UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-21829
BBH Trust
(Exact name of registrant as specified in charter)
140 Broadway New York, NY 10005
(Address of principal executive offices) (Zip code)
Corporation Services Company
2711 Centerville Road, Suite 400
Wilmington, Delaware 19808
(Name and address of agent for service)
Registrant’s telephone number, including area code: (800) 575-1265
Date of fiscal year end: June 30 and October 31
Date of reporting period: July 1, 2013 to June 30, 2014
Form NP-X is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (Sections 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. Section 3507.
Item 1. Proxy Voting Record
The following three Series of the Registrant did not hold any voting securities and accordingly
did not vote any proxies during the reporting period:
BBH Limited Duration Fund
BBH Money Market Fund
BBH Intermediate Municipal Bond Fund
BBH Core Select
Vote Summary | |||||||||||||||||||||||
DIAGEO PLC | |||||||||||||||||||||||
Security | 25243Q205 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DEO | Meeting Date | 19-Sep-2013 | ||||||||||||||||||||
ISIN | US25243Q2057 | Agenda | 933869084 - Management | ||||||||||||||||||||
Record Date | 13-Aug-2013 | Holding Recon Date | 13-Aug-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Sep-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | REPORT AND ACCOUNTS 2013. | Management | For | None | |||||||||||||||||||
2. | DIRECTORS' REMUNERATION REPORT 2013. | Management | For | None | |||||||||||||||||||
3. | DECLARATION OF FINAL DIVIDEND. | Management | For | None | |||||||||||||||||||
4. | RE-ELECTION OF PB BRUZELIUS AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | None | |||||||||||||||||||
5. | RE-ELECTION OF LM DANON AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | None | |||||||||||||||||||
6. | RE-ELECTION OF LORD DAVIES AS A DIRECTOR. (AUDIT, NOMINATION, REMUNERATION(CHAIRMAN OF THE COMMITTEE)) | Management | For | None | |||||||||||||||||||
7. | RE-ELECTION OF HO KWONPING AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | None | |||||||||||||||||||
8. | RE-ELECTION OF BD HOLDEN AS A DIRECTOR. (AUDIT, NOMINATION & REMUNERATION COMMITTEE) | Management | For | None | |||||||||||||||||||
9. | RE-ELECTION OF DR FB HUMER AS A DIRECTOR. (NOMINATION COMMITTEE(CHAIRMAN OF THE COMMITTEE)) | Management | For | None | |||||||||||||||||||
10. | RE-ELECTION OF D MAHLAN AS A DIRECTOR. (EXECUTIVE COMMITTEE) | Management | For | None | |||||||||||||||||||
11. | RE-ELECTION OF IM MENEZES AS A DIRECTOR. (EXECUTIVE COMMITTEE(CHAIRMAN OF THE COMMITTEE)) | Management | For | None | |||||||||||||||||||
12. | RE-ELECTION OF PG SCOTT AS A DIRECTOR. (AUDIT(CHAIRMAN OF THE COMMITTEE), NOMINATION, REMUNERATION COMMITTEE) | Management | For | None | |||||||||||||||||||
13. | APPOINTMENT OF AUDITOR. | Management | For | None | |||||||||||||||||||
14. | REMUNERATION OF AUDITOR. | Management | For | None | |||||||||||||||||||
15. | AUTHORITY TO ALLOT SHARES. | Management | For | None | |||||||||||||||||||
16. | DISAPPLICATION OF PRE-EMPTION RIGHTS. | Management | For | None | |||||||||||||||||||
17. | AUTHORITY TO PURCHASE OWN ORDINARY SHARES. | Management | For | None | |||||||||||||||||||
18. | AUTHORITY TO MAKE POLITICAL DONATIONS AND/OR TO INCUR POLITICAL EXPENDITURE IN THE EU. | Management | For | None | |||||||||||||||||||
19. | REDUCED NOTICE OF A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING. | Management | For | None | |||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | |||||||||||||||||||||||
Security | 053015103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ADP | Meeting Date | 12-Nov-2013 | ||||||||||||||||||||
ISIN | US0530151036 | Agenda | 933881080 - Management | ||||||||||||||||||||
Record Date | 13-Sep-2013 | Holding Recon Date | 13-Sep-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Nov-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | ELLEN R. ALEMANY | For | For | For | |||||||||||||||||||
2 | GREGORY D. BRENNEMAN | For | For | For | |||||||||||||||||||
3 | LESLIE A. BRUN | For | For | For | |||||||||||||||||||
4 | RICHARD T. CLARK | For | For | For | |||||||||||||||||||
5 | ERIC C. FAST | For | For | For | |||||||||||||||||||
6 | LINDA R. GOODEN | For | For | For | |||||||||||||||||||
7 | R. GLENN HUBBARD | For | For | For | |||||||||||||||||||
8 | JOHN P. JONES | For | For | For | |||||||||||||||||||
9 | CARLOS A. RODRIGUEZ | For | For | For | |||||||||||||||||||
10 | GREGORY L. SUMME | For | For | For | |||||||||||||||||||
2. | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
3. | APPOINTMENT OF DELOITTE & TOUCHE LLP. | Management | For | For | For | ||||||||||||||||||
4. | RE-APPROVAL OF PERFORMANCE-BASED PROVISIONS OF THE AUTOMATIC DATA PROCESSING, INC. 2008 OMNIBUS AWARD PLAN. | Management | For | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | |||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | ||||||||||||||||||||
ISIN | US5949181045 | Agenda | 933883185 - Management | ||||||||||||||||||||
Record Date | 13-Sep-2013 | Holding Recon Date | 13-Sep-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Nov-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | For | ||||||||||||||||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | For | ||||||||||||||||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | For | ||||||||||||||||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | For | ||||||||||||||||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | For | ||||||||||||||||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | For | ||||||||||||||||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | For | ||||||||||||||||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | For | ||||||||||||||||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | Against | Against | Against | ||||||||||||||||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | For | ||||||||||||||||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | For | ||||||||||||||||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For | For | ||||||||||||||||||
NOVARTIS AG | |||||||||||||||||||||||
Security | 66987V109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NVS | Meeting Date | 25-Feb-2014 | ||||||||||||||||||||
ISIN | US66987V1098 | Agenda | 933922280 - Management | ||||||||||||||||||||
Record Date | 16-Jan-2014 | Holding Recon Date | 16-Jan-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-Feb-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1 | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE BUSINESS YEAR 2013 | Management | For | For | For | ||||||||||||||||||
2 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | For | For | For | ||||||||||||||||||
3 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AND DECLARATION OF DIVIDEND | Management | For | For | For | ||||||||||||||||||
4.A | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE ANNUAL GENERAL MEETING 2014 TO THE ANNUAL GENERAL MEETING 2015 | Management | For | For | For | ||||||||||||||||||
4.B | ADVISORY VOTE ON TOTAL COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE PERFORMANCE CYCLE ENDED IN 2013 | Management | For | For | For | ||||||||||||||||||
5.A | RE-ELECTION OF JOERG REINHARDT, PH.D., AND ELECTION AS CHAIRMAN OF THE BOARD OF DIRECTORS (IN A SINGLE VOTE) | Management | For | For | For | ||||||||||||||||||
5.B | RE-ELECTION OF DIMITRI AZAR, M.D., MBA TO THE BOARD OF DIRECTOR | Management | For | For | For | ||||||||||||||||||
5.C | RE-ELECTION OF VERENA A. BRINER, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | For | ||||||||||||||||||
5.D | RE-ELECTION OF SRIKANT DATAR, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | For | ||||||||||||||||||
5.E | RE-ELECTION OF ANN FUDGE TO THE BOARD OF DIRECTOR | Management | For | For | For | ||||||||||||||||||
5.F | RE-ELECTION OF PIERRE LANDOLT, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | For | ||||||||||||||||||
5.G | RE-ELECTION OF ULRICH LEHNER, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | For | ||||||||||||||||||
5.H | RE-ELECTION OF ANDREAS VON PLANTA, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | For | ||||||||||||||||||
5.I | RE-ELECTION OF CHARLES L. SAWYERS, M.D. TO THE BOARD OF DIRECTOR | Management | For | For | For | ||||||||||||||||||
5.J | RE-ELECTION OF ENRICO VANNI, PH.D. TO THE BOARD OF DIRECTOR | Management | For | For | For | ||||||||||||||||||
5.K | RE-ELECTION OF WILLIAM T. WINTERS TO THE BOARD OF DIRECTOR | Management | For | For | For | ||||||||||||||||||
6.A | ELECTION OF SRIKANT DATAR, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | ||||||||||||||||||
6.B | ELECTION OF ANN FUDGE AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | ||||||||||||||||||
6.C | ELECTION OF ULRICH LEHNER, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | ||||||||||||||||||
6.D | ELECTION OF ENRICO VANNI, PH.D., AS MEMBER OF THE COMPENSATION COMMITTEE | Management | For | For | For | ||||||||||||||||||
7 | RE-ELECTION OF THE AUDITOR | Management | For | For | For | ||||||||||||||||||
8 | ELECTION OF THE INDEPENDENT PROXY | Management | For | For | For | ||||||||||||||||||
9 | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. IF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE NOTICE OF ANNUAL GENERAL MEETING AND/OR MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS ARE PROPOSED AT THE ANNUAL GENERAL MEETING | Management | Abstain | Abstain | |||||||||||||||||||
QUALCOMM INCORPORATED | |||||||||||||||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 04-Mar-2014 | ||||||||||||||||||||
ISIN | US7475251036 | Agenda | 933916150 - Management | ||||||||||||||||||||
Record Date | 06-Jan-2014 | Holding Recon Date | 06-Jan-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Mar-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: BRENT SCOWCROFT | Management | For | For | For | ||||||||||||||||||
1N. | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | For | For | ||||||||||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 28, 2014. | Management | For | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | 1 Year | ||||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 09-Apr-2014 | ||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 933927040 - Management | ||||||||||||||||||||
Record Date | 19-Feb-2014 | Holding Recon Date | 19-Feb-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
3. | TO APPROVE THE COMPANY'S 2013 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For | For | ||||||||||||||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||||||||||||||||||
NESTLE S.A. | |||||||||||||||||||||||
Security | 641069406 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 10-Apr-2014 | ||||||||||||||||||||
ISIN | US6410694060 | Agenda | 933940365 - Management | ||||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | APPROVAL OF THE ANNUAL REPORT, THE FINANCIAL STATEMENTS OF NESTLE S.A. AND THE CONSOLIDATED FINANCIAL STATEMENTS OF THE NESTLE GROUP FOR 2013 | Management | For | For | For | ||||||||||||||||||
1B. | ACCEPTANCE OF THE COMPENSATION REPORT 2013 (ADVISORY VOTE) | Management | For | For | For | ||||||||||||||||||
2. | RELEASE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND OF THE MANAGEMENT | Management | For | For | For | ||||||||||||||||||
3. | APPROPRIATION OF PROFITS RESULTING FROM THE BALANCE SHEET OF NESTLE S.A. (PROPOSED DIVIDEND) FOR THE FINANCIAL YEAR 2013 | Management | For | For | For | ||||||||||||||||||
4. | REVISION OF THE ARTICLES OF ASSOCIATION ADAPTATION TO NEW SWISS COMPANY LAW | Management | Against | Against | Against | ||||||||||||||||||
5AA | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. PETER BRABECK-LETMATHE | Management | For | For | For | ||||||||||||||||||
5AB | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. PAUL BULCKE | Management | For | For | For | ||||||||||||||||||
5AC | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. ANDREAS KOOPMANN | Management | For | For | For | ||||||||||||||||||
5AD | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. ROLF HANGGI | Management | For | For | For | ||||||||||||||||||
5AE | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. BEAT HESS | Management | For | For | For | ||||||||||||||||||
5AF | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. DANIEL BOREL | Management | For | For | For | ||||||||||||||||||
5AG | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. STEVEN G. HOCH | Management | For | For | For | ||||||||||||||||||
5AH | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. NAINA LAL KIDWAI | Management | For | For | For | ||||||||||||||||||
5AI | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. TITIA DE LANGE | Management | For | For | For | ||||||||||||||||||
5AJ | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. JEAN-PIERRE ROTH | Management | For | For | For | ||||||||||||||||||
5AK | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. ANN M. VENEMAN | Management | For | For | For | ||||||||||||||||||
5AL | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MR. HENRI DE CASTRIES | Management | For | For | For | ||||||||||||||||||
5AM | RE-ELECTIONS TO THE BOARD OF DIRECTORS: MS. EVA CHENG | Management | For | For | For | ||||||||||||||||||
5B. | ELECTION OF THE CHAIRMAN OF THE BOARD OF DIRECTORS MR. PETER BRABECK-LETMATHE | Management | For | For | For | ||||||||||||||||||
5CA | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. BEAT HESS | Management | For | For | For | ||||||||||||||||||
5CB | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. DANIEL BOREL | Management | For | For | For | ||||||||||||||||||
5CC | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. ANDREAS KOOPMANN | Management | For | For | For | ||||||||||||||||||
5CD | ELECTION OF THE MEMBERS OF THE COMPENSATION COMMITTEE: MR. JEAN-PIERRE ROTH | Management | For | For | For | ||||||||||||||||||
5D. | RE-ELECTION OF THE STATUTORY AUDITORS KPMG SA, GENEVA BRANCH | Management | For | For | For | ||||||||||||||||||
5E. | ELECTION OF THE INDEPENDENT REPRESENTATIVE HARTMANN DREYER, ATTORNEYS-AT-LAW | Management | For | For | For | ||||||||||||||||||
6. | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE ACCORDING TO THE FOLLOWING INSTRUCTION: "FOR" = VOTE IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS; "AGAINST" = VOTE AGAINST THE PROPOSAL OF THE BOARD OF DIRECTORS; "ABSTAIN" = ABSTAIN | Management | Abstain | Against | Abstain | ||||||||||||||||||
U.S. BANCORP | |||||||||||||||||||||||
Security | 902973304 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | USB | Meeting Date | 15-Apr-2014 | ||||||||||||||||||||
ISIN | US9029733048 | Agenda | 933926593 - Management | ||||||||||||||||||||
Record Date | 18-Feb-2014 | Holding Recon Date | 18-Feb-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: Y. MARC BELTON | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: VICTORIA BUYNISKI GLUCKMAN | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ARTHUR D. COLLINS, JR. | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: ROLAND A. HERNANDEZ | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DOREEN WOO HO | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: JOEL W. JOHNSON | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: OLIVIA F. KIRTLEY | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JERRY W. LEVIN | Management | For | For | Against | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: DAVID B. O'MALEY | Management | For | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: O'DELL M. OWENS, M.D., M.P.H. | Management | For | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: CRAIG D. SCHNUCK | Management | For | For | For | ||||||||||||||||||
1N. | ELECTION OF DIRECTOR: PATRICK T. STOKES | Management | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE 2014 FISCAL YEAR. | Management | For | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR EXECUTIVES DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | For | ||||||||||||||||||
4. | SHAREHOLDER PROPOSAL: ADOPTION OF A POLICY REQUIRING THAT THE CHAIRMAN OF THE BOARD BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | For | For | ||||||||||||||||||
PRAXAIR, INC. | |||||||||||||||||||||||
Security | 74005P104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PX | Meeting Date | 22-Apr-2014 | ||||||||||||||||||||
ISIN | US74005P1049 | Agenda | 933933803 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: OSCAR BERNARDES | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: IRA D. HALL | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LARRY D. MCVAY | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DENISE L. RAMOS | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: WAYNE T. SMITH | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT L. WOOD | Management | For | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||||||
3. | TO APPROVE THE AMENDED AND RESTATED 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Management | For | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | |||||||||||||||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 24-Apr-2014 | �� | |||||||||||||||||||
ISIN | US4781601046 | Agenda | 933933548 - Management | ||||||||||||||||||||
Record Date | 25-Feb-2014 | Holding Recon Date | 25-Feb-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | Against | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | Against | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | For | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | For | ||||||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | For | ||||||||||||||||||
4. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For | Against | ||||||||||||||||||
CELANESE CORPORATION | |||||||||||||||||||||||
Security | 150870103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CE | Meeting Date | 24-Apr-2014 | ||||||||||||||||||||
ISIN | US1508701034 | Agenda | 933929020 - Management | ||||||||||||||||||||
Record Date | 24-Feb-2014 | Holding Recon Date | 24-Feb-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JEAN S. BLACKWELL | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MARTIN G. MCGUINN | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DANIEL S. SANDERS | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN K. WULFF | Management | For | For | Against | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
3. | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||||||||||||||||||
WELLS FARGO & COMPANY | |||||||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 29-Apr-2014 | ||||||||||||||||||||
ISIN | US9497461015 | Agenda | 933937089 - Management | ||||||||||||||||||||
Record Date | 04-Mar-2014 | Holding Recon Date | 04-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | Against | Against | Against | ||||||||||||||||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | For | ||||||||||||||||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | For | ||||||||||||||||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | For | ||||||||||||||||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | For | ||||||||||||||||||
1F) | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | �� | For | |||||||||||||||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | Against | Against | Against | ||||||||||||||||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | Against | ||||||||||||||||||
1I) | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | For | ||||||||||||||||||
1J) | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | For | ||||||||||||||||||
1K) | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For | For | ||||||||||||||||||
1L) | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | For | ||||||||||||||||||
1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | For | ||||||||||||||||||
1N) | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | For | ||||||||||||||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||||||||||||||||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For | For | ||||||||||||||||||
5. | REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. | Shareholder | Against | For | Against | ||||||||||||||||||
THE CHUBB CORPORATION | |||||||||||||||||||||||
Security | 171232101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 29-Apr-2014 | ||||||||||||||||||||
ISIN | US1712321017 | Agenda | 933937356 - Management | ||||||||||||||||||||
Record Date | 03-Mar-2014 | Holding Recon Date | 03-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A) | ELECTION OF DIRECTOR: ZOE BAIRD BUDINGER | Management | For | For | For | ||||||||||||||||||
1B) | ELECTION OF DIRECTOR: SHEILA P. BURKE | Management | For | For | For | ||||||||||||||||||
1C) | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | For | ||||||||||||||||||
1D) | ELECTION OF DIRECTOR: JOHN D. FINNEGAN | Management | For | For | For | ||||||||||||||||||
1E) | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | For | ||||||||||||||||||
1F) | ELECTION OF DIRECTOR: KAREN M. HOGUET | Management | For | For | For | ||||||||||||||||||
1G) | ELECTION OF DIRECTOR: LAWRENCE W. KELLNER | Management | For | For | For | ||||||||||||||||||
1H) | ELECTION OF DIRECTOR: MARTIN G. MCGUINN | Management | For | For | For | ||||||||||||||||||
1I) | ELECTION OF DIRECTOR: LAWRENCE M. SMALL | Management | For | For | For | ||||||||||||||||||
1J) | ELECTION OF DIRECTOR: JESS SODERBERG | Management | For | For | For | ||||||||||||||||||
1K) | ELECTION OF DIRECTOR: DANIEL E. SOMERS | Management | For | For | For | ||||||||||||||||||
1L) | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | For | For | For | ||||||||||||||||||
1M) | ELECTION OF DIRECTOR: JAMES M. ZIMMERMAN | Management | For | For | For | ||||||||||||||||||
1N) | ELECTION OF DIRECTOR: ALFRED W. ZOLLAR | Management | For | For | For | ||||||||||||||||||
2. | TO APPROVE THE ADOPTION OF THE CHUBB CORPORATION LONG-TERM INCENTIVE PLAN (2014). | Management | For | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR. | Management | For | For | For | ||||||||||||||||||
4. | ADVISORY VOTE ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL REGARDING PREPARATION OF AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | Against | For | Against | ||||||||||||||||||
EOG RESOURCES, INC. | |||||||||||||||||||||||
Security | 26875P101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EOG | Meeting Date | 01-May-2014 | ||||||||||||||||||||
ISIN | US26875P1012 | Agenda | 933953792 - Management | ||||||||||||||||||||
Record Date | 07-Mar-2014 | Holding Recon Date | 07-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JANET F. CLARK | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MARK G. PAPA | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | For | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||||||||||||||||||
3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||||||
4. | STOCKHOLDER PROPOSAL CONCERNING QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS, IF PROPERLY PRESENTED. | Shareholder | Against | For | Against | ||||||||||||||||||
5. | STOCKHOLDER PROPOSAL CONCERNING A METHANE EMISSIONS REPORT, IF PROPERLY PRESENTED. | Shareholder | Against | For | Against | ||||||||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||||||||||||||
Security | 674599105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OXY | Meeting Date | 02-May-2014 | ||||||||||||||||||||
ISIN | US6745991058 | Agenda | 933956724 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2014 | Holding Recon Date | 13-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | For | For | Against | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | For | For | ||||||||||||||||||
2. | ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION FOR EDWARD P.DJEREJIAN, AN INDEPENDENT DIRECTOR. | Management | For | For | For | ||||||||||||||||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
4. | ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Management | For | For | For | ||||||||||||||||||
5. | SEPARATION OF THE ROLES OF THE CHAIRMAN OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER. | Management | For | For | For | ||||||||||||||||||
6. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | For | ||||||||||||||||||
7. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | Against | ||||||||||||||||||
8. | REVIEW LOBBYING AT FEDERAL, STATE, LOCAL LEVELS. | Shareholder | Against | For | Against | ||||||||||||||||||
9. | QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS. | Shareholder | Against | For | Against | ||||||||||||||||||
10. | FUGITIVE METHANE EMISSIONS AND FLARING REPORT. | Shareholder | Against | For | Against | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | |||||||||||||||||||||||
Security | 084670108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 03-May-2014 | ||||||||||||||||||||
ISIN | US0846701086 | Agenda | 933937320 - Management | ||||||||||||||||||||
Record Date | 05-Mar-2014 | Holding Recon Date | 05-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | WARREN E. BUFFETT | For | For | For | |||||||||||||||||||
2 | CHARLES T. MUNGER | For | For | For | |||||||||||||||||||
3 | HOWARD G. BUFFETT | For | For | For | |||||||||||||||||||
4 | STEPHEN B. BURKE | For | For | For | |||||||||||||||||||
5 | SUSAN L. DECKER | For | For | For | |||||||||||||||||||
6 | WILLIAM H. GATES III | For | For | For | |||||||||||||||||||
7 | DAVID S. GOTTESMAN | For | For | For | |||||||||||||||||||
8 | CHARLOTTE GUYMAN | For | For | For | |||||||||||||||||||
9 | DONALD R. KEOUGH | For | For | For | |||||||||||||||||||
10 | THOMAS S. MURPHY | For | For | Withheld | |||||||||||||||||||
11 | RONALD L. OLSON | For | For | For | |||||||||||||||||||
12 | WALTER SCOTT, JR. | For | For | For | |||||||||||||||||||
13 | MERYL B. WITMER | For | For | For | |||||||||||||||||||
2 | NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2014 PROXY STATEMENT. | Management | For | For | For | ||||||||||||||||||
3 | NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (WHETHER ANNUAL, BIENNIAL OR TRIENNIAL) WITH WHICH SHAREHOLDERS OF THE COMPANY SHALL BE ENTITLED TO HAVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 3 Years | For | 3 Years | ||||||||||||||||||
4 | SHAREHOLDER PROPOSAL REGARDING GREENHOUSE GAS AND OTHER AIR EMISSIONS. | Shareholder | Against | For | Against | ||||||||||||||||||
5 | SHAREHOLDER PROPOSAL REGARDING DIVIDENDS. | Shareholder | Against | For | Against | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | |||||||||||||||||||||||
Security | 071813109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BAX | Meeting Date | 06-May-2014 | ||||||||||||||||||||
ISIN | US0718131099 | Agenda | 933939487 - Management | ||||||||||||||||||||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: THOMAS T. STALLKAMP | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN | Management | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||||||||||||||||||
3. | APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For | ||||||||||||||||||
4. | SHAREHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | For | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | Against | ||||||||||||||||||
PEPSICO, INC. | |||||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 07-May-2014 | ||||||||||||||||||||
ISIN | US7134481081 | Agenda | 933945860 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: RAY L. HUNT | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | For | For | ||||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For | For | ||||||||||||||||||
5. | POLICY REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | Against | ||||||||||||||||||
6. | POLICY REGARDING EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | For | Against | ||||||||||||||||||
WASTE MANAGEMENT, INC. | |||||||||||||||||||||||
Security | 94106L109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WM | Meeting Date | 13-May-2014 | ||||||||||||||||||||
ISIN | US94106L1098 | Agenda | 933944476 - Management | ||||||||||||||||||||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: BRADBURY H. ANDERSON | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: FRANK M. CLARK, JR. | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: PATRICK W. GROSS | Management | Against | Against | Against | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: VICTORIA M. HOLT | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JOHN C. POPE | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: W. ROBERT REUM | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: DAVID P. STEINER | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Management | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||||||||||||||||||
3. | APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
4. | APPROVAL OF OUR 2014 STOCK INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||||||
5. | STOCKHOLDER PROPOSAL REGARDING DISCLOSURE OF POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | For | ||||||||||||||||||
ZOETIS INC. | |||||||||||||||||||||||
Security | 98978V103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ZTS | Meeting Date | 13-May-2014 | ||||||||||||||||||||
ISIN | US98978V1035 | Agenda | 933959504 - Management | ||||||||||||||||||||
Record Date | 19-Mar-2014 | Holding Recon Date | 19-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: GREGORY NORDEN | Management | For | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: LOUISE M. PARENT | Management | For | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | For | ||||||||||||||||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
3. | FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | 1 Year | ||||||||||||||||||
4. | APPROVAL OF THE ZOETIS INC. 2013 EQUITY AND INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||||||
5. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||||||||||||||||||
EBAY INC. | |||||||||||||||||||||||
Security | 278642103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EBAY | Meeting Date | 13-May-2014 | ||||||||||||||||||||
ISIN | US2786421030 | Agenda | 933949919 - Management | ||||||||||||||||||||
Record Date | 18-Mar-2014 | Holding Recon Date | 18-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1 | DIRECTOR | Management | |||||||||||||||||||||
1 | FRED D. ANDERSON | For | For | For | |||||||||||||||||||
2 | EDWARD W. BARNHOLT | For | For | For | |||||||||||||||||||
3 | SCOTT D. COOK | For | For | For | |||||||||||||||||||
4 | JOHN J. DONAHOE | For | For | For | |||||||||||||||||||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||||||
3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF OUR 2008 EQUITY INCENTIVE AWARD PLAN. | Management | Against | Against | Against | ||||||||||||||||||
4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITORS FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||||||||||||||||||
5 | TO CONSIDER A STOCKHOLDER PROPOSAL SUBMITTED BY JOHN CHEVEDDEN REGARDING STOCKHOLDER ACTION BY WRITTEN CONSENT WITHOUT A MEETING, IF PROPERLY PRESENTED BEFORE THE MEETING. | Shareholder | For | Against | For | ||||||||||||||||||
6 | PROPOSAL WITHDRAWN | Shareholder | Abstain | Against | Abstain | ||||||||||||||||||
UNILEVER N.V. | |||||||||||||||||||||||
Security | 904784709 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UN | Meeting Date | 14-May-2014 | ||||||||||||||||||||
ISIN | US9047847093 | Agenda | 933971916 - Management | ||||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
3. | TO APPROVE THE REMUNERATION POLICY. | Management | For | For | For | ||||||||||||||||||
4. | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2013 FINANCIAL YEAR. | Management | For | For | For | ||||||||||||||||||
5. | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | For | ||||||||||||||||||
6. | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | For | ||||||||||||||||||
7. | TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
8. | TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
9. | TO RE-APPOINT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
10. | TO RE-APPOINT PROFESSOR L O FRESCO AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
11. | TO RE-APPOINT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
12. | TO RE-APPOINT DR B E GROTE AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
13. | TO RE-APPOINT MS M MA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
14. | TO RE-APPOINT MS H NYASULU AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
15. | TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
16. | TO RE-APPOINT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
17. | TO RE-APPOINT MR K J STORM AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
18. | TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
19. | TO RE-APPOINT MR P S WALSH AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
20. | TO APPOINT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
21. | TO APPOINT THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2014 FINANCIAL YEAR. | Management | For | For | For | ||||||||||||||||||
22. | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. | Management | For | For | For | ||||||||||||||||||
23. | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. | Management | For | For | For | ||||||||||||||||||
24. | TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. | Management | For | For | For | ||||||||||||||||||
UNILEVER N.V. | |||||||||||||||||||||||
Security | 904784709 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | UN | Meeting Date | 14-May-2014 | ||||||||||||||||||||
ISIN | US9047847093 | Agenda | 933996463 - Management | ||||||||||||||||||||
Record Date | 16-Apr-2014 | Holding Recon Date | 16-Apr-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
3. | TO APPROVE THE REMUNERATION POLICY. | Management | For | For | For | ||||||||||||||||||
4. | TO ADOPT THE ANNUAL ACCOUNTS AND APPROPRIATION OF THE PROFIT FOR THE 2013 FINANCIAL YEAR. | Management | For | For | For | ||||||||||||||||||
5. | TO DISCHARGE THE EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | For | ||||||||||||||||||
6. | TO DISCHARGE THE NON-EXECUTIVE DIRECTORS IN OFFICE IN THE 2013 FINANCIAL YEAR FOR THE FULFILMENT OF THEIR TASK. | Management | For | For | For | ||||||||||||||||||
7. | TO RE-APPOINT MR P G J M POLMAN AS AN EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
8. | TO RE-APPOINT MR R J-M S HUET AS AN EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
9. | TO RE-APPOINT MRS L M CHA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
10. | TO RE-APPOINT PROFESSOR L O FRESCO AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
11. | TO RE-APPOINT MS A M FUDGE AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
12. | TO RE-APPOINT DR B E GROTE AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
13. | TO RE-APPOINT MS M MA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
14. | TO RE-APPOINT MS H NYASULU AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
15. | TO RE-APPOINT THE RT HON SIR MALCOLM RIFKIND MP AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
16. | TO RE-APPOINT MR J RISHTON AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
17. | TO RE-APPOINT MR K J STORM AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
18. | TO RE-APPOINT MR M TRESCHOW AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
19. | TO RE-APPOINT MR P S WALSH AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
20. | TO APPOINT MR F SIJBESMA AS A NON-EXECUTIVE DIRECTOR. | Management | For | For | For | ||||||||||||||||||
21. | TO APPOINT THE AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE 2014 FINANCIAL YEAR. | Management | For | For | For | ||||||||||||||||||
22. | TO DESIGNATE THE BOARD OF DIRECTORS AS THE COMPANY BODY AUTHORISED TO ISSUE SHARES IN THE COMPANY. | Management | For | For | For | ||||||||||||||||||
23. | TO AUTHORISE THE BOARD OF DIRECTORS TO PURCHASE SHARES AND DEPOSITARY RECEIPTS THEREOF IN THE SHARE CAPITAL OF THE COMPANY. | Management | For | For | For | ||||||||||||||||||
24. | TO REDUCE THE CAPITAL WITH RESPECT TO SHARES AND DEPOSITARY RECEIPTS THEREOF HELD BY THE COMPANY IN ITS OWN SHARE CAPITAL. | Management | For | For | For | ||||||||||||||||||
