305,017 | 305,017 | ||||
Fortis SA/NV | ||||||
Meeting Date/Type | 11/02/09 EGM | Security | B4399L102 | Shares | 305,017 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Special Meeting Agenda | ||||||
Management Nominees Up for Board Election | ||||||
3.1 | Elect Ludwig Criel as Director | Mgmt | For | For | For | |
3.2 | Elect Guy de Selliers de Moranville as Director | Mgmt | For | For | For | |
Shareholder Nominees Up for Board Election | ||||||
3.3 | Elect Philippe Casier as Director (Voting) | ShrHoldr | For | For | ||
3.4 | Elect Jozef De Mey as Director (Voting) | ShrHoldr | For | For | ||
3.5 | Elect Andrew Doman as Director (Voting) | ShrHoldr | For | For | ||
3.6 | Elect Georges Ugeux as Director (Voting) | ShrHoldr | For | For | ||
3.7 | Elect Dirk van Daele as Director (Voting) | ShrHoldr | Against | Against | ||
3.8 | Elect Jan Zegering Hadders as Director (Voting) | ShrHoldr | For | For | ||
4 | Close Meeting (Non-Voting) | |||||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 305,017 | 305,017 | ||||
Total: | 305,017 | 305,017 | ||||
Novartis AG | ||||||
Meeting Date/Type | 24/02/09 AGM | Security | H5820Q150 | Shares | 127,806 | |
Record Date | 02/11/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Management Proposals | ||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of CHF 2 per Share | Mgmt | For | For | For | |
4 | Approve CHF 3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
Shareholder Proposal Submitted by Ethos and Eight Other Shareholders | ||||||
5.1 | Amend Articles Re: Require Annual Advisory Vote on Remuneration Report, incl. Disclosure of Compensation Amount Paid to Board of Directors and Executive Management | ShrHoldr | Against | For | For | |
Management Proposals | ||||||
5.2 | Amend Corporate Purpose Re: Sustainability | Mgmt | For | For | For | |
5.3 | Amend Articles Re: Auditors | Mgmt | For | For | For | |
6.1 | Retirement of Peter Burckhardt and William George as Directors (Non-Voting) | |||||
6.2.1 | Reelect Srikant Datar as Director | Mgmt | For | For | For | |
6.2.2 | Reelect Andreas von Planta as Director | Mgmt | For | For | For | |
6.2.3 | Reelect Wendelin Wiedeking as Director | Mgmt | For | For | For | |
6.2.4 | Reelect Rolf Zinkernagel as Director | Mgmt | For | For | For | |
6.3 | Elect William Brody as Director | Mgmt | For | For | For | |
7 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 127,806 | 127,806 | ||||
Total: | 127,806 | 127,806 | ||||
Hongkong Electric Holdings Ltd. | ||||||
Meeting Date/Type | 16/03/09 EGM | Security | Y33549117 | Shares | 431,500 | |
Record Date | 03/12/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
�� | Rec | Rec | Cast | |||
1 | Approve Acquisition of 100 Percent Interest in Outram Ltd and the Related Transactions Including the Entering Into of the Operation and Management Contract | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 431,500 | 431,500 | ||||
Total: | 431,500 | 431,500 | ||||
Iberdrola S.A. | ||||||
Meeting Date/Type | 19/03/09 AGM | Security | E6165F166 | Shares | 558,867 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports for Fiscal Year 2008 | Mgmt | For | For | For | |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |
3 | Receive Management's Report on Company and Consolidated Group | Mgmt | For | For | For | |
4 | Approve Discharge of Directors | Mgmt | For | For | For | |
5 | Re-Appoint Auditors for Company and Consolidated Group for Fiscal Year 2009 | Mgmt | For | For | For | |
6 | Ratify Appointment of Mrs. Samantha Barber as Independent Director | Mgmt | For | For | For | |
7 | Authorize Repurchase of Shares in the Amount of up to 5 Percent of Share Capital; Void Authorization Granted at the AGM held on April 17, 2008 | Mgmt | For | For | For | |
8 | Authorize the Board to Issue Bonds/Debentures/Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion; Void Authorization Granted at the AGM held on April 17, 2008 | Mgmt | For | For | For | |
9 | Authorize Issuance of Bonds/Debentures/Warrants With Pre-Emptive Rights up to Aggregate Nominal Amount of EUR 5 billion | Mgmt | For | For | For | |
10 | Approve the Listing and Delisting of Shares, Debt Securities, Bonds, Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on April 17, 2008 | Mgmt | For | For | For | |
11 | Authorize Board to Approve the Creation of Foundation; Void Authorization Granted at the AGM held on April 17, 2008 | Mgmt | For | For | For | |
12.1 | Amend Articles 23, 28, 34, 36, 37, 38, 45, 46, 47, and 49 of Company Bylaws | Mgmt | For | For | For | |
12.2 | Amend Articles 57 and 58 of Company Bylaws | Mgmt | For | For | For | |
13 | Amend and Approve New Text of General Meeting Guidelines | Mgmt | For | For | For | |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 558,867 | 558,867 | ||||
Total: | 558,867 | 558,867 | ||||
Upm-Kymmene Oy | ||||||
Meeting Date/Type | 25/03/09 AGM | Security | X9518S108 | Shares | 165,742 | |
Record Date | 03/13/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Open Meeting | |||||
2 | Calling the Meeting to Order | |||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | For | |
4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | For | |
5 | Prepare and Approve List of Shareholders | Mgmt | For | For | For | |
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Review | |||||
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
8 | Approve Allocation of Income and Dividends of EUR 0.40 Per Share | Mgmt | For | For | For | |
9 | Approve Discharge of Board and President | Mgmt | For | For | For | |
10 | Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 120,000 for Vice Chairman, and EUR 95,000 for Other Directors | Mgmt | For | For | For | |
11 | Fix Number of Directors at 9 | Mgmt | For | For | For | |
12 | Reelect Matti Alahuhta, Berndt Brunow, Karl Grotenfelt, Georg Holzhey, | Mgmt | For | For | For | |
Wendy Lane, Jussi Pesonen, Ursula Ranin, Veli-Matti Reinikkala and Bjorn | ||||||
Wahlroos as Directors | ||||||
13 | Approve Remuneration of Auditors | Mgmt | For | For | For | |
14 | Ratify PricewaterhouseCoopers Oy as Auditors | Mgmt | For | For | For | |
15 | Amend Articles Regarding Notification to General Meeting | Mgmt | For | For | For | |
16 | Authorize Repurchase of up to 51 Million Issued Sharesl | Mgmt | For | For | For | |
17 | Close Meeting | |||||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 165,742 | 165,742 | ||||
Total: | 165,742 | 165,742 | ||||
Canon Inc. | ||||||
Meeting Date/Type | 27/03/09 AGM | Security | J05124144 | Shares | 183,500 | |
Record Date | 12/31/2008 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Allocation of Income, With a Final Dividend of JY 55 | Mgmt | For | For | For | |
2 | Amend Articles to Reflect Digitalization of Share Certificates | Mgmt | For | For | For | |
3.1 | Elect Director | Mgmt | For | For | For | |
3.2 | Elect Director | Mgmt | For | For | For | |
3.3 | Elect Director | Mgmt | For | For | For | |
3.4 | Elect Director | Mgmt | For | For | For | |
3.5 | Elect Director | Mgmt | For | For | For | |
3.6 | Elect Director | Mgmt | For | For | For | |
3.7 | Elect Director | Mgmt | For | For | For | |
3.8 | Elect Director | Mgmt | For | For | For | |
3.9 | Elect Director | Mgmt | For | For | For | |
3.10 | Elect Director | Mgmt | For | For | For | |
3.11 | Elect Director | Mgmt | For | For | For | |
3.12 | Elect Director | Mgmt | For | For | For | |
3.13 | Elect Director | Mgmt | For | For | For | |
3.14 | Elect Director | Mgmt | For | For | For | |
3.15 | Elect Director | Mgmt | For | For | For | |
3.16 | Elect Director | Mgmt | For | For | For | |
3.17 | Elect Director | Mgmt | For | For | For | |
3.18 | Elect Director | Mgmt | For | For | For | |
3.19 | Elect Director | Mgmt | For | For | For | |
3.20 | Elect Director | Mgmt | For | For | For | |
3.21 | Elect Director | Mgmt | For | For | For | |
3.22 | Elect Director | Mgmt | For | For | For | |
3.23 | Elect Director | Mgmt | For | For | For | |
3.24 | Elect Director | Mgmt | For | For | For | |
3.25 | Elect Director | Mgmt | For | For | For | |
4 | Approve Retirement Bonus for Director | Mgmt | For | For | For | |
5 | Approve Payment of Annual Bonuses to Directors | Mgmt | For | For | For | |
6 | Approve Stock Option Plan | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 183,500 | 183,500 | ||||
Total: | 183,500 | 183,500 | ||||
Fortis SA/NV | ||||||
Meeting Date/Type | 08/04/09 EGM | Security | B4399L102 | Shares | 305,017 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Special Meeting (Utrecht, the Netherlands) | ||||||
1 | Open Meeting | |||||
2 | Approve the Proposed Transactions Between Fortis SA/NV, BNP Paribas S.A., the Belgian State, and Related Parties, as Laid Down in the Shareholder Circular | Mgmt | For | For | For | |
3.1. | Elect Frank Arts as Director | Mgmt | For | For | For | |
3.2. | Elect Guy de Selliers de Moranville as Director | Mgmt | For | For | For | |
3.3. | Elect Roel Nieuwdorp as Director | Mgmt | For | For | For | |
3.4. | Elect Lionel Perl as Director | Mgmt | For | For | For | |
3.5. | Elect Jin Shaoliang as Director | Mgmt | For | For | For | |
4.1. | Amend Articles Re: Change of Company's Registered Seat to Utrecht, Decrease of Registered Capital and Deletion of References to Preference Shares, Reduction of Maximum Number of Directors to 11 and Introduction of Limited Indemnification for Directors | Mgmt | For | For | For | |
4.2. | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
5 | Close Meeting | |||||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 305,017 | 305,017 | ||||
Total: | 305,017 | 305,017 | ||||
Fortis SA/NV | ||||||
Meeting Date/Type | 09/04/09 EGM | Security | B4399L102 | Shares | 305,017 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Special Meeting (Brussels, Belgium) | ||||||
1 | Open Meeting | |||||
2 | Approve the Proposed Transactions Between Fortis SA/NV, BNP Paribas S.A., the Belgian State, and Related Parties, as Laid Down in the Shareholder Circular | Mgmt | For | For | For | |
3.1. | Elect Frank Arts as Director | Mgmt | For | For | For | |
3.2. | Elect Guy de Selliers de Moranville as Director | Mgmt | For | For | For | |
3.3. | Elect Roel Nieuwdorp as Director | Mgmt | For | For | For | |
3.4. | Elect Lionel Perl as Director | Mgmt | For | For | For | |
3.5. | Elect Jin Shaoliang as Director | Mgmt | For | For | For | |
4.1. | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
4.2. | Authorize Disposal of, Including Reissuance, of Repurchased Shares | Mgmt | For | For | For | |
5.1.1 | Approve Reduction in Share Capital to Set Off Losses for Fiscal Year 2008 | Mgmt | For | For | For | |
5.1.2 | Approve Reduction in Share Capital, Book Corresponding Amount Under 'Reserves Available for Distribution', and Amend Articles Accordingly | Mgmt | For | For | For | |
5.2.1 | Receive Special Board Report | |||||
5.2.2 | Authorize Issuance of Equity With or Without Preemptive Rights and Amend Articles Accordingly | Mgmt | For | For | For | |
5.3 | Amend Articles Re: Decrease Maximum Number of Directors | Mgmt | For | For | For | |
6 | Close Meeting | |||||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 305,017 | 305,017 | ||||
Total: | 305,017 | 305,017 | ||||
BP plc | ||||||
Meeting Date/Type | 16/04/09 AGM | Security | G12793108 | Shares | 649,083 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | Against | Against | |
3 | Re-elect Antony Burgmans as Director | Mgmt | For | For | For | |
4 | Re-elect Cynthia Carroll as Director | Mgmt | For | For | For | |
5 | Re-elect Sir William Castell as Director | Mgmt | For | For | For | |
6 | Re-elect Iain Conn as Director | Mgmt | For | For | For | |
7 | Re-elect George David as Director | Mgmt | For | For | For | |
8 | Re-elect Erroll Davis, Jr as Director | Mgmt | For | For | For | |
9 | Elect Robert Dudley as Director | Mgmt | For | For | For | |
10 | Re-elect Douglas Flint as Director | Mgmt | For | For | For | |
11 | Re-elect Dr Byron Grote as Director | Mgmt | For | For | For | |
12 | Re-elect Dr Tony Hayward as Director | Mgmt | For | For | For | |
13 | Re-elect Andy Inglis as Director | Mgmt | For | For | For | |
14 | Re-elect Dr DeAnne Julius as Director | Mgmt | For | For | For | |
15 | Re-elect Sir Tom McKillop as Director | Mgmt | For | Against | Against | |
16 | Re-elect Sir Ian Prosser as Director | Mgmt | For | For | For | |
17 | Re-elect Peter Sutherland as Director | Mgmt | For | For | For | |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Board to Fix Their Remuneration | Mgmt | For | For | For | |
19 | Authorise 1,800,000,000 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,561,000,000 | Mgmt | For | For | For | |
21 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 234,000,000 | Mgmt | For | For | For | |
22 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 649,083 | 649,083 | ||||
Total: | 649,083 | 649,083 | ||||
Oversea-Chinese Banking Corp. Ltd. | ||||||
Meeting Date/Type | 17/04/09 EGM | Security | Y64248209 | Shares | 482,200 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
2 | Amend OCBC Employee Share Purchase Plan | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 482,200 | 482,200 | ||||
Total: | 482,200 | 482,200 | ||||
Oversea-Chinese Banking Corp. Ltd. | ||||||
Meeting Date/Type | 17/04/09 AGM | Security | Y64248209 | Shares | 482,200 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2a | Reelect Lee Seng Wee as Director | Mgmt | For | For | For | |
2b | Reelect Patrick Yeoh Khwai Hoh as Director | Mgmt | For | For | For | |
3a | Reelect Bobby Chin Yoke Choong as Director | Mgmt | For | For | For | |
3b | Reelect Pramukti Surjaudaja as Director | Mgmt | For | For | For | |
4a | Reelect Fang Ai Lian as Director | Mgmt | For | For | For | |
4b | Reelect Colm McCarthy as Director | Mgmt | For | For | For | |
5 | Declare Final Dividend of SGD 0.14 Per Share | Mgmt | For | For | For | |
6a | Approve Directors' Fees of SGD 1.6 Million (2007: 1.7 Million) | Mgmt | For | For | For | |
6b | Approve Allotment and Issuance of 4,800 Ordinary Shares in the Capital of the Bank (2007: 4,800 Ordinary Shares) for Each of its Non-Executive Director | Mgmt | For | For | For | |
7 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
8a | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Mgmt | For | For | For | |
8b | Approve Issuance of Shares without Preemptive Rights | Mgmt | For | For | For | |
9 | Approve Issuance of Shares, Grant of Options and/or Rights to Subscribe for Ordinary Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan | Mgmt | For | For | For | |
10 | Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme | Mgmt | For | For | For | |
11 | Approve Allotment and Issuance of Preference Shares or Non-Voting Shares in the Capital of the Bank Whether by Way of Rights, Bonus, or Otherwise | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 482,200 | 482,200 | ||||
Total: | 482,200 | 482,200 | ||||
RWE AG | ||||||
Meeting Date/Type | 22/04/09 AGM | Security | D6629K109 | Shares | 65,352 | |
Record Date | 04/01/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | |||||
2 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | Mgmt | For | For | For | |
3 | Approve Discharge of Management Board for Fiscal 2008 | Mgmt | For | For | For | |
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Mgmt | For | For | For | |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Mgmt | For | For | For | |
6 | Ratify PricewaterhouseCoopers AG for the Inspection of the 2009 Mid-Yearl Report | Mgmt | For | For | For | |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | For | For | |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 144 Million Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |
11 | Amend Articles Re: Participation in the Annual Meeting; Chair of the Annual Meeting | Mgmt | For | For | For | |
12 | Amend Articles Re: Designation of Proxy | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 65,352 | 65,352 | ||||
Total: | 65,352 | 65,352 | ||||
Reed Elsevier NV | ||||||
Meeting Date/Type | 22/04/09 AGM | Security | N73430113 | Shares | 250,088 | |
Record Date | 03/25/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Annual Meeting | ||||||
1 | Open Meeting | |||||
2 | Receive Report of Management Board (Non-Voting) | |||||
3 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
4a | Approve Discharge of Executive Board | Mgmt | For | For | For | |
4b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
5 | Approve Dividends of EUR 0.404 Per Share | Mgmt | For | For | For | |
6 | Ratify Deloitte Accountants as Auditors | Mgmt | For | For | For | |
7a | Reelect Lord Sharman to Supervisory Board | Mgmt | For | For | For | |
7b | Reelect David Reid to Supervisory Board | Mgmt | For | For | For | |
7c | Reelect Mark Elliott to Supervisory Board | Mgmt | For | For | For | |
7d | Reelect Dien de Boer-Kruyt to Supervisory Board | Mgmt | For | For | For | |
8 | Elect Ian Smith to Executive Board | Mgmt | For | For | For | |
9 | Authorize Repurchase of Shares | Mgmt | For | For | For | |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | For | For | For | |
10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Mgmt | For | For | For | |
11 | Other Business (Non-Voting) | |||||
12 | Close Meeting | |||||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 250,088 | 250,088 | ||||
Total: | 250,088 | 250,088 | ||||
Sekisui House Ltd. | ||||||
Meeting Date/Type | 23/04/09 AGM | Security | J70746136 | Shares | 216,000 | |
Record Date | 01/31/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Allocation of Income, With a Final Dividend of JPY 12 | Mgmt | For | For | For | |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor | Mgmt | For | For | For | |
4 | Approve Payment of Annual Bonuses to Directors | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 216,000 | 216,000 | ||||
Total: | 216,000 | 216,000 | ||||
ING Groep NV | ||||||
Meeting Date/Type | 27/04/09 AGM | Security | N4578E413 | Shares | 167,957 | |
Record Date | 03/30/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Annual Meeting | ||||||
1 | Open Meeting and Receive Announcements | |||||
2a | Receive Report of Management Board (Non-Voting) | |||||
2b | Receive Report of Supervisory Board (Non-Voting) | |||||
2c | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3a | Receive Explanation on Company's Reserves and Dividend Policy | |||||
3b | Approve Dividends of EUR 0.74 Per Share | Mgmt | For | For | For | |
4 | Discuss Remuneration Report | |||||
5 | Discussion on Company's Corporate Governance Structure | |||||
6 | Receive Explanation on Company's Corporate Responsibility Performance | |||||
7a | Approve Discharge of Management Board | Mgmt | For | For | For | |
7b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
8a | Elect Jan Hommen to Executive Board | Mgmt | For | For | For | |
8b | Elect Patrick Flynn | Mgmt | For | For | For | |
9a | Reelect Godfried van der Lugt to Supervisory Board | Mgmt | For | For | For | |
9b | Elect Tineke Bahlmann to Supervisory Board | Mgmt | For | For | For | |
9c | Elect Jeroen van der Veer to Supervisory Board | Mgmt | For | For | For | |
9d | Elect Lodewijk de Waal to Supervisory Board | Mgmt | For | For | For | |
10 | Grant Board Authority to Issue Shares and Restricting/Excluding Preemptive Rights | Mgmt | For | For | For | |
11 | Authorize Repurchase of Shares | Mgmt | For | For | For | |
12 | Any Other Businesss and Close Meeting | |||||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 167,957 | 167,957 | ||||
Total: | 167,957 | 167,957 | ||||
Carrefour | ||||||
Meeting Date/Type | 28/04/09 MIX | Security | F13923119 | Shares | 136,863 | |
Record Date | 04/15/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Special Business | ||||||
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Transaction with Jose-Luis Duran Re: Severance Payments | Mgmt | For | For | For | |
4 | Approve Transaction with Lars Olofsson Re: Severance Payments | Mgmt | For | For | For | |
5 | Approve Treatment of Losses and Dividends of EUR 1.08 per Share | Mgmt | For | For | For | |
6 | Elect Lars Olofsson as Director | Mgmt | For | For | For | |
7 | Reelect Rene Abate as Director | Mgmt | For | For | For | |
8 | Reelect Nicolas Bazire as Director | Mgmt | For | For | For | |
9 | Reelect Jean-Martin Folz as Director | Mgmt | For | For | For | |
10 | Reappoint Deloitte & Associes as Audito and BEAS as Alternate Auditor | Mgmt | For | For | For | |
11 | Reappoint KPMG as Auditor | Mgmt | For | For | For | |
12 | Ratify Bernard Perot as Alternate Auditor | Mgmt | For | For | For | |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against | Against | |
Special Business | ||||||
14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Mgmt | For | For | For | |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Mgmt | For | For | For | |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | Against | Against | |
18 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
19 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | Against | |
20 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | Against | |
21 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
22 | Approve Employee Stock Purchase Plan for International Employees | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 136,863 | 136,863 | ||||
Total: | 136,863 | 136,863 | ||||
Fortis SA/NV | ||||||
Meeting Date/Type | 28/04/09 MIX | Security | B4399L102 | Shares | 305,017 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Annual/Special Meeting of Fortis SA/NV | ||||||
1 | Open Meeting | |||||
2 | Approve the Proposed Transactions Between Fortis SA/NV, BNP Paribas S.A., the Belgian State, and Related Parties, as Laid Down in the Shareholder Circular | Mgmt | For | For | For | |
3.1.1 | Receive Directors' Report (Non-Voting) | |||||
3.1.2 | Receive Consolidated Financial Statements and Statutory Reports | |||||
3.1.3 | Accept Financial Statements | Mgmt | For | For | For | |
3.1.4 | Approve Allocation of Income | Mgmt | For | For | For | |
3.2 | Receive Explanation on Company's Reserves and Dividend Policy | |||||
3.3.1 | Approve Discharge of Directors | Mgmt | For | Against | Against | |
3.3.2 | Approve Discharge of Auditors | Mgmt | For | For | For | |
4 | Discussion on Company's Corporate Governance Structure | |||||
5.1 | Elect Frank Arts as Director | Mgmt | For | For | For | |
5.2 | Elect Guy de Selliers de Moranville as Director | Mgmt | For | For | For | |
5.3 | Elect Roel Nieuwdorp as Director | Mgmt | For | For | For | |
5.4 | Elect Lionel Perl as Director | Mgmt | For | For | For | |
5.5 | Elect Jin Shaoliang as Director | Mgmt | For | For | For | |
6.1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
6.2 | Authorize Disposal of, Including Reissuance, of Repurchased Shares | Mgmt | For | For | For | |
7.1.1 | Approve Reduction in Share Capital to Set Off Losses for Fiscal Year 2008 | Mgmt | For | For | For | |
7.1.2 | Approve Reduction in Share Capital, Book Corresponding Amount Under 'Reserves Available for Distribution', and Amend Articles Accordingly | Mgmt | For | For | For | |
7.2.1 | Receive Special Board Report | |||||
7.2.2 | Authorize Issuance of Equity With or Without Preemptive Rights and Amend Articles Accordingly | Mgmt | For | For | For | |
7.3 | Fix Maximum Number of Directors at 11 | Mgmt | For | For | For | |
8 | Close Meeting | |||||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 305,017 | 305,017 | ||||
Total: | 305,017 | 305,017 | ||||
UniCredit SpA | ||||||
Meeting Date/Type | 29/04/09 MIX | Security | T95132105 | Shares | 627,611 | |
Record Date | 04/23/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Ordinary Business | ||||||
1 | Accept Financial Statements, Consolidated Financial Statements, and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Allocation of Income | Mgmt | For | For | For | |
Elect Directors - Vote Only One of the Following Slates | ||||||
3.1 | Slate 1 - Submitted by Three Foundation | Mgmt | Against | TNA | ||
3.2 | Slate 2- Submitted by Institutional Investors | Mgmt | For | For | ||
4 | Approve Remuneration of Directors and Committees Members | Mgmt | For | For | For | |
5 | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members To Assume Positions In Competing Companies | Mgmt | For | For | For | |
6 | Approve Remuneration Policy | Mgmt | For | For | For | |
7 | Approve Stock Ownership Plan for the Employees of the Company | Mgmt | For | For | For | |
Special Business | ||||||
1 | Authorize Capital Increase with Preemptive Rights, Through the Capitalization of Reserves | Mgmt | For | For | For | |
2 | Amend Articles 5, 8, 23, and 30 of Company's Bylaws | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 627,611 | 627,611 | ||||
Total: | 627,611 | 627,611 | ||||
Fortis SA/NV | ||||||
Meeting Date/Type | 29/04/09 MIX | Security | B4399L102 | Shares | 305,017 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Annual/Special Meeting of Fortis NV | ||||||
1 | Open Meeting | |||||
2 | Approve the Proposed Transactions Between Fortis SA/NV, BNP Paribas S.A., the Belgian State, and Related Parties, as Laid Down in the Shareholder Circular | Mgmt | For | For | For | |
3.1.1 | Receive Directors' Report (Non-Voting) | |||||
3.1.2 | Receive Consolidated Financial Statements and Statutory Reports | |||||
3.1.3 | Accept Financial Statements | Mgmt | For | For | For | |
3.2 | Receive Explanation on Company's Reserves and Dividend Policy | |||||
3.3 | Approve Discharge of Directors | Mgmt | For | Against | Against | |
4 | Discussion on Company's Corporate Governance Structure | |||||
5.1 | Elect Frank Arts as Director | Mgmt | For | For | For | |
5.2 | Elect Guy de Selliers de Moranville as Director | Mgmt | For | For | For | |
5.3 | Elect Roel Nieuwdorp as Director | Mgmt | For | For | For | |
5.4 | Elect Lionel Perl as Director | Mgmt | For | For | For | |
5.5 | Elect Jin Shaoliang as Director | Mgmt | For | For | For | |
6.1 | Amend Articles Re: Amend Authorized Capital and Delete Preference Shares | Mgmt | For | For | For | |
6.2 | Amend Articles Re: Change of Company's Registered Seat to Utrecht | Mgmt | For | For | For | |
6.3 | Amend Articles Re: Body Authorized to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | |
