United States
Securities and Exchange Commission
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File number: 811-21829 |
(Name and address of agent for service)
Corporation Services Company
2711 Centerville Road, Suite 400
Wilmington, Delaware 19808
Date of fiscal year end: June 30 and October 31
Registrant’s telephone number, including area code:
(800) 625-5759
(Exact name of registrant as specified in charter)
BBH Trust
(Address of principal executive offices)
(Zip code)
140 Broadway
New York, NY 10005
Date of reporting period: July 1, 2010 to June 30, 2011
Item1. Proxy Voting Record.
The following Series of the Registrant did not hold any voting securities and accordingly did not vote any proxies during the reporting period:
BBH Broad Market Fund
BBH Money Market Fund
BBH Core Select
DELL INC. | |||||||||||||||||||||||||||
Security CUSIP | 24702R101 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | DELL | Meeting Date | 12-Aug-2010 | ||||||||||||||||||||||||
ISIN | US24702R1014 | Agenda | 933291750 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 21-May-2010 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 11-Aug-2010 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||||||
1 | JAMES W. BREYER | For | For | None | |||||||||||||||||||||||
2 | DONALD J. CARTY | For | For | None | |||||||||||||||||||||||
3 | MICHAEL S. DELL | For | For | None | |||||||||||||||||||||||
4 | WILLIAM H. GRAY, III | For | For | None | |||||||||||||||||||||||
5 | JUDY C. LEWENT | For | For | None | |||||||||||||||||||||||
6 | THOMAS W. LUCE, III | For | For | None | |||||||||||||||||||||||
7 | KLAUS S. LUFT | For | For | None | |||||||||||||||||||||||
8 | ALEX J. MANDL | For | For | None | |||||||||||||||||||||||
9 | SHANTANU NARAYEN | For | For | None | |||||||||||||||||||||||
10 | SAM NUNN | For | For | None | |||||||||||||||||||||||
11 | H. ROSS PEROT, JR. | For | For | None | |||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | Eliminate Supermajority Requirements | Management | For | For | None | ||||||||||||||||||||||
SH1 | Miscellaneous Shareholder Proposal | Shareholder | Against | For | None | ||||||||||||||||||||||
SH2 | S/H Proposal - Executive Compensation | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 500315 | 0 | 13-Jul-2010 | 10-Aug-2010 | ||||||||||||||||||||||
DIAGEO PLC | |||||||||||||||||||||||||||
Security CUSIP | 25243Q205 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | DEO | Meeting Date | 14-Oct-2010 | ||||||||||||||||||||||||
ISIN | US25243Q2057 | Agenda | 933329321 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 03-Sep-2010 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 05-Oct-2010 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
01 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | None | ||||||||||||||||||||||
02 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | Against | Against | None | ||||||||||||||||||||||
03 | Dividends | Management | For | For | None | ||||||||||||||||||||||
04 | Election of Directors (Full Slate) | Management | Against | Against | None | ||||||||||||||||||||||
05 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
06 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
07 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
08 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
09 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
10 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
11 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
12 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
13 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
14 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
15 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
16 | Approve Remuneration of Directors and Auditors | Management | For | For | None | ||||||||||||||||||||||
17 | Allot Securities | Management | For | For | None | ||||||||||||||||||||||
18 | Eliminate Pre-Emptive Rights | Management | For | For | None | ||||||||||||||||||||||
19 | Authorize Directors to Repurchase Shares | Management | For | For | None | ||||||||||||||||||||||
20 | Miscellaneous Corporate Actions | Management | For | For | None | ||||||||||||||||||||||
21 | Amend Stock Compensation Plan | Management | For | For | None | ||||||||||||||||||||||
22 | Adopt Stock Option Plan | Management | For | For | None | ||||||||||||||||||||||
23 | Adopt Stock Option Plan | Management | For | For | None | ||||||||||||||||||||||
24 | Miscellaneous Corporate Actions | Management | Against | Against | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 194600 | 0 | 05-Oct-2010 | 05-Oct-2010 | ||||||||||||||||||||||
AUTOMATIC DATA PROCESSING, INC. | |||||||||||||||||||||||||||
Security CUSIP | 053015103 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | ADP | Meeting Date | 09-Nov-2010 | ||||||||||||||||||||||||
ISIN | US0530151036 | Agenda | 933332378 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 10-Sep-2010 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 08-Nov-2010 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||||||
1 | GREGORY D. BRENNEMAN | For | For | None | |||||||||||||||||||||||
2 | LESLIE A. BRUN | For | For | None | |||||||||||||||||||||||
3 | GARY C. BUTLER | For | For | None | |||||||||||||||||||||||
4 | LEON G. COOPERMAN | For | For | None | |||||||||||||||||||||||
5 | ERIC C. FAST | For | For | None | |||||||||||||||||||||||
6 | LINDA R. GOODEN | For | For | None | |||||||||||||||||||||||
7 | R. GLENN HUBBARD | For | For | None | |||||||||||||||||||||||
8 | JOHN P. JONES | For | For | None | |||||||||||||||||||||||
9 | SHARON T. ROWLANDS | For | For | None | |||||||||||||||||||||||
10 | ENRIQUE T. SALEM | For | For | None | |||||||||||||||||||||||
11 | GREGORY L. SUMME | For | For | None | |||||||||||||||||||||||
02 | Amend Employee Stock Purchase Plan | Management | For | For | None | ||||||||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 153550 | 0 | 21-Oct-2010 | 21-Oct-2010 | ||||||||||||||||||||||
MICROSOFT CORPORATION | |||||||||||||||||||||||||||
Security CUSIP | 594918104 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | MSFT | Meeting Date | 16-Nov-2010 | ||||||||||||||||||||||||
ISIN | US5949181045 | Agenda | 933331011 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 03-Sep-2010 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 15-Nov-2010 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
01 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
03 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
04 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
05 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
06 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
07 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
08 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
09 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
10 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
11 | S/H Proposal - Environmental | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 207863 | 0 | 04-Nov-2010 | 04-Nov-2010 | ||||||||||||||||||||||
WALGREEN CO. | |||||||||||||||||||||||||||
Security CUSIP | 931422109 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | WAG | Meeting Date | 12-Jan-2011 | ||||||||||||||||||||||||
ISIN | US9314221097 | Agenda | 933353447 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 15-Nov-2010 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 11-Jan-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | Approve Charter Amendment | Management | For | For | None | ||||||||||||||||||||||
04 | Eliminate Supermajority Requirements | Management | For | For | None | ||||||||||||||||||||||
05 | Approve Charter Amendment | Management | For | For | None | ||||||||||||||||||||||
06 | S/H Proposal - Rights To Call Special Meeting | Shareholder | Against | For | None | ||||||||||||||||||||||
07 | S/H Proposal - Executive Compensation | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 411400 | 0 | 11-Jan-2011 | 11-Jan-2011 | ||||||||||||||||||||||
COSTCO WHOLESALE CORPORATION | |||||||||||||||||||||||||||
Security CUSIP | 22160K105 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | COST | Meeting Date | 27-Jan-2011 | ||||||||||||||||||||||||
ISIN | US22160K1051 | Agenda | 933359007 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 22-Nov-2010 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 26-Jan-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||||||
1 | SUSAN L. DECKER | For | For | None | |||||||||||||||||||||||
2 | RICHARD M. LIBENSON | For | For | None | |||||||||||||||||||||||
3 | JOHN W. MEISENBACH | For | For | None | |||||||||||||||||||||||
4 | CHARLES T. MUNGER | For | For | None | |||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 215029 | 0 | 25-Jan-2011 | 25-Jan-2011 | ||||||||||||||||||||||
NOVARTIS AG | |||||||||||||||||||||||||||
Security CUSIP | 66987V109 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | NVS | Meeting Date | 22-Feb-2011 | ||||||||||||||||||||||||
ISIN | US66987V1098 | Agenda | 933370784 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 25-Jan-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 14-Feb-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
01 | Receive Consolidated Financial Statements | Management | For | For | None | ||||||||||||||||||||||
02 | Approve Director Liability Insurance | Management | For | For | None | ||||||||||||||||||||||
03 | Dividends | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
5B1 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
5B2 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
5B3 | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
5C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
06 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
07 | Miscellaneous Corporate Actions | Management | Against | Against | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 349150 | 0 | 14-Feb-2011 | 14-Feb-2011 | ||||||||||||||||||||||
NOVARTIS AG | |||||||||||||||||||||||||||
Security CUSIP | 66987V109 | Meeting Type | Special | ||||||||||||||||||||||||
Ticker Symbol | NVS | Meeting Date | 08-Apr-2011 | ||||||||||||||||||||||||
ISIN | US66987V1098 | Agenda | 933380898 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 25-Feb-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 31-Mar-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Approve Merger Agreement | Management | For | For | None | ||||||||||||||||||||||
1B | Approve Article Amendments | Management | For | For | None | ||||||||||||||||||||||
02 | Miscellaneous Corporate Actions | Management | For | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 403650 | 0 | 22-Mar-2011 | 22-Mar-2011 | ||||||||||||||||||||||
NESTLE S.A. | |||||||||||||||||||||||||||
Security CUSIP | 641069406 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | NSRGY | Meeting Date | 14-Apr-2011 | ||||||||||||||||||||||||
ISIN | US6410694060 | Agenda | 933391586 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 07-Mar-2011 | |||||||||||||||||||||||||
Country | Switzerland | Vote Deadline Date | 06-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Receive Consolidated Financial Statements | Management | For | For | None | ||||||||||||||||||||||
1B | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
02 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | None | ||||||||||||||||||||||
03 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | None | ||||||||||||||||||||||
4A1 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
4A2 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
4A3 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
4A4 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
4A5 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
4A6 | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
4B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
4C | Election of Directors (Full Slate) | Management | For | For | None | ||||||||||||||||||||||
05 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | None | ||||||||||||||||||||||
06 | Miscellaneous Corporate Actions | Management | Against | Against | None | ||||||||||||||||||||||
07 | Miscellaneous Corporate Actions | Management | For | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 521000 | 0 | 06-Apr-2011 | 06-Apr-2011 | ||||||||||||||||||||||
U.S. BANCORP | |||||||||||||||||||||||||||
Security CUSIP | 902973304 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | USB | Meeting Date | 19-Apr-2011 | ||||||||||||||||||||||||
ISIN | US9029733048 | Agenda | 933382676 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 22-Feb-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 18-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | None | ||||||||||||||||||||||
05 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 897425 | 0 | 22-Mar-2011 | 24-Mar-2011 | ||||||||||||||||||||||
THE CHUBB CORPORATION | |||||||||||||||||||||||||||
Security CUSIP | 171232101 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | CB | Meeting Date | 26-Apr-2011 | ||||||||||||||||||||||||
ISIN | US1712321017 | Agenda | 933383185 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 04-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Approve Stock Compensation Plan | Management | For | For | None | ||||||||||||||||||||||
03 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
05 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 334075 | 0 | 05-Apr-2011 | 05-Apr-2011 | ||||||||||||||||||||||
THE COCA-COLA COMPANY | |||||||||||||||||||||||||||
Security CUSIP | 191216100 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | KO | Meeting Date | 27-Apr-2011 | ||||||||||||||||||||||||
ISIN | US1912161007 | Agenda | 933380418 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 28-Feb-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 26-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1N | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1O | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | Amend Cash/Stock Bonus Plan | Management | For | For | None | ||||||||||||||||||||||
04 | Amend Cash/Stock Bonus Plan | Management | For | For | None | ||||||||||||||||||||||
05 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
06 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | None | ||||||||||||||||||||||
07 | S/H Proposal - Environmental | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 237850 | 0 | 21-Apr-2011 | 21-Apr-2011 | ||||||||||||||||||||||
W.W. GRAINGER, INC. | |||||||||||||||||||||||||||
Security CUSIP | 384802104 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | GWW | Meeting Date | 27-Apr-2011 | ||||||||||||||||||||||||
ISIN | US3848021040 | Agenda | 933386193 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 07-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 26-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||||||
1 | BRIAN P. ANDERSON | For | For | None | |||||||||||||||||||||||
2 | WILBUR H. GANTZ | For | For | None | |||||||||||||||||||||||
3 | V. ANN HAILEY | For | For | None | |||||||||||||||||||||||
4 | WILLIAM K. HALL | For | For | None | |||||||||||||||||||||||
5 | STUART L. LEVENICK | For | For | None | |||||||||||||||||||||||
6 | JOHN W. MCCARTER, JR. | For | For | None | |||||||||||||||||||||||
7 | NEIL S. NOVICH | For | For | None | |||||||||||||||||||||||
8 | MICHAEL J. ROBERTS | For | For | None | |||||||||||||||||||||||
9 | GARY L. ROGERS | For | For | None | |||||||||||||||||||||||
10 | JAMES T. RYAN | For | For | None | |||||||||||||||||||||||
11 | E. SCOTT SANTI | For | For | None | |||||||||||||||||||||||
12 | JAMES D. SLAVIK | For | For | None | |||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 81198 | 0 | 05-Apr-2011 | 05-Apr-2011 | ||||||||||||||||||||||
JOHNSON & JOHNSON | |||||||||||||||||||||||||||
Security CUSIP | 478160104 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | JNJ | Meeting Date | 28-Apr-2011 | ||||||||||||||||||||||||
ISIN | US4781601046 | Agenda | 933382854 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 01-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | None | ||||||||||||||||||||||
05 | S/H Proposal - Health Issues | Shareholder | Against | For | None | ||||||||||||||||||||||
06 | S/H Proposal - Add Women & Minorities to Board | Shareholder | Against | For | None | ||||||||||||||||||||||
07 | S/H Proposal - Animal Rights | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 219875 | 0 | 07-Apr-2011 | 07-Apr-2011 | ||||||||||||||||||||||
EBAY INC. | |||||||||||||||||||||||||||
Security CUSIP | 278642103 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | EBAY | Meeting Date | 28-Apr-2011 | ||||||||||||||||||||||||
ISIN | US2786421030 | Agenda | 933401010 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 17-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 27-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | 14A Executive Compensation | Management | Against | Against | None | ||||||||||||||||||||||
03 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | None | ||||||||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
05 | S/H Proposal - Eliminate Supermajority Vote | Shareholder | For | Against | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 404900 | 0 | 27-Apr-2011 | 27-Apr-2011 | ||||||||||||||||||||||
THE PROGRESSIVE CORPORATION | |||||||||||||||||||||||||||
Security CUSIP | 743315103 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | PGR | Meeting Date | 29-Apr-2011 | ||||||||||||||||||||||||
ISIN | US7433151039 | Agenda | 933390899 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 28-Feb-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 28-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Amend Articles-Board Related | Management | Against | Against | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | None | ||||||||||||||||||||||
05 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 826050 | 0 | 26-Apr-2011 | 26-Apr-2011 | ||||||||||||||||||||||
BERKSHIRE HATHAWAY INC. | |||||||||||||||||||||||||||
Security CUSIP | 084670108 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | BRKA | Meeting Date | 30-Apr-2011 | ||||||||||||||||||||||||
ISIN | US0846701086 | Agenda | 933383844 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 02-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 29-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||||||
1 | WARREN E. BUFFETT | For | For | None | |||||||||||||||||||||||
2 | CHARLES T. MUNGER | For | For | None | |||||||||||||||||||||||
3 | HOWARD G. BUFFETT | For | For | None | |||||||||||||||||||||||
4 | STEPHEN B. BURKE | For | For | None | |||||||||||||||||||||||
5 | SUSAN L. DECKER | For | For | None | |||||||||||||||||||||||
6 | WILLIAM H. GATES III | For | For | None | |||||||||||||||||||||||
7 | DAVID S. GOTTESMAN | For | For | None | |||||||||||||||||||||||
8 | CHARLOTTE GUYMAN | For | For | None | |||||||||||||||||||||||
9 | DONALD R. KEOUGH | For | For | None | |||||||||||||||||||||||
10 | THOMAS S. MURPHY | For | For | None | |||||||||||||||||||||||
11 | RONALD L. OLSON | For | For | None | |||||||||||||||||||||||
12 | WALTER SCOTT, JR. | For | For | None | |||||||||||||||||||||||
02 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation Vote Frequency | Management | 3 Years | For | None | ||||||||||||||||||||||
04 | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 263 | 0 | 26-Apr-2011 | 26-Apr-2011 | ||||||||||||||||||||||
BAXTER INTERNATIONAL INC. | |||||||||||||||||||||||||||
Security CUSIP | 071813109 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | BAX | Meeting Date | 03-May-2011 | ||||||||||||||||||||||||
ISIN | US0718131099 | Agenda | 933381054 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 07-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | None | ||||||||||||||||||||||
05 | Adopt Employee Stock Purchase Plan | Management | For | For | None | ||||||||||||||||||||||
06 | Approve Stock Compensation Plan | Management | For | For | None | ||||||||||||||||||||||
07 | Declassify Board | Management | For | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 458275 | 0 | 26-Apr-2011 | 26-Apr-2011 | ||||||||||||||||||||||
WELLS FARGO & COMPANY | |||||||||||||||||||||||||||
Security CUSIP | 949746101 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | WFC | Meeting Date | 03-May-2011 | ||||||||||||||||||||||||
ISIN | US9497461015 | Agenda | 933389151 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 04-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1N | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | None | ||||||||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
05 | S/H Proposal - Rights To Call Special Meeting | Shareholder | For | Against | None | ||||||||||||||||||||||
06 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | None | ||||||||||||||||||||||
07 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | None | ||||||||||||||||||||||
08 | S/H Proposal - Advisory Vote Executive Pay | Shareholder | Against | For | None | ||||||||||||||||||||||
09 | S/H Proposal - Corporate Governance | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 346900 | 0 | 26-Apr-2011 | 26-Apr-2011 | ||||||||||||||||||||||
EOG RESOURCES, INC. | |||||||||||||||||||||||||||
Security CUSIP | 26875P101 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | EOG | Meeting Date | 03-May-2011 | ||||||||||||||||||||||||
ISIN | US26875P1012 | Agenda | 933398516 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 09-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 02-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | Against | Against | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | None | ||||||||||||||||||||||
05 | S/H Proposal - Report on Executive Compensation | Shareholder | For | Against | None | ||||||||||||||||||||||
06 | S/H Proposal - Political/Government | Shareholder | For | Against | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 198400 | 0 | 27-Apr-2011 | 27-Apr-2011 | ||||||||||||||||||||||
PEPSICO, INC. | |||||||||||||||||||||||||||
Security CUSIP | 713448108 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | PEP | Meeting Date | 04-May-2011 | ||||||||||||||||||||||||
ISIN | US7134481081 | Agenda | 933392069 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 04-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 03-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | None | ||||||||||||||||||||||
04 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
05 | Adopt Majority Vote for Directors | Management | For | For | None | ||||||||||||||||||||||
06 | S/H Proposal - Proxy Process/Statement | Shareholder | Against | For | None | ||||||||||||||||||||||
07 | S/H Proposal - Political/Government | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 152175 | 0 | 02-May-2011 | 02-May-2011 | ||||||||||||||||||||||
ECOLAB INC. | |||||||||||||||||||||||||||
Security CUSIP | 278865100 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | ECL | Meeting Date | 05-May-2011 | ||||||||||||||||||||||||
ISIN | US2788651006 | Agenda | 933392045 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 08-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 04-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | Amend Employee Stock Purchase Plan | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
05 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | None | ||||||||||||||||||||||
06 | S/H Proposal - Human Rights Related | Shareholder | Against | For | None | ||||||||||||||||||||||
07 | S/H Proposal - Eliminate Supermajority Vote | Shareholder | For | Against | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 193275 | 0 | 03-May-2011 | 03-May-2011 | ||||||||||||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | |||||||||||||||||||||||||||
Security CUSIP | 674599105 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | OXY | Meeting Date | 06-May-2011 | ||||||||||||||||||||||||
ISIN | US6745991058 | Agenda | 933401060 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 15-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 05-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | None | ||||||||||||||||||||||
05 | S/H Proposal - Political/Government | Shareholder | Against | For | None | ||||||||||||||||||||||
06 | S/H Proposal - Environmental | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 162425 | 0 | 28-Apr-2011 | 28-Apr-2011 | ||||||||||||||||||||||
COMCAST CORPORATION | |||||||||||||||||||||||||||
Security CUSIP | 20030N101 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | CMCSA | Meeting Date | 11-May-2011 | ||||||||||||||||||||||||
ISIN | US20030N1019 | Agenda | 933396334 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 08-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 10-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
01 | Election of Directors | Management | |||||||||||||||||||||||||
1 | S. DECKER ANSTROM | For | For | None | |||||||||||||||||||||||
2 | KENNETH J. BACON | Withheld | Against | None | |||||||||||||||||||||||
3 | SHELDON M. BONOVITZ | For | For | None | |||||||||||||||||||||||
4 | EDWARD D. BREEN | For | For | None | |||||||||||||||||||||||
5 | JOSEPH J. COLLINS | For | For | None | |||||||||||||||||||||||
6 | J. MICHAEL COOK | For | For | None | |||||||||||||||||||||||
7 | GERALD L. HASSELL | For | For | None | |||||||||||||||||||||||
8 | JEFFREY A. HONICKMAN | For | For | None | |||||||||||||||||||||||
9 | EDUARDO G. MESTRE | For | For | None | |||||||||||||||||||||||
10 | BRIAN L. ROBERTS | For | For | None | |||||||||||||||||||||||
11 | RALPH J. ROBERTS | For | For | None | |||||||||||||||||||||||
12 | DR. JUDITH RODIN | For | For | None | |||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | Adopt Employee Stock Purchase Plan | Management | For | For | None | ||||||||||||||||||||||
04 | Amend Employee Stock Purchase Plan | Management | For | For | None | ||||||||||||||||||||||
05 | Amend Employee Stock Purchase Plan | Management | For | For | None | ||||||||||||||||||||||
06 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
07 | 14A Executive Compensation Vote Frequency | Management | 3 Years | For | None | ||||||||||||||||||||||
08 | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | For | None | ||||||||||||||||||||||
09 | S/H Proposal - Establish Independent Chairman | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 987350 | 0 | 10-May-2011 | 10-May-2011 | ||||||||||||||||||||||
WASTE MANAGEMENT, INC. | |||||||||||||||||||||||||||
Security CUSIP | 94106L109 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | WM | Meeting Date | 13-May-2011 | ||||||||||||||||||||||||
ISIN | US94106L1098 | Agenda | 933396168 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 16-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 12-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | None | ||||||||||||||||||||||
05 | Approve Charter Amendment | Management | For | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 740050 | 0 | 10-May-2011 | 10-May-2011 | ||||||||||||||||||||||
SOUTHWESTERN ENERGY COMPANY | |||||||||||||||||||||||||||
Security CUSIP | 845467109 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | SWN | Meeting Date | 17-May-2011 | ||||||||||||||||||||||||
ISIN | US8454671095 | Agenda | 933406793 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 25-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 16-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | Against | Against | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | None | ||||||||||||||||||||||
05 | Approve Charter Amendment | Management | For | For | None | ||||||||||||||||||||||
06 | S/H Proposal - Political/Government | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 368275 | 0 | 10-May-2011 | 13-May-2011 | ||||||||||||||||||||||
DENTSPLY INTERNATIONAL INC. | |||||||||||||||||||||||||||
Security CUSIP | 249030107 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | XRAY | Meeting Date | 25-May-2011 | ||||||||||||||||||||||||
ISIN | US2490301072 | Agenda | 933433904 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 28-Mar-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 24-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 400020 | 0 | 18-May-2011 | 18-May-2011 | ||||||||||||||||||||||
WAL-MART STORES, INC. | |||||||||||||||||||||||||||
Security CUSIP | 931142103 | Meeting Type | Annual | ||||||||||||||||||||||||
Ticker Symbol | WMT | Meeting Date | 03-Jun-2011 | ||||||||||||||||||||||||
ISIN | US9311421039 | Agenda | 933425236 - Management | ||||||||||||||||||||||||
City | Holding Recon Date | 06-Apr-2011 | |||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 02-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | Quick Code | ||||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | For/Against Management | Manangement Recommendation | ||||||||||||||||||||||
1A | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1B | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1C | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1D | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1E | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1F | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1G | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1H | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1I | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1J | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1K | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1L | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1M | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1N | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
