United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File number: 811-21829 |
(Name and address of agent for service)
Corporation Services Company
2711 Centerville Road, Suite 400
Wilmington, Delaware 19808
Date of fiscal year end: June 30 & October 31
Registrant’s telephone number, including area code:
(800) 625-5759
(Exact name of registrant as specified in charter)
BBH Trust
(Address of principal executive offices)
(Zip code)
140 Broadway
New York, NY 10005
Date of reporting period: July 1, 2009 to June 30, 2010
Item1. Proxy Voting Record.
The following Series of the Registrant did not hold any voting securities and accordingly did not vote any proxies during the reporting period:
BBH Money Market Fund
BBH Broad Market Fund
The following Series of the Registrant was liquidated on October 23, 2009 and did not hold any voting securities prior to its liquidation and accordingly did not vote any proxies during the reporting period:
BBH Tax Exempt Money Fund
BBH Core Select | ||||||||||||||||||||||||||||
DELL INC. | ||||||||||||||||||||||||||||
Security | 24702R101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DELL | Meeting Date | 17-Jul-2009 | |||||||||||||||||||||||||
ISIN | US24702R1014 | Agenda | 933103892 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 22-May-2009 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 16-Jul-2009 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | JAMES W. BREYER | For | For | For | ||||||||||||||||||||||||
2 | DONALD J. CARTY | For | For | For | ||||||||||||||||||||||||
3 | MICHAEL S. DELL | For | For | For | ||||||||||||||||||||||||
4 | WILLIAM H. GRAY, III | For | For | For | ||||||||||||||||||||||||
5 | SALLIE L. KRAWCHECK | For | For | For | ||||||||||||||||||||||||
6 | JUDY C. LEWENT | For | For | For | ||||||||||||||||||||||||
7 | THOMAS W. LUCE, III | For | For | For | ||||||||||||||||||||||||
8 | KLAUS S. LUFT | For | For | For | ||||||||||||||||||||||||
9 | ALEX J. MANDL | For | For | For | ||||||||||||||||||||||||
10 | SAM NUNN | For | For | For | ||||||||||||||||||||||||
02 | RATIFICATION OF INDEPENDENT AUDITOR | Management | For | For | For | |||||||||||||||||||||||
SH1 | REIMBURSEMENT OF PROXY EXPENSES | Shareholder | Against | Against | For | |||||||||||||||||||||||
SH2 | ADOPT SIMPLE MAJORITY VOTE | Shareholder | Against | Against | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 405815 | 0 | 16-Jul-2009 | 16-Jul-2009 | |||||||||||||||||||||||
DIAGEO PLC | ||||||||||||||||||||||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DEO | Meeting Date | 14-Oct-2009 | |||||||||||||||||||||||||
ISIN | US25243Q2057 | Agenda | 933147313 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 04-Sep-2009 | ||||||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 05-Oct-2009 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | REPORT AND ACCOUNTS 2009. | Management | For | For | For | |||||||||||||||||||||||
02 | DIRECTORS' REMUNERATION REPORT 2009. | Management | For | For | For | |||||||||||||||||||||||
03 | DECLARATION OF FINAL DIVIDEND. | Management | For | For | For | |||||||||||||||||||||||
04 | RE-ELECTION OF LM DANON (1,3,4) AS A DIRECTOR. | Management | For | For | For | |||||||||||||||||||||||
05 | RE-ELECTION OF LORD HOLLICK (1,3,4*) AS A DIRECTOR. | Management | For | For | For | |||||||||||||||||||||||
06 | RE-ELECTION OF PS WALSH (2*) AS A DIRECTOR. | Management | For | For | For | |||||||||||||||||||||||
07 | ELECTION OF PB BRUZELIUS (1,3,4) AS A DIRECTOR. | Management | Against | For | Against | |||||||||||||||||||||||
08 | ELECTION OF BD HOLDEN (1,3,4) AS A DIRECTOR. | Management | For | For | For | |||||||||||||||||||||||
09 | RE-APPOINTMENT OF AUDITOR. | Management | For | For | For | |||||||||||||||||||||||
10 | REMUNERATION OF AUDITOR. | Management | For | For | For | |||||||||||||||||||||||
11 | AUTHORITY TO ALLOT SHARES. | Management | Against | For | Against | |||||||||||||||||||||||
12 | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | For | For | For | |||||||||||||||||||||||
13 | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | Management | For | For | For | |||||||||||||||||||||||
14 | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Management | For | For | For | |||||||||||||||||||||||
15 | ADOPTION OF THE DIAGEO PLC 2009 DISCRETIONARY INCENTIVE PLAN. | Management | For | For | For | |||||||||||||||||||||||
16 | ADOPTION OF THE DIAGEO PLC 2009 EXECUTIVE LONG TERM INCENTIVE PLAN. | Management | For | For | For | |||||||||||||||||||||||
17 | ADOPTION OF THE DIAGEO PLC INTERNATIONAL SHAREMATCH PLAN 2009. | Management | For | For | For | |||||||||||||||||||||||
18 | AUTHORITY TO ESTABLISH INTERNATIONAL SHARE PLANS. | Management | For | For | For | |||||||||||||||||||||||
19 | ADOPTION OF THE DIAGEO PLC 2009 IRISH SHARESAVE PLAN. | Management | For | For | For | |||||||||||||||||||||||
20 | AMENDMENTS TO THE RULES OF DIAGEO PLC EXECUTIVE SHARE OPTION PLAN. | Management | For | For | For | |||||||||||||||||||||||
21 | AMENDMENTS TO THE RULES OF DIAGEO PLC 2008 SENIOR EXECUTIVE SHARE OPTION PLAN. | Management | For | For | For | |||||||||||||||||||||||
22 | AMENDMENTS TO THE RULES OF DIAGEO PLC SENIOR EXECUTIVE SHARE OPTION PLAN. | Management | For | For | For | |||||||||||||||||||||||
23 | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING. | Management | Against | For | Against | |||||||||||||||||||||||
24 | ADOPTION OF ARTICLES OF ASSOCIATION. | Management | For | For | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 97750 | 0 | 25-Sep-2009 | 25-Sep-2009 | |||||||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ||||||||||||||||||||||||||||
Security | 053015103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | ADP | Meeting Date | 10-Nov-2009 | |||||||||||||||||||||||||
ISIN | US0530151036 | Agenda | 933148288 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 11-Sep-2009 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 09-Nov-2009 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | GREGORY D. BRENNEMAN | For | For | For | ||||||||||||||||||||||||
2 | LESLIE A. BRUN | For | For | For | ||||||||||||||||||||||||
3 | GARY C. BUTLER | For | For | For | ||||||||||||||||||||||||
4 | LEON G. COOPERMAN | For | For | For | ||||||||||||||||||||||||
5 | ERIC C. FAST | For | For | For | ||||||||||||||||||||||||
6 | LINDA R. GOODEN | For | For | For | ||||||||||||||||||||||||
7 | R. GLENN HUBBARD | For | For | For | ||||||||||||||||||||||||
8 | JOHN P. JONES | For | For | For | ||||||||||||||||||||||||
9 | CHARLES H. NOSKI | For | For | For | ||||||||||||||||||||||||
10 | SHARON T. ROWLANDS | For | For | For | ||||||||||||||||||||||||
11 | GREGORY L. SUMME | For | For | For | ||||||||||||||||||||||||
02 | APPOINTMENT OF DELOITTE & TOUCHE LLP | Management | For | For | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 122975 | 0 | 02-Nov-2009 | 02-Nov-2009 | |||||||||||||||||||||||
MICROSOFT CORPORATION | ||||||||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2009 | |||||||||||||||||||||||||
ISIN | US5949181045 | Agenda | 933150310 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 04-Sep-2009 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 18-Nov-2009 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | For | |||||||||||||||||||||||
02 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | For | |||||||||||||||||||||||
03 | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | For | |||||||||||||||||||||||
04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | Management | For | For | For | |||||||||||||||||||||||
05 | ELECTION OF DIRECTOR: REED HASTINGS | Management | For | For | For | |||||||||||||||||||||||
06 | ELECTION OF DIRECTOR: MARIA KLAWE | Management | For | For | For | |||||||||||||||||||||||
07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | For | |||||||||||||||||||||||
08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | For | |||||||||||||||||||||||
09 | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | For | |||||||||||||||||||||||
10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR | Management | For | For | For | |||||||||||||||||||||||
11 | TO APPROVE AMENDMENTS TO AMENDED AND RESTATED ARTICLES OF INCORPORATION | Management | For | For | For | |||||||||||||||||||||||
12 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | For | |||||||||||||||||||||||
13 | SHAREHOLDER PROPOSAL - ADOPTION OF HEALTHCARE REFORM PRINCIPLES | Shareholder | Against | Against | For | |||||||||||||||||||||||
14 | SHAREHOLDER PROPOSAL - DISCLOSURE OF CHARITABLE CONTRIBUTIONS | Shareholder | Against | Against | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 360163 | 0 | 06-Nov-2009 | 06-Nov-2009 | |||||||||||||||||||||||
INTUIT INC. | ||||||||||||||||||||||||||||
Security | 461202103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | INTU | Meeting Date | 15-Dec-2009 | |||||||||||||||||||||||||
ISIN | US4612021034 | Agenda | 933159039 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 20-Oct-2009 | ||||||||||||||||||||||||||
Country | Canada | Vote Deadline Date | 14-Dec-2009 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | DAVID H. BATCHELDER | For | For | For | ||||||||||||||||||||||||
2 | CHRISTOPHER W. BRODY | For | For | For | ||||||||||||||||||||||||
3 | WILLIAM V. CAMPBELL | For | For | For | ||||||||||||||||||||||||
4 | SCOTT D. COOK | For | For | For | ||||||||||||||||||||||||
5 | DIANE B. GREENE | For | For | For | ||||||||||||||||||||||||
6 | MICHAEL R. HALLMAN | For | For | For | ||||||||||||||||||||||||
7 | EDWARD A. KANGAS | For | For | For | ||||||||||||||||||||||||
8 | SUZANNE NORA JOHNSON | For | For | For | ||||||||||||||||||||||||
9 | DENNIS D. POWELL | For | For | For | ||||||||||||||||||||||||
10 | STRATTON D. SCLAVOS | For | For | For | ||||||||||||||||||||||||
11 | BRAD D. SMITH | For | For | For | ||||||||||||||||||||||||
02 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2010. | Management | For | For | For | |||||||||||||||||||||||
03 | APPROVE THE AMENDMENT TO OUR 2005 EQUITY INCENTIVE PLAN. | Management | For | For | For | |||||||||||||||||||||||
04 | APPROVE THE AMENDMENT TO OUR EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 274875 | 0 | 14-Dec-2009 | 14-Dec-2009 | |||||||||||||||||||||||
WALGREEN CO. | ||||||||||||||||||||||||||||
Security | 931422109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | WAG | Meeting Date | 13-Jan-2010 | |||||||||||||||||||||||||
ISIN | US9314221097 | Agenda | 933170045 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 16-Nov-2009 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 12-Jan-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | STEVEN A. DAVIS | For | For | For | ||||||||||||||||||||||||
2 | WILLIAM C. FOOTE | Withheld | Withhold | Against | ||||||||||||||||||||||||
3 | MARK P. FRISSORA | For | For | For | ||||||||||||||||||||||||
4 | ALAN G. MCNALLY | For | For | For | ||||||||||||||||||||||||
5 | NANCY M. SCHLICHTING | For | For | For | ||||||||||||||||||||||||
6 | DAVID Y. SCHWARTZ | For | For | For | ||||||||||||||||||||||||
7 | ALEJANDRO SILVA | �� | For | For | For | |||||||||||||||||||||||
8 | JAMES A. SKINNER | For | For | For | ||||||||||||||||||||||||
9 | GREGORY D. WASSON | For | For | For | ||||||||||||||||||||||||
02 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS WALGREEN CO.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | |||||||||||||||||||||||
03 | AMEND AND RESTATE THE WALGREEN CO. EXECUTIVE STOCK OPTION PLAN. | Management | For | For | For | |||||||||||||||||||||||
04 | SHAREHOLDER PROPOSAL ON A POLICY TO CHANGE EACH VOTING REQUIREMENT IN WALGREEN CO.'S CHARTER AND BY-LAWS TO SIMPLE MAJORITY VOTE. | Shareholder | For | Against | Against | |||||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL ON A POLICY THAT A SIGNIFICANT PORTION OF FUTURE STOCK OPTION GRANTS TO SENIOR EXECUTIVES SHOULD BE PERFORMANCE-BASED. | Shareholder | For | Against | Against | |||||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL ON A WRITTEN REPORT ON CHARITABLE DONATIONS. | Shareholder | Against | Against | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 171750 | 0 | 07-Jan-2010 | 07-Jan-2010 | |||||||||||||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||||||||||||
Security | 084670108 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 20-Jan-2010 | |||||||||||||||||||||||||
ISIN | US0846701086 | Agenda | 933174699 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 30-Nov-2009 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 19-Jan-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | TO APPROVE AN AMENDMENT TO THE CORPORATION'S EXISTING RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED (THE "CURRENT CERTIFICATE"), TO EFFECT A 50-FOR-1 STOCK SPLIT OF THE CORPORATION'S CLASS B COMMON STOCK, WHILE MAINTAINING CURRENT ECONOMIC AND VOTING RELATIONSHIP BETWEEN CORPORATION'S CLASS B COMMON STOCK AND THE CORPORATION'S CLASS A COMMON STOCK. | Management | For | For | For | |||||||||||||||||||||||
02 | TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO CLARIFY THAT THE CLASS B COMMON STOCK MAY BE SPLIT IN THE PROPOSED 50-FOR-1 SPLIT WITHOUT SPLITTING THE CLASS A COMMON STOCK. | Management | For | For | For | |||||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO CHANGE THE PAR VALUE OF EACH SHARE OF CLASS B COMMON STOCK IN CONNECTION WITH THE PROPOSED 50-FOR-1 SPLIT, TO $0.0033 FROM THE CURRENT PAR VALUE OF $0.1667 PER SHARE OF CLASS B COMMON STOCK. | Management | For | For | For | |||||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO INCREASE THE NUMBER OF SHARES OF CLASS B COMMON STOCK AND THE TOTAL NUMBER OF SHARES OF ALL CLASSES OF STOCK THAT THE CORPORATION IS AUTHORIZED TO ISSUE. | Management | For | For | For | |||||||||||||||||||||||
05 | TO APPROVE AN AMENDMENT TO THE CURRENT CERTIFICATE TO REMOVE THE REQUIREMENT TO ISSUE PHYSICAL STOCK CERTIFICATES FOR SHARES. | Management | For | For | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 144 | 0 | 05-Jan-2010 | 05-Jan-2010 | |||||||||||||||||||||||
COSTCO WHOLESALE CORPORATION | ||||||||||||||||||||||||||||
Security | 22160K105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | COST | Meeting Date | 28-Jan-2010 | |||||||||||||||||||||||||
ISIN | US22160K1051 | Agenda | 933175300 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 23-Nov-2009 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Jan-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | B.S. CARSON, SR., M.D. | For | For | For | ||||||||||||||||||||||||
2 | WILLIAM H. GATES | For | For | For | ||||||||||||||||||||||||
3 | HAMILTON E. JAMES | Withheld | Withhold | Against | ||||||||||||||||||||||||
4 | JILL S. RUCKELSHAUS | For | For | For | ||||||||||||||||||||||||
02 | AMENDMENT OF COMPANY'S FOURTH RESTATED STOCK INCENTIVE PLAN. | Management | Against | For | Against | |||||||||||||||||||||||
03 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS. | Management | For | For | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 138404 | 0 | 22-Jan-2010 | 22-Jan-2010 | |||||||||||||||||||||||
NOVARTIS AG | ||||||||||||||||||||||||||||
Security | 66987V109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | NVS | Meeting Date | 26-Feb-2010 | |||||||||||||||||||||||||
ISIN | US66987V1098 | Agenda | 933188256 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 25-Jan-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 18-Feb-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2009 | Management | For | For | For | |||||||||||||||||||||||
02 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | For | |||||||||||||||||||||||
03 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND | Management | For | For | For | |||||||||||||||||||||||
4A | AMENDMENTS TO THE ARTICLES OF INCORPORATION: IMPLEMENTATION OF THE BOOK ENTRY SECURITIES ACT | Management | For | For | For | |||||||||||||||||||||||
4B | AMENDMENTS TO THE ARTICLES OF INCORPORATION: INTRODUCTION OF A CONSULTATIVE VOTE ON THE COMPENSATION SYSTEM | Management | For | For | For | |||||||||||||||||||||||
5A | RE-ELECTION OF MARJORIE M.T. YANG AS A DIRECTOR FOR A THREE-YEAR TERM | Management | For | For | For | |||||||||||||||||||||||
5B | RE-ELECTION OF DANIEL VASELLA, M.D., AS A DIRECTOR FOR A THREE-YEAR TERM | Management | For | For | For | |||||||||||||||||||||||
5C | RE-ELECTION OF HANS-JOERG RUDLOFF AS A DIRECTOR FOR A ONE-YEAR TERM (AS HE WILL REACH THE AGE LIMIT) | Management | Against | For | Against | |||||||||||||||||||||||
06 | APPOINTMENT OF THE AUDITOR | Management | For | For | For | |||||||||||||||||||||||
07 | ADDITIONAL AND/OR COUNTER-PROPOSALS PRESENTED AT THE MEETING | Management | Against | For | Against | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 179025 | 0 | 09-Feb-2010 | 09-Feb-2010 | |||||||||||||||||||||||
NESTLE S.A. | ||||||||||||||||||||||||||||
Security | 641069406 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 15-Apr-2010 | |||||||||||||||||||||||||
ISIN | US6410694060 | Agenda | 933209529 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 08-Mar-2010 | ||||||||||||||||||||||||||
Country | Switzerland | Vote Deadline Date | 07-Apr-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | APPROVAL OF ANNUAL REPORT, FIN. STATEMENTS OF NESTLE S.A. AND CONSOLIDATED FIN. STATEMENTS OF THE NESTLE GROUP FOR 2009. | Management | For | For | For | |||||||||||||||||||||||
1B | ACCEPTANCE OF THE COMPENSATION REPORT 2009 (NON- BINDING ADVISORY VOTE). | Management | For | For | For | |||||||||||||||||||||||
02 | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT. | Management | For | For | For | |||||||||||||||||||||||
03 | APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2009. | Management | For | For | For | |||||||||||||||||||||||
4A1 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. ANDRE KUDELSKI (FOR A TERM OF THREE YEARS). | Management | Against | For | Against | |||||||||||||||||||||||
4A2 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. JEAN- RENE FOURTOU (FOR A TERM OF TWO YEARS). | Management | For | For | For | |||||||||||||||||||||||
4A3 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. STEVEN G. HOCH (FOR A TERM OF THREE YEARS). | Management | For | For | For | |||||||||||||||||||||||
4A4 | RE-ELECTION TO THE BOARD OF DIRECTORS: MR. PETER BRABECK-LETMATHE (FOR A TERM OF THREE YEARS). | Management | For | For | For | |||||||||||||||||||||||
4B1 | ELECTION TO THE BOARD OF DIRECTOR: MRS. TITIA DE LANGE (FOR A TERM OF THREE YEARS). | Management | For | For | For | |||||||||||||||||||||||
4B2 | ELECTION TO THE BOARD OF DIRECTOR: MR. JEAN-PIERRE ROTH (FOR A TERM OF THREE YEARS). | Management | For | For | For | |||||||||||||||||||||||
4C | RE-ELECTION OF THE STATUTORY AUDITORS KPMG S.A., GENEVA BRANCH (FOR A TERM OF ONE YEAR). | Management | For | For | For | |||||||||||||||||||||||
05 | CAPITAL REDUCTION (BY CANCELLATION OF SHARES). | Management | For | For | For | |||||||||||||||||||||||
06 | OTHER AMENDMENTS IN THE ARTICLES OF ASSOCIATION. | Management | For | For | For | |||||||||||||||||||||||
07 | MARK THE "FOR" BOX TO THE RIGHT IF YOU WISH TO GIVE A PROXY TO INDEPENDENT REPRESENTATIVE, MR. JEAN- LUDOVIC HARTMAN | Management | None | N/A | Against | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 318850 | 0 | 07-Apr-2010 | 07-Apr-2010 | |||||||||||||||||||||||
U.S. BANCORP | ||||||||||||||||||||||||||||
Security | 902973304 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | USB | Meeting Date | 20-Apr-2010 | |||||||||||||||||||||||||
ISIN | US9029733048 | Agenda | 933203159 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 22-Feb-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 19-Apr-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | For | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | For | For | For | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | For | |||||||||||||||||||||||
1E | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | For | |||||||||||||||||||||||
1F | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For | For | |||||||||||||||||||||||
1G | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For | For | |||||||||||||||||||||||
1H | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | For | |||||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | For | For | For | |||||||||||||||||||||||
1J | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Management | For | For | For | |||||||||||||||||||||||
1K | ELECTION OF DIRECTOR: RICHARD G. REITEN | Management | For | For | For | |||||||||||||||||||||||
1L | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For | For | |||||||||||||||||||||||
1M | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | For | For | |||||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR THE 2010 FISCAL YEAR. | Management | For | For | For | |||||||||||||||||||||||
03 | APPROVAL OF THE U.S. BANCORP AMENDED AND RESTATED 2007 STOCK INCENTIVE PLAN. | Management | For | For | For | |||||||||||||||||||||||
04 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION PROGRAM. | Management | For | For | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 355475 | 0 | 07-Apr-2010 | 07-Apr-2010 | |||||||||||||||||||||||
THE COCA-COLA COMPANY | ||||||||||||||||||||||||||||
Security | 191216100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | KO | Meeting Date | 21-Apr-2010 | |||||||||||||||||||||||||
ISIN | US1912161007 | Agenda | 933196758 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 22-Feb-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 20-Apr-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | ELECTION OF DIRECTOR: HERBERT A. ALLEN | Management | For | For | For | |||||||||||||||||||||||
02 | ELECTION OF DIRECTOR: RONALD W. ALLEN | Management | For | For | For | |||||||||||||||||||||||
03 | ELECTION OF DIRECTOR: CATHLEEN P. BLACK | Management | For | For | For | |||||||||||||||||||||||
04 | ELECTION OF DIRECTOR: BARRY DILLER | Management | Against | For | Against | |||||||||||||||||||||||
05 | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | Management | For | For | For | |||||||||||||||||||||||
06 | ELECTION OF DIRECTOR: MUHTAR KENT | Management | For | For | For | |||||||||||||||||||||||
07 | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Management | For | For | For | |||||||||||||||||||||||
08 | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | Management | For | For | For | |||||||||||||||||||||||
09 | ELECTION OF DIRECTOR: DONALD F. MCHENRY | Management | For | For | For | |||||||||||||||||||||||
10 | ELECTION OF DIRECTOR: SAM NUNN | Management | For | For | For | |||||||||||||||||||||||
11 | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | Management | For | For | For | |||||||||||||||||||||||
12 | ELECTION OF DIRECTOR: PETER V. UEBERROTH | Management | For | For | For | |||||||||||||||||||||||
13 | ELECTION OF DIRECTOR: JACOB WALLENBERG | Management | For | For | For | |||||||||||||||||||||||
14 | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | Management | For | For | For | |||||||||||||||||||||||
15 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | For | |||||||||||||||||||||||
16 | SHAREOWNER PROPOSAL REGARDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against | Against | |||||||||||||||||||||||
17 | SHAREOWNER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIR | Shareholder | For | Against | Against | |||||||||||||||||||||||
18 | SHAREOWNER PROPOSAL REGARDING RESTRICTED STOCK | Shareholder | For | Against | Against | |||||||||||||||||||||||
19 | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | Shareholder | Against | Against | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 168175 | 0 | 07-Apr-2010 | 07-Apr-2010 | |||||||||||||||||||||||
JOHNSON & JOHNSON | ||||||||||||||||||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 22-Apr-2010 | |||||||||||||||||||||||||
ISIN | US4781601046 | Agenda | 933205963 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 23-Feb-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 21-Apr-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | Against | For | Against | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | Management | Against | For | Against | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | For | |||||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | Against | For | Against | |||||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | For | |||||||||||||||||||||||
1G | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | Against | For | Against | |||||||||||||||||||||||
1H | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | Against | For | Against | |||||||||||||||||||||||
1I | ELECTION OF DIRECTOR: DAVID SATCHER | Management | For | For | For | |||||||||||||||||||||||
1J | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | For | |||||||||||||||||||||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For | For | |||||||||||||||||||||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against | Against | |||||||||||||||||||||||
04 | SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | Against | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 131525 | 0 | 07-Apr-2010 | 07-Apr-2010 | |||||||||||||||||||||||
THE PROGRESSIVE CORPORATION | ||||||||||||||||||||||||||||
Security | 743315103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | PGR | Meeting Date | 23-Apr-2010 | |||||||||||||||||||||||||
ISIN | US7433151039 | Agenda | 933203515 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 26-Feb-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 22-Apr-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR FOR ONE YEAR TERM: STUART B. BURGDOERFER | Management | For | For | For | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR FOR THREE YEAR TERM: LAWTON W. FITT | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR FOR THREE YEAR TERM: PETER B. LEWIS | Management | For | For | For | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR FOR THREE YEAR TERM: PATRICK H. NETTLES, PH.D. | Management | For | For | For | |||||||||||||||||||||||
1E | ELECTION OF DIRECTOR FOR THREE YEAR TERM: GLENN M. RENWICK | Management | For | For | For | |||||||||||||||||||||||
02 | PROPOSAL TO APPROVE THE PROGRESSIVE CORPORATION 2010 EQUITY INCENTIVE PLAN AND THE PERFORMANCE CRITERIA SET FORTH THEREIN. | Management | For | For | For | |||||||||||||||||||||||
03 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 495700 | 0 | 19-Mar-2010 | 19-Mar-2010 | |||||||||||||||||||||||
THE CHUBB CORPORATION | ||||||||||||||||||||||||||||
Security | 171232101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 27-Apr-2010 | |||||||||||||||||||||||||
ISIN | US1712321017 | Agenda | 933203123 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 08-Mar-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 26-Apr-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ZOE BAIRD | Management | For | For | For | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: SHEILA P. BURKE | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | For | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN D. FINNEGAN | Management | For | For | For | |||||||||||||||||||||||
1E | ELECTION OF DIRECTOR: MARTIN G. MCGUINN | Management | For | For | For | |||||||||||||||||||||||
1F | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | Management | For | For | For | |||||||||||||||||||||||
1G | ELECTION OF DIRECTOR: JESS SODERBERG | Management | For | For | For | |||||||||||||||||||||||
1H | ELECTION OF DIRECTOR: DANIEL E. SOMERS | Management | For | For | For | |||||||||||||||||||||||
1I | ELECTION OF DIRECTOR: KAREN HASTIE WILLIAMS | Management | For | For | For | |||||||||||||||||||||||
1J | ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | Management | For | For | For | |||||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | Management | For | For | For | |||||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR. | Management | For | For | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 203775 | 0 | 05-Apr-2010 | 05-Apr-2010 | |||||||||||||||||||||||
EOG RESOURCES, INC. | ||||||||||||||||||||||||||||
Security | 26875P101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | EOG | Meeting Date | 28-Apr-2010 | |||||||||||||||||||||||||
ISIN | US26875P1012 | Agenda | 933213340 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 01-Mar-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR: GEORGE A. ALCORN | Management | For | For | For | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | For | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: MARK G. PAPA | Management | For | For | For | |||||||||||||||||||||||
1E | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | Management | For | For | For | |||||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Management | For | For | For | |||||||||||||||||||||||
1G | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | For | For | For | |||||||||||||||||||||||
02 | TO RATIFY THE APPOINTMENT BY THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT PUBLIC ACCOUNTANTS. | Management | For | For | For | |||||||||||||||||||||||
03 | TO APPROVE AN AMENDMENT 2008 OMNIBUS EQUITY COMPENSATION PLAN TO INCREASE THE NUMBER OF SHARES FOR ISSUANCE UNDER THE PLAN. | Management | For | For | For | |||||||||||||||||||||||
04 | TO APPROVE AN AMENDMENT EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR PURCHASE UNDER THE PLAN. | Management | For | For | For | |||||||||||||||||||||||
05 | TO APPROVE AN AMENDMENT AND RESTATEMENT EXECUTIVE OFFICER ANNUAL BONUS PLAN TO EXTEND THE TERM OF THE PLAN. | Management | For | For | For | |||||||||||||||||||||||
06 | STOCKHOLDER PROPOSAL CONCERNING HYDRAULIC FRACTURING, IF PROPERLY PRESENTED. | Shareholder | Against | Against | For | |||||||||||||||||||||||
07 | STOCKHOLDER PROPOSAL CONCERNING POST- EMPLOYMENT STOCK OWNERSHIP REQUIREMENTS FOR EXECUTIVE OFFICERS, IF PROPERLY PRESENTED. | Shareholder | Against | Against | For | |||||||||||||||||||||||
08 | STOCKHOLDER PROPOSAL CONCERNING ACCELERATED VESTING OF EXECUTIVE OFFICER STOCK AWARDS, IF PROPERLY PRESENTED | Shareholder | Against | Against | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 61400 | 0 | 07-Apr-2010 | 07-Apr-2010 | |||||||||||||||||||||||
EBAY INC. | ||||||||||||||||||||||||||||
Security | 278642103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | EBAY | Meeting Date | 29-Apr-2010 | |||||||||||||||||||||||||
ISIN | US2786421030 | Agenda | 933215180 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 04-Mar-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 28-Apr-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR: DAVID M. MOFFETT | Management | For | For | For | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: THOMAS J. TIERNEY | Management | For | For | For | |||||||||||||||||||||||
02 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR EBAY INCENTIVE PLAN, INCLUDING TO SATISFY THE REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | For | |||||||||||||||||||||||
03 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR 2008 EQUITY INCENTIVE AWARD PLAN, INCLUDING AN AMENDMENT TO INCREASE THE AGGREGATE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE UNDER THE PLAN BY 20 MILLION SHARES. | Management | For | For | For | |||||||||||||||||||||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2010. | Management | For | For | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 378700 | 0 | 08-Apr-2010 | 08-Apr-2010 | |||||||||||||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||||||||||||
Security | 084670108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 01-May-2010 | |||||||||||||||||||||||||
ISIN | US0846701086 | Agenda | 933202412 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 03-Mar-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 30-Apr-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | WARREN E. BUFFETT | For | For | For | ||||||||||||||||||||||||
2 | CHARLES T. MUNGER | For | For | For | ||||||||||||||||||||||||
3 | HOWARD G. BUFFETT | For | For | For | ||||||||||||||||||||||||
4 | STEPHEN B. BURKE | For | For | For | ||||||||||||||||||||||||
5 | SUSAN L. DECKER | For | For | For | ||||||||||||||||||||||||
6 | WILLIAM H. GATES III | For | For | For | ||||||||||||||||||||||||
7 | DAVID S. GOTTESMAN | For | For | For | ||||||||||||||||||||||||
8 | CHARLOTTE GUYMAN | For | For | For | ||||||||||||||||||||||||
9 | DONALD R. KEOUGH | For | For | For | ||||||||||||||||||||||||
10 | THOMAS S. MURPHY | For | For | For | ||||||||||||||||||||||||
11 | RONALD L. OLSON | For | For | For | ||||||||||||||||||||||||
12 | WALTER SCOTT, JR. | For | For | For | ||||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 159 | 0 | 15-Apr-2010 | 15-Apr-2010 | |||||||||||||||||||||||
PEPSICO, INC. | ||||||||||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 05-May-2010 | |||||||||||||||||||||||||
ISIN | US7134481081 | Agenda | 933213388 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 05-Mar-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 04-May-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR: S.L. BROWN | Management | For | For | For | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: I.M. COOK | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: D. DUBLON | Management | For | For | For | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: V.J. DZAU | Management | For | For | For | |||||||||||||||||||||||
1E | ELECTION OF DIRECTOR: R.L. HUNT | Management | For | For | For | |||||||||||||||||||||||
1F | ELECTION OF DIRECTOR: A. IBARGUEN | Management | For | For | For | |||||||||||||||||||||||
1G | ELECTION OF DIRECTOR: A.C. MARTINEZ | Management | For | For | For | |||||||||||||||||||||||
1H | ELECTION OF DIRECTOR: I.K. NOOYI | Management | For | For | For | |||||||||||||||||||||||
1I | ELECTION OF DIRECTOR: S.P. ROCKEFELLER | Management | For | For | For | |||||||||||||||||||||||
1J | ELECTION OF DIRECTOR: J.J. SCHIRO | Management | For | For | For | |||||||||||||||||||||||
1K | ELECTION OF DIRECTOR: L.G. TROTTER | Management | For | For | For | |||||||||||||||||||||||
1L | ELECTION OF DIRECTOR: D. VASELLA | Management | For | For | For | |||||||||||||||||||||||
02 | APPROVAL OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | Management | For | For | For | |||||||||||||||||||||||
03 | APPROVAL OF AMENDMENT TO PEPSICO, INC. 2007 LONG- TERM INCENTIVE PLAN. | Management | For | For | For | |||||||||||||||||||||||
04 | SHAREHOLDER PROPOSAL - CHARITABLE CONTRIBUTIONS REPORT (PROXY STATEMENT P. 67) | Shareholder | For | Against | Against | |||||||||||||||||||||||
05 | SHAREHOLDER PROPOSAL - RIGHT TO CALL SPECIAL SHAREHOLDERS MEETING (PROXY STATEMENT P. 68) | Shareholder | Against | Against | For | |||||||||||||||||||||||
06 | SHAREHOLDER PROPOSAL - PUBLIC POLICY REPORT (PROXY STATEMENT P. 70) | Shareholder | For | Against | Against | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 115325 | 0 | 03-May-2010 | 03-May-2010 | |||||||||||||||||||||||
ECOLAB INC. | ||||||||||||||||||||||||||||
Security | 278865100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | ECL | Meeting Date | 06-May-2010 | |||||||||||||||||||||||||
ISIN | US2788651006 | Agenda | 933213390 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 09-Mar-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 05-May-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR: ARTHUR J. HIGGINS | Management | For | For | For | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: C. SCOTT O'HARA | Management | For | For | For | |||||||||||||||||||||||