6.4 | Fix Maximum Number of Directors at 11 | Mgmt | For | For | For | |
6.5 | Amend Articles Re: Introduction of Limited Indemnification for Directors | Mgmt | For | For | For | |
6.6 | Amend Articles Re: Annual General Meeting | Mgmt | For | For | For | |
6.7 | Authorize Coordination of Articles | Mgmt | For | For | For | |
7 | Close Meeting | |||||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 305,017 | 305,017 | ||||
Total: | 305,017 | 305,017 | ||||
United Overseas Bank Limited | ||||||
Meeting Date/Type | 29/04/09 EGM | Security | V96194127 | Shares | 211,000 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 211,000 | 211,000 | ||||
Total: | 211,000 | 211,000 | ||||
United Overseas Bank Limited | ||||||
Meeting Date/Type | 29/04/09 AGM | Security | V96194127 | Shares | 211,000 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2 | Declare Final Dividend of SGD 0.40 Per Share | Mgmt | For | For | For | |
3 | Approve Directors' Fees of SGD 912,500 for 2008 (2007: SGD 912,500) | Mgmt | For | For | For | |
4 | Approve Payment SGD 2.5 Million as Fee to Wee Cho Yaw, Chairman of the Bank, for the Period from January 2008 to December 2008 | Mgmt | For | For | For | |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
6 | Reelect Wee Ee Cheong as Director | Mgmt | For | For | For | |
7 | Reelect Wee Cho Yaw as Director | Mgmt | For | For | For | |
8 | Reelect Lim Pin as Director | Mgmt | For | For | For | |
9 | Reelect Ngiam Tong Dow as Director | Mgmt | For | For | For | |
10 | Approve Issuance of Shares without Preemptive Rights | Mgmt | For | For | For | |
11 | Approve Allotment and Issuance of Preference Shares | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 211,000 | 211,000 | ||||
Total: | 211,000 | 211,000 | ||||
Aviva plc | ||||||
Meeting Date/Type | 29/04/09 AGM | Security | G0683Q109 | Shares | 229,350 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Final Dividend of 19.91 Pence Per Ordinary Share | Mgmt | For | For | For | |
3 | Elect Mark Hodges as Director | Mgmt | For | For | For | |
4 | Elect Euleen Goh as Director | Mgmt | For | For | For | |
5 | Re-elect Mary Francis as Director | Mgmt | For | For | For | |
6 | Re-elect Carole Piwnica as Director | Mgmt | For | For | For | |
7 | Re-elect Russell Walls as Director | Mgmt | For | For | For | |
8 | Re-elect Richard Goeltz as Director | Mgmt | For | For | For | |
9 | Reappoint Ernst & Young LLP as Auditors of the Company | Mgmt | For | For | For | |
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
11 | Approve Increase in Authorised Ordinary Share Capital from GBP 1,950,000,000 and EUR 700,000,000 to GBP 2,500,000,000 and EUR 700,000,000 | Mgmt | For | For | For | |
12 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 221,475,135 and an Additional Amount Pursuant to a Rights Issue of up to GBP 442,950,270 After Deducting Any Securities Issued Under the General Authority | Mgmt | For | For | For | |
13 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 33,221,270 | Mgmt | For | For | For | |
14 | Approve Remuneration Report | Mgmt | For | For | For | |
15 | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Mgmt | For | For | For | |
16 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 100,000 | Mgmt | For | For | For | |
17 | Approve Scrip Dividend Program | Mgmt | For | For | For | |
18 | Authorise 265,000,000 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |
19 | Authorise 100,000,000 8 3/4 Percent Cumulative Irredeemable Preference Shares for Market Purchase | Mgmt | For | For | For | |
20 | Authorise 100,000,000 8 3/8 Percent Cumulative Irredeemable Preference Shares Preference Shares for Market Purchase | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 229,350 | 229,350 | ||||
Total: | 229,350 | 229,350 | ||||
Deutsche Telekom AG | ||||||
Meeting Date/Type | 30/04/09 AGM | Security | D2035M136 | Shares | 341,619 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | |||||
2 | Approve Allocation of Income and Dividends of EUR 0.78 per Share | Mgmt | For | For | For | |
3 | Approve Discharge of Management Board for Fiscal 2008 | Mgmt | For | For | For | |
4 | Approve Postponement of Discharge for Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | Mgmt | For | For | For | |
5 | Approve Discharge of Supervisory Board Members, Excluding Klaus Zumwinkel, for Fiscal 2008 | Mgmt | For | For | For | |
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2009 | Mgmt | For | For | For | |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |
8 | Elect Joerg Asmussen to the Supervisory Board | Mgmt | For | For | For | |
9 | Elect Ulrich Schroeder to the Supervisory Board | Mgmt | For | For | For | |
10 | Approve Affiliation Agreements with Subsidiary Interactive Media CCSP GmbH | Mgmt | For | For | For | |
11 | Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights | Mgmt | For | For | For | |
12 | Approve Creation of EUR 38.4 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | For | |
13 | Amend Articles Re: Audio/Video Transmission of Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Mgmt | For | For | For | |
14 | Amend Articles Re: Attestation of Shareholding and Voting Rights Representation at Annual Meeting due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 341,619 | 341,619 | ||||
Total: | 341,619 | 341,619 | ||||
Intesa SanPaolo SPA | ||||||
Meeting Date/Type | 30/04/09 MIX | Security | T55067101 | Shares | 1,103,188 | |
Record Date | 04/24/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Ordinary Business | ||||||
1 | Approve Allocation of Income | Mgmt | For | For | For | |
2 | Integrate Remuneration of External Auditors | Mgmt | For | For | For | |
Special Business | ||||||
1 | Amend Company Bylaws to Comply with Bank of Italy's Regulation | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 1,103,188 | 1,103,188 | ||||
Total: | 1,103,188 | 1,103,188 | ||||
GKN plc | ||||||
Meeting Date/Type | 07/05/09 AGM | Security | G39004232 | Shares | 378,312 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Re-elect Roy Brown as Director | Mgmt | For | For | For | |
3 | Re-elect Sir Kevin Smith as Director | Mgmt | For | For | For | |
4 | Re-elect William Seeger, Jr as Director | Mgmt | For | For | For | |
5 | Re-elect Helmut Mamsch as Director | Mgmt | For | For | For | |
6 | Re-elect Sir Christopher Meyer as Director | Mgmt | For | For | For | |
7 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | For | |
8 | Authorise Board to Determine Remuneration of Auditors | Mgmt | For | For | For | |
9 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 117,586,615 and an Additional Amount Pursuant to a Rights Issue of up to GBP 235,173,230 After Deducting Any Securities Issued Under the General Authority | Mgmt | For | For | For | |
10 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 18,597,598 | Mgmt | For | For | For | |
11 | Approve Increase in Authorised Ordinary Share Capital from GBP 450,000,000 to GBP 608,000,000 | Mgmt | For | For | For | |
12 | Approve Remuneration Report | Mgmt | For | For | For | |
13 | Authorise 70,551,969 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |
14 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other than Political Parties and to Incur EU Political Expenditure up to GBP 200,000 | Mgmt | For | For | For | |
15 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Days' Notice | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 378,312 | 378,312 | ||||
Total: | 378,312 | 378,312 | ||||
Jardine Matheson Holdings Ltd. | ||||||
Meeting Date/Type | 07/05/09 AGM | Security | G50736100 | Shares | 78,800 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Financial Statements and Auditor's Report and Declare Final Dividend | Mgmt | For | For | For | |
2 | Reelect Jenkin Hui as Director | Mgmt | For | Against | Against | |
3 | Reelect R.C.Kwok as Director | Mgmt | For | Against | Against | |
4 | Reelect James Riley as Director | Mgmt | For | Against | Against | |
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | Against | Against | |
6 | Authorize Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 52.1 Million and without Pre-emptive Rights up to Aggregate Nominal Amount of USD 7.8 Million | Mgmt | For | For | For | |
7 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 78,800 | 78,800 | ||||
Total: | 78,800 | 78,800 | ||||
Unilever plc | ||||||
Meeting Date/Type | 13/05/09 AGM | Security | G92087165 | Shares | 249,782 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend of 40.19 Pence Per Ordinary Share | Mgmt | For | For | For | |
4 | Re-elect James Lawrence as Director | Mgmt | For | For | For | |
5 | Re-elect Paul Polman as Director | Mgmt | For | For | For | |
6 | Re-elect The Lord Brittan of Spennithorne as Director | Mgmt | For | For | For | |
7 | Re-elect Wim Dik as Director | Mgmt | For | For | For | |
8 | Re-elect Charles Golden as Director | Mgmt | For | For | For | |
9 | Re-elect Byron Grote as Director | Mgmt | For | For | For | |
10 | Re-elect Narayana Murthy as Director | Mgmt | For | For | For | |
11 | Re-elect Hixonia Nyasulu as Director | Mgmt | For | For | For | |
12 | Re-elect Kees Storm as Director | Mgmt | For | For | For | |
13 | Re-elect Michael Treschow as Director | Mgmt | For | For | For | |
14 | Re-elect Jeroen van der Veer as Director | Mgmt | For | For | For | |
15 | Elect Louise Fresco as Director | Mgmt | For | For | For | |
16 | Elect Ann Fudge as Director | Mgmt | For | For | For | |
17 | Elect Paul Walsh as Director | Mgmt | For | For | For | |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | For | |
19 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 13,290,000 | Mgmt | For | For | For | |
21 | Subject to the Passing of the Previous Resolution, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,000,000 | Mgmt | For | For | For | |
22 | Authorise 131,000,000 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |
23 | Auth. Company and its Subsidiaries to Make EU Political Donations to Political Parties and Independent Election Candidates up to GBP 0.1M, to Political Org. Other Than Political Parties up to GBP 0.1M and to Incur EU Political Expenditure up to GBP 0.1M | Mgmt | For | For | For | |
24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Days' Clear Notice | Mgmt | For | For | For | |
25 | Authorise Directors to Agree to Modify the Agreement Dated 28 June, 1946 (as Amended by Supplemental Agreements Dated 20 July, 1951, 21 December, 1981 and 15 May, 2006) with Unilever N.V. of the Netherlands known as the Equalisation Agreement | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 249,782 | 249,782 | ||||
Total: | 249,782 | 249,782 | ||||
Unilever plc | ||||||
Meeting Date/Type | 13/05/09 EGM | Security | G92087165 | Shares | 249,782 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Amend Unilever plc Equalisation Agreement | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 249,782 | 249,782 | ||||
Total: | 249,782 | 249,782 | ||||
Hongkong Electric Holdings Ltd. | ||||||
Meeting Date/Type | 14/05/09 AGM | Security | Y33549117 | Shares | 431,500 | |
Record Date | 05/06/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Final Dividend | Mgmt | For | For | For | |
3a | Reelect Neil Douglas McGee as Director | Mgmt | For | For | For | |
3b | Reelect Ralph Raymond Shea as Director | Mgmt | For | For | For | |
3c | Reelect Wan Chi-tin as Director | Mgmt | For | Against | Against | |
3d | Reelect Wong Chung-hin as Director | Mgmt | For | For | For | |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 431,500 | 431,500 | ||||
Total: | 431,500 | 431,500 | ||||
Total SA | ||||||
Meeting Date/Type | 15/05/09 MIX | Security | F92124100 | Shares | 110,371 | |
Record Date | 05/12/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Ordinary Business | ||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Mgmt | For | For | For | |
4 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | Mgmt | For | For | For | |
5 | Approve Transaction with Thierry Desmarest | Mgmt | For | For | For | |
6 | Approve Transaction with Christophe de Margerie | Mgmt | For | Against | Against | |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
8 | Reelect Anne Lauvergeon as Director | Mgmt | For | Against | Against | |
9 | Reelect Daniel Bouton as Director | Mgmt | For | Against | Against | |
10 | Reelect Bertrand Collomb as Director | Mgmt | For | For | For | |
11 | Reelect Christophe de Margerie as Director | Mgmt | For | For | For | |
12 | Reelect Michel Pebereau as Director | Mgmt | For | Against | Against | |
13 | Electe Patrick Artus as Director | Mgmt | For | For | For | |
Special Business | ||||||
14 | Amend Article 12 of Bylaws Re: Age Limit for Chairman | Mgmt | For | For | For | |
Shareholder Proposals | ||||||
A | Amend Article 19 of Bylaws Re: Disclosure of Individual Stock Plans | ShrHoldr | Against | Against | Against | |
B | Amend Article 11 of Bylaws Re: Nomination of Employees Shareholders Representative to the Board of Directors | ShrHoldr | Against | Against | Against | |
C | Approve Restricted Stock Plan to All Employees | ShrHoldr | Against | Against | Against | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 110,371 | 110,371 | ||||
Total: | 110,371 | 110,371 | ||||
BG Group plc | ||||||
Meeting Date/Type | 18/05/09 AGM | Security | G1245Z108 | Shares | 213,985 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend of 6.55 Pence Per Ordinary Share | Mgmt | For | For | For | |
4 | Elect Sir David Manning as Director | Mgmt | For | For | For | |
5 | Elect Martin Houston as Director | Mgmt | For | For | For | |
6 | Re-elect Sir Robert Wilson as Director | Mgmt | For | For | For | |
7 | Re-elect Frank Chapman as Director | Mgmt | For | For | For | |
8 | Re-elect Ashley Almanza as Director | Mgmt | For | For | For | |
9 | Re-elect Jurgen Dormann as Director | Mgmt | For | For | For | |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | For | |
11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
12 | Authorise the Company to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 15,000, to Political Organisations Other Than Political Parties up to GBP 15,000 and Incur EU Political Expenditure up to GBP 20,000 | Mgmt | For | For | For | |
13 | Approve Increase in Authorised Ordinary Share Capital from GBP 500,000,001 to GBP 600,000,001 | Mgmt | For | For | For | |
14 | Issue of Equity with Pre-emptive Rights Under General Authority up to Aggregate Nominal Amount of GBP 116,481,140 and Additional Amount Pursuant to a Rights Issue of up to GBP 111,926,886 | Mgmt | For | For | For | |
15 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount GBP 16,789,033 | Mgmt | For | For | For | |
16 | Authorise 335,780,660 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |
17 | Amend Articles of Association Re: Form of the Company's Share Capital | Mgmt | For | For | For | |
18 | Adopt New Articles of Association | Mgmt | For | For | For | |
19 | Approve That a General Meeting, Other Than an Annual General Meeting, May Be Called on Not Less Than 14 Clear Days' Notice | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 213,985 | 213,985 | ||||
Total: | 213,985 | 213,985 | ||||
Societe generale | ||||||
Meeting Date/Type | 19/05/09 MIX | Security | F43638141 | Shares | 52,242 | |
Record Date | 05/14/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Ordinary Business | ||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Treatment of Losses and Dividends of EUR 1.20 per Share | Mgmt | For | For | For | |
3 | Approve Stock Dividend Program | Mgmt | For | For | For | |
4 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
5 | Approve Special Auditors' Report Presenting Ongoing Related-Party Transactions | Mgmt | For | For | For | |
6 | Approve Ongoing Transactions with Daniel Bouton, Phlippe Citerne, and Didier Alix Re: Pension Benefits | Mgmt | For | For | For | |
7 | Approve Transaction with Severin Cabannes and Frederic Oudea Re: Pension Benefits | Mgmt | For | For | For | |
8 | Approve Transaction with Frederic Oudea Re: Severance Payment and Non-Compete Agreement | Mgmt | For | For | For | |
9 | Reelect Jean Azema as Director | Mgmt | For | For | For | |
10 | Reelect Elisabeth Lulin as Director | Mgmt | For | For | For | |
11 | Ratify Appointment of Robert Castaigne as Director | Mgmt | For | For | For | |
12 | Elect Jean-Bernard Levy as Director | Mgmt | For | For | For | |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | Against | Against | |
Special Business | ||||||
14 | Add Article 20 to the Bylaws Re: Court Jurisdiction | Mgmt | For | Against | Against | |
15 | Authorize Issuance of Preferred Stock (Class B) without Preemptive Rights , and without Voting Rights Attached, in Favor of Societe de Prise de Participation de l'Etat (SPPE) for up to Aggregate Nominal Amount of EUR 241.9 Million | Mgmt | For | For | For | |
16 | Amend Bylaws to Integrate Preferred Stock (Class B) in Capital, Subject to Approval of Item 15 | Mgmt | For | For | For | |
17 | Approve Employee Stock Purchase Plan | Mgmt | For | Against | Against | |
18 | Amend Limit Set Under Item 10 of the May 27, 2008 General Meeting for Issuance With Preemptive Rights | Mgmt | For | For | For | |
19 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 52,242 | 52,242 | ||||
Total: | 52,242 | 52,242 | ||||
Royal Dutch Shell plc | ||||||
Meeting Date/Type | 19/05/09 AGM | Security | G7690A100 | Shares | 216,903 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | Against | Against | |
3 | Elect Simon Henry as Director | Mgmt | For | For | For | |
4 | Re-elect Lord Kerr of Kinlochard as Director | Mgmt | For | For | For | |
5 | Re-elect Wim Kok as Director | Mgmt | For | For | For | |
6 | Re-elect Nick Land as Director | Mgmt | For | For | For | |
7 | Re-elect Jorma Ollila as Director | Mgmt | For | For | For | |
8 | Re-elect Jeroen van der Veer as Director | Mgmt | For | For | For | |
9 | Re-elect Hans Wijers as Director | Mgmt | For | For | For | |
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | For | |
11 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million | Mgmt | For | For | For | |
13 | Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million | Mgmt | For | For | For | |
14 | Authorise 624 Million Ordinary Shares for Market Purchase | Mgmt | For | For | For | |
15 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 216,903 | 216,903 | ||||
Total: | 216,903 | 216,903 | ||||
GlaxoSmithKline plc | ||||||
Meeting Date/Type | 20/05/09 AGM | Security | G3910J112 | Shares | 361,430 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Elect James Murdoch as Director | Mgmt | For | For | For | |
4 | Re-elect Larry Culp as Director | Mgmt | For | For | For | |
5 | Re-elect Sir Crispin Davis as Director | Mgmt | For | For | For | |
6 | Re-elect Dr Moncef Slaoui as Director | Mgmt | For | For | For | |
7 | Re-elect Tom de Swaan as Director | Mgmt | For | For | For | |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | For | |
9 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
10 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 | Mgmt | For | For | For | |
11 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 432,359,137 and an Additional Amount Pursuant to a Rights Issue of up to GBP 864,692,333 After Deducting Any Securities Issued Under the General Authority | Mgmt | For | For | For | |
12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 64,854,519 | Mgmt | For | For | For | |
13 | Authorise 518,836,153 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |
14 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditor's Reports | Mgmt | For | For | For | |
15 | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Mgmt | For | For | For | |
16 | Approve GlaxoSmithKline 2009 Performance Share Plan | Mgmt | For | For | For | |
17 | Approve GlaxoSmithKline 2009 Share Option Plan | Mgmt | For | For | For | |
18 | Approve GlaxoSmithKline 2009 Deferred Annual Bonus Plan | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 361,430 | 361,430 | ||||
Total: | 361,430 | 361,430 | ||||
France Telecom | ||||||
Meeting Date/Type | 26/05/09 MIX | Security | F4113C103 | Shares | 173,156 | |
Record Date | 05/21/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Ordinary Business | ||||||
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Mgmt | For | For | For | |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Mgmt | For | Against | Against | |
5 | Renew Appointment of Ernst and Young Audit as Auditor | Mgmt | For | For | For | |
6 | Renew Appointment of Auditex as Alternate Auditor | Mgmt | For | For | For | |
7 | Renew Appointment of Deloitte and Associes as Auditor | Mgmt | For | For | For | |
8 | Renew Appointment of BEAS as Alternate Auditor | Mgmt | For | For | For | |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Special Business | ||||||
10 | Amend Article 13 of Bylaws Re: Shareholding Requirements for Directors | Mgmt | For | For | For | |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Mgmt | For | For | For | |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights, with the Possibility Not to Offer them to the Public, up to Aggregate Nominal Amount of EUR 1.5 Billion | Mgmt | For | For | For | |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |
14 | Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers | Mgmt | For | For | For | |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
16 | Authorize Capital Increase of up to EUR 70 Million Reserved for Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement | Mgmt | For | For | For | |
17 | Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement | Mgmt | For | For | For | |
18 | Set Global Limit for Capital Increase to Result from All Issuance Requests at EUR 3.5 Billion | Mgmt | For | For | For | |
19 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 7 Billion | Mgmt | For | For | For | |
20 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
21 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | Against | |
22 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
24 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 173,156 | 173,156 | ||||
Total: | 173,156 | 173,156 | ||||
Reed Elsevier NV | ||||||
Meeting Date/Type | 26/05/09 EGM | Security | N73430113 | Shares | 250,088 | |
Record Date | 05/05/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Special Meeting | ||||||
1 | Open Meeting | |||||
2 | Elect Anthony Habgood to Supervisory Board | Mgmt | For | For | For | |
3 | Close Meeting | |||||
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 250,088 | 250,088 | ||||
Total: | 250,088 | 250,088 | ||||
Seven & i Holdings Co Ltd | ||||||
Meeting Date/Type | 28/05/09 AGM | Security | J7165H108 | Shares | 144,300 | |
Record Date | 02/28/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Allocation of Income, With a Final Dividend of JPY 29 | Mgmt | For | For | For | |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Mgmt | For | For | For | |
3.1 | Elect Director | Mgmt | For | For | For | |
3.2 | Elect Director | Mgmt | For | For | For | |
3.3 | Elect Director | Mgmt | For | For | For | |
3.4 | Elect Director | Mgmt | For | For | For | |
3.5 | Elect Director | Mgmt | For | For | For | |
3.6 | Elect Director | Mgmt | For | For | For | |
3.7 | Elect Director | Mgmt | For | For | For | |
3.8 | Elect Director | Mgmt | For | For | For | |
3.9 | Elect Director | Mgmt | For | For | For | |
3.10 | Elect Director | Mgmt | For | For | For | |
3.11 | Elect Director | Mgmt | For | For | For | |
3.12 | Elect Director | Mgmt | For | For | For | |
3.13 | Elect Director | Mgmt | For | For | For | |
3.14 | Elect Director | Mgmt | For | For | For | |
3.15 | Elect Director | Mgmt | For | For | For | |
4 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 144,300 | 144,300 | ||||
Total: | 144,300 | 144,300 | ||||
Compagnie de Saint Gobain | ||||||
Meeting Date/Type | 04/06/09 MIX | Security | F80343100 | Shares | 99,014 | |
Record Date | 06/01/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Ordinary Business | ||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Mgmt | For | For | For | |
4 | Authorize Payment of Dividends by Shares | Mgmt | For | For | For | |
5 | Approve Two Transactions Concluded with BNP Paribas | Mgmt | For | For | For | |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
7 | Elect Gilles Schnepp as Director | Mgmt | For | Against | Against | |
8 | Reelect Gerhard Cromme as Director | Mgmt | For | Against | Against | |
9 | Reelect Jean-Martin Folz as Director | Mgmt | For | For | For | |
10 | Reelect Michel Pebereau as Director | Mgmt | For | Against | Against | |
11 | Reelect Jean-Cyril Spinetta as Director | Mgmt | For | For | For | |
12 | Ratify Appointment of Frederic Lemoine as Director | Mgmt | For | Against | Against | |
Special Business | ||||||
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 780 million | Mgmt | For | For | For | |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Binding Priority Rights up to Aggregate Nominal Amount of EUR 295 Million | Mgmt | For | Against | Against | |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | Against | Against | |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
17 | Authorize Capitalization of Reserves of Up to EUR 95 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
18 | Approve Employee Stock Purchase Plan | Mgmt | For | Against | Against | |
19 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | Against | |
20 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | Against | |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
22 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Mgmt | For | For | For | |
23 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 99,014 | 99,014 | ||||
Total: | 99,014 | 99,014 | ||||
Wharf (Holdings) Ltd. | ||||||
Meeting Date/Type | 05/06/09 AGM | Security | Y8800U127 | Shares | 746,500 | |
Record Date | 06/01/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Final Dividend | Mgmt | For | For | For | |
3a | Reelect Peter K. C. Woo as Director | Mgmt | For | For | For | |
3b | Reelect Stephen T. H. Ng as Director | Mgmt | For | For | For | |
3c | Reelect Doreen Y. F. Lee as Director | Mgmt | For | For | For | |
