United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File number: 811-21829 |
(Name and address of agent for service)
Corporation Services Company
2711 Centerville Road, Suite 400
Wilmington, Delaware 19808
Date of fiscal year end: June 30 and October 31
Registrant’s telephone number, including area code:
(800) 625-5759
(Exact name of registrant as specified in charter)
BBH Trust
(Address of principal executive offices)
(Zip code)
140 Broadway
New York, NY 10005
Date of reporting period: July 1, 2011 to June 30, 2012
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Item1. Proxy Voting Record.
The following Series of the Registrant did not hold any voting securities and accordingly did not vote any proxies during the reporting period:
BBH Broad Market Fund
BBH Money Market Fund
-------------------------------------------------------
BBH Core Select Fund
DELL INC. | ||||||||||||||||||||||
Security | 24702R101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DELL | Meeting Date | 15-Jul-2011 | |||||||||||||||||||
ISIN | US24702R1014 | Agenda | 933470700 - Management | |||||||||||||||||||
Record Date | 20-May-2011 | Holding Recon Date | 20-May-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Jul-2011 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||||
1 | JAMES W. BREYER | Withheld | Against | For | ||||||||||||||||||
2 | DONALD J. CARTY | For | For | For | ||||||||||||||||||
3 | MICHAEL S. DELL | For | For | For | ||||||||||||||||||
4 | WILLIAM H. GRAY, III | For | For | For | ||||||||||||||||||
5 | GERARD J. KLEISTERLEE | For | For | For | ||||||||||||||||||
6 | THOMAS W. LUCE, III | For | For | For | ||||||||||||||||||
7 | KLAUS S. LUFT | For | For | For | ||||||||||||||||||
8 | ALEX J. MANDL | For | For | For | ||||||||||||||||||
9 | SHANTANU NARAYEN | For | For | For | ||||||||||||||||||
10 | H. ROSS PEROT, JR. | For | For | For | ||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | 1 Year | |||||||||||||||||
SH1 | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | Against | |||||||||||||||||
SH2 | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | |||||||||||||||||
SH3 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | Against | |||||||||||||||||
LIBERTY INTERACTIVE CORPORATION | ||||||||||||||||||||||
Security | 53071M104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | LINTA | Meeting Date | 07-Sep-2011 | |||||||||||||||||||
ISIN | US53071M1045 | Agenda | 933492100 - Management | |||||||||||||||||||
Record Date | 20-Jul-2011 | Holding Recon Date | 20-Jul-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Sep-2011 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||||
1 | EVAN D. MALONE | Withheld | Against | For | ||||||||||||||||||
2 | DAVID E. RAPLEY | For | For | For | ||||||||||||||||||
3 | LARRY E. ROMRELL | For | For | For | ||||||||||||||||||
02 | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
03 | 14A Executive Compensation Vote Frequency | Management | 3 Years | For | 3 Years | |||||||||||||||||
04 | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
05 | Approve Company Name Change | Management | For | For | For | |||||||||||||||||
06 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
DIAGEO PLC | ||||||||||||||||||||||
Security | 25243Q205 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | DEO | Meeting Date | 19-Oct-2011 | |||||||||||||||||||
ISIN | US25243Q2057 | Agenda | 933508650 - Management | |||||||||||||||||||
Record Date | 09-Sep-2011 | Holding Recon Date | 09-Sep-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Oct-2011 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | For | |||||||||||||||||
02 | Approve Remuneration of Directors and Auditors | Management | Against | Against | For | |||||||||||||||||
03 | Dividends | Management | For | For | For | |||||||||||||||||
04 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
05 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
06 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
07 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
08 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
09 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
10 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
11 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
12 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
13 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
14 | Approve Remuneration of Directors and Auditors | Management | For | For | For | |||||||||||||||||
15 | Allot Securities | Management | For | For | For | |||||||||||||||||
16 | Authorize Co to Carry Out Rights Issues/Ltd Issuances w/o Preemptive Rights | Management | For | For | For | |||||||||||||||||
17 | Stock Repurchase Plan | Management | For | For | For | |||||||||||||||||
18 | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
19 | Miscellaneous Corporate Actions | Management | Against | Against | For | |||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | ||||||||||||||||||||||
Security | 053015103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ADP | Meeting Date | 08-Nov-2011 | |||||||||||||||||||
ISIN | US0530151036 | Agenda | 933510364 - Management | |||||||||||||||||||
Record Date | 09-Sep-2011 | Holding Recon Date | 09-Sep-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Nov-2011 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||||
1 | GREGORY D. BRENNEMAN | For | For | For | ||||||||||||||||||
2 | LESLIE A. BRUN | For | For | For | ||||||||||||||||||
3 | GARY C. BUTLER | For | For | For | ||||||||||||||||||
4 | RICHARD T. CLARK | For | For | For | ||||||||||||||||||
5 | ERIC C. FAST | For | For | For | ||||||||||||||||||
6 | LINDA R. GOODEN | For | For | For | ||||||||||||||||||
7 | R. GLENN HUBBARD | For | For | For | ||||||||||||||||||
8 | JOHN P. JONES | For | For | For | ||||||||||||||||||
9 | ENRIQUE T. SALEM | For | For | For | ||||||||||||||||||
10 | GREGORY L. SUMME | For | For | For | ||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | 1 Year | |||||||||||||||||
MICROSOFT CORPORATION | ||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 15-Nov-2011 | |||||||||||||||||||
ISIN | US5949181045 | Agenda | 933510706 - Management | |||||||||||||||||||
Record Date | 02-Sep-2011 | Holding Recon Date | 02-Sep-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Nov-2011 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
4 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
5 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
6 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
7 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
8 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
9 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
10 | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
11 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | 1 Year | |||||||||||||||||
12 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
13 | S/H Proposal - Environmental | Shareholder | Against | For | Against | |||||||||||||||||
ECOLAB INC. | ||||||||||||||||||||||
Security | 278865100 | Meeting Type | Special | |||||||||||||||||||
Ticker Symbol | ECL | Meeting Date | 30-Nov-2011 | |||||||||||||||||||
ISIN | US2788651006 | Agenda | 933522535 - Management | |||||||||||||||||||
Record Date | 11-Oct-2011 | Holding Recon Date | 11-Oct-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Nov-2011 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
01 | Stock Issuance | Management | For | For | For | |||||||||||||||||
02 | Authorize Common Stock Increase | Management | For | For | For | |||||||||||||||||
03 | Approve Motion to Adjourn Meeting | Management | For | For | For | |||||||||||||||||
COSTCO WHOLESALE CORPORATION | ||||||||||||||||||||||
Security | 22160K105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | COST | Meeting Date | 26-Jan-2012 | |||||||||||||||||||
ISIN | US22160K1051 | Agenda | 933536344 - Management | |||||||||||||||||||
Record Date | 21-Nov-2011 | Holding Recon Date | 21-Nov-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Jan-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
01 | Election of Directors | Management | ||||||||||||||||||||
1 | JAMES D. SINEGAL | For | For | For | ||||||||||||||||||
2 | JEFFREY H. BROTMAN | For | For | For | ||||||||||||||||||
3 | RICHARD A. GALANTI | Withheld | Against | For | ||||||||||||||||||
4 | DANIEL J. EVANS | For | For | For | ||||||||||||||||||
5 | JEFFREY S. RAIKES | For | For | For | ||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
03 | Amend Stock Compensation Plan | Management | Against | Against | For | |||||||||||||||||
04 | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
VISA INC. | ||||||||||||||||||||||
Security | 92826C839 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | V | Meeting Date | 31-Jan-2012 | |||||||||||||||||||
ISIN | US92826C8394 | Agenda | 933536205 - Management | |||||||||||||||||||
Record Date | 05-Dec-2011 | Holding Recon Date | 05-Dec-2011 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Jan-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | Against | Against | For | |||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
02 | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
03 | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
NOVARTIS AG | ||||||||||||||||||||||
Security | 66987V109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NVS | Meeting Date | 23-Feb-2012 | |||||||||||||||||||
ISIN | US66987V1098 | Agenda | 933549125 - Management | |||||||||||||||||||
Record Date | 26-Jan-2012 | Holding Recon Date | 26-Jan-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Feb-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | For | |||||||||||||||||
02 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | For | |||||||||||||||||
03 | Dividends | Management | For | For | For | |||||||||||||||||
04 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | For | |||||||||||||||||
5A1 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
5A2 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
5A3 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
5A4 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
5A5 | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
5B | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
06 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
07 | Miscellaneous Corporate Actions | Management | Abstain | Against | For | |||||||||||||||||
U.S. BANCORP | ||||||||||||||||||||||
Security | 902973304 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | USB | Meeting Date | 17-Apr-2012 | |||||||||||||||||||
ISIN | US9029733048 | Agenda | 933561169 - Management | |||||||||||||||||||
Record Date | 21-Feb-2012 | Holding Recon Date | 21-Feb-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 16-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
NESTLE S.A. | ||||||||||||||||||||||
Security | 641069406 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 19-Apr-2012 | |||||||||||||||||||
ISIN | US6410694060 | Agenda | 933572302 - Management | |||||||||||||||||||
Record Date | 09-Mar-2012 | Holding Recon Date | 09-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A. | Receive Consolidated Financial Statements | Management | For | For | For | |||||||||||||||||
1B. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
2. | Approve Discharge of Management Board | Management | For | For | For | |||||||||||||||||
3. | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | For | |||||||||||||||||
4A. | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
4B. | Election of Directors (Full Slate) | Management | For | For | For | |||||||||||||||||
4C. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
5. | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | For | |||||||||||||||||
6. | Miscellaneous Corporate Actions | Management | Against | Against | For | |||||||||||||||||
7. | Miscellaneous Corporate Actions | Management | Against | Against | For | |||||||||||||||||
THE PROGRESSIVE CORPORATION | ||||||||||||||||||||||
Security | 743315103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PGR | Meeting Date | 20-Apr-2012 | |||||||||||||||||||
ISIN | US7433151039 | Agenda | 933566044 - Management | |||||||||||||||||||
Record Date | 29-Feb-2012 | Holding Recon Date | 29-Feb-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Eliminate Supermajority Requirements | Management | For | For | For | |||||||||||||||||
3. | Declassify Board | Management | For | For | For | |||||||||||||||||
4. | Fix Number of Directors | Management | For | For | For | |||||||||||||||||
5. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
6. | Miscellaneous Corporate Actions | Management | Against | Against | For | |||||||||||||||||
7. | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
8. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
9. | Approve Cash/Stock Bonus Plan | Management | For | For | For | |||||||||||||||||
10. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
11. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
12. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
WELLS FARGO & COMPANY | ||||||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 24-Apr-2012 | |||||||||||||||||||
ISIN | US9497461015 | Agenda | 933560369 - Management | |||||||||||||||||||
Record Date | 24-Feb-2012 | Holding Recon Date | 24-Feb-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A) | Election of Directors (Majority Voting) | Management | Against | Against | For | |||||||||||||||||
1B) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G) | Election of Directors (Majority Voting) | Management | Against | Against | For | |||||||||||||||||
1H) | Election of Directors (Majority Voting) | Management | Against | Against | For | |||||||||||||||||
1I) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K) | Election of Directors (Majority Voting) | Management | Against | Against | For | |||||||||||||||||
1L) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1M) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1N) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1O) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
4. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | Against | |||||||||||||||||
5. | S/H Proposal - Adopt Cumulative Voting | Shareholder | For | Against | Against | |||||||||||||||||
6. | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | Against | |||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | For | Against | |||||||||||||||||
THE CHUBB CORPORATION | ||||||||||||||||||||||
Security | 171232101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 24-Apr-2012 | |||||||||||||||||||
ISIN | US1712321017 | Agenda | 933562476 - Management | |||||||||||||||||||
Record Date | 02-Mar-2012 | Holding Recon Date | 02-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K) | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | S/H Proposal - Political/Government | Shareholder | Against | For | Against | |||||||||||||||||
ANHEUSER-BUSCH INBEV SA | ||||||||||||||||||||||
Security | 03524A108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BUD | Meeting Date | 25-Apr-2012 | |||||||||||||||||||
ISIN | US03524A1088 | Agenda | 933583115 - Management | |||||||||||||||||||
Record Date | 16-Mar-2012 | Holding Recon Date | 16-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
A1C | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
A1D | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
A1E | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
A1F | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
A1G | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
B4 | Adopt Accounts for Past Year | Management | For | For | For | |||||||||||||||||
B5 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | For | |||||||||||||||||
B6 | Approve Discharge of Management Board | Management | For | For | For | |||||||||||||||||
B8A | Approve Remuneration of Directors and Auditors | Management | For | For | For | |||||||||||||||||
B8B | Approve Remuneration of Directors and Auditors | Management | For | For | For | |||||||||||||||||
B9A | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
C1 | Miscellaneous Corporate Actions | Management | For | For | For | |||||||||||||||||
JOHNSON & JOHNSON | ||||||||||||||||||||||
Security | 478160104 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 26-Apr-2012 | |||||||||||||||||||
ISIN | US4781601046 | Agenda | 933562301 - Management | |||||||||||||||||||
Record Date | 28-Feb-2012 | Holding Recon Date | 28-Feb-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | �� | Management | For | For | For | ||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | Against | |||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | For | Against | |||||||||||||||||
7. | S/H Proposal - Animal Rights | Shareholder | Against | For | Against | |||||||||||||||||
EBAY INC. | ||||||||||||||||||||||
Security | 278642103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EBAY | Meeting Date | 26-Apr-2012 | |||||||||||||||||||
ISIN | US2786421030 | Agenda | 933573760 - Management | |||||||||||||||||||
Record Date | 08-Mar-2012 | Holding Recon Date | 08-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 25-Apr-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
4. | Adopt Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
5. | Declassify Board | Management | For | For | For | |||||||||||||||||
6. | Restore Right to Call a Special Meeting | Management | For | For | For | |||||||||||||||||
7. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
PEPSICO, INC. | ||||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 02-May-2012 | |||||||||||||||||||
ISIN | US7134481081 | Agenda | 933566842 - Management | |||||||||||||||||||
Record Date | 02-Mar-2012 | Holding Recon Date | 02-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | For | |||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | For | Against | |||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | For | Against | |||||||||||||||||
7. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | Against | |||||||||||||||||
EOG RESOURCES, INC. | ||||||||||||||||||||||
Security | 26875P101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | EOG | Meeting Date | 02-May-2012 | |||||||||||||||||||
ISIN | US26875P1012 | Agenda | 933576932 - Management | |||||||||||||||||||
Record Date | 09-Mar-2012 | Holding Recon Date | 09-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
�� | ||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | Against | |||||||||||||||||
5. | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | Against | |||||||||||||||||
ECOLAB INC. | ||||||||||||||||||||||
Security | 278865100 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | ECL | Meeting Date | 03-May-2012 | |||||||||||||||||||
ISIN | US2788651006 | Agenda | 933568810 - Management | |||||||||||||||||||
Record Date | 06-Mar-2012 | Holding Recon Date | 06-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | Eliminate Supermajority Requirements | Management | For | For | For | |||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | For | Against | |||||||||||||||||
6. | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | Against | |||||||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||||||||||||
Security | 674599105 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | OXY | Meeting Date | 04-May-2012 | |||||||||||||||||||
ISIN | US6745991058 | Agenda | 933577768 - Management | |||||||||||||||||||
Record Date | 13-Mar-2012 | Holding Recon Date | 13-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
4. | S/H Proposal - Environmental | Shareholder | Against | For | Against | |||||||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||||||
Security | 084670108 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 05-May-2012 | |||||||||||||||||||
ISIN | US0846701086 | Agenda | 933565092 - Management | |||||||||||||||||||
Record Date | 07-Mar-2012 | Holding Recon Date | 07-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | WARREN E. BUFFETT | For | For | For | ||||||||||||||||||
2 | CHARLES T. MUNGER | For | For | For | ||||||||||||||||||
3 | HOWARD G. BUFFETT | For | For | For | ||||||||||||||||||
4 | STEPHEN B. BURKE | For | For | For | ||||||||||||||||||
5 | SUSAN L. DECKER | For | For | For | ||||||||||||||||||
6 | WILLIAM H. GATES III | For | For | For | ||||||||||||||||||
7 | DAVID S. GOTTESMAN | For | For | For | ||||||||||||||||||
8 | CHARLOTTE GUYMAN | For | For | For | ||||||||||||||||||
9 | DONALD R. KEOUGH | For | For | For | ||||||||||||||||||
10 | THOMAS S. MURPHY | For | For | For | ||||||||||||||||||
11 | RONALD L. OLSON | For | For | For | ||||||||||||||||||
12 | WALTER SCOTT, JR. | For | For | For | ||||||||||||||||||
2. | S/H Proposal - Corporate Governance | Shareholder | Against | For | Against | |||||||||||||||||
BAXTER INTERNATIONAL INC. | ||||||||||||||||||||||
Security | 071813109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | BAX | Meeting Date | 08-May-2012 | |||||||||||||||||||
ISIN | US0718131099 | Agenda | 933574736 - Management | |||||||||||||||||||
Record Date | 12-Mar-2012 | Holding Recon Date | 12-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | S/H Proposal - Declassify Board | Shareholder | For | For | For | |||||||||||||||||
5. | S/H Proposal - Election of Directors By Majority Vote | Shareholder | For | For | For | |||||||||||||||||
WASTE MANAGEMENT, INC. | ||||||||||||||||||||||
Security | 94106L109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WM | Meeting Date | 10-May-2012 | |||||||||||||||||||
ISIN | US94106L1098 | Agenda | 933577441 - Management | |||||||||||||||||||
Record Date | 13-Mar-2012 | Holding Recon Date | 13-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | For | |||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Amend Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
5. | S/H Proposal - Limit Compensation | Shareholder | Against | For | Against | |||||||||||||||||
6. | S/H Proposal - Corporate Governance | Shareholder | Against | For | Against | |||||||||||||||||
HENRY SCHEIN, INC. | ||||||||||||||||||||||
Security | 806407102 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | HSIC | Meeting Date | 15-May-2012 | |||||||||||||||||||
ISIN | US8064071025 | Agenda | 933584888 - Management | |||||||||||||||||||
Record Date | 16-Mar-2012 | Holding Recon Date | 16-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | STANLEY M BERGMAN | For | For | For | ||||||||||||||||||
2 | GERALD A BENJAMIN | For | For | For | ||||||||||||||||||
3 | JAMES P BRESLAWSKI | For | For | For | ||||||||||||||||||
4 | MARK E MLOTEK | For | For | For | ||||||||||||||||||
5 | STEVEN PALADINO | For | For | For | ||||||||||||||||||
6 | BARRY J ALPERIN | For | For | For | ||||||||||||||||||
7 | PAUL BRONS | For | For | For | ||||||||||||||||||
8 | DONALD J KABAT | For | For | For | ||||||||||||||||||
9 | PHILIP A LASKAWY | For | For | For | ||||||||||||||||||
10 | KARYN MASHIMA | For | For | For | ||||||||||||||||||
11 | NORMAN S MATTHEWS | For | For | For | ||||||||||||||||||
12 | BRADLEY T SHEARES, PHD | For | For | For | ||||||||||||||||||
13 | LOUIS W SULLIVAN, MD | For | For | For | ||||||||||||||||||
2. | Approve Charter Amendment | Management | For | For | For | |||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
SOUTHWESTERN ENERGY COMPANY | ||||||||||||||||||||||
Security | 845467109 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | SWN | Meeting Date | 22-May-2012 | |||||||||||||||||||
ISIN | US8454671095 | Agenda | 933596302 - Management | |||||||||||||||||||
Record Date | 30-Mar-2012 | Holding Recon Date | 30-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | For | �� | ||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3 | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4 | S/H Proposal - Report on Executive Compensation | Shareholder | Against | For | Against | |||||||||||||||||
DENTSPLY INTERNATIONAL INC. | ||||||||||||||||||||||
Security | 249030107 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | XRAY | Meeting Date | 23-May-2012 | |||||||||||||||||||
ISIN | US2490301072 | Agenda | 933616534 - Management | |||||||||||||||||||
Record Date | 28-Mar-2012 | Holding Recon Date | 28-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3 | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
4 | S/H Proposal - Declassify Board | Shareholder | Against | For | Against | |||||||||||||||||
COMCAST CORPORATION | ||||||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 31-May-2012 | |||||||||||||||||||
ISIN | US20030N1019 | Agenda | 933605620 - Management | |||||||||||||||||||
Record Date | 22-Mar-2012 | Holding Recon Date | 22-Mar-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1. | Election of Directors | Management | ||||||||||||||||||||
1 | KENNETH J. BACON | Withheld | Against | For | ||||||||||||||||||
2 | SHELDON M. BONOVITZ | For | For | For | ||||||||||||||||||
3 | JOSEPH J. COLLINS | For | For | For | ||||||||||||||||||
4 | J. MICHAEL COOK | For | For | For | ||||||||||||||||||
5 | GERALD L. HASSELL | For | For | For | ||||||||||||||||||
6 | JEFFREY A. HONICKMAN | For | For | For | ||||||||||||||||||
7 | EDUARDO G. MESTRE | For | For | For | ||||||||||||||||||
8 | BRIAN L. ROBERTS | For | For | For | ||||||||||||||||||
9 | RALPH J. ROBERTS | For | For | For | ||||||||||||||||||
10 | JOHNATHAN A. RODGERS | For | For | For | ||||||||||||||||||
11 | DR. JUDITH RODIN | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
3. | Adopt Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
4. | Amend Employee Stock Purchase Plan | Management | For | For | For | |||||||||||||||||
5. | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | Against | |||||||||||||||||
6. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | Against | |||||||||||||||||
7. | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | Against | |||||||||||||||||
8. | S/H Proposal - to Ratify Poison Pill | Shareholder | For | Against | Against | |||||||||||||||||
WAL-MART STORES, INC. | ||||||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | |||||||||||||||||||
Ticker Symbol | WMT | Meeting Date | 01-Jun-2012 | |||||||||||||||||||
ISIN | US9311421039 | Agenda | 933607408 - Management | |||||||||||||||||||
Record Date | 04-Apr-2012 | Holding Recon Date | 04-Apr-2012 | |||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 31-May-2012 | |||||||||||||||||
SEDOL(s) | Quick Code | |||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Management Recommendation | |||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1N | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1O | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
1P | Election of Directors (Majority Voting) | Management | For | For | For | |||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | For | |||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | For | |||||||||||||||||
04 | S/H Proposal - Political/Government | Shareholder | Against | For | Against | |||||||||||||||||
05 | S/H Proposal - Corporate Governance | Shareholder | Against | For | Against | |||||||||||||||||
06 | S/H Proposal - Corporate Governance | Shareholder | Against | For | Against |
BBH International Equity -Walter Scott
TESCO PLC, CHESHUNT | ||||||||||||
Security | G87621101 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | TSCO LN | Meeting Date | 01-Jul-2011 | |||||||||
ISIN | GB0008847096 | Agenda | 703127856 - Management | |||||||||
Record Date | Holding Recon Date | 29-Jun-2011 | ||||||||||
City / | Country | NOTTINGHAM | / | United Kingdom | Vote Deadline Date | 27-Jun-2011 | ||||||
SEDOL(s) | 0884709 - 5469491 - 5474860 - B02S3J1 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To receive the Directors Report and Accounts for the year ended 26 Feb-11 | Management | For | For | For | |||||||
2 | To approve the Remuneration Report | Management | For | For | For | |||||||
3 | To declare a final dividend | Management | For | For | For | |||||||
4 | To elect Gareth Bullock as a director | Management | For | For | For | |||||||
5 | To elect Stuart Chambers as a director | Management | For | For | For | |||||||
6 | To re-elect David Reid as a director | Management | For | For | For | |||||||
7 | To re-elect Philip Clarke as a director | Management | For | For | For | |||||||
8 | To re-elect Richard Brasher as a director | Management | For | For | For | |||||||
9 | To re-elect Patrick Cescau as a director | Management | For | For | For | |||||||
10 | To re-elect Karen Cook as a director | Management | For | For | For | |||||||
11 | To re-elect Ken Hanna as a director | Management | For | For | For | |||||||
12 | To re-elect Andrew Higginson as a director | Management | For | For | For | |||||||
13 | To re-elect Ken Hydon as a director | Management | For | For | For | |||||||
14 | To re-elect Tim Mason as a director | Management | For | For | For | |||||||
15 | To re-elect Laurie Mcllwee as a director | Management | For | For | For | |||||||
16 | To re-elect Lucy Neville-Rolfe as a director | Management | For | For | For | |||||||
17 | To re-elect David Potts as a director | Management | For | For | For | |||||||
18 | To re-elect Jacqueline Tammenoms Bakker as a director | Management | For | For | For | |||||||
19 | To re-appoint the auditors | Management | For | For | For | |||||||
20 | To set the auditors remuneration | Management | For | For | For | |||||||
21 | To authorise the directors to allot shares | Management | Against | For | Against | |||||||
22 | To disapply pre-emption rights | Management | For | For | For | |||||||
23 | To authorise the Company to purchase its own shares | Management | For | For | For | |||||||
24 | To authorise political donations by the Company and its subsidiaries | Management | Against | For | Against | |||||||
25 | To approve and adopt the Tesco PLC Performance Share Plan 2011 | Management | For | For | For | |||||||
26 | To renew authorities to continue Tesco PLC Savings-Related Share Option Scheme 1981 | Management | For | For | For | |||||||
27 | To authorise short notice general meetings | Management | For | For | For | |||||||
INDUSTRIA DE DISENO TEXTIL INDITEX SA | ||||||||||||
Security | E6282J109 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | ITX SM | Meeting Date | 19-Jul-2011 | |||||||||
ISIN | ES0148396015 | Agenda | 703184515 - Management | |||||||||
Record Date | 14-Jul-2011 | Holding Recon Date | 14-Jul-2011 | |||||||||
City / | Country | ARTEIXO | / | Spain | Vote Deadline Date | 11-Jul-2011 | ||||||
SEDOL(s) | 7111314 - B02TMV9 - B108WP9 - B1BK287 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Information to Shareholders on the appointment of new Chairman of the Board of Directors and, consequently, of the General Meeting of Shareholders | Management | For | For | For | |||||||
2 | Examination and approval, if any, of the annual accounts and Report of Inditex, SA for the fiscal year 2010, ended January 31, 2011 | Management | For | For | For | |||||||