GOOGLE INC. | |||||||||||||||||||||||
Security | 38259P508 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GOOG | Meeting Date | 14-May-2014 | ||||||||||||||||||||
ISIN | US38259P5089 | Agenda | 933948359 - Management | ||||||||||||||||||||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | LARRY PAGE | For | For | For | |||||||||||||||||||
2 | SERGEY BRIN | For | For | For | |||||||||||||||||||
3 | ERIC E. SCHMIDT | For | For | For | |||||||||||||||||||
4 | L. JOHN DOERR | For | For | Withheld | |||||||||||||||||||
5 | DIANE B. GREENE | For | For | For | |||||||||||||||||||
6 | JOHN L. HENNESSY | For | For | Withheld | |||||||||||||||||||
7 | ANN MATHER | For | For | For | |||||||||||||||||||
8 | PAUL S. OTELLINI | For | For | For | |||||||||||||||||||
9 | K. RAM SHRIRAM | For | For | For | |||||||||||||||||||
10 | SHIRLEY M. TILGHMAN | For | For | For | |||||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||||||||||||||||||
3. | THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | Against | Against | Against | ||||||||||||||||||
4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | For | ||||||||||||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | For | ||||||||||||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | For | ||||||||||||||||||
7. | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | Against | ||||||||||||||||||
8. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | �� | For | |||||||||||||||||
THE PROGRESSIVE CORPORATION | |||||||||||||||||||||||
Security | 743315103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PGR | Meeting Date | 16-May-2014 | ||||||||||||||||||||
ISIN | US7433151039 | Agenda | 933954340 - Management | ||||||||||||||||||||
Record Date | 18-Mar-2014 | Holding Recon Date | 18-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: STUART B. BURGDOERFER | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: CHARLES A. DAVIS | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: LAWTON W. FITT | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JEFFREY D. KELLY | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: HEIDI G. MILLER, PH.D. | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: PATRICK H. NETTLES, PH.D. | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: GLENN M. RENWICK | Management | For | For | For | ||||||||||||||||||
2. | CAST AN ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION PROGRAM. | Management | For | For | For | ||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||||||||||||||||||
SOUTHWESTERN ENERGY COMPANY | |||||||||||||||||||||||
Security | 845467109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SWN | Meeting Date | 20-May-2014 | ||||||||||||||||||||
ISIN | US8454671095 | Agenda | 933966395 - Management | ||||||||||||||||||||
Record Date | 28-Mar-2014 | Holding Recon Date | 28-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 19-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: JOHN D. GASS | Management | For | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: CATHERINE A. KEHR | Management | For | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: GREG D. KERLEY | Management | For | For | For | ||||||||||||||||||
1.4 | ELECTION OF DIRECTOR: VELLO A. KUUSKRAA | Management | For | For | For | ||||||||||||||||||
1.5 | ELECTION OF DIRECTOR: KENNETH R. MOURTON | Management | For | For | For | ||||||||||||||||||
1.6 | ELECTION OF DIRECTOR: STEVEN L. MUELLER | Management | For | For | For | ||||||||||||||||||
1.7 | ELECTION OF DIRECTOR: ELLIOTT PEW | Management | For | For | For | ||||||||||||||||||
1.8 | ELECTION OF DIRECTOR: ALAN H. STEVENS | Management | For | For | For | ||||||||||||||||||
2. | PROPOSAL TO RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
4. | PROPOSAL FROM STOCKHOLDER REGARDING SPECIAL MEETINGS. | Shareholder | Against | For | Against | ||||||||||||||||||
5. | PROPOSAL FROM STOCKHOLDER REGARDING METHANE EMISSIONS REPORT. | Shareholder | Against | For | Against | ||||||||||||||||||
COMCAST CORPORATION | |||||||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 21-May-2014 | ||||||||||||||||||||
ISIN | US20030N1019 | Agenda | 933967563 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | KENNETH J. BACON | For | For | For | |||||||||||||||||||
2 | SHELDON M. BONOVITZ | For | For | For | |||||||||||||||||||
3 | EDWARD D. BREEN | For | For | For | |||||||||||||||||||
4 | JOSEPH J. COLLINS | For | For | Withheld | |||||||||||||||||||
5 | J. MICHAEL COOK | For | For | For | |||||||||||||||||||
6 | GERALD L. HASSELL | For | For | Withheld | |||||||||||||||||||
7 | JEFFREY A. HONICKMAN | For | For | For | |||||||||||||||||||
8 | EDUARDO G. MESTRE | For | For | For | |||||||||||||||||||
9 | BRIAN L. ROBERTS | For | For | For | |||||||||||||||||||
10 | RALPH J. ROBERTS | For | For | For | |||||||||||||||||||
11 | JOHNATHAN A. RODGERS | For | For | For | |||||||||||||||||||
12 | DR. JUDITH RODIN | For | For | Withheld | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | For | For | For | ||||||||||||||||||
3. | APPROVAL, ON AN ADVISORY BASIS, OF OUR EXECUTIVE COMPENSATION | Management | For | For | Against | ||||||||||||||||||
4. | TO PREPARE AN ANNUAL REPORT ON LOBBYING ACTIVITIES | Shareholder | Against | For | Against | ||||||||||||||||||
5. | TO PROHIBIT ACCELERATED VESTING UPON A CHANGE IN CONTROL | Shareholder | Against | For | For | ||||||||||||||||||
DENTSPLY INTERNATIONAL INC. | |||||||||||||||||||||||
Security | 249030107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | XRAY | Meeting Date | 21-May-2014 | ||||||||||||||||||||
ISIN | US2490301072 | Agenda | 933958641 - Management | ||||||||||||||||||||
Record Date | 24-Mar-2014 | Holding Recon Date | 24-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: MICHAEL C. ALFANO | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ERIC K. BRANDT | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: WILLIAM F. HECHT | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: FRANCIS J. LUNGER | Management | For | For | For | ||||||||||||||||||
2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||||||||||||||||||
3. | TO APPROVE BY ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||||||
HENRY SCHEIN, INC. | |||||||||||||||||||||||
Security | 806407102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HSIC | Meeting Date | 28-May-2014 | ||||||||||||||||||||
ISIN | US8064071025 | Agenda | 933983315 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | STANLEY M. BERGMAN | For | For | For | |||||||||||||||||||
2 | GERALD A. BENJAMIN | For | For | For | |||||||||||||||||||
3 | JAMES P. BRESLAWSKI | For | For | For | |||||||||||||||||||
4 | MARK E. MLOTEK | For | For | For | |||||||||||||||||||
5 | STEVEN PALADINO | For | For | Withheld | |||||||||||||||||||
6 | BARRY J. ALPERIN | For | For | For | |||||||||||||||||||
7 | PAUL BRONS | For | For | For | |||||||||||||||||||
8 | DONALD J. KABAT | For | For | For | |||||||||||||||||||
9 | PHILIP A. LASKAWY | For | For | For | |||||||||||||||||||
10 | KARYN MASHIMA | For | For | For | |||||||||||||||||||
11 | NORMAN S. MATTHEWS | For | For | For | |||||||||||||||||||
12 | CAROL RAPHAEL | For | For | For | |||||||||||||||||||
13 | E.D. REKOW, DDS, PHD | For | For | For | |||||||||||||||||||
14 | BRADLEY T. SHEARES, PHD | For | For | For | |||||||||||||||||||
15 | LOUIS W. SULLIVAN, MD | For | For | For | |||||||||||||||||||
2. | PROPOSAL TO APPROVE, BY NON-BINDING VOTE, THE 2013 COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||||||
3. | PROPOSAL TO RATIFY THE SELECTION OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 27, 2014. | Management | For | For | For | ||||||||||||||||||
WAL-MART STORES, INC. | |||||||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WMT | Meeting Date | 06-Jun-2014 | ||||||||||||||||||||
ISIN | US9311421039 | Agenda | 933993479 - Management | ||||||||||||||||||||
Record Date | 11-Apr-2014 | Holding Recon Date | 11-Apr-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | Against | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | Against | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For | Against | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | For | ||||||||||||||||||
1N. | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | For | ||||||||||||||||||
4. | REQUEST FOR INDEPENDENT CHAIRMAN POLICY | Shareholder | Against | For | For | ||||||||||||||||||
5. | REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF EXECUTIVE PAY | Shareholder | Against | For | For | ||||||||||||||||||
6. | REQUEST FOR ANNUAL REPORT ON LOBBYING | Shareholder | Against | For | For | ||||||||||||||||||
TARGET CORPORATION | |||||||||||||||||||||||
Security | 87612E106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TGT | Meeting Date | 11-Jun-2014 | ||||||||||||||||||||
ISIN | US87612E1064 | Agenda | 934026433 - Management | ||||||||||||||||||||
Record Date | 14-Apr-2014 | Holding Recon Date | 14-Apr-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROXANNE S. AUSTIN | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: HENRIQUE DE CASTRO | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For | Against | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARY E. MINNICK | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | Against | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: DERICA W. RICE | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: KENNETH L. SALAZAR | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | For | ||||||||||||||||||
2. | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||||||||||||||||||
3. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Management | For | For | Against | ||||||||||||||||||
4. | SHAREHOLDER PROPOSAL TO ELIMINATE PERQUISITES. | Shareholder | Against | For | Against | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR AN INDEPENDENT CHAIRMAN. | Shareholder | For | Against | For | ||||||||||||||||||
6. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY PROHIBITING DISCRIMINATION "AGAINST" OR "FOR" PERSONS. | Shareholder | Against | For | Against |
BBH Global Core Select
Vote Summary | |||||||||||||||||||||||
DIAGEO PLC, LONDON | |||||||||||||||||||||||
Security | G42089113 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 19-Sep-2013 | |||||||||||||||||||||
ISIN | GB0002374006 | Agenda | 704697070 - Management | ||||||||||||||||||||
Record Date | Holding Recon Date | 17-Sep-2013 | |||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 13-Sep-2013 | |||||||||||||||||
SEDOL(s) | 0237400 - 5399736 - 5409345 - 5460494 - B01DFS0 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1 | Report and accounts 2013 | Management | For | For | None | ||||||||||||||||||
2 | Directors' remuneration report 2013 | Management | For | For | None | ||||||||||||||||||
3 | Declaration of final dividend. That a final dividend be declared on the ordinary shares of 28101/108 pence each ('Ordinary Share(s)') of 29.30 pence per share for the year ended 30 June 2013 | Management | For | For | None | ||||||||||||||||||
4 | That PB Bruzelius be re-elected as a director | Management | For | For | None | ||||||||||||||||||
5 | That LM Danon be re-elected as a director | Management | For | For | None | ||||||||||||||||||
6 | That Lord Davies be re-elected as a director | Management | For | For | None | ||||||||||||||||||
7 | That Ho KwonPing be re-elected as a director | Management | For | For | None | ||||||||||||||||||
8 | That BD Holden be re-elected as a director | Management | For | For | None | ||||||||||||||||||
9 | That Dr FB Humer be re-elected as a director | Management | For | For | None | ||||||||||||||||||
10 | That D Mahlan be re-elected as a director | Management | For | For | None | ||||||||||||||||||
11 | That IM Menezes be re-elected as a director | Management | For | For | None | ||||||||||||||||||
12 | That PG Scott be re-elected as a director | Management | For | For | None | ||||||||||||||||||
13 | Appointment of auditor: That KPMG LLP be appointed as auditor of the company to hold office from the conclusion of this AGM until the conclusion of the next general meeting at which accounts are laid before the company | Management | For | For | None | ||||||||||||||||||
14 | Remuneration of auditor | Management | For | For | None | ||||||||||||||||||
15 | Authority to allot shares | Management | For | For | None | ||||||||||||||||||
16 | Disapplication of pre-emption rights | Management | For | For | None | ||||||||||||||||||
17 | Authority to purchase own Ordinary Shares | Management | For | For | None | ||||||||||||||||||
18 | Authority to make political donations and/or to incur political expenditure in the European Union ('EU'): That, in accordance with sections 366 and 367 of the Act, the company and all companies that are at any time during the period for which this resolution has effect subsidiaries of the company be authorised to: a) make political donations (as defined in section 364 of the Act) to political parties (as defined in section 363 of the Act) or independent election candidates (as defined in section 363 of the Act), not exceeding GBP 200,000 in total; and b) make political donations (as defined in section 364 of the Act) to political organisations other than political parties (as defined in section 363 of the Act) not exceeding GBP 200,000 in total; and c) incur political expenditure (as defined in section 365 of the Act) not exceeding GBP 200,000 in total; in each case during the period-beginning with the date of passing this resolution and ending at the end of-next year's AGM or on 18 December 2014, whichever is the sooner, and provided that the aggregate amount of political donations and political expenditure so-made and incurred by the company and its subsidiaries pursuant to this resolution shall not exceed GBP 200,000 | Management | For | For | None | ||||||||||||||||||
19 | Reduced notice of a general meeting other than an annual general meeting | Management | For | For | None | ||||||||||||||||||
SOLERA HOLDINGS, INC. | |||||||||||||||||||||||
Security | 83421A104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SLH | Meeting Date | 08-Nov-2013 | ||||||||||||||||||||
ISIN | US83421A1043 | Agenda | 933885014 - Management | ||||||||||||||||||||
Record Date | 23-Sep-2013 | Holding Recon Date | 23-Sep-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 07-Nov-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | TONY AQUILA | For | For | None | |||||||||||||||||||
2 | THOMAS A. DATTILO | For | For | None | |||||||||||||||||||
3 | ARTHUR F. KINGSBURY | For | For | None | |||||||||||||||||||
4 | DR. KURT J. LAUK | For | For | None | |||||||||||||||||||
5 | KENNETH A. VIELLIEU | For | For | None | |||||||||||||||||||
6 | THOMAS C. WAJNERT | For | For | None | |||||||||||||||||||
7 | STUART J. YARBROUGH | For | For | None | |||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS SOLERA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2014. | Management | For | For | None | ||||||||||||||||||
3. | APPROVAL OF A NON-BINDING ADVISORY VOTE, ON THE COMPENSATION OF SOLERA'S NAMED EXECUTIVE OFFICERS. | Management | For | For | None | ||||||||||||||||||
4. | APPROVAL OF AMENDMENTS AND PERFORMANCE CRITERIA CONTAINED IN ARTICLE 10 OF SOLERA'S 2008 OMNIBUS INCENTIVE PLAN. | Management | For | For | None | ||||||||||||||||||
MICROSOFT CORPORATION | |||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 19-Nov-2013 | ||||||||||||||||||||
ISIN | US5949181045 | Agenda | 933883185 - Management | ||||||||||||||||||||
Record Date | 13-Sep-2013 | Holding Recon Date | 13-Sep-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 18-Nov-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | ELECTION OF DIRECTOR: STEVEN A. BALLMER | Management | For | For | For | ||||||||||||||||||
2. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | For | ||||||||||||||||||
3. | ELECTION OF DIRECTOR: WILLIAM H. GATES III | Management | For | For | For | ||||||||||||||||||
4. | ELECTION OF DIRECTOR: MARIA M. KLAWE | Management | For | For | For | ||||||||||||||||||
5. | ELECTION OF DIRECTOR: STEPHEN J. LUCZO | Management | For | For | For | ||||||||||||||||||
6. | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | Management | For | For | For | ||||||||||||||||||
7. | ELECTION OF DIRECTOR: CHARLES H. NOSKI | Management | For | For | For | ||||||||||||||||||
8. | ELECTION OF DIRECTOR: HELMUT PANKE | Management | For | For | For | ||||||||||||||||||
9. | ELECTION OF DIRECTOR: JOHN W. THOMPSON | Management | Against | Against | Against | ||||||||||||||||||
10. | APPROVE MATERIAL TERMS OF THE PERFORMANCE CRITERIA UNDER THE EXECUTIVE OFFICER INCENTIVE PLAN | Management | For | For | For | ||||||||||||||||||
11. | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | For | ||||||||||||||||||
12. | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2014 | Management | For | For | For | ||||||||||||||||||
SALLY BEAUTY HOLDINGS, INC. | |||||||||||||||||||||||
Security | 79546E104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SBH | Meeting Date | 30-Jan-2014 | ||||||||||||||||||||
ISIN | US79546E1047 | Agenda | 933907238 - Management | ||||||||||||||||||||
Record Date | 02-Dec-2013 | Holding Recon Date | 02-Dec-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Jan-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | TO AMEND THE CORPORATION'S SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS (THE "DECLASSIFICATION AMENDMENT") AND PROVIDE FOR THE ANNUAL ELECTION OF DIRECTORS. | Management | For | For | For | ||||||||||||||||||
2. | DIRECTOR | Management | |||||||||||||||||||||
1 | JOHN R. GOLLIHER | For | For | For | |||||||||||||||||||
2 | EDWARD W. RABIN | For | For | For | |||||||||||||||||||
3 | GARY G. WINTERHALTER | For | For | For | |||||||||||||||||||
3. | APPROVAL OF THE COMPENSATION OF THE CORPORATION'S EXECUTIVE OFFICERS INCLUDING THE CORPORATION'S COMPENSATION PRACTICES AND PRINCIPLES AND THEIR IMPLEMENTATION. | Management | For | For | For | ||||||||||||||||||
4. | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2014. | Management | For | For | For | ||||||||||||||||||
NOVARTIS AG, BASEL | |||||||||||||||||||||||
Security | H5820Q150 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Feb-2014 | |||||||||||||||||||||
ISIN | CH0012005267 | Agenda | 704953238 - Management | ||||||||||||||||||||
Record Date | 20-Feb-2014 | Holding Recon Date | 20-Feb-2014 | ||||||||||||||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline Date | 19-Feb-2014 | |||||||||||||||||
SEDOL(s) | 7103065 - 7105083 - B01DMY5 - B10S3M3 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | None | ||||||||||||||||||||
1 | Approval of the Annual Report, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2013 | Management | For | For | For | ||||||||||||||||||
2 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management | For | For | For | ||||||||||||||||||
3 | Appropriation of Available Earnings of Novartis AG and Declaration of Dividend: CHF 2.45 per share | Management | For | For | For | ||||||||||||||||||
4.1 | Advisory Vote on Total Compensation for Members of the Board of Directors from the Annual General Meeting 2014 to the Annual General Meeting 2015 | Management | For | For | For | ||||||||||||||||||
4.2 | Advisory Vote on Total Compensation for Members of the Executive Committee for the Performance Cycle Ending in 2013 | Management | For | For | For | ||||||||||||||||||
5.1 | Re-election of Joerg Reinhardt, Ph.D., and election as Chairman of the Board of Directors | Management | For | For | For | ||||||||||||||||||
5.2 | Re-election of Dimitri Azar, M.D., MBA | Management | For | For | For | ||||||||||||||||||
5.3 | Re-election of Verena A. Briner, M.D. | Management | For | For | For | ||||||||||||||||||
5.4 | Re-election of Srikant Datar, Ph.D. | Management | For | For | For | ||||||||||||||||||
5.5 | Re-election of Ann Fudge | Management | For | For | For | ||||||||||||||||||
5.6 | Re-election of Pierre Landolt, Ph.D. | Management | For | For | For | ||||||||||||||||||
5.7 | Re-election of Ulrich Lehner, Ph.D. | Management | For | For | For | ||||||||||||||||||
5.8 | Re-election of Andreas von Planta, Ph.D. | Management | For | For | For | ||||||||||||||||||
5.9 | Re-election of Charles L. Sawyers, M.D. | Management | For | For | For | ||||||||||||||||||
5.10 | Re-election of Enrico Vanni, Ph.D. | Management | For | For | For | ||||||||||||||||||
5.11 | Re-election of William T. Winters | Management | For | For | For | ||||||||||||||||||
6.1 | Election of Srikant Datar, Ph.D., as member of the Compensation Committee | Management | For | For | For | ||||||||||||||||||
6.2 | Election of Ann Fudge as member of the Compensation Committee | Management | For | For | For | ||||||||||||||||||
6.3 | Election of Ulrich Lehner, Ph.D., as member of the Compensation Committee | Management | For | For | For | ||||||||||||||||||
6.4 | Election of Enrico Vanni, Ph.D., as member of the Compensation Committee | Management | For | For | For | ||||||||||||||||||
7 | Re-election of the Auditor: PricewaterhouseCoopers AG | Management | For | For | For | ||||||||||||||||||
8 | Election of lic. iur. Peter Andreas Zahn, Advokat, Basel, as the Independent Proxy | Management | For | For | For | ||||||||||||||||||
9 | In the case of ad-hoc/Miscellaneous shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | Management | Abstain | Against | Abstain | ||||||||||||||||||
QUALCOMM INCORPORATED | |||||||||||||||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 04-Mar-2014 | ||||||||||||||||||||
ISIN | US7475251036 | Agenda | 933916150 - Management | ||||||||||||||||||||
Record Date | 06-Jan-2014 | Holding Recon Date | 06-Jan-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Mar-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: BARBARA T. ALEXANDER | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DONALD G. CRUICKSHANK | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: RAYMOND V. DITTAMORE | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: SUSAN HOCKFIELD | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: THOMAS W. HORTON | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: PAUL E. JACOBS | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: SHERRY LANSING | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: STEVEN M. MOLLENKOPF | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DUANE A. NELLES | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: CLARK T. RANDT, JR. | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: FRANCISCO ROS | Management | For | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: JONATHAN J. RUBINSTEIN | Management | For | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: BRENT SCOWCROFT | Management | For | For | For | ||||||||||||||||||
1N. | ELECTION OF DIRECTOR: MARC I. STERN | Management | For | For | For | ||||||||||||||||||
2. | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANTS FOR OUR FISCAL YEAR ENDING SEPTEMBER 28, 2014. | Management | For | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
4. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | 1 Year | ||||||||||||||||||
SVENSKA HANDELSBANKEN AB, STOCKHOLM | |||||||||||||||||||||||
Security | W90937181 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 26-Mar-2014 | |||||||||||||||||||||
ISIN | SE0000193120 | Agenda | 704992824 - Management | ||||||||||||||||||||
Record Date | 20-Mar-2014 | Holding Recon Date | 20-Mar-2014 | ||||||||||||||||||||
City / | Country | STOCKHO LM | / | Sweden | Vote Deadline Date | 17-Mar-2014 | |||||||||||||||||
SEDOL(s) | 5703661 - 7527375 - B02V7H6 - B05R942 - B11FKN3 - BJ05364 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | None | ||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | None | ||||||||||||||||||||
CMMT | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | None | ||||||||||||||||||||
CMMT | PLEASE NOTE THAT BOARD DOES NOT MAKE ANY RECOMMENDATION ON RESOLUTIONS 21 AND-22. THE STANDING INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED. THANK YOU. | Non-Voting | None | ||||||||||||||||||||
1 | Opening of the meeting | Non-Voting | None | ||||||||||||||||||||
2 | Election of the chairman of the meeting: The nomination committee proposes-that Mr Sven Unger should be chairman of the meeting | Non-Voting | None | ||||||||||||||||||||
3 | Establishment and approval of the list of voters | Non-Voting | None | ||||||||||||||||||||
4 | Approval of the agenda | Non-Voting | None | ||||||||||||||||||||
5 | Election of two persons to countersign the minutes | Non-Voting | None | ||||||||||||||||||||
6 | Determining whether the meeting has been duly called | Non-Voting | None | ||||||||||||||||||||
7.a | A presentation of the annual accounts and auditors' report, as well as the-consolidated annual accounts and the auditors' report for the Group, for-2013. In connection with this: a presentation of the past year's work by the-Board and its committees | Non-Voting | None | ||||||||||||||||||||
7.b | A presentation of the annual accounts and auditors' report, as well as the-consolidated annual accounts and the auditors' report for the Group, for-2013. In connection with this: a speech by the Group Chief Executive, and any questions from shareholders to the Board and management of the Bank | Non-Voting | None | ||||||||||||||||||||
7.c | A presentation of the annual accounts and auditors' report, as well as the-consolidated annual accounts and the auditors' report for the Group, for-2013. In connection with this: a presentation of audit work during 2013 | Non-Voting | None | ||||||||||||||||||||
8 | Resolutions concerning adoption of the income statement and the balance sheet, as well as the consolidated income statement and consolidated balance sheet | Management | For | For | For | ||||||||||||||||||
9 | Resolution on the allocation of the Bank's profits in accordance with the adopted balance sheet and also concerning the record day: The Board proposes a dividend of SEK 16.50 per share, including an ordinary dividend of SEK 11.50 per share, and that Monday, 31 March 2014 be the record day for the receiving of dividends. If the meeting resolves in accordance with the proposal, Euroclear expects to distribute the dividend on Thursday, 3 April 2014 | Management | For | For | For | ||||||||||||||||||
10 | Resolution on release from liability for the members of the Board and the Group Chief Executive for the period referred to in the financial reports | Management | For | For | For | ||||||||||||||||||
11 | Authorisation for the Board to resolve on acquisition and divestment of shares in the Bank | Management | For | For | For | ||||||||||||||||||
12 | Acquisition of shares in the Bank for the Bank's trading book pursuant to Chapter 7, Section 6 of the Swedish Securities Market Act | Management | For | For | For | ||||||||||||||||||
13 | The Board's proposal to issue convertible bonds to employees | Management | For | For | For | ||||||||||||||||||
14 | Determining the number of members of the Board to be appointed by the meeting: The nomination committee proposes that the meeting resolve that the Board consist of ten (10) members | Management | For | For | For | ||||||||||||||||||
15 | Determining the number of auditors to be appointed by the meeting: The nomination committee proposes that the meeting appoint two registered auditing companies as auditors | Management | For | For | For | ||||||||||||||||||
16 | Deciding fees for Board members and auditors, and decision on indemnity undertaking for Board members | Management | For | For | Against | ||||||||||||||||||
17 | Election of the Board members and the Chairman of the Board: The nomination committee proposes the re-election of Jon Fredrik Baksaas, Par Boman, Tommy Bylund, Jan Johansson, Ole Johansson, Fredrik Lundberg, Sverker Martin Lof, Anders Nyren, Bente Rathe and Charlotte Skog. Lone Fonss Schroder has declined re-election. In addition, the nomination committee proposes the re-election of Anders Nyren as Chairman of the Board | Management | For | For | Against | ||||||||||||||||||
18 | Election of auditors: The nomination committee proposes that the meeting re-elect KPMG AB and Ernst & Young AB as auditors for the period until the end of the AGM to be held in 2015. These two auditing companies have announced that, should they be elected, they will appoint the same auditors to be auditors in charge as in 2013: Mr Stefan Holmstrom (authorised public accountant) will be appointed as auditor in charge for KPMG AB, and Mr Erik Astrom (authorised public accountant) will be appointed as auditor in charge for Ernst & Young AB | Management | For | For | For | ||||||||||||||||||
19 | The Board's proposal concerning guidelines for compensation to senior management | Management | For | For | For | ||||||||||||||||||
20 | The Board's proposal concerning the appointment of auditors in foundations without own management | Management | For | For | For | ||||||||||||||||||
21 | Shareholder's proposal that the annual general meeting shall adopt a certain policy | Management | Abstain | Against | Against | ||||||||||||||||||
22 | Shareholder's proposal regarding a decision to take the initiative to establish an integration institute | Management | Abstain | Against | Against | ||||||||||||||||||
23 | Closing of the meeting | Non-Voting | None | ||||||||||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | |||||||||||||||||||||||
Security | 806857108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SLB | Meeting Date | 09-Apr-2014 | ||||||||||||||||||||
ISIN | AN8068571086 | Agenda | 933927040 - Management | ||||||||||||||||||||
Record Date | 19-Feb-2014 | Holding Recon Date | 19-Feb-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: PETER L.S. CURRIE | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: TONY ISAAC | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: K. VAMAN KAMATH | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: MAUREEN KEMPSTON DARKES | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: PAAL KIBSGAARD | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: NIKOLAY KUDRYAVTSEV | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MICHAEL E. MARKS | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LUBNA S. OLAYAN | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: LEO RAFAEL REIF | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: TORE I. SANDVOLD | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: HENRI SEYDOUX | Management | For | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
3. | TO APPROVE THE COMPANY'S 2013 FINANCIAL STATEMENTS AND DECLARATIONS OF DIVIDENDS. | Management | For | For | For | ||||||||||||||||||
4. | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||||||||||||||||||
NESTLE SA, CHAM UND VEVEY | |||||||||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 10-Apr-2014 | |||||||||||||||||||||
ISIN | CH0038863350 | Agenda | 705020763 - Management | ||||||||||||||||||||
Record Date | 03-Apr-2014 | Holding Recon Date | 03-Apr-2014 | ||||||||||||||||||||
City / | Country | LAUSANN E | / | Switzerland | Vote Deadline Date | 02-Apr-2014 | |||||||||||||||||
SEDOL(s) | 3056044 - 7123870 - 7125274 - 7126578 - B0ZGHZ6 - BH7KD02 - BH89D42 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE REQUESTS-ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE REGISTRATION O-F SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT FOR MEETINGS OF-THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A REGISTERED LOCATION AT-THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPO-N RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED-ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE TRADING OF SHARES, ANY THAT ARE-REGISTERED MUST BE FIRST DEREGISTERED IF REQUIRED FOR SETTLEMENT. DEREGISTRAT-ION CAN AFFECT THE VOTING RIGHTS OF THOSE SHARES. IF YOU HAVE CONCERNS REGARDI-NG YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | None | ||||||||||||||||||||
1.1 | Approval of the Annual Report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2013 | Management | For | For | For | ||||||||||||||||||
1.2 | Acceptance of the Compensation Report 2013 (advisory vote) | Management | For | For | For | ||||||||||||||||||
2 | Release of the members of the Board of Directors and of the Management | Management | For | For | For | ||||||||||||||||||
3 | Appropriation of profits resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2013 | Management | For | For | For | ||||||||||||||||||
4 | Revision of the Articles of Association. Adaptation to new Swiss Company Law | Management | Against | Against | Against | ||||||||||||||||||
5.1.1 | Re-election to the Board of Directors: Mr Peter Brabeck-Letmathe | Management | For | For | For | ||||||||||||||||||
5.1.2 | Re-election to the Board of Directors: Mr Paul Bulcke | Management | For | For | For | ||||||||||||||||||
5.1.3 | Re-election to the Board of Directors: Mr Andreas Koopmann | Management | For | For | For | ||||||||||||||||||
5.1.4 | Re-election to the Board of Directors: Mr Rolf Hanggi | Management | For | For | For | ||||||||||||||||||
5.1.5 | Re-election to the Board of Directors: Mr Beat Hess | Management | For | For | For | ||||||||||||||||||
5.1.6 | Re-election to the Board of Directors: Mr Daniel Borel | Management | For | For | For | ||||||||||||||||||
5.1.7 | Re-election to the Board of Directors: Mr Steven G. Hoch | Management | For | For | For | ||||||||||||||||||
5.1.8 | Re-election to the Board of Directors: Ms Naina Lal Kidwai | Management | For | For | For | ||||||||||||||||||
5.1.9 | Re-election to the Board of Directors: Ms Titia de Lange | Management | For | For | For | ||||||||||||||||||
5.110 | Re-election to the Board of Directors: Mr Jean-Pierre Roth | Management | For | For | For | ||||||||||||||||||
5.111 | Re-election to the Board of Directors: Ms Ann M. Veneman | Management | For | For | For | ||||||||||||||||||
5.112 | Re-election to the Board of Directors: Mr Henri de Castries | Management | For | For | For | ||||||||||||||||||
5.113 | Re-election to the Board of Directors: Ms Eva Cheng | Management | For | For | For | ||||||||||||||||||
5.2 | Election of the Chairman of the Board of Directors: Mr Peter Brabeck-Letmathe | Management | For | For | For | ||||||||||||||||||
5.3.1 | Election of the member of the Compensation Committee: Mr Beat Hess | Management | For | For | For | ||||||||||||||||||
5.3.2 | Election of the member of the Compensation Committee: Mr Daniel Borel | Management | For | For | For | ||||||||||||||||||
5.3.3 | Election of the member of the Compensation Committee: Mr Andreas Koopmann | Management | For | For | For | ||||||||||||||||||
5.3.4 | Election of the member of the Compensation Committee: Mr Jean-Pierre Roth | Management | For | For | For | ||||||||||||||||||
5.4 | Re-election of the statutory auditors KPMG SA, Geneva branch | Management | For | For | For | ||||||||||||||||||
5.5 | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-Law | Management | For | For | For | ||||||||||||||||||
CMMT | In the event of a new or modified proposal by a shareholder during the General-Meeting, I instruct the independent representative to vote according to the f-ollowing instruction: INSTRUCT "FOR" ON ONE RESOLUTION AMONG 6.1, 6.2 AND 6.3-TO SHOW WHICH VOTING OPTION YOU CHOOSE IN THE EVENT OF NEW OR MODIFIED PROPOSALS. INSTRUCT "CLEAR" ON THE REMAINING TWO RESOLUTIONS | Non-Voting | None | ||||||||||||||||||||
6.1 | Vote in accordance with the proposal of the Board of Directors | Management | None | ||||||||||||||||||||
6.2 | Vote against the proposal of the Board of Directors | Shareholder | None | ||||||||||||||||||||
6.3 | Abstain | Shareholder | For | Against | For | ||||||||||||||||||
PRAXAIR, INC. | |||||||||||||||||||||||
Security | 74005P104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PX | Meeting Date | 22-Apr-2014 | ||||||||||||||||||||