3d | Reelect Paul Y. C. Tsui as Director | Mgmt | For | For | For | |
3e | Reelect Hans Michael Jebsen as Director | Mgmt | For | Against | Against | |
3f | Reelect James E. Thompson as Director | Mgmt | For | For | For | |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 746,500 | 746,500 | ||||
Total: | 746,500 | 746,500 | ||||
Taiwan Semiconductor Manufacturing Co. | ||||||
Meeting Date/Type | 10/06/09 AGM | Security | 874039100 | Shares | 276,253 | |
Record Date | 04/13/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Meeting for ADR Holders | ||||||
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | Mgmt | For | For | For | |
2 | Approve 2008 Allocation of Income and Dividends | Mgmt | For | For | For | |
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Mgmt | For | For | For | |
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | Mgmt | For | For | For | |
Election of Directors by Cumulative Voting | ||||||
5.1 | Director Morris Chang | Mgmt | For | For | For | |
5.2 | Director F.c. Tseng | Mgmt | For | For | For | |
5.3 | Director Rick Tsai | Mgmt | For | For | For | |
5.4 | Director Tain-jy Chen | Mgmt | For | For | For | |
5.5 | Director P. Leahy Bonfield | Mgmt | For | For | For | |
5.6 | Director Stan Shih | Mgmt | For | For | For | |
5.7 | Director Ms. Carly Fiorina | Mgmt | For | For | For | |
5.8 | Director Thomas J Engibous | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
C6160972 BBH International Equity 2 | 276,253 | 276,253 | ||||
Total: | 276,253 | 276,253 | ||||
Banco Santander S.A. | ||||||
Meeting Date/Type | 18/06/09 AGM | Security | E19790109 | Shares | 339,386 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended December 31, 2008 | Mgmt | For | For | For | |
2 | Approve Allocation of Income | Mgmt | For | For | For | |
3.1 | Reelect Matias Rodriguez Inciarte to the Board of Directors | Mgmt | For | For | For | |
3.2 | Reelect Manuel Soto Serrano to the Board of Directors | Mgmt | For | For | For | |
3.3 | Reelect Guillermo de la Dehesa Romero to the Board of Directors | Mgmt | For | For | For | |
3.4 | Reelect Abel Matutes Juan to the Board of Directors | Mgmt | For | For | For | |
4 | Reelect Auditors for Fiscal Year 2009 | Mgmt | For | For | For | |
5 | Authorize Repurchase of Shares in Accordance With Article 75 of Corporate Law; Void Authorization Granted on June 21, 2008 | Mgmt | For | For | For | |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 21, 2008 | Mgmt | For | For | For | |
7 | Authorize Issuance of Equity or Equity-Linked Securities up to Aggregate Nominal Amount of EUR 2.04 Billion without Preemptive Rights | Mgmt | For | For | For | |
8 | Authorize Capitalization of Reserves of 0.5: 1 Bonus Issue; Amend Article 5 Accordingly | Mgmt | For | For | For | |
9 | Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights | Mgmt | For | For | For | |
10.1 | Approve Bundled Incentive Plans Linked to Predetermined Requirements such as Total Return Results and EPS | Mgmt | For | For | For | |
10.2 | Approve Savings Plan for Abbey National Plc' Employees and other Companies of Santander Group in the U.K. | Mgmt | For | For | For | |
10.3 | Approve Issuance of 100 Shares to Employees of Sovereign Subsidiary | Mgmt | For | For | For | |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 339,386 | 339,386 | ||||
Total: | 339,386 | 339,386 | ||||
KDDI Corporation | ||||||
Meeting Date/Type | 18/06/09 AGM | Security | J31843105 | Shares | 646 | |
Record Date | 03/31/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 5500 | Mgmt | For | For | For | |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Mgmt | For | For | For | |
3.1 | Elect Director | Mgmt | For | For | For | |
3.2 | Elect Director | Mgmt | For | For | For | |
3.3 | Elect Director | Mgmt | For | For | For | |
3.4 | Elect Director | Mgmt | For | For | For | |
3.5 | Elect Director | Mgmt | For | For | For | |
3.6 | Elect Director | Mgmt | For | For | For | |
3.7 | Elect Director | Mgmt | For | For | For | |
3.8 | Elect Director | Mgmt | For | For | For | |
3.9 | Elect Director | Mgmt | For | For | For | |
3.10 | Elect Director | Mgmt | For | For | For | |
4 | Appoint Statutory Auditor | Mgmt | For | Against | Against | |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Mgmt | For | For | For | |
6 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 646 | 646 | ||||
Total: | 646 | 646 | ||||
Nitto Denko Corp. | ||||||
Meeting Date/Type | 19/06/09 AGM | Security | J58472119 | Shares | 95,500 | |
Record Date | 03/31/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Allocation of Income, With a Final Dividend of JPY 40 | Mgmt | For | For | For | |
2 | Approve Payment of Annual Bonuses to Directors | Mgmt | For | For | For | |
3 | Amend Articles To Reflect Digitalization of Share Certificates | Mgmt | For | For | For | |
4.1 | Elect Director | Mgmt | For | For | For | |
4.2 | Elect Director | Mgmt | For | For | For | |
4.3 | Elect Director | Mgmt | For | For | For | |
4.4 | Elect Director | Mgmt | For | For | For | |
4.5 | Elect Director | Mgmt | For | For | For | |
4.6 | Elect Director | Mgmt | For | For | For | |
4.7 | Elect Director | Mgmt | For | For | For | |
4.8 | Elect Director | Mgmt | For | For | For | |
4.9 | Elect Director | Mgmt | For | For | For | |
4.10 | Elect Director | Mgmt | For | Against | Against | |
5 | Approve Deep Discount Stock Option Plan and Stock Option Plan for Directors | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 95,500 | 95,500 | ||||
Total: | 95,500 | 95,500 | ||||
Chunghwa Telecom Co. Ltd. | ||||||
Meeting Date/Type | 19/06/09 AGM | Security | 17133Q403 | Shares | 87,900 | |
Record Date | 04/17/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Meeting for ADR Holders | ||||||
1 | Acceptance Of 2008 Business Report And Financial Statements | Mgmt | For | For | For | |
2 | Approval Of The Proposal For The Distribution Of 2008 Earnings | Mgmt | For | For | For | |
3 | Revision Of The Articles Of Incorporation | Mgmt | For | For | For | |
4 | Proposed Conversion Of The Capital Surplus Into Capital Stock Ofthe Company And Issuance Of New Shares | Mgmt | For | For | For | |
5 | Proposed Capital Deduction And Issuance Of Cash Dividends | Mgmt | For | For | For | |
6 | Revision Of The Procedures For Acquisition Or Disposal Of Assets | Mgmt | For | For | For | |
7 | Revision Of The Procedures For Lending Of Capital To Others | Mgmt | For | For | For | |
8 | Revision Of The Procedures For Endorsements And Guarantees | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
C6160972 BBH International Equity 2 | 87,900 | 87,900 | ||||
Total: | 87,900 | 87,900 | ||||
Telefonica S.A. | ||||||
Meeting Date/Type | 22/06/09 AGM | Security | 879382109 | Shares | 269,451 | |
Record Date | N/A | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Individual and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Mgmt | For | For | For | |
2 | Approve Dividend Charged to Unrestricted Reserves | Mgmt | For | For | For | |
3 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
4 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
5 | Approve Reduction in Capital via the Cancellation of Treasury Shares; Amend Articles Accordingly | Mgmt | For | For | For | |
6 | Ratify Auditors for Fiscal Year 2009 | Mgmt | For | For | For | |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 269,451 | 269,451 | ||||
Total: | 269,451 | 269,451 | ||||
Toyota Motor Corp. | ||||||
Meeting Date/Type | 23/06/09 AGM | Security | J92676113 | Shares | 97,900 | |
Record Date | 03/31/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Mgmt | For | For | For | |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Authorize Public Announcements in Electronic Format | Mgmt | For | For | For | |
3.1 | Elect Director | Mgmt | For | For | For | |
3.2 | Elect Director | Mgmt | For | For | For | |
3.3 | Elect Director | Mgmt | For | For | For | |
3.4 | Elect Director | Mgmt | For | For | For | |
3.5 | Elect Director | Mgmt | For | For | For | |
3.6 | Elect Director | Mgmt | For | For | For | |
3.7 | Elect Director | Mgmt | For | For | For | |
3.8 | Elect Director | Mgmt | For | For | For | |
3.9 | Elect Director | Mgmt | For | For | For | |
3.10 | Elect Director | Mgmt | For | For | For | |
3.11 | Elect Director | Mgmt | For | For | For | |
3.12 | Elect Director | Mgmt | For | For | For | |
3.13 | Elect Director | Mgmt | For | For | For | |
3.14 | Elect Director | Mgmt | For | For | For | |
3.15 | Elect Director | Mgmt | For | For | For | |
3.16 | Elect Director | Mgmt | For | For | For | |
3.17 | Elect Director | Mgmt | For | For | For | |
3.18 | Elect Director | Mgmt | For | For | For | |
3.19 | Elect Director | Mgmt | For | For | For | |
3.20 | Elect Director | Mgmt | For | For | For | |
3.21 | Elect Director | Mgmt | For | For | For | |
3.22 | Elect Director | Mgmt | For | For | For | |
3.23 | Elect Director | Mgmt | For | For | For | |
3.24 | Elect Director | Mgmt | For | For | For | |
3.25 | Elect Director | Mgmt | For | For | For | |
3.26 | Elect Director | Mgmt | For | For | For | |
3.27 | Elect Director | Mgmt | For | For | For | |
3.28 | Elect Director | Mgmt | For | For | For | |
3.29 | Elect Director | Mgmt | For | For | For | |
4 | Approve Stock Option Plan | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 97,900 | 97,900 | ||||
Total: | 97,900 | 97,900 | ||||
Astellas Pharma Inc. | ||||||
Meeting Date/Type | 23/06/09 AGM | Security | J03393105 | Shares | 95,200 | |
Record Date | 03/31/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Mgmt | For | For | For | |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Mgmt | For | For | For | |
3.1 | Elect Director | Mgmt | For | For | For | |
3.2 | Elect Director | Mgmt | For | For | For | |
3.3 | Elect Director | Mgmt | For | For | For | |
3.4 | Elect Director | Mgmt | For | For | For | |
3.5 | Elect Director | Mgmt | For | For | For | |
4 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
5 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 95,200 | 95,200 | ||||
Total: | 95,200 | 95,200 | ||||
West Japan Railway Co | ||||||
Meeting Date/Type | 23/06/09 AGM | Security | J95094108 | Shares | 518 | |
Record Date | 03/31/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
Management Proposals | ||||||
1 | Approve Allocation of Income, With a Final Dividend of JPY 3500 | Mgmt | For | For | For | |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Mgmt | For | For | For | |
Shareholder Proposals | ||||||
3.1 | Remove Director from Office | ShrHoldr | Against | Against | Against | |
3.2 | Remove Director from Office | ShrHoldr | Against | Against | Against | |
3.3 | Remove Director from Office | ShrHoldr | Against | Against | Against | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 518 | 518 | ||||
Total: | 518 | 518 | ||||
Takeda Pharmaceutical Co. Ltd. | ||||||
Meeting Date/Type | 25/06/09 AGM | Security | J8129E108 | Shares | 141,400 | |
Record Date | 03/31/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 92 | Mgmt | For | For | For | |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Mgmt | For | For | For | |
3.1 | Elect Director | Mgmt | For | For | For | |
3.2 | Elect Director | Mgmt | For | For | For | |
3.3 | Elect Director | Mgmt | For | For | For | |
3.4 | Elect Director | Mgmt | For | For | For | |
3.5 | Elect Director | Mgmt | For | For | For | |
3.6 | Elect Director | Mgmt | For | For | For | |
4.1 | Appoint Statutory Auditor | Mgmt | For | Against | Against | |
4.2 | Appoint Statutory Auditor | Mgmt | For | For | For | |
5 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 141,400 | 141,400 | ||||
Total: | 141,400 | 141,400 | ||||
Kao Corp. | ||||||
Meeting Date/Type | 26/06/09 AGM | Security | J30642169 | Shares | 220,000 | |
Record Date | 03/31/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Allocation of Income, With a Final Dividend of JPY 28 | Mgmt | For | For | For | |
2 | Amend Articles To Reflect Digitalization of Share Certificates - Amend Business Lines | Mgmt | For | For | For | |
3 | Appoint Statutory Auditor | Mgmt | For | For | For | |
4 | Appoint Alternate Statutory Auditor | Mgmt | For | For | For | |
5 | Approve Stock Option Plan | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 220,000 | 220,000 | ||||
Total: | 220,000 | 220,000 | ||||
Tokio Marine Holdings, Inc. | ||||||
Meeting Date/Type | 29/06/09 AGM | Security | J86298106 | Shares | 132,500 | |
Record Date | 03/31/2009 | |||||
Ballot Issues | Proponent | Mgmt | ISS | Vote | ||
Rec | Rec | Cast | ||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Mgmt | For | For | For | |
2 | Amend Articles To Reflect Digitalization of Share Certificates | Mgmt | For | For | For | |
3.1 | Elect Director | Mgmt | For | Against | Against | |
3.2 | Elect Director | Mgmt | For | For | For | |
3.3 | Elect Director | Mgmt | For | For | For | |
3.4 | Elect Director | Mgmt | For | For | For | |
3.5 | Elect Director | Mgmt | For | For | For | |
3.6 | Elect Director | Mgmt | For | For | For | |
3.7 | Elect Director | Mgmt | For | For | For | |
3.8 | Elect Director | Mgmt | For | Against | Against | |
3.9 | Elect Director | Mgmt | For | For | For | |
3.10 | Elect Director | Mgmt | For | For | For | |
3.11 | Elect Director | Mgmt | For | For | For | |
4 | Appoint Statutory Auditor | Mgmt | For | For | For | |
Fund Name | Shares Available | Shares Voted | ||||
6160972 BBH International Equity 2 | 132,500 | 132,500 | ||||
Total: | 132,500 | 132,500 | ||||
BBH International Equity Fund
Walter Scott and Partners Limited
Vote Summary: July 1st '08 - June 30th '09 | ||||||||||||||||||||||||||
INDUSTRIA DE DISENO TEXTIL INDITEX SA | ||||||||||||||||||||||||||
Security | E6282J109 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-Jul-2008 | ||||||||||||||||||||||||
ISIN | ES0148396015 | Agenda | 701640686 - Management | |||||||||||||||||||||||
City | EDIFICIO | Holding Recon Date | 11-Jul-2008 | |||||||||||||||||||||||
Country | Spain | Vote Deadline Date | 04-Jul-2008 | |||||||||||||||||||||||
SEDOL(s) | 7111314 - B02TMV9 - B108WP9 - B1BK287 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve the annual accounts and the management report of Industria de Diseno Textile, S.A. for FY 2007. 008 | Management | For | For | ||||||||||||||||||||||
2. | Approve the annual accounts, balance sheet, profit and loss account, statement of changes in net worth, cash flow statement and notes to the accounts, as well as the Management report of the consolidated Group, Grupo Inditex, for the FYE 31 JAN 2008, and the Company Management for the same period. | Management | For | For | ||||||||||||||||||||||
3. | Approve the application of profits and dividend distribution. | Management | For | For | ||||||||||||||||||||||
4. | Re-appoint Mr. D. Antonio Abril Abadin as a Director | Management | For | For | ||||||||||||||||||||||
5. | Re-appoint KPMG Auditores, S.L. as Auditors of the company. | Management | For | For | ||||||||||||||||||||||
6. | Authorize the Board of Directors to proceed to the derivative acquisition of own shares. | Management | For | For | ||||||||||||||||||||||
7. | Approve the remuneration of Members of the Supervision and control committees. | Management | For | For | ||||||||||||||||||||||
8. | Approve to delegate the powers to execute the agreements. | Management | For | For | ||||||||||||||||||||||
9. | Approve the information to the general meeting about the Board of Directors regulations. | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 125000 | 0 | 04-Jul-2008 | 04-Jul-2008 | |||||||||||||||||||||
6207245 | 01Q | 27000 | 0 | 04-Jul-2008 | 04-Jul-2008 | |||||||||||||||||||||
ITO EN,LTD. | ||||||||||||||||||||||||||
Security | J25027103 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jul-2008 | ||||||||||||||||||||||||
ISIN | JP3143000002 | Agenda | 701660462 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 30-Apr-2008 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jul-2008 | |||||||||||||||||||||||
SEDOL(s) | 6455789 - B02H2X5 | Quick Code | 25930 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.12 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.13 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.14 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.15 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.16 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.17 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.18 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.19 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.20 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.21 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.22 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 92900 | 76100 | 17-Jul-2008 | 17-Jul-2008 | |||||||||||||||||||||
6207245 | 01Q | 48000 | 0 | 17-Jul-2008 | 17-Jul-2008 | |||||||||||||||||||||
LEND LEASE CORP LTD | ||||||||||||||||||||||||||
Security | Q55368114 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-Nov-2008 | ||||||||||||||||||||||||
ISIN | AU000000LLC3 | Agenda | 701729634 - Management | |||||||||||||||||||||||
City | SYDNEY | Holding Recon Date | 11-Nov-2008 | |||||||||||||||||||||||
Country | Australia | Vote Deadline Date | 05-Nov-2008 | |||||||||||||||||||||||
SEDOL(s) | 0511643 - 5289815 - 6512004 - 6522122 - B02P251 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
To receive the financial report of the Company and reports of the Directors an-d the Auditor for the YE 30 JUN 2008 | Non-Voting | |||||||||||||||||||||||||
1.A | Re-elect Mr. Peter Goldmark as a Director of the Company, who retires in accordance with Rule 6.1(f) of the Constitution | Management | For | For | ||||||||||||||||||||||
1.B | Re-elect Mr. David Ryan as a Director of the Company, who retires in accordance with Rule 6.1(f) of the Constitution | Management | For | For | ||||||||||||||||||||||
1.C | Re-elect Mr. Mark Selway as a Director of the Company, who retires in accordance with Rule 6.1(e) of the Constitution | Management | For | For | ||||||||||||||||||||||
2. | Adopt the remuneration report as specified | Management | For | For | ||||||||||||||||||||||
3. | Approve that, the maximum aggregate fees which may be paid to Directors under Rule 6.3(a) of the Constitution in any year be increased from AUD 1,700,000 to AUD 2,500,000 | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 480000 | 0 | 05-Nov-2008 | 05-Nov-2008 | |||||||||||||||||||||
6207245 | 01Q | 115000 | 0 | 05-Nov-2008 | 05-Nov-2008 | |||||||||||||||||||||
CENTRICA PLC, WINDSOR BERKSHIRE | ||||||||||||||||||||||||||
Security | G2018Z143 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-Nov-2008 | ||||||||||||||||||||||||
ISIN | GB00B033F229 | Agenda | 701760185 - Management | |||||||||||||||||||||||
City | LONDON | Holding Recon Date | 19-Nov-2008 | |||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 17-Nov-2008 | |||||||||||||||||||||||
SEDOL(s) | B033F22 - B03HHY0 - B03J9H3 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve to increase the authorized share capital of the Company from GBP 275,100,000, divided into 4,455,000,000 ordinary shares of 6 14/81 pence each and 100,000 cumulative preference shares of GBP 1 each, to GBP 432,098,765 divided into 7,000,000,000 ordinary shares of 6 14/81 pence each and 100,000 cumulative preference shares of GBP 1 each by the creation of 2,545,000,000 ordinary shares of 6 14/81 pence each forming a single class with the existing ordinary shares of 6 14/81 pence each in the Company; and Authorize the Directors, purpose of Section 80 of the Companies Act 1985, to allot relevant securities up to an aggregate nominal amount of GBP 180,515,131[Authority expires the earlier of the conclusion of the AGM of the Company in 2009 or 20 FEB 2010]; and the Directors may allot relevant securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry | Management | For | For | ||||||||||||||||||||||
S.2 | Authorize the Directors, subject to the passing of Resolution 1 and to allot equity securities [as defined in Section 94 of the Companies Act 1985]; [Section 89(1) of the Companies Act 1985], did not apply to such allotment of equity securities a) in connection with a rights issue, and b) up to an aggregate nominal amount of GBP 15,700,000; [Authority expires the earlier of the conclusion of the AGM of the Company in 2009 or 20 FEB 2010]; and, authorize the Directors to allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 900000 | 0 | 17-Nov-2008 | 17-Nov-2008 | |||||||||||||||||||||
6207245 | 01Q | 245000 | 0 | 17-Nov-2008 | 17-Nov-2008 | |||||||||||||||||||||
NOVARTIS AG | �� | |||||||||||||||||||||||||
Security | H5820Q150 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Feb-2009 | ||||||||||||||||||||||||
ISIN | CH0012005267 | Agenda | 701810168 - Management | |||||||||||||||||||||||
City | BASEL | Holding Recon Date | 19-Feb-2009 | |||||||||||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 10-Feb-2009 | ||||||||||||||||||||||
SEDOL(s) | 7103065 - 7105083 - B01DMY5 - B10S3M3 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve the annual report, the financial statements of Novartis AG and the Group consolidated financial statements for the business year 2008 | Management | For | For | ||||||||||||||||||||||
2. | Grant discharge, from liability, to the Members of the Board of Directors and the Executive Committee for their activities during the business year 2008 | Management | For | For | ||||||||||||||||||||||
3. | Approve the appropriation of the available earnings as per the balance sheet and declaration of dividend as follows: dividend: CHF 4,906,210,030 and balance to be carried forward: CHF 9,376,005,541; payment will be made with effect from 27 FEB 2009 | Management | For | For | ||||||||||||||||||||||
4. | Approve to cancel 6,000,000 shares repurchased under the 6th Share Repurchase Program and to reduce the share capital accordingly by CHF 3,000,000 from CHF 1,321,811,500 to CHF 1,318,811,500; and amend Article 4 of the Articles of Incorporation as specified | Management | For | For | ||||||||||||||||||||||
5.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDERS' PROPOSAL: Amend Articles 18 and 25 of the Articles of Incorporation as specified | Shareholder | Against | For | ||||||||||||||||||||||
5.2 | Amend Article 2 Paragraph 3 of the Articles of Incorporation as specified | Management | For | For | ||||||||||||||||||||||
5.3 | Amend Articles 18 and 28 of the Articles of Incorporation as specified | Management | For | For | ||||||||||||||||||||||
6.1 | Acknowledge that, at this AGM, Prof. Peter Burckhardt M.D. is resigning from t-he Board of Directors, having reached the age limit, at his own wish and Prof.-William W. George is also resigning from the Board of Directors | Non-Voting | ||||||||||||||||||||||||
6.2.A | Re-elect Prof. Srikant M. Datar, Ph.D, to the Board of Directors, for a 3 year term | Management | For | For | ||||||||||||||||||||||
6.2.B | Re-elect Mr. Andreas Von Planta, Ph.D, to the Board of Directors, for a 3 year term | Management | For | For | ||||||||||||||||||||||
6.2.C | Re-elect Dr.-Ing. Wendelin Wiedeking, to the Board of Directors, for a 3 year term | Management | For | For | ||||||||||||||||||||||
6.2.D | Re-elect Prof. Rolf. M. Zinkernagel, M.D, to the Board of Directors, for a 3 year term | Management | For | For | ||||||||||||||||||||||
6.3 | Elect Prof. William Brody, M.D, Ph.D, to the Board of Directors, for a 3 year term | Management | For | For | ||||||||||||||||||||||
7. | Appoint PricewaterhouseCoopers AG, as the Auditors of Novartis AG, for a further year | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 78000 | 0 | 10-Feb-2009 | 10-Feb-2009 | |||||||||||||||||||||
6207245 | 01Q | 28500 | 0 | 10-Feb-2009 | 10-Feb-2009 | |||||||||||||||||||||
SGS SA | ||||||||||||||||||||||||||
Security | H7484G106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Mar-2009 | ||||||||||||||||||||||||
ISIN | CH0002497458 | Agenda | 701831605 - Management | |||||||||||||||||||||||
City | GENEVA | Holding Recon Date | 19-Mar-2009 | |||||||||||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 10-Mar-2009 | ||||||||||||||||||||||
SEDOL(s) | 4824778 - B11BPZ8 - B1DZ2Q8 - B2Q8F73 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve the annual reports accounts of SGS SA and the SGS Group | Management | For | For | ||||||||||||||||||||||
2. | Approve the 2008 remuneration report [consulatative vote] | Management | For | For | ||||||||||||||||||||||
3. | Approve to release the Board of Directors and the Management | Management | For | For | ||||||||||||||||||||||
4. | Approve the decision on the appropriation of profits resulting from the balance sheet of SGS SA | Management | For | For | ||||||||||||||||||||||
5.1 | Elect Mr. Carlo Sant Albano as the Board of Directors | Management | Against | Against | ||||||||||||||||||||||
5.2 | Elect Dr. Peter Kalantzis as the Board of Directors | Management | Against | Against | ||||||||||||||||||||||
6. | Elect the Auditors | Management | For | For | ||||||||||||||||||||||
7. | Amend the Article 5 of the Articles of Incorporation [authorized increase of share capital] | Management | Against | Against | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 3600 | 0 | 10-Mar-2009 | 10-Mar-2009 | |||||||||||||||||||||
6207245 | 01Q | 900 | 0 | 10-Mar-2009 | 10-Mar-2009 | |||||||||||||||||||||
CHUGAI PHARMACEUTICAL CO.,LTD. | ||||||||||||||||||||||||||
Security | J06930101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Mar-2009 | ||||||||||||||||||||||||
ISIN | JP3519400000 | Agenda | 701829383 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 30-Dec-2008 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 13-Mar-2009 | |||||||||||||||||||||||
SEDOL(s) | 5884533 - 6196408 - B021MD7 | Quick Code | 45190 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||||||||||||||||||
2 | Amend Articles to: Approve Minor Revisions, Approve Minor Revisions Related to the Updated Laws and Regulaions | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
5 | Approve Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Officers | Management | For | For | ||||||||||||||||||||||