3 | Examination and approval, if any, of the annual accounts and Report Consolidated Group (Inditex Group) for the fiscal year 2010, ended January 31, 2011, as well as the social management | Management | For | For | For | |||||||
4 | Application of profit and dividend distribution | Management | For | For | For | |||||||
5 | Re-election of Irene Ruth Miller, with the qualification of independent outside counsel, as a member of the Board of Directors | Management | For | For | For | |||||||
6 | Reappointment of Auditors | Management | For | For | For | |||||||
7 | Proposed amendments to Articles 1, 6, 8, 10, 11, 13, 16, 17, 18, 26, 28, 31 and 34 of the Bylaws | Management | For | For | For | |||||||
8 | Proposed amendments to Articles 2, 6, 7, 8, 11 and 13 of the General Meeting Regulations | Management | For | For | For | |||||||
9 | Remuneration of the Board of Directors | Management | For | For | For | |||||||
10 | Approval of a plan to deliver shares of the Company to the President and CEO | Management | For | For | For | |||||||
11 | Granting of powers for the implementation of agreements | Management | For | For | For | |||||||
12 | Information to Shareholders on the regulation of the Board of Directors | Management | For | For | For | |||||||
COLRUYT SA | ||||||||||||
Security | B26882231 | Meeting Proponent | Ordinary General Meeting | |||||||||
Ticker Symbol | COLR BB | Meeting Date | 21-Sep-2011 | |||||||||
ISIN | BE0974256852 | Agenda | 703309484 - Management | |||||||||
Record Date | Holding Recon Date | 19-Sep-2011 | ||||||||||
City / | Country | HALLE | / | Belgium | Blocking | Vote Deadline Date | 05-Sep-2011 | |||||
SEDOL(s) | 5806225 - 5821154 - B28GK14 - B407WD5 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Proposal to approve the board of directors' report | Management | For | For | For | |||||||
2.a | Proposal to approve the annual accounts | Management | For | For | For | |||||||
2.b | Proposal to approve the consolidated annual accounts of the Colruyt group | Management | For | For | For | |||||||
3 | Proposal to approve the distribution of a gross dividend of 0.92 EUR | Management | For | For | For | |||||||
4 | Proposal to approve the allocation of the results | Management | For | For | For | |||||||
5 | Proposal to approve the allocation of the workers and group profit as new shares | Management | For | For | For | |||||||
6 | Proposal to discharge the directors of the company | Management | For | For | For | |||||||
7 | Proposal to discharge the statutory auditor of the company | Management | For | For | For | |||||||
8.a | Proposal to renew the office of SPRL Delvaux Transfer represented by Mr. Willy Delvaux | Management | For | For | For | |||||||
8.b | Proposal to elect the SPRL Unitel represented by Mrs. Astrid De Lathauwer as an additional independent director | Management | For | For | For | |||||||
COLRUYT SA | ||||||||||||
Security | B26882231 | Meeting Proponent | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | COLR BB | Meeting Date | 13-Oct-2011 | |||||||||
ISIN | BE0974256852 | Agenda | 703340783 - Management | |||||||||
Record Date | Holding Recon Date | 11-Oct-2011 | ||||||||||
City / | Country | HALLE | / | Belgium | Blocking | Vote Deadline Date | 28-Sep-2011 | |||||
SEDOL(s) | 5806225 - 5821154 - B28GK14 - B407WD5 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
I.1 | Approval of the Report of the Board of Directors of 09/09/2011 concerning the capital increase in the favour of the employees | Management | For | For | For | |||||||
I.2 | Approval of the report of CVBA KPMG of 12/09/2011 | Management | For | For | For | |||||||
I.3 | Approval of the issue of maximum 1,000,000 new registered shares without face value | Management | For | For | For | |||||||
I.4 | Proposal to set the issue price on the basis of the average stock market price of the ordinary Colruyt share over the 30 days preceding the Extraordinary General Meeting that will decide upon this issue, after application of a maximum discount of 20% | Management | For | For | For | |||||||
I.5 | Proposal to waive the pre-emptive subscription right to these shares as given to shareholders by article 595 and onwards of the Companies Code, in the favour of employees as mentioned above, in the interest of the Company | Management | For | For | For | |||||||
I.6 | Proposal to increase the share capital, under the suspensive condition of subscription, by the issue of the new shares mentioned above, under the conditions specified above, and at the issue price set by the Extraordinary General Meeting. Proposal to set the maximum amount by which the share capital can be increased after subscription, by multiplying the issue price of the new shares set by the Extraordinary General Meeting with the maximum number of new | Management | For | For | For | |||||||
CONT | shares to be issued. Subscription to the new shares shall be reserved for employees of the company and its related companies, as specified above. The capital shall only be increased in the event of subscription and this by the amount of this subscription. If the number of shares subscribed to is greater than the specified maximum number of new shares to be issued, there CONTD | |||||||||||
CONT | CONTD shall be a distribution whereby in the first instance the possibility-of obtaining the maximum tax benefit for each employee shall be considered,-and in a next stage a proportionate decrease shall be applied in relation to-the number of shares subscribed to by each employee | Non-Voting | ||||||||||
I.7 | Approval to open the subscription period on 18/10/2011 and to close it on 18/11/2011 | Management | For | For | For | |||||||
I.8 | Proposal to authorise the Board of Directors to receive the subscription applications, to collect and receive the contributions, at the end of the subscription period to determine the number of shares subscribed as well as the subscribed amount, to set the capital increase by this amount within the maximum amount set by the Extraordinary General Meeting, and to certify by notary the realisation of the capital increase within the same limit, the payment of it in cash, as well as the resulting change of the amount of the share capital and the number of shares stated in article 5 "Share capital" of the articles of association, and to execute the resolutions of the Extraordinary General Meeting for all these transactions, and to this end to set all conditions, insofar as they have not been set by the Extraordinary General CONTD | Management | For | For | For | |||||||
CONT | CONTD Meeting, to conclude all agreements, and in general to take any action-necessary | Non-Voting | ||||||||||
II.1 | Approval of the new text of article 13 of the articles of association of the company | Management | For | For | For | |||||||
II.2 | Approval of the new text of article 19 of the articles of association of the company | Management | For | For | For | |||||||
II.3 | Approval of the new article 20 of the articles of association of the Company | Management | For | For | For | |||||||
II.4 | Approval of the transitional provisions for article 20 of the articles of association | Management | For | For | For | |||||||
II.5 | Approval of the insertion of the new article 20 bis in the articles of association of the Company | Management | For | For | For | |||||||
II.6 | Approval of the transitional provisions for article 20 bis of the articles of association | Management | For | For | For | |||||||
III | To authorise the Board of Directors of the Company to execute the decisions of the Extraordinary General Meeting and to take any action necessary to that end | Management | For | For | For | |||||||
COCHLEAR LTD | ||||||||||||
Security | Q25953102 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | COH AU | Meeting Date | 18-Oct-2011 | |||||||||
ISIN | AU000000COH5 | Agenda | 703338853 - Management | |||||||||
Record Date | Holding Recon Date | 14-Oct-2011 | ||||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 12-Oct-2011 | ||||||
SEDOL(s) | 4020554 - 6211798 - B02NSS0 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | That the Company's Financial Report, Director's Report and the Auditor's Report in respect of the financial year ended 30 June 2011 be received | Management | For | For | For | |||||||
2 | That the Remuneration Report be adopted | Management | For | For | For | |||||||
3.1 | That Mr Rick Holliday-Smith, being a director who is retiring by rotation in accordance with the Company's Constitution and who, being eligible, offers himself for re election as a director of the Company, be re-elected as a director of the Company | Management | For | For | For | |||||||
3.2 | That Mr Paul Bell, being a director who is retiring by rotation in accordance with the Company's Constitution and who, being eligible, offers himself for re-election as a director of the Company, be re-elected as a director of the Company | Management | For | For | For | |||||||
4 | That approval be given to: a) The grant to Dr Christopher Roberts, the CEO/President of the Company, of options calculated in accordance with the formula and on the terms summarised in the Explanatory Notes attached to this Notice of Annual General Meeting and b) The issue, allocation or transfer to Dr Roberts of any shares upon the exercise of any options | Management | For | For | For | |||||||
5 | That the aggregate maximum sum available for remuneration of non-executive directors is increased by AUD500,000 per year to AUD2,000,000 per year | Management | For | For | For | |||||||
CSL LTD | ||||||||||||
Security | Q3018U109 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | CSL AU | Meeting Date | 19-Oct-2011 | |||||||||
ISIN | AU000000CSL8 | Agenda | 703339196 - Management | |||||||||
Record Date | Holding Recon Date | 17-Oct-2011 | ||||||||||
City / | Country | MELBOURNE | / | Australia | Vote Deadline Date | 12-Oct-2011 | ||||||
SEDOL(s) | 5709614 - 6185495 - B02NTX2 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
2.A | To elect Ms. Christine O'Reilly as a Director | Management | For | For | For | |||||||
2.B | To elect Mr. Bruce Brook as a Director | Management | For | For | For | |||||||
2.C | To re-elect Professor John Shine as a Director | Management | For | For | For | |||||||
3 | Adoption of the Remuneration Report | Management | For | For | For | |||||||
4 | Re-Approval of Global Employee Share Plan | Management | For | For | For | |||||||
LEND LEASE LTD | ||||||||||||
Security | Q55368114 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | LLC AU | Meeting Date | 09-Nov-2011 | |||||||||
ISIN | AU000000LLC3 | Agenda | 703367739 - Management | |||||||||
Record Date | Holding Recon Date | 07-Nov-2011 | ||||||||||
City / | Country | VICTORIA | / | Australia | Vote Deadline Date | 02-Nov-2011 | ||||||
SEDOL(s) | 0511643 - 5289815 - 6512004 - 6522122 - B02P251 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
2.a | Re-election of Director - Mr Peter Goldmark | Management | For | For | For | |||||||
2.b | Election of Director - Ms Jane Hemstritch | Management | For | For | For | |||||||
2.c | Re-election of Director - Mr David Ryan | Management | Against | For | Against | |||||||
3 | Adoption of Remuneration Report | Management | For | For | For | |||||||
4 | Approval of Allocations of Performance Securities in the Lend Lease LTI Plan and Deferred Securities in the Lend Lease STI Plan to Mr Stephen McCann | Management | For | For | For | |||||||
5 | Increase of the Non-Executive Directors' Aggregate Fee Limit to AUD3,000,000 | Management | For | For | For | |||||||
SYNTHES INC | ||||||||||||
Security | 87162M409 | Meeting Proponent | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | SYST | Meeting Date | 15-Dec-2011 | |||||||||
ISIN | US87162M4096 | Agenda | 703436899 - Management | |||||||||
Record Date | 20-Oct-2011 | Holding Recon Date | 20-Oct-2011 | |||||||||
City / | Country | ZUCHWIL | / | United States | Vote Deadline Date | 02-Dec-2011 | ||||||
SEDOL(s) | B014635 - B017QZ6 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To consider and vote upon a proposal to adopt the agreement and plan of merger, dated as of April 26, 2011, as it may be amended from time to time, among Johnson and Johnson, Samson Acquisition Corp., a wholly owned subsidiary of Johnson and Johnson, and Synthes, pursuant to which Samson Acquisition Corp will merge with and into Synthes. As a result of the merger, Synthes will become a wholly owned subsidiary of Johnson and Johnson, and each outstanding share of Synthes common stock will be converted into the right to receive a combination of (i) CHF 55.65 in cash and (ii) a number of shares of Johnson and Johnson common stock based on an exchange ratio that will be calculated based upon the average of the volume weighted average trading prices of Johnson and Johnson common stock on each of the ten trading days ending two trading days prior to the effective time of the merger | Management | No Action | For | ||||||||
2 | To consider and vote upon a proposal to adjourn the special meeting, if necessary or appropriate, to permit further solicitation of proxies if there are not sufficient votes at the time of the special meeting to adopt the merger agreement | Management | No Action | For | ||||||||
CAIRN ENERGY PLC, EDINBURGH | ||||||||||||
Security | G17528251 | Meeting Proponent | Ordinary General Meeting | |||||||||
Ticker Symbol | CNE | Meeting Date | 30-Jan-2012 | |||||||||
ISIN | GB00B59MW615 | Agenda | 703551920 - Management | |||||||||
Record Date | Holding Recon Date | 26-Jan-2012 | ||||||||||
City / | Country | EDINBURGH | / | United Kingdom | Vote Deadline Date | 24-Jan-2012 | ||||||
SEDOL(s) | B57QF33 - B59MW61 - B5VRZ54 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | That, conditional on and with effect from the admission of the New Ordinary Shares (as defined in sub-paragraph (b) of this resolution) to the Official List of the United Kingdom Listing Authority and to trading on the main market for listed securities of the London Stock Exchange plc becoming effective by 8.00 a.m. on 6 February 2012 (or such later time and/or date as the Directors of the Company (the "Directors") may determine): (a) each ordinary share of 8/13 pence in the capital of the Company and in issue as at 6.00 p.m. on 3 February 2012 (or such other time and/or date as the Directors may determine) (the "Record Date") be subdivided into one intermediate ordinary share of 7/13 pence and one B Share (as defined in and having the rights and restrictions set out in the Amended Articles (as defined below)); (b) the CONTD | Management | For | For | For | |||||||
CONT | CONTD share capital represented by each holding of intermediate ordinary-shares of 7/13 pence in the capital of the Company as would have been shown-in the register of members at the Record Date had such register reflected the- effect of sub-paragraph (a) of this resolution at such time (and no other-changes) be consolidated into share capital of the Company with a nominal-value equal to the product of 7/13 pence and the number of such intermediate- ordinary shares comprised in such holding and the share capital represented-by each such consolidation be divided into ordinary shares of 231/169 pence-each ("New Ordinary Shares") in the capital of the Company, provided that:-(i) where such consolidation and division results in a member being otherwise-entitled to a fraction of a New Ordinary Share, such fraction shall be CONTD | Non-Voting | ||||||||||
CONT | CONTD aggregated with the fractions of a New Ordinary Share to which other-members of the Company may be entitled into New Ordinary Shares; and (ii) the-Directors be authorised to sell (or appoint any other person to sell), on- behalf of the relevant members, all the New Ordinary Shares representing such-fractions at the best price reasonably obtainable, and to distribute the-proceeds of sale (net of expenses) in due proportion among the relevant-members entitled thereto (save that: (i) any fraction of a penny which would-otherwise be payable shall be | Non-Voting | ||||||||||
CONT | rounded up or down in accordance with the usual-practice of the registrar of the Company; and (ii) individual amounts not-exceeding GBP 3.00 shall be donated to charities chosen by the Directors) and-that any Director (or any person appointed by the Directors) be authorised- CONTD | |||||||||||
CONT | CONTD to execute an instrument of transfer in respect of such shares on-behalf of the relevant members and to do all acts and things the Directors-consider necessary or desirable to effect the transfer of such shares; (c)-the terms of the contract dated 10 January 2012 between Morgan Stanley-Securities Limited ("Morgan Stanley") and the Company under which Morgan- Stanley will be entitled to require the Company to purchase B Shares and/or-Deferred Shares (as defined in and having the rights and restrictions set out-in the Amended Articles) from Morgan Stanley (in the form produced to the-meeting and signed by the Chairman for the purposes of identification) be-approved and authorised for the purposes of section 694 of the Companies Act- 2006 and otherwise but so that such approval and authority shall expire on 31-December CONTD | Non-Voting | ||||||||||
CONT | CONTD 2012; (d) the amendments to the rules of the Cairn Energy PLC Long Term-Incentive Plan (2009), the Cairn Energy PLC Approved Share Option Plan (2009)-and the Cairn Energy PLC Unapproved Share Option Plan (2009) (the "2009-Plans") that are (i) summarised in paragraph 6 of Part I of the circular-dated 10 January 2012 and sent by the Company to its shareholders and (ii)-contained in the amended rules of the 2009 Plans produced in draft to the- meeting and initialled by the Chairman for the purpose of identification be-approved and the Directors be authorised to do all such acts and things as-they consider necessary or appropriate to carry the same into effect; (e) the-articles of association of the Company be amended in the manner set out in-the list of amendments produced to the meeting and signed by the Chairman for-CONTD | Non-Voting | ||||||||||
CONT | CONTD the purposes of identification (such amended articles, being the-"Amended Articles"); and (f) the Directors be authorised to do all such- things as they consider necessary or expedient to transfer any Deferred-Shares arising as a result of the reclassification of any B Shares in- accordance with the Amended Articles | Non-Voting | ||||||||||
2 | That the share award in favour of Sir Bill Gammell (the "Share Award"), the terms of which are (i) contained within the agreement produced to the meeting and initialled by the Chairman for the purposes of identification (the "Share Award Agreement"); and (ii) summarised in Part II of the circular dated 10 January 2012 and sent by the Company to its shareholders, be approved and the Board or any duly authorised committee | Management | Against | For | Against | |||||||
CONT | thereof be authorised to enter into the Share Award Agreement, subject to such non material modifications as the Board or such committee may consider necessary or desirable to take account of the requirements of the UK Listing Authority, and to do all acts and things necessary or expedient to bring into effect the Share Award | |||||||||||
3 | That: (a) any disposals by the Company or any subsidiary undertaking of the Company of any or all shares in Cairn India Limited held by it in the manner summarised in the circular dated 10 January 2012 and sent by the Company to its shareholders ("Disposals") be approved; and (b) the Directors of the Company (or a duly authorised committee thereof) be authorised to take all steps as they consider necessary or appropriate to effect any Disposals | Management | For | For | For | |||||||
4 | That, subject to resolution 1 set out in the notice of general meeting dated 10 January 2012 being approved and becoming effective: (a) the Directors of the Company (the "Directors") be generally and unconditionally authorised to allot shares in the Company, or to grant rights to subscribe for or to convert any security into shares in the Company, up to a maximum nominal amount of GBP 2,501,199; (b) in addition to the authority contained in sub-paragraph (a) of this resolution, the Directors be authorised to allot shares in the Company, or to grant rights to subscribe for or to convert any security into shares in the Company, comprising equity securities (within the meaning of section 560(1) of the Companies Act 2006 (the "Act")) up to a maximum nominal amount of GBP 2,501,199 in connection with a Pre-Emptive Offer CONTD | Management | Against | For | Against | |||||||
CONT | CONTD undertaken by means of a rights issue; (c) The authorities given by-this resolution: (i) are given pursuant to section 551 of the Act and shall-be in substitution for all pre-existing authorities under that section; and-(ii) unless renewed, revoked or varied in accordance with the Act, shall-expire on 30 June 2012 or, if earlier, at the end of the next annual general- meeting of the Company to be held in 2012, save that the Company may before-such expiry make an offer or agreement which would or might require the-allotment of shares in the Company, or the grant of rights to subscribe for-or to convert any security into shares in the Company, after such expiry; and-(d) for the purpose of this Resolution, "Pre-Emptive Offer" means an offer of-equity securities to: (i) holders of ordinary shares (other than the Company-CONTD | Non-Voting | ||||||||||
CONT | CONTD ) on a fixed record date in proportion to their respective holdings of-such shares; and (ii) other persons entitled to participate in such offer by-virtue of, and in accordance with, the rights attaching to any other equity-securities held by them, in each case, subject to such exclusions or other-arrangements as the Directors may deem necessary or appropriate in relation-to fractional entitlements, legal, regulatory or practical problems under the-laws or the requirements of any regulatory body or stock exchange of any- territory or otherwise | Non-Voting | ||||||||||
5 | That, subject to resolution 1 set out in the notice of general meeting dated 10 January 2012 being approved and becoming effective and subject to resolution 4 set out in such notice (the "Allotment Authority") being approved: (a) the Directors of the Company (the "Directors") be given power pursuant to section 570 of the Companies Act 2006 (the "Act") to allot equity securities (within the meaning of section 560(1) of the Act) for cash pursuant to the Allotment Authority, and to sell treasury shares wholly for cash, as if section 561(1) of the Act did not apply to any such allotment or sale, provided that such power shall be limited to the allotment of equity securities or the sale of treasury shares: (i) in the case of sub- paragraph (a) of the Allotment Authority: (1) in connection with a Pre-Emptive Offer (as defined CONTD | Management | Against | For | Against | |||||||
CONT | CONTD in the Allotment Authority); or (2) otherwise than in connection with a-Pre-Emptive Offer, up to a maximum nominal amount of GBP 378,970; (ii) in the-case of paragraph (b) of the Allotment Authority, in connection with a-Pre- Emptive Offer undertaken by means of a rights issue; and (b) the power-given by this resolution: (i) shall be in substitution for all pre-existing- powers under section 570 of the Act; and (ii) unless renewed in accordance-with the Act, shall expire at the same time as the Allotment Authority, save-that the Company may before such expiry make an offer or agreement which- would or might require equity securities to be allotted, or treasury shares-to be sold, after such expiry | Non-Voting | ||||||||||
6 | That, subject to resolution 1 set out in the notice of general meeting dated 10 January 2012 being approved and becoming effective, in substitution for any existing authority, the Company be generally and unconditionally authorised for the purposes of section 701 of the Companies Act 2006 (the "Act") to make market purchases (within the meaning of section 693 of the Act) of ordinary shares of 231/169 pence each ("New Ordinary Shares") on such terms and in such manner as the Directors of the Company may decide, provided that: (a) the maximum number | Management | For | For | For | |||||||
CONT | of New Ordinary Shares that may be purchased by the Company pursuant to this authority is 83,120,972; (b) the minimum price (exclusive of expenses) that may be paid for any such New Ordinary Share shall be the nominal value of that share; (c) the maximum price (exclusive of CONTD | |||||||||||
CONT | CONTD expenses) that may be paid for any New Ordinary Share purchased-pursuant to this authority is an amount equal to the higher of (a) 105% of-the average of the middle market prices shown in the quotations for New-Ordinary Shares in the London Stock Exchange Daily Official List for the 5-business days immediately preceding the day on which that New Ordinary Share-is contracted to be purchased and (b) an amount equal to the higher of the-last independent trade of a New Ordinary Share and the highest current- independent bid for a New Ordinary Share as derived from the London Stock-Exchange's trading systems; and (d) this authority shall expire on 30 June-2012 or, if earlier, at the end of the next annual general meeting of the-Company to be held in 2012, but the Company may make a contract to purchase-New Ordinary CONTD | Non-Voting | ||||||||||
CONT | CONTD Shares under this authority before its expiry which will or may be-completed wholly or partly after the expiry of this authority, and may- complete such a purchase as if this authority had not expired | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT RESOLUTION 2 HAS BEEN WITHDRAWN FROM THE AGENDA ITEMS. THANK-YOU. | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING and addition of-a comment. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
NOVARTIS AG, BASEL | ||||||||||||
Security | H5820Q150 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | NOVN VX | Meeting Date | 23-Feb-2012 | |||||||||
ISIN | CH0012005267 | Agenda | 703587709 - Management | |||||||||
Record Date | 20-Feb-2012 | Holding Recon Date | 20-Feb-2012 | |||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline Date | 09-Feb-2012 | ||||||
SEDOL(s) | 7103065 - 7105083 - B01DMY5 - B10S3M3 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
A.1 | Approval of the annual report, the financial statements of Novartis AG and the group consolidated financial statements for the business year 2011 | Management | For | For | For | |||||||
A.2 | Discharge from liability of the members of the board of directors and the Executive Committee | Management | For | For | For | |||||||
A.3 | Appropriation of available earnings of Novartis AG and declaration of dividend: Balance brought forward: NIL; Net income of 2011: CHF 5,370,749,043; Partial use of free reserves: CHF 477,787,917; Available earnings at the disposal of the AGM: CHF 5,848,536,960; The Board of Directors proposed appropriation of available earnings as follows: Gross dividend of CHF 2.25 per dividend bearing share of CHF 0.50 nominal value: CHF -5,848,536,960; Balance to be carried forward: NIL | Management | For | For | For | |||||||
A.4 | Reduction of share capital | Management | For | For | For | |||||||
A.511 | Re-election of William Brody, M.D., PH.D. | Management | For | For | For | |||||||
A.512 | Re-election of Srikant Datar, PH.D. | Management | For | For | For | |||||||
A.513 | Re-election of Andreas Von Planta, PH.D. | Management | For | For | For | |||||||
A.514 | Re-election of Dr. Ing. Wendelin Wiedeking | Management | For | For | For | |||||||
A.515 | Re-election of Rolf M. Zinkernagel, M.D. | Management | For | For | For | |||||||
A.5.2 | New-election of Dimitri Azar, M.D. | Management | For | For | For | |||||||
A.6 | Appointment of the auditor, PricewaterhouseCoopers AG | Management | For | For | For | |||||||
B. | If shareholders at the annual general meeting propose additional and/or counter-proposals, I/we instruct the Independent Proxy to vote according to the proposal of the Board of Directors | Management | For | Against | Against | |||||||
KONE OYJ, HELSINKI | ||||||||||||
Security | X4551T105 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | KNEBV FH | Meeting Date | 05-Mar-2012 | |||||||||
ISIN | FI0009013403 | Agenda | 703586327 - Management | |||||||||
Record Date | 22-Feb-2012 | Holding Recon Date | 22-Feb-2012 | |||||||||
City / | Country | HELSINKI | / | Finland | Vote Deadline Date | 23-Feb-2012 | ||||||
SEDOL(s) | B09M9D2 - B09TN08 - B0SRM40 - B28JTH2 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Opening of the meeting | Non-Voting | ||||||||||
2 | Calling the meeting to order | Non-Voting | ||||||||||
3 | Election of persons to scrutinize the minutes and to supervise the counting-of votes | Non-Voting | ||||||||||
4 | Recording the legality of the meeting | Non-Voting | ||||||||||
5 | Recording the attendance at the meeting and adoption of the list of votes | Non-Voting | ||||||||||
6 | Presentation of the annual accounts, the report of the board of directors and-the auditor's report for the year 2011 | Non-Voting | ||||||||||
7 | Adoption of the annual accounts | Management | For | For | For | |||||||
8 | Resolution on the use of the profit shown on the balance sheet and payment of the dividend the board of directors proposes that a dividend of EUR 1.395 be paid for each A share and a dividend of EUR 1,40 be paid for each B share | Management | For | For | For | |||||||
9 | Resolution on the discharge of the members and deputy member of the board of directors and the CEO and president from liability | Management | For | For | For | |||||||
10 | Resolution on the remuneration of the members of the board of directors | Management | For | For | For | |||||||
11 | Resolution on the number of members of the board of directors. The nomination and compensation committee of the board of directors proposes that nine board members be elected and no deputy members be elected | Management | For | For | For | |||||||
12 | Election of members of the board of directors the nomination and compensation committee of the board of directors proposes that M.Alahuhta, A.Brunila, R.Hanhinen, A.Herlin, S.Hamalainen- Lindfors, J.Kaskeala, S.Pietikainen be re-elected to the board and the S.Akiba and J.Herlin be elected as new board members to the board | Management | For | For | For | |||||||
13 | Resolution on the remuneration of the auditors | Management | For | For | For | |||||||
14 | Resolution of the number of the auditors the audit committee of the board of directors proposes that two auditors be elected | Management | For | For | For | |||||||
15 | Election of auditors the audit committee of the board of directors proposes that authorized public accountants PricewaterhouseCoopers and H.Lassila be elected as auditors | Management | For | For | For | |||||||