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | |||||||||||||||||||||||
3 | APPROVAL OF THE ECOLAB INC. 2010 STOCK INCENTIVE PLAN. | Management | For | For | For | |||||||||||||||||||||||
4 | AMENDMENT OF THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE CLASSIFICATION OF TERMS OF THE BOARD OF DIRECTORS AS OF THE 2013 ANNUAL MEETING. | Management | For | For | For | |||||||||||||||||||||||
5 | ADVISORY VOTE ON APPROVAL OF THE COMPENSATION OF THE EXECUTIVES DISCLOSED IN THIS PROXY STATEMENT. | Management | For | For | For | |||||||||||||||||||||||
6 | STOCKHOLDER PROPOSAL TO ADOPT A POLICY ON THE HUMAN RIGHT TO WATER. | Shareholder | Against | Against | For | |||||||||||||||||||||||
7 | STOCKHOLDER PROPOSAL REQUESTING THE BOARD TO AMEND THE BY-LAWS TO PROVIDE HOLDERS OF 10% OF OUTSTANDING SHARES THE POWER TO CALL A SPECIAL MEETING. | Shareholder | Against | Against | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 121575 | 0 | 15-Apr-2010 | 15-Apr-2010 | |||||||||||||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||||||||||||||||||
Security | 674599105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | OXY | Meeting Date | 07-May-2010 | |||||||||||||||||||||||||
ISIN | US6745991058 | Agenda | 933224761 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 15-Mar-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 06-May-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | For | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JOHN S. CHALSTY | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | For | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | For | |||||||||||||||||||||||
1E | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | For | |||||||||||||||||||||||
1F | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | For | |||||||||||||||||||||||
1G | ELECTION OF DIRECTOR: RAY R. IRANI | Management | For | For | For | |||||||||||||||||||||||
1H | ELECTION OF DIRECTOR: IRVIN W. MALONEY | Management | For | For | For | |||||||||||||||||||||||
1I | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | For | |||||||||||||||||||||||
1J | ELECTION OF DIRECTOR: RODOLFO SEGOVIA | Management | For | For | For | |||||||||||||||||||||||
1K | ELECTION OF DIRECTOR: AZIZ D. SYRIANI | Management | For | For | For | |||||||||||||||||||||||
1L | ELECTION OF DIRECTOR: ROSEMARY TOMICH | Management | For | For | For | |||||||||||||||||||||||
1M | ELECTION OF DIRECTOR: WALTER L. WEISMAN | Management | For | For | For | |||||||||||||||||||||||
02 | RATIFICATION OF SELECTION OF KPMG AS INDEPENDENT AUDITORS. | Management | For | For | For | |||||||||||||||||||||||
03 | RE-APPROVAL OF PERFORMANCE GOALS UNDER INCENTIVE PLAN PURSUANT TO TAX DEDUCTION RULES. | Management | For | For | For | |||||||||||||||||||||||
04 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION PHILOSOPHY AND PRACTICE. | Management | For | For | For | |||||||||||||||||||||||
05 | ELIMINATION OF COMPENSATION OVER $500,000 PER YEAR. | Shareholder | Against | Against | For | |||||||||||||||||||||||
06 | POLICY TO SEPARATE CHAIRMAN AND CHIEF EXECUTIVE OFFICER ROLES. | Shareholder | Against | Against | For | |||||||||||||||||||||||
07 | PERCENTAGE OF STOCKHOLDER OWNERSHIP REQUIRED TO CALL SPECIAL MEETING OF STOCKHOLDERS. | Shareholder | Against | Against | For | |||||||||||||||||||||||
08 | REPORT ON ASSESSMENT OF HOST COUNTRY LAWS. | Shareholder | Against | Against | For | |||||||||||||||||||||||
09 | DIRECTOR ELECTION BY MAJORITY STOCKHOLDER VOTE. | Shareholder | Against | Against | For | |||||||||||||||||||||||
10 | REPORT ON INCREASING INHERENT SECURITY OF CHEMICAL FACILITIES. | Shareholder | Against | Against | For | |||||||||||||||||||||||
11 | POLICY ON ACCELERATED VESTING IN EVENT OF CHANGE IN CONTROL. | Shareholder | Against | Against | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 122450 | 0 | 27-Apr-2010 | 27-Apr-2010 | |||||||||||||||||||||||
WASTE MANAGEMENT, INC. | ||||||||||||||||||||||||||||
Security | 94106L109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | WM | Meeting Date | 11-May-2010 | |||||||||||||||||||||||||
ISIN | US94106L1098 | Agenda | 933208705 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 15-Mar-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 10-May-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PASTORA SAN JUAN CAFFERTY | Management | For | For | For | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | For | For | For | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | For | For | |||||||||||||||||||||||
1E | ELECTION OF DIRECTOR: W. ROBERT REUM | Management | For | For | For | |||||||||||||||||||||||
1F | ELECTION OF DIRECTOR: STEVEN G. ROTHMEIER | Management | For | For | For | |||||||||||||||||||||||
1G | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | For | |||||||||||||||||||||||
1H | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Management | For | For | For | |||||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010. | Management | For | For | For | |||||||||||||||||||||||
03 | PROPOSAL TO AMEND THE COMPANY'S SECOND RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPERMAJORITY STOCKHOLDER VOTING PROVISIONS. | Management | For | For | For | |||||||||||||||||||||||
04 | PROPOSAL RELATING TO DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For | |||||||||||||||||||||||
05 | PROPOSAL RELATING TO THE RIGHT OF STOCKHOLDERS TO CALL SPECIAL STOCKHOLDER MEETINGS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | Against | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 453975 | 0 | 27-Apr-2010 | 27-Apr-2010 | |||||||||||||||||||||||
DENTSPLY INTERNATIONAL INC. | ||||||||||||||||||||||||||||
Security | 249030107 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | XRAY | Meeting Date | 11-May-2010 | |||||||||||||||||||||||||
ISIN | US2490301072 | Agenda | 933239445 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 15-Mar-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 10-May-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR: PAULA H. CHOLMONDELEY | Management | For | For | For | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: MICHAEL J. COLEMAN | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: JOHN C. MILES II | Management | For | For | For | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JOHN L. MICLOT | Management | For | For | For | |||||||||||||||||||||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT ACCOUNTANTS, TO AUDIT THE BOOKS AND ACCOUNTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2010. | Management | For | For | For | |||||||||||||||||||||||
03 | PROPOSAL TO APPROVE THE DENTSPLY INTERNATIONAL INC. 2010 EQUITY INCENTIVE PLAN. | Management | For | For | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 198775 | 0 | 23-Apr-2010 | 23-Apr-2010 | |||||||||||||||||||||||
VULCAN MATERIALS COMPANY | ||||||||||||||||||||||||||||
Security | 929160109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | VMC | Meeting Date | 14-May-2010 | |||||||||||||||||||||||||
ISIN | US9291601097 | Agenda | 933214366 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 17-Mar-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 13-May-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | DOUGLAS J. MCGREGOR | For | For | For | ||||||||||||||||||||||||
2 | VINCENT J. TROSINO | For | For | For | ||||||||||||||||||||||||
3 | PHILIP J. CARROLL, JR. | For | For | For | ||||||||||||||||||||||||
4 | JAMES V. NAPIER | For | For | For | ||||||||||||||||||||||||
2 | RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2010 | Management | For | For | For | |||||||||||||||||||||||
3 | SHAREHOLDER PROPOSAL | Shareholder | For | Against | Against | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 197900 | 0 | 06-May-2010 | 06-May-2010 | |||||||||||||||||||||||
COMCAST CORPORATION | ||||||||||||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 20-May-2010 | |||||||||||||||||||||||||
ISIN | US20030N1019 | Agenda | 933230310 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 11-Mar-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 19-May-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | S. DECKER ANSTROM | For | For | For | ||||||||||||||||||||||||
2 | KENNETH J. BACON | Withheld | Withhold | Against | ||||||||||||||||||||||||
3 | SHELDON M. BONOVITZ | For | For | For | ||||||||||||||||||||||||
4 | EDWARD D. BREEN | For | For | For | ||||||||||||||||||||||||
5 | JULIAN A. BRODSKY | For | For | For | ||||||||||||||||||||||||
6 | JOSEPH J. COLLINS | For | For | For | ||||||||||||||||||||||||
7 | J. MICHAEL COOK | For | For | For | ||||||||||||||||||||||||
8 | GERALD L. HASSELL | For | For | For | ||||||||||||||||||||||||
9 | JEFFREY A. HONICKMAN | For | For | For | ||||||||||||||||||||||||
10 | BRIAN L. ROBERTS | For | For | For | ||||||||||||||||||||||||
11 | RALPH J. ROBERTS | For | For | For | ||||||||||||||||||||||||
12 | DR. JUDITH RODIN | For | For | For | ||||||||||||||||||||||||
13 | MICHAEL I. SOVERN | For | For | For | ||||||||||||||||||||||||
02 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT AUDITORS | Management | For | For | For | |||||||||||||||||||||||
03 | APPROVAL OF OUR 2006 CASH BONUS PLAN | Management | For | For | For | |||||||||||||||||||||||
04 | TO PROVIDE FOR CUMULATIVE VOTING IN THE ELECTION OF DIRECTORS | Shareholder | Against | Against | For | |||||||||||||||||||||||
05 | TO ADOPT AND DISCLOSE A SUCCESSION PLANNING POLICY AND ISSUE ANNUAL REPORTS ON SUCCESSION PLAN | Shareholder | Against | Against | For | |||||||||||||||||||||||
06 | TO REQUIRE THAT THE CHAIRMAN OF THE BOARD NOT BE A CURRENT OR FORMER EXECUTIVE OFFICER | Shareholder | Against | Against | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 611775 | 0 | 19-May-2010 | 19-May-2010 | |||||||||||||||||||||||
WAL-MART STORES, INC. | ||||||||||||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | WMT | Meeting Date | 04-Jun-2010 | |||||||||||||||||||||||||
ISIN | US9311421039 | Agenda | 933249939 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 08-Apr-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 03-Jun-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1A | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | For | |||||||||||||||||||||||
1B | ELECTION OF DIRECTOR: JAMES W. BREYER | Management | For | For | For | |||||||||||||||||||||||
1C | ELECTION OF DIRECTOR: M. MICHELE BURNS | Management | For | For | For | |||||||||||||||||||||||
1D | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | For | |||||||||||||||||||||||
1E | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For | For | |||||||||||||||||||||||
1F | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For | For | |||||||||||||||||||||||
1G | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For | For | |||||||||||||||||||||||
1H | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | For | |||||||||||||||||||||||
1I | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For | For | |||||||||||||||||||||||
1J | ELECTION OF DIRECTOR: H. LEE SCOTT, JR. | Management | For | For | For | |||||||||||||||||||||||
1K | ELECTION OF DIRECTOR: ARNE M. SORENSON | Management | For | For | For | |||||||||||||||||||||||
1L | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | For | |||||||||||||||||||||||
1M | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | For | |||||||||||||||||||||||
1N | ELECTION OF DIRECTOR: CHRISTOPHER J. WILLIAMS | Management | For | For | For | |||||||||||||||||||||||
1O | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For | For | |||||||||||||||||||||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | For | |||||||||||||||||||||||
03 | APPROVAL OF THE WAL-MART STORES, INC. STOCK INCENTIVE PLAN OF 2010 | Management | For | For | For | |||||||||||||||||||||||
04 | APPROVAL OF THE ASDA LIMITED SHARESAVE PLAN 2000, AS AMENDED | Management | For | For | For | |||||||||||||||||||||||
05 | GENDER IDENTITY NON-DISCRIMINATION POLICY | Shareholder | Against | Against | For | |||||||||||||||||||||||
06 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Shareholder | For | Against | Against | |||||||||||||||||||||||
07 | POLITICAL CONTRIBUTIONS REPORT | Shareholder | For | Against | Against | |||||||||||||||||||||||
08 | SPECIAL SHAREOWNER MEETINGS | Shareholder | For | Against | Against | |||||||||||||||||||||||
09 | POULTRY SLAUGHTER | Shareholder | Against | Against | For | |||||||||||||||||||||||
10 | LOBBYING PRIORITIES REPORT | Shareholder | Against | Against | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 276829 | 0 | 27-May-2010 | 27-May-2010 | |||||||||||||||||||||||
LIBERTY MEDIA CORPORATION | ||||||||||||||||||||||||||||
Security | 53071M104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | LINTA | Meeting Date | 24-Jun-2010 | |||||||||||||||||||||||||
ISIN | US53071M1045 | Agenda | 933272964 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 26-Apr-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 23-Jun-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | MR. JOHN C. MALONE | For | For | For | ||||||||||||||||||||||||
2 | MR. ROBERT R. BENNETT | For | For | For | ||||||||||||||||||||||||
3 | MR. M. IAN G. GILCHRIST | For | For | For | ||||||||||||||||||||||||
4 | MS. ANDREA L. WONG | For | For | For | ||||||||||||||||||||||||
2 | PROPOSAL TO ADOPT THE LIBERTY MEDIA CORPORATION 2010 INCENTIVE PLAN. | Management | For | For | For | |||||||||||||||||||||||
3 | PROPOSAL TO RATIFY KPMG LLP AS LIBERTY MEDIA CORPORATION'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,2010. | Management | For | For | For | |||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||||
6124291 | 010 | 549850 | 0 | 21-Jun-2010 | 21-Jun-2010 | |||||||||||||||||||||||
XTO ENERGY INC. | ||||||||||||||||||||||||||||
Security | 98385X106 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | XTO | Meeting Date | 25-Jun-2010 | |||||||||||||||||||||||||
ISIN | US98385X1063 | Agenda | 933288400 - Management | |||||||||||||||||||||||||
City | Holding Recon Date | 03-May-2010 | ||||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 24-Jun-2010 | |||||||||||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||||||||
Item | Proposal | Proponent | Management Recommendation | Vote Cast | For/Against Management | |||||||||||||||||||||||
01 | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 13, 2009, AMONG EXXON MOBIL CORPORATION, EXXONMOBIL INVESTMENT CORPORATION AND XTO ENERGY INC. | Management | For | For | For | |||||||||||||||||||||||
02 | ADJOURNMENT OF THE XTO ENERGY INC. SPECIAL MEETING, IF NECESSARY TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT AT THE TIME OF THE SPECIAL MEETING. | Management | For | For | For | |||||||||||||||||||||||
BBH International Equity Fund | |||||||||||||||||
TESCO PLC | |||||||||||||||||
Security | G87621101 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | TSCO | Meeting Date | 03-Jul-2009 | ||||||||||||||
ISIN | GB0008847096 | Agenda | 702017395 - Management | ||||||||||||||
City | TBA | Holding Recon Date | 01-Jul-2009 | ||||||||||||||
Country | United Kingdom | Vote Deadline Date | 26-Jun-2009 | ||||||||||||||
SEDOL(s) | 884709 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 581205 DUE TO CHANGE IN VO-TING STATUS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | ||||||||||||||||
1. | Receive the Directors report and the accounts for the period ended 28 FEB 2009 | Management | For | For | For | ||||||||||||
2. | Approve the remuneration report | Management | For | For | For | ||||||||||||
3. | Declare a final dividend | Management | For | For | For | ||||||||||||
4. | Re-elect Mr. R. Brasher as a Director | Management | For | For | For | ||||||||||||
5. | Re-elect Mr. P. Clarke as a Director | Management | For | For | For | ||||||||||||
6. | Re-elect Mr. A. Higginson as a Director | Management | For | For | For | ||||||||||||
7. | Re-elect Mr. C. Allen as a Director | Management | For | For | For | ||||||||||||
8. | Re-elect Dr. H. Einsmann as a Director | Management | For | For | For | ||||||||||||
9. | Elect Ms. J. Tammenoms Bakker as a Director | Management | For | For | For | ||||||||||||
10. | Elect Mr. P. Cescau as a Director | Management | For | For | For | ||||||||||||
11. | Elect Mr. K. Hanna as a Director | Management | For | For | For | ||||||||||||
12. | Elect Mr. L. McIlwee as a Director | Management | For | For | For | ||||||||||||
13. | Re-appoint the Auditors | Management | For | For | For | ||||||||||||
14. | Authorize the Directors to set the Auditors remuneration | Management | For | For | For | ||||||||||||
15. | Approve to increase the authorized share capital of the Company | Management | Against | Against | For | ||||||||||||
16. | Authorize the Directors to allot relevant securities | Management | Against | Against | For | ||||||||||||
S.17 | Approve to disapply pre-emption rights | Management | Against | Against | For | ||||||||||||
S.18 | Authorize the Company to purchase its own shares | Management | For | For | For | ||||||||||||
19. | Grant authority the political donations by the Company and its subsidiaries | Management | Against | Against | For | ||||||||||||
20. | Adopt the Tesco PLC Group Bonus Plan 2009 | Management | For | For | For | ||||||||||||
21. | Amend the Tesco PLC 2004 Discretionary Share Option Plan | Management | For | For | For | ||||||||||||
S.22 | Grant authority the short notice general meetings | Management | For | For | For | ||||||||||||
S.23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Approve the requisitionists resolution | Shareholder | Against | For | Against | ||||||||||||
INDUSTRIA DE DISENO TEXTIL INDITEX SA | |||||||||||||||||
Security | E6282J109 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | ITX | Meeting Date | 15-Jul-2009 | ||||||||||||||
ISIN | ES0148396015 | Agenda | 702027411 - Management | ||||||||||||||
City | ARTEIXO | Holding Recon Date | 09-Jul-2009 | ||||||||||||||
Country | Spain | Vote Deadline Date | 06-Jul-2009 | ||||||||||||||
SEDOL(s) | 7111314 - B02TMV9 - B108WP9 - B1BK287 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1. | Approval of the annual accounts [Balance Sheet, Profit and Loss Account, Shareholders' Equity Statement, Cash Flow Statement and Annual Report] and the Management report of Industria de Diseno Textil, S.A. [Inditex, S.A.] for fiscal 2008 [ended 31 JAN 2009], laid by the Board of Directors at its meeting held on 24 MAR 2009 and signed by all the directors | Management | For | For | For | ||||||||||||
2. | Approval of the annual accounts [Balance Sheet, Profit and Loss Account, Shareholders' Equity Statement, Cash Flow Statement and Annual Report] and the consolidated Management report of the Inditex Group for fiscal 2008 [ended 31 JAN 2009], laid by the Board of Directors at its meeting held on 24 MAR 2009 and signed by all the Directors; approval of the Management of the Board of Directors of Industria de Diseno Textil, S.A. [Inditex, S.A] for FY 2008 | Management | For | For | For | ||||||||||||
3. | Approval of the proposed distribution of the income of fiscal 2008 [ended 31 JAN 2009], in the amount of six hundred and eighty- three millions, three hundred and forty four thousand euros, to be distributed as specified, it is thus resolved to pay the shares with the right to dividends the gross amount of one Euro and five cents [1.05 Euros] per share; having the gross amount of fifty-five Euro cents [0.55 Euros] been paid last 04 MAY 2009 as interim dividend, it is thus resolved to pay the shares with a right to dividends, a supplementary dividend in the gross amount of fifty Euro cents [0.50 Euros] per share, remaining amount to add up to the total dividend; this supplementary dividend shall be paid to shareholders as of 02 NOV 2009, through those entities linked to the Spanish Central Securities Depositary, in charge of the Register of Securities and the Clearing and Settlement of all trades [Iberclear] where they have their shares deposited | Management | For | For | For | ||||||||||||
4.A | Approval of the re-election of Mr. Carlos Espinosa de los Monteros Bernaldo de Quiros, whose particulars are already recorded with the Companies Register, as Member of the Board of Directors for the five-year term provided in the Articles of Association, as from the date of this AGM | Management | For | For | For | ||||||||||||
4.B | Approval of the re-election of Mr. Francisco Luzon Lopez, whose particulars are already recorded with the Companies Register, as Member of the Board of Directors for the five-year term provided in the Articles of Association, as from the date of this AGM | Management | For | For | For | ||||||||||||
5. | To appoint the current Auditors of the Company, KPMG Auditores, S.L., with registered address in Madrid, at 95, Paseo de la Castellana, and holder of the Spanish Tax Identification Number [Spanish C.I.F] ES B-78510153, registered with the Official Register of Auditors under number S0702, as Auditors of the Company to review the annual accounts and the Management reports of the Company and the consolidated ones of the Inditex Group, for the term commencing on 01 FEB 2009 and ending on 31 JAN 2010 | Management | For | For | For | ||||||||||||
6. | Authorization to the Board of Directors, so that, in accordance with the provisions of Article 75 et seq. of the [Spanish] Corporation Act, it may proceed to the derivative acquisition of its own shares, either directly or through any subsidiaries in which the Company is the controlling Company, observing the legal limits and requirements and under the following conditions: a] methods of acquisition: the acquisition shall be done through purchase and sale, exchange or dation in payment; b] maximum number of shares to be acquired: shares with a nominal value which, added to that of those shares already in the possession of the Company, directly or indirectly, do not exceed 10% of the share capital; c] maximum and minimum prices: the minimum price of acquisition of the shares shall be their nominal value and the maximum price shall be up to 105% of their market value at the date of purchase; d] duration of the authorization: five [5] years from the date of this resolution; for the purposes of the provisions of the last Paragraph of Article 75.1 of the [Spanish] Corporation Act, it is hereby stated that the shares acquired hereunder may be allocated by the Company, inter alia, to be handed out to the Employees or Managers of the Company either directly or as a result of the exercise of any option rights they might hold under the remuneration plans for the staff of the Company or its Group approved by the AGM of Shareholders; this authorization supersedes and cancels the authorization approved by the general meeting of shareholders held on 15 JUL 2008 | Management | For | For | For | ||||||||||||
7. | Delegation to the Board of Directors, expressly empowering it to be substituted by the Executive Committee or by any of its Members, as well as to any other person expressly authorized for these purposes by the Board, of the necessary powers as wide as required in law for the correction, development and implementation, at the time that it considers most appropriate, of each of the resolutions passed in this AGM; in particular, to empower the Chairman of the Board of Directors, Mr. Amancio Ortega Gaona, the First Deputy Chairman and Chief Executive Officer, Mr. Pablo Isla Alvarez de Tejera and the Secretary of the Board, Mr. Antonio Abril Abadin so that, any of them, jointly and severally, without distinction and as widely as is necessary in Law, may carry out whatever actions are appropriate to implement the resolutions passed in this general meeting in order to record them in the Companies register and in any other registries, including, in particular and amongst other powers, that of appearing before a Notary Public to execute the public deeds and notary's certificates that are necessary or expedient for such purpose, correct, rectify, ratify, construe or supplement the agreements and execute any other public or private document that is necessary or appropriate so that the resolutions passed are implemented and fully registered, without the need for a new resolution of the AGM, and to proceed to the mandatory filing of the individual and consolidated annual accounts with the Companies Register | Management | For | For | For | ||||||||||||
COLRUYT SA | |||||||||||||||||
Security | B26882165 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||
Ticker Symbol | COLR | Meeting Date | 16-Oct-2009 | ||||||||||||||
ISIN | BE0003775898 | Agenda | 702107106 - Management | ||||||||||||||
City | EDINGENSESTEENWEG | Holding Recon Date | 14-Oct-2009 | ||||||||||||||
Country | Belgium | Blocking | Vote Deadline Date | 05-Oct-2009 | |||||||||||||
SEDOL(s) | 5806225 - 5821154 - B01DFH9 - B28GK14 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||||||||||
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||
I.1 | Report of the Board of Directors of 07 SEP 2009, giving a description and deta-iled justification of the proposed capital increase with the pre-emptive right-waived in the interests of the Company, in the favour of the employees of the-Company and the Colruyt Group who meets the criteria described in the said re-port | Non-Voting | |||||||||||||||
I.2 | Report of CVBA KPMG, represented by Mr. E. Helsen, Auditor, drawn up on 29 SEP-2009 in accordance with Article 596 of the Companies Act | Non-Voting | |||||||||||||||
I.3 | Approve to issue a maximum of 200,000 new registered shares without face value, under the conditions as specified in the report of the Board of Directors mentioned above | Management | For | For | For | ||||||||||||
I.4 | Approve to set the issue price on the basis of the average stock market price of the ordinary Colruyt share over the 30 days preceding the EGM that will decide upon this issue, after application of a maximum discount of 20% | Management | For | For | For | ||||||||||||
I.5 | Approve to waive the pre-emptive subscription right to these shares as given to shareholders by Article 595 and onwards of the Companies Act, in the favor of employees as mentioned above, in the interests of the Company | Management | Against | Against | For | ||||||||||||
I.6 | Approve to increase the share capital, under the suspensive condition of subscription, by the issue of the new shares mentioned above, under the conditions specified above, and at the issue price set by the EGM and to set the maximum amount by which the share capital can be increased after subscription, by multiplying the issue price of the new shares set by the EGM with the maximum number of new shares to be issued, subscription to the new shares shall be reserved for employees of the Company and its related Companies, as specified above, the capital shall only be increased in the event of subscription, and this by the | Management | For | For | For | ||||||||||||
amount of this subscription, If the number of shares subscribed to is greater than the specified maximum number of new shares to be issued, there shall be a distribution whereby in the first instance the possibility of obtaining the maximum tax benefit for each employee shall be considered, and in the next stage a proportionate decrease shall be applied in relation to the number of shares subscribed to by each employee | |||||||||||||||||
I.7 | Approve to open the subscription period on 20 OCT 2009 and close it on 20 NOV 2009 | Management | For | For | For | ||||||||||||
I.8 | Authorize the Board of Directors to receive the subscription applications, to collect and receive the contributions, at the end of the subscription period to determine the number of shares subscribed as well as the subscribed amount, to set the capital increase by this amount within the maximum amount set by the EGM, and to certify by notary the realization of the capital increase within the same limit, the payment of it in cash, as well as the resulting change of the amount of the share capital and the number of shares stated in article 5 "Share capital" of the Articles of association, and to execute the resolutions of the EGM for all these transactions, and to this end to set all conditions, insofar as they have not been set by the EGM, to make all agreements, and in general to take any action necessary | Management | For | For | For | ||||||||||||
II1.1 | Report of the Board of Directors of 07 SEP 2009 justifying the proposal to ame-nd the Company's objects [Article 599 of the Companies Code] with the status-of the assets and liabilities of 31 JUL 2009 annex thereof | Non-Voting | |||||||||||||||
II1.2 | Report of CVBA KPMG, represented by Mr. E. Helsen, Auditor, concerning the sta-tus of the assets and liabilities enclosed with the report of the Board of Dir-ectors mentioned under 1 above, drawn up on 20 SEP 2009 in accordance with Art-icle 559 of the Companies Code | Non-Voting | |||||||||||||||
II1.3 | Approve to adapt and clarify the penultimate paragraph of Article 3 of the Articles of Association as specified | Management | For | For | For | ||||||||||||
II.2 | Approve to replace the words '18 months' in the third paragraph of this Article with the words 'five years' | Management | For | For | For | ||||||||||||
III.1 | Report of the Board of Directors of 07 SEP 2009 justifying the proposal to aut-horize the purchase of own shares by the company and the subsidiaries [Article-s 620 and 627 of the Companies Code) and to annul the own shares of the Compan-y] | Non-Voting | |||||||||||||||
III.2 | Authorize the Board of Directors of the Company and the Board of Directors of the Subsidiaries, as defined in Article 627 of the Companies Code, to acquire a maximum total of 6,682,898 own shares of the Company on behalf of the Company and/or on behalf of the subsidiary[-ies], for a minimum price of 50 Euros per share, and for a maximum price of 300 Euros per share, insofar as this price is within the minimum/maximum limit conveyed in Article 12, 3rd paragraph of the Articles of Association, this authorization shall apply for a period of 5 years, starting on the day on which this agenda is decided upon, this authorization shall replace the authorization given by the EGM of Shareholders of the Company of 10 OCT 2008, which would lapse in APR 2010 | Management | For | For | For | ||||||||||||
IV. | Authorize the Board of Directors to nullify the treasury shares purchased, at times the Board deems appropriate, if deemed opportune by the Board, in blocks of at least 500,000 shares, and this coupled with the diminution of the corresponding unavailable reserves, so that the value of the shares is registered at the time of the nullification, the Board of Directors is allowed to use this authorization at all times, if he wishes so repetitively, and to freely choose the time of the nullification and to correct the numbers of shares in the Articles of Association and to have the amendment to the Articles of Association required as a result thereof, executed before a notary public | Management | For | For | For | ||||||||||||
V. | Authorize the Board of Directors of the Company to execute the decisions of the EGM and to take any action necessary to that end | Management | For | For | For | ||||||||||||
LEND LEASE GROUP | |||||||||||||||||
Security | Q55368114 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | LLC | Meeting Date | 12-Nov-2009 | ||||||||||||||
ISIN | AU000000LLC3 | Agenda | 702114416 - Management | ||||||||||||||
City | SYDNEY | Holding Recon Date | 10-Nov-2009 | ||||||||||||||
Country | Australia | Vote Deadline Date | 04-Nov-2009 | ||||||||||||||
SEDOL(s) | 0511643 - 5289815 - 6512004 - 6522122 - B02P251 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
To receive and consider the financial report of the Company and reports of the-Directors and the Auditor for the YE 30 JUN 2009 | Non-Voting | ||||||||||||||||
1.a | Elect Mr. Phillip Colebatch as a Director of the Company, who retires in accordance with Rule 6.1(f) of the Constitution | Management | For | For | For | ||||||||||||
1.b | Elect Ms. Julie Hill as a Director of the Company, who retires in accordance with Rule 6.1(f) of the Constitution | Management | For | For | For | ||||||||||||
2. | Adopt the remuneration report as specified | Management | For | For | For | ||||||||||||
S.3 | Amend, subject to the passage of Resolution 4, the Constitution of the Company with effect on and from the effective date as specified and for the purposes of identification signed by the Chairman of the meeting and marked "A "[so that all text which is underlined in that copy is inserted into the Constitution and "U" text which is struck through in that copy is deleted from the Constitution] | Management | For | For | For | ||||||||||||
S.4 | Approve, subject to the passage of resolution 3, the Stapling Proposal as specified | Management | For | For | For | ||||||||||||
S.5 | Approve to renew the proportional takeover provisions contained in Rule 15 of the Constitution for a period of 3 years from the date of this resolution | Management | For | For | For | ||||||||||||
ESPRIT HLDGS LTD | |||||||||||||||||
Security | G3122U145 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 330 | Meeting Date | 10-Dec-2009 | ||||||||||||||
ISIN | BMG3122U1457 | Agenda | 702152389 - Management | ||||||||||||||
City | HONG KONG | Holding Recon Date | 27-Nov-2009 | ||||||||||||||
Country | Bermuda | Vote Deadline Date | 30-Nov-2009 | ||||||||||||||
SEDOL(s) | 0478920 - 5752674 - 6321642 - B02TKR1 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
PLEASE NOTE THAT THE SHARESHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-FOR ALL RESOLUTIONS. THANK YOU. | Non-Voting | ||||||||||||||||
1. | Receive the audited consolidated financial statements and the reports of the Directors and Auditors of the Group for the YE 30 JUN 2009 | Management | For | For | For | ||||||||||||
2. | Approve a final dividend of 0.72 Hong Kong dollar per Share for the YE 30 JUN 2009 | Management | For | For | For | ||||||||||||
3. | Approve a special dividend of 1.33 Hong Kong dollar per Share for the YE 30 JUN 2009 to be satisfied by way of mandatory scrip dividend and capitalization from share premium | Management | For | For | For | ||||||||||||
4.I | Re-elect Mr. Heinz Jurgen Krogner-Kornalik as a Director of the Company | Management | For | For | For | ||||||||||||
4.II | Re-elect Mr. Jurgen Alfred Rudolf Friedrich as a Director of the Company | Management | For | For | For | ||||||||||||
4.III | Re-elect Mr. Ronald Van Der Vis as a Director of the Company | Management | For | For | For | ||||||||||||
4.IV | Re-elect Mr. Chew Fook Aun as a Director of the Company | Management | For | For | For | ||||||||||||
4.V | Re-elect Mr. Francesco Trapani as a Director of the Company | Management | For | For | For | ||||||||||||
4.VI | Authorize the Board to fix the Directors' fees | Management | For | For | For | ||||||||||||
5. | Re-appoint Messrs. PricewaterhouseCoopers as the Auditors and authorize the Directors to fix their remuneration | Management | For | For | For | ||||||||||||