6 | Approve Details of Stock-Based Compensation Plan and Stock Option Plan for Corporate Officers | Management | Against | Against | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 240000 | 0 | 13-Mar-2009 | 13-Mar-2009 | |||||||||||||||||||||
6207245 | 01Q | 34000 | 0 | 13-Mar-2009 | 13-Mar-2009 | |||||||||||||||||||||
CANON INC. | ||||||||||||||||||||||||||
Security | J05124144 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2009 | ||||||||||||||||||||||||
ISIN | JP3242800005 | Agenda | 701829395 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 30-Dec-2008 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 17-Mar-2009 | |||||||||||||||||||||||
SEDOL(s) | 5485271 - 6172323 - B021CR1 - B16MTZ4 | Quick Code | 77510 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||||||||||||||||||
2 | Amend Articles to: Approve Minor Revisions, Approve Minor Revisions Related to the Updated Laws and Regulaions | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.13 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.14 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.15 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.16 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.17 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.18 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.19 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.20 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.21 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.22 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.23 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.24 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.25 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4 | Approve Provision of Retirement Allowance for Corporate Auditors | Management | For | For | ||||||||||||||||||||||
5 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||||||||||||||
6 | Allow Board to Authorize Use of Stock Options, and Authorize Use of Stock Options | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 116000 | 0 | 17-Mar-2009 | 17-Mar-2009 | |||||||||||||||||||||
6207245 | 01Q | 32050 | 0 | 17-Mar-2009 | 17-Mar-2009 | |||||||||||||||||||||
NOBEL BIOCARE | ||||||||||||||||||||||||||
Security | H5783Q130 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 06-Apr-2009 | ||||||||||||||||||||||||
ISIN | CH0037851646 | Agenda | 701848016 - Management | |||||||||||||||||||||||
City | ZURICH | Holding Recon Date | 10-Mar-2009 | |||||||||||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 24-Mar-2009 | ||||||||||||||||||||||
SEDOL(s) | 7385722 - 7389713 - 7413322 - B28ZVV8 - B2QPCB7 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve to propose the Board of Directors, annual report and consolidated financial statements for 2008 | Management | For | For | ||||||||||||||||||||||
2. | Approve the statutory financial statements of Nobel Biocare Holding Ltd for 2008 | Management | For | For | ||||||||||||||||||||||
3. | Approve the appropriate available earnings/dividends for 2008 as specified | Management | For | For | ||||||||||||||||||||||
4. | Grant discharge to the Members of the Board of Directors for their services in the business year 2008 | Management | For | For | ||||||||||||||||||||||
5.1 | Re-elect Mr. Stig Eriksson by way of separate election for a 1 year term of office until the next AGM | Management | For | For | ||||||||||||||||||||||
5.2 | Re-elect Mr. Antoine Firmenich by way of separate election for a 1 year term of office until the next AGM | Management | For | For | ||||||||||||||||||||||
5.3 | Re-elect Mr. Edgar Fluri by way of separate election for a 1 year term of office until the next AGM | Management | For | For | ||||||||||||||||||||||
5.4 | Re-elect Mr. Robert lilja by way of separate election for a 1 year term of office until the next AGM | Management | For | For | ||||||||||||||||||||||
5.5 | Re-elect Mrs. Jane Royston by way of separate election for a 1 year term of office until the next AGM | Management | For | For | ||||||||||||||||||||||
5.6 | Re-elect Mr. Rolf Soiron by way of separate election for a 1 year term of office until the next AGM | Management | For | For | ||||||||||||||||||||||
5.7 | Re-elect Mr. Rolf Watter by way of separate election for a 1 year term of office until the next AGM | Management | For | For | ||||||||||||||||||||||
5.8 | Re-elect Mr. Ernst Zaengerle by way of separate election for a 1 year term of office until the next AGM | Management | For | For | ||||||||||||||||||||||
6. | Re-elect KPMG AG Zurich as Auditor of the business year 2009 | Management | For | For | ||||||||||||||||||||||
7. | Authorize the Board of Directors to issue a total maximum of 25,000,000 new shares of follows; authorized share capital, so that the Board of Directors is authorized to increase the share capital until 06 APR 2011 by an amount up to CHF 10,000,000 by issuing up to 25,000,000 fully paid-up registered shares with a nominal value of CHF 0.40 each and; conditional share capital in the amount of up to CHF 10,000,000 by issuing up to 25,000,000 fully paid-up registered shares with a nominal value of CHF 0.40 all according to the conditions of the proposed new Articles 3b and 3c of the Articles of Incorporation as specified | Management | Against | Against | ||||||||||||||||||||||
8. | Approve the cancellation of 532,000 shares with a par value of CHF 0.40 each acquired in 2008 with in the scope of the repurchase program according to the resolution of the Annual General Meeting of 27 MAR 2008, and the corresponding reduction of the share capital from CHF 49,726,612 by CHF 212,800 to CHF 49,513,812 using the amount resulting from the reduction to dissolve the corresponding reserve for treasury shares; to declare, as a result of the audit report prepared in accordance with article 732 paragraph 2 of the swiss code of obligations that the claims by the creditors are fully covered notwithstanding the above reduction of the share capital; and; to amend article 3 paragraph 1 of the articles of incorporation as follows | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 165000 | 0 | 23-Mar-2009 | 23-Mar-2009 | |||||||||||||||||||||
6207245 | 01Q | 16500 | 0 | 23-Mar-2009 | 23-Mar-2009 | |||||||||||||||||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | ||||||||||||||||||||||||||
Security | Y20246107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 08-Apr-2009 | ||||||||||||||||||||||||
ISIN | SG1L01001701 | Agenda | 701851330 - Management | |||||||||||||||||||||||
City | SINGAPORE | Holding Recon Date | 06-Apr-2009 | |||||||||||||||||||||||
Country | Singapore | Vote Deadline Date | 30-Mar-2009 | |||||||||||||||||||||||
SEDOL(s) | 5772014 - 5783696 - 6175203 - B01DFX5 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Receive and approve the Directors' report and audited accounts for the YE 31 DEC 2008 and the Auditors' report thereon | Management | For | For | ||||||||||||||||||||||
2. | Declare a one-tier tax exempt final dividend of 14 cents per ordinary share, for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
3.A | Approve to sanction the amount of SGD 1,475,281 proposed as Director's fees for 2008 | Management | For | For | ||||||||||||||||||||||
3.B | Approve to sanction the amount of SGD 2,000,000 proposed as special remuneration for Mr. Koh Boon Hwee for 2008 | Management | For | For | ||||||||||||||||||||||
4. | Re-appoint Messrs. PricewaterhouseCoopers as the Auditors of the Company and authorize the Directors to fix their remuneration | Management | For | For | ||||||||||||||||||||||
5.A | Re-elect Mr. Koh Boon Hwee as a Director, who are retiring under Article 95 of the Company's Articles of Association | Management | For | For | ||||||||||||||||||||||
5.B | Re-elect Mr. Christopher Cheng Wai Chee as a Director, who are retiring under Article 95 of the Company's Articles of Association | Management | For | For | ||||||||||||||||||||||
6.A | Re-elect Mr. Richard Daniel Stanley, as a Director, who are retiring under Article 101 of the Company's Articles Association | Management | For | For | ||||||||||||||||||||||
6.B | Re-elect Ms. Euleen Goh Yiu Kiang, as a Director, who are retiring under Article 101 of the Company's Articles Association | Management | For | For | ||||||||||||||||||||||
6.C | Re-elect Dr. Bart Joseph Broadman, as a Director, who are retiring under Article 101 of the Company's Articles Association | Management | For | For | ||||||||||||||||||||||
7. | Re-appoint Mr. Andrew Robert Fowell Buxton as a Director pursuant to Section 153[6] of the Companies Act, Chapter 50, to hold office from the date of this AGM until the next AGM the Company | Management | For | For | ||||||||||||||||||||||
8.A | Authorize the Board of Directors of the Company to a] allot and issue from time to time such number of ordinary shares in the capital of the Company [DBSH ordinary shares] as may be required to be issued pursuant to the exercise of options under the DBSH share option plan; and b] offer and grant awards in accordance with the provisions of the DBSH share plan and to allot and issue from time to time such number of DBSH ordinary shares as may be required to be issued pursuant to the vesting of awards under the DBSH share plan, provided always that the aggregate number of new DBSH ordinary shares to be issued pursuant to the exercise of options granted under the DBSH share option plan and the vesting of awards granted or to be granted under the DBSH share plan shall not exceed 7.5% of the total number of issued shares [excluding treasury shares] in the capital of the Company from time to time | Management | Against | Against | ||||||||||||||||||||||
8.B | Authorize the Directors of the Company to a] [i] issue shares in the capital of the Company [shares] whether by way of rights, bonus or otherwise; and/or [ii] make or grant offers, agreements or options [collectively, "Instruments"] that might or would require shares to be issued, including but not limited to the creation and issue of [as well as adjustments to] warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons | Management | Against | Against | ||||||||||||||||||||||
as the Directors may in their absolute discretion deem fit; and [b] [notwithstanding the authority conferred by this resolution may have ceased to be in force] issue shares in pursuance of any instrument made or granted by the Directors while this Resolution was in force, provided that [1] the aggregate number of shares to be issued pursuant to this resolution [including shares to be issued in pursuance of instruments made or granted pursuant to this Resolution] does not exceed 50% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as calculated in accordance with paragraph [2] below], of which the aggregate number of shares to be issued other than on a pro rata basis to shareholders of the Company [including shares to be issued in pursuance of instruments made or granted pursuant to this resolution] does not exceed 10% of the total number of issued shares [excluding treasury shares] in the capital of the Company [as calculated in accordance with paragraph [2] below; | ||||||||||||||||||||||||||
[2] [subject to such manner of calculation and adjustments as may be prescribed by the Singapore Exchange Securities Trading Limited [SGX-ST]] for the purpose of determining theaggregate number of shares that may be issued under paragraph [1] above, the percentage of issued shares shall be based on the total number of issued shares [excluding treasury shares] in the capital of the Company at the time this resolution is passed, after adjusting for [i] new shares arising from the conversion or exercise of any convertible securities or share options or vesting of share awards which are outstanding or subsisting at the time this resolution is passed; and [ii] any subsequent bonus issue, consolidation or subdivision of shares; [3] in exercising the authority conferred by this Resolution, the Company shall comply with the provisions of the listing manual of the SGX-ST for the time being in force [unless such compliance has been waived by the SGX-ST] and the Articles of Association for the time being of the Company; [Authority expires at the earlier of the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by Law to be held] | ||||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 675000 | 0 | 30-Mar-2009 | 30-Mar-2009 | |||||||||||||||||||||
6207245 | 01Q | 150000 | 0 | 30-Mar-2009 | 30-Mar-2009 | |||||||||||||||||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | ||||||||||||||||||||||||||
Security | Y20246107 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 08-Apr-2009 | ||||||||||||||||||||||||
ISIN | SG1L01001701 | Agenda | 701859576 - Management | |||||||||||||||||||||||
City | SINGAPORE | Holding Recon Date | 06-Apr-2009 | |||||||||||||||||||||||
Country | Singapore | Vote Deadline Date | 31-Mar-2009 | |||||||||||||||||||||||
SEDOL(s) | 5772014 - 5783696 - 6175203 - B01DFX5 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Authorize the Directors for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 [the Companies Act], to purchase or otherwise acquire issued ordinary shares in the capital of DBSH [ordinary shares] not exceeding in aggregate the maximum percentage [as specified], at such price or prices as may be determined by the Directors from time to time up to the maximum price [as specified], whether by way of: [i] market purchase[s] on the Singapore Exchange Securities Trading Limited [SGX-ST] transacted through the Central Limit Order Book trading system and/or any other securities exchange on which the ordinary shares may for the time being be listed and quoted [Other Exchange]; and/or [ii] off-market purchase[s] [if effected otherwise than on the SGX-ST or, as the case may be, other exchange] in accordance with any equal access scheme[s] as may be determined or formulated by the Directors as they consider fit, which scheme[s] shall satisfy all the conditions prescribed by the Companies Act, and otherwise in accordance with all other laws and regulations and rules of the SGX-ST or, | Management | For | For | ||||||||||||||||||||||
as the case may be, other exchange as may for the time being be applicable, [the share purchase mandate]; [Authority expires the earlier of the date on which the next AGM of DBSH is held and the date by which the next AGM of DBSH is required by law to be held]; and to complete and do all such acts and things [including executing such documents as may be required] as they and/or he may consider expedient or necessary to give effect to the transactions contemplated and/or authorized by this resolution | ||||||||||||||||||||||||||
2. | Approve, pursuant to Rule 14.1 of the rules of the DBSH Share Plan [the Plan] and further to the ordinary resolution passed by the Company in general meeting on 21 APR 2003, the extension of the duration of the Plan for a further period of 10 years from 18 SEP 2009 up to 17 SEP 2019; and amend the Rule 8.1 of the Plan as specified | Management | For | For | ||||||||||||||||||||||
S.3 | Amend the Articles of Association | Management | For | For | ||||||||||||||||||||||
4. | Authorize the Directors of the Company, contingent upon the passing of Resolution 3, pursuant to Section 161 of the Companies Act, to allot and issue from time to time such number of new ordinary shares, new NRPS [as specified] and new RPS [as specified] in the Company as may be required to be allotted and issued pursuant to the DBSH Scrip Dividend Scheme [as specified] | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 675000 | 0 | 30-Mar-2009 | 30-Mar-2009 | |||||||||||||||||||||
6207245 | 01Q | 150000 | 0 | 30-Mar-2009 | 30-Mar-2009 | |||||||||||||||||||||
RIO TINTO PLC, LONDON | ||||||||||||||||||||||||||
Security | G75754104 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-Apr-2009 | ||||||||||||||||||||||||
ISIN | GB0007188757 | Agenda | 701850946 - Management | |||||||||||||||||||||||
City | LONDON | Holding Recon Date | 13-Apr-2009 | |||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 08-Apr-2009 | |||||||||||||||||||||||
SEDOL(s) | 0718875 - 4718699 - 5725676 - 6720595 - B02T7C5 - B0CRGK0 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Receive the financial statements and the reports of the Directors and Auditors FYE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
2. | Approve the remuneration report | Management | For | For | ||||||||||||||||||||||
3. | Elect Mr. Jan Du Plessis as a Director | Management | For | For | ||||||||||||||||||||||
4. | Re-elect Sir David Clementi as a Director | Management | For | For | ||||||||||||||||||||||
5. | Re-elect Sir Rod Eddington as a Director | Management | For | For | ||||||||||||||||||||||
6. | Re-elect Mr. Andrew Gould as a Director | Management | For | For | ||||||||||||||||||||||
7. | Re-elect Mr. David Mayhew as a Director | Management | For | For | ||||||||||||||||||||||
8. | Re-appoint PricewaterhouseCoopers LLP as Auditors of Rio Tinto Plc and authorize the Audit Committee to determine their remuneration | Management | For | For | ||||||||||||||||||||||
9. | Approve the non executive Director's fee | Management | For | For | ||||||||||||||||||||||
10. | Authorize to increase the share capital and authority to allot relevant securities under Section 80 of the Companies Act 1985 | Management | For | For | ||||||||||||||||||||||
S.11 | Grant authority to allot relevant securities for cash under Section 89 of the Companies Act 1985 | Management | For | For | ||||||||||||||||||||||
S.12 | Approve the notice period for general meetings other than AGM | Management | For | For | ||||||||||||||||||||||
13. | Grant authority to pay scrip dividends | Management | For | For | ||||||||||||||||||||||
S.14 | Adopt and amend the new Articles of Association of the Company | Management | Against | Against | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6207245 | 01Q | 22000 | 0 | 03-Apr-2009 | 03-Apr-2009 | |||||||||||||||||||||
L'OREAL S.A., PARIS | ||||||||||||||||||||||||||
Security | F58149133 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Apr-2009 | ||||||||||||||||||||||||
ISIN | FR0000120321 | Agenda | 701843016 - Management | |||||||||||||||||||||||
City | TBA | Holding Recon Date | 08-Apr-2009 | |||||||||||||||||||||||
Country | France | Vote Deadline Date | 06-Apr-2009 | |||||||||||||||||||||||
SEDOL(s) | 4057808 - 4067089 - 4084282 - 4534787 - 7164619 - B033469 - B10LP48 - B23V2F2 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
O.1 | Receive the reports of the Board of Directors and the Auditors and approve the Company's financial statements for the YE in 2008, as presented, showing net profits of EUR 1,552,103,144.44, against EUR 2,822,429,471.46 for the YE in 2007 | Management | For | For | ||||||||||||||||||||||
O.2 | Receive the reports of the Board of Directors and the Auditors and approve the consolidated financial statements for the FYE in 2008, in the form presented to the meeting | Management | For | For | ||||||||||||||||||||||
O.3 | Approve the recommendations of the Board of Directors and resolves that the in come for the FY be appropriated as follows: legal reserve: Nil dividends: EUR 861,761,102.40 the balance to the other reserves account: EUR 690,342,041.74 the share holders will receive a net dividend of EUR 1.44 per share, and will entitle to the 40% deduction provided by the French Tax Code; this dividend will be paid on 24 APR 2009; the amount of distributable profits corresponding to shares held by the Company shall be allocated to the ordinary reserve account , as required by Law, it is reminded that, for the last 3 financial years, the dividends paid, were as follows: EUR 1.00 for FY 2005 EUR 1.18 for FY 2006 EUR 1.38 for FY 2007 | Management | For | For | ||||||||||||||||||||||
O.4 | Approve the special report of the Auditors on agreements governed by Article L. 225-40 of the French Commercial Code, takes note that there was no new agreement or commitment during the FYE 31 DEC 2008 and takes note of the information concerning the agreements entered into and commitments taken for the last fiscal years | Management | For | For | ||||||||||||||||||||||
O.5 | Approve the subject to the approval of the Resolution number 15, the shareholders' meeting renews the appointment of Mr. Werner Bauer as a Director for a 3-year period | Management | For | For | ||||||||||||||||||||||
O.6 | Approve to renew the appointment of Mrs. Francoise Bett Encourt Meyers as a Director for a 4- year period | Management | For | For | ||||||||||||||||||||||
O.7 | Approve the renew the appointment of Mr. Peter Brabeck- Letmathe as a Director for a 4-year period | Management | For | For | ||||||||||||||||||||||
O.8 | Approve to subject to the adoption of the Resolution number 15, to renew the appointment of Mr. Jean-Pierre Meyers as a Director for a 3-year period | Management | For | For | ||||||||||||||||||||||
O.9 | Approve to renew the appointment of Mr. Louis Schweitzer as a Director for a 4-year period | Management | For | For | ||||||||||||||||||||||
O.10 | Authorize the Board of Directors to trade in the Company's shares on the stock market, subject to the conditions specified below: maximum purchase price: EUR 130.00, maximum number of shares to be acquired: 10% of the number of shares comprising the Company capital, i.e. 59,844,521 shares, maximum funds invested in the share buybacks: EUR 7,800,000,000.00; [Authority is given for an 18-month period]; grant delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities | Management | For | For | ||||||||||||||||||||||
E.11 | Authorize the Board of Directors in order to increase the share capital, in 1 or more occasions, up to a maximum nominal amount of EUR 55,310,958.00 by way of issuing, with preferred subscription rights maintained, ordinary shares in the company, by way of capitalizing reserves, profits, premiums or other means, provided that such capitalization is allowed by Law and under the by Laws, to be carried out through the issue of bonus shares or the raise of the par value of the existing shares; [Authority expires for a 26-month period] it supersedes any and all earlier delegations to the same effect | Management | For | For | ||||||||||||||||||||||
E.12 | Authorize the Board of Directors all powers to grant, in 1 or more transactions, to the Employees or Corporate Officers of the Company and related companies, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase, or to purchase existing shares purchased by the Company, it being provided that the options shall not give rights to a total number of shares, which shall exceed 2% of the share capital; [Authority expires for a 26-month period]; the options granted to the Corporate Officers shall not represent more than 10% of the total allocations carried out by the Board of Directors during this period of 26 months; grant delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities; this delegation of powers supersedes the fraction unused of any and all earlier delegations to the same effect | Management | For | For | ||||||||||||||||||||||
E.13 | Authorize the Board of Directors to grant, for free, on 1 or more occasions, existing or future shares, in favour of the Employees of the Company and related Companies; they may not represent more than 0.20% of the share capital; [Authority expires for a 26- month period]; grant delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities | Management | For | For | ||||||||||||||||||||||
E.14 | Authorize the Board of Directors to increase the share capital, on 1 or more occasions, at its sole discretion, by way of issuing shares in favour of Employees, or former Employees, of the Company or related Companies, who are Members of a Company Savings Plan; [Authority expires for a 26-month period] and for a nominal amount that shall not exceed EUR 1,196,890.42 by issuing 5,984,452 new shares; the shareholders' meeting decides to cancel the shareholders' preferential subscription rights in favour of beneficiaries mentioned above; grant delegates all powers to the Board of Directors to take all necessary measures and accomplish all necessary formalities | Management | For | For | ||||||||||||||||||||||
E.15 | Amend Article 8 indent 2 of the Bylaws, regarding the duration of the term of office of the Directors | Management | For | For | ||||||||||||||||||||||
E.16 | Amend Article 15a-3 of the Bylaws | Management | For | For | ||||||||||||||||||||||
E.17 | Grant authority for filing of required documents/other formalities | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 45000 | 0 | 03-Apr-2009 | 03-Apr-2009 | |||||||||||||||||||||
6207245 | 01Q | 10600 | 0 | 03-Apr-2009 | 03-Apr-2009 | |||||||||||||||||||||
TELEFON AB L.M.ERICSSON, KISTA | ||||||||||||||||||||||||||
Security | W26049119 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 22-Apr-2009 | ||||||||||||||||||||||||
ISIN | SE0000108656 | Agenda | 701854526 - Management | |||||||||||||||||||||||
City | STOCKHOLM | Holding Recon Date | 16-Apr-2009 | |||||||||||||||||||||||
Country | Sweden | Vote Deadline Date | 13-Apr-2009 | |||||||||||||||||||||||
SEDOL(s) | 0615642 - 4303095 - 4321558 - 4411200 - 5009972 - 5179723 - 5959378 - 5962967 - 5967360 - 7527267 - B018RQ7 - B0CRHB8 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Elect Mr. Michael Treschow as the Chairman of Meeting | Management | For | For | ||||||||||||||||||||||
2. | Approve the list of shareholders | Management | For | For | ||||||||||||||||||||||
3. | Approve the agenda of meeting | Management | For | For | ||||||||||||||||||||||
4. | Acknowledge proper convening of meeting | Management | For | For | ||||||||||||||||||||||
5. | Approve to designate Inspector[s] of Minutes of Meeting | Management | For | For | ||||||||||||||||||||||
6. | Receive financial statements and statutory reports receive Auditors' Report | Management | For | For | ||||||||||||||||||||||
7. | Receive president's report allow questions | Management | For | For | ||||||||||||||||||||||
8.A | Approve the financial statements and statutory reports | Management | For | For | ||||||||||||||||||||||
8.B | Grant discharge to the Board and President | Management | For | For | ||||||||||||||||||||||