1O | Election of Directors (Majority Voting) | Management | For | For | None | ||||||||||||||||||||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | None | ||||||||||||||||||||||
03 | 14A Executive Compensation | Management | For | For | None | ||||||||||||||||||||||
04 | 14A Executive Compensation Vote Frequency | Management | 1 Year | For | None | ||||||||||||||||||||||
05 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | Shareholder | Against | For | None | ||||||||||||||||||||||
06 | S/H Proposal - Political/Government | Shareholder | Against | For | None | ||||||||||||||||||||||
07 | S/H Proposal - Corporate Governance | Shareholder | Against | For | None | ||||||||||||||||||||||
08 | S/H Proposal - Environmental | Shareholder | Against | For | None | ||||||||||||||||||||||
09 | S/H Proposal - Environmental | Shareholder | Against | For | None | ||||||||||||||||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||||||||||||||||||||||
6124291 | 010 | 441429 | 0 | 02-Jun-2011 | 02-Jun-2011 |
BBH International Equity Fund
TESCO PLC, CHESHUNT | |||||||||||||||||||||||||||
Security | G87621101 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | TSCO | Meeting Date | 02-Jul-2010 | ||||||||||||||||||||||||
ISIN | GB0008847096 | Agenda | 702506607 - Management | ||||||||||||||||||||||||
City | LONDON | Holding Recon Date | 30-Jun-2010 | ||||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 25-Jun-2010 | ||||||||||||||||||||||||
SEDOL(s) | 884709 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | Receive the accounts and reports of the Directors and the Auditors for the FYE 27 FEB 2010 | Management | For | For | For | ||||||||||||||||||||||
2 | Approve the Directors' remuneration report for the FYE 27 FEB 2010 | Management | For | For | For | ||||||||||||||||||||||
3 | Declare the final dividend of 9.16 pence per share recommended by the Directors | Management | For | For | For | ||||||||||||||||||||||
4 | Re-elect Ken Hydon as a Director | Management | For | For | For | ||||||||||||||||||||||
5 | Re-elect Tim Mason as a Director | Management | For | For | For | ||||||||||||||||||||||
6 | Re-elect Lucy Neville-Rolfe, CMG as a Director | Management | For | For | For | ||||||||||||||||||||||
7 | Re-elect David Potts as a Director | Management | For | For | For | ||||||||||||||||||||||
8 | Re-elect David Reid as a Director | Management | For | For | For | ||||||||||||||||||||||
9 | Re-appoint PricewaterhouseCoopers LLP as the Auditors of the Company, to hold office until the conclusion of the next general meeting at which accounts are laid before the Company | Management | For | For | For | ||||||||||||||||||||||
10 | Approve the remuneration of PricewaterhouseCoopers LLP be determined by the Directors | Management | For | For | For | ||||||||||||||||||||||
11 | Authorize the Directors, in place of the equivalent authority given to the Directors at the last AGM (but without prejudice to the continuing authority of the Directors to allot relevant securities pursuant to an offer or agreement made by the Company before the expiry of the authority pursuant to which such offer or agreement was made), in accordance with Section 551 of the Companies Act 2006 (the Act) to allot: (i) shares in the Company or grant rights to subscribe for or to convert any securities into shares in the Company up to a maximum aggregate nominal amount of GBP 133,688,202; CONTD.. | Management | Against | For | Against | ||||||||||||||||||||||
CONT | ..CONTD and in addition (ii) equity securities of the Company (within the-meaning of Section 560 of the Act) in connection with an offer of such-securities by way of a rights issue up to an aggregate nominal amount of GBP-133,688,202, Authority shall expire on the date of the next AGM of the-Company after the passing of this resolution ; and the Board may allot equity-securities in pursuance of such an offer or agreement as if the authority-conferred had not expired | Non-Voting | |||||||||||||||||||||||||
S.12 | Authorize the Directors, subject to and conditional on the passing of Resolution 11, pursuant to Section 570 of the Act to allot equity securities (within the meaning of Section 560 of the Act) For cash pursuant to the authority given by Resolution 11 as if sub-Section 1 of Section 561 of the Act did not apply to any such allotment provided that this power shall be limited: (i) to the allotment of equity securities in connection with an offer of such securities by way of a rights issue (as defined in Resolution 11; and (ii) to the allotment (otherwise than pursuant to sub- paragraph (i) above) of equity securities up to an aggregate nominal value of GBP 20,053,230; CONTD.. | Management | Against | For | Against | ||||||||||||||||||||||
CONT | ..CONTD Authority shall expire on the date of the next AGM of the Company-after the passing of this resolution and the Board may allot equity-securities in pursuance of such an offer or agreement as if the power-conferred hereby had not expired | Non-Voting | |||||||||||||||||||||||||
S.13 | Authorize the Company, to make market purchases (within the meaning of Section 693(4) of the Act) of Ordinary Shares of 5p each in the capital of the Company ("Shares") on such terms as the Directors think fit, and where such Shares are held as treasury shares, the Company may use them for the purposes set out in Section 727 of the Act, including for the purpose of its employee Share Schemes, provided that: a) the maximum number of Shares which may be purchased is 802,129,223 Shares; b) the minimum price, exclusive of any expenses, which may be paid for each Share is 5p; c) the maximum price, exclusive of any expenses, which may be paid for each Share is an amount equal to the higher of: (i) 105% of the average of the middle market quotations of a Share as derived from the London Stock Exchange CONTD | Management | For | For | For | ||||||||||||||||||||||
CONT | CONTD Daily Official List for the five business days immediately preceding-the day on which the share is contracted to be purchased; and (ii) the amount-stipulated by Article 5(1) of the Buy-back and Stabilization Regulation 2003;-Authority will expire at the close of the next AGM of the Company (except in-relation to the purchase of Shares, the contract for which was concluded- before the expiry of this authority and which will or may be executed wholly-or partly after such expiry) ; the Company may make a contract to purchase-Shares under this authority before the expiry of the authority which will or-may be executed wholly or partly after the expiry of the authority, and may-make a purchase of Shares in pursuance of any such contract | Non-Voting | |||||||||||||||||||||||||
14 | Authorize, in accordance with Section 366 of the Act, the Company and all Companies that are its subsidiaries at any time during the period for which this resolution has effect to: (a) make donations to political parties and/or independent election candidates; (b) make political donations to political organizations, other than political parties; (c) incur political expenditure, during the period beginning with the date of the passing of this resolution and ending on the date of the Company's next AGM, such that the aggregate of all expenditure under paragraphs (a), (b) and (c) shall not exceed GBP 100,000 in total | Management | Against | For | Against | ||||||||||||||||||||||
15 | Authorize the Directors: (a) to renew and continue The Tesco PLC Share Incentive Plan (formerly the Tesco All Employee Share Ownership Plan) (SIP) as summarized in Appendix 1 to this document and to do all acts and things necessary to carry this into effect; and (b) to adopt similar plans for overseas employees subject to such modifications as may be necessary or desirable to take account of overseas tax, exchange controls or securities laws provided that any Ordinary Shares made available under such further plans are treated as counting against any limits on individual or overall participation in the SIP | Management | For | For | For | ||||||||||||||||||||||
S.16 | Amend the Articles of Association of the Company by deleting all the provisions of the Company's Memorandum of Association which, by virtue of Section 28 of the Act, are treated as provisions of the Company's Articles of Association; and (ii) the Articles of Association produced to the meeting and signed by the Chairman of the meeting for the purpose of identification be adopted as the Articles of Association of the Company in substitution for, and to exclusion of the existing Articles of Association | Management | For | For | For | ||||||||||||||||||||||
S.17 | Approve a general meeting other than an AGM may be called on not less than 14 clear days' notice | Management | For | For | For | ||||||||||||||||||||||
INDUSTRIA DE DISENO TEXTIL INDITEX SA | |||||||||||||||||||||||||||
Security | E6282J109 | Meeting Type | Ordinary General Meeting | ||||||||||||||||||||||||
Ticker Symbol | ITX | Meeting Date | 13-Jul-2010 | ||||||||||||||||||||||||
ISIN | ES0148396015 | Agenda | 702520582 - Management | ||||||||||||||||||||||||
City | ARTEIXO | Holding Recon Date | 08-Jul-2010 | ||||||||||||||||||||||||
Country | Spain | Vote Deadline Date | 07-Jul-2010 | ||||||||||||||||||||||||
SEDOL(s) | 7111314 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | Approve the annual accounts Balance sheet of Situation, Account of Losses and earnings, State of Changes in the Clear Heritage, State of Flows of Cash and memory and Management report of Industry of Design Textile, Joint-stock company Inditex, S.A. corresponding to the Company exercise 2009, Finished on 31 JAN 2010 | Management | For | For | For | ||||||||||||||||||||||
2 | Approve the annual accounts Balance sheet of Situation, Account of Losses and Earnings, State of the Global Result, State of Changes in the Clear Heritage Been of Flows of Cash and Memory and report of Management of the group consolidated Group Inditex correspondents to the company exercise 2009, finished on 31 JAN 2010, as well as of the Social Management | Management | For | For | For | ||||||||||||||||||||||
3 | Approve the result and distribution of dividends | Management | For | For | For | ||||||||||||||||||||||
4.A | Re-elect Mr. Amancio Ortega Gaona to the Board of Directors, with the qualification of Executive Counselor | Management | For | For | For | ||||||||||||||||||||||
4.B | Re-elect Mr. Pablo Isla Alvarez De Tejera to the Board of Directors, with the qualification of Executive Counselor | Management | For | For | For | ||||||||||||||||||||||
4.C | Re-elect Mr. Juan Manuel Urgoiti Lopez De Ocana to the Board of Directors, with the qualification of Executive Counselor | Management | For | For | For | ||||||||||||||||||||||
5.A | Appointment of Mr. Nils Smedegaard Andersen as an Counselor, with the qualification of External Independent Counselor | Management | For | For | For | ||||||||||||||||||||||
5.B | Appointment of Mr. Emilio Saracho Rodriguez De Torres as an Counselor, with the qualification of External Independent Counselor | Management | For | For | For | ||||||||||||||||||||||
6 | Amend the Social By-Laws: Articles 12, 21, 31 and 32 as specified | Management | Against | For | Against | ||||||||||||||||||||||
7 | Amend the regulation of general meeting: Article 15 (Celebration of the General Meeting) | Management | For | For | For | ||||||||||||||||||||||
8 | Re-elect the Account Auditors | Management | For | For | For | ||||||||||||||||||||||
9 | Authorize the Board of Directors for the derivative acquisition of own actions | Management | For | For | For | ||||||||||||||||||||||
10 | Grant powers for execution of Agreements | Management | For | For | For | ||||||||||||||||||||||
ETABLISSEMENTEN FRANZ COLRUYT NV, HALLE | |||||||||||||||||||||||||||
Security | B26882165 | Meeting Type | Ordinary General Meeting | ||||||||||||||||||||||||
Ticker Symbol | COLR | Meeting Date | 15-Sep-2010 | ||||||||||||||||||||||||
ISIN | BE0003775898 | Agenda | 702577149 - Management | ||||||||||||||||||||||||
City | HALLE | Holding Recon Date | 13-Sep-2010 | ||||||||||||||||||||||||
Country | Belgium | Blocking | Vote Deadline Date | 01-Sep-2010 | |||||||||||||||||||||||
SEDOL(s) | 5806225 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||||||||
1 | Approve the annual report of the Board of Directors, of the Auditor's report and the report of the work council on the annual financial statements and the consolidated annual financial statements | Management | For | For | For | ||||||||||||||||||||||
2.A | Adopt the annual financial statements | Management | For | For | For | ||||||||||||||||||||||
2.B | Adopt the consolidated financial statements | Management | For | For | For | ||||||||||||||||||||||
3 | Approve the allocation of a gross dividend of 4.48 EUR per share upon presentation of coupon number 12 | Management | For | For | For | ||||||||||||||||||||||
4 | Approve the participation in the profit | Management | For | For | For | ||||||||||||||||||||||
5 | Approve that the profit share to the Company's Employees who have elected to take their share in the profits | Management | For | For | For | ||||||||||||||||||||||
6 | Grant discharge to the Directors | Management | For | For | For | ||||||||||||||||||||||
7 | Grant discharge to the Statutory Auditor | Management | For | For | For | ||||||||||||||||||||||
8.A | Approve to renew the mandate of Mr. Jozef Colruyt for a period of 4 years | Management | For | For | For | ||||||||||||||||||||||
8.B | Appointment of Mr. Wim Colruyt as a Director for a period of 4 years | Management | For | For | For | ||||||||||||||||||||||
9 | Re-appoint the CVBA KPMG, Company Auditors for a period of 3 years | Management | For | For | For | ||||||||||||||||||||||
10 | Other business | Non-Voting | |||||||||||||||||||||||||
CAIRN ENERGY PLC | |||||||||||||||||||||||||||
Security | G17528251 | Meeting Type | Ordinary General Meeting | ||||||||||||||||||||||||
Ticker Symbol | CNE | Meeting Date | 07-Oct-2010 | ||||||||||||||||||||||||
ISIN | GB00B59MW615 | Agenda | 702618161 - Management | ||||||||||||||||||||||||
City | EDINBURGH | Holding Recon Date | 05-Oct-2010 | ||||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 30-Sep-2010 | ||||||||||||||||||||||||
SEDOL(s) | B59MW61 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | Approve the proposed sale by Cairn UK Holdings of such number of shares as represents a maximum of 51% of the fully diluted share capital of Cairn India Ltd | Management | For | For | For | ||||||||||||||||||||||
ETABLISSEMENTEN FRANZ COLRUYT NV, HALLE | |||||||||||||||||||||||||||
Security | B26882165 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||||||
Ticker Symbol | COLR | Meeting Date | 12-Oct-2010 | ||||||||||||||||||||||||
ISIN | BE0003775898 | Agenda | 702622451 - Management | ||||||||||||||||||||||||
City | EDINGENSESTEENWEG | Holding Recon Date | 08-Oct-2010 | ||||||||||||||||||||||||
Country | Belgium | Blocking | Vote Deadline Date | 29-Sep-2010 | |||||||||||||||||||||||
SEDOL(s) | 5806225 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 743323 DUE TO CHANGE IN VO-TING STATUS AND ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS ME-ETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE. THANK YOU. | Non-Voting | |||||||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUC-TIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJE- CTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTA-TIVE | Non-Voting | |||||||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||||||||
1.1 | Approval of the Report of the Board of Directors of 07 SEP 2010 to split the Etn. Fr. Colruyt N.V. share and VVPR strip | Management | For | For | For | ||||||||||||||||||||||
1.2 | Approval to split the share and the VVPR strip of NV Etn. Franz. Colruyt | Management | For | For | For | ||||||||||||||||||||||
2.1 | Approval of the Report of the Board of Directors of 07 SEP 2010 concerning the capital increase in the favour of the employees | Management | For | For | For | ||||||||||||||||||||||
2.2 | Approval of the Report of CVBA KPMG drawn up on 16 SEP 2010 | Management | For | For | For | ||||||||||||||||||||||
2.3 | Proposal to issue a maximum of 1,000,000 new registered shares without face value, under the conditions described in the report of the Board of Directors mentioned above | Management | For | For | For | ||||||||||||||||||||||
2.4 | Proposal to set the issue price on the basis of the average stock market price of the ordinary Colruyt share over the 30 days preceding the EGM that will decide upon this issue, after application of a maximum discount of 20% | Management | For | For | For | ||||||||||||||||||||||
2.5 | Proposal to waive the pre-emptive subscription right to these shares as given to shareholders by Article 595 and onwards of the Companies Code, in the favour of employees as mentioned above, in the interests of the Company | Management | For | For | For | ||||||||||||||||||||||
2.6 | Proposal to increase the share capital, under the suspensive condition of subscription, by the issue of the new shares mentioned above, under the conditions specified above, and at the issue price set by the EGM, Proposal to set the maximum amount by which the share capital can be increased after subscription, by multiplying the issue price of the new shares set by the EGM with the maximum number of new shares to be issued, subscription to the new shares shall be reserved for employees of the Company and its related companies, as specified above, the capital shall only be increased in the event of subscription, and this by the amount of this subscription, if the number of shares subscribed to is greater than the specified maximum number of new shares to be issued, there shall be a distribution whereby in the first instance the possibility of obtaining the maximum tax benefit for each employee shall be considered, and in the next stage a proportionate decrease shall be applied in relation to the number of shares subscribed to by each employee | Management | For | For | For | ||||||||||||||||||||||
2.7 | It is proposed to open the subscription period on 18 OCT 2010 and close it on 18 NOV 2010 | Management | For | For | For | ||||||||||||||||||||||
2.8 | Proposal to authorize the Board of Directors to receive the subscription applications, to collect and receive the contributions, at the end of the subscription period to determine the number of shares subscribed as well as the subscribed amount, to set the capital increase by this amount within the maximum amount set by the EGM, and to certify by notary the realization of the capital increase within the same limit, the payment of it in cash, as well as the resulting change of the amount of the share capital and the number of shares stated in Article 5 "Share capital" of the Articles of association, and to execute the resolutions of the EGM for all these transactions, and to this end to set all conditions, insofar as they have not been set by the EGM, to conclude all agreements, and in general to take any action necessary | Management | For | For | For | ||||||||||||||||||||||
3.1.A | Special report of the Board of Directors dated 07 SEP 2010 by virtue of Article 604 of the Companies Code | Management | For | For | For | ||||||||||||||||||||||
3.1.B | Proposal to increase the amount by which the Board of Directors is authorized to increase the share capital to 200,000,000 Euro and to amend the wording of Article 6 accordingly | Management | For | For | For | ||||||||||||||||||||||
3.1.C | Proposal to extend the authorization of the Board of Directors to increase the share capital within the limits of the authorized capital for a period of 5 years commencing on 12 OCT 2010 | Management | For | For | For | ||||||||||||||||||||||
3.1.D | Proposal to renew the authorization of the Board of Directors to increase the subscribed capital by virtue of Article 6 of the Articles of Association, under the conditions set forth in Article 607, Paragraph 2 of the Companies Code - as of the time the Company has been notified by the Banking, Finance and Insurance Commission of a public take-over bid on the securities of the Company, the authorization is granted for a term of 3 years as from the date of the EGM deciding thereupon | Management | For | For | For | ||||||||||||||||||||||
3.2 | Proposal to extend the possibility for the Board of Directors to acquire treasury shares of the Company without a decision of the General Meeting being required, insofar as this is imperative to prevent the Company suffering serious and imminent harm (as set forth in Article 12, paragraph 4 of the Articles of Association and in Article 610, paragraph 1, Sections 3 and 4 of the Companies Code), for a period of 3 years commencing on the date of the EGM approving this item on the agenda | Management | For | For | For | ||||||||||||||||||||||
3.3 | Proposal to renew the authority the Board of Directors to sell, without prior approval of the General Meeting being required, any shares it may have acquired under the above authorization, provided these are listed (Article 622, Paragraph 2, Section 2, 1 of the Companies Code and Article 12, Paragraph 5 of the Articles of Association) for a period of 3 years as of the present amendment to the Articles of Association | Management | For | For | For | ||||||||||||||||||||||
3.4 | Proposal to extend the possibility to sell the shares acquired by the Board of Directors, on the Stock Exchange or as a result of an offer for sale sent to all shareholders under the same conditions, so as to prevent the Company suffering serious and imminent harm (Article 622 Paragraph 2, Section 2, 2 of the Companies Code and Article 12, Paragraph 5 of the Articles of Association), this possibility will exist for a period of three years as of the publication of the present amendment to the Articles of Association; it may be extended by the General Meeting in accordance with the legal requirements in this respect | Management | For | For | For | ||||||||||||||||||||||
4 | Approval Modification Article 20 | Management | For | For | For | ||||||||||||||||||||||
5 | Approval to authorize the Board of Directors of the Company to execute the decisions of the EGM and to take any action necessary to that end | Management | For | For | For | ||||||||||||||||||||||
6 | Other business | Non-Voting | |||||||||||||||||||||||||
CSL LTD | |||||||||||||||||||||||||||
Security | Q3018U109 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | CSL | Meeting Date | 13-Oct-2010 | ||||||||||||||||||||||||
ISIN | AU000000CSL8 | Agenda | 702602524 - Management | ||||||||||||||||||||||||
City | MELBORNE | Holding Recon Date | 11-Oct-2010 | ||||||||||||||||||||||||
Country | Australia | Vote Deadline Date | 05-Oct-2010 | ||||||||||||||||||||||||
SEDOL(s) | 6185495 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
2.a | Elect Mr. Peter Turner as a Director | Management | For | For | For | ||||||||||||||||||||||
2.b | Re-elect Mr. John Akehurst as a Director | Management | For | For | For | ||||||||||||||||||||||
2.c | Re-elect Mr. David Anstice as a Director | Management | For | For | For | ||||||||||||||||||||||
2.d | Re-elect Mr. Ian Renard as a Director | Management | For | For | For | ||||||||||||||||||||||
3 | Adopt the remuneration report | Management | For | For | For | ||||||||||||||||||||||
4 | Approve the grant of Performance Rights to the Executive Directors | Management | For | For | For | ||||||||||||||||||||||
5 | Approve the remuneration of the Directors | Management | For | For | For | ||||||||||||||||||||||
COCHLEAR LTD | |||||||||||||||||||||||||||
Security | Q25953102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | COH | Meeting Date | 19-Oct-2010 | ||||||||||||||||||||||||
ISIN | AU000000COH5 | Agenda | 702606813 - Management | ||||||||||||||||||||||||
City | SYDNEY | Holding Recon Date | 15-Oct-2010 | ||||||||||||||||||||||||
Country | Australia | Vote Deadline Date | 11-Oct-2010 | ||||||||||||||||||||||||
SEDOL(s) | 6211798 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | Receive the financial report, the Directors' report and the Auditor's report in respect of the year ended 30 JUN 2010 | Management | Abstain | For | Against | ||||||||||||||||||||||
2.1 | Adopt the remuneration report | Management | For | For | For | ||||||||||||||||||||||
3.1 | Re-elect Mr. Donal O'Dwyer as a Director of the Company | Management | For | For | For | ||||||||||||||||||||||
3.2 | Re-elect Prof. Edward Byrne, AO as a Director of the Company | Management | For | For | For | ||||||||||||||||||||||
3.3 | Re-elect Mrs. Yasmin Allen as a Director of the Company | Management | For | For | For | ||||||||||||||||||||||
4 | Approve to issue, allocate or transfer of securities to the Chief Executive Officer/President, Dr. Christopher Roberts under the Cochlear Executive Long Term Incentive Plan | Management | For | For | For | ||||||||||||||||||||||
H & M HENNES & MAURITZ AB (PUBL) | |||||||||||||||||||||||||||
Security | W41422101 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||||||
Ticker Symbol | HMB | Meeting Date | 20-Oct-2010 | ||||||||||||||||||||||||
ISIN | SE0000106270 | Agenda | 702615848 - Management | ||||||||||||||||||||||||
City | STOCKHOLM | Holding Recon Date | 14-Oct-2010 | ||||||||||||||||||||||||
Country | Sweden | Vote Deadline Date | 07-Oct-2010 | ||||||||||||||||||||||||
SEDOL(s) | 5687431 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO PROVI-DE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID VO-TE OPTION. THANK YOU | Non-Voting | |||||||||||||||||||||||||
1 | Opening of the meeting | Non-Voting | |||||||||||||||||||||||||
2 | Election of a Chairman for the meeting | Management | For | For | For | ||||||||||||||||||||||
3 | Approve the voting list | Management | For | For | For | ||||||||||||||||||||||
4 | Approve the agenda | Management | For | For | For | ||||||||||||||||||||||
5 | Election of people to check the minutes | Management | For | For | For | ||||||||||||||||||||||
6 | Examination of whether the meeting was duly convened | Management | For | For | For | ||||||||||||||||||||||
7 | Approve the establishment of an incentive programme for all employees of the H & M Group | Management | For | For | For | ||||||||||||||||||||||
8 | Approve the supplement to the guidelines for remuneration for senior executives | Management | For | For | For | ||||||||||||||||||||||
9 | Closing of the meeting | Non-Voting | |||||||||||||||||||||||||
LEND LEASE LTD | |||||||||||||||||||||||||||
Security | Q55368114 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | LLC | Meeting Date | 11-Nov-2010 | ||||||||||||||||||||||||
ISIN | AU000000LLC3 | Agenda | 702638632 - Management | ||||||||||||||||||||||||
City | SYDNEY | Holding Recon Date | 09-Nov-2010 | ||||||||||||||||||||||||
Country | Australia | Vote Deadline Date | 03-Nov-2010 | ||||||||||||||||||||||||
SEDOL(s) | 6512004 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE THAT RESOLUTIONS 2.A, 2.B AND 3 PERTAIN TO LEND LEASE cORPORATION-LIMITED THE COMPANY . | Non-Voting | |||||||||||||||||||||||||
2(a) | Election of Director - Mr. David Crawford | Management | For | For | For | ||||||||||||||||||||||
2(b) | Election of Director - Mr. Gordon Edington | Management | For | For | For | ||||||||||||||||||||||
3 | Adoption of the remuneration report | Management | For | For | For | ||||||||||||||||||||||
CMMT | PLEASE NOTE THAT RESOLUTION 4 PERTAINS TO LEND LEASE CORPORATION LIMITED THE-COMPANY AND LENDLEASE TRUST THE TRUST . | Non-Voting | |||||||||||||||||||||||||
4 | Approval of allocations of Performance Securities in the Lend Lease LTI Plan and Deferred Securities in the Lend Lease STI Plan to the Managing Director | Management | For | For | For | ||||||||||||||||||||||
ESPRIT HLDGS LTD | |||||||||||||||||||||||||||
Security | G3122U145 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 330 | Meeting Date | 24-Nov-2010 | ||||||||||||||||||||||||
ISIN | BMG3122U1457 | Agenda | 702659408 - Management | ||||||||||||||||||||||||
City | HONG KONG | Holding Recon Date | 17-Nov-2010 | ||||||||||||||||||||||||
Country | Bermuda | Vote Deadline Date | 19-Nov-2010 | ||||||||||||||||||||||||
SEDOL(s) | 6321642 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL RESOLUTIONS. THANK YOU. | Non-Voting | |||||||||||||||||||||||||
1 | To receive and consider the audited consolidated financial statements and the Reports of the Directors and Auditors of the Group for the year ended 30 June 2010 | Management | For | For | For | ||||||||||||||||||||||
2 | To approve a final dividend of 0.67 Hong Kong dollar per share for the year ended 30 June 2010 | Management | For | For | For | ||||||||||||||||||||||
3.i | To re-elect Mr. Paul Cheng Ming Fun as Director | Management | For | For | For | ||||||||||||||||||||||
3.ii | To re-elect Mr. Alexander Reid Hamilton as Director | Management | Abstain | For | Against | ||||||||||||||||||||||
