United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File number: 811-21829 |
(Name and address of agent for service)
Corporation Services Company
2711 Centerville Road, Suite 400
Wilmington, Delaware 19808
Registrant’s telephone number, including area code:
(800) 575-1265
(Exact name of registrant as specified in charter)
BBH Trust
(Address of principal executive offices)
(Zip code)
140 Broadway
New York, NY 10005
Date of fiscal year end: June 30 and October 31
Date of reporting period: July 1, 2012 to June 30, 2013
--------------------------------------
Item1. Proxy Voting Record.
The following Series of the Registrant did not hold any voting securities and accordingly did not vote any proxies during the reporting period:
BBH Limited Duration Fund (Formerly, BBH Broad Market Fund)
BBH Money Market Fund
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BBH Core Select
DIAGEO PLC | |||||||||||||||||||||||
Security | 25243Q205 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | DEO | Meeting Date | 17-Oct-2012 | ||||||||||||||||||||
ISIN | US25243Q2057 | Agenda | 933687418 - Management | ||||||||||||||||||||
Record Date | 04-Sep-2012 | Holding Recon Date | 04-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 08-Oct-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1. | Adopt Accounts for Past Year | Management | For | For | For | ||||||||||||||||||
2. | Approve Remuneration of Directors and Auditors | Management | For | For | For | ||||||||||||||||||
3. | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | For | ||||||||||||||||||
4. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
5. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
6. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
7. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
8. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
9. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
10. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
11. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
12. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
13. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
14. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
15. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
16. | Approve Remuneration of Directors and Auditors | Management | For | For | For | ||||||||||||||||||
17. | Allot Securities | Management | For | For | For | ||||||||||||||||||
18. | Eliminate Pre-Emptive Rights | Management | For | For | For | ||||||||||||||||||
19. | Stock Repurchase Plan | Management | For | For | For | ||||||||||||||||||
20. | Miscellaneous Corporate Actions | Management | For | For | For | ||||||||||||||||||
21. | Miscellaneous Corporate Actions | Management | For | For | For | ||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | |||||||||||||||||||||||
Security | 053015103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | ADP | Meeting Date | 13-Nov-2012 | ||||||||||||||||||||
ISIN | US0530151036 | Agenda | 933691291 - Management | ||||||||||||||||||||
Record Date | 14-Sep-2012 | Holding Recon Date | 14-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 12-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | ELLEN R. ALEMANY | For | For | For | |||||||||||||||||||
2 | GREGORY D. BRENNEMAN | For | For | For | |||||||||||||||||||
3 | LESLIE A. BRUN | For | For | For | |||||||||||||||||||
4 | RICHARD T. CLARK | For | For | For | |||||||||||||||||||
5 | ERIC C. FAST | For | For | For | |||||||||||||||||||
6 | LINDA R. GOODEN | For | For | For | |||||||||||||||||||
7 | R. GLENN HUBBARD | For | For | For | |||||||||||||||||||
8 | JOHN P. JONES | For | For | For | |||||||||||||||||||
9 | CARLOS A. RODRIGUEZ | For | For | For | |||||||||||||||||||
10 | ENRIQUE T. SALEM | For | For | For | |||||||||||||||||||
11 | GREGORY L. SUMME | For | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
MICROSOFT CORPORATION | |||||||||||||||||||||||
Security | 594918104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 28-Nov-2012 | ||||||||||||||||||||
ISIN | US5949181045 | Agenda | 933691784 - Management | ||||||||||||||||||||
Record Date | 14-Sep-2012 | Holding Recon Date | 14-Sep-2012 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Nov-2012 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
3. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
4. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
5. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
6. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
7. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
8. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
9. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
10. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
11. | Adopt Employee Stock Purchase Plan | Management | For | For | For | ||||||||||||||||||
12. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
13. | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | Against | ||||||||||||||||||
NOVARTIS AG | |||||||||||||||||||||||
Security | 66987V109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NVS | Meeting Date | 22-Feb-2013 | ||||||||||||||||||||
ISIN | US66987V1098 | Agenda | 933730081 - Management | ||||||||||||||||||||
Record Date | 22-Jan-2013 | Holding Recon Date | 22-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-Feb-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | For | ||||||||||||||||||
2 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | For | ||||||||||||||||||
3 | Dividends | Management | For | For | For | ||||||||||||||||||
4 | Miscellaneous Corporate Actions | Management | For | For | For | ||||||||||||||||||
5.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
5.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
5.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
5.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
6 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
7 | Miscellaneous Corporate Actions | Management | For | For | For | ||||||||||||||||||
QUALCOMM INCORPORATED | |||||||||||||||||||||||
Security | 747525103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | QCOM | Meeting Date | 05-Mar-2013 | ||||||||||||||||||||
ISIN | US7475251036 | Agenda | 933726397 - Management | ||||||||||||||||||||
Record Date | 07-Jan-2013 | Holding Recon Date | 07-Jan-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 04-Mar-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
02 | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
04 | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
NESTLE S.A. | |||||||||||||||||||||||
Security | 641069406 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 11-Apr-2013 | ||||||||||||||||||||
ISIN | US6410694060 | Agenda | 933753154 - Management | ||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A | Receive Consolidated Financial Statements | Management | For | For | For | ||||||||||||||||||
1B | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
2 | Approve Discharge of Board and President | Management | For | For | For | ||||||||||||||||||
3 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | For | ||||||||||||||||||
4A1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
4A2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
4A3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
4A4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
4B | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
4C | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
5 | Miscellaneous Corporate Actions | Management | Abstain | Against | For | ||||||||||||||||||
6 | Miscellaneous Corporate Actions | Management | Against | Against | For | ||||||||||||||||||
U.S. BANCORP | |||||||||||||||||||||||
Security | 902973304 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | USB | Meeting Date | 16-Apr-2013 | ||||||||||||||||||||
ISIN | US9029733048 | Agenda | 933744460 - Management | ||||||||||||||||||||
Record Date | 20-Feb-2013 | Holding Recon Date | 20-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
4. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | Against | ||||||||||||||||||
EBAY INC. | |||||||||||||||||||||||
Security | 278642103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EBAY | Meeting Date | 18-Apr-2013 | ||||||||||||||||||||
ISIN | US2786421030 | Agenda | 933756934 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 17-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | Against | For | ||||||||||||||||||
3. | S/H Proposal - Corporate Governance | Shareholder | Against | For | Against | ||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | Against | For | Against | ||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
PRAXAIR, INC. | |||||||||||||||||||||||
Security | 74005P104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PX | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US74005P1049 | Agenda | 933743088 - Management | ||||||||||||||||||||
Record Date | 01-Mar-2013 | Holding Recon Date | 01-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
3. | S/H Proposal - Political/Government | Shareholder | Against | For | Against | ||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
WELLS FARGO & COMPANY | |||||||||||||||||||||||
Security | 949746101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 23-Apr-2013 | ||||||||||||||||||||
ISIN | US9497461015 | Agenda | 933743696 - Management | ||||||||||||||||||||
Record Date | 26-Feb-2013 | Holding Recon Date | 26-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 22-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A) | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1B) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G) | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1H) | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1I) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1J) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1K) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1L) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1M) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1N) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||
4. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
5. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | Against | ||||||||||||||||||
6. | S/H Proposal - Political/Government | Shareholder | Against | For | Against | ||||||||||||||||||
7. | S/H Proposal - Corporate Governance | Shareholder | Against | For | Against | ||||||||||||||||||
CELANESE CORPORATION | |||||||||||||||||||||||
Security | 150870103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CE | Meeting Date | 25-Apr-2013 | ||||||||||||||||||||
ISIN | US1508701034 | Agenda | 933741262 - Management | ||||||||||||||||||||
Record Date | 25-Feb-2013 | Holding Recon Date | 25-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
JOHNSON & JOHNSON | |||||||||||||||||||||||
Security | 478160104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 25-Apr-2013 | ||||||||||||||||||||
ISIN | US4781601046 | Agenda | 933745068 - Management | ||||||||||||||||||||
Record Date | 26-Feb-2013 | Holding Recon Date | 26-Feb-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 24-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
4. | S/H Proposal - Executive Compensation | Shareholder | Against | For | Against | ||||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | For | Against | ||||||||||||||||||
6. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | Against | ||||||||||||||||||
THE CHUBB CORPORATION | |||||||||||||||||||||||
Security | 171232101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 30-Apr-2013 | ||||||||||||||||||||
ISIN | US1712321017 | Agenda | 933747430 - Management | ||||||||||||||||||||
Record Date | 04-Mar-2013 | Holding Recon Date | 04-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 29-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1H) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1I) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1J) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1K) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1L) | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
4. | S/H Proposal - Political/Government | Shareholder | Against | For | Against | ||||||||||||||||||
5. | S/H Proposal - Corporate Governance | Shareholder | Against | For | �� | Against | |||||||||||||||||
PEPSICO, INC. | |||||||||||||||||||||||
Security | 713448108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 01-May-2013 | ||||||||||||||||||||
ISIN | US7134481081 | Agenda | 933748521 - Management | ||||||||||||||||||||
Record Date | 07-Mar-2013 | Holding Recon Date | 07-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 30-Apr-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
EOG RESOURCES, INC. | |||||||||||||||||||||||
Security | 26875P101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | EOG | Meeting Date | 02-May-2013 | ||||||||||||||||||||
ISIN | US26875P1012 | Agenda | 933763054 - Management | ||||||||||||||||||||
Record Date | 08-Mar-2013 | Holding Recon Date | 08-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 01-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||||||||||||||
Security | 674599105 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | OXY | Meeting Date | 03-May-2013 | ||||||||||||||||||||
ISIN | US6745991058 | Agenda | 933771063 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 02-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | Against | Against | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | Against | Against | For | ||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
4. | S/H Proposal - Proxy Process/Statement | Shareholder | For | Against | Against | ||||||||||||||||||
BERKSHIRE HATHAWAY INC. | |||||||||||||||||||||||
Security | 084670108 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 04-May-2013 | ||||||||||||||||||||
ISIN | US0846701086 | Agenda | 933747529 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | WARREN E. BUFFETT | For | For | For | |||||||||||||||||||
2 | CHARLES T. MUNGER | For | For | For | |||||||||||||||||||
3 | HOWARD G. BUFFETT | For | For | For | |||||||||||||||||||
4 | STEPHEN B. BURKE | For | For | For | |||||||||||||||||||
5 | SUSAN L. DECKER | For | For | For | |||||||||||||||||||
6 | WILLIAM H. GATES III | For | For | For | |||||||||||||||||||
7 | DAVID S. GOTTESMAN | For | For | For | |||||||||||||||||||
8 | CHARLOTTE GUYMAN | For | For | For | |||||||||||||||||||
9 | DONALD R. KEOUGH | For | For | For | |||||||||||||||||||
10 | THOMAS S. MURPHY | For | For | For | |||||||||||||||||||
11 | RONALD L. OLSON | For | For | For | |||||||||||||||||||
12 | WALTER SCOTT, JR. | For | For | For | |||||||||||||||||||
13 | MERYL B. WITMER | For | For | For | |||||||||||||||||||
2. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | Against | For | Against | ||||||||||||||||||
BAXTER INTERNATIONAL INC. | |||||||||||||||||||||||
Security | 071813109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BAX | Meeting Date | 07-May-2013 | ||||||||||||||||||||
ISIN | US0718131099 | Agenda | 933754916 - Management | ||||||||||||||||||||
Record Date | 11-Mar-2013 | Holding Recon Date | 11-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
4. | Declassify Board | Management | For | For | For | ||||||||||||||||||
5. | Approve Charter Amendment | Management | For | For | For | ||||||||||||||||||
WASTE MANAGEMENT, INC. | |||||||||||||||||||||||
Security | 94106L109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WM | Meeting Date | 10-May-2013 | ||||||||||||||||||||
ISIN | US94106L1098 | Agenda | 933750209 - Management | ||||||||||||||||||||
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 09-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | Against | Against | Against | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
4. | S/H Proposal - Executive Compensation | Shareholder | Against | For | Against | ||||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | For | Against | Against | ||||||||||||||||||
6. | S/H Proposal - Executive Compensation | Shareholder | Against | For | Against | ||||||||||||||||||
HENRY SCHEIN, INC. | |||||||||||||||||||||||
Security | 806407102 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | HSIC | Meeting Date | 14-May-2013 | ||||||||||||||||||||
ISIN | US8064071025 | Agenda | 933771227 - Management | ||||||||||||||||||||
Record Date | 15-Mar-2013 | Holding Recon Date | 15-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 13-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | STANLEY M. BERGMAN | For | For | For | |||||||||||||||||||
2 | GERALD A. BENJAMIN | For | For | For | |||||||||||||||||||
3 | JAMES P. BRESLAWSKI | For | For | For | |||||||||||||||||||
4 | MARK E. MLOTEK | For | For | For | |||||||||||||||||||
5 | STEVEN PALADINO | For | For | For | |||||||||||||||||||
6 | BARRY J. ALPERIN | For | For | For | |||||||||||||||||||
7 | PAUL BRONS | For | For | For | |||||||||||||||||||
8 | DONALD J. KABAT | For | For | For | |||||||||||||||||||
9 | PHILIP A. LASKAWY | For | For | For | |||||||||||||||||||
10 | KARYN MASHIMA | For | For | For | |||||||||||||||||||
11 | NORMAN S. MATTHEWS | For | For | For | |||||||||||||||||||
12 | CAROL RAPHAEL | For | For | For | |||||||||||||||||||
13 | BRADLEY T. SHEARES, PHD | For | For | For | |||||||||||||||||||
14 | LOUIS W. SULLIVAN, MD | For | For | For | |||||||||||||||||||
2. | Approve Cash/Stock Bonus Plan | Management | For | For | For | ||||||||||||||||||
3. | Amend Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||
4. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
5. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
COMCAST CORPORATION | |||||||||||||||||||||||
Security | 20030N101 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 15-May-2013 | ||||||||||||||||||||
ISIN | US20030N1019 | Agenda | 933764739 - Management | ||||||||||||||||||||
Record Date | 06-Mar-2013 | Holding Recon Date | 06-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 14-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | KENNETH J. BACON | Withheld | Against | For | |||||||||||||||||||
2 | SHELDON M. BONOVITZ | For | For | For | |||||||||||||||||||
3 | JOSEPH J. COLLINS | For | For | For | |||||||||||||||||||
4 | J. MICHAEL COOK | For | For | For | |||||||||||||||||||
5 | GERALD L. HASSELL | For | For | For | |||||||||||||||||||
6 | JEFFREY A. HONICKMAN | For | For | For | |||||||||||||||||||
7 | EDUARDO G. MESTRE | For | For | For | |||||||||||||||||||
8 | BRIAN L. ROBERTS | For | For | For | |||||||||||||||||||
9 | RALPH J. ROBERTS | For | For | For | |||||||||||||||||||
10 | JOHNATHAN A. RODGERS | For | For | For | |||||||||||||||||||
11 | DR. JUDITH RODIN | Withheld | Against | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | ||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | ||||||||||||||||||
THE PROGRESSIVE CORPORATION | |||||||||||||||||||||||
Security | 743315103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | PGR | Meeting Date | 16-May-2013 | ||||||||||||||||||||
ISIN | US7433151039 | Agenda | 933763129 - Management | ||||||||||||||||||||
Record Date | 18-Mar-2013 | Holding Recon Date | 18-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 15-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
SOUTHWESTERN ENERGY COMPANY | |||||||||||||||||||||||
Security | 845467109 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | SWN | Meeting Date | 21-May-2013 | ||||||||||||||||||||
ISIN | US8454671095 | Agenda | 933783082 - Management | ||||||||||||||||||||
Record Date | 04-Apr-2013 | Holding Recon Date | 04-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 20-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1.1 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1.2 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1.3 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1.4 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1.5 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1.6 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1.7 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1.8 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1.9 | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||
DENTSPLY INTERNATIONAL INC. | |||||||||||||||||||||||
Security | 249030107 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | XRAY | Meeting Date | 22-May-2013 | ||||||||||||||||||||
ISIN | US2490301072 | Agenda | 933797168 - Management | ||||||||||||||||||||
Record Date | 25-Mar-2013 | Holding Recon Date | 25-Mar-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 21-May-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
4. | Declassify Board | Management | For | For | For | ||||||||||||||||||
5. | S/H Proposal - Political/Government | Shareholder | Against | For | Against | ||||||||||||||||||
LIBERTY INTERACTIVE CORPORATION | |||||||||||||||||||||||
Security | 53071M104 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | LINTA | Meeting Date | 04-Jun-2013 | ||||||||||||||||||||
ISIN | US53071M1045 | Agenda | 933803947 - Management | ||||||||||||||||||||
Record Date | 10-Apr-2013 | Holding Recon Date | 10-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 03-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | JOHN C. MALONE | For | For | For | |||||||||||||||||||
2 | M. IAN G. GILCHRIST | For | For | For | |||||||||||||||||||
3 | ANDREA L. WONG | For | For | For | |||||||||||||||||||
2. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||
3. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
GOOGLE INC. | |||||||||||||||||||||||
Security | 38259P508 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | GOOG | Meeting Date | 06-Jun-2013 | ||||||||||||||||||||
ISIN | US38259P5089 | Agenda | 933801905 - Management | ||||||||||||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 05-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1. | Election of Directors | Management | |||||||||||||||||||||
1 | LARRY PAGE | For | For | For | |||||||||||||||||||
2 | SERGEY BRIN | For | For | For | |||||||||||||||||||
3 | ERIC E. SCHMIDT | For | For | For | |||||||||||||||||||
4 | L. JOHN DOERR | For | For | For | |||||||||||||||||||
5 | DIANE B. GREENE | For | For | For | |||||||||||||||||||
6 | JOHN L. HENNESSY | For | For | For | |||||||||||||||||||
7 | ANN MATHER | For | For | For | |||||||||||||||||||
8 | PAUL S. OTELLINI | For | For | For | |||||||||||||||||||
9 | K. RAM SHRIRAM | For | For | For | |||||||||||||||||||
10 | SHIRLEY M. TILGHMAN | For | For | For | |||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | S/H Proposal - Environmental | Shareholder | Against | For | Against | ||||||||||||||||||
4. | S/H Proposal - Corporate Governance | Shareholder | Against | For | Against | ||||||||||||||||||
5. | S/H Proposal - Executive Compensation | Shareholder | Against | For | Against | ||||||||||||||||||
6. | S/H Proposal - Board Compensation | Shareholder | Against | For | Against | ||||||||||||||||||
WAL-MART STORES, INC. | |||||||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | WMT | Meeting Date | 07-Jun-2013 | ||||||||||||||||||||
ISIN | US9311421039 | Agenda | 933799364 - Management | ||||||||||||||||||||
Record Date | 11-Apr-2013 | Holding Recon Date | 11-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 06-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1M. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1N. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
4. | Approve Stock Compensation Plan | Management | For | For | For | ||||||||||||||||||
5. | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | Against | ||||||||||||||||||
6. | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | Against | ||||||||||||||||||
7. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | Against | ||||||||||||||||||
8. | S/H Proposal - Executive Compensation | Shareholder | Against | For | Against | ||||||||||||||||||
TARGET CORPORATION | |||||||||||||||||||||||
Security | 87612E106 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | TGT | Meeting Date | 12-Jun-2013 | ||||||||||||||||||||
ISIN | US87612E1064 | Agenda | 933808163 - Management | ||||||||||||||||||||
Record Date | 15-Apr-2013 | Holding Recon Date | 15-Apr-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 11-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1J. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1K. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1L. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For | ||||||||||||||||||
4. | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | Against | ||||||||||||||||||
5. | S/H Proposal - Adopt Conservation Policy | Shareholder | Against | For | Against | ||||||||||||||||||
BED BATH & BEYOND INC. | |||||||||||||||||||||||
Security | 075896100 | Meeting Type | Annual | ||||||||||||||||||||
Ticker Symbol | BBBY | Meeting Date | 28-Jun-2013 | ||||||||||||||||||||
ISIN | US0758961009 | Agenda | 933837811 - Management | ||||||||||||||||||||
Record Date | 03-May-2013 | Holding Recon Date | 03-May-2013 | ||||||||||||||||||||
City / | Country | / | United States | Vote Deadline Date | 27-Jun-2013 | ||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||||
1A. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1B. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1C. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1D. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1E. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1F. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1G. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1H. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
1I. | Election of Directors (Majority Voting) | Management | For | For | For | ||||||||||||||||||
2. | Ratify Appointment of Independent Auditors | Management | For | For | For | ||||||||||||||||||
3. | 14A Executive Compensation | Management | For | For | For |
BBH Global Core Select
NESTLE SA, CHAM UND VEVEY | |||||||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | ||||||||||||||||||
Ticker Symbol | No cusip listed on ProxyEdge. Associated with NSRGY | Meeting Date | 11-Apr-2013 | ||||||||||||||||||
ISIN | CH0038863350 | Agenda | 704321532 - Management | ||||||||||||||||||
Record Date | 04-Apr-2013 | Holding Recon Date | 04-Apr-2013 | ||||||||||||||||||
City / | Country | LAUSANN E | / | Switzerland | Vote Deadline Date | 04-Apr-2013 | |||||||||||||||
SEDOL(s) | 3056044 - 7123870 - 7125274 - 7126578 - B0ZGHZ6 | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||
CMMT | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR- ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | Non-Voting | None | ||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-151749, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | None | ||||||||||||||||||
1.1 | Approval of the Annual Report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2012 | Management | For | For | For | ||||||||||||||||
1.2 | Acceptance of the Compensation Report 2012 (advisory vote) | Management | For | For | For | ||||||||||||||||
2 | Release of the members of the Board of Directors and of the Management | Management | For | For | For | ||||||||||||||||
3 | Appropriation of profits resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2012 | Management | For | For | For | ||||||||||||||||
4.1.1 | Re-elections to the Board of Directors: Mr. Peter Brabeck-Letmathe | Management | For | For | For | ||||||||||||||||
4.1.2 | Re-elections to the Board of Directors: Mr. Steven G. Hoch | Management | For | For | For | ||||||||||||||||
4.1.3 | Re-elections to the Board of Directors: Ms. Titia de Lange | Management | For | For | For | ||||||||||||||||
4.1.4 | Re-elections to the Board of Directors: Mr. Jean-Pierre Roth | Management | For | For | For | ||||||||||||||||
4.2 | Election to the Board of Directors Ms. Eva Cheng | Management | For | For | For | ||||||||||||||||
4.3 | Re-election of the statutory auditors KPMG SA, Geneva branch | Management | For | For | For | ||||||||||||||||
CMMT | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL-MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE ACCORDING TO THE F-OLLOWING INSTRUCTION: 1 OPTION EITHER 5.A, 5.B OR 5.C NEED TO BE INSTRUCTED (W-ITH YES) TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE IN THE EVENT OF NEW OR MO-DIFIED PROPOSALS | Non-Voting | None | ||||||||||||||||||
5.A | Management recommends a FOR vote on this proposal: Vote in accordance with the proposal of the Board of Directors | Shareholder | For item 5, we had to choose one of the options given to us; either 5a, 5b, or 5c. We chose to vote for 5c which was to abstain against the CMMT listed above. | None | |||||||||||||||||
5.B | Vote against the proposal of the Board of Directors | Shareholder | None | ||||||||||||||||||
5.C | Abstain | Shareholder | For | Against | Against | ||||||||||||||||
PEARSON PLC | |||||||||||||||||||||
Security | G69651100 | Meeting Type | Annual General Meeting | ||||||||||||||||||
Ticker Symbol | No ticker listed in ProxyEdge. Associated with PSO | Meeting Date | 26-Apr-2013 | ||||||||||||||||||
ISIN | GB0006776081 | Agenda | 704341661 - Management | ||||||||||||||||||
Record Date | 24-Apr-2013 | Holding Recon Date | 24-Apr-2013 | ||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 22-Apr-2013 | |||||||||||||||
SEDOL(s) | 0677608 - 5684283 - B02T0H1 | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||
1 | To receive and consider the accounts of the company and reports of the directors of the company (directors) and the auditors of the company (auditors) for the year ended 31 December 2012 | Management | For | For | For | ||||||||||||||||
2 | To declare a final dividend on the ordinary shares, as recommended by the directors | Management | For | For | For | ||||||||||||||||
3 | To re-elect David Arculus as a director | Management | For | For | For | ||||||||||||||||
4 | To re-elect Vivienne Cox as director | Management | For | For | For | ||||||||||||||||
5 | To re-elect Will Ethridge as a director | Management | For | For | For | ||||||||||||||||
6 | To re-elect Robin Freestone as a director | Management | For | For | For | ||||||||||||||||
7 | To re-elect Susan Fuhrman as a director | Management | For | For | For | ||||||||||||||||
8 | To re-elect Ken Hydon as a director | Management | For | For | For | ||||||||||||||||
9 | To re-elect Josh Lewis as a director | Management | For | For | For | ||||||||||||||||
10 | To re-elect John Makinson as a director | Management | For | For | For | ||||||||||||||||
11 | To re-elect Glen Moreno as a director | Management | For | For | For | ||||||||||||||||
12 | To reappoint John Fallon as a director | Management | For | For | For | ||||||||||||||||
13 | To receive and approve the report on the directors' remuneration for the year ended 31 December 2012 | Management | For | For | For | ||||||||||||||||
14 | To reappoint PricewaterhouseCoopers LLP as auditors for the ensuing year | Management | For | For | For | ||||||||||||||||
15 | To authorise the directors to determine the remuneration of the auditors | Management | For | For | For | ||||||||||||||||
16 | That, pursuant to section 551 of the Companies Act 2006 (the Act), the board be authorised to allot shares in the company and to grant rights to subscribe for or to convert any security into shares in the company: (A) up to an aggregate nominal amount of GBP 68,122,339.42; and (B) comprising equity securities, as defined in the Act, up to an aggregate nominal amount of GBP 136,224,678.83 (including within such limit any shares or rights issued or grander under (A) above) in connection with an offer by way of a rights issue; (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to people who are holders of other equity securities if this is required by the rights of those securities or, if the board considers it necessary, as permitted by the rights of those CONTD | Management | For | For | For | ||||||||||||||||
CONT | CONTD securities; and so that the board may impose any limits or restrictions-and make any arrangements which it considers necessary or appropriate to deal-with treasury shares, fractional entitlements, record dates, legal,- regulatory or practical problems in, or under the laws of, any territory or-any other matter; such authorities to expire (unless previously reviewed,- varied or revoked by the company in general meeting)at the close of the AGM-in 2014 provided that, in each case, the company may make offers and enter in-to agreements during the relevant period which would, or might, require-shares in the company to be allotted or rights to subscribe for, or convert-any security into, shares to be granted, after the authority expires and the-board may allot shares in the company and grant rights under any such offer-or CONTD | Non-Voting | None | ||||||||||||||||||