16 | Authorising the board of directors to decide on the repurchase of the company's own shares | Management | For | For | For | |||||||
17 | Amending the articles of association the board of directors proposes that paragraphs 4 and 8 of the article of association will be amended | Management | For | For | For | |||||||
SGS SA, GENEVE | ||||||||||||
Security | H7484G106 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | SGSN VX | Meeting Date | 12-Mar-2012 | |||||||||
ISIN | CH0002497458 | Agenda | 703618453 - Management | |||||||||
Record Date | 07-Mar-2012 | Holding Recon Date | 07-Mar-2012 | |||||||||
City / | Country | GENEVA | / | Switzerland | Vote Deadline Date | 27-Feb-2012 | ||||||
SEDOL(s) | 4824778 - B11BPZ8 - B1DZ2Q8 - B2Q8F73 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approval of the 2011 annual report and accounts of SGS SA and of the consolidated accounts of the SGS Group | Management | For | For | For | |||||||
2 | Approval of the Group 2011 report on remuneration (corporate governance) | Management | For | For | For | |||||||
3 | Release of the members of the Board of Directors and of the Management | Management | For | For | For | |||||||
4 | Decision on the appropriation of profits resulting from the balance sheet of SGS SA as specified | Management | For | For | For | |||||||
5 | Re-election of Deloitte SA, Geneva, as Auditors of SGS SA and Group Auditors for the year 2012 | Management | For | For | For | |||||||
NOVO-NORDISK A S | ||||||||||||
Security | K7314N152 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | NOVOB DC | Meeting Date | 21-Mar-2012 | |||||||||
ISIN | DK0060102614 | Agenda | 703625092 - Management | |||||||||
Record Date | 14-Mar-2012 | Holding Recon Date | 14-Mar-2012 | |||||||||
City / | Country | FREDERIKSBERG | / | Denmark | Vote Deadline Date | 09-Mar-2012 | ||||||
SEDOL(s) | 3035322 - 7077524 - 7250035 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
2 | Adoption of the audited Annual Report 2011 | Management | For | For | For | |||||||
3.1 | Approval of actual remuneration of the Board of Directors for 2011 | Management | For | For | For | |||||||
3.2 | Approval of remuneration level of the Board of Directors for 2012 | Management | For | For | For | |||||||
4 | A resolution to distribute the profit | Management | For | For | For | |||||||
5.1 | The Board of Directors proposes election of Sten Scheibye as chairman | Management | For | For | For | |||||||
5.2 | The Board of Directors proposes election of Goran A Ando as vice chairman | Management | For | For | For | |||||||
5.3.a | Election of other members to the Board of Director: Bruno Angelici | Management | For | For | For | |||||||
5.3.b | Election of other members to the Board of Director: Henrik Gurtler | Management | For | For | For | |||||||
5.3.c | Election of other members to the Board of Director: Thomas Paul Koestler | Management | For | For | For | |||||||
5.3.d | Election of other members to the Board of Director: Kurt Anker Nielsen | Management | For | For | For | |||||||
5.3.e | Election of other members to the Board of Director: Hannu Ryopponen | Management | For | For | For | |||||||
5.3.f | Election of other members to the Board of Director: Liz Hewitt | Management | For | For | For | |||||||
6 | Re-appointment of PricewaterhouseCoopers as auditor | Management | For | For | For | |||||||
7.1 | Proposal from the Board of Directors: Reduction of the Company's B share capital from DKK 472,512,800 to DKK 452,512,800 | Management | For | For | For | |||||||
7.2 | Proposal from the Board of Directors: Authorisation of the Board of Directors to allow the company to repurchase own shares | Management | For | For | For | |||||||
7.3.1 | Proposal from the Board of Directors: Amendments to the Articles of Association :Authorisation to introduce electronic communication with shareholders (new Article 15) | Management | For | For | For | |||||||
7.3.2 | Proposal from the Board of Directors: Amendments to the Articles of Association :Amendments to reflect the change of the name of the Danish Business Authority | Management | For | For | For | |||||||
7.4 | Proposal from the Board of Directors: Adoption of revised Remuneration Principles | Management | For | For | For | |||||||
CHUGAI PHARMACEUTICAL CO.,LTD. | ||||||||||||
Security | J06930101 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 4519 JP | Meeting Date | 28-Mar-2012 | |||||||||
ISIN | JP3519400000 | Agenda | 703632059 - Management | |||||||||
Record Date | 30-Dec-2011 | Holding Recon Date | 30-Dec-2011 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 16-Mar-2012 | ||||||
SEDOL(s) | 5884533 - 6196408 - B021MD7 | Quick Code | 45190 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Profits | Management | For | For | For | |||||||
2 | Amend Articles to: Approve Minor Revisions, Establish Articles Related to Supplementary Auditors, a Director Appointed By Board to Convene and Chair a Shareholders Meeting | Management | For | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | For | |||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
5 | Appoint a Substitute Corporate Auditor | Management | For | For | For | |||||||
CANON INC. | ||||||||||||
Security | J05124144 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 7751 JP | Meeting Date | 29-Mar-2012 | |||||||||
ISIN | JP3242800005 | Agenda | 703632198 - Management | |||||||||
Record Date | 31-Dec-2011 | Holding Recon Date | 31-Dec-2011 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 19-Mar-2012 | ||||||
SEDOL(s) | 5485271 - 6172323 - B021CR1 - B16MTZ4 | Quick Code | 77510 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | |||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2 | Amend Articles to: Allow Disclosure of Shareholder Meeting Materials on the Internet, Adopt Reduction of Liability System for Directors, Adopt Reduction of Liability System for Corporate Auditors and Outside Corporate Auditors | Management | Against | For | Against | |||||||
3.1 | Appoint a Director | Management | For | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | For | |||||||
3.13 | Appoint a Director | Management | For | For | For | |||||||
3.14 | Appoint a Director | Management | For | For | For | |||||||
3.15 | Appoint a Director | Management | For | For | For | |||||||
3.16 | Appoint a Director | Management | For | For | For | |||||||
3.17 | Appoint a Director | Management | For | For | For | |||||||
3.18 | Appoint a Director | Management | For | For | For | |||||||
4 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
5 | Approve Provision of Retirement Allowance for Retiring Directors | Management | For | For | For | |||||||
6 | Approve Payment of Bonuses to Directors | Management | For | For | For | |||||||
SMITH & NEPHEW PLC | ||||||||||||
Security | G82343164 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | SN/ LN | Meeting Date | 12-Apr-2012 | |||||||||
ISIN | GB0009223206 | Agenda | 703635079 - Management | |||||||||
Record Date | Holding Recon Date | 10-Apr-2012 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 04-Apr-2012 | ||||||
SEDOL(s) | 0922320 - 4228499 - B032756 - B03W767 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To receive and adopt the audited accounts for the financial year ended 31 December 2011 together with the reports of the Directors and auditors thereon | Management | For | For | For | |||||||
2 | To approve the Remuneration Report of the Directors for the financial year ended 31 December 2011 | Management | For | For | For | |||||||
3 | To declare a final dividend of 10.80 US cents per Ordinary Share in respect of the year ended 31 December 2011 payable on 9 May 2012 to shareholders on the register of the Company at the close of business on 20 April 2012 | Management | For | For | For | |||||||
4 | To re-elect Ian E Barlow as a Director of the Company | Management | For | For | For | |||||||
5 | To re-elect Prof Genevieve B Berger as a Director of the Company | Management | For | For | For | |||||||
6 | To re-elect Olivier Bohuon as a Director of the Company | Management | For | For | For | |||||||
7 | To re-elect Sir John Buchanan as a Director of the Company | Management | For | For | For | |||||||
8 | To re-elect Adrian Hennah as a Director of the Company | Management | For | For | For | |||||||
9 | To re-elect Dr Pamela J Kirby as a Director of the Company | Management | For | For | For | |||||||
10 | To re-elect Brian Larcombe as a Director of the Company | Management | For | For | For | |||||||
11 | To re-elect Joseph C Papa as a Director of the Company | Management | For | For | For | |||||||
12 | To re-elect Ajay Piramal as a Director of the Company | Management | For | For | For | |||||||
13 | To re-elect Richard De Schutter as a Director of the Company | Management | For | For | For | |||||||
14 | To re-appoint Ernst & Young LLP as auditors of the Company | Management | For | For | For | |||||||
15 | To authorise the Directors to determine the remuneration of the auditors of the Company | Management | For | For | For | |||||||
16 | To renew the authorisation of the Directors generally and unconditionally for the purposes of section 551 of the Companies Act 2006 (the "Act"), as permitted by the Company's Articles of Association, to exercise all the powers of the Company to allot shares and grant rights to subscribe for, or convert any security into, shares in the Company up to an aggregate nominal amount (within the meaning of section 551(3) and (6) of the Act) of USD 59,723,036. Such authorisation shall expire at the conclusion of the | Management | Against | For | Against | |||||||
CONT | Annual General Meeting of the Company in 2013 or on 30 June 2013, whichever is earlier (save that the Company may before such expiry make any offer or agreement which would or might require shares to be allotted or rights to be granted, after such expiry and the Directors may allot shares, or grant rights to subscribe CONTD | |||||||||||
CONT | CONTD for or to convert any security into shares, in pursuance of any such-offer or agreement as if the authorisations conferred hereby had not expired) | Non-Voting | ||||||||||
17 | That, (a) The Smith & Nephew Sharesave Plan (2012) (the "UK Plan"), a copy of the rules of which has been produced to the meeting and initialled by the Chairman for the purposes of identification and a summary of the main provisions of which is set out in the appendix to the notice of this meeting be and is hereby approved and established; and (b) the Directors be and are hereby authorised to make such amendments to the rules of the UK Plan as the Directors consider necessary or desirable to obtain or maintain HM Revenue & Customs approval to the UK Plan or to take account of any comments of HM Revenue & Customs or changes to the legislation affecting the UK Plan | Management | For | For | For | |||||||
18 | That, (a) The Smith & Nephew International Sharesave Plan (2012) (the "International Plan"), a copy of the rules of which has been produced to the meeting and initialled by the Chairman for the purposes of identification and a summary of the main provisions of which is set out in the appendix to the notice of this meeting be and is hereby approved and established; (b) the Directors be and are hereby authorised to exercise the powers of the Company to establish other plans or sub-plans based on the International Plan but modified to take account of local tax, local social security contributions or local insurance contributions, exchange control or securities laws, provided that any shares issued or which might be issued under any such other plan or sub-plan are treated as counting against the overall limitations on the CONTD | Management | For | For | For | |||||||
CONT | CONTD issue of new shares as set out in the International Plan; and (c)-without limitation to the above, the Smith & Nephew French Sharesave Sub-Plan-(the "French Sub-Plan"), a copy of the rules of which has been produced to-the meeting and initialled by the Chairman for the purposes of-identification, be and is hereby approved and established as a sub-plan of-the International Plan and the Directors be and are hereby authorised to make-such amendments to the rules of the French Sub-Plan as the Directors consider-necessary or desirable to allow options granted under the French Sub-Plan to-qualify for and be eligible to the specific tax and social security treatment-in France applicable to share options granted under Sections L.225-177 to- L.225-186-1 of the French Code of Commerce, as amended and restated from time-to CONTD | Non-Voting | ||||||||||
CONT | CONTD time (French-qualified Options or Options) | Non-Voting | ||||||||||
19 | That, subject to the passing of resolution 16, the Directors be and are hereby given power to allot equity securities of the Company (as defined in section 560 of the Act) for cash under the authority given by resolution 16 and to sell Ordinary Shares (as defined in section 560(1) of the Act), and/or where the allotment constitutes an allotment of equity securities by virtue of Section 560(3) of the Act, free of the restriction in Section 561(1) of the Act, such power to be limited: (a) to the allotment of equity securities in connection with an offer of equity securities to Ordinary Shareholders (excluding any shareholder holding shares as treasury shares) where the equity securities respectively attributable to the interests of all Ordinary Shareholders are proportionate (as nearly as may be) to the respective number CONTD | Management | For | For | For | |||||||
CONT | CONTD of Ordinary Shares held by them subject only to such exclusions or-other arrangements as the Directors may deem necessary or expedient to deal-with fractional elements, record dates, legal or practical problems arising-in any territory or by virtue of shares being represented by depositary-receipts, the requirements of any regulatory body or stock exchange, or any-other matter; and (b) to the allotment (otherwise than under paragraph (a)-above) of equity securities up to an aggregate nominal amount of USD- 9,561,682, provided that such authorisation shall expire at the conclusion of-the Annual General Meeting of the Company in 2013 or on 30 June 2013 if-earlier, save that the Company may before such expiry make an offer or-agreement which would or might require equity securities to be allotted after-such expiry and CONTD | Non-Voting | ||||||||||
CONT | CONTD the Directors may allot securities in pursuance of such offer or-agreement as if the power conferred hereby had not expired | Non-Voting | ||||||||||
20 | That the Company is generally and unconditionally authorised for the purposes of section 701 of the Act to make market purchases (within the meaning of section 693(4) of the Act) of any of its ordinary shares of 20 US cents each in the capital of the Company on such terms and in such manner as the Directors may from time to time determine, and where such shares are held as treasury shares, the Company may use them for the purposes of its employee share plans, provided that: (a) the maximum number of Ordinary Shares which may be purchased is 95,616,815 representing approximately 10% of the issued ordinary share capital as at 21 February 2012; (b) the minimum price that may be paid for each Ordinary Share is 20 US cents which amount is exclusive of expenses, if any; (c) the maximum price (exclusive of expenses) that may be paid CONTD | Management | For | For | For | |||||||
CONT | CONTD for each Ordinary Share is an amount equal to the higher of: (i) 105%-of the average of the middle market quotations for the Ordinary Shares of the-Company as derived from the Daily Official List of the London Stock Exchange-plc for the five business days immediately preceding the day on which such-share is contracted to be purchased; and (ii) that stipulated by article 5(1)- of the EU Buyback and Stabilisation Regulations 2003 (No.2273/2003) (d)-unless previously renewed, revoked or varied, this authority shall expire at-the conclusion of the Annual General Meeting of the Company in 2013 or on 30-June 2013, whichever is the earlier; and (e) the Company may, before this-authority expires, make a contract to purchase Ordinary Shares that would or-might be executed wholly or partly after the expiry of this authority, CONTD | Non-Voting | ||||||||||
CONT | CONTD and may make purchases of Ordinary Shares pursuant to it as if this-authority had not expired | Non-Voting | ||||||||||
21 | That a general meeting of the Company other than an Annual General Meeting may be held on not less than 14 clear days' notice | Management | For | For | For | |||||||
L'OREAL S.A., PARIS | ||||||||||||
Security | F58149133 | Meeting Proponent | MIX | |||||||||
Ticker Symbol | OR FP | Meeting Date | 17-Apr-2012 | |||||||||
ISIN | FR0000120321 | Agenda | 703646452 - Management | |||||||||
Record Date | 11-Apr-2012 | Holding Recon Date | 11-Apr-2012 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 04-Apr-2012 | ||||||
SEDOL(s) | 4057808 - 4067089 - 4084282 - 4534787 - 7164619 - B033469 - B10LP48 - B23V2F2 - B6ZFS07 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
O.1 | Approval of the corporate financial statements for the financial year 2011 | Management | For | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year 2011 | Management | For | For | For | |||||||
O.3 | Allocation of income for the financial year 2011 and setting the dividend | Management | For | For | For | |||||||
O.4 | Appointment of Mr. Jean-Victor Meyers as Board member | Management | For | For | For | |||||||
O.5 | Appointment of Mr. Paul Bulcke as Board member | Management | For | For | For | |||||||
O.6 | Appointment of Mrs. Christiane Kuehne as Board member | Management | For | For | For | |||||||
O.7 | Renewal of term of Mr. Jean-Pierre Meyers as Board member | Management | For | For | For | |||||||
O.8 | Renewal of term of Mr. Bernard Kasriel as Board member | Management | For | For | For | |||||||
O.9 | Authorization to allow the Company to repurchase its own shares | Management | For | For | For | |||||||
E.10 | Capital reduction by cancelling shares acquired by the Company pursuant to Articles L.225-208 and L.225-209 of the Commercial Code | Management | For | For | For | |||||||
E.11 | Amendments to the Statutes | Management | For | For | For | |||||||
E.12 | Powers to carry out all legal formalities | Management | For | For | For | |||||||
NESTLE SA, CHAM UND VEVEY | ||||||||||||
Security | H57312649 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | NESN VX | Meeting Date | 19-Apr-2012 | |||||||||
ISIN | CH0038863350 | Agenda | 703674108 - Management | |||||||||
Record Date | 12-Apr-2012 | Holding Recon Date | 12-Apr-2012 | |||||||||
City / | Country | LAUSANNE | / | Switzerland | Vote Deadline Date | 05-Apr-2012 | ||||||
SEDOL(s) | 3056044 - 7123870 - 7125274 - 7126578 - B0ZGHZ6 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1.1 | Approval of the annual report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2011 | Management | For | For | For | |||||||
1.2 | Acceptance of the compensation report 2011 (advisory vote) | Management | For | For | For | |||||||
2 | Release of the members of the board of directors and of the management | Management | For | For | For | |||||||
3 | Appropriation of profits resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2011 | Management | For | For | For | |||||||
4.1 | Re-election to the board of directors of Mr. Daniel Borel | Management | For | For | For | |||||||
4.2 | Election to the board of directors of Mr. Henri De Castries | Management | For | For | For | |||||||
4.3 | Re-election of the statutory auditors KPMG SA, Geneva Branch | Management | For | For | For | |||||||
5 | Capital reduction (by cancellation of shares) | Management | For | For | For | |||||||
6 | In the event of a new or modified proposal by a shareholder during the General Meeting, I instruct the independent representative to vote in favour of the proposal of the Board of Directors | Management | Abstain | |||||||||
SYNGENTA AG, BASEL | ||||||||||||
Security | H84140112 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | SYNN VX | Meeting Date | 24-Apr-2012 | |||||||||
ISIN | CH0011037469 | Agenda | 703656237 - Management | |||||||||
Record Date | 19-Apr-2012 | Holding Recon Date | 19-Apr-2012 | |||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline Date | 10-Apr-2012 | ||||||
SEDOL(s) | 0133036 - 4356646 - 4702186 - B0334L4 - B038BJ6 - B11JQC6 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1.1 | Approval of the annual report, including the annual financial statements and the group consolidated financial statements for the year 2011 | Management | For | For | For | |||||||
1.2 | Consultative vote on the compensation system | Management | For | For | For | |||||||
2 | Discharge of the members of the board of directors and the executive committee | Management | For | For | For | |||||||
3 | Reduction of share capital by cancellation of repurchased shares | Management | For | For | For | |||||||
4 | Appropriation of the available earnings as per balance sheet 2011 and dividend decision | Management | For | For | For | |||||||
5 | Approval of a share repurchase program | Management | For | For | For | |||||||
6 | Partial revision of the articles of incorporation: Deletion of provisions concerning contribution in kind and merger | Management | For | For | For | |||||||
7.1 | Re-election of the board of director: Stefan Borgas | Management | For | For | For | |||||||
7.2 | Re-election of the board of director: Peggy Bruzelius | Management | For | For | For | |||||||
7.3 | Re-election of the board of director: David Lawrence | Management | For | For | For | |||||||
7.4 | Re-election of the board of director: Juerg Witmer | Management | For | For | For | |||||||
7.5 | Election of the board of director: Vinita Bali | Management | For | For | For | |||||||
7.6 | Election of the board of director: Gunnar Brock | Management | For | For | For | |||||||
7.7 | Election of the board of director: Michel Demare | Management | For | For | For | |||||||
8 | Election of the external auditor: Ernst and Young AG | Management | For | For | For | |||||||
9 | Ad hoc | Management | Abstain | |||||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | ||||||||||||
Security | Y20246107 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | DBS SP | Meeting Date | 25-Apr-2012 | |||||||||
ISIN | SG1L01001701 | Agenda | 703693499 - Management | |||||||||
Record Date | Holding Recon Date | 23-Apr-2012 | ||||||||||
City / | Country | SINGAPORE | / | Singapore | Vote Deadline Date | 18-Apr-2012 | ||||||
SEDOL(s) | 5772014 - 5783696 - 6175203 - B01DFX5 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To receive and consider the Directors' Report and Audited Accounts for the year ended 31 December 2011 and the Auditors' Report thereon | Management | For | For | For | |||||||
2.A | To declare a one-tier tax exempt Final Dividend of 28 cents per ordinary share, for the year ended 31 December 2011. [2010: Final Dividend of 28 cents per ordinary share, one-tier tax exempt] | Management | For | For | For | |||||||
2.B | To declare a one-tier tax exempt Final Dividend of 2 cents per Non-Voting Redeemable Convertible Preference Share, for the year ended 31 December 2011. [2010: 2 cents per Non- Voting Redeemable Convertible Preference Share, one-tier tax exempt] | Management | For | For | For | |||||||
3 | To sanction the amount of SGD 2,709,326 proposed as Directors' Fees for 2011. 2010: SGD 2,842,442 | Management | For | For | For | |||||||
4 | To re-appoint Messrs PricewaterhouseCoopers LLP as Auditors of the Company and to authorise the Directors to fi x their remuneration | Management | For | For | For | |||||||
5.A | To re-elect Mr Piyush Gupta as Director, who are retiring under Article 95 of the Company's Articles of Association | Management | For | For | For | |||||||
5.B | To re-elect Mr Peter Seah as Director, who are retiring under Article 95 of the Company's Articles of Association | Management | For | For | For | |||||||
6.A | To re-elect Mr Ho Tian Yee as Director, who are retiring under Article 101 of the Company's Articles of Association | Management | For | For | For | |||||||
6.B | To re-elect Mr Nihal Kaviratne CBE as Director, who are retiring under Article 101 of the Company's Articles of Association | Management | For | For | For | |||||||
7.A | That the Board of Directors of the Company be and is hereby authorised to: (a) allot and issue from time to time such number of ordinary shares in the capital of the Company ("DBSH Ordinary Shares") as may be required to be issued pursuant to the exercise of options under the DBSH Share Option Plan; and (b) offer and grant awards in accordance with the provisions of the DBSH Share Plan and to allot and issue from time to time such number of DBSH Ordinary Shares as may be required to be issued pursuant to the vesting of awards under the DBSH Share Plan, provided always that: (1) the aggregate number of new DBSH Ordinary Shares to be issued pursuant to the exercise of options granted under the DBSH Share Option Plan and the vesting of awards granted or to be granted | Management | For | For | For | |||||||
CONT | under the DBSH Share Plan shall not exceed 7.5 per cent of the total number of issued shares (excluding treasury shares) in the capital of the Company from time to time; and (2) the aggregate number of new DBSH Ordinary Shares under awards to be granted pursuant to the DBSH Share Plan during the period commencing from the date of this Annual General Meeting of the Company and ending on the date of the next Annual General Meeting of the Company or the date by which the next Annual General Meeting of the Company is required by law to be held, whichever is the earlier, shall not exceed 2 per cent of the total number of issued shares (excluding treasury shares) in the capital of the Company from time to time | |||||||||||
7.B | That authority be and is hereby given to the Directors of the Company to: (a) (i) issue shares in the capital of the Company ("shares") whether by way of rights, bonus or otherwise; and/or (ii) make or grant offers, agreements or options (collectively, "Instruments") that might or would require shares to be issued, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit; and (b) (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue shares in pursuance of any Instrument made or granted by the Directors while this Resolution was in force, provided that: (1) the aggregate number of shares to be issued pursuant to this Resolution (including shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) does not exceed 50 per cent of the total number of issued shares (excluding treasury shares) in the capital of the Company (as calculated in accordance with paragraph (2) below), of which the aggregate number of shares to be issued other than on a pro rata basis to shareholders of the Company (including shares to be issued in pursuance of Instruments made or granted pursuant to this Resolution) shall be less than 10 per cent of the total number of issued shares (excluding treasury shares) in the capital of the Company (as calculated in accordance with paragraph (2) below); (2) (subject to such manner of calculation and adjustments as may be prescribed by the Singapore Exchange Securities Trading Limited ("SGX-ST") for the purpose of determining the aggregate number of shares that may be issued under paragraph (1) above, the percentage of issued shares shall be based on the total number of issued shares (excluding treasury shares) in the capital of the Company at the time this Resolution is passed, after adjusting for: (i) new shares arising from the conversion or exercise of any convertible securities or share options or vesting of share awards which are outstanding or | Management | Against | For | Against | |||||||
CONT | subsisting at the time this Resolution is passed; and (ii) any subsequent bonus issue, consolidation or subdivision of shares; (3) in exercising the authority conferred by this Resolution, the Company shall comply with the provisions of the Listing Manual of the SGX-ST for the time being in force (unless such compliance has been waived by the SGX-ST) and the Articles of Association for the time being of the Company; and (4) (unless revoked or varied by the Company in general meeting) the authority conferred by this Resolution shall continue in force until the conclusion of the next Annual General Meeting of the Company or the date by which the next Annual General Meeting of the Company is required by law to be held, whichever is the earlier | |||||||||||
7.C | That authority be and is hereby given to the Directors of the Company to allot and issue such number of new ordinary shares and new Non- Voting Redeemable Convertible Preference Shares in the capital of the Company as may be required to be allotted and issued pursuant to the application of the DBSH Scrip Dividend Scheme to the final dividends of 28 cents per ordinary share and 2 cents per Non-Voting Redeemable Convertible Preference Share, for the year ended 31 December 2011 | Management | For | For | For | |||||||
7.D | That authority be and is hereby given to the Directors of the Company to apply the DBSH Scrip Dividend Scheme to any dividend(s) which may be declared for the year ending 31 December 2012 and to allot and issue such number of new ordinary shares and new Non- Voting Redeemable Convertible Preference Shares in the capital of the Company as may be required to be allotted and issued pursuant thereto | Management | For | For | For | |||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | ||||||||||||
Security | Y20246107 | Meeting Proponent | ExtraOrdinary General Meeting | |||||||||
Ticker Symbol | DBS SP | Meeting Date | 25-Apr-2012 | |||||||||
ISIN | SG1L01001701 | Agenda | 703695304 - Management | |||||||||
Record Date | Holding Recon Date | 23-Apr-2012 | ||||||||||
City / | Country | SINGAPORE | / | Singapore | Vote Deadline Date | 18-Apr-2012 | ||||||
SEDOL(s) | 5772014 - 5783696 - 6175203 - B01DFX5 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | The Proposed Renewal of the Share Purchase Mandate | Management | For | For | For | |||||||
DANONE, PARIS | ||||||||||||
Security | F12033134 | Meeting Proponent | MIX | |||||||||
Ticker Symbol | BN FP | Meeting Date | 26-Apr-2012 | |||||||||
ISIN | FR0000120644 | Agenda | 703633809 - Management | |||||||||
Record Date | 20-Apr-2012 | Holding Recon Date | 20-Apr-2012 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 16-Apr-2012 | ||||||
SEDOL(s) | 0799085 - 5981810 - 5983560 - 5984057 - 5984068 - 7164437 - B018SX1 - B01HK10 - B01HKG5 - B033328 - B043GP1 - B0ZGJH2 - B1Y95C6 - B1Y9RH5 - B1Y9TB3 - B1YBWV0 - B1YBYC5 - B2B3XM4 - B4XJ1P3 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