3.iii | To re-elect Mr. Raymond Or Ching Fai as Director | Management | For | For | For | ||||||||||||||||||||||
3.iv | To authorize the Board to fix the Directors' fees | Management | For | For | For | ||||||||||||||||||||||
4 | To re-appoint Messrs. PricewaterhouseCoopers as Auditors and authorize the Directors to fix their remuneration | Management | For | For | For | ||||||||||||||||||||||
5 | To grant a general mandate to the Directors to purchase shares not exceeding 10% of the issued share capital of the Company as at the date of passing of the resolution | Management | For | For | For | ||||||||||||||||||||||
6 | Subject to restriction on discount at 10% or more and restriction on refreshment as stated in the circular to the shareholders of the Company dated 26 October 2010, to grant a general mandate to the Directors to issue, allot and deal with additional shares not exceeding 5% of the issued share capital of the Company as at the date of passing of the resolution | Management | For | For | For | ||||||||||||||||||||||
CNOOC LTD | |||||||||||||||||||||||||||
Security | Y1662W117 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 883 | Meeting Date | 24-Nov-2010 | ||||||||||||||||||||||||
ISIN | HK0883013259 | Agenda | 702697282 - Management | ||||||||||||||||||||||||
City | HONG KONG | Holding Recon Date | 19-Nov-2010 | ||||||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 19-Nov-2010 | ||||||||||||||||||||||||
SEDOL(s) | B00G0S5 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT EUROCLEAR DOES NOT OFFER ANY VOTING SERVICES ON THIS ISSUE.-THIS NOTICE IS SENT FOR INFORMATION PURPOSES ONLY. BY DEFAULT EOC WILL TAKE-NO ACTION. | Non-Voting | |||||||||||||||||||||||||
1 | To approve the Non-exempt Continuing Connected Transactions | Management | For | For | For | ||||||||||||||||||||||
2 | To approve the Proposed Caps for each category of the Non-exempt Continuing Connected Transactions | Management | For | For | For | ||||||||||||||||||||||
NOVARTIS AG | |||||||||||||||||||||||||||
Security | H5820Q150 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | NOVN | Meeting Date | 22-Feb-2011 | ||||||||||||||||||||||||
ISIN | CH0012005267 | Agenda | 702775632 - Management | ||||||||||||||||||||||||
City | BASEL | Holding Recon Date | 17-Feb-2011 | ||||||||||||||||||||||||
Country | Switzerland | Vote Deadline Date | 10-Feb-2011 | ||||||||||||||||||||||||
SEDOL(s) | 7103065 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-750908, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | |||||||||||||||||||||||||
CMMT | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | Non-Voting | |||||||||||||||||||||||||
A.1 | The Board of Directors proposes approval of the Annual Report, the Financial Statements of Novartis AG and the Group Consolidated Financial Statements for the Business Year 2010 | Management | For | For | For | ||||||||||||||||||||||
A.2 | The Board of Directors proposes discharge from liability of its members and those of the Executive Committee for the business year 2010 | Management | For | For | For | ||||||||||||||||||||||
A.3 | The Board of Directors proposes appropriation of the available earnings of CHF 7,027,682,826 as: Dividend: CHF 5,452,130,559; Transfer to free reserves: CHF 1,575,552,267; the total dividend C279payment of CHF 5,452,130,559 is equivalent to a gross dividend of CHF 2.20 per registered share of CHF 0.50 nominal value entitled to dividends | Management | For | For | For | ||||||||||||||||||||||
A.4 | The Board of Directors proposes that the Compensation System of Novartis be endorsed (non-binding consultative vote) | Management | For | For | For | ||||||||||||||||||||||
A.5.1 | At this Annual General Meeting, Alexandre F. Jetzer-Chung and Hans-Joerg Rudlo-ff are retiring from the Board of Directors, having reached the age limit set-in the Articles of incorporation | Non-Voting | |||||||||||||||||||||||||
A52.1 | The Board of Directors proposes the re-election of Ann Fudge for a three-year term | Management | For | For | For | ||||||||||||||||||||||
A52.2 | The Board of Directors proposes the re-election of Pierre Landolt for a three-year term | Management | For | For | For | ||||||||||||||||||||||
A52.3 | The Board of Directors proposes the re-election of Ulrich Lehner, Ph.D., for a three-year term | Management | For | For | For | ||||||||||||||||||||||
A.5.3 | The Board of Directors proposes the election of Enrico Vanni, Ph.D., for a three-year term | Management | For | For | For | ||||||||||||||||||||||
A.6 | The Board of Directors proposes the election of PricewaterhouseCoopers as auditor of Novartis AG for one year | Management | For | For | For | ||||||||||||||||||||||
B | If shareholders at the Annual General Meeting propose additional and/or counterproposals, I/we instruct the Independent Proxy to vote according to the proposal of the Board of Directors | Management | For | For | For | ||||||||||||||||||||||
SGS SA | |||||||||||||||||||||||||||
Security | H7484G106 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | SGSN | Meeting Date | 15-Mar-2011 | ||||||||||||||||||||||||
ISIN | CH0002497458 | Agenda | 702803102 - Management | ||||||||||||||||||||||||
City | GENEVA | Holding Recon Date | 10-Mar-2011 | ||||||||||||||||||||||||
Country | Switzerland | Vote Deadline Date | 01-Mar-2011 | ||||||||||||||||||||||||
SEDOL(s) | 4824778 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-750820, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | |||||||||||||||||||||||||
CMMT | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | Non-Voting | |||||||||||||||||||||||||
1 | Approval of the 2010 annual report and accounts of SGS SA and of the consolidated accounts of the SGS Group | Management | For | For | For | ||||||||||||||||||||||
2 | 2010 remuneration report (consultative vote) | Management | For | For | For | ||||||||||||||||||||||
3 | Release of the members of the Board of directors and of the Management | Management | For | For | For | ||||||||||||||||||||||
4 | Decision on the appropriation of profits resulting from the balance sheet of SGS SA | Management | For | For | For | ||||||||||||||||||||||
5.A | Election of Mr. John Elkann to the Board of Directors for a term of three years ending on the date of the 2014 Annual General Meeting | Management | For | For | For | ||||||||||||||||||||||
5.B | Election of Dr. Cornelius Grupp to the Board of Directors for a term of three years ending on the date of the 2014 Annual General Meeting | Management | For | For | For | ||||||||||||||||||||||
6 | Re-election of Deloitte SA, Geneva, as Auditors of SGS SA and Group Auditors for the year 2011 | Management | For | For | For | ||||||||||||||||||||||
7 | Amendment of article 5ter of the Articles of Incorporation (authorised share capital) | Management | Against | For | Against | ||||||||||||||||||||||
NOVO-NORDISK A S | |||||||||||||||||||||||||||
Security | K7314N152 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | NOVOB | Meeting Date | 23-Mar-2011 | ||||||||||||||||||||||||
ISIN | DK0060102614 | Agenda | 702814030 - Management | ||||||||||||||||||||||||
City | FREDERIKSBERG | Holding Recon Date | 16-Mar-2011 | ||||||||||||||||||||||||
Country | Denmark | Vote Deadline Date | 14-Mar-2011 | ||||||||||||||||||||||||
SEDOL(s) | 7077524 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE THAT IF THE CHAIRMAN OF THE BOARD OR A BOARD MEMBER IS APPOINTED-AS PROXY, WHICH IS OFTEN THE CASE, CLIENTS CAN ONLY EXPECT THEM TO ACCEPT-PRO-MANAGEMENT VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST-VOTES ARE REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE. THE-SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR AN ADDED FEE IF- REQUESTED. THANK YOU | Non-Voting | |||||||||||||||||||||||||
CMMT | PLEASE BE ADVISED THAT SOME OF SUBCUSTODIANS IN DENMARK REQUIRE THE SHARES TO-BE REGISTERED IN SEGREGATED ACCOUNTS BY REGISTRATION DEADLINE IN ORDER TO-PROVIDE VOTING SERVICE. PLEASE CONTACT YOUR GLOBAL CUSTODIAN TO FIND OUT IF-THIS REQUIREMENT APPLIES TO YOUR SHARES AND, IF SO, YOUR SHARES ARE-REGISTERED IN A SEGREGATED ACCOUNT FOR THIS GENERAL MEETING. | Non-Voting | |||||||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||
2 | Adoption of the audited Annual Report 2010 | Management | For | For | For | ||||||||||||||||||||||
3.1 | Approval of remuneration of the Board of Directors for 2010 | Management | For | For | For | ||||||||||||||||||||||
3.2 | Approval of remuneration level of the Board of Directors for 2011 | Management | For | For | For | ||||||||||||||||||||||
4 | A resolution to distribute the profit | Management | For | For | For | ||||||||||||||||||||||
5.1.a | Election of Sten Scheibye as a member to the Board of Directors | Management | For | For | For | ||||||||||||||||||||||
5.1.b | Election of Goran A Ando as a member to the Board of Directors | Management | For | For | For | ||||||||||||||||||||||
5.1.c | Election of Bruno Angelici as a member to the Board of Directors | Management | For | For | For | ||||||||||||||||||||||
5.1.d | Election of Henrik Gurtler as a member to the Board of Directors | Management | For | For | For | ||||||||||||||||||||||
5.1.e | Election of Thomas Paul Koestler as a member to the Board of Directors | Management | For | For | For | ||||||||||||||||||||||
5.1.f | Election of Kurt Anker Nielsen as a member to the Board of Directors | Management | For | For | For | ||||||||||||||||||||||
5.1.g | Election oF Hannu Ryopponen as a member to the Board of Directors | Management | For | For | For | ||||||||||||||||||||||
5.1.h | Election of Jorgen Wedel as a member to the Board of Directors | Management | For | For | For | ||||||||||||||||||||||
5.2 | The Board of Directors proposes election of Sten Scheibye as chairman | Management | For | For | For | ||||||||||||||||||||||
5.3 | The Board of Directors proposes election of Goran A Ando as vice chairman | Management | For | For | For | ||||||||||||||||||||||
6 | Re-appointment of PricewaterhouseCoopers as auditor | Management | For | For | For | ||||||||||||||||||||||
7.1 | Reduction of the Company's B share capital from DKK 492,512,800 to DKK 472,512,800 | Management | For | For | For | ||||||||||||||||||||||
7.2 | Authorisation of the Board of Directors to acquire own shares up to a holding limit of 10% of the share capital | Management | For | For | For | ||||||||||||||||||||||
7.3.1 | Amendments to the Articles of Asociation: Article 2 (deletion of article regarding location of registered office) | Management | For | For | For | ||||||||||||||||||||||
7.3.2 | Amendments to the Articles of Asociation: Article 7.5 (new article 6.5) (removal of the requirement to advertise the notice calling a general meeting in two daily newspapers) | Management | For | For | For | ||||||||||||||||||||||
7.3.3 | Amendments to the Articles of Asociation: Article 11.2 (new article 10.2) (introduction of age limit for nomination of candidates to the Board of Directors) | Management | For | For | For | ||||||||||||||||||||||
7.4 | Adoption of Remuneration Principles and consequential amendment of article 15 (new article 14) | Management | For | For | For | ||||||||||||||||||||||
CHUGAI PHARMACEUTICAL CO.,LTD. | |||||||||||||||||||||||||||
Security | J06930101 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 4519 | Meeting Date | 24-Mar-2011 | ||||||||||||||||||||||||
ISIN | JP3519400000 | Agenda | 702811806 - Management | ||||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Dec-2010 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 14-Mar-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6196408 | Quick Code | 45190 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
4 | Appoint Accounting Auditors | Management | For | For | For | ||||||||||||||||||||||
CANON INC. | |||||||||||||||||||||||||||
Security | J05124144 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 7751 | Meeting Date | 30-Mar-2011 | ||||||||||||||||||||||||
ISIN | JP3242800005 | Agenda | 702814078 - Management | ||||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Dec-2010 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 18-Mar-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6172323 | Quick Code | 77510 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.12 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.13 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.14 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.15 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.16 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.17 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.18 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.19 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3. | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
4. | Approve Payment of Bonuses to Directors | Management | For | For | For | ||||||||||||||||||||||
5. | Issuance of Share Options as Stock Options without Compensation | Management | For | For | For | ||||||||||||||||||||||
NOVARTIS AG | |||||||||||||||||||||||||||
Security | H5820Q150 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||||||
Ticker Symbol | NOVN | Meeting Date | 08-Apr-2011 | ||||||||||||||||||||||||
ISIN | CH0012005267 | Agenda | 702821528 - Management | ||||||||||||||||||||||||
City | BASEL | Holding Recon Date | 05-Apr-2011 | ||||||||||||||||||||||||
Country | Switzerland | Vote Deadline Date | 29-Mar-2011 | ||||||||||||||||||||||||
SEDOL(s) | 7103065 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | Non-Voting | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-793761, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | |||||||||||||||||||||||||
A.1.1 | Under this item, the Board of Directors proposes approval of the merger agreement between Alcon, Inc. ("Alcon") and Novartis AG ("Novartis" or "Company") dated December 14, 2010 | Management | For | For | For | ||||||||||||||||||||||
A.1.2 | Under this item, the Board of Directors proposes the creation of authorised capital through the issuance of up to 108 million new shares for the purpose of completing the merger of Alcon into Novartis by means of the following new Article 4a of the Articles of Incorporation: Article 4a Authorised Capital in favor of Alcon, Inc 1 Up to 8 April 2013, the Board of Directors shall be authorised to increase the share capital in connection with the merger of Alcon, Inc. into the Company by a maximum amount of CHF 54,000,000 nominal value through the issuance of maximally 108,000,000 fully paid-in registered shares with a nominal value of CHF 0.50 each. The pre-emptive rights of the existing shareholders shall not apply. The Board of Directors shall determine the issue price in accordance with the merger agreement between Alcon, Inc. and Novartis AG dated 14 December 2010. The new shares shall be entitled to dividends as from the financial year in which they are issued and shall be subject to the registration requirements set forth in Article 5 of the Articles of Incorporation | Management | For | For | For | ||||||||||||||||||||||
B | If shareholders at the Extraordinary General Meeting propose additional and/or counter-proposals, l/we instruct the Independent Proxy to vote according to the proposal of the Board of Directors | Management | For | For | For | ||||||||||||||||||||||
SMITH & NEPHEW GROUP P L C | |||||||||||||||||||||||||||
Security | G82343164 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | SN/ | Meeting Date | 14-Apr-2011 | ||||||||||||||||||||||||
ISIN | GB0009223206 | Agenda | 702820463 - Management | ||||||||||||||||||||||||
City | LONDON | Holding Recon Date | 12-Apr-2011 | ||||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 08-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | 922320 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | To adopt the report and accounts | Management | For | For | For | ||||||||||||||||||||||
2 | To approve the remuneration report | Management | For | For | For | ||||||||||||||||||||||
3 | To declare a final dividend | Management | For | For | For | ||||||||||||||||||||||
4 | Re-election of director Mr Ian E Barlow | Management | For | For | For | ||||||||||||||||||||||
5 | Re-election of director Prof Genevieve B Berger | Management | For | For | For | ||||||||||||||||||||||
6 | Re-election of director Mr Olivier Bohuon | Management | For | For | For | ||||||||||||||||||||||
7 | Re-election of director Mr John Buchanan | Management | For | For | For | ||||||||||||||||||||||
8 | Re-election of director Mr Adrian Hennah | Management | For | For | For | ||||||||||||||||||||||
9 | Re-election of director Dr Pamela J Kirby | Management | For | For | For | ||||||||||||||||||||||
10 | Re-election of director Mr Brian Larcombe | Management | For | For | For | ||||||||||||||||||||||
11 | Re-election of director Mr Joseph C Papa | Management | For | For | For | ||||||||||||||||||||||
12 | Re-election of director Mr Richard De Schutter | Management | For | For | For | ||||||||||||||||||||||
13 | Re-election of director Dr Rolf W H Stomberg | Management | For | For | For | ||||||||||||||||||||||
14 | To reappoint the auditors | Management | For | For | For | ||||||||||||||||||||||
15 | To authorise the directors to determine the remuneration of the auditors | Management | For | For | For | ||||||||||||||||||||||
16 | To renew the directors authority to allot shares | Management | Against | For | Against | ||||||||||||||||||||||
17 | To renew the directors authority for the disapplication of pre-emption rights | Management | For | For | For | ||||||||||||||||||||||
18 | To renew the directors limited authority to make market purchases of the Company's own shares | Management | For | For | For | ||||||||||||||||||||||
19 | To authorise general meetings to be held on 14 days notice | Management | For | For | For | ||||||||||||||||||||||
NESTLE S A | |||||||||||||||||||||||||||
Security | H57312649 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | NESN | Meeting Date | 14-Apr-2011 | ||||||||||||||||||||||||
ISIN | CH0038863350 | Agenda | 702847596 - Management | ||||||||||||||||||||||||
City | LAUSANNE | Holding Recon Date | 07-Apr-2011 | ||||||||||||||||||||||||
Country | Switzerland | Vote Deadline Date | 31-Mar-2011 | ||||||||||||||||||||||||
SEDOL(s) | 7123870 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING INSTRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | Non-Voting | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THIS IS THE PART II OF THE MEETING NOTICE SENT UNDER MEETING-741313, INCLUDING THE AGENDA. TO VOTE IN THE UPCOMING MEETING, YOUR NAME MUST-BE NOTIFIED TO THE COMPANY REGISTRAR AS BENEFICIAL OWNER BEFORE THE RE-REGISTR-ATION DEADLINE. PLEASE NOTE THAT THOSE INSTRUCTIONS THAT ARE SUBMITTED AFTER T-HE CUTOFF DATE WILL BE PROCESSED ON A BEST EFFORT BASIS. THANK YOU. | Non-Voting | |||||||||||||||||||||||||
1.1 | Approval of the annual report, the financial statements of Nestle S.A. and the consolidated financial statements of the Nestle group for 2010 | Management | For | For | For | ||||||||||||||||||||||
1.2 | Acceptance of the Compensation Report 2010 (advisory vote) | Management | For | For | For | ||||||||||||||||||||||
2 | Release of the members of the Board of Directors and of the Management | Management | For | For | For | ||||||||||||||||||||||
3 | Appropriation of profits resulting from the balance sheet of Nestle S.A. | Management | For | For | For | ||||||||||||||||||||||
4.1.1 | Re-election to the Board of Directors: Mr. Paul Bulcke | Management | For | For | For | ||||||||||||||||||||||
4.1.2 | Re-election to the Board of Directors: Mr. Andreas Koopmann | Management | For | For | For | ||||||||||||||||||||||
4.1.3 | Re-election to the Board of Directors: Mr. Rolf Hanggi | Management | For | For | For | ||||||||||||||||||||||
4.1.4 | Re-election to the Board of Directors: Mr. Jean-Pierre Meyers | Management | For | For | For | ||||||||||||||||||||||
4.1.5 | Re-election to the Board of Directors: Mrs. Naina Lal Kidwai | Management | For | For | For | ||||||||||||||||||||||
4.1.6 | Re-election to the Board of Directors: Mr. Beat Hess | Management | For | For | For | ||||||||||||||||||||||
4.2 | Election to the Board of Directors: Ms. Ann Veneman (for a term of three years) | Management | For | For | For | ||||||||||||||||||||||
4.3 | Re-election of the statutory auditors: KPMG S.A., Geneva branch (for a term of one year) | Management | For | For | For | ||||||||||||||||||||||
5 | Cancellation of 165 000 000 shares repurchased under the share buy-back programmes, and reduction of the share capital by CHF 16 500 000 | Management | For | For | For | ||||||||||||||||||||||
WOODSIDE PETE LTD | |||||||||||||||||||||||||||
Security | 980228100 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | WPL | Meeting Date | 20-Apr-2011 | ||||||||||||||||||||||||
ISIN | AU000000WPL2 | Agenda | 702850113 - Management | ||||||||||||||||||||||||
City | PERTH | Holding Recon Date | 18-Apr-2011 | ||||||||||||||||||||||||
Country | Australia | Vote Deadline Date | 13-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6979728 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
2.a | Re-election of Mr Michael Chaney as a Director | Management | For | For | For | ||||||||||||||||||||||
2.b | Re-election of Mr David Ian McEvoy as a Director | Management | For | For | For | ||||||||||||||||||||||
3 | Adoption of the Remuneration Report | Management | For | For | For | ||||||||||||||||||||||
4 | Modification to Constitution | Management | For | For | For | ||||||||||||||||||||||
5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: Amendment to Constitution (Climate Advocacy Shareholder Group) | Shareholder | Against | For | For | ||||||||||||||||||||||
L'OREAL S.A., PARIS | |||||||||||||||||||||||||||
Security | F58149133 | Meeting Type | MIX | ||||||||||||||||||||||||
Ticker Symbol | OR | Meeting Date | 22-Apr-2011 | ||||||||||||||||||||||||
ISIN | FR0000120321 | Agenda | 702838636 - Management | ||||||||||||||||||||||||
City | PARIS | Holding Recon Date | 18-Apr-2011 | ||||||||||||||||||||||||
Country | France | Vote Deadline Date | 11-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | 4057808 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||||||||||||
CMMT | French Resident Shareowners must complete, sign and forward the Proxy Card-directly to the sub custodian. Please contact your Client Service-Representative to obtain the necessary card, account details and directions.-The following applies to Non- Resident Shareowners: Proxy Cards: Voting-instructions will be forwarded to the Global Custodians that have become-Registered Intermediaries, on the Vote Deadline Date. In capacity as- Registered Intermediary, the Global Custodian will sign the Proxy Card and-forward to the local custodian. If you are unsure whether your Global-Custodian acts as Registered Intermediary, please contact your representative | Non-Voting | |||||||||||||||||||||||||
O.1 | Approval of the corporate financial statements for the financial year 2010 | Management | For | For | For | ||||||||||||||||||||||
O.2 | Approval of the consolidated financial statements for the financial year 2010 | Management | For | For | For | ||||||||||||||||||||||
O.3 | Allocation of income for the financial year 2010 and setting the dividend | Management | For | For | For | ||||||||||||||||||||||
O.4 | Renewal of Mrs. Liliane Bettencourt's term as Board member | Management | For | For | For | ||||||||||||||||||||||
O.5 | Renewal of Mrs. Annette Roux's term as Board member | Management | For | For | For | ||||||||||||||||||||||
O.6 | Renewal of Mr. Charles-Henri Filippi's term as Board member | Management | For | For | For | ||||||||||||||||||||||
O.7 | Setting the amount of attendance allowances | Management | For | For | For | ||||||||||||||||||||||
O.8 | Authorization for the Company to repurchase its own shares | Management | For | For | For | ||||||||||||||||||||||
E.9 | Delegation of authority granted to the Board of Directors to increase capital either by issuing ordinary shares with preferential subscription rights, or by incorporation of premiums, reserves, profits or other amounts | Management | Against | For | Against | ||||||||||||||||||||||
E.10 | Authorization granted to the Board of Directors to grant options of share purchase/subscription of the company L'Oreal to employees and corporate officers | Management | For | For | For | ||||||||||||||||||||||
E.11 | Authorization granted to the Board of Directors to carry out the allocation of free shares existing or to be issued to employees and corporate officers | Management | For | For | For | ||||||||||||||||||||||
E.12 | Delegation of authority granted to the Board of Directors to allow the completion of the capital increase reserved for employees | Management | For | For | For | ||||||||||||||||||||||
E.13 | Powers for the formalities | Management | For | For | For | ||||||||||||||||||||||
DANONE, PARIS | |||||||||||||||||||||||||||
Security | F12033134 | Meeting Type | MIX | ||||||||||||||||||||||||
Ticker Symbol | BN | Meeting Date | 28-Apr-2011 | ||||||||||||||||||||||||
ISIN | FR0000120644 | Agenda | 702819600 - Management | ||||||||||||||||||||||||
City | PARIS | Holding Recon Date | 21-Apr-2011 | ||||||||||||||||||||||||
Country | France | Vote Deadline Date | 15-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | B1Y9TB3 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||||||||||||
CMMT | French Resident Shareowners must complete, sign and forward the Proxy Card-directly to the sub custodian. Please contact your Client Service-Representative to obtain the necessary card, account details and directions.-The following applies to Non- Resident Shareowners: Proxy Cards: Voting-instructions will be forwarded to the Global Custodians that have become-Registered Intermediaries, on the Vote Deadline Date. In capacity as- Registered Intermediary, the Global Custodian will sign the Proxy Card and-forward to the local custodian. If you are unsure whether your Global-Custodian acts as Registered Intermediary, please contact your representative | Non-Voting | |||||||||||||||||||||||||
O.1 | Approval of the corporate financial statements for the financial year ended on December 31, 2010 | Management | For | For | For | ||||||||||||||||||||||
O.2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2010 | Management | For | For | For | ||||||||||||||||||||||
O.3 | Allocation of income for the financial year ended December 31, 2010 and setting the dividend at EUR 1.30 per share | Management | For | For | For | ||||||||||||||||||||||
O.4 | Ratification of the co-optation of Mr. Yoshihiro Kawabata as Board member | Management | For | For | For | ||||||||||||||||||||||
O.5 | Renewal of Mr. Bruno Bonnell's term as Board member | Management | For | For | For | ||||||||||||||||||||||
O.6 | Renewal of Mr. Bernard Hours's term as Board member | Management | For | For | For | ||||||||||||||||||||||
O.7 | Renewal of Mr. Yoshihiro Kawabata's term as Board member | Management | For | For | For | ||||||||||||||||||||||
O.8 | Renewal of Mr. Jacques Vincent's term as Board member | Management | For | For | For | ||||||||||||||||||||||
O.9 | Appointment of Mrs. Isabelle Seillier as Board member | Management | For | For | For | ||||||||||||||||||||||
O.10 | Appointment of Mr. Jean-Michel Severino as Board member | Management | For | For | For | ||||||||||||||||||||||
O.11 | Approval of the Agreements referred to in the Statutory Auditors' special report | Management | For | For | For | ||||||||||||||||||||||
O.12 | Approval of the Agreements and Undertakings pursuant to Articles L.225-38 and L.225-42-l of the Commercial Code relating to Mr. Bernard Hours | Management | For | For | For | ||||||||||||||||||||||
O.13 | Authorization to be granted to the Board of Directors to purchase, hold or transfer Company's shares | Management | For | For | For | ||||||||||||||||||||||
E.14 | Delegation of authority to the Board of Directors to issue ordinary shares of the Company and securities giving access to the capital of the Company, with preferential subscription rights of shareholders | Management | Against | For | Against | ||||||||||||||||||||||
E.15 | Delegation of authority to the Board of Directors to issue ordinary shares of the Company and securities giving access to the capital of the Company, with cancellation of preferential subscription rights of shareholders, but with obligation to grant a priority right | Management | Against | For | Against | ||||||||||||||||||||||
E.16 | Delegation of authority to the Board of Directors in the event of capital increase with or with cancellation of preferential subscription rights of shareholders to increase the amount of issuable securities | Management | Against | For | Against | ||||||||||||||||||||||
E.17 | Delegation of authority to the Board of Directors to issue ordinary shares and securities giving access to the capital of the Company, in the event of public exchange offer initiated by the Company | Management | Against | For | Against | ||||||||||||||||||||||