CONT | CONTD agreement as if the authority had not expired | Non-Voting | None | ||||||||||||||||||
17 | That, subject to resolution 16 being passed, the board be given authority to allot equity securities for cash under the authority given by that resolution, free of the restriction in section 561 (I) of the Act, such authority to be limited: (A) to the allotment of equity securities in connection with an offer of equity securities (but in the case of the authority granted under resolution 16(B), by way of a rights issue only): (i) to ordinary shareholders in proportion (as nearly as may be practicable) to their existing holdings; and (ii) to people who are holders of other equity securities, if this is required by the rights of those securities or, if the board considers it necessary, as permitted by the rights of those securities; and so that the board may impose any limites or restrictions and make any arrangements which CONTD | Management | For | For | For | ||||||||||||||||
CONT | CONTD it considers necessary or appropriate to deal with treasury shares,-fractional entitlements, record dates, legal, regulatory or practical- problems in, or under the laws of, any territory or any other matter; and (B)-in the case of the authority granted under resolution 16(A), to the allotment-(otherwise than under 17(A) above) of equity securities with an aggregate-nominal value of up to GBP 10,218,350.91; such authority to expire (unless-previously reviewed, varied or revoked by the company in general meeting) at- the close of the AGM in 2014 provided that during the relevant period the-company may make offers, and enter into agreements, which would, or might,-require equity securities to be allotted after the authority expires and the-board may allot equity securities under any such offer or agreement as if the-CONTD | Non-Voting | None | ||||||||||||||||||
CONT | CONTD authority had not expired | Non-Voting | None | ||||||||||||||||||
18 | That, the company is hereby generally and unconditionally authorised to make market purchases (within the meaning of section 693(4) of the Act) of ordinary shares of 25p each in the capital of the company provided that: (i) the maximum number of ordinary shares hereby authorised to be purchased is 81,746,807; (ii) the minimum price (exclusive of expenses) which may be paid for an ordinary share is 25p per share; (iii) the maximum price (exclusive of expenses) which may be paid for an ordinary share is, in respect of an ordinary share contracted to be purchased on any day, the higher of (a) an amount equal to 105% of the average of the middle market quotations of an ordinary share of the company derived from the CONTD | Management | For | For | None | ||||||||||||||||
CONT | CONTD London Stock Exchange Daily Official List for the five business days-immediately preceding the day on which the ordinary share is contracted to be-purchased and (b) an amount equal to the higher of the price of the last- independent trade of an ordinary share and the highest current independent-bid for an ordinary share as derived from the London Stock Exchange Trading-System; (iv) the authority hereby conferred shall expire at the close of the- AGM in 2014; and (v) during the relevant period the company may make a-contract to purchase ordinary shares under this authority prior to the expiry-of such authority which will or may be executed wholly or partly after the-expiry of such authority and may make a purchase of ordinary shares In-pursuance of any such contract as if the authority had not expired | Non-Voting | None | ||||||||||||||||||
19 | That, in accordance with the company's Articles of Association, the company be and is hereby authorized until the close of the AGM in 2014, to call general meetings (other than an annual general meeting) on not less than 14 clear days' notice | Management | For | For | None | ||||||||||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION IN RESOLUTION 18. IF Y-OU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | None | |||||||||||||||||||
RECKITT BENCKISER GROUP PLC, SLOUGH | |||||||||||||||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | ||||||||||||||||||
Ticker Symbol | No ticker listed in ProxyEdge. Associated with RBGPY | Meeting Date | 02-May-2013 | ||||||||||||||||||
ISIN | GB00B24CGK77 | Agenda | 704365813 - Management | ||||||||||||||||||
Record Date | 30-Apr-2013 | Holding Recon Date | 30-Apr-2013 | ||||||||||||||||||
City / | Country | HAYES | / | United Kingdom | Vote Deadline Date | 26-Apr-2013 | |||||||||||||||
SEDOL(s) | B24CGK7 - B28STJ1 - B28THT0 | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||
1 | That the Company's accounts and the reports of the Directors and the Auditors for the year ended 31 December 2012 be received | Management | For | For | For | ||||||||||||||||
2 | That the Directors' Remuneration Report for the year ended 31 December 2012 be approved | Management | For | For | For | ||||||||||||||||
3 | That the final dividend recommended by the Directors of 78p per ordinary share for the year ended 31 December 2012 be declared payable and paid on 30 May 2013 to all Shareholders on the register at the close of business on 22 February 2013 | Management | For | For | For | ||||||||||||||||
4 | That Adrian Bellamy (member of the Nomination and Remuneration Committees) be re-elected as a Director | Management | For | For | For | ||||||||||||||||
5 | That Peter Harf (member of the Nomination Committee) be re-elected as a Director | Management | For | For | For | ||||||||||||||||
6 | That Richard Cousins (member of the Remuneration Committee) be re-elected as a Director | Management | For | For | For | ||||||||||||||||
7 | That Kenneth Hydon (member of the Audit and Nomination Committees) be re-elected as a Director | Management | For | For | For | ||||||||||||||||
8 | That Rakesh Kapoor (member of the Nomination Committee) be re-elected as a Director | Management | For | For | For | ||||||||||||||||
9 | That Andre Lacroix (member of the Audit Committee) be re-elected as a Director | Management | For | For | For | ||||||||||||||||
10 | That Graham MacKay (member of the Nomination and Remuneration Committees) be re-elected as a Director | Management | For | For | For | ||||||||||||||||
11 | That Judith Sprieser (member of the Nomination and Remuneration Committees) be re-elected as a Director | Management | For | For | For | ||||||||||||||||
12 | That Warren Tucker (member of the Audit Committee) be re-elected as a Director | Management | For | For | For | ||||||||||||||||
13 | That Adrian Hennah, who was appointed to the Board since the date of the last AGM, be elected as a Director | Management | For | For | For | ||||||||||||||||
14 | That PricewaterhouseCoopers LLP be re-appointed Auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company | Management | For | For | For | ||||||||||||||||
15 | That the Directors be authorised to fix the remuneration of the Auditors | Management | For | For | For | ||||||||||||||||
16 | That in accordance with s366 and s367 of the Companies Act 2006 (the 2006 Act) the Company and any UK registered company which is or becomes a subsidiary of the Company during the period to which this resolution relates be authorised to: a) make political donations to political parties and/or independent election candidates up to a total aggregate amount of GBP 50,000; b) make political donations to political organisations other than political parties up to a total aggregate amount of GBP 50,000; and c) incur political expenditure up to a total aggregate amount of GBP 50,000 during the period from the date of this resolution until the conclusion of the next AGM of the Company in 2014, provided that the total aggregate amount of all such donations and expenditure incurred by the Company and its UK subsidiaries in such period shall not exceed GBP 50,000. For the purpose of this resolution, the terms 'political donations', 'political parties', 'independent election candidates', 'political organisations' and 'political expenditure' have the meanings set out in s363 to s365 of the 2006 Act | Management | For | For | For | ||||||||||||||||
17 | That the Directors be generally and unconditionally authorised to exercise all the powers of the Company to allot shares or grant rights to subscribe for or convert any security into shares of the Company: a) up to a nominal amount of GBP 21,000,000 (such amount to be reduced by the nominal amount allotted or granted under paragraph (b) below in excess of such sum); and b) comprising equity securities (as defined in s560(1) of the 2006 Act) up to a nominal amount of GBP 47,800,000 (such amount to be reduced by any allotments or grants made under paragraph (a) above) in connection with an offer by way of a rights issue: i) to Shareholders in proportion (as nearly as may be practicable) to their existing holdings; and ii) to holders of other equity securities as required by the rights of those securities or as the Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter, such authorities to apply until the end of next year's AGM (or, if earlier, until the close of business on 30 June 2014), but, in each case, so that the Company may make offers and enter into agreements during the relevant period which would, or might, require shares to be allotted or rights to subscribe for or convert securities into shares to be granted after the authority ends and the Directors may allot shares or grant rights to subscribe for or convert securities into shares under any such offer or agreement as if the authority had not ended | Management | For | For | For | ||||||||||||||||
18 | That if resolution 17 is passed, the Directors be given power to allot equity securities (as defined in the 2006 Act) for cash under the authority given by that resolution and/or to sell ordinary shares held by the Company as treasury shares for cash as if s561 of the 2006 Act did not apply to any such allotment or sale, such power to be limited: a) to the allotment of equity securities and sale of treasury shares for cash in connection with an offer of, or invitation to apply for, equity securities (but in the case of the authority granted under paragraph (b) of resolution 17, by way of a rights issue only): i) to Shareholders in proportion (as nearly as may be practicable) to their existing holdings; and ii ) to holders of other equity securities, as required by the rights of those securities or, as the Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter; and b) in the case of the authority granted under paragraph (a) of this resolution and/or in the case of any transfer of treasury shares which is treated as an allotment of equity securities under s560(3) of the 2006 Act, to the allotment (otherwise than under paragraph (a) above) of equity securities up to a nominal amount of GBP 3,500,000 such power to apply until the end of next year's AGM (or, if earlier, until the close of business on 30 June 2014) but during this period the Company may make offers, and enter into agreements, which would, or might, require equity securities to be allotted (and treasury shares to be sold) after the power ends and the Directors may allot equity securities under any such offer or agreement as if the power had not expired | Management | For | For | For | ||||||||||||||||
19 | That the Company be and it is hereby generally and unconditionally authorised for the purposes of s701 of the 2006 Act to make market purchases (within the meaning of s693(4) of the 2006 Act) of ordinary shares of 10p each in the capital of the Company (ordinary shares) provided that: a) the maximum number of ordinary shares which may be purchased is 73,000,000 ordinary shares (representing less than 10% of the Company's issued ordinary share capital as at 8 March 2013); b) the maximum price at which ordinary shares may be purchased is an amount equal to the higher of (i) 5% above the average of the middle market quotations for the ordinary shares as taken from the London Stock Exchange Daily Official List for the five business days preceding the date of purchase; and (ii) that stipulated by article 5(1) of the EU Buyback and Stabilisation Regulations 2003 (No. 2273/2003); and the minimum price is 10p per ordinary share, in both cases exclusive of expenses; c) the authority to purchase conferred by this resolution shall expire on the earlier of 30 June 2014 or on the date of the AGM of the Company in 2014 save that the Company may, before such expiry, enter into a contract to purchase ordinary shares under which such purchase will or may be completed or executed wholly or partly after the expiration of this authority and may make a purchase of ordinary shares in pursuance of any such contract; and d) all ordinary shares purchased pursuant to the said authority shall be either: i) cancelled immediately upon completion of the purchase; or ii) held, sold, transferred or otherwise dealt with as treasury shares in accordance with the provisions of the 2006 Act | Management | For | For | For | ||||||||||||||||
20 | That a general meeting other than an AGM may be called on not less than 14 clear days' notice | Management | For | For | For | ||||||||||||||||
SANOFI SA, PARIS | |||||||||||||||||||||
Security | F5548N101 | Meeting Type | MIX | ||||||||||||||||||
Ticker Symbol | No ticker listed in ProxyEdge. Associated with SNY | Meeting Date | 03-May-2013 | ||||||||||||||||||
ISIN | FR0000120578 | Agenda | 704317684 - Management | ||||||||||||||||||
Record Date | 26-Apr-2013 | Holding Recon Date | 26-Apr-2013 | ||||||||||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 22-Apr-2013 | |||||||||||||||
SEDOL(s) | 5671735 - 5696589 - 7166239 - B01DR51 - B043B67 - B0CRGJ9 - B114ZY6 - B19GKJ4 - B92MW11 | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | None | ||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING-INSTRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE-DATE. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN-THE PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE-INFORMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | None | ||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://balo.journal- officiel.gouv.fr/pdf/2013/0311/201303111300671. pdf .PLEAS-E NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK: https://balo.journ-al- officiel.gouv.fr/pdf/2013/0412/201304121301265. pdf. IF YOU HAVE ALREADY SEN-T IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AME- ND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | None | ||||||||||||||||||
O.1 | Approval of the corporate financial statements for the financial year 2012 | Management | For | For | For | ||||||||||||||||
O.2 | Approval of the consolidated financial statements for the financial year 2012 | Management | For | For | For | ||||||||||||||||
O.3 | Allocation of income and setting the dividend | Management | For | For | For | ||||||||||||||||
O.4 | Appointment of Mrs. Fabienne Lecorvaisier as Board member | Management | For | For | For | ||||||||||||||||
O.5 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management | For | For | For | ||||||||||||||||
E.6 | Delegation of authority to be granted to the Board of Directors to decide to issue shares and/or securities giving access to capital of the Company and/or entitling to the allotment of debts securities while maintaining preferential subscription rights | Management | For | For | For | ||||||||||||||||
E.7 | Delegation of authority to be granted to the Board of Directors to decide to issue shares and/or securities giving access to capital of the Company and/or entitling to the allotment of debts securities with cancellation of preferential subscription rights by public offering | Management | For | For | For | ||||||||||||||||
E.8 | Authorization to the Board of Directors to issue shares or securities giving access to capital without preferential subscription rights, in consideration for in-kind contributions of equity securities or securities giving access to capital | Management | For | For | For | ||||||||||||||||
E.9 | Delegation of authority to be granted to the Board of Directors to increase the number of issuable securities in case of capital increase with or without preferential subscription rights | Management | For | For | For | ||||||||||||||||
E.10 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital by incorporation of reserves, profits, premiums or other amounts | Management | For | For | For | ||||||||||||||||
E.11 | Delegation of authority to be granted to the Board of Directors to decide to issue shares or securities giving access to capital reserved for members of savings plans with cancellation of preferential subscription rights in favor of the latter | Management | For | For | For | ||||||||||||||||
E.12 | Delegation of authority to be granted to the Board of Directors to carry out free allocations of shares existing or to be issued without preferential subscription rights in favor of employees and corporate officers of the Company or affiliated companies or groups | Management | For | For | For | ||||||||||||||||
E.13 | Delegation of authority to be granted to the Board of Directors to grant share subscription or purchase options without preferential subscription rights | Management | For | For | For | ||||||||||||||||
E.14 | Delegation to be granted to the Board of Directors to reduce share capital by cancellation of treasury shares | Management | For | For | For | ||||||||||||||||
E.15 | Powers to carry out all legal formalities | Management | For | For | For | ||||||||||||||||
FUCHS PETROLUB AG, MANNHEIM | |||||||||||||||||||||
Security | D27462130 | Meeting Type | Annual General Meeting | ||||||||||||||||||
Ticker Symbol | No ticker listed in ProxyEdge. Associated with FPE3.DE | Meeting Date | 08-May-2013 | ||||||||||||||||||
ISIN | DE0005790406 | Agenda | 704380043 - Management | ||||||||||||||||||
Record Date | 16-Apr-2013 | Holding Recon Date | 16-Apr-2013 | ||||||||||||||||||
City / | Country | MANNHEI M | / | Germany | Vote Deadline Date | 29-Apr-2013 | |||||||||||||||
SEDOL(s) | 4354338 - 5301690 - B28H910 - B3BH8B7 | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | None | |||||||||||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 17 APR 2013, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE-1 BUSINESS DAY. THIS-IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GERM-AN LAW. THANK YOU. | Non-Voting | None | |||||||||||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 23 APR 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | None | |||||||||||||||||||
1. | Presentation of the financial statements of Fuchs Petrolub AG and the approved-consolidated financial statements, each as at December 31, 2012, the manageme-nt reports of Fuchs Petrolub AG and the Group, the report by the Supervisory B-oard and the report of the Executive Board on the information pursuant to Sect-ion 289 (4 and 5) and Section 315 (4) of the German Commercial Code (HGB) for-the financial year 2012 | Non-Voting | None | ||||||||||||||||||
2. | Resolution on the appropriation of profit | Management | For | For | For | ||||||||||||||||
3. | Resolution on giving formal approval to the actions of the members of the Executive Board for the financial year 2012 | Management | For | For | For | ||||||||||||||||
4. | Resolution on giving formal approval to the actions of the members of the Supervisory Board for the financial year 2012 | Management | For | For | For | ||||||||||||||||
5. | Resolution on the appointment of the auditor and the Group auditor for the financial year 2013: KPMG AG Wirtschaftsprufungsgesellschaft, Mannheim | Management | For | For | For | ||||||||||||||||
6. | Resolution on the change in legal form of Fuchs Petrolub AG to a European Company (Societas Europaea, SE) | Management | For | For | For | ||||||||||||||||
7. | Resolution on the appointment of employee representatives at Fuchs Petrolub SE | Management | For | For | For | ||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||
6033773 | BBH GLOBAL CORE SELECT | 6033773 | BROWN BROTHERS HARRIMAN & CO | 8,000 | 0 | 18-Apr-2013 | 29-Apr-2013 | ||||||||||||||
ARC RESOURCES LTD | |||||||||||||||||||||
Security | 00208D408 | Meeting Type | MIX | ||||||||||||||||||
Ticker Symbol | No ticker listed in ProxyEdge. Associated with AETUF | Meeting Date | 15-May-2013 | ||||||||||||||||||
ISIN | CA00208D4084 | Agenda | 704433692 - Management | ||||||||||||||||||
Record Date | 02-Apr-2013 | Holding Recon Date | 02-Apr-2013 | ||||||||||||||||||
City / | Country | CALGARY | / | Canada | Vote Deadline Date | 09-May-2013 | |||||||||||||||
SEDOL(s) | B5KRK72 - B6463M8 | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS "3 AND 4" AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR- RESOLUTION NUMBERS "1.1 TO 1.9 AND 2". THANK YOU. | Non-Voting | None | ||||||||||||||||||
1.1 | Election of Director: John P. Dielwart | Management | For | For | For | ||||||||||||||||
1.2 | Election of Director: Fred J. Dyment | Management | For | For | For | ||||||||||||||||
1.3 | Election of Director: Timothy J. Hearn | Management | For | For | For | ||||||||||||||||
1.4 | Election of Director: James C. Houck | Management | For | For | For | ||||||||||||||||
1.5 | Election of Director: Harold N. Kvisle | Management | For | For | For | ||||||||||||||||
1.6 | Election of Director: Kathleen M. O'Neill | Management | For | For | For | ||||||||||||||||
1.7 | Election of Director: Herbert C. Pinder, Jr. | Management | For | For | For | ||||||||||||||||
1.8 | Election of Director: Myron M. Stadnyk | Management | For | For | For | ||||||||||||||||
1.9 | Election of Director: Mac H. Van Wielingen | Management | For | For | For | ||||||||||||||||
2 | To appoint Deloitte LLP, Chartered Accountants, as auditors to hold office until the close of the next annual meeting of the Corporation, at such remuneration as may be determined by the board of directors of the Corporation | Management | For | For | For | ||||||||||||||||
3 | A resolution to approve the Corporation's Advisory Vote on Executive Compensation | Management | For | For | For | ||||||||||||||||
4 | A special resolution to amend the articles of the Corporation to change the rights, privileges, restrictions and conditions in respect of the Common Shares, including changes to set forth the terms and conditions pursuant to which the Corporation may issue Common Shares as payment of stock dividends declared on its Common Shares | Management | For | For | For | ||||||||||||||||
JC DECAUX SA, NEUILLY SUR SEINE | |||||||||||||||||||||
Security | F5333N100 | Meeting Type | MIX | ||||||||||||||||||
Ticker Symbol | No ticker listed in ProxyEdge. | Meeting Date | 15-May-2013 | ||||||||||||||||||
ISIN | FR0000077919 | Agenda | 704466564 - Management | ||||||||||||||||||
Record Date | 09-May-2013 | Holding Recon Date | 09-May-2013 | ||||||||||||||||||
City / | Country | NEUILLY- SUR- SEINE | / | France | Vote Deadline Date | 02-May-2013 | |||||||||||||||
SEDOL(s) | 7136663 - B01DL04 - B1C93C4 - B28JP18 | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 175212 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU. | Non-Voting | None | ||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | None | ||||||||||||||||||
CMMT | THE FOLLOWING APPLIES TO NON- RESIDENT SHAREOWNERS ONLY: PROXY CARDS: VOTING IN-STRUCTIONS WILL BE FORWARDED TO THE GLOBAL CUSTODIANS ON THE VOTE DEADLINE DAT-E. IN CAPACITY AS REGISTERED INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE- PROXY CARDS AND FORWARD THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFO-RMATION, PLEASE CONTACT YOUR CLIENT REPRESENTATIVE | Non-Voting | None | ||||||||||||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY CLIC-KING ON THE MATERIAL URL LINK: https://balo.journal- officiel.gouv.fr/pdf/2013/- 0429/201304291301633.pdf | Non-Voting | None | ||||||||||||||||||
O.1 | Approval of the corporate financial statements for the financial year 2012 | Management | For | For | For | ||||||||||||||||
O.2 | Approval of the consolidated financial statements for the financial year 2012 | Management | For | For | For | ||||||||||||||||
O.3 | Allocation of income | Management | For | For | For | ||||||||||||||||
O.4 | Non-tax deductible expenses and expenditures pursuant to Article 39-4 of the General Tax Code | Management | For | For | For | ||||||||||||||||
O.5 | Renewal of term of Mr. Pierre-Alain Pariente as Supervisory Board member | Management | For | For | For | ||||||||||||||||
O.6 | Appointment of Mr. Michel Bleitrach as new Supervisory Board member | Management | For | For | For | ||||||||||||||||
O.7 | Appointment of Mrs. Alexia Decaux-Lefort as new Supervisory Board member | Management | For | For | For | ||||||||||||||||
O.8 | Appointment of Mr. Gerard Degonse as new Supervisory Board member | Management | For | For | For | ||||||||||||||||
O.9 | Setting attendance allowances amount | Management | For | For | For | ||||||||||||||||
O.10 | Special report of the Statutory Auditors on the regulated agreements pursuant to Articles L.225-86 et seq. of the Commercial Code | Management | For | For | For | ||||||||||||||||
O.11 | Authorization to be granted to the Executive Board to trade in Company's shares | Management | For | For | For | ||||||||||||||||
E.12 | Delegation of authority to be granted to the Executive Board to decide to issue shares and/or securities giving access to capital of the Company while maintaining preferential subscription rights | Management | For | For | For | ||||||||||||||||
E.13 | Delegation of authority to be granted to the Executive Board to decide to issue shares and/or securities giving access to capital of the Company with cancellation of preferential subscription rights by public offering | Management | For | For | For | ||||||||||||||||
E.14 | Delegation of authority to be granted to the Executive Board to decide to issue shares and/or securities giving access to capital of the Company with cancellation of preferential subscription rights through private placement pursuant to Article L.411-2, II of the Monetary and Financial Code | Management | For | For | For | ||||||||||||||||
E.15 | Authorization to issue shares or securities giving access to capital without preferential subscription rights, in consideration for in-kind contribution of equity securities or securities giving access to capital | Management | For | For | For | ||||||||||||||||
E.16 | Delegation of authority to be granted to the Executive Board to decide to increase share capital by incorporation of reserves, profits, premiums or other amounts | Management | For | For | For | ||||||||||||||||
E.17 | Delegation of authority to be granted to the Executive Board to increase the number of issuable securities (over-allotment option) in case of capital increase with or without preferential subscription rights | Management | For | For | For | ||||||||||||||||
E.18 | Delegation of authority to be granted to the Executive Board to decide to increase share capital by issuing shares or securities giving access to capital reserved for members of company savings plans with cancellation of preferential subscription rights in favor of the latter | Management | Against | Against | For | ||||||||||||||||
E.19 | Delegation of authority to be granted to the Executive Board to grant share subscription or purchase options with cancellation of preferential subscription rights to employees and corporate officers of the group or to some of them | Management | Against | Against | For | ||||||||||||||||
E.20 | Delegation of authority to be granted to the Executive Board to grant free shares existing or to be issued with cancellation of preferential subscription rights to employees and corporate officers of the group or to some of them | Management | For | For | For | ||||||||||||||||
E.21 | Delegation of authority to be granted to the Executive Board to reduce capital by cancellation of treasury shares | Management | For | For | For | ||||||||||||||||
E.22 | Powers to carry out all legal formalities | Management | For | For | For | ||||||||||||||||
TGS-NOPEC GEOPHYSICAL COMPANY ASA | |||||||||||||||||||||
Security | R9138B102 | Meeting Type | Ordinary General Meeting | ||||||||||||||||||
Ticker Symbol | No ticker listed in ProxyEdge. Associated with TGSO.ST | Meeting Date | 04-Jun-2013 | ||||||||||||||||||
ISIN | NO0003078800 | Agenda | 704498941 - Management | ||||||||||||||||||
Record Date | 28-May-2013 | Holding Recon Date | 28-May-2013 | ||||||||||||||||||
City / | Country | OSLO | / | Norway | Blocking | Vote Deadline Date | 22-May-2013 | ||||||||||||||
SEDOL(s) | 5321676 - B01TWW1 - B11HL25 - B15SLC4 - B16TF80 - B1CN9W8 - B28MV97 - B64SV42 | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | None | ||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | None | ||||||||||||||||||
CMMT | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER'S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting | None | ||||||||||||||||||
CMMT | BLOCKING SHOULD ALWAYS BE APPLIED, RECORD DATE OR NOT. | Non-Voting | None | ||||||||||||||||||
1 | Election of a meeting chairman and a person to co-sign the minutes | Management | For | For | For | ||||||||||||||||
2 | Approval of the notice and the agenda | Management | For | For | For | ||||||||||||||||
3.a | Approval of the annual accounts and annual report for 2012 | Management | For | For | For | ||||||||||||||||
3.b | Approval of the board's proposal on dividend : The Board of Directors' proposal to distribute dividend for 2012 of NOK 8 per share | Management | For | For | For | ||||||||||||||||
4 | Approval of auditor's fee | Management | For | For | For | ||||||||||||||||
5.a | Election of director: Henry H. Hamilton III - chairman | Management | For | For | For | ||||||||||||||||
5.b | Election of director: Dr. Colette Lewiner - board member | Management | For | For | For | ||||||||||||||||
5.c | Election of director: Elisabeth Harstad - board member | Management | For | For | For | ||||||||||||||||
5.d | Election of director: Mark Leonard - board member | Management | For | For | For | ||||||||||||||||
5.e | Election of director: Bengt Lie Hansen - board member | Management | For | For | For | ||||||||||||||||
5.f | Election of director: Vicki Messer - board member | Management | For | For | For | ||||||||||||||||
5.g | Election of director: Tor Magne Lonnum - board member | Management | For | For | For | ||||||||||||||||
6 | Approval of directors' fee | Management | For | For | For | ||||||||||||||||
7 | Approval of compensation to the nomination committee | Management | For | For | For | ||||||||||||||||
8.a | Election of member to the nomination committee: Tor Himberg-Larsen - chairman | Management | For | For | For | ||||||||||||||||
8.b | Election of member to the nomination committee: Christina Stray - member | Management | For | For | For | ||||||||||||||||
9 | Statement on corporate governance | Non-Voting | |||||||||||||||||||
10 | Renewal of authority to acquire the company's shares | Management | For | For | For | ||||||||||||||||
11 | Advisory vote on the board's guidelines on compensation to the executive managers | Management | Against | Against | For | ||||||||||||||||
12 | Approval of 2013 stock option plan and resolution to issue free standing warrants | Management | For | For | For | ||||||||||||||||
13 | Authority to increase the share capital | Management | For | For | None | ||||||||||||||||
BRENNTAG AG, MUEHLHEIM/RUHR | |||||||||||||||||||||
Security | D12459109 | Meeting Type | Annual General Meeting | ||||||||||||||||||
Ticker Symbol | No ticker listed in ProxyEdge. | Meeting Date | 19-Jun-2013 | ||||||||||||||||||
ISIN | DE000A1DAHH0 | Agenda | 704501433 - Management | ||||||||||||||||||
Record Date | 12-Jun-2013 | Holding Recon Date | 12-Jun-2013 | ||||||||||||||||||
City / | Country | DUESSEL DORF | / | Germany | Blocking | Vote Deadline Date | 05-Jun-2013 | ||||||||||||||
SEDOL(s) | B3WVFC8 - B40M8Y3 - B4YVF56 - B54MMJ9 | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||
Please note that for Registered Share meetings in Germany there is now a requi-rement that any shareholder who holds an aggregate total of 3 per cent or more-of the outstanding share capital must register under their beneficial owner d-etails before the appropriate deadline to be able to vote. Failure to comply w-ith the declaration requirements as stipulated in section 21 of the Securities-Trade Act (WpHG) may prevent the shareholder from voting at the general meeti-ngs. Therefore, your custodian may request that we register beneficial owner d-ata for all voted accounts to the respective sub custodian. If you require fur-ther information with regard to whether such BO registration will be conducted- for your custodian s accounts, please contact your CSR for more information. | Non-Voting | None | |||||||||||||||||||