O.1 | Approval of the corporate financial statements for the financial year ended December 31, 2011 | Management | For | For | For | |||||||
O.2 | Approval of the consolidated statements for the financial year ended December 31, 2011 | Management | For | For | For | |||||||
O.3 | Allocation of income for the financial year ended December 31, 2011, and setting the dividend at EUR 1.39 per share | Management | For | For | For | |||||||
O.4 | Renewal of term of Mr. Richard Goblet D'Alviella as Board member | Management | For | For | For | |||||||
O.5 | Renewal of term of Mr. Jean Laurent as Board member pursuant to Article 15-II of the Statutes | Management | For | For | For | |||||||
O.6 | Renewal of term of Mr. Benoit Potier as Board member | Management | For | For | For | |||||||
O.7 | Appointment of Mr. Jacques-Antoine Granjon as Board member | Management | For | For | For | |||||||
O.8 | Appointment of Mrs. Mouna Sepehri as Board member | Management | For | For | For | |||||||
O.9 | Appointment of Mrs. Virginia Stallings as Board member | Management | For | For | For | |||||||
O.10 | Approval of the Agreements pursuant to Articles L.225-38 et seq. of the Commercial Code | Management | For | For | For | |||||||
O.11 | Approval of the Agreements pursuant to Articles L.225-38 et seq. of the Commercial Code concluded by the Company with J.P. Morgan Group | Management | For | For | For | |||||||
O.12 | Authorization to be granted to the Board of Directors to purchase, hold or transfer shares of the Company | Management | For | For | For | |||||||
E.13 | Authorization granted to the Board of Directors to carry out allocations of shares of the Company existing or to be issued | Management | For | For | For | |||||||
E.14 | Powers to carry out all legal formalities | Management | For | For | For | |||||||
WOODSIDE PETE LTD | ||||||||||||
Security | 980228100 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | WPL AU | Meeting Date | 02-May-2012 | |||||||||
ISIN | AU000000WPL2 | Agenda | 703672243 - Management | |||||||||
Record Date | Holding Recon Date | 30-Apr-2012 | ||||||||||
City / | Country | PERTH | / | Australia | Vote Deadline Date | 25-Apr-2012 | ||||||
SEDOL(s) | 0979962 - 5710456 - 6979728 - B05PPD7 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
2.a | Re-election of Ms. Melinda Cilento | Management | For | For | For | |||||||
2.b | Election of Mr. Robert Cole | Management | For | For | For | |||||||
2.c | Re-election of Mr. Erich Fraunschiel | Management | For | For | For | |||||||
2.d | Election of Dr. Christopher Haynes | Management | For | For | For | |||||||
2.e | Re-election of Dr Pierre Jungels | Management | For | For | For | |||||||
3 | Remuneration Report | Management | For | For | For | |||||||
HENNES & MAURITZ AB H&M, STOCKHOLM | ||||||||||||
Security | W41422101 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | HMB SS | Meeting Date | 03-May-2012 | |||||||||
ISIN | SE0000106270 | Agenda | 703675439 - Management | |||||||||
Record Date | 26-Apr-2012 | Holding Recon Date | 26-Apr-2012 | |||||||||
City / | Country | STOCKHOLM | / | Sweden | Vote Deadline Date | 20-Apr-2012 | ||||||
SEDOL(s) | 5687431 - 5697269 - B02V4F3 - B0CSYN2 - B103GT6 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Opening of the AGM | Non-Voting | ||||||||||
2 | Election of a chairman for the AGM: Lawyer Eva Hagg | Non-Voting | ||||||||||
3 | Address by Managing Director Karl-Johan Persson followed by an opportunity to-ask questions about the company | Non-Voting | ||||||||||
4 | Establishment and approval of voting list | Non-Voting | ||||||||||
5 | Approval of the agenda | Non-Voting | ||||||||||
6 | Election of people to check the minutes | Non-Voting | ||||||||||
7 | Examination of whether the meeting was duly convened | Non-Voting | ||||||||||
8.a | Presentation of the annual accounts and auditors' report as well as the-consolidated accounts and the consolidated auditors' report, and auditors'- statement on whether the guidelines for remuneration to senior executives-applicable since the last AGM have been followed | Non-Voting | ||||||||||
8.b | Statement by the company's auditor and the chairman of the Auditing Committee | Non-Voting | ||||||||||
8.c | Statement by the Chairman of the Board on the work of the Board | Non-Voting | ||||||||||
8.d | Statement by the chairman of the Election Committee on the work of the-Election Committee | Non-Voting | ||||||||||
9.a | Adoption of the income statement and balance sheet as well as the consolidated income statement and consolidated balance sheet | Management | For | For | For | |||||||
9.b | Disposal of the company's earnings in accordance with the adopted balance sheets, and record date | Management | For | For | For | |||||||
9.c | Discharge of the members of the Board and Managing Director from liability to the company | Management | For | For | For | |||||||
10 | Establishment of the number of Board members and deputy Board members | Management | For | For | For | |||||||
11 | Establishment of fees to the Board and auditors | Management | For | For | For | |||||||
12 | Election of Board members and Chairman of the Board: The Election Committee proposes the following Board of Directors. Re-election of all current Board members: Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson, Melker Schorling and Christian Sievert. Chairman of the Board: re- election of Stefan Persson | Management | For | For | For | |||||||
13 | Establishment of principles for the Election Committee and election of members of the Election Committee | Management | For | For | For | |||||||
14 | Resolution on guidelines for remuneration to senior executives | Management | For | For | For | |||||||
15 | Closing of the AGM | Non-Voting | ||||||||||
RECKITT BENCKISER GROUP PLC, SLOUGH | ||||||||||||
Security | G74079107 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | RB/ LN | Meeting Date | 03-May-2012 | |||||||||
ISIN | GB00B24CGK77 | Agenda | 703694667 - Management | |||||||||
Record Date | Holding Recon Date | 01-May-2012 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 25-Apr-2012 | ||||||
SEDOL(s) | B24CGK7 - B28STJ1 - B28THT0 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | That the Company's accounts and the reports of the Directors and the Auditors for the year ended 31 December 2011 be received | Management | For | For | For | |||||||
2 | That the Directors' Remuneration Report for the year ended 31 December 2011 be approved | Management | For | For | For | |||||||
3 | That the final dividend recommended by the Directors of 70p per ordinary share for the year ended 31 December 2011 be declared payable and paid on 31 May 2012 to all ordinary Shareholders on the register at the close of business on 24 February 2012 | Management | For | For | For | |||||||
4 | That Adrian Bellamy (member of the Nomination and Remuneration Committees) be re-elected as a Director | Management | For | For | For | |||||||
5 | That Peter Harf (member of the Nomination Committee) be re-elected as a Director | Management | For | For | For | |||||||
6 | That Richard Cousins (member of the Remuneration Committee) be re-elected as a Director | Management | For | For | For | |||||||
7 | That Liz Doherty be re-elected as a Director | Management | For | For | For | |||||||
8 | That Ken Hydon (member of the Audit and Nomination Committees) be re-elected as a Director | Management | For | For | For | |||||||
9 | That Andre Lacroix (member of the Audit Committee) be re-elected as a Director | Management | For | For | For | |||||||
10 | That Graham Mackay (member of the Nomination and Remuneration Committees) be re-elected as a Director | Management | For | For | For | |||||||
11 | That Judith Sprieser (member of the Nomination and Remuneration Committees) be re-elected as a Director | Management | For | For | For | |||||||
12 | That Warren Tucker (member of the Audit Committee) be re-elected as a Director | Management | For | For | For | |||||||
13 | That Rakesh Kapoor (member of the Nomination Committee), who was appointed to the Board since the date of the last AGM, be elected as a Director | Management | For | For | For | |||||||
14 | That PricewaterhouseCoopers LLP be re- appointed Auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company | Management | For | For | For | |||||||
15 | That the Directors be authorised to fix the remuneration of the Auditors | Management | For | For | For | |||||||
16 | That in accordance with sections 366 and 367 of the 2006 Act the Company and any UK registered company which is or becomes a subsidiary of the Company during the period to which this resolution relates be authorised to: a) make political donations to political parties and/or independent election candidates up to a total aggregate amount of GBP 50,000; b) make political donations to political organisations other than political parties up to a total aggregate amount of GBP 50,000; and c) incur political expenditure up to a total aggregate amount of GBP 50,000 during the period from the date of this resolution until the conclusion of the next AGM of the Company in 2013, provided that the total aggregate amount of all such donations and expenditure incurred by the Company and its UK subsidiaries in such period shall not CONTD | Management | Against | For | Against | |||||||
CONT | CONTD exceed GBP 50,000. For the purpose of this resolution, the terms-'political donations', 'political parties', 'independent election- candidates', 'political organisations' and 'political expenditure' have the-meanings set out in sections 363 to 365 of the 2006 Act | Non-Voting | ||||||||||
17 | That the Directors be generally and unconditionally authorised to exercise all the powers of the Company to allot shares or grant rights to subscribe for or convert any security into shares of the Company: a) up to a nominal amount of GBP 21,559,809 (such amount to be reduced by the nominal amount allotted or granted under paragraph (b) below in excess of such sum; and b) comprising equity securities (as defined in section 560(1) of the 2006 Act) up to a nominal amount of GBP 48,660,000 (such amount to be reduced by any allotments or grants made under paragraph (a) above) in connection with an offer by way of a rights issue: i) to ordinary Shareholders in proportion (as nearly as may be practicable) to their existing holdings; and ii) to holders of other equity securities as required by the rights of those securities or CONTD | Management | Against | For | Against | |||||||
CONT | CONTD as the Directors otherwise consider necessary, and so that the-Directors may impose any limits or restrictions and make any arrangements-which it considers necessary or appropriate to deal with treasury shares,- fractional entitlements, record dates, legal, regulatory or practical-problems in, or under the laws of, any territory or any other matter, such- authorities to apply until the end of next year's AGM (or, if earlier, until-the close of business on 30 June 2013), but, in each case, so that the- Company may make offers and enter into agreements during the relevant period-which would, or might, require shares to be allotted or rights to subscribe-for or convert securities into shares to be granted after the authority ends-and the Directors may allot shares or grant rights to subscribe for or-convert securities CONTD | Non-Voting | ||||||||||
CONT | CONTD into shares under any such offer or agreement as if the authority had-not ended | Non-Voting | ||||||||||
18 | That if resolution 17 is passed, the Directors be given power to allot equity securities (as defined in the 2006 Act) for cash under the authority given by that resolution and/or to sell ordinary shares held by the Company as treasury shares for cash as if section 561 of the 2006 Act did not apply to any such allotment or sale, such power to be limited: a) to the allotment of equity securities and sale of treasury shares for cash in connection with an offer of, or invitation to apply for, equity securities (but in the case of the authority granted under paragraph (b) of resolution 17, by way of a rights issue only): i) to ordinary Shareholders in proportion (as nearly as may be practicable) to their existing holdings; and ii) to holders of other equity securities, as required by the rights of those securities or, as the CONTD | Management | For | For | For | |||||||
CONT | CONTD Directors otherwise consider necessary, and so that the Directors may-impose any limits or restrictions and make any arrangements which they-consider necessary or appropriate to deal with treasury shares, fractional-entitlements, record dates, legal, regulatory or practical problems in, or-under the laws of, any territory or any other matter; and b) in the case of-the authority granted under paragraph (a) of this resolution and/or in the-case of any transfer of treasury shares which is treated as an allotment of-equity securities under section 560(3) of the 2006 Act, to the allotment-(otherwise than under paragraph (a) above) of equity securities up to a- nominal amount of GBP 3,649,000 such power to apply until the end of next-year's AGM (or, if earlier, until the close of business on 30 June 2013) but-during this CONTD | Non-Voting | ||||||||||
CONT | CONTD period the Company may make offers, and enter into agreements, which-would, or might, require equity securities to be allotted (and treasury-shares to be sold) after the power ends and the Directors may allot equity-securities under any such offer or agreement as if the power had not expired | Non-Voting | ||||||||||
19 | That the Company be and it is hereby generally and unconditionally authorised for the purposes of Section 701 of the 2006 Act to make market purchases (within the meaning of Section 693(4) of the 2006 Act) of ordinary shares of 10p each in the capital of the Company ('ordinary shares') provided that: a) the maximum number of ordinary shares which may be purchased is 72,900,000 ordinary shares (representing less than 10% of the Company's issued ordinary share capital as at 9 March 2012); b) the maximum price at which ordinary shares may be purchased is an amount equal to the higher of (i) 5% above the average of the middle market quotations for the ordinary shares as taken from the London Stock Exchange Daily Official List for the five business days preceding the date of purchase; and (ii) that stipulated by article 5(1) CONTD | Management | For | For | For | |||||||
CONT | CONTD of the EU Buybackand Stabilisation Regulations 2003 (No. 2273/2003);-and the minimum price is 10p per ordinary share, in both cases exclusive of-expenses; c) the authority to purchase conferred by this resolution shall-expire on the earlier of 30 June 2013 or on the date of the AGM of the-Company in 2013 save that the Company may, before such expiry, enter into a- contract to purchase ordinary shares under which such purchase will or may be-completed or executed wholly or partly after the expiration of this authority-and may make a purchase of ordinary shares in pursuance of any such contract;-and d) all ordinary shares purchased pursuant to the said authority shall be-either: i) cancelled immediately upon completion of the purchase; or ii)-held, sold, transferred or otherwise dealt with as treasury shares in CONTD | Non-Voting | ||||||||||
CONT | CONTD accordance with the provisions of the 2006 Act | Non-Voting | ||||||||||
20 | That in accordance with Article 86(ii) of the Company's Articles of Association, Article 86(i) be amended by deleting the words 'GBP 1,000,000 a year' relating to the aggregate annual limit on the fees payable to Directors who do not hold executive office and replacing them with the words 'GBP 1,500,000 a year | Management | For | For | For | |||||||
21 | That a general meeting other than an AGM may be called on not less than 14 clear days' notice | Management | For | For | For | |||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN THE TEXT OF THE RES-OLUTION 10.IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS P-ROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | |||||||||||
CLP HOLDINGS LTD | ||||||||||||
Security | Y1660Q104 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 2 HK | Meeting Date | 08-May-2012 | |||||||||
ISIN | HK0002007356 | Agenda | 703681595 - Management | |||||||||
Record Date | 04-May-2012 | Holding Recon Date | 04-May-2012 | |||||||||
City / | Country | KOWLOON | / | Hong Kong | Vote Deadline Date | 24-Apr-2012 | ||||||
SEDOL(s) | 5544978 - 6097017 - B01XXD1 - B16T9Z5 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To adopt the audited Financial Statements for the year ended 31 December 2011 and the Reports of the Directors and Independent Auditor thereon | Management | For | For | For | |||||||
2a | To elect Mr. Cheng Hoi Chuen, Vincent as Director | Management | For | For | For | |||||||
2b | To elect Mrs. Law Fan Chiu Fun Fanny as Director | Management | For | For | For | |||||||
2c | To re-elect Mr. William Elkin Mocatta as Director | Management | For | For | For | |||||||
2d | To re-elect Dr. Lee Yui Bor as Director | Management | For | For | For | |||||||
2e | To re-elect Mr. Peter William Greenwood as Director | Management | For | For | For | |||||||
2f | To re-elect Mr. Vernon Francis Moore as Director | Management | For | For | For | |||||||
3 | To re-appoint PricewaterhouseCoopers as Independent Auditor of the Company and authorise the Directors to fix Auditor's remuneration for the year ended 31 December 2012 | Management | For | For | For | |||||||
4 | To amend the Articles of Association of the Company as set out in Resolution (4) in the Notice of AGM | Management | For | For | For | |||||||
5 | To give a general mandate to the Directors to issue and dispose of additional shares in the Company; not exceeding five per cent of the issued share capital at the date of this Resolution | Management | For | For | For | |||||||
6 | To give a general mandate to the Directors to exercise all the powers of the Company to purchase or otherwise acquire shares of HKD 5.00 each in the capital of the Company; not exceeding ten per cent of the issued share capital at the date of this Resolution | Management | For | For | For | |||||||
7 | To add the aggregate nominal amount of the shares which are purchased or otherwise acquired under the general mandate in Resolution (6) to the aggregate nominal amount of the shares which may be issued under the general mandate in Resolution (5) | Management | For | For | For | |||||||
STANDARD CHARTERED PLC, LONDON | ||||||||||||
Security | G84228157 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | STAN LN | Meeting Date | 09-May-2012 | |||||||||
ISIN | GB0004082847 | Agenda | 703674829 - Management | |||||||||
Record Date | Holding Recon Date | 07-May-2012 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 27-Apr-2012 | ||||||
SEDOL(s) | 0408284 - 6558484 - 7032039 - B02TBL2 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To receive the Company's annual report and accounts for the financial year ended 31 December 2011 together with the reports of the directors and auditors | Management | For | For | For | |||||||
2 | To declare a final dividend of 51.25 US cents per ordinary share for the year ended 31 December 2011 | Management | For | For | For | |||||||
3 | To approve the directors' remuneration report for the year ended 31 December 2011, as set out on pages 126 to 151 of the annual report and accounts | Management | For | For | For | |||||||
4 | To elect Mr V Shankar, who has been appointed as an executive director by the Board since the last AGM of the Company | Management | For | For | For | |||||||
5 | To re-elect Mr S P Bertamini, an executive director | Management | For | For | For | |||||||
6 | To re-elect Mr J S Bindra, an executive director | Management | For | For | For | |||||||
7 | To re-elect Mr R Delbridge, a non-executive director | Management | For | For | For | |||||||
8 | To re-elect Mr J F T Dundas, a non-executive director | Management | For | For | For | |||||||
9 | To re-elect Miss V F Gooding CBE, a non- executive director | Management | For | For | For | |||||||
10 | To re-elect Dr Han Seung-soo KBE, a non- executive director | Management | For | For | For | |||||||
11 | To re-elect Mr S J Lowth, a non-executive director | Management | For | For | For | |||||||
12 | To re-elect Mr R H P Markham, a non-executive director | Management | For | For | For | |||||||
13 | To re-elect Ms R Markland, a non-executive director | Management | For | For | For | |||||||
14 | To re-elect Mr R H Meddings, an executive director | Management | For | For | For | |||||||
15 | To re-elect Mr J G H Paynter, a non-executive director | Management | For | For | For | |||||||
16 | To re-elect Sir John Peace, as Chairman | Management | For | For | For | |||||||
17 | To re-elect Mr A M G Rees, an executive director | Management | For | For | For | |||||||
18 | To re-elect Mr P A Sands, an executive director | Management | For | For | For | |||||||
19 | To re-elect Mr P D Skinner, a non-executive director | Management | For | For | For | |||||||
20 | To re-elect Mr O H J Stocken, a non-executive director | Management | For | For | For | |||||||
21 | To re-appoint KPMG Audit Plc as auditor to the Company from the end of the AGM until the end of next year's AGM | Management | For | For | For | |||||||
22 | To authorise the Board to set the auditor's fees | Management | For | For | For | |||||||
23 | That in accordance with sections 366 and 367 of the Companies Act 2006, the Company and all companies that are its subsidiaries during the period for which this resolution has effect are authorised to: (A) make donations to political parties and/or independent election candidates not exceeding GBP 100,000 in total; (B) make donations to political organisations other than political parties not exceeding GBP 100,000 in total; and (C) incur political expenditure not exceeding GBP 100,000 in total, (as such terms are defined in sections 363 to 365 of the Companies Act 2006) provided that the aggregate amount of any such donations and expenditure shall not exceed GBP 100,000 during the period beginning with the date of passing this resolution and expiring at the end of the next year's AGM, unless such authority has been CONTD | Management | Against | for | Against | |||||||
CONT | CONTD previously renewed, revoked or varied by the Company in a general-meeting | Non-Voting | ||||||||||
24 | That the Board be authorised to allot shares in the Company and to grant rights to subscribe for or convert any security into shares in the Company: (A) up to a nominal amount of USD 238,461,246 (such amount to be restricted to the extent that any allotments or grants are made under paragraphs (B) or (C) so that in total no more than USD 397,435,410 can be allotted under paragraphs (A) and (B) and no more than USD 794,870,820 can be allotted under paragraphs (A), (B) and (C)); (B) up to a nominal amount of USD 397,435,410 (such amount to be restricted to the extent that any allotments or grants are made under paragraphs (A) or (C) so that in total no more than USD 397,435,410 can be allotted under paragraphs (A) and (B) and no more than USD 794,870,820 can be allotted under paragraphs (A), (B) and (C)) in connection with CONTD | Management | Against | For | Against | |||||||
CONT | CONTD : (i) an offer or invitation: (a) to ordinary shareholders in-proportion (as nearly as may be practicable) to their existing holdings; and-(b) to holders of other equity securities as required by the rights of those-securities or as the Board otherwise considers necessary, and so that the- Board may impose any limits or restrictions and make any arrangements which-it considers necessary or appropriate to deal with treasury shares,-fractional entitlements, record dates, legal, regulatory or practical-problems in, or under the laws of, any territory or any other matter; and-(ii) a scrip dividend scheme or similar arrangement implemented in accordance-with the articles of association of the Company; (C) comprising equity-securities (as defined in section 560(1) of the Companies Act 2006) up to a-nominal amount of USD CONTD | Non-Voting | ||||||||||
CONT | CONTD 794,870,820 (such amount to be restricted to the extent that any-allotments or grants are made under paragraphs (A) or (B) so that in total no-more than USD 794,870,820 can be allotted) in connection with an offer by way-of a rights issue: (i) to ordinary shareholders in proportion (as nearly as-may be practicable) to their existing holdings; and (ii) to holders of other- equity securities as required by the rights of those securities or as the-Board otherwise considers necessary, and so that the Board may impose any-limits or restrictions and make any arrangements which it considers necessary-or appropriate to deal with treasury shares, fractional entitlements, record-dates, legal, regulatory or practical problems in, or under the laws of, any-territory or any other matter; and (D) pursuant to the terms of any CONTD | Non-Voting | ||||||||||
CONT | CONTD existing share scheme of the Company or any of its subsidiary-undertakings adopted prior to the date of this meeting, such authorities to-apply until the end of next year's AGM (or, if earlier, until the close of-business on 8 August 2013) but, in each such case, during this period the-Company may make offers and enter into agreements which would, or might,-require shares to be allotted or rights to subscribe for or convert-securities into shares to be granted after the authority ends and the Board-may allot shares or grant rights to subscribe for or convert securities into-shares under any such offer or agreement as if the authority had not ended | Non-Voting | ||||||||||
25 | That the authority granted to the Board to allot shares or grant rights to subscribe for or convert securities into shares up to a nominal amount of USD 238,461,246 pursuant to paragraph (A) of resolution 24 be extended by the addition of such number of ordinary shares of USD 0.50 each representing the nominal amount of the Company's share capital repurchased by the Company under the authority granted pursuant to resolution 27, to the extent that such extension would not result in the authority to allot shares or grant rights to subscribe for or convert securities into shares pursuant to resolution 24 exceeding USD 794,870,820 | Management | Against | For | Against | |||||||
26 | That if resolution 24 is passed, the Board be given power to allot equity securities (as defined in the Companies Act 2006) for cash under the authority given by that resolution and/or sell ordinary shares held by the Company as treasury shares for cash as if section 561 of the Companies Act 2006 did not apply to such allotment or sale, such power to be limited: (A) to the allotment of equity securities and sale of treasury shares for cash in connection with an offer of, or invitation to apply for, equity securities (but in the case of the authority granted under paragraph (C) of resolution 24, by way of a rights issue only): (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to holders of other equity securities as required by the rights of those securities CONTD | Management | For | For | For | |||||||
CONT | CONTD or, as the Board otherwise considers necessary, and so that the Board-may impose any limits or restrictions and make any arrangements which it-considers necessary or appropriate to deal with treasury shares, fractional-entitlements, record dates, legal, regulatory or practical problems in, or-under the laws of, any territory or any other matter; and (B) in the case of-the authority granted under paragraph (A) of resolution 24 and/or in the case- of any sale of treasury shares for cash, to the allotment (otherwise than-under paragraph (A) above) of equity securities or sale of treasury shares up-to a nominal amount of USD 59,615,311, such power to apply until the end of- next year's AGM (or, if earlier, until the close of business on 8 August-2013) but, in each case, during this period the Company may make offers, and-CONTD | Non-Voting | ||||||||||
CONT | CONTD enter into agreements, which would, or might, require equity securities-to be allotted (and treasury shares to be sold) after the power ends and the-Board may allot equity securities (and sell treasury shares) under any such-offer or agreement as if the power had not ended | Non-Voting | ||||||||||
27 | That the Company be authorised to make market purchases (as defined in the Companies Act 2006) of its ordinary shares of USD 0.50 each provided that: (A) the Company does not purchase more than 238,461,246 shares under this authority; (B) the Company does not pay less for each share (before expenses) than USD 0.50 (or the equivalent in the currency in which the purchase is made, calculated by reference to a spot exchange rate for the purchase of US dollars with such other currency as displayed on the appropriate page of the Reuters screen at or around 11.00am London time on the business day before the day the Company agrees to buy the shares); and (C) the Company does not pay more for each share (before expenses) than five per cent over the average of the middle market prices of the ordinary shares according to the CONTD | Management | For | For | For | |||||||
CONT | CONTD Daily Official List of the London Stock Exchange for the five business-days immediately before the date on which the Company agrees to buy the-shares, such authority to apply until the end of next year's AGM (or, if-earlier, until the close of business on 8 August 2013) but during this period-the Company may agree to purchase shares where the purchase may not be- completed (fully or partly) until after the authority ends and the Company-may make a purchase of ordinary shares in accordance with any such agreement-as if the authority had not ended | Non-Voting | ||||||||||
28 | That the Company be authorised, to make market purchases (as defined in the Companies Act 2006) of up to 477,500 preference shares of USD 5.00 each and up to 195,285,000 preference shares of GBP 1.00 each provided that: (A) the Company does not pay less for each share (before expenses) than the nominal value of the share (or the equivalent in the currency in | Management | For | For | For | |||||||
CONT | which the purchase is made, calculated by reference to the spot exchange rate for the purchase of the currency in which the relevant share is denominated with such other currency as displayed on the appropriate page of the Reuters screen at or around 11.00am London time on the business day before the day the Company agrees to buy the shares); and (B) the Company does not pay more for each share (before expenses) than 25 per cent over the average of the middle market CONTD | |||||||||||