E.18 | Delegation of powers to the Board of Directors to issue ordinary shares, in consideration for in-kind contributions granted to the Company and composed of equity securities or securities giving access to the capital | Management | For | For | For | ||||||||||||||||||||||
E.19 | Delegation of authority to the Board of Directors to increase the Company's capital by incorporation of reserves, profits or premiums or other amounts which capitalization is authorized | Management | For | For | For | ||||||||||||||||||||||
E.20 | Delegation of authority to the Board of Directors to carry out capital increases reserved for employees participating in a company savings plan and/or transfers of reserved securities | Management | For | For | For | ||||||||||||||||||||||
E.21 | Authorization granted to the Board of Directors to reduce capital by cancellation of shares | Management | For | For | For | ||||||||||||||||||||||
E.22 | Powers for formalities | Management | For | For | For | ||||||||||||||||||||||
H & M HENNES & MAURITZ AB (PUBL) | |||||||||||||||||||||||||||
Security | W41422101 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | HMB | Meeting Date | 28-Apr-2011 | ||||||||||||||||||||||||
ISIN | SE0000106270 | Agenda | 702857650 - Management | ||||||||||||||||||||||||
City | STOCKHOLM | Holding Recon Date | 20-Apr-2011 | ||||||||||||||||||||||||
Country | Sweden | Vote Deadline Date | 14-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | 5687431 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE THAT NOT ALL SUB CUSTODIANS IN SWEDEN ACCEPT ABSTAIN AS A VALID-VOTE OPTION. THANK YOU | Non-Voting | |||||||||||||||||||||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | |||||||||||||||||||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | |||||||||||||||||||||||||
1 | Opening of the AGM | Non-Voting | |||||||||||||||||||||||||
2 | Election of a chairman for the AGM: Lawyer Sven Unger | Non-Voting | |||||||||||||||||||||||||
3 | Address by Managing Director Karl-Johan Persson followed by an opportunity to-ask questions about the company | Non-Voting | |||||||||||||||||||||||||
4 | Establishment and approval of voting list | Non-Voting | |||||||||||||||||||||||||
5 | Approval of the agenda | Non-Voting | |||||||||||||||||||||||||
6 | Election of people to check the minutes | Non-Voting | |||||||||||||||||||||||||
7 | Examination of whether the meeting was duly convened | Non-Voting | |||||||||||||||||||||||||
8 | a. Presentation of the annual accounts and auditors' report as well as the-consolidated accounts and the consolidated auditors' report, and auditors'-statement on whether the guidelines for remuneration to senior executives-applicable since the last AGM have been followed. b. Statement by the-company's auditor and the chairman of the Auditing Committee. c. Statement by-the Chairman of the Board on the work of the Board. d. Statement by the-chairman of the Election Committee on the work of the Election Committee | Non-Voting | |||||||||||||||||||||||||
9.a | Adoption of the income statement and balance sheet as well as the consolidated income statement and consolidated balance sheet | Management | For | For | For | ||||||||||||||||||||||
9.b | Disposal of the company's earnings in accordance with the adopted balance sheets, and record date | Management | For | For | For | ||||||||||||||||||||||
9.c | Discharge of the members of the Board and Managing Director from liability to the company | Management | For | For | For | ||||||||||||||||||||||
10 | The Election Committee proposes eight Board members with no deputies | Management | For | For | For | ||||||||||||||||||||||
11 | Establishment of fees to the Board and auditors | Management | For | For | For | ||||||||||||||||||||||
12 | Election of Board members and Chairman of the Board: Re- election of current Board members: Mia Brunell Livfors, Anders Dahlvig, Lottie Knutson, Sussi Kvart, Bo Lundquist, Stefan Persson, Melker Schorling and Christian Sievert. Chairman of the Board: re-election of Stefan Persson | Management | For | For | For | ||||||||||||||||||||||
13 | Establishment of principles for the Election Committee and election of members of the Election Committee | Management | For | For | For | ||||||||||||||||||||||
14 | Resolution on amendment of the articles of association | Management | For | For | For | ||||||||||||||||||||||
15 | Resolution on guidelines for remuneration to senior executives | Management | For | For | For | ||||||||||||||||||||||
16 | Closing of the AGM | Non-Voting | |||||||||||||||||||||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | |||||||||||||||||||||||||||
Security | Y20246107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | DBS | Meeting Date | 28-Apr-2011 | ||||||||||||||||||||||||
ISIN | SG1L01001701 | Agenda | 702887576 - Management | ||||||||||||||||||||||||
City | SINGAPORE | Holding Recon Date | 26-Apr-2011 | ||||||||||||||||||||||||
Country | Singapore | Vote Deadline Date | 20-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6175203 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | To receive and consider the directors report and audited accounts for the year ended 31 December 2010 and the auditors report thereon | Management | For | For | For | ||||||||||||||||||||||
2.a | To declare a one tier tax exempt final dividend of 28 cents per ordinary share, for the year ended 31 December 2010 | Management | For | For | For | ||||||||||||||||||||||
2.b | To declare a one tier tax exempt final dividend of 2 cents per non voting convertible preference share, for the year ended 31 December 2010 | Management | For | For | For | ||||||||||||||||||||||
2.c | To declare a one tier tax exempt final dividend of 2 cents per non voting redeemable convertible preference share, for the year ended 31 December 2010 | Management | For | For | For | ||||||||||||||||||||||
3 | Sanction the amount of SGD 2,842,442 proposed as directors fees for 2010 | Management | For | For | For | ||||||||||||||||||||||
4 | PricewaterhouseCoopers LLP as auditors of the company and to authorize the directors to fix their remuneration | Management | For | For | For | ||||||||||||||||||||||
5.a | Re elect the director, who is retiring under article 95 of the companys articles of association: Dr Bart Joseph Broadman | Management | For | For | For | ||||||||||||||||||||||
5.b | Re elect the director, who is retiring under article 95 of the companys articles of association: Ms Euleen Goh Yiu Kiang | Management | For | For | For | ||||||||||||||||||||||
5.c | Re elect the director, who is retiring under article 95 of the companys articles of association: Mr. Christopher Cheng Wai Chee | Management | For | For | For | ||||||||||||||||||||||
6 | To re elect Mr. Danny Teoh Leong Kay, who is retiring under article 101 of the company's articles of association | Management | For | For | For | ||||||||||||||||||||||
7.A | That the board of directors of the company be and is hereby authorized to (a) allot and issue from time to time such number of ordinary shares in the capital of the company as may be required to be issued pursuant to the exercise of options under the DBSH share option plan, and (b) offer and grant awards in accordance with the provisions of the DBSH share plan and to allot and issue from time to time such number of DBSH ordinary shares as may, be required to be issued pursuant to the vesting of awards under the DBSH share plan, provided always that (1) the aggregate number of new dbsh ordinary shares to be issued pursuant to the exercise of options granted under the DBSH share option plan and the vesting of awards granted or to be granted under the DBSH share plan shall not exceed CONTD | Management | For | For | For | ||||||||||||||||||||||
CONT | CONTD 7.5 per cent of the total number of issued shares in the capital of the-company from time to time, and, (2) the aggregate number of new DBSH ordinary-shares under a wards to be granted pursuant to the DBSH share plan during the-period commencing from the date of this AGM of the company and ending on the-date of the next AGM of the Company or the date by which the next AGM of the-company is required by law to be held, whichever is the earlier, shall not-exceed 2 per cent of the total number of issued shares in the capital of the-company from time to time | Non-Voting | |||||||||||||||||||||||||
7.B | That authority be and is hereby given to the directors of the company to (a) (i) issue shares in the capital of the company whether by way of rights, bonus or otherwise, and/or (ii) make or grant offers, agreements or options that might or would require shares to be issued, including but not limited to the creation and issue of warrants, debentures or other instruments convertible into shares, at any time and upon such terms and conditions and for such purposes and to such persons as the directors may in their absolute discretion deem fit, and (b) issue shares in pursuance of any instrument made or granted by the directors while this resolution was in force, provided that (1) the aggregate number of shares to be issued pursuant to this resolution does not. exceed 50pct of the total CONTD | Management | Against | For | Against | ||||||||||||||||||||||
CONT | CONTD number of issued shares in the capital of the company of which the-aggregate number of shares to be issued other than on a pro rata basis to-shareholders of the company does not exceed 10pct of the total number of-issued shares in the capital of the company, (2) for the purpose of-determining the aggregate number of shares that may be issued under paragraph-(1) above, the percentage of issued shares shall be based on the total number-of issued shares in the capital of the company at the time this resolution is-passed, after adjusting for (i) new shares arising from the conversion or-exercise of any convertible securities or share options or vesting of share-awards which are outstanding or subsisting at the time this resolution is-passed, and (ii) any subsequent bonus issue, consolidation CONTD | Non-Voting | |||||||||||||||||||||||||
CONT | CONTD or subdivision of shares, (3) in exercising the authority conferred by-this resolution, the company shall comply with the provisions of the listing-manual of the SGX ST for the time being in force and the articles of-association for the time being of the company, and (4) the authority-conferred by this resolution shall continue in force until the conclusion of-the next AGM of the company or the date by which the next AGM of the company-is required by law to be held, whichever is the earlier | Non-Voting | |||||||||||||||||||||||||
7.C | That authority be and is hereby given to the directors of the company to allot and issue from time to time such number of new ordinary shares, new non voting non redeemable preferenc e shares and new non voting redeemable preference shares in the capital of the company as may be required to be allotted and issued pursuant to the DBSH scrip dividend scheme | Management | For | For | For | ||||||||||||||||||||||
DBS GROUP HOLDINGS LTD, SINGAPORE | |||||||||||||||||||||||||||
Security | Y20246107 | Meeting Type | ExtraOrdinary General Meeting | ||||||||||||||||||||||||
Ticker Symbol | DBS | Meeting Date | 28-Apr-2011 | ||||||||||||||||||||||||
ISIN | SG1L01001701 | Agenda | 702920249 - Management | ||||||||||||||||||||||||
City | SINGAPORE | Holding Recon Date | 26-Apr-2011 | ||||||||||||||||||||||||
Country | Singapore | Vote Deadline Date | 20-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6175203 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | That (a) for the purposes of Sections 76C and 76E of the Companies Act, Chapter 50 (the Companies Act) , the exercise by the Directors of DBSH of all the powers of DBSH to purchase or otherwise acquire issued ordinary shares in the capital of DBSH (Ordinary Shares) not exceeding in aggregate the Maximum Percentage, at such price or prices as may be determined by the Directors from time to time up to the Maximum Price, whether by way of (i) market purchase(s) on the SGXST and/or any other securities exchange on which the Ordinary Shares may for the time being be listed and quoted (Other Exchange), and/or (ii) off market purchase(s) in accordance with any equal access scheme(s) as may be determined or formulated by the Directors as they consider fit, which scheme(s) shall satisfy all the conditions CONTD | Management | For | For | For | ||||||||||||||||||||||
CONT | CONTD prescribed by the Companies Act, and otherwise in accordance with all-other laws and regulations and rules of the SGXST or, as the case may be,-Other Exchange as may for the time being be applicable, be and is hereby-authorized and approved generally and unconditionally (the Share Purchase- Mandate), (b) unless varied or revoked by DBSH in general meeting, the-authority conferred on the Directors of DBSH pursuant to the Share Purchase-Mandate may be exercised by the Directors at any time and from time to time-during the period commencing from the date of the passing of this Resolution-and expiring on the earlier of (i) the date on which the next AGM of DBSH is-held, and (ii) the date by which the next AGM of DBSH is required by law to-be held, CONTD | Non-Voting | |||||||||||||||||||||||||
CONT | CONTD (iii) the date on which purchases and acquisitions of Ordinary Shares-pursuant to the Share Purchase Mandate are carried out to the full extent-mandated, (c) in this Resolution (i) in the case of a market purchase of an-Ordinary Share , 105pct of the Average Closing Price of the Ordinary Shares,-and (ii) in the case of an off market purchase of an Ordinary Share , 05pct-of the Average Closing Price of the Ordinary Shares, and (d) the Directors of-the Company and/or any of them be and are hereby authorized to complete and-do all such acts and things as they and/or he may consider expedient or-necessary to give effect to the transactions contemplated and/or authorized-by this Resolution | Non-Voting | |||||||||||||||||||||||||
SYNTHES INC | |||||||||||||||||||||||||||
Security | 87162M409 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | SYST | Meeting Date | 28-Apr-2011 | ||||||||||||||||||||||||
ISIN | US87162M4096 | Agenda | 702973579 - Management | ||||||||||||||||||||||||
City | SOLOTHURN | Holding Recon Date | 03-Mar-2011 | ||||||||||||||||||||||||
Country | United States | Vote Deadline Date | 14-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | B014635 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | BLOCKING OF REGISTERED SHARES IS NOT A LEGAL REQUIREMENT IN THE SWISS MARKET,-SPECIFIC POLICIES AT THE INDIVIDUAL SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF T-HE VOTING IN STRUCTION, IT IS POSSIBLE THAT A MARKER MAY BE PLACED ON YOUR SHAR-ES TO ALLOW FOR RECONCILIATION AND RE-REGISTRATION FOLLOWING A TRADE. IF YOU H-AVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR CLIENT SERVICE REPRE-SENTATIVE. | Non-Voting | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN' ONLY-FOR RESOLUTION NUMBERS "5.1 AND 5.2". THANK YOU. | Non-Voting | |||||||||||||||||||||||||
3 | Approval of the report on the financial year, the annual accounts and the consolidated accounts for 2010 | Management | For | For | For | ||||||||||||||||||||||
5.1 | Elections to the Board of Director: Robert Bland | Management | For | For | For | ||||||||||||||||||||||
5.2 | Elections to the Board of Director: Amy Wyss | Management | For | For | For | ||||||||||||||||||||||
6 | Ratify selection of Ernst & Young as Auditors for 2011 | Management | For | For | For | ||||||||||||||||||||||
ESSILOR INTERNATIONAL SA | |||||||||||||||||||||||||||
Security | F31668100 | Meeting Type | MIX | ||||||||||||||||||||||||
Ticker Symbol | EI | Meeting Date | 05-May-2011 | ||||||||||||||||||||||||
ISIN | FR0000121667 | Agenda | 702859161 - Management | ||||||||||||||||||||||||
City | PARIS | Holding Recon Date | 29-Apr-2011 | ||||||||||||||||||||||||
Country | France | Vote Deadline Date | 22-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | 7212477 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR" AN-D "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||||||||||||
CMMT | French Resident Shareowners must complete, sign and forward the Proxy Card dir-ectly to the sub custodian. Please contact your Client Service Representative-to obtain the necessary card, account details and directions. The following ap-plies to Non- Resident Shareowners: Proxy Cards: Voting instructions will be fo- rwarded to the Global Custodians that have become Registered Intermediaries, o-n the Vote Deadline Date. In capacity as Registered Intermediary, the Global C-ustodian will sign the Proxy Card and forward to the local custodian. If you a-re unsure whether your Global Custodian acts as Registered Intermediary, pleas-e contact your representative | Non-Voting | |||||||||||||||||||||||||
O.1 | Approval of the corporate financial statements for the financial year ended on December 31, 2010 | Management | For | For | For | ||||||||||||||||||||||
O.2 | Approval of the consolidated financial statements for the financial year ended on December 31, 2010 | Management | For | For | For | ||||||||||||||||||||||
O.3 | Allocation of income and setting the dividend | Management | For | For | For | ||||||||||||||||||||||
O.4 | Agreement pursuant to Article L. 225-38 of the Commercial Code - Compensation for breach of employment contract of Mr. Sagnieres | Management | For | For | For | ||||||||||||||||||||||
O.5 | Agreements pursuant to Article L. 225-38 of the Commercial Code | Management | For | For | For | ||||||||||||||||||||||
O.6 | Renewal of Mr. Hubert Sagnieres' term as Board member | Management | For | For | For | ||||||||||||||||||||||
O.7 | Renewal of Mr. Philippe Alfroid's term as Board member | Management | For | For | For | ||||||||||||||||||||||
O.8 | Renewal of Mr. Yi He's term as Board member representing employee shareholders | Management | For | For | For | ||||||||||||||||||||||
O.9 | Renewal of Mr. Maurice Marchand-Tonel's term as Board member | Management | For | For | For | ||||||||||||||||||||||
O.10 | Renewal of Mrs. Aicha Mokdahi's term as Board member representing employee shareholders | Management | For | For | For | ||||||||||||||||||||||
O.11 | Renewal of Mr. Michel Rose's term as Board member | Management | For | For | For | ||||||||||||||||||||||
O.12 | Repurchasing shares of the Company | Management | For | For | For | ||||||||||||||||||||||
E.13 | Authorization to be granted to the Board of Directors to carry out the share capital increase by issuing shares reserved for members of a company savings plan | Management | For | For | For | ||||||||||||||||||||||
E.14 | Delegation of authority granted to the Board of Directors to issue share subscription warrants for free allocation to shareholders in the event of public offer involving the Company's stocks | Management | Against | For | Against | ||||||||||||||||||||||
E.15 | Powers to execute decisions of the Ordinary and Extraordinary General Meeting | Management | For | For | For | ||||||||||||||||||||||
STANDARD CHARTERED PLC, LONDON | |||||||||||||||||||||||||||
Security | G84228157 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | STAN | Meeting Date | 05-May-2011 | ||||||||||||||||||||||||
ISIN | GB0004082847 | Agenda | 702874238 - Management | ||||||||||||||||||||||||
City | LONDON | Holding Recon Date | 03-May-2011 | ||||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 25-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | 408284 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | To receive the report and accounts | Management | For | For | For | ||||||||||||||||||||||
2 | To declare the final dividend | Management | For | For | For | ||||||||||||||||||||||
3 | To approve the directors' remuneration report | Management | For | For | For | ||||||||||||||||||||||
4 | To re-elect Mr S P Bertamini, an executive director | Management | For | For | For | ||||||||||||||||||||||
5 | To re-elect Mr J S Bindra, an executive director | Management | For | For | For | ||||||||||||||||||||||
6 | To re-elect Mr R Delbridge, a non-executive director | Management | For | For | For | ||||||||||||||||||||||
7 | To re-elect Mr J F T Dundas, a non-executive director | Management | For | For | For | ||||||||||||||||||||||
8 | To re-elect Miss V F Gooding CBE, a non-executive director | Management | For | For | For | ||||||||||||||||||||||
9 | To re-elect Dr Han Seung-soo KBE, a non-executive director | Management | For | For | For | ||||||||||||||||||||||
10 | To re-elect Mr S J Lowth, a non-executive director | Management | For | For | For | ||||||||||||||||||||||
11 | To re-elected Mr R H P Markham, a non-executive director | Management | For | For | For | ||||||||||||||||||||||
12 | To re-elect Ms R Markland, a non-executive director | Management | For | For | For | ||||||||||||||||||||||
13 | To re-elect Mr R H Meddings, an executive director | Management | For | For | For | ||||||||||||||||||||||
14 | To re-elect Mr J G H Paynter, a non-executive director | Management | For | For | For | ||||||||||||||||||||||
15 | To re-elect Mr J W Peace, as Chairman | Management | For | For | For | ||||||||||||||||||||||
16 | To re-elect Mr A M G Rees, an executive director | Management | For | For | For | ||||||||||||||||||||||
17 | To re-elect Mr P A Sands, an executive director | Management | For | For | For | ||||||||||||||||||||||
18 | To re-elect Mr P D Skinner, a non-executive director | Management | For | For | For | ||||||||||||||||||||||
19 | To re-elect Mr O H J Stocken, a non-executive director | Management | For | For | For | ||||||||||||||||||||||
20 | To re-appoint KPMG Audit Plc as Auditor to the company from the end of the agm until the end of next year's agm | Management | For | For | For | ||||||||||||||||||||||
21 | To authorise the Board to set the auditor's fees | Management | For | For | For | ||||||||||||||||||||||
22 | To authorise the Company and its subsidiaries to make political donations | Management | Against | For | Against | ||||||||||||||||||||||
23 | To authorise the board to allot shares | Management | Against | For | Against | ||||||||||||||||||||||
24 | To extend the authority to allot shares | Management | Against | For | Against | ||||||||||||||||||||||
25 | To approve the 2011 Standard Chartered Share Plan | Management | For | For | For | ||||||||||||||||||||||
26 | To disapply pre-emption rights | Management | Against | For | Against | ||||||||||||||||||||||
27 | To authorise the Company to buy back its ordinary shares | Management | For | For | For | ||||||||||||||||||||||
28 | To authorise the Company to buy back its preference shares | Management | For | For | For | ||||||||||||||||||||||
29 | To authorise the Company to call a general meeting other than an annual general meeting on not less than 14 clear days' notice | Management | For | For | For | ||||||||||||||||||||||
RECKITT BENCKISER GROUP PLC | |||||||||||||||||||||||||||
Security | G74079107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | RB/ | Meeting Date | 05-May-2011 | ||||||||||||||||||||||||
ISIN | GB00B24CGK77 | Agenda | 702886144 - Management | ||||||||||||||||||||||||
City | LONDON | Holding Recon Date | 03-May-2011 | ||||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 27-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | B24CGK7 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | To receive the 2010 report and financial statements | Management | For | For | For | ||||||||||||||||||||||
2 | To approve the Directors' remuneration report | Management | For | For | For | ||||||||||||||||||||||
3 | To declare a final dividend | Management | For | For | For | ||||||||||||||||||||||
4 | To re-elect Adrian Bellamy | Management | For | For | For | ||||||||||||||||||||||
5 | To re-elect Peter Harf | Management | For | For | For | ||||||||||||||||||||||
6 | To re-elect Bart Becht | Management | For | For | For | ||||||||||||||||||||||
7 | To re-elect Graham Mackay | Management | For | For | For | ||||||||||||||||||||||
8 | To elect Liz Doherty | Management | For | For | For | ||||||||||||||||||||||
9 | To re-appoint PricewaterhouseCoopers LLP as auditors | Management | For | For | For | ||||||||||||||||||||||
10 | To authorise the Directors to determine the auditors' remuneration | Management | For | For | For | ||||||||||||||||||||||
11 | To renew the Directors' authority to allot shares | Management | Against | For | Against | ||||||||||||||||||||||
12 | To renew the Directors' power to disapply pre-emption rights | Management | For | For | For | ||||||||||||||||||||||
13 | To renew the Company's authority to purchase its own shares | Management | For | For | For | ||||||||||||||||||||||
14 | To approve the calling of General Meetings on 14 clear days' notice | Management | For | For | For | ||||||||||||||||||||||
15 | To approve changes to the rules of the Company's Share Plans | Management | For | For | For | ||||||||||||||||||||||
CENTRICA PLC, WINDSOR BERKSHIRE | |||||||||||||||||||||||||||
Security | G2018Z143 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | CNA | Meeting Date | 09-May-2011 | ||||||||||||||||||||||||
ISIN | GB00B033F229 | Agenda | 702876422 - Management | ||||||||||||||||||||||||
City | TBD | Holding Recon Date | 05-May-2011 | ||||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 03-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | B033F22 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | To receive the Report and Accounts | Management | For | For | For | ||||||||||||||||||||||
2 | To approve the Remuneration Report | Management | For | For | For | ||||||||||||||||||||||
3 | To declare a final dividend | Management | For | For | For | ||||||||||||||||||||||
4 | To reappoint Sir Roger Carr | Management | For | For | For | ||||||||||||||||||||||
5 | To reappoint Sam Laidlaw | Management | For | For | For | ||||||||||||||||||||||
6 | To reappoint Helen Alexander | Management | For | For | For | ||||||||||||||||||||||
7 | To reappoint Phil Bentley | Management | For | For | For | ||||||||||||||||||||||
8 | To reappoint Margherita Della Valle | Management | For | For | For | ||||||||||||||||||||||
9 | To reappoint Mary Francis | Management | For | For | For | ||||||||||||||||||||||
10 | To reappoint Mark Hanafin | Management | For | For | For | ||||||||||||||||||||||
11 | To reappoint Nick Luff | Management | For | For | For | ||||||||||||||||||||||
12 | To reappoint Andrew Mackenzie | Management | For | For | For | ||||||||||||||||||||||
13 | To reappoint Ian Meakins | Management | For | For | For | ||||||||||||||||||||||
14 | To reappoint Paul Rayner | Management | For | For | For | ||||||||||||||||||||||
15 | To reappoint Chris Weston | Management | For | For | For | ||||||||||||||||||||||
16 | That PricewaterhouseCoopers LLP be reappointed as Auditors of the Company to hold office until the conclusion of the next general meeting at which accounts are laid | Management | For | For | For | ||||||||||||||||||||||
17 | To authorise the Directors to determine the auditors remuneration | Management | For | For | For | ||||||||||||||||||||||
18 | Authority for political donations and political expenditure in the european union | Management | Against | For | Against | ||||||||||||||||||||||
19 | Authority to allot shares | Management | Against | For | Against | ||||||||||||||||||||||
20 | Authority to disapply pre-emption rights | Management | Against | For | Against | ||||||||||||||||||||||
21 | Authority to purchase own shares | Management | For | For | For | ||||||||||||||||||||||
22 | Notice of general meetings | Management | For | For | For | ||||||||||||||||||||||
AEON MALL CO.,LTD. | |||||||||||||||||||||||||||
Security | J10005106 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 8905 | Meeting Date | 11-May-2011 | ||||||||||||||||||||||||
ISIN | JP3131430005 | Agenda | 703000858 - Management | ||||||||||||||||||||||||
City | CHIBA | Holding Recon Date | 20-Feb-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 27-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6534202 | Quick Code | 89050 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.10 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.11 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.12 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.13 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.14 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
2.4 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
ADIDAS AG | |||||||||||||||||||||||||||
Security | D0066B185 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | ADS | Meeting Date | 12-May-2011 | ||||||||||||||||||||||||
ISIN | DE000A1EWWW0 | Agenda | 702856040 - Management | ||||||||||||||||||||||||
City | FUERTH | Holding Recon Date | 10-May-2011 | ||||||||||||||||||||||||
Country | Germany | Vote Deadline Date | 28-Apr-2011 | ||||||||||||||||||||||||
SEDOL(s) | 4031976 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). SHOULD YOU HAVE ANY QUESTIONS OR-DOUBTS IN THIS REGARD, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE SO THAT THIS ISSUE CAN BE CLARIFIED. IF YOU DO NOT HAVE ANY INDICATION REGARDING S-UCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR-VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||