The sub custodians have advised that voted shares are not blocked for trading-purposes i.e. they are only unavailable for settlement. In order to deliver/se-ttle a voted position before the deregistration date a voting instruction canc- ellation and de-registration request needs to be sent to your CSR or Custodian-. Failure to de- register the shares before settlement date could result in the-settlement being delayed. Please also be aware that although some issuers per-mit the deregistration of shares at deregistration date, some shares may remai-n registered up until meeting date. If you are considering settling a traded v-oted position prior to the meeting date of this event, please contact your CSR-or custodian to ensure your shares have been deregistered. | Non-Voting | None | |||||||||||||||||||
The Vote/Registration Deadline as displayed on ProxyEdge is subject to change-and will be updated as soon as Broadridge receives confirmation from the sub c-ustodians regarding their instruction deadline. For any queries please contact-your Client Services Representative. | Non-Voting | None | |||||||||||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS | Non-Voting | None | |||||||||||||||||||
REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | |||||||||||||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 04 JUN 2013. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | None | |||||||||||||||||||
1. | Presentation of the adopted annual financial statements, the approved consolid-ated financial statements as well as the combined group management report and-management report (including the board of management's explanatory report rega-rding the information pursuant to sections 289, para. 4 and 315, para. 4 of th-e German commercial code (Handelsgesetzbuch -HGB)), for the 2012 financial year, respectively, and the report of the supervisory board | Non-Voting | None | ||||||||||||||||||
2. | Resolution on the appropriation of distributable profit in the 2012 financial year | Management | For | For | For | ||||||||||||||||
3. | Resolution on the ratification of the acts of the members of the board of management for the 2012 financial year | Management | For | For | For | ||||||||||||||||
4. | Resolution on the ratification of the acts of the members of the Supervisory board for the 2012 financial year | Management | For | For | For | ||||||||||||||||
5. | Resolution on the appointment of the auditors and consolidated group auditors for the 2013 financial year as well as the auditors for the audit reviews of interim financial reports: PricewaterhouseCoopers Aktiengesellschaft Wirtschaftsprufungsgesellschaft, Dusseldorf | Management | For | For | For | ||||||||||||||||
TESCO PLC, CHESHUNT | |||||||||||||||||||||
Security | G87621101 | Meeting Type | Annual General Meeting | ||||||||||||||||||
Ticker Symbol | No ticker listed in ProxyEdge. | Meeting Date | 28-Jun-2013 | ||||||||||||||||||
ISIN | GB0008847096 | Agenda | 704532767 - Management | ||||||||||||||||||
Record Date | 26-Jun-2013 | Holding Recon Date | 26-Jun-2013 | ||||||||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 24-Jun-2013 | |||||||||||||||
SEDOL(s) | 0884709 - 5469491 - 5474860 - B02S3J1 | Quick Code | |||||||||||||||||||
Item | Proposal | Type | Vote Cast | For/Against Management | Management Recommendation | ||||||||||||||||
1 | To receive the Report and Accounts for the year ended 23 February 2013 | Management | For | For | For | ||||||||||||||||
2 | To approve the Directors Remuneration Report | Management | For | For | For | ||||||||||||||||
3 | To declare a final dividend | Management | For | For | For | ||||||||||||||||
4 | To elect Olivia Garfield as a director | Management | For | For | For | ||||||||||||||||
5 | To re-elect Sir Richard Broadbent as a director | Management | For | For | For | ||||||||||||||||
6 | To re-elect Philip Clarke as a director | Management | For | For | For | ||||||||||||||||
7 | To re-elect Gareth Bullock as a director | Management | For | For | For | ||||||||||||||||
8 | To re-elect Patrick Cescau as a director | Management | For | For | For | ||||||||||||||||
9 | To re-elect Stuart Chambers as a director | Management | For | For | For | ||||||||||||||||
10 | To re-elect Ken Hanna as a director | Management | For | For | For | ||||||||||||||||
11 | To re-elect Laurie McIlwee as a director | Management | For | For | For | ||||||||||||||||
12 | To re-elect Deanna Oppenheimer as a director | Management | For | For | For | ||||||||||||||||
13 | To re-elect Jacqueline Tammenoms Bakker as a director | Management | For | For | For | ||||||||||||||||
14 | To re-appoint the auditors | Management | For | For | For | ||||||||||||||||
15 | To set the auditors remuneration | Management | For | For | For | ||||||||||||||||
16 | To authorise the directors to allot shares | Management | For | For | For | ||||||||||||||||
17 | To disapply pre-emption rights | Management | For | For | For | ||||||||||||||||
18 | To authorise the Company to purchase its own shares | Management | For | For | For | ||||||||||||||||
19 | To authorise political donations by the Company and its subsidiaries | Management | For | For | For | ||||||||||||||||
20 | To authorise short notice general meetings | Management | Against | Against | For |
BBH International Equity Fund
Eni Spa | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
ENI | 16-Jul-12 | Italy | Special | 5-Jul-12 | 338,341 | |
CUSIP: T3643A145 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Extraordinary Business | Mgmt | |||||
1 | Approve Elimination of Shares' Par Value and Cancellation of Treasury Shares | Mgmt | For | For | For | |
Ordinary Business | Mgmt | |||||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
Vodafone Group plc | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
VOD | 24-Jul-12 | United Kingdom | Annual | 20-Jul-12 | 2,562,514 | |
CUSIP: G93882135 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Re-elect Gerard Kleisterlee as Director | Mgmt | For | For | For | |
3 | Re-elect Vittorio Colao as Director | Mgmt | For | For | For | |
4 | Re-elect Andy Halford as Director | Mgmt | For | For | For | |
5 | Re-elect Stephen Pusey as Director | Mgmt | For | For | For | |
6 | Re-elect Renee James as Director | Mgmt | For | For | For | |
7 | Re-elect Alan Jebson as Director | Mgmt | For | For | For | |
8 | Re-elect Samuel Jonah as Director | Mgmt | For | For | For | |
9 | Re-elect Nick Land as Director | Mgmt | For | For | For | |
10 | Re-elect Anne Lauvergeon as Director | Mgmt | For | For | For | |
11 | Re-elect Luc Vandevelde as Director | Mgmt | For | For | For | |
12 | Re-elect Anthony Watson as Director | Mgmt | For | For | For | |
13 | Re-elect Philip Yea as Director | Mgmt | For | For | For | |
14 | Approve Final Dividend | Mgmt | For | For | For | |
15 | Approve Remuneration Report | Mgmt | For | For | For | |
16 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Singapore Telecommunications Ltd. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Z74 | 27-Jul-12 | Singapore | Special | 1,768,000 | ||
CUSIP: Y79985209 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
2 | Adopt SingTel Performance Share Plan 2012 | Mgmt | For | For | For | |
3 | Approve Participation by Chua Sock Koong in the SingTel Performance Share Plan | Mgmt | For | For | For | |
Singapore Telecommunications Ltd. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
Z74 | 27-Jul-12 | Singapore | Annual | 1,768,000 | ||
CUSIP: Y79985209 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2 | Declare Final Dividend of SGD 0.09 Per Share | Mgmt | For | For | For | |
3 | Reelect Chua Sock Koong as Director | Mgmt | For | For | For | |
4 | Reelect Fang Ai Lian as Director | Mgmt | For | For | For | |
5 | Reelect Kaikhushru Shiavax Nargolwala as Director | Mgmt | For | For | For | |
6 | Reelect Ong Peng Tsin as Director | Mgmt | For | For | For | |
7 | Reelect Bobby Chin Yoke Choong as Director | Mgmt | For | For | For | |
8 | Approve Directors' Fees for the Year Ending March 31, 2013 | Mgmt | For | For | For | |
9 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |
11 | Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan | Mgmt | For | For | For | |
Teva Pharmaceutical Industries Ltd. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
TEVA | 12-Sep-12 | Israel | Annual | 13-Aug-12 | 179,800 | |
CUSIP: M8769Q102 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Meeting for ADR Holders | Mgmt | |||||
1 | Receive and Discuss Consolidated Balance Sheet as of Dec. 31, 2011 and Consolidated Income Statements for 2011 | Mgmt | ||||
2 | Distribute Cash Dividends for the Year Ended Dec. 31, 2011, Paid In Four Installments in an Aggregate Amount of NIS 3.40 Per Ordinary Share | Mgmt | For | For | For | |
3.1 | Reelect Phillip Frost as Director | Mgmt | For | For | For | |
3.2 | Reelect Roger Abravanel as Director | Mgmt | For | For | For | |
3.3 | Elect Galia Maor as Director | Mgmt | For | For | For | |
3.4 | Reelect Richard A. Lerner as Director | Mgmt | For | For | For | |
3.5 | Reelect Erez Vigodman as Director | Mgmt | For | For | For | |
4 | Approve Payment to Each of the Company Directors, Other Than the Chairman and Vice Chairman, of an Annual Fee Plus a Per Meeting Fee | Mgmt | For | For | For | |
5 | Approve Annual Fee and Reimbursement of Expenses of Chairman | Mgmt | For | For | For | |
6 | Approve Annual Fee and Reimbursement of Expenses of Vice Chairman | Mgmt | For | For | For | |
7 | Approve Certain Amendments to Articles of Association | Mgmt | For | For | For | |
8 | Approve Indemnification and Release Agreements for Directors of the Company | Mgmt | For | For | For | |
9 | Reappoint Kesselman & Kesselman as Independent Registered Public Accounting Firm of the Company and Authorize Board To Determine Its Compensation | Mgmt | For | For | For | |
Amcor Limited | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
AMC | 25-Oct-12 | Australia | Annual | 23-Oct-12 | 645,460 | |
CUSIP: Q03080100 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
2a | Elect Graeme Liebelt as a Director | Mgmt | For | For | For | |
2b | Elect John Pizzey as a Director | Mgmt | For | For | For | |
2c | Elect Jeremy Sutcliffe as a Director | Mgmt | For | For | For | |
3 | Approve the Grant of Up to 317,000 Performance Rights and Up to 1.37 Million Options to Ken MacKenzie, Managing Director and CEO of the Company | Mgmt | For | For | For | |
4 | Approve the Adoption of the Remuneration Report | Mgmt | For | For | For | |
5 | Approve the Amendments to the Company's Constitution | Mgmt | For | For | For | |
Intesa SanPaolo SPA | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
ISP | 29-Oct-12 | Italy | Special | 18-Oct-12 | 2,253,952 | |
CUSIP: T55067101 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Extraordinary Business | Mgmt | |||||
1 | Amend Company Bylaws | Mgmt | For | For | For | |
Reed Elsevier NV | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
REN | 06-Nov-12 | Netherlands | Special | 9-Oct-12 | 417,816 | |
CUSIP: N73430113 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | |||
Special Meeting | Mgmt | |||||
1 | Open Meeting | Mgmt | ||||
2 | Elect Linda S. Sanford to Supervisory Board | Mgmt | For | For | For | |
3a | Elect Duncan Palmer to Executive Board | Mgmt | For | For | For | |
3b | Approve Allocation of Shares to Duncan Palmer | Mgmt | For | For | For | |
4 | Close Meeting | Mgmt | ||||
Compass Group plc | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
CPG | 07-Feb-13 | United Kingdom | Annual | 5-Feb-13 | 586,447 | |
CUSIP: G23296182 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend | Mgmt | For | For | For | |
4 | Re-elect Sir Roy Gardner as Director | Mgmt | For | For | For | |
5 | Elect Dominic Blakemore as Director | Mgmt | For | For | For | |
6 | Re-elect Richard Cousins as Director | Mgmt | For | For | For | |
7 | Re-elect Gary Green as Director | Mgmt | For | For | For | |
8 | Re-elect Andrew Martin as Director | Mgmt | For | For | For | |
9 | Re-elect John Bason as Director | Mgmt | For | For | For | |
10 | Re-elect Sir James Crosby as Director | Mgmt | For | For | For | |
11 | Re-elect Susan Murray as Director | Mgmt | For | For | For | |
12 | Re-elect Don Robert as Director | Mgmt | For | For | For | |
13 | Re-elect Sir Ian Robinson as Director | Mgmt | For | For | For | |
14 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
16 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
17 | Amend Long Term Incentive Plan 2010 | Mgmt | For | For | For | |
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
20 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Banco Santander S.A. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
SAN | 21-Mar-13 | Spain | Annual | 14-Mar-13 | 396,695 | |
CUSIP: E19790109 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1.A | Approve Consolidated and Standalone Financial Statements | Mgmt | For | For | For | |
1.B | Approve Discharge of Board | Mgmt | For | For | For | |
2 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |
3.A | Reelect Guillermo de la Dehesa Romero as Director | Mgmt | For | For | For | |
3.B | Reelect Abel Matutes Juan as Director | Mgmt | For | For | For | |
3.C | Reelect Ángel Jado Becerro de Bengoa as Director | Mgmt | For | For | For | |
3.D | Reelect Javier Botín-Sanz de Sautuola y O'Shea as Director | Mgmt | For | Against | Against | |
3.E | Reelect Isabel Tocino Biscarolasaga as Director | Mgmt | For | For | For | |
3.F | Reelect Fernando de Asúa Álvarez as Director | Mgmt | For | Against | Against | |
4 | Renew Appointment of Deloitte as Auditor | Mgmt | For | For | For | |
5 | Approve Company's Corporate Website | Mgmt | For | For | For | |
6 | Approve Acquisition of Banco Español de Crédito SA | Mgmt | For | For | For | |
7 | Approve Merger by Absorption of Banif Sa | Mgmt | For | For | For | |
8.A | Amend Article 58 Re: Board Remuneration | Mgmt | For | For | For | |
8.B | Amend Article 61 Re: Company's Corporate Website | Mgmt | For | For | For | |
9 | Approve Capital Raising | Mgmt | For | For | For | |
10 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent | Mgmt | For | For | For | |
11.A | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | |
11.B | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | |
11.C | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | |
11.D | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | |
12.A | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion | Mgmt | For | For | For | |
12.B | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Mgmt | For | For | For | |
13.A | Approve Deferred Share Bonus Plan | Mgmt | For | For | For | |
13.B | Approve Deferred Share Bonus Plan | Mgmt | For | For | For | |
13.C | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
15 | Advisory Vote on Remuneration Policy Report | Mgmt | For | For | For | |
Iberdrola S.A. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
IBE | 22-Mar-13 | Spain | Annual | 17-Mar-13 | 2,046,083 | |
CUSIP: E6165F166 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Consolidated and Standalone Financial Statements | Mgmt | For | For | For | |
2 | Approve Management Reports | Mgmt | For | For | For | |
3 | Approve Discharge of Board | Mgmt | For | For | For | |
4 | Renew Appointment of Ernst & Young as Auditor | Mgmt | For | For | For | |
5 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | |
6.A | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | |
6.B | Authorize Capitalization of Reserves for Scrip Dividends | Mgmt | For | For | For | |
7 | Ratify Appointment of and Elect Manuel Lagares Gómez-Abascal as Director | Mgmt | For | For | For | |
8 | Authorize Board to Create and Fund Associations and Foundations | Mgmt | For | For | For | |
9.A | Amend Article 6 Re: Representation of Shares | Mgmt | For | For | For | |
9.B | Amend Articles Re: Board Functioning | Mgmt | For | For | For | |
10 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Mgmt | For | For | For | |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
12 | Advisory Vote on Remuneration Policy Report | Mgmt | For | For | For | |
Kao Corp. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4452 | 26-Mar-13 | Japan | Annual | 31-Dec-12 | 255,600 | |
CUSIP: J30642169 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 31 | Mgmt | For | For | For | |
2.1 | Elect Director Ozaki, Motoki | Mgmt | For | For | For | |
2.2 | Elect Director Sawada, Michitaka | Mgmt | For | For | For | |
2.3 | Elect Director Kanda, Hiroshi | Mgmt | For | For | For | |
2.4 | Elect Director Takahashi, Tatsuo | Mgmt | For | For | For | |
2.5 | Elect Director Saito, Toshihide | Mgmt | For | For | For | |
2.6 | Elect Director Hashimoto, Ken | Mgmt | For | For | For | |
2.7 | Elect Director Mitsui, Hisao | Mgmt | For | For | For | |
2.8 | Elect Director Ikeda, Teruhiko | Mgmt | For | For | For | |
2.9 | Elect Director Kadonaga, Sonosuke | Mgmt | For | For | For | |
2.10 | Elect Director Nagashima, Toru | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor Kobayashi, Shoji | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor Igarashi, Norio | Mgmt | For | For | For | |
Trend Micro Inc. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4704 | 26-Mar-13 | Japan | Annual | 31-Dec-12 | 58,800 | |
CUSIP: J9298Q104 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 67 | Mgmt | For | For | For | |
2.1 | Elect Director Chang Ming-Jang | Mgmt | For | For | For | |
2.2 | Elect Director Eva Chen | Mgmt | For | For | For | |
2.3 | Elect Director Mahendra Negi | Mgmt | For | For | For | |
2.4 | Elect Director Omikawa, Akihiko | Mgmt | For | For | For | |
2.5 | Elect Director Nonaka, Ikujiro | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor Hasegawa, Fumio | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor Kameoka, Yasuo | Mgmt | For | For | For | |
3.3 | Appoint Statutory Auditor Fujita, Koji | Mgmt | For | For | For | |
3.4 | Appoint Statutory Auditor Senpo, Masaru | Mgmt | For | For | For | |
4 | Approve Cash Incentive Plan for Directors | Mgmt | For | For | For | |
QBE Insurance Group Ltd. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
QBE | 27-Mar-13 | Australia | Annual | 25-Mar-13 | 396,954 | |
CUSIP: Q78063114 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
2 | Approve the Remuneration Report | Mgmt | For | For | For | |
3 | Approve the Grant of Up to 162,493 Conditional Rights to Frank O'Halloran, Former Group Chief Executive Officer | Mgmt | For | For | For | |
4 | Approve the Payment of a Retirement Allowance of A$2.34 Million to Frank O'Halloran, Former Group Chief Executive Officer | Mgmt | For | For | For | |
5 | Approve the Grant of 90,000 Conditional Rights to John Neal, Group Chief Executive Officer of the Company | Mgmt | For | For | For | |
6 | Approve the Grant of Up to 68,127 Conditional Rights to John Neal, Group Chief Executive Officer | Mgmt | For | For | For | |
7 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Mgmt | For | For | For | |
8 | Elect John Graf as a Director | Mgmt | For | For | For | |
9a | Elect Duncan Boyle as a Director | Mgmt | For | For | For | |
9b | Elect John Green as a Director | Mgmt | For | For | For | |
Canon Inc. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
7751 | 28-Mar-13 | Japan | Annual | 31-Dec-12 | 299,250 | |
CUSIP: J05124144 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Mgmt | For | For | For | |
2.1 | Elect Director Mitarai, Fujio | Mgmt | For | Against | Against | |
2.2 | Elect Director Tanaka, Toshizo | Mgmt | For | For | For | |
2.3 | Elect Director Ikoma, Toshiaki | Mgmt | For | For | For | |
2.4 | Elect Director Watanabe, Kunio | Mgmt | For | For | For | |
2.5 | Elect Director Adachi, Yoroku | Mgmt | For | For | For | |
2.6 | Elect Director Mitsuhashi, Yasuo | Mgmt | For | For | For | |
2.7 | Elect Director Matsumoto, Shigeyuki | Mgmt | For | For | For | |
2.8 | Elect Director Homma, Toshio | Mgmt | For | For | For | |
2.9 | Elect Director Nakaoka, Masaki | Mgmt | For | For | For | |
2.10 | Elect Director Honda, Haruhisa | Mgmt | For | For | For | |
2.11 | Elect Director Ozawa, Hideki | Mgmt | For | For | For | |
2.12 | Elect Director Maeda, Masaya | Mgmt | For | For | For | |
2.13 | Elect Director Tani, Yasuhiro | Mgmt | For | For | For | |
2.14 | Elect Director Araki, Makoto | Mgmt | For | For | For | |
2.15 | Elect Director Suematsu, Hiroyuki | Mgmt | For | For | For | |
2.16 | Elect Director Uzawa, Shigeyuki | Mgmt | For | For | For | |
2.17 | Elect Director Nagasawa, Kenichi | Mgmt | For | For | For | |
2.18 | Elect Director Otsuka, Naoji | Mgmt | For | For | For | |
2.19 | Elect Director Yamada, Masanori | Mgmt | For | For | For | |
2.20 | Elect Director Wakiya, Aitake | Mgmt | For | For | For | |
2.21 | Elect Director Ono, Kazuto | Mgmt | For | For | For | |
3 | Approve Special Payments in Connection with Abolition of Retirement Bonus System | Mgmt | For | Against | Against | |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Mgmt | For | For | For | |
5 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
AMEC plc | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
AMEC | 04-Apr-13 | United Kingdom | Annual | 2-Apr-13 | 213,046 | |
CUSIP: G02604117 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Final Dividend | Mgmt | For | For | For | |
3 | Approve Remuneration Report | Mgmt | For | For | For | |
4 | Approve Remuneration Policy | Mgmt | For | For | For | |
5 | Elect Linda Adamany as Director | Mgmt | For | For | For | |
6 | Re-elect John Connolly as Director | Mgmt | For | For | For | |
7 | Re-elect Samir Brikho as Director | Mgmt | For | For | For | |
8 | Re-elect Ian McHoul as Director | Mgmt | For | For | For | |
9 | Re-elect Neil Carson as Director | Mgmt | For | For | For | |
10 | Re-elect Colin Day as Director | Mgmt | For | For | For | |
11 | Re-elect Tim Faithfull as Director | Mgmt | For | For | For | |
12 | Re-elect Simon Thompson as Director | Mgmt | For | For | For | |
13 | Reappoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | |
14 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
15 | Approve Increase in the Aggregate Limit of Fees Payable to Directors | Mgmt | For | For | For | |
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
BP plc | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
BP. | 11-Apr-13 | United Kingdom | Annual | 9-Apr-13 | 1,126,096 | |
CUSIP: G12793108 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Bob Dudley as Director | Mgmt | For | For | For | |
4 | Re-elect Iain Conn as Director | Mgmt | For | For | For | |
5 | Re-elect Dr Brian Gilvary as Director | Mgmt | For | For | For | |
6 | Re-elect Paul Anderson as Director | Mgmt | For | For | For | |
7 | Re-elect Frank Bowman as Director | Mgmt | For | For | For | |
8 | Re-elect Antony Burgmans as Director | Mgmt | For | For | For | |
9 | Re-elect Cynthia Carroll as Director | Mgmt | For | For | For | |
10 | Re-elect George David as Director | Mgmt | For | For | For | |
11 | Re-elect Ian Davis as Director | Mgmt | For | For | For | |
12 | Re-elect Dame Ann Dowling as Director | Mgmt | For | For | For | |
13 | Re-elect Brendan Nelson as Director | Mgmt | For | For | For | |
14 | Re-elect Phuthuma Nhleko as Director | Mgmt | For | For | For | |
15 | Re-elect Andrew Shilston as Director | Mgmt | For | For | For | |
16 | Re-elect Carl-Henric Svanberg as Director | Mgmt | For | For | For | |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Mgmt | For | For | For | |
18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |
19 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Vinci | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
DG | 16-Apr-13 | France | Annual/Special | 10-Apr-13 | 124,363 | |
CUSIP: F5879X108 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Ordinary Business | Mgmt | |||||
1 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.77 per Share | Mgmt | For | For | For | |
4 | Approve Stock Dividend Program (Cash or Shares) | Mgmt | For | For | For | |
5 | Reelect Michael Pragnell as Director | Mgmt | For | For | For | |
6 | Elect Yannick Assouad as Director | Mgmt | For | For | For | |
7 | Elect Graziella Gavezotti as Director | Mgmt | For | For | For | |
8 | Renew Appointment of Deloitte et Associes as Auditor | Mgmt | For | For | For | |
9 | Appoint KPMG Audit IS as Auditor | Mgmt | For | For | For | |
10 | Renew Appointment of BEAS Sarl as Alternate Auditor | Mgmt | For | For | For | |
11 | Appoint KPMG Audit ID as Alternate Auditor | Mgmt | For | For | For | |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
13 | Approve Transaction with Vinci Energies Re: Participation in Cegelec Entreprise | Mgmt | For | For | For | |
14 | Approve Transaction with YTSeuropaconsultants Re: Consulting Services | Mgmt | For | Against | Against | |
15 | Approve Transaction with Vinci Deutschland | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
17 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Mgmt | For | For | For | |
19 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million | Mgmt | For | For | For | |
20 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million | Mgmt | For | For | For | |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |
22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
23 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Mgmt | For | Against | Against | |
24 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Koninklijke Ahold NV | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
AH | 17-Apr-13 | Netherlands | Annual | 20-Mar-13 | 643,639 | |
CUSIP: N0139V142 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Annual Meeting | Mgmt | |||||
1 | Open Meeting | Mgmt | ||||
2 | Receive Report of Management Board (Non-Voting) | Mgmt | ||||
3 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||||
4 | Adopt Financial Statements | Mgmt | For | For | For | |
5 | Approve Dividends of EUR 0.44 Per Share | Mgmt | For | For | For | |
6 | Approve Discharge of Management Board | Mgmt | For | For | For | |
7 | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
8 | Elect J.H.M. Hommen to Supervisory Board | Mgmt | For | For | For | |
9 | Reelect D.C. Doijer to Supervisory Board | Mgmt | For | For | For | |
10 | Reelect S.M. Shern to Supervisory Board | Mgmt | For | For | For | |
11 | Reelect B.J. Noteboom to Supervisory Board | Mgmt | For | For | For | |
12 | Approve Amendments to Remuneration Policy for Management Board Members | Mgmt | For | For | For | |
13 | Approve Remuneration of Supervisory Board | Mgmt | For | For | For | |
14 | Amend Articles of Association | Mgmt | For | For | For | |
15 | Ratify PricewaterhouseCoopers as Auditors | Mgmt | For | For | For | |
16 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Mgmt | For | For | For | |
17 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 16 | Mgmt | For | For | For | |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
19 | Approve Reduction in Share Capital by Cancellation of Shares | Mgmt | For | For | For | |
20 | Close Meeting | Mgmt | ||||
RWE AG | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
RWE | 18-Apr-13 | Germany | Annual | 27-Mar-13 | 201,757 | |
CUSIP: D6629K109 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Mgmt | ||||
2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | Mgmt | For | For | For | |
3 | Approve Discharge of Management Board for Fiscal 2012 | Mgmt | For | For | For | |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Mgmt | For | For | For | |
5 | Approve Remuneration System for Management Board Members | Mgmt | For | Against | Against | |
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 | Mgmt | For | For | For | |
7 | Ratify PricewaterhouseCoopers AG as Auditors for the Half Year Financial Report 2013 | Mgmt | For | For | For | |
8a | Elect Werner Brandt to the Supervisory Board | Mgmt | For | For | For | |
8b | Elect Hans-Peter Keitel to the Supervisory Board | Mgmt | For | For | For | |
9 | Approve Remuneration of Supervisory Board | Mgmt | For | For | For | |
Intesa SanPaolo SPA | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
ISP | 22-Apr-13 | Italy | Annual | 11-Apr-13 | 1,393,816 | |
CUSIP: T55067101 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Ordinary Business | Mgmt | |||||
1 | Approve Allocation of Income | Mgmt | For | For | For | |
2.a | Fix Number of Supervisory Board Members | Mgmt | For | For | For | |
2.b.3 | Slate 3 Submitted by Institutional Investors | SH | None | For | For | |
2.c | Elect Chairman and Deputy Chairmen of the Supervisory Board | SH | None | Against | Against | |
2.d | Approve Remuneration of Supervisory Board Members | Mgmt | For | Against | Against | |
3.a | Remuneration Policies for Management Board Members | Mgmt | For | For | For | |
3.b | Approve Remuneration Report | Mgmt | For | For | For | |
3.c | Approve Executive Incentive Bonus Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Mgmt | For | For | For | |
Carrefour | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
CA | 23-Apr-13 | France | Annual/Special | 17-Apr-13 | 188,931 | |
CUSIP: F13923119 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 0.58 per Share | Mgmt | For | For | For | |
4 | Reelect Sebastien Bazin as Director | Mgmt | For | For | For | |
5 | Reelect Thierry Breton as Director | Mgmt | For | For | For | |
6 | Reelect Charles Edelstenne as Director | Mgmt | For | For | For | |
7 | Reelect Anne-Claire Taittinger as Director | Mgmt | For | For | For | |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
9 | Amend Article 20 of Bylaws Re: Proxy Voting | Mgmt | For | For | For | |
10 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Mgmt | For | For | For | |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | Mgmt | For | For | For | |
13 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 90 Million | Mgmt | For | For | For | |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
15 | Authorize Capital Increase of Up to EUR 90 Million for Future Exchange Offers | Mgmt | For | For | For | |
16 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
17 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
Reed Elsevier NV | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
REN | 24-Apr-13 | Netherlands | Annual | 27-Mar-13 | 362,871 | |
CUSIP: N73430113 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Annual Meeting | Mgmt | |||||
1 | Open Meeting | Mgmt | ||||
2 | Discuss Annual Report 2012 | Mgmt | ||||
3 | Adopt Financial Statements | Mgmt | For | For | For | |
4a | Approve Discharge of Management Board | Mgmt | For | For | For | |
4b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
5 | Approve Dividends of EUR 0.467 Per Share | Mgmt | For | For | For | |
6 | Ratify Deloitte Accountants as Auditors | Mgmt | For | For | For | |
7a | Elect Wolfhart Hauser to Supervisory Board | Mgmt | For | For | For | |
7b | Reelect Anthony Habgood to Supervisory Board | Mgmt | For | For | For | |
7c | Reelect Adrian Hennah to Supervisory Board | Mgmt | For | For | For | |
7d | Reelect Lisa Hook to Supervisory Board | Mgmt | For | For | For | |
7e | Reelect Marike van Lier Lels to Supervisory Board | Mgmt | For | For | For | |
7f | Reelect Robert Polet to Supervisory Board | Mgmt | For | For | For | |
7g | Reelect Linda S. Sanford to Supervisory Board | Mgmt | For | For | For | |
7h | Reelect Ben van der Veer to Supervisory Board | Mgmt | For | For | For | |
8a | Reelect Erik Engstrom to Executive Board | Mgmt | For | For | For | |
8b | Reelect Duncan Palmer to Executive Board | Mgmt | For | For | For | |
9 | Amend Articles Re: Implementation of One-Tier Board Structure and Reflect Legislative Changes | Mgmt | For | For | For | |
10a | Amend Remuneration Policy for Management Board Members | Mgmt | For | For | For | |
10b | Approve Restricted Stock Plan According to Remuneration Policy under Item 10a | Mgmt | For | For | For | |
10c | Approve Renewal of Stock Option Plan According to Remuneration Policy under Item 10a | Mgmt | For | For | For | |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
12a | Grant Board Authority to Issue Shares | Mgmt | For | For | For | |
12b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12a | Mgmt | For | For | For | |
13 | Other Business (Non-Voting) | Mgmt | ||||
14 | Close Meeting | Mgmt | ||||
United Overseas Bank Limited | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
U11 | 25-Apr-13 | Singapore | Annual | 352,731 | ||
CUSIP: V96194127 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2 | Declare Final Dividend and Special Dividend | Mgmt | For | For | For | |
3 | Approve Directors' Fees | Mgmt | For | For | For | |
4 | Approve Fee to the Chairman of the Bank for the Period from January 2012 to December 2012 | Mgmt | For | Against | Against | |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
6 | Elect Wee Ee Cheong as Director | Mgmt | For | For | For | |