6. | Authorize the Directors of the Company, [a] subject to Paragraph [b] below, during the Relevant Period [as specified] of all the powers of the Company to purchase shares of the Company ["Shares"] and any securities which carry a right to subscribe for or purchase Shares, subject to and in accordance with the applicable laws; [b] the total nominal amount of Shares which may be purchased pursuant to the approval in Paragraph [a] above shall not exceed 10% of the total nominal amount of the share capital of the Company, and the total number of any securities which carry a right to subscribe for or purchase Shares which may be purchased pursuant to the approval in Paragraph [a] above shall not exceed 10% of such securities of the Company [or any relevant class thereof], in each case in issue as at the date of passing of this resolution, and the said approval shall be limited accordingly; and [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM is to be held by law] | Management | For | For | For | ||||||||||||
7. | Authorize the Directors of the Company, [a] subject to the restriction on discounts and restriction on refreshment of this mandate as stated in the Circular to the shareholders of the Company dated 10 NOV 2009 and subject to Paragraph [b] below, during the Relevant Period [as specified] of all the powers of the Company to issue, allot and deal with additional shares of the Company ["Shares"] and to make or grant offers, agreements and options during the Relevant Period which would or might require Shares to be issued, allotted or dealt with during or after the end of the Relevant Period; [b] the total nominal amount of additional Shares issued, allotted, dealt with or agreed conditionally or unconditionally to be issued, allotted or dealt with, pursuant to the approval in Paragraph [a] above, otherwise than pursuant to [i] a rights issue [as specified below], or [ii] any option scheme or similar arrangement of the Company for the granting or issuance of Shares or rights to acquire Shares, or [iii] the exercise of rights of subscription or conversion under the terms of any warrants issued or to be issued by the Company or any securities which are convertible into shares of the Company, or [iv] any Scrip Dividend Scheme or similar arrangement providing for the allotment of Shares in lieu of the whole or part of a dividend on Shares of the Company in accordance with the Bye-laws of the Company, shall not exceed 5% of the total nominal amount of the share capital of the Company in issue as at the date of passing of this resolution; and [Authority expires the earlier of the conclusion of the next AGM of the Company or the expiration of the period within which the next AGM of the Company is required by the Bye-Laws of the Company or any applicable laws to be held] | Management | For | For | For | ||||||||||||
8. | Approve and adopt, conditional upon The Stock Exchange of Hong Kong Limited granting the approval for the listing of, and permission to deal in, the shares of the Company ["Shares"] or any part thereof to be issued pursuant to the exercise of any options that may be granted under the share option scheme [the "New Share Option Scheme"], the terms and conditions as specified, the New Share Option Scheme and all the terms and conditions contained therein; and authorize the Directors of the Company to grant options to subscribe for Shares there under and to allot, issue and deal with any Shares pursuant to the exercise of the subscription rights under any options which may be granted from time to time in accordance with the terms of the New Share Option Scheme and to do all such acts as they may in their absolute discretion consider necessary or expedient in order to give full effect to the New Share Option Scheme; and approve, subject to Paragraph [a] hereinabove, the Share Option Scheme adopted by the Company on 26 NOV 2001 [the "2001 Share Option Scheme"], to terminate with immediate effect provided that the options which have been granted and remained outstanding and/or committed shall continue to follow the provisions of the 2001 Share Option Scheme and the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited | Management | For | For | For | ||||||||||||
CAIRN ENERGY PLC, EDINBURGH | |||||||||||||||||
Security | G17528236 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||
Ticker Symbol | CNE | Meeting Date | 21-Dec-2009 | ||||||||||||||
ISIN | GB00B1RZDL64 | Agenda | 702172937 - Management | ||||||||||||||
City | EDINBURGH | Holding Recon Date | 17-Dec-2009 | ||||||||||||||
Country | United Kingdom | Vote Deadline Date | 14-Dec-2009 | ||||||||||||||
SEDOL(s) | B1RZDL6 - B1VQ4X4 - B1VQFK8 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | |||||||||||||
1. | Approve the sub-division of each ordinary share of 6 2/13 pence in the capital of the Company into 10 ordinary shares of 8/13 pence each | Management | For | For | For | ||||||||||||
2. | Grant authority to make market purchases of 209,240,841 new ordinary shares | Management | For | For | For | ||||||||||||
3. | Approve the LTIP Conversion and the Cairn Energy Plc Replacement Long Term Incentive Plan | Management | For | For | For | ||||||||||||
4. | Approve the Option Conversion and the Cairn Energy Plc Replacement Share Option Plan | Management | For | For | For | ||||||||||||
NOVARTIS AG, BASEL | |||||||||||||||||
Security | H5820Q150 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | NOVN | Meeting Date | 26-Feb-2010 | ||||||||||||||
ISIN | CH0012005267 | Agenda | 702231452 - Management | ||||||||||||||
City | BASEL | Holding Recon Date | 23-Feb-2010 | ||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 18-Feb-2010 | |||||||||||||
SEDOL(s) | 7103065 - 7105083 - B01DMY5 - B10S3M3 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-610175, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | ||||||||||||||||
Blocking of registered shares is not a legal requirement in the Swiss market,-specific policies at the individual sub-custodians may vary. Upon receipt of t-he voting instruction, it is possible that a marker may be placed on your shar-es to allow for reconciliation and re-registration following a trade. If you h-ave concerns regarding your accounts, please contact your client service repre- sentative. | Non-Voting | ||||||||||||||||
A.1 | Approval of the annual report, the financial statements of Novartis AG and the group consolidated financial statements for the business year 2009 | Management | For | For | For | ||||||||||||
A.2 | Discharge from liability of the Members of the Board of Directors and the Executive Committee | Management | For | For | For | ||||||||||||
A.3 | Appropriation of available earnings of Novartis AG as per balance sheet and declaration of dividend | Management | For | For | For | ||||||||||||
A.4.1 | Amendments to the Articles of Incorporation - Implementation of the Book Entry Securities Act | Management | For | For | For | ||||||||||||
A.4.2 | Amendments to the Articles of Incorporation - Introduction of a Consultative Vote on the Compensation System | Management | For | For | For | ||||||||||||
A.5.A | Re-election of Marjorie M.T. Yang, for a 3 year term | Management | For | For | For | ||||||||||||
A.5.B | Re-election of Daniel Vasella, M.D., for a 3 year term | Management | For | For | For | ||||||||||||
A.5.C | Re-election of Hans-Joerg Rudloff, for a 1 year term | Management | For | For | For | ||||||||||||
A.6 | Election of PricewaterhouseCoopers as Auditor of Novartis AG for 1 year | Management | For | For | For | ||||||||||||
B. | If shareholders at the Annual General Meeting propose additional and/or counterproposals, I/we instruct the Independent Proxy to vote according to the proposal of the Board of Directors | Management | Abstain | Against | For | ||||||||||||
SGS SA | |||||||||||||||||
Security | H7484G106 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | SGSN | Meeting Date | 22-Mar-2010 | ||||||||||||||
ISIN | CH0002497458 | Agenda | 702283223 - Management | ||||||||||||||
City | GENEVA | Holding Recon Date | 17-Mar-2010 | ||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 08-Mar-2010 | |||||||||||||
SEDOL(s) | 4824778 - B11BPZ8 - B1DZ2Q8 - B2Q8F73 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
THE PRACTICE OF SHARE BLOCKING VARIES WIDELY IN THIS MARKET. PLEASE CONTACT YO-UR CLIENT SERVICE REPRESENTATIVE TO OBTAIN BLOCKING INFORMATION FOR YOUR ACCOU-NTS. | Non-Voting | ||||||||||||||||
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-624048, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | ||||||||||||||||
1. | Approve the annual report and the accounts of SGS SA and of the SGS Group | Management | For | For | For | ||||||||||||
2. | Approve the 2009 remuneration report [Consultative vote] | Management | For | For | For | ||||||||||||
3. | Approve to release of the Board of Directors and the Management | Management | For | For | For | ||||||||||||
4. | Approve the appropriation of profits resulting from the balance sheet of SGS SA | Management | For | For | For | ||||||||||||
5.A | Election of Sergio Marchionne to the Board of Directors | Management | For | For | For | ||||||||||||
5.B | Election of Tiberto Ruy Brandolini D Adda to the Board of Directors | Management | For | For | For | ||||||||||||
5.C | Election of August Von Finck to the Board of Directors | Management | For | For | For | ||||||||||||
5.D | Election of August Francois Von Finck to the Board of Directors | Management | For | For | For | ||||||||||||
5.E | Election of Peter Kalantzis to the Board of Directors | Management | For | For | For | ||||||||||||
5.F | Election of Thomas Limberger to the Board of Directors | Management | For | For | For | ||||||||||||
5.G | Election of Shelby R. Du Pasquier to the Board of Directors | Management | For | For | For | ||||||||||||
5.H | Election of Carlo Barel Di Sant Albano to the Board of Directors | Management | For | For | For | ||||||||||||
6. | Election of Deloitte SA as the Auditors | Management | For | For | For | ||||||||||||
7. | Ad-hoc | Management | For | For | For | ||||||||||||
NOVO-NORDISK A/S (VORMALS NOVO INDUSTRI A/S) | |||||||||||||||||
Security | K7314N152 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | NOVOb | Meeting Date | 24-Mar-2010 | ||||||||||||||
ISIN | DK0060102614 | Agenda | 702275581 - Management | ||||||||||||||
City | COPENHAGEN | Holding Recon Date | 22-Mar-2010 | ||||||||||||||
Country | Denmark | Vote Deadline Date | 10-Mar-2010 | ||||||||||||||
SEDOL(s) | 3035322 - 7077524 - 7250035 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||||||||||
PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER IS APPOINTED A-S PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-M-ANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES A-RE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE. THE SUB CUST-ODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF REQUESTED. THANK-YOU | Non-Voting | ||||||||||||||||
1. | Approve the Board of Director's oral report on the Company's activities in the-past FY | Non-Voting | |||||||||||||||
2. | Approve the presentation and adopt the audited annual report 2009 | Management | For | For | For | ||||||||||||
3. | Approve the remuneration of the Board of Directors for 2009 and 2010 | Management | For | For | For | ||||||||||||
4. | Approve to distribute the profit according to the adopted annual report 2009 | Management | For | For | For | ||||||||||||
5.a | Election of Sten Scheibye as a Member to the Board of Director | Management | For | For | For | ||||||||||||
5.b | Election of Goran A Ando as a Member to the Board of Director | Management | For | For | For | ||||||||||||
5.c | Election of Henrik Gurtler as a Member to the Board of Director | Management | For | For | For | ||||||||||||
5.d | Election of Pamela J Kirby as a Member to the Board of Director | Management | For | For | For | ||||||||||||
5.e | Election of Kurt Anker Nielsen as a Member to the Board of Director | Management | For | For | For | ||||||||||||
5.f | Election of Hannu Ryopponen as a Member to the Board of Director | Management | For | For | For | ||||||||||||
5.g | Election of Jorgen Wedel as a Member to the Board of Director | Management | For | For | For | ||||||||||||
6. | Re-election of PricewaterhouseCoopers as the Auditors | Management | For | For | For | ||||||||||||
7.1A1 | Approve the amendments due to the new Danish Companies Act: Mandatory amendments | Management | For | For | For | ||||||||||||
7.1A2 | Approve the amendments due to the new Danish Companies Act: Consequential editorial amendments | Management | For | For | For | ||||||||||||
7.1B1 | Amend the Articles 5.1, 5.10 and existing Article 17.2 [new Article 18.2] [Adoption reference to central securities depository] | Management | For | For | For | ||||||||||||
7.1B2 | Amend the Articles 8.2, 11.2 and 11.4 [direct election by the AGM of the Chairman and vice Chairman of the Board of Directors] | Management | For | For | For | ||||||||||||
7.1B3 | Amend the Existing Articles 13.1 [new Article 14.1] [change in the rule of signature] | Management | For | For | For | ||||||||||||
7.1B4 | Amend new Article 13 [English as corporate language] | Management | For | For | For | ||||||||||||
7.1B5 | Amend Article 16.2 [New Article 17.2] [reference to applicable law re annual report] | Management | For | For | For | ||||||||||||
7.1B6 | Amend Article 17.2 [New Article 18.2] [deletion of sentence on lapse of the right to dividends] | Management | For | For | For | ||||||||||||
7.2 | Approve the reduction of the Company's B share capital from DKK 512,512,800 to DKK 492,512,800 by cancellation of 20,000,000 B shares of DKK 1 each from the Company's own holdings of B shares at a nominal value of DKK 20,000,000, equal to slightly more than 3.2% of the total share capital after implementation of the share capital reduction, the Company's share capital will amount to DKK 600,000,000, divided into A share capital of DKK 107,487,200 and B share capital of DKK 492,512,800 | Management | For | For | For | ||||||||||||
7.3 | Authorize the Board of Directors, to allow the Company to acquire own shares of up to 10% of the share capital and at the price quoted at the time of the purchase with a deviation of up to 10% [Authority expires at the conclusion of next AGM] | Management | For | For | For | ||||||||||||
7.4 | Amend the Incentive Guidelines | Management | For | For | For | ||||||||||||
8. | Authorize the Chairman of the meeting | Management | For | For | For | ||||||||||||
Miscellaneous | Non-Voting | ||||||||||||||||
CHUGAI PHARMACEUTICAL CO.,LTD. | |||||||||||||||||
Security | J06930101 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 4519 | Meeting Date | 25-Mar-2010 | ||||||||||||||
ISIN | JP3519400000 | Agenda | 702269653 - Management | ||||||||||||||
City | TOKYO | Holding Recon Date | 30-Dec-2009 | ||||||||||||||
Country | Japan | Vote Deadline Date | 15-Mar-2010 | ||||||||||||||
SEDOL(s) | 5884533 - 6196408 - B021MD7 | Quick Code | 45190 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||
NOBEL BIOCARE HOLDING AG, KLOTEN | |||||||||||||||||
Security | H5783Q130 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | NOBN | Meeting Date | 25-Mar-2010 | ||||||||||||||
ISIN | CH0037851646 | Agenda | 702288829 - Management | ||||||||||||||
City | ZURICH | Holding Recon Date | 19-Mar-2010 | ||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 11-Mar-2010 | |||||||||||||
SEDOL(s) | 7385722 - 7389713 - 7413322 - B28ZVV8 - B2QPCB7 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | Non-Voting | ||||||||||||||||
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-667787, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | ||||||||||||||||
1. | Approve the annual report and the consolidated financial statements for 2009 | Management | For | For | For | ||||||||||||
2. | Approve the statutory financial statements of Nobel Biocare Holding Ltd for 2009 | Management | For | For | For | ||||||||||||
3. | Ratify the remuneration report for 2009 in a nonbinding consultative vote | Management | For | For | For | ||||||||||||
4. | Approve the appropriation of available earnings/Dividend for 2009 as specified | Management | For | For | For | ||||||||||||
5. | Grant discharge to the Members of the Board of Directors for their services in the business year 2009 | Management | For | For | For | ||||||||||||
6.1 | Re-election of Stig Eriksson as a Director for a one-year term of office until the next AGM | Management | For | For | For | ||||||||||||
6.2 | Re-election of Antoine Firmenich as a Director for a one-year term of office until the next AGM | Management | For | For | For | ||||||||||||
6.3 | Re-election of Edgar Fluri as a Director for a one-year term of office until the next AGM | Management | For | For | For | ||||||||||||
6.4 | Re-election of Robert Lilja as a Director for a one-year term of office until the next AGM | Management | For | For | For | ||||||||||||
6.5 | Re-election of Rolf Watter as a Director for a one-year term of office until the next AGM | Management | For | For | For | ||||||||||||
7.1 | Election of Mrs. Daniela Bosshardt-Hengartner as a Member of the Board of Directors for a one-year term of office until the next AGM | Management | For | For | For | ||||||||||||
7.2 | Election of Raymund Breu as a Member of the Board of Directors for a one-year term of office until the next AGM | Management | For | For | For | ||||||||||||
7.3 | Election of Heino von Prondzynski as a Member of the Board of Directors for a one-year term of office until the next AGM | Management | For | For | For | ||||||||||||
7.4 | Election of Oern Stuge as a Member of the Board of Directors for a one-year term of office until the next AGM | Management | For | For | For | ||||||||||||
8. | Re-elect KPMG AG, Zurich, as the Auditor for the business year 2010 | Management | For | For | For | ||||||||||||
CANON INC. | |||||||||||||||||
Security | J05124144 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 7751 | Meeting Date | 30-Mar-2010 | ||||||||||||||
ISIN | JP3242800005 | Agenda | 702271331 - Management | ||||||||||||||
City | TOKYO | Holding Recon Date | 30-Dec-2009 | ||||||||||||||
Country | Japan | Vote Deadline Date | 18-Mar-2010 | ||||||||||||||
SEDOL(s) | 5485271 - 6172323 - B021CR1 - B16MTZ4 | Quick Code | 77510 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||
2.12 | Appoint a Director | Management | For | For | For | ||||||||||||
2.13 | Appoint a Director | Management | For | For | For | ||||||||||||
2.14 | Appoint a Director | Management | For | For | For | ||||||||||||
2.15 | Appoint a Director | Management | For | For | For | ||||||||||||
2.16 | Appoint a Director | Management | For | For | For | ||||||||||||
2.17 | Appoint a Director | Management | For | For | For | ||||||||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||
3.3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||
4 | Approve Provision of Retirement Allowance for Directors | Management | Abstain | Against | For | ||||||||||||
5 | Approve Retirement Allowance for Retiring Corporate Auditors, and Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Auditors | Management | Abstain | Against | For | ||||||||||||
6 | Approve Payment of Bonuses to Directors | Management | For | For | For | ||||||||||||
7 | Allow Board to Authorize Use of Stock Option Plans, Authorize Use of Stock Options, and Authorize Use of Compensation-based Stock Option Plan for Directors | Management | For | For | For | ||||||||||||
NESTLE S A | |||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | NESN | Meeting Date | 15-Apr-2010 | ||||||||||||||
ISIN | CH0038863350 | Agenda | 702312567 - Management | ||||||||||||||
City | LAUSANNE | Holding Recon Date | 08-Apr-2010 | ||||||||||||||
Country | Switzerland | Blocking | Vote Deadline Date | 02-Apr-2010 | |||||||||||||
SEDOL(s) | 3056044 - 7123870 - 7125274 - 7126578 - B0ZGHZ6 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | Non-Voting | ||||||||||||||||
PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-603908 INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST B-E NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTRA-TION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER TH-E CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | ||||||||||||||||
1.1 | Approve the Annual Report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2009 | Management | For | For | For | ||||||||||||
1.2 | Approve the acceptance of the compensation report 2009 | Management | For | For | For | ||||||||||||
2. | Approve to release the Members of the Board of Directors and of the Management | Management | For | For | For | ||||||||||||
3. | Approve the appropriation of profits resulting from the balance sheet of Nestle S.A Retained earnings as specified provided that the proposal of the Board of Directors is approved, the gross dividend will amount to CHF 1.60 per share, representing a net amount of CHF 1.04 per share after payment of the Swiss withholding tax of 35% the last trading day with entitlement to receive the dividend is 16 APR 2010, the shares will be traded ex dividend as of 19 APR 2010, the net dividend will be payable as from 22 APR 2010 | Management | For | For | For | ||||||||||||
4.1.1 | Re-elections of Mr. Peter Brabeck-Letmathe to the Board of Directors for a term of 3 years | Management | For | For | For | ||||||||||||
4.1.2 | Re-elections of Mr. Steven G. Hoch, to the Board of Directors for a term of 3 years | Management | For | For | For | ||||||||||||
4.1.3 | Re-elections of Mr.Andre Kudelski to the Board of Directors for a term of 3 years | Management | For | For | For | ||||||||||||
4.1.4 | Re-elections of Mr.Jean-Rene Fourtou to the Board of Directors for a term of 2 years | Management | For | For | For | ||||||||||||
4.2.1 | Elections of Mrs. Titia de Lange to the Board of Directors for a term of 3 years | Management | For | For | For | ||||||||||||
4.2.2 | Elections of Mr. Jean-Pierre Roth to the Board of Directors for a term of 3 years | Management | For | For | For | ||||||||||||
4.3 | Re-election of KPMG S.A., Geneva branch for a term of 1year | Management | For | For | For | ||||||||||||
5. | Approve the cancellation of 185,000.000 shares repurchased under the share buy-back programme, and reduction of share capital by CHF 18,500.000, and amend the Article 3 of the Articles of Association as specified | Management | For | For | For | ||||||||||||
6. | Amend the New Article 4 of the Articles of Association as specified | Management | For | For | For | ||||||||||||
DANONE, PARIS | |||||||||||||||||
Security | F12033134 | Meeting Type | MIX | ||||||||||||||
Ticker Symbol | DANO | Meeting Date | 22-Apr-2010 | ||||||||||||||
ISIN | FR0000120644 | Agenda | 702273145 - Management | ||||||||||||||
City | PARIS | Holding Recon Date | 16-Apr-2010 | ||||||||||||||
Country | France | Vote Deadline Date | 09-Apr-2010 | ||||||||||||||
SEDOL(s) | 0799085 - 5981810 - 5983560 - 5984057 - 5984068 - 7164437 - B018SX1 - B01HK10 - B01HKG5 - B033328 - B043GP1 - B0ZGJH2 - B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - B1YBYC5 - B2B3XM4 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
- | French Resident Shareowners must complete, sign and forward the Proxy Card-directly to the sub custodian. Please contact your Client Service-Representative to obtain the necessary card, account details and directions.-The following applies to Non- Resident Shareowners: Proxy Cards: Voting-instructions will be forwarded to the Global Custodians that have become-Registered Intermediaries, on the Vote Deadline Date. In capacity as- Registered Intermediary, the Global Custodian will sign the Proxy Card and-forward to the local custodian. If you are unsure whether your Global-Custodian acts as Registered Intermediary, please contact your representative | Non-Voting | |||||||||||||||
- | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||
- | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL-LINK-https://balo.journal- officiel.gouv.fr/pdf/2010/0301/201003011000503.pdf | Non-Voting | |||||||||||||||
O.1 | Approve the Company's financial statements for the FYE on 31 DEC 2009 | Management | For | For | For | ||||||||||||
O.2 | Approve the consolidated financial statements for the FYE on 31 DEC 2009 | Management | For | For | For | ||||||||||||
O.3 | Approve the allocation of income for the FYE on 31 DEC 2009 and setting of the dividend at EUR 1.20 per share | Management | For | For | For | ||||||||||||
O.4 | Approve the renewal of Mr. Franck RIBOUD's term as a Board member | Management | For | For | For | ||||||||||||
O.5 | Approve the renewal of Mr. Emmanuel FABER's term as a Board member | Management | For | For | For | ||||||||||||
O.6 | Approve the renewal of the Company PricewaterhouseCoopers Audit as a permanent Statutory Auditor | Management | For | For | For | ||||||||||||
O.7 | Appointment of the Cabinet Ernst & Young et Autres as a permanent Statutory | Management | For | For | For | ||||||||||||
O.8 | Appointment of Mr. Yves NICOLAS as a substitute Statutory Auditor | Management | For | For | For | ||||||||||||
O.9 | Appointment of the Company Auditex as a substitute Statutory Auditor | Management | For | For | For | ||||||||||||
O.10 | Approve the agreements under the Statutory Auditors' special report | Management | For | For | For | ||||||||||||
O.11 | Approve the agreements and Undertakings pursuant to Articles L. 225-38 and L. 225-42-1 of the Commercial Code relating to Mr. Franck RIBOUD | Management | For | For | For | ||||||||||||
O.12 | Approve the agreements and Undertakings pursuant to Articles L. 225-38 and L. 225-42-1 of the Commercial Code relating to Mr. Emmanuel FABER | Management | For | For | For | ||||||||||||
O.13 | Approve the agreements and Undertakings pursuant to Articles L. 225-38 and L. 225-42-1 of the Commercial Code relating to Mr. Bernard HOURS | Management | For | For | For | ||||||||||||
O.14 | Authorize the Board of Directors to purchase, hold or transfer Company's shares | Management | For | For | For | ||||||||||||
E.15 | Authorize the Board of Directors to carry out allocations of Company's existing shares or to be issued | Management | For | For | For | ||||||||||||
E.16 | Amend Article 26 II of the Statutes relating to the limitation of the voting rights | Management | For | For | For | ||||||||||||
E.17 | Grant powers for the formalities | Management | For | For | For | ||||||||||||
L'OREAL S.A., PARIS | |||||||||||||||||
Security | F58149133 | Meeting Type | MIX | ||||||||||||||
Ticker Symbol | OREP | Meeting Date | 27-Apr-2010 | ||||||||||||||
ISIN | FR0000120321 | Agenda | 702301538 - Management | ||||||||||||||
City | PARIS | Holding Recon Date | 21-Apr-2010 | ||||||||||||||
Country | France | Vote Deadline Date | 14-Apr-2010 | ||||||||||||||
SEDOL(s) | 4057808 - 4067089 - 4084282 - 4534787 - 7164619 - B033469 - B10LP48 - B23V2F2 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
- | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||
- | French Resident Shareowners must complete, sign and forward the Proxy Card-directly to the sub custodian. Please contact your Client Service-Representative to obtain the necessary card, account details and directions.-The following applies to Non- Resident Shareowners: Proxy Cards: Voting-instructions will be forwarded to the Global Custodians that have become-Registered Intermediaries, on the Vote Deadline Date. In capacity as- Registered Intermediary, the Global Custodian will sign the Proxy Card and-forward to the local custodian. If you are unsure whether your Global-Custodian acts as Registered Intermediary, please contact your representative | Non-Voting | |||||||||||||||
- | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2010/0319/201003191000699.pdf | Non-Voting | |||||||||||||||
O.1 | Approve the financial statements for the FY 2009 | Management | For | For | For | ||||||||||||
O.2 | Approve the consolidated financial statements for the FY 2009 | Management | For | For | For | ||||||||||||
O.3 | Approve the allocation of income for the FY 2009 and setting of the dividend | Management | For | For | For | ||||||||||||
O.4 | Approve the regulated Agreements and Undertakings relating to Mr. Jean-Paul Agon's status, whose work contact has ended | Management | For | For | For | ||||||||||||
O.5 | Approve to renew Sir Lindsay Owen-Jones' term as Board Member | Management | For | For | For | ||||||||||||
O.6 | Approve to renew Mr. Jean-Paul Agon's term as Board Member | Management | For | For | For | ||||||||||||
O.7 | Approve to renew Mr. Francisco Castaner Basco's term as Board Member | Management | For | For | For | ||||||||||||
O.8 | Approve to renew Mr. Charles-Henri Filippi's term as Board Member | Management | For | For | For | ||||||||||||
O.9 | Approve to renew Mr. Xavier Fontanet's term as Board Member | Management | For | For | For | ||||||||||||
O.10 | Approve to renew Mr. Marc Ladreit de Lacharriere's term as Board Member | Management | For | For | For | ||||||||||||
O.11 | Approve to renew the permanent and substitute Statutory Auditors' terms | Management | For | For | For | ||||||||||||
O.12 | Approve to renew 1 permanent Statutory Auditor's term and appointment of his/her substitute Statutory Auditor | Management | For | For | For | ||||||||||||
O.13 | Authorize the Company to repurchase its own shares | Management | For | For | For | ||||||||||||
E.14 | Authorize the Board of Directors to reduce the capital by cancellation of shares acquired by the Company according to Articles L.225-209 and L. 225-208 of the Commercial Code | Management | For | For | For | ||||||||||||
E.15 | Powers for the formalities | Management | For | For | For | ||||||||||||
CLP HLDGS LTD | |||||||||||||||||
Security | Y1660Q104 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 0002 | Meeting Date | 27-Apr-2010 | ||||||||||||||
ISIN | HK0002007356 | Agenda | 702326299 - Management | ||||||||||||||
City | HONGKONG | Holding Recon Date | 16-Apr-2010 | ||||||||||||||
Country | Hong Kong | Vote Deadline Date | 22-Apr-2010 | ||||||||||||||
SEDOL(s) | 5544978 - 6097017 - B01XXD1 - B16T9Z5 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
- | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||
1 | Receive and adopt the audited financial statements and the reports of the Directors and the Auditors for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
2 | Declare a final dividend of HKD 0.92 per share | Management | For | For | For | ||||||||||||
3.a | Elect Mr. Nicholas Charles Allen as a Director | Management | For | For | For | ||||||||||||
3.b | Re-elect Mr. Vernon Francis Moore as a Director | Management | For | For | For | ||||||||||||
3.c | Re-elect Mr. Loh Chung Hon Hansen as a Director | Management | For | For | For | ||||||||||||
3.d | Re-elect Mr. Tse Pak Wing Peter as a Director | Management | For | For | For | ||||||||||||
3.e | Re-elect Mr. Andrew Clifford Winawer Brandler as a Director | Management | For | For | For | ||||||||||||
3.f | Re-elect Mr. Paul Arthur Theys as a Director | Management | For | For | For | ||||||||||||
3.g | Re-elect The Honorable Sir Michael Kadoorie as a Director | Management | For | For | For | ||||||||||||
4 | Re-appoint Price water house Coopers as the Auditors of the Company and authorize the Directors to fix Auditors remuneration for the YE 31 DEC 2010 | Management | For | For | For | ||||||||||||
5 | Approve the remuneration payable to the Non-Executive Directors including Independent Non-Executive Directors who serve on the Board and the following Board committees of the Company be fixed at the levels as shown below for each financial year until the Company in general meeting otherwise determines; such remuneration to take effect from 28 APR 2010 and be payable to Directors on a pro rata basis for the financial year ending 31 DEC 2010 as specified | Management | For | For | For | ||||||||||||
6 | Authorize the Directors of the Company to allot, issue and dispose of additional shares in the Company and to make or grant offers, agreements, options and warrants during and after the end of the relevant period, not exceeding the aggregate of a) the aggregate nominal value of share capital allotted or agreed conditionally or unconditionally to be allotted by the Directors of the Company pursuant to i) a rights issue; or ii) any option scheme or similar arrangement for the time being adopted for the grant or issue to the officers and/or employees of the Company and/or any of its subsidiaries of shares or right to acquire shares of the Company; or iii) any scrip dividend or similar arrangement pursuant to the Articles of Association of the Company from time to time, CONTD. | Management | For | For | For | ||||||||||||
- | .CONTD shall not exceed 5% of the aggregate nominal amount of the share-capital of the Company in issue at the date of this resolution and the said-mandate shall be limited accordingly; Authority expires the earlier of the-conclusion of the next AGM or the expiration of the period within which the-next AGM is to be held by law | Non-Voting | |||||||||||||||
7 | Authorize the Directors to purchase or otherwise acquire shares of HKD 5.00 each in the capital of the Company during the relevant period, subject to and in accordance with all applicable laws and the requirements of the Rules Governing the Listing of Securities on The Stock Exchange of Hong Kong Limited, provided that the aggregate nominal amount of the shares so purchased or otherwise acquired shall not exceed 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of this resolution; Authority expires the earlier of the conclusion of the next AGM or the expiration of the period within which the next AGM is to be held by law | Management | For | For | For | ||||||||||||
8 | Approve, conditional upon the passing of Resolutions 6 and 7 as set out in the notice convening this meeting, the aggregate nominal amount of the shares which are purchased or otherwise acquired by the Company pursuant to Resolution 7 shall be added to the aggregate nominal amount of the shares which may be issued pursuant to Resolution 6 | Management | For | For | For | ||||||||||||
SYNTHES INC | |||||||||||||||||
Security | 87162M409 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | SYST | Meeting Date | 28-Apr-2010 | ||||||||||||||
ISIN | US87162M4096 | Agenda | 702335298 - Management | ||||||||||||||
City | SOLOTHURN | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | United States | Vote Deadline Date | 14-Apr-2010 | ||||||||||||||
SEDOL(s) | B014635 - B017QZ6 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Report on the business year 2009 | Non-Voting | |||||||||||||||
2 | Guest speech: Dr. Kurt Altermatt president Executive Committee, Solothurner Sp-italer AG | Non-Voting | |||||||||||||||
3 | Approve the report on the FY, the annual accounts and the consolidated accounts for 2009 | Management | For | For | For | ||||||||||||
4 | Approve a dividend of CHF 1.35 per share subject to applicable withholding tax to be paid free of charges starting 05 MAY 2010 | Management | For | For | For | ||||||||||||
5.1 | Re-election of Charles Hedgepeth as a Member to the Board of Directors | Management | For | For | For | ||||||||||||
5.2 | Re-election of Amin Khoury as a Member to the Board of Directors | Management | For | For | For | ||||||||||||
5.3 | Re-election of Jobst Wagner as a Member to the Board of Directors | Management | For | For | For | ||||||||||||
5.4 | Election of Daniel Eicher as a Member to the Board of Directors | Management | For | For | For | ||||||||||||
