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Filing tables
Filing exhibits
- 8-K Current report
- 3.1 Second Amended and Restated Certificate of Incorporation
- 3.2 Amended and Restated Bylaws
- 10.1 Registration Rights Agreement, Dated As of October 12, 2021 by and Among Newtown Lane, Sis Holdings, Ironbound And, Solely with Respect to Section 3.1 Thereof, Medina Capital Fund II - Sis Holdco, LP
- 10.4 Lock-up Agreement, Dated As of October 12, 2021, by and Among Newtown Lane, Sis Holdings and Ironbound
- 10.5 Note Purchase Agreement, Dated As of February 8, 2021, by and Among Legacy Appgate and the Lenders Named on the Schedule of Lenders Attached Thereto
- 10.6 Note Issuance Agreement, Dated As of February 8, 2021, by and Among Legacy Appgate, the Guarantors and Magnetar
- 10.7 Supplemental Agreement, Dated As of October 12, 2021, by and Between Newtown Lane, Legacy Appgate and Magnetar Financial, LLC As Representative of the Holders
- 10.8 Registration Rights Agreement, Dated As of February 8, 2021, by and Among Legacy Appgate and the Investors Named Therein
- 10.9 Form of Director and Officer Indemnification Agreement
- 10.10 Securities Purchase Agreement, Dated As of December 17, 2020, by and Between Legacy Appgate and E-discovery Acquireco, LLC
- 10.11 2021 Incentive Compensation Plan
- 10.12 Amended and Restated Employment Agreement Dated October 12, 2021 Among Legacy Appgate, the Company and Manuel D. Medina
- 10.13 Employment Agreement Dated October 12, 2021 Between the Company and Barry Field
- 10.14 Employment Agreement Dated October 12, 2021 Between the Company and Rene A. Rodriguez
- 10.15 Employment Agreement Dated October 12, 2021 Between the Company and Jawahar Sivasankaran
- 10.16 Employment Agreement Dated October 12, 2021 Between the Company and Jeremy M. Dale
- 10.17 Employment Agreement Dated October 7, 2019 Between Legacy Appgate and Michael Aiello
- 10.18 Separation Agreement and Release Dated June 5, 2020 Between Legacy Appgate and Michael Aiello
- 16.1 Letter from Liggett & Webb P.a. As to the Change In Certifying Accountant, Dated As of October 15, 2021
- 21.1 Subsidiaries of the Company
- 99.1 Press Release Dated October 12, 2021
- 99.2 Audited Consolidated Financial Statements of Legacy Appgate As of and for the Years Ended December 31, 2020 and 2019
- 99.3 Unaudited Condensed Consolidated Financial Statements of Legacy Appgate for the Three and Six Months Ended June 30, 2021 and 2020, and As of June 30, 2021 and December 31, 2020
- 99.4 Legacy Appgate's Management's Discussion and Analysis of Financial Condition and Results of Operation for the Three and Six Months Periods Ended June 30, 2021 and 2020 and the Years Ended December 31, 2020 and 2019
- 99.5 Unaudited Pro Forma Condensed Combined Financial Information of the Company
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