FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21990
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Commonwealth Trust II
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 2/28
DATE OF REPORTING PERIOD: 07/01/2013 - 06/30/2014
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Commonwealth Trust II
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/13/2014 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED April 1, 2012 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY INTERNATIONAL ENHANCED INDEX FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
3I GROUP PLC MEETING DATE: JUL 18, 2013 | ||||
TICKER: III SECURITY ID: G88473148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Abstain |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Jonathan Asquith as Director | Management | For | For |
5 | Re-elect Simon Borrows as Director | Management | For | For |
6 | Re-elect Alistair Cox as Director | Management | For | For |
7 | Re-elect Richard Meddings as Director | Management | For | For |
8 | Re-elect Willem Mesdag as Director | Management | For | For |
9 | Re-elect Sir Adrian Montague as Director | Management | For | For |
10 | Re-elect Martine Verluyten as Director | Management | For | For |
11 | Re-elect Julia Wilson as Director | Management | For | For |
12 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise Market Purchase of B Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ABB LTD. MEETING DATE: APR 30, 2014 | ||||
TICKER: ABBN SECURITY ID: H0010V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2.2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of CHF 0.70 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
5 | Approve CHF 154.5 Million Pool of Conditional Capital to Fund Equity Compensation to Employees | Management | For | Did Not Vote |
6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
7.1 | Elect Roger Agnelli as Director | Management | For | Did Not Vote |
7.2 | Elect Matti Alahuhta as Director | Management | For | Did Not Vote |
7.3 | Elect Louis Hughes as Director | Management | For | Did Not Vote |
7.4 | Elect Michel de Rosen as Director | Management | For | Did Not Vote |
7.5 | Elect Michael Treschow as Director | Management | For | Did Not Vote |
7.6 | Elect Jacob Wallenberg as Director | Management | For | Did Not Vote |
7.7 | Elect Ying Yeh as Director | Management | For | Did Not Vote |
7.8 | Elect Hubertus von Grunberg as Director and Board Chairman | Management | For | Did Not Vote |
8.1 | Appoint Michel de Rosen as Member of the Compensation Committee | Management | For | Did Not Vote |
8.2 | Appoint Michael Treschow as Member of the Compensation Committee | Management | For | Did Not Vote |
8.3 | Appoint Ying Yeh as Member of the Compensation Committee | Management | For | Did Not Vote |
9 | Designate Hans Zehnder as Independent Proxy | Management | For | Did Not Vote |
10 | Ratify Ernst and Young AG as Auditors | Management | For | Did Not Vote |
11 | Transact Other Business (Voting) | Management | For | Did Not Vote |
ABERTIS INFRAESTRUCTURAS S.A MEETING DATE: APR 01, 2014 | ||||
TICKER: ABE SECURITY ID: E0003D111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Authorize Capitalization of Reserves for Bonus Issue | Management | For | For |
5 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
6 | Ratify Co-option of and Elect Susana Gallardo Torrededia as Director | Management | For | For |
7 | Approve Share Matching Plan | Management | For | For |
8 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ACS, ACTIVIDADES DE CONSTRUCCION Y SERVICIOS S.A MEETING DATE: MAY 28, 2014 | ||||
TICKER: ACS SECURITY ID: E7813W163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements, and Allocation of Income | Management | For | For |
2 | Receive Corporate Social Responsibility Report | Management | None | None |
3 | Advisory Vote on Remuneration Policy Report | Management | For | For |
4 | Approve Discharge of Board | Management | For | For |
5 | Ratify Appointment of and Elect Iberostar Hoteles y Apartamentos SL as Director | Management | For | Against |
6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
7 | Approve Capitalization of Reserves for Scrip Dividends and Approve Capital Reduction via Amortization of Treasury Shares | Management | For | For |
8 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
9 | Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 3 Billion | Management | For | Against |
10 | Authorize Share Repurchase and Capital Reduction via Amortization of Treasury Shares | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ACTELION LTD. MEETING DATE: MAY 08, 2014 | ||||
TICKER: ATLN SECURITY ID: H0032X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.20 per Share | Management | For | Did Not Vote |
3 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5 | Approve CHF 3.1 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
6.1a | Reelect Jean-Pierre Garnier as Director | Management | For | Did Not Vote |
6.1b | Reelect Jean-Paul Clozel as Director | Management | For | Did Not Vote |
6.1c | Reelect Juhani Anttila as Director | Management | For | Did Not Vote |
6.1d | Reelect Robert Bertolini as Director | Management | For | Did Not Vote |
6.1e | Reelect Carl Feldbaum as Director | Management | For | Did Not Vote |
6.1f | Reelect John J. Greisch as Director | Management | For | Did Not Vote |
6.1g | Reelect Peter Gruss as Director | Management | For | Did Not Vote |
6.1h | Reelect Werner Henrich as Director | Management | For | Did Not Vote |
6.1i | Reelect Michael Jacobi as Director | Management | For | Did Not Vote |