7 | Elect Franklin Leo Lavin as Director | Mgmt | For | For | For | |
8 | Elect James Koh Cher Siang as Director | Mgmt | For | For | For | |
9 | Elect Ong Yew Huat as Director | Mgmt | For | For | For | |
10 | Elect Wee Cho Yaw as Director | Mgmt | For | Against | Against | |
11 | Elect Cham Tao Soon as Director | Mgmt | For | For | For | |
12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |
13 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Mgmt | For | For | For | |
14 | Approve Issuance of Preference Shares | Mgmt | For | For | For | |
15 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
GlaxoSmithKline plc | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
GSK | 01-May-13 | United Kingdom | Annual | 29-Apr-13 | 449,638 | |
CUSIP: G3910J112 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Elect Lynn Elsenhans as Director | Mgmt | For | For | For | |
4 | Elect Jing Ulrich as Director | Mgmt | For | For | For | |
5 | Elect Hans Wijers as Director | Mgmt | For | For | For | |
6 | Re-elect Sir Christopher Gent as Director | Mgmt | For | For | For | |
7 | Re-elect Sir Andrew Witty as Director | Mgmt | For | For | For | |
8 | Re-elect Sir Roy Anderson as Director | Mgmt | For | For | For | |
9 | Re-elect Dr Stephanie Burns as Director | Mgmt | For | For | For | |
10 | Re-elect Stacey Cartwright as Director | Mgmt | For | For | For | |
11 | Re-elect Simon Dingemans as Director | Mgmt | For | For | For | |
12 | Re-elect Judy Lewent as Director | Mgmt | For | For | For | |
13 | Re-elect Sir Deryck Maughan as Director | Mgmt | For | For | For | |
14 | Re-elect Dr Daniel Podolsky as Director | Mgmt | For | For | For | |
15 | Re-elect Dr Moncef Slaoui as Director | Mgmt | For | For | For | |
16 | Re-elect Tom de Swaan as Director | Mgmt | For | For | For | |
17 | Re-elect Sir Robert Wilson as Director | Mgmt | For | For | For | |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
21 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
22 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
23 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Mgmt | For | For | For | |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Sanofi | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
SAN | 03-May-13 | France | Annual/Special | 26-Apr-13 | 97,962 | |
CUSIP: F5548N101 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 2.77 per Share | Mgmt | For | For | For | |
4 | Elect Fabienne Lecorvaisier as Director | Mgmt | For | For | For | |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Mgmt | For | For | For | |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Mgmt | For | For | For | |
8 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
9 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |
10 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
11 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
12 | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | Mgmt | For | For | For | |
13 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | For | For | |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
15 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
AMP Limited | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
AMP | 09-May-13 | Australia | Annual | 7-May-13 | 1,247,793 | |
CUSIP: Q0344G101 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
2a | Elect Peter Mason as a Director | Mgmt | For | For | For | |
2b | Elect Simon McKeon as a Director | Mgmt | For | For | For | |
3 | Approve the Remuneration Report | Mgmt | For | For | For | |
4 | Approve the Long Term Incentive to Craig Dunn, Managing Director of the Company | Mgmt | For | For | For | |
Eni S.p.A. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
ENI | 10-May-13 | Italy | Annual | 30-Apr-13 | 365,265 | |
CUSIP: T3643A145 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Ordinary Business | Mgmt | |||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Allocation of Income | Mgmt | For | For | For | |
3 | Approve Remuneration Report | Mgmt | For | For | For | |
4 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
Unilever plc | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
ULVR | 15-May-13 | United Kingdom | Annual | 13-May-13 | 246,057 | |
CUSIP: G92087165 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Paul Polman as Director | Mgmt | For | For | For | |
4 | Re-elect Jean-Marc Huet as Director | Mgmt | For | For | For | |
5 | Re-elect Louise Fresco as Director | Mgmt | For | For | For | |
6 | Re-elect Ann Fudge as Director | Mgmt | For | For | For | |
7 | Re-elect Charles Golden as Director | Mgmt | For | For | For | |
8 | Re-elect Byron Grote as Director | Mgmt | For | For | For | |
9 | Re-elect Hixonia Nyasulu as Director | Mgmt | For | For | For | |
10 | Re-elect Sir Malcolm Rifkind as Director | Mgmt | For | For | For | |
11 | Re-elect Kees Storm as Director | Mgmt | For | For | For | |
12 | Re-elect Michael Treschow as Director | Mgmt | For | For | For | |
13 | Re-elect Paul Walsh as Director | Mgmt | For | For | For | |
14 | Elect Laura Cha as Director | Mgmt | For | For | For | |
15 | Elect Mary Ma as Director | Mgmt | For | For | For | |
16 | Elect John Rishton as Director | Mgmt | For | For | For | |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
18 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
19 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
21 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |
22 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Jardine Matheson Holdings Ltd. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
J36 | 16-May-13 | Bermuda | Annual | 71,200 | ||
CUSIP: G50736100 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Accept Financial Statements and Statutory Reports and Approve Final Dividend | Mgmt | For | For | For | |
2 | Reelect Jenkin Hui as Director | Mgmt | For | Against | Against | |
3 | Reelect Lord Leach of Fairford as Director | Mgmt | For | Abstain | Abstain | |
4 | Reelect Lord Sassoon as Director | Mgmt | For | Abstain | Abstain | |
5 | Reelect Giles White as Director | Mgmt | For | Abstain | Abstain | |
6 | Approve Remuneration of Directors | Mgmt | For | For | For | |
7 | Approve Auditors and Authorise Board to Fix Their Remuneration | Mgmt | For | For | For | |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |
9 | Authorise Share Repurchase Program | Mgmt | For | For | For | |
Total SA | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
FP | 17-May-13 | France | Annual/Special | 13-May-13 | 199,988 | |
CUSIP: F92124100 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 2.34 per Share | Mgmt | For | For | For | |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
5 | Reelect Thierry Desmarest as Director | Mgmt | For | For | For | |
6 | Reelect Gunnar Brock as Director | Mgmt | For | For | For | |
7 | Reelect Gerard Lamarche as Director | Mgmt | For | For | For | |
8 | Elect Charles Keller as Representative of Employee Shareholders to the Board | Mgmt | For | For | For | |
9 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Mgmt | Against | Against | For | |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
11 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | Against | |
12 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
Shareholder s Submitted by UES Amont Total Workers' Counsel | Mgmt | |||||
A | Approve the Establishment of an Independent Ethics Committee | SH | Against | Against | For | |
B | Approve to Link Remuneration to Positive Safety Indicators | SH | Against | Against | For | |
C | Acquire the Diversity Label | SH | Against | Against | For | |
D | Approve Nomination of Employees Representative to the Remuneration Committee | SH | Against | Against | For | |
E | Allow Loyalty Dividends to Long-Term Registered Shareholders | SH | Against | Against | For | |
Royal Dutch Shell plc | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
RDSA | 21-May-13 | United Kingdom | Annual | 17-May-13 | 220,539 | |
CUSIP: G7690A118 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Josef Ackermann as Director | Mgmt | For | For | For | |
4 | Re-elect Guy Elliott as Director | Mgmt | For | For | For | |
5 | Re-elect Simon Henry as Director | Mgmt | For | For | For | |
6 | Re-elect Charles Holliday as Director | Mgmt | For | For | For | |
7 | Re-elect Gerard Kleisterlee as Director | Mgmt | For | For | For | |
8 | Re-elect Jorma Ollila as Director | Mgmt | For | For | For | |
9 | Re-elect Sir Nigel Sheinwald as Director | Mgmt | For | For | For | |
10 | Re-elect Linda Stuntz as Director | Mgmt | For | For | For | |
11 | Re-elect Peter Voser as Director | Mgmt | For | For | For | |
12 | Re-elect Hans Wijers as Director | Mgmt | For | For | For | |
13 | Elect Gerrit Zalm as Director | Mgmt | For | For | For | |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |
19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
Societe Generale | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
GLE | 22-May-13 | France | Annual | 16-May-13 | 76,134 | |
CUSIP: F43638141 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | Mgmt | For | For | For | |
3 | Approve Stock Dividend Program (New Shares) | Mgmt | For | For | For | |
4 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
5 | Approve Auditors' Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions | Mgmt | For | For | For | |
6 | Reelect Jean-Bernard Levy as Director | Mgmt | For | For | For | |
7 | Elect Alexandra Schaapveld as Director | Mgmt | For | For | For | |
8 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Mgmt | For | For | For | |
9 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
BG Group plc | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
BG. | 23-May-13 | United Kingdom | Annual | 21-May-13 | 421,603 | |
CUSIP: G1245Z108 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend | Mgmt | For | For | For | |
4 | Elect Den Jones as Director | Mgmt | For | For | For | |
5 | Elect Lim Haw-Kuang as Director | Mgmt | For | For | For | |
6 | Re-elect Peter Backhouse as Director | Mgmt | For | For | For | |
7 | Re-elect Vivienne Cox as Director | Mgmt | For | For | For | |
8 | Re-elect Chris Finlayson as Director | Mgmt | For | For | For | |
9 | Re-elect Andrew Gould as Director | Mgmt | For | For | For | |
10 | Re-elect Baroness Hogg as Director | Mgmt | For | For | For | |
11 | Re-elect Dr John Hood as Director | Mgmt | For | For | For | |
12 | Re-elect Martin Houston as Director | Mgmt | For | For | For | |
13 | Re-elect Caio Koch-Weser as Director | Mgmt | For | For | For | |
14 | Re-elect Sir David Manning as Director | Mgmt | For | For | For | |
15 | Re-elect Mark Seligman as Director | Mgmt | For | For | For | |
16 | Re-elect Patrick Thomas as Director | Mgmt | For | For | For | |
17 | Appoint Ernst & Young LLP as Auditors | Mgmt | For | For | For | |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
20 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
21 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
22 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Seven & i Holdings Co Ltd | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
3382 | 23-May-13 | Japan | Annual | 28-Feb-13 | 268,600 | |
CUSIP: J7165H108 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 33 | Mgmt | For | For | For | |
2.1 | Elect Director Suzuki, Toshifumi | Mgmt | For | For | For | |
2.2 | Elect Director Murata, Noritoshi | Mgmt | For | For | For | |
2.3 | Elect Director Goto, Katsuhiro | Mgmt | For | For | For | |
2.4 | Elect Director Kobayashi, Tsuyoshi | Mgmt | For | For | For | |
2.5 | Elect Director Ito, Junro | Mgmt | For | For | For | |
2.6 | Elect Director Takahashi, Kunio | Mgmt | For | For | For | |
2.7 | Elect Director Shimizu, Akihiko | Mgmt | For | For | For | |
2.8 | Elect Director Kamei, Atsushi | Mgmt | For | For | For | |
2.9 | Elect Director Isaka, Ryuichi | Mgmt | For | For | For | |
2.10 | Elect Director Anzai, Takashi | Mgmt | For | For | For | |
2.11 | Elect Director Otaka, Zenko | Mgmt | For | For | For | |
2.12 | Elect Director Matsumoto, Ryu | Mgmt | For | For | For | |
2.13 | Elect Director Okubo, Tsuneo | Mgmt | For | For | For | |
2.14 | Elect Director Shimizu, Noritaka | Mgmt | For | For | For | |
2.15 | Elect Director Scott Trevor Davis | Mgmt | For | For | For | |
2.16 | Elect Director Nonaka, Ikujiro | Mgmt | For | For | For | |
3 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | |
France Telecom | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
FTE | 28-May-13 | France | Annual/Special | 22-May-13 | 822,739 | |
CUSIP: F4113C103 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Treatment of Losses and Dividends of EUR 0.78 per Share | Mgmt | For | For | For | |
4 | Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, "Cloudwatt" | Mgmt | For | For | For | |
5 | Elect Fonds Strategique d'Investissement as Director | Mgmt | For | Against | Against | |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
7 | Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly | Mgmt | For | For | For | |
8 | Amend Article 13 of Bylaws Re: Directors' Mandates | Mgmt | For | For | For | |
9 | Amend Article 13.2 of Bylaws Re: Election of Representative of Employee | Mgmt | For | For | For | |
10 | Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders | Mgmt | For | For | For | |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Mgmt | For | For | For | |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Mgmt | For | For | For | |
13 | Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion | Mgmt | For | For | For | |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 13 | Mgmt | For | For | For | |
15 | Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers | Mgmt | For | For | For | |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
17 | Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement | Mgmt | For | For | For | |
18 | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion | Mgmt | For | For | For | |
19 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
20 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
China Mobile Limited | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
00941 | 30-May-13 | Hong Kong | Annual | 23-May-13 | 523,500 | |
CUSIP: Y14965100 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Declare Final Dividend | Mgmt | For | For | For | |
3a | Elect Li Yue as Director | Mgmt | For | For | For | |
3b | Elect Xue Taohai as Director | Mgmt | For | For | For | |
3c | Elect Huang Wenlin as Director | Mgmt | For | For | For | |
4 | Appoint PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited as Auditors of the Company and its Subsidiaries for Hong Kong Financial Reporting and U.S. Financial Reporting, Respectively and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Mgmt | For | Against | Against | |
7 | Authorize Reissuance of Repurchased Shares | Mgmt | For | Against | Against | |
Telefonica S.A. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
TEF | 30-May-13 | Spain | Annual | 23-May-13 | 686,623 | |
CUSIP: 879382109 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Mgmt | For | For | For | |
2.1 | Reelect José María Abril Pérez as Director | Mgmt | For | Against | Against | |
2.2 | Reelect José Fernando de Almansa Moreno-Barreda as Director | Mgmt | For | Against | Against | |
2.3 | Reelect Eva Castillo Sanz as Director | Mgmt | For | Against | Against | |
2.4 | Reelect Luiz Fernando Furlán as Director | Mgmt | For | Against | Against | |
2.5 | Reelect Francisco Javier de Paz Mancho as Director | Mgmt | For | Against | Against | |
2.6 | Ratify Co-option of and Elect Santiago Fernández Valbuena as Director | Mgmt | For | Against | Against | |
3 | Renew Appointment of Ernst & Young as Auditor | Mgmt | For | For | For | |
4.1 | Amend Articles | Mgmt | For | For | For | |
4.2 | Amend Articles | Mgmt | For | For | For | |
4.3 | Approve Restated Articles of Association | Mgmt | For | For | For | |
5 | Adopt Restated General Meeting Regulations | Mgmt | For | For | For | |
6 | Approve Dividends | Mgmt | For | For | For | |
7 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 25 Billion | Mgmt | For | Against | Against | |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
9 | Advisory Vote on Remuneration Policy Report | Mgmt | For | Against | Against | |
Vallourec | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
VK | 30-May-13 | France | Annual/Special | 24-May-13 | 75,132 | |
CUSIP: F95922104 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 0.69 per Share | Mgmt | For | For | For | |
4 | Approve Stock Dividend Program (New Shares) | Mgmt | For | For | For | |
5 | Approve Severance Payment Agreement with Philippe Crouzet | Mgmt | For | For | For | |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
7 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 99.95 Million | Mgmt | For | For | For | |
8 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 24.98 Million | Mgmt | For | For | For | |
9 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 24.98 Million | Mgmt | For | For | For | |
10 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 8 and 9 | Mgmt | For | For | For | |
11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 7 to 10 Above | Mgmt | For | For | For | |
12 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
13 | Authorize Capital Increase of Up to EUR 24.98 Million for Future Exchange Offers | Mgmt | For | For | For | |
14 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for up to EUR 24.98 Million | Mgmt | For | For | For | |
15 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
16 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion | Mgmt | For | For | For | |
17 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
18 | Approve Stock Purchase Plan Reserved for International Employees | Mgmt | For | For | For | |
19 | Approve Employee Indirect Stock Purchase Plan for International Employees | Mgmt | For | For | For | |
20 | Approve Restricted Stock Plan in Connection with Employees Stock Plan | Mgmt | For | For | For | |
21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
22 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Ordinary Business | Mgmt | |||||
23 | Approve Agreement with Philippe Crouzet Re: Rights to Exercise Unvested Stock-Based Compensation Awards Post-Mandate | Mgmt | For | Against | Against | |
24 | Approve Agreement with Philippe Crouzet Re: Non Compete Agreement | Mgmt | For | For | For | |
Compagnie de Saint Gobain | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
SGO | 06-Jun-13 | France | Annual/Special | 31-May-13 | 203,028 | |
CUSIP: F80343100 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.24 per Share | Mgmt | For | For | For | |
4 | Approve Stock Dividend Program (Cash or New Shares) | Mgmt | For | For | For | |
5 | Elect Agnes Lemarchand as Director | Mgmt | For | For | For | |
6 | Elect Pamela Knapp as Director | Mgmt | For | For | For | |
7 | Elect Philippe Varin as Director | Mgmt | For | For | For | |
8 | Reelect Jean-Martin Folz as Director | Mgmt | For | Against | Against | |
9 | Reelect Gilles Schnepp as Director | Mgmt | For | Against | Against | |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | |||||
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 425 Million | Mgmt | For | For | For | |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 212,5 Million | Mgmt | For | For | For | |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote Above | Mgmt | For | For | For | |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
15 | Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
16 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
2330 | 11-Jun-13 | Taiwan | Annual | 12-Apr-13 | 965,000 | |
CUSIP: Y84629107 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Business Operations Report and Financial Statements | Mgmt | For | For | For | |
2 | Approve Plan on Profit Distribution | Mgmt | For | For | For | |
3 | Approve Amendments to Procedures Governing the Acquisition or Disposal of Assets, Lending Funds to Other Parties, and Endorsement and Guarantees | Mgmt | For | For | For | |
4 | Transact Other Business (Non-Voting) | Mgmt | ||||
Toyota Motor Corp. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
7203 | 14-Jun-13 | Japan | Annual | 31-Mar-13 | 142,100 | |
CUSIP: J92676113 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Mgmt | For | For | For | |
2.1 | Elect Director Uchiyamada, Takeshi | Mgmt | For | For | For | |
2.2 | Elect Director Toyoda, Akio | Mgmt | For | For | For | |
2.3 | Elect Director Ozawa, Satoshi | Mgmt | For | For | For | |
2.4 | Elect Director Kodaira, Nobuyori | Mgmt | For | For | For | |
2.5 | Elect Director Kato, Mitsuhisa | Mgmt | For | For | For | |
2.6 | Elect Director Maekawa, Masamoto | Mgmt | For | For | For | |
2.7 | Elect Director Furuhashi, Mamoru | Mgmt | For | For | For | |
2.8 | Elect Director Ihara, Yasumori | Mgmt | For | For | For | |
2.9 | Elect Director Sudo, Seiichi | Mgmt | For | For | For | |
2.10 | Elect Director Saga, Koei | Mgmt | For | For | For | |
2.11 | Elect Director Ise, Kiyotaka | Mgmt | For | For | For | |
2.12 | Elect Director Terashi, Shigeki | Mgmt | For | For | For | |
2.13 | Elect Director Ishii, Yoshimasa | Mgmt | For | For | For | |
2.14 | Elect Director Uno, Ikuo | Mgmt | For | For | For | |
2.15 | Elect Director Kato, Haruhiko | Mgmt | For | For | For | |
2.16 | Elect Director Mark T. Hogan | Mgmt | For | For | For | |
3 | Amend Articles To Indemnify Directors | Mgmt | For | For | For | |
4 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
NTT DoCoMo Inc. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
9437 | 18-Jun-13 | Japan | Annual | 31-Mar-13 | 50 | |
CUSIP: J59399105 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 3000 | Mgmt | For | For | For | |
2 | Amend Articles To Change Company Name - Limit Rights of Odd-Lot Holders - Amend Business Lines | Mgmt | For | For | For | |
3.1 | Elect Director Tokuhiro, Kiyoshi | Mgmt | For | For | For | |
3.2 | Elect Director Murakami, Teruyasu | Mgmt | For | For | For | |
3.3 | Elect Director Nakamura, Takashi | Mgmt | For | For | For | |
4.1 | Appoint Statutory Auditor Ota, Kenji | Mgmt | For | For | For | |
4.2 | Appoint Statutory Auditor Shiotsuka Naoto | Mgmt | For | Against | Against | |
Astellas Pharma Inc. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4503 | 19-Jun-13 | Japan | Annual | 31-Mar-13 | 164,800 | |
CUSIP: J03393105 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Mgmt | For | For | For | |
2.1 | Elect Director Nogimori, Masafumi | Mgmt | For | For | For | |
2.2 | Elect Director Hatanaka, Yoshihiko | Mgmt | For | For | For | |
2.3 | Elect Director Miyokawa, Yoshiro | Mgmt | For | For | For | |
2.4 | Elect Director Oishi, Kanoko | Mgmt | For | For | For | |
2.5 | Elect Director Aikawa, Naoki | Mgmt | For | For | For | |
2.6 | Elect Director Kase, Yutaka | Mgmt | For | For | For | |
2.7 | Elect Director Yasuda, Hironobu | Mgmt | For | For | For | |
3 | Appoint Statutory Auditor Otani, Go | Mgmt | For | For | For | |
4 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
5 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | |
Hoya Corp. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
7741 | 21-Jun-13 | Japan | Annual | 31-Mar-13 | 186,400 | |
CUSIP: J22848105 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1.1 | Elect Director Mogi, Yuuzaburo | Mgmt | For | For | For | |
1.2 | Elect Director Kodama, Yukiharu | Mgmt | For | For | For | |
1.3 | Elect Director Koeda, Itaru | Mgmt | For | For | For | |
1.4 | Elect Director Aso, Yutaka | Mgmt | For | For | For | |
1.5 | Elect Director Uchinaga, Yukako | Mgmt | For | For | For | |
1.6 | Elect Director Urano, Mitudo | Mgmt | For | For | For | |
1.7 | Elect Director Suzuki, Hiroshi | Mgmt | For | For | For | |
2 | Amend Articles to Require Disclosure of Individual Director and Executive Officer Compensation | SH | Against | For | Against | |
3 | Amend Articles to Raise Limit on Shareholder Text to 1000 Characters | SH | Against | Against | For | |
4 | Amend Articles to Prohibit Deeming Non-Votes as Votes FOR Management s, AGAINST Shareholder s | SH | Against | For | Against | |
5 | Amend Articles to Require Non-Executive Directors to Meet Without Executive Director Presence At Least Once a Year | SH | Against | Against | For | |
6 | Amend Articles to Require a Non-Executive Board Chairman | SH | Against | For | Against | |
7 | Amend Articles to Establish a Contact Point with the Audit Committee for Internal and External Whistle-Blowers | SH | Against | Against | For | |
8 | Amend Articles to Empower Board to Hire Legal Counsel Independently from Management | SH | Against | Against | For | |
9 | Amend Articles to Require Budget Allocations For Board Committees to Spend at Their Discretion | SH | Against | Against | For | |
10 | Appoint Shareholder Director Nominee Takayama, Seijiro | SH | Against | Against | For | |
Tokyo Electron Ltd. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
8035 | 21-Jun-13 | Japan | Annual | 31-Mar-13 | 78,600 | |
CUSIP: J86957115 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials | Mgmt | For | For | For | |
2 | Amend Articles to Increase Maximum Number of Statutory Auditors | Mgmt | For | For | For | |
3.1 | Elect Director Higashi, Tetsuro | Mgmt | For | For | For | |
3.2 | Elect Director Tsuneishi, Tetsuo | Mgmt | For | For | For | |
3.3 | Elect Director Kitayama, Hirofumi | Mgmt | For | For | For | |
3.4 | Elect Director Sato, Kiyoshi | Mgmt | For | For | For | |
3.5 | Elect Director Washino, Kenji | Mgmt | For | For | For | |
3.6 | Elect Director Ito, Hikaru | Mgmt | For | For | For | |
3.7 | Elect Director Matsuoka, Takaaki | Mgmt | For | For | For | |
3.8 | Elect Director Harada, Yoshiteru | Mgmt | For | For | For | |
3.9 | Elect Director Hori, Tetsuro | Mgmt | For | For | For | |
3.10 | Elect Director Inoe, Hiroshi | Mgmt | For | For | For | |
3.11 | Elect Director Sakane, Masahiro | Mgmt | For | For | For | |
4.1 | Appoint Statutory Auditor Akaishi, Mikio | Mgmt | For | For | For | |
4.2 | Appoint Statutory Auditor Yamamoto, Takatoshi | Mgmt | For | For | For | |
5 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
Tokio Marine Holdings, Inc. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
8766 | 24-Jun-13 | Japan | Annual | 31-Mar-13 | 283,000 | |
CUSIP: J86298106 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 27.5 | Mgmt | For | For | For | |
2.1 | Elect Director Sumi, Shuuzo | Mgmt | For | For | For | |
2.2 | Elect Director Tamai, Takaaki | Mgmt | For | For | For | |
2.3 | Elect Director Nagano, Tsuyoshi | Mgmt | For | For | For | |
2.4 | Elect Director Oba, Masashi | Mgmt | For | For | For | |
2.5 | Elect Director Fujita, Hirokazu | Mgmt | For | For | For | |
2.6 | Elect Director Ito, Kunio | Mgmt | For | For | For | |
2.7 | Elect Director Mimura, Akio | Mgmt | For | For | For | |
2.8 | Elect Director Kitazawa, Toshifumi | Mgmt | For | For | For | |
2.9 | Elect Director Sasaki, Mikio | Mgmt | For | For | For | |
2.10 | Elect Director Ito, Takashi | Mgmt | For | For | For | |
Takeda Pharmaceutical Co. Ltd. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4502 | 26-Jun-13 | Japan | Annual | 31-Mar-13 | 181,300 | |
CUSIP: J8129E108 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Mgmt | For | For | For | |
2.1 | Elect Director Hasegawa, Yasuchika | Mgmt | For | For | For | |
2.2 | Elect Director Yamanaka, Yasuhiko | Mgmt | For | For | For | |
2.3 | Elect Director Frank Morich | Mgmt | For | For | For | |
2.4 | Elect Director Yamada, Tadataka | Mgmt | For | For | For | |
2.5 | Elect Director Iwasaki, Masato | Mgmt | For | For | For | |
2.6 | Elect Director Sudo, Fumio | Mgmt | For | For | For | |
2.7 | Elect Director Kojima, Yorihiko | Mgmt | For | For | For | |
2.8 | Elect Director Honda, Shinji | Mgmt | For | For | For | |
3 | Appoint Statutory Auditor Kuniya, Shiro | Mgmt | For | Against | Against | |
4 | Appoint Alternate Statutory Auditor Kuroda, Katsushi | Mgmt | For | For | For | |
5 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
Nintendo Co. Ltd. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
7974 | 27-Jun-13 | Japan | Annual | 31-Mar-13 | 20,100 | |
CUSIP: J51699106 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Mgmt | For | For | For | |
2.1 | Elect Director Iwata, Satoru | Mgmt | For | Against | Against | |
2.2 | Elect Director Takeda, Genyo | Mgmt | For | For | For | |
2.3 | Elect Director Miyamoto, Shigeru | Mgmt | For | For | For | |
2.4 | Elect Director Kimishima, Tatsumi | Mgmt | For | For | For | |
2.5 | Elect Director Takemura, Kaoru | Mgmt | For | For | For | |
2.6 | Elect Director Takahashi, Shigeyuki | Mgmt | For | For | For | |
2.7 | Elect Director Yamato, Satoshi | Mgmt | For | For | For | |
2.8 | Elect Director Tanaka, Susumu | Mgmt | For | For | For | |
2.9 | Elect Director Takahashi, Shinya | Mgmt | For | For | For | |
2.10 | Elect Director Shinshi, Hirokazu | Mgmt | For | For | For | |
Shin-Etsu Chemical Co. Ltd. | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4063 | 27-Jun-13 | Japan | Annual | 31-Mar-13 | 42,500 | |
CUSIP: J72810120 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Mgmt | For | For | For | |
2.1 | Elect Director Saito, Yasuhiko | Mgmt | For | For | For | |
2.2 | Elect Director Takasugi, Koji | Mgmt | For | For | For | |
2.3 | Elect Director Ishihara, Toshinobu | Mgmt | For | For | For | |
2.4 | Elect Director Frank Peter Popoff | Mgmt | For | Against | Against | |
2.5 | Elect Director Miyazaki, Tsuyoshi | Mgmt | For | For | For | |
2.6 | Elect Director Fukui, Toshihiko | Mgmt | For | For | For | |
2.7 | Elect Director Miyajima, Masaki | Mgmt | For | For | For | |
2.8 | Elect Director Kasahara, Toshiyuki | Mgmt | For | For | For | |
2.9 | Elect Director Onezawa, Hidenori | Mgmt | For | For | For | |
2.10 | Elect Director Nakamura, Ken | Mgmt | For | For | For | |
2.11 | Elect Director Matsui, Yukihiro | Mgmt | For | For | For | |
2.12 | Elect Director Okamoto, Hiroaki | Mgmt | For | For | For | |
2.13 | Elect Director Ueno, Susumu | Mgmt | For | For | For | |
2.14 | Elect Director Maruyama, Kazumasa | Mgmt | For | For | For | |
3 | Appoint Statutory Auditor Fukui, Taku | Mgmt | For | Against | Against | |
4 | Approve Takeover Defense Plan (Poison Pill) | Mgmt | For | Against | Against | |
Tesco plc | ||||||
Ticker | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
TSCO | 28-Jun-13 | United Kingdom | Annual | 26-Jun-13 | 2,123,969 | |
CUSIP: G87621101 | ||||||
Number | Proponent | Mgmt Rec | Vote Cast | For or Against Mgmt | ||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend | Mgmt | For | For | For | |
4 | Elect Olivia Garfield as Director | Mgmt | For | For | For | |
5 | Re-elect Sir Richard Broadbent as Director | Mgmt | For | For | For | |
6 | Re-elect Philip Clarke as Director | Mgmt | For | For | For | |
7 | Re-elect Gareth Bullock as Director | Mgmt | For | For | For | |
8 | Re-elect Patrick Cescau as Director | Mgmt | For | For | For | |
9 | Re-elect Stuart Chambers as Director | Mgmt | For | For | For | |
10 | Re-elect Ken Hanna as Director | Mgmt | For | For | For | |
11 | Re-elect Laurie Mcllwee as Director | Mgmt | For | For | For | |
12 | Re-elect Deanna Oppenheimer as Director | Mgmt | For | For | For | |
13 | Re-elect Jacqueline Tammenoms Bakker as Director | Mgmt | For | For | For | |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
15 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise Market Purchase of Ordinary Shares | Mgmt | For | For | For | |
19 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For |
INDUSTRIA DE DISENO TEXTIL S.A., ARTEIXO, LA COROG | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 17-Jul-2012 | ||||||||||||
ISIN | ES0148396015 | Agenda | 703950673 - Management | |||||||||||
Record Date | 10-Jul-2012 | Holding Recon Date | 10-Jul-2012 | |||||||||||
City / | Country | ARTEIXO | / | Spain | Vote Deadline Date | 06-Jul-2012 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Review and approval, where appropriate, of the annual accounts (Balance Sheet, Profit and Loss Account, Shareholders' Equity Statement, Cash Flow Statement and Annual Report) and Management Report of Industria de Diseno Textil, S.A. (INDITEX, S.A.) for fiscal year 2011, ended 31st January 2012 | Management | For | For | ||||||||||
2 | Review and approval, where appropriate, of the annual accounts (Balance Sheet, Profit and Loss Account, Statement of omprehensive Income, Shareholders' Equity Statement, Cash Flow Statement and Annual Report) and Management Report of the consolidated group (Inditex Group) for fiscal year 2011, ended 31st January 2012 and of the management of the company | Management | For | For | ||||||||||
3 | Distribution of the income or loss of the fiscal year and distribution of dividends | Management | For | For | ||||||||||
4 | Re-election of Gartler, S.L. to the Board of Directors as proprietary director | Management | For | For | ||||||||||