6 | Ratify the selection of Ernst and Young as the Auditors for 2010 | Management | For | For | For | ||||||||||||
7 | Miscellaneous | Non-Voting | |||||||||||||||
HENNES & MAURITZ AB | |||||||||||||||||
Security | W41422101 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | HMb | Meeting Date | 29-Apr-2010 | ||||||||||||||
ISIN | SE0000106270 | Agenda | 702355733 - Management | ||||||||||||||
City | STOCKHOLM | Holding Recon Date | 23-Apr-2010 | ||||||||||||||
Country | Sweden | Vote Deadline Date | 20-Apr-2010 | ||||||||||||||
SEDOL(s) | 5687431 - 5697269 - B02V4F3 - B0CSYN2 - B103GT6 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | ||||||||||||||||
MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||||||
PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID VO-TE OPTION. THANK YOU | Non-Voting | ||||||||||||||||
1 | Opening of the AGM | Non-Voting | |||||||||||||||
2 | The election of Lawyer Sven Unger as a Chairman for the AGM as proposed by the-Election Committee | Non-Voting | |||||||||||||||
3 | Address by Managing Director Karl-Johan Persson followed by an opportunity to-ask questions about the Company | Non-Voting | |||||||||||||||
4 | Establishment and the voting list | Non-Voting | |||||||||||||||
5 | Approval of the agenda | Non-Voting | |||||||||||||||
6 | The election of people to check the minutes | Non-Voting | |||||||||||||||
7 | Examination of whether the meeting was duly convened | Non-Voting | |||||||||||||||
8.a | Presentation of the annual accounts and the Auditors' report as well as the co-nsolidated accounts and the consolidated Auditors' report, and the Auditors' s-tatement on whether the guidelines for remuneration to Senior Executives appli-cable since the last AGM have been specified | Non-Voting | |||||||||||||||
8.b | Statement by the Company's Auditor and the Chairman of the Auditing Committee | Non-Voting | |||||||||||||||
8.c | Statement by the Chairman of the Board on the work of the Board | Non-Voting | |||||||||||||||
8.d | Statement by the Chairman of the Election Committee on the work of the Electio-n Committee | Non-Voting | |||||||||||||||
9.a | Adopt the income statement and the balance sheet as well as the consolidated income statement and the consolidated balance sheet | Management | For | For | For | ||||||||||||
9.b | Approve a dividend to the Shareholders of SEK 16.00 per share; the Board of Directors has proposed Tuesday 04 MAY 2010 as the record date; if the resolution is passed, dividends are expected to be paid out by Euroclear Sweden AB on Friday 07 MAY 2010 | Management | For | For | For | ||||||||||||
9.c | Grant discharge to the Members of the Board and the Managing Director from liability to the Company | Management | For | For | For | ||||||||||||
10 | Approve the establishment of the number of Board Members at 8 and with no Deputy Board Members | Management | For | For | For | ||||||||||||
11 | Approve the establishment of fees to the Board and the Auditors as specified | Management | For | For | For | ||||||||||||
12 | Election of Anders Dahlvig and Christian Sievert as the New Members and re-elect Mia Brunell Livfors, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson and Melker Schorling; Chairman of the Board: re-election of Stefan Persson; Stig Nordfelt has declined re-election | Management | For | For | For | ||||||||||||
13 | Approve the establishment of principles for the Election Committee and election of Members of the Election Committee as specified | Management | For | For | For | ||||||||||||
14 | Approve the resolution on share split and amend Section 4 of the Articles of Association | Management | For | For | For | ||||||||||||
15 | Approve the guidelines for remuneration to Senior Executives as specified | Management | For | For | For | ||||||||||||
16 | Closing of the AGM | Non-Voting | |||||||||||||||
WOODSIDE PETROLEUM LTD | |||||||||||||||||
Security | 980228100 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | WPL | Meeting Date | 30-Apr-2010 | ||||||||||||||
ISIN | AU000000WPL2 | Agenda | 702311313 - Management | ||||||||||||||
City | PERTH | Holding Recon Date | 28-Apr-2010 | ||||||||||||||
Country | Australia | Vote Deadline Date | 22-Apr-2010 | ||||||||||||||
SEDOL(s) | 0979962 - 5710456 - 6979728 - B05PPD7 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | To receive and consider the financial report of the Company and the reports-of the Directors and Auditor for the YE 31 DEC 2009 | Non-Voting | |||||||||||||||
2 | Re-elect Dr. Andrew Jamieson as a Director | Management | For | For | For | ||||||||||||
3 | Adopt the remuneration report for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | |||||||||||||||||
Security | Y20246107 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | DBSM | Meeting Date | 30-Apr-2010 | ||||||||||||||
ISIN | SG1L01001701 | Agenda | 702357307 - Management | ||||||||||||||
City | SINGAPORE | Holding Recon Date | 28-Apr-2010 | ||||||||||||||
Country | Singapore | Vote Deadline Date | 23-Apr-2010 | ||||||||||||||
SEDOL(s) | 5772014 - 5783696 - 6175203 - B01DFX5 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1. | Receive the Directors' report and audited accounts for the YE 31 DEC 2009 and the Auditors' report thereon | Management | For | For | For | ||||||||||||
2. | Declare a 1-tier tax exempt final dividend of 14 cents per ordinary share, for the YE 31 DEC 2009; [2008: final dividend of 14 cents per ordinary share, 1-tier tax exempt] | Management | For | For | For | ||||||||||||
3.A | Approve to sanction the amount of SGD 1,594,877 proposed as Directors' fees for 2009; [2008: SGD 1,475,281] | Management | For | For | For | ||||||||||||
3.B | Approve to sanction the amount of SGD 4,500,000 proposed as special remuneration for Mr. Koh Boon Hwee for 2009; [2008: SGD 2,000,000] | Management | For | For | For | ||||||||||||
4. | Re-appoint Messrs. PricewaterhouseCoopers LLP as the Auditors of the Company and authorize the Directors to fix their remuneration | Management | For | For | For | ||||||||||||
5.A | Re-elect Mr. Ang Kong Hua as a Director, who retires under Article 95 of the Company's Articles of Association | Management | For | For | For | ||||||||||||
5.B | Re-elect Mr. John Alan Ross as a Director, who retires under Article 95 of the Company's Articles of Association | Management | For | For | For | ||||||||||||
5.C | Re-elect Mr. Kwa Chong Seng as a Director, who retires under Article 95 of the Company's Articles of Association | Management | For | For | For | ||||||||||||
6.A | Re-elect Mr. Ambat Ravi Shankar Menon as a Director, who retires under Article 101 of the Company's Articles of Association | Management | For | For | For | ||||||||||||
6.B | Re-elect Mr. Piyush Gupta as a Director, who retires under Article 101 of the Company's Articles of Association | Management | For | For | For | ||||||||||||
6.C | Re-elect Mr. Peter Seah Lim Huat as a Director, who retires under Article 101 of the Company's Articles of Association | Management | For | For | For | ||||||||||||
7. | Re-appoint Mr. Andrew Robert Fowell Buxton as a Director, pursuant to Section 153(6) of the Companies Act, Chapter 50, to hold office from the date of this AGM until the next AGM of the Company | Management | For | For | For | ||||||||||||
8.A | Authorize the Board of Directors of the Company to: (a) allot and issue from time to time such number of ordinary shares in the capital of the Company (DBSH Ordinary Shares) as may be required to be issued pursuant to the exercise of options under the DBSH Share Option Plan; and (b) offer and grant awards in accordance with the provisions of the DBSH Share Plan and to allot and issue from time to time such number of DBSH Ordinary Shares as may be required to be issued pursuant to the vesting of awards under the DBSH Share Plan, provided always that: (1) the aggregate number of new DBSH Ordinary Shares to be issued pursuant to the exercise of options granted under the DBSH Share Option Plan and the vesting of awards granted or to be granted under the DBSH Share Plan shall not exceed 7.5% of the total number of issued shares (excluding treasury shares) in the capital of the Company from time to time; and (2) the aggregate | Management | For | For | For | ||||||||||||
number of new DBSH Ordinary Shares under awards to be granted pursuant to the DBSH Share Plan during the period commencing from the date of this AGM of the Company and ending on the date of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held, shall not exceed 2% of the total number of issued shares (excluding treasury shares) in the capital of the Company from time to time | |||||||||||||||||
8.B | Authorize the Directors of the Company to: issue shares in the capital of the Company (shares) whether by way of rights, bonus or otherwise; and/or (ii) make or grant offers, agreements or options (collectively, Instruments) that might or would require shares to be issued, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit; and (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue shares in pursuance of any Instrument made or granted by the Directors while this Resolution was in force, provided that: (1) the aggregate number of shares to be issued pursuant to this Resolution (including shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) does not exceed 50 per cent of the total number of issued shares (excluding treasury shares) in the capital of the Company (as calculated in accordance with this Resolution), of which the aggregate number of shares to be issued other than on a pro rata basis to shareholders of the Company (including shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) does not exceed 10% of the total number of issued shares (excluding treasury shares) in the capital of the Company (as calculated in accordance with this Resolution); (2) (subject to such manner of calculation and adjustments as may be prescribed by the Singapore Exchange Securities Trading Limited (SGX-ST)) for the purpose of determining the aggregate number of shares that may be issued under this Resolution, the percentage of issued shares shall be based on the total number of issued shares (excluding treasury shares) in the capital of the Company at the time this Resolution is passed, after adjusting for: (i) new shares arising from the conversion or exercise of any convertible securities or share options or vesting of share awards which are outstanding or subsisting at the time this Resolution is passed; and (ii) any subsequent bonus issue, consolidation or subdivision of shares; (3) in exercising the authority conferred by this Resolution, the Company shall comply with the provisions of the Listing Manual of the SGX-ST for the time being in force (unless such compliance has been waived by the SGX-ST) and the Articles of Association for the time being of the Company; and [Authority expires the earlier or until the conclusion of the next AGM of the Company or the date by which the next AGM of the Company is required by law to be held] | Management | For | For | For | ||||||||||||
8.C | Authorize the Directors of the Company to allot and issue from time to time such number of new ordinary shares, new non-voting non-redeemable preference shares and new non-voting redeemable preference shares in the capital of the Company as may be required to be allotted and issued pursuant to the DBSH Scrip Dividend Scheme | Management | For | For | For | ||||||||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | |||||||||||||||||
Security | Y20246107 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||
Ticker Symbol | DBSM | Meeting Date | 30-Apr-2010 | ||||||||||||||
ISIN | SG1L01001701 | Agenda | 702365241 - Management | ||||||||||||||
City | SINGAPORE | Holding Recon Date | 28-Apr-2010 | ||||||||||||||
Country | Singapore | Vote Deadline Date | 23-Apr-2010 | ||||||||||||||
SEDOL(s) | 5772014 - 5783696 - 6175203 - B01DFX5 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Authorize the Directors for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 [the Companies Act], to purchase or otherwise acquire issued ordinary shares in the capital of DBSH [ordinary shares] not exceeding in aggregate the maximum percentage [as specified], at such price or prices as may be determined by the Directors from time to time up to the maximum price [as specified], whether by way of: [i] market purchase[s] on the Singapore Exchange Securities Trading Limited [SGX-ST] transacted through the Central Limit Order Book trading system and/or any other securities exchange on which the ordinary shares may for the time being be listed and quoted [Other Exchange]; and/or [ii] off-market purchase[s] [if effected otherwise than on the SGX-ST or, as the case may be, other exchange] in accordance with any equal access scheme[s] as may be determined or formulated by the Directors as they consider fit, which scheme[s] shall satisfy all the conditions prescribed by the Companies Act, and otherwise in accordance with all other laws and regulations and rules of the SGX-ST or, as the case may be, other exchange as may for the time being be applicable, [the share purchase mandate]; [Authority expires the earlier of the date on which the next AGM of DBSH is held and the date by which the next AGM of DBSH is required by law to be held]; and to complete and do all such acts and things [including executing such documents as may be required] as they and/or he may consider expedient or necessary to give effect to the transactions contemplated and/or authorized by this resolution | Management | For | For | For | ||||||||||||
ADIDAS AG | |||||||||||||||||
Security | D0066B102 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | ADSG | Meeting Date | 06-May-2010 | ||||||||||||||
ISIN | DE0005003404 | Agenda | 702300613 - Management | ||||||||||||||
City | FUERTH | Holding Recon Date | 14-Apr-2010 | ||||||||||||||
Country | Germany | Vote Deadline Date | 22-Apr-2010 | ||||||||||||||
SEDOL(s) | 4031976 - 4064154 - 7158311 - B033629 - B0CRJ90 - B0YLQ88 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
AS A CONDITION OF VOTING, GERMAN MARKET REGULATIONS REQUIRE THAT YOU DISCLOSE-WHETHER YOU HAVE A CONTROLLING OR PERSONAL INTEREST IN THIS COMPANY. SHOULD EI-THER BE THE CASE, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT WE-MAY LODGE YOUR INSTRUCTIONS ACCORDINGLY. IF YOU DO NOT HAVE A CONTROLLING OR- PERSONAL INTEREST, SUBMIT YOUR VOTE AS NORMAL. THANK YOU | Non-Voting | ||||||||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 15 APR 2010, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THI-S IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GE-RMAN LAW. THANK YOU | Non-Voting | ||||||||||||||||
1. | Presentation of the financial statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the group financial statements, the gro-up annual report, and the reports pursuant to Sections 289[4] and 315[4] of th-e German Commercial Code | Non-Voting | |||||||||||||||
2. | Resolution on the appropriation of the distributable profit of EUR 284,555,044.87 as follows: payment of a dividend of EUR 0.35 per no-par share EUR 211,329,379.77 shall be carried forward Ex- dividend and payable date: 07 MAY 2010 | Management | For | For | For | ||||||||||||
3. | Ratification of the acts of the Board of Managing Directors | Management | For | For | For | ||||||||||||
4. | Ratification of the acts of the Supervisory Board | Management | For | For | For | ||||||||||||
5. | Approval of the remuneration system for the Board of Managing Directors | Management | For | For | For | ||||||||||||
6. | Amendments to the Articles of Association Section 19[2], in respect of the notice of shareholders meeting being published in the electronic Federal Gazette at least 30 days prior to the last date of registration for the meeting, the publishing date of the notice of shareholders, meeting and the last date of registration not being included in the calculation of the 30 day period Section 20[1], in respect of shareholders being entitled to participate in and vote at the shareholders meeting if they register with the Company by the sixth day prior to the meeting and provide evidence of their shareholding Section 19[4], deletion Section 20[4], in respect of the Board of Managing Directors being authorized to permit the audiovisual transmission of the shareholders meeting Section 21[4], in respect of the Board of Managing Directors being authorized to permit shareholders to absentee vote at the shareholders meeting | Management | For | For | For | ||||||||||||
7. | Resolution on t he revocation of the existing authorized capital, the creation of new authorized capital, and the corresponding amendment to the Articles of Association, the existing authorized capital 2006 of up to EUR 20,000,000 shall be revoked, the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 20,000,000 through the issue of new bearer no-par shares against contributions in cash, within in a period of five years [authorized capital 2010], shareholders shall be granted subscription rights except for residual amounts and for a capital increase of up to 10% of the share capital if the shares are issued at a price not materially below their market price | Management | For | For | For | ||||||||||||
8. | Resolution on the revocation of the contingent capital 1999/I and the corresponding amendment to the Articles of Association | Management | For | For | For | ||||||||||||
9. | Resolution on the revocation of the contingent capital 2003/II and the corresponding amendment to the Articles of Association | Management | For | For | For | ||||||||||||
10. | Resolution on the authorization to issue convertible and/or warrant bonds, the creation of contingent capital, and the corresponding amendment to the Articles of association, the authorization given by the shareholders meeting of 11 MAY 2006, to issue bonds and to create a corresponding contingent capital of up to EUR 20,000,000 shall be revoked, the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to issue bearer and/or registered bonds of up to EUR 1,500,000,000 conferring conversion and/or option rights for shares of the Company, on or before 05 MAY 2015, Shareholders shall be granted subscription rights except for residual amounts, for the granting of such rights to holders of conversion or option rights, and for the issue of bonds conferring conversion and/or option rights for shares of the company of up to 10% of the share capital at a price not materially be low their theoretical market value, the Company's share capital shall be increased accordingly by up to EUR 36,000,000 through the issue of up to 36,000,000 new bearer no-par shares, insofar as conversion and/or option rights are exercised [contingent capital 2010] | Management | For | For | For | ||||||||||||
11. | Renewal of the authorization to acquire own shares, the Company shall be authorized to acquire own shares of up to 10% of its share capital, at a price neither more than 10% above, nor more than 20% below, the market price of the shares, on or before 05 MAY 2015, the Board of Managing Directors shall be authorized to offer the shares on the stock exchange or to all shareholders, to dispose of the shares in a manner other than the stock exchange or by way of a rights offering if the shares are sold at a price not materially below their market price, to use the shares in connection with mergers and acquisitions or for satisfying option and conversion rights, and to retire the shares | Management | For | For | For | ||||||||||||
12. | Authorization to acquire own shares by using derivatives in connection with item 11, the Company shall also be authorized to acquire own shares by using derivatives at a price neither more than 10% above, nor more than 20% below, the market price of the shares, the authorization shall be limited to up to 5% of the share capital | Management | For | For | For | ||||||||||||
13. | Resolution on the conversion of the bearer shares of the Company into registered shares and the corresponding amendments to the Articles of association and resolutions of shareholders meetings | Management | For | For | For | ||||||||||||
14. | Appointment of auditors a] Audit of the financial statements for the 2010 FY: KPMG AG, Frankfurt b] Review of the interim financial statements for the first half of the 2010 FY: KPMG AG, Frankfurt | Management | For | For | For | ||||||||||||
SMITH & NEPHEW GROUP P L C | |||||||||||||||||
Security | G82343164 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | SN | Meeting Date | 06-May-2010 | ||||||||||||||
ISIN | GB0009223206 | Agenda | 702316426 - Management | ||||||||||||||
City | LONDON | Holding Recon Date | 04-May-2010 | ||||||||||||||
Country | United Kingdom | Vote Deadline Date | 29-Apr-2010 | ||||||||||||||
SEDOL(s) | 0922320 - 4228499 - B032756 - B03W767 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Adopt the report and accounts | Management | For | For | For | ||||||||||||
2 | Approve the remuneration report | Management | For | For | For | ||||||||||||
3 | Approve to confirm the interim dividends | Management | For | For | For | ||||||||||||
4 | Re-elect Mr. Adrian Hennah | Management | For | For | For | ||||||||||||
5 | Re-elect Mr. Ian E Barlow | Management | For | For | For | ||||||||||||
6 | Re-elect Prof. Genevieve B. Berger | Management | For | For | For | ||||||||||||
7 | Re-elect Mr. Richard De Schutter | Management | For | For | For | ||||||||||||
8 | Re-elect Dr. Rolf W. H. Stomberg | Management | For | For | For | ||||||||||||
9 | Re-appoint the Auditors | Management | For | For | For | ||||||||||||
10 | Authorize the Directors to determine the remuneration of the Auditors | Management | For | For | For | ||||||||||||
11 | Approve to renew the Directors authority to allot shares | Management | For | For | For | ||||||||||||
S.12 | Approve the Smith and Nephew Global Share Plan 2010 | Management | For | For | For | ||||||||||||
S.13 | Adopt the new Articles of Association | Management | For | For | For | ||||||||||||
S.14 | Approve to renew the Directors authority for the dissaplication of pre emption rights | Management | Against | Against | For | ||||||||||||
S.15 | Approve to renew the directors limited authority to make market purchases of the Company's own shares | Management | For | For | For | ||||||||||||
S.16 | Grant authority to the general meetings to be held on 14 days notice | Management | For | For | For | ||||||||||||
RECKITT BENCKISER GROUP PLC, SLOUGH | |||||||||||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | RB | Meeting Date | 06-May-2010 | ||||||||||||||
ISIN | GB00B24CGK77 | Agenda | 702345984 - Management | ||||||||||||||
City | LONDON | Holding Recon Date | 04-May-2010 | ||||||||||||||
Country | United Kingdom | Vote Deadline Date | 29-Apr-2010 | ||||||||||||||
SEDOL(s) | B24CGK7 - B28STJ1 - B28THT0 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Adopt the 2009 report and financial statements | Management | For | For | For | ||||||||||||
2 | Approve the Director's remuneration report | Management | For | For | For | ||||||||||||
3 | Declare the final dividend | Management | For | For | For | ||||||||||||
4 | Re-elect Adrian Bellamy as a Member of the Remuneration Committee | Management | For | For | For | ||||||||||||
5 | Re-elect Peter Harf | Management | For | For | For | ||||||||||||
6 | Re-elect Colin Day | Management | For | For | For | ||||||||||||
7 | Re-elect Kenneth Hydon as a Member of the Audit Committee | Management | For | For | For | ||||||||||||
8 | Re-elect Judith Sprieser as a Member of the Remuneration Committee | Management | For | For | For | ||||||||||||
9 | Re-elect Richard Cousins as a Member of the Remuneration Committee | Management | For | For | For | ||||||||||||
10 | Elect Warren Tucker as a Member of the Audit Committee | Management | For | For | For | ||||||||||||
11 | Re-appoint PricewaterhouseCoopers LLP as the Auditors | Management | For | For | For | ||||||||||||
12 | Authorize the Directors to determine the Auditor's remuneration | Management | For | For | For | ||||||||||||
13 | Approve to renew authority to allot shares | Management | For | For | For | ||||||||||||
S.14 | Approve to renew power to disapply pre-emption rights | Management | Against | Against | For | ||||||||||||
S.15 | Approve to renew authority to purchase own shares | Management | For | For | For | ||||||||||||
S.16 | Approve the calling of general meetings on 14 day's clear notice | Management | For | For | For | ||||||||||||
S.17 | Amend the Company's Articles of Association | Management | For | For | For | ||||||||||||
STANDARD CHARTERED PLC | |||||||||||||||||
Security | G84228157 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | STAN | Meeting Date | 07-May-2010 | ||||||||||||||
ISIN | GB0004082847 | Agenda | 702319547 - Management | ||||||||||||||
City | LONDON | Holding Recon Date | 05-May-2010 | ||||||||||||||
Country | United Kingdom | Vote Deadline Date | 27-Apr-2010 | ||||||||||||||
SEDOL(s) | 0408284 - 6558484 - 7032039 - B02TBL2 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1. | Receive the report and accounts | Management | For | For | For | ||||||||||||
2. | Declare the final dividend | Management | For | For | For | ||||||||||||
3. | Approve the Directors' remuneration report | Management | For | For | For | ||||||||||||
4. | Re-elect Mr. J.F.T. Dundas as Non-Executive Director | Management | For | For | For | ||||||||||||
5. | Re-elect Miss V.F. Gooding CBE as Non-Executive Director | Management | For | For | For | ||||||||||||
6. | Re-elect Mr. R.H.P. Markham as Non-Executive Director | Management | For | For | For | ||||||||||||
7. | Re-elect Mr. J.W. Peace as Chairman | Management | For | For | For | ||||||||||||
8. | Re-elect Mr. P.A. Sands as an Executive Director | Management | For | For | For | ||||||||||||
9. | Re-elect Mr. P.D. Skinner as Non-Executive Director | Management | For | For | For | ||||||||||||
10. | Re-elect Mr. O.H.J. Stocken, as Non-Executive Director | Management | For | For | For | ||||||||||||
11. | Election of Mr. J.S. Bindra, who was appointed as an Executive Director by the Board since the last AGM of the Company | Management | For | For | For | ||||||||||||
12. | Election of Mr. R. Delbridge, who was appointed as an Non- Executive Director by the Board since the last AGM of the Company | Management | For | For | For | ||||||||||||
13. | Election of Dr. Han Seung-soo KBE, who was appointed as an Non-Executive Director by the Board since the last AGM of the Company | Management | For | For | For | ||||||||||||
14. | Election of Mr. S.J. Lowth, who was appointed as an Non- Executive Director by the Board since the last AGM of the Company | Management | For | For | For | ||||||||||||
15. | Election of Mr. A.M.G. Rees, who was appointed as an Executive Director by the Board since the last AGM of the Company | Management | For | For | For | ||||||||||||
16. | Re-appoint the Auditor | Management | For | For | For | ||||||||||||
17. | Authorize the Board to set the Auditor's fees | Management | For | For | For | ||||||||||||
18. | Authorize the Company and its subsidiaries to make political donations | Management | Abstain | Against | For | ||||||||||||
19. | Authorize the Board to allot shares | Management | For | For | For | ||||||||||||
20. | Approve to extend the authority to allot shares | Management | For | For | For | ||||||||||||
21. | Authorize the Board to allot shares in connection with the Indian listing | Management | For | For | For | ||||||||||||
S.22 | Approve to disapply pre-emption rights | Management | Against | Against | For | ||||||||||||
S.23 | Approve to disapply pre-emption rights in connection with the Indian listing | Management | Against | Against | For | ||||||||||||
S.24 | Authorize the Company to buy back its Ordinary Shares | Management | For | For | For | ||||||||||||
S.25 | Authorize the Company to buy back its Preference Shares | Management | For | For | For | ||||||||||||
S.26 | Adopt the new Articles of Association | Management | For | For | For | ||||||||||||
S.27 | Authorize the Company to call a general meeting other than an AGM on not less than 14 clear days' notice | Management | For | For | For | ||||||||||||
28. | Amend the Standard Chartered 2006 Restricted Share Scheme | Management | For | For | For | ||||||||||||
29. | Approve the waiver in respect of the reporting and annual review requirements in respect of ongoing banking transactions with associates of Temasek that the Company has not been able to identify | Management | For | For | For | ||||||||||||
30. | Approve the waiver in respect of the requirement to enter into fixed-term written agreements with Temasek and its associates in respect of ongoing banking transactions | Management | For | For | For | ||||||||||||
31. | Approve future ongoing banking transactions with Temasek and its associates, including the waiver in respect of the requirement to set an annual cap | Management | For | For | For | ||||||||||||
CENTRICA PLC, WINDSOR BERKSHIRE | |||||||||||||||||
Security | G2018Z143 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | CAN | Meeting Date | 10-May-2010 | ||||||||||||||
ISIN | GB00B033F229 | Agenda | 702311971 - Management | ||||||||||||||
City | WESTMINSTER | Holding Recon Date | 06-May-2010 | ||||||||||||||
Country | United Kingdom | Vote Deadline Date | 03-May-2010 | ||||||||||||||
SEDOL(s) | B033F22 - B03HHY0 - B03J9H3 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Receive the report and accounts | Management | For | For | For | ||||||||||||
2 | Approve the remuneration report | Management | For | For | For | ||||||||||||
3 | Declare a final dividend | Management | For | For | For | ||||||||||||
4 | Re-appoint Roger Carr | Management | For | For | For | ||||||||||||
5 | Re-appoint Helen Alexander | Management | For | For | For | ||||||||||||
6 | Re-appoint Phil Bentley | Management | For | For | For | ||||||||||||
7 | Re-appoint Nick Luff | Management | For | For | For | ||||||||||||
8 | Re-appoint Chris Weston | Management | For | For | For | ||||||||||||
9 | Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company, to hold office until the conclusion of the next general meeting at which accounts are laid | Management | For | For | For | ||||||||||||
10 | Authorize the Directors to determine the Auditors remuneration | Management | For | For | For | ||||||||||||
11 | Grant authority for political donations and political expenditure in the European Union | Management | Abstain | Against | For | ||||||||||||
12 | Grant authority to allot shares | Management | For | For | For | ||||||||||||
S.13 | Grant authority to disapply pre emption rights | Management | Against | Against | For | ||||||||||||
S.14 | Grant authority to purchase own shares | Management | For | For | For | ||||||||||||
S.15 | Adopt the new Articles of Association | Management | For | For | For | ||||||||||||
S.16 | Approve the notice of general meetings | Management | For | For | For | ||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAME IN RESOLUTI-ON 9. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY-FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||
ESSILOR INTL-CIE GLE OPTIQUE | |||||||||||||||||
Security | F31668100 | Meeting Type | MIX | ||||||||||||||
Ticker Symbol | ESSI | Meeting Date | 11-May-2010 | ||||||||||||||
ISIN | FR0000121667 | Agenda | 702314131 - Management | ||||||||||||||
City | PARIS | Holding Recon Date | 05-May-2010 | ||||||||||||||
Country | France | Vote Deadline Date | 28-Apr-2010 | ||||||||||||||
SEDOL(s) | 4303761 - 4324375 - 7212477 - B02PS86 - B05L1P9 - B05ML74 - B06GDS0 - B28H1Q9 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
- | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||
- | French Resident Shareowners must complete, sign and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The following ap-plies to Non- Resident Shareowners: Proxy Cards: Voting instructions will be fo- rwarded to the Global Custodians that have become Registered Intermediaries, o-n the Vote Deadline Date. In capacity as Registered Intermediary, the Global C-ustodian will sign the Proxy Card and forward to the local custodian. If you a-re unsure whether your Global Custodian acts as Registered Intermediary, pleas-e contact your representative | Non-Voting | |||||||||||||||
- | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2010/-0324/201003241000817.pdf | Non-Voting | |||||||||||||||
O.1 | Approve the Company's accounts for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
O.2 | Approve the consolidated accounts for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
O.3 | Approve the allocation of the profit and setting of the dividend | Management | For | For | For | ||||||||||||
O.4 | Approve the agreement regulated under Article L. 225-38 of the Code de Commerce - Compensation for breaking Mr. Sagnieres' contract | Management | Abstain | Against | For | ||||||||||||
O.5 | Approve the agreement regulated under Article L. 225-38 of the Code de Commerce | Management | Abstain | Against | For | ||||||||||||
O.6 | Ratify the co-opting of a Director - Mr. Yi He | Management | For | For | For | ||||||||||||
O.7 | Approve the renewal of a Director's appointment - Mr. Xavier Fontanet | Management | For | For | For | ||||||||||||
O.8 | Approve the renewal of a Director's appointment - Mr. Yves Chevillotte | Management | For | For | For | ||||||||||||
O.9 | Approve the renewal of a Director's appointment - Mr. Yves Gillet | Management | For | For | For | ||||||||||||
0.10 | Approve the nomination of a new Director - Mrs. Mireille Faugere | Management | For | For | For | ||||||||||||
O.11 | Approve the Directors' attendance fees | Management | For | For | For | ||||||||||||
O.12 | Approve the redemption of the Company's shares | Management | For | For | For | ||||||||||||
E.13 | Authorize the Board of Directors to reduce the authorized capital by cancelling the Company's shares | Management | For | For | For | ||||||||||||
E.14 | Authorize the Board of Directors to increase the authorized capital by issuing shares reserved for members of a corporate Personal Equity Plan | Management | For | For | For | ||||||||||||
E.15 | Authorize the Board of Directors to grant share subscription options as specified | Management | For | For | For | ||||||||||||
e.16 | Grant authority to award free shares - referred to as Company performance - to employees and to Executive Directors of Essilor International and affiliated Companies | Management | For | For | For | ||||||||||||
e.17 | Approve the overall cap on the authorizations to grant share subscription options and to award shares in the Company | Management | For | For | For | ||||||||||||
e.18 | Authorize the Board of Directors for the purpose of issuing transferable securities giving access immediately or at some future date to the authorized capital, with the preferential right of subscription maintained | Management | Against | Against | For | ||||||||||||
e.19 | Approve the option to increase the amount of an issue if it is oversubscribed | Management | Against | Against | For | ||||||||||||
e.20 | Authorize the Board of Directors for the purpose of issuing transferable securities in the form of debt securities giving access on maturity to equity security, with the preferential right of subscription cancelled, but with a priority subscription period | Management | Against | Against | For | ||||||||||||