CONT | CONTD prices of such shares according to the Daily Official List of the-London Stock Exchange for the ten business days immediately before the date-on which the Company agrees to buy the shares, such authority to apply until-the end of next year's AGM (or, if earlier, until the close of business on 8-August 2013) but during this period the Company may agree to purchase shares-where the purchase may not be completed (fully or partly) until after the-authority ends and the Company may make a purchase of shares in accordance-with any such agreement as if the authority had not ended | Non-Voting | ||||||||||
29 | That a general meeting other than an annual general meeting may be called on not less than 14 clear days' notice | Management | For | For | For | |||||||
ADIDAS AG, HERZOGENAURACH | ||||||||||||
Security | D0066B185 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | ADS GR | Meeting Date | 10-May-2012 | |||||||||
ISIN | DE000A1EWWW0 | Agenda | 703719661 - Management | |||||||||
Record Date | Holding Recon Date | 08-May-2012 | ||||||||||
City / | Country | FUERTH | / | Germany | Vote Deadline Date | 26-Apr-2012 | ||||||
SEDOL(s) | 4031976 - B0CRJ90 - B0YLQ88 - B5V7PM1 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1. | Presentation of the adopted annual financial statements of adidas AG and of th-e approved consolidated financial statements as of December 31, 2011, of the c-ombined management report of adidas AG and of the adidas Group, the Explanator-y Report of the Executive Board on the Disclosures pursuant to Section 289 Sec-tions 4 and 5, 315 Section 4 German Commercial Code (Handelsgesetzbuch- HGB) a-s well as of the Supervisory Board Report for the 2011 financial year | Non-Voting | ||||||||||
2. | Resolution on the appropriation of retained earnings | Management | For | For | For | |||||||
3. | Resolution on the ratification of the actions of the Executive Board for the 2011 financial year | Management | For | For | For | |||||||
4. | Resolution on the ratification of the actions of the Supervisory Board for the 2011 financial year | Management | For | For | For | |||||||
5. | Resolution on the approval of the compensation system for the members of the Executive Board | Management | For | For | For | |||||||
6.a | Amendment to Article 14 Section 1 of the Articles of Association | Management | For | For | For | |||||||
6.b | Amendment to Article 15 Section 2 sentence 3, Article 15 Section 4 sentence 6, Article 15 Section 5 and Article 15 Section 6 of the Articles of Association | Management | For | For | For | |||||||
7.a | Amendment to Article 20 Section 2 of the Articles of Association (Participlation in the General Meeting) | Management | For | For | For | |||||||
7.b | Amendment to Article 21 Section 2 of the Articles of Association (Voting Rights) | Management | For | For | For | |||||||
8. | Resolution on the amendment of Article 23 (Management Report and Annual Financial Statements, Discharge of the Executive Board and the Supervisory Board) and Article 24 (Capital Surplus) of the Company's Articles of Association | Management | For | For | For | |||||||
9.a | Appointment of the auditor and the Group auditor for the 2012 financial year as well as, if applicable, of the auditor for the review of the first half year financial report: KPMG AG Wirtschaftsprufungsgesellschaft, Berlin, is appointed as auditor of the annual financial statements and the consolidated financial statements for the 2012 financial year | Management | For | For | For | |||||||
9.b | Appointment of the auditor and the Group auditor for the 2012 financial year as well as, if applicable, of the auditor for the review of the first half year financial report: KPMG AG Wirtschaftsprufungsgesellschaft, Berlin, is appointed for the audit review of the financial statements and interim management report for the first six months of the 2012 financial year, if applicable | Management | For | For | For | |||||||
CENTRICA PLC, WINDSOR BERKSHIRE | ||||||||||||
Security | G2018Z143 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | CNA LN | Meeting Date | 11-May-2012 | |||||||||
ISIN | GB00B033F229 | Agenda | 703697966 - Management | |||||||||
Record Date | Holding Recon Date | 09-May-2012 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 04-May-2012 | ||||||
SEDOL(s) | B033F22 - B03HHY0 - B03J9H3 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To receive the Reports and Accounts | Management | For | For | For | |||||||
2 | To approve the Remuneration Report | Management | For | For | For | |||||||
3 | To declare a final dividend | Management | For | For | For | |||||||
4 | To re-appoint Sir Roger Carr | Management | For | For | For | |||||||
5 | To re-appoint Sam Laidlaw | Management | For | For | For | |||||||
6 | To re-appoint Phil Bentley | Management | For | For | For | |||||||
7 | To re-appoint Margherita Della Valle | Management | For | For | For | |||||||
8 | To re-appoint Mary Francis | Management | For | For | For | |||||||
9 | To re-appoint Mark Hanafin | Management | For | For | For | |||||||
10 | To re-appoint Lesley Knox | Management | For | For | For | |||||||
11 | To re-appoint Nick Luff | Management | For | For | For | |||||||
12 | To re-appoint Andrew Mackenzie | Management | For | For | For | |||||||
13 | To re-appoint Ian Meakins | Management | For | For | For | |||||||
14 | To re-appoint Paul Rayner | Management | For | For | For | |||||||
15 | To re-appoint Chris Weston | Management | For | For | For | |||||||
16 | To re-appoint the Auditors: PricewaterhouseCoopers LLP | Management | For | For | For | |||||||
17 | To authorise the Directors to determine the Auditors' remuneration | Management | For | For | For | |||||||
18 | Authority for political donations and political expenditure in the European Union | Management | Against | For | Against | |||||||
19 | Authority to allot shares | Management | Against | For | Against | |||||||
20 | Authority to disapply pre-emption rights | Management | For | For | For | |||||||
21 | Authority to purchase own shares | Management | For | For | For | |||||||
22 | To authorise the directors to continue to operate the Centrica Share Incentive Plan | Management | For | For | For | |||||||
23 | Notice of general meetings | Management | For | For | For | |||||||
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT | ||||||||||||
Security | F31668100 | Meeting Proponent | MIX | |||||||||
Ticker Symbol | EI FP | Meeting Date | 11-May-2012 | |||||||||
ISIN | FR0000121667 | Agenda | 703704595 - Management | |||||||||
Record Date | 07-May-2012 | Holding Recon Date | 07-May-2012 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 30-Apr-2012 | ||||||
SEDOL(s) | 4303761 - 4324375 - 7212477 - B02PS86 - B05L1P9 - B05ML74 - B06GDS0 - B28H1Q9 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
O.1 | Approval of the corporate financial statements for the financial year ended December 31, 2011 | Management | For | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the financial year ended December 31, 2011 | Management | For | For | For | |||||||
O.3 | Allocation of income and setting the dividend | Management | For | For | For | |||||||
O.4 | Renewal of term of Mr. Benoit Bazin as Board member | Management | For | For | For | |||||||
O.5 | Renewal of term of Mr. Antoine Bernard De Saint-Affrique as Board member | Management | For | For | For | |||||||
O.6 | Renewal of term of Mr. Bernard Hours as Board member | Management | For | For | For | |||||||
O.7 | Renewal of term of Mr. Olivier Pecoux as Board member | Management | For | For | For | |||||||
O.8 | Appointment of Mrs. Louise Frechette as Board member | Management | For | For | For | |||||||
O.9 | Authorization to be granted to the Board of Directors to allow the Company to repurchase its own shares | Management | For | For | For | |||||||
E.10 | Authorization to be granted to the Board of Directors to reduce capital by cancellation of treasury shares | Management | For | For | For | |||||||
E.11 | Authorization to be granted to the Board of Directors to increase capital by issuing shares reserved for members of a company savings plan | Management | For | For | For | |||||||
E.12 | Authorization to be granted to the Board of Directors to carry out allocation of free performance shares of the Company | Management | For | For | For | |||||||
E.13 | Authorization to be given to the Board of Directors to grant Company's performance share subscription options | Management | For | For | For | |||||||
E.14 | Overall limitation of authorizations to carry out the allocation of free performance shares of the Company and to grant performance share subscription options | Management | For | For | For | |||||||
E.15 | Delegation of authority granted to the Board of Directors to issue securities providing immediate or future access to capital while maintaining preferential subscription rights | Management | Against | For | Against | |||||||
E.16 | Delegation of authority granted to the Board of Directors to issue securities providing immediate or future access to capital with cancellation of preferential subscription rights with a priority period | Management | For | For | For | |||||||
E.17 | Delegation of authority to be granted to the Board of Directors to increase the amount of issuances of securities providing immediate or future access to capital in case of surplus demands | Management | Against | For | Against | |||||||
E.18 | Delegation of powers to the Board of Directors to issue common shares within the limit of 10% of capital to date, in consideration for in-kind contributions granted to the Company and composed of equity securities or securities providing access to capital | Management | For | For | For | |||||||
E.19 | Overall limitation to issue securities providing immediate or future access to capital with cancellation of preferential subscription rights or reserved for the in-kind contributor | Management | Against | For | Against | |||||||
E.20 | Delegation of authority granted to the Board of Directors to increase share capital by incorporation of reserves, profits, premiums or other amounts which may be capitalized | Management | For | For | For | |||||||
E.21 | Powers to carry out all legal formalities consequential to the decisions of the Ordinary and Extraordinary General Meetings | Management | For | For | For | |||||||
SHIMAMURA CO.,LTD. | ||||||||||||
Security | J72208101 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 8227 JP | Meeting Date | 11-May-2012 | |||||||||
ISIN | JP3358200008 | Agenda | 703755251 - Management | |||||||||
Record Date | 20-Feb-2012 | Holding Recon Date | 20-Feb-2012 | |||||||||
City / | Country | SAITAMA | / | Japan | Vote Deadline Date | 01-May-2012 | ||||||
SEDOL(s) | 6804035 - B02LHR6 | Quick Code | 82270 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Profits | Management | For | For | For | |||||||
2.1 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
2.2 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
2.3 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
2.4 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
3 | Approve Provision of Retirement Allowance for Directors and Corporate Auditors | Management | Against | For | Against | |||||||
COCA-COLA AMATIL LTD | ||||||||||||
Security | Q2594P146 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | CCL AU | Meeting Date | 15-May-2012 | |||||||||
ISIN | AU000000CCL2 | Agenda | 703725260 - Management | |||||||||
Record Date | Holding Recon Date | 11-May-2012 | ||||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 09-May-2012 | ||||||
SEDOL(s) | 5411920 - 6123451 - B01FK58 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
2 | Adoption of Remuneration Report | Management | For | For | For | |||||||
3.a | Re-election of Mr D M Gonski, AC as a Director | Management | For | For | For | |||||||
3.b | Re-election of Mr G J Kelly as a Director | Management | For | For | For | |||||||
3.c | Re-election of Mr M Jansen as a Director | Management | For | For | For | |||||||
4 | Participation by Executive Director in the 2012- 2014 Long Term Incentive Share Rights Plan | Management | For | For | For | |||||||
5 | Participation by Executive Director in Deferred Securities Awards under the Short Term Incentive Plan | Management | For | For | For | |||||||
AEON MALL CO.,LTD. | ||||||||||||
Security | J10005106 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 8905 JP | Meeting Date | 15-May-2012 | |||||||||
ISIN | JP3131430005 | Agenda | 703771659 - Management | |||||||||
Record Date | 20-Feb-2012 | Holding Recon Date | 20-Feb-2012 | |||||||||
City / | Country | CHIBA | / | Japan | Vote Deadline Date | 03-May-2012 | ||||||
SEDOL(s) | 6534202 - B3BGDX1 | Quick Code | 89050 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Amend Articles to: Approve Minor Revisions, Expand Business Lines, Allow Company to Repurchase its Own Shares, Change Fiscal Year End to End of February | Management | For | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | For | |||||||
CHINA MOBILE LIMITED, HONG KONG | ||||||||||||
Security | Y14965100 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 941 HK | Meeting Date | 16-May-2012 | |||||||||
ISIN | HK0941009539 | Agenda | 703690013 - Management | |||||||||
Record Date | 09-May-2012 | Holding Recon Date | 09-May-2012 | |||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 02-May-2012 | ||||||
SEDOL(s) | 5563575 - 6073556 - B01DDV9 - B162JB0 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To receive and consider the audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2011 | Management | For | For | For | |||||||
2 | To declare a final dividend for the year ended 31 December 2011 | Management | For | For | For | |||||||
3.i | To re-elect Mr. Xi Guohua as director of the Company | Management | For | For | For | |||||||
3.ii | To re-elect Mr. Sha Yuejia as director of the Company | Management | For | For | For | |||||||
3.iii | To re-elect Mr. Liu Aili as director of the Company | Management | For | For | For | |||||||
3.iv | To re-elect Mr. Frank Wong Kwong Shing as director of the Company | Management | For | For | For | |||||||
3.v | To re-elect Dr. Moses Cheng Mo Chi as director of the Company | Management | For | For | For | |||||||
4 | To re-appoint Messrs. KPMG as auditors and to authorise the directors of the Company to fix their remuneration | Management | For | For | For | |||||||
5 | To give a general mandate to the directors of the Company to repurchase shares in the Company not exceeding 10% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 5 as set out in the AGM Notice | Management | For | For | For | |||||||
6 | To give a general mandate to the directors of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 6 as set out in the AGM Notice | Management | Against | For | Against | |||||||
7 | To extend the general mandate granted to the directors of the Company to issue, allot and deal with shares by the number of shares repurchased in accordance with ordinary resolution number 7 as set out in the AGM Notice | Management | For | For | For | |||||||
BG GROUP PLC | ||||||||||||
Security | G1245Z108 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | BG/ LN | Meeting Date | 16-May-2012 | |||||||||
ISIN | GB0008762899 | Agenda | 703702957 - Management | |||||||||
Record Date | Holding Recon Date | 14-May-2012 | ||||||||||
City / | Country | TBD | / | United Kingdom | Vote Deadline Date | 09-May-2012 | ||||||
SEDOL(s) | 0876289 - 5845455 - B02S6T2 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | |||||||
2 | Approve Remuneration Report | Management | For | For | For | |||||||
3 | Approve Final Dividend | Management | For | For | For | |||||||
4 | Elect Vivienne Cox as Director | Management | For | For | For | |||||||
5 | Elect Chris Finlayson as Director | Management | For | For | For | |||||||
6 | Elect Andrew Gould as Director | Management | For | For | For | |||||||
7 | Re-elect Peter Backhouse as Director | Management | For | For | For | |||||||
8 | Re-elect Fabio Barbosa as Director | Management | For | For | For | |||||||
9 | Re-elect Sir Frank Chapman as Director | Management | For | For | For | |||||||
10 | Re-elect Baroness Hogg as Director | Management | For | For | For | |||||||
11 | Re-elect Dr John Hood as Director | Management | For | For | For | |||||||
12 | Re-elect Martin Houston as Director | Management | For | For | For | |||||||
13 | Re-elect Caio Koch-Weser as Director | Management | For | For | For | |||||||
14 | Re-elect Sir David Manning as Director | Management | For | For | For | |||||||
15 | Re-elect Mark Seligman as Director | Management | For | For | For | |||||||
16 | Re-elect Patrick Thomas as Director | Management | For | For | For | |||||||
17 | Re-elect Philippe Varin as Director | Management | For | For | For | |||||||
18 | Re-appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For | For | |||||||
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For | For | |||||||
20 | Approve EU Political Donations and Expenditure | Management | For | For | For | |||||||
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | Against | For | Against | |||||||
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For | For | |||||||
23 | Authorise Market Purchase | Management | For | For | For | |||||||
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For | For | |||||||
HSBC HLDGS PLC | ||||||||||||
Security | G4634U169 | Meeting Proponent | Other Meeting | |||||||||
Ticker Symbol | HSBA LN | Meeting Date | 21-May-2012 | |||||||||
ISIN | GB0005405286 | Agenda | 703827343 - Management | |||||||||
Record Date | Holding Recon Date | 17-May-2012 | ||||||||||
City / | Country | HONG KONG | / | United Kingdom | Vote Deadline Date | 09-May-2012 | ||||||
SEDOL(s) | 0540528 - 0560582 - 2367543 - 4097279 - 5722592 - 6153221 - 6158163 - 6165464 - B00JZT0 - B2NSSQ6 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
CMMT | THIS AN INFORMATION ONLY MEETING FOR HK REGISTERED HOLDERS. | Non-Voting | ||||||||||
1 | To discuss the 2011 results and other matters of interest | Non-Voting | ||||||||||
SAP AG, WALLDORF/BADEN | ||||||||||||
Security | D66992104 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | SAP GR | Meeting Date | 23-May-2012 | |||||||||
ISIN | DE0007164600 | Agenda | 703727430 - Management | |||||||||
Record Date | 30-Apr-2012 | Holding Recon Date | 30-Apr-2012 | |||||||||
City / | Country | MANNHEIM | / | Germany | Vote Deadline Date | 14-May-2012 | ||||||
SEDOL(s) | 4616889 - 4846288 - 4882185 - B02NV69 - B115107 - B23V638 - B4KJM86 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1. | Presentation of the adopted annual financial statements and the approved group-financial statements, the combined management report and group management rep-ort of SAP AG, including the Executive Board's explanatory notes relating to t-he information provided pursuant to Sections 289 (4) and (5) and 315 (4) of th-e Commercial Code (HGB), and the Supervisory Board's report, each for fiscal y-ear 2011 | Non-Voting | ||||||||||
2. | Resolution on the appropriation of the retained earnings of fiscal year 2011 | Management | For | For | For | |||||||
3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2011 | Management | For | For | For | |||||||
4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2011 | Management | For | For | For | |||||||
5. | Resolution on the approval of the system of Executive Board compensation | Management | For | For | For | |||||||
6. | Appointment of the auditors of the financial statements and group financial statements for fiscal year 2012 : Following a corresponding recommendation by the audit committee, the Supervisory Board proposes that KPMG AG Wirtschaftsprufungsgesellschaft, Berlin, Germany, be appointed auditors of the financial statements and group financial statements for fiscal year 2012 | Management | For | For | For | |||||||
7.a | Election of new member to the Supervisory Board: Prof. Dr. h. c. mult. Hasso Plattner | Management | For | For | For | |||||||
7.b | Election of new member to the Supervisory Board: Pekka Ala-Pietila | Management | For | For | For | |||||||
7.c | Election of new member to the Supervisory Board: Prof. Anja Feldmann, Ph.D | Management | For | For | For | |||||||
7.d | Election of new member to the Supervisory Board: Prof. Dr. Wilhelm Haarmann | Management | For | For | For | |||||||
7.e | Election of new member to the Supervisory Board: Bernard Liautaud | Management | For | For | For | |||||||
7.f | Election of new member to the Supervisory Board: Dr. h. c. Hartmut Mehdorn | Management | For | For | For | |||||||
7.g | Election of new member to the Supervisory Board: Dr. Erhard Schipporeit | Management | For | For | For | |||||||
7.h | Election of new member to the Supervisory Board: Prof. Dr.-Ing. Dr.-Ing. E. h. Klaus Wucherer | Management | For | For | For | |||||||
8. | Resolution on the cancellation of Contingent Capital III and Contingent Capital IIIa and the corresponding amendment of Section 4 of the Articles of Incorporation, as well as other amendments to Sections 4, 19 and 23 of the Articles of Incorporation | Management | For | For | For | |||||||
HSBC HLDGS PLC | ||||||||||||
Security | G4634U169 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | HSBA LN | Meeting Date | 25-May-2012 | |||||||||
ISIN | GB0005405286 | Agenda | 703681925 - Management | |||||||||
Record Date | Holding Recon Date | 23-May-2012 | ||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 16-May-2012 | ||||||
SEDOL(s) | 0540528 - 0560582 - 2367543 - 4097279 - 5722592 - 6153221 - 6158163 - 6165464 - B00JZT0 - B2NSSQ6 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To receive the Annual Report and Accounts 2011 | Management | For | For | For | |||||||
2 | To approve the Directors' Remuneration Report for 2011 | Management | For | For | For | |||||||
3.a | To re-elect S A Catz a Director | Management | For | For | For | |||||||
3.b | To re-elect L M L Cha a Director | Management | For | For | For | |||||||
3.c | To re-elect M K T Cheung a Director | Management | For | For | For | |||||||
3.d | To re-elect J D Coombe a Director | Management | For | For | For | |||||||
3.e | To elect J Faber a Director | Management | For | For | For | |||||||
3.f | To re-elect R A Fairhead a Director | Management | For | For | For | |||||||
3.g | To re-elect D J Flint a Director | Management | For | For | For | |||||||
3.h | To re-elect A A Flockhart a Director | Management | For | For | For | |||||||
3.i | To re-elect S T Gulliver a Director | Management | For | For | For | |||||||
3.j | To re-elect J W J Hughes-Hallett a Director | Management | For | For | For | |||||||
3.k | To re-elect W S H Laidlaw a Director | Management | For | For | For | |||||||
3.l | To elect J P Lipsky a Director | Management | For | For | For | |||||||
3.m | To re-elect J R Lomax a Director | Management | For | For | For | |||||||
3.n | To re-elect I J Mackay a Director | Management | For | For | For | |||||||
3.o | To re-elect N R N Murthy a Director | Management | For | For | For | |||||||
3.p | To re-elect Sir Simon Robertson a Director | Management | For | For | For | |||||||
3.q | To re-elect J L Thornton a Director | Management | For | For | For | |||||||
4 | To reappoint KPMG Audit Plc as Auditor at remuneration to be determined by the Group Audit Committee | Management | For | For | For | |||||||
5 | To authorise the Directors to allot shares | Management | Against | For | Against | |||||||
6 | To disapply pre-emption rights | Management | For | For | For | |||||||
7 | To authorise the Company to purchase its own ordinary shares | Management | For | For | For | |||||||
8 | To authorise the Directors to offer a scrip dividend alternative | Management | For | For | For | |||||||
9 | To approve general meetings (other than annual general meetings) being called on 14 clear days' notice | Management | For | For | For | |||||||
CHINA SHENHUA ENERGY COMPANY LTD | ||||||||||||
Security | Y1504C113 | Meeting Proponent | Class Meeting | |||||||||
Ticker Symbol | 1088 HK | Meeting Date | 25-May-2012 | |||||||||
ISIN | CNE1000002R0 | Agenda | 703713215 - Management | |||||||||
Record Date | 24-Apr-2012 | Holding Recon Date | 24-Apr-2012 | |||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 11-May-2012 | ||||||
SEDOL(s) | B09N7M0 - B0CCG94 - B1BJQZ9 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseas-listed foreign invested shares (H shares):- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but CONTD | Management | For | For | For | |||||||
CONT | CONTD will not be required to seek shareholders' approval at class meetings-of domestic share (A share) shareholders or overseas-listed foreign invested-share (H share) shareholders. (2) approve a general mandate to the board of- directors to, by reference to market conditions and in accordance with needs-of the Company, to repurchase overseas-listed foreign invested shares (H-shares) not exceeding 10% of the number of overseas-listed foreign invested- shares (H shares) in issue at the time when this resolution is passed at-annual general meeting and the relevant resolutions are passed at class- meetings of shareholders. (3) the board of directors be authorised to-(including but not limited to the following):- (i) formulate and implement-detailed repurchase plan, including but not limited to repurchase price,-number of CONTD | Non-Voting | ||||||||||
CONT | CONTD shares to repurchase, time of repurchase and period of repurchase etc;-(ii) notify creditors in accordance with the PRC Company Law and articles of-association of the Company; (iii) open overseas share accounts and to carry-out related change of foreign exchange registration procedures; (iv) carry-out relevant approval procedures required by regulatory authorities and-venues in which the Company is listed, and to carry out filings with the-China Securities Regulatory Commission; (v) carry out cancelation procedures-for repurchased shares, decrease registered capital, and to make- corresponding amendments to the articles of association of the Company-relating to share capital and shareholdings etc, and to carry out statutory-registrations and filings within and outside China; (vi) approve and execute,-on behalf of CONTD | Non-Voting | ||||||||||
CONT | CONTD the Company, documents and matters related to share repurchase. The-above general mandate will expire on the earlier of ("Relevant Period"):- (a)-the conclusion of the annual general meeting of the Company for 2012; (b) the-expiration of a period of twelve months following the passing of this special-resolution at the annual general meeting for 2011, the first A shareholders'-class meeting in 2012 and the first H shareholders' class meeting in 2012; or-(c) the date on which the authority conferred by this special resolution is-revoked or varied by a special resolution of shareholders at a general- meeting, or a special resolution of shareholders at a class meeting of-domestic share (A share) shareholders or a class meeting of overseas- listed-foreign invested share (H share) shareholders, except where the board of-CONTD | Non-Voting | ||||||||||
CONT | CONTD directors has resolved to repurchase domestic shares (A shares) or-overseas-listed foreign invested shares (H shares) during the Relevant Period-and the share repurchase is to be continued or implemented after the Relevant- Period | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | ||||||||||
CNOOC LTD | ||||||||||||
Security | Y1662W117 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 883 HK | Meeting Date | 25-May-2012 | |||||||||
ISIN | HK0883013259 | Agenda | 703719065 - Management | |||||||||
Record Date | 21-May-2012 | Holding Recon Date | 21-May-2012 | |||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 11-May-2012 | ||||||
SEDOL(s) | B00G0S5 - B016D18 - B05QZJ6 - B16TB15 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | ||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/sehk/ 2012/0412/LTN20120412018.pdf | Non-Voting | ||||||||||
A.1 | To receive and consider the audited Statement of Accounts together with the Report of the Directors and Independent Auditors' Report thereon for the year ended 31 December 2011 | Management | For | For | For | |||||||
A.2 | To declare a final dividend for the year ended 31 December 2011 | Management | For | For | For | |||||||
A.3 | To re-elect Mr. Wu Guangqi as an executive director of the Company | Management | For | For | For | |||||||
A.4 | To re-elect Mr. Wu Zhenfang as a non- executive director of the Company | Management | For | For | For | |||||||
A.5 | To re-elect Mr. Tse Hau Yin, Aloysius as an independent non- executive director of the Company | Management | For | For | For | |||||||
A.6 | To authorise the Board of Directors to fix the remuneration of each of the Directors | Management | For | For | For | |||||||
A.7 | To re-appoint the Company's independent auditors and to authorise the Board of Directors to fix their remuneration | Management | For | For | For | |||||||
B.1 | To grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share capital of the Company in issue as at the date of passing of this resolution | Management | For | For | For | |||||||
B.2 | To grant a general mandate to the Directors to issue, allot and deal with additional shares in the capital of the Company not exceeding 20% of the share capital of the Company in issue as at the date of passing of this resolution | Management | Against | For | Against | |||||||
B.3 | To extend the general mandate granted to the Directors to issue, allot and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceed 10% of the share capital of the Company in issue as at the date of passing of this resolution | Management | For | For | For | |||||||
CHINA SHENHUA ENERGY COMPANY LTD | ||||||||||||
Security | Y1504C113 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 1088 HK | Meeting Date | 25-May-2012 | |||||||||
ISIN | CNE1000002R0 | Agenda | 703777411 - Management | |||||||||
Record Date | 24-Apr-2012 | Holding Recon Date | 24-Apr-2012 | |||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 11-May-2012 | ||||||
SEDOL(s) | B09N7M0 - B0CCG94 - B1BJQZ9 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To consider and, if thought fit, to approve the report of the board of directors of the Company for the year ended 31 December 2011 | Management | For | For | For | |||||||
2 | To consider and, if thought fit, to approve the report of the board of supervisors of the Company for the year ended 31 December 2011 | Management | For | For | For | |||||||
3 | To consider and, if thought fit, to approve the audited financial statements of the Company for the year ended 31 December 2011 | Management | For | For | For | |||||||