5 | Ratification and appointment of a director as proprietary director | Management | For | For | ||||||||||
6 | Appointment of Auditors for the Company and its Group for fiscal years 2012 through 2014, both inclusive | Management | For | For | ||||||||||
7 | Motion to amend the Articles of Association: clause 15 (the General Meeting), clause 17 (Notice. Universal General Meetings), clause 20 (Representation at the General Meeting), clause 23 (Passing of Resolutions), clause 28 (Convening and quorum of Board Meetings. Passing of resolutions), clause 31 (Audit and Control Committee), clause 32 (Nomination and remuneration Committee), clause 40 (Depositing of the accounts) and clause 42 (Procedure as to liquidation) | Management | For | For | ||||||||||
8 | Motion to amend the General Meeting of Shareholders' Regulations: section 4 (The General Meeting), section 6 (Powers of the General Meeting), section 8 (Notice), section 9 (Information available from notice), section 10 (Right to information prior to the General Meeting), section 12 (Proxies), section 13 (Proxy solicitation), section 20 (Speeches and questions by shareholders), section 22 (Voting of the proposed resolutions), section 28 (Publicity of the resolutions) and motion to introduce section 10bis (Electronic Forum of Shareholders) | Management | For | For | ||||||||||
9 | Authorization to the Board of Directors for the derivative acquisition of treasury stock, superseding the authorization approved by the Annual General Meeting held in 2010 | Management | For | For | ||||||||||
10 | Approval of the corporate web page (www.inditex.com) | Management | For | For | ||||||||||
11 | Consultative vote of the Annual report on Directors' compensation | Management | For | For | ||||||||||
12 | Information provided to the Annual General Meeting of shareholders about the a-mendment of the Board of Directors' Regulations | Non-Voting | ||||||||||||
13 | Granting of powers for the implementation of resolutions | Management | For | For | ||||||||||
CNOOC LTD, HONG KONG | ||||||||||||||
Security | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 21-Aug-2012 | ||||||||||||
ISIN | HK0883013259 | Agenda | 703994752 - Management | |||||||||||
Record Date | 16-Aug-2012 | Holding Recon Date | 16-Aug-2012 | |||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 16-Aug-2012 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To approve the Agreement and the transactions contemplated thereunder, as described in the Notice of Extraordinary General Meeting dated 3 August 2012 | Management | For | For | ||||||||||
TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||||||||||||
Security | 874039100 | Meeting Type | Annual | |||||||||||
Meeting Date | 11-Jun-2013 | |||||||||||||
ISIN | US8740391003 | Agenda | ||||||||||||
Record Date | 15-Apr | Holding Recon Date | 15-Apr | |||||||||||
City / | Country | United States | Vote Deadline Date | 4-Jun | ||||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1) | TO ACCEPT 2012 BUSINESS REPORT AND FINANCIAL STATEMENTS. | Management | For | |||||||||||
2) | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2012 PROFITS. | Management | For | |||||||||||
3) | TO REVISE THE FOLLOWING INTERNALRULES: A) PROCEDURES FOR ACQUISITION OR DISPOSAL OF ASSETS; B) PROCEDURES FOR LENDING FUNDS TO OTHER PARTIES; C) PROCEDURES FOR ENDORSEMENT AND GUARANTEE. | Management | For | |||||||||||
KEYENCE CORPORATION | ||||||||||||||
Security | J32491102 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 12-Sep-2012 | ||||||||||||
ISIN | JP3236200006 | Agenda | 704028732 - Management | |||||||||||
Record Date | 20-Jun-2012 | Holding Recon Date | 20-Jun-2012 | |||||||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 29-Aug-2012 | ||||||||
SEDOL(s) | 5998735 - 6490995 - B02HPZ8 | Quick Code | 68610 | |||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Appoint a Substitute Corporate Auditor | Management | For | For | ||||||||||
CHINA SHENHUA ENERGY COMPANY LTD | ||||||||||||||
Security | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 14-Sep-2012 | ||||||||||||
ISIN | CNE1000002R0 | Agenda | 703987151 - Management | |||||||||||
Record Date | 14-Aug-2012 | Holding Recon Date | 14-Aug-2012 | |||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 05-Sep-2012 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To consider and, if thought fit, to approve the following mandate and authorise the board of directors of the Company to carry out the following:-(1) To determine the proposed issue of debt financing instruments of the Company within the limit of issuance, including but not limited to short-term debentures, medium-term notes, super short-term commercial papers, corporate bonds and enterprise bonds in domestic market as well as Renminbi denominated bonds and foreign currency denominated bonds, etc. in overseas market (excluding convertible bonds that may be converted into equity securities). (2) To determine and finalise, based on the Company's needs and market conditions, the specific terms and conditions of and CONTD | Management | For | For | ||||||||||
CONT | CONTD all relevant matters in connection with the proposed issue of debt-financing instruments, including but not limited to type, principal, interest-rate, term, issuance timing, targets and use of proceeds of such debt-financing instruments to be issued within the aforesaid limit and the-production, execution and disclosure of all necessary documents. (3) To-ensure the gearing ratio (total liabilities/total assets) based on the-Company's consolidated financial statements upon completion of each issuance- not exceeding 50%, in addition to the compliance with the restrictions by the-government and relevant regulatory authorities on the issuance size of the-debt financing instruments to be issued by the Company under CONTD | Non-Voting | ||||||||||||
CONT | CONTD these authorisations. The gearing ratio is calculated based on the-latest published (quarterly, interim or annual) financial statements of the-Company prior to the proposed issue, taking into consideration the amount of-debt financing instruments issued or repaid at the end of the reporting-period up to the date of the proposed issue as well as the size of the-proposed issuance. (4) To satisfy the following criteria for any corporate-bonds to be issued through a domestic exchange: the principal shall not-exceed RMB50 billion; the term shall not exceed 10 years; and such corporate-bonds may be issued to the Company's shareholders by way of placing,-arrangement details of which (availability of placing, CONTD | Non-Voting | ||||||||||||
CONT | CONTD placing ratio, etc.) shall be determined by the board of directors-according to market conditions and the terms and conditions of the proposed-issue. (5) To delegate the mandate to Dr. Ling Wen, the executive director-and president of the Company, and Ms. Zhang Kehui, the chief financial-officer, within the scope of this mandate for determining other matters-related to such issuance and implementing specific measures upon determining-the type, principal, term and use of proceeds of each issuance of the debt-financing instruments by the board of directors of the Company. (6) The-mandate and the authorisations set out in this resolution shall remain-effective within 24 months commencing from the date on which this resolution-is approved by shareholders at the general meeting | Non-Voting | ||||||||||||
ETABLISSEMENTEN FRANZ COLRUYT NV, HALLE | ||||||||||||||
Security | B26882231 | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 26-Sep-2012 | ||||||||||||
ISIN | BE0974256852 | Agenda | 704027829 - Management | |||||||||||
Record Date | 12-Sep-2012 | Holding Recon Date | 12-Sep-2012 | |||||||||||
City / | Country | HALLE | / | Belgium | Vote Deadline Date | 11-Sep-2012 | ||||||||
SEDOL(s) | 5806225 - 5821154 - B28GK14 - B407WD5 | Quick Code | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Annual report of the Board of Directors and, for information purposes, the auditor's report. Report of the Works Council. (All this on both the annual financial statements of nv Etn. Fr. Colruyt and the consolidated annual financial statements of Colruyt Group) | Management | For | For | ||||||||||
2 | Remuneration report for financial year 2011-2012 | Management | For | For | ||||||||||
3.A | Adoption of the financial statements for the year ending 31 March 2012 | Management | For | For | ||||||||||
3.B | Adoption of the Colruyt Group's consolidated financial statements for the year ending 31 March 2012. | Management | For | For | ||||||||||
4 | Distribution of dividend. Motion to allocate a gross dividend of 0.95 EUR per share upon presentation of coupon no 2, made availablefor payment on 3 October 2012 | Management | For | For | ||||||||||
5 | Proposal to approve the participation in the profit as submitted as specified, The 'profit sharing' distribution concerns a distribution of profit to the employees of the company and of the companies belonging to Colruyt Group in Belgium, pursuant to the law of 22 May 2001 regarding participationin the capital and profit | Management | For | For | ||||||||||
6 | Proposal to approve that the profit share to be distributed to the company's employees who have elected to take their share in the profits as mentioned in item 5 above in the form of shares, be distributed by means of nv Etn. Fr. Colruyt treasury shares | Management | For | For | ||||||||||
7 | Proposal to discharge the directors for their activities during the 2011-2012 reporting period | Management | For | For | ||||||||||
8 | Proposal to discharge the statutory auditor for his activities during the 2011-2012 reporting period | Management | For | For | ||||||||||
9.A | To renew the directorship of nv Anima, (company number BE0418759787) with registered office in 1654 Huizingen, A. Vaucampslaan 42, permanently represented by Mr Jef Colruyt (national number 581018-253.10), for a period of 4 years, that is until after the General Meeting in 2016 | Management | For | For | ||||||||||
9.B | To renew the directorship of Mr Francois Gillet, (national number 600206-407.08) domiciled at 1330 Rixensart, avenue Boulogne-Bilancourt 37, for a period of 4 years, this is until after the General Meeting in 2016 | Management | For | For | ||||||||||
10 | Other business | Management | For | Against | ||||||||||
ETABLISSEMENTEN FRANZ COLRUYT NV, HALLE | ||||||||||||||
Security | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 11-Oct-2012 | ||||||||||||
ISIN | BE0974256852 | Agenda | 704055448 - Management | |||||||||||
Record Date | 27-Sep-2012 | Holding Recon Date | 27-Sep-2012 | |||||||||||
City / | Country | HALLE | / | Belgium | Vote Deadline Date | 26-Sep-2012 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Report of the Board of Directors of 24/08/2012, giving a description and-detailed justification of the proposed capital increase with the pre- emptive-right waived in the interest of the company, in the favour of the employees-of the company and of the Colruyt Group, who meet the criteria described in-the said report | Non-Voting | ||||||||||||
2 | Report of CBVA KPMG, represented by Mr. Ludo Ruysen, Auditor, drawn up on 03/0-9/2012 in accordance with article 596 of the Companies Code | Non-Voting | ||||||||||||
3 | Approval of the issue of maximum 1,000,000 new registered shares without face value | Management | For | For | ||||||||||
4 | Approval to determine the issue price according to the criteria as specified | Management | For | For | ||||||||||
5 | Approval to waive the pre-emptive subscription right as specified | Management | For | For | ||||||||||
6 | Approval of the increase of the share capital under the conditions stipulated as specified | Management | For | For | ||||||||||
7 | Approval to open the subscription period on 19/10/2012 and to close it on 19/11/2012 | Management | For | For | ||||||||||
8 | To authorise the Board of Directors to undertake the actions as specified | Management | For | For | ||||||||||
COCHLEAR LIMITED | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 16-Oct-2012 | ||||||||||||
ISIN | AU000000COH5 | Agenda | 704055878 - Management | |||||||||||
Record Date | Holding Recon Date | 12-Oct-2012 | ||||||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 10-Oct-2012 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1.1 | To receive the Financial Report, Directors' Report and Auditor's Report in respect of the year ended 30 June 2012 | Management | For | For | ||||||||||
2.1 | That the Remuneration Report be adopted | Management | For | For | ||||||||||
3.1 | To re-elect Prof Edward Byrne, AO as a director of the Company | Management | For | For | ||||||||||
3.2 | To re-elect Mr Andrew Denver as a director of the Company | Management | For | For | ||||||||||
4.1 | Approval of issue, allocation or transfer of securities to the CEO/President under the Cochlear Executive Long Term Incentive Plan | Management | For | For | ||||||||||
5.1 | That the Company renew the Proportional Takeover Provisions | Management | Against | Against | ||||||||||
CSL LTD, PARKVILLE VIC | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 17-Oct-2012 | ||||||||||||
ISIN | AU000000CSL8 | Agenda | 704059206 - Management | |||||||||||
Record Date | Holding Recon Date | 15-Oct-2012 | ||||||||||||
City / | Country | MELBOUR NE | / | Australia | Vote Deadline Date | 10-Oct-2012 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
2.a | To re-elect Mr Maurice Renshaw as a Director | Management | For | For | ||||||||||
2.b | To re-elect Mr David Anstice as a Director | Management | For | For | ||||||||||
3 | Adoption of the Remuneration Report | Management | For | For | ||||||||||
4 | Adoption of New Constitution | Management | For | For | ||||||||||
5.a | Insertion of Proportional Takeover Approval Provisions in New Constitution (if item 4 is passed) | Management | Against | Against | ||||||||||
5.b | Insertion of Proportional Takeover Approval Provisions in existing Constitution (if item 4 is not passed) | Management | Against | Against | ||||||||||
KONE OYJ, HELSINKI | ||||||||||||||
Security | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 24-Oct-2012 | ||||||||||||
ISIN | FI0009013403 | Agenda | 704069548 - Management | |||||||||||
Record Date | 12-Oct-2012 | Holding Recon Date | 12-Oct-2012 | |||||||||||
City / | Country | HELSINKI | / | Finland | Vote Deadline Date | 15-Oct-2012 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Opening of the meeting | Non-Voting | ||||||||||||
2 | Calling the meeting to order | Non-Voting | ||||||||||||
3 | Election of persons to scrutinize the minutes and to supervise the counting-of votes | Non-Voting | ||||||||||||
4 | Recording the legality of the meeting | Non-Voting | ||||||||||||
5 | Recording the attendance at the meeting and adoption of the list of votes | Non-Voting | ||||||||||||
6 | Resolution on the payment of extra dividend the board proposes that an extra dividend of EUR 1.495 be paid for each class a share and EUR 1.50 for each class b share | Management | For | For | ||||||||||
7 | Closing of the meeting | Non-Voting | ||||||||||||
CNOOC LTD, HONG KONG | ||||||||||||||
Security | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 21-Nov-2012 | ||||||||||||
ISIN | HK0883013259 | Agenda | 704120447 - Management | |||||||||||
Record Date | 16-Nov-2012 | Holding Recon Date | 16-Nov-2012 | |||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 16-Nov-2012 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To approve, ratify and confirm the Non-exempt Revised Caps, as described in the Circular of the Company dated 24 October 2012 | Management | For | For | ||||||||||
WOOLWORTHS LTD, BAULKHAM HILLS NSW | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 22-Nov-2012 | ||||||||||||
ISIN | AU000000WOW2 | Agenda | 704092080 - Management | |||||||||||
Record Date | Holding Recon Date | 20-Nov-2012 | ||||||||||||
City / | Country | ADELAIDE | / | Australia | Vote Deadline Date | 15-Nov-2012 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
2.a | To re-elect as a Director Mr. John Frederick Astbury | Management | For | For | ||||||||||
2.b | To re-elect as a Director Mr. Thomas William Pockett | Management | For | For | ||||||||||
2.c | To elect as a Director Ms. Christine Cross | Management | For | For | ||||||||||
2.d | To elect as a Director Mr. Allan Douglas (David) Mackay | Management | For | For | ||||||||||
2.e | To elect as a Director Mr. Michael James Ullmer | Management | For | For | ||||||||||
3.a | Long Term Incentive Plan Issues - Mr. Grant O'Brien | Management | For | For | ||||||||||
3.b | Long Term Incentive Plan Issues - Mr. Tom Pockett | Management | For | For | ||||||||||
4 | That, pursuant to sections 136(2) and 648G of the Corporations Act 2001 (Cth), the proportional takeover approval provisions in Articles 6.9 to 6.14 of the Constitution of the Company are renewed for a period of three years from the date of this meeting | Management | Against | Against | ||||||||||
5 | Adoption of Remuneration Report | Management | For | For | ||||||||||
6 | Capital Reduction | Management | For | For | ||||||||||
WOOLWORTHS LTD, BAULKHAM HILLS NSW | ||||||||||||||
Security | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 22-Nov-2012 | ||||||||||||
ISIN | AU000000WOW2 | Agenda | 704110840 - Management | |||||||||||
Record Date | Holding Recon Date | 20-Nov-2012 | ||||||||||||
City / | Country | ADELAIDE | / | Australia | Vote Deadline Date | 15-Nov-2012 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: That the Company's Constitution be altered by inserting the new clause 1A as outlined in the Notice of Meeting | Shareholder | Against | For | ||||||||||
COMPASS GROUP PLC, CHERTSEY SURREY | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 07-Feb-2013 | ||||||||||||
ISIN | GB0005331532 | Agenda | 704216515 - Management | |||||||||||
Record Date | Holding Recon Date | 05-Feb-2013 | ||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 01-Feb-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Receive and adopt the Directors' Annual Report and Accounts and the Auditor's Report thereon | Management | For | For | ||||||||||
2 | Receive and adopt the Directors' Remuneration Report | Management | For | For | ||||||||||
3 | Declare a final dividend on the ordinary shares | Management | For | For | ||||||||||
4 | Re-elect Sir Roy Gardner as a Director | Management | For | For | ||||||||||
5 | Elect Dominic Blakemore as a Director | Management | For | For | ||||||||||
6 | Re-elect Richard Cousins as a Director | Management | For | For | ||||||||||
7 | Re-elect Gary Green as a Director | Management | For | For | ||||||||||
8 | Re-elect Andrew Martin as a Director | Management | For | For | ||||||||||
9 | Re-elect John Bason as a Director | Management | For | For | ||||||||||
10 | Re-elect Sir James Crosby as a Director | Management | For | For | ||||||||||
11 | Re-elect Susan Murray as a Director | Management | For | �� | For | |||||||||
12 | Re-elect Don Robert as a Director | Management | For | For | ||||||||||
13 | Re-elect Sir Ian Robinson as a Director | Management | For | For | ||||||||||
14 | Re-appoint Deloitte LLP as Auditor | Management | For | For | ||||||||||
15 | Authorise the Directors to agree the Auditor's remuneration | Management | For | For | ||||||||||
16 | Donations to EU political organisations | Management | Against | Against | ||||||||||
17 | Approve changes to the Compass Group PLC Long Term Incentive Plan 2010 | Management | For | For | ||||||||||
18 | Authority to allot shares (s.551) | Management | Against | Against | ||||||||||
19 | Authority to allot shares for cash (s.561) | Management | For | For | ||||||||||
20 | Authority to purchase shares | Management | For | For | ||||||||||
21 | Reduce general meeting notice periods | Management | For | For | ||||||||||
NOVARTIS AG, BASEL | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 22-Feb-2013 | ||||||||||||
ISIN | CH0012005267 | Agenda | 704248803 - Management | |||||||||||
Record Date | 19-Feb-2013 | Holding Recon Date | 19-Feb-2013 | |||||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline Date | 12-Feb-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
A.1 | Approval of the Annual Report, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2012: Under this item, the Board of Directors proposes approval of the Annual Report the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2012 | Management | For | For | ||||||||||
A.2 | Discharge from Liability of the Members of the Board of Directors and the Executive Committee: Under this item, the Board of Directors proposes discharge from liability of its members and those of the Executive Committee for the business year 2012 | Management | For | For | ||||||||||
A.3 | Appropriation of Available Earnings of Novartis AG and Declaration of Dividend: Under this item, the Board of Directors proposes to use the available earnings of Novartis AG of 2012 for the purpose of distributing a gross dividend of CHF 2.30 per share as follows This will result in a payout ratio of 65% of the Group's Consolidated net income expressed in USD.(as specified) Payout ratio is calculated by converting into USD the proposed total gross dividend amount in CHF at the CHF-USD exchange rate of December 31, | Management | For | For | ||||||||||
2012 based on an estimated number of shares outstanding on dividend payment date and dividing it by the USD consolidated net income attributable to Shareholders of Novartis AG based on the 2012 Novartis Group consolidated financial statements. No dividend will be declared on treasury shares held by Novartis AG and certain other treasury shares held by other Group companies | ||||||||||||||
A.4 | Consultative Vote on the Compensation System: Under this item, the Board of Directors proposes that the newly proposed Compensation System of Novartis be endorsed (non-binding consultative vote) | Management | For | For | ||||||||||
A.5.1 | Election of Verena A. Briner, M.D: Under this item, the Board of Directors proposes the election of Verena A. Briner, M.D., for a three-year term | Management | For | For | ||||||||||
A.5.2 | Election of Joerg Reinhardt, Ph.D: Under this item, the Board of Directors proposes the election of Joerg Reinhardt Ph.D., for a term of office beginning on August 1, 2013 and ending on the day of the Annual General Meeting in 2016 | Management | For | For | ||||||||||
A.5.3 | Election of Charles L. Sawyers, M.D: Under this item, the Board of Directors proposes the election of Charles L. Sawyers, M.D., for a three-year term | Management | For | For | ||||||||||
A.5.4 | Election of William T. Winters: Under this item, the Board of Directors proposes the election of William T. Winters for a three-year term | Management | For | For | ||||||||||
A.6 | Appointment of the Auditor: Under this item, the Board of Directors proposes the re-election of PricewaterhouseCoopers AG as auditor of Novartis AG for one year | Management | For | For | ||||||||||
B | If additional and/or counter-proposals are proposed at the Annual General Meeting | Management | Abstain | For | ||||||||||
KONE OYJ, HELSINKI | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 25-Feb-2013 | ||||||||||||
ISIN | FI0009013403 | Agenda | 704247697 - Management | |||||||||||
Record Date | 13-Feb-2013 | Holding Recon Date | 13-Feb-2013 | |||||||||||
City / | Country | HELSINKI | / | Finland | Vote Deadline Date | 14-Feb-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | ||||||||||||
1 | Opening of the meeting | Non-Voting | ||||||||||||
2 | Calling the meeting to order | Non-Voting | ||||||||||||
3 | Election of persons to scrutinize the minutes and to supervise the counting-of votes | Non-Voting | ||||||||||||
4 | Recording the legality of the meeting | Non-Voting | ||||||||||||
5 | Recording the attendance at the meeting and adoption of the list of votes | Non-Voting | ||||||||||||
6 | Presentation of the annual accounts, the report of the board of directors and-the auditor's report for year 2012 | Non-Voting | ||||||||||||
7 | Adoption of the annual accounts | Management | For | For | ||||||||||
8 | Resolution on the use of the profit shown on the balance sheet and payment of dividends. The board of directors proposes that a dividend of EUR 1,745 is paid for each a share and a dividend of EUR 1,75 is paid for each B share | Management | For | For | ||||||||||
9 | Resolution on the discharge of the members of the board of directors and the CEO and president from the liability | Management | For | For | ||||||||||
10 | Resolution on the remuneration of the members and deputy members of the board of directors | Management | For | For | ||||||||||
11 | Resolution on the number of members and deputy members of the board of directors. The nomination and compensation committee of the board of directors proposes that eight (8) board members and one (1) deputy member are elected | Management | For | For | ||||||||||
12 | Election of members and deputy member of the board of directors. The nomination and compensation committee of the board of directors proposes that S.Akiba, M.Alahuhta, A.Brunila, A.Herlin, J.Herlin, S.Hamalainen-Lindfors, J.Kaskeala and S.Pietikainen are re-elected to the board and I.Herlin is elected as a new deputy member | Management | For | For | ||||||||||
13 | Resolution on the remuneration of the auditors | Management | For | For | ||||||||||
14 | Resolution on the number of auditors. The audit committee of the board of Directors proposes that two (2) auditors are elected | Management | For | For | ||||||||||
15 | Election of auditor. the audit committee of the board of Directors proposes that authorized public accountants PricewaterhouseCoopers Oy and H.Lassila are elected as auditors | Management | For | For | ||||||||||
16 | Authorizing the board of directors to decide on the repurchase of the company's own shares | Management | For | For | ||||||||||
17 | Closing of the meeting | Non-Voting | ||||||||||||
SGS SA, GENEVE | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 19-Mar-2013 | ||||||||||||
ISIN | CH0002497458 | Agenda | 704282742 - Management | |||||||||||
Record Date | 14-Mar-2013 | Holding Recon Date | 14-Mar-2013 | |||||||||||
City / | Country | GENEVA | / | Switzerland | Vote Deadline Date | 07-Mar-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approval of the 2012 annual report, SGS SA'S and SGS Group's Financial Statements | Management | For | For | ||||||||||
2 | Approval of the 2012 remuneration report (consultative vote) | Management | For | For | ||||||||||
3 | Release of the board of directors and of the management | Management | For | For | ||||||||||
4 | Decision on the appropriation of profits of SGS SA, declaration of a dividend of CHF 58 - per share | Management | For | For | ||||||||||
5 | Election of the auditors Deloitte SA | Management | For | For | ||||||||||
6 | Amendment of article 5 of the articles of incorporation (authorised capital) | Management | For | For | ||||||||||
7 | Ad-hoc | Management | Abstain | For | ||||||||||
NOVO NORDISK A/S, BAGSVAERD | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 20-Mar-2013 | ||||||||||||
ISIN | DK0060102614 | Agenda | 704278476 - Management | |||||||||||
Record Date | 13-Mar-2013 | Holding Recon Date | 13-Mar-2013 | |||||||||||
City / | Country | COPENHA GEN V | / | Denmark | Vote Deadline Date | 08-Mar-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
2 | Adoption of the audited Annual Report 2012 | Management | For | For | ||||||||||
3.1 | Approve remuneration of directors for 2012 in the aggregate amount of DKK 9.4 million | Management | For | For | ||||||||||
3.2 | Approve remuneration of directors for 2013 in the amount of DKK 1.5 million for chairman, DKK 1 million for vice chairman, and base amount of DKK 500,000 for other members approve remuneration for committee work | Management | For | For | ||||||||||
4 | Approve allocation of income and dividends of DKK 18 per share | Management | For | For | ||||||||||
5.1 | The Board of Directors proposes election of Goran Ando as chairman | Management | For | For | ||||||||||
5.2 | The Board of Directors proposes election of Jeppe Christiansen as vice chairman | Management | For | For | ||||||||||
5.3.a | Election of other members to the Board of Directors: Bruno Angelici | Management | For | For | ||||||||||
5.3.b | Election of other members to the Board of Directors: Henrik Gurtler | Management | For | For | ||||||||||
5.3.c | Election of other members to the Board of Directors: Liz Hewitt | Management | For | For | ||||||||||
5.3.d | Election of other members to the Board of Directors: Thomas Paul Koestler | Management | For | For | ||||||||||
5.3.e | Election of other members to the Board of Directors: Hannu Ryopponen | Management | For | For | ||||||||||
6 | Re-appointment of PricewaterhouseCoopers as auditor | Management | For | For | ||||||||||
7.1 | Proposals from the Board of Directors: Reduction of the Company's B share capital from DKK 452,512,800 to DKK 442,512,800 | Management | For | For | ||||||||||
7.2 | Proposals from the Board of Directors: approve creation of up to DKK 78 million pool of capital with or without pre-emptive rights | Management | Against | Against | ||||||||||
7.3 | Proposals from the Board of Directors: Authorisation of the Board of Directors to allow the Company to repurchase own shares | Management | For | For | ||||||||||
7.4 | Proposals from the Board of Directors: Adoption of revised Remuneration Principles | Management | For | For | ||||||||||
CHUGAI PHARMACEUTICAL CO.,LTD. | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 27-Mar-2013 | ||||||||||||
ISIN | JP3519400000 | Agenda | 704301148 - Management | |||||||||||
Record Date | 28-Dec-2012 | Holding Recon Date | 28-Dec-2012 | |||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 15-Mar-2013 | ||||||||
SEDOL(s) | Quick Code | 45190 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
CANON INC. | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 28-Mar-2013 | ||||||||||||
ISIN | JP3242800005 | Agenda | 704289962 - Management | |||||||||||
Record Date | 31-Dec-2012 | Holding Recon Date | 31-Dec-2012 | |||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 18-Mar-2013 | ||||||||
SEDOL(s) | Quick Code | 77510 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||
2.10 | Appoint a Director | Management | For | For | ||||||||||
2.11 | Appoint a Director | Management | For | For | ||||||||||
2.12 | Appoint a Director | Management | For | For | ||||||||||
2.13 | Appoint a Director | Management | For | For | ||||||||||
2.14 | Appoint a Director | Management | For | For | ||||||||||
2.15 | Appoint a Director | Management | For | For | ||||||||||
2.16 | Appoint a Director | Management | For | For | ||||||||||
2.17 | Appoint a Director | Management | For | For | ||||||||||
2.18 | Appoint a Director | Management | For | For | ||||||||||
2.19 | Appoint a Director | Management | For | For | ||||||||||
2.20 | Appoint a Director | Management | For | For | ||||||||||
2.21 | Appoint a Director | Management | For | For | ||||||||||
3 | Approve Payment of Accrued Benefits associated with Abolition of Retirement Benefit System for Current Directors | Management | Abstain | Against | ||||||||||
4 | Amend the Compensation to be received by Directors | Management | For | For | ||||||||||
5 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||
SMITH & NEPHEW PLC | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 11-Apr-2013 | ||||||||||||
ISIN | GB0009223206 | Agenda | 704294254 - Management | |||||||||||
Record Date | Holding Recon Date | 09-Apr-2013 | ||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 05-Apr-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To receive and adopt the audited accounts | Management | For | For | ||||||||||
2 | To approve the Directors Remuneration Report | Management | For | For | ||||||||||
3 | To declare a final dividend | Management | For | For | ||||||||||
4 | To re-elect Ian Barlow as a Director | Management | For | For | ||||||||||
5 | To re-elect Olivier Bohuon as a Director | Management | For | For | ||||||||||
6 | To re-elect The Rt Hon Baroness Bottomley of Nettlestone DL as a Director | Management | For | For | ||||||||||
7 | To re-elect Julie Brown as a Director | Management | For | For | ||||||||||
8 | To re-elect Sir John Buchanan as a Director | Management | For | For | ||||||||||
9 | To re-elect Richard De Schutter as a Director | Management | For | For | ||||||||||
10 | To re-elect Michael Friedman as a Director | Management | For | For | ||||||||||
11 | To re-elect Dr Pamela Kirby as a Director | Management | For | For | ||||||||||
12 | To re-elect Brian Larcombe as a Director | Management | For | For | ||||||||||