e.21 | Approve the option to increase the amount of an issue if it is oversubscribed | Management | Against | Against | For | ||||||||||||
e.22 | Authorize the Board of Directors to increase the authorized capital by incorporation of reserves, profits, bonuses or other funds whose capitalization is admissible | Management | Against | Against | For | ||||||||||||
e.23 | Approve the option to issue shares without exercising a preferential right of subscription in order to pay for one or more contributions in kind | Management | Against | Against | For | ||||||||||||
e.24 | Authorize the Board of Directors to issue share subscription warrants to be awarded free to shareholders in the event of a public offer of equity in the Company | Management | Against | Against | For | ||||||||||||
e.25 | Amend the Article 12 of the Articles of Association: Board of Directors - 1. Composition | Management | For | For | For | ||||||||||||
e.26 | Approve the Harmonising of Articles 12 and 14 of the Articles of Association, which are redundant concerning the terms of office of the Directors | Management | For | For | For | ||||||||||||
e.27 | Amend the Article 24 of the Articles of Association: Holding meetings 3. Quorum - Vote [Extract] | Management | For | For | For | ||||||||||||
e.28 | Authorize the powers for formalities | Management | For | For | For | ||||||||||||
BG GROUP PLC | |||||||||||||||||
Security | G1245Z108 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | BG | Meeting Date | 12-May-2010 | ||||||||||||||
ISIN | GB0008762899 | Agenda | 702320374 - Management | ||||||||||||||
City | TBD | Holding Recon Date | 10-May-2010 | ||||||||||||||
Country | United Kingdom | Vote Deadline Date | 05-May-2010 | ||||||||||||||
SEDOL(s) | 0876289 - 5845455 - B02S6T2 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1. | Receive the accounts and reports of the Directors and the Auditors for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
2. | Approve the remuneration report of the BG Group plc annual report and accounts for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
3. | Declare a final dividend in respect of the YE 31 DEC 2009 of 6.73 pence per ordinary share payable on 21 MAY 2010 to holders of ordinary shares on the register of shareholders of the Company at the close of business on 16 APR 2010 | Management | For | For | For | ||||||||||||
4. | Election of Mark Seligman as a Director of the Company | Management | For | For | For | ||||||||||||
5. | Re-elect Peter Backhouse as a Director of the Company, who retires by rotation | Management | For | For | For | ||||||||||||
6. | Re-elect Lord Sharman as a Director of the Company, who retires by rotation | Management | For | For | For | ||||||||||||
7. | Re-elect Philippe Varin, as a Director of the Company, who retires by rotation | Management | For | For | For | ||||||||||||
8. | Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company, to hold office until the conclusion of the next general meeting at which accounts are laid before the Company | Management | For | For | For | ||||||||||||
9. | Authorize the Audit Committee to approve the remuneration of the Auditors | Management | For | For | For | ||||||||||||
10. | Authorize the Company, with Sections 366 and 367 of the Companies Act 2006 [the "Act"], and all Companies which are subsidiaries of the Company during the period when this resolution has effect to; make political donations to political parties or independent election candidates up to a total aggregate amount of GBP15,000; make political donations to political organisations other than political parties up to a total aggregate amount of GBP 15,000; and incur political expenditure up to a total aggregate amount of GBP 20,000; [Authority expires at the conclusion of the next AGM of the Company]; provided that, in any event, the total aggregate amount of all political donations and political expenditure incurred by the Company and its subsidiaries in such period shall not exceed GBP 50,000; for the purposes of this resolution, 'political donations', 'political organisations', 'political parties' and 'political expenditure' shall have the meanings given to them in Sections 363 to 365 of the Act | Management | Against | Against | For | ||||||||||||
11. | Authorize the Directors in accordance with Section 551 of the Act to exercise all the powers of the Company to allot shares in the Company and to grant rights to subscribe for, or to convert any security into, shares in the Company ["Rights"]; up to an aggregate nominal amount of GBP 115,641,305; and up to a further aggregate nominal amount of 112,536,365 provided that [i] they are equity securities [within the meaning of Section 560[1] of the Act], and [ii] they are offered by way of a rights issue to | Management | For | For | For | ||||||||||||
holders of ordinary shares on the register of Members at such record date as the Directors may determine where the equity securities respectively attributable to the interests of the ordinary shareholders are proportionate [as nearly as may be practicable] to the respective numbers of ordinary shares held or deemed to be held by them on any such record date end to other holders of equity securities entitled to participate therein, subject to such exclusions or other arrangements as the Directors may deem necessary or expedient to deal with treasury shares, fractional entitlements or legal or practical problems arising under the laws of any overseas territory or the requirements of any regulatory body or stock exchange or by virtue of shares being represented by depositary receipts or any other matter; [Authority expires at the conclusion of the next AGM of the Company]; the Directors shall be entitled to make offers or agreements before the expiry of such authority which would or might require shares to be allotted or Rights to be granted after such expiry and the Directors shall be entitled to allot shares and grant Rights pursuant to any such offer or agreement as if this authority had not expired; and all unexercised authorities previously granted to the Directors to allot shares and grant Rights be and are hereby revoked | |||||||||||||||||
S.12 | Authorize the Directors, pursuant to Sections 570 and 573 of the Act to allot equity securities [within the meaning of Section 560 of the Act] for cash either pursuant to the authority conferred by Resolution 11 above or by way of a sale of treasury shares as if Section 561[1] of the Act did not apply to any such allotment provided that this power shall be limited to: the allotment of equity securities in connection with an offer of securities [but in the case of the authority granted under paragraph II of the Resolution 11 by way of a rights issue only] in favour of the holders of ordinary shares on the register of Members at such record date as the Directors may determine and other persons entitled to participate therein, where the equity securities respectively attributable to the interests of the ordinary shareholders are proportionate [as nearly as may be practicable] to the respective number of ordinary shares held or deemed to be held by them on any such record date, subject to such exclusions or other arrangements as the Directors may deem necessary or expedient to deal with treasury shares, fractional entitlements or legal or practical problems arising under the laws of any overseas territory or the requirements of any regulatory body or stock exchange or by virtue of shares being represented by depositary receipts or any other matter; and the allotment [otherwise than pursuant to sub- paragraph I of this Resolution 12] to any person or persons of equity securities up to an aggregate nominal amount of GBP16,880,454; and shall expire upon the expiry of the general authority conferred by Resolution 11 above, the Directors shall be entitled to make offers or agreements before the expiry of such power which would or might require equity securities to be allotted after such expiry and the Directors shall be entitled to allot equity securities pursuant to any such offer or agreement as if the power conferred hereby had not expired | Management | For | For | For | ||||||||||||
S.13 | Authorize the Company to make market purchases [within the meaning of Section 693[4] of the Act] of ordinary shares of 10 pence each of the Company on such terms and in such manner as the Directors may from time to time determine, provided that: the maximum number of ordinary shares hereby authorized to be acquired is 337,609,096 representing approximately 10% of the issued ordinary share capital of the Company as at 10 MAR 2010; the minimum price that may be paid for any such ordinary share is 10 pence, the nominal value of that share; the maximum price that may be paid for any such ordinary share is an amount equal to | Management | For | For | For | ||||||||||||
105% of the average of the middle market quotations for an ordinary share in the Company as derived from the London Stock Exchange Daily Official List for the five business days immediately preceding the day on which such ordinary share is contracted to be purchased; [Authority expires at the conclusion of the next AGM of the Company]; and the Company may make a contract to purchase its ordinary shares under the authority hereby conferred prior to the expiry of such authority, which contract will or may be executed wholly or partly after the expiry of such authority, and may purchase its ordinary shares in pursuance of any such contract | |||||||||||||||||
S.14 | Approve the general meeting, other than an AGM, may be called on not less than 14 clear days' notice | Management | For | For | For | ||||||||||||
S.15 | Approve and adopt, with effect from the conclusion of the AGM, the Articles of Association contained in the document produced to the Meeting and signed by the Chairman for the purposes of identification as the new Articles of Association of the Company in substitution for, and to the exclusion of, the Articles of Association of the Company in effect immediately prior to that time | Management | For | For | For | ||||||||||||
CHINA MOBILE LTD | |||||||||||||||||
Security | Y14965100 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 0941 | Meeting Date | 12-May-2010 | ||||||||||||||
ISIN | HK0941009539 | Agenda | 702350327 - Management | ||||||||||||||
City | HONGKONG | Holding Recon Date | 07-May-2010 | ||||||||||||||
Country | Hong Kong | Vote Deadline Date | 07-May-2010 | ||||||||||||||
SEDOL(s) | 5563575 - 6073556 - B01DDV9 - B162JB0 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
- | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||
1 | Receive and consider the Audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
2 | Approve to declare a final dividend for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
3.i | Re-election of Li Yue as a Director | Management | For | For | For | ||||||||||||
3.ii | Re-election of Lu Xiangdong as a Director | Management | For | For | For | ||||||||||||
3.iii | Re-election of Xin Fanfei as a Director | Management | For | For | For | ||||||||||||
3.iv | Re-election of Frank Wong Kwong Shing as a Director | Management | For | For | For | ||||||||||||
4 | Re-appointment of Messrs. KPMG as the Auditors and to authorise the Directors to fix their remuneration | Management | For | For | For | ||||||||||||
5 | Authorize the Directors during the relevant period of all the powers of the Company to purchase shares of HKD 0.10 each in the capital of the Company including any form of depositary receipt representing the right to receive such shares Shares ; and the aggregate nominal amount of shares which may be purchased on The Stock Exchange of Hong Kong Limited or any other stock exchange on which securities of the Company may be listed and which is recognized for this purpose by the Securities and Futures Commission of Hong Kong and The Stock Exchange of Hong Kong Limited shall not exceed or represent more than 10% of the aggregate nominal amount of the share capital of the Company in issue at the date of passing this resolution, and the said approval shall be limited accordingly; CONTD.. | Management | For | For | For | ||||||||||||
- | CONTD.. Authority expires earlier at the conclusion of the next AGM of the-meeting or the expiration of period within which the next AGM of the Company-is required by law to be held | Non-Voting | |||||||||||||||
6 | Authorize the Directors to exercise full powers of the Company to allot, issue and deal with additional shares in the Company including the making and granting of offers, agreements and options which might require shares to be allotted, whether during the continuance of such mandate or thereafter provided that, otherwise than pursuant to (i) a rights issue where shares are offered to shareholders on a fixed record date in proportion to their then holdings of shares; (ii) the exercise of options granted under any share option scheme adopted by the Company; (iii) any scrip dividend or similar arrangement providing for the allotment of shares in lieu of the whole or part of a dividend in accordance with the Articles of Association of the Company, the aggregate nominal amount of the shares allotted shall not exceed the CONTD.. | Management | For | For | For | ||||||||||||
- | CONTD.. aggregate of: (a) 20% of the aggregate nominal amount of the share-capital of the Company in issue at the date of passing this resolution, plus-(b) if the Directors are so authorized by a separate ordinary resolution of-the shareholders of the Company the nominal amount of the share capital of-the Company repurchased by the Company subsequent to the passing of this- resolution up to a maximum equivalent to 10% of the aggregate nominal amount-of the share capital of the Company in issue at the date of passing this-Resolution ; Authority expires earlier at the conclusion of the next AGM of-the meeting or the expiration of period within which the next AGM of the-Company is required by law to be held | Non-Voting | |||||||||||||||
7 | Authorize the Directors of the Company to exercise the powers of the Company referred to in the resolution as specified in item 6 in the notice of this meeting in respect of the share capital of the Company as specified | Management | For | For | For | ||||||||||||
AEON MALL CO.,LTD. | |||||||||||||||||
Security | J10005106 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 8905 | Meeting Date | 12-May-2010 | ||||||||||||||
ISIN | JP3131430005 | Agenda | 702389695 - Management | ||||||||||||||
City | CHIBA | Holding Recon Date | 20-Feb-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 30-Apr-2010 | ||||||||||||||
SEDOL(s) | 6534202 - B3BGDX1 | Quick Code | 89050 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Amend Articles to: Allow Board to Make Rules Governing Exercise of Shareholders' Rights, Expand Business Lines, Adopt Reduction of Liability System for Outside Directors, Adopt Reduction of Liability System for Outside Auditors, Adopt Restriction to the Rights for Odd-Lot Shares | Management | Against | Against | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||
2.12 | Appoint a Director | Management | For | For | For | ||||||||||||
2.13 | Appoint a Director | Management | For | For | For | ||||||||||||
2.14 | Appoint a Director | Management | For | For | For | ||||||||||||
3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||
SHIMAMURA CO.,LTD. | |||||||||||||||||
Security | J72208101 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 8227 | Meeting Date | 14-May-2010 | ||||||||||||||
ISIN | JP3358200008 | Agenda | 702405160 - Management | ||||||||||||||
City | SAITAMA | Holding Recon Date | 20-Feb-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 04-May-2010 | ||||||||||||||
SEDOL(s) | 6804035 - B02LHR6 | Quick Code | 82270 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | For | ||||||||||||
CNOOC LTD | |||||||||||||||||
Security | Y1662W117 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 0883 | Meeting Date | 20-May-2010 | ||||||||||||||
ISIN | HK0883013259 | Agenda | 702363499 - Management | ||||||||||||||
City | HONG KONG | Holding Recon Date | 12-May-2010 | ||||||||||||||
Country | Hong Kong | Vote Deadline Date | 17-May-2010 | ||||||||||||||
SEDOL(s) | B00G0S5 - B016D18 - B05QZJ6 - B16TB15 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
A.1 | Receive and approve the audited statement of accounts together with the report of the Directors and Independent Auditors report thereon for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
A.2 | Declare a final dividend for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
A.3.1 | Re-election of Mr. Tse Hau Yin, Aloysius as an Independent Non- Executive Director | Management | For | For | For | ||||||||||||
A.3.2 | Re-election of Mr. Zhou Shouwei as an Non-executive Director | Management | For | For | For | ||||||||||||
A.3.3 | Re-election of Mr. Yang Hua as an Executive Director | Management | For | For | For | ||||||||||||
A.3.4 | Authorize the Board of Directors to fix the remuneration of each of the Directors | Management | For | For | For | ||||||||||||
A.4 | Reelection of Mr. Chiu Sung Hong as Independent Non-Executive Director and authorize the Board of Directors to fix his remuneration | Management | For | For | For | ||||||||||||
A.5 | Re-appointment the Company's Independent Auditor and authorize the Board of Directors to fix their remuneration | Management | For | For | For | ||||||||||||
B.1 | Approve to grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share captial of the Company in issue as at the date of passing of this resolution | Management | For | For | For | ||||||||||||
B.2 | Approve to grant a general mandate to the Directors to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the share captial of the Company in issue as at the date of passing of this resolution | Management | Against | Against | For | ||||||||||||
B.3 | Approve to grant a general mandate to the Directors to allot, issue and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceeding 10% of the share captial of the Company in issue as at the date of passing of this resolution | Management | For | For | For | ||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||||||||
CAIRN ENERGY PLC | |||||||||||||||||
Security | G17528251 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | CNE | Meeting Date | 20-May-2010 | ||||||||||||||
ISIN | GB00B59MW615 | Agenda | 702374226 - Management | ||||||||||||||
City | EDINBURGH | Holding Recon Date | 18-May-2010 | ||||||||||||||
Country | United Kingdom | Vote Deadline Date | 13-May-2010 | ||||||||||||||
SEDOL(s) | B57QF33 - B59MW61 - B5VRZ54 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Receive the report and accounts for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
2 | Approve the Directors' remuneration report contained in the report and accounts | Management | For | For | For | ||||||||||||
3 | Re-appointment of Ernst and Young LLP as the Auditors and to authorize the Directors to fix their remuneration | Management | For | For | For | ||||||||||||
4 | Re-elect Malcolm Thorns as a Director | Management | For | For | For | ||||||||||||
5 | Re-elect Jann Brown as a Director | Management | For | For | For | ||||||||||||
6 | Re-elect Simon Thomson as a Director | Management | For | For | For | ||||||||||||
7 | Authorize the Company to allot relevant securities pursuant to Section 551 of the Companies Act 2006 | Management | For | For | For | ||||||||||||
S.8 | Authorize the Company to allot equity securities or sell treasury shares pursuant to Section 570 of the Companies Act 2006 | Management | Against | Against | For | ||||||||||||
S.9 | Authorize the Company to make market purchases of the ordinary share capital of the Company | Management | For | For | For | ||||||||||||
S.10 | Adopt the new Articles of Association of the Company | Management | For | For | For | ||||||||||||
S.11 | Authorize the Company to call a general meeting other than an AGM on not less than 14 days notice | Management | For | For | For | ||||||||||||
HUTCHISON WHAMPOA LTD, HONG KONG | |||||||||||||||||
Security | Y38024108 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 0013 | Meeting Date | 27-May-2010 | ||||||||||||||
ISIN | HK0013000119 | Agenda | 702394862 - Management | ||||||||||||||
City | HONG KONG | Holding Recon Date | 19-May-2010 | ||||||||||||||
Country | Hong Kong | Vote Deadline Date | 21-May-2010 | ||||||||||||||
SEDOL(s) | 5324910 - 6448035 - 6448068 - B01DJQ6 - B16TW78 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/sehk/20100423/LTN2 0100423672.pdf | Non-Voting | |||||||||||||||
1 | Receive and adopt the statement of audited accounts and reports of the Directors and Auditor for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
2 | Declare the final dividend | Management | For | For | For | ||||||||||||
3.1 | Re-election of Li Tzar Kuoi, Victor as a Director | Management | For | For | For | ||||||||||||
3.2 | Re-election of Frank John Sixt as a Director | Management | For | For | For | ||||||||||||
3.3 | Re-election of Michael David Kadoorie as a Director | Management | For | For | For | ||||||||||||
3.4 | Re-election of George Colin Magnus as a Director | Management | For | For | For | ||||||||||||
3.5 | Re-election of Margaret Leung Ko May Yee as a Director | Management | For | For | For | ||||||||||||
4 | Appointment of the Auditor and authorize the Directors to fix the Auditor's remuneration | Management | For | For | For | ||||||||||||
5.1 | Approve to give a general mandate to the Directors to issue additional shares | Management | Against | Against | For | ||||||||||||
5.2 | Approve the purchase by the Company of its own shares | Management | For | For | For | ||||||||||||
5.3 | Approve to extend the general mandate in Ordinary Resolution 5.1 | Management | For | For | For | ||||||||||||
6 | Approve the entering into of the CKH Master Agreement and to empower the Directors to approve acquisition of CKH Connected Debt Securities subject to and in accordance with the prescribed terms and conditions | Management | For | For | For | ||||||||||||
7 | Approve the entering into of the HSE Master Agreement and to empower the Directors to approve acquisition of HSE Connected Debt Securities subject to and in accordance with the prescribed terms and conditions | Management | For | For | For | ||||||||||||
HSBC HOLDINGS PLC, LONDON | |||||||||||||||||
Security | G4634U169 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | HSBA | Meeting Date | 28-May-2010 | ||||||||||||||
ISIN | GB0005405286 | Agenda | 702327239 - Management | ||||||||||||||
City | LONDON | Holding Recon Date | 26-May-2010 | ||||||||||||||
Country | United Kingdom | Vote Deadline Date | 18-May-2010 | �� | |||||||||||||
SEDOL(s) | 0540528 - 0560582 - 2367543 - 4097279 - 5722592 - 6153221 - 6158163 - 6165464 - B00JZT0 - B2NSSQ6 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Receive the annual accounts and reports of the Director's and of the Auditor for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
2. | Approve the Director's remuneration report for the YE 31 DEC 2009 | Management | For | For | For | ||||||||||||
3.a | Re-elect R. A. Fairhead as a Director | Management | For | For | For | ||||||||||||
3.b | Re-elect M. F. Geoghegan as a Director | Management | For | For | For | ||||||||||||
3.c | Re-elect S. K. Green as a Director | Management | For | For | For | ||||||||||||
3.d | Re-elect G. Morgan as a Director | Management | For | For | For | ||||||||||||
3.e | Re-elect N. R. N. Murthy as a Director | Management | For | For | For | ||||||||||||
3.f | Re-elect S. M. Robertson as a Director | Management | For | For | For | ||||||||||||
3.g | Re-elect J. L. Thornton as a Director | Management | For | For | For | ||||||||||||
3.h | Re-elect Sir Brian Williamson as a Director | Management | For | For | For | ||||||||||||
4. | Re-appoint KPMG Audit PLC as the Auditor at remuneration to be determined by the Group Audit Committee | Management | For | For | For | ||||||||||||
5. | Authorize the Directors, pursuant to and for the purposes of Section 551 of the Companies Act 2006 [the Act] Company to allot shares in the Company and to grant rights to subscribe for, or to convert any security into, shares in the Company up to an aggregate nominal amount of GBP 100,000 [in the form of 10,000,000 Non-cumulative Preference Shares of GBP 0.01 each], EUR 100,000 [in the form of 10,000,000 non-cumulative preference shares of EUR 0.01 each], USD 85,500 [in the form of 8,550,000 Non-Cumulative Preference Shares of USD 0.01 each] and USD 1,742,319,000 [in the form of 3,484,638,000 ordinary shares of USD 0.50 each in the capital of the Company [Ordinary Shares] [the latter being equal to approximately 20 per cent of the nominal amount of Ordinary Shares of the Company in issue at the latest practicable date prior to the printing of the Notice of this Meeting]; provided that this authority shall be limited so that, otherwise than pursuant to: (a) a right issue or other issue the subject of an offer or invitation, open for acceptance for a period fixed by the Directors, to: i) holders of Ordinary Shares where the shares respectively attributable to the interests of all holders of Ordinary Shares are proportionate [or as nearly as may be] to the respective number of Ordinary Shares held by them; and ii) holders of Securities, Bonds, Debentures or Warrants which, in accordance with the rights attaching thereto, are entitled to participate in such a rights issue or other issue or as the Directors consider necessary, but subject to such exclusions or other arrangements as the Directors may deem necessary or expedient | Management | Against | Against | For | ||||||||||||
in relation to record dates, fractional entitlements or securities represented by depositary receipts or having regard to any restrictions, obligations, practical or legal problems under the laws of or the requirements of any regulatory body or Stock Exchange in any territory or otherwise howsoever, or (b) the terms of any Share Plan for employees of the Company or any of its subsidiary undertakings; or (c) any scrip dividend scheme or similar arrangements implemented in accordance with the Articles of Association of the Company; or (d) the allotment of up to 10,000,000 Non-cumulative Preference Shares of GBP 0.01 each, 10,000,000 Non-cumulative Preference Shares of EUR 0.01 each and 8,550,000 Non-cumulative Preference Shares of USD 0.01 each in the capital of the Company, the nominal amount of shares to be allotted or rights to subscribe for, or to convert any security into, shares to be granted by the Directors pursuant to this authority wholly for cash shall not in aggregate exceed USD 435,579,750 [being equal to approximately 5% of the Ordinary Shares of the Company in issue at the latest practical date prior to the printing of the Notice of this Meeting] [Authority expires at the conclusion of the AGM of the Company to be held in 2011] and the Directors may allot shares or grant rights to subscribe for, or to convert any security into, shares [as the case may be] in pursuance of such offers or agreements as if the authority conferred be had not expired | |||||||||||||||||
S.6 | Authorize the Directors, subject to the passing of Resolution 5 as specified, pursuant to Section 570 of the Companies Act 2006 [the Act] to allot equity securities [within the meaning of Section 560 of the Act] [disapplying the statutory pre-exemption rights 561(1) of the Act]; [Authority expires at the conclusion of the AGM of the Company to be held in 2011] save that this authority shall allow the Company before the expiry of this power to make offers or agreements which would or might require equity securities to be allotted after such expiry and the Directors may allot equity securities in pursuance of such offers or agreements as if the power conferred hereby had not expired | Management | Against | Against | For | ||||||||||||
S.7 | Amend the Articles of Association of the Company as specified: (a) by deleting Article 55.2 in its entirely and renumbering the remainder of Article 55 accordingly; (b) by inserting into Article 55.2 [as renumbered pursuant to this Resolution] the words include such statements as are required by the Act and shall in any event so that Article 55.2 shall begin as specified (c) by deleting from Article 60.1 the words the same day in the next week at the same time and place, or to such other day and substituting therefore the words such day [being not less than ten clear days after the original meeting] so that Article 60.1 reads as specified; (d) by inserting into Article 73.3 the words, subject to the Act, and deleting the words , on a poll, so that Article 73.3 as specified; (e) by deleting Article 74 in its entirely and renumbering Articles 75, 76 and 77 accordingly; (f) by inserting into Article 76 [as renumbered pursuant to paragraph (e) of this Resolution] the following new Article 76.2 to 76.4; and (g) by inserting a new Article 77 as specified | Management | For | For | For | ||||||||||||
8 | Approve the amendment to the trust deed and rules of the HSBC Holding UK Share Incentive Plan [UK SIP] [as specified] to extend the termination date of the UK SIP from 29 MAY 2010 to 28 MAY 2020 and authorize the Directors to do whatever may be necessary or expedient to carry the amended UK SIP into effect including making such changes as may be necessary or expedient to secure the approval of HM Revenue & Customs under Schedule 2 to the Income Tax [Earning and pension] Act 2003; and to establish for the benefit of non-United Kingdom resident | Management | For | �� | For | For | |||||||||||
employees of the Company or of any of its direct or indirect subsidiaries such further all-employee share incentive plans as the Directors shall from time to time consider appropriate, provided that; i) any such further plans are based on or similar to the UK SIP or any part or parts thereof but with such variations as the Directors may consider necessary or desirable, taking into account local tax, exchange control and securities laws in relevant overseas countries or territories; and ii) where Ordinary Shares of USD 0.50 each in the capital of the Company [Ordinary Shares] made available under such further plans are newly issued such Ordinary Shares shall be counted against to overall limit applicable to the Company's Employee Share Plans, and so that for this purpose establishing a plan also includes participating in any plan established or operated by any direct or indirect subsidiary or establishing or participating in a sub-plan or adopting such other method or approach as the Directors consider appropriate to achieve the relevant objectives | |||||||||||||||||
S.9 | Approve, that the Company General Meetings [other than AGMs] being called on a minimum of 14 clear days' notice | Management | For | For | For | ||||||||||||
HONG KONG & CHINA GAS LTD | |||||||||||||||||
Security | Y33370100 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 0003 | Meeting Date | 28-May-2010 | ||||||||||||||
ISIN | HK0003000038 | Agenda | 702391347 - Management | ||||||||||||||
City | TBD | Holding Recon Date | 17-May-2010 | ||||||||||||||
Country | Hong Kong | Vote Deadline Date | 25-May-2010 | ||||||||||||||
SEDOL(s) | 2436090 - 5793907 - 6436557 - B01JC09 - B16TW12 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/sehk/20100423/LTN2 0100423298.pdf | Non-Voting | |||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||
1 | Receive the statement of accounts for the FYE 31 DEC 2009 and the reports of the Directors and Auditors thereon | Management | For | For | For | ||||||||||||
2 | Declare a final dividend | Management | For | For | For | ||||||||||||
3.I | Re-elect Mr. Leung Hay Man as a Director | Management | For | For | For | ||||||||||||
3.II | Re-elect Mr. Lee Ka Kit as a Director | Management | For | For | For | ||||||||||||
3.III | Re-elect Mr. James Kwan Yuk Choi as a Director | Management | For | For | For | ||||||||||||
3.IV | Re-elect Professor Poon Chung Kwong as a Director | Management | For | For | For | ||||||||||||
4 | Re-appoint PricewaterhouseCoopers as the Auditors and authorize the Directors to fix their remuneration | Management | For | For | For | ||||||||||||
5 | Approve each Director's fee, the additional fee for the Chairman and the fee for each member of the Audit Committee | Management | For | For | For | ||||||||||||
6.I | Approve the issue of Bonus Shares | Management | For | For | For | ||||||||||||
6.II | Approve to renew the general mandate to the Directors for repurchase of Shares | Management | For | For | For | ||||||||||||
6.III | Approve to renew the general mandate to the Directors for the issue of additional Shares | Management | Against | Against | For | ||||||||||||
6.IV | Authorize the Board of Directors to allot, issue or otherwise deal with additional Shares equal to the number of Shares repurchased under Resolution 6(II) | Management | Against | Against | For | ||||||||||||
WM MORRISON SUPERMARKETS PLC, BRADFORD | |||||||||||||||||
Security | G62748119 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | MRW | Meeting Date | 03-Jun-2010 | ||||||||||||||
ISIN | GB0006043169 | Agenda | 702408320 - Management | ||||||||||||||
City | BRADFORD | Holding Recon Date | 01-Jun-2010 | ||||||||||||||
Country | United Kingdom | Vote Deadline Date | 26-May-2010 | ||||||||||||||
SEDOL(s) | 0604316 - 5847978 - B020KF2 - B1BJV87 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Receive the Directors report and audited financial statements for the 52 weeks ended 31 JAN 2010 | Management | For | For | For | ||||||||||||
2 | Approve the Directors remuneration report for the 52 weeks ended 31 JAN 2010 | Management | For | For | For | ||||||||||||
3 | Declare a final dividend of 7.12p per share payable on 09 JUN 2010 to ordinary shareholders on the register of members at the close of business on 07 MAY 2010 | Management | For | For | For | ||||||||||||
4 | Re-election of Martyn Jones as a Director | Management | For | For | For | ||||||||||||
5 | Re-election of Penny Hughes as a Director | Management | For | For | For | ||||||||||||
6 | Re-election of Johanna Waterous as a Director | Management | For | For | For | ||||||||||||
7 | Re-election of Dalton Philips as a Director | Management | For | For | For | ||||||||||||
8 | Re-appointment of KPMG Audit Plc as the Auditors of the Company to hold office from the conclusion of this meeting until the conclusion of the next AGM at which accounts are laid before the Company | Management | For | For | For | ||||||||||||
9 | Authorized the Directors to fix the remuneration of the Auditors | Management | For | For | For | ||||||||||||
S.10 | Authorize the Company to make market purchases as specified in Section 693 4 of the Companies Act 2006 the Act , on the London Stock Exchange of ordinary shares of 10p each in the capital of the Company ordinary shares provided that: i the maximum aggregate number of ordinary shares hereby authorized to be purchased in 265,202,295 ordinary shares representing approximately 10% of the issued ordinary shares capital at the date of this Notice; ii the minimum price which may be paid for the ordinary shares is their par value and the maximum price excluding expenses which may be paid for the ordinary shares is an amount equal to the higher of a 5% above the average of the middle market quotations of an ordinary shares as derived from the Daily Official List of the London Stock Exchange Plc for the 5 CONT | Management | For | For | For | ||||||||||||