8.C | Approve the allocation of Income and Dividends of SEK 1.85 per share and 27 APR 2009 as record date for dividend | Management | For | For | ||||||||||||||||||||||
9.A | Approve to determine the number of Members [10] and Deputy Members [0] of Board | Management | For | For | ||||||||||||||||||||||
9.B | Approve the remuneration of Directors in the amount of SEK 3.8 million for Chairman and SEK 750,000 for Other Directors [Including Possibility to receive part of remuneration in phantom shares] and remuneration of Committee Members | Management | For | For | ||||||||||||||||||||||
9.C | Re-elect Messrs. Michael Treschow [Chairman], Roxanne Austin, Peter Bonfield, Boerje Ekholm, Ulf Johansson, Sverker Martin- Loef, Nancy McKinstry, Anders Nyren, Carl-Henric Svanberg and Marcus Wallenberg as the Directors | Management | For | For | ||||||||||||||||||||||
9.D | Authorize the Chairman of Board and representatives of 4 of Company's largest shareholders by voting power to serve on Nominating Committee and the assignment of the Nomination Committee | Management | For | For | ||||||||||||||||||||||
9.E | Approve the omission of remuneration to Nominating Committee Members | Management | For | For | ||||||||||||||||||||||
9.F | Approve the remuneration of the Auditors | Management | For | For | ||||||||||||||||||||||
10. | Approve the Remuneration Policy and other terms of employment for Executive Management | Management | For | For | ||||||||||||||||||||||
11.1 | Approve the 2009 Share Matching Plan for all employees | Management | For | For | ||||||||||||||||||||||
11.2 | Grant authority for the reissuance of 13.9 million Repurchased Class B Shares for 2009 Share Matching Plan for all employees | Management | For | For | ||||||||||||||||||||||
11.3 | Approve the Swap Agreement with third party as alternative to Item 11.2 | Management | Against | Against | ||||||||||||||||||||||
11.4 | Approve 2009 Share Matching Plan for key contributors | Management | For | For | ||||||||||||||||||||||
11.5 | Grant authority for the re-issuance of 8.5 million repurchased Class B shares for 2009 Share Matching Plan for key contributors | Management | For | For | ||||||||||||||||||||||
11.6 | Approve the Swap Agreement with third party as alternative to Item 11.5 | Management | Against | Against | ||||||||||||||||||||||
11.7 | Approve the 2009 Restricted Stock Plan for executives | Management | For | For | ||||||||||||||||||||||
11.8 | Grant authority for the reissuance of 4.6 million repurchased Class B shares for 2009 Restricted Stock Plan for executives | Management | For | For | ||||||||||||||||||||||
11.9 | Approve the Swap Agreement with third party as alternative to Item 11.8 | Management | Against | Against | ||||||||||||||||||||||
12. | Grant authority for the reissuance of 11 million repurchased class B shares to cover social costs in connection with 2001 Global Stock Incentive Program, and 2005, 2006, 2007, and 2008 Long- Term Incentive and Variable Compensation Plans | Management | For | For | ||||||||||||||||||||||
13. | Amend the Articles regarding publication of meeting notice shareholder proposals | Management | For | For | ||||||||||||||||||||||
14. | PLEASE NOTE THAT THIS IS A SHAREHOLDERS PROPOSAL: Authorize the Board of Directors to explore how A shares might be cancelled and to present at the next AGM of shareholders how the cancellation would be executed | Shareholder | For | Against | ||||||||||||||||||||||
15. | Close meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 439800 | 0 | 09-Apr-2009 | 09-Apr-2009 | |||||||||||||||||||||
6207245 | 01Q | 90000 | 0 | 09-Apr-2009 | 09-Apr-2009 | |||||||||||||||||||||
GROUPE DANONE, PARIS | ||||||||||||||||||||||||||
Security | F12033134 | Meeting Type | MIX | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2009 | ||||||||||||||||||||||||
ISIN | FR0000120644 | Agenda | 701837823 - Management | |||||||||||||||||||||||
City | PARIS | Holding Recon Date | 17-Apr-2009 | |||||||||||||||||||||||
Country | France | Vote Deadline Date | 10-Apr-2009 | |||||||||||||||||||||||
SEDOL(s) | 0799085 - 5981810 - 5983560 - 5984057 - 5984068 - 7164437 - B018SX1 - B01HK10 - B01HKG5 - B033328 - B043GP1 - B0ZGJH2 - B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - B1YBYC5 - B2B3XM4 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
O.1 | Approve the financial statements and statutory reports | Management | For | For | ||||||||||||||||||||||
O.2 | Approve the consolidated financial statements and statutory reports | Management | For | For | ||||||||||||||||||||||
O.3 | Approve the allocation of income and dividends of EUR 1.20 per share | Management | For | For | ||||||||||||||||||||||
O.4 | Approve the stock dividend program | Management | For | For | ||||||||||||||||||||||
O.5 | Receive the Auditors' special report regarding related-party transactions | Management | For | For | ||||||||||||||||||||||
O.6 | Reelect Mr. Richard Goblet D'Alviella as a Director | Management | For | For | ||||||||||||||||||||||
O.7 | Re-elect Mr. Christian Laubie as a Director | Management | For | For | ||||||||||||||||||||||
O.8 | Re-elect Mr. Jean Laurent as a Director | Management | For | For | ||||||||||||||||||||||
O.9 | Re-elect Mr. Hakan Mogren as a Director | Management | For | For | ||||||||||||||||||||||
O.10 | Re-elect Mr. Benoit Potier as a Director | Management | For | For | ||||||||||||||||||||||
O.11 | Elect MR. Guylaine Saucier as a Director | Management | For | For | ||||||||||||||||||||||
O.12 | Approve the remuneration of the Directors in the aggregate amount of EUR 600,000 | Management | For | For | ||||||||||||||||||||||
O.13 | Grant authority for the repurchase of up to 10% of issued share capital | Management | For | For | ||||||||||||||||||||||
O.14 | Approve the creation of the Danone Eco-Systeme Fund | Management | For | For | ||||||||||||||||||||||
E.15 | Approve to change the Company name to Danone | Management | For | For | ||||||||||||||||||||||
E.16 | Amend the Article 7 of Bylaws regarding: auhtorize the share capital increase | Management | For | For | ||||||||||||||||||||||
E.17 | Amend the Articles 10 of Association Regarding: shareholders identification | Management | For | For | ||||||||||||||||||||||
E.18 | Amend the Article 18 of Bylaws regarding: attendance to Board meetings through videoconference and telecommunication | Management | For | For | ||||||||||||||||||||||
E.19 | Amend the Article 22 of Bylaws regarding: Record Date | Management | For | For | ||||||||||||||||||||||
E.20 | Amend the Article 26 of Bylaws regarding: electronic voting | Management | For | For | ||||||||||||||||||||||
E.21 | Amend the Article 27 of Bylaws regarding: authorize the Board for the issuance of bonds | Management | For | For | ||||||||||||||||||||||
E.22 | Amend the Articles 27 and 28 of Association regarding: quorum requirements for ordinary and extraordinary general meetings | Management | For | For | ||||||||||||||||||||||
E.23 | Grant authority for the issuance of equity or equity-linked securities with preemptive rights up to aggregate nominal amount of EUR 45 million | Management | Against | Against | ||||||||||||||||||||||
E.24 | Grant authority for the issuance of equity or equity-linked securities without preemptive rights up to aggregate nominal amount of EUR 30 Million | Management | Against | Against | ||||||||||||||||||||||
E.25 | Authorize the Board to increase capital in the event of additional demand related to delegations submitted to shareholder vote above | Management | Against | Against | ||||||||||||||||||||||
E.26 | Grant authority for the capital increase of up to EUR 25 million for future exchange offers | Management | Against | Against | ||||||||||||||||||||||
E.27 | Grant authority for the capital increase of up to 10 % of issued capital for future acquisitions | Management | For | For | ||||||||||||||||||||||
E.28 | Grant authority for the capitalization of reserves of up to EUR 33 million for bonus issue or increase in par value | Management | For | For | ||||||||||||||||||||||
E.29 | Approve the Employee Stock Purchase Plan | Management | For | For | ||||||||||||||||||||||
E.30 | Grant authority up to 6 million shares for use in stock option plan | Management | For | For | ||||||||||||||||||||||
E.31 | Grant authority up to 2 million shares for use in restricted stock plan | Management | For | For | ||||||||||||||||||||||
E.32 | Approve the reduction in share capital via cancellation of repurchased shares | Management | For | For | ||||||||||||||||||||||
E.33 | Grant authority for the filing of required documents/other formalities | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 64500 | 0 | 14-Apr-2009 | 14-Apr-2009 | |||||||||||||||||||||
6207245 | 01Q | 18000 | 0 | 14-Apr-2009 | 14-Apr-2009 | |||||||||||||||||||||
HEINEKEN HOLDING NV | ||||||||||||||||||||||||||
Security | N39338194 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2009 | ||||||||||||||||||||||||
ISIN | NL0000008977 | Agenda | 701860757 - Management | |||||||||||||||||||||||
City | AMSTERDAM | Holding Recon Date | 02-Apr-2009 | |||||||||||||||||||||||
Country | Netherlands | Blocking | Vote Deadline Date | 10-Apr-2009 | ||||||||||||||||||||||
SEDOL(s) | B0CCH46 - B0DM8G4 - B28J886 - B2N69M3 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Report for the FY 2008 | Non-Voting | ||||||||||||||||||||||||
2. | Adopt the financial statements for the FY 2008 | Management | For | For | ||||||||||||||||||||||
3. | Announcements of the appropriate of the balance of the Income statement pursua-nt to the provisions in Article 10, paragraph 6, of the Articles of Associatio-n and the distribution of retained earnings | Non-Voting | ||||||||||||||||||||||||
4. | Grant discharge of the Members of the Board of Directors | Management | For | For | ||||||||||||||||||||||
5. | Amend the Articles of Association | Management | For | For | ||||||||||||||||||||||
6.a | Approve to extend and amend the authorization of the Board of Directors to acquire own shares | Management | For | For | ||||||||||||||||||||||
6.b | Authorize the Board of Directors to issue [rights to] shares | Management | For | For | ||||||||||||||||||||||
6.c | Authorize the Board of Directors to restrict or exclude shareholder's pre-emptive rights | Management | Against | Against | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 134000 | 0 | 14-Apr-2009 | 14-Apr-2009 | |||||||||||||||||||||
6207245 | 01Q | 30000 | 0 | 14-Apr-2009 | 14-Apr-2009 | |||||||||||||||||||||
NESTLE SA, CHAM UND VEVEY | ||||||||||||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2009 | ||||||||||||||||||||||||
ISIN | CH0038863350 | Agenda | 701860909 - Management | |||||||||||||||||||||||
City | LAUSANNE | Holding Recon Date | 16-Apr-2009 | |||||||||||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 06-Apr-2009 | ||||||||||||||||||||||
SEDOL(s) | 3056044 - 7123870 - 7125274 - 7126578 - B0ZGHZ6 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1.1 | Receive the 2008 annual report, financial statements of Nestle SA and consolidated financial statements of the Nestle Group, reports of the statutory Auditors | Management | For | For | ||||||||||||||||||||||
1.2 | Receive the 2008 compensation report | Management | Abstain | Against | ||||||||||||||||||||||
2. | Approve to release the Members of the Board of Directors and the Management | Management | For | For | ||||||||||||||||||||||
3. | Approve the appropiration of profits resulting from the balance sheet of Nestle S.A. and Dividends of CHF 1.40 per share | Management | For | For | ||||||||||||||||||||||
4.1.1 | Re-elect Mr. Daniel Borel to the Board of Directors | Management | For | For | ||||||||||||||||||||||
4.1.2 | Re-elect Mrs. Carolina Mueller Mohl to the Board of Directors | Management | For | For | ||||||||||||||||||||||
4.2 | Elect KPMG S.A., Geneva branch as the Statutory Auditor for a term of 1 year | Management | For | For | ||||||||||||||||||||||
5. | Approve to cancel 180,000,000 repurchased under the Share Buy-back Programme launched on 24 AUG 2007 and reduce the share capital by CHF 18,000,000 | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 100000 | 0 | 06-Apr-2009 | 06-Apr-2009 | |||||||||||||||||||||
6207245 | 01Q | 37000 | 0 | 06-Apr-2009 | 06-Apr-2009 | |||||||||||||||||||||
CLP HLDGS LTD | ||||||||||||||||||||||||||
Security | Y1660Q104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 28-Apr-2009 | ||||||||||||||||||||||||
ISIN | HK0002007356 | Agenda | 701862268 - Management | |||||||||||||||||||||||
City | HONG KONG | Holding Recon Date | 17-Apr-2009 | |||||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 16-Apr-2009 | |||||||||||||||||||||||
SEDOL(s) | 5544978 - 6097017 - B01XXD1 - B16T9Z5 | Quick Code | �� | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Receive the audited financial statements and the reports of the Directors and the Auditors for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
2. | Declare a final dividend of HKD 0.92 per share | Management | For | For | ||||||||||||||||||||||
3.A | Re-elect Mr. Ian Duncan Boyce as Director | Management | For | For | ||||||||||||||||||||||
3.B | Re-elect Dr. Lee Yui Bor as Director | Management | For | For | ||||||||||||||||||||||
3.C | Re-elect Mr. Jason Holroyd Whittle as Director | Management | For | For | ||||||||||||||||||||||
3.D | Re-elect Mr. Lee Ting Chang Peter as Director | Management | For | For | ||||||||||||||||||||||
3.E | Re-elect Mr. Peter William Greenwood as Director | Management | For | For | ||||||||||||||||||||||
3.F | Re-elect Mr. Rudolf Bischof as Director | Management | For | For | ||||||||||||||||||||||
3.G | Re-elect Mr. William Elkin Mocatta as Director | Management | For | For | ||||||||||||||||||||||
4. | Re-appoint PricewaterhouseCoopers as the Auditors of the Company and authorize the Directors to fix Auditors' remuneration for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
5. | Authorize the Directors of the Company to allot, issue and dispose of additional shares of the Company make or grant offers, agreements, options or warrants which would or might require the exercise of such powers, during and after the relevant period, the aggregate nominal value of share capital allotted or agreed to be allotted [whether pursuant to an option or otherwise] by the Directors of the Company pursuant to: i) a rights issue, or ii) any option scheme or similar arrangement or iii] any scrip dividend or similar arrangement, not exceeding 5% of the aggregate nominal amount of the share capital of the Company in issue at the date of this resolution and the said mandate shall be limited accordingly; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by law to be held] | Management | For | For | ||||||||||||||||||||||
6. | Authorize the Directors of the Company to purchase or otherwise acquire shares of HKD 5.00 each in the capital of the Company in accordance with all applicable laws and the requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, provided that the aggregate nominal amount of shares so purchased or otherwise acquired does not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of this resolution; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by law to be held] | Management | For | For | ||||||||||||||||||||||
7. | Approve, conditional upon the passing of Resolution 5 and 6, that the aggregate nominal amount of the shares which are purchased or otherwise acquired by the Company pursuant to Resolution 6 be added to the aggregate nominal amount of the shares which may be issued pursuant to Resolution 5 | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 525000 | 0 | 16-Apr-2009 | 16-Apr-2009 | |||||||||||||||||||||
6207245 | 01Q | 175000 | 0 | 16-Apr-2009 | 16-Apr-2009 | |||||||||||||||||||||
SMITH & NEPHEW GROUP P L C | ||||||||||||||||||||||||||
Security | G82343164 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2009 | ||||||||||||||||||||||||
ISIN | GB0009223206 | Agenda | 701870506 - Management | |||||||||||||||||||||||
City | LONDON | Holding Recon Date | 28-Apr-2009 | |||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 23-Apr-2009 | |||||||||||||||||||||||
SEDOL(s) | 0922320 - 4228499 - B032756 - B03W767 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Adopt the report and accounts | Management | For | For | ||||||||||||||||||||||
2. | Approve the remuneration report | Management | For | For | ||||||||||||||||||||||
3. | Approve to confirm the interim dividends | Management | For | For | ||||||||||||||||||||||
4. | Re-elect Mr. David Lllingworth | Management | For | For | ||||||||||||||||||||||
5. | Re-elect Mr. Joseph Papa | Management | For | For | ||||||||||||||||||||||
6. | Re-elect Dr. Rolf Stomberg | Management | For | For | ||||||||||||||||||||||
7. | Re-appoint the Auditors | Management | For | For | ||||||||||||||||||||||
8. | Authorize the Directors to determine the remuneration of the Auditors | Management | For | For | ||||||||||||||||||||||
9. | Approve to renew the Directors' authority to allot shares | Management | Against | Against | ||||||||||||||||||||||
10. | Amend the French Share Save Plan [2002] | Management | For | For | ||||||||||||||||||||||
11. | Approve to renew the Directors' authority for the disapplication of pre-emption rights | Management | Against | Against | ||||||||||||||||||||||
12. | Authorize to renew the Directors' authority limited to make market purchases of the Company's own shares | Management | For | For | ||||||||||||||||||||||
13. | Authorize the Directors to continue to call general meetings, other than AGM, on 14 clear days' notice | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 416000 | 0 | 23-Apr-2009 | 23-Apr-2009 | |||||||||||||||||||||
WOODSIDE PETROLEUM LTD | ||||||||||||||||||||||||||
Security | 980228100 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 01-May-2009 | ||||||||||||||||||||||||
ISIN | AU000000WPL2 | Agenda | 701855782 - Management | |||||||||||||||||||||||
City | PERTH | Holding Recon Date | 29-Apr-2009 | |||||||||||||||||||||||
Country | Australia | Vote Deadline Date | 23-Apr-2009 | |||||||||||||||||||||||
SEDOL(s) | 0979962 - 5710456 - 6979728 - B05PPD7 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | To receive and consider the financial report of the Company and the reports of-the Directors and Auditor for the YE 31 DEC 2008 | Non-Voting | ||||||||||||||||||||||||
2.a | Re-elect Mr. Michael Alfred Chaney as a Director | Management | For | For | ||||||||||||||||||||||
2.b | Re-elect Mr. Erich Fraunschiel as a Director | Management | For | For | ||||||||||||||||||||||
2.c | Re-elect Dr. Pierre Jean-Marie Henri Jungels as a Director | Management | For | For | ||||||||||||||||||||||
2.d | Re-elect Mr. David Ian McEvoy as a Director | Management | For | For | ||||||||||||||||||||||
2.e | Re-elect Ms. Melinda Ann Cilento as a Director | Management | For | For | ||||||||||||||||||||||
2.f | Re-elect Mr. Ian Robertson as a Director | Management | For | For | ||||||||||||||||||||||
3. | Adopt the remuneration report for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 172633 | 0 | 23-Apr-2009 | 23-Apr-2009 | |||||||||||||||||||||
6207245 | 01Q | 42257 | 0 | 23-Apr-2009 | 23-Apr-2009 | |||||||||||||||||||||
HENNES & MAURITZ AB | ||||||||||||||||||||||||||
Security | W41422101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 04-May-2009 | ||||||||||||||||||||||||
ISIN | SE0000106270 | Agenda | 701876902 - Management | |||||||||||||||||||||||
City | STOCKHOLM | Holding Recon Date | 23-Apr-2009 | |||||||||||||||||||||||
Country | Sweden | Vote Deadline Date | 22-Apr-2009 | |||||||||||||||||||||||
SEDOL(s) | 5687431 - 5697269 - B02V4F3 - B0CSYN2 - B103GT6 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Opening of the meeting | Management | For | For | ||||||||||||||||||||||
2. | Elect Mr. Sven Unger as the Chairman of the meeting | Management | For | For | ||||||||||||||||||||||
3. | Receive the President's report and allow for questions | Management | For | For | ||||||||||||||||||||||
4. | Approve the list of shareholders | Management | For | For | ||||||||||||||||||||||
5. | Approve the agenda of meeting | Management | For | For | ||||||||||||||||||||||
6. | Approve to designate inspector(s) of minutes of meeting | Management | For | For | ||||||||||||||||||||||
7. | Acknowledge the proper convening of the meeting | Management | For | For | ||||||||||||||||||||||
8.A | Receive the financial statements and statutory reports and the information about remuneration guidelines | Management | For | For | ||||||||||||||||||||||
8.B | Receive the Auditor's and Auditing Committee's reports | Management | For | For | ||||||||||||||||||||||
8.C | Receive the Chairman's report about the Board work | Management | For | For | ||||||||||||||||||||||
8.D | Receive the report of the Chairman of the Nominating Committee | Management | For | For | ||||||||||||||||||||||
9.A | Approve the financial statements and statutory reports | Management | For | For | ||||||||||||||||||||||
9.B | Approve to allocate the income and dividends of SEK 15.50 per share | Management | For | For | ||||||||||||||||||||||
9.C | Approve the discharge of the Board and the President | Management | For | For | ||||||||||||||||||||||
10. | Approve to determine the number of Board Members at 9 without Deputies | Management | For | For | ||||||||||||||||||||||
11. | Approve the remuneration of the Directors in the amount of SEK 1.4 million to the Chairman and SEK 375,000 to other Directors; the remuneration to the Committee Members and the remuneration of the Auditors | Management | For | For | ||||||||||||||||||||||
12. | Re-elect Messrs. Mia Livfors, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stig Nordfelt, Stefan Persson [Chair] and Melker Schoerling as the Directors | Management | For | For | ||||||||||||||||||||||
13. | Ratify Ernst Young as the Auditor for a 4 year period | Management | For | For | ||||||||||||||||||||||
14. | Elect Messrs. Stefan Persson, Lottie Tham, Staffan Grefbaeck, Jan Andersson and Peter Lindell as the Members of Nominating Committee | Management | For | For | ||||||||||||||||||||||
15. | Approve the remuneration policy and other terms of employment for the Executive Management | Management | For | For | ||||||||||||||||||||||
16. | Closing of the meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 82000 | 0 | 22-Apr-2009 | 22-Apr-2009 | |||||||||||||||||||||
6207245 | 01Q | 16500 | 0 | 22-Apr-2009 | 22-Apr-2009 | |||||||||||||||||||||
ADIDAS AG | ||||||||||||||||||||||||||
Security | D0066B102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-May-2009 | ||||||||||||||||||||||||
ISIN | DE0005003404 | Agenda | 701853132 - Management | |||||||||||||||||||||||
City | FUERTH | Holding Recon Date | 15-Apr-2009 | |||||||||||||||||||||||
Country | Germany | Vote Deadline Date | 23-Apr-2009 | |||||||||||||||||||||||
SEDOL(s) | 4031976 - 4064154 - 7158311 - B033629 - B0CRJ90 - B0YLQ88 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Presentation of the financial statements and annual report for the 2008 FY wit-h the report of the Supervisory Board, the Group financial statements and Grou-p annual report, and the report pursuant to Sections 289(4) and 315(4) of the-German Commercial Code | Non-Voting | ||||||||||||||||||||||||
2. | Resolution on the appropriation of the distribution profit of EUR 237,409,047.08 as follows: payment of a dividend of EUR 0.50 per no-par share EUR 140,651,291.08 shall be carried forward Ex- dividend and payable date: 08 MAY 20 09 | Management | For | For | ||||||||||||||||||||||
3. | Ratification of the acts of the Board of Managing Directors | Management | For | For | ||||||||||||||||||||||
4. | Ratification of the acts of the Supervisory Board | Management | For | For | ||||||||||||||||||||||
5.1. | Elections to the Supervisory Board: Dr. Stefan Jentzsch | Management | For | For | ||||||||||||||||||||||
5.2. | Elections to the Supervisory Board: Mr. Igor Landau | Management | For | For | ||||||||||||||||||||||
5.3. | Elections to the Supervisory Board: Mr. Willi Schwerdtle | Management | For | For | ||||||||||||||||||||||
5.4. | Elections to the Supervisory Board: Mr. Christian Tourres | Management | For | For | ||||||||||||||||||||||
5.5. | Elections to the Supervisory Board: Mr. Herbert Kauffmann | Management | For | For | ||||||||||||||||||||||
5.6. | Elections to the Supervisory Board: Mr. Alexander Popow | Management | For | For | ||||||||||||||||||||||
6. | Amendment to Section 21(2) of the Articles of Association in accordance with the implementation of the Shareholders Rights Act (ARUG) in respect of proxy-voting instructions being issued in writing or via fax | Management | For | For | ||||||||||||||||||||||
7. | Amendments to Section 22 of the Articles of Association in respect of the Chairman of the shareholders meeting shall be authorized to limit share holder questions and remarks to a reasonable amount of time | Management | For | For | ||||||||||||||||||||||
8. | Resolution on the creation of new authorized capital and the corresponding amendment to the Articles of association, the existing authorization to increase the share capital by up to EUR 64,062,500 shall be revoked, the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 50,000,000 through the issue of new shares against cash payment, during a period of 5 years [authorized capital 2009/I], shareholders subscription rights may be excluded for residual amounts | Management | For | For | ||||||||||||||||||||||
9. | Resolution on the creation of new authorized capital and the corresponding amendment to the Articles of Association, the existing authorization to increase the share capital by up to EUR 12,000,000 shall be revoked, the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 25,000,000 through the issue of new shares against payment in kind, during a period of 3 years [authorized capital 200 9/II], the Board of Managing Directors shall be authorize d to decide upon the exclusion of shareholders subscription rights | Management | Against | Against | ||||||||||||||||||||||