ISIN | US74005P1049 | Agenda | 933933803 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: STEPHEN F. ANGEL | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: OSCAR BERNARDES | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: NANCE K. DICCIANI | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: EDWARD G. GALANTE | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: CLAIRE W. GARGALLI | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: IRA D. HALL | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: RAYMOND W. LEBOEUF | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: LARRY D. MCVAY | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: DENISE L. RAMOS | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: WAYNE T. SMITH | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ROBERT L. WOOD | Management | For | For | For | ||||||||||||||||||
2. | TO APPROVE, ON AN ADVISORY AND NON-BINDING BASIS, THE COMPENSATION OF PRAXAIR'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||||||||||||||||||
3. | TO APPROVE THE AMENDED AND RESTATED 2009 PRAXAIR, INC. LONG TERM INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF THE INDEPENDENT AUDITOR. | Management | For | For | For | ||||||||||||||||||
CELANESE CORPORATION | |||||||||||||||||||||||
Security | 150870103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CE | Meeting Date | 24-Apr-2014 | ||||||||||||||||||||
ISIN | US1508701034 | Agenda | 933929020 - Management | ||||||||||||||||||||
Record Date | 24-Feb-2014 | Holding Recon Date | 24-Feb-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: JEAN S. BLACKWELL | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: MARTIN G. MCGUINN | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: DANIEL S. SANDERS | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: JOHN K. WULFF | Management | For | For | Against | ||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
3. | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||||||||||||||||||
PEARSON PLC, LONDON | |||||||||||||||||||||||
Security | G69651100 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 25-Apr-2014 | |||||||||||||||||||||
ISIN | GB0006776081 | Agenda | 705067002 - Management | ||||||||||||||||||||
Record Date | Holding Recon Date | 23-Apr-2014 | |||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 17-Apr-2014 | |||||||||||||||||
SEDOL(s) | 0677608 - 5684283 - B02T0H1 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1 | Receipt of financial statements | Management | For | For | For | ||||||||||||||||||
2 | Final dividend | Management | For | For | For | ||||||||||||||||||
3 | Re-election of David Arculus | Management | For | For | For | ||||||||||||||||||
4 | Re-election of Vivienne Cox | Management | For | For | For | ||||||||||||||||||
5 | Re-election of John Fallon | Management | For | For | For | ||||||||||||||||||
6 | Re-election of Robin Freestone | Management | For | For | For | ||||||||||||||||||
7 | Re-election of Ken Hydon | Management | For | For | For | ||||||||||||||||||
8 | Re-election of Josh Lewis | Management | For | For | For | ||||||||||||||||||
9 | Re-election of Glen Moreno | Management | For | For | For | ||||||||||||||||||
10 | Re-appointment of Linda Lorimer | Management | For | For | For | ||||||||||||||||||
11 | Re-appointment of Harish Manwani | Management | For | For | For | ||||||||||||||||||
12 | Approval of directors remuneration policy | Management | For | For | For | ||||||||||||||||||
13 | Approval of annual remuneration report | Management | For | For | For | ||||||||||||||||||
14 | Re-appointment of auditor: PricewaterhouseCoopers LLP | Management | For | For | For | ||||||||||||||||||
15 | Remuneration of auditors | Management | For | For | For | ||||||||||||||||||
16 | Allotment of shares | Management | For | For | For | ||||||||||||||||||
17 | Waiver of pre-emption rights | Management | For | For | For | ||||||||||||||||||
18 | Authority to purchase own shares | Management | For | For | For | ||||||||||||||||||
19 | Notice of meetings | Management | For | For | Against | ||||||||||||||||||
20 | Extension of the Worldwide Save for Shares Plan | Management | For | For | For | ||||||||||||||||||
CMMT | 16 APR 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR NAM-E IN RESOLUTION 14. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | None | ||||||||||||||||||||
WELLS FARGO & COMPANY | |||||||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 29-Apr-2014 | ||||||||||||||||||||
ISIN | US9497461015 | Agenda | 933937089 - Management | ||||||||||||||||||||
Record Date | 04-Mar-2014 | Holding Recon Date | 04-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 28-Apr-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A) | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | Against | Against | Against | ||||||||||||||||||
1B) | ELECTION OF DIRECTOR: ELAINE L. CHAO | Management | For | For | For | ||||||||||||||||||
1C) | ELECTION OF DIRECTOR: JOHN S. CHEN | Management | For | For | For | ||||||||||||||||||
1D) | ELECTION OF DIRECTOR: LLOYD H. DEAN | Management | For | For | For | ||||||||||||||||||
1E) | ELECTION OF DIRECTOR: SUSAN E. ENGEL | Management | For | For | For | ||||||||||||||||||
1F) | ELECTION OF DIRECTOR: ENRIQUE HERNANDEZ, JR. | Management | For | For | For | ||||||||||||||||||
1G) | ELECTION OF DIRECTOR: DONALD M. JAMES | Management | Against | Against | Against | ||||||||||||||||||
1H) | ELECTION OF DIRECTOR: CYNTHIA H. MILLIGAN | Management | For | For | Against | ||||||||||||||||||
1I) | ELECTION OF DIRECTOR: FEDERICO F. PENA | Management | For | For | For | ||||||||||||||||||
1J) | ELECTION OF DIRECTOR: JAMES H. QUIGLEY | Management | For | For | For | ||||||||||||||||||
1K) | ELECTION OF DIRECTOR: JUDITH M. RUNSTAD | Management | For | For | For | ||||||||||||||||||
1L) | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | For | ||||||||||||||||||
1M) | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | For | ||||||||||||||||||
1N) | ELECTION OF DIRECTOR: SUSAN G. SWENSON | Management | For | For | For | ||||||||||||||||||
2. | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
3. | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||||||||||||||||||
4. | ADOPT A POLICY TO REQUIRE AN INDEPENDENT CHAIRMAN. | Shareholder | Against | For | For | ||||||||||||||||||
5. | REVIEW AND REPORT ON INTERNAL CONTROLS OVER THE COMPANY'S MORTGAGE SERVICING AND FORECLOSURE PRACTICES. | Shareholder | Against | For | Against | ||||||||||||||||||
VERMILION ENERGY INC, CALGARY, AB | |||||||||||||||||||||||
Security | 923725105 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 02-May-2014 | |||||||||||||||||||||
ISIN | CA9237251058 | Agenda | 705133762 - Management | ||||||||||||||||||||
Record Date | 21-Mar-2014 | Holding Recon Date | 21-Mar-2014 | ||||||||||||||||||||
City / | Country | CALGARY | / | Canada | Vote Deadline Date | 28-Apr-2014 | |||||||||||||||||
SEDOL(s) | B3KVGT4 - B607XS1 - B650RB6 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS "1 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "2.1 TO 2.9 AND 3". THANK YOU. | Non-Voting | None | ||||||||||||||||||||
1 | TO SET THE NUMBER OF DIRECTORS AT NINE (9) | Management | For | For | For | ||||||||||||||||||
2.1 | ELECTION OF DIRECTOR: LARRY J. MACDONALD | Management | For | For | For | ||||||||||||||||||
2.2 | ELECTION OF DIRECTOR: W. KENNETH DAVIDSON | Management | For | For | For | ||||||||||||||||||
2.3 | ELECTION OF DIRECTOR: LORENZO DONADEO | Management | For | For | For | ||||||||||||||||||
2.4 | ELECTION OF DIRECTOR: CLAUDIO A. GHERSINICH | Management | For | For | For | ||||||||||||||||||
2.5 | ELECTION OF DIRECTOR: JOSEPH F. KILLI | Management | For | For | For | ||||||||||||||||||
2.6 | ELECTION OF DIRECTOR: LOREN M. LEIKER | Management | For | For | For | ||||||||||||||||||
2.7 | ELECTION OF DIRECTOR: WILLIAM F. MADISON | Management | For | For | For | ||||||||||||||||||
2.8 | ELECTION OF DIRECTOR: DR. TIMOTHY R. MARCHANT | Management | For | For | For | ||||||||||||||||||
2.9 | ELECTION OF DIRECTOR: SARAH E. RAISS | Management | For | For | For | ||||||||||||||||||
3 | APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR EMUNERATION | Management | For | For | For | ||||||||||||||||||
4 | ADVISORY RESOLUTION TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Management | For | For | For | ||||||||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||||||||||||||
Security | 674599105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OXY | Meeting Date | 02-May-2014 | ||||||||||||||||||||
ISIN | US6745991058 | Agenda | 933956724 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2014 | Holding Recon Date | 13-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SPENCER ABRAHAM | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: HOWARD I. ATKINS | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: EUGENE L. BATCHELDER | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: STEPHEN I. CHAZEN | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: EDWARD P. DJEREJIAN | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: JOHN E. FEICK | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: MARGARET M. FORAN | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: CARLOS M. GUTIERREZ | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: WILLIAM R. KLESSE | Management | For | For | Against | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: AVEDICK B. POLADIAN | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: ELISSE B. WALTER | Management | For | For | For | ||||||||||||||||||
2. | ONE-YEAR WAIVER OF DIRECTOR AGE RESTRICTION FOR EDWARD P.DJEREJIAN, AN INDEPENDENT DIRECTOR. | Management | For | For | For | ||||||||||||||||||
3. | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
4. | ABILITY OF STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Management | For | For | For | ||||||||||||||||||
5. | SEPARATION OF THE ROLES OF THE CHAIRMAN OF THE BOARD AND THE CHIEF EXECUTIVE OFFICER. | Management | For | For | For | ||||||||||||||||||
6. | RATIFICATION OF INDEPENDENT AUDITORS. | Management | For | For | For | ||||||||||||||||||
7. | EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | Against | ||||||||||||||||||
8. | REVIEW LOBBYING AT FEDERAL, STATE, LOCAL LEVELS. | Shareholder | Against | For | Against | ||||||||||||||||||
9. | QUANTITATIVE RISK MANAGEMENT REPORTING FOR HYDRAULIC FRACTURING OPERATIONS. | Shareholder | Against | For | Against | ||||||||||||||||||
10. | FUGITIVE METHANE EMISSIONS AND FLARING REPORT. | Shareholder | Against | For | Against | ||||||||||||||||||
SANOFI SA, PARIS | |||||||||||||||||||||||
Security | F5548N101 | Meeting Type | Ordinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 05-May-2014 | |||||||||||||||||||||
ISIN | FR0000120578 | Agenda | 705027654 - Management | ||||||||||||||||||||
Record Date | 28-Apr-2014 | Holding Recon Date | 28-Apr-2014 | ||||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 22-Apr-2014 | |||||||||||||||||
SEDOL(s) | 5671735 - 5696589 - 7166239 - B01DR51 - B043B67 - B0CRGJ9 - B114ZY6 - B19GKJ4 - B92MW11 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | None | ||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | None | ||||||||||||||||||||
CMMT | 14 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2014/0312/2014031214006-21.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal- officiel.gouv.fr//pdf/2014/0414/201404141401110.pdf. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | None | ||||||||||||||||||||
1 | Approval of the annual corporate financial statements for the 2013 financial year | Management | For | For | For | ||||||||||||||||||
2 | Approval of the consolidated financial statements for the 2013 financial year | Management | For | For | For | ||||||||||||||||||
3 | Allocation of income and setting the dividend | Management | For | For | For | ||||||||||||||||||
4 | Agreements and commitments pursuant to Articles L.225-38 et seq. of the Commercial Code | Management | For | For | For | ||||||||||||||||||
5 | Renewal of term of Mr. Christopher Viehbacher as Board member | Management | For | For | For | ||||||||||||||||||
6 | Renewal of term of Mr. Robert Castaigne as Board member | Management | For | For | For | ||||||||||||||||||
7 | Renewal of term of Mr. Christian Mulliez as Board member | Management | For | For | For | ||||||||||||||||||
8 | Appointment of Mr. Patrick Kron as Board member | Management | For | For | For | ||||||||||||||||||
9 | Review of the compensation owed or paid to Mr. Serge Weinberg, Chairman of the Board of Directors for the financial year ended on December 31st, 2013 | Management | For | For | For | ||||||||||||||||||
10 | Review of the compensation owed or paid to Mr. Christopher Viehbacher, CEO for the financial year ended on December 31st, 2013 | Management | For | For | For | ||||||||||||||||||
11 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management | For | For | For | ||||||||||||||||||
12 | Powers to carry out all legal formalities | Management | For | For | For | ||||||||||||||||||
NIELSEN HOLDINGS N.V. | |||||||||||||||||||||||
Security | N63218106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NLSN | Meeting Date | 06-May-2014 | ||||||||||||||||||||
ISIN | NL0009538479 | Agenda | 933982692 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2014 | Holding Recon Date | 08-Apr-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | TO (A) ADOPT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2013 AND (B) AUTHORIZE THE PREPARATION OF OUR DUTCH STATUTORY ANNUAL ACCOUNTS AND THE ANNUAL REPORT OF THE BOARD OF DIRECTORS REQUIRED BY DUTCH LAW, BOTH FOR THE YEAR ENDING DECEMBER 31, 2014, IN THE ENGLISH LANGUAGE. | Management | For | For | For | ||||||||||||||||||
2. | TO DISCHARGE THE MEMBERS OF THE BOARD OF DIRECTORS FROM LIABILITY PURSUANT TO DUTCH LAW IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE YEAR ENDED DECEMBER 31, 2013. | Management | For | For | For | ||||||||||||||||||
3A. | ELECTION OF DIRECTOR: JAMES A. ATTWOOD, JR. | Management | For | For | For | ||||||||||||||||||
3B. | ELECTION OF DIRECTOR: DAVID L. CALHOUN | Management | For | For | For | ||||||||||||||||||
3C. | ELECTION OF DIRECTOR: KAREN M. HOGUET | Management | For | For | For | ||||||||||||||||||
3D. | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | For | ||||||||||||||||||
3E. | ELECTION OF DIRECTOR: ALEXANDER NAVAB | Management | For | For | For | ||||||||||||||||||
3F. | ELECTION OF DIRECTOR: ROBERT POZEN | Management | For | For | Against | ||||||||||||||||||
3G. | ELECTION OF DIRECTOR: VIVEK RANADIVE | Management | For | For | For | ||||||||||||||||||
3H. | ELECTION OF DIRECTOR: GANESH RAO | Management | For | For | For | ||||||||||||||||||
3I. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | For | For | For | ||||||||||||||||||
4. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||||||||||||||||||
5. | TO APPOINT ERNST & YOUNG ACCOUNTANTS LLP AS OUR AUDITOR WHO WILL AUDIT OUR DUTCH STATUTORY ANNUAL ACCOUNTS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||||||||||||||||||
6. | TO APPROVE THE NIELSEN HOLDINGS EXECUTIVE ANNUAL INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||||||
7. | TO APPROVE THE EXTENSION OF THE AUTHORITY OF THE BOARD OF DIRECTORS TO REPURCHASE UP TO 10% OF OUR ISSUED SHARE CAPITAL (INCLUDING DEPOSITARY RECEIPTS ISSUED FOR OUR SHARES) UNTIL NOVEMBER 6, 2015 ON THE OPEN MARKET, THROUGH PRIVATELY NEGOTIATED TRANSACTIONS OR IN ONE OR MORE SELF TENDER OFFERS FOR A PRICE PER SHARE (OR DEPOSITARY RECEIPT) NOT LESS THAN THE NOMINAL VALUE OF A SHARE AND NOT HIGHER THAN 110% OF THE MOST RECENTLY AVAILABLE (AS OF THE TIME OF REPURCHASE) PRICE OF A ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | Management | For | For | For | ||||||||||||||||||
8. | TO AMEND OUR ARTICLES OF ASSOCIATION TO CHANGE THE COMPANY NAME TO NIELSEN N.V. | Management | For | For | For | ||||||||||||||||||
9. | TO APPROVE, IN A NON-BINDING, ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO THE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | Management | For | For | For | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | |||||||||||||||||||||||
Security | 071813109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BAX | Meeting Date | 06-May-2014 | ||||||||||||||||||||
ISIN | US0718131099 | Agenda | 933939487 - Management | ||||||||||||||||||||
Record Date | 10-Mar-2014 | Holding Recon Date | 10-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: WAYNE T. HOCKMEYER | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: ROBERT L. PARKINSON, JR. | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: THOMAS T. STALLKAMP | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: ALBERT P.L. STROUCKEN | Management | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||||||||||||||||||
3. | APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For | ||||||||||||||||||
4. | SHAREHOLDER PROPOSAL - RIGHT TO ACT BY WRITTEN CONSENT. | Shareholder | Against | For | For | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK. | Shareholder | Against | For | Against | ||||||||||||||||||
RECKITT BENCKISER GROUP PLC, SLOUGH | |||||||||||||||||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||||||||||||||
ISIN | GB00B24CGK77 | Agenda | 705110257 - Management | ||||||||||||||||||||
Record Date | Holding Recon Date | 05-May-2014 | |||||||||||||||||||||
City / | Country | HAYES | / | United Kingdom | Vote Deadline Date | 30-Apr-2014 | |||||||||||||||||
SEDOL(s) | B24CGK7 - B28STJ1 - B28THT0 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1 | THAT THE COMPANY'S ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2013 BE RECEIVED | Management | For | For | For | ||||||||||||||||||
2 | THAT THE DIRECTORS' REMUNERATION POLICY AS SET OUT ON PAGES 35 TO 40 OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | Management | For | For | Against | ||||||||||||||||||
3 | THAT THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE DIRECTORS' REMUNERATION POLICY) FOR THE YEAR ENDED 31 DECEMBER 2013 BE APPROVED | Management | For | For | Against | ||||||||||||||||||
4 | THAT THE FINAL DIVIDEND RECOMMENDED BY THE DIRECTORS OF 77P PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2013 BE DECLARED PAYABLE AND PAID ON 29 MAY 2014 TO ALL SHAREHOLDERS ON THE REGISTER AT THE CLOSE OF BUSINESS ON 21 FEBRUARY 2014 | Management | For | For | For | ||||||||||||||||||
5 | THAT ADRIAN BELLAMY (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
6 | THAT PETER HARF (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
7 | THAT ADRIAN HENNAH BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
8 | THAT KENNETH HYDON (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
9 | THAT RAKESH KAPOOR (MEMBER OF THE NOMINATION COMMITTEE) BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
10 | THAT ANDRE LACROIX (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
11 | THAT JUDITH SPRIESER (MEMBER OF THE NOMINATION AND REMUNERATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
12 | THAT WARREN TUCKER (MEMBER OF THE AUDIT AND NOMINATION COMMITTEES) BE RE-ELECTED AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
13 | THAT NICANDRO DURANTE (MEMBER OF THE NOMINATION COMMITTEE), WHO WAS APPOINTED TO THE BOARD SINCE THE DATE OF THE LAST AGM, BE ELECTED AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
14 | THAT PRICEWATERHOUSECOOPERS LLP BE RE-APPOINTED AUDITORS OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | For | For | For | ||||||||||||||||||
15 | THAT THE DIRECTORS BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITORS | Management | For | For | For | ||||||||||||||||||
16 | THAT IN ACCORDANCE WITH S366 AND S367 OF THE COMPANIES ACT 2006 (THE 2006 ACT) THE COMPANY AND ANY UK REGISTERED COMPANY WHICH IS OR BECOMES A SUBSIDIARY OF THE COMPANY DURING THE PERIOD TO WHICH THIS RESOLUTION RELATES BE AUTHORISED TO: A) MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND/OR INDEPENDENT ELECTION CANDIDATES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; B) MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000; AND C) INCUR POLITICAL EXPENDITURE UP TO A TOTAL AGGREGATE AMOUNT OF GBP 50,000 DURING THE PERIOD FROM THE DATE OF THIS RESOLUTION UNTIL THE CONCLUSION OF THE NEXT AGM OF THE COMPANY IN 2015, PROVIDED THAT THE TOTAL AGGREGATE AMOUNT OF ALL SUCH DONATIONS AND EXPENDITURE INCURRED BY THE COMPANY AND ITS UK SUBSIDIARIES IN SUCH PERIOD SHALL NOT EXCEED GBP 50,000. FOR THE PURPOSE OF THIS RESOLUTION,THE TERMS 'POLITICAL DONATIONS', 'POLITICAL PARTIES', 'INDEPENDENT ELECTION-CANDIDATES', 'POLITICAL ORGANISATIONS' AND 'POLITICAL EXPENDITURE' HAVE THE MEANINGS SET OUT IN S363 TO S365 OF THE 2006 ACT | Management | For | For | For | ||||||||||||||||||
17 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES OF THE COMPANY UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 20,800,000 AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH AUTHORITIES TO APPLY UNTIL THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30 JUNE 2015), SAVE THAT UNDER SUCH AUTHORITY THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO-SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS AND THE DIRECTORS MAY ALLOT-SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES-UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Management | For | For | For | ||||||||||||||||||
18 | THAT IF RESOLUTION 17 IS PASSED, THE DIRECTORS BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE 2006 ACT) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND/OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF S561 OF THE 2006 ACT DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: A) TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES TO SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS AND THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER;-AND B) IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF THIS-RESOLUTION AND/OR IN THE CASE OF ANY TRANSFER OF TREASURY SHARES WHICH IS-TREATED AS AN ALLOTMENT OF EQUITY SECURITIES UNDER S560(3) OF THE 2006 ACT,-TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY-SECURITIES UP TO A NOMINAL AMOUNT OF GBP 3,500,000 SUCH POWER TO APPLY UNTIL-THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30-JUNE 2015) BUT DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND | Management | For | For | For | ||||||||||||||||||
CONT | CONTD PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER;-AND B) IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH (A) OF THIS-RESOLUTION AND/OR IN THE CASE OF ANY TRANSFER OF TREASURY SHARES WHICH IS-TREATED AS AN ALLOTMENT OF EQUITY SECURITIES UNDER S560(3) OF THE 2006 ACT,-TO THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH (A) ABOVE) OF EQUITY-SECURITIES UP TO A NOMINAL AMOUNT OF GBP 3,500,000 SUCH POWER TO APPLY UNTIL-THE END OF NEXT YEAR'S AGM (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 30-JUNE 2015) BUT DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND | Non-Voting | None | ||||||||||||||||||||
ENTER INTO-AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED-(AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE DIRECTORS MAY-ALLOT EQUITY SECURITIES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD-CONTD | |||||||||||||||||||||||
CONT | CONTD NOT EXPIRED | Non-Voting | None | ||||||||||||||||||||
19 | THAT THE COMPANY BE AND IT IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSES OF S701 OF THE 2006 ACT TO MAKE MARKET PURCHASES (WITHINTHE MEANING OF S693(4) OF THE 2006 ACT) OF ORDINARY SHARES OF 10P EACH IN THE CAPITAL OF THE COMPANY (ORDINARY SHARES) PROVIDED THAT: A) THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 73,000,000 ORDINARY SHARES (REPRESENTING LESS THAN 10% OF THE COMPANY'S ISSUED ORDINARY SHARE CAPITAL AS AT 7 MARCH 2014); B) THE MAXIMUM PRICE AT WHICH ORDINARY SHARES MAY BE PURCHASED IS AN AMOUNT EQUAL TO THE HIGHER OF (I) 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR THE ORDINARY SHARES AS TAKEN FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS PRECEDING THE DATE OF PURCHASE; AND (II) THAT STIPULATED BY ARTICLE 5(1) OF THE EU CONTD | Management | For | For | For | ||||||||||||||||||
CONT | CONTD BUYBACK AND STABILISATION REGULATIONS 2003 (NO. 2273/2003); AND THE-MINIMUM PRICE IS 10P PER ORDINARY SHARE, IN BOTH CASES EXCLUSIVE OF EXPENSES;-C) THE AUTHORITY TO PURCHASE CONFERRED BY THIS RESOLUTION SHALL EXPIRE ON THE- EARLIER OF 30 JUNE 2015 OR ON THE DATE OF THE AGM OF THE COMPANY IN 2015 SAVE-THAT THE COMPANY MAY, BEFORE SUCH EXPIRY, ENTER INTO A CONTRACT TO PURCHASE-ORDINARY SHARES UNDER WHICH SUCH PURCHASE WILL OR MAY BE COMPLETED OR-EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRATION OF THIS AUTHORITY AND MAY MAKE-A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT; AND D) ALL- ORDINARY SHARES PURCHASED PURSUANT TO THE SAID AUTHORITY SHALL BE EITHER: I)-CANCELLED IMMEDIATELY UPON COMPLETION OF THE PURCHASE; OR II) HELD, SOLD,-TRANSFERRED OR OTHERWISE DEALT WITH AS TREASURY SHARES IN ACCORDANCE WITH THE PROVISIONS OF THE 2006 ACT | Non-Voting | None | ||||||||||||||||||||
CONT | CONTD | Non-Voting | None | ||||||||||||||||||||
20 | THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Management | For | For | Against | ||||||||||||||||||
FUCHS PETROLUB SE, MANNHEIM | |||||||||||||||||||||||
Security | D27462130 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||||||||||||||
ISIN | DE0005790406 | Agenda | 705091255 - Management | ||||||||||||||||||||
Record Date | 15-Apr-2014 | Holding Recon Date | 15-Apr-2014 | ||||||||||||||||||||
City / | Country | MANNHEI M | / | Germany | Vote Deadline Date | 29-Apr-2014 | |||||||||||||||||
SEDOL(s) | 4354338 - 5301690 - B28H910 - B3BH8B7 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | None | |||||||||||||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 16 APR 2014, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE 1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERMAN LAW. THANK YOU. | Non-Voting | None | |||||||||||||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 22 APR 2014. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | None | |||||||||||||||||||||
1. | Presentation of the financial statements and annual report for the 2013 financial year with the report of the Supervisory Board, the group financial stateme-nts, the group annual report, and the report pursuant to Sections 289(4), 289(5), 315(2)5 and 315(4) of the German Commercial Code as well as the proposal of the Board of MDs on the appropriation of the distributable profit | Non-Voting | None | ||||||||||||||||||||
2. | Resolution on the Appropriation of the Distributable Profit. The distributable profit of EUR 129,529,026.27 shall be appropriated as follows: Payment of a dividend of EUR 1.38 per ordinary share and EUR 1.40 per preferred share EUR 32,500,443.23 shall be carried forward Ex-dividend and payable date: May 8, 2014 | Management | For | For | For | ||||||||||||||||||
3. | Ratification of the Acts of the Board of MDs | Management | For | For | For | ||||||||||||||||||
4. | Ratification of the Acts of the Supervisory Board | Management | For | For | For | ||||||||||||||||||
5. | Resolution on an Increase of the Share Capital through the Conversion of Company Reserves and the Corresponding Amendments to the Articles of Association 5.1 The company's share capital of EUR 70,980,000 shall be increased to EUR 141,960,000 through the conversion of capital reserves of EUR 70,980,000 and the issue of 35,490,000 new ordinary shares and 35,490,000 new preferred shares with dividend entitlement from January 1, 2014. The new shares shall be issued to the shareholders at a ratio of 1:1, 5.2 Amendments to the articles of association | Management | For | For | For | ||||||||||||||||||
6. | Resolution on the Revocation of the Existing Authorized Capital, the Creation of New Authorized Capital, and the Corresponding Amendment to the Articles of Association The existing authorized capital shall be revoked. The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 35,490,000 through the issue of new ordinary and/or non-voting preferred shares against contributions in cash and/or kind, on or before May 6, 2019 (authorized capital).Shareholders. Subscription rights may be excluded in the case of a capital increase of up to 20 pct. of the share capital against contributions in kind. Furthermore, shareholders subscription rights may be excluded in the case of a capital increase against contributions in cash if: shares are issued at a price not materially below their market price and the capital increase does not exceed 10 pct. of the share capital, residual amounts have been excluded from subscription rights, the share-ownership ratio needs to be maintained because ordinary shares and preferred shares are being issued, holders of conversion or option rights have been granted subscription rights | Management | For | For | For | ||||||||||||||||||
7. | Appointment of Auditors for the 2014 Financial Year: KPMG AG, Berlin | Management | For | For | For | ||||||||||||||||||
8. | Resolution on the Adjustment of an Existing Control and Profit Transfer Agreement. The agreement with the company's wholly-owned subsidiary, FUCHS Finanz service GmbH, on amendments to the existing control and profit transfer agreement shall be approved | Management | For | For | For | ||||||||||||||||||
INTACT FINANCIAL CORP, TORONTO | |||||||||||||||||||||||
Security | 45823T106 | Meeting Type | MIX | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 07-May-2014 | |||||||||||||||||||||
ISIN | CA45823T1066 | Agenda | 705081254 - Management | ||||||||||||||||||||
Record Date | 20-Mar-2014 | Holding Recon Date | 20-Mar-2014 | ||||||||||||||||||||
City / | Country | VANCOUV ER | / | Canada | Vote Deadline Date | 01-May-2014 | |||||||||||||||||
SEDOL(s) | B04YJV1 - B0KSS98 - B0L4XM3 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS "3, 4 AND 5" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR-RESOLUTION NUMBERS "1.1 to 1.11 AND 2". THANK YOU | Non-Voting | None | ||||||||||||||||||||
1.1 | Election of director : Charles Brindamour | Management | For | For | For | ||||||||||||||||||
1.2 | Election of director : Yves Brouillette | Management | For | For | For | ||||||||||||||||||
1.3 | Election of director : Robert W. Crispin | Management | For | For | For | ||||||||||||||||||
1.4 | Election of director : Janet De Silva | Management | For | For | For | ||||||||||||||||||
1.5 | Election of director : Claude Dussault | Management | For | For | For | ||||||||||||||||||
1.6 | Election of director : Eileen Mercier | Management | For | For | For | ||||||||||||||||||
1.7 | Election of director : Timothy H. Penner | Management | For | For | For | ||||||||||||||||||
1.8 | Election of director : Louise Roy | Management | For | For | For | ||||||||||||||||||
1.9 | Election of director : Stephen G. Snyder | Management | For | For | For | ||||||||||||||||||
1.10 | Election of director : Frederick Singer | Management | For | For | For | ||||||||||||||||||
1.11 | Election of director : Carol Stephenson | Management | For | For | For | ||||||||||||||||||
2 | Appointment of Ernst & Young LLP as auditors of the Company | Management | For | For | For | ||||||||||||||||||
3 | Reconfirmation of the Shareholder Rights Plan | Management | For | For | For | ||||||||||||||||||
4 | Amendment to By-Laws of the Company - Change in quorum required at meetings of shareholders of the Company: Section 5.02 | Management | For | For | For | ||||||||||||||||||
5 | Advisory Resolution to Accept the Approach to Executive Compensation | Management | For | For | For | ||||||||||||||||||
PEPSICO, INC. | |||||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 07-May-2014 | ||||||||||||||||||||
ISIN | US7134481081 | Agenda | 933945860 - Management | ||||||||||||||||||||
Record Date | 28-Feb-2014 | Holding Recon Date | 28-Feb-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: IAN M. COOK | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: DINA DUBLON | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: RAY L. HUNT | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | For | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | For | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | For | For | For | ||||||||||||||||||
3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
4. | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | For | For | For | ||||||||||||||||||
5. | POLICY REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS. | Shareholder | Against | For | Against | ||||||||||||||||||
6. | POLICY REGARDING EXECUTIVE RETENTION OF STOCK. | Shareholder | Against | For | Against | ||||||||||||||||||
ZOETIS INC. | |||||||||||||||||||||||
Security | 98978V103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ZTS | Meeting Date | 13-May-2014 | ||||||||||||||||||||
ISIN | US98978V1035 | Agenda | 933959504 - Management | ||||||||||||||||||||
Record Date | 19-Mar-2014 | Holding Recon Date | 19-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1.1 | ELECTION OF DIRECTOR: GREGORY NORDEN | Management | For | For | For | ||||||||||||||||||
1.2 | ELECTION OF DIRECTOR: LOUISE M. PARENT | Management | For | For | For | ||||||||||||||||||
1.3 | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | For | ||||||||||||||||||
2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | For | ||||||||||||||||||
3. | FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | For | 1 Year | ||||||||||||||||||
4. | APPROVAL OF THE ZOETIS INC. 2013 EQUITY AND INCENTIVE PLAN. | Management | For | For | For | ||||||||||||||||||
5. | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||||||||||||||||||
UNILEVER NV, ROTTERDAM | |||||||||||||||||||||||
Security | N8981F271 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2014 | |||||||||||||||||||||
ISIN | NL0000009355 | Agenda | 705094390 - Management | ||||||||||||||||||||
Record Date | 16-Apr-2014 | Holding Recon Date | 16-Apr-2014 | ||||||||||||||||||||
City / | Country | ROTTERD AM | / | Netherlands | Vote Deadline Date | 02-May-2014 | |||||||||||||||||
SEDOL(s) | B12T3J1 - B15CPS0 - B15G6S9 - B15RB98 - B1XH7K3 - B4MPSY0 - B92MX29 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1 | RECEIVE REPORT OF MANAGEMENT BOARD | Non-Voting | None | ||||||||||||||||||||
2 | DISCUSS REMUNERATION REPORT CONTAINING REMUNERATION POLICY FOR MANAGEMENT-BOARD MEMBERS | Non-Voting | None | ||||||||||||||||||||
3 | APPROVE REMUNERATION POLICY | Management | For | For | For | ||||||||||||||||||
4 | APPROVE FINANCIAL STATEMENTS AND ALLOCATION OF INCOME | Management | For | For | For | ||||||||||||||||||
5 | APPROVE DISCHARGE OF EXECUTIVE BOARD MEMBERS | Management | For | For | For | ||||||||||||||||||
6 | APPROVE DISCHARGE OF NON-EXECUTIVE BOARD MEMBERS | Management | For | For | For | ||||||||||||||||||
7 | RE-ELECT P.G.J.M. POLMAN AS AN EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
8 | RE-ELECT R.J-M.S. HUET AS AN EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
9 | RE-ELECT L.M. CHA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
10 | RE-ELECT L.O. FRESCO AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
11 | RE-ELECT A.M. FUDGE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
12 | RE-ELECT B.E. GROTE AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
13 | RE-ELECT M.MA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
14 | RE-ELECT H. NYASULU AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
15 | RE-ELECT M. RIFKIND AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
16 | RE-ELECT J. RISHTON AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
17 | RE-ELECT K.J. STORM AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
18 | RE-ELECT M. TRESCHOW AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
19 | RE-ELECT P.S. WALSH AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
20 | ELECT F SIJBESMA AS A NON-EXECUTIVE DIRECTOR | Management | For | For | For | ||||||||||||||||||
21 | RATIFY KPMG AS AUDITORS | Management | For | For | For | ||||||||||||||||||
22 | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10 PERCENT IN CASE OF TAKEOVER/MERGER AND RESTRICTING/EXCLUDING PREEMPTIVE RIGHTS | Management | For | For | For | ||||||||||||||||||
23 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Management | For | For | For | ||||||||||||||||||