6.1j | Reelect Jean Malo as Director | Management | For | Did Not Vote |
6.2 | Elect Jean-Pierre Garnier as Board Chairman | Management | For | Did Not Vote |
6.3.1 | Appoint Werner Henrich as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3.2 | Appoint Jean-Pierre Garnier as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3.3 | Appoint John Greisch as Member and Chairman of the Compensation Committee | Management | For | Did Not Vote |
7 | Designate Marc Schaffner as Independent Proxy | Management | For | Did Not Vote |
8 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
9.1 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Compensation) | Management | For | Did Not Vote |
9.2 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies (Further Amendments) | Management | For | Did Not Vote |
10 | Approve Creation of CHF 6.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
11 | Transact Other Business (Voting) | Management | For | Did Not Vote |
ADIDAS AG MEETING DATE: MAY 08, 2014 | ||||
TICKER: ADS SECURITY ID: D0066B185 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5.1 | Reelect Stefan Jentzsch to the Supervisory Board | Management | For | Did Not Vote |
5.2 | Reelect Herbert Kauffmann to the Supervisory Board | Management | For | Did Not Vote |
5.3 | Reelect Igor Landau to the Supervisory Board | Management | For | Did Not Vote |
5.4 | Reelect Willi Schwerdtle to the Supervisory Board | Management | For | Did Not Vote |
5.5 | Elect Katja Kraus to the Supervisory Board | Management | For | Did Not Vote |
5.6 | Elect Kathrin Menges to the Supervisory Board | Management | For | Did Not Vote |
6 | Ammend Articles Re: Compensation of Supervisory Board Members | Management | For | Did Not Vote |
7 | Approve Issuance of Warrants/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion; Approve Creation of EUR 12.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
9 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
10a | Ratify KMPG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
10b | Ratify KMPG as Auditors for the 2014 Half Year Report | Management | For | Did Not Vote |
AGEAS SA/NV MEETING DATE: SEP 16, 2013 | ||||
TICKER: AGS SECURITY ID: B0148L138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Approve Cancellation of 469,705 Repurchased Shares | Management | For | For |
2.2 | Approve Additional Reduction in Share Capital Through Distribution of EUR 1 per Share | Management | For | For |
3.1 | Elect Lucrezia Reichlin as Independent Director | Management | For | For |
3.2 | Elect Richard Jackson as Independent Director | Management | For | For |
4 | Close Meeting | Management | None | None |
AIRBUS GROUP MEETING DATE: MAY 27, 2014 | ||||
TICKER: AIR SECURITY ID: N0280E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
2.2 | Receive Report on Business and Financial Statements | Management | None | None |
2.3 | Discuss Remuneration Report Containing Remuneration Policy | Management | None | None |
2.4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
3 | Discussion of Agenda Items | Management | None | None |
4.1 | Adopt Financial Statements | Management | For | For |
4.2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
4.3 | Approve Discharge of Non-Executive Members of the Board of Directors | Management | For | For |
4.4 | Approve Discharge of Executive Members of the Board of Directors | Management | For | For |
4.5 | Ratify KPMG as Auditors | Management | For | For |
4.6 | Approve Amendments to Remuneration Policy for the Board of Directors | Management | For | For |
4.7 | Amend Articles Re: Change Company Name | Management | For | For |
4.8 | Grant Board Authority to Issue Shares Up to 0.77 Percent of Issued Share Capital and Excluding Preemptive Rights Re: ESOP and LTIP Plans | Management | For | For |
4.9 | Grant Board Authority to Issue Shares Up to 1.15 Percent of Issued Share Capital and Excluding Preemptive Rights Re: Company Funding | Management | For | For |
4.10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Close Meeting | Management | None | None |
AISIN SEIKI CO. LTD. MEETING DATE: JUN 18, 2014 | ||||
TICKER: 7259 SECURITY ID: J00714105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2.1 | Elect Director Toyoda, Kanshiro | Management | For | For |
2.2 | Elect Director Fujimori, Fumio | Management | For | For |
2.3 | Elect Director Nagura, Toshikazu | Management | For | For |
2.4 | Elect Director Mitsuya, Makoto | Management | For | For |
2.5 | Elect Director Fujie, Naofumi | Management | For | For |
2.6 | Elect Director Usami, Kazumi | Management | For | For |
2.7 | Elect Director Kawata, Takeshi | Management | For | For |
2.8 | Elect Director Kawamoto, Mutsumi | Management | For | For |
2.9 | Elect Director Mizushima, Toshiyuki | Management | For | For |
2.10 | Elect Director Enomoto, Takashi | Management | For | For |
2.11 | Elect Director Shibata, Yasuhide | Management | For | For |
2.12 | Elect Director Kobayashi, Toshio | Management | For | For |
2.13 | Elect Director Haraguchi, Tsunekazu | Management | For | For |
3.1 | Appoint Statutory Auditor Takasu, Hikaru | Management | For | For |
3.2 | Appoint Statutory Auditor Morita, Takashi | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
AJINOMOTO CO. INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: 2802 SECURITY ID: J00882126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
ALFRESA HOLDINGS CORP. MEETING DATE: JUN 24, 2014 | ||||
TICKER: 2784 SECURITY ID: J0109X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fukujin, Kunio | Management | For | For |
1.2 | Elect Director Ishiguro, Denroku | Management | For | For |
1.3 | Elect Director Takita, Yasuo | Management | For | For |