4 | To consider and, if thought fit, to approve the Company's profit distribution plan for the year ended 31 December 2011: i.e. final dividend for the year ended 31 December 2011 in the amount of RMB0.90 per share (inclusive of tax) be declared and distributed, the aggregate amount of which is approximately RMB17,901 million, and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen to implement the above mentioned profit distribution plan and to deal with matters in relation to tax with-holding as required by relevant laws, regulations and regulatory authorities | Management | For | For | For | |||||||
5 | To consider and, if thought fit, to approve the remuneration of the di rec tor s and supervi sor s of the Company for the year ended 31 December 2011: i.e. aggregate remuneration of the executive directors is in the amount of RMB1,710,428.04; aggregate remunerat ion of the non-executive directors is in the amount of RMB1,350,000.00, of which the aggregate remuneration of the independent non-executive | Management | For | For | For | |||||||
CONT | directors is in the amount of RMB1,350,000.00, the non-executive directors (other than the independent non-executive directors) are remunerated by Shenhua Group Corporation Limited and are not remunerated by the Company in cash; remuneration of the supervisors is in the amount of RMB1,361,449.34 | |||||||||||
6 | To consider and, if thought fit, to approve the re- appointment of external auditors of the Company for 2012: i.e. re-appointment of KPMG Huazhen and KPMG as the PRC and international auditors respectively of the Company for 2012, the term of such re-appointment shall continue until the next annual general meeting, and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo, Mr. Ling Wen and Mr. Gong Huazhang all being directors of the Company, to determine their remuneration | Management | For | For | For | |||||||
7 | To consider and, if thought fit, to approve the amendments to the Rules of Procedure of Board Meeting of the Company, (details of which are set out in the circular of the Company dated 5 April 2012), and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the Company, to, after passing of this resolution, carry out further amendments to the Rules of Procedure of Board Meeting of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time | Management | For | For | For | |||||||
8 | To consider and, if thought fit, to approve the amendments to the Related Party Transactions Decision Making Rules of the Company, (details of which are set out in the circular of the Company dated 5 April 2012), and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the Company, to, after passing of this resolution, carry out further amendments to the Related Party Transactions Decision Making Rules of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time | Management | For | For | For | |||||||
9 | To consider and, if thought fit, to approve the appointment of Mr. Kong Dong as a director of the second session of the board of directors of the Company and as a non-executive director of the Company | Management | For | For | For | |||||||
10 | To consider and, if thought fit, to approve the appointment of Mr. Chen Hongsheng as a director of the second session of the board of directors of the Company and as a non-executive director of the Company | Management | For | For | For | |||||||
11 | To consider and, if thought fit, to approve the amendments to the Articles of Association of the Company (details of which are set out in the circular of the Company dated 5 April 2012), and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the Company, to, after | Management | For | For | For | |||||||
CONT | passing of this resolution, carry out further amendments to the Articles of Association of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time in the course of filing the Articles of Association with such regulatory authorities | |||||||||||
12 | To consider and, if thought fit, to:- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to allot, issue and deal with, either separately or concurrently, additional domestic shares (A shares) and overseas-listed foreign invested shares (H shares) not exceeding 20% of each of the number of domestic shares (A shares) and the number of overseaslisted foreign invested shares (H shares) in issue at the time of passing this resolution at annual general meeting. Pursuant to PRC laws and regulations, the Company will seek further approval from its shareholders in general meeting for each issuance of domestic shares (A shares) even where this general mandate is approved. (2) the board of directors be authorised to (including but not limited to the following):-(i) formulate and implement detailed issuance plan, including but not limited to the class of shares to be issued, pricing mechanism and/or issuance price (including price range), number of shares to be issued, allottees and use of proceeds, time of issuance, period of issuance and whether to issue shares to existing shareholders; (ii) approve and execute, on behalf of the Company, agreements related to share issuance, including but not limited to underwriting agreement and engagement agreements of professional advisers; (iii) approve and execute, on behalf of the Company, documents related to share issuance for submission to regulatory authorities, and to carry out approval procedures required by regulatory authorities and venues in which the Company is listed; (iv) amend, as required by regulatory authorities within or outside China, agreements and statutory documents referred to in (ii) and (iii) above; (v) engage the services of professional advisers for share issuance related matters, and to approve and execute all acts, deeds, documents or other matters necessary, appropriate or required for share issuance; (vi) increase the registered capital of the Company after share issuance, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China. The above general mandate will expire on the earlier of ("Relevant Period"):-(a) the conclusion of the annual general meeting of the Company for 2012; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2011; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of | Management | Against | For | Against | |||||||
CONT | shareholders at a general meeting, except where the board of directors has resolved to issue domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share issuance is to be continued or implemented after the Relevant Period | |||||||||||
13 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseas-listed foreign invested shares (H shares):-(1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but will not be required to seek shareholders' approval at class meetings of domestic share (A share) shareholders or overseas-listed foreign invested share (H share) shareholders. (2) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase overseas-listed foreign invested shares (H shares) not exceeding 10% of the number of overseas-listed foreign invested shares (H shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. (3) the board of directors be authorised to (including but not limited to the following):-(i) formulate and implement detailed repurchase plan, including but not limited to repurchase price, number of shares to repurchase, time of repurchase and period of repurchase etc; (ii) notify creditors in accordance with the PRC Company Law and articles of association of the Company; (iii) open overseas share accounts and to carry out related change of foreign exchange registration procedures; (iv) carry out relevant approval procedures required by regulatory authorities and venues in which the Company is listed, and to carry out filings with the China Securities Regulatory Commission; (v) carry out cancelation procedures for repurchased shares, decrease registered capital, and to make corresponding amendments to the articles of association of the Company relating to share capital and shareholdings etc, and to carry out statutory registrations and filings within and outside China; (vi) approve and execute, on behalf of the Company, document s and mat t e r s related to share repurchase. The above general mandate will expire on the earlier of ("Relevant Period"):- | Management | For | For | For | |||||||
CONT | (a) the conclusion of the annual general meeting of the Company for 2012; (b) the expiration of a period of twelve months following the passing of this special resolution at the annual general meeting for 2011, the first A shareholders' class meeting in 2012 and the first H shareholders' class meeting in 2012; or (c) the date on which the authority conferred by this special resolution is revoked or varied by a special resolution of shareholders at a general meeting, or a special resolution of shareholders at a class meeting of domestic share (A share) shareholders or a class meeting of overseas-listed foreign invested share (H share) shareholders, except where the board of directors has resolved to repurchase domestic shares (A shares) or overseas-listed foreign invested shares (H shares) during the Relevant Period and the share repurchase is to be continued or implemented after the Relevant Period | |||||||||||
VALLOUREC USINES A TUBES DE LORRAINE ESCAUT ET VAL | �� | |||||||||||
Security | F95922104 | Meeting Proponent | MIX | |||||||||
Ticker Symbol | VK FP | Meeting Date | 31-May-2012 | |||||||||
ISIN | FR0000120354 | Agenda | 703727923 - Management | |||||||||
Record Date | 25-May-2012 | Holding Recon Date | 25-May-2012 | |||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 18-May-2012 | ||||||
SEDOL(s) | 4926447 - 5014255 - B030R61 - B197DR6 - B1980P6 - B19CQ83 - B28N1M3 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
O.1 | Approval of the statutory financial statements for the 2011 financial year | Management | For | For | For | |||||||
O.2 | Approval of the consolidated financial statements for the 2011 financial year | Management | For | For | For | |||||||
O.3 | Allocation of the net profit for the 2011 financial year and setting of the dividend at EUR 1.30 per share | Management | For | For | For | |||||||
O.4 | Option to receive payment of the dividend in shares | Management | For | For | For | |||||||
O.5 | Renewal of the term of office of KPMG S.A. as statutory auditor | Management | For | For | For | |||||||
O.6 | Appointment of KPMG AUDIT IS as alternate auditor to KPMG S.A | Management | For | For | For | |||||||
O.7 | Renewal of the term of office of Deloitte & Associes as statutory auditor | Management | For | For | For | |||||||
O.8 | Renewal of the mandate of BEAS as alternate auditor to Deloitte & Associes | Management | For | For | For | |||||||
O.9 | Renewal of the term of office of Jean-Francois Cirelli as a member of the Supervisory Board | Management | For | For | For | |||||||
O.10 | Renewal of the term of office of Edward G. Krubasik as a member of the Supervisory Board | Management | For | For | For | |||||||
O.11 | Appointment of Olivier Bazil as a member of the Supervisory Board | Management | For | For | For | |||||||
O.12 | Appointment of Jose Carlos Grubisich as a member of the Supervisory Board | Management | For | For | For | |||||||
O.13 | Authorisation for the Management Board to trade in the Company's own shares | Management | For | For | For | |||||||
E.14 | Authorisation to be given to the Management Board to grant stock options | Management | For | For | For | |||||||
E.15 | Delegation of authority to the Management Board to issue shares and/or securities giving access to the capital of the Company, reserved for members of savings schemes, with the cancellation of preferential subscription rights in their favour | Management | For | For | For | |||||||
E.16 | Delegation of authority to the Management Board to issue shares and/or securities giving access to the capital of the Company, reserved for employees of Vallourec companies outside France (and those with similar rights in accordance with Article L.3332-2 of the French Labour Code) excluding company savings schemes, with the cancellation of preferential subscription rights in their favour | Management | For | For | For | |||||||
E.17 | Delegation of authority to the Management Board to issue shares and/or securities giving access to the capital of the Company, reserved for credit institutions or any entity, whether or not incorporated as a legal entity, whose sole object is to subscribe for, hold and sell the Company's shares or other financial instruments within the scope of an operation reserved for employees, with the cancellation of preferential subscription rights | Management | For | For | For | |||||||
E.18 | Authorisation to be given to the Management Board to allocate existing shares free of charge, or to issue new shares to subscribers to an employee share ownership offering implemented within Group companies located outside France, or to some of them, pursuant to the fifteenth and/or sixteenth resolution(s) | Management | For | For | For | |||||||
E.19 | Authorisation for the Management Board to proceed with the allocation of performance shares | Management | For | For | For | |||||||
E.20 | Powers to undertake formalities | Management | For | For | For | |||||||
HONG KONG & CHINA GAS CO LTD | ||||||||||||
Security | Y33370100 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 3 HK | Meeting Date | 05-Jun-2012 | |||||||||
ISIN | HK0003000038 | Agenda | 703754831 - Management | |||||||||
Record Date | 31-May-2012 | Holding Recon Date | 31-May-2012 | |||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 22-May-2012 | ||||||
SEDOL(s) | 2436090 - 5793907 - 6436557 - B01JC09 - B16TW12 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To receive and consider the audited accounts for the financial year ended 31st December 2011 and the reports of the Directors and Auditor thereon | Management | For | For | For | |||||||
2 | To declare a final dividend and a special dividend | Management | For | For | For | |||||||
3.I | To re-elect Mr. Lee Ka Kit as Director | Management | For | For | For | |||||||
3.II | To re-elect Mr. Lee Ka Shing as Director | Management | For | For | For | |||||||
3.III | To re-elect Professor Poon Chung Kwong as Director | Management | For | For | For | |||||||
3.IV | To re-elect Mr. James Kwan Yuk Choi as Director | Management | For | For | For | |||||||
4 | To re-appoint PricewaterhouseCoopers as Auditor and to authorise the Directors to fix its remuneration | Management | For | For | For | |||||||
5.I | To approve the issue of Bonus Shares | Management | For | For | For | |||||||
5.II | To approve the renewal of the general mandate to the Directors for repurchase of Shares | Management | For | For | For | |||||||
5.III | To approve the renewal of the general mandate to the Directors for the issue of additional Shares | Management | Against | For | Against | |||||||
5.IV | To authorise the Directors to allot, issue or otherwise deal with additional Shares equal to the number of Shares repurchased under Resolution 5(II) | Management | For | For | For | |||||||
KEYENCE CORPORATION | ||||||||||||
Security | J32491102 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 6861 JP | Meeting Date | 13-Jun-2012 | |||||||||
ISIN | JP3236200006 | Agenda | 703863565 - Management | |||||||||
Record Date | 20-Mar-2012 | Holding Recon Date | 20-Mar-2012 | |||||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 01-Jun-2012 | ||||||
SEDOL(s) | 5998735 - 6490995 - B02HPZ8 | Quick Code | 68610 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2 | Amend Articles to: Change Fiscal Year End to June 20 for the 41st Financial Year, and Set the 41st Financial Year for Three months from March 21st, 2012 and the 42nd Financial Year for 9 months from June 21st, 2012 | Management | For | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | For | |||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
5 | Appoint a Substitute Corporate Auditor | Management | For | For | For | |||||||
WM MORRISON SUPERMARKETS PLC, BRADFORD | ||||||||||||
Security | G62748119 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | MRW LN | Meeting Date | 14-Jun-2012 | |||||||||
ISIN | GB0006043169 | Agenda | 703820084 - Management | |||||||||
Record Date | Holding Recon Date | 12-Jun-2012 | ||||||||||
City / | Country | BRADFORD | / | United Kingdom | Vote Deadline Date | 06-Jun-2012 | ||||||
SEDOL(s) | 0604316 - 5847978 - B020KF2 - B1BJV87 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To receive and consider the Directors' report and audited financial statements for the 52 weeks ended 29 January 2012 | Management | For | For | For | |||||||
2 | To approve the Directors' remuneration report for the 52 weeks ended 29 January 2012 | Management | For | For | For | |||||||
3 | To declare a final dividend | Management | For | For | For | |||||||
4 | To re-elect Sir Ian Gibson | Management | For | For | For | |||||||
5 | To re-elect Dalton Philips | Management | For | For | For | |||||||
6 | To re-elect Richard Pennycook | Management | For | For | For | |||||||
7 | To re-elect Philip Cox | Management | For | For | For | |||||||
8 | To re-elect Penny Hughes | Management | For | For | For | |||||||
9 | To re-elect Nigel Robertson | Management | For | For | For | |||||||
10 | To re-elect Johanna Waterous | Management | For | For | For | |||||||
11 | To re-appoint KPMG Audit Plc as auditors of the Company | Management | For | For | For | |||||||
12 | To authorise the Directors to fix the remuneration of the auditors | Management | For | For | For | |||||||
13 | To authorise the Company to make market purchases of the Company's shares | Management | For | For | For | |||||||
14 | To authorise the Directors to allot securities | Management | Against | For | Against | |||||||
15 | To authorise the Directors to allot securities otherwise than in accordance with s.561 Companies Act 2006 | Management | For | For | For | |||||||
16 | To approve the shortening of the period of notice for a General Meeting | Management | For | For | For | |||||||
KOMATSU LTD. | ||||||||||||
Security | J35759125 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 6301 JP | Meeting Date | 20-Jun-2012 | |||||||||
ISIN | JP3304200003 | Agenda | 703855164 - Management | |||||||||
Record Date | 31-Mar-2012 | Holding Recon Date | 31-Mar-2012 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 11-Jun-2012 | ||||||
SEDOL(s) | 5581533 - 6496584 - B01DLC6 - B170KV0 | Quick Code | 63010 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
Please reference meeting materials. | Non-Voting | |||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
4 | Approve Payment of Bonuses to Directors | Management | For | For | For | |||||||
5 | Amend the Compensation to be received by Corporate Auditors | Management | For | For | For | |||||||
6 | Giving the Board of Directors the Authority to Issue Stock Acquisition Rights as Stock-Based Remuneration to Employees of the Company and Directors of Major Subsidiaries of the Company | Management | For | For | For | |||||||
HOYA CORPORATION | ||||||||||||
Security | J22848105 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 7741 JP | Meeting Date | 20-Jun-2012 | |||||||||
ISIN | JP3837800006 | Agenda | 703862715 - Management | |||||||||
Record Date | 31-Mar-2012 | Holding Recon Date | 31-Mar-2012 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 18-Jun-2012 | ||||||
SEDOL(s) | 5689374 - 6441506 - B02GXJ5 | Quick Code | 77410 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1.1 | Appoint a Director | Management | For | For | For | |||||||
1.2 | Appoint a Director | Management | For | For | For | |||||||
1.3 | Appoint a Director | Management | For | For | For | |||||||
1.4 | Appoint a Director | Management | For | For | For | |||||||
1.5 | Appoint a Director | Management | For | For | For | |||||||
1.6 | Appoint a Director | Management | For | For | For | |||||||
1.7 | Appoint a Director | Management | For | For | For | |||||||
DENSO CORPORATION | ||||||||||||
Security | J12075107 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 6902 JP | Meeting Date | 20-Jun-2012 | |||||||||
ISIN | JP3551500006 | Agenda | 703882438 - Management | |||||||||
Record Date | 31-Mar-2012 | Holding Recon Date | 31-Mar-2012 | |||||||||
City / | Country | AICHI | / | Japan | Vote Deadline Date | 08-Jun-2012 | ||||||
SEDOL(s) | 5734694 - 6640381 - B021NW3 | Quick Code | 69020 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | For | |||||||
2.14 | Appoint a Director | Management | For | For | For | |||||||
3 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | For | |||||||
HONDA MOTOR CO.,LTD. | ||||||||||||
Security | J22302111 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 7267 JP | Meeting Date | 21-Jun-2012 | |||||||||
ISIN | JP3854600008 | Agenda | 703859174 - Management | |||||||||
Record Date | 31-Mar-2012 | Holding Recon Date | 31-Mar-2012 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 07-Jun-2012 | ||||||
SEDOL(s) | 0435141 - 4435482 - 5326273 - 6435145 - B02F0P7 - B247ZM7 | Quick Code | 72670 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2 | Amend Articles to: Adopt Reduction of Liability System for All Directors and All Corporate Auditors | Management | Against | For | Against | |||||||
3.1 | Appoint a Director | Management | For | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | For | |||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
TOKIO MARINE HOLDINGS,INC. | ||||||||||||
Security | J86298106 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 8766 JP | Meeting Date | 25-Jun-2012 | |||||||||
ISIN | JP3910660004 | Agenda | 703882630 - Management | |||||||||
Record Date | 31-Mar-2012 | Holding Recon Date | 31-Mar-2012 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 21-Jun-2012 | ||||||
SEDOL(s) | 6513126 - B0BWH36 - B11FD23 | Quick Code | 87660 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | For | |||||||
INPEX CORPORATION | ||||||||||||
Security | J2467E101 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 1605 JP | Meeting Date | 26-Jun-2012 | |||||||||
ISIN | JP3294460005 | Agenda | 703882147 - Management | |||||||||
Record Date | 31-Mar-2012 | Holding Recon Date | 31-Mar-2012 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 24-Jun-2012 | ||||||
SEDOL(s) | B10RB15 - B128D43 - B1446T5 | Quick Code | 16050 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2 | Amend Articles to: Reduce Term of Office of Directors to One Year | Management | For | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | For | |||||||
3.3 | Appoint a Director | Management | For | For | For | |||||||
3.4 | Appoint a Director | Management | For | For | For | |||||||
3.5 | Appoint a Director | Management | For | For | For | |||||||
3.6 | Appoint a Director | Management | For | For | For | |||||||
3.7 | Appoint a Director | Management | For | For | For | |||||||
3.8 | Appoint a Director | Management | For | For | For | |||||||
3.9 | Appoint a Director | Management | For | For | For | |||||||
3.10 | Appoint a Director | Management | For | For | For | |||||||
3.11 | Appoint a Director | Management | For | For | For | |||||||
3.12 | Appoint a Director | Management | For | For | For | |||||||
3.13 | Appoint a Director | Management | For | For | For | |||||||
3.14 | Appoint a Director | Management | For | For | For | |||||||
3.15 | Appoint a Director | Management | For | For | For | |||||||
3.16 | Appoint a Director | Management | For | For | For | |||||||
4 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | For | |||||||
DAITO TRUST CONSTRUCTION CO.,LTD. | ||||||||||||
Security | J11151107 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 1878 JP | Meeting Date | 27-Jun-2012 | |||||||||
ISIN | JP3486800000 | Agenda | 703873883 - Management | |||||||||
Record Date | 31-Mar-2012 | Holding Recon Date | 31-Mar-2012 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 25-Jun-2012 | ||||||
SEDOL(s) | 6250508 - B050736 - B2N85R6 | Quick Code | 18780 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | For | |||||||
3.1 | Appoint a Director | Management | For | For | For | |||||||
3.2 | Appoint a Director | Management | For | For | For | |||||||
4 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
DAIKIN INDUSTRIES,LTD. | ||||||||||||
Security | J10038115 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 6367 JP | Meeting Date | 28-Jun-2012 | |||||||||
ISIN | JP3481800005 | Agenda | 703882274 - Management | |||||||||
Record Date | 31-Mar-2012 | Holding Recon Date | 31-Mar-2012 | |||||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 18-Jun-2012 | ||||||
SEDOL(s) | 5674518 - 6250724 - B1DL5K1 | Quick Code | 63670 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | For | |||||||
5 | Approve Payment of Bonuses to Directors | Management | For | For | For | |||||||
MITSUBISHI ESTATE COMPANY,LIMITED | ||||||||||||
Security | J43916113 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 8802 JP | Meeting Date | 28-Jun-2012 | |||||||||
ISIN | JP3899600005 | Agenda | 703888719 - Management | |||||||||
Record Date | 31-Mar-2012 | Holding Recon Date | 31-Mar-2012 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 18-Jun-2012 | ||||||
SEDOL(s) | 5271113 - 6596729 - B02JCZ3 - B175XJ4 | Quick Code | 88020 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | For | |||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
3.3 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
FANUC CORPORATION | ||||||||||||
Security | J13440102 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 6954 JP | Meeting Date | 28-Jun-2012 | |||||||||
ISIN | JP3802400006 | Agenda | 703892744 - Management | |||||||||
Record Date | 31-Mar-2012 | Holding Recon Date | 31-Mar-2012 | |||||||||
City / | Country | YAMANASHI | / | Japan | Vote Deadline Date | 14-Jun-2012 | ||||||
SEDOL(s) | 5477557 - 6356934 - B022218 - B16TB93 | Quick Code | 69540 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | For | |||||||
2.10 | Appoint a Director | Management | For | For | For | |||||||
2.11 | Appoint a Director | Management | For | For | For | |||||||
2.12 | Appoint a Director | Management | For | For | For | |||||||
2.13 | Appoint a Director | Management | For | For | For | |||||||
2.14 | Appoint a Director | Management | For | For | For | |||||||
2.15 | Appoint a Director | Management | For | For | For | |||||||
2.16 | Appoint a Director | Management | For | For | For | |||||||
3 | Appoint a Corporate Auditor | Management | For | For | For | |||||||
SHIN-ETSU CHEMICAL CO.,LTD. | ||||||||||||
Security | J72810120 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | 4063 JP | Meeting Date | 28-Jun-2012 | |||||||||
ISIN | JP3371200001 | Agenda | 703893227 - Management | |||||||||
Record Date | 30-Mar-2012 | Holding Recon Date | 30-Mar-2012 | |||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 14-Jun-2012 | ||||||
SEDOL(s) | 5451636 - 6804585 - B02LJ25 - B17MHW6 - B1CDFY2 | Quick Code | 40630 | |||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | Approve Appropriation of Surplus | Management | For | For | For | |||||||
2.1 | Appoint a Director | Management | For | For | For | |||||||
2.2 | Appoint a Director | Management | For | For | For | |||||||
2.3 | Appoint a Director | Management | For | For | For | |||||||
2.4 | Appoint a Director | Management | For | For | For | |||||||
2.5 | Appoint a Director | Management | For | For | For | |||||||
2.6 | Appoint a Director | Management | For | For | For | |||||||
2.7 | Appoint a Director | Management | For | For | For | |||||||
2.8 | Appoint a Director | Management | For | For | For | |||||||
2.9 | Appoint a Director | Management | For | For | For | |||||||
3 | Approve Extension of Anti-Takeover Defense Measures | Management | Against | For | Against | |||||||
TESCO PLC, CHESHUNT | ||||||||||||
Security | G87621101 | Meeting Proponent | Annual General Meeting | |||||||||
Ticker Symbol | TSCO LN | Meeting Date | 29-Jun-2012 | |||||||||
ISIN | GB0008847096 | Agenda | 703840290 - Management | |||||||||
Record Date | Holding Recon Date | 27-Jun-2012 | ||||||||||
City / | Country | CARDIFF | / | United Kingdom | Vote Deadline Date | 21-Jun-2012 | ||||||
SEDOL(s) | 0884709 - 5469491 - 5474860 - B02S3J1 | Quick Code | ||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | |||||||
1 | To receive the Directors' Report and Accounts | Management | For | For | For | |||||||
2 | To approve the Directors' Remuneration Report | Management | For | For | For | |||||||
3 | To declare a final dividend | Management | For | For | For | |||||||
4 | To elect Sir Richard Broadbent as a director | Management | For | For | For | |||||||
5 | To elect Ms Deanna Oppenheimer as a director | Management | For | For | For | |||||||
6 | To re-elect Mr Philip Clarke as a director | Management | For | For | For | |||||||
7 | To re-elect Mr Gareth Bullock as a director | Management | For | For | For | |||||||
8 | To re-elect Mr Patrick Cescau as a director | Management | For | For | For | |||||||
9 | To re-elect Mr Stuart Chambers as a director | Management | For | For | For | |||||||
10 | To re-elect Ms Karen Cook as a director | Management | For | For | For | |||||||
11 | To re-elect Mr Ken Hanna as a director | Management | For | For | For | |||||||
12 | To re-elect Mr Andrew Higginson as a director | Management | For | For | For | |||||||
13 | To re-elect Mr Ken Hydon as a director | Management | For | For | For | |||||||
14 | To re-elect Mr Tim Mason as a director | Management | For | For | For | |||||||
15 | To re-elect Mr Laurie Mcllwee as a director | Management | For | For | For | |||||||
16 | To re-elect Ms Lucy Neville-Rolfe as a director | Management | For | For | For | |||||||
17 | To re-elect Ms Jacqueline Tammenoms Bakker as a director | Management | For | For | For | |||||||
18 | To re-appoint the auditors: PricewaterhouseCoopers LLP | Management | For | For | For | |||||||
19 | To set the auditors' remuneration | Management | For | For | For | |||||||
20 | To authorise the directors to allot shares | Management | Against | For | Against | |||||||
21 | To disapply pre-emption rights | Management | For | For | For | |||||||
22 | To authorise the Company to purchase its own shares | Management | For | For | For | |||||||
23 | To authorise political donations by the Company and its subsidiaries | Management | Against | For | Against | |||||||
24 | To authorise short notice general meetings | Management | For | For | For |
BBH International Equity- Mondrian
Tesco plc | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 01-Jul-11 | United Kingdom | Annual | 29-Jun-11 | 1,894,624 | |
TSCO | CUSIP: G87621101 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend | Mgmt | For | For | For | |
4 | Elect Gareth Bullock as Director | Mgmt | For | For | For | |
5 | Elect Stuart Chambers as Director | Mgmt | For | For | For | |
6 | Re-elect David Reid as Director | Mgmt | For | For | For | |
7 | Re-elect Philip Clarke as Director | Mgmt | For | For | For | |
8 | Re-elect Richard Brasher as Director | Mgmt | For | For | For | |
9 | Re-elect Patrick Cescau as Director | Mgmt | For | For | For | |
10 | Re-elect Karen Cook as Director | Mgmt | For | For | For | |