13 | To re-elect Joseph Papa as a Director | Management | For | For | ||||||||||
14 | To re-elect Ajay Piramal as a Director | Management | For | For | ||||||||||
15 | To re-appoint the auditors | Management | For | For | ||||||||||
16 | To authorise the Directors to determine the remuneration of the auditors | Management | For | For | ||||||||||
17 | To renew the Directors authority to allot shares | Management | Against | Against | ||||||||||
18 | To renew the Directors authority for the disapplication of the pre-emption rights | Management | For | For | ||||||||||
19 | To renew the Directors limited authority to make market purchases of the Company's own shares | Management | For | For | ||||||||||
20 | To authorise general meetings to be held on 14 clear days notice | Management | For | For | ||||||||||
NESTLE SA, CHAM UND VEVEY | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 11-Apr-2013 | ||||||||||||
ISIN | CH0038863350 | Agenda | 704321532 - Management | |||||||||||
Record Date | 04-Apr-2013 | Holding Recon Date | 04-Apr-2013 | |||||||||||
City / | Country | LAUSANN E | / | Switzerland | Vote Deadline Date | 28-Mar-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1.1 | Approval of the Annual Report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle Group for 2012 | Management | For | For | ||||||||||
1.2 | Acceptance of the Compensation Report 2012 (advisory vote) | Management | For | For | ||||||||||
2 | Release of the members of the Board of Directors and of the Management | Management | For | For | ||||||||||
3 | Appropriation of profits resulting from the balance sheet of Nestle S.A. (proposed dividend) for the financial year 2012 | Management | For | For | ||||||||||
4.1.1 | Re-elections to the Board of Directors: Mr. Peter Brabeck-Letmathe | Management | For | For | ||||||||||
4.1.2 | Re-elections to the Board of Directors: Mr. Steven G. Hoch | Management | For | For | ||||||||||
4.1.3 | Re-elections to the Board of Directors: Ms. Titia de Lange | Management | For | For | ||||||||||
4.1.4 | Re-elections to the Board of Directors: Mr. Jean- Pierre Roth | Management | For | For | ||||||||||
4.2 | Election to the Board of Directors Ms. Eva Cheng | Management | For | For | ||||||||||
4.3 | Re-election of the statutory auditors KPMG SA, Geneva branch | Management | For | For | ||||||||||
CMMT | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER DURING THE GENERAL-MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE ACCORDING TO THE F-OLLOWING INSTRUCTION: 1 OPTION EITHER 5.A, 5.B OR 5.C NEED TO BE INSTRUCTED (W-ITH YES) TO SHOW, WHICH VOTING OPTION INVESTOR CHOSE IN THE EVENT OF NEW OR MO-DIFIED PROPOSALS | Non-Voting | ||||||||||||
5.A | MANAGEMENT RECOMMENDS A FOR VOTE ON THIS PROPOSAL: Vote in accordance with the proposal of the Board of Directors | Shareholder | ||||||||||||
5.B | Vote against the proposal of the Board of Directors | Shareholder | ||||||||||||
5.C | Abstain | Shareholder | For | Against | ||||||||||
HANG LUNG PROPERTIES LTD | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 18-Apr-2013 | ||||||||||||
ISIN | HK0101000591 | Agenda | 704323473 - Management | |||||||||||
Record Date | 15-Apr-2013 | Holding Recon Date | 15-Apr-2013 | |||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 15-Apr-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To receive and consider the audited financial statements and reports of the directors and auditor for the year ended 31 December 2012 | Management | For | For | ||||||||||
2 | To declare a final dividend | Management | For | For | ||||||||||
3.a | To re-elect Mr. Shang Shing Yin as a director | Management | For | For | ||||||||||
3.b | To re-elect Mr. Dominic Chiu Fai Ho as a director | Management | For | For | ||||||||||
3.c | To re-elect Mr. Philip Nan Lok Chen as a director | Management | For | For | ||||||||||
3.d | To authorize the board of directors to fix directors' fees | Management | For | For | ||||||||||
4 | To re-appoint KPMG as auditor of the Company and authorize the directors to fix auditor's remuneration | Management | For | For | ||||||||||
5 | To give general mandate to directors to purchase the Company's shares | Management | For | For | ||||||||||
6 | To give general mandate to directors to issue additional shares | Management | Against | Against | ||||||||||
7 | To approve the addition of repurchased shares to be included under the general mandate in resolution 6 | Management | Against | Against | ||||||||||
SYNGENTA AG, BASEL | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2013 | ||||||||||||
ISIN | CH0011037469 | Agenda | 704328980 - Management | |||||||||||
Record Date | 18-Apr-2013 | Holding Recon Date | 18-Apr-2013 | |||||||||||
City / | Country | BASEL | / | Switzerland | Vote Deadline Date | 11-Apr-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1.1 | Approval of the annual report, including the annual financial statements and the group consolidated financial statements for the year 2012 | Management | For | For | ||||||||||
1.2 | Consultative vote on the compensation system | Management | For | For | ||||||||||
2 | Discharge of the members of the board of directors and the executive committee | Management | For | For | ||||||||||
3 | Appropriation of the available earnings as per balance sheet 2012 and dividend decision: CHF 9.50 per share | Management | For | For | ||||||||||
4.1 | Re-election of Michael Mack to the board of director | Management | For | For | ||||||||||
4.2 | Re-election of Jacques Vincent to the board of director | Management | For | For | ||||||||||
4.3 | Election of Eleni Gabre-Madhin to the board of director | Management | For | For | ||||||||||
4.4 | Election of Eveline Saupper to the board of director | Management | For | For | ||||||||||
5 | Election of the external auditor Ernst and Young Ag | Management | For | For | ||||||||||
6 | Additional and/or counter - proposals | Management | Abstain | For | ||||||||||
HENNES & MAURITZ AB H&M, STOCKHOLM | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 23-Apr-2013 | ||||||||||||
ISIN | SE0000106270 | Agenda | 704344768 - Management | |||||||||||
Record Date | 17-Apr-2013 | Holding Recon Date | 17-Apr-2013 | |||||||||||
City / | Country | STOCKHO LM | / | Sweden | Vote Deadline Date | 10-Apr-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Opening of the AGM | Non-Voting | ||||||||||||
2 | Election of a chairman for the AGM: Proposed by the Election Committee: the-lawyer Sven Unger is proposed as chairman of the AGM | Non-Voting | ||||||||||||
3 | Address by Managing Director Karl-Johan Persson followed by an opportunity to-ask questions about the company | Non-Voting | ||||||||||||
4 | Establishment and approval of voting list | Non-Voting | ||||||||||||
5 | Approval of the agenda | Non-Voting | ||||||||||||
6 | Election of people to check the minutes | Non-Voting | ||||||||||||
7 | Examination of whether the meeting was duly convened | Non-Voting | ||||||||||||
8A | Presentation of the annual accounts and auditor's report as well as the-consolidated accounts and consolidated auditor's report, and auditor's- statement on whether the guidelines for remuneration to senior executives-applicable since the last AGM have been followed | Non-Voting | ||||||||||||
8B | Statement by the company's auditor and the chairman of the Auditing Committee | Non-Voting | ||||||||||||
8C | Statement by the Chairman of the Board on the work of the Board | Non-Voting | ||||||||||||
8D | Statement by the chairman of the Election Committee on the work of the-Election Committee | Non-Voting | ||||||||||||
9A | Resolution: Adoption of the income statement and balance sheet as well as the consolidated income statement and consolidated balance sheet | Management | For | For | ||||||||||
9B | Resolution: Disposal of the company's earnings in accordance with the adopted balance sheets, and record date. The Board has proposed a dividend to the shareholders of SEK 9.50 per share. The Board of Directors has proposed Friday 26 April as the record date. If the resolution is passed, dividends are expected to be paid out by Euroclear Sweden AB on Thursday 2 May 2013 | Management | For | For | ||||||||||
9C | Resolution: Discharge of the members of the Board and Managing Director from liability to the company | Management | For | For | ||||||||||
10 | Establishment of the number of Board members and deputy Board members | Management | For | For | ||||||||||
11 | Establishment of fees to the Board and auditors | Management | For | For | ||||||||||
12 | Election of Board members and Chairman of the Board: The Election Committee proposes the following Board of Directors. Re-election of all current Board members: Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson, Melker Schorling and Christian Sievert. Chairman of the Board: re- election of Stefan Persson | Management | For | For | ||||||||||
13 | Election of auditor. The Election Committee proposes that the registered audit firm Ernst & Young AB be elected as the company's auditor for a 4-year mandate period, i.e. up to and including the Annual General Meeting to be held in 2017. Ernst & Young AB has notified that if the AGM approves the proposal, authorised public accountant Asa Lundvall will be the auditor-in- charge | Management | For | For | ||||||||||
14 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson and Anders Oscarsson to the nominating committee approve nominating committee guidelines | Management | For | For | ||||||||||
15 | Resolution on guidelines for remuneration to senior executives | Management | For | For | ||||||||||
16 | Resolution amending the basis for contributions to the H&M Incentive Program | Management | For | For | ||||||||||
17 | Closing of the AGM | Non-Voting | ||||||||||||
WOODSIDE PETROLEUM LTD, PERTH WA | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 24-Apr-2013 | ||||||||||||
ISIN | AU000000WPL2 | Agenda | 704329603 - Management | |||||||||||
Record Date | 22-Apr-2013 | Holding Recon Date | 22-Apr-2013 | |||||||||||
City / | Country | PERTH | / | Australia | Vote Deadline Date | 17-Apr-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
2.a | Election of Mr Frank Cooper | Management | For | For | ||||||||||
2.b | Re-election of Dr Andrew Jamieson | Management | For | For | ||||||||||
2.c | Election of Dr Sarah Ryan | Management | For | For | ||||||||||
3 | Remuneration Report | Management | For | For | ||||||||||
DANONE SA, PARIS | ||||||||||||||
Security | Meeting Type | MIX | ||||||||||||
Ticker Symbol | Meeting Date | 25-Apr-2013 | ||||||||||||
ISIN | FR0000120644 | Agenda | 704294355 - Management | |||||||||||
Record Date | 19-Apr-2013 | Holding Recon Date | 19-Apr-2013 | |||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 12-Apr-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
O.1 | Approval of the corporate financial statements for the financial year ended December 31, 2012 | Management | For | For | ||||||||||
O.2 | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | Management | For | For | ||||||||||
O.3 | Allocation of income for the financial year ended December 31, 2012 and setting the dividend at EUR 1.45 per share | Management | For | For | ||||||||||
O.4 | Renewal of term of Mr. Franck Riboud as Board member | Management | For | For | ||||||||||
O.5 | Renewal of term of Mr. Emmanuel Faber as Board member | Management | For | For | ||||||||||
O.6 | Approval of the agreements pursuant to Articles L.225-38 et seq. of the Commercial Code | Management | For | For | ||||||||||
O.7 | Approval of the agreements pursuant to Articles L.225-38 et seq. of the Commercial Code entered in by the Company with J.P. Morgan Group | Management | For | For | ||||||||||
O.8 | Approval of the agreements and commitments pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code regarding Mr. Franck Riboud | Management | For | For | ||||||||||
O.9 | Approval of the agreements and commitments pursuant to Articles L.225-38 and L.225-42-1 of the Commercial Code regarding Mr. Emmanuel Faber | Management | For | For | ||||||||||
O.10 | Setting the amount of attendance allowances | Management | For | For | ||||||||||
O.11 | Authorization to be granted to the Board of Directors to purchase, hold or transfer shares of the Company | Management | For | For | ||||||||||
E.12 | Delegation of authority to the Board of Directors to issue ordinary shares and securities giving access to capital of the Company while maintaining shareholders' preferential subscription rights | Management | Against | Against | ||||||||||
E.13 | Delegation of authority to the Board of Directors to issue ordinary shares of the Company and securities giving access to capital of the Company with cancellation of shareholders' preferential subscription rights, but with obligation to grant a priority right | Management | Against | Against | ||||||||||
E.14 | Delegation of authority to the Board of Directors to increase the number of issuable securities in case of capital increase with cancellation of shareholders' preferential subscription rights | Management | For | For | ||||||||||
E.15 | Delegation of authority to the Board of Directors to issue ordinary shares and securities giving access to capital of the Company with cancellation of shareholders' preferential subscription rights in case of public exchange offer initiated by the Company | Management | For | For | ||||||||||
E.16 | Delegation of powers to the Board of Directors to issue ordinary shares with cancellation of shareholders' preferential subscription rights, in consideration for in-kind contributions granted to the Company and comprised of equity securities or securities giving access to capital | Management | For | For | ||||||||||
E.17 | Delegation of authority to the Board of Directors to increase capital of the Company by incorporation of reserves, profits, premiums or other amounts which may be capitalized | Management | For | For | ||||||||||
E.18 | Delegation of authority to the Board of Directors to decide to carry out capital increases reserved for employees who are members of a company savings plan and/or reserved share transfers with cancellation of shareholders' preferential subscription rights | Management | For | For | ||||||||||
E.19 | Authorization granted to the Board of Directors to carry out allocations of Company's shares existing or to be issued with cancellation of shareholders' preferential subscription rights | Management | For | For | ||||||||||
E.20 | Authorization granted to the Board of Directors to reduce capital by cancellation of shares | Management | For | For | ||||||||||
E.21 | Amendment to Article 5 of the Bylaws of the Company in order to extend the term of the Company | Management | For | For | ||||||||||
E.22 | Amendment to Article 22.II of the Bylaws of the Company regarding shareholders representation | Management | For | For | ||||||||||
E.23 | Amendment to Article 24.I of the Bylaws of the Company regarding shareholders convening | Management | For | For | ||||||||||
E.24 | Powers to carry out all legal formalities | Management | For | For | ||||||||||
L'OREAL S.A., PARIS | ||||||||||||||
Security | Meeting Type | MIX | ||||||||||||
Ticker Symbol | Meeting Date | 26-Apr-2013 | ||||||||||||
ISIN | FR0000120321 | Agenda | 704331494 - Management | |||||||||||
Record Date | 22-Apr-2013 | Holding Recon Date | 22-Apr-2013 | |||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 15-Apr-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
O.1 | Approval of the corporate financial statements for the financial year 2012 | Management | For | For | ||||||||||
O.2 | Approval of the consolidated financial statements for the financial year 2012 | Management | For | For | ||||||||||
O.3 | Allocation of income for the financial year 2012 and setting the dividend | Management | For | For | ||||||||||
O.4 | Appointment of Mrs. Virginie Morgon as Board member | Management | For | For | ||||||||||
O.5 | Renewal of term of Mrs. Francoise Bettencourt Meyers as Board member | Management | For | For | ||||||||||
O.6 | Renewal of term of Mr. Peter Brabeck-Letmathe as Board member | Management | For | For | ||||||||||
O.7 | Renewal of term of Mr. Louis Schweitzer as Board member | Management | For | For | ||||||||||
O.8 | Authorization for the Company to repurchase its own shares | Management | For | For | ||||||||||
E.9 | Delegation of authority to be granted to the Board of Directors to increase capital either by issuing ordinary shares while maintaining preferential subscription rights, or by incorporating reserves, profits, premiums or other amounts | Management | Against | Against | ||||||||||
E.10 | Authorization granted to the Board of Directors to carry out free allocations of shares existing and/or to be issued carrying waiver by shareholders of their preferential subscription rights, to employees and corporate officers | Management | For | For | ||||||||||
E.11 | Delegation of authority granted to the Board of Directors to allow the completion of a capital increase reserved for employees with cancellation of shareholders' preferential subscription rights | Management | For | For | ||||||||||
E.12 | Powers to carry out all legal formalities | Management | For | For | ||||||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | ||||||||||||||
Security | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2013 | ||||||||||||
ISIN | SG1L01001701 | Agenda | 704389798 - Management | |||||||||||
Record Date | Holding Recon Date | 25-Apr-2013 | ||||||||||||
City / | Country | SINGAPO RE | / | Singapore | Vote Deadline Date | 22-Apr-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | The Proposed Renewal of the Share Purchase Mandate | Management | For | For | ||||||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 29-Apr-2013 | ||||||||||||
ISIN | SG1L01001701 | Agenda | 704392997 - Management | |||||||||||
Record Date | Holding Recon Date | 25-Apr-2013 | ||||||||||||
City / | Country | SINGAPO RE | / | Singapore | Vote Deadline Date | 22-Apr-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To receive and consider the Directors' Report and Audited Accounts for the year ended 31 December 2012 and the Auditors' Report thereon | Management | For | For | ||||||||||
2 | To declare a one-tier tax exempt Final Dividend of 28 cents per ordinary share, for the year ended 31 December 2012 2011: Final Dividend of 28 cents per ordinary share, one-tier tax exempt | Management | For | For | ||||||||||
3 | To declare a one-tier tax exempt Final Dividend of 2 cents per Non-Voting Redeemable Convertible Preference Share, for the year ended 31 December 2012. 2011: 2 cents per Non- Voting Redeemable Convertible Preference Share, one-tier tax exempt | Management | For | For | ||||||||||
4 | To sanction the amount of SGD 2,923,438 proposed as Directors' Remuneration for 2012. 2011: SGD 2,709,326 | Management | For | For | ||||||||||
5 | To re-appoint Messrs PricewaterhouseCoopers LLP as Auditors of the Company and to authorise the Directors to fix their remuneration | Management | For | For | ||||||||||
6 | To re-elect the following Director, who are retiring under Article 95 of the Company's Articles of Association ("the Articles") and who, being eligible, offer himself for re-election: Mr Danny Teoh Leong Kay | Management | For | For | ||||||||||
7 | To re-elect the following Director, who are retiring under Article 95 of the Company's Articles of Association ("the Articles") and who, being eligible, offer herself for re-election: Ms Euleen Goh Yiu Kiang | Management | For | For | ||||||||||
8 | To re-elect the following Directors, who are retiring under Article 101 of the Articles and who, being eligible, offer himself for re-election: Mr Andre Sekulic | Management | For | For | ||||||||||
9 | To re-elect the following Directors, who are retiring under Article 101 of the Articles and who, being eligible, offer herself for re-election: Ms Woo Foong Pheng (Mrs Ow) | Management | For | For | ||||||||||
10 | That authority be and is hereby given to the Directors of the Company to: (a) allot and issue from time to time such number of ordinary shares in the capital of the Company ("DBSH Ordinary Shares") as may be required to be issued pursuant to the exercise of options under the DBSH Share Option Plan; and (b) offer and grant awards in accordance with the provisions of the DBSH Share Plan and to allot and issue from time to time such number of | Management | For | For | ||||||||||
DBSH Ordinary Shares as may be required to be issued pursuant to the vesting of awards under the DBSH Share Plan, provided always that: (1) the aggregate number of new DBSH ordinary Shares to be issued pursuant to the exercise of options granted under the DBSH Share Option Plan and the vesting of awards granted or to be granted under the DBSH Share Plan shall not exceed 7.CONTD | ||||||||||||||
CONT | CONTD 5 per cent of the total number of issued shares (excluding treasury-shares) in the capital of the Company from time to time; and (2) the- aggregate number of new DBSH Ordinary Shares under awards to be granted-pursuant to the DBSH Share Plan during the period commencing from the date of-this Annual General Meeting of the Company and ending on the date of the next-Annual General Meeting of the Company or the date by which the next Annual-General Meeting of the Company is required by law to be held, whichever is-the earlier, shall not exceed 2 per cent of the total number of issued shares-(excluding treasury shares) in the capital of the Company from time to time | Non-Voting | ||||||||||||
11 | That authority be and is hereby given to the Directors of the Company to: (a) (i) issue shares in the capital of the Company ("shares") whether by way of rights, bonus or otherwise; nd/or (ii) make or grant offers, agreements or options (collectively, "Instruments") that might or would require shares to be issued, including but not limited to the creation and issue of (as well as adjustments to) warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the Directors may in their absolute discretion deem fit; and (b) (notwithstanding the authority conferred by this Resolution may have ceased to be in force) issue shares in pursuance of any Instrument made or granted by the Directors while this Resolution was CONTD | Management | Against | Against | ||||||||||
CONT | CONTD in force, provided that: (1) the aggregate number of shares to be-issued pursuant to this Resolution (including shares to be issued in- pursuance of Instruments made or granted pursuant to this Resolution) does-not exceed 50 per cent of the total number of issued shares (excluding-treasury shares) in the capital of the Company (as calculated in accordance-with paragraph (2) below), of which the aggregate number of shares to be-issued other than on a pro rata basis to shareholders of the Company- (including shares to be issued in pursuance of Instruments made or granted-pursuant to this Resolution) shall be less than 10 per cent of the total-number of issued shares (excluding treasury shares) in the capital of the-Company (as calculated in accordance with paragraph (2) below); (2) (subject-to such manner of CONTD | Non-Voting | ||||||||||||
CONT | CONTD calculation and adjustments as may be prescribed by the Singapore-Exchange Securities Trading Limited ("SGX-ST")), for the purpose of- determining the aggregate number of shares that may be issued under paragraph-(1) above, the percentage of issued shares shall be based on the total number-of issued shares (excluding treasury shares) in the capital of the Company at- the time this Resolution is passed, after adjusting for: (i) new shares-arising from the conversion or exercise of any convertible securities or-share options or vesting of share awards which are outstanding or subsisting-at the time this Resolution is passed; and (ii) any subsequent bonus issue,-consolidation or subdivision of shares; (3) in exercising the authority-conferred by this Resolution, the Company shall comply with the provisions of-the CONTD | Non-Voting | ||||||||||||
CONT | CONTD Listing Manual of the SGX-ST for the time being in force (unless such-compliance has been waived by the SGX-ST) and the Articles of Association for-the time being of the company; and (4) (unless revoked or varied by the- Company in general meeting) the authority conferred by this Resolution shall-continue in force until the conclusion of the next Annual General Meeting of-the Company or the date by which the next Annual General Meeting of the- Company is required by law to be held, whichever is the earlier | Non-Voting | ||||||||||||
12 | That authority be and is hereby given to the Directors of the Company to allot and issue such number of new ordinary shares and new Non-Voting Redeemable Convertible Preference Shares in the capital of the Company as may be required to be allotted and issued pursuant to the application of the DBSH Scrip Dividend Scheme to the final dividends of 28 cents per ordinary share and 2 cents per Non-Voting Redeemable Convertible Preference Share, for the year ended 31 December 2012 | Management | For | For | ||||||||||
13 | That authority be and is hereby given to the Directors of the Company to apply the DBSH Scrip Dividend Scheme to any dividend(s) which may be declared for the year ending 31 December 2013 and to allot and issue such number of new ordinary shares and new Non- Voting Redeemable Convertible Preference Shares in the capital of the Company as may be required to be allotted and issued pursuant thereto | Management | For | For | ||||||||||
PETROLEO BRASILEIRO S.A. - PETROBRAS | ||||||||||||||
Security | 71654V101 | Meeting Type | Special | |||||||||||
Ticker Symbol | PBRA | Meeting Date | 29-Apr-2013 | |||||||||||
ISIN | US71654V1017 | Agenda | 933790328 - Management | |||||||||||
Record Date | 08-Apr-2013 | Holding Recon Date | 08-Apr-2013 | |||||||||||
City / | Country | / | United States | Vote Deadline Date | 23-Apr-2013 | |||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
O4A | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS: APPOINTED BY THE MINORITY SHAREHOLDERS (ACCOMPANYING THE VOTES OF THE CANDIDATE APPOINTED BY THE MAJORITY OF THE MINORITY SHAREHOLDERS) | Management | For | For | ||||||||||
O6A | ELECTION OF THE MEMBERS OF THE FISCAL BOARD AND THEIR RESPECTIVE SUBSTITUTES: APPOINTED BY THE MINORITY SHAREHOLDERS (ACCOMPANYING THE VOTES OF THE CANDIDATE APPOINTED BY THE MAJORITY OF THE MINORITY SHAREHOLDERS) | Management | For | For | ||||||||||
CLP HOLDINGS LTD | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 30-Apr-2013 | ||||||||||||
ISIN | HK0002007356 | Agenda | 704345102 - Management | |||||||||||
Record Date | 26-Apr-2013 | Holding Recon Date | 26-Apr-2013 | |||||||||||
City / | Country | KOWLOO N | / | Hong Kong | Vote Deadline Date | 25-Apr-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To adopt the audited Financial Statements for the year ended 31 December 2012 and the Reports of the Directors and Independent Auditor thereon | Management | For | For | ||||||||||
2a | To elect Mrs. Law Fan Chiu Fun Fanny as Director | Management | For | For | ||||||||||
2b | To elect Ms. Lee Yun Lien Irene as Director | Management | For | For | ||||||||||
2c | To re-elect The Honourable Sir Michael Kadoorie as Director | Management | For | For | ||||||||||
2d | To re-elect Mr. Paul Arthur Theys as Director | Management | For | For | ||||||||||
2e | To re-elect Mr. Andrew Clifford Winawer Brandler as Director | Management | For | For | ||||||||||
2f | To re-elect Mr. Nicholas Charles Allen as Director | Management | For | For | ||||||||||
3 | To re-appoint PricewaterhouseCoopers as Independent Auditor of the Company and authorise the Directors to fix Auditor's remuneration for the year ended 31 December 2013 | Management | For | For | ||||||||||
4 | To approve the revised levels of remuneration payable to the Non-executive Directors including Independent Non-executive Directors who serve on the Board and Board Committees of the Company for each of the financial year of 2013, 2014 and 2015, effective from 1 May in respect of each year | Management | For | For | ||||||||||
5 | To give a general mandate to the Directors to issue and dispose of additional shares in the Company; not exceeding five per cent of the issued share capital at the date of this Resolution | Management | For | For | ||||||||||
6 | To give a general mandate to the Directors to exercise all the powers of the Company to purchase or otherwise acquire shares of HKD 5.00 each in the capital of the Company; not exceeding ten per cent of the issued share capital at the date of this Resolution | Management | For | For | ||||||||||
RECKITT BENCKISER GROUP PLC, SLOUGH | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 02-May-2013 | ||||||||||||
ISIN | GB00B24CGK77 | Agenda | 704365813 - Management | |||||||||||
Record Date | Holding Recon Date | 30-Apr-2013 | ||||||||||||
City / | Country | HAYES | / | United Kingdom | Vote Deadline Date | 24-Apr-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | That the Company's accounts and the reports of the Directors and the Auditors for the year ended 31 December 2012 be received | Management | For | For | ||||||||||
2 | That the Directors' Remuneration Report for the year ended 31 December 2012 be approved | Management | For | For | ||||||||||
3 | That the final dividend recommended by the Directors of 78p per ordinary share for the year ended 31 December 2012 be declared payable and paid on 30 May 2013 to all Shareholders on the register at the close of business on 22 February 2013 | Management | For | For | ||||||||||
4 | That Adrian Bellamy (member of the Nomination and Remuneration Committees) be re-elected as a Director | Management | For | For | ||||||||||
5 | That Peter Harf (member of the Nomination Committee) be re-elected as a Director | Management | For | For | ||||||||||
6 | That Richard Cousins (member of the Remuneration Committee) be re-elected as a Director | Management | For | For | ||||||||||
7 | That Kenneth Hydon (member of the Audit and Nomination Committees) be re-elected as a Director | Management | For | For | ||||||||||
8 | That Rakesh Kapoor (member of the Nomination Committee) be re-elected as a Director | Management | For | For | ||||||||||
9 | That Andre Lacroix (member of the Audit Committee) be re-elected as a Director | Management | For | For | ||||||||||
10 | That Graham MacKay (member of the D640Nomination and Remuneration Committees) be re-elected as a Director | Management | For | For | ||||||||||
11 | That Judith Sprieser (member of the Nomination and Remuneration Committees) be re-elected as a Director | Management | For | For | ||||||||||
12 | That Warren Tucker (member of the Audit Committee) be re-elected as a Director | Management | For | For | ||||||||||
13 | That Adrian Hennah, who was appointed to the Board since the date of the last AGM, be elected as a Director | Management | For | For | ||||||||||
14 | That PricewaterhouseCoopers LLP be re- appointed Auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid before the Company | Management | For | For | ||||||||||
15 | That the Directors be authorised to fix the remuneration of the Auditors | Management | For | For | ||||||||||
16 | That in accordance with s366 and s367 of the Companies Act 2006 (the 2006 Act) the Company and any UK registered company which is or becomes a subsidiary of the Company during the period to which this resolution relates be authorised to: a) make political donations to political parties and/or independent election candidates up to a total aggregate amount of GBP 50,000; b) make political donations to political organisations other than political parties up to a total aggregate amount of GBP 50,000; and c) incur political expenditure up to a total aggregate amount of GBP 50,000 during the period from the date of this resolution until the conclusion of the next AGM of the Company in 2014, provided that the total aggregate amount of all such donations and expenditure incurred by the Company and its UK subsidiaries in such period shall not exceed GBP 50,000. For the purpose of this resolution, the terms 'political donations', 'political parties', 'independent election candidates', 'political organisations' and 'political expenditure' have the meanings set out in s363 to s365 of the 2006 Act | Management | Against | Against | ||||||||||