CONT | CONT business days before the purchase is made and b the value of an-ordinary shares calculated on the basis of the higher of the price quoted for-the last independent trade and the highest current independent bid for any-number of ordinary shares on the trading venue where the purchase is carried-out; Authority expires the earlier of the conclusion of the next AGM of the- Company or, if earlier, on 30 JUN 2011 the Company may make a contract to-purchase its own shares under the authority hereby conferred prior to the-expiry of such authority and may make a purchase of its own shares in-pursuance of such contract | Non-Voting | |||||||||||||||
11 | Authorize the Directors in accordance with Section 551 of the Act, in substitution for all existing authorities to the extent unused, to allot shares in the Company and to grant rights to subscribe for, or to convert any security into, shares in the Company up to an aggregate nominal amount of GBP 85,000,000, provided that Authority expires the earlier of the conclusion of the next AGM of the Company or, if earlier, on 30 JUN 2011 save that the Company may, before such expiry, make an offer or agreement which would or might require shares to be allotted or rights to be granted after such expiry and the Directors may allot shares or grant rights in pursuance of such offer or agreement as if the authority conferred by this resolution has expired | Management | For | For | For | ||||||||||||
S.12 | Authorize the Directors to allot equity securities as specified by Section 560 of the Act for cash, either pursuant to the authority conferred by Resolution 11 or by way of a sale of treasury shares, as if Section 561 of the Act did not apply to any such allotment or sale, provided that this power shall be limited to the allotment of equity securities; i in connection with a rights issue, open offer of securities to the holders of ordinary shares in proportion as nearly as may be practicable to their respective holdings and to holders of other equity securities a required by the rights of those securities or as the Directors otherwise consider necessary, but in each case subject to such exclusions or other arrangements as the Directors may deem necessary or expedient in relation CONTD. | Management | For | For | For | ||||||||||||
CONT | CONTD. to treasury shares, fractional entitlements, record dates, legal or-practical problems in or under the laws of any territory or the requirements-of any regulatory body or stock exchange; and ii otherwise than pursuant-to paragraph i of this Resolution 12 to any person or persons up to an-aggregate nominal amount of GBP 13,260,000; Authority expires the earlier of-the conclusion of the next AGM of the Company or, if earlier, on 30 JUN 2011-save that the Company may, before such expiry make an offer or agreement-which would or might require equity securities to be allotted after such-expiry and the Directors may allot equity securities in pursuance of any such-offer or agreement notwithstanding that the power conferred by this-resolution has expired | Non-Voting | |||||||||||||||
S.13 | Approve a general meeting , other than an AGM, may be called on not less than 14 clear day's notice | Management | For | For | For | ||||||||||||
S.14 | Amend the Articles of Association of the Company by deleting all of the provisions of the Company's Memorandum of Association which, by virtue of Section 28 of the Act, are treated as provisions of the Company's Articles of Association; and the Articles of Association produced to the meeting and initialed by the Chairman of the meeting for the purpose of identification be adopted as the Articles of Association of the Company in substitution for, and to the exclusion of the existing Articles of Association | Management | For | For | For | ||||||||||||
15 | Approve, the Wm Morrison Supermarkets PLC Sharesave Scheme 2010 the Scheme to be constituted by the rules produced in draft to the meeting and initialed by the Chairman for the purpose of identification and authorize the Directors to cause such rules to be adopted in the form of such draft with such modifications if any as they consider necessary or desirable including any amendments thereto required by HM Revenue and Customs for the purpose of obtaining approval of the Scheme under the provisions of Schedule 3 of the income tax earnings and pensions Act 2003 and to do all acts and things which they consider necessary or expedient in implementing and giving effect to the same | Management | For | For | For | ||||||||||||
SAP AG, WALLDORF/BADEN | |||||||||||||||||
Security | D66992104 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | SAPG | Meeting Date | 08-Jun-2010 | ||||||||||||||
ISIN | DE0007164600 | Agenda | 702448463 - Management | ||||||||||||||
City | MANNHEIM | Holding Recon Date | 17-May-2010 | ||||||||||||||
Country | Germany | Vote Deadline Date | 24-May-2010 | ||||||||||||||
SEDOL(s) | 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 | Quick Code | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 700811 DUE TO RESOLUTIONS-8 AND 9 NOW BEING SPLIT RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETI-NG WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.- THANK YOU. | Non-Voting | ||||||||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE ANY QUESTIONS OR-DOUBTS IN THIS REGARD, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO T- HAT THIS ISSUE CAN BE CLARIFIED. IF YOU DO NOT HAVE ANY INDICATION REGARDING S-UCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR-VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 18 MAY 2010, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THI-S IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GE-RMAN LAW. THANK YOU. | Non-Voting | ||||||||||||||||
1. | Presentation of the financial statements and annual report for the 2009 FY wit-h the report of the Supervisory Board, the Group financial statements, the Gro-up annual report, and the reports pursuant to Sections 289(4), 289(5) and 315(-4) of the German Commercial Code | Non-Voting | |||||||||||||||
2. | Resolution on the appropriation of the distributable profit of EUR 4,304,693,525.47 as follows: Payment of a dividend of EUR 0.50 per no-par share EUR 3,709,817,665.47 shall be carried forward Ex-dividend and payable date: 09 JUN 2010 | Management | For | For | For | ||||||||||||
3. | Ratification of the acts of the Board of Managing Directors | Management | For | For | For | ||||||||||||
4. | Ratification of the acts of the Supervisory Board | Management | For | For | For | ||||||||||||
5. | Approval of the new compensation system for the Board of Managing Directors, to be found on the Company's web site | Management | For | For | For | ||||||||||||
6. | Appointment of the Auditors for the 2010 FY: KPMG AG, Berlin | Management | For | For | For | ||||||||||||
7. | Amendments to the Articles of Association: a) Section 4(1), in respect of the Company's share capital being EUR 1,226,039,608 and divided into 1,226,039,608 no-par shares, b) Section 4(6)1, in respect of the share capital being increased by up to EUR 35,456,908 through the issue of up to 35,456,908 bearer no-par shares (contingent capital IIIa), c) Section 4(10)1, in respect of the share capital being in creased by up to EUR 72,119,440 through the issue of up to 72,119,440 bearer no-par shares (contingent capital VI) | Management | For | For | For | ||||||||||||
8.A | Amendment to the Articles of Association of Incorporation to reflect the requirements of the German Act Implementing the Director on shareholders' right: Restatement of Section 17 (3) of the Articles of Incorporation | Management | For | For | For | ||||||||||||
8.B | Amendment to the Articles of Association of Incorporation to reflect the requirements of the German Act Implementing the Director on shareholders' right: Restatement of Section 18 (2) of the Articles of Incorporation | Management | For | For | For | ||||||||||||
8.C | Amendment to the Articles of Association of Incorporation to reflect the requirements of the German Act Implementing the Director on shareholders' right: Supplement to Section 18 of the Articles of Incorporation to allow online participation | Management | For | For | For | ||||||||||||
8.D | Amendment to the Articles of Association of Incorporation to reflect the requirements of the German Act Implementing the Director on shareholders' right: Supplement to Section 18 of the Articles of Incorporation to allow postal voting | Management | For | For | For | ||||||||||||
8.E | Amendment to the Articles of Association of Incorporation to reflect the requirements of the German Act Implementing the Director on shareholders' right: Restatement of Section 19 (2) of the Articles of Incorporation | Management | For | For | For | ||||||||||||
8.F | Amendment to the Articles of Association of Incorporation to reflect the requirements of the German Act Implementing the Director on shareholders' right: Restatement of Section 20 (4) of the Articles of Incorporation | Management | For | For | For | ||||||||||||
9.A | Renewal of authorized capital facilities: Deletion of paragraphs (5) and (7) of Section 4 of the current version of the Articles of Incorporation (Authorized Capital I and II) | Management | For | For | For | ||||||||||||
9.B | Renewal of authorized capital facilities: Cancellation of the existing Authorized Capital Ia and the creation of new Authorized Capital I and on the corresponding amendment to Section 4 of the Articles of Incorporation | Management | For | For | For | ||||||||||||
9.C | Renewal of authorized capital facilities: Cancellation of the existing Authorized Capital IIa and on the creation of new Authorized Capital II and on the corresponding amendment to Section 4 of the Articles of Incorporation | Management | Against | Against | For | ||||||||||||
10. | Resolution on the creation of an authorized capital III and the corresponding amendment to the Articles of Association, the Board of Managing Directors shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 30,000,000 through the issue of new bearer no-par shares to employees of the Company and its affiliates against contributions in cash and/or kind, on or before 07 JUN 2015, shareholders subscription rights shall be excluded | Management | Against | Against | For | ||||||||||||
11. | Authorization to acquire own shares, the Company shall be authorized to acquire own shares of up to EUR 120,000,000, at a price neither more than 10% above, nor more than 20% below, the market price of the shares, on or before 30 JUN 2013, the Board of Managing Directors shall be authorized to sell the shares on the stock exchange and to offer them to the shareholders for subscription, to dispose of the shares in another manner if they are sold at a price not materially below their market price, to offer the shares to third parties for acquisition purposes, to retire the shares, to use the shares within the scope of the Company's stock option and incentive plans, or for satisfying conversion and option rights, and to offer the shares to employees of the Company and its affiliates | Management | For | For | For | ||||||||||||
12. | Resolution on the remuneration for the Supervisory and the corresponding amendment to the Articles of Association as of the 2010 FY, the chairman of the Supervisory Board shall receive a fixed annual remuneration of EUR 100,000, the deputy chairman EUR 70,000, and every other Board member EUR 50,000, members of the Audit Committee shall receive, in addition, a fixed annual remuneration of EUR 15,000 (the chairman EUR 25,000) and members of another committee EUR 10,000 (the committee chairmen EUR 20,000), furthermore, the chairman of the Supervisory Board shall receive a variable remuneration of EUR 10,000, the deputy chairman EUR 8,000 and the every other Board member EUR 6,000 for every EUR 0.01 of the dividend per share in excess of EUR 0.40, however, the total annual remuneration may not exceed EUR 250,000 for the chairman of the Supervisory Board, EUR 200,000 for the deputy chairman, and EUR 150,000 for every other Supervisory Board member | Management | For | For | For | ||||||||||||
KEYENCE CORPORATION | |||||||||||||||||
Security | J32491102 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 6861 | Meeting Date | 17-Jun-2010 | ||||||||||||||
ISIN | JP3236200006 | Agenda | 702467665 - Management | ||||||||||||||
City | OSAKA | Holding Recon Date | 20-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 07-Jun-2010 | ||||||||||||||
SEDOL(s) | 5998735 - 6490995 - B02HPZ8 | Quick Code | 68610 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||
3 | Appoint a Supplementary Auditor | Management | For | For | For | ||||||||||||
HOYA CORPORATION | |||||||||||||||||
Security | J22848105 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 7741 | Meeting Date | 18-Jun-2010 | ||||||||||||||
ISIN | JP3837800006 | Agenda | 702467639 - Management | ||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 08-Jun-2010 | ||||||||||||||
SEDOL(s) | 5689374 - 6441506 - B02GXJ5 | Quick Code | 77410 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1.1 | Appoint a Director | Management | For | For | For | ||||||||||||
1.2 | Appoint a Director | Management | For | For | For | ||||||||||||
1.3 | Appoint a Director | Management | For | For | For | ||||||||||||
1.4 | Appoint a Director | Management | For | For | For | ||||||||||||
1.5 | Appoint a Director | Management | For | For | For | ||||||||||||
1.6 | Appoint a Director | Management | For | For | For | ||||||||||||
1.7 | Appoint a Director | Management | For | For | For | ||||||||||||
1.8 | Appoint a Director | Management | For | For | For | ||||||||||||
2 | Authorize Use of Stock Options, and Allow Board to Authorize Use of Stock Option Plan | Management | For | For | For | ||||||||||||
3.1 | Shareholder's Proposal: Appoint a Director | Shareholder | Against | For | Against | ||||||||||||
3.2 | Shareholder's Proposal: Appoint a Director | Shareholder | Against | For | Against | ||||||||||||
3.3 | Shareholder's Proposal: Appoint a Director | Shareholder | Against | For | Against | ||||||||||||
3.4 | Shareholder's Proposal: Appoint a Director | Shareholder | Against | For | Against | ||||||||||||
3.5 | Shareholder's Proposal: Appoint a Director | Shareholder | Against | For | Against | ||||||||||||
3.6 | Shareholder's Proposal: Appoint a Director | Shareholder | Against | For | Against | ||||||||||||
3.7 | Shareholder's Proposal: Appoint a Director | Shareholder | Against | For | Against | ||||||||||||
3.8 | Shareholder's Proposal: Appoint a Director | Shareholder | Against | For | Against | ||||||||||||
3.9 | Shareholder's Proposal: Appoint a Director | Shareholder | Against | For | Against | ||||||||||||
4 | Shareholder's Proposal: Amend Articles to Increase the Number of Characters for the Amount of Explanatory Text Permitted for Shareholder Propositions to 4,000 chrs. | Shareholder | Against | For | Against | ||||||||||||
5 | Shareholder's Proposal: Amend Articles to Allow Secret ballots | Shareholder | Against | For | Against | ||||||||||||
6 | Shareholder's Proposal: Amend Articles to Restrict the Number of Corporate Insiders' Seats on the Board of Directors | Shareholder | Against | For | Against | ||||||||||||
7 | Shareholder's Proposal: Amend Articles to Eliminate Articles Related to Rejecting Cumulative Votes | Shareholder | Against | For | Against | ||||||||||||
8 | Shareholder's Proposal: Amend Articles to Prohibit Interlocking Directors | Shareholder | Against | For | Against | ||||||||||||
9 | Shareholder's Proposal: Amend Articles to Restrict the Number of Positions Assumed by Outside Directors at Other companies | Shareholder | Against | For | Against | ||||||||||||
10 | Shareholder's Proposal: Amend Articles to Restrict the Number of Times that an Outside Director May be Reappointed to 10 | Shareholder | Against | For | Against | ||||||||||||
11 | Shareholder's Proposal: Amend Articles to Disclose Remuneration to Directors Who Have Resigned | Shareholder | For | Against | Against | ||||||||||||
12 | Shareholder's Proposal: Amend Articles to Obligate the Company to Hold Meetings not Involving Executive Officers | Shareholder | Against | For | Against | ||||||||||||
13 | Shareholder's Proposal: Amend Articles to Obligate the Company to Create Guidelines Defining Independent Directors | Shareholder | Against | For | Against | ||||||||||||
14 | Shareholder's Proposal: Amend Articles to Disclose Remunerations to Directors and Corporate Officers Individually | Shareholder | Against | For | Against | ||||||||||||
15 | Shareholder's Proposal: Amend Articles to Disclose Positions at Public-Interest Corporations Held By Director Candidates | Shareholder | Against | For | Against | ||||||||||||
16 | Shareholder's Proposal: Amend Articles to Require Prior notice of Shares to be Sold By Directors and their Families and Disclose it to Shareholders | Shareholder | Against | For | Against | ||||||||||||
17 | Shareholder's Proposal: Amend Articles to Prohibit hedging by Stock Option Holders | Shareholder | Against | For | Against | ||||||||||||
INPEX CORPORATION | |||||||||||||||||
Security | J2467E101 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 1605 | Meeting Date | 23-Jun-2010 | ||||||||||||||
ISIN | JP3294460005 | Agenda | 702490880 - Management | ||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 15-Jun-2010 | ||||||||||||||
SEDOL(s) | B10RB15 - B128D43 - B1446T5 | Quick Code | 16050 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||
2. | Amend the Articles of Incorporation | Management | For | For | For | ||||||||||||
3.1 | Appoint a Director | Management | For | For | For | ||||||||||||
3.2 | Appoint a Director | Management | For | For | For | ||||||||||||
3.3 | Appoint a Director | Management | For | For | For | ||||||||||||
3.4 | Appoint a Director | Management | For | For | For | ||||||||||||
3.5 | Appoint a Director | Management | For | For | For | ||||||||||||
3.6 | Appoint a Director | Management | For | For | For | ||||||||||||
3.7 | Appoint a Director | Management | For | For | For | ||||||||||||
3.8 | Appoint a Director | Management | For | For | For | ||||||||||||
3.9 | Appoint a Director | Management | For | For | For | ||||||||||||
3.10 | Appoint a Director | Management | For | For | For | ||||||||||||
3.11 | Appoint a Director | Management | For | For | For | ||||||||||||
3.12 | Appoint a Director | Management | For | For | For | ||||||||||||
3.13 | Appoint a Director | Management | For | For | For | ||||||||||||
3.14 | Appoint a Director | Management | For | For | For | ||||||||||||
3.15 | Appoint a Director | Management | For | For | For | ||||||||||||
3.16 | Appoint a Director | Management | For | For | For | ||||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||
5. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | For | ||||||||||||
HONDA MOTOR CO.,LTD. | |||||||||||||||||
Security | J22302111 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 7267 | Meeting Date | 24-Jun-2010 | ||||||||||||||
ISIN | JP3854600008 | Agenda | 702454303 - Management | ||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 14-Jun-2010 | ||||||||||||||
SEDOL(s) | 0435141 - 4435482 - 5326273 - 6435145 - B02F0P7 - B247ZM7 | Quick Code | 72670 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||
2.12 | Appoint a Director | Management | For | For | For | ||||||||||||
2.13 | Appoint a Director | Management | For | For | For | ||||||||||||
2.14 | Appoint a Director | Management | For | For | For | ||||||||||||
2.15 | Appoint a Director | Management | For | For | For | ||||||||||||
2.16 | Appoint a Director | Management | For | For | For | ||||||||||||
2.17 | Appoint a Director | Management | For | For | For | ||||||||||||
2.18 | Appoint a Director | Management | For | For | For | ||||||||||||
2.19 | Appoint a Director | Management | For | For | For | ||||||||||||
2.20 | Appoint a Director | Management | For | For | For | ||||||||||||
3. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | For | ||||||||||||
DAITO TRUST CONSTRUCTION CO.,LTD. | |||||||||||||||||
Security | J11151107 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 1878 | Meeting Date | 25-Jun-2010 | ||||||||||||||
ISIN | JP3486800000 | Agenda | 702463162 - Management | ||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2010 | ||||||||||||||
SEDOL(s) | 6250508 - B050736 - B2N85R6 | Quick Code | 18780 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
DENSO CORPORATION | |||||||||||||||||
Security | J12075107 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 6902 | Meeting Date | 25-Jun-2010 | ||||||||||||||
ISIN | JP3551500006 | Agenda | 702493937 - Management | ||||||||||||||
City | AICHI | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 15-Jun-2010 | ||||||||||||||
SEDOL(s) | 5734694 - 6640381 - B021NW3 | Quick Code | 69020 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||
2.12 | Appoint a Director | Management | For | For | For | ||||||||||||
2.13 | Appoint a Director | Management | For | For | For | ||||||||||||
3 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | For | ||||||||||||
4 | Approve Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Corporate Auditors | Management | For | For | For | ||||||||||||
TOKIO MARINE HOLDINGS,INC. | |||||||||||||||||
Security | J86298106 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 8766 | Meeting Date | 28-Jun-2010 | ||||||||||||||
ISIN | JP3910660004 | Agenda | 702489685 - Management | ||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 18-Jun-2010 | ||||||||||||||
SEDOL(s) | 6513126 - B0BWH36 - B11FD23 | Quick Code | 87660 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||
3.3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||
DAIKIN INDUSTRIES,LTD. | |||||||||||||||||
Security | J10038115 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 6367 | Meeting Date | 29-Jun-2010 | ||||||||||||||
ISIN | JP3481800005 | Agenda | 702469900 - Management | ||||||||||||||
City | OSAKA | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2010 | ||||||||||||||
SEDOL(s) | 5674518 - 6250724 - B1DL5K1 | Quick Code | 63670 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||
2. | Approve Purchase of Own Shares | Management | For | For | For | ||||||||||||
3.1 | Appoint a Director | Management | For | For | For | ||||||||||||
3.2 | Appoint a Director | Management | For | For | For | ||||||||||||
3.3 | Appoint a Director | Management | For | For | For | ||||||||||||
3.4 | Appoint a Director | Management | For | For | For | ||||||||||||
3.5 | Appoint a Director | Management | For | For | For | ||||||||||||
3.6 | Appoint a Director | Management | For | For | For | ||||||||||||
3.7 | Appoint a Director | Management | For | For | For | ||||||||||||
3.8 | Appoint a Director | Management | For | For | For | ||||||||||||
3.9 | Appoint a Director | Management | For | For | For | ||||||||||||
3.10 | Appoint a Director | Management | For | For | For | ||||||||||||
4. | Appoint a Substitute Corporate Auditor | Management | For | For | For | ||||||||||||
5. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | For | ||||||||||||
NINTENDO CO.,LTD. | |||||||||||||||||
Security | J51699106 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 7974 | Meeting Date | 29-Jun-2010 | ||||||||||||||
ISIN | JP3756600007 | Agenda | 702489609 - Management | ||||||||||||||
City | KYOTO | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2010 | ||||||||||||||
SEDOL(s) | 5334209 - 6639550 - B02JMD1 - B0ZGTW7 | Quick Code | 79740 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||
3. | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||
MITSUBISHI ESTATE COMPANY,LIMITED | |||||||||||||||||
Security | J43916113 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 8802 | Meeting Date | 29-Jun-2010 | ||||||||||||||
ISIN | JP3899600005 | Agenda | 702489712 - Management | ||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2010 | ||||||||||||||
SEDOL(s) | 5271113 - 6596729 - B02JCZ3 - B175XJ4 | Quick Code | 88020 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||
2.12 | Appoint a Director | Management | For | For | For | ||||||||||||
2.13 | Appoint a Director | Management | For | For | For | ||||||||||||
3. | Renewal of Countermeasures to Large-Scale Acquisitions of Mitsubishi Estate Co., Ltd. Shares (Takeover Defense Measures) | Management | For | For | For | ||||||||||||
SHIN-ETSU CHEMICAL CO.,LTD. | |||||||||||||||||
Security | J72810120 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 4063 | Meeting Date | 29-Jun-2010 | ||||||||||||||
ISIN | JP3371200001 | Agenda | 702494167 - Management | ||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2010 | ||||||||||||||
SEDOL(s) | Quick Code | 40630 | |||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||
3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||
4 | Allow Board to Authorize Use of Compensation-based Stock Option Plan for Executives | Management | For | For | For | ||||||||||||
5 | Approve Extension of Anti-Takeover Defense Measures | Management | Against | Against | For | ||||||||||||
HIROSE ELECTRIC CO.,LTD. | |||||||||||||||||
Security | J19782101 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 6806 | Meeting Date | 29-Jun-2010 | ||||||||||||||
ISIN | JP3799000009 | Agenda | 702499888 - Management | ||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2010 | ||||||||||||||
SEDOL(s) | 5900989 - 6428725 - B3BHN01 | Quick Code | 68060 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
FANUC LTD. | |||||||||||||||||
Security | J13440102 | Meeting Type | Annual General Meeting | ||||||||||||||
Ticker Symbol | 6954 | Meeting Date | 29-Jun-2010 | ||||||||||||||
ISIN | JP3802400006 | Agenda | 702503613 - Management | ||||||||||||||
City | YAMANASHI | Holding Recon Date | 31-Mar-2010 | ||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2010 | ||||||||||||||
SEDOL(s) | 5477557 - 6356934 - B022218 - B16TB93 | Quick Code | 69540 | ||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||
2.12 | Appoint a Director | Management | For | For | For | ||||||||||||
2.13 | Appoint a Director | Management | For | For | For | ||||||||||||
2.14 | Appoint a Director | Management | For | For | For |
GKN plc | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: GKN | 06-Jul-09 | United Kingdom | Special | 538,676 | ||
CUSIP: G39004232 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Subdivide and Convert Each Issued Ord. Share; Subdivide Each Auth. but Unissued Ord. Share; Issue Equity with Rights (Rights Issue); Issue Equity without Rights (Rights Issue); Approve Terms of the Rights Issue; Amend Articles of Association | Mgmt | For | For | For | |
2 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 51,738,111 and an Additional Amount Pursuant to a Rights Issue of up to GBP 103,476,221 After Deducting Any Securities Issued Under the General Authority | Mgmt | For | For | For | |
3 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 7,952,638 | Mgmt | For | For | For | |
4 | Authorise 155,214,332 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |
Societe generale | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: GLE | 06-Jul-09 | France | Annual/Special | 01-Jul-09 | 71,837 | |
CUSIP: F43638141 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | None | None | For | ||
1 | Ratify Appointment of Frederic Oudea as Director | Mgmt | For | For | For | |
2 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.03 Million From Fiscal Year 2009 | Mgmt | For | For | For | |
Special Business | Mgmt | None | None | For | ||
3 | Amend Terms of Preferred Stock (Class B) Re: Remuneration Rate, and Amend Bylaws Accordingly | Mgmt | For | For | For | |
4 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Singapore Telecommunications Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: ST | 24-Jul-09 | Singapore | Special | 1,944,000 | ||
CUSIP: Y79985217 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
2 | Approve Participation by the Relevant Person in the SingTel Performance Share Plan | Mgmt | For | For | For | |
Singapore Telecommunications Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: ST | 24-Jul-09 | Singapore | Annual | 1,944,000 | ||
CUSIP: Y79985217 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2 | Declare Final Dividend of SGD 0.069 Per Share | Mgmt | For | For | For | |
3 | Reelect Chua Sock Koong as Director | Mgmt | For | For | For | |
4 | Reelect Kaikhushru Shiavax Nargolwala as Director | Mgmt | For | For | For | |
5 | Reelect Fang Ai Lian as Director | Mgmt | For | For | For | |
6 | Reelect Ong Peng Tsin as Director | Mgmt | For | For | For | |
7 | Approve Directors' Fees of Up to SGD 2.2 Million for the Year Ending March 31, 2010 (2009: Up to SGD 2.2 Million) | Mgmt | For | For | For | |
8 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |
10 | Approve Issuance of Shares Pursuant to the Singapore Telecom Share Option Scheme 1999 | Mgmt | For | For | For | |
11 | Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan | Mgmt | For | For | For | |
Reed Elsevier NV | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: REN | 03-Sep-09 | Netherlands | Special | 13-Aug-09 | 348,913 | |
CUSIP: N73430113 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Special Meeting | Mgmt | None | None | For | ||
1 | Open Meeting | Mgmt | None | None | For | |
2 | Elect Ben van der Veer to Supervisory Board | Mgmt | For | For | For | |
3 | Amend Articles | Mgmt | For | For | For | |
4 | Close Meeting | Mgmt | None | None | For | |
Fortis SA/NV | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: FORB | 18-Sep-09 | Belgium | Special | 373,011 | ||
CUSIP: B4399L102 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Special Meeting | Mgmt | None | None | For | ||
1 | Open Meeting | Mgmt | None | None | For | |
2 | Elect Bart de Smet as Director | Mgmt | For | For | For | |
3 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
4 | Close Meeting | Mgmt | None | None | For | |
Telecom Corporation Of New Zealand Limited | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: TEL | 01-Oct-09 | New Zealand | Annual | 30-Sep-09 | 1,017,049 | |
CUSIP: Q89499109 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Management Proposals | Mgmt | None | None | For | ||
1 | Authorize the Board to Fix the Remuneration of KPMG as Auditors of the Company | Mgmt | For | For | For | |
2 | Elect Wayne Boyd as a Director | Mgmt | For | For | For | |
3 | Elect Ron Spithill as a Director | Mgmt | For | For | For | |
4 | Elect Sachio Semmoto as a Director | Mgmt | For | For | For | |
Shareholder Proposal | Mgmt | None | None | For | ||
5 | Elect Tim Rooke as a Director | SH | Against | Against | For | |
Foster's Group Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: FGL | 21-Oct-09 | Australia | Annual | 19-Oct-09 | 1,256,329 | |
CUSIP: Q3944W187 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Elect Max G Ould as a Director | Mgmt | For | For | For | |
2 | Approve the Foster's Employee Share Grant Plan | Mgmt | For | For | For | |
3 | Approve the Issuance of 343,000 Shares Based on a Share Price of A$5.25 Each to Ian Johnston Under the Long Term Incentive Plan in Respect of the 2008/09 Financial Year | Mgmt | For | For | For | |
4 | Approve the Issuance of 515,400 Shares Based on a Share Price of A$5.24 Each to Ian Johnston Under the Long Term Incentive Plan in Respect of the 2009/10 Financial Year | Mgmt | For | For | For | |
5 | Approve Remuneration Report for the Financial Year Ended June 30, 2009 | Mgmt | For | For | For | |
Amcor Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: AMC | 22-Oct-09 | Australia | Annual | 20-Oct-09 | 933,896 | |
CUSIP: Q03080100 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Mgmt | None | None | For | |
2(a) | Elect George John Pizzey as a Director | Mgmt | For | For | For | |
2(b) | Elect Jeremy Leigh Sutcliffe as a Director | Mgmt | For | For | For | |
3 | Approve the Grant of 2.76 Million Options with an Exercise Price of A$4.73 Each and 367,000 Performance Rights to K N MacKenzie, Managing Director, Under the Company's Long Term Incentive Plan | Mgmt | For | For | For | |
4 | Approve the Grant of a Number of Share Rights That is Worth Half of the Actual Cash Bonus Paid or Payable to K N MacKenzie Under the Company's Management Incentive Plan for the 2009/10 Financial Year | Mgmt | For | For | For | |
5 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Mgmt | For | For | For | |
6 | Approve Amendments to the Company's Constitution | Mgmt | For | For | For | |
Telstra Corporation Limited. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: TLS | 04-Nov-09 | Australia | Annual | 02-Nov-09 | 3,128,163 | |
CUSIP: Q8975N105 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Chairman and CEO Presentations | Mgmt | None | None | For | |
2 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Mgmt | For | For | For | |
3 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Mgmt | None | None | For | |
4a | Elect Geoffrey Cousins as a Director | Mgmt | For | For | For | |
4b | Elect Steve Vamos as a Director | Mgmt | For | For | For | |
4c | Elect John Stanhope as a Director | Mgmt | For | For | For | |
4d | Elect John Zeglis as a Director | Mgmt | For | For | For | |
4e | Elect John Stocker as a Director | Mgmt | For | For | For | |
4f | Elect Russell Higgins as a Director | Mgmt | For | For | For | |
Wesfarmers Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: WES | 10-Nov-09 | Australia | Annual | 08-Nov-09 | 250,842 | |
CUSIP: Q95870103 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended June 30, 2009 | Mgmt | None | None | For | |
2(a) | Elect Patricia Anne Cross as a Director | Mgmt | For | For | For | |
2(b) | Elect Charles Macek as a Director | Mgmt | For | For | For | |
2(c) | Elect Terence James Bowen as a Director | Mgmt | For | For | For | |
2(d) | Elect Diane Lee Smith-Gander as a Director | Mgmt | For | For | For | |
3 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | Mgmt | For | For | For | |
UniCredit SpA | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: UCG | 16-Nov-09 | Italy | Special | 11-Nov-09 | 1,073,170 | |
CUSIP: T95132105 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Special Business | Mgmt | None | None | For | ||
1 | Approve EUR 4 Billion Capital Increase with Preemptive Rights to Holders of Ordinary Shares and Saving Shares | Mgmt | For | For | For | |
Deutsche Telekom AG | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: DTE | 19-Nov-09 | Germany | Special | 03-Nov-09 | 502,010 | |
CUSIP: D2035M136 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Spin-Off and Takeover Agreement Concluded on September 3, 2009 with T-Mobile Deutschland GmbH | Mgmt | For | For | For | |
ING Groep NV | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: INGA | 25-Nov-09 | Netherlands | Special | 30-Oct-09 | 242,993 | |
CUSIP: N4578E413 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Special Meeting | Mgmt | None | None | For | ||
1 | Open Meeting and Receive Announcements | Mgmt | None | None | For | |
2a | Receive Announcements on Strategy (non-voting) | Mgmt | None | None | For | |
2b | Approve Strategy Change Re: Divestment from Insurance Operations | Mgmt | For | For | For | |