11 | Re-elect Ken Hanna as Director | Mgmt | For | For | For | |
12 | Re-elect Andrew Higginson as Director | Mgmt | For | For | For | |
13 | Re-elect Ken Hydon as Director | Mgmt | For | For | For | |
14 | Re-elect Tim Mason as Director | Mgmt | For | For | For | |
15 | Re-elect Laurie Mcllwee as Director | Mgmt | For | For | For | |
16 | Re-elect Lucy Neville-Rolfe as Director | Mgmt | For | For | For | |
17 | Re-elect David Potts as Director | Mgmt | For | For | For | |
18 | Re-elect Jacqueline Bakker as Director | Mgmt | For | For | For | |
19 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
20 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
21 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
22 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
23 | Authorise Market Purchase | Mgmt | For | For | For | |
24 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
25 | Approve Performance Share Plan 2011 | Mgmt | For | For | For | |
26 | Approve Savings-Related Share Option Scheme | Mgmt | For | For | For | |
27 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Experian plc | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 20-Jul-11 | United Kingdom | Annual | 18-Jul-11 | 427,776 | |
EXPN | CUSIP: G32655105 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Fabiola Arredondo as Director | Mgmt | For | For | For | |
4 | Re-elect Paul Brooks as Director | Mgmt | For | For | For | |
5 | Re-elect Chris Callero as Director | Mgmt | For | For | For | |
6 | Re-elect Roger Davis as Director | Mgmt | For | For | For | |
7 | Re-elect Alan Jebson as Director | Mgmt | For | For | For | |
8 | Re-elect John Peace as Director | Mgmt | For | For | For | |
9 | Re-elect Don Robert as Director | Mgmt | For | For | For | |
10 | Re-elect Sir Alan Rudge as Director | Mgmt | For | For | For | |
11 | Re-elect Judith Sprieser as Director | Mgmt | For | For | For | |
12 | Re-elect David Tyler as Director | Mgmt | For | For | For | |
13 | Re-elect Paul Walker as Director | Mgmt | For | For | For | |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise Market Purchase | Mgmt | For | For | For | |
Vodafone Group plc | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 26-Jul-11 | United Kingdom | Annual | 22-Jul-11 | 3,727,680 | |
VOD | CUSIP: G93882135 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Elect Gerard Kleisterlee as Director | Mgmt | For | For | For | |
3 | Re-elect John Buchanan as Director | Mgmt | For | For | For | |
4 | Re-elect Vittorio Colao as Director | Mgmt | For | For | For | |
5 | Re-elect Michel Combes as Director | Mgmt | For | For | For | |
6 | Re-elect Andy Halford as Director | Mgmt | For | For | For | |
7 | Re-elect Stephen Pusey as Director | Mgmt | For | For | For | |
8 | Elect Renee James as Director | Mgmt | For | For | For | |
9 | Re-elect Alan Jebson as Director | Mgmt | For | For | For | |
10 | Re-elect Samuel Jonah as Director | Mgmt | For | For | For | |
11 | Re-elect Nick Land as Director | Mgmt | For | For | For | |
12 | Re-elect Anne Lauvergeon as Director | Mgmt | For | For | For | |
13 | Re-elect Luc Vandevelde as Director | Mgmt | For | For | For | |
14 | Re-elect Anthony Watson as Director | Mgmt | For | For | For | |
15 | Re-elect Philip Yea as Director | Mgmt | For | For | For | |
16 | Approve Final Dividend | Mgmt | For | For | For | |
17 | Approve Remuneration Report | Mgmt | For | For | For | |
18 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
20 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
22 | Authorise Market Purchase | Mgmt | For | For | For | |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Singapore Telecommunications Ltd. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 29-Jul-11 | Singapore | Special | 2,939,000 | ||
Z74 | CUSIP: Y79985209 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
2 | Approve Participation by Relevant Person in the SingTel Performance Share Plan | Mgmt | For | For | For | |
Singapore Telecommunications Ltd. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 29-Jul-11 | Singapore | Annual | 2,939,000 | ||
Z74 | CUSIP: Y79985209 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2 | Declare Final Dividend of SGD 0.09 Per Share and Special Dividend of SGD 0.10 Per Share | Mgmt | For | For | For | |
3 | Reelect Dominic Chiu Fai Ho as Director | Mgmt | For | For | For | |
4 | Reelect Low Check Kian as Director | Mgmt | For | For | For | |
5 | Reelect Peter Edward Mason as Director | Mgmt | For | For | For | |
6 | Reelect Peter Ong Boon Kwee as Director | Mgmt | For | For | For | |
7 | Approve Directors' Fees of SGD 2.7 Million for the Year Ending March 31, 2012 | Mgmt | For | For | For | |
8 | Approve Provision of Transport Benefits to the Chairman | Mgmt | For | For | For | |
9 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |
11 | Approve Issuance of Shares Pursuant to the Singapore Telecom Share Option Scheme 1999 | Mgmt | For | For | For | |
12 | Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan | Mgmt | For | For | For | |
Teva Pharmaceutical Industries Ltd. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 19-Sep-11 | Israel | Annual | 10-Aug-11 | 205,900 | |
TEVA | CUSIP: M8769Q102 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Meeting for ADR Holders | Mgmt | |||||
1 | Approve Final Dividend | Mgmt | For | For | For | |
2.1 | Elect Chaim Hurvitz as Director | Mgmt | For | For | For | |
2.2 | Elect Ory Slonim as Director | Mgmt | For | For | For | |
2.3 | Elect Dan Suesskind as Director | Mgmt | For | For | For | |
3.1 | Elect Joseph Nitzani as External Director and Approve His Remuneration | Mgmt | For | For | For | |
3.2 | Elect Dafna Schwartz as External Director and Approve Her Remuneration | Mgmt | For | For | For | |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
5 | Approve Director/Officer Liability and Indemnification Insurance | Mgmt | For | For | For | |
6.1 | Amend Remuneration of Vice Chairman | Mgmt | For | For | For | |
6.2 | Approve Reimbursement of Expenses of Board Chairman | Mgmt | For | For | For | |
Telstra Corporation Limited. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
TLS | 18-Oct-11 | Australia | Annual | 14-Oct-11 | 3,051,011 | |
CUSIP: Q8975N105 | ||||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
2 | Approve the National Broadband Network (NBN) Proposed Transaction | Mgmt | For | For | For | |
4.1 | Elect John Mullen as Director | Mgmt | For | For | For | |
4.2 | Elect Catherine Livingstone as Director | Mgmt | For | For | For | |
5 | Approve the Adoption of the Remuneration Report | Mgmt | For | For | For | |
Amcor Limited | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 20-Oct-11 | Australia | Annual | 18-Oct-11 | 965,076 | |
AMC | CUSIP: Q03080100 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
2 | Elect John Thorn as a Director | Mgmt | For | For | For | |
3 | Approve the Renewal of Proportional Takeover Rule | Mgmt | For | For | For | |
4 | Approve the Extension of Expiry Dates of Options Granted Under the Company's Long Term Incentive Plan | Mgmt | For | For | For | |
5 | Approve the Grant of Performance Rights and Options to Ken MacKenzie, Managing Director and CEO, Under the Company's Long Term Incentive Plan during the 2011/2012 Financial Year | Mgmt | For | For | For | |
6 | Approve the Remuneration Report for the Financial Year Ended June 30, 2011 | Mgmt | For | For | For | |
7 | Approve the Increase in the Remuneration of Non-Executive Directors | Mgmt | For | For | For | |
Treasury Wine Estates Ltd. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 25-Oct-11 | Australia | Annual | 23-Oct-11 | 72,779 | |
TWE | CUSIP: Q9194S107 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
2 | Approve the Adoption of the Remuneration Report | Mgmt | For | For | For | |
3 | Elect Margaret Lyndsey Cattermole as a Director | Mgmt | For | For | For | |
4 | Approve the Grant of Performance Rights to David Dearie, Chief Executive Officer of the Company | Mgmt | For | For | For | |
5 | Approve the Treatment of Any Termination Benefit Payable to Senior Executives Under the Company's Long Term Incentive Scheme | Mgmt | For | For | For | |
Compass Group plc | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 02-Feb-12 | United Kingdom | Annual | 31-Jan-12 | 708,436 | |
CPG | CUSIP: G23296182 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend | Mgmt | For | For | For | |
4 | Re-elect Sir Roy Gardner as Director | Mgmt | For | For | For | |
5 | Re-elect Richard Cousins as Director | Mgmt | For | For | For | |
6 | Re-elect Gary Green as Director | Mgmt | For | For | For | |
7 | Re-elect Andrew Martin as Director | Mgmt | For | For | For | |
8 | Elect John Bason as Director | Mgmt | For | For | For | |
9 | Re-elect Sir James Crosby as Director | Mgmt | For | For | For | |
10 | Re-elect Susan Murray as Director | Mgmt | For | For | For | |
11 | Re-elect Don Robert as Director | Mgmt | For | For | For | |
12 | Re-elect Sir Ian Robinson as Director | Mgmt | For | For | For | |
13 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |
14 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise Market Purchase | Mgmt | For | For | For | |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Trend Micro Inc. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 27-Mar-12 | Japan | Annual | 31-Dec-11 | 38,600 | |
4704 | CUSIP: J9298Q104 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 86 | Mgmt | For | For | For | |
2 | Approve Compensation Plan for Directors | Mgmt | For | Against | Against | |
3 | Approve Deep Discount Stock Option Plan | Mgmt | For | Against | Against | |
Banco Santander S.A. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 29-Mar-12 | Spain | Annual | 22-Mar-12 | 341,279 | |
SAN | CUSIP: E19790109 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | |||||
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2011 | Mgmt | For | For | For | |
1.B | Approve Discharge of Directors for FY 2011 | Mgmt | For | For | For | |
2 | Approve Allocation of Income and Dividends of EUR 0.60 Per Share | Mgmt | For | For | For | |
3.A | Elect Esther Gimenez-Salinas Colomer as Director | Mgmt | For | For | For | |
3.B | Ratify Appointment of and Elect Vittorio Corbo Lioi as Director | Mgmt | For | Against | Against | |
3.C | Reelect Juan Rodriguez Inciarte as Director | Mgmt | For | Against | Against | |
3.D | Reelect Emilio Botin-Sanz de Sautuola y Garcia de los Rios as Director | Mgmt | For | Against | Against | |
3.E | Reelect Matias Rodriguez Inciarte as Director | Mgmt | For | Against | Against | |
3.F | Reelect Manuel Soto Serrano as Director | Mgmt | For | Against | Against | |
4 | Renew Appointment of Deloitte as Auditor | Mgmt | For | For | For | |
5.A | Amend Articles 22, 23, 24, 27, 31, and 61 | Mgmt | For | For | For | |
5.B | Amend Article 69 | Mgmt | For | For | For | |
6.A | Amend 4, 5, 6, 7, and 8 of General Meeting Regulations | Mgmt | For | For | For | |
6.B | Amend Articles 18, 19, 21, 22, and 26 of General Meeting Regulations | Mgmt | For | For | For | |
7 | Authorize Capital Increase of EUR 500 Million | Mgmt | For | For | For | |
8 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Mgmt | For | For | For | |
9.A | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Mgmt | For | For | For | |
9.B | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Mgmt | For | For | For | |
9.C | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Mgmt | For | For | For | |
9.D | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Mgmt | For | For | For | |
10.A | Authorize Issuance of Convertible Debt Securities up to EUR 8 Billion with 20 Percent Dilution Limit on Issues Excluding Preemptive Rights | Mgmt | For | For | For | |
10.B | Authorize Issuance of Non-convertible Debt and Fixed-Income Securities up to EUR 40 Billion | Mgmt | For | For | For | |
10.C | Approve New Conversion Date for 2007 Mandatorily Convertible Debentures | Mgmt | For | For | For | |
11.A | Approve Deferred Annual Bonus under Second Cycle of Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |
11.B | Approve Deferred Annual Share Bonus Plan under Third Cycle of Deferred and Conditional Share Plan | Mgmt | For | For | For | |
11.C | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | Mgmt | For | For | For | |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
13 | Advisory Vote on Remuneration Report | Mgmt | For | For | For | |
Canon Inc. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 29-Mar-12 | Japan | Annual | 31-Dec-11 | 209,350 | |
7751 | CUSIP: J05124144 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Mgmt | For | For | For | |
2 | Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials - Indemnify Directors and Statutory Auditors | Mgmt | For | For | For | |
3.1 | Elect Director Mitarai, Fujio | Mgmt | For | For | For | |
3.2 | Elect Director Tanaka, Toshizo | Mgmt | For | For | For | |
3.3 | Elect Director Ikoma, Toshiaki | Mgmt | For | For | For | |
3.4 | Elect Director Watanabe, Kunio | Mgmt | For | For | For | |
3.5 | Elect Director Adachi, Yoroku | Mgmt | For | For | For | |
3.6 | Elect Director Mitsuhashi, Yasuo | Mgmt | For | For | For | |
3.7 | Elect Director Matsumoto, Shigeyuki | Mgmt | For | For | For | |
3.8 | Elect Director Homma, Toshio | Mgmt | For | For | For | |
3.9 | Elect Director Nakaoka, Masaki | Mgmt | For | For | For | |
3.10 | Elect Director Honda, Haruhisa | Mgmt | For | For | For | |
3.11 | Elect Director Ozawa, Hideki | Mgmt | For | For | For | |
3.12 | Elect Director Maeda, Masaya | Mgmt | For | For | For | |
3.13 | Elect Director Tani, Yasuhiro | Mgmt | For | For | For | |
3.14 | Elect Director Araki, Makoto | Mgmt | For | For | For | |
3.15 | Elect Director Suematsu, Hiroyuki | Mgmt | For | For | For | |
3.16 | Elect Director Uzawa, Shigeyuki | Mgmt | For | For | For | |
3.17 | Elect Director Nagasawa, Kenichi | Mgmt | For | For | For | |
3.18 | Elect Director Otsuka, Naoji | Mgmt | For | For | For | |
4 | Appoint Statutory Auditor Uramoto, Kengo | Mgmt | For | For | For | |
5 | Approve Retirement Bonus Payment for Directors | Mgmt | For | Against | Against | |
6 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
QBE Insurance Group Ltd. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 04-Apr-12 | Australia | Annual | 2-Apr-12 | 377,509 | |
QBE | CUSIP: Q78063114 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
2 | Approve the Adoption of the Remuneration Report | Mgmt | For | For | For | |
3 | Renew the Company's Proportional Takeover Approval Provisions | Mgmt | For | For | For | |
4(a) | Elect B J Hutchinson as a Director | Mgmt | For | For | For | |
4(b) | Elect I F Hudson as a Director | Mgmt | For | For | For | |
4(c) | Elect I Y L Lee as a Director | Mgmt | For | For | For | |
BP plc | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 12-Apr-12 | United Kingdom | Annual | 10-Apr-12 | 1,059,562 | |
BP. | CUSIP: G12793108 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Robert Dudley as Director | Mgmt | For | For | For | |
4 | Re-elect Iain Conn as Director | Mgmt | For | For | For | |
5 | Elect Dr Brian Gilvary as Director | Mgmt | For | For | For | |
6 | Re-elect Dr Byron Grote as Director | Mgmt | For | For | For | |
7 | Re-elect Paul Anderson as Director | Mgmt | For | For | For | |
8 | Re-elect Frank Bowman as Director | Mgmt | For | For | For | |
9 | Re-elect Antony Burgmans as Director | Mgmt | For | For | For | |
10 | Re-elect Cynthia Carroll as Director | Mgmt | For | For | For | |
11 | Re-elect George David as Director | Mgmt | For | For | For | |
12 | Re-elect Ian Davis as Director | Mgmt | For | For | For | |
13 | Elect Dame Ann Dowling as Director | Mgmt | For | For | For | |
14 | Re-elect Brendan Nelson as Director | Mgmt | For | For | For | |
15 | Re-elect Phuthuma Nhleko as Director | Mgmt | For | For | For | |
16 | Elect Andrew Shilston as Director | Mgmt | For | For | For | |
17 | Re-elect Carl-Henric Svanberg as Director | Mgmt | For | For | For | |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Mgmt | For | For | For | |
19 | Authorise Market Purchase | Mgmt | For | For | For | |
20 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Vinci SA | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 12-Apr-12 | France | Annual/Special | 6-Apr-12 | 102,371 | |
DG | CUSIP: F5879X108 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.77 per Share | Mgmt | For | For | For | |
4 | Reelect Jean Pierre Lamoure as Director | Mgmt | For | For | For | |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
6 | Approve Related Party Transaction Re: Financing of Sud Europe Atlantique High Speed Railway Project | Mgmt | For | For | For | |
7 | Approve Related Party Transaction of Vinci and Vinci Concessions with Vinci Autoroutes Re: Participation in ASF Holding | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
9 | Approve Employee Stock Purchase Plan | Mgmt | For | Against | Against | |
10 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Mgmt | For | Against | Against | |
11 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan (Repurchased Shares) | Mgmt | For | For | For | |
12 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Koninklijke Ahold NV | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 17-Apr-12 | Netherlands | Annual | 20-Mar-12 | 555,445 | |
AH | CUSIP: N0139V142 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | |||||
1 | Open Meeting | Mgmt | ||||
2 | Receive Report of Management Board (Non-Voting) | Mgmt | ||||
3 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||||
4 | Adopt Financial Statements | Mgmt | For | For | For | |
5 | Approve Dividends of EUR 0.40 Per Share | Mgmt | For | For | For | |
6 | Approve Discharge of Management Board | Mgmt | For | For | For | |
7 | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
8 | Elect J.E. McCann to Executive Board | Mgmt | For | For | For | |
9 | Elect J. Carr to Executive Board | Mgmt | For | For | For | |
10 | Reelect R. Dahan to Supervisory Board | Mgmt | For | For | For | |
11 | Reelect M.G. McGrath to Supervisory Board | Mgmt | For | For | For | |
12 | Approve Remuneration of Supervisory Board | Mgmt | For | For | For | |
13 | Ratify Deloitte as Auditors | Mgmt | For | For | For | |
14 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Mgmt | For | For | For | |
15 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14 | Mgmt | For | For | For | |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
17 | Approve Reduction in Share Capital by Cancellation of Shares | Mgmt | For | For | For | |
18 | Close Meeting | Mgmt | ||||
RWE AG | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 19-Apr-12 | Germany | Annual | 28-Mar-12 | 231,460 | |
RWE | CUSIP: D6629K109 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Mgmt | ||||
2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | Mgmt | For | For | For | |
3 | Approve Discharge of Management Board for Fiscal 2011 | Mgmt | For | For | For | |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Mgmt | For | For | For | |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2012 | Mgmt | For | For | For | |
6 | Ratify PricewaterhouseCoopers AG for the Inspection of the 2012 Mid-Year Report | Mgmt | For | For | For | |
Reed Elsevier NV | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 24-Apr-12 | Netherlands | Annual | 27-Mar-12 | 406,312 | |
REN | CUSIP: N73430113 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | |||||
1 | Open Meeting | Mgmt | ||||
2 | Discuss Annual Report 2011 | Mgmt | ||||
3 | Adopt Financial Statements | Mgmt | For | For | For | |
4a | Approve Discharge of Management Board | Mgmt | For | For | For | |
4b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
5 | Approve Dividends of EUR 0.436 Per Share | Mgmt | For | For | For | |
6 | Ratify Deloitte Accountants B.V. as Auditors | Mgmt | For | For | For | |
7a | Elect D. Brennan to Supervisory Board | Mgmt | For | For | For | |
7b | Reelect M. Elliott to Supervisory Board | Mgmt | For | For | For | |
7c | Reelect A. Habgood to Supervisory Board | Mgmt | For | For | For | |
7d | Reelect A. Hennah to Supervisory Board | Mgmt | For | For | For | |
7e | Reelect L. Hook to Supervisory Board | Mgmt | For | For | For | |
7f | Reelect M. van Lier Lels to Supervisory Board | Mgmt | For | For | For | |
7g | Reelect R. Polet to Supervisory Board | Mgmt | For | For | For | |
7h | Reelect D. Reid to Supervisory Board | Mgmt | For | For | For | |
7i | Reelect B. van der Veer to Supervisory Board | Mgmt | For | For | For | |
8a | Reelect E. Engstrom to Executive Board | Mgmt | For | For | For | |
8b | Reelect M. Armour to Executive Board | Mgmt | For | For | For | |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | For | For | For | |
10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Mgmt | For | For | For | |
11 | Other Business (Non-Voting) | Mgmt | ||||
12 | Close Meeting | Mgmt | ||||
United Overseas Bank Limited | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 26-Apr-12 | Singapore | Annual | 329,731 | ||
U11 | CUSIP: V96194127 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2 | Declare Final Dividend | Mgmt | For | For | For | |
3 | Approve Directors' Fees of SGD 1.7 Million for 2011 | Mgmt | For | For | For | |
4 | Approve Fee of SGD 2.2 Million to the Chairman of the Bank for the Period from Jan. 2011 to Dec. 2011. | Mgmt | For | For | For | |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
6 | Reelect Wong Meng Meng as Director | Mgmt | For | For | For | |
7 | Reelect Cheng Jue Hiang Willie as Director | Mgmt | For | For | For | |
8 | Reelect Hsieh Fu Hua as Director | Mgmt | For | For | For | |
9 | Reelect Wee Cho Yaw as Director | Mgmt | For | For | For | |
10 | Reelect Cham Tao Soon as Director | Mgmt | For | For | For | |
11 | Reelect Thein Reggie as Director | Mgmt | For | For | For | |
12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |
13 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Mgmt | For | For | For | |
14 | Approve Issuance of Preference Shares | Mgmt | For | For | For | |
United Overseas Bank Limited | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 26-Apr-12 | Singapore | Special | 329,731 | ||
U11 | CUSIP: V96194127 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
Eni Spa | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 30-Apr-12 | Italy | Annual/Special | 19-Apr-12 | 339,190 | |
ENI | CUSIP: T3643A145 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Allocation of Income | Mgmt | For | For | For | |
3 | Approve Remuneration Report | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
1 | Amend Articles 17 and 28; Add New Article 34 (Board-Related) | Mgmt | For | For | For | |
GlaxoSmithKline plc | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 03-May-12 | United Kingdom | Annual | 1-May-12 | 368,531 | |
GSK | CUSIP: G3910J112 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Sir Christopher Gent as Director | Mgmt | For | For | For | |
4 | Re-elect Sir Andrew Witty as Director | Mgmt | For | For | For | |
5 | Re-elect Sir Roy Anderson as Director | Mgmt | For | For | For | |
6 | Re-elect Dr Stephanie Burns as Director | Mgmt | For | For | For | |
7 | Re-elect Stacey Cartwright as Director | Mgmt | For | For | For | |
8 | Re-elect Larry Culp as Director | Mgmt | For | For | For | |
9 | Re-elect Sir Crispin Davis as Director | Mgmt | For | For | For | |
10 | Re-elect Simon Dingemans as Director | Mgmt | For | For | For | |
11 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |
12 | Re-elect Sir Deryck Maughan as Director | Mgmt | For | For | For | |
13 | Re-elect Dr Daniel Podolsky as Director | Mgmt | For | For | For | |
14 | Re-elect Dr Moncef Slaoui as Director | Mgmt | For | For | For | |
15 | Re-elect Tom de Swaan as Director | Mgmt | For | For | For | |
16 | Re-elect Sir Robert Wilson as Director | Mgmt | For | For | For | |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
18 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
20 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
22 | Authorise Market Purchase | Mgmt | For | For | For | |
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Mgmt | For | For | For | |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
25 | Approve 2012 ShareSave Plan | Mgmt | For | For | For | |
26 | Approve 2012 ShareReward Plan | Mgmt | For | For | For | |
Sanofi | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 04-May-12 | France | Annual/Special | 27-Apr-12 | 123,660 | |
SAN | CUSIP: F5548N101 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Mgmt | For | For | For | |
4 | Elect Laurent Attal as Director | Mgmt | For | For | For | |
5 | Reelect Uwe Bicker as Director | Mgmt | For | For | For | |
6 | Reelect Jean Rene Fourtou as Director | Mgmt | For | For | For | |
7 | Reelect Claudie Haignere as Director | Mgmt | For | For | For | |
8 | Reelect Carole Piwnica as Director | Mgmt | For | For | For | |
9 | Reelect Klaus Pohle as Director | Mgmt | For | For | For | |
10 | Appoint Ernst & Young et Autres as Auditor | Mgmt | For | For | For | |
11 | Appoint Auditex as Alternate Auditor | Mgmt | For | For | For | |
12 | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Mgmt | For | For | For | |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
14 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | For | For | |
15 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Unilever plc | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 09-May-12 | United Kingdom | Annual | 4-May-12 | 276,440 | |
ULVR | CUSIP: G92087165 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Paul Polman as Director | Mgmt | For | For | For | |
4 | Re-elect Jean-Marc Huet as Director | Mgmt | For | For | For | |
5 | Re-elect Louise Fresco as Director | Mgmt | For | For | For | |
6 | Re-elect Ann Fudge as Director | Mgmt | For | For | For | |
7 | Re-elect Charles Golden as Director | Mgmt | For | For | For | |
8 | Re-elect Byron Grote as Director | Mgmt | For | For | For | |
9 | Re-elect Sunil Bharti Mittal as Director | Mgmt | For | For | For | |
10 | Re-elect Hixonia Nyasulu as Director | Mgmt | For | For | For | |
11 | Re-elect Sir Malcolm Rifkind as Director | Mgmt | For | For | For | |
12 | Re-elect Kees Storm as Director | Mgmt | For | For | For | |
13 | Re-elect Michael Treschow as Director | Mgmt | For | For | For | |
14 | Re-elect Paul Walsh as Director | Mgmt | For | For | For | |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
19 | Authorise Market Purchase | Mgmt | For | For | For | |
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
22 | Adopt New Articles of Association | Mgmt | For | For | For | |
AMP Limited | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 10-May-12 | Australia | Annual | 8-May-12 | 1,386,489 | |
AMP | CUSIP: Q0344G101 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
2a | Elect Paul Fegan as a Director | Mgmt | For | For | For | |
2b | Elect John Palmer as a Director | Mgmt | For | For | For | |
2c | Elect Nora Scheinkestel as a Director | Mgmt | For | For | For | |
3 | Approve Remuneration Report | Mgmt | For | For | For | |
4 | Approve the Managing Director's Long-Term Incentive Plan | Mgmt | For | For | For | |
5 | Ratify the Past Issue of Equity Securities | Mgmt | For | For | For | |
6 | Adopt New Constitution | Mgmt | For | For | For | |
Jardine Matheson Holdings Ltd. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 10-May-12 | Bermuda | Annual | 68,000 | ||
J36 | CUSIP: G50736100 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports and Approve Final Dividend | Mgmt | For | For | For | |
2 | Reelect A.J.L. Nightingale as Director | Mgmt | For | Against | Against | |
3 | Reelect James Riley as Director | Mgmt | For | Abstain | Abstain | |
4 | Reelect Percy Weatherall as Director | Mgmt | For | Against | Against | |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
6 | Issue of Equity or Equity-Linked Securities with and without Pre-emptive Rights | Mgmt | For | For | For | |
7 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
Total SA | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 11-May-12 | France | Annual/Special | 7-May-12 | 166,530 | |
FP | CUSIP: F92124100 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Mgmt | For | For | For | |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
5 | Reelect Christophe de Margerie as Director | Mgmt | For | Against | Against | |
6 | Reelect Patrick Artus as Director | Mgmt | For | For | For | |
7 | Reelect Bertrand Collomb as Director | Mgmt | For | For | For | |
8 | Reelect Anne Lauvergeon as Director | Mgmt | For | For | For | |
9 | Reelect Michel Pebereau as Director | Mgmt | For | Against | Against | |
10 | Ratify Appointment of Gerard Lamarche as Director | Mgmt | For | For | For | |
11 | Elect Anne-Marie Idrac as Director | Mgmt | For | For | For | |
12 | Approve Severance Payment Agreement with Christophe de Margerie | Mgmt | For | Against | Against | |
Extraordinary Business | Mgmt | |||||
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | Mgmt | For | For | For | |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 | Mgmt | For | For | For | |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
17 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
18 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Mgmt | For | For | For | |
19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
A | Approve Additional Indicators to Include in the Information Provided on Corporate Executive Officers Remuneration | SH | Against | Against | For | |
B | Allow Loyalty Dividends to Long-Term Registered Shareholders | SH | Against | Against | For | |
Telefonica S.A. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 13-May-12 | Spain | Annual | 7-May-12 | 509,040 | |
TEF | CUSIP: 879382109 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | |||||
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors for FY 2011 | Mgmt | For | For | For | |
2.1 | Reelect Cesar Alierta Izuel as Director | Mgmt | For | Against | Against | |
2.2 | Reelect Jose Maria Alvarez-Pallete Lopez as Director | Mgmt | For | For | For | |
2.3 | Reelect Gonzalo Hinojosa Fernandez de Angulo as Director | Mgmt | For | Abstain | Against | |
2.4 | Reelect Pablo Isla Alvarez de Tejera as Director | Mgmt | For | Abstain | Against | |
2.5 | Ratify Co-option of and Elect Ignacio Moreno Martinez as Director | Mgmt | For | Against | Against | |
3 | Renew Appointment of Ernst & Young as Auditor | Mgmt | For | For | For | |
4 | Amend Several Articles of Bylaws | Mgmt | For | For | For | |
5 | Amend Several Articles of General Meeting Regulations | Mgmt | For | For | For | |
6.1 | Approve Cash Dividends of EUR 0.53 per Share | Mgmt | For | For | For | |
6.2 | Authorize Capital Increase Charged against Voluntary Reserves for Scrip Dividends; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Mgmt | For | For | For | |
7 | Approve Capital Reduction via Amortization of Treasury Shares, and Amend Article 5 of Bylaws Accordingly | Mgmt | For | For | For | |