10. | Renewal of the authorization to acquire own shares the Company shall be authorized to acquire own shares of up to 10% of its share capital, through the stock exchange at a price not differing more than 10% from the market price of the shares or by way o f public repurchase offer at a price neither more than 10% above, nor more than 20% below, the market price of the shares, on or before 06 NOV 2010, the Board of Managing Directors shall be authorized to offer the shares on the stock exchange or to all shareholders, to dispose of the shares in a manner other than the stock exchange or rights offering if the shares are sold at a price not materially below their market price, to use the shares in connection with mergers or the acquisition of tangible or intangible assets, to use the shares for satisfying option and conversion rights or within the scope of the Company's stock option plan, and to ret ire the shares, furthermore, the Company shall also be authorized to use the shares for remuneration purposes | Management | For | For | ||||||||||||||||||||||
11. | Authorization to acquire own shares by using derivatives in connection with item 10, the Company shall also be authorized to acquire own shares by using derivatives at a price neither more than 10% above, nor more than 20% below, the market price of the shares, the authorization shall be limited to up to 5% of the share capital | Management | For | For | ||||||||||||||||||||||
12. | Appointment of the Auditors, audit of the financial statements for the 2009 FY: KPMG AG, Frankfurt, review of the interim financial statements for the first half of the 2009 FY: KPMG AG, Frankfurt | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 97000 | 0 | 22-Apr-2009 | 22-Apr-2009 | |||||||||||||||||||||
6207245 | 01Q | 21700 | 0 | 22-Apr-2009 | 22-Apr-2009 | |||||||||||||||||||||
RECKITT BENCKISER GROUP PLC | ||||||||||||||||||||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-May-2009 | ||||||||||||||||||||||||
ISIN | GB00B24CGK77 | Agenda | 701878095 - Management | |||||||||||||||||||||||
City | LONDON | Holding Recon Date | 05-May-2009 | |||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 29-Apr-2009 | |||||||||||||||||||||||
SEDOL(s) | B24CGK7 - B28STJ1 - B28THT0 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Adopt the 2008 report and the financial statements | Management | For | For | ||||||||||||||||||||||
2. | Approve the Directors' remuneration report | Management | For | For | ||||||||||||||||||||||
3. | Declare a final dividend | Management | For | For | ||||||||||||||||||||||
4. | Re-elect Mr. Adrian Bellamy [Member of the remuneration committee] as a Director | Management | For | For | ||||||||||||||||||||||
5. | Re-elect Dr. Peter Harf as a Director | Management | For | For | ||||||||||||||||||||||
6. | Elect Mr. Andre Lacroix [Member of Audit Committee] as a Director | Management | For | For | ||||||||||||||||||||||
7. | Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company | Management | For | For | ||||||||||||||||||||||
8. | Authorize the Board to determine the Auditors' remuneration | Management | For | For | ||||||||||||||||||||||
9. | Grant authority to issue of equity or equity-linked securities with the pre-emptive rights up to aggregate nominal amount of GBP 23,662,000 | Management | For | For | ||||||||||||||||||||||
S.10 | Grant authority, subject to the passing of Resolution 9, to issue of equity or equity-linked securities without the pre-emptive rights up to aggregate nominal amount of GBP 3,611,000 | Management | Against | Against | ||||||||||||||||||||||
S.10 | Grant authority to market purchase 72,000,000 ordinary shares | Management | For | For | ||||||||||||||||||||||
S.12 | Approve that a general meeting other than an AGM may be called on not less than 14 clear days' notice | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 89000 | 0 | 29-Apr-2009 | 29-Apr-2009 | |||||||||||||||||||||
6207245 | 01Q | 26500 | 0 | 29-Apr-2009 | 29-Apr-2009 | |||||||||||||||||||||
CENTRICA PLC, WINDSOR BERKSHIRE | ||||||||||||||||||||||||||
Security | G2018Z143 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 11-May-2009 | ||||||||||||||||||||||||
ISIN | GB00B033F229 | Agenda | 701882258 - Management | |||||||||||||||||||||||
City | LONDON | Holding Recon Date | 07-May-2009 | |||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 04-May-2009 | |||||||||||||||||||||||
SEDOL(s) | B033F22 - B03HHY0 - B03J9H3 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Receive the accounts and the reports of the Directors and the Auditors for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
2. | Approve the remuneration report for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
3. | Declare a final dividend of 8.73 pence per ordinary share be paid on 10 JUN 2009 to shareholders on the register of the Members at the close of business on 24 APR 2009 | Management | For | For | ||||||||||||||||||||||
4. | Re-appoint Mr. Mark Hanafin as a Director of the Company | Management | For | For | ||||||||||||||||||||||
5. | Re-appoint Mr. Sam Laidlaw as a Director of the Company | Management | For | For | ||||||||||||||||||||||
6. | Re-appoint Mr. Andrew Mackenzie as a Non-Executive Director of the Company | Management | For | For | ||||||||||||||||||||||
7. | Re-appoint Ms. Helen Alexander as a Non-Executive Director of the Company | Management | For | For | ||||||||||||||||||||||
8. | Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company, until the conclusion of the next general meeting at which accounts are laid | Management | For | For | ||||||||||||||||||||||
9. | Authorize the Directors to determine the Auditors' remuneration | Management | For | For | ||||||||||||||||||||||
10. | Authorize the Company and any Company which is, or becomes, a subsidiary of the Company, in accordance with the Section 366 of the Companies Act 2006, to make donations to political parties or independent election candidates, as specified in Section 363 and 364 of the Companies Act 2006, not exceeding GBP 80,000 in total; and to make donations to political organization other than political parties, as specified in Section 363 and 364 of the Companies Act 2006, not exceeding GBP 80,000 in total; and to incur political expenditure, as specified in Section 365 of the Companies Act 2006, not exceeding GBP 80,000 in total; and [Authority expire the earlier of the Company's AGM to be held in 2010 or 30 JUN 2010] | Management | Abstain | Against | ||||||||||||||||||||||
11. | Approve to increase the authorized share capital of the Company to GBP 555,655,555 divided into 9,000,000,000 ordinary shares of 6 14/81 pence each and 100,000 cumulative redeemable preference shares of GBP 1 each by the creation of 2,000,000,000 additional ordinary shares of 6 14/81 pence each forming a single class with the existing ordinary shares of 6 14/81 pence each in the Company | Management | For | For | ||||||||||||||||||||||
12. | Authorize the Directors, to allot relevant securities [as defined in the Companies Act 1985], up to a nominal amount of GBP 105,092,036, and comprising equity securities [as defined in the Companies Act 1985] up to a nominal amount of GBP 210,184,073 [after deducting from such limit any relevant securities allotted under this resolution in connection with an offer by way of a rights issue to ordinary shareholders in proportion [as nearly as may be practicable] to their existing holdings and so that the Directors may impose any limits or restrictions and make any | Management | For | For | ||||||||||||||||||||||
arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter but, in each case; [Authority expire the earlier of the next AGM or 30 JUN 2010]]; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry | ||||||||||||||||||||||||||
S.13 | Authorize the Directors, subject to the passing of Resolution 12 as specified, to allot equity securities [as defined in the Companies Act 1985] for cash under the authority given by that Resolution and/or where the allotment constitutes an allotment of equity securities by virtue of section 94(3A) of the Companies Act 1985, as if section 89(1) of the Companies Act1985 provided that this power is limited to the allotment of equity securities: a) in connection with a rights issue in favor of ordinary shareholders; b) up to an aggregate nominal amount of GBP 15,765,382; and [Authority expire the earlier of the next AGM or 30 JUN 2010]]; and the Directors may allot equity securities after the expiry of this authority in pursuance of such an offer or agreement made prior to such expiry | Management | Against | Against | ||||||||||||||||||||||
S.14 | Authorize the Company, pursuant to the Articles of Association of the Company, to make market purchases [Section 163(3) of the Companies Act 1985] of up to 510,798,378 ordinary shares of 6 14/81 pence each in the Company [ordinary shares], at a minimum price of 6 14/81 pence and an amount equal to 105% of the average market value for such shares derived from the London Stock Exchange Daily Official List, over the previous 5 business days; [Authority expires the earlier of the conclusion of the 2010 AGM of the Company or 30 JUN 2010]; and the Company, before the expiry, may make a contract to purchase ordinary shares which will or may be executed wholly or partly after such expiry | Management | For | For | ||||||||||||||||||||||
S.15 | Approve that a general meeting other than an AGM to be called on not less than 14 clear day's notice | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 950000 | 0 | 01-May-2009 | 01-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 336875 | 0 | 01-May-2009 | 01-May-2009 | |||||||||||||||||||||
AEON MALL CO.,LTD. | ||||||||||||||||||||||||||
Security | J10005106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 13-May-2009 | ||||||||||||||||||||||||
ISIN | JP3131430005 | Agenda | 701930263 - Management | |||||||||||||||||||||||
City | CHIBA | Holding Recon Date | 20-Feb-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 01-May-2009 | |||||||||||||||||||||||
SEDOL(s) | 6534202 | Quick Code | 89050 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1 | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the other Updated Laws and Regulaions | Management | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.12 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.13 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 235000 | 0 | 01-May-2009 | 01-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 60000 | 0 | 01-May-2009 | 01-May-2009 | |||||||||||||||||||||
LVMH MOET HENNESSY LOUIS VUITTON, PARIS | ||||||||||||||||||||||||||
Security | F58485115 | Meeting Type | MIX | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2009 | ||||||||||||||||||||||||
ISIN | FR0000121014 | Agenda | 701888767 - Management | |||||||||||||||||||||||
City | PARIS | Holding Recon Date | 07-May-2009 | |||||||||||||||||||||||
Country | France | Vote Deadline Date | 01-May-2009 | |||||||||||||||||||||||
SEDOL(s) | 2731364 - 4061412 - 4061434 - 4067119 - 4617439 - B043D61 - B0B24M4 - B10LQS9 - B1P1HX6 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
O.1 | Approve the financial statements and statutory reports | Management | For | For | ||||||||||||||||||||||
O.2 | Approve to accept the consolidated financial statements and statutory reports | Management | For | For | ||||||||||||||||||||||
O.3 | Approve the Auditors' special report regarding related-party transactions | Management | Against | Against | ||||||||||||||||||||||
O.4 | Approve the allocation of income and dividends of EUR 1.60 per share | Management | For | For | ||||||||||||||||||||||
O.5 | Re-elect Mr. Antoine Arnault as a Director | Management | For | For | ||||||||||||||||||||||
O.6 | Re-elect Mr. Antoine Bernheim as a Director | Management | For | For | ||||||||||||||||||||||
O.7 | Re-elect Mr. Albert Frere as a Director | Management | For | For | ||||||||||||||||||||||
O.8 | Re-elect Mr. Pierre Gode as a Director | Management | For | For | ||||||||||||||||||||||
O.9 | Re-elect Mr. Lord Powell of Bayswater as a Director | Management | For | For | ||||||||||||||||||||||
O.10 | Elect Mr. Yves-Thilbaut De Silguy as a Director | Management | For | For | ||||||||||||||||||||||
O.11 | Grant authority to repurchase of up to 10% of issued share capital | Management | For | For | ||||||||||||||||||||||
E.12 | Approve the reduction in share capital via cancellation of repurchased shares | Management | For | For | ||||||||||||||||||||||
E.13 | Grant authority the issuance of equity or equity-linked securities with preemptive rights up to aggregate nominal amount of EUR 50 million | Management | For | For | ||||||||||||||||||||||
E.14 | Grant authority the issuance of equity or equity-linked securities without preemptive rights up to aggregate nominal amount of EUR 50 million, with the possibility not to offer them to the public for an amount representing 20% per year | Management | Against | Against | ||||||||||||||||||||||
E.15 | Approve the frame of the issuances to be decided by virtue of Resolutions 13 and 14, to increase the number of securities to be issued set forth in the issuance, in the event of an excess demand, may be increased within the limit of the ceiling set forth in the said resolutions | Management | Abstain | Against | ||||||||||||||||||||||
E.16 | Authorize the Board of Directors to issue shares or any securities giving access to the Company's share capital, or giving right, in the case where the equity issued is a share, to the debt securities, in consideration for securities tendered in a public exchange offer concerning the shares of another Company; [Authority expires for a 26-month period]; the maximal nominal amount of capital increases to be carried out under this delegation of authority shall not exceed EUR 50,000,000.00; the nominal amount of all capital increase carried out, or to be carried out under the delegations of the Resolutions 13, 14 and, or 17 shall count against the overall value set forth in the present delegation; to take all necessary measures and accomplish all necessary formalities; this authorization supersedes the 1 granted by the combined shareholders' meeting of 10 MAY 2007 | Management | For | For | ||||||||||||||||||||||
E.17 | Authorize the Board of Directors to increase, on 1 and more occasions, the share capital, up to 10% of the share capital, by way of issuing shares or securities giving access to the capital or giving right, in the case where the first equity issued is a share, to a debt security, in consideration for the contributions in kind granted to the Company and comprised of capital securities or securities giving access to share capital; [Authority expires for a 26-month]; to take all necessary measures and accomplish all necessary formalities; this authorization supersedes the 1 granted by the shareholders' meeting 10 MAY 2007 | Management | Against | Against | ||||||||||||||||||||||
E.18 | Authorize the Board of Directors to grant, in 1 or more transactions, in favor of employees or executives of the Company and related Companies, options giving the right either to subscribe for new shares in the Company to be issued through a share capital increase, or to purchase existing shares purchased by the Company, it being provided that the options shall not give rights to a total numbers of shares, which shall exceed 3% of the share capital; [Authority expires for a 38-month period]; to take all necessary measures and accomplish all necessary formalities; this authorization supersedes the 1 granted by the shareholders' meeting of 11 MAY 2006 | Management | Against | Against | ||||||||||||||||||||||
E.19 | Authorize the Board of Directors to increase the capital on 1 or more occasions, in France or abroad, by a maximum nominal amount which shall not exceed 3% of the share capital, in favor of employees of the Company and related Companies, who are members of the Company Savings Plan; [Authority expires for a 26-month period]; to take all necessary measures and accomplish all necessary formalities; the shareholders' meeting decided to cancel the shareholders' preferential subscription rights in favor of the said employees; this authorization supersedes the 1 granted by the combined shareholders' meeting of 15 MAY 2008 | Management | Against | Against | ||||||||||||||||||||||
E.20 | Amend item 2 of Articles 11 'Board of Directors' and 23 'General Meetings' of the By-Laws in order to take into account the new Clauses in accordance with the Law 2008-776 of 04 AUG 2008, know as the French Act of Economy Modernization | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 61000 | 0 | 01-May-2009 | 01-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 14500 | 0 | 01-May-2009 | 01-May-2009 | |||||||||||||||||||||
HONG KONG & CHINA GAS LTD | ||||||||||||||||||||||||||
Security | Y33370100 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2009 | ||||||||||||||||||||||||
ISIN | HK0003000038 | Agenda | 701916124 - Management | |||||||||||||||||||||||
City | HOND KONG | Holding Recon Date | 05-May-2009 | |||||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 04-May-2009 | |||||||||||||||||||||||
SEDOL(s) | 2436090 - 5793907 - 6436557 - B01JC09 - B16TW12 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Receive and consider the statement of accounts for the FYE 31 DEC 2008 and the reports of the Directors and the Auditors thereon | Management | For | For | ||||||||||||||||||||||
�� | 2. | Declare a final dividend | Management | For | For | |||||||||||||||||||||
3.I | Re-elect Mr. Colin Lam Ko Yin as a Director | Management | For | For | ||||||||||||||||||||||
3.II | Re-elect Dr. The Hon. David Li Kwok Po as a Director | Management | For | For | ||||||||||||||||||||||
3.III | Re-elect Mr. Lee Ka Shing as a Director | Management | For | For | ||||||||||||||||||||||
3.IV | Re-elect Mr. Alfred Chan Wing Kin as a Director | Management | For | For | ||||||||||||||||||||||
4. | Re-appoint PricewaterhouseCoopers as the Auditors of the Company to hold office from the conclusion of this meeting until the conclusion of next AGM and authorize the Directors to fix their remuneration | Management | For | For | ||||||||||||||||||||||
5.I | Authorize the Directors of the Company to purchase shares, during the relevant period, not exceeding 10% of the aggregate nominal amount of the share capital of the Company; [Authority expires at the earlier of the conclusion of the next AGM or the expiration of the period within which the next AGM of the Company is required by Articles of Association of the Company or by law to be held] | Management | For | For | ||||||||||||||||||||||
5.II | Authorize the Directors of the Company to allot, issue and otherwise deal additional shares and make, issue or grant offers, agreements, options and warrants during and after the relevant period, where shares are to be allotted wholly for cash 10% and in any event 20% of the aggregate nominal amount of the issued share capital of the Company otherwise than pursuant to: i) a rights issue; ii) the exercise of rights of subscription or conversion under the terms of any warrants issued by the Company or any securities which are convertible into shares; and [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by Articles of Association of the Company or by law to be held] | Management | Against | Against | ||||||||||||||||||||||
5.III | Approve, conditional upon the passing of Resolutions 5.I and 5.II as specified, to extend the general mandate granted to the Directors pursuant to Resolution 5.II, to allot, issue and otherwise deal with the shares in the capital of the Company and to make, issue or grant offers, agreements, options and warrants, by addition to an amount representing the total nominal amount of the share capital of the Company purchased pursuant to Resolution 5.I, provided that such amount does not exceed 10% of the aggregate nominal amount of the issued share capital of the Company at the date of passing this Resolution | Management | Against | Against | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 2100000 | 0 | 01-May-2009 | 01-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 649550 | 0 | 01-May-2009 | 01-May-2009 | |||||||||||||||||||||
CIE GENERALE D'OPTIQUE ESSILOR INTERNATIONAL SA, C | ||||||||||||||||||||||||||
Security | F31668100 | Meeting Type | MIX | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-May-2009 | ||||||||||||||||||||||||
ISIN | FR0000121667 | Agenda | 701873158 - Management | |||||||||||||||||||||||
City | PARIS | Holding Recon Date | 11-May-2009 | |||||||||||||||||||||||
Country | France | Vote Deadline Date | 04-May-2009 | |||||||||||||||||||||||
SEDOL(s) | 4303761 - 4324375 - 7212477 - B02PS86 - B05L1P9 - B05ML74 - B06GDS0 - B28H1Q9 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
O.1 | Approve the management report of the Board of Directors, the report of the Chairman's Board of Directors and the Auditors' report, the Company's financial statements for the year 2008 of the Parent-Company as presented, showing an income of EUR 239,156,379.35 | Management | For | For | ||||||||||||||||||||||
O.2 | Approve the group management report of the Board of Directors and the Auditors' reports, the consolidated financial statements for the said FY, in the form presented to the meeting, showing a net income of EUR 388,811,000.00 of which EUR 382,356,000.00 is the group share | Management | For | For | ||||||||||||||||||||||
O.3 | Approve that the income for the FY be appropriated as follows: income for the FY: EUR 239,156,379.35, retained earnings from previous year: EUR 3,449,322.32, legal reserve: EUR 0.00, total to be distributed: EUR 242,605,701.67, special reserve on long term capital gains: EUR 0.00, statutory dividend: EUR 2,335,750.30, additional dividend: EUR 134,393,434.92, i.e., global dividend: EUR 136,629,185.22, other reserves: EUR 101,400,000.00, retained earnings: EUR 4,576,516.45; the shareholders will receive a net dividend of EUR 0.66 per share for the 211,019,922 ordinary shares of a par value of EUR 0.18 each, and will entitle to the 40% deduction provided by the French General Tax Code; this dividend will be paid on 26 MAY 2009; in the event that the Company holds some of its own shares on such date, the amount of the unpaid dividend on such shares shall be allocated to the retained earnings account; as required by Law | Management | For | For | ||||||||||||||||||||||
O.4 | Approve the management report and the special report of the Auditors on transactions or agreements governed by Article L.225- 38 of the French Commercial Code, the new agreement in said reports regarding the indemnity to be granted by the Company in the event of Mr. Hubert Sagnieres' breach of employment contract, Executive Vice President | Management | Abstain | Against | ||||||||||||||||||||||
O.5 | Approve the special report of the Auditors on transactions or agreements governed by the Article L.225-38 of the French Commercial Code, the said report and the transactions or agreements referred to therein | Management | For | For | ||||||||||||||||||||||
O.6 | Ratify the co-optation of Mr. Yves Gillet , to replace Mr. Serge Zins as a Director, until the shareholders' meeting called to approve the financial statements for the FY 2009 | Management | For | For | ||||||||||||||||||||||
O.7 | Approve to renews the appointment of Mr. Olivier Pecoux as a Director for a 3-year period | Management | For | For | ||||||||||||||||||||||
O.8 | Appoint Mr. Benoit Bazin as a Director, for a 3-year period | Management | For | For | ||||||||||||||||||||||
O.9 | Appoint Mr. Bernard Hours as a Director, for a 3-year period | Management | For | For | ||||||||||||||||||||||
O.10 | Appoint Mr. Antoine Bernard De Sainte-Affrique as a Director, for a 3-year period | Management | For | For | ||||||||||||||||||||||
O.11 | Authorize the Board of Directors to trade in the Company's shares on the stock market, subject to the conditions described below: maximum purchase price: EUR 70.00, minimum sale price: EUR 15.00, maximum number of shares to be acquired: 10% of the share capital; this delegation may be used during periods when cash or stock tender offers are in effect for the Company's shares; [Authority expires for a 18-month period] | Management | For | For | ||||||||||||||||||||||
E.12 | Authorize the Board of Directors to proceed, when cash or stock tender offers may be in effect, in 1 or more issues, with the issuance of warrants giving the right to subscribe shares of the Company to be free allocated to all of the Company's shareholders; and to increase the capital up to a limit of 25% of the share capital; and to take all necessary measures and accomplish all necessary formalities; to charge the share issuance costs against the related premiums and deduct from the premiums the amounts necessary to raise the legal reserve to one-tenth of the new capital after each increase; this authorization supersedes any and all earlier authorizations to the same effect and replaces the 1 granted by the shareholders' meeting of 14 MAY 2008 | Management | Against | Against | ||||||||||||||||||||||
E.13 | Grants full powers to the bearer of an original, a copy or extract of the minutes of this meeting to carry out all filings, publications and other formalities prescribed by Law | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 83000 | 0 | 01-May-2009 | 01-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 24000 | 0 | 01-May-2009 | 01-May-2009 | |||||||||||||||||||||
SHIMAMURA CO.,LTD. | ||||||||||||||||||||||||||
Security | J72208101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 15-May-2009 | ||||||||||||||||||||||||
ISIN | JP3358200008 | Agenda | 701935706 - Management | |||||||||||||||||||||||
City | SAITAMA | Holding Recon Date | 20-Feb-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 05-May-2009 | |||||||||||||||||||||||
SEDOL(s) | 6804035 - B02LHR6 | Quick Code | 82270 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||||||||||||||||||