PLEASE NOTE THAT THESE SHARES MAY BE BLOCKED DEPENDING ON SOME SUBCUSTODIANS'-PROCESSING IN THE MARKET. PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE TO-OBTAIN BLOCKING INFORMATION FOR YOUR ACCOUNTS. | Non-Voting | ||||||||||||||||||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 27 04 2011. FURTHER INFORMATION ON CO-UNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER TO-THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE ITE-MS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT-THE COMPANY'S MEETING. | Non-Voting | ||||||||||||||||||||||||||
1. | Submission of the audited financial statements of Adidas Ag and the approved c-onsolidated financial statements 31 December 2010, the annual report for Adida-s Ag and the consolidated management report | Non-Voting | |||||||||||||||||||||||||
2. | Resolution on the appropriation of profits | Management | For | For | For | ||||||||||||||||||||||
3. | Resolution on the approval of the executive board for the fiscal year 2010 | Management | For | For | For | ||||||||||||||||||||||
4. | Resolution on the approval of the supervisory board for fiscal year 2010 | Management | For | For | For | ||||||||||||||||||||||
5. | Resolution on the cancellation of the authorized capital in accordance with section 3 of the statute on the establishment of a new authorized capital and the authorization to exclude subscription rights and the corresponding amendment | Management | Against | For | Against | ||||||||||||||||||||||
6. | Appointment of the auditor and group auditor for the fiscal year 2011 and the auditors for any audit review of the interim financial report | Management | For | For | For | ||||||||||||||||||||||
CLP HOLDINGS LTD | |||||||||||||||||||||||||||
Security | Y1660Q104 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 2 | Meeting Date | 12-May-2011 | ||||||||||||||||||||||||
ISIN | HK0002007356 | Agenda | 702860734 - Management | ||||||||||||||||||||||||
City | KOWLOON | Holding Recon Date | 09-May-2011 | ||||||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 06-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6097017 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||||||||||||
1 | To adopt the audited Financial Statements for the year ended 31 December 2010 and the Reports of the Directors and Independent Auditor thereon | Management | For | For | For | ||||||||||||||||||||||
2 | To endorse the practice to pay four interim dividends each year as decided by the Board of Directors, instead of three interim dividends and a final dividend | Management | For | For | For | ||||||||||||||||||||||
3.a | To re-elect Mr. John Andrew Harry Leigh as Director | Management | For | For | For | ||||||||||||||||||||||
3.b | To re-elect Professor Tsui Lam Sin Lai Judy as Director | Management | For | For | For | ||||||||||||||||||||||
3.c | To re-elect Sir Roderick Ian Eddington as Director | Management | For | For | For | ||||||||||||||||||||||
3.d | To re-elect Mr. Ronald James McAulay as Director | Management | For | For | For | ||||||||||||||||||||||
3.e | To re-elect Mr. Ian Duncan Boyce as Director | Management | For | For | For | ||||||||||||||||||||||
4 | To re-appoint PricewaterhouseCoopers as Independent Auditors of the Company and authorise the Directors to fix Auditors' remuneration for the year ended 31December 2011 | Management | For | For | For | ||||||||||||||||||||||
5 | To give a general mandate to the Directors to issue and dispose of additional shares in the Company; not exceeding five per cent of the issued share capital at the date of this Resolution | Management | For | For | For | ||||||||||||||||||||||
6 | To give a general mandate to the Directors to exercise all the powers of the Company to purchase or otherwise acquire shares of HKD 5.00 each in the capital of the Company; not exceeding ten per cent of the issued share capital at the date of this Resolution | Management | For | For | For | ||||||||||||||||||||||
7 | To add the aggregate nominal amount of the shares which are purchased or otherwise acquired under the general mandate in Resolution (6) to the aggregate nominal amount of the shares which may be issued under the general mandate in Resolution (5) | Management | For | For | For | ||||||||||||||||||||||
BG GROUP PLC | |||||||||||||||||||||||||||
Security | G1245Z108 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | GB/ | Meeting Date | 12-May-2011 | ||||||||||||||||||||||||
ISIN | GB0008762899 | Agenda | 702920693 - Management | ||||||||||||||||||||||||
City | TBD | Holding Recon Date | 10-May-2011 | ||||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 06-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | 876289 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | Annual Report and Accounts | Management | For | For | For | ||||||||||||||||||||||
2 | Remuneration Report | Management | For | For | For | ||||||||||||||||||||||
3 | Declaration of Dividend | Management | For | For | For | ||||||||||||||||||||||
4 | Election of Fabio Barbosa | Management | For | For | For | ||||||||||||||||||||||
5 | Election of Caio Koch-Weser | Management | For | For | For | ||||||||||||||||||||||
6 | Election of Patrick Thomas | Management | For | For | For | ||||||||||||||||||||||
7 | Re-election of Peter Backhouse | Management | For | For | For | ||||||||||||||||||||||
8 | Re-election of Frank Chapman | Management | For | For | For | ||||||||||||||||||||||
9 | Re-election of Baroness Hogg | Management | For | For | For | ||||||||||||||||||||||
10 | Re-election of Dr John Hood | Management | For | For | For | ||||||||||||||||||||||
11 | Re-election of Martin Houston | Management | For | For | For | ||||||||||||||||||||||
12 | Re-election of Sir David Manning | Management | For | For | For | ||||||||||||||||||||||
13 | Re-election of Mark Seligman | Management | For | For | For | ||||||||||||||||||||||
14 | Re-election of Philippe Varin | Management | For | For | For | ||||||||||||||||||||||
15 | Re-election of Sir Robert Wilson | Management | For | For | For | ||||||||||||||||||||||
16 | To re-appoint PricewaterhouseCoopers LLP as auditors of the Company, to hold office until the conclusion of the next general meeting at which accounts are laid before the Company | Management | For | For | For | ||||||||||||||||||||||
17 | Remuneration of auditors | Management | For | For | For | ||||||||||||||||||||||
18 | Political donations | Management | Against | For | Against | ||||||||||||||||||||||
19 | Authority to allot shares | Management | For | For | For | ||||||||||||||||||||||
20 | Disapplication of pre-emption rights | Management | Against | For | Against | ||||||||||||||||||||||
21 | Authority to make market purchases of own shares | Management | For | For | For | ||||||||||||||||||||||
22 | Notice periods of general meetings | Management | For | For | For | ||||||||||||||||||||||
SHIMAMURA CO.,LTD. | |||||||||||||||||||||||||||
Security | J72208101 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 8227 | Meeting Date | 13-May-2011 | ||||||||||||||||||||||||
ISIN | JP3358200008 | Agenda | 703023452 - Management | ||||||||||||||||||||||||
City | SAITAMA | Holding Recon Date | 20-Feb-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 03-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6804035 | Quick Code | 82270 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.12 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
CHINA MOBILE LTD | |||||||||||||||||||||||||||
Security | Y14965100 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 941 | Meeting Date | 19-May-2011 | ||||||||||||||||||||||||
ISIN | HK0941009539 | Agenda | 702932484 - Management | ||||||||||||||||||||||||
City | HONG KONG | Holding Recon Date | 16-May-2011 | ||||||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 16-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6073556 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/sehk/20110408/LTN2 0110408043.pdf | Non-Voting | |||||||||||||||||||||||||
1 | To receive and consider the audited financial statements and the Reports of the Directors and Auditors for the year ended 31 December 2010 | Management | For | For | For | ||||||||||||||||||||||
2 | To declare a final dividend for the year ended 31 December 2010 | Management | For | For | For | ||||||||||||||||||||||
3.i | To re-elect Xue Taohai as a Director | Management | For | For | For | ||||||||||||||||||||||
3.ii | To re-elect Huang Wenlin as a Director | Management | For | For | For | ||||||||||||||||||||||
3.iii | To re-elect Xu Long as a Director; and | Management | For | For | For | ||||||||||||||||||||||
3.iv | To re-elect Lo Ka Shui as a Director | Management | For | For | For | ||||||||||||||||||||||
4 | To re-appoint Messrs. KPMG as auditors and to authorise the Directors to fix their remuneration | Management | For | For | For | ||||||||||||||||||||||
5 | To give a general mandate to the Directors to repurchase shares in the Company not exceeding 10% of the aggregate nominal amount of the existing issued share capital | Management | For | For | For | ||||||||||||||||||||||
6 | To give a general mandate to the Directors to issue, allot and deal with additional shares in the Company not exceeding 20% of the aggregate nominal amount of the existing issued share capital | Management | Against | For | Against | ||||||||||||||||||||||
7 | To extend the general mandate granted to the Directors to issue, allot and deal with shares by the number of shares repurchased | Management | For | For | For | ||||||||||||||||||||||
CAIRN ENERGY PLC | |||||||||||||||||||||||||||
Security | G17528251 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | CNE | Meeting Date | 19-May-2011 | ||||||||||||||||||||||||
ISIN | GB00B59MW615 | Agenda | 702966031 - Management | ||||||||||||||||||||||||
City | EDINBURGH | Holding Recon Date | 17-May-2011 | ||||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 13-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | B59MW61 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | To receive the report and accounts for the year ended 31 December 2010 | Management | For | For | For | ||||||||||||||||||||||
2 | To approve the director's remuneration report contained in the report and accounts | Management | For | For | For | ||||||||||||||||||||||
3 | To re appoint Ernst & Young LLP as auditors | Management | For | For | For | ||||||||||||||||||||||
4 | To authorise the directors to fix the auditor's remuneration | Management | For | For | For | ||||||||||||||||||||||
5 | To elect Alexander Berger as a director | Management | For | For | For | ||||||||||||||||||||||
6 | To elect M. Jacqueline Sheppard QC as a director | Management | For | For | For | ||||||||||||||||||||||
7 | To re-elect Sir Bill Gammell as a director | Management | For | For | For | ||||||||||||||||||||||
8 | To authorise the Company to allot relevant securities pursuant to section 551 of the Companies Act 2006 | Management | Against | For | Against | ||||||||||||||||||||||
9 | To authorise the Company to allot equity securities or sell treasury shares pursuant to section 570 of the Companies Act 2006 | Management | Against | For | Against | ||||||||||||||||||||||
10 | To authorise the Company to make market purchases of the ordinary share capital of the Company | Management | For | For | For | ||||||||||||||||||||||
11 | To authorise the Company to call a general meeting other than an Annual General Meeting on not less than 14 clear days notice | Management | For | For | For | ||||||||||||||||||||||
SAP AG, WALLDORF/BADEN | |||||||||||||||||||||||||||
Security | D66992104 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | SAP | Meeting Date | 25-May-2011 | ||||||||||||||||||||||||
ISIN | DE0007164600 | Agenda | 702969140 - Management | ||||||||||||||||||||||||
City | MANNHEIM | Holding Recon Date | 03-May-2011 | ||||||||||||||||||||||||
Country | Germany | Vote Deadline Date | 11-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | 4846288 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN CONNECTI-ON WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE NOT ENTIT-LED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT BE EXCLUD-ED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS AND YOU HAV-E NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS NOTIFICATIONS PURSUANT-TO THE GERMAN SECURITIES TRADING ACT (WHPG). FOR QUESTIONS IN THIS REGARD PLE-ASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE FOR CLARIFICATION. IF YOU DO NO-T HAVE ANY INDICATION REGARDING SUCH CONFLICT OF INTEREST, OR ANOTHER EXCLUSIO-N FROM VOTING, PLEASE SUBMIT YOUR VOTE AS USUAL. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||
PLEASE NOTE THAT THE TRUE RECORD DATE FOR THIS MEETING IS 04 MAY 2011, WHEREAS-THE MEETING HAS BEEN SETUP USING THE ACTUAL RECORD DATE - 1 BUSINESS DAY. THI-S IS DONE TO ENSURE THAT ALL POSITIONS REPORTED ARE IN CONCURRENCE WITH THE GE-RMAN LAW. THANK YOU. | Non-Voting | ||||||||||||||||||||||||||
COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 10 MAY 2011. FURTHER INFORMATION ON C-OUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER T-O THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE IT-EMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY A-T THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT O-N PROXYEDGE. | Non-Voting | ||||||||||||||||||||||||||
1. | Presentation of the adopted annual financial statements and the approved group-financial statements, the combined management report and group management rep-ort of SAP AG, including the Executive Board's explanatory notes relating to t-he information provided pursuant to Sections 289 (4) and (5) and 315 (4) of th-e German Commercial Code (HGB), and the Supervisory Board's report, each for f-iscal year 2010 | Non-Voting | |||||||||||||||||||||||||
2. | Resolution on the appropriation of the retained earnings of fiscal year 2010 | Management | For | For | For | ||||||||||||||||||||||
3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2010 | Management | For | For | For | ||||||||||||||||||||||
4. | Resolution on the formal pproval of the acts of the Supervisory Board in fiscal year 2010 | Management | For | For | For | ||||||||||||||||||||||
5. | Appointment of the auditors of the financial statements and group financial statements for fiscal year 2011 | Management | For | For | For | ||||||||||||||||||||||
6. | Resolution on the amendment to Section 4 of the Articles of Incorporation to reflect changes in the capital structure since the Articles of Incorporation were last amended as well as on the cancellation of Contingent Capital VI and the corresponding amendment to Section 4 of the Articles of Incorporation | Management | For | For | For | ||||||||||||||||||||||
7. | Resolution on the authorization of the Executive Board to issue convertible and/or warrant-linked bonds, the option to exclude shareholders' subscription rights, the cancellation of Contingent Capital IV and Contingent Capital IVa, the creation of new Contingent Capital IV and the corresponding amendment to Section 4 of the Articles of Incorporation | Management | Against | For | Against | ||||||||||||||||||||||
8. | Resolution on the approval of a Control and Profit Transfer Agreement between SAP AG and a subsidiary | Management | For | For | For | ||||||||||||||||||||||
CNOOC LTD | |||||||||||||||||||||||||||
Security | Y1662W117 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 883 | Meeting Date | 27-May-2011 | ||||||||||||||||||||||||
ISIN | HK0883013259 | Agenda | 702926998 - Management | ||||||||||||||||||||||||
City | HONG KONG | Holding Recon Date | 19-May-2011 | ||||||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 24-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | B00G0S5 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/sehk/20110407/LTN2 0110407065.pdf | Non-Voting | |||||||||||||||||||||||||
A1 | To receive and consider the audited Statement of Accounts together with the Report of the Directors and Independent Auditors' Report thereon for the year ended 31 December 2010 | Management | For | For | For | ||||||||||||||||||||||
A2 | To declare a final dividend for the year ended 31 December 2010 | Management | For | For | For | ||||||||||||||||||||||
A3I | To re-elect Mr. Wang Yilin as Non-executive Director | Management | For | For | For | ||||||||||||||||||||||
A3II | To re-elect Mr. Li Fanrong as Executive Director | Management | For | For | For | ||||||||||||||||||||||
A3III | To re-elect Mr. Lawrence J. Lau as Independent Non-executive Director | Management | For | For | For | ||||||||||||||||||||||
A3IV | To re-elect Mr. Wang Tao as Independent Non-executive Director | Management | For | For | For | ||||||||||||||||||||||
A3V | To authorise the Board of Directors to fix the remuneration of each of the Directors | Management | For | For | For | ||||||||||||||||||||||
A4 | To re-appoint the Company's independent auditors and to authorise the Board of Directors to fix their remuneration | Management | For | For | For | ||||||||||||||||||||||
B1 | To grant a general mandate to the Directors to repurchase shares in the capital of the Company not exceeding 10% of the share capital of the Company in issue as at the date of passing of this resolution | Management | For | For | For | ||||||||||||||||||||||
B2 | To grant a general mandate to the Directors to allot, issue and deal with additional shares in the capital of the Company not exceeding 20% of the share capital of the Company in issue as at the date of passing of this resolution | Management | Against | For | Against | ||||||||||||||||||||||
B3 | To extend the general mandate granted to the Directors to allot, issue and deal with shares in the capital of the Company by the aggregate number of shares repurchased, which shall not exceed 10% of the share capital of the Company in issue as at the date of passing of this resolution | Management | For | For | For | ||||||||||||||||||||||
HSBC HOLDINGS PLC, LONDON | |||||||||||||||||||||||||||
Security | G4634U169 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | HSBA | Meeting Date | 27-May-2011 | ||||||||||||||||||||||||
ISIN | GB0005405286 | Agenda | 702962259 - Management | ||||||||||||||||||||||||
City | LONDON | Holding Recon Date | 25-May-2011 | ||||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 18-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | 0540528 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | To receive the report and accounts for 2010 | Management | For | For | For | ||||||||||||||||||||||
2 | To approve the directors' remuneration report for 2010 | Management | For | For | For | ||||||||||||||||||||||
3.a | To re-elect S A Catz a director | Management | For | For | For | ||||||||||||||||||||||
3.b | To re-elect L M L Cha a director | Management | For | For | For | ||||||||||||||||||||||
3.c | To re-elect M K T Cheung a director | Management | For | For | For | ||||||||||||||||||||||
3.d | To re-elect J D Coombe a director | Management | For | For | For | ||||||||||||||||||||||
3.e | To re-elect R A Fairhead a director | Management | For | For | For | ||||||||||||||||||||||
3.f | To re-elect D J Flint a director | Management | For | For | For | ||||||||||||||||||||||
3.g | To re-elect A A Flockhart a director | Management | For | For | For | ||||||||||||||||||||||
3.h | To re-elect S T Gulliver a director | Management | For | For | For | ||||||||||||||||||||||
3.i | To re-elect J W J Hughes-Hallett a director | Management | For | For | For | ||||||||||||||||||||||
3.j | To re-elect W S H Laidlaw a director | Management | For | For | For | ||||||||||||||||||||||
3.k | To re-elect J R Lomax a director | Management | For | For | For | ||||||||||||||||||||||
3.l | To re-elect I J Mackay a director | Management | For | For | For | ||||||||||||||||||||||
3.m | To re-elect G Morgan a director | Management | For | For | For | ||||||||||||||||||||||
3.n | To re-elect N R N Murthy a director | Management | For | For | For | ||||||||||||||||||||||
3.o | To re-elect Sir Simon Robertson a director | Management | For | For | For | ||||||||||||||||||||||
3.p | To re-elect J L Thornton a director | Management | For | For | For | ||||||||||||||||||||||
3.q | To re-elect Sir Brian Williamson a director | Management | For | For | For | ||||||||||||||||||||||
4 | To reappoint the auditor at remuneration to be determined by the group audit committee | Management | For | For | For | ||||||||||||||||||||||
5 | To authorise the directors to allot shares | Management | Against | For | Against | ||||||||||||||||||||||
6 | To disapply pre-emption rights | Management | Against | For | Against | ||||||||||||||||||||||
7 | To approve the HSBC share plan 2011 | Management | For | For | For | ||||||||||||||||||||||
8 | To approve fees payable to non-executive directors | Management | For | For | For | ||||||||||||||||||||||
9 | To approve general meetings (other than annual general meetings) being called on 14 clear days' notice | Management | For | For | For | ||||||||||||||||||||||
THE HONG KONG AND CHINA GAS COMPANY LIMITED | |||||||||||||||||||||||||||
Security | Y33370100 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 3 | Meeting Date | 03-Jun-2011 | ||||||||||||||||||||||||
ISIN | HK0003000038 | Agenda | 703020139 - Management | ||||||||||||||||||||||||
City | CENTRAL, HONG KONG | Holding Recon Date | 24-May-2011 | ||||||||||||||||||||||||
Country | Hong Kong | Vote Deadline Date | 31-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6436557 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED T-HE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | |||||||||||||||||||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE BY CLICKING ON THE URL LINK:- http://www.hkexnews.hk/listedco/listconews/sehk/20110421/LTN2 0110421590.pdf | Non-Voting | |||||||||||||||||||||||||
1 | To receive and consider the statement of accounts for the financial year ended 31st December 2010 and the reports of the Directors and Auditors thereon | Management | For | For | For | ||||||||||||||||||||||
2 | To declare a final dividend | Management | For | For | For | ||||||||||||||||||||||
3.I | To re-elect Dr. the Hon. Lee Shau Kee as Director | Management | For | For | For | ||||||||||||||||||||||
3.II | To re-elect Mr. Colin Lam Ko Yin as Director | Management | For | For | For | ||||||||||||||||||||||
3.III | To re-elect Dr. the Hon. David Li Kwok Po as Director | Management | For | For | For | ||||||||||||||||||||||
3.IV | To re-elect Mr. Alfred Chan Wing Kin as Director | Management | For | For | For | ||||||||||||||||||||||
4 | To re-appoint PricewaterhouseCoopers as Auditors and to authorise the Directors to fix their remuneration | Management | For | For | For | ||||||||||||||||||||||
5.I | To approve the issue of Bonus Shares | Management | For | For | For | ||||||||||||||||||||||
5.II | To approve the renewal of the general mandate to the Directors for repurchase of Shares | Management | For | For | For | ||||||||||||||||||||||
5.III | To approve the renewal of the general mandate to the Directors for the issue of additional Shares | Management | Against | For | Against | ||||||||||||||||||||||
5.IV | To authorise the Board of Directorsto allot, issue or otherwise deal with additional Shares equal to the number of Shares repurchased under Resolution 5(II) | Management | For | For | For | ||||||||||||||||||||||
5.V | To approve the amendments to the Company's Articles of Association | Management | For | For | For | ||||||||||||||||||||||
VALLOUREC SA | |||||||||||||||||||||||||||
Security | F95922104 | Meeting Type | MIX | ||||||||||||||||||||||||
Ticker Symbol | VK | Meeting Date | 07-Jun-2011 | ||||||||||||||||||||||||
ISIN | FR0000120354 | Agenda | 702995258 - Management | ||||||||||||||||||||||||
City | PARIS | Holding Recon Date | 31-May-2011 | ||||||||||||||||||||||||
Country | France | Vote Deadline Date | 25-May-2011 | ||||||||||||||||||||||||
SEDOL(s) | B197DR6 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | |||||||||||||||||||||||||
CMMT | French Resident Shareowners must complete, sign and forward the Proxy Card-directly to the sub custodian. Please contact your Client Service-Representative to obtain the necessary card, account details and directions.-The following applies to Non- Resident Shareowners: Proxy Cards: Voting-instructions will be forwarded to the Global Custodians that have become-Registered Intermediaries, on the Vote Deadline Date. In capacity as- Registered Intermediary, the Global Custodian will sign the Proxy Card and-forward to the local custodian. If you are unsure whether your Global-Custodian acts as Registered Intermediary, please contact your representative | Non-Voting | |||||||||||||||||||||||||
O.1 | Approval of the corporate financial statements for the financial year 2010 | Management | For | For | For | ||||||||||||||||||||||
O.2 | Approval of the consolidated financial statements for the financial year 2010 | Management | For | For | For | ||||||||||||||||||||||
O.3 | Allocation of income for the financial year 2010 and setting the dividend at EUR1.30 per share | Management | For | For | For | ||||||||||||||||||||||
O.4 | Option for the payment of dividend in shares | Management | For | For | For | ||||||||||||||||||||||
O.5 | Ratification of the cooptation of Mrs. Pascale Chargrasse as Supervisory Board member, representing employee shareholders | Management | For | For | For | ||||||||||||||||||||||
O.6 | Renewal of Mrs. Pascale Chargrasse's term aS Supervisory Board member, representing employee shareholders | Management | For | For | For | ||||||||||||||||||||||
O.7 | Renewal of Mr. Jean-Paul Parayre's term as Supervisory Board member | Management | For | For | For | ||||||||||||||||||||||
O.8 | Renewal of Mr. Patrick Boissier's term as Supervisory Board member | Management | For | For | For | ||||||||||||||||||||||
O.9 | Appointment of Mrs. Anne-Marie Idrac as Supervisory Board member | Management | For | For | For | ||||||||||||||||||||||
O.10 | Appointment of Mr. Francois Henrot as Censor of the Supervisory Board | Management | For | For | For | ||||||||||||||||||||||
O.11 | Authorization to be granted to the Executive Board to trade the Company's shares | Management | For | For | For | ||||||||||||||||||||||
E.12 | Delegation of authority to be granted to the Executive Board to issue, while maintaining preferential subscription rights, shares of the Company and/or securities providing access to capital of the Company or its subsidiaries | Management | Against | For | Against | ||||||||||||||||||||||
E.13 | Delegation of authority to be granted to the Executive Board to issue, with cancellation of preferential subscription rights by way of public offer(s), shares of the Company and/or securities providing access to capital of the Company or its subsidiaries | Management | Against | For | Against | ||||||||||||||||||||||
E.14 | Delegation of authority to be granted to the Executive Board to issue, with cancellation of preferential subscription rights through private investment(s), shares of the Company and/or securities providing access to capital of the Company or its subsidiaries | Management | Against | For | Against | ||||||||||||||||||||||
E.15 | Authorization to be granted to the Executive Board, in case of issuance of share of the Company and/or securities providing immediate or future access to the capital of the Company or its subsidiaries with cancellation of preferential subscription rights, conducted pursuant to the thirteenth and/or fourteenth resolutions submitted to the General Meeting, to set the issue price according to the terms established by the General Meeting within the limit of 10% of capital per year | Management | Against | For | Against | ||||||||||||||||||||||
E.16 | Delegation of authority to be granted to the Executive Board to increase the number of issuable securities in case of capital increase with or without preferential subscription rights, conducted pursuant to the twelfth to fifteenth resolutions submitted to this General Meeting | Management | Against | For | Against | ||||||||||||||||||||||
E.17 | Delegation of authority to be granted to the Executive Board to carry out the issuance of shares and/or securities providing access to the capital of the Company, without preferential subscription rights, in consideration for in-kind contributions composed of equity securities or securities providing access to the capital of other companies, outside of public exchange offer initiated by the Company | Management | For | For | For | ||||||||||||||||||||||
E.18 | Delegation of authority to be granted to the Executive Board to issue shares and/or securities providing access to the capital of the Company, without preferential subscription rights, in case of public exchange offer initiated by the Company | Management | Against | For | Against | ||||||||||||||||||||||
E.19 | Delegation of authority to be granted to the Executive Board to issue shares of the Company as a result of the issuance by subsidiaries of the Company of securities providing access to shares of the Company | Management | Against | For | Against | ||||||||||||||||||||||