17 | That the Directors be generally and unconditionally authorised to exercise all the powers of the Company to allot shares or grant rights to subscribe for or convert any security into shares of the Company: a) up to a nominal amount of GBP 21,000,000 (such amount to be reduced by the nominal amount allotted or granted under paragraph (b) below in excess of such sum); and b) comprising equity securities (as defined in s560(1) of the 2006 Act) up to a nominal amount of GBP 47,800,000 (such amount to be reduced by any allotments or grants made under paragraph (a) above) in connection with an offer by way of a rights issue: i) to Shareholders in proportion (as nearly as may be practicable) to their existing holdings; and ii) to holders of other equity securities as required by the rights of those securities or as the Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and make any arrangements which it considers necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, or under the laws of, any territory or any other matter, such authorities to apply until the end of next year's AGM (or, if earlier, until the close of business on 30 June 2014), but, in each case, o that the Company may make offers and enter into agreements during the relevant period which would, or might, require shares to be allotted or rights to subscribe for or convert securities into shares to be granted after the authority ends and the Directors may allot shares or grant rights to subscribe for or convert securities into shares under any such offer or greement as if the authority had not ended | Management | Against | Against | ||||||||||
18 | That if resolution 17 is passed, the Directors be given power to allot equity securities (as defined in the 2006 Act) for cash under the authority given by that resolution and/or to sell ordinary shares held by the Company as treasury shares for cash as if s561 of the 2006 Act did not apply to any such allotment or sale, such power to be limited: a) to the allotment of equity securities and sale of treasury shares for cash in connection with an offer of, or invitation to apply for, equity securities (but in the case of the authority granted under paragraph (b) of resolution 17, by way of a rights issue only): i) to Shareholders in proportion (as nearly as may be practicable) to their existing holdings; and ii ) to holders of other equity securities, as required by the rights of those securities or, as the Directors otherwise consider necessary, and so that the Directors may impose any limits or restrictions and make any arrangements which they consider necessary or appropriate to deal with treasury shares, fractional entitlements, record dates, legal, regulatory or practical problems in, D642or under the laws of, any territory or any other matter; and b) in the case of the authority granted under paragraph (a) of this resolution and/or in the case of any transfer of treasury shares which is treated as an allotment of equity securities under s560(3) of the 2006 Act, to the allotment (otherwise than under paragraph (a) above) of equity securities up to a nominal amount of GBP 3,500,000 such power to apply until the end of next year's AGM (or, if earlier, until the close of business on 30 June 2014) but during this period the Company may make offers, and enter into agreements, which would, or might, require equity securities to be allotted (and treasury shares to be sold) after the power ends and the Directors may allot equity securities under any such offer or agreement as if the power had not expired | Management | For | For | ||||||||||
19 | That the Company be and it is hereby generally and unconditionally authorised for the purposes of s701 of the 2006 Act to make market purchases (within the meaning of s693(4) of the2006 Act) of ordinary shares of 10p each in the capital of the Company (ordinary shares) provided that: a) the maximum number of ordinary shares which may be purchased is 73,000,000 ordinary shares (representing less than 10% of the Company's issued ordinary share capital as at 8 March 2013); b) the maximum price at which ordinary shares may be purchased is an amount equal to the higher of (i) 5% above the average of the middle market quotations for the ordinary shares as taken from the London Stock Exchange Daily Official List for the five business days preceding the date of purchase; and (ii) that stipulated by article 5(1) of the EU Buyback and Stabilisation Regulations 2003 (No. 2273/2003); and the minimum price is 10p per ordinary share, in both cases exclusive of expenses; c) the authority to purchase onferred by this resolution shall expire on the earlier of 30 June 2014 or on the date of the AGM of the Company in 2014 save that the | Management | For | For | ||||||||||
Company may, before such expiry, enter into a contract to purchase ordinary shares under which such purchase will or may be completed or executed wholly or partly after the expiration of this authority and may make a purchase of ordinary shares in pursuance of any such contract; and d) all ordinary shares purchased pursuant to the said authority shall be either: i) cancelled immediately upon completion of the purchase; or ii) held, sold, transferred or otherwise dealt with as treasury shares in accordance with the provisions of the 2006 Act | ||||||||||||||
20 | That a general meeting other than an AGM may be called on not less than 14 clear days' notice | Management | For | For | ||||||||||
COCA-COLA AMATIL LTD | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 07-May-2013 | ||||||||||||
ISIN | AU000000CCL2 | Agenda | 704402053 - Management | |||||||||||
Record Date | 05-May-2013 | Holding Recon Date | 05-May-2013 | |||||||||||
City / | Country | SYDNEY | / | Australia | Vote Deadline Date | 01-May-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
2 | Adoption of Remuneration Report | Management | For | For | ||||||||||
3.a | Re-election of Ms Ilana Atlas as a Director | Management | For | For | ||||||||||
3.b | Re-election of Ms Catherine Brenner as a Director | Management | For | For | ||||||||||
3.c | Re-election of Mr Anthony Froggatt as a Director | Management | For | For | ||||||||||
STANDARD CHARTERED PLC, LONDON | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 08-May-2013 | ||||||||||||
ISIN | GB0004082847 | Agenda | 704375092 - Management | |||||||||||
Record Date | Holding Recon Date | 06-May-2013 | ||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 01-May-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To receive the company's annual report and accounts for the financial year ended 31Dec2012 together with the reports of the directors and auditors | Management | For | For | ||||||||||
2 | To Declare a final dividend of 56.77 US cents per ordinary share for the year ended 31Dec2012 | Management | For | For | ||||||||||
3 | To approve the directors' remuneration report for the year ended 31Dec2012, as set out on pages 160 to 185 of the annual report and accounts | Management | For | For | ||||||||||
4 | To elect, Mr O P Bhatt who has been appointed as a non-executive director by the board since the last AGM of the company | Management | For | For | ||||||||||
5 | To elect, Dr L C Y Cheung who has been appointed as a nonexecutive director by the board since the last AGM of the company | Management | For | For | ||||||||||
6 | To elect, Mrs M Ewing who has been appointed as a non-executive director by the board since the last AGM of the company | Management | For | For | ||||||||||
7 | To elect, Dr L H Thunell who has been appointed as a nonexecutive director by the board since the last AGM of the company | Management | For | For | ||||||||||
8 | To re-elect Mr S P Bertamini, an executive director | Management | For | For | ||||||||||
9 | To re-elect Mr J S Bindra, an executive director | Management | For | For | ||||||||||
10 | To re-elect Mr J F T Dundas, a non-executive director | Management | For | For | ||||||||||
11 | To re-elect Dr Han Seung-soo KBE, a non- executive director | Management | For | For | ||||||||||
12 | To re-elect Mr S J Lowth, a non-executive director | Management | For | For | ||||||||||
13 | To re-elect Mr R H P Markham, a non-executive director | Management | For | For | ||||||||||
14 | To re-elect Ms R Markland, a non-executive director | Management | For | For | ||||||||||
15 | To re-elect Mr R H Meddings, an executive director | Management | For | For | ||||||||||
16 | To re-elect Mr J G H Paynter, a non-executive director | Management | For | For | ||||||||||
17 | To re-elect Sir John Peace, as chairman | Management | For | For | ||||||||||
18 | To re-elect Mr A M G Rees, an executive director | Management | For | For | ||||||||||
19 | To re-elect Mr P A Sands, an executive director | Management | For | For | ||||||||||
20 | To re-elect Mr V Shankar, an executive director | Management | For | For | ||||||||||
21 | To re-elect Mr P D Skinner, a non-executive director | Management | For | For | ||||||||||
22 | To re-elect Mr O H J Stocken, a non-executive director | Management | For | For | ||||||||||
23 | To re-appoint KPMG Audit Plc as auditor to the company from the end of the AGM until the end of next year's AGM | Management | For | For | ||||||||||
24 | To authorise the board to set the auditor's fees | Management | For | For | ||||||||||
25 | To authorise the company and its subsidiaries to make political donations | Management | Against | Against | ||||||||||
26 | To authorise the board to allot shares | Management | Against | Against | ||||||||||
27 | To extend the authority to allot shares | Management | Against | Against | ||||||||||
28 | To authorise the board to allot equity securities | Management | For | For | ||||||||||
29 | To authorise the company to buy back its ordinary shares | Management | For | For | ||||||||||
30 | To authorise the company to buy back its preference shares | Management | For | For | ||||||||||
31 | That a general meeting other than an annual general meeting may be called on not less than 14 clear days' notice | Management | For | For | ||||||||||
32 | That the rules of the standard chartered 2013 sharesave plan | Management | For | For | ||||||||||
ADIDAS AG, HERZOGENAURACH | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 08-May-2013 | ||||||||||||
ISIN | DE000A1EWWW0 | Agenda | 704430824 - Management | |||||||||||
Record Date | Holding Recon Date | 06-May-2013 | ||||||||||||
City / | Country | FUERTH | / | Germany | Blocking | Vote Deadline Date | 23-Apr-2013 | |||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1. | Presentation of the financial statements and annual report for the 2012 financ-ial year with the report of the Supervisory Board, the group financial stateme-nts and group annual report for the 2011 and 2012 financial year as well as th-e report by the Board of MDs pursuant to Sections 289(4) and 315(4) of the Ger-man Commercial Code | Non-Voting | ||||||||||||
2. | Resolution on the appropriation of the distributable profit of EUR 606,494,956.33 as follows: Payment of a dividend of EUR 1.35 per no-par share EUR 324,053,105.23 shall be carried forward Ex-dividend and payable date: May 9, 2013 | Management | For | For | ||||||||||
3. | Ratification of the acts of the Board of MDs | Management | For | For | ||||||||||
4. | Ratification of the acts of the Supervisory Board | Management | For | For | ||||||||||
5. | Approval of a) the amendments to the existing Control and profit transfer agreement with the company subsidiary adidas Insurance + Risk Consultants GmbH b) the amendments to the existing Control and profit transfer agreement with the company s subsidiary adidas Beteiligungsgesellschaft mbH | Management | For | For | ||||||||||
6. | Resolution on the revocation of the existing authorized capital, the creation of new authorized capital, and the corresponding amendment to the articles of association The authorization given by the 2009 AGM to in-crease the share capital by up to EUR 50,000,000 shall be revoked. The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 50,000,000 through the issue of new shares against contributions in cash, for a period of five years, effective from the registration of this authorization in the commercial register (authorized capital 2013/I). Shareholders subscription rights may be excluded for residual amounts | Management | For | For | ||||||||||
7. | Resolution on the revocation of the existing authorized capital, the creation of new authorized capital, and the corresponding amendment to the articles of association The authorization given by the 2011 AGM to in-crease the share capital by up to EUR 25,000,000 shall be revoked. The Board of MDs shall be authorized, with the consent of the Supervisory Board, to ncrease the share capital by up to EUR 25,000,000 through the issue of new shares against contributions in kind, for a period of three years, effective from the registration of this authorization in the commercial register (authorized capital 2013/II). Shareholders subscription rights may be excluded | Management | For | For | ||||||||||
8. | Resolution on the revocation of the existing authorized capital, the creation of new authorized capital, and the corresponding amendment to the articles of association The authorization given by the 2010 AGM to in-crease the share capital by up to EUR 20,000,000 shall be revoked. The Board of MDs shall be authorized, with the consent of the Supervisory Board, to increase the share capital by up to EUR 20,000,000 through the issue of new shares against contributions in cash, for a period of five years, effective from the registration of this authorization in the commercial register (authorized capital 2013/I). Shareholders shall be granted subscription rights except for residual amounts and for a capital increase of up to 10 percent of the share capital if the shares are issued at a price not materially below their market price | Management | For | For | ||||||||||
9.a | Appointment of auditors: Audit of the financial statements for the 2013 financial year: KPMG AG, Berlin | Management | For | For | ||||||||||
9.b | Appointment of auditors: Review of the interim financial statements for the first half of the 2013 financial year: KPMG AG, Berlin | Management | For | For | ||||||||||
CENTRICA PLC, WINDSOR BERKSHIRE | ||||||||||||||
�� | Security | Meeting Type | Annual General Meeting | |||||||||||
Ticker Symbol | Meeting Date | 13-May-2013 | ||||||||||||
ISIN | GB00B033F229 | Agenda | 704354416 - Management | |||||||||||
Record Date | Holding Recon Date | 09-May-2013 | ||||||||||||
City / | Country | TBD | / | United Kingdom | Vote Deadline Date | 07-May-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To receive the report and accounts | Management | For | For | ||||||||||
2 | To approve the remuneration report | Management | For | For | ||||||||||
3 | To declare a final dividend | Management | For | For | ||||||||||
4 | To reappoint Sir Roger Carr | Management | For | For | ||||||||||
5 | To reappoint Sam Laidlaw | Management | For | For | ||||||||||
6 | To reappoint Phil Bentley | Management | For | For | ||||||||||
7 | To reappoint Margherita Della Valle | Management | For | For | ||||||||||
8 | To reappoint Mary Francis | Management | For | For | ||||||||||
9 | To reappoint Mark Hanafin | Management | For | For | ||||||||||
10 | To reappoint Lesley Knox | Management | For | For | ||||||||||
11 | To reappoint Nick Luff | Management | For | For | ||||||||||
12 | To reappoint Ian Meakins | Management | For | For | ||||||||||
13 | To reappoint Paul Rayner | Management | For | For | ||||||||||
14 | To reappoint Chris Weston | Management | For | For | ||||||||||
15 | To reappoint the auditors | Management | For | For | ||||||||||
16 | To authorise the directors to determine the auditors remuneration | Management | For | For | ||||||||||
17 | Authority for political donations and political expenditure in the European Union | Management | Against | Against | ||||||||||
18 | Authority to allot shares | Management | Against | Against | ||||||||||
19 | Authority to disapply pre-emption rights | Management | For | For | ||||||||||
20 | Authority to purchase own shares | Management | For | For | ||||||||||
21 | Notice of general meetings | Management | For | For | ||||||||||
ESSILOR INTERNATIONAL SA, CHARENTON LE PONT | ||||||||||||||
Security | Meeting Type | MIX | ||||||||||||
Ticker Symbol | Meeting Date | 16-May-2013 | ||||||||||||
ISIN | FR0000121667 | Agenda | 704384902 - Management | |||||||||||
Record Date | 10-May-2013 | �� | Holding Recon Date | 10-May-2013 | ||||||||||
City / | Country | PARIS | / | France | Vote Deadline Date | 03-May-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
O.1 | Approval of the corporate financial statements for the financial year ended December 31, 2012 | Management | For | For | ||||||||||
O.2 | Approval of the consolidated financial statements for the financial year ended December 31, 2012 | Management | For | For | ||||||||||
O.3 | Allocation of income and setting the dividend | Management | For | For | ||||||||||
O.4 | Renewal of terms of the firm PricewaterhouseCoopers Audit as principal Statutory Auditor and Mr. Etienne Boris as deputy Statutory Auditor | Management | For | For | ||||||||||
O.5 | Renewal of terms of the firm Mazars as principal Statutory Auditor and Mr. Jean-Louis Simon as deputy Statutory Auditor | Management | For | For | ||||||||||
O.6 | Renewal of term of Mr. Yves Chevillotte as Board member | Management | For | For | ||||||||||
O.7 | Renewal of term of Mrs. Mireille Faugere as Board member | Management | For | For | ||||||||||
O.8 | Renewal of term of Mr. Xavier Fontanet as Board member | Management | For | For | ||||||||||
O.9 | Appointment of Mrs. Maureen Cavanagh as Board member | Management | For | For | ||||||||||
O.10 | Authorization to be granted to the Board of Directors to allow the Company to purchase its own shares | Management | For | For | ||||||||||
E.11 | Authorization to be granted to the Board of Directors to increase share capital by issuing shares reserved for members of a company savings plan | Management | For | For | ||||||||||
E.12 | Delegation of authority to be granted to the Board of Directors to decide to increase share capital by issuing shares and/or securities giving access to capital of the Company and/or securities entitling to the allotment of debt securities as part of an offer, including to qualified investors or a limited group of investors pursuant to Article L.411-2, II of the Monetary and Financial Code without preferential subscription rights | Management | For | For | ||||||||||
E.13 | Amendment to Article 24 of the bylaws: Holding General Meetings 3) Quorum-Voting (excerpt) - Introducing the option to waive double voting rights | Management | For | For | ||||||||||
E.14 | Powers to carry out all legal formalities resulting from the decisions of the Ordinary and Extraordinary General Meeting | Management | For | For | ||||||||||
SHIMAMURA CO.,LTD. | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 17-May-2013 | ||||||||||||
ISIN | JP3358200008 | Agenda | 704474383 - Management | |||||||||||
Record Date | 20-Feb-2013 | Holding Recon Date | 20-Feb-2013 | |||||||||||
City / | Country | SAITAMA | / | Japan | Vote Deadline Date | 07-May-2013 | ||||||||
SEDOL(s) | Quick Code | 82270 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||
2.10 | Appoint a Director | Management | For | For | ||||||||||
2.11 | Appoint a Director | Management | For | For | ||||||||||
BG GROUP | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 23-May-2013 | ||||||||||||
ISIN | GB0008762899 | Agenda | 704385461 - Management | |||||||||||
Record Date | Holding Recon Date | 21-May-2013 | ||||||||||||
City / | Country | READING | / | United Kingdom | Vote Deadline Date | 17-May-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To receive the Accounts and Reports of the Directors and the auditors for the year ended 31 December 2012 | Management | For | For | ||||||||||
2 | To approve the Directors' Remuneration report as set out on pages 60 to 75 of the Company's Annual Report and Accounts for the year ended 31 December 2012 | Management | For | For | ||||||||||
3 | To declare a final dividend in respect of the year ended 31 December 2012 of 14.26 cents per share payable on 31 May 2013 to holders of ordinary shares on the register of shareholders of the Company at the close of business on 19 April 2013 | Management | For | For | ||||||||||
4 | To elect Den Jones as a Director of the Company | Management | For | For | ||||||||||
5 | To elect Lim Haw-Kuang as a Director of the Company | Management | For | For | ||||||||||
6 | To re-elect Peter Backhouse as a Director of the Company | Management | For | For | ||||||||||
7 | To re-elect Vivienne Cox as a Director of the Company | Management | For | For | ||||||||||
8 | To re-elect Chris Finlayson as a Director of the Company | Management | For | For | ||||||||||
9 | To re-elect Andrew Gould as a Director of the Company | Management | For | For | ||||||||||
10 | To re-elect Baroness Hogg as a Director of the Company | Management | For | For | ||||||||||
11 | To re-elect Dr John Hood as a Director of theCompany | Management | For | For | ||||||||||
12 | To re-elect Martin Houston as a Director of the Company | Management | For | For | ||||||||||
13 | To re-elect Caio Koch-Weser as a Director of the Company | Management | For | For | ||||||||||
14 | To re-elect Sir David Manning as a Director of the Company | Management | For | For | ||||||||||
15 | To re-elect Mark Seligman as a Director of the Company | Management | For | For | ||||||||||
16 | To re-elect Patrick Thomas as a Director of the Company | Management | For | For | ||||||||||
17 | To re-appoint Ernst & Young LLP as auditors of the Company, to hold office until the conclusion of the next general meeting at which annual accounts are laid before the Company | Management | For | For | ||||||||||
18 | To authorise the Audit Committee of the Board to approve the remuneration of the auditors | Management | For | For | ||||||||||
19 | That, in accordance with Sections 366 and 367 of the Companies Act 2006 (the Act), the Company, and all companies which are subsidiaries of the Company during the period when this Resolution has effect, be and are hereby authorised to: (a) make political donations to political parties or independent election candidates up to a total aggregate amount of GBP15 000; (b) make political donations to political organisations other than political parties up to a total aggregate amount of GBP15 000; and (c) incur political expenditure up to a total aggregate amount of GBP20 000, during the period beginning with the date of the passing of this Resolution and ending at the conclusion of the next annual general meeting of the Company, provided that, in any event, the total aggregate amount of all political donations and political expenditure incurred by the Company and its subsidiaries in such period shall not exceed GBP50 000. For the purposes of this Resolution, 'political donations', 'political organisations', 'political parties' and 'political expenditure' have the meanings given to them in Sections 363 to 365 of the Act | Management | Against | Against | ||||||||||
20 | That the Directors be and are hereby generally nd unconditionally authorised in accordance with Section 551 of the Act to exercise all the powers of the Company to allot ordinary shares in the Company and to grant rights to subscribe for, or to convert any security into, ordinary shares in the Company (Rights) up to an aggregate nominal amount of GBP113,424,772 provided that this authority shall expire at the conclusion of the next annual general meeting of the Company, save that the Directors shall be entitled to exercise all the powers of the Company to make offers or agreements before the expiry of such authority which would or might require ordinary shares to be allotted or Rights to be granted after such expiry and the directors shall be entitled to allot ordinary shares and grant Rights pursuant to any such offer or agreement as if this authority had not expired; and all unexercised authorities previously granted to the Directors to allot ordinary shares and grant Rights be and are hereby revoked | Management | Against | Against | ||||||||||
21 | That the Directors be and are hereby empowered pursuant to Sections 570 and 573 of the Act to allot equity securities (within the meaning of Section 560 of the Act) for cash either pursuant to the authority conferred by Resolution 20 above or by way of a sale of treasury shares as if Section 561(1) of the Act did not apply to any such allotment, provided that this power shall be limited to: (a) the allotment of equity securities in connection with an offer of securities in favour of the holders of ordinary shares on the register of members at such record date as the Directors may determine and other persons entitled to participate therein where the equity securities respectively attributable to the interests of the ordinary shareholders are proportionate (as nearly as may be practicable) to the respective number of ordinary shares held or deemed to be | Management | Against | Against | ||||||||||
held by them on any such record date, subject to such exclusions or other arrangements as the Directors may deem necessary or expedient to deal with treasury shares, fractional entitlements or legal or practical problems arising under the laws of any overseas territory or the requirements of any regulatory body or stock exchange or by virtue of ordinary shares being represented by depositary receipts or any other matter; and (b) the allotment (otherwise than pursuant to sub- paragraph (a) of this Resolution 21) to any person or persons of equity securities up to an aggregate nominal amount of GBP18,074,352, and shall expire upon the expiry of the general authority conferred by Resolution 20 above, save that the Directors shall be entitled to exercise all the powers of the Company to make offers or agreements before the expiry of such power which would or might require equity securities to be allotted after such expiry and the Directors shall be entitled to allot equity securities pursuant to any such offer or agreement as if the power conferred hereby had not expired | ||||||||||||||
22 | That the Company be generally and unconditionally authorised to make market purchases (within the meaning of Section 693(4) of the Act) of ordinary shares of 10 pence each of the Company on such terms and in such manner as the Directors may from time to time determine, provided that: (a) the maximum number of ordinary shares hereby authorised to be acquired is 340,374,317, representing approximately 10% of the issued ordinary share capital of the Company as at 28 March 2013; (b) the minimum price that may be paid for any such ordinary share is 10 pence, the nominal value of that share; (c) the maximum price that may be paid for any such ordinary share is an amount equal to 105% of the average of the middle market quotations for an ordinary share in the Company as derived from the London Stock Exchange Daily Official List for the five business days immediately preceding the day on which the share is contracted to be purchased; (d) the authority hereby conferred shall expire at the conclusion of the next annual general meeting of the Company, unless previously renewed, varied or revoked by the Company in general meeting; and (e) the Company may make a contract to purchase its ordinary shares under the authority hereby conferred prior to the expiry of such authority, which contract will or may be executed wholly or partly after the expiry of such authority, and may purchase its ordinary shares pursuant to any such contract as if the power conferred hereby had not expired | Management | For | For | ||||||||||
23 | That a general meeting of the Company, other than an annual general meeting, may be called on not less than 14 clear days' notice | Management | For | For | ||||||||||
AEON MALL CO.,LTD. | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 23-May-2013 | ||||||||||||
ISIN | JP3131430005 | Agenda | 704486427 - Management | |||||||||||
Record Date | 28-Feb-2013 | Holding Recon Date | 28-Feb-2013 | |||||||||||
City / | Country | CHIBA | / | Japan | Vote Deadline Date | 13-May-2013 | ||||||||
SEDOL(s) | Quick Code | 89050 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Amend Articles to: Expand Business Lines | Management | For | For | ||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||
2.10 | Appoint a Director | Management | For | For | ||||||||||
2.11 | Appoint a Director | Management | For | For | ||||||||||
2.12 | Appoint a Director | Management | For | For | ||||||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
HSBC HOLDINGS PLC, LONDON | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 24-May-2013 | ||||||||||||
ISIN | GB0005405286 | Agenda | 704375080 - Management | |||||||||||
Record Date | Holding Recon Date | 22-May-2013 | ||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 17-May-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To receive the Annual Report and Accounts 2012 | Management | For | For | ||||||||||
2 | To approve the Directors' Remuneration Report for 2012 | Management | For | For | ||||||||||
3.a | To re-elect S A Catz a Director | Management | For | For | ||||||||||
3.b | To re-elect L M L Cha a Director | Management | For | For | ||||||||||
3.c | To re-elect M K T Cheung a Director | Management | For | For | ||||||||||
3.d | To elect J B Comey a Director | Management | For | For | ||||||||||
3.e | To re-elect J D Coombe a Director | Management | For | For | ||||||||||
3.f | To re-elect J Faber a Director | Management | For | For | ||||||||||
3.g | To re-elect R A Fairhead a Director | Management | For | For | ||||||||||
3.h | To elect R Fassbind a Director | Management | For | For | ||||||||||
3.i | To re-elect D J Flint a Director | Management | For | For | ||||||||||
3.j | To re-elect S T Gulliver a Director | Management | For | For | ||||||||||
3.k | To re-elect J W J Hughes-Hallett a Director | Management | For | For | ||||||||||
3.l | To re-elect W S H Laidlaw a Director | Management | For | For | ||||||||||
3.m | To re-elect J P Lipsky a Director | Management | For | For | ||||||||||
3.n | To re-elect J R Lomax a Director | Management | For | For | ||||||||||
3.o | To re-elect I J Mackay a Director | Management | For | For | ||||||||||
3.p | To re-elect Sir Simon Robertson a Director | Management | For | For | ||||||||||
3.q | To re-elect J L Thornton a Director | Management | For | For | ||||||||||
4 | To reappoint the Auditor at remuneration to be determined by the Group Audit Committee: KPMG Audit Plc | Management | For | For | ||||||||||
5 | To authorise the Directors to allot shares | Management | Against | Against | ||||||||||
6 | To disapply pre-emption rights | Management | Against | Against | ||||||||||
7 | To authorise the Company to purchase its own ordinary shares | Management | For | For | ||||||||||
8 | To approve general meetings (other than annual general meetings) being called on 14 clear days' notice | Management | For | For | ||||||||||
CNOOC LTD, HONG KONG | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 24-May-2013 | ||||||||||||
ISIN | HK0883013259 | Agenda | 704471945 - Management | |||||||||||
Record Date | 16-May-2013 | Holding Recon Date | 16-May-2013 | |||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 21-May-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
A1 | To receive and consider the audited Statement of Accounts together with the Report of the Directors and Independent Auditors' Report thereon for the year ended 31 December 2012 | Management | For | For | ||||||||||
A2 | To declare a final dividend for the year ended 31 December 2012 | Management | For | For | ||||||||||
A3 | To re-elect Mr. Yang Hua as a Non-executive Director of the Company | Management | For | For | ||||||||||
A4 | To re-elect Mr. Zhou Shouwei as a Non- executive Director of the Company | Management | For | For | ||||||||||
A5 | To re-elect Mr. Chiu Sung Hong as an Independent Non-executive Director of the Company | Management | For | For | ||||||||||
A6 | To authorise the Board of Directors to fix the remuneration of each of the Directors | Management | For | For | ||||||||||
A7 | To appoint Deloitte Touche Tohmatsu as the Company and its subsidiaries' independent auditors and to authorise the Board of Directors to fix their remuneration | Management | For | For | ||||||||||
B1 | To grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share capital of the Company in issue as at the date of passing of this resolution | Management | For | For | ||||||||||
B2 | To grant a general mandate to the Directors to issue, allot and deal with additional shares in the capital of the Company not exceeding 20% of the share capital of the Company in issue as at the date of passing of this resolution | Management | Against | Against | ||||||||||
B3 | To extend the general mandate granted to the Directors to issue, allot and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceed 10% of the share capital of the Company in issue as at the date of passing of this resolution | Management | For | For | ||||||||||