2 | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the other Updated Laws and Regulaions | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | Abstain | Against | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | Abstain | Against | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | Abstain | Against | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | Abstain | Against | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | Abstain | Against | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | Abstain | Against | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | Abstain | Against | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | Abstain | Against | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | Abstain | Against | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | Abstain | Against | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | Abstain | Against | ||||||||||||||||||||||
4 | Appoint a Corporate Auditor | Management | Abstain | Against | ||||||||||||||||||||||
5 | Approve Provision of Retirement Allowance for Directors | Management | Abstain | Against | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 43000 | 0 | 05-May-2009 | 05-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 10000 | 0 | 05-May-2009 | 05-May-2009 | |||||||||||||||||||||
BG GROUP PLC | ||||||||||||||||||||||||||
Security | G1245Z108 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-May-2009 | ||||||||||||||||||||||||
ISIN | GB0008762899 | Agenda | 701883337 - Management | |||||||||||||||||||||||
City | TBA | Holding Recon Date | 14-May-2009 | |||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 11-May-2009 | |||||||||||||||||||||||
SEDOL(s) | 0876289 - 5845455 - B02S6T2 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve the annual report and the accounts | Management | For | For | ||||||||||||||||||||||
2. | Approve the remuneration report | Management | For | For | ||||||||||||||||||||||
3. | Declare the dividend | Management | For | For | ||||||||||||||||||||||
4. | Elect Sir David Manning | Management | For | For | ||||||||||||||||||||||
5. | Elect Mr. Martin Houston | Management | For | For | ||||||||||||||||||||||
6. | Re-elect Sir. Robert Wilson | Management | For | For | ||||||||||||||||||||||
7. | Re-elect Mr. Frank Chapman | Management | For | For | ||||||||||||||||||||||
8. | Re-elect Mr. Ashley Almanza | Management | For | For | ||||||||||||||||||||||
9. | Re-elect Mr. Jurgen Dormann | Management | For | For | ||||||||||||||||||||||
10. | Re-appoint the Auditors | Management | For | For | ||||||||||||||||||||||
11. | Approve the remuneration of the Auditors | Management | For | For | ||||||||||||||||||||||
12. | Approve the political donations | Management | Against | Against | ||||||||||||||||||||||
13. | Approve to increase the authorized share capital | Management | For | For | ||||||||||||||||||||||
14. | Grant authority to allot shares | Management | For | For | ||||||||||||||||||||||
S.15 | Approve the disapplication of the pre-emption rights | Management | Against | Against | ||||||||||||||||||||||
S.16 | Grant authority to make market purchases of own ordinary shares | Management | For | For | ||||||||||||||||||||||
S.17 | Amend the existing Articles of Association | Management | For | For | ||||||||||||||||||||||
S.18 | Adopt the new Articles of Association | Management | For | For | ||||||||||||||||||||||
S.19 | Approve the notice periods for the general meeting | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6207245 | 01Q | 70000 | 0 | 08-May-2009 | 08-May-2009 | |||||||||||||||||||||
6160998 | 01Q | 270000 | 0 | 08-May-2009 | 08-May-2009 | |||||||||||||||||||||
CHINA MOBILE LTD | ||||||||||||||||||||||||||
Security | Y14965100 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-May-2009 | ||||||||||||||||||||||||
ISIN | HK0941009539 | Agenda | 701878401 - Management | |||||||||||||||||||||||
City | HONGKONG | Holding Recon Date | 14-May-2009 | |||||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 07-May-2009 | |||||||||||||||||||||||
SEDOL(s) | 5563575 - 6073556 - B01DDV9 - B162JB0 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Receive the audited financial statements and the reports of the Directors and the Auditors of the Company and its subsidiaries for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
2. | Declare a final dividend for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
3.1 | Re-elect Mr. Wang Jianzhou as a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Re-elect Mr. Zhang Chunjiang as a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Re-elect Mr. Sha Yuejia as a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Re-elect Mr. Liu Aili as a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Re-elect Mr. Xu Long as a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Re-elect Mr. Moses Cheng Mo Chi as a Director | Management | For | For | ||||||||||||||||||||||
3.7 | Re-elect Mr. Nicholas Jonathan Read as a Director | Management | For | For | ||||||||||||||||||||||
4. | Re-appoint Messrs. KPMG as the Auditors and to authorize the Directors to fix their remuneration | Management | For | For | ||||||||||||||||||||||
5. | Authorize the Directors during the relevant period of all the powers of the Company to purchase shares of HKD 0.10 each in the capital of the Company including any form of depositary receipt representing the right to receive such shares [Shares]; and the aggregate nominal amount of shares which may be purchased on The Stock Exchange of Hong Kong Limited or any other stock exchange on which securities of the Company may be listed and which is recognized for this purpose by the Securities and Futures Commission of Hong Kong and The Stock Exchange of Hong Kong Limited shall not exceed or represent more than 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution, and the said approval shall be limited accordingly; [Authority expires earlier at the conclusion of the next AGM of the meeting or the expiration of period within which the next AGM of the Company is required by law to be held] | Management | For | For | ||||||||||||||||||||||
6. | Authorize the Directors to exercise full powers of the Company to allot, issue and deal with additional shares in the Company [including the making and granting of offers, agreements and options which might require shares to be allotted, whether during the continuance of such mandate or thereafter] provided that, otherwise than pursuant to (i) a rights issue where shares are offered to shareholders on a fixed record date in proportion to their then holdings of shares; (ii) the exercise of options granted under any share option scheme adopted by the Company; (iii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend in accordance with the Articles of Association of the Company, the aggregate nominal | Management | For | For | ||||||||||||||||||||||
amount of the shares allotted shall not exceed the aggregate of: (a) 20% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution, plus (b) [if the Directors are so authorized by a separate ordinary resolution of the shareholders of the Company] the nominal amount of the share capital of the Company repurchased by the Company subsequent to the passing of this resolution [up to a maximum equivalent to 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this Resolution]; [Authority expires earlier at the conclusion of the next AGM of the meeting or the expiration of period within which the next AGM of the Company is required by law to be held] | ||||||||||||||||||||||||||
7. | Authorize the Directors of the Company to exercise the powers of the Company referred to in the resolution as specified in item 6 in the notice of this meeting in respect of the share capital of the Company as specified | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 370000 | 0 | 07-May-2009 | 07-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 95000 | 0 | 07-May-2009 | 07-May-2009 | |||||||||||||||||||||
SAP AKTIENGESELLSCHAFT | ||||||||||||||||||||||||||
Security | D66992104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-May-2009 | ||||||||||||||||||||||||
ISIN | DE0007164600 | Agenda | 701900094 - Management | |||||||||||||||||||||||
City | MANNHEIM | Holding Recon Date | 27-Apr-2009 | |||||||||||||||||||||||
Country | Germany | Vote Deadline Date | 05-May-2009 | |||||||||||||||||||||||
SEDOL(s) | 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Presentation of the financial statements and annual report for the 2008 FY wit-h the report of the Supervisory Board, the Group financial statements and Grou-p annual report as well as the report by the Board of Managing Directors pursu-ant to sections 289[4] and 315[4] of the German Commercial Code | Non-Voting | ||||||||||||||||||||||||
2. | Resolution on the appropriation of the distributable profit of EUR 2,765,783,523.74 as follows: payment of a dividend of EUR 0.50 per no-par share, EUR 2,171,981,798.74 shall be carried forward, ex-dividend and payable date: 20 MAY 2009 | Management | For | For | ||||||||||||||||||||||
3. | Ratification of the Acts of the Board of Managing Directors | Management | For | For | ||||||||||||||||||||||
4. | Ratification of the Acts of the Supervisory Board | Management | For | For | ||||||||||||||||||||||
5. | Appointment of the Auditors for the 2009 FY: KPMG AG, Berlin | Management | For | For | ||||||||||||||||||||||
6. | Renewal of the authorization to acquire own shares; the Company shall be authorized to acquire own shares of up to EUR 120,000,000, at a price neither more than 10% above, nor more than 20% below the market price of the shares if they are acquired through the Stock Exchange, nor differing more than 20% from the market price of the shares if they are acquired by way of a repurchase offer, on or before 31 OCT 2010, the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to sell the shares on the Stock Exchange and to offer them to the shareholders for subscription; the Board of Managing Directors shall also be authorized to exclude shareholders' subscription rights for residual amounts and dispose of the shares in another manner if they are sold at a price not materially below their mark et price, to offer the shares to third parties for acquisition purposes, to use the shares within the scope of the Company's Stock Option and Incentive Plans, or for satisfying conversion | Management | For | For | ||||||||||||||||||||||
7. | Amendment to Section 19[2] of the Articles of Association in accordance with the implementation of the shareholders Rights Act [ARUG], in respect of shareholders being able to issue proxy- voting instructions via a password-secured internet dialogue provided by the Company | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 107000 | 0 | 05-May-2009 | 07-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 29000 | 0 | 05-May-2009 | 07-May-2009 | |||||||||||||||||||||
CAIRN ENERGY PLC | ||||||||||||||||||||||||||
Security | G17528236 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-May-2009 | ||||||||||||||||||||||||
ISIN | GB00B1RZDL64 | Agenda | 701917518 - Management | |||||||||||||||||||||||
City | PRINCES STREET | Holding Recon Date | 15-May-2009 | |||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 12-May-2009 | |||||||||||||||||||||||
SEDOL(s) | B1RZDL6 - B1VQ4X4 - B1VQFK8 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Receive the report and accounts for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
2. | Approve the Directors remuneration report contained in reports and accounts | Management | For | For | ||||||||||||||||||||||
3. | Re-appoint Ernst and Young LLP as the Auditors and authorize the Directors to fix their remuneration | Management | For | For | ||||||||||||||||||||||
4. | Appoint Mr. Lain McLaren as a Director | Management | For | For | ||||||||||||||||||||||
5. | Appoint Dr. James Buckee as a Director | Management | For | For | ||||||||||||||||||||||
6. | Re-elect Mr. Todd Hunt as a Director | Management | For | For | ||||||||||||||||||||||
7. | Re-elect Dr. Mike Watts as a Director | Management | For | For | ||||||||||||||||||||||
8. | Re-elect Mr. Phil Tracy as a Director | Management | For | For | ||||||||||||||||||||||
9. | Re-elect Mr. Hamish Grossart as a Director | Management | For | For | ||||||||||||||||||||||
10. | Authorize the Company to allot relevant securities pursuant to Section 80 of the Companies Act 1985 | Management | For | For | ||||||||||||||||||||||
S.11 | Authorize the Company to allot equity securities or sell treasury shares pursuant to Section 95 of the Companies Act 1985 | Management | Against | Against | ||||||||||||||||||||||
S.12 | Authorize the Company to make market purchases of the ordinary share capital of the Company | Management | For | For | ||||||||||||||||||||||
S.13 | Authorize the Company to hold EGM on 14 clear days notice | Management | For | For | ||||||||||||||||||||||
14. | Adopt the Cairn Energy PLC Long Term Incentive Plan 2009 | Management | For | For | ||||||||||||||||||||||
15. | Adopt the Cairn Energy PLC approved Share Option Plan 2009 | Management | For | For | ||||||||||||||||||||||
16. | Adopt the Cairn Energy PLC unapproved Share Option Plan 2009 | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 55000 | 0 | 12-May-2009 | 12-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 15000 | 0 | 12-May-2009 | 12-May-2009 | |||||||||||||||||||||
HUTCHISON WHAMPOA LTD | ||||||||||||||||||||||||||
Security | Y38024108 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-May-2009 | ||||||||||||||||||||||||
ISIN | HK0013000119 | Agenda | 701882854 - Management | |||||||||||||||||||||||
City | HONG KONG | Holding Recon Date | 13-May-2009 | |||||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 11-May-2009 | |||||||||||||||||||||||
SEDOL(s) | 5324910 - 6448035 - 6448068 - B01DJQ6 - B16TW78 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Receive and adopt the statement of audited accounts and reports of the Directors and the Auditors for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
2. | Declare a final dividend | Management | For | For | ||||||||||||||||||||||
3.1 | Re-elect Mr. Li Ka-Shing as a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Re-elect Mrs. Chow Woo Mo Fong, Susan as a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Re-elect Mr. Lai Kai Ming, Dominic as a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Re-elect Mr. William Shumiak as a Director | Management | For | For | ||||||||||||||||||||||
4. | Appoint the Auditor and authorize the Directors to fix the Auditor's remuneration | Management | For | For | ||||||||||||||||||||||
5. | Approve the remuneration of HKD 50,000 and HKD 120,000 respectively be payable to the Chairman and each of the other Directors of the Company for each FY until otherwise determined by an Ordinary Resolution of the Company, provided that such remuneration be payable in proportion to the period during which a Director has held office in case of a Director who has not held office for the entire year | Management | For | For | ||||||||||||||||||||||
6.1 | Approve a general mandate given to the Directors to issue and dispose of additional ordinary shares of the Company not exceeding 20% of the existing issued ordinary share capital of the Company | Management | For | For | ||||||||||||||||||||||
6.2 | Authorize the Directors of the Company, during the relevant period, to repurchase ordinary shares of HKD 0.25 each in the capital of the Company in accordance with all applicable laws and the requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited or of any other stock exchange, not exceeding 10% of the aggregate nominal amount of the ordinary share capital of the Company in issue at the date of this resolution; and [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by Law to be held] | Management | For | For | ||||||||||||||||||||||
6.3 | Approve, the general granted to the Directors to issue and dispose of additional ordinary shares pursuant to Ordinary Resolution Number 6[1], to add an amount representing the aggregate nominal amount of the ordinary share capital of the Company repurchased by the Company under the authority granted pursuant to Ordinary Resolution Number 6[2], provided that such amount shall not exceed 10% of the aggregate nominal amount of the issued ordinary share capital of the Company at the date of this resolution | Management | For | For | ||||||||||||||||||||||
7. | Approve, with effect from the conclusion of the meeting at which this resolution is passed, the amendments to the 2004 Partner Share Option Plan as specified, and approve the same by the shareholders of Partner and HTIL subject to such modifications of the relevant amendments to the 2004 Partner Share Option Plan as the Directors of the Company may consider necessary, taking into account the requirements of the relevant regulatory authorities, including without limitation, The Stock Exchange of Hong Kong Limited, and authorize the Directors to do all such acts and things as may be necessary to carry out such amendments and [if any] modifications into effect | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6207245 | 01Q | 145000 | 0 | 11-May-2009 | 11-May-2009 | |||||||||||||||||||||
6160998 | 01Q | 670000 | 0 | 11-May-2009 | 11-May-2009 | |||||||||||||||||||||
HUTCHISON WHAMPOA LTD | ||||||||||||||||||||||||||
Security | Y38024108 | Meeting Type | ExtraOrdinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 21-May-2009 | ||||||||||||||||||||||||
ISIN | HK0013000119 | Agenda | 701927052 - Management | |||||||||||||||||||||||
City | HONG KONG | Holding Recon Date | 13-May-2009 | |||||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 11-May-2009 | |||||||||||||||||||||||
SEDOL(s) | 5324910 - 6448035 - 6448068 - B01DJQ6 - B16TW78 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve, with effect from the later of the conclusion of the meeting at which this resolution is passed and the date on which the shares of Hutchison Telecommunications Hong Kong Holdings Limited [HTHKH, an indirect non wholly owned subsidiary of the Company] are admitted to trading on the Main Board of The Stock Exchange of Hong Kong Limited [the Stock Exchange], the rules of the Share Option Scheme of HTHKH [as specified] [the HTHKH Share Option Scheme], and authorize the Directors, acting together, individually or by committee, to approve any amendments to the rules of the HTHKH Share Option Scheme as may be acceptable or not objected to by the Stock Exchange, and to take all such steps as may be necessary, desirable or expedient to carry into effect the HTHKH Share Option Scheme+D913 subject to and in accordance with the terms thereof | Management | Against | Against | ||||||||||||||||||||||
2. | Approve the master agreement dated 17 APR 2009, made between the Company and Cheung Kong [Holdings] Limited [CKH] [the CKH Master Agreement], setting out the basis upon which bonds, notes, commercial paper and other similar debt instruments [the CKH Connected Debt Securities] may be issued by CKH or its subsidiaries and acquired by the Company or its wholly owned subsidiaries [together the Group], as specified, and authorize the Directors, acting together, individually or by committee, to approve the acquisition of the CKH Connected Debt Securities, as specified and of which this Notice forms part [the Circular] as contemplated in the CKH Master Agreement subject to the limitations set out in the CKH Master Agreement; A) during the Relevant Period [as specified] to acquire CKH Connected Debt Securities; B) i) the aggregate gross purchase price of the CKH Connected Debt Securities of a particular issue to be acquired, after deducting any net sale proceeds of CKH Connected Debt Securities to be sold, by the Group [CKH Net Connected Debt Securities Position] during the Relevant Period pursuant to the approval shall not | Management | For | For | ||||||||||||||||||||||
exceed 20% of the aggregate value of the subject issue and all outstanding CKH Connected Debt Securities of the same issuer with the same maturity or shorter maturities; ii) the aggregate amount of the CKH Net Connected Debt Securities Position and the HSE Net Connected Debt Securities Position [as specified] at any time during the Relevant Period shall not exceed HKD 16,380 million, being approximately 20% of the Company's "net liquid assets" as at 31 DEC 2008 [the Reference Date]; iii) the CKH Connected Debt Securities shall be a) listed for trading on a recognized exchange, b) offered to qualified institutional buyers in reliance on Rule 144A under the U.S. Securities Act of 1933, as amended, c) offered to persons outside the United States in reliance on Regulation S under the U.S. Securities Act of 1933, or d) offered pursuant to an issue where the aggregate value of such issue and all other outstanding CKH Connected Debt Securities of the same issuer is no less than USD 500 million or its equivalent in other currencies permitted, and in all cases the CKH Connected Debt Securities shall be acquired by the Group only from the | ||||||||||||||||||||||||||
secondary market and on normal commercial terms arrived at after arm's length negotiations; iv) the CKH Connected Debt Securities shall be of at least investment grade or its equivalent; v) the CKH Connected Debt Securities shall not include zero coupon instruments or instruments with any imbedded option, right to convert into or exchange for any form of equity interest or derivative; vi) the CKH Connected Debt Securities shall be issued in any of the following currencies, Hong Kong Dollars, the United States Dollars, Canadian Dollars or such other currency as the Directors who have no material interest in the proposed acquisition of CKH Connected Debt Securities consider in their reasonable opinion as posing a risk acceptable to the Group having regard to the Group's assets and businesses from time to time; and vii) the CKH Connected Debt Securities shall have maturity not in excess of 15 years; [Authority expires the earlier of the conclusion of the next AGM of the Company or the date on which the authority set out in this Resolution is revoked or varied by an ordinary resolution of the shareholders in general meeting of the Company] | ||||||||||||||||||||||||||
3. | Approve the entering into the master agreement dated 17 APR 2009, made between the Company and Husky Energy Inc. [HSE] [the HSE Master Agreement], setting out the basis upon which bonds, notes, commercial paper and other similar debt instruments [the HSE Connected Debt Securities] may be issued by HSE or its subsidiaries and acquired by the Group, as specified, and authorize the Directors, acting together, individually or by committee, to approve the acquisition of the HSE Connected Debt Securities, as specified and of which this Notice forms part as contemplated in the HSE Master Agreement subject to the limitations set out in the HSE Master Agreement; A) during the Relevant Period [as specified] to acquire HSE Connected Debt Securities; B) i) the aggregate gross purchase price of the HSE Connected Debt Securities of a particular issue to be acquired, after deducting any net sale proceeds of HSE Connected Debt Securities to be sold, by the Group [HSE Net Connected Debt Securities Position] during the Relevant Period [as specified] to acquire HSE Connected Debt Securities; B) i) the aggregate gross purchase price of the HSE Connected Debt Securities of a particular issue to be acquired, after deducting any net sale proceeds of HSE Connected Debt Securities to be sold, by the Group [HSE Net Connected Debt Securities Position] during the Relevant Period pursuant to the approval shall not exceed 20% of the aggregate value of the subject issue and all | Management | For | For | ||||||||||||||||||||||
outstanding HSE Connected Debt Securities of the same issuer with the same maturity or shorter maturities; ii) the aggregate amount of the HSE Net Connected Debt Securities Position and the CKH Net Connected Debt Securities Position at any time during the Relevant Period shall not exceed HKD 16,380 million, being approximately 20% of the Company's "net liquid assets" as at 31 DEC 2008 [the Reference Date]; iii) the HSE Connected Debt Securities shall be a) listed for trading on a recognized exchange, b) offered to qualified institutional buyers in reliance on Rule 144A under the U.S. Securities Act of 1933, as amended, c) offered to persons outside the United States in reliance on Regulation S under the U.S. Securities Act of 1933, or d) offered pursuant to an issue where the aggregate value of such issue and all other outstanding HSE Connected Debt Securities of the same issuer is no less than USD 500 million or its equivalent in other currencies permitted, and in all cases the HSE Connected Debt Securities shall be acquired by the Group only from the secondary market and on normal commercial terms arrived at after arm's length | ||||||||||||||||||||||||||
negotiations; iv) the HSE Connected Debt Securities shall be of at least investment grade or its equivalent; v) the HSE Connected Debt Securities shall not include zero coupon instruments or instruments with any imbedded option, right to convert into or exchange for any form of equity interest or derivative; vi) the HSE Connected Debt Securities shall be issued in any of the following currencies, Hong Kong Dollars, the United States Dollars, Canadian Dollars or such other currency as the Directors who have no material interest in the proposed acquisition of HSE Connected Debt Securities consider in their reasonable opinion as posing a risk acceptable to the Group having regard to the Group's assets and businesses from time to time; and vii) the HSE Connected Debt Securities shall have maturity not in excess of 15 years; [Authority expires the earlier of the conclusion of the next AGM of the Company or the date on which the authority set out in this Resolution is revoked or varied by an ordinary resolution of the shareholders in general meeting of the Company] | ||||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 670000 | 0 | 11-May-2009 | 11-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 145000 | 0 | 11-May-2009 | 11-May-2009 | |||||||||||||||||||||
CNOOC LTD | ||||||||||||||||||||||||||
Security | Y1662W117 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-May-2009 | ||||||||||||||||||||||||