E.20 | Delegation of authority to be granted to the Executive Board to increase share capital by incorporation of reserves, profits or premiums | Management | For | For | For | ||||||||||||||||||||||
E.21 | Delegation of authority to be granted to the Executive Board to issue securities entitling to the allotment of debt securities and does not give rise to capital increase of the Company | Management | For | For | For | ||||||||||||||||||||||
E.22 | Delegation of authority to be granted to the Executive Board to issue shares and/or securities providing access to the capital of the Company reserved for members of company savings plans, with cancellation of preferential subscription rights in favor of the latter | Management | For | For | For | ||||||||||||||||||||||
E.23 | Delegation of authority to be granted to the Executive Board to issue shares and/or securities providing access to the capital of the Company reserved for employees of companies outside of France of the Vallourec group (and for beneficiaries as referred to in Article L.3332-2 of the Code of Labor) outside of a company savings plan with cancellation of preferential subscription rights in favor of the latter | Management | For | For | For | ||||||||||||||||||||||
E.24 | Delegation of authority to be granted to the Executive Board to issue shares and/or securities providing access to the capital of the Company reserved for credit institutions or any entities with or without legal entity whose sole purpose is to subscribe for, hold and transfer shares of the Company or other financial instruments as part of an operation reserved for employees with cancellation of preferential subscription rights | Management | For | For | For | ||||||||||||||||||||||
E.25 | Authorization to be granted to the Executive Board to carry out free allocations of shares existing or to be issued to employees subscribing for employees share ownership offers implemented within the Vallourec Group companies located outside France, or some of them pursuant to the twenty-second and/or twenty-third resolution(s) | Management | For | For | For | ||||||||||||||||||||||
E.26 | Authorization to be granted to the Executive Board to carry out free allocations of shares existing or to be issued to employees and corporate officers of the Vallourec group or to some of them | Management | For | For | For | ||||||||||||||||||||||
E.27 | Authorization to be granted to the Executive Board to reduce share capital by cancellation of treasury shares | Management | For | For | For | ||||||||||||||||||||||
E.28 | Amendment of the Statutes regarding the term of office of Supervisory Board members | Management | For | For | For | ||||||||||||||||||||||
E.29 | Amendment of the Statutes regarding the representation of employees shareholders to the Supervisory Board | Management | For | For | For | ||||||||||||||||||||||
E.30 | Powers to accomplish all necessary formalities | Management | For | For | For | ||||||||||||||||||||||
WM MORRISON SUPERMARKETS PLC | |||||||||||||||||||||||||||
Security | G62748119 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | MRW | Meeting Date | 09-Jun-2011 | ||||||||||||||||||||||||
ISIN | GB0006043169 | Agenda | 703064787 - Management | ||||||||||||||||||||||||
City | BRADFORD | Holding Recon Date | 07-Jun-2011 | ||||||||||||||||||||||||
Country | United Kingdom | Vote Deadline Date | 03-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 604316 | Quick Code | |||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | To receive and consider the Directors' report and audited financial statements for the 52 weeks ended 30 January 2011 | Management | For | For | For | ||||||||||||||||||||||
2 | To approve the Directors' remuneration report for the 52 weeks ended 30 January 2011 | Management | For | For | For | ||||||||||||||||||||||
3 | To declare a final dividend | Management | For | For | For | ||||||||||||||||||||||
4 | To re-elect Sir Ian Gibson | Management | For | For | For | ||||||||||||||||||||||
5 | To re-elect Dalton Philips | Management | For | For | For | ||||||||||||||||||||||
6 | To re-elect Richard Pennycook | Management | For | For | For | ||||||||||||||||||||||
7 | To re-elect Philip Cox | Management | For | For | For | ||||||||||||||||||||||
8 | To re-elect Penny Hughes | Management | For | For | For | ||||||||||||||||||||||
9 | To re-elect Nigel Robertson | Management | For | For | For | ||||||||||||||||||||||
10 | To re-elect Johanna Waterous | Management | For | For | For | ||||||||||||||||||||||
11 | To re-appoint KPMG Audit Plc as Auditors of the Company | Management | For | For | For | ||||||||||||||||||||||
12 | To authorise the Directors to fix the remuneration of the Auditors | Management | For | For | For | ||||||||||||||||||||||
13 | To authorise the Company to make market purchases of the Company's shares | Management | For | For | For | ||||||||||||||||||||||
14 | To authorise the Directors to allot securities | Management | Against | For | Against | ||||||||||||||||||||||
15 | To authorise the Directors to allot securities otherwise than in accordance with s.561 Companies Act 2006 | Management | Against | For | Against | ||||||||||||||||||||||
16 | To approve the shortening of the period of notice for a General Meeting | Management | For | For | For | ||||||||||||||||||||||
KEYENCE CORPORATION | |||||||||||||||||||||||||||
Security | J32491102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 6861 | Meeting Date | 17-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3236200006 | Agenda | 703133493 - Management | ||||||||||||||||||||||||
City | OSAKA | Holding Recon Date | 20-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 07-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6490995 | Quick Code | 68610 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
4 | Appoint a Supplementary Auditor | Management | For | For | For | ||||||||||||||||||||||
HOYA CORPORATION | |||||||||||||||||||||||||||
Security | J22848105 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 7741 | Meeting Date | 21-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3837800006 | Agenda | 703115510 - Management | ||||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 09-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6441506 | Quick Code | 77410 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||
1.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
1.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2. | Approve Issuance of Share Acquisition Rights as Stock Options | Management | For | For | For | ||||||||||||||||||||||
3. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Review of the size of the Board of Directors) | Shareholder | Against | Against | For | ||||||||||||||||||||||
4. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Individual disclosure of remunerations to Directors and the Executive Officers) | Shareholder | For | Against | Against | ||||||||||||||||||||||
5. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Prior notice and disclosure of sales of shares by Directors, Executive Officers and their families) | Shareholder | Against | For | For | ||||||||||||||||||||||
6. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Prohibition against hedging by stock option holders) | Shareholder | Against | For | For | ||||||||||||||||||||||
7. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Increase in the number of Executive Officers) | Shareholder | Against | For | For | ||||||||||||||||||||||
8. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Separation of roles of Chairman of the Board and CEO) | Shareholder | Against | For | For | ||||||||||||||||||||||
9. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Prohibition to treat a blank vote as approval if it is the Company's proposal and disapproval if it is a shareholder's proposal) | Shareholder | Against | For | For | ||||||||||||||||||||||
10. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Disclosure obligations concerning exercise of shareholders' right to make proposals, etc.) | Shareholder | Against | For | For | ||||||||||||||||||||||
11. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Establishment of a contact point within the Audit Committee for whistle-blowing) | Shareholder | Against | For | For | ||||||||||||||||||||||
12. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Preparation of a succession plan for the CEO) | Shareholder | Against | For | For | ||||||||||||||||||||||
13. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Disclosure of academic background of the Directors and the Executive Officers) | Shareholder | Against | For | For | ||||||||||||||||||||||
14. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Criteria for selection of candidates for Directors by the Nomination Committee) | Shareholder | Against | For | For | ||||||||||||||||||||||
15. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Disclosure of time pledged by Directors) | Shareholder | Against | For | For | ||||||||||||||||||||||
16. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Preparation of Code of Ethics by the Board of Directors) | Shareholder | Against | For | For | ||||||||||||||||||||||
17. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Provision for fiduciary responsibility and indemnity liability) | Shareholder | Against | For | For | ||||||||||||||||||||||
18. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Provision for the Board of Directors' contact with senior management) | Shareholder | Against | For | For | ||||||||||||||||||||||
19. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Allocation of committee budget that may be used without approval of the Executive Officers) | Shareholder | Against | For | For | ||||||||||||||||||||||
20. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation (Employment of legal advisor to the Board of Directors) | Shareholder | Against | For | For | ||||||||||||||||||||||
21. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation | Shareholder | Against | For | For | ||||||||||||||||||||||
22. | Shareholders' Proposals: Partial amendment to the Articles of Incorporation | Shareholder | Against | For | For | ||||||||||||||||||||||
DENSO CORPORATION | |||||||||||||||||||||||||||
Security | J12075107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 6902 | Meeting Date | 22-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3551500006 | Agenda | 703141135 - Management | ||||||||||||||||||||||||
City | AICHI | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 10-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6640381 | Quick Code | 69020 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.12 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.13 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
3.3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
4. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | For | ||||||||||||||||||||||
HONDA MOTOR CO.,LTD. | |||||||||||||||||||||||||||
Security | J22302111 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 7267 | Meeting Date | 23-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3854600008 | Agenda | 703112590 - Management | ||||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 13-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6435145 | Quick Code | 72670 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||||||||||||
2. | Amend Articles to: Allow Use of Electronic Systems for Public Notifications, Clarify the Maximum Size of Board to 15 and other | Management | For | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
5. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | For | ||||||||||||||||||||||
6. | Amend the Compensation to be received by Directors and Corporate Auditors | Management | For | For | For | ||||||||||||||||||||||
TOKIO MARINE HOLDINGS,INC. | |||||||||||||||||||||||||||
Security | J86298106 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 8766 | Meeting Date | 27-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3910660004 | Agenda | 703141286 - Management | ||||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6513126 | Quick Code | 87660 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
4. | Amend the Compensation to be received by Corporate Auditors | Management | For | For | For | ||||||||||||||||||||||
DAITO TRUST CONSTRUCTION CO.,LTD. | |||||||||||||||||||||||||||
Security | J11151107 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 1878 | Meeting Date | 28-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3486800000 | Agenda | 703128783 - Management | ||||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 20-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6250508 | Quick Code | 18780 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||||||||||||
2. | Amend Articles to:Expand Business Lines | Management | For | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
4. | Granting of Retirement Benefits to Retiring Directors and Payment of Retirement Benefits for Termination Resulting from the Abolition of Retirement Benefits System | Management | For | For | For | ||||||||||||||||||||||
5. | Issuance of Subscription Rights to Shares in the form of Stock Options for Stock-linked Compensation to Directors | Management | For | For | For | ||||||||||||||||||||||
INPEX CORPORATION | |||||||||||||||||||||||||||
Security | J2467E101 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 1605 | Meeting Date | 28-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3294460005 | Agenda | 703156934 - Management | ||||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 20-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | B10RB15 | Quick Code | 16050 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
2.4 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
2.5 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
3. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | For | ||||||||||||||||||||||
DAIKIN INDUSTRIES,LTD. | |||||||||||||||||||||||||||
Security | J10038115 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 6367 | Meeting Date | 29-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3481800005 | Agenda | 703132679 - Management | ||||||||||||||||||||||||
City | OSAKA | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6250724 | Quick Code | 63670 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||||||||||||
2. | Approve Purchase of Own Shares | Management | For | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
4. | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
5. | Appoint a Substitute Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
6. | Approve Payment of Bonuses to Corporate Officers | Management | For | For | For | ||||||||||||||||||||||
NINTENDO CO.,LTD. | |||||||||||||||||||||||||||
Security | J51699106 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 7974 | Meeting Date | 29-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3756600007 | Agenda | 703142252 - Management | ||||||||||||||||||||||||
City | KYOTO | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6639550 | Quick Code | 79740 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
3.3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
MITSUBISHI ESTATE COMPANY,LIMITED | |||||||||||||||||||||||||||
Security | J43916113 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 8802 | Meeting Date | 29-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3899600005 | Agenda | 703142353 - Management | ||||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6596729 | Quick Code | 88020 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.12 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.13 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.14 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3. | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
SHIN-ETSU CHEMICAL CO.,LTD. | |||||||||||||||||||||||||||
Security | J72810120 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 4063 | Meeting Date | 29-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3371200001 | Agenda | 703151302 - Management | ||||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6804585 | Quick Code | 40630 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.10 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.11 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.12 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.13 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.1 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
3.2 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
3.3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
4 | Allow Board to Authorize Use of Stock Options | Management | For | For | For | ||||||||||||||||||||||
5 | Approve Extension of Anti-Takeover Defense Measures | Management | Against | For | Against | ||||||||||||||||||||||
HIROSE ELECTRIC CO.,LTD. | |||||||||||||||||||||||||||
Security | J19782101 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 6806 | Meeting Date | 29-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3799000009 | Agenda | 703162862 - Management | ||||||||||||||||||||||||
City | TOKYO | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 21-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6428725 | Quick Code | 68060 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
1 | Approve Appropriation of Profits | Management | For | For | For | ||||||||||||||||||||||
2.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
2.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
FANUC LTD. | |||||||||||||||||||||||||||
Security | J13440102 | Meeting Type | Annual General Meeting | ||||||||||||||||||||||||
Ticker Symbol | 6954 | Meeting Date | 29-Jun-2011 | ||||||||||||||||||||||||
ISIN | JP3802400006 | Agenda | 703169018 - Management | ||||||||||||||||||||||||
City | YAMANASHI | Holding Recon Date | 31-Mar-2011 | ||||||||||||||||||||||||
Country | Japan | Vote Deadline Date | 17-Jun-2011 | ||||||||||||||||||||||||
SEDOL(s) | 6356934 | Quick Code | 69540 | ||||||||||||||||||||||||
Item | Proposal | Proponent | Vote Cast | Management Recommendation | For/Against Management | ||||||||||||||||||||||
Please reference meeting materials. | Non-Voting | ||||||||||||||||||||||||||
1. | Approve Appropriation of Retained Earnings | Management | For | For | For | ||||||||||||||||||||||
2. | Amend Articles to: Change Official Company Name to FANUC CORPORATION, Increase Board Size to 16 | Management | For | For | For | ||||||||||||||||||||||
3.1 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.2 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.3 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.4 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.5 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.6 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.7 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.8 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.9 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.10 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.11 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.12 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.13 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.14 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.15 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
3.16 | Appoint a Director | Management | For | For | For | ||||||||||||||||||||||
4.1 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
4.2 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
4.3 | Appoint a Corporate Auditor | Management | For | For | For | ||||||||||||||||||||||
Tesco plc | ||||||
Ticker TSCO LN | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
7/2/2010 | United Kingdom | Annual | 6/30/2010 | 259,057 | ||
CUSIP: G87621101 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | Against | Against | |
3 | Approve Final Dividend | Mgmt | For | For | For | |
4 | Re-elect Ken Hydon as Director | Mgmt | For | For | For | |
5 | Re-elect Tim Mason as Director | Mgmt | For | For | For | |
6 | Re-elect Lucy Neville-Rolfe as Director | Mgmt | For | For | For | |
7 | Re-elect David Potts as Director | Mgmt | For | For | For | |
8 | Re-elect David Reid as Director | Mgmt | For | For | For | |
9 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
10 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
11 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
12 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
13 | Authorise Market Purchase | Mgmt | For | For | For | |
14 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
15 | Approve Share Incentive Plan | Mgmt | For | For | For | |
16 | Adopt New Articles of Association | Mgmt | For | For | For | |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Experian plc | ||||||
Ticker EXPN LN | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
7/21/2010 | United Kingdom | Annual | 7/19/2010 | 363,176 | ||
CUSIP: G32655105 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Elect Judith Sprieser as Director | Mgmt | For | For | For | |
4 | Elect Paul Walker as Director | Mgmt | For | For | For | |
5 | Re-elect Alan Jebson as Director | Mgmt | For | For | For | |
6 | Re-elect Don Robert as Director | Mgmt | For | For | For | |
7 | Re-elect David Tyler as Director | Mgmt | For | Abstain | Against | |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
9 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
10 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
11 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
12 | Authorise Market Purchase | Mgmt | For | For | For | |
Vodafone Group plc | ||||||
Ticker VOD LN | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
7/27/2010 | United Kingdom | Annual | 7/23/2010 | 3,868,244 | ||
CUSIP: G93882135 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Re-elect Sir John Bond as Director | Mgmt | For | For | For | |
3 | Re-elect John Buchanan as Director | Mgmt | For | For | For | |
4 | Re-elect Vittorio Colao as Director | Mgmt | For | For | For | |
5 | Re-elect Michel Combes as Director | Mgmt | For | For | For | |
6 | Re-elect Andy Halford as Director | Mgmt | For | For | For | |
7 | Re-elect Stephen Pusey as Director | Mgmt | For | For | For | |
8 | Re-elect Alan Jebson as Director | Mgmt | For | For | For | |
9 | Re-elect Samuel Jonah as Director | Mgmt | For | For | For | |
10 | Re-elect Nick Land as Director | Mgmt | For | For | For | |
11 | Re-elect Anne Lauvergeon as Director | Mgmt | For | For | For | |
12 | Re-elect Luc Vandevelde as Director | Mgmt | For | For | For | |
13 | Re-elect Anthony Watson as Director | Mgmt | For | For | For | |
14 | Re-elect Philip Yea as Director | Mgmt | For | For | For | |
15 | Approve Final Dividend | Mgmt | For | For | For | |
16 | Approve Remuneration Report | Mgmt | For | For | For | |
17 | Reappoint Deloitte LLP as Auditors | Mgmt | For | For | For | |
18 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
19 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
21 | Authorise Market Purchase | Mgmt | For | For | For | |
22 | Adopt New Articles of Association | Mgmt | For | For | For | |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
24 | Approve Share Incentive Plan | Mgmt | For | For | For | |
Singapore Telecommunications Ltd. | ||||||
Ticker SGT | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
7/30/2010 | Singapore | Special | 7/16/2010 | 2,438,000 | ||
CUSIP: Y79985209 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
2 | Approve Participation by the Relevant Person in the SingTel Performance Share Plan | Mgmt | For | For | For | |
Singapore Telecommunications Ltd. | ||||||
Ticker SGT | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
7/30/2010 | Singapore | Annual | 7/14/2010 | 2,438,000 | ||
CUSIP: Y79985209 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2 | Declare Final Dividend of SGD 0.08 Per Share | Mgmt | For | For | For | |
3 | Reelect Simon Israel as Director | Mgmt | For | For | For | |
4 | Approve Directors' Fees of Up to SGD 2.4 Million for the Year Ending March 31, 2011 (2010: Up to SGD 2.2 Million) | Mgmt | For | For | For | |
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |
7 | Approve Issuance of Shares Pursuant to the Singapore Telecom Share Option Scheme 1999 | Mgmt | For | For | For | |
8 | Approve Issuance of Shares and Grant of Awards Pursuant to the SingTel Performance Share Plan | Mgmt | For | For | For | |
Hongkong Electric Holdings Ltd. | ||||||
Ticker 00006 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
9/9/2010 | Hong Kong | Special | 9/7/2010 | 550,500 | ||
CUSIP: Y33549117 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve JV Transaction and Related Transactions | Mgmt | For | For | For | |
Telecom Corporation of New Zealand Ltd. | ||||||
Ticker TEL | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
9/30/2010 | New Zealand | Annual | 9/29/2010 | 1,327,535 | ||
CUSIP: Q89499109 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Authorize the Board to Fix the Remuneration of KPMG, the Auditors of the Company | Mgmt | For | For | For | |
2 | Elect Murray Horn as a Director | Mgmt | For | For | For | |
3 | Elect Sue Sheldon as a Director | Mgmt | For | For | For | |
Amcor Limited | ||||||
Ticker AMC | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
10/21/2010 | Australia | Annual | 10/19/2010 | 895,209 | ||
CUSIP: Q03080100 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Receive Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Mgmt | For | |||
2a | Elect Chris Roberts as a Director | Mgmt | For | For | For | |
2b | Elect Armin Meyer as a Director | Mgmt | For | For | For | |
2c | Elect Karen Guerra as a Director | Mgmt | For | For | For | |
3 | Approve the Grant of Share Rights to Ken MacKenzie, Managing Director and CEO, Under the Company's Management Incentive Plan- Equity in Respect of the 2011 to 2013 Financial Years | Mgmt | For | For | For | |
4 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | For | |
Foster's Group Ltd. | ||||||
Ticker FGL | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
10/26/2010 | Australia | Annual | 10/24/2010 | 1,032,964 | ||
CUSIP: Q3944W187 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Elect David A Crawford as a Director | Mgmt | For | For | For | |
2 | Approve Amendment to the Company's Constitution Regarding Shareholder Dividend Provisions | Mgmt | For | For | For | |
3 | Approve the Grant of Up to 487,700 Shares to Ian Johnston, Chief Executive Officer, Under the Foster's Long Term Incentive Plan | Mgmt | For | For | For | |
4 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | For | |
Wesfarmers Ltd. | ||||||
Ticker WES | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
11/9/2010 | Australia | Annual | 11/7/2010 | 197,851 | ||
CUSIP: Q95870103 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Mgmt | For | |||
2(a) | Elect Colin Bruce Carter as a Director | Mgmt | For | For | For | |
2(b) | Elect James Philip Graham as a Director | Mgmt | For | For | For | |
2(c) | Elect Anthony John Howarth as a Director | Mgmt | For | For | For | |
2(d) | Elect Wayne Geoffrey Osborn as a Director | Mgmt | For | For | For | |
2(e) | Elect Vanessa Miscamble Wallace as a Director | Mgmt | For | For | For | |
3 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | Against | Against | |
Telstra Corporation Limited. | ||||||
Ticker TLS | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
11/19/2010 | Australia | Annual | 11/17/2010 | 3,107,522 | ||
CUSIP: Q8975N105 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Chairman and Chief Executive Officer Presentations | Mgmt | For | |||
2 | Receive the Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2010 | Mgmt | For | |||
3 | Elect Nora Scheinkestel as a Director | Mgmt | For | For | For | |
4 | Approve the Remuneration Report for the Fiscal Year Ended June 30, 2010 | Mgmt | For | For | For | |
5 | Approve Adoption of a New Constitution | Mgmt | For | For | For | |
Hongkong Electric Holdings Ltd. | ||||||
Ticker 00006 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
1/26/2011 | Hong Kong | Special | 1/21/2011 | 348,500 | ||
CUSIP: Y33549117 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Special Business | Mgmt | For | ||||
1 | Change Company Name from Hongkong Electric Holdings Limited to Power Assets Holdings Limited | Mgmt | For | For | For | |
Compass Group plc | ||||||
Ticker CPG | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
2/3/2011 | United Kingdom | Annual | 2/1/2011 | 872,322 | ||
CUSIP: G23296182 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend | Mgmt | For | For | For | |
4 | Re-elect Sir Roy Gardner as Director | Mgmt | For | For | For | |
5 | Re-elect Richard Cousins as Director | Mgmt | For | For | For | |
6 | Re-elect Gary Green as Director | Mgmt | For | For | For | |
7 | Re-elect Andrew Martin as Director | Mgmt | For | For | For | |
8 | Re-elect Sir James Crosby as Director | Mgmt | For | For | For | |
9 | Re-elect Steve Lucas as Director | Mgmt | For | For | For | |
10 | Re-elect Susan Murray as Director | Mgmt | For | For | For | |
11 | Re-elect Don Robert as Director | Mgmt | For | For | For | |
12 | Re-elect Sir Ian Robinson as Director | Mgmt | For | For | For | |