24 | APPROVE CANCELLATION OF REPURCHASED SHARES | Management | For | For | For | ||||||||||||||||||
25 | ALLOW QUESTIONS AND CLOSE MEETING | Non-Voting | None | ||||||||||||||||||||
JC DECAUX SA, NEUILLY SUR SEINE | |||||||||||||||||||||||
Security | F5333N100 | Meeting Type | MIX | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2014 | |||||||||||||||||||||
ISIN | FR0000077919 | Agenda | 705059954 - Management | ||||||||||||||||||||
Record Date | 08-May-2014 | Holding Recon Date | 08-May-2014 | ||||||||||||||||||||
City / | Country | NEUILLY- SUR- SEINE | / | France | Vote Deadline Date | 01-May-2014 | |||||||||||||||||
SEDOL(s) | 7136663 - B01DL04 - B1C93C4 - B28JP18 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | None | ||||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE. | Non-Voting | None | ||||||||||||||||||||
CMMT | 28 APR 2014: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLICKING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2014/0324/2014032414007-29.pdf. PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL:-http://www.journal-officiel.gouv.fr//pdf/2014/0428/201404281401344.pdf AND CHA-NGE IN RECORD DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | None | ||||||||||||||||||||
O.1 | Approval of the annual corporate financial statements for the 2013 financial year | Management | For | For | For | ||||||||||||||||||
O.2 | Approval of the consolidated financial statements for the 2013 financial year | Management | For | For | For | ||||||||||||||||||
O.3 | Allocation of income and payment of the dividend | Management | For | For | For | ||||||||||||||||||
O.4 | Non-tax deductible costs and expenses and expenditures pursuant to Article 39-4 of the General Tax Code | Management | For | For | For | ||||||||||||||||||
O.5 | Approval of the regulated agreements pursuant to Article L.225-86 of the Commercial Code and approval of the special report of the Statutory Auditors | Management | For | For | For | ||||||||||||||||||
O.6 | Renewal of term of Mrs. Monique Cohen as Supervisory Board member | Management | For | For | For | ||||||||||||||||||
O.7 | Renewal of term of Mr. Jean-Pierre Decaux as Supervisory Board member | Management | For | For | Against | ||||||||||||||||||
O.8 | Renewal of term of Mr. Pierre-Alain Pariente as Supervisory Board member | Management | For | For | For | ||||||||||||||||||
O.9 | Notice on the compensation owed or paid to Mr. Jean-Francois Decaux, Chairman of the Executive Board for the 2013 financial year | Management | For | For | For | ||||||||||||||||||
O.10 | Notice on the compensation owed or paid during the 2013 financial year to Mrs. Laurence Debroux, Mr. Jean-Charles Decaux, Mr. Jean-Sebastien Decaux as Executive Board members Monsieur and to Mr. Jeremy Male as Executive Board member until September 12, 2013 | Management | For | For | For | ||||||||||||||||||
O.11 | Setting the amount of attendance allowances | Management | For | For | For | ||||||||||||||||||
O.12 | Authorization to be granted to the Executive Board to trade in Company's shares | Management | For | For | For | ||||||||||||||||||
E.13 | Authorization to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares | Management | For | For | For | ||||||||||||||||||
E.14 | Amendment to the bylaws to determine the terms of appointment of Supervisory Board members representing employees in accordance with Act No. 2013-504 of June 14th 2013 relating to employment security | Management | For | For | For | ||||||||||||||||||
E.15 | Powers to carry out all legal formalities | Management | For | For | For | ||||||||||||||||||
ARC RESOURCES LTD | |||||||||||||||||||||||
Security | 00208D408 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-May-2014 | |||||||||||||||||||||
ISIN | CA00208D4084 | Agenda | 705133875 - Management | ||||||||||||||||||||
Record Date | 31-Mar-2014 | Holding Recon Date | 31-Mar-2014 | ||||||||||||||||||||
City / | Country | CALGARY | / | Canada | Vote Deadline Date | 08-May-2014 | |||||||||||||||||
SEDOL(s) | B5KRK72 - B6463M8 - B73VVP0 - BHZL8W4 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' ONLY FOR RESOLUTION "3" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION NUMBERS "1.01 TO 1.10 AND 2 ". THANK YOU. | Non-Voting | None | ||||||||||||||||||||
1.01 | ELECTION OF DIRECTOR: JOHN P. DIELWART | Management | For | For | For | ||||||||||||||||||
1.02 | ELECTION OF DIRECTOR: FRED J. DYMENT | Management | For | For | Against | ||||||||||||||||||
1.03 | ELECTION OF DIRECTOR: TIMOTHY J. HEARN | Management | For | For | For | ||||||||||||||||||
1.04 | ELECTION OF DIRECTOR: JAMES C. HOUCK | Management | For | For | For | ||||||||||||||||||
1.05 | ELECTION OF DIRECTOR: HAROLD N. KVISLE | Management | For | For | For | ||||||||||||||||||
1.06 | ELECTION OF DIRECTOR: KATHLEEN M. O'NEILL | Management | For | For | For | ||||||||||||||||||
1.07 | ELECTION OF DIRECTOR: HERBERT C. PINDER, JR | Management | For | For | For | ||||||||||||||||||
1.08 | ELECTION OF DIRECTOR: WILLIAM G. SEMBO | Management | For | For | For | ||||||||||||||||||
1.09 | ELECTION OF DIRECTOR: MYRON M. STADNYK | Management | For | For | For | ||||||||||||||||||
1.10 | ELECTION OF DIRECTOR: MAC H. VAN WIELINGEN | Management | For | For | For | ||||||||||||||||||
2 | TO APPOINT DELOITTE LLP, CHARTERED ACCOUNTANTS, AS AUDITORS TO HOLD OFFICE UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING OF THE CORPORATION, AT SUCH REMUNERATION AS MAY BE DETERMINED BY THE BOARD OF DIRECTORS OF THE CORPORATION | Management | For | For | For | ||||||||||||||||||
3 | A RESOLUTION TO APPROVE THE CORPORATION'S ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | For | ||||||||||||||||||
GOOGLE INC. | |||||||||||||||||||||||
Security | 38259P508 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GOOG | Meeting Date | 14-May-2014 | ||||||||||||||||||||
ISIN | US38259P5089 | Agenda | 933948359 - Management | ||||||||||||||||||||
Record Date | 17-Mar-2014 | Holding Recon Date | 17-Mar-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1. | DIRECTOR | Management | |||||||||||||||||||||
1 | LARRY PAGE | For | For | For | |||||||||||||||||||
2 | SERGEY BRIN | For | For | For | |||||||||||||||||||
3 | ERIC E. SCHMIDT | For | For | For | |||||||||||||||||||
4 | L. JOHN DOERR | For | For | Withheld | |||||||||||||||||||
5 | DIANE B. GREENE | For | For | For | |||||||||||||||||||
6 | JOHN L. HENNESSY | For | For | Withheld | |||||||||||||||||||
7 | ANN MATHER | For | For | For | |||||||||||||||||||
8 | PAUL S. OTELLINI | For | For | For | |||||||||||||||||||
9 | K. RAM SHRIRAM | For | For | For | |||||||||||||||||||
10 | SHIRLEY M. TILGHMAN | For | For | For | |||||||||||||||||||
2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GOOGLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||||||||||||||||||
3. | THE APPROVAL OF 2013 COMPENSATION AWARDED TO NAMED EXECUTIVE OFFICERS. | Management | Against | Against | Against | ||||||||||||||||||
4. | A STOCKHOLDER PROPOSAL REGARDING EQUAL SHAREHOLDER VOTING, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | For | ||||||||||||||||||
5. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | For | ||||||||||||||||||
6. | A STOCKHOLDER PROPOSAL REGARDING THE ADOPTION OF A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | For | Against | For | ||||||||||||||||||
7. | A STOCKHOLDER PROPOSAL REGARDING TAX POLICY PRINCIPLES, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | Against | ||||||||||||||||||
8. | A STOCKHOLDER PROPOSAL REGARDING AN INDEPENDENT CHAIRMAN OF THE BOARD POLICY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | Against | For | For | ||||||||||||||||||
TGS-NOPEC GEOPHYSICAL COMPANY ASA, NARSNES | |||||||||||||||||||||||
Security | R9138B102 | Meeting Type | Ordinary General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 03-Jun-2014 | |||||||||||||||||||||
ISIN | NO0003078800 | Agenda | 705285941 - Management | ||||||||||||||||||||
Record Date | 26-May-2014 | Holding Recon Date | 26-May-2014 | ||||||||||||||||||||
City / | Country | OSLO | / | Norway | Blocking | Vote Deadline Date | 20-May-2014 | ||||||||||||||||
SEDOL(s) | 5321676 - B01TWW1 - B11HL25 - B15SLC4 - B16TF80 - B1CN9W8 - B28MV97 - B64SV42 - BJ05579 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | None | ||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | None | ||||||||||||||||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE DAY AFTER THE MEETING. | Non-Voting | None | ||||||||||||||||||||
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | None | ||||||||||||||||||||
1 | ELECTION OF ARNE DIDRIK KJORNAES TO CHAIR THE MEETING AND ELECTION OF A PERSON TO SIGN THE MINUTES OF THE GENERAL MEETING TOGETHER WITH THE MEETING CHAIRMAN | Management | For | For | For | ||||||||||||||||||
2 | APPROVAL OF THE NOTICE AND AGENDA FOR THE MEETING | Management | For | For | For | ||||||||||||||||||
3A | APPROVAL OF THE ANNUAL ACCOUNTS AND ANNUAL REPORT (INCLUDING PRESENTATION OF AUDITOR'S REPORT) | Management | For | For | For | ||||||||||||||||||
3B | APPROVAL OF THE BOARD OF DIRECTORS' PROPOSAL TO DISTRIBUTE DIVIDEND FOR 2013 OF NOK 8.5 PER SHARE | Management | For | For | For | ||||||||||||||||||
4 | APPROVAL OF THE AUDITORS FEE | Management | For | For | For | ||||||||||||||||||
5.A | ELECTION OF DIRECTOR: HENRY H. HAMILTON III, CHAIRMAN | Management | For | For | For | ||||||||||||||||||
5.B | ELECTION OF DIRECTOR: DR. COLETTE LEWINER | Management | For | For | For | ||||||||||||||||||
5.C | ELECTION OF DIRECTOR: ELISABETH HARSTAD | Management | For | For | For | ||||||||||||||||||
5.D | ELECTION OF DIRECTOR: MARK LEONARD | Management | For | For | For | ||||||||||||||||||
5.E | ELECTION OF DIRECTOR: BENGT LIE HANSEN | Management | For | For | For | ||||||||||||||||||
5.F | ELECTION OF DIRECTOR: VICKI MESSER | Management | For | For | For | ||||||||||||||||||
5.G | ELECTION OF DIRECTOR: TOR MAGNE LONNUM | Management | For | For | For | ||||||||||||||||||
6 | APPROVAL OF DIRECTORS FEE FOR THE PERIOD 4 JUNE 2014 TO THE ORDINARY GENERAL MEETING IN JUNE 2015 | Management | For | For | For | ||||||||||||||||||
7 | APPROVAL OF COMPENSATION TO THE MEMBERS OF THE NOMINATION COMMITTEE FOR THE PERIOD 5 JUNE 2013 TO 4 JUNE 2014 | Management | For | For | For | ||||||||||||||||||
8 | ELECTION OF MEMBER TO THE NOMINATION COMMITTEE JARLE SJO, MEMBER | Management | For | For | For | ||||||||||||||||||
9 | STATEMENT ON CORPORATE GOVERNANCE IN ACCORDANCE WITH SECTION 3-3B OF THE NORWEGIAN ACCOUNTING ACT | Non-Voting | None | ||||||||||||||||||||
10 | RENEWAL OF AUTHORITY TO ACQUIRE THE COMPANY'S SHARES | Management | For | For | For | ||||||||||||||||||
11 | REDUCTION OF SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES AND AMENDMENT OF THE ARTICLES SECTION 5 | Management | For | For | For | ||||||||||||||||||
12 | ADVISORY VOTE ON THE BOARD OF DIRECTORS DECLARATION RELEVANT TO THE GUIDELINES FOR DETERMINATION OF COMPENSATION TO EXECUTIVE PERSONNEL | Management | Against | Against | Against | ||||||||||||||||||
13 | APPROVAL OF LONG-TERM INCENTIVE STOCK PLAN AND RESOLUTION TO ISSUE FREE-STANDING WARRANTS | Management | Against | Against | Against | ||||||||||||||||||
14 | AUTHORITY TO INCREASE THE SHARE CAPITAL | Management | For | For | For | ||||||||||||||||||
CMMT | 14 MAY 2014: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION TO TEXT OF RESOLUTIONS 1, 5G, 8. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | None | ||||||||||||||||||||
WAL-MART STORES, INC. | |||||||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WMT | Meeting Date | 06-Jun-2014 | ||||||||||||||||||||
ISIN | US9311421039 | Agenda | 933993479 - Management | ||||||||||||||||||||
Record Date | 11-Apr-2014 | Holding Recon Date | 11-Apr-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: AIDA M. ALVAREZ | Management | For | For | Against | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: JAMES I. CASH, JR. | Management | For | For | Against | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: ROGER C. CORBETT | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: PAMELA J. CRAIG | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: DOUGLAS N. DAFT | Management | For | For | For | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MICHAEL T. DUKE | Management | For | For | Against | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | For | For | For | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: MARISSA A. MAYER | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: C. DOUGLAS MCMILLON | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: GREGORY B. PENNER | Management | For | For | For | ||||||||||||||||||
1K. | ELECTION OF DIRECTOR: STEVEN S REINEMUND | Management | For | For | For | ||||||||||||||||||
1L. | ELECTION OF DIRECTOR: JIM C. WALTON | Management | For | For | For | ||||||||||||||||||
1M. | ELECTION OF DIRECTOR: S. ROBSON WALTON | Management | For | For | For | ||||||||||||||||||
1N. | ELECTION OF DIRECTOR: LINDA S. WOLF | Management | For | For | For | ||||||||||||||||||
2. | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT ACCOUNTANTS | Management | For | For | For | ||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | For | ||||||||||||||||||
4. | REQUEST FOR INDEPENDENT CHAIRMAN POLICY | Shareholder | Against | For | For | ||||||||||||||||||
5. | REQUEST FOR ANNUAL REPORT ON RECOUPMENT OF EXECUTIVE PAY | Shareholder | Against | For | For | ||||||||||||||||||
6. | REQUEST FOR ANNUAL REPORT ON LOBBYING | Shareholder | Against | For | For | ||||||||||||||||||
TARGET CORPORATION | |||||||||||||||||||||||
Security | 87612E106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TGT | Meeting Date | 11-Jun-2014 | ||||||||||||||||||||
ISIN | US87612E1064 | Agenda | 934026433 - Management | ||||||||||||||||||||
Record Date | 14-Apr-2014 | Holding Recon Date | 14-Apr-2014 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 10-Jun-2014 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1A. | ELECTION OF DIRECTOR: ROXANNE S. AUSTIN | Management | For | For | For | ||||||||||||||||||
1B. | ELECTION OF DIRECTOR: DOUGLAS M. BAKER, JR. | Management | For | For | For | ||||||||||||||||||
1C. | ELECTION OF DIRECTOR: CALVIN DARDEN | Management | For | For | For | ||||||||||||||||||
1D. | ELECTION OF DIRECTOR: HENRIQUE DE CASTRO | Management | For | For | For | ||||||||||||||||||
1E. | ELECTION OF DIRECTOR: JAMES A. JOHNSON | Management | For | For | Against | ||||||||||||||||||
1F. | ELECTION OF DIRECTOR: MARY E. MINNICK | Management | For | For | For | ||||||||||||||||||
1G. | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | Against | ||||||||||||||||||
1H. | ELECTION OF DIRECTOR: DERICA W. RICE | Management | For | For | For | ||||||||||||||||||
1I. | ELECTION OF DIRECTOR: KENNETH L. SALAZAR | Management | For | For | For | ||||||||||||||||||
1J. | ELECTION OF DIRECTOR: JOHN G. STUMPF | Management | For | For | For | ||||||||||||||||||
2. | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||||||||||||||||||
3. | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION ("SAY-ON-PAY"). | Management | For | For | Against | ||||||||||||||||||
4. | SHAREHOLDER PROPOSAL TO ELIMINATE PREREQUISITES. | Shareholder | Against | For | Against | ||||||||||||||||||
5. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY FOR AN INDEPENDENT CHAIRMAN. | Shareholder | For | Against | For | ||||||||||||||||||
6. | SHAREHOLDER PROPOSAL TO ADOPT A POLICY PROHIBITING DISCRIMINATION "AGAINST" OR "FOR" PERSONS. | Shareholder | Against | For | Against | ||||||||||||||||||
BRENNTAG AG, MUEHLHEIM/RUHR | |||||||||||||||||||||||
Security | D12459109 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 17-Jun-2014 | |||||||||||||||||||||
ISIN | DE000A1DAHH0 | Agenda | 705265393 - Management | ||||||||||||||||||||
Record Date | 10-Jun-2014 | Holding Recon Date | 10-Jun-2014 | ||||||||||||||||||||
City / | Country | DUESSEL DORF | / | Germany | Blocking | Vote Deadline Date | 03-Jun-2014 | ||||||||||||||||
SEDOL(s) | B3WVFC8 - B40M8Y3 - B4YVF56 - B54MMJ9 - BHZLBD6 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
PLEASE NOTE THAT BY JUDGEMENT OF OLG COLOGNE RENDERED ON JUNE 6, 2012, ANY SHAREHOLDER WHO HOLDS AN AGGREGATE TOTAL OF 3 PERCENT OR MORE OF THE OUTSTANDING SHARE CAPITAL MUST REGISTER UNDER THEIR BENEFICIAL OWNER DETAILS BEFORE THE APPROPRIATE DEADLINE TO BE ABLE TO VOTE. FAILURE TO COMPLY WITH THE DECLARATION REQUIREMENTS AS STIPULATED IN SECTION 21 OF THE SECURITIES TRADE ACT (WPHG) MAY PREVENT THE SHAREHOLDER FROM VOTING AT THE GENERAL MEETINGS. THEREFORE, YOUR CUSTODIAN MAY REQUEST THAT WE REGISTER BENEFICIAL OWNER DATA FOR ALL VOTED ACCOUNTS WITH THE RESPECTIVE SUB CUSTODIAN. IF YOU REQUIRE FURTHER INFORMATION WHETHER OR NOT SUCH BO REGISTRATION WILL BE CONDUCTED FOR YOUR CUSTODIANS ACCOUNTS, PLEASE CONTACT YOUR CSR. | Non-Voting | None | |||||||||||||||||||||
THE SUB CUSTODIANS HAVE ADVISED THAT VOTED SHARES ARE NOT BLOCKED FOR TRADING PURPOSES I.E. THEY ARE ONLY UNAVAILABLE FOR SETTLEMENT. REGISTERED SHARES WILL BE DEREGISTERED AT THE DEREGISTRATION DATE BY THE SUB CUSTODIANS. IN ORDER TO DELIVER/SETTLE A VOTED POSITION BEFORE THE DEREGISTRATION DATE A VOTING INSTRUCTION CANCELLATION AND DE-REGISTRATION REQUEST NEEDS TO BE SENT TO YOUR CSR OR CUSTODIAN. PLEASE CONTACT YOUR CSR FOR FURTHER INFORMATION. | Non-Voting | None | |||||||||||||||||||||
THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE CONTACT-YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | None | |||||||||||||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | None | |||||||||||||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 02 JUN 2014. FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | None | |||||||||||||||||||||
1. | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2013 FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE REPORT BY THE BOARD OF MDS PURSUANT TO SECTIONS 289(4) AND 315(4) OF THE GERMAN COMMERCIAL CODE | Non-Voting | None | ||||||||||||||||||||
2. | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT THE DISTRIBUTABLE PROFIT IN THE AMOUNT OF EUR 133,900,000 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 2.60 PER NO-PAR SHARE EX-DIVIDEND AND PAYABLE DATE: JUNE 18, 2014 | Management | For | For | For | ||||||||||||||||||
3. | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | For | For | For | ||||||||||||||||||
4. | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | For | For | For | ||||||||||||||||||
5. | APPOINTMENT OF AUDITORS THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2014 FINANCIAL YEAR AND FOR THE REVIEW OF THE INTERIM HALF-YEAR FINANCIAL STATEMENTS: PRICEWATERHOUSECOOPERS AG, DUSSELDORF | Management | For | For | For | ||||||||||||||||||
6. | RESOLUTION ON THE INCREASE OF THE SHARE CAPITAL THROUGH THE COMPANY CAPITAL AS WELL AS THE APPROPRIATE AMENDMENTS TO THE ARTICLES OF ASSOCIATION THE COMPANY'S SHARE CAPITAL OF EUR 51,500,000 SHALL BE INCREASED TO EUR 154,500,000 THROUGH THE CONVERSION OF CAPITAL RESERVES OF EUR 103,000,000 AND THE CORRESPONDING ISSUE OF 103,000,000 NEW BEARER NO-PAR SHARES WITH DIVIDEND ENTITLEMENT BEGINNING WITH THE 2014 FINANCIAL YEAR. THE NEW SHARES SHALL BE ISSUED TO THE SHAREHOLDERS AT A RATIO OF 1:2 | Management | For | For | For | ||||||||||||||||||
7. | RESOLUTION ON THE CREATION OF NEW AUTHORIZED CAPITAL AND THE AMENDMENT TO THE ARTICLES OF ASSOCIATION THE EXISTING AUTHORIZED CAPITAL SHALL BE REVOKED. THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO INCREASE THE SHARE CAPITAL BY UP TO EUR 77,250,000 THROUGH THE ISSUE OF UP TO 77,250,000 NEW BEARER NO-PAR SHARES AGAINST CONTRIBUTIONS IN CASH AND/OR KIND ON OR BEFORE JUNE 16, 2019. SHAREHOLDERS' SUBSCRIPTION RIGHTS MAY BE EXCLUDED FOR A CAPITAL INCREASE AGAINST CASH PAYMENT OF UP TO 10 PERCENT OF THE SHARE CAPITAL IF THE SHARES ARE ISSUED AT A PRICE NOT MATERIALLY BELOW THE MARKET PRICE OF IDENTICAL SHARES, FOR THE ISSUE OF EMPLOYEE SHARES, FOR A CAPITAL INCREASE AGAINST PAYMENT IN KIND, THE SATISFACTION OF OPTION AND/OR CONVERSION RIGHTS, AND FOR RESIDUAL AMOUNTS | Management | For | For | For | ||||||||||||||||||
8. | RESOLUTION ON THE AUTHORIZATION TO ISSUE CONVERTIBLE AND/OR WARRANT BONDS, THE CREATION OF CONTINGENT CAPITAL, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION THE EXISTING AUTHORIZATION ADOPTED BY THE SHAREHOLDERS' MEETING OF MARCH 19, 2010, TO ISSUE BONDS AND TO CREATE A CORRESPONDING CONTINGENT CAPITAL SHALL BE REVOKED. THE BOARD OF MDS SHALL BE AUTHORIZED, WITH THE CONSENT OF THE SUPERVISORY BOARD, TO ISSUE BONDS OF UP TO EUR 2,000,000,000 CONFERRING CONVERSION AND/OR OPTION RIGHTS FOR SHARES OF THE COMPANY ON OR BEFORE JUNE 16, 2019. SHAREHOLDERS' SUBSCRIPTION RIGHTS MAY BE EXCLUDED. THE COMPANY'S SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 25,750,000 THROUGH THE ISSUE OF UP TO 25,750,000 NEW REGISTERED NO-PAR SHARES, INSOFAR AS CONVERSION AND/OR OPTION RIGHTS ARE EXERCISED (CONTINGENT CAPITAL 2014) | Management | For | For | For | ||||||||||||||||||
9. | AUTHORIZATION TO ACQUIRE OWN SHARES THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT OF THE COMPANY'S SHARE CAPITAL, AT A PRICE DIFFERING NEITHER MORE THAN 10 PERCENT FROM THE MARKET PRICE OF THE SHARES ON OR BEFORE JUNE 30, 2019. THE BOARD OF MDS SHALL BE AUTHORIZED TO DISPOSE OF THE SHARES IN A MANNER OTHER THAN THE STOCK EXCHANGE OR AN OFFER TO ALL SHAREHOLDERS IF THE SHARES ARE SOLD AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, TO USE THE SHARES IN CONNECTION WITH MERGERS AND ACQUISITIONS OR FOR SATISFYING CONVERSION OR OPTION RIGHTS, AND TO RETIRE THE SHARES. | Management | For | For | For | ||||||||||||||||||
10. | APPROVAL OF THE AMENDMENTS TO THE EXISTING PROFIT TRANSFER AGREEMENT WITH THE COMPANY'S SUBSIDIARY BRENNTAG HOLDING GMBH | Management | For | For | For | ||||||||||||||||||
TESCO PLC, CHESHUNT | |||||||||||||||||||||||
Security | G87621101 | Meeting Type | Annual General Meeting | ||||||||||||||||||||
Ticker Symbol | Meeting Date | 27-Jun-2014 | |||||||||||||||||||||
ISIN | GB0008847096 | Agenda | 705321634 - Management | ||||||||||||||||||||
Record Date | Holding Recon Date | 25-Jun-2014 | |||||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 23-Jun-2014 | |||||||||||||||||
SEDOL(s) | 0884709 - 5469491 - 5474860 - B02S3J1 - BH7JXZ4 | Quick Code | |||||||||||||||||||||
Item | Proposal | Type | Vote | For/Against Management | Preferred Provider Recommendation | ||||||||||||||||||
1 | TO RECEIVE THE REPORTS AND ACCOUNTS | Management | For | For | For | ||||||||||||||||||
2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT | Management | For | For | For | ||||||||||||||||||
3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Management | For | For | For | ||||||||||||||||||
4 | TO DECLARE A FINAL DIVIDEND: 10.13 PENCE PER ORDINARY SHARE | Management | For | For | For | ||||||||||||||||||
5 | TO ELECT MARK ARMOUR AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
6 | TO RE-ELECT SIR RICHARD BROADBENT AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
7 | TO RE-ELECT PHILIP CLARKE AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
8 | TO RE-ELECT GARETH BULLOCK AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
9 | TO RE-ELECT PATRICK CESCAU AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
10 | TO RE-ELECT STUART CHAMBERS AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
11 | TO RE-ELECT OLIVIA GARFIELD AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
12 | TO RE-ELECT KEN HANNA AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
13 | TO RE-ELECT DEANNA OPPENHEIMER AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
14 | TO RE-ELECT JACQUELINE TAMMENOMS BAKKER AS A DIRECTOR | Management | For | For | For | ||||||||||||||||||
15 | TO RE-APPOINT THE AUDITORS: PRICEWATERHOUSECOOPERS LLP | Management | For | For | For | ||||||||||||||||||
16 | TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITORS' REMUNERATION | Management | For | For | For | ||||||||||||||||||
17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | For | For | For | ||||||||||||||||||
18 | TO DISAPPLY PRE-EMPTION RIGHTS | Management | For | For | For | ||||||||||||||||||
19 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | For | For | For | ||||||||||||||||||
20 | TO AUTHORISE POLITICAL DONATIONS BY THE COMPANY AND ITS SUBSIDIARIES | Management | For | For | For | ||||||||||||||||||
21 | TO AUTHORISE SHORT NOTICE GENERAL MEETINGS | Management | For | For | Against |
BBH International Equity Fund
Mondrian Investment Partners Limited | |||||||
BBH International Equity Fund | |||||||
Proxy Voting Detail - 01/07/2013 to 30/06/2014 | |||||||
Vodafone Group plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
VOD | 07/23/2013 | United Kingdom | Annual | 07/19/2013 | 2,725,936 | ||
CUSIP: G93882135 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Re-elect Gerard Kleisterlee as Director | Mgmt | For | For | For | ||
3 | Re-elect Vittorio Colao as Director | Mgmt | For | For | For | ||
4 | Re-elect Andy Halford as Director | Mgmt | For | For | For | ||
5 | Re-elect Stephen Pusey as Director | Mgmt | For | For | For | ||
6 | Re-elect Renee James as Director | Mgmt | For | For | For | ||
7 | Re-elect Alan Jebson as Director | Mgmt | For | For | For | ||
8 | Re-elect Samuel Jonah as Director | Mgmt | For | For | For | ||
9 | Elect Omid Kordestani as Director | Mgmt | For | For | For | ||
10 | Re-elect Nick Land as Director | Mgmt | For | For | For | ||
11 | Re-elect Anne Lauvergeon as Director | Mgmt | For | For | For | ||
12 | Re-elect Luc Vandevelde as Director | Mgmt | For | For | For | ||
13 | Re-elect Anthony Watson as Director | Mgmt | For | For | For | ||
14 | Re-elect Philip Yea as Director | Mgmt | For | For | For | ||
15 | Approve Final Dividend | Mgmt | For | For | For | ||
16 | Approve Remuneration Report | Mgmt | For | For | For | ||
17 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | ||
18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | ||
19 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
22 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | ||
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | ||
Singapore Telecommunications Ltd. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Z74 | 07/26/2013 | Singapore | Special | 1,956,000 | |||
CUSIP: Y79985209 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | ||
2 | Approve Participation by the Relevant Person in the SingTel Performance Share Plan 2012 | Mgmt | For | For | For | ||
Singapore Telecommunications Ltd. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
Z74 | 07/26/2013 | Singapore | Annual | 1,956,000 | |||
CUSIP: Y79985209 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | ||
2 | Declare Final Dividend | Mgmt | For | For | For | ||
3 | Elect Simon Israel as Director | Mgmt | For | For | For | ||
4 | Elect Peter Mason AM as Director | Mgmt | For | For | For | ||
5 | Elect David Gonski AC as Director | Mgmt | For | For | For | ||
6 | Approve Directors' Fees | Mgmt | For | For | For | ||
7 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | ||
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | ||
9 | Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan 2012 | Mgmt | For | For | For | ||
National Grid plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
NG. | 07/29/2013 | United Kingdom | Annual | 07/27/2013 | 849,233 | ||
CUSIP: G6375K151 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Final Dividend | Mgmt | For | For | For | ||
3 | Re-elect Sir Peter Gershon as Director | Mgmt | For | For | For | ||
4 | Re-elect Steve Holliday as Director | Mgmt | For | For | For | ||
5 | Re-elect Andrew Bonfield as Director | Mgmt | For | For | For | ||
6 | Re-elect Tom King as Director | Mgmt | For | For | For | ||
7 | Re-elect Nick Winser as Director | Mgmt | For | For | For | ||
8 | Re-elect Philip Aiken as Director | Mgmt | For | For | For | ||
9 | Re-elect Nora Brownell as Director | Mgmt | For | For | For | ||
10 | Elect Jonathan Dawson as Director | Mgmt | For | For | For | ||
11 | Re-elect Paul Golby as Director | Mgmt | For | For | For | ||
12 | Re-elect Ruth Kelly as Director | Mgmt | For | For | For | ||
13 | Re-elect Maria Richter as Director | Mgmt | For | For | For | ||
14 | Elect Mark Williamson as Director | Mgmt | For | For | For | ||
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | ||
17 | Approve Remuneration Report | Mgmt | For | For | For | ||
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | ||
Teva Pharmaceutical Industries Ltd. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
TEVA | 08/27/2013 | Israel | Annual | 07/25/2013 | 288,000 | ||
CUSIP: M8769Q102 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Meeting for ADR Holders | Mgmt | ||||||
1a | Reelect Moshe Many as Director Until the End of the 2016 General Meeting | Mgmt | For | For | For | ||
1b | Reelect Arie Belldegrun as Director Until the End of the 2016 General Meeting | Mgmt | For | For | For | ||
1c | Reelect Amir Elstein as Director Until the End of the 2016 General Meeting | Mgmt | For | For | For | ||
1d | Reelect Yitzhak Peterburg as Director Until the End of the 2016 General Meeting | Mgmt | For | For | For | ||
2a | Approve Cash Bonus of USD 1,203,125 to Jeremy Levin, President and CEO | Mgmt | For | For | For | ||
2a.1 | Vote YES if you have a personal interest in item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Mgmt | None | Against | Against | ||
2b | Approval of Bonus Objectives and Payout Terms for 2013 for Jeremy Levin, President and CEO | Mgmt | For | For | For | ||
2b.1 | Vote YES if you have a personal interest in item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Mgmt | None | Against | Against | ||
3 | Approve Compensation Policy for the Directors and Officers of the Company | Mgmt | For | For | For | ||
3.a | Vote YES if you have a personal interest in item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager. | Mgmt | None | Against | Against | ||
4 | Approve Dividend for First and Second Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share | Mgmt | For | For | For | ||
5 | Appoint Kesselman and Kesselman (Member of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting | Mgmt | For | For | For | ||
6 | Discuss Financial Statements for 2012 | Mgmt | |||||
Amcor Limited | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
AMC | 10/24/2013 | Australia | Annual | 10/22/2013 | 408,209 | ||
CUSIP: Q03080100 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
2a | Elect C I (Chris) Roberts as Director | Mgmt | For | For | For | ||
2b | Elect Armin Meyer as Director | Mgmt | For | For | For | ||
2c | Elect K J (Karen) Guerra as Director | Mgmt | For | For | For | ||
3 | Approve the Grant of Share Rights to Ken MacKenzie, Chief Executive Officer and Managing Director of the Company | Mgmt | For | For | For | ||
4 | Approve the Grant of Up to 923,700 Options and 229,700 Performance Rights to Ken MacKenzie, Chief Executive Officer and Managing Director of the Company | Mgmt | For | For | For | ||
5 | Approve the Remuneration Report | Mgmt | For | For | For | ||
Koninklijke Ahold NV | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
AH | 01/21/2014 | Netherlands | Special | 12/24/2013 | 679,021 | ||
CUSIP: N0139V142 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Special Meeting | Mgmt | ||||||
1 | Open Meeting | Mgmt | |||||
2 | Approve Capital Reduction with Shareholder Distribution of EUR 1 Billion | Mgmt | For | For | For | ||
3 | Close Meeting | Mgmt | |||||
Vodafone Group plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
VOD | 01/28/2014 | United Kingdom | Special | 01/26/2014 | 2,718,289 | ||
CUSIP: G93882135 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Mgmt | For | For | For | ||
2 | Approve Matters Relating to the Return of Value to Shareholders | Mgmt | For | For | For | ||
3 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
4 | Authorise Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | ||
Vodafone Group plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
VOD | 01/28/2014 | United Kingdom | Court | 01/26/2014 | 2,718,289 | ||
CUSIP: G93882135 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Court Meeting | Mgmt | ||||||
1 | Approve Scheme of Arrangement | Mgmt | For | For | For | ||
Compass Group plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
CPG | 02/06/2014 | United Kingdom | Annual | 02/04/2014 | 627,092 | ||
CUSIP: G23296182 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Remuneration Policy | Mgmt | For | For | For | ||
3 | Approve Remuneration Report | Mgmt | For | For | For | ||
4 | Approve Final Dividend | Mgmt | For | For | For | ||
5 | Elect Paul Walsh as Director | Mgmt | For | For | For | ||
6 | Re-elect Dominic Blakemore as Director | Mgmt | For | For | For | ||
7 | Re-elect Richard Cousins as Director | Mgmt | For | For | For | ||
8 | Re-elect Gary Green as Director | Mgmt | For | For | For | ||
9 | Re-elect Andrew Martin as Director | Mgmt | For | For | For | ||
10 | Re-elect John Bason as Director | Mgmt | For | For | For | ||
11 | Re-elect Susan Murray as Director | Mgmt | For | For | For | ||
12 | Re-elect Don Robert as Director | Mgmt | For | For | For | ||
13 | Re-elect Sir Ian Robinson as Director | Mgmt | For | For | For | ||
14 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | ||
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | ||
16 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | ||
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
20 | Authorise the Company to Call EGM with Two Weeks Notice | Mgmt | For | For | For | ||
Teva Pharmaceutical Industries Ltd. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
TEVA | 02/24/2014 | Israel | Special | 01/23/2014 | 314,500 | ||
CUSIP: M8769Q102 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Meeting for ADR Holders | Mgmt | ||||||
1 | Approve Employment Terms of Erez Vigodman, President and Chief Executive Officer-Designate | Mgmt | For | For | For | ||
Banco Santander S.A. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
SAN | 03/27/2014 | Spain | Annual | 03/20/2014 | 661,578 | ||
CUSIP: E19790109 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1.A | Approve Consolidated and Standalone Financial Statements | Mgmt | For | For | For | ||
1.B | Approve Discharge of Board | Mgmt | For | For | For | ||
2 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | ||
3.A | Ratify Appointment of and Elect José Javier Marín Romano as Director | Mgmt | For | For | For | ||
3.B | Ratify Appointment of Juan Miguel Villar Mir as Director | Mgmt | For | For | For | ||
3.C | Ratify Appointment of and Elect Sheila Bair as Director | Mgmt | For | For | For | ||
3.D | Reelect Ana Patricia Botín-Sanz de Sautuola y O'Shea as Director | Mgmt | For | Against | Against | ||
3.E | Reelect Rodrigo Echenique Gordillo as Director | Mgmt | For | Against | Against | ||
3.F | Reelect Esther Giménez-Salinas i Colomer as Director | Mgmt | For | For | For | ||
3.G | Reelect Vittorio Corbo Lioi as Director | Mgmt | For | Against | Against | ||
4 | Renew Appointment of Deloitte as Auditor | Mgmt | For | For | For | ||
5 | Authorize Share Repurchase Program | Mgmt | For | For | For | ||
6.A | Amend Articles Re: Board Composition and Director Compensation | Mgmt | For | For | For | ||
6.B | Amend Articles Re: Board and Committees | Mgmt | For | For | For | ||
7 | Amend Article 18 of General Meeting Regulations Re: Audit Committee | Mgmt | For | For | For | ||
8 | Approve Capital Raising of up to EUR 500 Million | Mgmt | For | For | For | ||
9 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent | Mgmt | For | For | For | ||
10.A | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | ||
10.B | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | ||
10.C | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | ||
10.D | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | ||
11.A | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion | Mgmt | For | For | For | ||
11.B | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Mgmt | For | For | For | ||
12 | Fix Maximum Variable Compensation Ratio | Mgmt | For | For | For | ||
13.A | Approve Deferred Share Bonus Plan | Mgmt | For | For | For | ||