8 | Approve Company's Web Site | Mgmt | For | For | For | |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
10 | Advisory Vote on Remuneration Report | Mgmt | For | Against | Against | |
ING Groep NV | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 14-May-12 | Netherlands | Annual | 16-Apr-12 | 482,835 | 482,835 |
INGA | CUSIP: N4578E413 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | |||||
1 | Open Meeting | Mgmt | ||||
2A | Receive Report of Management Board (Non-Voting) | Mgmt | ||||
2B | Receive Report of Supervisory Board (Non-Voting) | Mgmt | ||||
2C | Adopt Financial Statements | Mgmt | For | For | For | |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||||
4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Mgmt | ||||
5A | Discussion on Company's Corporate Governance Structure | Mgmt | ||||
5B | Amend Articles Re: Legislative Changes | Mgmt | For | For | For | |
6 | Receive Announcements on Sustainability | Mgmt | ||||
7A | Approve Discharge of Management Board | Mgmt | For | For | For | |
7B | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
8 | Ratify Ernst and Young as Auditors | Mgmt | For | For | For | |
9 | Elect Wilfred Nagel to Executive Board | Mgmt | For | For | For | |
10A | Reelect Aman Mehta to Supervisory Board | Mgmt | For | Against | Against | |
10B | Elect Jan Holsboer to Supervisory Board | Mgmt | For | For | For | |
10C | Elect Yvonne van Rooy to Supervisory Board | Mgmt | For | For | For | |
10D | Elect Robert Reibestein to Supervisory Board | Mgmt | For | For | For | |
11A | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Mgmt | For | For | For | |
11B | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Mgmt | For | For | For | |
12A | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
12B | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Mgmt | For | For | For | |
13 | Close Meeting | Mgmt | ||||
BG Group plc | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 16-May-12 | United Kingdom | Annual | 14-May-12 | 276,013 | |
BG. | CUSIP: G1245Z108 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend | Mgmt | For | For | For | |
4 | Elect Vivienne Cox as Director | Mgmt | For | For | For | |
5 | Elect Chris Finlayson as Director | Mgmt | For | For | For | |
6 | Elect Andrew Gould as Director | Mgmt | For | For | For | |
7 | Re-elect Peter Backhouse as Director | Mgmt | For | For | For | |
8 | Re-elect Fabio Barbosa as Director | Mgmt | For | For | For | |
9 | Re-elect Sir Frank Chapman as Director | Mgmt | For | For | For | |
10 | Re-elect Baroness Hogg as Director | Mgmt | For | For | For | |
11 | Re-elect Dr John Hood as Director | Mgmt | For | For | For | |
12 | Re-elect Martin Houston as Director | Mgmt | For | For | For | |
13 | Re-elect Caio Koch-Weser as Director | Mgmt | For | For | For | |
14 | Re-elect Sir David Manning as Director | Mgmt | For | For | For | |
15 | Re-elect Mark Seligman as Director | Mgmt | For | For | For | |
16 | Re-elect Patrick Thomas as Director | Mgmt | For | For | For | |
17 | Re-elect Philippe Varin as Director | Mgmt | For | For | For | |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
20 | Approve EU Political Donations and Expenditure | Mgmt | For | For | For | |
21 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
22 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
23 | Authorise Market Purchase | Mgmt | For | For | For | |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Royal Dutch Shell plc | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 22-May-12 | United Kingdom | Annual | 18-May-12 | 245,832 | |
RDSB | CUSIP: G7690A118 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Elect Sir Nigel Sheinwald as Director | Mgmt | For | For | For | |
4 | Re-elect Josef Ackermann as Director | Mgmt | For | For | For | |
5 | Re-elect Guy Elliott as Director | Mgmt | For | For | For | |
6 | Re-elect Simon Henry as Director | Mgmt | For | For | For | |
7 | Re-elect Charles Holliday as Director | Mgmt | For | For | For | |
8 | Re-elect Gerard Kleisterlee as Director | Mgmt | For | For | For | |
9 | Re-elect Christine Morin-Postel as Director | Mgmt | For | For | For | |
10 | Re-elect Jorma Ollila as Director | Mgmt | For | For | For | |
11 | Re-elect Linda Stuntz as Director | Mgmt | For | For | For | |
12 | Re-elect Jeroen van der Veer as Director | Mgmt | For | For | For | |
13 | Re-elect Peter Voser as Director | Mgmt | For | For | For | |
14 | Re-elect Hans Wijers as Director | Mgmt | For | For | For | |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
Societe Generale | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 22-May-12 | France | Annual/Special | 16-May-12 | 94,416 | |
GLE | CUSIP: F43638141 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Allocation of Income and and Absence of Dividends | Mgmt | For | For | For | |
3 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
4 | Approve Non Compete Agreement with Frederic Oudea | Mgmt | For | Against | Against | |
5 | Reelect Michel Cicurel as Director | Mgmt | For | For | For | |
6 | Reelect Nathalie Rachou as Director | Mgmt | For | For | For | |
7 | Elect Yann Delabriere as Director | Mgmt | For | For | For | |
8 | Elect Thierry Martel as Director | Mgmt | For | For | For | |
9 | Appoint Ernst and Young et Autres as Auditor | Mgmt | For | For | For | |
10 | Renew Appointment of Deloitte et Associes as Auditor | Mgmt | For | For | For | |
11 | Appoint Picarle et Associes as Alternate Auditor | Mgmt | For | For | For | |
12 | Appoint Beas as Alternate Auditor | Mgmt | For | For | For | |
13 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 485 Million; and/or Capitalization of Reserves of up to EUR 550 Million | Mgmt | For | For | For | |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 145 Million | Mgmt | For | For | For | |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
18 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 2 Billion | Mgmt | For | For | For | |
19 | Approve Employee Stock Purchase Plan | Mgmt | For | Against | Against | |
20 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | Against | |
21 | Amend Performance Condition for Restricted Share Plan Adopted on Novembre 2, 2010 | Mgmt | For | For | For | |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
23 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Shareholder | Mgmt | |||||
A | Adopt Two-Tiered Board Structure | SH | Against | For | Against | |
Deutsche Telekom AG | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 24-May-12 | Germany | Annual | 710,712 | ||
DTE | CUSIP: D2035M136 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Mgmt | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Mgmt | For | For | For | |
3 | Approve Discharge of Management Board for Fiscal 2011 | Mgmt | For | For | For | |
4 | Approve Discharge of Former Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | Mgmt | For | For | For | |
5 | Approve Discharge of Supervisory Board for Fiscal 2011 | Mgmt | For | For | For | |
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2012 | Mgmt | For | For | For | |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | For | For | |
9 | Elect Hans Bernhard Beus to the Supervisory Board | Mgmt | For | Against | Against | |
10 | Elect Dagmar Kollmann to the Supervisory Board | Mgmt | For | For | For | |
11 | Elect Lawrence Guffey to the Supervisory Board | Mgmt | For | For | For | |
12 | Approve Affiliation Agreements with Subsidiary Scout24 Holding GmbH | Mgmt | For | For | For | |
13 | Amend Corporate Purpose in Art. 2.1 | Mgmt | For | For | For | |
14 | Amend Corporate Purpose in Art. 2.1.1 | Mgmt | For | For | For | |
Seven & i Holdings Co Ltd | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 24-May-12 | Japan | Annual | 29-Feb-12 | 313,200 | |
3382 | CUSIP: J7165H108 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 33 | Mgmt | For | For | For | |
2.1 | Elect Director Suzuki, Toshifumi | Mgmt | For | For | For | |
2.2 | Elect Director Murata, Noritoshi | Mgmt | For | For | For | |
2.3 | Elect Director Goto, Katsuhiro | Mgmt | For | For | For | |
2.4 | Elect Director Kobayashi, Tsuyoshi | Mgmt | For | For | For | |
2.5 | Elect Director Ito, Junro | Mgmt | For | For | For | |
2.6 | Elect Director Takahashi, Kunio | Mgmt | For | For | For | |
2.7 | Elect Director Shimizu, Akihiko | Mgmt | For | For | For | |
2.8 | Elect Director Kamei, Atsushi | Mgmt | For | For | For | |
2.9 | Elect Director Isaka, Ryuichi | Mgmt | For | For | For | |
2.10 | Elect Director Yamashita, Kunio | Mgmt | For | For | For | |
2.11 | Elect Director Anzai, Takashi | Mgmt | For | For | For | |
2.12 | Elect Director Otaka, Zenko | Mgmt | For | For | For | |
2.13 | Elect Director Okubo, Tsuneo | Mgmt | For | For | For | |
2.14 | Elect Director Shimizu, Noritaka | Mgmt | For | For | For | |
2.15 | Elect Director Scott Trevor Davis | Mgmt | For | For | For | |
2.16 | Elect Director Nonaka, Ikujiro | Mgmt | For | For | For | |
3 | Appoint Statutory Auditor Nomura, Hideo | Mgmt | For | For | For | |
4 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | |
Intesa SanPaolo SPA | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 28-May-12 | Italy | Annual | 17-May-12 | 2,244,809 | |
ISP | CUSIP: T55067101 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Cover Losses and ApproveDividend through Partial Distribution of Reserves | Mgmt | For | For | For | |
2 | Elect Supervisory Board Members | Mgmt | For | Against | Against | |
3 | Elect Supervisory Board Vice-Chairman | Mgmt | For | Against | Against | |
4 | Approve Remuneration Report | Mgmt | For | For | For | |
5 | Approve Restricted Stock Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | For | |
Vallourec | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 31-May-12 | France | Annual/Special | 25-May-12 | 67,276 | |
VK | CUSIP: F95922104 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Mgmt | For | For | For | |
4 | Approve Stock Dividend Program (New Shares) | Mgmt | For | For | For | |
5 | Renew Appointment of KPMG SA as Auditor | Mgmt | For | For | For | |
6 | Appoint KPMG Audit IS as Alternate Auditor | Mgmt | For | For | For | |
7 | Renew Appointment of Deloitte et Associes as Auditor | Mgmt | For | For | For | |
8 | Renew Appointment of BEAS as Alternate Auditor | Mgmt | For | For | For | |
9 | Reelect Jean-Francois Cirelli as Supervisory Board Member | Mgmt | For | For | For | |
10 | Reelect Edward G. Krubasik as Supervisory Board Member | Mgmt | For | For | For | |
11 | Elect Olivier Bazil as Supervisory Board Member | Mgmt | For | For | For | |
12 | Elect Jose Carlos Grubisich as Supervisory Board Member | Mgmt | For | For | For | |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
14 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | For | For | |
15 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
16 | Approve Stock Purchase Plan Reserved for International Employees | Mgmt | For | For | For | |
17 | Approve Employee Indirect Stock Purchase Plan for International Employees | Mgmt | For | For | For | |
18 | Approve Restricted Stock Plan in Connection with Employees Stock Plan | Mgmt | For | For | For | |
19 | Authorize up to 2.5 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | For | For | |
20 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
France Telecom | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 05-Jun-12 | France | Annual/Special | 30-May-12 | 693,883 | |
FTE | CUSIP: F4113C103 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Mgmt | For | For | For | |
Employee Shareholders s | Mgmt | |||||
A | Amendment to Item 3 Above: Approve Dividends of EUR 1 (instead of EUR 1.40) per Share | SH | Against | Against | For | |
Managements | Mgmt | |||||
4 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of Transactions | Mgmt | For | For | For | |
5 | Reelect Claudie Haignere as Director | Mgmt | For | For | For | |
6 | Reelect Jose Luis Duran as Director | Mgmt | For | For | For | |
7 | Reelect Charles Henri Filippi as Director | Mgmt | For | For | For | |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
9 | Ratify Change of Registered Office to 78, Rue Olivier de Serres, 75015 Paris | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
10 | Amend Article 9 of Bylaws Re: Shareholding Disclosure Requirements | Mgmt | For | Against | Against | |
11 | Remove Paragraphs 3 and 4 of Article 16 Re: Board Powers | Mgmt | For | For | For | |
12 | Amend Article 21 of Bylaws Re: Proxy Voting, Electronic Vote, Convening of General Meeting, Shareholders s | Mgmt | For | For | For | |
13 | Authorize Capital Increase of up to EUR 25 Million to Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement | Mgmt | For | For | For | |
14 | Authorize up to EUR 250,000 for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefiting from a Liquidity Agreement | Mgmt | For | For | For | |
15 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan (Repurchased Shares) | Mgmt | For | For | For | |
16 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
17 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Compagnie de Saint Gobain | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 07-Jun-12 | France | Annual/Special | 1-Jun-12 | 171,315 | |
SGO | CUSIP: F80343100 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.24 per Share | Mgmt | For | For | For | |
4 | Approve Transaction with Wendel Re: Principles and Objectives of their Long-Term Partnership | Mgmt | For | For | For | |
5 | Approve Transaction with BNP Paribas and Verallia Re: Listing of Verallia Shares | Mgmt | For | For | For | |
6 | Elect Jean-Dominique Senard as Director | Mgmt | For | Against | Against | |
7 | Reelect Isabelle Bouillot as Director | Mgmt | For | Against | Against | |
8 | Reelect Bernard Gautier as Director | Mgmt | For | Against | Against | |
9 | Reelect Sylvia Jay as Director | Mgmt | For | For | For | |
10 | Reelect Frederic Lemoine as Director | Mgmt | For | Against | Against | |
11 | Renew Appointment of KPMG Audit as Auditor | Mgmt | For | For | For | |
12 | Renew Appointment of Fabrice Odent as Alternate Auditor | Mgmt | For | For | For | |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
14 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | Against | |
15 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | Against | |
16 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Mgmt | For | Against | Against | |
17 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Distribuidora Internacional De Alimentacion SA | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 12-Jun-12 | Spain | Annual | 5-Jun-12 | 197,365 | |
DIA | CUSIP: E3685C104 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | |||||
1.1 | Approve Consolidated and Standalone Financial Statements | Mgmt | For | For | For | |
1.2 | Approve Allocation of Income and Dividends of EUR 0.11 Per Share | Mgmt | For | For | For | |
1.3 | Approve Discharge of Directors | Mgmt | For | For | For | |
2.1 | Amend Article 14 Re: Bond Issuance | Mgmt | For | For | For | |
2.2 | Amend Articles Re: General Meetings | Mgmt | For | For | For | |
2.3 | Amend Articles Re: Board Meetings, Quorum, Board Committees and, Company's Corporate Web Site | Mgmt | For | For | For | |
3.1 | Amend Preamble of General Meeting Regulations | Mgmt | For | For | For | |
3.2 | Amend Articles 10, 11, 12, 13, and 14 of General Meeting Regulations | Mgmt | For | For | For | |
3.3 | Amend Articles 18, 19, of and Add Articles 19 bis and 19 ter to General Meeting Regulations | Mgmt | For | For | For | |
3.4 | Amend Article 21 of General Meeting Regulations | Mgmt | For | For | For | |
3.5 | Amend Articles 26, 27, and 28 of General Meeting Regulations | Mgmt | For | For | For | |
3.6 | Amend Article 31 of General Meeting Regulations | Mgmt | For | For | For | |
4 | Approve Remuneration of Directors | Mgmt | For | For | For | |
5 | Approve Bundled Remuneration Plans | Mgmt | For | For | For | |
6 | Adhere to Tax Regime | Mgmt | For | For | For | |
7 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Mgmt | For | For | For | |
8 | Authorize Issuance of Bonds/Debentures and/or Other Debt Securities up to EUR 1.2 Billion | Mgmt | For | For | For | |
9 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 480 Million | Mgmt | For | For | For | |
10 | Approve Company's Corporate Web Site | Mgmt | For | For | For | |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
12 | Advisory Vote on Remuneration Report | Mgmt | For | For | For | |
13 | Receive Amendments to Board of Directors' Regulations | Mgmt | ||||
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 12-Jun-12 | Taiwan | Annual | 13-Apr-12 | 2,151,000 | |
2330 | CUSIP: Y84629107 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve 2011 Business Operations Report and Financial Statements | Mgmt | For | For | For | |
2 | Approve Plan on 2011 Profit Distribution | Mgmt | For | For | For | |
3 | Amend the Articles of Association | Mgmt | For | For | For | |
4 | Approve Amendment to Rules and Procedures for Election of Directors | Mgmt | For | For | For | |
ELECT DIRECTORS AND INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | |||||
5.1 | Elect Morris Chang, with Shareholder No.4515, as Director | Mgmt | For | For | For | |
5.2 | Elect F.C. Tseng, with Shareholder No.104, as Director | Mgmt | For | For | For | |
5.3 | Elect Johnsee Lee, a Representative of National Development Fund, ExecutiveYuan, with Shareholder No. 1, as Director | Mgmt | For | For | For | |
5.4 | Elect Rick Tsai, with Shareholder No.7252, as Director | Mgmt | For | For | For | |
5.5 | Elect Sir Peter Leahy Bonfield, with Passport No.093180657, as Independent Director | Mgmt | For | For | For | |
5.6 | Elect Stan Shih, with Shareholder No.534770, as Independent Director | Mgmt | For | For | For | |
5.7 | Elect Thomas J. Engibous, with Passport No.135021464, as Independent Director | Mgmt | For | For | For | |
5.8 | Elect Gregory C. Chow, with Passport No.214553970, as Independent Director | Mgmt | For | For | For | |
5.9 | Elect Kok-Choo Chen, with Shareholder No.9546, as Independent Director | Mgmt | For | For | For | |
6 | Transact Other Business (Non-Voting) | Mgmt | ||||
Toyota Motor Corp. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 15-Jun-12 | Japan | Annual | 31-Mar-12 | 141,400 | |
7203 | CUSIP: J92676113 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Mgmt | For | For | For | |
2.1 | Elect Director Cho, Fujio | Mgmt | For | For | For | |
2.2 | Elect Director Toyoda, Akio | Mgmt | For | For | For | |
2.3 | Elect Director Uchiyamada, Takeshi | Mgmt | For | For | For | |
2.4 | Elect Director Funo, Yukitoshi | Mgmt | For | For | For | |
2.5 | Elect Director Niimi, Atsushi | Mgmt | For | For | For | |
2.6 | Elect Director Sasaki, Shinichi | Mgmt | For | For | For | |
2.7 | Elect Director Ozawa, Satoshi | Mgmt | For | For | For | |
2.8 | Elect Director Kodaira, Nobuyori | Mgmt | For | For | For | |
2.9 | Elect Director Furuhashi, Mamoru | Mgmt | For | For | For | |
2.10 | Elect Director Ijichi, Takahiko | Mgmt | For | For | For | |
2.11 | Elect Director Ihara, Yasumori | Mgmt | For | For | For | |
2.12 | Elect Director Maekawa, Masamoto | Mgmt | For | For | For | |
2.13 | Elect Director Kato, Mitsuhisa | Mgmt | For | For | For | |
3 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
Carrefour | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 18-Jun-12 | France | Annual/Special | 12-Jun-12 | 290,121 | |
CA | CUSIP: F13923119 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | Against | Against | |
4 | Approve Severance Payment Agreement with Georges Plassat | Mgmt | For | Against | Against | |
5 | Approve Allocation of Income and Dividends of EUR 0.52 per Share | Mgmt | For | For | For | |
6 | Approve Stock Dividend Program | Mgmt | For | For | For | |
7 | Reelect Mathilde Lemoine as Director | Mgmt | For | For | For | |
8 | Reelect Nicolas Bazire as Director | Mgmt | For | Against | Against | |
9 | Ratify Appointment and Reelect Georges Plassat as Director | Mgmt | For | Against | Against | |
10 | Elect Diane Labruyere as Director | Mgmt | For | For | For | |
11 | Elect Bertrand de Montesquiou as Director | Mgmt | For | For | For | |
12 | Elect Georges Ralli as Director | Mgmt | For | For | For | |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
15 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | Against | |
16 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | Against | Against | |
17 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
Astellas Pharma Inc. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 20-Jun-12 | Japan | Annual | 31-Mar-12 | 207,500 | |
4503 | CUSIP: J03393105 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Mgmt | For | For | For | |
2.1 | Elect Director Nogimori, Masafumi | Mgmt | For | For | For | |
2.2 | Elect Director Ishii, Yasuo | Mgmt | For | For | For | |
2.3 | Elect Director Hatanaka, Yoshihiko | Mgmt | For | For | For | |
2.4 | Elect Director Yasutake, Shiro | Mgmt | For | For | For | |
2.5 | Elect Director Takai, Yasuyuki | Mgmt | For | For | For | |
2.6 | Elect Director Oishi, Kanoko | Mgmt | For | For | For | |
2.7 | Elect Director Aikawa, Naoki | Mgmt | For | For | For | |
3 | Appoint Statutory Auditor Nishiyama, Shigeru | Mgmt | For | For | For | |
4 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
5 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | |
Hoya Corp. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 20-Jun-12 | Japan | Annual | 31-Mar-12 | 129,700 | |
7741 | CUSIP: J22848105 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1.1 | Elect Director Mogi, Yuuzaburo | Mgmt | For | For | For | |
1.2 | Elect Director Kono, Eiko | Mgmt | For | For | For | |
1.3 | Elect Director Kodama, Yukiharu | Mgmt | For | For | For | |
1.4 | Elect Director Koeda, Itaru | Mgmt | For | For | For | |
1.5 | Elect Director Aso, Yutaka | Mgmt | For | For | For | |
1.6 | Elect Director Suzuki, Hiroshi | Mgmt | For | For | For | |
1.7 | Elect Director Ema, Kenji | Mgmt | For | For | For | |
Iberdrola S.A. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 22-Jun-12 | Spain | Annual | 17-Jun-12 | 1,842,957 | |
IBE | CUSIP: E6165F166 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | |||||
1 | Approve Consolidated and Standalone Financial Statements For FY 2011 | Mgmt | For | For | For | |
2 | Approve Management Reports | Mgmt | For | For | For | |
3 | Approve Discharge of Directors | Mgmt | For | For | For | |
4 | Renew Appointment of Ernst & Young as Auditor | Mgmt | For | For | For | |
5 | Approve Allocation of Income and Distribution of Dividends of EUR 0.03 Per Share | Mgmt | For | For | For | |
6 | Approve EUR 2.02 Billion Capital Increase Charged Against Reserves | Mgmt | For | For | For | |
7.a | Ratify Co-option of and Elect Jose Luis San Pedro Guerenabarrena as Director | Mgmt | For | For | For | |
7.b | Ratify Co-option of and Elect Angel Jesus Acebes Paniagua as Director | Mgmt | For | For | For | |
7.c | Reelect Xabier de Irala Estevez as Director | Mgmt | For | For | For | |
7.d | Reelect Inigo Victor de Oriol Ibarra as Director | Mgmt | For | For | For | |
7.e | Reelect Ines Macho Stadler as Director | Mgmt | For | For | For | |
7.f | Reelect Braulio Medel Camara as Director | Mgmt | For | For | For | |
7.g | Reelect Samantha Barber as Director | Mgmt | For | For | For | |
7.h | Elect Francisco Pons Alcoy as Director | Mgmt | For | For | For | |
8 | Authorize Issuance of Bonds/Debentures and/or Other Debt Securities | Mgmt | For | For | For | |
9 | Authorize Listing on and Delisting from Secondary Exchanges of Shares and Other Securities | Mgmt | For | For | For | |
10 | Approve Charitable Donations | Mgmt | For | For | For | |
11.a | Amend Articles 19.1, 19.4, 20.1, 20.2, 20.4, and 23.3 of Bylaws | Mgmt | For | For | For | |
11.b | Amend Articles 24.1, 24.2, and 25.2 of Bylaws | Mgmt | For | For | For | |
12 | Amend Articles of General Meeting Regulations | Mgmt | For | For | For | |
13 | Approve Company's Corporate Web Site | Mgmt | For | For | For | |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
15 | Advisory Vote on Remuneration Report | Mgmt | For | For | For | |
Tokio Marine Holdings, Inc. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 25-Jun-12 | Japan | Annual | 31-Mar-12 | 270,900 | |
8766 | CUSIP: J86298106 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Mgmt | For | For | For | |
2.1 | Elect Director Ishihara, Kunio | Mgmt | For | For | For | |
2.2 | Elect Director Sumi, Shuuzo | Mgmt | For | For | For | |
2.3 | Elect Director Tamai, Takaaki | Mgmt | For | For | For | |
2.4 | Elect Director Nagano, Tsuyoshi | Mgmt | For | For | For | |
2.5 | Elect Director Oba, Masashi | Mgmt | For | For | For | |
2.6 | Elect Director Ito, Kunio | Mgmt | For | For | For | |
2.7 | Elect Director Mimura, Akio | Mgmt | For | Against | Against | |
2.8 | Elect Director Kitazawa, Toshifumi | Mgmt | For | For | For | |
2.9 | Elect Director Sasaki, Mikio | Mgmt | For | For | For | |
2.10 | Elect Director Fujita, Hirokazu | Mgmt | For | For | For | |
Takeda Pharmaceutical Co. Ltd. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 26-Jun-12 | Japan | Annual | 31-Mar-12 | 177,800 | |
4502 | CUSIP: J8129E108 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Mgmt | For | For | For | |
2.1 | Elect Director Hasegawa, Yasuchika | Mgmt | For | For | For | |
2.2 | Elect Director Yoshida, Toyoji | Mgmt | For | For | For | |
2.3 | Elect Director Yamanaka, Yasuhiko | Mgmt | For | For | For | |
2.4 | Elect Director Frank Morich | Mgmt | For | For | For | |
2.5 | Elect Director Yamada, Tadataka | Mgmt | For | For | For | |
2.6 | Elect Director Sudo, Fumio | Mgmt | For | For | For | |
2.7 | Elect Director Kojima, Yorihiko | Mgmt | For | For | For | |
2.8 | Elect Director Iwasaki, Masato | Mgmt | For | For | For | |
2.9 | Elect Director Deborah Dunsire | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor Takeda, Naohisa | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor Fujinuma, Tsuguoki | Mgmt | For | For | For | |
4 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
Kao Corp. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 28-Jun-12 | Japan | Annual | 31-Mar-12 | 255,700 | |
4452 | CUSIP: J30642169 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 31 | Mgmt | For | For | For | |
2 | Amend Articles To Change Fiscal Year End - Reduce Directors' Term | Mgmt | For | For | For | |
3.1 | Elect Director Ozaki, Motoki | Mgmt | For | For | For | |
3.2 | Elect Director Sawada, Michitaka | Mgmt | For | For | For | |
3.3 | Elect Director Kanda, Hiroshi | Mgmt | For | For | For | |
3.4 | Elect Director Takahashi, Tatsuo | Mgmt | For | For | For | |
3.5 | Elect Director Saito, Toshihide | Mgmt | For | For | For | |
3.6 | Elect Director Hashimoto, Ken | Mgmt | For | For | For | |
3.7 | Elect Director Mitsui, Hisao | Mgmt | For | For | For | |
3.8 | Elect Director Ikeda, Teruhiko | Mgmt | For | For | For | |
3.9 | Elect Director Otoshi, Takuma | Mgmt | For | For | For | |
3.10 | Elect Director Kadonaga, Sonosuke | Mgmt | For | For | For | |
4 | Appoint Statutory Auditor Suzuki, Teruo | Mgmt | For | For | For | |
5 | Appoint Alternate Statutory Auditor Ito, Satoshi | Mgmt | For | For | For | |
Nintendo Co. Ltd. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 28-Jun-12 | Japan | Annual | 31-Mar-12 | 20,500 | |
7974 | CUSIP: J51699106 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Mgmt | For | For | For | |
2.1 | Elect Director Iwata, Satoru | Mgmt | For | For | For | |
2.2 | Elect Director Mori, Yoshihiro | Mgmt | For | For | For | |
2.3 | Elect Director Hatano, Shinji | Mgmt | For | For | For | |
2.4 | Elect Director Takeda, Genyo | Mgmt | For | For | For | |
2.5 | Elect Director Miyamoto, Shigeru | Mgmt | For | For | For | |
2.6 | Elect Director Matsumoto, Masaharu | Mgmt | For | For | For | |
2.7 | Elect Director Suzuki, Eiichi | Mgmt | For | For | For | |
2.8 | Elect Director Kimishima, Tatsumi | Mgmt | For | For | For | |
2.9 | Elect Director Takemura, Kaoru | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor Ueda, Minoru | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor Toyoda, Ken | Mgmt | For | For | For | |
3.3 | Appoint Statutory Auditor Mitamura, Yoshimi | Mgmt | For | For | For | |
3.4 | Appoint Statutory Auditor Umeyama, Katsuhiro | Mgmt | For | For | For | |
Shin-Etsu Chemical Co. Ltd. | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 28-Jun-12 | Japan | Annual | 31-Mar-12 | 43,800 | |
4063 | CUSIP: J72810120 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Mgmt | For | For | For | |
2.1 | Elect Director Kanagawa, Chihiro | Mgmt | For | For | For | |
2.2 | Elect Director Mori, Shunzo | Mgmt | For | For | For | |
2.3 | Elect Director Akiya, Fumio | Mgmt | For | For | For | |
2.4 | Elect Director Habata, Kiichi | Mgmt | For | For | For | |
2.5 | Elect Director Todoroki, Masahiko | Mgmt | For | For | For | |
2.6 | Elect Director Akimoto, Toshiya | Mgmt | For | For | For | |
2.7 | Elect Director Kaneko, Masashi | Mgmt | For | For | For | |
2.8 | Elect Director Komiyama, Hiroshi | Mgmt | For | For | For | |
2.9 | Elect Director Arai, Fumio | Mgmt | For | For | For | |
3 | Approve Takeover Defense Plan (Poison Pill) | Mgmt | For | Against | Against | |
Tesco plc | ||||||
Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Ticker | 29-Jun-12 | United Kingdom | Annual | 27-Jun-12 | 1,835,900 | |
TSCO | CUSIP: G87621101 | |||||
Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend | Mgmt | For | For | For | |
4 | Elect Sir Richard Broadbent as Director | Mgmt | For | For | For | |
5 | Elect Deanna Oppenheimer as Director | Mgmt | For | For | For | |
6 | Re-elect Philip Clarke as Director | Mgmt | For | For | For | |
7 | Re-elect Gareth Bullock as Director | Mgmt | For | For | For | |
8 | Re-elect Patrick Cescau as Director | Mgmt | For | For | For | |
9 | Re-elect Stuart Chambers as Director | Mgmt | For | For | For | |
10 | Re-elect Karen Cook as Director | Mgmt | For | For | For | |
11 | Re-elect Ken Hanna as Director | Mgmt | For | For | For | |
12 | Re-elect Andrew Higginson as Director | Mgmt | For | For | For | |
13 | Re-elect Ken Hydon as Director | Mgmt | For | For | For | |
14 | Re-elect Tim Mason as Director | Mgmt | For | For | For | |
15 | Re-elect Laurie Mcllwee as Director | Mgmt | For | For | For | |
16 | Re-elect Lucy Neville-Rolfe as Director | Mgmt | For | For | For | |
17 | Re-elect Jacqueline Bakker as Director | Mgmt | For | For | For | |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
19 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
20 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |
23 | Approve EU Political Donations and Expenditure | Mgmt | For | For | For | |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) BBH Trust
By (Signature and Title)*
/s/Radford W. Klotz___________________
Radford W. Klotz
President and Principal Executive Officer
Date: August 29, 2012