3 | Grant Board Authority to Issue Shares for un Amount Up to EUR 7,500,000,000 | Mgmt | For | For | For | |
4 | Close Meeting | Mgmt | None | None | For | |
Sasol Ltd | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: SOL | 27-Nov-09 | South Africa | Annual | 12-Nov-09 | 72,195 | |
CUSIP: E00000689 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2009 | Mgmt | For | For | For | |
2.1 | Re-elect Brian Connellan as Director | Mgmt | For | For | For | |
2.2 | Re-elect Henk Dijkgraaf as Director | Mgmt | For | For | For | |
2.3 | Re-elect Nolitha Fakude as Director | Mgmt | For | For | For | |
2.4 | Re-elect Imogen Mkhize as Director | Mgmt | For | For | For | |
2.5 | Re-elect Tom Wixley as Director | Mgmt | For | For | For | |
3.1 | Elect Colin Beggs as Director | Mgmt | For | For | For | |
3.2 | Elect Johnson Njeke as Director | Mgmt | For | For | For | |
4 | Reappoint KPMG Inc as Auditors of the Company and AW van der Lith as the Individual Registered Auditor | Mgmt | For | For | For | |
5 | Authorize Repurchase of Up to 4 Percent of Issued Share Capital | Mgmt | For | For | For | |
6 | Approve Remuneration of Non-Executive Directors with Effect from 1 July 2009 | Mgmt | For | For | For | |
National Australia Bank Limited | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: NAB | 17-Dec-09 | Australia | Annual | 15-Dec-09 | 34,980 | |
CUSIP: Q65336119 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Receive the Financial Statements and Statutory Reports for the Financial Year Ended Sept. 30, 2009 | Mgmt | None | None | For | |
2(a) | Approve the Selective Buy-Back of 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 | Mgmt | For | For | For | |
2(b) | Approve the Selective Reduction of Capital on 600 Unpaid Preference Shares Which Forms Part of the 600 Stapled Securities Issued by the Company on Sept. 24, 2008 | Mgmt | For | For | For | |
2(c) | Approve the Selective Buy-Back of 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 | Mgmt | For | For | For | |
2(d) | Approve the Selective Reduction of Capital on 1,000 Unpaid Preference Shares Which Forms Part of the 1,000 Stapled Securities Issued by the Company on Sept. 30, 2009 | Mgmt | For | For | For | |
3 | Approve the Remuneration Report for the Financial Year Ended Sept. 30, 2009 | Mgmt | For | For | For | |
4 | Approve the Grant of Shares Worth a Total of A$3.31 Million to Cameron Clyne, Group Chief Executive Officer, under the Company's Short Term Incentive and Long Term Incentive Plans | Mgmt | For | For | For | |
5(a) | Approve the Grant of Shares Worth a Total of A$1.60 Million to Mark Joiner, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans | Mgmt | For | For | For | |
5(b) | Approve the Grant of Shares Worth a Total of A$1.69 Million to Michael Ullmer, Executive Director, under the Company's Short Term Incentive and Long Term Incentive Plans | Mgmt | For | For | For | |
6(a) | Elect Michael Chaney as a Director | Mgmt | For | For | For | |
6(b) | Elect Paul Rizzo as a Director | Mgmt | For | For | For | |
6(c) | Elect Michael Ullmer as a Director | Mgmt | For | For | For | |
6(d) | Elect Mark Joiner as a Director | Mgmt | For | For | For | |
6(e) | Elect John Waller as a Director | Mgmt | For | For | For | |
Shareholder Proposal | Mgmt | None | None | For | ||
6(f) | Elect Stephen Mayne as a Director | SH | Against | Against | For | |
Reed Elsevier NV | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: REN | 13-Jan-10 | Netherlands | Special | 23-Dec-09 | 435,149 | |
CUSIP: N73430113 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Special Meeting | Mgmt | None | ||||
1 | Open Meeting | Mgmt | None | |||
2 | Elect Marike van Lier Lels to Supervisory Board | Mgmt | For | For | For | |
3 | Amend Article 37 Re: Location of Annual Meeting | Mgmt | For | For | For | |
4 | Close Meeting | Mgmt | None | |||
Compass Group plc | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: CPG | 05-Feb-10 | United Kingdom | Annual | 03-Feb-10 | 928,932 | |
CUSIP: G23296182 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend of 8.8 Pence Per Ordinary Share | Mgmt | For | For | For | |
4 | Elect Don Robert as Director | Mgmt | For | For | For | |
5 | Re-elect Gary Green as Director | Mgmt | For | For | For | |
6 | Re-elect Sir Ian Robinson as Director | Mgmt | For | For | For | |
7 | Re-elect Steve Lucas as Director | Mgmt | For | For | For | |
8 | Reappoint Deloitte LLP as Auditors of the Company | Mgmt | For | For | For | |
9 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights Under a General Authority up to Aggregate Nominal Amount of GBP 61,800,000 and an Additional Amount Pursuant to a Rights Issue of up to GBP 61,800,000 | Mgmt | For | For | For | |
11 | Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 9,250,000 | Mgmt | For | For | For | |
12 | Authorise 185,500,000 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |
13 | Approve The Compass Group plc Long Term Incentive Plan 2010 | Mgmt | For | For | For | |
14 | Approve The Compass Group Share Option Plan 2010 | Mgmt | For | For | For | |
15 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates, to Political Organisations Other Than Political Parties and to Incur EU Political Expenditure up to GBP 125,000 | Mgmt | For | For | For | |
16 | Approve that a General Meeting Other than an Annual General Meeting May be Called on Not Less than 14 Clear Days' Notice | Mgmt | For | For | For | |
Upm-Kymmene Oy (Formerly Kymmene Corp.) | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: UPM1V | 22-Mar-10 | Finland | Annual | 10-Mar-10 | 254,811 | |
CUSIP: X9518S108 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Open Meeting | Mgmt | ||||
2 | Calling the Meeting to Order | Mgmt | ||||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Mgmt | For | For | For | |
4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | For | |
5 | Prepare and Approve List of Shareholders | Mgmt | For | For | For | |
6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review | Mgmt | For | |||
7 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
8 | Approve Allocation of Income and Dividends of EUR 0.45 Per Share | Mgmt | For | For | For | |
9 | Approve Discharge of Board and President | Mgmt | For | For | For | |
10 | Approve Remuneration of Directors in the Amount of EUR 175,000 for Chairman, EUR 120,000 for Vice Chairman, and EUR 95,000 for Other Directors | Mgmt | For | For | For | |
11 | Fix Number of Directors at Nine | Mgmt | For | For | For | |
12 | Reelect Matti Alahuhta, Berndt Brunow, Karl Grotenfelt, Wendy Lane, Jussi Pesonen, Ursula Ranin, Veli-Matti Reinikkala, and Bjorn Wahlroos as Directors; Elect Robert Routs as New Director | Mgmt | For | For | For | |
13 | Approve Remuneration of Auditors | Mgmt | For | For | For | |
14 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |
15 | Amend Articles Re: Specify Number of Directors | Mgmt | For | For | For | |
16 | Amend Articles Re: Notification of General Meeting | Mgmt | For | For | For | |
17 | Authorize Repurchase of up to 51 Million Issued Shares | Mgmt | For | For | For | |
18 | Approve Issuance of 25 Million Shares without Preemptive Rights | Mgmt | For | For | For | |
19 | Approve Charitable Donations of Up to EUR 500,000 | Mgmt | For | For | For | |
20 | Close Meeting | Mgmt | ||||
Iberdrola S.A. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: IBE | 26-Mar-10 | Spain | Annual | 10-Mar-10 | 1,134,158 | |
CUSIP: E6165F166 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Individual and Consolidated Financial Statements for the Fiscal Year Ended Dec. 31, 2009 | Mgmt | For | For | For | |
2 | Accept Management's Report on Company and Consolidated Group | Mgmt | For | For | For | |
3 | Approve Discharge of Directors for the Year Ended Dec. 31, 2009. | Mgmt | For | For | For | |
4 | Re-elect Auditor for Company and Consolidated Group for Fiscal Year 2010. | Mgmt | For | For | For | |
5 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |
6 | Approve Increase in Capital up to EUR 1.87 Million via Capitalization of Reserves; Modify Article 5 of Company By-laws | Mgmt | For | For | For | |
7.1 | Elect Maria Helena Antolin Raybaud as Independent Director | Mgmt | For | For | For | |
7.2 | Elect Santiago Martinez Lage as Independent Director | Mgmt | For | For | For | |
7.3 | Re-Elect Victor de Urrutia Vallejo as Independent Director | Mgmt | For | For | For | |
7.4 | Re-Elect Ricardo Alvarez Isasi as Independent Director | Mgmt | For | For | For | |
7.5 | Re-Elect Jose Ignacio Berroeta Echevarria as Independent Director | Mgmt | For | For | For | |
7.6 | Re-Elect Juan Luis Arregui Ciarsolo as Independent Director | Mgmt | For | For | For | |
7.7 | Re-Elect Jose Ignacio Sanchez Galan as Executive Director | Mgmt | For | For | For | |
7.8 | Re-Elect Julio de Miguel Aynat as Independent Director | Mgmt | For | For | For | |
7.9 | Re-Elect Sebastian Battaner Arias as Independent Director | Mgmt | For | For | For | |
7.10 | Fix Number of Directors | Mgmt | For | For | For | |
8 | Authorize Repurchase of Shares; Cancel Authorization to Repurchase Shares Granted at the AGM Held on March 20, 2009 | Mgmt | For | For | For | |
9 | Authorize Board to Issue Within Five Years Bonds,Debentures, and/or Other Debt Securities up to Aggregate Nominal Amount of EUR 20 Billion and Promissory Notes up to an Amount of EUR 6 Billion. Void Authorization Granted at the AGM held on March 20, 2009 | Mgmt | For | For | For | |
10 | Approve Listing and Delisting of Shares, Debt Securities, Bonds, Promissory Notes, and Preferred Stock, in Spain and Foreign Secondary Markets; Void Authorization Granted at the AGM held on March 20, 2009 | Mgmt | For | For | For | |
11 | Authorize Board to Approve the Creation of Foundation; Void Authorization Granted at the AGM held on March 20, 2009 | Mgmt | For | For | For | |
12 | Modify Articles 11 and 62 of the Corporate By-laws | Mgmt | For | For | For | |
13 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
Canon Inc. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 7751 | 30-Mar-10 | Japan | Annual | 31-Dec-09 | 228,650 | |
CUSIP: J05124144 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, With a Final Dividend of JPY 55 | Mgmt | For | For | For | |
2.1 | Elect Director | Mgmt | For | For | For | |
2.2 | Elect Director | Mgmt | For | For | For | |
2.3 | Elect Director | Mgmt | For | For | For | |
2.4 | Elect Director | Mgmt | For | For | For | |
2.5 | Elect Director | Mgmt | For | For | For | |
2.6 | Elect Director | Mgmt | For | For | For | |
2.7 | Elect Director | Mgmt | For | For | For | |
2.8 | Elect Director | Mgmt | For | For | For | |
2.9 | Elect Director | Mgmt | For | For | For | |
2.10 | Elect Director | Mgmt | For | For | For | |
2.11 | Elect Director | Mgmt | For | For | For | |
2.12 | Elect Director | Mgmt | For | For | For | |
2.13 | Elect Director | Mgmt | For | For | For | |
2.14 | Elect Director | Mgmt | For | For | For | |
2.15 | Elect Director | Mgmt | For | For | For | |
2.16 | Elect Director | Mgmt | For | For | For | |
2.17 | Elect Director | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor | Mgmt | For | Against | Against | |
3.3 | Appoint Statutory Auditor | Mgmt | For | Against | Against | |
4 | Approve Retirement Bonus Payment for Directors | Mgmt | For | For | For | |
5 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System for Statutory Auditors | Mgmt | For | Against | Against | |
6 | Approve Payment of Annual Bonuses to Directors | Mgmt | For | For | For | |
7 | Approve Stock Option Plan | Mgmt | For | For | For | |
QBE Insurance Group Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: QBE | 31-Mar-10 | Australia | Annual | 29-Mar-10 | 336,198 | |
CUSIP: Q78063114 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept the Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2009 | Mgmt | ||||
2 | Approve the Remuneration Report for the Financial Year Ended Dec. 31, 2009 | Mgmt | For | For | For | |
3 | Approve the Grant of Up to 110,000 Conditional Rights Under the 2009 Deferred Compensation Plan to Francis M O'Halloran, Chief Executive Officer of the Company | Mgmt | For | For | For | |
4a | Elect Len Bleasel as a Director | Mgmt | For | For | For | |
4b | Elect Duncan Boyle as a Director | Mgmt | For | For | For | |
5 | Elect John Green as a Director | Mgmt | For | For | For | |
BP plc | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: BP | 15-Apr-10 | United Kingdom | Annual | 13-Apr-10 | 1,134,724 | |
CUSIP: G12793108 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Elect Paul Anderson as Director | Mgmt | For | For | For | |
4 | Re-elect Antony Burgmans as Director | Mgmt | For | For | For | |
5 | Re-elect Cynthia Carroll as Director | Mgmt | For | For | For | |
6 | Re-elect Sir William Castell as Director | Mgmt | For | For | For | |
7 | Re-elect Iain Conn as Director | Mgmt | For | For | For | |
8 | Re-elect George David as Director | Mgmt | For | For | For | |
9 | Elect Ian Davis as Director | Mgmt | For | For | For | |
10 | Re-elect Robert Dudley as Director | Mgmt | For | For | For | |
11 | Re-elect Douglas Flint as Director | Mgmt | For | For | For | |
12 | Re-elect Dr Byron Grote as Director | Mgmt | For | For | For | |
13 | Re-elect Dr Tony Hayward as Director | Mgmt | For | For | For | |
14 | Re-elect Andy Inglis as Director | Mgmt | For | For | For | |
15 | Re-elect Dr DeAnne Julius as Director | Mgmt | For | For | For | |
16 | Elect Carl-Henric Svanberg as Director | Mgmt | For | For | For | |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Mgmt | For | For | For | |
18 | Adopt New Articles of Association | Mgmt | For | For | For | |
19 | Authorise Market Purchase | Mgmt | For | For | For | |
20 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
23 | Approve Executive Directors' Incentive Plan | Mgmt | For | For | For | |
24 | Approve Scrip Dividend | Mgmt | For | For | For | |
Shareholder Proposal | Mgmt | For | ||||
25 | Approve that the Audit Committee or a Risk Committee of the Board Commissions and Reviews a Report Setting Out the Assumptions Made by the Company in Deciding to Proceed with the Sunrise Project | SH | Against | Against | For | |
Oversea-Chinese Banking Corp. Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: OCBC | 16-Apr-10 | Singapore | Annual | 01-Apr-10 | 564,300 | |
CUSIP: Y64248209 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2a | Reelect Lee Seng Wee as Director | Mgmt | For | For | For | |
2b | Reelect Patrick Yeoh Khwai Hoh as Director | Mgmt | For | For | For | |
3a | Reelect David Philbrick Conner as Director | Mgmt | For | For | For | |
3b | Reelect Neo Boon Siong as Director | Mgmt | For | For | For | |
4 | Declare Final Dividend of SGD 0.14 Per Share | Mgmt | For | For | For | |
5a | Approve Remuneration of Non-executive Directors of SGD 1.7 Million for the Year Ended Dec. 31, 2009 (2008: SGD 1.6 Million) | Mgmt | For | For | For | |
5b | Approve Allotment and Issuance of 6,000 ordinary shares (2008: 4,800 Ordinary Shares) for Each Non-Executive Director as Bonus Shares | Mgmt | For | For | For | |
6 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Mgmt | For | For | For | |
8 | Approve Issuance of Shares, Grant of Options and/or Rights to Subscribe for Ordinary Shares Pursuant to the OCBC Share Option Scheme 2001 and OCBC Employee Share Purchase Plan | Mgmt | For | For | For | |
9 | Approve Issuance of Shares Pursuant to the Oversea-Chinese Banking Corporation Limited Scrip Dividend Scheme | Mgmt | For | For | For | |
10 | Approve Allotment and Issuance of Preference Shares or Non-Voting Shares in the Capital of the Bank Whether by Way of Rights, Bonus, or Otherwise | Mgmt | For | For | For | |
Oversea-Chinese Banking Corp. Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: OCBC | 16-Apr-10 | Singapore | Special | 01-Apr-10 | 564,300 | |
CUSIP: Y64248209 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
Reed Elsevier NV | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: REN | 20-Apr-10 | Netherlands | Annual | 23-Mar-10 | 462,820 | |
CUSIP: N73430113 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | |||||
1 | Open Meeting | Mgmt | ||||
2 | Receive Report of Management Board (Non-Voting) | Mgmt | ||||
3 | Discussion on Company's Corporate Governance Structure | Mgmt | ||||
4 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
5a | Approve Discharge of Management Board | Mgmt | For | For | For | |
5b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
6 | Approve Dividends of EUR 0.40 Per Share | Mgmt | For | For | For | |
7 | Ratify Deloitte Accountants B.V. as Auditors | Mgmt | For | For | For | |
8a | Reelect R. Polet to Supervisory Board | Mgmt | For | For | For | |
8b | Reelect A. Habgood to Supervisory Board | Mgmt | For | For | For | |
8c | Reelect B. van der Veer to Supervisory Board | Mgmt | For | For | For | |
9a | Reelect E. Engstrom to Executive Board | Mgmt | For | For | For | |
9b | Reelect M. Armour to Executive Board | Mgmt | For | For | For | |
10a | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Mgmt | For | For | For | |
10b | Approve Long-Term Variable Plan: Growth Plan | Mgmt | For | For | For | |
10c | Approve Long-Term Variable Plan: Bonus Investment Plan 2010 | Mgmt | For | For | For | |
11 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | For | |
12a | Grant Board Authority to Issue Shares up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | For | For | For | |
12b | Authorize Board to Exclude Preemptive Rights from Issuance under Item12a | Mgmt | For | For | For | |
13 | Allow Questions | Mgmt | ||||
14 | Close Meeting | Mgmt | ||||
RWE AG | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: RWE | 22-Apr-10 | Germany | Annual | 01-Apr-10 | 119,541 | |
CUSIP: D6629K109 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Mgmt | ||||
2 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Mgmt | For | For | For | |
3 | Approve Discharge of Management Board for Fiscal 2009 | Mgmt | For | For | For | |
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | Mgmt | For | For | For | |
5 | Approve Remuneration System for Management Board Members | Mgmt | For | For | For | |
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Mgmt | For | For | For | |
7 | Ratify PricewaterhouseCoopers AG for the Inspection of the 2010 Mid-Year Report | Mgmt | For | For | For | |
8a | Elect Dieter Zetsche to the Supervisory Board | Mgmt | For | For | For | |
8b | Elect Frithjof Kuehn to the Supervisory Board | Mgmt | For | For | For | |
8c | Elect Wolfgang Schuessel to the Supervisory Board | Mgmt | For | For | For | |
9a | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |
9b | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | For | For | |
10a | Amend Corporate Purpose | Mgmt | For | For | For | |
10b | Amend Articles Re: Board-Related | Mgmt | For | For | For | |
10c | Amend Articles Re: Convocation of, Participation in, Audio/Video Transmission of, Electronic Voting, and Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Mgmt | For | For | For | |
11 | Approve Affiliation Agreements with Subsidiary RWE Supply & Trading GmbH | Mgmt | For | For | For | |
UniCredit SpA | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: UCG | 22-Apr-10 | Italy | Annual/Special | 16-Apr-10 | 549,199 | |
CUSIP: T95132105 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Allocation of Income | Mgmt | For | For | For | |
Elect Internal Statutory Auditors - Vote Only One of the Following Slates | Mgmt | Against | Against | |||
3.1 | Slate 1 - Submitted by Cassa di Risparmio di Verona, Vicenza, Belluno, and Ancona | Mgmt | For | Do Not Vote | Against | |
3.2 | Slate 2 - Submitted by Institutional Investors through Assogestioni | Mgmt | For | For | For | |
4 | Approve Internal Auditors' Remuneration | Mgmt | For | For | For | |
5 | Amend Remuneration of the Supervision Body's Chairman | Mgmt | For | For | For | |
6 | Approve Remuneration Report | Mgmt | For | Against | Against | |
7 | Approve Group Employee Share Ownership Plan 2010 | Mgmt | For | Against | Against | |
8 | Approve Group Long Term Incentive Plan 2010 | Mgmt | For | Against | Against | |
Special Business | Mgmt | For | ||||
1 | Approve Creation of EUR 64 Million Pool of Capital without Preemptive Rights Reserved to Stock Purchase Plans | Mgmt | For | Against | Against | |
2 | Approve Creation of EUR 29.5 Million Pool of Capital without Preemptive Rights Reserved to Stock Grant Plans | Mgmt | For | Against | Against | |
ING Groep NV | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: INGA | 27-Apr-10 | Netherlands | Annual | 29-Mar-10 | 485,453 | |
CUSIP: N4578E413 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | |||||
1 | Open Meeting and Receive Announcements | Mgmt | ||||
2a | Receive Report of Management Board (Non-Voting) | Mgmt | ||||
2b | Receive Report of Supervisory Board (Non-Voting) | Mgmt | ||||
2c | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | For | |||
4a | Discuss Remuneration Report | Mgmt | ||||
4b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Mgmt | For | For | For | |
5a | Discussion of Management Board Profile | Mgmt | ||||
5b | Discussion of Supervisory Board Profile | Mgmt | ||||
5c | Approve Company's Corporate Governance Structure | Mgmt | For | Against | Against | |
5d | Discussion on Depositary Receipt Structure | Mgmt | ||||
6 | Receive Explanation on Company's Corporate Responsibility Performance | Mgmt | ||||
7a | Approve Discharge of Management Board | Mgmt | For | For | For | |
7b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
8 | Reelect P.C. Klaver to Supervisory Board | Mgmt | For | For | For | |
9a | Grant Board Authority to Issue Shares up to 8.44 Percent of the Authorized Share Capital and Include or Exclude Preemptive Rights | Mgmt | For | For | For | |
9b | Grant Board Authority to Issue Shares up to 6.4 Percent of the Authorized Share Capital in Case of Takeover/Merger and Include or Exclude Preemptive Rights | Mgmt | For | For | For | |
10a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
10b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital Regarding the Restructuring of the Company's Capital | Mgmt | For | For | For | |
11 | Any Other Businesss and Close Meeting | Mgmt | ||||
Aviva plc | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: AV | 28-Apr-10 | United Kingdom | Annual | 26-Apr-10 | 351,767 | |
CUSIP: G0683Q109 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Final Dividend | Mgmt | For | For | For | |
3 | Elect Andrea Moneta as Director | Mgmt | For | For | For | |
4 | Elect Patrick Regan as Director | Mgmt | For | For | For | |
5 | Elect Michael Hawker as Director | Mgmt | For | For | For | |
6 | Elect Leslie Van de Walle as Director | Mgmt | For | For | For | |
7 | Re-elect Andrew Moss as Director | Mgmt | For | For | For | |
8 | Re-elect Colin Sharman as Director | Mgmt | For | For | For | |
9 | Re-elect Scott Wheway as Director | Mgmt | For | For | For | |
10 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | |
11 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
12 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
13 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
14 | Approve Remuneration Report | Mgmt | For | For | For | |
15 | Receive and Consider the Corporate Responsibility Report | Mgmt | For | For | For | |
16 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
19 | Adopt New Articles of Association | Mgmt | For | For | For | |
20 | Authorise Market Purchase | Mgmt | For | For | For | |
21 | Authorise Market Purchase | Mgmt | For | For | For | |
22 | Authorise Market Purchase | Mgmt | For | For | For | |
Fortis SA/NV | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: FORB | 28-Apr-10 | Belgium | Annual/Special | 12-Apr-10 | 373,011 | |
CUSIP: B4399L102 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual and Special Meeting for Fortis SA/NV (Belgian Meeting) | Mgmt | |||||
Annual Meeting | Mgmt | |||||
1 | Opening Meeting | Mgmt | ||||
2.1.1 | Receive Directors' Report (Non-Voting) | Mgmt | ||||
2.1.2 | Receive Auditors' Report (Non-Voting) | Mgmt | ||||
2.1.3 | Accept Financial Statements | Mgmt | For | For | For | |
2.2.1 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||||
2.2.2 | Approve Allocation of Income and Dividends of EUR 0.08 per Share | Mgmt | For | For | For | |
231a | Approve Discharge of Louis Cheung Chi Yan as Director | Mgmt | For | For | For | |
231b | Approve Discharge of Philippe Bodson as Director | Mgmt | For | For | For | |
231c | Approve Discharge of Richard Delbridge as Director | Mgmt | For | For | For | |
231d | Approve Discharge of Clara Furse as Director | Mgmt | For | For | For | |
231e | Approve Discharge of Reiner Hagemann as Director | Mgmt | For | For | For | |
231f | Approve Discharge of Jan Michiel Hessels as Director | Mgmt | For | For | For | |
231g | Approve Discharge of Jacques Manardo as Director | Mgmt | For | For | For | |
231h | Approve Discharge of Alois Michielsen as Director | Mgmt | For | For | For | |
231i | Approve Discharge of Ronald Sandler as Director | Mgmt | For | For | For | |
231j | Approve Discharge of Rana Talwar as Director | Mgmt | For | For | For | |
213k | Approve Discharge of Klaas Westdijk as Director | Mgmt | For | For | For | |
213l | Approve Discharge of Karel De Boeck as Director | Mgmt | For | For | For | |
213m | Approve Discharge of Georges Ugeux as Director | Mgmt | For | For | For | |
213n | Approve Discharge of Jozef De Mey as Director | Mgmt | For | For | For | |
213o | Approve Discharge of Jan Zegering Hadders as Director | Mgmt | For | For | For | |
213p | Approve Discharge of Frank Arts as Director | Mgmt | For | For | For | |
213q | Approve Discharge of Guy de Selliers de Moranville as Director | Mgmt | For | For | For | |
213r | Approve Discharge of Roel Nieuwdorp as Director | Mgmt | For | For | For | |
213s | Approve Discharge of Lionel Perl as Director | Mgmt | For | For | For | |
213t | Approve Discharge of Shaoliang Jin as Director | Mgmt | For | For | For | |
213u | Approve Discharge of Bart De Smet as Director | Mgmt | For | For | For | |
2.3.2 | Approve Discharge of Auditors | Mgmt | For | For | For | |
3 | Discussion on Company's Corporate Governance Structure | Mgmt | ||||
4 | Approve Remuneration Report | Mgmt | For | For | For | |
5 | Approve Remuneration of Directors | Mgmt | For | For | For | |
6.1 | Elect Bart De Smet as Director | Mgmt | For | For | For | |
6.2 | Elect Bridget McIntyre as Director | Mgmt | For | For | For | |
6.3 | Elect Belen Romana as Director | Mgmt | For | For | For | |
Special Meeting | Mgmt | |||||
7.1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
7.2 | Authorize Reissuance of Repurchased Shares | Mgmt | For | For | For | |
8.1.1 | Change Company Name into ageas SA/NV | Mgmt | For | For | For | |
8.1.2 | Amend Articles 3 Re: Registered Office | Mgmt | For | For | For | |
8.2.1 | Receive Special Report (Non-Voting) | Mgmt | ||||
8.2.2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Coupon Payments | Mgmt | For | For | For | |
8.2.3 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Redeemable Perpetual Cumulative Coupon Debt Securities | Mgmt | For | For | For | |
8.2.4 | Amend Articles to Reflect Changes in Capital | Mgmt | For | For | For | |
8.2.5 | Amend Articles 10 a and d Re: Dematerialization of Bearer Shares | Mgmt | For | For | For | |
8.3 | Amend Article 17 Re: Board Remuneration | Mgmt | For | For | For | |
8.4 | Amend Articles 28 Re: Disclosure of Major Shareholdings | Mgmt | For | For | For | |
8.5 | Authorize Coordination of Articles | Mgmt | For | For | For | |
9 | Close Meeting | Mgmt | ||||
Sekisui House Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 1928 | 28-Apr-10 | Japan | Annual | 31-Jan-10 | 275,000 | |
CUSIP: J70746136 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Handling of Net Loss | Mgmt | For | For | For | |
2.1 | Elect Director | Mgmt | For | For | For | |
2.2 | Elect Director | Mgmt | For | For | For | |
2.3 | Elect Director | Mgmt | For | For | For | |
2.4 | Elect Director | Mgmt | For | For | For | |
2.5 | Elect Director | Mgmt | For | For | For | |
2.6 | Elect Director | Mgmt | For | For | For | |
2.7 | Elect Director | Mgmt | For | For | For | |
2.8 | Elect Director | Mgmt | For | For | For | |
2.9 | Elect Director | Mgmt | For | For | For | |
2.10 | Elect Director | Mgmt | For | For | For | |
2.11 | Elect Director | Mgmt | For | For | For | |
3 | Appoint Statutory Auditor | Mgmt | For | For | For | |
Fortis SA/NV | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: FORB | 29-Apr-10 | Belgium | Annual/Special | 13-Apr-10 | 373,011 | |
CUSIP: B4399L102 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual and Special Meeting for Fortis NV (Dutch Meeting) | Mgmt | |||||
Annual Meeting | Mgmt | |||||
1 | Opening Meeting | Mgmt | ||||
2.1.1 | Receive Directors' Report (Non-Voting) | Mgmt | ||||
2.1.2 | Receive Auditors' Report (Non-Voting) | Mgmt | ||||
2.1.3 | Accept Financial Statements | Mgmt | For | For | For | |
2.2.1 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||||
2.2.2 | Approve Allocation of Income and Dividends of EUR 0.08 per Share | Mgmt | For | For | For | |
2.3.a | Approve Discharge of Louis Cheung Chi Yan as Director | Mgmt | For | For | For | |
2.3.b | Approve Discharge of Philippe Bodson as Director | Mgmt | For | For | For | |
2.3.c | Approve Discharge of Richard Delbridge as Director | Mgmt | For | For | For | |
2.3.d | Approve Discharge of Clara Furse as Director | Mgmt | For | For | For | |
2.3.e | Approve Discharge of Reiner Hagemann as Director | Mgmt | For | For | For | |
2.3.f | Approve Discharge of Jan Michiel Hessels as Director | Mgmt | For | For | For | |
2.3.g | Approve Discharge of Jacques Manardo as Director | Mgmt | For | For | For | |
2.3.h | Approve Discharge of Alois Michielsen as Director | Mgmt | For | For | For | |
2.3.i | Approve Discharge of Ronald Sandler as Director | Mgmt | For | For | For | |
2.3.j | Approve Discharge of Rana Talwar as Director | Mgmt | For | For | For | |
2.3.k | Approve Discharge of Klaas Westdijk as Director | Mgmt | For | For | For | |
2.3.l | Approve Discharge of Karel De Boeck as Director | Mgmt | For | For | For | |
2.3.m | Approve Discharge of Georges Ugeux as Director | Mgmt | For | For | For | |
2.3.n | Approve Discharge of Jozef De Mey as Director | Mgmt | For | For | For | |
2.3.o | Approve Discharge of Jan Zegering Hadders as Director | Mgmt | For | For | For | |
2.3.p | Approve Discharge of Frank Arts as Director | Mgmt | For | For | For | |
2.3.q | Approve Discharge of Guy de Selliers de Moranville as Director | Mgmt | For | For | For | |
2.3.r | Approve Discharge of Roel Nieuwdorp as Director | Mgmt | For | For | For | |
2.3.s | Approve Discharge of Lionel Perl as Director | Mgmt | For | For | For | |
2.3.t | Approve Discharge of Shaoliang Jin as Director | Mgmt | For | For | For | |
2.3.u | Approve Discharge of Bart De Smet as Director | Mgmt | For | For | For | |
3 | Discussion on Company's Corporate Governance Structure | Mgmt | For | |||
4 | Approve Remuneration Report | Mgmt | For | For | For | |
5 | Approve Remuneration of Directors | Mgmt | For | For | For | |
6.1 | Elect Bridget McIntyre as Director | Mgmt | For | For | For | |
6.2 | Elect Belen Romana as Director | Mgmt | For | For | For | |
Special Meeting | Mgmt | |||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
8.1 | Change Company Name into ageas N.V. | Mgmt | For | For | For | |
8.2 | Approve Issuance of Equity | Mgmt | For | For | For | |
8.3 | Amend Articles Re: Dematerialization of Bearer Shares | Mgmt | For | For | For | |
8.4 | Eliminate Preemptive Rights Re: Item 8.2 | Mgmt | For | For | For | |
8.5 | Amend Articles: Board Remuneration | Mgmt | For | For | For | |
8.6 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Mgmt | For | For | For | |
9 | Close Meeting | Mgmt | ||||
Intesa SanPaolo SPA | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: ISP | 30-Apr-10 | Italy | Annual | 26-Apr-10 | 1,382,352 | |
CUSIP: T55067101 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Allocation of Income | Mgmt | For | For | For | |
2 | Fix Number of Directors of the Supervisory Board | Mgmt | For | For | For | |
Supervisory Board Elections ? Vote Only For One Slate | Mgmt | |||||
3.1 | Slate 1 - Submitted by Compagnia San Paolo and Fondazione Cariplo | Mgmt | None | For | ||
3.2 | Slate 2 - Submitted by Banking Foundations | Mgmt | None | Do Not Vote | ||
3.3 | Slate 3 - Submitted by Assicurazioni Generali | Mgmt | None | Do Not Vote | ||
3.4 | Slate 4 - Submitted by Insitutional Investors through Assogestioni | Mgmt | None | Do Not Vote | ||
3.5 | Slate 5 - Submitted by Credit Agricole | Mgmt | None | Do Not Vote | ||
4 | Elect Chairman and Deputy Chairmen of the Supervisory Board | Mgmt | For | Against | Against | |
5 | Approve Remuneration of Supervisory Board Members | Mgmt | For | Against | Against | |
6 | Approve Remuneration Report of Management Board Members | Mgmt | For | Against | Against | |
7 | Approve Share Incentive Plan | Mgmt | For | Against | Against | |
United Overseas Bank Limited | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: UOB | 30-Apr-10 | Singapore | Annual | 16-Apr-10 | 346,000 | |
CUSIP: V96194127 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2 | Declare Final Dividend of SGD 0.40 Per Share | Mgmt | For | For | For | |
3 | Approve Directors' Fees of SGD 842,500 for the Year Ended Dec. 31, 2009 (2008: SGD 912,500) | Mgmt | For | For | For | |
4 | Approve Director's Fee of SGD 2.5 Million for the Year Ended Dec. 31, 2009 | Mgmt | For | For | For | |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
6 | Reelect Wong Meng Meng as Director | Mgmt | For | For | For | |
7 | Reelect Yeo Liat Kok Philip as Director | Mgmt | For | For | For | |
8 | Reelect Wee Cho Yaw as Director | Mgmt | For | For | For | |
9 | Reelect Lim Pin as Director | Mgmt | For | For | For | |
10 | Reelect Ngiam Tong Dow as Director | Mgmt | For | For | For | |
11 | Reelect Cham Tao Soon as Director | Mgmt | For | For | For | |
12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |
13 | Approve Issuance of Shares without Preemptive Rights | Mgmt | For | For | For | |
United Overseas Bank Limited | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: UOB | 30-Apr-10 | Singapore | Special | 16-Apr-10 | 346,000 | |
CUSIP: V96194127 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
2 | Amend Articles of Association | Mgmt | For | For | For | |
3 | Approve Issuance of New Shares Pursuant to the UOB Scrip Dividend Scheme | Mgmt | For | For | For | |
Deutsche Telekom AG | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: DET | 03-May-10 | Germany | Annual | 13-Apr-10 | 549,306 | |
CUSIP: D2035M136 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | Mgmt | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.78 per Share | Mgmt | For | For | For | |
3 | Approve Discharge of Management Board for Fiscal 2009 | Mgmt | For | For | For | |
4 | Postpone Discharge of Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | Mgmt | For | For | For | |
5 | Approve Discharge of Supervisory Board for Fiscal 2009 | Mgmt | For | For | For | |
6 | Approve Remuneration System for Management Board Members | Mgmt | For | For | For | |
7 | Ratify PricewaterhouseCoopers AG and Ernst & Young GmbH as Auditors for Fiscal 2010 | Mgmt | For | For | For | |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |
9 | Elect Wulf Bernotat to the Supervisory Board | Mgmt | For | For | For | |
10 | Elect Ulrich Middelmann to the Supervisory Board | Mgmt | For | For | For | |
11 | Approve Affiliation Agreement with Subsidiary Erste DFMG Deutsche Funkturm Vermoegens-GmbH | Mgmt | For | For | For | |
12 | Approve Affiliation Agreement with Subsidiary T-Mobile Global Holding Nr.2 GmbH | Mgmt | For | For | For | |
13 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights | Mgmt | For | For | For | |
14 | Approve Remuneration of Supervisory Board | Mgmt | For | For | For | |
15 | Amend Corporate Purpose | Mgmt | For | For | For | |
16 | Amend Articles Re: Convocation of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Mgmt | For | For | For | |
17 | Amend Articles Re: Audio and Video Transmission of the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Mgmt | For | For | For | |
18 | Amend Articles Re: Electronic Participation in General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Mgmt | For | For | For | |
19 | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder's Rights Directive) | Mgmt | For | For | For | |
Carrefour | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: CA | 04-May-10 | France | Annual/Special | 29-Apr-10 | 204,689 | |
CUSIP: F13923119 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Transaction with Lars Olofsson Re: Severance Payment | Mgmt | For | Against | Against | |
4 | Approve Transaction with Lars Olofsson Re: Additional Pension Scheme | Mgmt | For | For | For | |
5 | Approve Allocation of Income and Dividends of EUR 1.08 per Share | Mgmt | For | For | For | |
6 | Reelect Anne-Claire Taittinger as Director | Mgmt | For | For | For | |
7 | Reelect Sebastien Bazin as Director | Mgmt | For | For | For | |
8 | Reelect Thierry Breton as Director | Mgmt | For | For | For | |
9 | Reelect Charles Edelstenne as Director | Mgmt | For | For | For | |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Special Business | Mgmt | |||||
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
12 | Authorize Stock Option Plan | Mgmt | For | Against | Against | |
13 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | Against | |
GlaxoSmithKline plc | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: GSK | 06-May-10 | United Kingdom | Annual | 04-May-10 | 605,581 | |
CUSIP: G3910J112 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Dr Stephanie Burns as Director | Mgmt | For | For | For | |
4 | Re-elect Julian Heslop as Director | Mgmt | For | For | For | |
5 | Re-elect Sir Deryck Maughan as Director | Mgmt | For | For | For | |
6 | Re-elect Dr Daniel Podolsky as Director | Mgmt | For | For | For | |
7 | Re-elect Sir Robert Wilson as Director | Mgmt | For | For | For | |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
9 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
10 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
13 | Authorise Market Purchase | Mgmt | For | For | For | |
14 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditor's Reports | Mgmt | For | For | For | |
15 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
16 | Adopt New Articles of Association | Mgmt | For | For | For | |
Hongkong Electric Holdings Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 6 HK | 06-May-10 | Hong Kong | Annual | 28-Apr-10 | 782,500 | |
CUSIP: Y33549117 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Final Dividend | Mgmt | For | For | For | |
3a | Reelect Lee Lan Yee, Francis as Director | Mgmt | For | For | For | |
3b | Reelect Frank John Sixt as Director | Mgmt | For | Against | Against | |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |
8 | Amend Articles of Association | Mgmt | For | For | For | |
Jardine Matheson Holdings Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: JM | 06-May-10 | Bermuda | Annual | 22-Apr-10 | 108,800 | |
CUSIP: G50736100 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Financial Statements and Auditor's Report and Declare Final Dividend | Mgmt | For | Against | Against | |
2 | Reelect Adam Keswick as Director | Mgmt | For | Against | Against | |
3 | Reelect Ben Keswick as Director | Mgmt | For | Against | Against | |
4 | Reelect Lord Leach of Fairford as Director | Mgmt | For | Against | Against | |
5 | Reelect Giles White as Director | Mgmt | For | Against | Against | |
6 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | Against | Against | |
7 | Authorize Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of $53.2 Million and without Preemptive Rights up to Aggregate Nominal Amount of $7.9 Million | Mgmt | For | For | For | |
8 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
Vinci | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: DG | 06-May-10 | France | Annual/Special | 03-May-10 | 39,269 | |
CUSIP: F5879X108 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.62 per Share | Mgmt | For | For | For | |
4 | Authorize Payment of Dividends by Shares | Mgmt | For | For | For | |
5 | Reelect Dominique Ferrero as Director | Mgmt | For | For | For | |
6 | Reelect Xavier Huillard as Director | Mgmt | For | Against | Against | |
7 | Reelect Henri Saint Olive as Director | Mgmt | For | For | For | |
8 | Reelect Yves-Thibault de Silguy as Director | Mgmt | For | For | For | |
9 | Elect Qatari Diar Real Estate Investment Company as Director | Mgmt | For | For | For | |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 920,000 | Mgmt | For | For | For | |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
12 | Approve Transaction with Vinci Concessions Re: Participation in Aegean Motorway SA | Mgmt | For | For | For | |
13 | Approve Transaction with Vinci Concessions Re: Participation in Olympia Odos and Olympia Odos Operation | Mgmt | For | For | For | |
14 | Amend Transaction with Vinci Concessions Re: Financing Obtained by Arcour, Contractor of A19 Highway | Mgmt | For | For | For | |
15 | Approve Transaction with Vinci Concessions Re: Financing of A-Modell A5 Highway Concession | Mgmt | For | For | For | |
16 | Approve Transaction with Vinci Concessions Re: Participation in ASF | Mgmt | For | For | For | |
17 | Approve Additional Pension Scheme Agreement for Xavier Huillard | Mgmt | For | For | For | |
18 | Approve Severance Payment Agreement for Xavier Huillard | Mgmt | For | Against | Against | |
19 | Approve Transaction with YTSeuropaconsultants Re: Consulting Services | Mgmt | For | Against | Against | |
Special Business | Mgmt | For | ||||
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Mgmt | For | For | For | |
22 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
23 | Approve Stock Purchase Plan Reserved for International Employees | Mgmt | For | For | For | |
24 | Amend Articles 17 of Bylaws Re: Attendance to General Meetings Through Videoconference and Telecommunication | Mgmt | For | For | For | |
25 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
BG Group plc | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: BG | 12-May-10 | United Kingdom | Annual | 10-May-10 | 326,708 | |
CUSIP: G1245Z108 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend | Mgmt | For | For | For | |
4 | Elect Mark Seligman as Director | Mgmt | For | For | For | |
5 | Re-elect Peter Backhouse as Director | Mgmt | For | For | For | |
6 | Re-elect Lord Sharman as Director | Mgmt | For | For | For | |
7 | Re-elect Philippe Varin as Director | Mgmt | For | For | For | |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
9 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
10 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
13 | Authorise Market Purchase | Mgmt | For | For | For | |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
15 | Adopt New Articles of Association | Mgmt | For | For | For | |
Unilever plc | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: ULVR | 12-May-10 | United Kingdom | Annual | 10-May-10 | 342,002 | |
CUSIP: G92087165 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Paul Polman as Director | Mgmt | For | For | For | |
4 | Elect Jean-Marc Huet as Director | Mgmt | For | For | For | |
5 | Re-elect Louise Fresco as Director | Mgmt | For | For | For | |
6 | Re-elect Ann Fudge as Director | Mgmt | For | For | For | |
7 | Re-elect Charles Golden as Director | Mgmt | For | For | For | |
8 | Re-elect Byron Grote as Director | Mgmt | For | For | For | |
9 | Re-elect Hixonia Nyasulu as Director | Mgmt | For | For | For | |
10 | Re-elect Kees Storm as Director | Mgmt | For | For | For | |
11 | Re-elect Michael Treschow as Director | Mgmt | For | For | For | |
12 | Re-elect Jeroen van der Veer as Director | Mgmt | For | For | For | |
13 | Re-elect Paul Walsh as Director | Mgmt | For | For | For | |
14 | Elect Sir Malcolm Rifkind as Director | Mgmt | For | For | For | |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
19 | Authorise Market Purchase | Mgmt | For | For | For | |
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
22 | Approve the Management Co-Investment Plan | Mgmt | For | For | For | |
23 | Adopt New Articles of Association | Mgmt | For | For | For | |
Sanofi Aventis | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: SAN | 17-May-10 | France | Annual/Special | 12-May-10 | 72,755 | |
CUSIP: F5548N101 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Mgmt | For | For | For | |
4 | Receive Auditors' Special Report Mentioning the Absence of New Related-Party Transactions | Mgmt | For | Against | Against | |
5 | Ratify Appointment of Serge Weinberg as Director | Mgmt | For | For | For | |
6 | Elect Catherine Brechignac as Director | Mgmt | For | For | For | |
7 | Reelect Robert Castaigne as Director | Mgmt | For | For | For | |
8 | Reelect Lord Douro as Director | Mgmt | For | For | For | |
9 | Reelect Christian Mulliez as Director | Mgmt | For | For | For | |
10 | Reelect Christopher Viehbacher as Director | Mgmt | For | For | For | |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Special Business | Mgmt | For | ||||
12 | Amend Articles 11 of Bylaws Re: Shareholding Requirements and Length of Term for Directors | Mgmt | For | For | For | |
13 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Royal Dutch Shell plc | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: RDSA | 18-May-10 | United Kingdom | Annual | 16-May-10 | 377,906 | |
CUSIP: G7690A118 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Elect Charles Holliday as Director | Mgmt | For | For | For | |
4 | Re-elect Josef Ackermann as Director | Mgmt | For | For | For | |
5 | Re-elect Malcolm Brinded as Director | Mgmt | For | For | For | |
6 | Re-elect Simon Henry as Director | Mgmt | For | For | For | |
7 | Re-elect Lord Kerr of Kinlochard as Director | Mgmt | For | For | For | |
8 | Re-elect Wim Kok as Director | Mgmt | For | For | For | |
9 | Re-elect Nick Land as Director | Mgmt | For | For | For | |
10 | Re-elect Christine Morin-Postel as Director | Mgmt | For | For | For | |
11 | Re-elect Jorma Ollila as Director | Mgmt | For | For | For | |
12 | Re-elect Jeroen van der Veer as Director | Mgmt | For | For | For | |
13 | Re-elect Peter Voser as Director | Mgmt | For | For | For | |
14 | Re-elect Hans Wijers as Director | Mgmt | For | For | For | |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
19 | Authorise Market Purchase | Mgmt | For | For | For | |
20 | Approve Scrip Dividend Scheme | Mgmt | For | For | For | |
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
22 | Adopt New Articles of Association | Mgmt | For | For | For | |
Shareholder Resolution | Mgmt | For | ||||
23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | SH | Against | Against | For | |
Total SA | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: FP | 21-May-10 | France | Annual/Special | 18-May-10 | 178,811 | |
CUSIP: F92124100 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Mgmt | For | For | For | |
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Mgmt | For | For | For | |
5 | Approve Transaction with Christophe de Margerie Re: Severance Payment | Mgmt | For | Against | Against | |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
7 | Reelect Thierry Desmarest as Director | Mgmt | For | For | For | |
8 | Reelect Thierry de Rudder as Director | Mgmt | For | Against | Against | |
9 | Elect Gunnar Brock as Director | Mgmt | For | For | For | |
10 | Elect Claude Clement as Representative of Employee Shareholders to the Board | Mgmt | For | For | For | |
11 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Mgmt | Against | Against | For | |
12 | Elect Mohammed Zaki as Representative of Employee Shareholders to the Board | Mgmt | Against | Against | For | |
13 | Reelect Ernst & Young Audit as Auditor | Mgmt | For | For | For | |
14 | Reelect KPMG Audit as Auditor | Mgmt | For | For | For | |
15 | Ratify Auditex as Alternate Auditor | Mgmt | For | For | For | |
16 | Ratify KPMG Audit I.S. as Alternate Auditor | Mgmt | For | For | For | |
Special Business | Mgmt | For | ||||
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Mgmt | For | For | For | |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million | Mgmt | For | For | For | |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
20 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
21 | Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | For | For | |
Employee Shareholder Proposals | Mgmt | For | ||||
A | Amend Article 9 of Bylaws Re: Mutual Fund | SH | Against | Against | For | |
Societe generale | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: GLE | 25-May-10 | France | Annual/Special | 20-May-10 | 87,406 | |
CUSIP: F43638141 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Mgmt | For | For | For | |
3 | Approve Stock Dividend Program | Mgmt | For | For | For | |
4 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
5 | Approve Auditors' Special Report Regarding Ongoing Related-Party Transactions | Mgmt | For | For | For | |
6 | Approve Ongoing Additional Pension Scheme Agreements for Daniel Bouton, Philippe Citerne, Didier Alix, and Severin Cabannes | Mgmt | For | Against | Against | |
7 | Approve Additional Pension Scheme Agreement for Jean-Francois Sammarcelli | Mgmt | For | For | For | |
8 | Approve Additional Pension Scheme Agreement for Bernardo Sanchez | Mgmt | For | For | For | |
9 | Approve Non-Compete Agreement for Philippe Citerne | Mgmt | For | Against | Against | |
10 | Renew Severance Payment Agreement for Frederic Oudea | Mgmt | For | Against | Against | |
11 | Approve Ongoing Non-Compete Agreement for Frederic Oudea | Mgmt | For | Against | Against | |
12 | Reelect Robert Castaigne as Director | Mgmt | For | For | For | |
13 | Reelect Gianemilio Osculati as Director | Mgmt | For | For | For | |
14 | Elect one Director | Mgmt | For | |||
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Special Business | Mgmt | For | ||||
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 460 Million; and/or Capitalization of Reserves of up to EUR 550 Million | Mgmt | For | For | For | |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 138 Million | Mgmt | For | For | For | |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 16 and 17 | Mgmt | For | For | For | |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
20 | Approve Employee Stock Purchase Plan | Mgmt | For | Against | Against | |
21 | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | Against | |
22 | Authorize up to 4 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | Against | |
23 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
24 | Amend Articles 4, 6, 7, 14, 15, 18,19, 20, and 21 of Bylaws to Remove All References to Preferred Stock (Class B) Subscribed by SPPE | Mgmt | For | For | For | |
25 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Seven & i Holdings Co Ltd | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 3382 | 27-May-10 | Japan | Annual | 28-Feb-10 | 340,300 | |
CUSIP: J7165H108 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, With a Final Dividend of JPY 28 | Mgmt | For | For | For | |
2.1 | Elect Director | Mgmt | For | For | For | |
2.2 | Elect Director | Mgmt | For | For | For | |
2.3 | Elect Director | Mgmt | For | For | For | |
2.4 | Elect Director | Mgmt | For | For | For | |
2.5 | Elect Director | Mgmt | For | For | For | |
2.6 | Elect Director | Mgmt | For | For | For | |
2.7 | Elect Director | Mgmt | For | For | For | |
2.8 | Elect Director | Mgmt | For | For | For | |
2.9 | Elect Director | Mgmt | For | For | For | |
2.10 | Elect Director | Mgmt | For | For | For | |
2.11 | Elect Director | Mgmt | For | For | For | |
2.12 | Elect Director | Mgmt | For | For | For | |
2.13 | Elect Director | Mgmt | For | For | For | |
2.14 | Elect Director | Mgmt | For | For | For | |
2.15 | Elect Director | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor | Mgmt | For | For | For | |
3.3 | Appoint Statutory Auditor | Mgmt | For | For | For | |
3.4 | Appoint Statutory Auditor | Mgmt | For | For | For | |
3.5 | Appoint Statutory Auditor | Mgmt | For | For | For | |
4 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | |
Telefonica S.A. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: TEF | 02-Jun-10 | Spain | Annual | 18-May-10 | 429,945 | |
CUSIP: 879382109 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Individual and Consolidated Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for Fiscal Year 2009 | Mgmt | For | For | For | |
2 | Approve Distribution of Dividend Charged to Unrestricted Reserves | Mgmt | For | For | For | |
3 | Authorize Repurchase of Shares | Mgmt | For | For | For | |
4 | Authorize Issuance of Convertible Bonds and Other Debt Securities Without Preemptive Rights | Mgmt | For | For | For | |
5 | Reelect Auditors for Fiscal Year 2010 | Mgmt | For | For | For | |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
Compagnie de Saint Gobain | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: SGO | 03-Jun-10 | France | Annual/Special | 31-May-10 | 110,171 | |
CUSIP: F80343100 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1 per Share | Mgmt | For | For | For | |
4 | Authorize Payment of Dividends by Shares | Mgmt | For | For | For | |
5 | Reelect Pierre-Andre de Chalendar as Director | Mgmt | For | Against | Against | |
6 | Approve Transaction with Pierre-Andre de Chalendar Re: Severance Payment | Mgmt | For | Against | Against | |
7 | Approve Transaction with Pierre-Andre de Chalendar Re: Pension Scheme | Mgmt | For | Against | Against | |
8 | Approve Agreement for Pierre-Andre de Chalendar Re: Amendment of Health Insurance | Mgmt | For | For | For | |
9 | Approve Transaction between Jean-Louis Beffa and Societe Civile Immobiliere de l'Ile de France Re: Residential Lease | Mgmt | For | For | For | |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
11 | Reelect PricewatrhouseCoopers Audit as Auditor | Mgmt | For | For | For | |
12 | Reelect Yves Nicolas as Alternate Auditor | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | For | ||||
13 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Mgmt | For | For | For | |
14 | Amend Article 18 of Bylaws Re: General Meetings | Mgmt | For | For | For | |
15 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
France Telecom | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: FTE | 09-Jun-10 | France | Annual/Special | 04-Jun-10 | 364,752 | |
CUSIP: F4113C103 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Treatment of Losses and Dividends of EUR 1.40 per Share | Mgmt | For | For | For | |
4 | Approve Transaction with French State Re: Partial Dividend Payment in Shares | Mgmt | For | For | For | |
5 | Approve Transaction with Claudie Haignere, Bernard Dufau, Didier Lombard, Henri Martre, and Jean Simonin Re: Partial Dividend Payment in Shares | Mgmt | For | For | For | |
6 | Amend Terms of Transaction with Novalis Re: Corporate Officers Health Insurance | Mgmt | For | For | For | |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
8 | Elect Stephane Richard as Director | Mgmt | For | For | For | |
9 | Elect Marc Maouche as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | |
10 | Elect Jean Pierre Borderieux as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | |
Extraordinary Business | Mgmt | For | ||||
11 | Authorize Capital Increase of up to EUR 70 Million to Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement | Mgmt | For | For | For | |
12 | Authorize up to EUR 1 Million for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefitting from a Liquidity Agreement | Mgmt | For | For | For | |
13 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | For | For | |
14 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
16 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Banco Santander S.A. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: SAN | 10-Jun-10 | Spain | Annual | 24-May-10 | 393,741 | |
CUSIP: E19790109 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Individual and Consolidated Financial Statements and Statutory Reports and Discharge Directors for Fiscal Year Ended Dec. 31, 2009 | Mgmt | For | For | For | |
2 | Approve Allocation of Income | Mgmt | For | For | For | |
3.1 | Elect Angel Jado Becerro de Bengoa as Director | Mgmt | For | For | For | |
3.2 | Re-elect Francisco Javier Botin-Sanz de Sautuola y O'Shea as Director | Mgmt | For | For | For | |
3.3 | Re-elect Isabel Tocino Biscarolasaga as Director | Mgmt | For | For | For | |
3.4 | Re-elect Fernando de Asua Alvarez as Director | Mgmt | For | For | For | |
3.5 | Re-elect Alfredo Saenz Abad | Mgmt | For | For | For | |
4 | Reelect Auditors for Fiscal Year 2010 | Mgmt | For | For | For | |
5 | Authorize Repurchase of Shares in Accordance With Article 75 of Spanish Company Law; Void Authorization Granted on June 19, 2009 | Mgmt | For | For | For | |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights in Accordance to Article 153 1.a) of the Spanish Corporate Law; Void Authorization Granted at the AGM held on June 19, 2009 | Mgmt | For | For | For | |
7.1 | Authorize Increase in Capital through Bonus Share Issuance | Mgmt | For | For | For | |
7.2 | Authorize Increase in Capital through Bonus Share Issuance | Mgmt | For | For | For | |
8 | Grant Board Authorization to Issue Convertible and/or Exchangeable Debt Securities without Preemptive Rights | Mgmt | For | For | For | |
9.1 | Approve Bundled Incentive Plans Linked to Performance Objectives | Mgmt | For | For | For | |
9.2 | Approve Savings Plan for Santander UK PLC' Employees and other Companies of Santander Group in the United Kingdom | Mgmt | For | For | For | |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
11 | Approve Director Remuneration Policy Report | Mgmt | For | For | For | |
Taiwan Semiconductor Manufacturing Co., Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 2230 | 15-Jun-10 | Taiwan | Annual | 16-Apr-10 | 2,529,000 | |
CUSIP: Y84629107 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve 2009 Business Operations Report and Financial Statements | Mgmt | For | For | For | |
2 | Approve 2009 Allocation of Income and Dividends | Mgmt | For | For | For | |
3 | Amend Articles of Association | Mgmt | For | For | For | |
4 | Amend Operating Procedures for Derivatives Transactions | Mgmt | For | For | For | |
5 | Transact Other Business | Mgmt | ||||
KDDI Corporation | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 9433 | 17-Jun-10 | Japan | Annual | 31-Mar-10 | 1,060 | |
CUSIP: J31843105 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 6500 | Mgmt | For | For | For | |
2 | Amend Articles To Amend Business Lines | Mgmt | For | For | For | |
3.1 | Elect Director Tadashi Onodera | Mgmt | For | For | For | |
3.2 | Elect Director Kanichirou Aritomi | Mgmt | For | For | For | |
3.3 | Elect Director Hirofumi Morozumi | Mgmt | For | For | For | |
3.4 | Elect Director Takashi Tanaka | Mgmt | For | For | For | |
3.5 | Elect Director Makoto Takahashi | Mgmt | For | For | For | |
3.6 | Elect Director Yoshiharu Shimatani | Mgmt | For | For | For | |
3.7 | Elect Director Masashiro Inoue | Mgmt | For | For | For | |
3.8 | Elect Director Yuzou Ishikawa | Mgmt | For | For | For | |
3.9 | Elect Director Hideo Yuasa | Mgmt | For | For | For | |
3.10 | Elect Director Hiromu Naratani | Mgmt | For | For | For | |
3.11 | Elect Director Makoto Kawamura | Mgmt | For | Against | Against | |
3.12 | Elect Director Shinichi Sasaki | Mgmt | For | Against | Against | |
3.13 | Elect Director Tsunehisa Katsumata | Mgmt | For | For | For | |
4.1 | Appoint Statutory Auditor Masataka Iki | Mgmt | For | For | For | |
4.2 | Appoint Statutory Auditor Yoshinari Sanpei | Mgmt | For | For | For | |
5 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
Chunghwa Telecom Co., Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: CHT | 18-Jun-10 | Taiwan | Annual | 16-Apr-10 | 301,376 | |
CUSIP: Y1613J108 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Meeting for ADR Holders | Mgmt | |||||
1 | Approve 2009 Business Operations Report and Financial Statements | Mgmt | For | For | For | |
2 | Approve 2009 Allocation of Income and Dividends | Mgmt | For | For | For | |
3 | Amend Articles of Association | Mgmt | For | For | For | |
4 | Approve Capital Structure Adjustment | Mgmt | For | For | For | |
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | Mgmt | For | For | For | |
ELECT 10 OUT OF 10 DIRECTORS, 3 OUT OF 3 INDEPENDENT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | Mgmt | For | ||||
6.1 | Elect Representative of MOTC, Mr. Shyue-Ching Lu as Director | Mgmt | For | For | For | |
6.2 | Elect Representative of MOTC, Mr. Shaio-Tung Chang as Director | Mgmt | For | For | For | |
6.3 | Elect Representative of MOTC, Mr. Mu-Shun Lin as Director | Mgmt | For | For | For | |
6.4 | Elect Representative of MOTC, Mr. Guo-Shin Lee as Director | Mgmt | For | For | For | |
6.5 | Elect Representative of MOTC, Ms. Jennifer Yuh-Jen Wu as Director | Mgmt | For | For | For | |
6.6 | Elect Representative of MOTC, Mr. Shih-Wei Pan as Director | Mgmt | For | For | For | |
6.7 | Elect Representative of MOTC, Mr. Gordon S. Chen as Director | Mgmt | For | For | For | |
6.8 | Elect Representative of MOTC, Mr. Yi-Bing Lin as Director | Mgmt | For | For | For | |
6.9 | Elect Representative of MOTC, Mr. Shen-Ching Chen as Director | Mgmt | For | For | For | |
6.10 | Elect Representative of MOTC, Mr. Shih-Peng Tsai as Director | Mgmt | For | For | For | |
6.11 | Elect Zse-Hong Tsai as Independent Director | Mgmt | For | For | For | |
6.12 | Elect C.Y. Wang as Independent Director | Mgmt | For | For | For | |
6.13 | Elect Rebecca Chung-Fern Wu as Independent Director | Mgmt | For | For | For | |
7.1 | Elect Supervisory Board Members | Mgmt | For | Against | Against | |
Nitto Denko Corp. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 6988 | 18-Jun-10 | Japan | Annual | 31-Mar-10 | 70,900 | |
CUSIP: J58472119 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Mgmt | For | For | For | |
2 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
3.1 | Elect Director Yukio Nagira | Mgmt | For | For | For | |
3.2 | Elect Director Tatsunosuke Fujiwara | Mgmt | For | For | For | |
3.3 | Elect Director Kaoru Aizawa | Mgmt | For | For | For | |
3.4 | Elect Director Yasuo Ninomiya | Mgmt | For | For | For | |
3.5 | Elect Director Kenji Matsumoto | Mgmt | For | For | For | |
3.6 | Elect Director Hideo Takasaki | Mgmt | For | For | For | |
3.7 | Elect Director Yoichiro Sakuma | Mgmt | For | For | For | |
3.8 | Elect Director Youichirou Furuse | Mgmt | For | For | For | |
3.9 | Elect Director Kunio Itou | Mgmt | For | For | For | |
4 | Approve Stock Option Plan | Mgmt | For | For | For | |
Astellas Pharma Inc. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 4503 | 23-Jun-10 | Japan | Annual | 31-Mar-10 | 209,300 | |
CUSIP: J03393105 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Mgmt | For | For | For | |
2 | Amend Articles To Reduce Directors' Term | Mgmt | For | For | For | |
3.1 | Elect Director Touichi Takenaka | Mgmt | For | For | For | |
3.2 | Elect Director Masafumi Nogimori | Mgmt | For | For | For | |
3.3 | Elect Director Yasuo Ishii | Mgmt | For | For | For | |
3.4 | Elect Director Takao Saruta | Mgmt | For | For | For | |
3.5 | Elect Director Shirou Yasutake | Mgmt | For | For | For | |
3.6 | Elect Director Yasuyuki Takai | Mgmt | For | For | For | |
3.7 | Elect Director Kanoko Oishi | Mgmt | For | For | For | |
4 | Appoint Statutory Auditor Yukiko Kuroda | Mgmt | For | For | For | |
5 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
6 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | |
West Japan Railway Co | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 9021 | 23-Jun-10 | Japan | Annual | 31-Mar-10 | 833 | |
CUSIP: J95094108 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 3500 | Mgmt | For | For | For | |
2.1 | Elect Director Noritaka Kurauchi | Mgmt | For | For | For | |
2.2 | Elect Director Satoru Sone | Mgmt | For | For | For | |
2.3 | Elect Director Tadashi Ishikawa | Mgmt | For | For | For | |
2.4 | Elect Director Yumiko Sato | Mgmt | For | For | For | |
2.5 | Elect Director Yuzo Murayama | Mgmt | For | For | For | |
2.6 | Elect Director Takayuki Sasaki | Mgmt | For | For | For | |
2.7 | Elect Director Naoki Nishikawa | Mgmt | For | For | For | |
2.8 | Elect Director Seiji Manabe | Mgmt | For | For | For | |
2.9 | Elect Director Takashi Kondo | Mgmt | For | For | For | |
2.10 | Elect Director Akiyoshi Yamamoto | Mgmt | For | For | For | |
2.11 | Elect Director Kenji Nanakawa | Mgmt | For | For | For | |
2.12 | Elect Director Hitoshi Nakamura | Mgmt | For | For | For | |
2.13 | Elect Director Tatsuo Kijima | Mgmt | For | For | For | |
2.14 | Elect Director Makoto Shibata | Mgmt | For | For | For | |
3 | Remove Director Takayuki Sasaki from Office | SH | Against | Against | For | |
Toyota Motor Corp. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 7203 | 24-Jun-10 | Japan | Annual | 31-Mar-10 | 128,400 | |
CUSIP: J92676113 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Mgmt | For | For | For | |
2.1 | Elect Director Fujio Cho | Mgmt | For | For | For | |
2.2 | Elect Director Katsuaki Watanabe | Mgmt | For | For | For | |
2.3 | Elect Director Kazuo Okamoto | Mgmt | For | For | For | |
2.4 | Elect Director Akio Toyoda | Mgmt | For | For | For | |
2.5 | Elect Director Takeshi Uchiyamada | Mgmt | For | For | For | |
2.6 | Elect Director Yukitoshi Funo | Mgmt | For | For | For | |
2.7 | Elect Director Atsushi Niimi | Mgmt | For | For | For | |
2.8 | Elect Director Shinichi Sasaki | Mgmt | For | For | For | |
2.9 | Elect Director Yoichiro Ichimaru | Mgmt | For | For | For | |
2.10 | Elect Director Satoshi Ozawa | Mgmt | For | For | For | |
2.11 | Elect Director Akira Okabe | Mgmt | For | For | For | |
2.12 | Elect Director Shinzou Kobuki | Mgmt | For | For | For | |
2.13 | Elect Director Akira Sasaki | Mgmt | For | For | For | |
2.14 | Elect Director Mamoru Furuhashi | Mgmt | For | For | For | |
2.15 | Elect Director Iwao Nihashi | Mgmt | For | For | For | |
2.16 | Elect Director Tadashi Yamashina | Mgmt | For | For | For | |
2.17 | Elect Director Takahiko Ijichi | Mgmt | For | For | For | |
2.18 | Elect Director Tetsuo Agata | Mgmt | For | For | For | |
2.19 | Elect Director Masamoto Maekawa | Mgmt | For | For | For | |
2.20 | Elect Director Yasumori Ihara | Mgmt | For | For | For | |
2.21 | Elect Director Takahiro Iwase | Mgmt | For | For | For | |
2.22 | Elect Director Yoshimasa Ishii | Mgmt | For | For | For | |
2.23 | Elect Director Takeshi Shirane | Mgmt | For | For | For | |
2.24 | Elect Director Yoshimi Inaba | Mgmt | For | For | For | |
2.25 | Elect Director Nampachi Hayashi | Mgmt | For | For | For | |
2.26 | Elect Director Nobuyori Kodaira | Mgmt | For | For | For | |
2.27 | Elect Director Mitsuhisa Kato | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor Masaki Nakatsugawa | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor Yoichi Morishita | Mgmt | For | Against | Against | |
3.3 | Appoint Statutory Auditor Akishige Okada | Mgmt | For | Against | Against | |
4 | Approve Stock Option Plan | Mgmt | For | For | For | |
Takeda Pharmaceutical Co. Ltd. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 4502 | 25-Jun-10 | Japan | Annual | 31-Mar-10 | 245,800 | |
CUSIP: J8129E108 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Mgmt | For | For | For | |
2.1 | Elect Director Yasuchika Hasegawa | Mgmt | For | For | For | |
2.2 | Elect Director Makoto Yamaoka | Mgmt | For | For | For | |
2.3 | Elect Director Toyoji Yoshida | Mgmt | For | For | For | |
2.4 | Elect Director Yasuhiko Yamanaka | Mgmt | For | For | For | |
2.5 | Elect Director Shigenori Ohkawa | Mgmt | For | For | For | |
3 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
Tokio Marine Holdings, Inc. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 8766 | 28-Jun-10 | Japan | Annual | 31-Mar-10 | 215,200 | |
CUSIP: J86298106 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 26 | Mgmt | For | For | For | |
2.1 | Elect Director Kunio Ishihara | Mgmt | For | For | For | |
2.2 | Elect Director Shuzo Sumi | Mgmt | For | For | For | |
2.3 | Elect Director Daisaku Honda | Mgmt | For | For | For | |
2.4 | Elect Director Hiroshi Amemiya | Mgmt | For | For | For | |
2.5 | Elect Director Shinichiro Okada | Mgmt | For | For | For | |
2.6 | Elect Director Minoru Makihara | Mgmt | For | For | For | |
2.7 | Elect Director Hiroshi Miyajima | Mgmt | For | For | For | |
2.8 | Elect Director Kunio Ito | Mgmt | For | Against | Against | |
2.9 | Elect Director Akio Mimura | Mgmt | For | For | For | |
2.10 | Elect Director Toshifumi Kitazawa | Mgmt | For | For | For | |
2.11 | Elect Director Masashi Oba | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor Hiroshi Fukuda | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor Yuko Kawamoto | Mgmt | For | For | For | |
3.3 | Appoint Statutory Auditor Toshiro Yagi | Mgmt | For | For | For | |
Kao Corp. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Ticker: 4452 | 29-Jun-10 | Japan | Annual | 31-Mar-10 | 393,300 | |
CUSIP: J30642169 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 29 | Mgmt | For | For | For | |
2.1 | Elect Director Motoki Ozaki | Mgmt | For | For | For | |
2.2 | Elect Director Takuo Goto | Mgmt | For | For | For | |
2.3 | Elect Director Hiroshi Kanda | Mgmt | For | For | For | |
2.4 | Elect Director Shunichi Nakagawa | Mgmt | For | For | For | |
2.5 | Elect Director Tatsuo Takahashi | Mgmt | For | For | For | |
2.6 | Elect Director Toshiharu Numata | Mgmt | For | For | For | |
2.7 | Elect Director Toshihide Saito | Mgmt | For | For | For | |
2.8 | Elect Director Shinichi Mita | Mgmt | For | For | For | |
2.9 | Elect Director Masato Hirota | Mgmt | For | For | For | |
2.10 | Elect Director Shinichiro Hiramine | Mgmt | For | For | For | |
2.11 | Elect Director Ken Hashimoto | Mgmt | For | For | For | |
2.12 | Elect Director Michitaka Sawada | Mgmt | For | For | For | |
2.13 | Elect Director Hisao Mitsui | Mgmt | For | For | For | |
2.14 | Elect Director Teruhiko Ikeda | Mgmt | For | For | For | |
2.15 | Elect Director Takuma Otoshi | Mgmt | For | For | For | |
3 | Appoint Statutory Auditor Tadashi Oe | Mgmt | For | For | For | |
4 | Appoint Alternate Statutory Auditor Satoshi Ito | Mgmt | For | For | For | |
5 | Approve Stock Option Plan | Mgmt | For | For | For | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) BBH Trust
By (Signature and Title)*
/s/ John A. Gehret
John A. Gehret
President and Principal Executive Officer
Date August 31, 2010