ISIN | HK0883013259 | Agenda | 701902163 - Management | |||||||||||||||||||||||
City | HONG KONG | Holding Recon Date | 19-May-2009 | |||||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 15-May-2009 | |||||||||||||||||||||||
SEDOL(s) | B00G0S5 - B016D18 - B05QZJ6 - B16TB15 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED T-HE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||||||||||||
A.1 | Receive and approve the audited statement of accounts together with the report of the Directors and Independent Auditors report thereon for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
A.2 | Declare a final dividend for the YE 31 DEC 2008 | Management | For | For | ||||||||||||||||||||||
A.3.1 | Re-elect Mr. Wu Guangqi as an Executive Director | Management | For | For | ||||||||||||||||||||||
A.3.2 | Re-elect Mr. Cao Xinghe as a Non-executive Director | Management | For | For | ||||||||||||||||||||||
A.3.3 | Re-elect Mr. Wu Zhenfang as a Non-executive Director | Management | For | For | ||||||||||||||||||||||
A.3.4 | Re-elect Dr. Edgar W.K. Cheng as an Independent Non-Executive Director | Management | For | For | ||||||||||||||||||||||
A.3.5 | Authorize the Board of Directors to fix the remuneration of each of the Directors | Management | For | For | ||||||||||||||||||||||
A.4 | Re-appoint the Company's Independent Auditors and authorize the Board of Directors to fix their remuneration | Management | For | For | ||||||||||||||||||||||
B.1 | Authorize the Directors, subject to this resolution, during the Relevant Period [as hereinafter specified], to repurchase shares in the capital of the Company on The Stock Exchange of Hong Kong Limited [the Stock Exchange] or on any other exchange on which the shares of the Company may be listed and recognized by the Securities and Futures Commission of Hong Kong and The Stock Exchange for this purpose [Recognized Stock Exchange], subject to and in accordance with all applicable Laws, Rules and regulations and the requirements of the Rules Governing the Listing of Securities on the Stock Exchange of Hong Kong Limited [the Listing Rules], or of any other Recognized Stock Exchange and the articles of association [the Articles] of the Company; the aggregate nominal amount of shares of the Company which the Company is authorized to repurchase pursuant to the approval in this resolution shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue as at the date of the passing of this resolution; and [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next annual general meeting of the Company is required by any applicable laws or the Articles of the Company to be held] | Management | For | For | ||||||||||||||||||||||
B.2 | Authorize the Directors, subject to the following provisions of this resolution, during the Relevant Period [as hereinafter specified], to allot, issue and deal with additional shares in the capital of the Company and to make or grant offers, agreements and options [including bonds, notes, warrants, debentures and securities convertible into shares of the Company] which would or might require the exercise of such powers be and is hereby generally and unconditionally approved; to make or grant offers, agreements and options [including bonds, notes, warrants, | Management | For | For | ||||||||||||||||||||||
debentures and securities convertible into shares of the Company] which would or might require the exercise of such powers after the end of the Relevant Period; the aggregate nominal amount of share capital of the Company allotted or agreed conditionally or unconditionally to be allotted, issued or dealt with [whether pursuant to an option or otherwise] by the Directors pursuant to the approval in this resolution, otherwise than pursuant to: i) a Rights Issue [as hereinafter specified]; ii) an issue of shares pursuant to any specific authority granted by shareholders of the Company in general meeting, including upon the exercise of rights of subscription or conversion under the terms of any warrants issued by the Company or any bonds, notes, debentures or securities convertible into shares of the Company; iii) an issue of shares pursuant to the exercise of any option granted under any share option scheme or similar arrangement for the time being adopted by the Company and/or any of its subsidiaries; iv) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend on shares of the Company in | ||||||||||||||||||||||||||
accordance with the Articles of the Company; or v) any adjustment, after the date of grant or issue of any options, rights to subscribe or other securities referred to above, in the price at which shares in the Company shall be subscribed, and/or in the number of shares in the Company which shall be subscribed, on exercise of relevant rights under such options, warrants or other securities, such adjustment being made in accordance with, or as contemplated by, the terms of such options, rights to subscribe or other securities, shall not exceed 20% of the aggregate nominal amount of the share capital of the Company in issue as at the date of the passing of this resolution; [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next annual general meeting of the Company is required by any applicable laws or the Articles of the Company to be held] | ||||||||||||||||||||||||||
B.3 | Authorize the Directors, subject to the passing of the Resolutions Numbered B.1 and B.2, to allot, issue and deal with additional shares of the Company pursuant to Resolution Numbered B.2 be and hereby extended by the addition to it of an amount representing the aggregate nominal amount of the shares in the capital of the Company which are repurchased by the Company pursuant to and since the granting to the Company of the general mandate to repurchase shares in accordance with resolution numbered B1 set out in this notice, provided that such extended amount shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue as at the date of the passing of this resolution | Management | For | For | ||||||||||||||||||||||
S.C.1 | Amend Article 85 of the Articles of Association of the Company as specified | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6207245 | 01Q | 1347000 | 0 | 15-May-2009 | 15-May-2009 | |||||||||||||||||||||
6160998 | 01Q | 4650000 | 0 | 15-May-2009 | 15-May-2009 | |||||||||||||||||||||
WM MORRISON SUPERMARKETS PLC | ||||||||||||||||||||||||||
Security | G62748119 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 04-Jun-2009 | ||||||||||||||||||||||||
ISIN | GB0006043169 | Agenda | 701926581 - Management | |||||||||||||||||||||||
City | BRADFORD | Holding Recon Date | 02-Jun-2009 | |||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 28-May-2009 | |||||||||||||||||||||||
SEDOL(s) | 0604316 - 5847978 - B020KF2 - B1BJV87 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Receive and consider the Directors' report and audited financial statements for the 52 weeks ended 1 FEB 2009 | Management | For | For | ||||||||||||||||||||||
2. | Approve the Directors' remuneration report for the 52 weeks ended 01 FEB 2009 | Management | For | For | ||||||||||||||||||||||
3. | Declare a final dividend | Management | For | For | ||||||||||||||||||||||
4. | Re-elect Mr. Brian Flanagan | Management | For | For | ||||||||||||||||||||||
5. | Re-elect Mr. Paul Manduca | Management | For | For | ||||||||||||||||||||||
6. | Re-elect Mr. Susan Murray | Management | For | For | ||||||||||||||||||||||
7. | Re-elect Mr. Nigel Robertson | Management | For | For | ||||||||||||||||||||||
8. | Re-elect Mr. Philip Cox | Management | For | For | ||||||||||||||||||||||
9. | Re-appoint KPMG Audit Plc as the Auditors of the Company and authorise the Directors to fix their remuneration | Management | For | For | ||||||||||||||||||||||
S.10 | Authorize the Directors to make market purchases of the Company's shares. | Management | For | For | ||||||||||||||||||||||
11. | Authorize the Directors to allot securities | Management | For | For | ||||||||||||||||||||||
S.12 | Authorize the Directors to allot securities otherwise than in accordance with section 89 of the Companies Act 1985 | Management | For | For | ||||||||||||||||||||||
S.13 | Amend the Articles of Association | Management | For | For | ||||||||||||||||||||||
S.14 | Approve to reduce the period of notice required for an EGM | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 1025000 | 0 | 28-May-2009 | 28-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 260000 | 0 | 28-May-2009 | 28-May-2009 | |||||||||||||||||||||
CENTRICA PLC, WINDSOR BERKSHIRE | ||||||||||||||||||||||||||
Security | G2018Z143 | Meeting Type | Ordinary General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 08-Jun-2009 | ||||||||||||||||||||||||
ISIN | GB00B033F229 | Agenda | 701969581 - Management | |||||||||||||||||||||||
City | LONDON | Holding Recon Date | 04-Jun-2009 | |||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 01-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | B033F22 - B03HHY0 - B03J9H3 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve that the transaction, on the terms specified in the Transaction Agreements [as specified], and authorize the Directors of the Company [or a Committee of the Directors] to waive, amend, vary or extend any of the terms of the Transaction Agreement [provide that any such waivers, amendments, variations or extensions are not of a material nature] and to do all things as they may in their absolute discretion consider to be necessary or desirable to implement and give effect to, or otherwise in connection with, the transactions and any matters incidental to the transactions | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 950000 | 0 | 28-May-2009 | 28-May-2009 | |||||||||||||||||||||
6207245 | 01Q | 336875 | 0 | 28-May-2009 | 28-May-2009 | |||||||||||||||||||||
HOYA CORPORATION | ||||||||||||||||||||||||||
Security | J22848105 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 16-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3837800006 | Agenda | 701980232 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 04-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5689374 - 6441506 - B02GXJ5 | Quick Code | 77410 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1 | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3 | Authorize Use of Stock Options, and Allow Board to Authorize Use of Stock Option Plan | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 220000 | 0 | 04-Jun-2009 | 04-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 55000 | 0 | 04-Jun-2009 | 04-Jun-2009 | |||||||||||||||||||||
KEYENCE CORPORATION | ||||||||||||||||||||||||||
Security | J32491102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 18-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3236200006 | Agenda | 701997059 - Management | |||||||||||||||||||||||
City | OSAKA | Holding Recon Date | 20-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 08-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5998735 - 6490995 - B02HPZ8 | Quick Code | 68610 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | Against | Against | ||||||||||||||||||||||
2 | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the other Updated Laws and Regulations, Expand Business Lines, Adopt Restriction to the Rights for Odd-Lot Shares | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 19550 | 0 | 09-Jun-2009 | 09-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 6570 | 0 | 09-Jun-2009 | 09-Jun-2009 | |||||||||||||||||||||
NITTO DENKO CORPORATION | ||||||||||||||||||||||||||
Security | J58472119 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3684000007 | Agenda | 701977398 - Management | |||||||||||||||||||||||
City | OSAKA | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 09-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 4253714 - 6641801 - B19PJR2 - B1R1SP3 | Quick Code | 69880 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||||||||||||||||||||
2. | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||||||||||||||
3. | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
4.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
5. | Determination of the amount of compensation provided as stock options to Directors and related details | Management | Against | Against | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6207245 | 01Q | 24000 | 0 | 09-Jun-2009 | 09-Jun-2009 | |||||||||||||||||||||
HONDA MOTOR CO.,LTD. | ||||||||||||||||||||||||||
Security | J22302111 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 23-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3854600008 | Agenda | 701977401 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 11-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 0435141 - 4435482 - 5326273 - 6435145 - B02F0P7 - B247ZM7 | Quick Code | 72670 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||||||||||||||||||||
2. | Amend Articles to :Approve Minor Revisions Related to Dematerialization of Shares and the other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.8 | .Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.13 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.14 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.15 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.16 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.17 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.18 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.19 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.20 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.21 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4. | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
5. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6207245 | 01Q | 38000 | 0 | 11-Jun-2009 | 11-Jun-2009 | |||||||||||||||||||||
6160998 | 01Q | 165000 | 0 | 11-Jun-2009 | 11-Jun-2009 | |||||||||||||||||||||
DENSO CORPORATION | ||||||||||||||||||||||||||
Security | J12075107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3551500006 | Agenda | 702000263 - Management | |||||||||||||||||||||||
City | AICHI | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 12-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5734694 - 6640381 - B021NW3 | Quick Code | 69020 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||||||||||||||||||
2 | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
5 | Allow Board to Authorize Use of Stock Options and Stock Option Plan | Management | Abstain | Against | ||||||||||||||||||||||
6 | Approve Provision of Retirement Allowance for Corporate Auditors | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 194000 | 0 | 12-Jun-2009 | 12-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 42000 | 0 | 12-Jun-2009 | 12-Jun-2009 | |||||||||||||||||||||
ADVANTEST CORPORATION | ||||||||||||||||||||||||||
Security | J00210104 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3122400009 | Agenda | 701982212 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 15-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5705924 - 6870490 - B114GD2 - B16MT98 | Quick Code | 68570 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the Other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | Against | Against | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 173000 | 0 | 15-Jun-2009 | 15-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 36000 | 0 | 15-Jun-2009 | 15-Jun-2009 | |||||||||||||||||||||
DAITO TRUST CONSTRUCTION CO.,LTD. | ||||||||||||||||||||||||||
Security | J11151107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3486800000 | Agenda | 701982426 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 6250508 - B050736 - B2N85R6 | Quick Code | 18780 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||||||||||||||||||||
2. | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the Other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
4.3 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
5. | Modification of resolution of Proposal 7 (Issuance of stock acquisition rights to persons other than shareholders with particularly favorable conditions) at the 30th Ordinary General Meeting of Shareholders | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 85000 | 0 | 17-Jun-2009 | 17-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 32500 | 0 | 17-Jun-2009 | 17-Jun-2009 | |||||||||||||||||||||
TAKEDA PHARMACEUTICAL COMPANY LIMITED | ||||||||||||||||||||||||||
Security | J8129E108 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3463000004 | Agenda | 701984761 - Management | |||||||||||||||||||||||
City | OSAKA | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 15-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5296752 - 6870445 - B01DRX9 - B03FZP1 - B17MW65 | Quick Code | 45020 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||||||||||||||||||||
2. | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the Other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
5. | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 72000 | 0 | 15-Jun-2009 | 15-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 28500 | 0 | 15-Jun-2009 | 15-Jun-2009 | |||||||||||||||||||||
SECOM CO.,LTD. | ||||||||||||||||||||||||||
Security | J69972107 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3421800008 | Agenda | 701988226 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 15-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5798504 - 6791591 - B018RR8 - B1CDZW0 | Quick Code | 97350 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||||||||||||||||||||
2. | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the Other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4. | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 76000 | 0 | 15-Jun-2009 | 15-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 30000 | 0 | 15-Jun-2009 | 15-Jun-2009 | |||||||||||||||||||||
DAIKIN INDUSTRIES,LTD. | ||||||||||||||||||||||||||
Security | J10038115 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3481800005 | Agenda | 701982577 - Management | |||||||||||||||||||||||
City | OSAKA | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 16-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5674518 - 6250724 - B1DL5K1 | Quick Code | 63670 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||||||||||||||||||||
2. | Amend Articles to :Approve Minor Revisions Related to Dematerialization of Shares and the other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
3. | Approve Purchase of Own Shares | Management | For | For | ||||||||||||||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
5. | Appoint a Substitute Corporate Auditor | Management | For | For | ||||||||||||||||||||||
6. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 140000 | 0 | 16-Jun-2009 | 16-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 29500 | 0 | 16-Jun-2009 | 16-Jun-2009 | |||||||||||||||||||||
NINTENDO CO.,LTD. | ||||||||||||||||||||||||||
Security | J51699106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3756600007 | Agenda | 701988048 - Management | |||||||||||||||||||||||
City | KYOTO | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 18-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5334209 - 6639550 - B02JMD1 - B0ZGTW7 | Quick Code | 79740 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||||||||||||||||||||
2. | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the Other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 5000 | 0 | 18-Jun-2009 | 18-Jun-2009 | |||||||||||||||||||||
MITSUBISHI ESTATE COMPANY,LIMITED | ||||||||||||||||||||||||||
Security | J43916113 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | �� | Meeting Date | 26-Jun-2009 | |||||||||||||||||||||||
ISIN | JP3899600005 | Agenda | 701988113 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 16-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5271113 - 6596729 - B02JCZ3 - B175XJ4 | Quick Code | 88020 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||||||||||||||||||||
2. | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the Other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.13 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.14 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4. | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 235000 | 0 | 16-Jun-2009 | 16-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 67000 | 0 | 16-Jun-2009 | 16-Jun-2009 | |||||||||||||||||||||
FANUC LTD. | ||||||||||||||||||||||||||
Security | J13440102 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3802400006 | Agenda | 701990877 - Management | |||||||||||||||||||||||
City | YAMANASHI | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 16-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5477557 - 6356934 - B022218 - B16TB93 | Quick Code | 69540 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||||||||||||||||||||
2. | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the Other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.13 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.14 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4. | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 54000 | 0 | 16-Jun-2009 | 16-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 16000 | 0 | 16-Jun-2009 | 16-Jun-2009 | |||||||||||||||||||||
SHIN-ETSU CHEMICAL CO.,LTD. | ||||||||||||||||||||||||||
Security | J72810120 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3371200001 | Agenda | 701996970 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 16-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5451636 - 6804585 - B02LJ25 - B17MHW6 - B1CDFY2 | Quick Code | 40630 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||||||||||||||||||
2 | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the other Updated Laws and Regulations, Increase Board Size to 26 | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.13 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.14 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4 | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
5 | Allow Board to Authorize Use of Stock Options | Management | For | For | ||||||||||||||||||||||
6 | Approve Extension of Anti-Takeover Defense Measures | Management | Against | Against | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 82000 | 0 | 16-Jun-2009 | 16-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 26500 | 0 | 16-Jun-2009 | 16-Jun-2009 | |||||||||||||||||||||
HIROSE ELECTRIC CO.,LTD. | ||||||||||||||||||||||||||
Security | J19782101 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3799000009 | Agenda | 702001405 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 16-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 5900989 - 6428725 | Quick Code | 68060 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | ||||||||||||||||||||||
2 | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 35600 | 0 | 16-Jun-2009 | 16-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 9500 | 0 | 16-Jun-2009 | 16-Jun-2009 | |||||||||||||||||||||
TOKIO MARINE HOLDINGS,INC. | ||||||||||||||||||||||||||
Security | J86298106 | Meeting Type | Annual General Meeting | |||||||||||||||||||||||
Ticker Symbol | Meeting Date | 29-Jun-2009 | ||||||||||||||||||||||||
ISIN | JP3910660004 | Agenda | 701991033 - Management | |||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2009 | |||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2009 | |||||||||||||||||||||||
SEDOL(s) | 6513126 - B0BWH36 - B11FD23 | Quick Code | 87660 | |||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | ||||||||||||||||||||||
2. | Amend Articles to: Approve Minor Revisions Related to Dematerialization of Shares and the Other Updated Laws and Regulations | Management | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||||||||||||||
4. | Appoint a Corporate Auditor | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 127000 | 0 | 17-Jun-2009 | 17-Jun-2009 | |||||||||||||||||||||
6207245 | 01Q | 37000 | 0 | 17-Jun-2009 | 17-Jun-2009 | |||||||||||||||||||||
ALCON INC | ||||||||||||||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | Meeting Date | Tuesday, May 05, 2009 | ||||||||||||||||||||||||
ISIN | CH0013826497 | Agenda | ||||||||||||||||||||||||
City | Holding Recon Date | 15-Apr | ||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr | |||||||||||||||||||||||
SEDOL(s) | 2852395 | Quick Code | ||||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||||||||||||||
1 | Approval of the 2008 Annual Report and accounts for Alcon, Inc. and the 2008 consolidated financial statements of Alcon, Inc. and subsidiaries | Management | For | For | ||||||||||||||||||||||
2 | Appropriation of available earnings and prposed dividend to shareholders for the financial year 2008 | Management | For | For | ||||||||||||||||||||||
3 | Discharge of the members of the board of directors for the financial year 2008 | Management | For | For | ||||||||||||||||||||||
4 | Election of KPMG AG, ZUGM as group and parent company auditors | Management | For | For | ||||||||||||||||||||||
5 | Election of OBT AG, Zurich, as special auditors | Management | For | For | ||||||||||||||||||||||
6a | Election to the board of directors: Kevin Buehler | Management | For | For | ||||||||||||||||||||||
6b | Election to the board of directors: Paul Bulcke | Management | For | For | ||||||||||||||||||||||
6c | Election to the board of directors: Joan Miller, M.D. | Management | For | For | ||||||||||||||||||||||
6d | Election to the board of directors: Hermann Wirz | Management | For | For | ||||||||||||||||||||||
7 | Approval of share cancellation | Management | For | For | ||||||||||||||||||||||
8 | Editorial Amendments to the articles of association | Management | For | For | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
6160998 | 01Q | 127000 | 0 | 04/20/2009 | 04/20/2009 | |||||||||||||||||||||
6207245 | 01Q | 37000 | 0 | 04/20/2009 | 04/20/2009 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) | BBH TRUST |
By | /s/John A. Gehret |
(Signature and Title)* | John A. Gehret |
Principal Executive Officer | |
Date: | August 26, 2009 |
* Print the name and title of each signing officer under his or her signature.