13.B | Approve Performance Shares Plan | Mgmt | For | For | For | ||
13.C | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13.D | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | ||
14 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | ||
15 | Advisory Vote on Remuneration Policy Report | Mgmt | For | For | For | ||
Canon Inc. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
7751 | 03/28/2014 | Japan | Annual | 12/31/2013 | 382,250 | ||
CUSIP: J05124144 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Mgmt | For | For | For | ||
2 | Amend Articles to Indemnify Directors | Mgmt | For | For | For | ||
3.1 | Elect Director Mitarai, Fujio | Mgmt | For | For | For | ||
3.2 | Elect Director Tanaka, Toshizo | Mgmt | For | For | For | ||
3.3 | Elect Director Ikoma, Toshiaki | Mgmt | For | For | For | ||
3.4 | Elect Director Adachi, Yoroku | Mgmt | For | For | For | ||
3.5 | Elect Director Mitsuhashi, Yasuo | Mgmt | For | For | For | ||
3.6 | Elect Director Matsumoto, Shigeyuki | Mgmt | For | For | For | ||
3.7 | Elect Director Homma, Toshio | Mgmt | For | For | For | ||
3.8 | Elect Director Ozawa, Hideki | Mgmt | For | For | For | ||
3.9 | Elect Director Maeda, Masaya | Mgmt | For | For | For | ||
3.10 | Elect Director Tani, Yasuhiro | Mgmt | For | For | For | ||
3.11 | Elect Director Nagasawa, Kenichi | Mgmt | For | For | For | ||
3.12 | Elect Director Otsuka, Naoji | Mgmt | For | For | For | ||
3.13 | Elect Director Yamada, Masanori | Mgmt | For | For | For | ||
3.14 | Elect Director Wakiya, Aitake | Mgmt | For | For | For | ||
3.15 | Elect Director Ono, Kazuto | Mgmt | For | For | For | ||
3.16 | Elect Director Kimura, Akiyoshi | Mgmt | For | For | For | ||
3.17 | Elect Director Osanai, Eiji | Mgmt | For | For | For | ||
3.18 | Elect Director Saida, Kunitaro | Mgmt | For | For | For | ||
3.19 | Elect Director Kato, Haruhiko | Mgmt | For | For | For | ||
4.1 | Appoint Statutory Auditor Araki, Makoto | Mgmt | For | For | For | ||
4.2 | Appoint Statutory Auditor Yoshida, Osami | Mgmt | For | For | For | ||
4.3 | Appoint Statutory Auditor Kitamura, Kuniyoshi | Mgmt | For | Against | Against | ||
5 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | ||
Iberdrola S.A. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
IBE | 03/28/2014 | Spain | Annual | 03/23/2014 | 2,200,839 | ||
CUSIP: E6165F166 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Consolidated and Standalone Financial Statements | Mgmt | For | For | For | ||
2 | Approve Management Reports | Mgmt | For | For | For | ||
3 | Approve Discharge of Board | Mgmt | For | For | For | ||
4 | Renew Appointment of Ernst & Young as Auditor | Mgmt | For | For | For | ||
5 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | ||
6.A | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | ||
6.B | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | ||
7 | Approve Restricted Stock Plan | Mgmt | For | For | For | ||
8 | Reelect Georgina Yamilet Kessel Martínez as Director | Mgmt | For | For | For | ||
9 | Authorize Share Repurchase Program | Mgmt | For | For | For | ||
10.A | Amend Article 34.5 Re: Technical and ual Adjustments | Mgmt | For | For | For | ||
10.B | Amend Article 44.3 Re: Term of Audit Committee Chairman | Mgmt | For | For | For | ||
11 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Mgmt | For | For | For | ||
12 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | ||
13 | Advisory Vote on Remuneration Policy Report | Mgmt | For | For | For | ||
Kao Corp. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
4452 | 03/28/2014 | Japan | Annual | 12/31/2013 | 307,300 | ||
CUSIP: J30642169 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 32 | Mgmt | For | For | For | ||
2.1 | Elect Director Sawada, Michitaka | Mgmt | For | For | For | ||
2.2 | Elect Director Yoshida, Katsuhiko | Mgmt | For | For | For | ||
2.3 | Elect Director Takeuchi, Toshiaki | Mgmt | For | For | For | ||
2.4 | Elect Director Kadonaga, Sonosuke | Mgmt | For | For | For | ||
2.5 | Elect Director Nagashima, Toru | Mgmt | For | For | For | ||
2.6 | Elect Director Oku, Masayuki | Mgmt | For | For | For | ||
3 | Appoint Statutory Auditor Waseda, Yumiko | Mgmt | For | For | For | ||
QBE Insurance Group Ltd. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
QBE | 04/02/2014 | Australia | Annual | 03/31/2014 | 432,075 | ||
CUSIP: Q78063114 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
2 | Approve the Remuneration Report | Mgmt | For | For | For | ||
3 | Approve the Grant of Conditional Rights to J D Neal, Group Chief Executive Officer of the Company | Mgmt | For | For | For | ||
4a | Elect W M Becker as Director | Mgmt | For | For | For | ||
4b | Elect M M Y Leung as Director | Mgmt | For | For | For | ||
AMEC plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
AMEC | 04/03/2014 | United Kingdom | Annual | 04/01/2014 | 327,897 | ||
CUSIP: G02604117 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Final Dividend | Mgmt | For | For | For | ||
3 | Approve Remuneration Report | Mgmt | For | For | For | ||
4 | Approve Remuneration Policy | Mgmt | For | For | For | ||
5 | Re-elect John Connolly as Director | Mgmt | For | For | For | ||
6 | Re-elect Samir Brikho as Director | Mgmt | For | For | For | ||
7 | Re-elect Ian McHoul as Director | Mgmt | For | For | For | ||
8 | Re-elect Linda Adamany as Director | Mgmt | For | For | For | ||
9 | Re-elect Neil Carson as Director | Mgmt | For | For | For | ||
10 | Re-elect Colin Day as Director | Mgmt | For | For | For | ||
11 | Re-elect Simon Thompson as Director | Mgmt | For | For | For | ||
12 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | ||
13 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | ||
14 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
15 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
16 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | ||
Jardine Matheson Holdings Ltd. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
J36 | 04/08/2014 | Bermuda | Special | 74,400 | |||
CUSIP: G50736100 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Transfer of Listing Segment from Premium to Standard on the London Stock Exchange | Mgmt | For | Against | Against | ||
BP plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
BP. | 04/10/2014 | United Kingdom | Annual | 04/08/2014 | 1,218,469 | ||
CUSIP: G12793108 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | Abstain | Against | ||
3 | Approve Remuneration Policy | Mgmt | For | For | For | ||
4 | Re-elect Bob Dudley as Director | Mgmt | For | For | For | ||
5 | Re-elect Iain Conn as Director | Mgmt | For | For | For | ||
6 | Re-elect Dr Brian Gilvary as Director | Mgmt | For | For | For | ||
7 | Re-elect Paul Anderson as Director | Mgmt | For | For | For | ||
8 | Re-elect Frank Bowman as Director | Mgmt | For | For | For | ||
9 | Re-elect Antony Burgmans as Director | Mgmt | For | For | For | ||
10 | Re-elect Cynthia Carroll as Director | Mgmt | For | For | For | ||
11 | Re-elect George David as Director | Mgmt | For | For | For | ||
12 | Re-elect Ian Davis as Director | Mgmt | For | For | For | ||
13 | Re-elect Dame Ann Dowling as Director | Mgmt | For | For | For | ||
14 | Re-elect Brendan Nelson as Director | Mgmt | For | For | For | ||
15 | Re-elect Phuthuma Nhleko as Director | Mgmt | For | For | For | ||
16 | Re-elect Andrew Shilston as Director | Mgmt | For | For | For | ||
17 | Re-elect Carl-Henric Svanberg as Director | Mgmt | For | For | For | ||
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Mgmt | For | For | For | ||
19 | Approve Executive Directors' Incentive Plan | Mgmt | For | For | For | ||
20 | Approve Remuneration of Non-Executive Directors | Mgmt | For | For | For | ||
21 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
22 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
23 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | ||
Telefonaktiebolaget LM Ericsson | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
ERIC B | 04/11/2014 | Sweden | Annual | 04/04/2014 | 179,294 | ||
CUSIP: W26049119 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Elect Chairman of Meeting | Mgmt | For | For | For | ||
2 | Prepare and Approve List of Shareholders | Mgmt | For | For | For | ||
3 | Approve Agenda of Meeting | Mgmt | For | For | For | ||
4 | Acknowledge Proper Convening of Meeting | Mgmt | For | For | For | ||
5 | Designate Inspector(s) of Minutes of Meeting | Mgmt | For | For | For | ||
6 | Receive Financial Statements and Statutory Reports | Mgmt | |||||
7 | Receive President's Report | Mgmt | |||||
8.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
8.2 | Approve Discharge of Board and President | Mgmt | For | For | For | ||
8.3 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Mgmt | For | For | For | ||
9 | Presentation of Nominating Committee's s | Mgmt | |||||
9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Mgmt | For | For | For | ||
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | Mgmt | For | For | For | ||
9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | Mgmt | For | For | For | ||
9.4 | Approve Remuneration of Auditors | Mgmt | For | For | For | ||
9.5 | Fix Number of Auditors at One | Mgmt | For | For | For | ||
9.6 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | ||
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Mgmt | For | For | For | ||
11.1 | Approve 2014 Stock Purchase Plan | Mgmt | For | For | For | ||
11.2 | Approve Equity Plan Financing (2014 Stock Purchase Plan) | Mgmt | For | For | For | ||
11.3 | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | Mgmt | For | Against | Against | ||
11.4 | Approve 2014 Key Contributor Retention Plan | Mgmt | For | For | For | ||
11.5 | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | Mgmt | For | For | For | ||
11.6 | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | Mgmt | For | Against | Against | ||
11.7 | Approve 2014 Executive Performance Stock Plan | Mgmt | For | For | For | ||
11.8 | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | Mgmt | For | For | For | ||
11.9 | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | Mgmt | For | Against | Against | ||
12 | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | Mgmt | For | For | For | ||
Shareholder s Submitted by Einar Hellbom and Thorwald Arvidsson | Mgmt | ||||||
13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a to That Effect at the 2015 AGM | SH | None | For | Against | ||
14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | SH | None | Against | Against | ||
14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | SH | None | Against | Against | ||
14.3 | Request Board to Prepare a Regarding Board Representation for the Small and Midsize Shareholders | SH | None | Against | Against | ||
15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | SH | None | Against | Against | ||
16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | SH | None | Against | Against | ||
17 | Close Meeting | Mgmt | |||||
Vinci | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
DG | 04/15/2014 | France | Annual/Special | 04/09/2014 | 71,917 | ||
CUSIP: F5879X108 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | ||||||
1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 1.77 per Share | Mgmt | For | For | For | ||
4 | Reelect Xavier Huillard as Director | Mgmt | For | Against | Against | ||
5 | Reelect Yves-Thibault de Silguy as Director | Mgmt | For | For | For | ||
6 | Reelect Henri Saint Olive as Director | Mgmt | For | For | For | ||
7 | Reelect Qatari Diar Real Estate Investement Company as Director | Mgmt | For | For | For | ||
8 | Elect Marie-Christine Lombard as Director | Mgmt | For | For | For | ||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | ||
10 | Approve Additional Pension Scheme Agreement with Xavier Huillard | Mgmt | For | For | For | ||
11 | Approve Severance Payment Agreement with Xavier Huillard | Mgmt | For | Against | Against | ||
12 | Approve Transaction with YTSeuropaconsultants Re: Services Agreement | Mgmt | For | Against | Against | ||
13 | Advisory Vote on Compensation of the Chairman and CEO | Mgmt | For | For | For | ||
Extraordinary Business | Mgmt | ||||||
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | ||
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Against | Against | ||
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Mgmt | For | Against | Against | ||
17 | Amend Article 11 of Bylaws Re: Election of Representative of Employee | Mgmt | For | For | For | ||
18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | ||
GEA Group AG | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
G1A | 04/16/2014 | Germany | Annual | 03/25/2014 | 80,077 | ||
CUSIP: D28304109 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Mgmt | |||||
2 | Approve Allocation of Income and Dividends of EUR 0,60 per Share | Mgmt | For | For | For | ||
3 | Approve Discharge of Management Board for Fiscal 2013 | Mgmt | For | For | For | ||
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Mgmt | For | For | For | ||
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Mgmt | For | For | For | ||
6 | Approve Creation of EUR 99 Million Pool of Capital without Preemptive Rights | Mgmt | For | For | For | ||
7 | Amend Affiliation Agreements with Subsidiaries | Mgmt | For | For | For | ||
8 | Amend Affiliation Agreements with Subsidiaries | Mgmt | For | For | For | ||
9 | Amend Affiliation Agreements with Subsidiaries | Mgmt | For | For | For | ||
Koninklijke Ahold NV | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
AH | 04/16/2014 | Netherlands | Annual | 03/19/2014 | 693,672 | ||
CUSIP: N0139V142 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | ||||||
1 | Open Meeting | Mgmt | |||||
2 | Receive Report of Management Board (Non-Voting) | Mgmt | |||||
3 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | |||||
4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Mgmt | |||||
5 | Adopt Financial Statements | Mgmt | For | For | For | ||
6 | Approve Dividends of EUR 0.47 Per Share | Mgmt | For | For | For | ||
7 | Approve Discharge of Management Board | Mgmt | For | For | For | ||
8 | Approve Discharge of Supervisory Board | Mgmt | For | For | For | ||
9 | Elect L.J. Hijmans van den Bergh to Executive Board | Mgmt | For | For | For | ||
10 | Elect J.A. Sprieser to Supervisory Board | Mgmt | For | For | For | ||
11 | Elect D.R. Hooft Graafland to Supervisory Board | Mgmt | For | For | For | ||
12 | Approve Remuneration of Supervisory Board | Mgmt | For | For | For | ||
13 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | ||
14 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Mgmt | For | For | For | ||
15 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14 | Mgmt | For | For | For | ||
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | ||
17 | Approve Reduction in Share Capital by Cancellation of Shares | Mgmt | For | For | For | ||
18 | Close Meeting | Mgmt | |||||
Reed Elsevier NV | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
REN | 04/23/2014 | Netherlands | Annual | 03/26/2014 | 310,068 | ||
CUSIP: N73430113 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | ||||||
1 | Open Meeting | Mgmt | |||||
2 | Discuss Annual Report 2013 | Mgmt | |||||
3 | Discuss Remuneration Report | Mgmt | |||||
4 | Adopt Financial Statements | Mgmt | For | For | For | ||
5a | Approve Discharge of Executive Directors | Mgmt | For | For | For | ||
5b | Approve Discharge of Non-Executive Directors | Mgmt | For | For | For | ||
6 | Approve Dividends of EUR 0.506 Per Share | Mgmt | For | For | For | ||
7 | Ratify Deloitte as Auditors | Mgmt | For | For | For | ||
8 | Elect Nick Luff as CFO in Replacement of Duncan Palmer and Approve Conditional Share Grant | Mgmt | For | For | For | ||
9a | Reelect Anthony Habgood as Non-Executive Director | Mgmt | For | For | For | ||
9b | Reelect Wolfhart Hauser as Non-Executive Director | Mgmt | For | For | For | ||
9c | Reelect Adrian Hennah as Non-Executive Director | Mgmt | For | For | For | ||
9d | Reelect Lisa Hook as Non-Executive Director | Mgmt | For | For | For | ||
9e | Reelect Marike van Lier Lels as Non-Executive Director | Mgmt | For | For | For | ||
9f | Reelect Robert Polet as Non-Executive Director | Mgmt | For | For | For | ||
9g | Reelect Linda Sanford as Non-Executive Director | Mgmt | For | For | For | ||
9h | Reelect Ben van der Veer as Non-Executive Director | Mgmt | For | For | For | ||
10a | Reelect Erik Engstrom as Executive Director | Mgmt | For | For | For | ||
10b | Reelect Duncan Palmer as Executive Director Until Sept. 25, 2014 | Mgmt | For | For | For | ||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | ||
12a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | For | For | For | ||
12b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12a | Mgmt | For | For | For | ||
13 | Other Business (Non-Voting) | Mgmt | |||||
14 | Close Meeting | Mgmt | |||||
Sembcorp Industries Limited | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
U96 | 04/24/2014 | Singapore | Annual | 1,072,000 | |||
CUSIP: Y79711159 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | ||
2 | Declare Final Dividend and Final Bonus Dividend | Mgmt | For | For | For | ||
3 | Elect Tan Sri Mohd Hassan Marican as Director | Mgmt | For | For | For | ||
4 | Elect Tham Kui Seng as Director | Mgmt | For | For | For | ||
5 | Elect Ang Kong Hua as Director | Mgmt | For | For | For | ||
6 | Elect Goh Geok Ling as Director | Mgmt | For | For | For | ||
7 | Elect Evert Henkes as Director | Mgmt | For | For | For | ||
8 | Approve Directors' Fees for the Year Ended Dec. 31, 2013 | Mgmt | For | For | For | ||
9 | Approve Directors' Fees for the Year Ending Dec. 31, 2014 | Mgmt | For | For | For | ||
10 | Reappoint KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | ||
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | ||
12 | Approve Grant of Awards and Issuance of Shares Pursuant to the Sembcorp Industries Performance Share Plan 2010 and/or the Sembcorp Industries Restricted Share Plan 2010 | Mgmt | For | For | For | ||
Sembcorp Industries Limited | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
U96 | 04/24/2014 | Singapore | Special | 1,072,000 | |||
CUSIP: Y79711159 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Mandate for Transactions with Related Parties | Mgmt | For | For | For | ||
2 | Authorize Share Repurchase Program | Mgmt | For | For | For | ||
United Overseas Bank Limited | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
U11 | 04/24/2014 | Singapore | Annual | 364,731 | |||
CUSIP: V96194127 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | ||
2 | Declare Final Dividend and Special Dividend | Mgmt | For | For | For | ||
3 | Approve Directors' Fees | Mgmt | For | For | For | ||
4 | Approve Fee to the Chairman Emeritus and Adviser of the Bank for the Period from January 2013 to December 2013 | Mgmt | For | For | For | ||
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | ||
6 | Elect Wong Meng Meng as Director | Mgmt | For | For | For | ||
7 | Elect Willie Cheng Jue Hiang as Director | Mgmt | For | For | For | ||
8 | Elect Wee Cho Yaw as Director | Mgmt | For | For | For | ||
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | ||
10 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Mgmt | For | For | For | ||
11 | Approve Issuance of Preference Shares | Mgmt | For | For | For | ||
12 | Authorize Share Repurchase Program | Mgmt | For | For | For | ||
Pearson plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
PSON | 04/25/2014 | United Kingdom | Annual | 04/23/2014 | 38,589 | ||
CUSIP: G69651100 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Final Dividend | Mgmt | For | For | For | ||
3 | Re-elect David Arculus as Director | Mgmt | For | For | For | ||
4 | Re-elect Vivienne Cox as Director | Mgmt | For | For | For | ||
5 | Re-elect John Fallon as Director | Mgmt | For | For | For | ||
6 | Re-elect Robin Freestone as Director | Mgmt | For | For | For | ||
7 | Re-elect Ken Hydon as Director | Mgmt | For | For | For | ||
8 | Re-elect Josh Lewis as Director | Mgmt | For | For | For | ||
9 | Re-elect Glen Moreno as Director | Mgmt | For | For | For | ||
10 | Elect Linda Lorimer as Director | Mgmt | For | For | For | ||
11 | Elect Harish Manwani as Director | Mgmt | For | For | For | ||
12 | Approve Remuneration Policy | Mgmt | For | For | For | ||
13 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | ||
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | ||
20 | Approve UK Worldwide Save for Shares Plan | Mgmt | For | For | For | ||
ABB Ltd. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
ABBN | 04/30/2014 | Switzerland | Annual | 443,698 | |||
CUSIP: H0010V101 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Mgmt | |||||
2.1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2.2 | Approve Remuneration Report (Non-Binding) | Mgmt | For | Against | Against | ||
3 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | ||
4 | Approve Allocation of Income and Dividends of CHF 0.70 per Share from Capital Contribution Reserves | Mgmt | For | For | For | ||
5 | Approve CHF 154.5 Million Pool of Conditional Capital to Fund Equity Compensation to Employees | Mgmt | For | Against | Against | ||
6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Mgmt | For | For | For | ||
7.1 | Elect Roger Agnelli as Director | Mgmt | For | Against | Against | ||
7.2 | Elect Matti Alahuhta as Director | Mgmt | For | For | For | ||
7.3 | Elect Louis Hughes as Director | Mgmt | For | For | For | ||
7.4 | Elect Michel de Rosen as Director | Mgmt | For | For | For | ||
7.5 | Elect Michael Treschow as Director | Mgmt | For | For | For | ||
7.6 | Elect Jacob Wallenberg as Director | Mgmt | For | Against | Against | ||
7.7 | Elect Ying Yeh as Director | Mgmt | For | For | For | ||
7.8 | Elect Hubertus von Grunberg as Director and Board Chairman | Mgmt | For | For | For | ||
8.1 | Appoint Michel de Rosen as Member of the Compensation Committee | Mgmt | For | For | For | ||
8.2 | Appoint Michael Treschow as Member of the Compensation Committee | Mgmt | For | For | For | ||
8.3 | Appoint Ying Yeh as Member of the Compensation Committee | Mgmt | For | For | For | ||
9 | Designate Hans Zehnder as Independent Proxy | Mgmt | For | For | For | ||
10 | Ratify Ernst and Young AG as Auditors | Mgmt | For | For | For | ||
11 | Transact Other Business (Voting) | Mgmt | For | Against | Against | ||
Verizon Communications Inc. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
VZ | 05/01/2014 | USA | Annual | 03/03/2014 | 71,490 | ||
CUSIP: 92343V104 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1.1 | Elect Director Shellye L. Archambeau | Mgmt | For | For | For | ||
1.2 | Elect Director Richard L. Carrion | Mgmt | For | For | For | ||
1.3 | Elect Director Melanie L. Healey | Mgmt | For | For | For | ||
1.4 | Elect Director M. Frances Keeth | Mgmt | For | For | For | ||
1.5 | Elect Director Robert W. Lane | Mgmt | For | For | For | ||
1.6 | Elect Director Lowell C. McAdam | Mgmt | For | For | For | ||
1.7 | Elect Director Donald T. Nicolaisen | Mgmt | For | For | For | ||
1.8 | Elect Director Clarence Otis, Jr. | Mgmt | For | For | For | ||
1.9 | Elect Director Rodney E. Slater | Mgmt | For | For | For | ||
1.10 | Elect Director Kathryn A. Tesija | Mgmt | For | For | For | ||
1.11 | Elect Director Gregory D. Wasson | Mgmt | For | For | For | ||
2 | Ratify Auditors | Mgmt | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
4 | Provide Proxy Access Right | Mgmt | For | For | For | ||
5 | Report on Net Neutrality | SH | Against | For | Against | ||
6 | Report on Lobbying Payments and Policy | SH | Against | For | Against | ||
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | SH | Against | For | Against | ||
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | SH | Against | For | Against | ||
9 | Provide Right to Act by Written Consent | SH | Against | For | Against | ||
10 | Approve Proxy Voting Authority | SH | Against | Against | For | ||
Sanofi | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
SAN | 05/05/2014 | France | Annual | 04/28/2014 | 143,712 | ||
CUSIP: F5548N101 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | ||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 2.80 per Share | Mgmt | For | For | For | ||
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | For | ||
5 | Reelect Christopher Viehbacher as Director | Mgmt | For | For | For | ||
6 | Reelect Robert Castaigne as Director | Mgmt | For | For | For | ||
7 | Reelect Christian Mulliez as Director | Mgmt | For | For | For | ||
8 | Elect Patrick Kron as Director | Mgmt | For | For | For | ||
9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Mgmt | For | For | For | ||
10 | Advisory Vote on Compensation of Christopher Viehbacher, CEO | Mgmt | For | For | For | ||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | ||
12 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | ||
GlaxoSmithKline plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
GSK | 05/07/2014 | United Kingdom | Annual | 05/02/2014 | 492,885 | ||
CUSIP: G3910J112 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | For | For | ||
3 | Approve Remuneration Policy | Mgmt | For | For | For | ||
4 | Re-elect Sir Christopher Gent as Director | Mgmt | For | For | For | ||
5 | Re-elect Sir Andrew Witty as Director | Mgmt | For | For | For | ||
6 | Re-elect Sir Roy Anderson as Director | Mgmt | For | For | For | ||
7 | Re-elect Dr Stephanie Burns as Director | Mgmt | For | For | For | ||
8 | Re-elect Stacey Cartwright as Director | Mgmt | For | For | For | ||
9 | Re-elect Simon Dingemans as Director | Mgmt | For | For | For | ||
10 | Re-elect Lynn Elsenhans as Director | Mgmt | For | For | For | ||
11 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | ||
12 | Re-elect Sir Deryck Maughan as Director | Mgmt | For | For | For | ||
13 | Re-elect Dr Daniel Podolsky as Director | Mgmt | For | For | For | ||
14 | Re-elect Dr Moncef Slaoui as Director | Mgmt | For | For | For | ||
15 | Re-elect Tom de Swaan as Director | Mgmt | For | For | For | ||
16 | Re-elect Jing Ulrich as Director | Mgmt | For | For | For | ||
17 | Re-elect Hans Wijers as Director | Mgmt | For | For | For | ||
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | ||
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | ||
21 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
22 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
23 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Mgmt | For | For | For | ||
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | ||
AMP Limited | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
AMP | 05/08/2014 | Australia | Annual | 05/06/2014 | 1,353,007 | ||
CUSIP: Q0344G101 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
2a | Elect Patricia 'Patty' Akopiantz as Director | Mgmt | For | For | For | ||
2b | Elect Catherine Brenner as Director | Mgmt | For | For | For | ||
2c | Elect Brian Clark as Director | Mgmt | For | For | For | ||
2d | Elect Peter Shergold as Director | Mgmt | For | For | For | ||
2e | Elect Trevor Matthews as Director | Mgmt | For | For | For | ||
3 | Approve the Remuneration Report | Mgmt | For | For | For | ||
4 | Approve the Grant of Performance Rights to Craig Meller, Chief Executive Officer of the Company | Mgmt | For | For | For | ||
Eni S.p.A. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
ENI | 05/08/2014 | Italy | Annual/Special | 04/28/2014 | 471,247 | ||
CUSIP: T3643A145 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | ||||||
Management s | Mgmt | ||||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Allocation of Income | Mgmt | For | For | For | ||
3 | Authorize Share Repurchase Program | Mgmt | For | For | For | ||
Extraordinary Business | Mgmt | ||||||
Shareholder Submitted by the Italian Treasury and Cassa Depositi e Prestiti | Mgmt | ||||||
4 | Amend Articles Re: Director Honorability Requirements | SH | None | Against | Against | ||
Management s | Mgmt | ||||||
5 | Amend Company Bylaws Re: Shareholder Meetings | Mgmt | For | For | For | ||
Ordinary Business | Mgmt | ||||||
Management s | Mgmt | ||||||
6 | Fix Number of Directors | Mgmt | For | For | For | ||
7 | Fix Board Terms for Directors | Mgmt | For | For | For | ||
Appoint Directors (Slate Election) - Choose One of the Following Slates | Mgmt | ||||||
8.1 | Slate Submitted by the Italian Treasury | SH | None | Do Not Vote | Against | ||
8.2 | Slate Submitted by Institutional Investors | SH | None | For | Against | ||
9 | Elect Board Chair | Mgmt | None | For | Against | ||
10 | Approve Remuneration of Directors | Mgmt | For | Against | Against | ||
11 | Approve Remuneration of Executive Directors | Mgmt | None | For | Against | ||
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates | Mgmt | ||||||
12.1 | Slate Submitted by the Italian Treasury | SH | None | Against | Against | ||
12.2 | Slate Submitted by Institutional Investors | SH | None | For | Against | ||
13 | Appoint Chair of the Board of Statutory Auditors | SH | None | For | Against | ||
14 | Approve Internal Auditors' Remuneration | Mgmt | For | For | For | ||
15 | Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni's Financial Control | Mgmt | For | For | For | ||
16 | Approve Long-Term Monetary Incentive Plan 2014-2016 | Mgmt | For | For | For | ||
17 | Approve Remuneration Report | Mgmt | For | For | For | ||
Jardine Matheson Holdings Ltd. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
J36 | 05/08/2014 | Bermuda | Annual | 75,200 | |||
CUSIP: G50736100 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports and Approve Final Dividend | Mgmt | For | For | For | ||
2 | Reelect Adam Keswick as Director | Mgmt | For | Abstain | Against | ||
3 | Reelect Mark Greenberg as Director | Mgmt | For | Abstain | Against | ||
4 | Reelect Simon Keswick as Director | Mgmt | For | Abstain | Against | ||
5 | Reelect Richard Lee as Director | Mgmt | For | Against | Against | ||
6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorise Board to Fix Their Remuneration | Mgmt | For | For | For | ||
7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | ||
8 | Authorise Share Repurchase Program | Mgmt | For | For | For | ||
Unilever plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
ULVR | 05/14/2014 | United Kingdom | Annual | 05/12/2014 | 325,047 | ||
CUSIP: G92087165 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Remuneration Policy | Mgmt | For | For | For | ||
3 | Approve Remuneration Report | Mgmt | For | For | For | ||
4 | Re-elect Paul Polman as Director | Mgmt | For | For | For | ||
5 | Re-elect Jean-Marc Huet as Director | Mgmt | For | For | For | ||
6 | Re-elect Laura Cha as Director | Mgmt | For | For | For | ||
7 | Re-elect Louise Fresco as Director | Mgmt | For | For | For | ||
8 | Re-elect Ann Fudge as Director | Mgmt | For | For | For | ||
9 | Re-elect Dr Byron Grote as Director | Mgmt | For | For | For | ||
10 | Re-elect Mary Ma as Director | Mgmt | For | For | For | ||
11 | Re-elect Hixonia Nyasulu as Director | Mgmt | For | For | For | ||
12 | Re-elect Sir Malcolm Rifkind as Director | Mgmt | For | For | For | ||
13 | Re-elect John Rishton as Director | Mgmt | For | For | For | ||
14 | Re-elect Kees Storm as Director | Mgmt | For | For | For | ||
15 | Re-elect Michael Treschow as Director | Mgmt | For | For | For | ||
16 | Re-elect Paul Walsh as Director | Mgmt | For | For | For | ||
17 | Elect Feike Sijbesma as Director | Mgmt | For | For | For | ||
18 | Appoint KPMG LLP as Auditors | Mgmt | For | For | For | ||
19 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | ||
20 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
23 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | ||
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | ||
BG Group plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
BG. | 05/15/2014 | United Kingdom | Annual | 05/13/2014 | 513,607 | ||
CUSIP: G1245Z108 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Remuneration Policy | Mgmt | For | For | For | ||
3 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
4 | Approve Final Dividend | Mgmt | For | For | For | ||
5 | Elect Simon Lowth as Director | Mgmt | For | For | For | ||
6 | Elect Pam Daley as Director | Mgmt | For | For | For | ||
7 | Elect Martin Ferguson as Director | Mgmt | For | For | For | ||
8 | Re-elect Vivienne Cox as Director | Mgmt | For | For | For | ||
9 | Re-elect Chris Finlayson as Director | Mgmt | |||||
10 | Re-elect Andrew Gould as Director | Mgmt | For | For | For | ||
11 | Re-elect Baroness Hogg as Director | Mgmt | For | For | For | ||
12 | Re-elect Dr John Hood as Director | Mgmt | For | For | For | ||
13 | Re-elect Caio Koch-Weser as Director | Mgmt | For | For | For | ||
14 | Re-elect Lim Haw-Kuang as Director | Mgmt | For | For | For | ||
15 | Re-elect Sir David Manning as Director | Mgmt | For | For | For | ||
16 | Re-elect Mark Seligman as Director | Mgmt | For | For | For | ||
17 | Re-elect Patrick Thomas as Director | Mgmt | For | For | For | ||
18 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | ||
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | ||
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | ||
21 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
22 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
23 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | ||
Total SA | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
FP | 05/16/2014 | France | Annual/Special | 05/12/2014 | 212,628 | ||
CUSIP: F92124100 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | ||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Mgmt | For | For | For | ||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | ||
5 | Reelect Patricia Barbizet as Director | Mgmt | For | For | For | ||
6 | Reelect Marie-Christine Coisne-Roquette as Director | Mgmt | For | For | For | ||
7 | Reelect Paul Desmarais Jr as Director | Mgmt | For | Against | Against | ||
8 | Reelect Barbara Kux as Director | Mgmt | For | For | For | ||
9 | Advisory Vote on Compensation of Christophe de Margerie | Mgmt | For | For | For | ||
Extraordinary Business | Mgmt | ||||||
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | ||
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Mgmt | For | For | For | ||
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Mgmt | For | For | For | ||
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | ||
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For | For | ||
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Mgmt | For | For | For | ||
16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | Against | Against | ||
17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Mgmt | For | For | For | ||
18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Mgmt | For | For | For | ||
19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Mgmt | For | For | For | ||
20 | Amend Article 17 of Bylaws Re: Proxy Voting | Mgmt | For | For | For | ||
Shareholder s Submitted by UES Amont Total Workers' Council | Mgmt | For | |||||
A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | SH | Against | Against | For | ||
B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | SH | Against | Against | For | ||
C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | SH | Against | Against | For | ||
D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | SH | Against | Against | For | ||
E | Amend Article 12.7 of Bylaws: Remuneration of Directors | SH | Against | Against | For | ||
Royal Dutch Shell plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
RDSA | 05/20/2014 | United Kingdom | Annual | 05/16/2014 | 326,081 | ||
CUSIP: G7690A118 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Remuneration Policy | Mgmt | For | For | For | ||
3 | Approve Remuneration Report | Mgmt | For | For | For | ||
4 | Elect Euleen Goh as Director | Mgmt | For | For | For | ||
5 | Elect Patricia Woertz as Director | Mgmt | For | For | For | ||
6 | Elect Ben van Beurden as Director | Mgmt | For | For | For | ||
7 | Re-elect Guy Elliott as Director | Mgmt | For | For | For | ||
8 | Re-elect Simon Henry as Director | Mgmt | For | For | For | ||