CHINA MOBILE LIMITED, HONG KONG | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 30-May-2013 | ||||||||||||
ISIN | HK0941009539 | Agenda | 704353008 - Management | |||||||||||
Record Date | 23-May-2013 | Holding Recon Date | 23-May-2013 | |||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 27-May-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To receive and consider the audited financial statements and the Reports of the Directors and Auditors of the Company and its subsidiaries for the year ended 31 December 2012 | Management | For | For | ||||||||||
2 | To declare a final dividend for the year ended 31 December 2012 | Management | For | For | ||||||||||
3.i | To re-elect Mr. Li Yue as director of the Company | Management | For | For | ||||||||||
3.ii | To re-elect Mr. Xue Taohai as director of the Company | Management | For | For | ||||||||||
3.iii | To re-elect Madam Huang Wenlin as director of the Company | Management | For | For | ||||||||||
4 | To appoint Messrs. PricewaterhouseCoopers and PricewaterhouseCoopers Zhong Tian CPAs Limited (to be renamed as PricewaterhouseCoopers Zhong Tian LLP) as the auditors of the Company and its subsidiaries for Hong Kong financial reporting and U.S. financial reporting purposes, respectively, and to authorize the directors of the Company to fix their remuneration | Management | For | For | ||||||||||
5 | To give a general mandate to the directors of the Company to repurchase shares in the Company not exceeding 10% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 5 as set out in the AGM Notice | Management | For | For | ||||||||||
6 | To give a general mandate to the directors of the Company to issue, allot and deal with additional shares in the Company not exceeding 20% of the aggregate nominal amount of the existing issued share capital in accordance with ordinary resolution number 6 as set out in the AGM Notice | Management | Against | Against | ||||||||||
7 | To extend the general mandate granted to the directors of the Company to issue, allot and deal with shares by the number of shares repurchased in accordance with ordinary resolution number 7 as set out in the AGM Notice | Management | For | For | ||||||||||
SAP AG, WALLDORF/BADEN | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 04-Jun-2013 | ||||||||||||
ISIN | DE0007164600 | Agenda | 704462946 - Management | |||||||||||
Record Date | 13-May-2013 | Holding Recon Date | 13-May-2013 | |||||||||||
City / | Country | MANNHEI M | / | Germany | Vote Deadline Date | 24-May-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1. | Presentation of the adopted annual financial statements and the approved group-financial statements, the combined management report and group management rep-ort of SAP AG, including the Executive Board's explanatory notes relating to t-he information provided pursuant to Sections 289 (4) and (5) and 315 (4) of th-e Commercial Code (HGB), and the Supervisory Board's report, each for fiscal y-ear 2012 | Non-Voting | ||||||||||||
2. | Resolution on the appropriation of the retained earnings of fiscal year 2012 | Management | For | For | ||||||||||
3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2012 | Management | For | For | ||||||||||
4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2012 | Management | For | For | ||||||||||
5. | Resolution on the authorization to acquire and use treasury shares pursuant to Section 71 (1) no. 8 AktG, with possible exclusion of the shareholders' subscription rights and potential rights to offer shares | Management | For | For | ||||||||||
6. | Appointment of the auditors of the financial statements and group financial statements for fiscal year 2013: KPMG AG | Management | For | For | ||||||||||
HONG KONG & CHINA GAS CO LTD | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 05-Jun-2013 | ||||||||||||
ISIN | HK0003000038 | Agenda | 704449859 - Management | |||||||||||
Record Date | 31-May-2013 | Holding Recon Date | 31-May-2013 | |||||||||||
City / | Country | HONG KONG | / | Hong Kong | Vote Deadline Date | 31-May-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To receive and consider the audited accounts for the financial year ended 31st December 2012 and the reports of the Directors and Auditor thereon | Management | For | For | ||||||||||
2 | To declare a final dividend | Management | For | For | ||||||||||
3I | To re-elect Dr. the Hon. Lee Shau Kee as Director | Management | For | For | ||||||||||
3II | To re-elect Mr. Leung Hay Man as Director | Management | For | For | ||||||||||
3III | To re-elect Mr. Colin Lam Ko Yin as Director | Management | For | For | ||||||||||
3IV | To re-elect Mr. Alfred Chan Wing Kin as Director | Management | For | For | ||||||||||
3V | To re-elect Mr. Peter Wong Wai Yee as Director | Management | For | For | ||||||||||
4 | To re-appoint PricewaterhouseCoopers as Auditor and to authorise the Directors to fix its remuneration | Management | For | For | ||||||||||
5I | To approve the issue of Bonus Shares | Management | For | For | ||||||||||
5II | To approve the renewal of the general mandate to the Directors for repurchase of Shares | Management | For | For | ||||||||||
5III | To approve the renewal of the general mandate to the Directors for the issue of additional Shares | Management | Against | Against | ||||||||||
5IV | To authorise the Directors to allot, issue or otherwise deal with additional Shares equal to the number of Shares repurchased under Resolution 5(II) | Management | For | For | ||||||||||
KEYENCE CORPORATION | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 13-Jun-2013 | ||||||||||||
ISIN | JP3236200006 | Agenda | 704546805 - Management | |||||||||||
Record Date | 19-Mar-2013 | Holding Recon Date | 19-Mar-2013 | |||||||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 03-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | 68610 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
4 | Appoint a Substitute Corporate Auditor | Management | For | For | ||||||||||
KOMATSU LTD. | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2013 | ||||||||||||
ISIN | JP3304200003 | Agenda | 704538149 - Management | |||||||||||
Record Date | 31-Mar-2013 | Holding Recon Date | 31-Mar-2013 | |||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 07-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | 63010 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||
2.10 | Appoint a Director | Management | For | For | ||||||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
4 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||
5 | Giving the Board of Directors the Authority to Issue Stock Acquisition Rights as Stock-Based Remuneration to Employees of the Company and Directors of Major Subsidiaries of the Company | Management | For | For | ||||||||||
HONDA MOTOR CO.,LTD. | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2013 | ||||||||||||
ISIN | JP3854600008 | Agenda | 704541526 - Management | |||||||||||
Record Date | 31-Mar-2013 | Holding Recon Date | 31-Mar-2013 | |||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 07-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | 72670 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | ||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||
3.12 | Appoint a Director | Management | For | For | ||||||||||
3.13 | Appoint a Director | Management | For | For | ||||||||||
4 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
DENSO CORPORATION | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 19-Jun-2013 | ||||||||||||
ISIN | JP3551500006 | Agenda | 704573648 - Management | |||||||||||
Record Date | 31-Mar-2013 | Holding Recon Date | 31-Mar-2013 | |||||||||||
City / | Country | AICHI | / | Japan | Vote Deadline Date | 07-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | 69020 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||
2.10 | Appoint a Director | Management | For | For | ||||||||||
2.11 | Appoint a Director | Management | For | For | ||||||||||
2.12 | Appoint a Director | Management | For | For | ||||||||||
2.13 | Appoint a Director | Management | For | For | ||||||||||
2.14 | Appoint a Director | Management | For | For | ||||||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
4 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||
CHINA SHENHUA ENERGY COMPANY LTD | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 21-Jun-2013 | ||||||||||||
ISIN | CNE1000002R0 | Agenda | 704462124 - Management | |||||||||||
Record Date | 20-May-2013 | Holding Recon Date | 20-May-2013 | |||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 17-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To consider and, if thought fit, to approve the report of the board of directors of the Company for the year ended 31 December 2012 | Management | For | For | ||||||||||
2 | To consider and, if thought fit, to approve the report of the board of supervisors of the Company for the year ended 31 December 2012 | Management | For | For | ||||||||||
3 | To consider and, if thought fit, to approve the audited financial statements of the Company for the year ended 31 December 2012 | Management | For | For | ||||||||||
4 | To consider and, if thought fit, to approve the Company's profit distribution plan for the year ended 31 December 2012: i.e. final dividend for the year ended 31 December 2012 in the amount of RMB0.96 per share (inclusive of tax) be declared and distributed, the aggregate amount of which is approximately RMB19,094 billion, and to authorise a committee comprising of Dr. Zhang Xiwu, Dr. Zhang Yuzhuo and Dr. Ling Wen to implement the above mentioned profit distribution plan and to deal with matters in relation to tax with-holding as required by relevant laws, regulations and regulatory authorities | Management | For | For | ||||||||||
5 | To consider and, if thought fit, to approve the remuneration of the directors and supervisors of the Company for the year ended 31 December 2012: i.e. aggregate remuneration of the executive directors is in the amount of RMB1,950,975.55; aggregate remuneration of the non-executive directors is in the amount of RMB1,350,000, of which the aggregate remuneration of the independent nonexecutive directors is in the amount of RMB1,350,000, the nonexecutive directors (other than the independent non-executive directors) are remunerated by Shenhua Group Corporation Limited and are not remunerated by the Company in cash; remuneration of the supervisors is in the amount of RMB2,032,514.92 | Management | For | For | ||||||||||
6 | To consider and, if thought fit, to approve the appointment of Deloitte Touche Tohmatsu and Deloitte Touche Tohmatsu CPA Ltd. as the international and PRC auditors respectively of the Company and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. Zhang Yuzhuo, Mr. Ling Wen and Mr. Gong Huazhang, all being directors of the Company, to determine their 2013 remuneration | Management | For | For | ||||||||||
7 | To consider and, if thought fit, to approve the revision of annual cap under the Current Mutual Coal Supply Agreement for the year ending 31 December 2013 | Management | For | For | ||||||||||
8 | To consider and, if thought fit, to approve the Supplementary Agreement to the Current Financial Services Agreement and the revision of certain annual caps under the Current Financial Services Agreement for the year ending 31 December 2013 | Management | For | For | ||||||||||
9 | To consider and, if thought fit, to approve the Mutual Coal Supply Agreement, the proposed annual caps in relation thereto and the transactions contemplated thereunder | Management | For | For | ||||||||||
10 | To consider and, if thought fit, to approve the Mutual Supplies and Services Agreement, the proposed annual caps in relation thereto and the transactions contemplated thereunder | Management | For | For | ||||||||||
11 | To consider and, if thought fit, to approve the Financial Services Agreement, the proposed annual caps in relation hereto and the transactions contemplated thereunder | Management | For | For | ||||||||||
12 | To consider and, if thought fit, to approve the change of use of a portion of the proceeds from the A Share offering | Management | For | For | ||||||||||
13 | To consider and, if thought fit, to approve the amendments to the Articles of Association of the Company (details of which are set out in the announcement dated 24 August 2012 and the circular dated 9 April 2013 and to authorise a committee comprising of Dr. Zhang Xiwu, Dr. Zhang Yuzhuo and Dr. Ling Wen, all being Directors of the Company, to, after passing of this resolution, carry out further amendments to the Articles of Association of the Company as they may consider necessary and appropriate at the request of relevant regulatory authorities from time to time in the course of filing the Articles of Association with such regulatory authorities | Management | For | For | ||||||||||
14 | To consider and, if thought fit, to:- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to allot, issue and deal with, either separately or concurrently, additional domestic shares (A shares) and overseas-listed foreign invested shares (H shares) not exceeding 20% of each of thenumber of domestic shares (A shares) and the number of overseas-listed foreign invested shares (H shares) in issue at the time of passing this resolution at annual general meeting. | Management | Against | Against | ||||||||||
Pursuant to PRC laws and regulations, the Company will seek further approval from its shareholders in general meeting for each issuance of domestic shares (A shares) even where this general mandate is approved. (2) the board of directors be authorised to including but not limited CONTD | ||||||||||||||
CONT | CONTD to the following):- (i) formulate and implement detailed issuance plan,-including but not limited to the class of shares to be issued, pricing-mechanism and/or issuance price (including price range), number of shares to-be issued, allottees and use of proceeds, time of issuance, period of-issuance and whether to issue shares to existing shareholders; (ii) approve-and execute, on behalf of the Company, agreements related to share issuance,-including but not limited to underwriting agreement and engagement agreements-of professional advisers; (iii) approve and execute, on behalf of the-Company, documents related to share issuance for submission to regulatory-authorities, and to carry out approval procedures required by regulatory-authorities and venues in which the Company is listed; (iv) amend, as-required by CONTD | Non-Voting | ||||||||||||
CONT | CONTD regulatory authorities within or outside China, agreements and-statutory documents referred to in (ii) and (iii) above; (v) engage the- services of professional advisers for share issuance related matters, and to-approve and execute all acts, deeds, documents or other matters necessary,-appropriate or required for share issuance; (vi) increase the registered- capital of the Company after share issuance, and to make corresponding-amendments to the articles of association of the Company relating to share-capital and shareholdings etc, and to carry out statutory registrations and-filings within and outside China. The above general mandate will expire on-the earlier of ("Relevant Period"):- (a) the conclusion of the annual general-meeting of the Company for 2013; (b) the expiration of a period of twelve-months following CONTD | Non-Voting | ||||||||||||
CONT | CONTD the passing of this special resolution at the annual general meeting-for 2012; or (c) the date on which the authority conferred by this special-resolution is revoked or varied by a special resolution of shareholders at a-general meeting, except where the board of directors has resolved to issue-domestic shares (A shares) or overseas-listed foreign invested shares (H- shares) during the Relevant Period and the share issuance is to be continued-or implemented after the Relevant Period | Non-Voting | ||||||||||||
15 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseaslisted foreign invested shares (H shares):- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed | Management | For | For | ||||||||||
at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but CONTD | ||||||||||||||
CONT | CONTD will not be required to seek shareholders' approval at class meetings-of domestic share (A share) shareholders or overseas-listed foreign invested-share (H share) shareholders. (2) approve a general mandate to the board of- directors to, by reference to market conditions and in accordance with needs-of the Company, to repurchase overseas-listed foreign invested shares (H-shares) not exceeding 10% of the number of overseas-listed foreign invested- shares (H shares) in issue at the time when this resolution is passed at-annual general meeting and the relevant resolutions are passed at class- meetings of shareholders. (3) the board of directors be authorised to-(including but not limited to the following):- (i) formulate and implement-detailed repurchase plan, including but not limited to repurchase price,-number of CONTD | Non-Voting | ||||||||||||
CONT | CONTD shares to repurchase, time of repurchase and period of repurchase etc;-(ii) notify creditors in accordance with the PRC Company Law and articles of-association of the Company; (iii) open overseas share accounts and to carry-out related change of foreign exchange registration procedures; (iv) carry-out relevant approval procedures required by regulatory authorities and-venues in which the Company is listed, and to carry out filings with the-China Securities Regulatory Commission; (v) carry out cancelation procedures-for repurchased shares, decrease registered capital, and to make- corresponding amendments to the articles of association of the Company-relating to share capital and shareholdings etc, and to carry out statutory-registrations and filings within and outside China; (vi) approve and execute,-on behalf of CONTD | Non-Voting | ||||||||||||
CONT | CONTD the Company, documents and matters related to share repurchase. The-above general mandate will expire on the earlier of ("Relevant Period"):- (a)-the conclusion of the annual general meeting of the Company for 2013; (b) the-expiration of a period of twelve months following the passing of this special-resolution at the annual general meeting for 2012, the first A shareholders'-class meeting in 2013 and the first H shareholders' class meeting in 2013; or-(c) the date on which the authority conferred by this special resolution is-revoked or varied by a special resolution of shareholders at a general- meeting, or a special resolution of shareholders at a class meeting of-domestic share (A share) shareholders or a class meeting of overseas- listed-foreign invested share (H share) shareholders, except where the board of-CONTD | Non-Voting | ||||||||||||
CONT | CONTD directors has resolved to repurchase domestic shares (A shares) or-overseas-listed foreign invested shares (H shares) during the Relevant Period-and the share repurchase is to be continued or implemented after the Relevant- Period | Non-Voting | ||||||||||||
CHINA SHENHUA ENERGY COMPANY LTD | ||||||||||||||
Security | Meeting Type | Class Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 21-Jun-2013 | ||||||||||||
ISIN | CNE1000002R0 | Agenda | 704466792 - Management | |||||||||||
Record Date | 20-May-2013 | Holding Recon Date | 20-May-2013 | |||||||||||
City / | Country | BEIJING | / | China | Vote Deadline Date | 17-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To consider and, if thought fit, to approve the following general mandate to repurchase domestic shares (A shares) and overseas-listed foreign invested shares (H shares):- (1) approve a general mandate to the board of directors to, by reference to market conditions and in accordance with needs of the Company, to repurchase domestic shares (A shares) not exceeding 10% of the number of domestic shares (A shares) in issue at the time when this resolution is passed at annual general meeting and the relevant resolutions are passed at class meetings of shareholders. Pursuant to PRC laws and regulations, and for repurchases of domestic shares (A shares), the Company will seek further approval from its shareholders in general meeting for each repurchase of domestic shares (A shares) even where the general mandate is granted, but CONTD | Management | For | For | ||||||||||
CONT | CONTD will not be required to seek shareholders' approval at class meetings-of domestic share (A share) shareholders or overseas-listed foreign invested-share (H share) shareholders. (2) approve a general mandate to the board of- directors to, by reference to market conditions and in accordance with needs-of the Company, to repurchase overseas-listed foreign invested shares (H-shares) not exceeding 10% of the number of overseas-listed foreign invested- shares (H shares) in issue at the time when this resolution is passed at-annual general meeting and the relevant resolutions are passed at class- meetings of shareholders. (3) the board of directors be authorised to-(including but not limited to the following):- (i) formulate and implement-detailed repurchase plan, including but not limited to repurchase price,-number of CONTD | Non-Voting | ||||||||||||
CONT | CONTD shares to repurchase, time of repurchase and period of repurchase etc;-(ii) notify creditors in accordance with the PRC Company Law and articles of-association of the Company; (iii) open overseas share accounts and to carry-out related change of foreign exchange registration procedures; (iv) carry-out relevant approval procedures required by regulatory authorities and-venues in which the Company is listed, and to carry out filings with the-China Securities Regulatory Commission; (v) carry out cancelation procedures-for repurchased shares, decrease registered capital, and to make- corresponding amendments to the articles of association of the Company-relating to share capital and shareholdings etc, and to carry out statutory-registrations and filings within and outside China; (vi) approve and execute,-on behalf of CONTD | Non-Voting | ||||||||||||
CONT | CONTD the Company, documents and matters related to share repurchase. The-above general mandate will expire on the earlier of ("Relevant Period"):- (a)-the conclusion of the annual general meeting of the Company for 2013; (b) the-expiration of a period of twelve months following the passing of this special-resolution at the annual general meeting for 2012, the first A shareholders'-class meeting in 2013 and the first H shareholders' class meeting in 2013; or-(c) the date on which the authority conferred by this special resolution is-revoked or varied by a special resolution of shareholders at a general- meeting, or a special resolution of shareholders at a class meeting of-domestic share (A share) shareholders or a class meeting of overseas- listed-foreign invested share (H share) shareholders, except where the board of-CONTD | Non-Voting | ||||||||||||
CONT | CONTD directors has resolved to repurchase domestic shares (A shares) or-overseas-listed foreign invested shares (H shares) during the Relevant Period-and the share repurchase is to be continued or implemented after the Relevant- Period | Non-Voting | ||||||||||||
TOKIO MARINE HOLDINGS,INC. | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 24-Jun-2013 | ||||||||||||
ISIN | JP3910660004 | Agenda | 704573890 - Management | |||||||||||
Record Date | 31-Mar-2013 | Holding Recon Date | 31-Mar-2013 | |||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 20-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | 87660 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
Please reference meeting materials. | Non-Voting | |||||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||
2.10 | Appoint a Director | Management | For | For | ||||||||||
INPEX CORPORATION | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 25-Jun-2013 | ||||||||||||
ISIN | JP3294460005 | Agenda | 704573991 - Management | |||||||||||
Record Date | 31-Mar-2013 | Holding Recon Date | 31-Mar-2013 | |||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 17-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | 16050 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Amend Articles to: Adopt Reduction of Liability System for Outside Directors and Outside Corporate Auditors, Consolidate Trading Unit under Regulatory Requirements to Ordinary shares and Class A shares | Management | For | For | ||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||
3.12 | Appoint a Director | Management | For | For | ||||||||||
3.13 | Appoint a Director | Management | For | For | ||||||||||
3.14 | Appoint a Director | Management | For | For | ||||||||||
3.15 | Appoint a Director | Management | For | For | ||||||||||
3.16 | Appoint a Director | Management | For | For | ||||||||||
4 | Approve Payment of Bonuses to Corporate Officers | Management | For | For | ||||||||||
5 | Amend the Compensation to be received by Outside Directors and Corporate Auditors | Management | For | For | ||||||||||
DAITO TRUST CONSTRUCTION CO.,LTD. | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 26-Jun-2013 | ||||||||||||
ISIN | JP3486800000 | Agenda | 704573410 - Management | |||||||||||
Record Date | 31-Mar-2013 | Holding Recon Date | 31-Mar-2013 | |||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 24-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | 18780 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Amend Articles to: Expand Business Lines | Management | For | For | ||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
4.3 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
DAIKIN INDUSTRIES,LTD. | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 27-Jun-2013 | ||||||||||||
ISIN | JP3481800005 | Agenda | 704573662 - Management | |||||||||||
Record Date | 31-Mar-2013 | Holding Recon Date | 31-Mar-2013 | |||||||||||
City / | Country | OSAKA | / | Japan | Vote Deadline Date | 17-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | 63670 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
2.2 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
3 | Appoint a Substitute Corporate Auditor | Management | For | For | ||||||||||
4 | Approve Payment of Bonuses to Directors | Management | For | For | ||||||||||
MITSUBISHI ESTATE COMPANY,LIMITED | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 27-Jun-2013 | ||||||||||||
ISIN | JP3899600005 | Agenda | 704578600 - Management | |||||||||||
Record Date | 31-Mar-2013 | Holding Recon Date | 31-Mar-2013 | |||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 17-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | 88020 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||
2.10 | Appoint a Director | Management | For | For | ||||||||||
2.11 | Appoint a Director | Management | For | For | ||||||||||
2.12 | Appoint a Director | Management | For | For | ||||||||||
2.13 | Appoint a Director | Management | For | For | ||||||||||
3 | Approve Renewal of Countermeasures to Large-Scale Acquisitions of the Company's Shares | Management | Against | Against | ||||||||||
FANUC CORPORATION | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 27-Jun-2013 | ||||||||||||
ISIN | JP3802400006 | Agenda | 704583221 - Management | |||||||||||
Record Date | 31-Mar-2013 | Holding Recon Date | 31-Mar-2013 | |||||||||||
City / | Country | YAMANAS HI | / | Japan | Vote Deadline Date | 17-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | 69540 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2 | Amend Articles to: Streamline Business Lines, Allow Use of Electronic Systems for Public Notifications, Increase Board Size to 18, Adopt Reduction of Liability System for Outside Directors | Management | For | For | ||||||||||
3.1 | Appoint a Director | Management | For | For | ||||||||||
3.2 | Appoint a Director | Management | For | For | ||||||||||
3.3 | Appoint a Director | Management | For | For | ||||||||||
3.4 | Appoint a Director | Management | For | For | ||||||||||
3.5 | Appoint a Director | Management | For | For | ||||||||||
3.6 | Appoint a Director | Management | For | For | ||||||||||
3.7 | Appoint a Director | Management | For | For | ||||||||||
3.8 | Appoint a Director | Management | For | For | ||||||||||
3.9 | Appoint a Director | Management | For | For | ||||||||||
3.10 | Appoint a Director | Management | For | For | ||||||||||
3.11 | Appoint a Director | Management | For | For | ||||||||||
3.12 | Appoint a Director | Management | For | For | ||||||||||
3.13 | Appoint a Director | Management | For | For | ||||||||||
3.14 | Appoint a Director | Management | For | For | ||||||||||
3.15 | Appoint a Director | Management | For | For | ||||||||||
3.16 | Appoint a Director | Management | For | For | ||||||||||
3.17 | Appoint a Director | Management | For | For | ||||||||||
3.18 | Appoint a Director | Management | For | For | ||||||||||
SHIN-ETSU CHEMICAL CO.,LTD. | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 27-Jun-2013 | ||||||||||||
ISIN | JP3371200001 | Agenda | 704583574 - Management | |||||||||||
Record Date | 29-Mar-2013 | Holding Recon Date | 29-Mar-2013 | |||||||||||
City / | Country | TOKYO | / | Japan | Vote Deadline Date | 17-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | 40630 | ||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | Approve Appropriation of Surplus | Management | For | For | ||||||||||
2.1 | Appoint a Director | Management | For | For | ||||||||||
2.2 | Appoint a Director | Management | For | For | ||||||||||
2.3 | Appoint a Director | Management | For | For | ||||||||||
2.4 | Appoint a Director | Management | For | For | ||||||||||
2.5 | Appoint a Director | Management | For | For | ||||||||||
2.6 | Appoint a Director | Management | For | For | ||||||||||
2.7 | Appoint a Director | Management | For | For | ||||||||||
2.8 | Appoint a Director | Management | For | For | ||||||||||
2.9 | Appoint a Director | Management | For | For | ||||||||||
2.10 | Appoint a Director | Management | For | For | ||||||||||
2.11 | Appoint a Director | Management | For | For | ||||||||||
2.12 | Appoint a Director | Management | For | For | ||||||||||
2.13 | Appoint a Director | Management | For | For | ||||||||||
2.14 | Appoint a Director | Management | For | For | ||||||||||
3 | Appoint a Corporate Auditor | Management | For | For | ||||||||||
4 | Approve Extension of Anti-Takeover Defense Measures | Management | Against | Against | ||||||||||
TESCO PLC, CHESHUNT | ||||||||||||||
Security | Meeting Type | Annual General Meeting | ||||||||||||
Ticker Symbol | Meeting Date | 28-Jun-2013 | ||||||||||||
ISIN | GB0008847096 | Agenda | 704532767 - Management | |||||||||||
Record Date | Holding Recon Date | 26-Jun-2013 | ||||||||||||
City / | Country | LONDON | / | United Kingdom | Vote Deadline Date | 24-Jun-2013 | ||||||||
SEDOL(s) | Quick Code | |||||||||||||
Item | Proposal | Type | Vote | For/Against Management | ||||||||||
1 | To receive the Report and Accounts for the year ended 23 February 2013 | Management | For | For | ||||||||||
2 | To approve the Directors Remuneration Report | Management | For | For | ||||||||||
3 | To declare a final dividend | Management | For | For | ||||||||||
4 | To elect Olivia Garfield as a director | Management | For | For | ||||||||||
5 | To re-elect Sir Richard Broadbent as a director | Management | For | For | ||||||||||
6 | To re-elect Philip Clarke as a director | Management | For | For | ||||||||||
7 | To re-elect Gareth Bullock as a director | Management | For | For | ||||||||||
8 | To re-elect Patrick Cescau as a director | Management | For | For | ||||||||||
9 | To re-elect Stuart Chambers as a director | Management | For | For | ||||||||||
10 | To re-elect Ken Hanna as a director | Management | For | For | ||||||||||
11 | To re-elect Laurie McIlwee as a director | Management | For | For | ||||||||||
12 | To re-elect Deanna Oppenheimer as a director | Management | For | For | ||||||||||
13 | To re-elect Jacqueline Tammenoms Bakker as a director | Management | For | For | ||||||||||
14 | To re-appoint the auditors | Management | For | For | ||||||||||
15 | To set the auditors remuneration | Management | For | For | ||||||||||
16 | To authorise the directors to allot shares | Management | Against | Against | ||||||||||
17 | To disapply pre-emption rights | Management | For | For | ||||||||||
18 | To authorise the Company to purchase its own shares | Management | For | For | ||||||||||
19 | To authorise political donations by the Company and its subsidiaries | Management | Against | Against | ||||||||||
20 | To authorise short notice general meetings | Management | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) BBH Trust
By (Signature and Title)*
/s/Radford W. Klotz
Radford W. Klotz
President and Principal Executive Officer
Date: August 29, 2013