13 | Reappoint Deloitte LLP as Auditors of the Company | Mgmt | For | For | For | |
14 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
15 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
16 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
17 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise Market Purchase | Mgmt | For | For | For | |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Canon Inc. | ||||||
Ticker 7751 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
3/30/2011 | Japan | Annual | 12/31/2010 | 223,550 | ||
CUSIP: J05124144 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Mgmt | For | For | For | |
2.1 | Elect Director Mitarai, Fujio | Mgmt | For | For | For | |
2.2 | Elect Director Uchida, Tsuneji | Mgmt | For | For | For | |
2.3 | Elect Director Tanaka, Toshizo | Mgmt | For | For | For | |
2.4 | Elect Director Ikoma, Toshiaki | Mgmt | For | For | For | |
2.5 | Elect Director Watanabe, Kunio | Mgmt | For | For | For | |
2.6 | Elect Director Adachi, Yoroku | Mgmt | For | For | For | |
2.7 | Elect Director Mitsuhashi, Yasuo | Mgmt | For | For | For | |
2.8 | Elect Director Iwashita, Tomonori | Mgmt | For | For | For | |
2.9 | Elect Director Osawa, Masahiro | Mgmt | For | For | For | |
2.10 | Elect Director Matsumoto, Shigeyuki | Mgmt | For | For | For | |
2.11 | Elect Director Shimizu, Katsuichi | Mgmt | For | For | For | |
2.12 | Elect Director Banba, Ryoichi | Mgmt | For | For | For | |
2.13 | Elect Director Honma, Toshio | Mgmt | For | For | For | |
2.14 | Elect Director Nakaoka, Masaki | Mgmt | For | For | For | |
2.15 | Elect Director Honda, Haruhisa | Mgmt | For | For | For | |
2.16 | Elect Director Ozawa, Hideki | Mgmt | For | For | For | |
2.17 | Elect Director Maeda, Masaya | Mgmt | For | For | For | |
2.18 | Elect Director Tani, Yasuhiro | Mgmt | For | For | For | |
2.19 | Elect Director Araki, Makoto | Mgmt | For | For | For | |
3 | Appoint Statutory Auditor Oe, Tadashi | Mgmt | For | For | For | |
4 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
5 | Approve Stock Option Plan | Mgmt | For | For | For | |
QBE Insurance Group Ltd. | ||||||
Ticker QBE | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4/5/2011 | Australia | Annual | 4/1/2011 | 421,407 | ||
CUSIP: Q78063114 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Accept the Financial Statements and Statutory Reports for the Financial Year Ended Dec. 31, 2009 | |||||
2 | Approve the Adoption of the Remuneration Report | Mgmt | For | For | For | |
3 | Approve the Grant of Up to 107,951 Conditional Rights Under the 2010 QBE Incentive Scheme and 2010 Long Term Incentive Plan to Frank O'Halloran, Chief Executive Officer of the Company | Mgmt | For | For | For | |
4 | Approve the Giving of Termination Benefits Under the QBE Incentive Scheme and Long Term Incentive Plan Pursuant to the Corporations Act | Mgmt | For | For | For | |
5 | Elect Charles Irby as a Director | Mgmt | For | For | For | |
BP plc | ||||||
Ticker BP. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4/14/2011 | United Kingdom | Annual | 4/12/2011 | 1,165,892 | ||
CUSIP: G12793108 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | Abstain | Against | |
3 | Re-elect Paul Anderson as Director | Mgmt | For | For | For | |
4 | Re-elect Antony Burgmans as Director | Mgmt | For | For | For | |
5 | Re-elect Cynthia Carroll as Director | Mgmt | For | For | For | |
6 | Re-elect Sir William Castell as Director | Mgmt | For | Abstain | Against | |
7 | Re-elect Iain Conn as Director | Mgmt | For | For | For | |
8 | Re-elect George David as Director | Mgmt | For | For | For | |
9 | Re-elect Ian Davis as Director | Mgmt | For | For | For | |
10 | Re-elect Robert Dudley as Director | Mgmt | For | For | For | |
11 | Re-elect Dr Byron Grote as Director | Mgmt | For | For | For | |
12 | Elect Frank Bowman as Director | Mgmt | For | For | For | |
13 | Elect Brendan Nelson as Director | Mgmt | For | For | For | |
14 | Elect Phuthuma Nhleko as Director | Mgmt | For | For | For | |
15 | Re-elect Carl-Henric Svanberg as Director | Mgmt | For | Abstain | Against | |
16 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Mgmt | For | For | For | |
17 | Authorise Market Purchase | Mgmt | For | For | For | |
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
22 | Amend ShareMatch Plan | Mgmt | For | For | For | |
23 | Amend Sharesave UK Plan 2001 | Mgmt | For | For | For | |
Reed Elsevier NV | ||||||
Ticker REN | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4/19/2011 | Netherlands | Annual | 3/22/2011 | 514,938 | ||
CUSIP: N73430113 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | |||||
1 | Open Meeting | Mgmt | ||||
2 | Receive Report of Management Board (Non-Voting) | Mgmt | ||||
3 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
4a | Approve Discharge of Management Board | Mgmt | For | For | For | |
4b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
5 | Approve Dividends of EUR 0.41 Per Share | Mgmt | For | For | For | |
6 | Ratify Deloitte Accountants B.V. as Auditors | Mgmt | For | For | For | |
7a | Elect A. Hennah to Supervisory Board | Mgmt | For | For | For | |
7b | Reelect M. Elliott to Supervisory Board | Mgmt | For | For | For | |
7c | Reelect A. Habgood to Supervisory Board | Mgmt | For | For | For | |
7d | Reelect L. Hook to Supervisory Board | Mgmt | For | For | For | |
7e | Reelect M. van Lier Lels to Supervisory Board | Mgmt | For | For | For | |
7f | Reelect R. Polet to Supervisory Board | Mgmt | For | For | For | |
7g | Reelect D. Reid to Supervisory Board | Mgmt | For | For | For | |
7h | Reelect B. van der Veer to Supervisory Board | Mgmt | For | For | For | |
8a | Reelect E. Engstrom to Executive Board | Mgmt | For | For | For | |
8b | Reelect M. Armour to Executive Board | Mgmt | For | For | For | |
9a | Approve Fee for the Senior Independent Director | Mgmt | For | For | For | |
9b | Approve Maximum Amount of Annual Remuneration of Supervisory Board at EUR 600,000 | Mgmt | For | For | For | |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
11a | Grant Board Authority to Issue Shares up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Mgmt | For | For | For | |
11b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 11a | Mgmt | For | For | For | |
12 | Other Business | Mgmt | ||||
13 | Close Meeting | Mgmt | ||||
Koninklijke Ahold NV | ||||||
Ticker XLON | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4/20/2011 | Netherlands | Annual | 3/23/2011 | 733,025 | ||
CUSIP: N0139V142 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | |||||
1 | Open Meeting | Mgmt | ||||
2 | Receive Report of Management Board (Non-Voting) | Mgmt | ||||
3 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | ||||
4 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
5 | Approve Dividends of EUR 0.29 Per Share | Mgmt | For | For | For | |
6 | Approve Discharge of Management Board | Mgmt | For | For | For | |
7 | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
8 | Reelect A.D. Boer to Management Board | Mgmt | For | For | For | |
9 | Elect R. van den Bergh to Supervisory Board | Mgmt | For | For | For | |
10 | Reelect T. de Swaan to Supervisory Board | Mgmt | For | For | For | |
11 | Ratify Deloitte Accountants B.V. as Auditors | Mgmt | For | For | For | |
12 | Grant Board Authority to Issue Shares up to Ten Percent of Issued Capital | Mgmt | For | For | For | |
13 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12 | Mgmt | For | For | For | |
14 | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Mgmt | For | For | For | |
15 | Approve Reduction of Issued Capital by Cancelling Treasury Shares | Mgmt | For | For | For | |
16 | Close Meeting | Mgmt | For | |||
RWE AG | ||||||
Ticker RWE | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4/20/2011 | Germany | Annual | 3/30/2011 | 127,743 | ||
CUSIP: D6629K109 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Mgmt | For | |||
2 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Mgmt | For | For | For | |
3 | Approve Discharge of Management Board for Fiscal 2010 | Mgmt | For | For | For | |
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | Mgmt | For | For | For | |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2011 | Mgmt | For | For | For | |
6 | Ratify PricewaterhouseCoopers AG for the Inspection of the 2011 Mid-Year Report | Mgmt | For | For | For | |
7a | Elect Paul Achleitner to the Supervisory Board | Mgmt | For | For | For | |
7b | Elect Carl-Ludwig von Boehm-Bezing to the Supervisory Board | Mgmt | For | Against | Against | |
7c | Elect Roger Graef to the Supervisory Board | Mgmt | For | For | For | |
7d | Elect Frithjof Kuehn to the Supervisory Board | Mgmt | For | Against | Against | |
7e | Elect Dagmar Muehlenfeld to the Supervisory Board | Mgmt | For | Against | Against | |
7f | Elect Manfred Schneider to the Supervisory Board | Mgmt | For | Against | Against | |
7g | Elect Ekkehard Schulz to the Supervisory Board | Mgmt | For | For | For | |
7h | Elect Wolfgang Schuessel to the Supervisory Board | Mgmt | For | For | For | |
7i | Elect Ullrich Sierau to the Supervisory Board | Mgmt | For | Against | Against | |
7j | Elect Dieter Zetsche to the Supervisory Board | Mgmt | For | For | For | |
8a | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |
8b | Authorize Use of Financial Derivatives when Repurchasing Shares | Mgmt | For | For | For | |
9 | Amend Articles Re: Allow Dividends in Kind | Mgmt | For | For | For | |
Sekisui House Ltd. | ||||||
Ticker 1928 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4/26/2011 | Japan | Annual | 1/31/2011 | 36,000 | ||
CUSIP: J70746136 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 8 | Mgmt | For | For | For | |
2 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
Eni Spa | ||||||
Ticker ENI | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4/29/2011 | Italy | Annual | 4/18/2011 | 460,257 | ||
CUSIP: T3643A145 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | For | ||||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Allocation of Income | Mgmt | For | For | For | |
3 | Fix Number of Directors | Mgmt | For | For | For | |
4 | Fix Directors' Term | Mgmt | For | For | For | |
Elect Directors (Bundled) - Vote Only for One of the Following Slates | Mgmt | |||||
5.1 | Slate Submitted by the Ministry of Economics and Finance | Mgmt | None | Do Not Vote | Against | |
5.2 | Slate Submitted by Institutional Investors (Assogestioni) | Mgmt | None | For | Against | |
6 | Elect Chairman of the Board of Directors | Mgmt | For | For | For | |
7 | Approve Remuneration of Directors | Mgmt | For | Against | Against | |
Appoint Internal Statutory Auditors - Vote Only for One of the Following Slates | Mgmt | |||||
8.1 | Slate Submitted by the Ministry of Economics and Finance | Mgmt | None | Against | Against | |
8.2 | Slate Submitted by Institutional Investors (Assogestioni) | Mgmt | None | For | Against | |
9 | Appoint Internal Statutory Auditors' Chairman | Mgmt | For | For | For | |
10 | Approve Internal Auditors' Remuneration | Mgmt | For | For | For | |
11 | Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni's Financial Control | Mgmt | For | For | For | |
Foster's Group Ltd. | ||||||
Ticker FGL | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4/29/2011 | Australia | Court | 4/27/2011 | 307,982 | ||
CUSIP: Q3944W187 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
COURT-ORDERED MEETING FOR SHAREHOLDERS | Mgmt | |||||
1 | Approve the Scheme of Arrangement Between Foster's Group Limited and Its Shareholders | Mgmt | For | For | For | |
Foster's Group Ltd. | ||||||
Ticker FGL | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4/29/2011 | Australia | Special | 4/27/2011 | 307,982 | ||
CUSIP: Q3944W187 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve the Reduction in the Company's Issued Share Capital by A$1.2 Billion by Paying its Subsidiary, Foster's Australia Limited, an Equal Amount | Mgmt | For | For | For | |
United Overseas Bank Limited | ||||||
Ticker U11 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4/29/2011 | Singapore | Annual | 410,340 | |||
CUSIP: V96194127 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Mgmt | For | For | For | |
2 | Declare Final Dividend of SGD 0.40 Per Share and Special Dividend of SGD 0.10 Per Share | Mgmt | For | For | For | |
3 | Approve Directors' Fees of SGD 1.4 million for the Year Ended Dec. 31, 2010 (2009: SGD 842,500) | Mgmt | For | For | For | |
4 | Approve Fee of SGD 2.5 Million to the Chairman for the Period from January 2010 to December 2010 | Mgmt | For | For | For | |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
6 | Reelect Wee Ee Cheong as Director | Mgmt | For | For | For | |
7 | Reelect Franklin Leo Lavin as Director | Mgmt | For | For | For | |
8 | Reelect Willie Cheng Jue Hiang as Director | Mgmt | For | For | For | |
9 | Reelect Tan Lip-Bu as Director | Mgmt | For | For | For | |
10 | Reelect Wee Cho Yaw as Director | Mgmt | For | For | For | |
11 | Reelect Ngiam Tong Dow as Director | Mgmt | For | For | For | |
12 | Reelect Cham Tao Soon as Director | Mgmt | For | For | For | |
13 | Reelect Reggie Thein as Director | Mgmt | For | For | For | |
14 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |
15 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Mgmt | For | For | For | |
16 | Approve Allotment and Issuance of Preference Shares | Mgmt | For | For | For | |
United Overseas Bank Limited | ||||||
Ticker U11 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
4/29/2011 | Singapore | Special | 410,340 | |||
CUSIP: V96194127 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
Vinci | ||||||
Ticker DG | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/2/2011 | France | Annual/Special | 4/27/2011 | 117,346 | ||
CUSIP: F5879X108 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.67 per Share | Mgmt | For | For | For | |
4 | Reelect Pascale Sourisse as Director | Mgmt | For | For | For | |
5 | Reelect Robert Castaigne as Director | Mgmt | For | For | For | |
6 | Reelect Jean Bernard Levy as Director | Mgmt | For | For | For | |
7 | Elect Elisabeth Boyer as Representative of Employee Shareholders to the Board | Mgmt | For | For | For | |
8 | Elect Gerard Duez as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | |
9 | Elect Gerard Francon as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | |
10 | Elect Bernard Klemm as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | |
11 | Elect Bernard Chabalier as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | |
12 | Elect Jean-Luc Lebouil as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | |
13 | Elect Denis Marchal as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | |
14 | Elect Rolland Sabatier as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | |
15 | Elect Pascal Taccoen as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | |
16 | Elect Cosimo Lupo as Representative of Employee Shareholders to the Board | Mgmt | For | Against | Against | |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
18 | Approve Transactions with a Related Parties Re: Financing of Prado Sud | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | For | ||||
19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
20 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
21 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Mgmt | For | For | For | |
22 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE, up to an Aggregate Nominal Amount EUR 150 Million | Mgmt | For | For | For | |
23 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than OCEANE, up to an Aggregate Nominal Amount EUR 150 Million | Mgmt | For | For | For | |
24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |
25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
26 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
27 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Mgmt | For | For | For | |
28 | Authorize up to 0.9 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | Against | |
29 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
GlaxoSmithKline plc | ||||||
Ticker GSK | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/5/2011 | United Kingdom | Annual | 5/3/2011 | 706,677 | ||
CUSIP: G3910J112 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Elect Simon Dingemans as Director | Mgmt | For | For | For | |
4 | Elect Stacey Cartwright as Director | Mgmt | For | For | For | |
5 | Elect Judy Lewent as Director | Mgmt | For | For | For | |
6 | Re-elect Sir Christopher Gent as Director | Mgmt | For | For | For | |
7 | Re-elect Andrew Witty as Director | Mgmt | For | For | For | |
8 | Re-elect Sir Roy Anderson as Director | Mgmt | For | For | For | |
9 | Re-elect Dr Stephanie Burns as Director | Mgmt | For | For | For | |
10 | Re-elect Larry Culp as Director | Mgmt | For | For | For | |
11 | Re-elect Sir Crispin Davis as Director | Mgmt | For | For | For | |
12 | Re-elect Sir Deryck Maughan as Director | Mgmt | For | For | For | |
13 | Re-elect James Murdoch as Director | Mgmt | For | For | For | |
14 | Re-elect Dr Daniel Podolsky as Director | Mgmt | For | For | For | |
15 | Re-elect Dr Moncef Slaoui as Director | Mgmt | For | For | For | |
16 | Re-elect Tom de Swaan as Director | Mgmt | For | For | For | |
17 | Re-elect Sir Robert Wilson as Director | Mgmt | For | For | For | |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
21 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
22 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
23 | Authorise Market Purchase | Mgmt | For | For | For | |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Mgmt | For | For | For | |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Sanofi Aventis | ||||||
Ticker SAN | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/6/2011 | France | Annual/Special | 5/3/2011 | 184,422 | ||
CUSIP: F5548N101 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 2.5 per Share | Mgmt | For | For | For | |
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | For | |
5 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Mgmt | For | For | For | |
6 | Ratify Appointment of Carole Piwnica as Director | Mgmt | For | For | For | |
7 | Elect Suet Fern Lee as Director | Mgmt | For | For | For | |
8 | Reelect Thierry Desmarest as Director | Mgmt | For | For | For | |
9 | Reelect Igor Landau as Director | Mgmt | For | For | For | |
10 | Reelect Gerard Van Kemmel as Director | Mgmt | For | For | For | |
11 | Reelect Serge Weinberg as Director | Mgmt | For | For | For | |
12 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Mgmt | For | For | For | |
13 | Appoint Yves Nicolas as Alternate Auditor | Mgmt | For | For | For | |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | For | ||||
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Mgmt | For | For | For | |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Mgmt | For | For | For | |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |
19 | Authorize Capitalization of Reserves of up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
20 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
21 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | Against | Against | |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
23 | Amend Article 11 of Bylaws Re: Board Size | Mgmt | For | For | For | |
24 | Amend Article 12 of Bylaws Re: Vice Chairman Age Limit | Mgmt | For | For | For | |
25 | Amend Article 19 of Bylaws to Comply with New Legislation Re: Shareholder Rights | Mgmt | For | For | For | |
26 | Change Company Name to Sanofi and Amend Article 2 of Bylaws Accordingly | Mgmt | For | For | For | |
27 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
ING Groep NV | ||||||
Ticker INGA | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/9/2011 | Netherlands | Annual | 4/11/2011 | 592,029 | ||
CUSIP: N4578E413 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Annual Meeting | Mgmt | For | ||||
1 | Open Meeting | Mgmt | For | |||
2a | Receive Report of Management Board (Non-Voting) | Mgmt | For | |||
2b | Receive Report of Supervisory Board (Non-Voting) | Mgmt | For | |||
2c | Adopt Financial Statements | Mgmt | For | For | For | |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Mgmt | For | |||
4a | Discuss Remuneration Report | Mgmt | For | |||
4b | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Mgmt | For | Against | Against | |
5a | Discussion on Company's Corporate Governance Structure | Mgmt | For | |||
5b | Increase Authorized Common Stock | Mgmt | For | For | For | |
5c | Amend Articles Re: Legislative Changes | Mgmt | For | For | For | |
6 | Discuss Corporate Responsibility | Mgmt | For | |||
7a | Approve Discharge of Management Board | Mgmt | For | For | For | |
7b | Approve Discharge of Supervisory Board | Mgmt | For | For | For | |
8 | Reelect Koos Timmermans to Executive Board | Mgmt | For | For | For | |
9a | Reelect Peter Elverding to Supervisory Board | Mgmt | For | For | For | |
9b | Reelect Henk Breukink to Supervisory Board | Mgmt | For | For | For | |
9c | Elect Sjoerd van Keulen to Supervisory Board | Mgmt | For | For | For | |
9d | Elect Joost Kuiper to Supervisory Board | Mgmt | For | For | For | |
9e | Elect Luc Vandewalle to Supervisory Board | Mgmt | For | For | For | |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Mgmt | For | For | For | |
10b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Mgmt | For | For | For | |
11a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
11b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Mgmt | For | For | For | |
12 | Any Other Businesss and Close Meeting | Mgmt | ||||
Intesa SanPaolo SPA | ||||||
Ticker ISP | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/9/2011 | Italy | Annual/Special | 4/28/2011 | 3,086,207 | ||
CUSIP: T55067101 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Allocation of Income | Mgmt | For | For | For | |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | For | ||||
1 | Amend Company Bylaws | Mgmt | For | For | For | |
2 | Authorize Issuance of Equity with Preemptive Rights | Mgmt | For | For | For | |
Unilever plc | ||||||
Ticker ULVR | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/11/2011 | United Kingdom | Annual | 5/9/2011 | 440,241 | ||
CUSIP: G92087165 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Re-elect Paul Polman as Director | Mgmt | For | For | For | |
4 | Re-elect Jean-Marc Huet as Director | Mgmt | For | For | For | |
5 | Re-elect Louise Fresco as Director | Mgmt | For | For | For | |
6 | Re-elect Ann Fudge as Director | Mgmt | For | For | For | |
7 | Re-elect Charles Golden as Director | Mgmt | For | For | For | |
8 | Re-elect Byron Grote as Director | Mgmt | For | For | For | |
9 | Re-elect Hixonia Nyasulu as Director | Mgmt | For | For | For | |
10 | Re-elect Sir Malcolm Rifkind as Director | Mgmt | For | For | For | |
11 | Re-elect Kees Storm as Director | Mgmt | For | For | For | |
12 | Re-elect Michael Treschow as Director | Mgmt | For | For | For | |
13 | Re-elect Paul Walsh as Director | Mgmt | For | For | For | |
14 | Elect Sunil Bharti Mittal as Director | Mgmt | For | For | For | |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
16 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
17 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
18 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
19 | Authorise Market Purchase | Mgmt | For | For | For | |
20 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
22 | Amend Articles of Association | Mgmt | For | For | For | |
AMP Limited | ||||||
Ticker AMP | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/12/2011 | Australia | Annual | 5/10/2011 | 245,773 | ||
CUSIP: Q0344G101 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
2a | Elect Brian Clark as a Director | Mgmt | For | For | For | |
2b | Elect Peter Shergold as a Director | Mgmt | For | For | For | |
2c | Elect Catherine Brenner as a Director | Mgmt | For | For | For | |
2d | Elect Richard Allert as a Director | Mgmt | For | For | For | |
2e | Elect Patricia Akopiantz as a Director | Mgmt | For | For | For | |
3 | Approve the Adoption of the Remuneration Report | Mgmt | For | For | For | |
4 | Approve the Grant of Performance Rights with a Value of A$2.2 Million at the Time of the Grant to Craig Dunn, Managing Director of the Company | Mgmt | For | For | For | |
5 | Approve the Maximum Aggregate Director's Fee of AMP Ltd at A$3.85 Million | Mgmt | For | For | For | |
6 | Approve the Issuance of 1,200 Notes at an Issue Price of A$500,000 Each to Certain Investors Selected and Arranged By UBS Ltd. | Mgmt | For | For | For | |
BG Group plc | ||||||
Ticker BG. | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/12/2011 | United Kingdom | Annual | 5/10/2011 | 346,940 | ||
CUSIP: G1245Z108 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Approve Final Dividend | Mgmt | For | For | For | |
4 | Elect Fabio Barbosa as Director | Mgmt | For | For | For | |
5 | Elect Caio Koch-Weser as Director | Mgmt | For | For | For | |
6 | Elect Patrick Thomas as Director | Mgmt | For | For | For | |
7 | Re-elect Peter Backhouse as Director | Mgmt | For | For | For | |
8 | Re-elect Frank Chapman as Director | Mgmt | For | For | For | |
9 | Re-elect Baroness Hogg as Director | Mgmt | For | For | For | |
10 | Re-elect Dr John Hood as Director | Mgmt | For | For | For | |
11 | Re-elect Martin Houston as Director | Mgmt | For | For | For | |
12 | Re-elect Sir David Manning as Director | Mgmt | For | For | For | |
13 | Re-elect Mark Seligman as Director | Mgmt | For | For | For | |
14 | Re-elect Philippe Varin as Director | Mgmt | For | For | For | |
15 | Re-elect Sir Robert Wilson as Director | Mgmt | For | For | For | |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Mgmt | For | For | For | |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |
18 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
19 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
20 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
21 | Authorise Market Purchase | Mgmt | For | For | For | |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Mgmt | For | For | For | |
Deutsche Telekom AG | ||||||
Ticker DTE | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/12/2011 | Germany | Annual | 667,887 | |||
CUSIP: D2035M136 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | Mgmt | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Mgmt | For | For | For | |
3 | Approve Discharge of Management Board for Fiscal 2010 | Mgmt | For | For | For | |
4 | Postpone Discharge of Supervisory Board Member Klaus Zumwinkel for Fiscal 2008 | Mgmt | For | For | For | |
5 | Approve Discharge of Supervisory Board for Fiscal 2010 | Mgmt | For | For | For | |
6 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Mgmt | For | For | For | |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |
8 | Reelect Hubertus von Gruenberg to the Supervisory Board | Mgmt | For | For | For | |
9 | Reelect Bernhard Walter to the Supervisory Board | Mgmt | For | For | For | |
10 | Amend Affiliation Agreement with Subsidiary T-Systems International GmbH | Mgmt | For | For | For | |
11 | Amend Amendment of Affiliation Agreement with Subsidiary DeTeFleetServices GmbH | Mgmt | For | For | For | |
12 | Approve Amendment of Affiliation Agreement with Subsidiary DFMG Holding GmbH | Mgmt | For | For | For | |
13 | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAssekuranz (Deutsche TelekomAssekuranz-Vermittlungsgesellschaft mbH) | Mgmt | For | For | For | |
14 | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Customer Services GmbH | Mgmt | For | For | For | |
15 | Approve Amendment of Affiliation Agreement with Subsidiary Vivento Technical Services GmbH | Mgmt | For | For | For | |
16 | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Accounting GmbH | Mgmt | For | For | For | |
17 | Approve Amendment of Affiliation Agreement with Subsidiary Deutsche Telekom Training GmbH | Mgmt | For | For | For | |
18 | Approve Amendment of Affiliation Agreement with Subsidiary Norma Telekommunikationsdienste GmbH | Mgmt | For | For | For | |
19 | Approve Amendment of Affiliation Agreement with Subsidiary DeTeAsia Holding GmbH | Mgmt | For | For | For | |
20 | Approve Amendment of Affiliation Agreement with Subsidiary Traviata Telekommunikationsdienste GmbH | Mgmt | For | For | For | |
21 | Approve Amendment of Affiliation Agreement with Subsidiary Scout24 Holding GmbH | Mgmt | For | For | For | |
22 | Approve Amendment of Affiliation Agreement with Subsidiary T-Mobile Worldwide Holding GmbH | Mgmt | For | For | For | |
23 | Approve Amendment of Affiliation Agreement with Subsidiary Telekom Deutschland GmbH | Mgmt | For | For | For | |
24 | Approve Amendment of Affiliation Agreement with Subsidiary MagyarCom Holding GmbH | Mgmt | For | For | For | |
25 | Amend Corporate Purpose | Mgmt | For | For | For | |
26 | Approve Settlement Agreement Between Deutsche Telekom AG and Former Management Board Member Kai Ricke | Mgmt | For | For | For | |
27 | Approve Settlement Agreement Between Deutsche Telekom AG and Former Supervisory Board Member Klaus Zumwinkel | Mgmt | For | For | For | |
Jardine Matheson Holdings Ltd. | ||||||
Ticker J36 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/12/2011 | Bermuda | Annual | 109,600 | |||