9 | Re-elect Charles Holliday as Director | Mgmt | For | For | For | ||
10 | Re-elect Gerard Kleisterlee as Director | Mgmt | For | For | For | ||
11 | Re-elect Jorma Ollila as Director | Mgmt | For | For | For | ||
12 | Re-elect Sir Nigel Sheinwald as Director | Mgmt | For | For | For | ||
13 | Re-elect Linda Stuntz as Director | Mgmt | For | For | For | ||
14 | Re-elect Hans Wijers as Director | Mgmt | For | For | For | ||
15 | Re-elect Gerrit Zalm as Director | Mgmt | For | For | For | ||
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | ||
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
21 | Approve Long Term Incentive Plan | Mgmt | For | For | For | ||
22 | Approve Deferred Bonus Plan | Mgmt | For | For | For | ||
23 | Approve Restricted Share Plan | Mgmt | For | For | For | ||
24 | Approve EU Political Donations and Expenditure | Mgmt | For | For | For | ||
Societe Generale | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
GLE | 05/20/2014 | France | Annual/Special | 05/14/2014 | 80,253 | ||
CUSIP: F43638141 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | ||||||
1 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Mgmt | For | For | For | ||
4 | Approve Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Mgmt | For | For | For | ||
5 | Advisory Vote on Compensation of Frederic Oudea, Chairman and CEO | Mgmt | For | For | For | ||
6 | Advisory Vote on Compensation of Severin Cabannes, Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Vice-CEOs | Mgmt | For | For | For | ||
7 | Advisory Vote on the Aggregate Remuneration Granted in 2013 to Senior Management, Responsible Officers and Regulated Risk-Takers | Mgmt | For | For | For | ||
8 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Mgmt | For | For | For | ||
9 | Reelect Robert Castaigne as Director | Mgmt | For | For | For | ||
10 | Elect Lorenzo Bini Smaghi as Director | Mgmt | For | For | For | ||
11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Mgmt | For | For | For | ||
Extraordinary Business | Mgmt | ||||||
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 399 Million and/or Capitalization of Reserves of up to EUR 550 Million | Mgmt | For | For | For | ||
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 99.839 Million | Mgmt | For | For | For | ||
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | ||
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Mgmt | For | For | For | ||
16 | Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Ammount of EUR 99.839 Million | Mgmt | For | For | For | ||
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | Against | Against | ||
18 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | Against | Against | ||
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | ||
20 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | ||
SAP AG | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
SAP | 05/21/2014 | Germany | Annual | 04/29/2014 | 116,257 | ||
CUSIP: D66992104 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Mgmt | |||||
2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Mgmt | For | For | For | ||
3 | Approve Discharge of Management Board for Fiscal 2013 | Mgmt | For | For | For | ||
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Mgmt | For | For | For | ||
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Mgmt | For | For | For | ||
6a | Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH | Mgmt | For | For | For | ||
6b | Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH | Mgmt | For | For | For | ||
7 | Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH | Mgmt | For | For | For | ||
8a | Change of Corporate Form to Societas Europaea (SE) | Mgmt | For | For | For | ||
8b.1 | Elect Hasso Plattner to the Supervisory Board | Mgmt | For | For | For | ||
8b.2 | Elect Pekka Ala-Pietilae to the Supervisory Board | Mgmt | For | Against | Against | ||
8b.3 | Elect Anja Feldmann to the Supervisory Board | Mgmt | For | For | For | ||
8b.4 | Elect Wilhelm Haarmann to the Supervisory Board | Mgmt | For | Against | Against | ||
8b 5 | Elect Bernard Liautaud to the Supervisory Board | Mgmt | For | For | For | ||
8b.6 | Elect Hartmut Mehdorn to the Supervisory Board | Mgmt | For | Against | Against | ||
8b.7 | Elect Erhard Schipporeit to the Supervisory Board | Mgmt | For | Against | Against | ||
8b.8 | Elect Hagemann Snabe to the Supervisory Board | Mgmt | For | For | For | ||
8b.9 | Elect Klaus Wucherer to the Supervisory Board | Mgmt | For | For | For | ||
China Mobile Limited | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
00941 | 05/22/2014 | Hong Kong | Annual | 05/16/2014 | 612,000 | ||
CUSIP: Y14965100 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Declare Final Dividend | Mgmt | For | For | For | ||
3a | Elect Xi Guohua as Director | Mgmt | For | For | For | ||
3b | Elect Sha Yuejia as Director | Mgmt | For | For | For | ||
3c | Elect Liu Aili as Director | Mgmt | For | For | For | ||
4a | Elect Lo Ka Shui as Director | Mgmt | For | For | For | ||
4b | Elect Paul Chow Man Yiu as Director | Mgmt | For | For | For | ||
5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | ||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | ||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | ||
8 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | ||
9 | Amend Articles of Association | Mgmt | For | For | For | ||
Seven & i Holdings Co Ltd | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
3382 | 05/22/2014 | Japan | Annual | 02/28/2014 | 209,500 | ||
CUSIP: J7165H108 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Mgmt | For | For | For | ||
2.1 | Elect Director Suzuki, Toshifumi | Mgmt | For | For | For | ||
2.2 | Elect Director Murata, Noritoshi | Mgmt | For | For | For | ||
2.3 | Elect Director Goto, Katsuhiro | Mgmt | For | For | For | ||
2.4 | Elect Director Kobayashi, Tsuyoshi | Mgmt | For | For | For | ||
2.5 | Elect Director Ito, Junro | Mgmt | For | For | For | ||
2.6 | Elect Director Takahashi, Kunio | Mgmt | For | For | For | ||
2.7 | Elect Director Shimizu, Akihiko | Mgmt | For | For | For | ||
2.8 | Elect Director Isaka, Ryuichi | Mgmt | For | For | For | ||
2.9 | Elect Director Anzai, Takashi | Mgmt | For | For | For | ||
2.10 | Elect Director Otaka, Zenko | Mgmt | For | For | For | ||
2.11 | Elect Director Scott Trevor Davis | Mgmt | For | For | For | ||
2.12 | Elect Director Tsukio, Yoshio | Mgmt | For | For | For | ||
2.13 | Elect Director Ito, Kunio | Mgmt | For | For | For | ||
2.14 | Elect Director Yonemura, Toshiro | Mgmt | For | For | For | ||
3.1 | Appoint Statutory Auditor Nomura, Hideo | Mgmt | For | For | For | ||
3.2 | Appoint Statutory Auditor Hayakawa, Tadao | Mgmt | For | For | For | ||
3.3 | Appoint Statutory Auditor Suzuki, Yoko | Mgmt | For | For | For | ||
3.4 | Appoint Statutory Auditor Fujinuma, Tsuguoki | Mgmt | For | For | For | ||
3.5 | Appoint Statutory Auditor Kiriyama, Kazuko | Mgmt | For | For | For | ||
4 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | ||
Orange | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
ORA | 05/27/2014 | France | Annual/Special | 05/21/2014 | 731,219 | ||
CUSIP: F4113C103 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | ||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Mgmt | For | For | For | ||
4 | Approve Transaction with Bernard Dufau Re: Compensation | Mgmt | For | For | For | ||
5 | Reelect Stephane Richard as Director | Mgmt | For | Against | Against | ||
6 | Elect Patrice Brunet as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | ||
7 | Elect Jean-Luc Burgain as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | ||
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 750,000 | Mgmt | For | For | For | ||
9 | Advisory Vote on Compensation of Stephane Richard, Chairman and CEO | Mgmt | For | For | For | ||
10 | Advisory Vote on Compensation of Gervais Pellissier, Vice-CEO | Mgmt | For | For | For | ||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | ||
Extraordinary Business | Mgmt | ||||||
12 | Amend Article 15.1 of Bylaws Re: Board Decisions | Mgmt | For | For | For | ||
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | ||
14 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | ||
Vallourec | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
VK | 05/28/2014 | France | Annual/Special | 05/22/2014 | 69,745 | ||
CUSIP: F95922104 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | ||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 0.81 per Share | Mgmt | For | For | For | ||
4 | Approve Stock Dividend Program (New Shares) | Mgmt | For | For | For | ||
5 | Approve Severance Payment Agreement with Olivier Mallet | Mgmt | For | For | For | ||
6 | Advisory Vote on Compensation of Philippe Crouzet, Chairman of the Management Board | Mgmt | For | For | For | ||
7 | Advisory Vote on Compensation of Jean-Pierre Michel and Olivier Mallet, Members of the Management Board | Mgmt | For | For | For | ||
8 | Reelect Vivienne Cox as Supervisory Board Member | Mgmt | For | For | For | ||
9 | Reelect Michel de Fabiani as Supervisory Board Member | Mgmt | For | For | For | ||
10 | Reelect Alexandra Schaapveld as Supervisory Board Member | Mgmt | For | For | For | ||
11 | Elect Cedric de Bailliencourt as Supervisory Board Member | Mgmt | For | For | For | ||
12 | Elect Henri Poupart-Lafarge as Supervisory Board Member | Mgmt | For | For | For | ||
13 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 650,000 | Mgmt | For | For | For | ||
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | ||
Extraordinary Business | Mgmt | ||||||
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Mgmt | For | For | For | ||
16 | Approve Stock Purchase Plan Reserved for International Employees | Mgmt | For | For | For | ||
17 | Approve Employee Indirect Stock Purchase Plan for International Employees | Mgmt | For | For | For | ||
18 | Approve Restricted Stock Plan in Connection with Employees Stock Plan | Mgmt | For | For | For | ||
19 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | For | For | ||
20 | Authorize up to 3 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | For | For | ||
21 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | ||
Telefonica S.A. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
TEF | 05/29/2014 | Spain | Annual | 05/23/2014 | 828,136 | ||
CUSIP: 879382109 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Consolidated and Standalone Financial Statements, Allocation of Income, and Discharge of Board | Mgmt | For | For | For | ||
2 | Renew Appointment of Ernst & Young as Auditor | Mgmt | For | For | For | ||
3 | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | ||
4 | Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital | Mgmt | For | For | For | ||
5 | Authorize Share Repurchase Program | Mgmt | For | For | For | ||
6 | Approve Restricted Stock Plan | Mgmt | For | For | For | ||
7 | Approve Share Matching Plan | Mgmt | For | For | For | ||
8 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | ||
9 | Advisory Vote on Remuneration Policy Report | Mgmt | For | For | For | ||
Compagnie de Saint Gobain | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
SGO | 06/05/2014 | France | Annual/Special | 05/30/2014 | 177,135 | ||
CUSIP: F80343100 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | ||||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
3 | Approve Allocation of Income and Dividends of EUR 1.24 per Share | Mgmt | For | For | For | ||
4 | Approve Stock Dividend Program (Cash or New Shares) | Mgmt | For | For | For | ||
5 | Reelect Pierre-Andre de Chalendar as Director | Mgmt | For | Against | Against | ||
6 | Approve Severance Payment Agreement with Pierre-Andre de Chalendar | Mgmt | For | Against | Against | ||
7 | Approve Additional Pension Scheme Agreement with Pierre-Andre de Chalendar | Mgmt | For | For | For | ||
8 | Approve Agreement with Pierre-Andre de Chalendar Re: Employee Health Insurance | Mgmt | For | For | For | ||
9 | Advisory Vote on Compensation of Pierre-Andre de Chalendar, Chairman and CEO | Mgmt | For | For | For | ||
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1,100,000 | Mgmt | For | For | For | ||
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | ||
Extraordinary Business | Mgmt | ||||||
12 | Amend Article 9 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Mgmt | For | For | For | ||
13 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Mgmt | For | Against | Against | ||
14 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Mgmt | For | Against | Against | ||
15 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | ||
G4S plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
GFS | 06/05/2014 | United Kingdom | Annual | 06/03/2014 | 1,776,538 | ||
CUSIP: G39283109 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Remuneration Policy | Mgmt | For | For | For | ||
3 | Approve Remuneration Report | Mgmt | For | For | For | ||
4 | Approve Long Term Incentive Plan | Mgmt | For | For | For | ||
5 | Approve Final Dividend | Mgmt | For | For | For | ||
6 | Elect Himanshu Raja as Director | Mgmt | For | For | For | ||
7 | Re-elect Ashley Almanza as Director | Mgmt | For | For | For | ||
8 | Re-elect John Connolly as Director | Mgmt | For | For | For | ||
9 | Re-elect Adam Crozier as Director | Mgmt | For | For | For | ||
10 | Re-elect Mark Elliott as Director | Mgmt | For | For | For | ||
11 | Re-elect Winnie Kin Wah Fok as Director | Mgmt | For | For | For | ||
12 | Re-elect Grahame Gibson as Director | Mgmt | For | For | For | ||
13 | Re-elect Mark Seligman as Director | Mgmt | For | For | For | ||
14 | Re-elect Paul Spence as Director | Mgmt | For | For | For | ||
15 | Re-elect Clare Spottiswoode as Director | Mgmt | For | For | For | ||
16 | Re-elect Tim Weller as Director | Mgmt | For | For | For | ||
17 | Reappoint KPMG Audit plc as Auditors | Mgmt | For | For | For | ||
18 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | ||
19 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
22 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | ||
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | ||
Compass Group plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
CPG | 06/11/2014 | United Kingdom | Special | 06/09/2014 | 576,880 | ||
CUSIP: G23296182 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Adopt New Articles of Association | Mgmt | For | For | For | ||
2 | Approve Matters Relating to the Return of Cash to Shareholders | Mgmt | For | For | For | ||
3 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
4 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
5 | Authorise Market Purchase of New Ordinary Shares | Mgmt | For | For | For | ||
Astellas Pharma Inc. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
4503 | 06/18/2014 | Japan | Annual | 03/31/2014 | 35,100 | ||
CUSIP: J03393105 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Mgmt | For | For | For | ||
2.1 | Elect Director Nogimori, Masafumi | Mgmt | For | For | For | ||
2.2 | Elect Director Hatanaka, Yoshihiko | Mgmt | For | For | For | ||
2.3 | Elect Director Miyokawa, Yoshiro | Mgmt | For | For | For | ||
2.4 | Elect Director Aikawa, Naoki | Mgmt | For | For | For | ||
2.5 | Elect Director Kase, Yutaka | Mgmt | For | For | For | ||
2.6 | Elect Director Yasuda, Hironobu | Mgmt | For | For | For | ||
2.7 | Elect Director Okajima, Etsuko | Mgmt | For | For | For | ||
3.1 | Appoint Statutory Auditor Fujisawa, Tomokazu | Mgmt | For | For | For | ||
3.2 | Appoint Statutory Auditor Oka, Toshiko | Mgmt | For | For | For | ||
4 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | ||
5 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | ||
Hoya Corp. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
7741 | 06/18/2014 | Japan | Annual | 03/31/2014 | 220,300 | ||
CUSIP: J22848105 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1.1 | Elect Director Kodama, Yukiharu | Mgmt | For | For | For | ||
1.2 | Elect Director Koeda, Itaru | Mgmt | For | For | For | ||
1.3 | Elect Director Aso, Yutaka | Mgmt | For | For | For | ||
1.4 | Elect Director Uchinaga, Yukako | Mgmt | For | For | For | ||
1.5 | Elect Director Urano, Mitsudo | Mgmt | For | For | For | ||
1.6 | Elect Director Takasu, Takeo | Mgmt | For | For | For | ||
1.7 | Elect Director Suzuki, Hiroshi | Mgmt | For | For | For | ||
2.8 | Appoint Shareholder Director Nominee Kubozono, Yu | SH | Against | Against | For | ||
2.9 | Appoint Shareholder Director Nominee Yamaguchi, Mitsutaka | SH | Against | Against | For | ||
2.10 | Appoint Shareholder Director Nominee Yamanaka, Noriko | SH | Against | Against | For | ||
3 | Amend Articles to Prohibit Biased Treatment of Non-Votes on Shareholder vs. Company s | SH | Against | Against | For | ||
4 | Amend Articles to Require Disclosure of Individual Director and Executive Officer Compensation | SH | Against | For | Against | ||
5 | Amend Articles to Require a Non-Executive Board Chairman | SH | Against | For | Against | ||
6 | Amend Articles to Deny Reappointment of External Audit Firm | SH | Against | Against | For | ||
7 | Amend Articles to Increase Disclosure of Director Term Limit | SH | Against | Against | For | ||
8 | Amend Articles to Increase Disclosure of Director Age Limit | SH | Against | Against | For | ||
9 | Amend Articles to Disclose Board Training Policy | SH | Against | Against | For | ||
10 | Amend Articles to Increase Disclosure of Hereditary Succession of Representative Executive Officer and Chief Executive Officer | SH | Against | Against | For | ||
11 | Amend Articles to Add Language on Opposing s and Amendment s | SH | Against | Against | For | ||
12 | Amend Articles to Add Language on the Length of Time for Explaining Shareholder s | SH | Against | Against | For | ||
13 | Amend Articles to Add Language on Advisory Votes | SH | Against | Against | For | ||
14 | Amend Articles to Establish Special Investigation Committee regarding Expansion into Ophthalmology-Pharma Business | SH | Against | Against | For | ||
15 | Amend Articles to Establish Special Investigation Committee regarding Loss in Enterprise Value from Pentax Acquisition | SH | Against | Against | For | ||
16 | Amend Articles to Establish Technology Management Committee | SH | Against | Against | For | ||
17 | Amend Articles to Add Language on Say on Pay s | SH | Against | Against | For | ||
18 | Amend Articles to Prohibit Creation of False Transcripts of General Shareholder Meeting Proceedings | SH | Against | Against | For | ||
NTT DoCoMo Inc. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
9437 | 06/19/2014 | Japan | Annual | 03/31/2014 | 200,000 | ||
CUSIP: J59399105 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Mgmt | For | For | For | ||
2.1 | Elect Director Kato, Kaoru | Mgmt | For | Against | Against | ||
2.2 | Elect Director Yoshizawa, Kazuhiro | Mgmt | For | For | For | ||
2.3 | Elect Director Sakai, Yoshikiyo | Mgmt | For | For | For | ||
2.4 | Elect Director Terasaki, Akira | Mgmt | For | For | For | ||
2.5 | Elect Director Onoe, Seizo | Mgmt | For | For | For | ||
2.6 | Elect Director Sato, Hirotaka | Mgmt | For | For | For | ||
2.7 | Elect Director Takagi, Kazuhiro | Mgmt | For | For | For | ||
2.8 | Elect Director Asami, Hiroyasu | Mgmt | For | For | For | ||
2.9 | Elect Director Suto, Shoji | Mgmt | For | For | For | ||
2.10 | Elect Director Omatsuzawa, Kiyohiro | Mgmt | For | For | For | ||
2.11 | Elect Director Nakayama, Toshiki | Mgmt | For | For | For | ||
2.12 | Elect Director Kii, Hajime | Mgmt | For | For | For | ||
2.13 | Elect Director Tani, Makoto | Mgmt | For | For | For | ||
2.14 | Elect Director Murakami, Teruyasu | Mgmt | For | For | For | ||
2.15 | Elect Director Nakamura, Takashi | Mgmt | For | For | For | ||
3.1 | Appoint Statutory Auditor Kobayashi, Toru | Mgmt | For | For | For | ||
3.2 | Appoint Statutory Auditor Okihara, Toshimune | Mgmt | For | Against | Against | ||
Tokyo Electron Ltd. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
8035 | 06/20/2014 | Japan | Annual | 03/31/2014 | 84,400 | ||
CUSIP: J86957115 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Share Exchange Agreement with TEL Japan GK regarding Business Combination between Tokyo Electron Ltd. and Applied Materials, Inc | Mgmt | For | Against | Against | ||
2.1 | Elect Director Higashi, Tetsuro | Mgmt | For | For | For | ||
2.2 | Elect Director Tsuneishi, Tetsuo | Mgmt | For | For | For | ||
2.3 | Elect Director Kitayama, Hirofumi | Mgmt | For | For | For | ||
2.4 | Elect Director Ito, Hikaru | Mgmt | For | For | For | ||
2.5 | Elect Director Washino, Kenji | Mgmt | For | For | For | ||
2.6 | Elect Director Harada, Yoshiteru | Mgmt | For | For | For | ||
2.7 | Elect Director Hori, Tetsuro | Mgmt | For | For | For | ||
2.8 | Elect Director Inoue, Hiroshi | Mgmt | For | For | For | ||
2.9 | Elect Director Sakane, Masahiro | Mgmt | For | For | For | ||
Tokio Marine Holdings, Inc. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
8766 | 06/23/2014 | Japan | Annual | 03/31/2014 | 271,200 | ||
CUSIP: J86298106 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Mgmt | For | For | For | ||
2.1 | Elect Director Sumi, Shuuzo | Mgmt | For | For | For | ||
2.2 | Elect Director Nagano, Tsuyoshi | Mgmt | For | For | For | ||
2.3 | Elect Director Oba, Masashi | Mgmt | For | For | For | ||
2.4 | Elect Director Fujita, Hirokazu | Mgmt | For | For | For | ||
2.5 | Elect Director Ito, Takashi | Mgmt | For | For | For | ||
2.6 | Elect Director Ito, Kunio | Mgmt | For | For | For | ||
2.7 | Elect Director Mimura, Akio | Mgmt | For | For | For | ||
2.8 | Elect Director Sasaki, Mikio | Mgmt | For | For | For | ||
2.9 | Elect Director Fujii, Kunihiko | Mgmt | For | For | For | ||
2.10 | Elect Director Hirose, Shinichi | Mgmt | For | For | For | ||
3.1 | Appoint Statutory Auditor Kawamoto, Yuuko | Mgmt | For | For | For | ||
3.2 | Appoint Statutory Auditor Tamai, Takaaki | Mgmt | For | For | For | ||
3.3 | Appoint Statutory Auditor Wani, Akihiro | Mgmt | For | For | For | ||
Taiwan Semiconductor Manufacturing Co., Ltd. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
2330 | 06/24/2014 | Taiwan | Annual | 04/25/2014 | 1,066,000 | ||
CUSIP: Y84629107 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve 2013 Business Operations Report and Financial Statements | Mgmt | For | For | For | ||
2 | Approve 2013 Plan on Profit Distribution | Mgmt | For | For | For | ||
3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets and Approve Amendments to Trading Procedures Governing Derivatives Products | Mgmt | For | For | For | ||
4 | Transact Other Business (Non-Voting) | Mgmt | |||||
Takeda Pharmaceutical Co. Ltd. | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
4502 | 06/27/2014 | Japan | Annual | 03/31/2014 | 203,100 | ||
CUSIP: J8129E108 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Mgmt | For | For | For | ||
2 | Amend Articles To Transfer Authority to Preside over Shareholder Meetings from President to Representative Director | Mgmt | For | For | For | ||
3.1 | Elect Director Hasegawa, Yasuchika | Mgmt | For | For | For | ||
3.2 | Elect Director Yamanaka, Yasuhiko | Mgmt | For | For | For | ||
3.3 | Elect Director Yamada, Tadataka | Mgmt | For | For | For | ||
3.4 | Elect Director Iwasaki, Masato | Mgmt | For | For | For | ||
3.5 | Elect Director Honda, Shinji | Mgmt | For | For | For | ||
3.6 | Elect Director Sudo, Fumio | Mgmt | For | For | For | ||
3.7 | Elect Director Kojima, Yorihiko | Mgmt | For | For | For | ||
3.8 | Elect Director Christophe Weber | Mgmt | For | For | For | ||
3.9 | Elect Director Francois Roger | Mgmt | For | For | For | ||
3.10 | Elect Director Sakane, Masahiro | Mgmt | For | For | For | ||
4 | Appoint Alternate Statutory Auditor Kuroda, Katsushi | Mgmt | For | For | For | ||
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Mgmt | For | For | For | ||
6 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | ||
7 | Approve Performance-Based Equity Compensation for Directors | Mgmt | For | For | For | ||
Tesco plc | |||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | ||
TSCO | 06/27/2014 | United Kingdom | Annual | 06/25/2014 | 2,862,042 | ||
CUSIP: G87621101 | |||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
2 | Approve Remuneration Report | Mgmt | For | For | For | ||
3 | Approve Remuneration Policy | Mgmt | For | For | For | ||
4 | Approve Final Dividend | Mgmt | For | For | For | ||
5 | Elect Mark Armour as Director | Mgmt | For | For | For | ||
6 | Re-elect Sir Richard Broadbent as Director | Mgmt | For | For | For | ||
7 | Re-elect Philip Clarke as Director | Mgmt | For | For | For | ||
8 | Re-elect Gareth Bullock as Director | Mgmt | For | For | For | ||
9 | Re-elect Patrick Cescau as Director | Mgmt | For | For | For | ||
10 | Re-elect Stuart Chambers as Director | Mgmt | For | For | For | ||
11 | Re-elect Olivia Garfield as Director | Mgmt | For | For | For | ||
12 | Re-elect Ken Hanna as Director | Mgmt | For | For | For | ||
13 | Re-elect Deanna Oppenheimer as Director | Mgmt | For | For | For | ||
14 | Re-elect Jacqueline Tammenoms Bakker as Director | Mgmt | For | For | For | ||
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | ||
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | ||
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | ||
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | ||
19 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | ||
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | ||
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For |
For the Period July 1st 2013 to June 30th 2014 | ||||||
Subadviser: Walter Scott & Partners |
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
SGS N | 2,870 | 0 | 10-Jul-13 | 1.1 | Election of Mr Paul Desmarais, Junior to the board of directors | Management | Y | For | For |
1.2 | Election of Mr Ian Gallienne to the board of directors | Management | Y | For | For | ||||
1.3 | Election of Mr Gerard Lamarche to the board of directors | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Inditex | 56,300 | 0 | 16-Jul-13 | 1 | Approve individual financial statements | Management | Y | For | For |
2 | Approve consolidated financial statements, and discharge of board | Management | Y | For | For | ||||
3 | Approve updated balance sheets to benefit from new tax regulation | Management | Y | For | For | ||||
4 | Approve allocation of income and dividends | Management | Y | For | For | ||||
5 | Approve long term incentive plan | Management | Y | For | For | ||||
6 | Authorize share repurchase program | Management | Y | For | For | ||||
7 | Advisory vote on remuneration policy report | Management | Y | For | For | ||||
8 | Authorize board to ratify and execute approved resolutions | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Colruyt | 132,000 | 0 | 25-Sep-13 | 1 | Receive and approve directors' and auditors' reports, and report of the works council | Management | Y | For | For |
2 | Approve remuneration report | Management | Y | For | For | ||||
3.A | Adopt financial statements | Management | Y | For | For | ||||
3.B | Adopt consolidated financial statements | Management | Y | For | For | ||||
4 | Approve dividends of EUR 1 per share | Management | Y | For | For | ||||
5 | Approve allocation of income | Management | Y | For | For | ||||
6 | Approve profit participation of employees through allotment of repurchased shares of Colruyt | Management | Y | For | For | ||||
7 | Approve discharge of directors | Management | Y | For | For | ||||
8 | Approve discharge of auditors | Management | Y | For | For | ||||
9.A | Re-elect NV Herbeco, permanently represented by Piet Colruyt, as director | Management | Y | For | For | ||||
9.B | Re-elect Franciscus Colruyt as director | Management | Y | For | For | ||||
9.C | Re-elect NV Farik, permanently represented by Franciscus Colruyt, as director | Management | Y | For | For | ||||
10 | Elect Astrid DE Lathauwer as director | Management | Y | For | For | ||||
11 | Ratify KPMG as auditors | Management | Y | For | For | ||||
12 | Allow questions | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Colruyt (Special) | 132,000 | 0 | 14-Oct-13 | 1.1 | Report of the Board of Directors of 26/08/2013, giving a description and detai-led justification of the proposed capital increase with the pre-emptive right-waived in the interest of the Company, in the favour of the employees of the C-ompany and the Colruyt Group, who meet the criteria described in the said repo-rt | Non-Voting | Non-Voting | Non-Voting | Non-Voting |
1.2 | Report of CBVA KPMG, represented by Mr. Ludo Ruysen, Auditor, drawn up on 05/0-9/2013 in accordance with article 596 of the Companies Code | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
1.3 | Proposal to issue a maximum of 1,000,000 new registered shares without face value, under the conditions described in the report of the Board of Directors mentioned above | Management | Y | For | For | ||||
1.4 | Proposal to set the issue price on the basis of the average stock market price of the ordinary Colruyt share over the 30 days preceding the Extraordinary General Meeting that will decide upon this issue, after application of a maximum discount of 20 % | Management | Y | For | For | ||||
1.5 | Proposal to waive the pre-emptive subscription right to these shares as given to shareholders by article 595 and onwards of the Companies Code, in the favour of employees as mentioned above, in the interest of the Company | Management | Y | For | For | ||||
1.6 | Proposal to increase the share capital, under the suspensive condition of subscription, by the issue of the new shares mentioned above, under the conditions specified above, and at the issue price set by the Extraordinary General Meeting. Proposal to set the maximum amount by which the share capital can be increased after subscription, by multiplying the issue price of the new shares set by the Extraordinary General Meeting with the maximum number of new shares to be issued. Subscription to the new shares shall be reserved for employees of the company and its related companies, as specified above. The capital shall only be increased in the event of subscription and this by the amount of this subscription. If the number of shares subscribed to is greater than the specified maximum number of new shares to be issued, there shall be a distribution whereby in the first instance the possibility of obtaining the maximum tax benefit for each employee shall be considered, and in a next stage a proportionate decrease shall be applied in relation to the number of shares subscribed to by each employee | Management | Y | For | For | ||||
1.7 | Approval to open the subscription period on 21/10/2013 and to close it on 21/11/2013 | Management | Y | For | For | ||||
1.8 | Proposal to authorise the Board of Directors to receive the subscription applications, to collect and receive the contributions, at the end of the subscription period to determine the number of shares subscribed as well as the subscribed amount, to set the capital increase by this amount within the maximum amount set by the Extraordinary General Meeting, and to certify by notary the realisation of the capital increase within the same limit, the payment of it in cash, as well as the resulting change of the amount of the share capital and the number of shares stated in article 5 "Share capital" of the articles of association, and to execute the resolutions of the Extraordinary General Meeting for all these transactions, and to this end to set all conditions, insofar as they have not been set by the Extraordinary General Meeting, to conclude all agreements, and in general to take any action necessary | Management | Y | For | For | ||||
2.1 | Proposal to renew the authority of the Board of Directors to acquire treasury shares of the company without a decision of the General Meeting being required, insofar as this is imperative to prevent the company suffering serious and imminent harm (as set forth in article 12, par. 4 of the articles of association and in article 610, par. 1, section 3 and 4 of the Companies Code), for a term of three (3) years as from the present amendment to the articles of association | Management | Y | Against | Against | ||||
2.2 | Proposal to renew the authority of the Board of Directors to sell, without prior approval of the General Meeting being required, any shares it may have acquired under the above authorization, provided these are listed (art. 622, par. 2, section 2, 1 of the Companies Code and art. 12, par. 5 of the articles of association) for a term of three (3) years as from the present amendment to the articles of association | Management | Y | Against | Against | ||||
2.3 | Proposal to renew the authority to sell the shares acquired by the Board of Directors on the stock market or following an order to sell made to all shareholders at the same conditions, so as to prevent the company suffering serious and imminent harm (art. 622, par. 2, section 2, 2 of the Companies Code and art. 12, par. 5 of the articles of association). This authority is for a term of three (3) years as of the publication of the present amendment to the articles of association; it can be renewed by the General Meeting in accordance with the applicable legal provisions | Management | Y | Against | Against | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Cochlear FPO | 60,300 | 0 | 15-Oct-13 | 1.1 | To receive the Financial Report, Director's Report and Auditor's Report in respect of the year ended 30 June 2013 | Management | Y | For | For |
2.1 | That the Remuneration Report be adopted | Management | Y | For | For | ||||
3.1 | To re-elect Mr Donal O'Dwyer as a director of the Company | Management | Y | For | For | ||||
3.2 | To re-elect Mrs Yasmin Allen as a director of the Company | Management | Y | For | For | ||||
4.1 | Approval of issue, allocation or transfer of securities to the CEO/President under the Cochlear Executive Incentive Plan | Management | Y | For | For | ||||
5.1 | That, subject to and conditional on at least 25% of the votes cast on resolution 2.1 being cast against the adoption of the Remuneration Report: (a) A meeting of the Company's members to be held within 90 days of the date of the 2013 Annual General Meeting (the Spill Meeting); (b) All of the directors who: (i) were directors of the Company when the resolution to approve the Directors' Report for the year ended 30 June 2013 was passed; and (ii) are not a managing director of the Company who may, in accordance with the ASX Listing Rules, continue to hold office indefinitely without being re-elected to the office, cease to hold office immediately before the end of the Spill Meeting; and (iii) resolutions to appoint persons to offices that will be vacated immediately before the end of the Spill Meeting be put to the vote at the Spill Meeting | Shareholder | Y | Against | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
CSL FPO | 117,400 | 0 | 16-Oct-13 | 2a | To re-elect Mr John Akehurst as a Director | Management | Y | For | For |
2b | To elect Ms Marie McDonald as a Director | Management | Y | For | For | ||||
3 | Adoption of the Remuneration Report | Management | Y | For | For | ||||
4 | Grant of Performance Rights to Managing Director | Management | Y | For | For | ||||
5 | Approval of termination benefits for Dr Brian McNamee | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Woolworths FPO | 254,600 | 0 | 26-Nov-13 | 2.a | To re-elect as a Director Ms Carla (Jayne) Hrdlicka | Management | Y | For | For |
2.b | To re-elect as a Director Mr Ian John Macfarlane | Management | Y | For | For | ||||
3 | Approval of Woolworths Long Term Incentive Plan | Management | Y | For | For | ||||
4.a | Long Term Incentive Plan Issues - Mr Grant O'Brien | Management | Y | For | For | ||||
4.b | Long Term Incentive Plan Issues - Mr Tom Pockett | Management | Y | For | For | ||||
5 | Adoption of Remuneration Report | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
CNOOC | 4,133,000 | 0 | 27-Nov-13 | 1 | To approve the Non-exempt Continuing Connected Transactions | Management | Y | For | For |
2 | To approve the Proposed Caps for each category of the Non-exempt Continuing Connected Transactions | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Kone Corporation | 66,200 | 0 | 2-Dec-13 | 1 | Opening of the meeting | Non-Voting | Non-Voting | Non-Voting | Non-Voting |
2 | Calling the meeting to order | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
3 | Election of persons to scrutinize the minutes and to supervise the counting-of votes | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
4 | Recording the legality of the meeting | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
5 | Recording the attendance at the meeting and adoption of the list of votes | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
6 | Resolution on the payment of extra dividend the board of directors proposes that an extra dividend of EUR 1.295 be paid for each A share and EUR 1.30 be paid for each B share | Management | Y | For | For | ||||
7 | Share split, i.e increasing the number of shares through a share issue without payment the board of directors proposes that the number of shares in the company be increased by issuing new shares to the shareholders without payment in proportion to their holdings so that one (1) class A share will be given for each class A share and one (1) class B share will be given for each class B share | Management | Y | For | For | ||||
8 | Closing of the meeting | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
CLP Holdings | 622,000 | 0 | 22-Jan-14 | 1 | To approve, confirm and ratify the CAPCO Acquisition Agreement and the PSDC Acquisition Agreement and the transactions contemplated therein (including, without limitation, the CAPCO Acquisition and the PSDC Acquisition) and to authorise the Directors of the Company on behalf of the Company to do such things or acts as they may consider necessary, desirable or expedient to give effect to such transactions | Management | Y | For | For |
2 | To elect Mr. Richard Kendall Lancaster as Director | Management | Y | For | For | ||||
3 | To elect Dr. Rajiv Behari Lall as Director | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Compass Group | 528,000 | 0 | 6-Feb-14 | 1 | To receive and adopt the Directors' Annual Report and Accounts and the Auditor's Report thereon for the financial year ended 30 September 2013 | Management | Y | For | For |
2 | To receive and adopt the Remuneration Policy set out on pages 57 to 64 of the Directors' Remuneration Report contained within the Annual Report and Accounts for the financial year ended 30 September 2013, such Remuneration Policy to take effect from the date on which this Resolution is passed | Management | Y | For | For | ||||
3 | To receive and adopt the Directors' Remuneration Report (other than the Remuneration Policy referred to in Resolution 2 above) contained within the Annual Report and Accounts for the financial year ended 30 September 2013 | Management | Y | For | For | ||||
4 | To declare a final dividend of 16 pence per ordinary share in respect of the financial year ended 30 September 2013 | Management | Y | For | For | ||||
5 | To elect Paul Walsh as a Director of the Company | Management | Y | For | For | ||||
6 | To re-elect Dominic Blakemore as a Director of the Company | Management | Y | For | For | ||||
7 | To re-elect Richard Cousins as a Director of the Company | Management | Y | For | For | ||||
8 | To re-elect Gary Green as a Director of the Company | Management | Y | For | For | ||||
9 | To re-elect Andrew Martin as a Director of the Company | Management | Y | For | For | ||||
10 | To re-elect John Bason as a Director of the Company | Management | Y | For | For | ||||
11 | To re-elect Susan Murray as a Director of the Company | Management | Y | For | For | ||||
12 | To re-elect Don Robert as a Director of the Company | Management | Y | For | For | ||||
13 | To re-elect Sir Ian Robinson as a Director of the Company | Management | Y | For | For | ||||
14 | To re-appoint Deloitte LLP as the Company's Auditor until the conclusion of the next Annual General Meeting of the Company | Management | Y | For | For | ||||
15 | To authorise the Directors to agree the Auditor's remuneration | Management | Y | For | For | ||||
16 | To authorise the Company and any company which is, or becomes, a subsidiary of the Company during the period to which this Resolution relates to: 16.1 make donations to political parties or independent election candidates; 16.2 make donations to political organisations other than political parties; and 16.3 incur political expenditure, during the period commencing on the date of this Resolution and ending on the date of the Company's next Annual General Meeting, provided that any such donations and expenditure made by the Company, or by any such subsidiary, shall not exceed GBP 100,000 per company and, together with those made by any such subsidiary and the Company, shall not exceed in aggregate GBP 100,000. Any terms used in this Resolution which are defined in Part 14 of the Companies Act 2006 shall bear the same meaning for the purposes of this Resolution 16 | Management | Y | Against | Against | ||||
17 | To renew the power conferred on the Directors by Article 12 of the Company's Articles of Association for a period expiring at the end of the next Annual General Meeting of the Company after the date on which this Resolution is passed or, if earlier, 5 May 2015; for that period the section 551 amount shall be GBP 59,913,600 and, in addition, the section 551 amount shall be increased by GBP 59,913,600, provided that the Directors' power in respect of such latter amount shall only be used in connection with a rights issue: 17.1 to holders of ordinary shares in proportion (as nearly as may be practicable) to their existing holdings; and 17.2 to holders of other equity securities as required by the rights of those securities or as the Board otherwise considers necessary, and that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary to-deal with fractional entitlements, legal or practical problems under the laws-of, or the requirements of, any relevant regulatory body or stock exchange,-any territory, or any matter whatsoever | Management | Y | Against | Against | ||||
18 | To renew, subject to the passing of Resolution 17 above, the power conferred on the Directors by Article 13 of the Company's Articles of Association, such authority to apply until the conclusion of the next Annual General Meeting of the Company after the date on which this Resolution is passed or, if earlier, 5 May 2015 and for that period the section 561 amount is GBP 8,987,040 | Management | Y | For | For | ||||
19 | To generally and unconditionally authorise the Company, pursuant to and in accordance with section 701 of the Companies Act 2006, to make market purchases (within the meaning of section 693(4) of that Act) of ordinary shares of 10 pence each in the capital of the Company subject to the following conditions: 19.1 the maximum aggregate number of ordinary shares hereby authorised to be purchased is 179,740,800; 19.2 the minimum price (excluding expenses) which may be paid for each ordinary share is 10 pence; 19.3 the maximum price (excluding expenses) which may be paid for each ordinary share in respect of a share contracted to be purchased on any day, does not exceed the higher of (1) an amount equal to 105% of the average of the middle market quotations for an ordinary share as derived from the London Stock Exchange Daily Official List for the five business days immediately preceding the day-on which the purchase is made and (2) the higher of the price of the last-independent trade and the highest current independent bid for an ordinary-share as derived from the London Stock Exchange Trading System; and 19.4 this-authority shall expire, unless previously renewed, varied or revoked by the-Company, at the conclusion of the next Annual General Meeting of the Company-or 5 August 2015, whichever is the earlier (except in relation to the-purchase of ordinary shares, the contract for which was concluded prior to-the expiry of this authority and which will or may be executed wholly or-partly after the expiry of this authority) | Management | Y | For | For | ||||
20 | To authorise the Directors to call a general meeting of the Company, other than an Annual General Meeting, on not less than 14 clear days' notice, provided that this authority shall expire at the conclusion of the next Annual General Meeting of the Company after the date of the passing of this Resolution | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Kone Corporation | 184,300 | 0 | 24-Feb-14 | 1 | Opening of the meeting | Non-Voting | Non-Voting | Non-Voting | Non-Voting |
2 | Calling the meeting to order | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
3 | Election of person to scrutinize the minutes and persons to supervise the-counting of votes | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
4 | Recording the legality of the meeting | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
5 | Recording the attendance at the meeting and adoption of the list of votes | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
6 | Presentation of the annual accounts, the report of the Board of Directors and-the auditor's report for the year 2013 | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
7 | Adoption of the annual accounts | Management | Y | For | For | ||||
8 | Resolution on the use of the profit shown on the balance sheet and the payment of dividends the board proposes that for the financial year 2013 a dividend of EUR 0,9975 is paid for each class a share and EUR 1,00 is paid for each class B share | Management | Y | For | For | ||||
9 | Resolution on the discharge of the members of the Board of Directors and the president and CEO from liability | Management | Y | For | For | ||||
10 | Resolution on the remuneration of the members and deputy members of the Board of Directors | Management | Y | For | For | ||||
11 | Resolution on the number of members and deputy members of the Board of Directors the nomination and compensation committee of the Board of Directors proposes that nine (9) board members and one (1) deputy member are elected | Management | Y | For | For | ||||
12 | Election of members and deputy member of the Board of Directors the nomination and compensation committee proposes that S.Akiba, M.Alahuhta, A.Brunila, A.Herlin, J.Her-Lin, S.Hamalainen-Lindfors, J.Kaskeala and S.Pieti-Kainen are re-elected and that R.Kant is elected as a new member and that I.Herlin is re-elected as a deputy member | Management | Y | For | For | ||||
13 | Resolution on the remuneration of the auditors | Management | Y | For | For | ||||
14 | Resolution on the number of auditors the audit committee of the Board of Directors proposes that two (2) auditors are elected | Management | Y | For | For | ||||
15 | Election of auditor the audit committee proposes that authorized public accountants PricewaterhouseCoopers OY and Heikki Lassila are elected as auditors | Management | Y | For | For | ||||
16 | Authorizing the Board of Directors to decide on the repurchase of the company's own shares | Management | Y | For | For | ||||
17 | Closing of the meeting | Non-Voting | Non-Voting | Non-Voting | Non-Voting | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Novartis N | 108,000 | 0 | 25-Feb-14 | 1 | Approval of the Annual Report, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2013 | Management | Y | For | For |
2 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee | Management | Y | For | For | ||||
3 | Appropriation of Available Earnings of Novartis AG and Declaration of Dividend: CHF 2.45 per share | Management | Y | For | For | ||||
4 | Advisory Vote on Total Compensation for Members of the Board of Directors from the Annual General Meeting 2014 to the Annual General Meeting 2015 | Management | Y | For | For | ||||
4 | Advisory Vote on Total Compensation for Members of the Executive Committee for the Performance Cycle Ending in 2013 | Management | Y | For | For | ||||
5 | Re-election of Joerg Reinhardt, Ph.D., and election as Chairman of the Board of Directors | Management | Y | For | For | ||||
5 | Re-election of Dimitri Azar, M.D., MBA | Management | Y | For | For | ||||
5 | Re-election of Verena A. Briner, M.D. | Management | Y | For | For | ||||
5 | Re-election of Srikant Datar, Ph.D. | Management | Y | For | For | ||||
6 | Re-election of Ann Fudge | Management | Y | For | For | ||||
6 | Re-election of Pierre Landolt, Ph.D. | Management | Y | For | For | ||||
6 | Re-election of Ulrich Lehner, Ph.D. | Management | Y | For | For | ||||
6 | Re-election of Andreas von Planta, Ph.D. | Management | Y | For | For | ||||
6 | Re-election of Charles L. Sawyers, M.D. | Management | Y | For | For | ||||
5 | Re-election of Enrico Vanni, Ph.D. | Management | Y | For | For | ||||
5 | Re-election of William T. Winters | Management | Y | For | For | ||||
6 | Election of Srikant Datar, Ph.D., as member of the Compensation Committee | Management | Y | For | For | ||||
6 | Election of Ann Fudge as member of the Compensation Committee | Management | Y | For | For | ||||
6 | Election of Ulrich Lehner, Ph.D., as member of the Compensation Committee | Management | Y | For | For | ||||
6 | Election of Enrico Vanni, Ph.D., as member of the Compensation Committee | Management | Y | For | For | ||||
7 | Re-election of the Auditor: PricewaterhouseCoopers AG | Management | Y | For | For | ||||
8 | Election of lic. iur. Peter Andreas Zahn, Advokat, Basel, as the Independent Proxy | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
SGS | 3,350 | 0 | 13-Mar-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Approve Remuneration Report | Management | Y | For | For | ||||
3 | Approve Discharge of Board and Senior Management | Management | Y | For | For | ||||
4 | Approve Allocation of Income and Dividends of CHF 65 per Share | Management | Y | For | For | ||||
5a | Amend Certain Provisions of the Articles of Association | Management | Y | For | For | ||||
5b | Eliminate Supermajority Voting Requirement for Certain Types of Voting Resolutions | Management | Y | For | For | ||||
6 | Elect Sergio Marchionne as Director | Management | Y | For | For | ||||
6 | Elect Paul Desmarais Jr. as Director | Management | Y | For | For | ||||
6 | Elect August von Finck as Director | Management | Y | For | For | ||||
6 | Elect August Francois von Finck as Director | Management | Y | For | For | ||||
7 | Elect Ian Gallienne as Director | Management | Y | For | For | ||||
7 | Elect Cornelius Grupp as Director | Management | Y | For | For | ||||
7 | Elect Peter Kalantzis as Director | Management | Y | For | For | ||||
7 | Elect Gerard Lemarche as Director | Management | Y | For | For | ||||
7 | Elect Shelby du Pasquier as Director | Management | Y | For | For | ||||
6 | Elect Sergio Marchionne as Board Chairman | Management | Y | For | For | ||||
6 | Appoint August von Finck as Member of the Compensation Committee | Management | Y | For | For | ||||
6 | Appoint Ian Gallienne as Member of the Compensation Committee | Management | Y | For | For | ||||
6 | Appoint Shelby du Pasquier as Member of the Compensation Committee | Management | Y | For | For | ||||
7 | Ratify Deloitte SA as Auditors | Management | Y | For | For | ||||
8 | Designate Jeandin & Defacqz as Independent Proxy | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Novo Nordisk B | 231,500 | 0 | 20-Mar-14 | 1 | Receive Report of Board | Management | Non Voting | Non Voting | Non Voting |
2 | Accept Financial Statements and Statutory Reports | Management | Y | For | For | ||||
3 | Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million | Management | Y | For | For | ||||
3 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | Y | For | For | ||||
4 | Approve Allocation of Income and Dividends of DKK 4.5 Per Share | Management | Y | For | For | ||||
5 | Elect Goran Ando (Chairman) as Director | Management | Y | For | For | ||||
5 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | Y | For | For | ||||
5.3a | Elect Bruno Angelici as Director | Management | Y | For | For | ||||
5.3b | Elect Liz Hewitt as Director | Management | Y | For | For | ||||
5.3c | Elect Thomas Koestler as Director | Management | Y | For | For | ||||
5.3d | Elect Helge Lund as Director | Management | Y | For | For | ||||
5.3e | Elect Hannu Ryopponen as Director | Management | Y | For | For | ||||
6 | Ratify PricewaterhouseCoopers as Auditors | Management | Y | For | For | ||||
7 | Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation | Management | Y | For | For | ||||
7 | Authorize Share Repurchase Program | Management | Y | For | For | ||||
7 | Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024 | Management | Y | For | For | ||||
7.4.1 | Approve Publication of Annual Report in English | Management | Y | For | For | ||||
7.4.2 | Change Language of Annual Meeting to English | Management | Y | For | For | ||||
7.5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | Y | For | For | ||||
Shareholder Proposals Submitted by Kjeld Beyer | Management | Non Voting | Non Voting | Non Voting | |||||
8.1 | Provide Financial Information in Notice to Convene AGM | Shareholder | Y | Against | For | ||||
8.2 | Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years | Shareholder | Y | Against | For | ||||
8.3 | Simplify Access to Documents Available on Company's Website | Shareholder | Y | Against | For | ||||
8.4 | Require Refreshments to be Available During Annual General Meeting | Shareholder | Y | Against | For | ||||
9 | Other Business | Management | Non Voting | Non Voting | Non Voting | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Chugai Pharm | 329,700 | 0 | 27-Mar-14 | 1 | Approve Appropriation of Surplus | Management | Y | For | For |
2.1 | Appoint a Director | Management | Y | For | For | ||||
2.2 | Appoint a Director | Management | Y | For | For | ||||
2.3 | Appoint a Director | Management | Y | For | For | ||||
2.4 | Appoint a Director | Management | Y | For | For | ||||
2.5 | Appoint a Director | Management | Y | For | For | ||||
2.6 | Appoint a Director | Management | Y | For | For | ||||
2.7 | Appoint a Director | Management | Y | For | For | ||||
2.8 | Appoint a Director | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Nestle SA | 105,600 | 0 | 10-Apr-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
1 | Approve Remuneration Report (Non-Binding) | Management | Y | For | For | ||||
2 | Approve Discharge of Board and Senior Management | Management | Y | For | For | ||||
3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | Y | For | For | ||||
4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | Y | For | For | ||||
5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | Y | For | For | ||||
5.1b | Reelect Paul Bulcke as Director | Management | Y | For | For | ||||
5.1c | Reelect Andreas Koopmann as Director | Management | Y | For | For | ||||
5.1d | Reelect Rolf Haenggi as Director | Management | Y | For | For | ||||
5.1e | Reelect Beat Hess as Director | Management | Y | For | For | ||||
5.1f | Reelect Daniel Borel as Director | Management | Y | For | For | ||||
5.1g | Reelect Steven Hoch as Director | Management | Y | For | For | ||||
5.1h | Reelect Naina Lal Kidwai as Director | Management | Y | For | For | ||||
5.1i | Reelect Titia de Lange as Director | Management | Y | For | For | ||||
5.1j | Reelect Jean-Pierre Roth as Director | Management | Y | For | For | ||||
5.1k | Reelect Ann Veneman as Director | Management | Y | For | For | ||||
5.1l | Reelect Henri de Castries as Director | Management | Y | For | For | ||||
5.1m | Reelect Eva Cheng as Director | Management | Y | For | For | ||||
5 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | Y | For | For | ||||
5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | Y | For | For | ||||
5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | Y | For | For | ||||
5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | Y | For | For | ||||
5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | Y | For | For | ||||
5.4 | Ratify KMPG SA as Auditors | Management | Y | For | For | ||||
5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Smith & Nephew | 640,000 | 0 | 10-Apr-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Approve Remuneration Policy | Management | Y | For | For | ||||
3 | Approve Remuneration Report | Management | Y | For | For | ||||
4 | Approve Final Dividend | Management | Y | For | For | ||||
5 | Re-elect Ian Barlow as Director | Management | Y | For | For | ||||
6 | Re-elect Olivier Bohuon as Director | Management | Y | For | For | ||||
7 | Re-elect Baroness Virginia Bottomley as Director | Management | Y | For | For | ||||
8 | Re-elect Julie Brown as Director | Management | Y | For | For | ||||
9 | Re-elect Michael Friedman as Director | Management | Y | For | For | ||||
10 | Re-elect Pamela Kirby as Director | Management | Y | For | For | ||||
11 | Re-elect Brian Larcombe as Director | Management | Y | For | For | ||||
12 | Re-elect Joseph Papa as Director | Management | Y | For | For | ||||
13 | Elect Roberto Quarta as Director | Management | Y | For | For | ||||
14 | Reappoint Ernst & Young LLP as Auditors | Management | Y | For | For | ||||
15 | Authorise Board to Fix Remuneration of Auditors | Management | Y | For | For | ||||
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | Against | Against | ||||
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | Against | Against | ||||
18 | Authorise Market Purchase of Ordinary Shares | Management | Y | For | For | ||||
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Loreal | 47,900 | 0 | 17-Apr-14 | Ordinary Business | Management | Non Voting | Non Voting | Non Voting | |
1 | Approve Financial Statements and Statutory Reports | Management | Y | For | For | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Y | For | For | ||||
3 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | Y | For | For | ||||
4 | Elect Belen Garijo as Director | Management | Y | For | For | ||||
5 | Reelect Jean-Paul Agon as Director | Management | Y | For | For | ||||
6 | Reelect Xavier Fontanet as Director | Management | Y | For | For | ||||
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.45 Million | Management | Y | For | For | ||||
8 | Advisory Vote on Remuneration of Jean-Paul Agon, Chairman and CEO | Management | Y | For | For | ||||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
10 | Approve Transaction with Nestle Re: Repurchase of 48,500 Million Shares Held by Nestle | Management | Y | For | For | ||||
Extraordinary Business | Management | Non Voting | Non Voting | Non Voting | |||||
11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | Y | For | For | ||||
12 | Amend Article 8 of Bylaws Re: Age Limit of Directors, Election of Employee Representative, Director Length of Term, and Director Elections | Management | Y | For | For | ||||
13 | Authorize Filing of Required Documents/Other Formalities | Management | Y | For | For | ||||
Ordinary Business | Management | Non Voting | Non Voting | Non Voting | |||||
14 | Approve Transaction Re: Sale by L Oreal of its Entire Stake in Galderma Group Companies to Nestle | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Hang Lung PPT | 1,381,000 | 0 | 24-Apr-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Declare Final Dividend | Management | Y | For | For | ||||
3a | Elect Nelson Wai Leung Yuen as Director | Management | Y | For | For | ||||
3b | Elect Hon Kwan Cheng as Director | Management | Y | For | For | ||||
3c | Elect Laura Lok Yee Chen as Director | Management | Y | For | For | ||||
3d | Elect Pak Wai Liu as Director | Management | Y | For | For | ||||
3e | Approve Remuneration of Directors | Management | Y | For | For | ||||
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For | ||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Y | Against | Against | ||||
7 | Authorize Reissuance of Repurchased Shares | Management | Y | Against | Against | ||||
8 | Adopt New Articles of Association and Amend Memorandum of Association of the Company | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
DBS GRP HLDGS (Special) | 599,603 | 0 | 28-Apr-14 | 1 | Authorize Share Repurchase Program | Management | Y | For | For |
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
DBS GRP HLDGS (AGM) | 599,603 | 0 | 28-Apr-14 | 1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | Y | For | For |
2 | Declare Final Dividend Per Ordinary Share | Management | Y | For | For | ||||
3 | Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share | Management | Y | For | For | ||||
4 | Approve Directors' Fees | Management | Y | For | For | ||||
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For | ||||
6 | Elect Piyush Gupta as Director | Management | Y | For | For | ||||
7 | Elect Bart Joseph Broadman as Director | Management | Y | For | For | ||||
8 | Elect Ho Tian Yee as Director | Management | Y | For | For | ||||
9 | Elect Nihal Vijaya Devadas Kaviratne as Director | Management | Y | For | For | ||||
10 | Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Management | Y | For | For | ||||
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | Y | Against | Against | ||||
12 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2013 | Management | Y | For | For | ||||
13 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2014 | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Danone | 116,600 | 0 | 29-Apr-14 | Ordinary Business | Management | Non Voting | Non Voting | Non Voting | |
1 | Approve Financial Statements and Statutory Reports | Management | Y | For | For | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Y | For | For | ||||
3 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | Management | Y | For | For | ||||
4 | Approve Stock Dividend Program | Management | Y | For | For | ||||
5 | Reelect Bruno Bonnell as Director | Management | Y | For | For | ||||
6 | Reelect Bernard Hours as Director | Management | Y | For | For | ||||
7 | Reelect Isabelle Seillier as Director | Management | Y | For | For | ||||
8 | Reelect Jean-Michel Severino as Director | Management | Y | For | For | ||||
9 | Elect Gaelle Olivier as Director | Management | Y | For | For | ||||
10 | Elect Lionel Zinsou-Derlin as Director | Management | Y | For | For | ||||
11 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | Y | For | For | ||||
12 | Approve Transaction with J.P. Morgan | Management | Y | For | For | ||||
13 | Approve Severance Payment Agreement with Bernard Hours | Management | Y | For | For | ||||
14 | Approve Transaction with Bernard Hours | Management | Y | For | For | ||||
15 | Advisory Vote on Compensation of Chairman and CEO, Franck Riboud | Management | Y | For | For | ||||
16 | Advisory Vote on Compensation of Vice-CEO, Emmanuel Faber | Management | Y | For | For | ||||
17 | Advisory Vote on Compensation of Vice-CEO, Bernard Hours | Management | Y | For | For | ||||
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
Extraordinary Business | Management | Non Voting | Non Voting | Non Voting | |||||
19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | Y | For | For | ||||
20 | Amend Articles 15 and16 of Bylaws Re: Employee Representatives | Management | Y | For | For | ||||
21 | Authorize Filing of Required Documents/Other Formalities | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
H & M B | 221,000 | 0 | 29-Apr-14 | 1 | Open Meeting | Management | Non Voting | Non Voting | Non Voting |
2 | Elect Chairman of Meeting | Management | Y | For | For | ||||
3 | Receive President's Report; Allow Questions | Management | Non Voting | Non Voting | Non Voting | ||||
4 | Prepare and Approve List of Shareholders | Management | Y | For | For | ||||
5 | Approve Agenda of Meeting | Management | Y | For | For | ||||
6 | Designate Inspector(s) of Minutes of Meeting | Management | Y | For | For | ||||
7 | Acknowledge Proper Convening of Meeting | Management | Y | For | For | ||||
8a | Receive Financial Statements and Statutory Reports | Management | Non Voting | Non Voting | Non Voting | ||||
8b | Receive Auditor Report | Management | Non Voting | Non Voting | Non Voting | ||||
8c | Receive Chairman Report | Management | Non Voting | Non Voting | Non Voting | ||||
8d | Receive Nominating Committee Report | Management | Non Voting | Non Voting | Non Voting | ||||
9a | Accept Financial Statements and Statutory Reports | Management | Y | For | For | ||||
9b | Approve Allocation of Income and Dividends of SEK 9.50 Per Share | Management | Y | For | For | ||||
9c | Approve Discharge of Board and President | Management | Y | For | For | ||||
10 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | Y | For | For | ||||
11 | Approve Remuneration of Directors in the Amount of SEK 1.500,000 for Chairman, SEK 525,000 for the Other Directors; Approve Remuneration of Auditors | Management | Y | For | For | ||||
12 | Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Stefan Persson, Melker Schorling, and Christian Sievert; Elect Lena Patriksson Keller, and Niklas Zennstrom as New Directors | Management | Y | For | For | ||||
13 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines | Management | Y | For | For | ||||
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | Y | For | For | ||||
15 | Close Meeting | Management | Non Voting | Non Voting | Non Voting | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Sygenta N | 22,300 | 0 | 29-Apr-14 | 1.1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
1.2 | Approve Remuneration Report | Management | Y | For | For | ||||
2 | Approve Discharge of Board and Senior Management | Management | Y | For | For | ||||
3 | Approve CHF18,050 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | Y | For | For | ||||
4 | Approve Allocation of Income and Dividends of CHF 10.00 per Share | Management | Y | For | For | ||||
5 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | Y | For | For | ||||
6.1 | Reelect Vinita Bali as Director | Management | Y | For | For | ||||
6.2 | Reelect Stefan Borgas as Director | Management | Y | For | For | ||||
6.3 | Reelect Gunnar Brock as Director | Management | Y | For | For | ||||
6.4 | Reelect Michel Demare as Director | Management | Y | For | For | ||||
6.5 | Reelect Eleni Gabre-Madhin as Director | Management | Y | For | For | ||||
6.6 | Reelect David Lawrence as Director | Management | Y | For | For | ||||
6.7 | Reelect Michael Mack as Director | Management | Y | For | For | ||||
6.8 | Reelect Eveline Saupper as Director | Management | Y | For | For | ||||
6.9 | Reelect Jacques Vincent as Director | Management | Y | For | For | ||||
6.10 | Reelect Juerg Witmer as Director | Management | Y | For | For | ||||
7 | Elect Michel Demare as Board Chairman | Management | Y | For | For | ||||
8.1 | Appoint Eveline Saupper as Member of the Compensation Committee | Management | Y | For | For | ||||
8.2 | Appoint Jacques Vincent as Member of the Compensation Committee | Management | Y | For | For | ||||
8.3 | Appoint Juerg Witmer as Member of the Compensation Committee | Management | Y | For | For | ||||
9 | Designate Lukas Handschin as Independent Proxy | Management | Y | For | For | ||||
10 | Ratify KPMG AG as Auditors | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Woodside FPO | 223,000 | 0 | 30-Apr-14 | 2a | Elect Michael Alfred Chaney as Director | Management | Y | For | For |
2b | Elect David Ian McEvoy as Director | Management | Y | For | For | ||||
3 | Approve Adoption of Remuneration Report | Management | Y | For | For | ||||
4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | Y | For | For | ||||
5 | Approve the Amendments to the Company's Constitution | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Essilor Internat | 75,400 | 0 | 7-May-14 | Ordinary Business | Management | Non Voting | Non Voting | Non Voting | |
1 | Approve Financial Statements and Statutory Reports | Management | Y | For | For | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Y | For | For | ||||
3 | Approve Allocation of Income and Dividends of EUR 0.94 per Share | Management | Y | For | For | ||||
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | Y | For | For | ||||
5 | Reelect Philippe Alfroid as Director | Management | Y | For | For | ||||
6 | Reelect Yi He as Director | Management | Y | For | For | ||||
7 | Reelect Maurice Marchand-Tonel as Director | Management | Y | For | For | ||||
8 | Reelect Aicha Mokdahi as Director | Management | Y | For | For | ||||
9 | Reelect Michel Rose as Director | Management | Y | For | For | ||||
10 | Reelect Hubert Sagnieres as Director | Management | Y | For | For | ||||
11 | Advisory Vote on Compensation of Hubert Sagnieres, Chairman and CEO | Management | Y | For | For | ||||
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 580,000 | Management | Y | For | For | ||||
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
Extraordinary Business | Management | Non Voting | Non Voting | Non Voting | |||||
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | Y | For | For | ||||
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | Y | For | For | ||||
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to One Third of the Issued Capital | Management | Y | Against | Against | ||||
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | Y | Against | Against | ||||
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | Y | For | For | ||||
20 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Qualified Investors or Restricted Number of Investors , up to Aggregate Nominal Amount of EUR 1.2 Billion | Management | Y | For | For | ||||
21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 17 and/or 20 | Management | Y | For | For | ||||
22 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 17 to 21 at 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
23 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | Y | For | For | ||||
24 | Amend Article 14 of Bylaws Re: Directors' Length of Mandate | Management | Y | For | For | ||||
25 | Insert New Article 12.4 of Bylaws Re: Appointment of Employee Representatives | Management | Y | For | For | ||||
26 | Authorize Filing of Required Documents/Other Formalities | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Reckit Bncsr Grp | 105,200 | 0 | 7-May-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Approve Remuneration Policy | Management | Y | For | For | ||||
3 | Approve Remuneration Report | Management | Y | For | For | ||||
4 | Approve Final Dividend | Management | Y | For | For | ||||
5 | Re-elect Adrian Bellamy as Director | Management | Y | For | For | ||||
6 | Re-elect Peter Harf as Director | Management | Y | For | For | ||||
7 | Re-elect Adrian Hennah as Director | Management | Y | For | For | ||||
8 | Re-elect Kenneth Hydon as Director | Management | Y | For | For | ||||
9 | Re-elect Rakesh Kapoor as Director | Management | Y | For | For | ||||
10 | Re-elect Andre Lacroix as Director | Management | Y | For | For | ||||
11 | Re-elect Judith Sprieser as Director | Management | Y | For | For | ||||
12 | Re-elect Warren Tucker as Director | Management | Y | For | For | ||||
13 | Elect Nicandro Durante as Director | Management | Y | For | For | ||||
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Y | For | For | ||||
15 | Authorise Board to Fix Remuneration of Auditors | Management | Y | For | For | ||||
16 | Approve EU Political Donations and Expenditure | Management | Y | Against | Against | ||||
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | Against | Against | ||||
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | For | For | ||||
19 | Authorise Market Purchase of Ordinary Shares | Management | Y | For | For | ||||
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Air Liquide | 58,200 | 0 | 7-May-14 | Ordinary Business | Management | Non Voting | Non Voting | Non Voting | |
1 | Approve Financial Statements and Statutory Reports | Management | Y | For | For | ||||
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | Y | For | For | ||||
3 | Approve Allocation of Income and Dividends of EUR 2.55 per Share | Management | Y | For | For | ||||
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
5 | Reelect Benoit Potier as Director | Management | Y | For | For | ||||