CUSIP: G50736100 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Financial Statements and Auditor's Report and Declare Final Dividend | Mgmt | For | For | For | |
2 | Reelect Mark Greenberg as a Director | Mgmt | For | For | For | |
3 | Reelect Simon Keswick as a Director | Mgmt | For | Against | Against | |
4 | Reelect Richard Lee as a Director | Mgmt | For | For | For | |
5 | Reelect Y.K. Pang as a Director | Mgmt | For | For | For | |
6 | Approve Remuneration of Directors | Mgmt | For | For | For | |
7 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Mgmt | For | Against | Against | |
8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Mgmt | For | For | For | |
9 | Authorize Share Repurchase Program | Mgmt | For | For | For | |
Total SA | ||||||
Ticker FP | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/13/2011 | France | Annual/Special | 5/10/2011 | 218,917 | ||
CUSIP: F92124100 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Mgmt | For | For | For | |
4 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | For | |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
6 | Reelect Patricia Barbizet as Director | Mgmt | For | Against | Against | |
7 | Reelect Paul Desmarais Jr. as Director | Mgmt | For | Against | Against | |
8 | Reelect Claude Mandil as Director | Mgmt | For | For | For | |
9 | Elect Marie-Christine Coisne as Director | Mgmt | For | For | For | |
10 | Elect Barbara Kux as Director | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | For | ||||
11 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | For | For | |
Proposal Made by UES Amont Total Workers' Counsel | Mgmt | For | ||||
A | Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication | SH | Against | Against | For | |
Royal Dutch Shell plc | ||||||
Ticker RDSB | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/17/2011 | United Kingdom | Annual | 5/13/2011 | 343,325 | ||
CUSIP: G7690A118 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Remuneration Report | Mgmt | For | For | For | |
3 | Elect Linda Stuntz as Director | Mgmt | For | For | For | |
4 | Re-elect Josef Ackermann as Director | Mgmt | For | For | For | |
5 | Re-elect Malcolm Brinded as Director | Mgmt | For | For | For | |
6 | Elect Guy Elliott as Director | Mgmt | For | For | For | |
7 | Re-elect Simon Henry as Director | Mgmt | For | For | For | |
8 | Re-elect Charles Holliday as Director | Mgmt | For | For | For | |
9 | Re-elect Lord Kerr of Kinlochard as Director | Mgmt | For | For | For | |
10 | Elect Gerard Kleisterlee as Director | Mgmt | For | For | For | |
11 | Re-elect Christine Morin-Postel as Director | Mgmt | For | For | For | |
12 | Re-elect Jorma Ollila as Director | Mgmt | For | For | For | |
13 | Re-elect Jeroen van der Veer as Director | Mgmt | For | For | For | |
14 | Re-elect Peter Voser as Director | Mgmt | For | For | For | |
15 | Re-elect Hans Wijers as Director | Mgmt | For | For | For | |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | For | |
17 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |
18 | Authorise Issue of Equity with Pre-emptive Rights | Mgmt | For | For | For | |
19 | Authorise Issue of Equity without Pre-emptive Rights | Mgmt | For | For | For | |
20 | Authorise Market Purchase | Mgmt | For | For | For | |
21 | Authorise EU Political Donations and Expenditure | Mgmt | For | For | For | |
Telefonica S.A. | ||||||
Ticker TEF | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/17/2011 | Spain | Annual | 5/10/2011 | 513,416 | ||
CUSIP: 879382109 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Individual and Consolidated Financial Statements, Statutory Reports, Allocation of Income, and Discharge Directors for FY 2010 | Mgmt | For | For | For | |
2 | Approve Dividend Distribution of EUR 0.77 Per Share Charged to Unrestricted Reserves | Mgmt | For | For | For | |
3.1 | Amend Several Articles of Bylaws to Adapt to Revised Legislations | Mgmt | For | For | For | |
3.2 | Add New Paragraph 5 to Article 16 of Bylaws Re: General Meeting | Mgmt | For | For | For | |
3.3 | Add New Article 26 bis to Bylaws Re: Board-Related | Mgmt | For | For | For | |
4.1 | Amend Several Articles of General Meeting Regulations to Adapt to Revised Legislations | Mgmt | For | For | For | |
4.2 | Amend Article 14.1 of General Meeting Regulations | Mgmt | For | For | For | |
5.1 | Re-elect Isidro Faine Casas as Director | Mgmt | For | Against | Against | |
5.2 | Re-elect Vitalino Manuel Nafria Aznar as Director | Mgmt | For | Against | Against | |
5.3 | Re-elect Julio Linares Lopez as Director | Mgmt | For | Against | Against | |
5.4 | Re-elect David Arculus as Director | Mgmt | For | For | For | |
5.5 | Re-elect Carlos Colomer Casellas as Director | Mgmt | For | For | For | |
5.6 | Re-elect Peter Erskine as Director | Mgmt | For | Against | Against | |
5.7 | Re-elect Alfonso Ferrari Herrero as Director | Mgmt | For | For | For | |
5.8 | Re-elect Antonio Massanell Lavilla as Director | Mgmt | For | Against | Against | |
5.9 | Elect Chang Xiaobing as Director | Mgmt | For | Against | Against | |
6 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares with Possibility of Total or Partial Exclusion of Preemptive Rights | Mgmt | For | For | For | |
7 | Re-elect Ernst & Young SL as Auditors of Individual and Consolidated Accounts | Mgmt | For | For | For | |
8 | Approve Long-Term Incentive Plan Consisting of Delivery of Company Shares to Executive Team Members of Telefonica Group | Mgmt | For | For | For | |
9 | Approve Long-Term Incentive Restricted Plan Consisting of Delivery of Shares to Employees and Executive Personnel of Telefonica Group | Mgmt | For | For | For | |
10 | Approve Share Matching Plan | Mgmt | For | For | For | |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
Societe generale | ||||||
Ticker GLE | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/24/2011 | France | Annual | 5/19/2011 | 62,451 | ||
CUSIP: F43638141 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Approve Allocation of Income and Dividends of EUR 1.75 per Share | Mgmt | For | For | For | |
3 | Approve Stock Dividend Program | Mgmt | For | For | For | |
4 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
5 | Reelect Frederic Oudea as Director | Mgmt | For | Against | Against | |
6 | Reelect Anthony Wyand as Director | Mgmt | For | For | For | |
7 | Reelect Jean-Martin Folz as Director | Mgmt | For | For | For | |
8 | Elect Kyra Hazou as Director | Mgmt | For | For | For | |
9 | Elect Ana Maria Llopis Rivas as Director | Mgmt | For | For | For | |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.25 Million | Mgmt | For | For | For | |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
12 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Seven & i Holdings Co Ltd | ||||||
Ticker 3382 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/26/2011 | Japan | Annual | 2/28/2011 | 424,000 | ||
CUSIP: J7165H108 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 29 | Mgmt | For | For | For | |
2.1 | Elect Director Suzuki, Toshifumi | Mgmt | For | For | For | |
2.2 | Elect Director Murata, Noritoshi | Mgmt | For | For | For | |
2.3 | Elect Director Goto, Katsuhiro | Mgmt | For | For | For | |
2.4 | Elect Director Kobayashi, Tsuyoshi | Mgmt | For | For | For | |
2.5 | Elect Director Ito, Junro | Mgmt | For | For | For | |
2.6 | Elect Director Takahashi, Kunio | Mgmt | For | For | For | |
2.7 | Elect Director Kamei, Atsushi | Mgmt | For | For | For | |
2.8 | Elect Director Isaka, Ryuichi | Mgmt | For | For | For | |
2.9 | Elect Director Yamashita, Kunio | Mgmt | For | For | For | |
2.10 | Elect Director Anzai, Takashi | Mgmt | For | For | For | |
2.11 | Elect Director Otaka, Zenko | Mgmt | For | For | For | |
2.12 | Elect Director Okubo, Tsuneo | Mgmt | For | For | For | |
2.13 | Elect Director Shimizu, Noritaka | Mgmt | For | For | For | |
2.14 | Elect Director Scott Trevor Davis | Mgmt | For | For | For | |
2.15 | Elect Director Nonaka, Ikujiro | Mgmt | For | For | For | |
3 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | |
Iberdrola S.A. | ||||||
Ticker IBE | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
5/27/2011 | Spain | Annual | 5/20/2011 | 1,443,332 | ||
CUSIP: E6165F166 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Accept Individual and Consolidated Financial Statements for FY 2010 | Mgmt | For | For | For | |
2 | Accept Individual and Consolidated Management Reports for FY 2010 | Mgmt | For | For | For | |
3 | Approve Discharge of Directors for FY 2010 | Mgmt | For | For | For | |
4 | Re-elect Ernst & Young SL as Auditors of Individual and Consolidated Accounts for FY 2011 | Mgmt | For | For | For | |
5 | Approve Allocation of Income and Dividends of EUR 0.03 Per Share | Mgmt | For | For | For | |
6 | Authorize Capital Increase of up to EUR 1.91 Billion via Capitalization of Reserves, and Amend Article 5 Accordingly | Mgmt | For | For | For | |
7 | Approve 2011-2013 Restricted Sotck Plan | Mgmt | For | For | For | |
8 | Authorize Issuance of Equity or Equity-Linked Securities of up to 50 percent, Excluding Preemptive Riqhts of up to 20 Percent | Mgmt | For | For | For | |
9 | Authorize Issuance of Convertible Bonds/Debentures Including Warrants without Preemptive Rights up to EUR 5 Billion | Mgmt | For | For | For | |
10 | Authorize Issuance of (i) Bonds/Debentures/Preferred Stock up to Aggregate Nominal Amount of EUR 20 Billion, and (ii) Notes up to EUR 6 Billion | Mgmt | For | For | For | |
11 | Authorize Listing on and Delisting from Secondary Exchanges of Shares and Other Securities | Mgmt | For | For | For | |
12 | Authorize Board to Create and Fund Associations and Foundations | Mgmt | For | For | For | |
13.1 | Amend Article 1 Re: include Concept of Corporate Governance System and Corporate Interest | Mgmt | For | For | For | |
13.2 | Amend Several Articles Re: Technical and Textual Adjustments | Mgmt | For | For | For | |
13.3 | Amend Several Articles Re: General Meeting Rules | Mgmt | For | For | For | |
13.4 | Amend Several Articles Re: Technical and Textual Adjustments on General Meeting Rules | Mgmt | For | For | For | |
13.5 | Amend Several Articles Re: Voting Rights | Mgmt | For | For | For | |
13.6 | Amend Articles Re: Board and Committees | Mgmt | For | For | For | |
13.7 | Adopt Restated Bylaws | Mgmt | For | For | For | |
14 | Amend General Meeting Regulations | Mgmt | For | For | For | |
15 | Approve Merger by Absorption of Iberdrola Renovables SA | Mgmt | For | For | For | |
16 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
17 | Advisory Vote on Remuneration Report | Mgmt | For | For | For | |
France Telecom | ||||||
Ticker FTE | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/7/2011 | France | Annual/Special | 6/2/2011 | 524,564 | ||
CUSIP: F4113C103 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | For | ||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.40 per Share | Mgmt | For | For | For | |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | For | |
5 | Reelect Bernard Dufau as Director | Mgmt | For | For | For | |
6 | Elect Helle Kristoffersen as Director | Mgmt | For | For | For | |
7 | Elect Muriel Penicaud as Director | Mgmt | For | For | For | |
8 | Elect Jean Michel Severino as Director | Mgmt | For | For | For | |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | For | ||||
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Mgmt | For | For | For | |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Mgmt | For | For | For | |
12 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion | Mgmt | For | For | For | |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 10, 11 and 12 Above | Mgmt | For | For | For | |
14 | Authorize Capital Increase of up to EUR 1.5 Billion for Future Exchange Offers | Mgmt | For | For | For | |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
16 | Authorize Capital Increase of up to EUR 35 Million to Holders of Orange SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement | Mgmt | For | For | For | |
17 | Authorize up to EUR 500,000 for Issuance of Free Option-Based Liquidity Instruments Reserved for Holders of Orange SA Stock Options Benefiting from a Liquidity Agreement | Mgmt | For | For | For | |
18 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 10 to 17 at EUR 3.5 Billion | Mgmt | For | For | For | |
19 | Approve Issuance of Securities Convertible into Debt up to Aggregate Nominal Amount of EUR 7 Billion | Mgmt | For | For | For | |
20 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
21 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
23 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Compagnie de Saint Gobain | ||||||
Ticker SGO | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/9/2011 | France | Annual/Special | 6/6/2011 | 111,211 | ||
CUSIP: F80343100 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | Mgmt | For | For | For | |
4 | Elect Anne-Marie Idrac as Director | Mgmt | For | For | For | |
5 | Elect Jacques Pestre as Director | Mgmt | For | Against | Against | |
6 | Elect Olivia Qiu as Director | Mgmt | For | For | For | |
7 | Reelect Gerard Mestrallet as Director | Mgmt | For | Against | Against | |
8 | Reelect Denis Ranque as Director | Mgmt | For | For | For | |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | For | ||||
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 425 Million | Mgmt | For | For | For | |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 212 Million | Mgmt | For | For | For | |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Mgmt | For | For | For | |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
14 | Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
15 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
17 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange Offer | Mgmt | For | Against | Against | |
18 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |
Taiwan Semiconductor Manufacturing Co., Ltd. | ||||||
Ticker 2330 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/9/2011 | Taiwan | Annual | 4/11/2011 | 2,786,000 | ||
CUSIP: Y84629107 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve 2010 Business Operations Report and Financial Statements | Mgmt | For | For | For | |
2 | Approve 2010 Allocation of Income and Dividends | Mgmt | For | For | For | |
3 | Approve Amendments on the Procedures for Lending Funds to Other Parties and Procedures for Endorsement and Guarantees | Mgmt | For | For | For | |
4 | Approve Transfer of TSMC's Solar Business and Solid State Lighting Business into Two New TSMC Wholly Owned Companies Respectively, and to Further Approve the "Solar Business Transfer Plan" and "Solid State Lighting Business Transfer Plan" | Mgmt | For | For | For | |
ELECT INDEPENDENT DIRECTORS VIA CUMULATIVE VOTING | Mgmt | For | ||||
5.1 | Approve By-Election of Gregory C. Chow as Independent Director | Mgmt | For | For | For | |
5.2 | Approve By-Election of Kok-Choo Chen as Independent Director | Mgmt | For | For | For | |
6 | Transact Other Business | Mgmt | For | |||
Banco Santander S.A. | ||||||
Ticker SAN | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/16/2011 | Spain | Annual | 6/9/2011 | 351,106 | ||
CUSIP: E19790109 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2010 | Mgmt | For | For | For | |
1.B | Approve Discharge of Directors for FY 2010 | Mgmt | For | For | For | |
2 | Approve Allocation of Income for FY 2010 | Mgmt | For | For | For | |
3.A | Reelect Ana Patricia Botín-Sanz de Sautuola y O'Shea as Director | Mgmt | For | Against | Against | |
3.B | Reelect Rodrigo Echenique Gordillo as Director | Mgmt | For | Against | Against | |
3.C | Reelect Lord Burns as Director | Mgmt | For | Against | Against | |
3.D | Reelect Assicurazioni Generali S.p.A. as Director | Mgmt | For | Against | Against | |
4 | Reelect Deloitte, S.L. as Auditors for FY 2011 | Mgmt | For | For | For | |
5.A | Amend Articles 8, 11, 15, 16 and 18 Re: Equity-Related | Mgmt | For | For | For | |
5.B | Amend Several Articles of Bylaws | Mgmt | For | For | For | |
5.C | Amend Article 62 and 69 of Bylaws | Mgmt | For | For | For | |
6.A | Amend Preamble and Article 2 of General Meeting Regulations | Mgmt | For | For | For | |
6.B | Amend Articles 4, 5 and 8 of General Meeting Regulations; Add Article 6 Bis to General Meeting Regulations | Mgmt | For | For | For | |
6.C | Amend Article 12, 19, 21 and Additional Provision of General Meeting Regulations | Mgmt | For | For | For | |
7 | Grant Board Authorization to Increase Capital | Mgmt | For | For | For | |
8.A | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Mgmt | For | For | For | |
8.B | Authorize Increase in Capital Charged to Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Mgmt | For | For | For | |
9.A | Authorize to Issuance of Convertible and/or Exchangeable Debt Securities Including Warrants Without Preemptive Rights; Void Authorization Granted at 2010 AGM | Mgmt | For | For | For | |
9.B | Authorize Issuance of Non Convertible Debt Securities Including Warrants | Mgmt | For | For | For | |
10.A | Approve Sixth Cycle of Performance Share Plan | Mgmt | For | For | For | |
10.B | Approve Second Cycle of Deferred and Conditional Share Plan | Mgmt | For | For | For | |
10.C | Approve First Cycle of Deferred and Conditional Variable Remuneration Plan | Mgmt | For | For | For | |
10.D | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | Mgmt | For | For | For | |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Mgmt | For | For | For | |
12 | Advisory Vote on Remuneration Policy Report | Mgmt | For | For | For | |
KDDI Corporation | ||||||
Ticker 9433 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/16/2011 | Japan | Annual | 3/31/2011 | 1,028 | ||
CUSIP: J31843105 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 7500 | Mgmt | For | For | For | |
2.1 | Elect Director Onodera, Tadashi | Mgmt | For | For | For | |
2.2 | Elect Director Aritomi, Kanichiro | Mgmt | For | For | For | |
2.3 | Elect Director Tanaka, Takashi | Mgmt | For | For | For | |
2.4 | Elect Director Morozumi, Hirofumi | Mgmt | For | For | For | |
2.5 | Elect Director Takahashi, Makoto | Mgmt | For | For | For | |
2.6 | Elect Director Shimatani, Yoshiharu | Mgmt | For | For | For | |
2.7 | Elect Director Inoue, Masahiro | Mgmt | For | For | For | |
2.8 | Elect Director Ishikawa, Yuzo | Mgmt | For | For | For | |
2.9 | Elect Director Yuasa, Hideo | Mgmt | For | For | For | |
2.10 | Elect Director Naratani, Hiromu | Mgmt | For | For | For | |
2.11 | Elect Director Kawamura, Makoto | Mgmt | For | For | For | |
2.12 | Elect Director Sasaki, Shinichi | Mgmt | For | For | For | |
3 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
4 | Approve Performance-Based Cash Compensation for Directors | Mgmt | For | For | For | |
Toyota Motor Corp. | ||||||
Ticker 7203 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/17/2011 | Japan | Annual | 3/31/2011 | 186,400 | ||
CUSIP: J92676113 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Mgmt | For | For | For | |
2 | Amend Articles To Decrease Maximum Board Size | Mgmt | For | For | For | |
3.1 | Elect Director Cho, Fujio | Mgmt | For | For | For | |
3.2 | Elect Director Toyoda, Akio | Mgmt | For | For | For | |
3.3 | Elect Director Uchiyamada, Takeshi | Mgmt | For | For | For | |
3.4 | Elect Director Funo, Yukitoshi | Mgmt | For | For | For | |
3.5 | Elect Director Niimi, Atsushi | Mgmt | For | For | For | |
3.6 | Elect Director Sasaki, Shinichi | Mgmt | For | For | For | |
3.7 | Elect Director Ozawa, Satoshi | Mgmt | For | For | For | |
3.8 | Elect Director Kodaira, Nobuyori | Mgmt | For | For | For | |
3.9 | Elect Director Furuhashi, Mamoru | Mgmt | For | For | For | |
3.10 | Elect Director Ijichi, Takahiko | Mgmt | For | For | For | |
3.11 | Elect Director Ihara, Yasumori | Mgmt | For | For | For | |
4.1 | Appoint Statutory Auditor Matsuo, Kunihiro | Mgmt | For | For | For | |
4.2 | Appoint Statutory Auditor Wake, Yoko | Mgmt | For | For | For | |
4.3 | Appoint Statutory Auditor Ichimaru, Yoichiro | Mgmt | For | For | For | |
4.4 | Appoint Statutory Auditor Kato, Masahiro | Mgmt | For | For | For | |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Mgmt | For | For | For | |
6 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
Astellas Pharma Inc. | ||||||
Ticker 4503 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/20/2011 | Japan | Annual | 3/31/2011 | 291,200 | ||
CUSIP: J03393105 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Mgmt | For | For | For | |
2.1 | Elect Director Nogimori, Masafumi | Mgmt | For | For | For | |
2.2 | Elect Director Ishii, Yasuo | Mgmt | For | For | For | |
2.3 | Elect Director Hatanaka, Yoshihiko | Mgmt | For | For | For | |
2.4 | Elect Director Yasutake, Shiro | Mgmt | For | For | For | |
2.5 | Elect Director Takai, Yasuyuki | Mgmt | For | For | For | |
2.6 | Elect Director Oishi, Kanoko | Mgmt | For | For | For | |
2.7 | Elect Director Aikawa, Naoki | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor Aoyagi, Shigeo | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor Kashii, Seigo | Mgmt | For | For | For | |
4 | Appoint Alternate Statutory Auditor Kanamori, Hitoshi | Mgmt | For | For | For | |
5 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
6 | Approve Deep Discount Stock Option Plan | Mgmt | For | For | For | |
Carrefour | ||||||
Ticker CA | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/21/2011 | France | Annual/Special | 6/16/2011 | 234,270 | ||
CUSIP: F13923119 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
Ordinary Business | Mgmt | |||||
1 | Approve Financial Statements and Discharge Directors | Mgmt | For | For | For | |
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |
3 | Approve Auditors' Special Report on Related-Party Transactions | Mgmt | For | For | For | |
4 | Ratify Change of Registered Office | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | For | ||||
5 | Amend Article 26 of Bylaws Re: Dividends | Mgmt | For | For | For | |
Ordinary Business | Mgmt | For | ||||
6 | Approve Allocation of Income and Dividends of EUR 1.08 per Share | Mgmt | For | For | For | |
7 | Approve Special Dividends | Mgmt | For | For | For | |
8 | Reelect Bernard Arnault as Director | Mgmt | For | Against | Against | |
9 | Reelect Jean-Laurent Bonnafe as Director | Mgmt | For | For | For | |
10 | Reelect Rene Brillet as Director | Mgmt | For | For | For | |
11 | Reelect Amaury de Seze as Director | Mgmt | For | Abstain | Against | |
12 | Ratify Appointment of Mathilde Lemoine as Director | Mgmt | For | For | For | |
13 | Ratify Mazars as Auditor | Mgmt | For | For | For | |
14 | Ratify Thierry Colin as Alternate Auditor | Mgmt | For | For | For | |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |
Extraordinary Business | Mgmt | For | ||||
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Mgmt | For | For | For | |
18 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 175 Million | Mgmt | For | For | For | |
19 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Mgmt | For | For | For | |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Mgmt | For | For | For | |
21 | Authorize Capital Increase of Up to EUR 100 Million for Future Exchange Offers | Mgmt | For | For | For | |
22 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |
23 | Authorize Board to Amend Number of Awards Granted Under Outstanding Restricted Stock Plans | Mgmt | For | For | For | |
Secom Co. Ltd. | ||||||
Ticker 9735 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/24/2011 | Japan | Annual | 3/31/2011 | 14,900 | ||
CUSIP: J69972107 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Mgmt | For | For | For | |
2 | Amend Articles To Indemnify Statutory Auditors - Amend Business Lines - Increase Maximum Number of Statutory Auditors | Mgmt | For | For | For | |
3.1 | Elect Director Iida, Makoto | Mgmt | For | For | For | |
3.2 | Elect Director Toda, Juichi | Mgmt | For | For | For | |
3.3 | Elect Director Kimura, Shohei | Mgmt | For | For | For | |
3.4 | Elect Director Haraguchi, Kanemasa | Mgmt | For | For | For | |
3.5 | Elect Director Maeda, Shuuji | Mgmt | For | For | For | |
3.6 | Elect Director Sato, Koichi | Mgmt | For | For | For | |
3.7 | Elect Director Obata, Fumio | Mgmt | For | For | For | |
3.8 | Elect Director Kuwahara, Katsuhisa | Mgmt | For | For | For | |
3.9 | Elect Director Nakayama, Yasuo | Mgmt | For | For | For | |
3.10 | Elect Director Ito, Hiroshi | Mgmt | For | For | For | |
3.11 | Elect Director Ito, Takayuki | Mgmt | For | For | For | |
4.1 | Appoint Statutory Auditor Ogino, Teruo | Mgmt | For | For | For | |
4.2 | Appoint Statutory Auditor Tsunematsu, Ken | Mgmt | For | Against | Against | |
4.3 | Appoint Statutory Auditor Yasuda, Hiroshi | Mgmt | For | Against | Against | |
4.4 | Appoint Statutory Auditor Yamashita, Kohei | Mgmt | For | For | For | |
4.5 | Appoint Statutory Auditor Sakamoto, Seiji | Mgmt | For | For | For | |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Mgmt | For | For | For | |
Takeda Pharmaceutical Co. Ltd. | ||||||
Ticker 4502 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/24/2011 | Japan | Annual | 3/31/2011 | 245,000 | ||
CUSIP: J8129E108 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Mgmt | For | For | For | |
2.1 | Elect Director Hasegawa, Yasuchika | Mgmt | For | For | For | |
2.2 | Elect Director Yoshida, Toyoji | Mgmt | For | For | For | |
2.3 | Elect Director Yamanaka, Yasuhiko | Mgmt | For | For | For | |
2.4 | Elect Director Okawa, Shigenori | Mgmt | For | For | For | |
2.5 | Elect Director Frank Morich | Mgmt | For | For | For | |
2.6 | Elect Director Yamada, Tadataka | Mgmt | For | For | For | |
2.7 | Elect Director Sudo, Fumio | Mgmt | For | For | For | |
2.8 | Elect Director Kojima, Yorihiko | Mgmt | For | For | For | |
3 | Appoint Statutory Auditor Sakurada, Teruo | Mgmt | For | For | For | |
4 | Approve Annual Bonus Payment to Directors | Mgmt | For | For | For | |
Tokio Marine Holdings, Inc. | ||||||
Ticker 8766 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/27/2011 | Japan | Annual | 3/31/2011 | 244,000 | ||
CUSIP: J86298106 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Mgmt | For | For | For | |
2.1 | Elect Director Ishihara, Kunio | Mgmt | For | For | For | |
2.2 | Elect Director Sumi, Shuuzo | Mgmt | For | For | For | |
2.3 | Elect Director Amemiya, Hiroshi | Mgmt | For | For | For | |
2.4 | Elect Director Oba, Masashi | Mgmt | For | For | For | |
2.5 | Elect Director Miyajima, Hiroshi | Mgmt | For | For | For | |
2.6 | Elect Director Ito, Kunio | Mgmt | For | For | For | |
2.7 | Elect Director Mimura, Akio | Mgmt | For | For | For | |
2.8 | Elect Director Kitazawa, Toshifumi | Mgmt | For | For | For | |
2.9 | Elect Director Sasaki, Mikio | Mgmt | For | For | For | |
2.10 | Elect Director Tamai, Takaaki | Mgmt | For | For | For | |
2.11 | Elect Director Nagano, Tsuyoshi | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor Horii, Akinari | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor Ohashi, Toshiki | Mgmt | For | For | For | |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Mgmt | For | For | For | |
Kao Corp. | ||||||
Ticker 4452 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/29/2011 | Japan | Annual | 3/31/2011 | 435,300 | ||
CUSIP: J30642169 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 29 | Mgmt | For | For | For | |
2 | Appoint Statutory Auditor Ishige, Takayuki | Mgmt | For | For | For | |
3 | Appoint Alternate Statutory Auditor Ito, Satoshi | Mgmt | For | For | For | |
4 | Approve Stock Option Plan | Mgmt | For | For | For | |
Shin-Etsu Chemical Co. Ltd. | ||||||
Ticker 4063 | Meeting Date | Country | Meeting Type | Record Date | Shares Instructed | |
6/29/2011 | Japan | Annual | 3/31/2011 | 26,400 | ||
CUSIP: J72810120 | ||||||
Proponent | Mgmt Rec | Vote cast | For or Against Mgmt | |||
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Mgmt | For | For | For | |
2.1 | Elect Director Saito, Yasuhiko | Mgmt | For | For | For | |
2.2 | Elect Director Ono, Yoshiaki | Mgmt | For | For | For | |
2.3 | Elect Director Takasugi, Koji | Mgmt | For | For | For | |
2.4 | Elect Director Ishihara, Toshinobu | Mgmt | For | For | For | |
2.5 | Elect Director Frank Peter Popoff | Mgmt | For | Against | Against | |
2.6 | Elect Director Miyazaki, Tsuyoshi | Mgmt | For | For | For | |
2.7 | Elect Director Fukui, Toshihiko | Mgmt | For | For | For | |
2.8 | Elect Director Miyajima, Masaki | Mgmt | For | For | For | |
2.9 | Elect Director Kasahara, Toshiyuki | Mgmt | For | For | For | |
2.10 | Elect Director Onezawa, Hidenori | Mgmt | For | For | For | |
2.11 | Elect Director Nakamura, Ken | Mgmt | For | For | For | |
2.12 | Elect Director Matsui, Yukihiro | Mgmt | For | For | For | |
2.13 | Elect Director Okamoto, Hiroaki | Mgmt | For | For | For | |
3.1 | Appoint Statutory Auditor Okada, Osamu | Mgmt | For | For | For | |
3.2 | Appoint Statutory Auditor Watase, Masahiko | Mgmt | For | For | For | |
3.3 | Appoint Statutory Auditor Nagano, Kiyoshi | Mgmt | For | For | For | |
4 | Approve Stock Option Plan | Mgmt | For | For | For | |
5 | Approve Takeover Defense Plan (Poison Pill) | Mgmt | For | Against | Against | |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) BBH Trust
By (Signature and Title)*
/s/ John A. Gehret
John A. Gehret
President and Principal Executive Officer
Date: August 25, 2011