6 | Reelect Paul Skinner as Director | Management | Y | For | For | ||||
7 | Reelect Jean-Paul Agon as Director | Management | Y | For | For | ||||
8 | Elect Sin Leng Low as Director | Management | Y | For | For | ||||
9 | Elect Annette Winkler as Director | Management | Y | For | For | ||||
10 | Approve Agreement with Benoit Potier | Management | Y | For | For | ||||
11 | Approve Agreement with Pierre Dufour | Management | Y | For | For | ||||
12 | Advisory Vote on Compensation of Benoit Potier | Management | Y | For | For | ||||
13 | Advisory Vote on Compensation of Pierre Dufour | Management | Y | For | For | ||||
14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1 Million | Management | Y | For | For | ||||
Extraordinary Business | Management | Non Voting | Non Voting | Non Voting | |||||
15 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | Y | For | For | ||||
16 | Authorize Capitalization of Reserves of Up to EUR 250 Million for Bonus Issue or Increase in Par Value | Management | Y | For | For | ||||
17 | Amend Article 11 of Bylaws Re: Employee Shareholder Representatives | Management | Y | For | For | ||||
18 | Amend Article 13 of Bylaws Re: Lead Director | Management | Y | For | For | ||||
19 | Amend Article 21 of Bylaws Re: Allocation of Income | Management | Y | For | For | ||||
Ordinary Business | Management | Non Voting | Non Voting | Non Voting | |||||
20 | Authorize Filing of Required Documents/Other Formalities | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Adidas N | 82,100 | 0 | 8-May-14 | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | Non Voting | Non Voting | Non Voting |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | Y | For | For | ||||
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | Y | For | For | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | Y | For | For | ||||
5 | Reelect Stefan Jentzsch to the Supervisory Board | Management | Y | For | For | ||||
5 | Reelect Herbert Kauffmann to the Supervisory Board | Management | Y | For | For | ||||
5 | Reelect Igor Landau to the Supervisory Board | Management | Y | For | For | ||||
5 | Reelect Willi Schwerdtle to the Supervisory Board | Management | Y | For | For | ||||
6 | Elect Katja Kraus to the Supervisory Board | Management | Y | For | For | ||||
6 | Elect Kathrin Menges to the Supervisory Board | Management | Y | For | For | ||||
6 | Ammend Articles Re: Compensation of Supervisory Board Members | Management | Y | For | For | ||||
7 | Approve Issuance of Warrants/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights | Management | Y | For | For | ||||
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | Y | For | For | ||||
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | Y | For | For | ||||
10a | Ratify KMPG as Auditors for Fiscal 2014 | Management | Y | For | For | ||||
10b | Ratify KMPG as Auditors for the 2014 Half Year Report | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
CLP Holdings | 622,000 | 0 | 8-May-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2a | Elect John Andrew Harry Leigh as Director | Management | Y | For | For | ||||
2b | Elect Roderick Ian Eddington as Director | Management | Y | For | For | ||||
2c | Elect Ronald James McAulay as Director | Management | Y | For | For | ||||
2d | Elect Lee Yui Bor as Director | Management | Y | For | For | ||||
3 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For | ||||
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Y | For | For | ||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Standrd Chart BK | 368,400 | 0 | 8-May-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Approve Final Dividend | Management | Y | For | For | ||||
3 | Approve Remuneration Policy | Management | Y | For | For | ||||
4 | Approve Remuneration Report | Management | Y | For | For | ||||
5 | Elect Dr Kurt Campbell as Director | Management | Y | For | For | ||||
6 | Elect Christine Hodgson as Director | Management | Y | For | For | ||||
7 | Elect Naguib Kheraj as Director | Management | Y | For | For | ||||
8 | Re-elect Om Bhatt as Director | Management | Y | For | For | ||||
9 | Re-elect Jaspal Bindra as Director | Management | Y | For | For | ||||
10 | Re-elect Dr Louis Chi-Yan Cheung as Director | Management | Y | For | For | ||||
11 | Re-elect Dr Han Seung-soo as Director | Management | Y | For | For | ||||
12 | Re-elect Simon Lowth as Director | Management | Y | For | For | ||||
13 | Re-elect Ruth Markland as Director | Management | Y | For | For | ||||
14 | Re-elect John Paynter as Director | Management | Y | For | For | ||||
15 | Re-elect Sir John Peace as Director | Management | Y | For | For | ||||
16 | Re-elect Alun Rees as Director | Management | Y | For | For | ||||
17 | Re-elect Peter Sands as Director | Management | Y | For | For | ||||
18 | Re-elect Viswanathan Shankar as Director | Management | Y | For | For | ||||
19 | Re-elect Paul Skinner as Director | Management | Y | For | For | ||||
20 | Re-elect Dr Lars Thunell as Director | Management | Y | For | For | ||||
21 | Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell | Management | Y | For | For | ||||
22 | Reappoint KPMG Audit plc as Auditors | Management | Y | For | For | ||||
23 | Authorise Board to Fix Remuneration of Auditors | Management | Y | For | For | ||||
24 | Approve EU Political Donations and Expenditure | Management | Y | Against | Against | ||||
25 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | Against | Against | ||||
26 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | Against | Against | ||||
27 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | Y | Against | Against | ||||
28 | Approve Scrip Dividend Program | Management | Y | For | For | ||||
29 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | For | For | ||||
30 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | Y | Against | Against | ||||
31 | Authorise Market Purchase of Ordinary Shares | Management | Y | For | For | ||||
32 | Authorise Market Purchase of Preference Shares | Management | Y | For | For | ||||
33 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Y | For | For | ||||
34 | Fix Maximum Variable Compensation Ratio | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
AIA | 1,795,000 | 0 | 9-May-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Declare Final Dividend | Management | Y | For | For | ||||
3 | Elect Mohamed Azman Yahya as Director | Management | Y | For | For | ||||
4 | Elect Edmund Sze-Wing Tse as Director | Management | Y | For | For | ||||
5 | Elect Jack Chak-Kwong So as Director | Management | Y | For | For | ||||
6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For | ||||
7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Y | For | For | ||||
7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
7c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | Y | For | For | ||||
8 | Adopt New Articles of Association | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Centrica | 1,277,000 | 0 | 12-May-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Approve Remuneration Policy | Management | Y | For | For | ||||
3 | Approve Remuneration Report | Management | Y | For | For | ||||
4 | Approve Final Dividend | Management | Y | For | For | ||||
5 | Elect Rick Haythornthwaite as Director | Management | Y | For | For | ||||
6 | Re-elect Sam Laidlaw as Director | Management | Y | For | For | ||||
7 | Re-elect Margherita Della Valle as Director | Management | Y | For | For | ||||
8 | Re-elect Mary Francis as Director | Management | Y | For | For | ||||
9 | Re-elect Mark Hanafin as Director | Management | Y | For | For | ||||
10 | Re-elect Lesley Knox as Director | Management | Y | For | For | ||||
11 | Elect Mike Linn as Director | Management | Y | For | For | ||||
12 | Re-elect Nick Luff as Director | Management | Y | For | For | ||||
13 | Re-elect Ian Meakins as Director | Management | Y | For | For | ||||
14 | Re-elect Paul Rayner as Director | Management | Y | For | For | ||||
15 | Re-elect Chris Weston as Director | Management | Y | For | For | ||||
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | Y | For | For | ||||
17 | Authorise Board to Fix Remuneration of Auditors | Management | Y | For | For | ||||
18 | Authorise EU Political Donations and Expenditure | Management | Y | Against | Against | ||||
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | Against | Against | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | For | For | ||||
21 | Authorise Market Purchase of Ordinary Shares | Management | Y | For | For | ||||
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
CC Amatil FPO | 733,000 | 0 | 13-May-14 | 1 | Approve the Remuneration Report | Management | Y | For | For |
2a | Elect Wallace Macarthur King as Director | Management | Y | For | For | ||||
2b | Elect David Edward Meiklejohn as Director | Management | Y | For | For | ||||
2c | Elect Krishnakumar Thirumalai as Director | Management | Y | For | For | ||||
3 | Approve the Grant of 209,798 Shares to A M Watkins, Executive Director of the Company | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Swatch Group I | 6,500 | 0 | 14-May-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Approve Discharge of Board and Senior Management | Management | Y | For | For | ||||
3 | Approve Allocation of Income and Dividends of CHF 1.50 per Registered Share and CHF 7.50 per Bearer Share | Management | Y | For | For | ||||
4 | Reelect Nayla Hayek as Director | Management | Y | For | For | ||||
4 | Reelect Esther Grether as Director | Management | Y | For | For | ||||
4 | Reelect Ernst Tanner as Director | Management | Y | For | For | ||||
4 | Reelect Georges N. Hayek as Director | Management | Y | For | For | ||||
5 | Reelect Claude Nicollier as Director | Management | Y | For | For | ||||
5 | Reelect Jean-Pierre Roth as Director | Management | Y | For | For | ||||
5 | Reelect Nayla Hayek as Board Chairman | Management | Y | For | For | ||||
5 | Appoint Nayla Hayek as Member of the Compensation Committee | Management | Y | For | For | ||||
5 | Appoint Esther Grether as Member of the Compensation Committee | Management | Y | For | For | ||||
5 | Appoint Ernst Tanner as Member of the Compensation Committee | Management | Y | For | For | ||||
5 | Appoint Georges N. Hayek as Member of the Compensation Committee | Management | Y | For | For | ||||
6 | Appoint Claude Nicollier as Member of the Compensation Committee | Management | Y | For | For | ||||
6 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | Y | For | For | ||||
6 | Designate Bernhard Lehmann as Independent Proxy | Management | Y | For | For | ||||
7 | Ratify PricewaterhouseCoopers Ltd as Auditors | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
BG Group | 475,000 | 0 | 15-May-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Approve Remuneration Policy | Management | Y | For | For | ||||
3 | Approve Remuneration Report | Management | Y | For | For | ||||
4 | Approve Final Dividend | Management | Y | For | For | ||||
5 | Elect Simon Lowth as Director | Management | Y | For | For | ||||
6 | Elect Pam Daley as Director | Management | Y | For | For | ||||
7 | Elect Martin Ferguson as Director | Management | Y | For | For | ||||
8 | Re-elect Vivienne Cox as Director | Management | Y | For | For | ||||
9 | Re-elect Chris Finlayson as Director | Management | Y | ||||||
10 | Re-elect Andrew Gould as Director | Management | Y | For | For | ||||
11 | Re-elect Baroness Hogg as Director | Management | Y | For | For | ||||
12 | Re-elect Dr John Hood as Director | Management | Y | For | For | ||||
13 | Re-elect Caio Koch-Weser as Director | Management | Y | For | For | ||||
14 | Re-elect Lim Haw-Kuang as Director | Management | Y | For | For | ||||
15 | Re-elect Sir David Manning as Director | Management | Y | For | For | ||||
16 | Re-elect Mark Seligman as Director | Management | Y | For | For | ||||
17 | Re-elect Patrick Thomas as Director | Management | Y | For | For | ||||
18 | Reappoint Ernst & Young LLP as Auditors | Management | Y | For | For | ||||
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Y | For | For | ||||
20 | Authorise EU Political Donations and Expenditure | Management | Y | Against | Against | ||||
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | Against | Against | ||||
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | For | For | ||||
23 | Authorise Market Purchase of Ordinary Shares | Management | Y | For | For | ||||
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Shimamura Co Ltd | 49,300 | 0 | 16-May-14 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | Y | For | For |
2 | Elect Director Seki, Shintaro | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Intertek Group | 81,800 | 0 | 16-May-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Approve Remuneration Policy | Management | Y | For | For | ||||
3 | Approve Remuneration Report | Management | Y | For | For | ||||
4 | Approve Final Dividend | Management | Y | For | For | ||||
5 | Re-elect Sir David Reid as Director | Management | Y | For | For | ||||
6 | Re-elect Edward Astle as Director | Management | Y | For | For | ||||
7 | Re-elect Alan Brown as Director | Management | Y | For | For | ||||
8 | Re-elect Wolfhart Hauser as Director | Management | Y | For | For | ||||
9 | Re-elect Christopher Knight as Director | Management | Y | For | For | ||||
10 | Re-elect Louise Makin as Director | Management | Y | For | For | ||||
11 | Re-elect Lloyd Pitchford as Director | Management | Y | For | For | ||||
12 | Re-elect Michael Wareing as Director | Management | Y | For | For | ||||
13 | Elect Mark Williams as Director | Management | Y | For | For | ||||
14 | Re-elect Lena Wilson as Director | Management | Y | For | For | ||||
15 | Reappoint KPMG Audit plc as Auditors | Management | Y | For | For | ||||
16 | Authorise Board to Fix Remuneration of Auditors | Management | Y | For | For | ||||
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | Against | Against | ||||
18 | Authorise EU Political Donations and Expenditure | Management | Y | Against | Against | ||||
19 | Amend 2011 Long Term Incentive Plan | Management | Y | For | For | ||||
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | Against | Against | ||||
21 | Authorise Market Purchase of Ordinary Shares | Management | Y | For | For | ||||
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
SAP SE | 99,600 | 0 | 21-May-14 | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | Y | Non Voting | Non Voting |
2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | Y | For | For | ||||
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | Y | For | For | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | Y | For | For | ||||
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | Y | For | For | ||||
6a | Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH | Management | Y | For | For | ||||
6b | Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH | Management | Y | For | For | ||||
7 | Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH | Management | Y | For | For | ||||
8a | Change of Corporate Form to Societas Europaea (SE) | Management | Y | For | For | ||||
8b.1 | Elect Hasso Plattner to the Supervisory Board | Management | Y | For | For | ||||
8b.2 | Elect Pekka Ala-Pietilae to the Supervisory Board | Management | Y | For | For | ||||
8b.3 | Elect Anja Feldmann to the Supervisory Board | Management | Y | For | For | ||||
8b.4 | Elect Wilhelm Haarmann to the Supervisory Board | Management | Y | For | For | ||||
8b 5 | Elect Bernard Liautaud to the Supervisory Board | Management | Y | For | For | ||||
8b.6 | Elect Hartmut Mehdorn to the Supervisory Board | Management | Y | For | For | ||||
8b.7 | Elect Erhard Schipporeit to the Supervisory Board | Management | Y | For | For | ||||
8b.8 | Elect Hagemann Snabe to the Supervisory Board | Management | Y | For | For | ||||
8b.9 | Elect Klaus Wucherer to the Supervisory Board | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Aeon Mall | 191,620 | 0 | 22-May-14 | 1 | Elect Director Murakami, Noriyuki | Management | Y | For | For |
1.2 | Elect Director Okazaki, Soichi | Management | Y | For | For | ||||
1.3 | Elect Director Iwamoto, Kaoru | Management | Y | For | For | ||||
1.4 | Elect Director Chiba, Seiichi | Management | Y | For | For | ||||
1.5 | Elect Director Iwamoto, Hiroshi | Management | Y | For | For | ||||
1.6 | Elect Director Umeda, Yoshiharu | Management | Y | For | For | ||||
1.7 | Elect Director Yoshida, Akio | Management | Y | For | For | ||||
1.8 | Elect Director Okada, Motoya | Management | Y | For | For | ||||
1.9 | Elect Director Tamai, Mitsugu | Management | Y | For | For | ||||
1.10 | Elect Director Murai, Masato | Management | Y | For | For | ||||
1.11 | Elect Director Mishima, Akio | Management | Y | For | For | ||||
1.12 | Elect Director Taira, Mami | Management | Y | For | For | ||||
2 | Appoint Statutory Auditor Ichige, Yumiko | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
China Mobile | 752,500 | 0 | 22-May-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Declare Final Dividend | Management | Y | For | For | ||||
3a | Elect Xi Guohua as Director | Management | Y | For | For | ||||
3b | Elect Sha Yuejia as Director | Management | Y | For | For | ||||
3c | Elect Liu Aili as Director | Management | Y | For | For | ||||
4a | Elect Lo Ka Shui as Director | Management | Y | For | For | ||||
4b | Elect Paul Chow Man Yiu as Director | Management | Y | For | For | ||||
5 | Approve PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For | ||||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Y | Against | Against | ||||
8 | Authorize Reissuance of Repurchased Shares | Management | Y | For | For | ||||
9 | Amend Articles of Association | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
CNOOC | 5,006,000 | 0 | 23-May-14 | 1a | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
1b | Declare Final Dividend | Management | Y | For | For | ||||
1c | Elect Li Fanrong as Director | Management | Y | For | For | ||||
1d | Elect Wang Yilin as Director | Management | Y | For | For | ||||
1e | Elect Lv Bo as Director | Management | Y | For | For | ||||
1f | Elect Zhang Jianwei as Director | Management | Y | For | For | ||||
1g | Elect Wang Jiaxiang as Director | Management | Y | For | For | ||||
1h | Elect Lawrence J. Lau as Director | Management | Y | For | For | ||||
1i | Elect Kevin G. Lynch as Director | Management | Y | For | For | ||||
1j | Authorize Board to Fix Directors' Remuneration | Management | Y | For | For | ||||
1k | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For | ||||
2a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
2b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Y | Against | Against | ||||
2c | Authorize Reissuance of Repurchased Shares | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
HSBC Holdings | 854,810 | 0 | 23-May-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Approve Remuneration Policy | Management | Y | For | For | ||||
3 | Approve Remuneration Report | Management | Y | For | For | ||||
4 | Approve Variable Pay Cap | Management | Y | For | For | ||||
5(a) | Elect Kathleen Casey as Director | Management | Y | For | For | ||||
5(b) | Elect Sir Jonathan Evans as Director | Management | Y | For | For | ||||
5(c) | Elect Marc Moses as Director | Management | Y | For | For | ||||
5(d) | Elect Jonathan Symonds as Director | Management | Y | For | For | ||||
5(e) | Re-elect Safra Catz as Director | Management | Y | For | For | ||||
5(f) | Re-elect Laura Cha as Director | Management | Y | For | For | ||||
5(g) | Re-elect Marvin Cheung as Director | Management | Y | For | For | ||||
5(h) | Re-elect Joachim Faber as Director | Management | Y | For | For | ||||
5(i) | Re-elect Rona Fairhead as Director | Management | Y | For | For | ||||
5(j) | Re-elect Renato Fassbind as Director | Management | Y | For | For | ||||
5(k) | Re-elect Douglas Flint as Director | Management | Y | For | For | ||||
5(l) | Re-elect Stuart Gulliver as Director | Management | Y | For | For | ||||
5(m) | Re-elect Sam Laidlaw as Director | Management | Y | For | For | ||||
5(n) | Re-elect John Lipsky as Director | Management | Y | For | For | ||||
5(o) | Re-elect Rachel Lomax as Director | Management | Y | For | For | ||||
5(p) | Re-elect Iain Mackay as Director | Management | Y | For | For | ||||
5(q) | Re-elect Sir Simon Robertson as Director | Management | Y | For | For | ||||
6 | Reappoint KPMG Audit plc as Auditors | Management | Y | For | For | ||||
7 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | Y | For | For | ||||
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | Against | Against | ||||
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | For | For | ||||
10 | Authorise Directors to Allot Any Repurchased Shares | Management | Y | For | For | ||||
11 | Authorise Market Purchase of Ordinary Shares | Management | Y | For | For | ||||
12 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | Y | Against | Against | ||||
13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | Y | Against | Against | ||||
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
HK & China Gas | 3,518,792 | 0 | 4-Jun-14 | 1 | Accept Financial Statements and Statutory Reports | Management | Y | For | For |
2 | Declare Final Dividend | Management | Y | For | For | ||||
3a | Elect David Li Kwok Po as Director | Management | Y | For | For | ||||
3b | Elect Lee Ka Kit as Director | Management | Y | For | For | ||||
3c | Elect Lee Ka Shing as Director | Management | Y | For | For | ||||
3d | Elect Peter Wong Wai Yee Director | Management | Y | For | For | ||||
4 | Approve Directors' Fees, the Additional Fee for Chairman of the Board and Fees for Members of the Audit, Remuneration, and Nomination Committees | Management | Y | For | For | ||||
5 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For | ||||
6a | Approve Bonus Issue | Management | Y | For | For | ||||
6b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
6c | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Y | Against | Against | ||||
6d | Authorize Reissuance of Repurchased Shares | Management | Y | For | For | ||||
7 | Adopt New Articles of Association | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Compass Group | 528,000 | 0 | 11-Jun-14 | 1 | Adopt New Articles of Association | Management | Y | For | For |
2 | Approve Matters Relating to the Return of Cash to Shareholders | Management | Y | For | For | ||||
3 | Authorise Issue of Equity with Pre-emptive Rights | Management | Y | Against | Against | ||||
4 | Authorise Issue of Equity without Pre-emptive Rights | Management | Y | For | For | ||||
5 | Authorise Market Purchase of New Ordinary Shares | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Keyence | 26,625 | 0 | 12-Jun-14 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | Y | Against | Against |
2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | Y | For | For | ||||
3.1 | Elect Director Takizaki, Takemitsu | Management | Y | For | For | ||||
3.2 | Elect Director Yamamoto, Akinori | Management | Y | For | For | ||||
3.3 | Elect Director Kanzawa, Akira | Management | Y | For | For | ||||
3.4 | Elect Director Kimura, Tsuyoshi | Management | Y | For | For | ||||
3.5 | Elect Director Konishi, Masayuki | Management | Y | For | For | ||||
3.6 | Elect Director Kimura, Keiichi | Management | Y | For | For | ||||
3.7 | Elect Director Miki, Masayuki | Management | Y | For | For | ||||
3.8 | Elect Director Sasaki, Michio | Management | Y | For | For | ||||
3.9 | Elect Director Fujimoto, Masato | Management | Y | For | For | ||||
4 | Appoint Statutory Auditor Ueda, Yoshihiro | Management | Y | For | For | ||||
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Honda Motor | 219,800 | 0 | 13-Jun-14 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | Y | For | For |
2 | Elect Director Ike, Fumihiko | Management | Y | For | For | ||||
2.2 | Elect Director Ito, Takanobu | Management | Y | For | For | ||||
2.3 | Elect Director Iwamura, Tetsuo | Management | Y | For | For | ||||
2.4 | Elect Director Yamamoto, Takashi | Management | Y | For | For | ||||
2.5 | Elect Director Yamamoto, Yoshiharu | Management | Y | For | For | ||||
2.6 | Elect Director Nonaka, Toshihiko | Management | Y | For | For | ||||
2.7 | Elect Director Yoshida, Masahiro | Management | Y | For | For | ||||
2.8 | Elect Director Kuroyanagi, Nobuo | Management | Y | For | For | ||||
2.9 | Elect Director Kunii, Hideko | Management | Y | For | For | ||||
2.10 | Elect Director Shiga, Yuuji | Management | Y | For | For | ||||
2.11 | Elect Director Takeuchi, Kohei | Management | Y | For | For | ||||
2.12 | Elect Director Aoyama, Shinji | Management | Y | For | For | ||||
2.13 | Elect Director Kaihara, Noriya | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Komatsu | 320,300 | 0 | 18-Jun-14 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 29 | Management | Y | For | For |
2.1 | Elect Director Noji, Kunio | Management | Y | For | For | ||||
2.2 | Elect Director Ohashi, Tetsuji | Management | Y | For | For | ||||
2.3 | Elect Director Fujitsuka, Mikio | Management | Y | For | For | ||||
2.4 | Elect Director Takamura, Fujitoshi | Management | Y | For | For | ||||
2.5 | Elect Director Shinozuka, Hisashi | Management | Y | For | For | ||||
2.6 | Elect Director Kuromoto, Kazunori | Management | Y | For | For | ||||
2.7 | Elect Director Mori, Masanao | Management | Y | For | For | ||||
2.8 | Elect Director Ikeda, Koichi | Management | Y | For | For | ||||
2.9 | Elect Director Oku, Masayuki | Management | Y | For | For | ||||
2.10 | Elect Director Yabunaka, Mitoji | Management | Y | For | For | ||||
3 | Appoint Statutory Auditor Yamaguchi, Hirohide | Management | Y | For | For | ||||
4 | Approve Annual Bonus Payment to Directors | Management | Y | For | For | ||||
5 | Approve Deep Discount Stock Option Plan | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Denso | 157,700 | 0 | 19-Jun-14 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 58 | Management | Y | For | For |
2 | Amend Articles To Allow Directors with No Title to Fill Representative Director Posts - Streamline Board Structure | Management | Y | For | For | ||||
3.1 | Elect Director Kato, Nobuaki | Management | Y | For | For | ||||
3.2 | Elect Director Kobayashi, Koji | Management | Y | For | For | ||||
3.3 | Elect Director Miyaki, Masahiko | Management | Y | For | For | ||||
3.4 | Elect Director Shikamura, Akio | Management | Y | For | For | ||||
3.5 | Elect Director Maruyama, Haruya | Management | Y | For | For | ||||
3.6 | Elect Director Shirasaki, Shinji | Management | Y | For | For | ||||
3.7 | Elect Director Tajima, Akio | Management | Y | For | For | ||||
3.8 | Elect Director Adachi, Michio | Management | Y | For | For | ||||
3.9 | Elect Director Wakabayashi, Hiroyuki | Management | Y | For | For | ||||
3.10 | Elect Director Iwata, Satoshi | Management | Y | For | For | ||||
3.11 | Elect Director Ito, Masahiko | Management | Y | For | For | ||||
3.12 | Elect Director Toyoda, Shoichiro | Management | Y | For | For | ||||
3.13 | Elect Director George Olcott | Management | Y | For | For | ||||
3.14 | Elect Director Nawa, Takashi | Management | Y | For | For | ||||
4 | Appoint Statutory Auditor Shimmura, Atsuhiko | Management | Y | For | For | ||||
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | Y | For | For | ||||
6 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Tokio Marine HLD | 186,000 | 0 | 23-Jun-14 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | Y | For | For |
2.1 | Elect Director Sumi, Shuuzo | Management | Y | For | For | ||||
2.2 | Elect Director Nagano, Tsuyoshi | Management | Y | For | For | ||||
2.3 | Elect Director Oba, Masashi | Management | Y | For | For | ||||
2.4 | Elect Director Fujita, Hirokazu | Management | Y | For | For | ||||
2.5 | Elect Director Ito, Takashi | Management | Y | For | For | ||||
2.6 | Elect Director Ito, Kunio | Management | Y | For | For | ||||
2.7 | Elect Director Mimura, Akio | Management | Y | For | For | ||||
2.8 | Elect Director Sasaki, Mikio | Management | Y | For | For | ||||
2.9 | Elect Director Fujii, Kunihiko | Management | Y | For | For | ||||
2.10 | Elect Director Hirose, Shinichi | Management | Y | For | For | ||||
3.1 | Appoint Statutory Auditor Kawamoto, Yuuko | Management | Y | For | For | ||||
3.2 | Appoint Statutory Auditor Tamai, Takaaki | Management | Y | For | For | ||||
3.3 | Appoint Statutory Auditor Wani, Akihiro | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Taiwan Semi | 475,500 | 0 | 24-Jun-14 | Meeting for ADR Holders | Management | Non Voting | Non Voting | Non Voting | |
1 | Approve 2013 Business Operations Report and Financial Statements | Management | Y | For | For | ||||
2 | Approve 2013 Plan on Profit Distribution | Management | Y | For | For | ||||
3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets and Trading Procedures Governing Derivatives Products | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Inpex | 636,500 | 0 | 25-Jun-14 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | Management | Y | For | For |
2.1 | Elect Director Kuroda, Naoki | Management | Y | For | For | ||||
2.2 | Elect Director Sugioka, Masatoshi | Management | Y | For | For | ||||
2.3 | Elect Director Kitamura, Toshiaki | Management | Y | For | For | ||||
2.4 | Elect Director Yui, Seiji | Management | Y | For | For | ||||
2.5 | Elect Director Sano, Masaharu | Management | Y | For | For | ||||
2.6 | Elect Director Sugaya, Shunichiro | Management | Y | For | For | ||||
2.7 | Elect Director Murayama, Masahiro | Management | Y | For | For | ||||
2.8 | Elect Director Ito, Seiya | Management | Y | For | For | ||||
2.9 | Elect Director Tanaka, Wataru | Management | Y | For | For | ||||
2.10 | Elect Director Ikeda, Takahiko | Management | Y | For | For | ||||
2.11 | Elect Director Kurasawa, Yoshikazu | Management | Y | For | For | ||||
2.12 | Elect Director Wakasugi, Kazuo | Management | Y | For | For | ||||
2.13 | Elect Director Kagawa, Yoshiyuki | Management | Y | For | For | ||||
2.14 | Elect Director Kato, Seiji | Management | Y | For | For | ||||
2.15 | Elect Director Tonoike, Rentaro | Management | Y | For | For | ||||
2.16 | Elect Director Okada, Yasuhiko | Management | Y | For | For | ||||
3 | Approve Annual Bonus Payment to Directors | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Daito Tr Const | 84,200 | 0 | 26-Jun-14 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 177 | Management | Y | For | For |
2 | Amend Articles To Amend Business Lines | Management | Y | For | For | ||||
3.1 | Elect Director Uchida, Kanitsu | Management | Y | For | For | ||||
3.2 | Elect Director Takeuchi, Kei | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Daikin Inds | 144,300 | 0 | 27-Jun-14 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Management | Y | For | For |
2 | Authorize Share Repurchase Program | Management | Y | For | For | ||||
3.1 | Elect Director Inoue, Noriyuki | Management | Y | For | For | ||||
3.2 | Elect Director Togawa, Masanori | Management | Y | For | For | ||||
3.3 | Elect Director Terada, Chiyono | Management | Y | For | For | ||||
3.4 | Elect Director Ikebuchi, Kosuke | Management | Y | For | For | ||||
3.5 | Elect Director Kawamura, Guntaro | Management | Y | For | For | ||||
3.6 | Elect Director Tayano, Ken | Management | Y | For | For | ||||
3.7 | Elect Director Minaka, Masatsugu | Management | Y | For | For | ||||
3.8 | Elect Director Tomita, Jiro | Management | Y | For | For | ||||
3.9 | Elect Director Matsuzaki, Takashi | Management | Y | For | For | ||||
3.10 | Elect Director Takahashi, Koichi | Management | Y | For | For | ||||
3.11 | Elect Director Frans Hoorelbeke | Management | Y | For | For | ||||
3.12 | Elect Director David Swift | Management | Y | For | For | ||||
4 | Appoint Alternate Statutory Auditor Ono, Ichiro | Management | Y | For | For | ||||
5 | Approve Annual Bonus Payment to Directors | Management | Y | For | For | ||||
6 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Fanuc Ltd | 48,100 | 0 | 27-Jun-14 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 93.26 | Management | Y | For | For |
2 | Amend Articles To Amend Business Lines | Management | Y | For | For | ||||
3.1 | Elect Director Inaba, Yoshiharu | Management | Y | For | For | ||||
3.2 | Elect Director Yamaguchi, Kenji | Management | Y | For | For | ||||
3.3 | Elect Director Uchida, Hiroyuki | Management | Y | For | For | ||||
3.4 | Elect Director Gonda, Yoshihiro | Management | Y | For | For | ||||
3.5 | Elect Director Inaba, Kiyonori | Management | Y | For | For | ||||
3.6 | Elect Director Matsubara, Shunsuke | Management | Y | For | For | ||||
3.7 | Elect Director Noda, Hiroshi | Management | Y | For | For | ||||
3.8 | Elect Director Kohari, Katsuo | Management | Y | For | For | ||||
3.9 | Elect Director Okada, Toshiya | Management | Y | For | For | ||||
3.10 | Elect Director Richard E. Schneider | Management | Y | For | For | ||||
3.11 | Elect Director Olaf C. Gehrels | Management | Y | For | For | ||||
3.12 | Elect Director Ono, Masato | Management | Y | For | For | ||||
4 | Appoint Statutory Auditor Sumikawa, Masaharu | Management | Y | For | For | ||||
5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
Shin-Etsu Chem | 143,000 | 0 | 27-Jun-14 | 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | Y | For | For |
2.1 | Elect Director Kanagawa, Chihiro | Management | Y | For | For | ||||
2.2 | Elect Director Mori, Shunzo | Management | Y | For | For | ||||
2.3 | Elect Director Akiya, Fumio | Management | Y | For | For | ||||
2.4 | Elect Director Habata, Kiichi | Management | Y | For | For | ||||
2.5 | Elect Director Todoroki, Masahiko | Management | Y | For | For | ||||
2.6 | Elect Director Akimoto, Toshiya | Management | Y | For | For | ||||
2.7 | Elect Director Arai, Fumio | Management | Y | For | For | ||||
2.8 | Elect Director Kaneko, Masashi | Management | Y | For | For | ||||
2.9 | Elect Director Komiyama, Hiroshi | Management | Y | For | For | ||||
2.10 | Elect Director Ikegami, Kenji | Management | Y | For | For | ||||
2.11 | Elect Director Shiobara, Toshio | Management | Y | For | For | ||||
3 | Appoint Statutory Auditor Kosaka, Yoshihito | Management | Y | For | For | ||||
4 | Approve Takeover Defense Plan (Poison Pill) | Management | Y | Against | Against | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
China Shenhua (Special) | 1,489,000 | 0 | 27-Jun-14 | Class Meeting for Holders of H Shares | Management | Non Voting | Non Voting | Non Voting | |
Special Business | Management | Non Voting | Non Voting | Non Voting | |||||
1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Y | For | For | ||||
Issuer of security | No. Shares Voted | Shares On Loan | Meeting date | Item | Matter voted on | Management or Shareholder Proposal | Did Subadviser Vote on Behalf of Fund | Subadviser's Vote on behalf of Fund | For or Against Management |
China Shenhua (AGM) | 1,489,000 | 0 | 27-Jun-14 | 1 | Accept Report of the Board of Directors | Management | Y | For | For |
2 | Accept Report of the Board of Supervisors | Management | Y | For | For | ||||
3 | Accept Financial Statements and Statutory Reports | Management | Y | For | For | ||||
4 | Approve Profit Distribution Plan | Management | Y | For | For | ||||
5 | Approve Remuneration of Directors and Supervisors | Management | Y | For | For | ||||
6 | Appoint Deloitte Touche Tohmatsu Certified Public Accountants LLP and Deloitte Touche Tohmatsu as the PRC and International Auditors and Authorize Board to Fix Their Remuneration | Management | Y | For | For | ||||
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Y | Against | Against | ||||
8 | Authorize Repurchase of Up to 10 Percent of Issued A Share and H Share Capital | Management | Y | For | For | ||||
9 | Approve Issuance of Debt Financing Instruments | Management | Y | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
BBH Trust | |
By: | /s/ Radwford W. Klotz |
Radford W. Klotz | |
President and Principal Executive Officer | |
Date: | August 29, 2014 |
* Print the name and title of each officer under his or her signature.