1.4 | Elect Director Kanome, Hiroyuki | Management | For | For |
1.5 | Elect Director Takahashi, Hidetomi | Management | For | For |
1.6 | Elect Director Hasebe, Shozo | Management | For | For |
1.7 | Elect Director Shinohara, Tsuneo | Management | For | For |
1.8 | Elect Director Kubo, Taizo | Management | For | For |
1.9 | Elect Director Miyake, Shunichi | Management | For | For |
1.10 | Elect Director Izumi, Yasuki | Management | For | For |
1.11 | Elect Director Shimada, Haruo | Management | For | For |
1.12 | Elect Director Kimura, Kazuko | Management | For | For |
2.1 | Appoint Statutory Auditor Kuwayama, Kenji | Management | For | For |
2.2 | Appoint Statutory Auditor Noguchi, Yuuji | Management | For | For |
ALLIANZ SE MEETING DATE: MAY 07, 2014 | ||||
TICKER: ALV SECURITY ID: D03080112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 5.30 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | Did Not Vote |
6 | Approve Creation of EUR 550 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
7 | Approve Creation of EUR 15 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | Did Not Vote |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR10 Billion; Approve Creation of EUR 230 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
9 | Authorize the Acquisition Treasury Shares for Trading Purposes | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
12 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
AMADEUS IT HOLDINGS SA MEETING DATE: JUN 25, 2014 | ||||
TICKER: AMS SECURITY ID: E04908112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5 | Amend Article 35 Re: Director Term | Management | For | For |
6.1 | Reelect Jose Antonio Tazon Garcia as Director | Management | For | Against |
6.2 | Reelect David Gordon Comyn Webster as Director | Management | For | For |
6.3 | Reelect Francesco Loredan as Director | Management | For | For |
6.4 | Reelect Stuart Anderson McAlpine as Director | Management | For | For |
6.5 | Reelect Enrique Dupuy de Lome Chavarri as Director | Management | For | Against |
6.6 | Reelect Pierre-Henri Gourgeon as Director | Management | For | Against |
6.7 | Elect Marc Verspyck as Director | Management | For | Against |
6.8 | Ratify Appointment of and Elect Roland Busch as Director | Management | For | Against |
6.9 | Elect Luis Maroto Camino as Director | Management | For | For |
7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
8.1 | Approve Remuneration of Directors | Management | For | For |
8.2 | Approve Remuneration of Executive Directors | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
AMCOR LIMITED MEETING DATE: OCT 24, 2013 | ||||
TICKER: AMC SECURITY ID: Q03080100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect C I (Chris) Roberts as Director | Management | For | For |
2b | Elect Armin Meyer as Director | Management | For | For |
2c | Elect K J (Karen) Guerra as Director | Management | For | For |
3 | Approve the Grant of Share Rights to Ken MacKenzie, Chief Executive Officer and Managing Director of the Company | Management | For | For |
4 | Approve the Grant of Up to 923,700 Options and 229,700 Performance Rights to Ken MacKenzie, Chief Executive Officer and Managing Director of the Company | Management | For | For |
5 | Approve the Remuneration Report | Management | For | For |
AMCOR LIMITED MEETING DATE: DEC 09, 2013 | ||||
TICKER: AMC SECURITY ID: Q03080100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Reduction of Capital | Management | For | For |
AMCOR LIMITED MEETING DATE: DEC 09, 2013 | ||||
TICKER: AMC SECURITY ID: Q03080100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement between Amcor Ltd and Its Shareholders | Management | For | For |
ANGLO AMERICAN PLC MEETING DATE: APR 24, 2014 | ||||
TICKER: AAL SECURITY ID: G03764134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Judy Dlamini as Director | Management | For | For |
4 | Elect Mphu Ramatlapeng as Director | Management | For | For |
5 | Elect Jim Rutherford as Director | Management | For | For |
6 | Re-elect Mark Cutifani as Director | Management | For | For |
7 | Re-elect Byron Grote as Director | Management | For | For |
8 | Re-elect Sir Philip Hampton as Director | Management | For | For |
9 | Re-elect Rene Medori as Director | Management | For | For |
10 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
11 | Re-elect Ray O'Rourke as Director | Management | For | For |
12 | Re-elect Sir John Parker as Director | Management | For | For |
13 | Re-elect Anne Stevens as Director | Management | For | For |
14 | Re-elect Jack Thompson as Director | Management | For | For |
15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Remuneration Policy | Management | For | For |
18 | Approve Remuneration Report | Management | For | For |
19 | Approve Bonus Share Plan | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 30, 2014 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For |
A2a | Receive Special Board Report Re: Authorized Capital | Management | None | None |
A2b | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For |
B1a | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | For |
B1b | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | For |
C1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
C2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
C3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
C4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For |
C5 | Approve Discharge of Directors | Management | For | For |
C6 | Approve Discharge of Auditors | Management | For | For |
C7a | Reelect Kees Storm as Independent Director | Management | For | Against |
C7b | Reelect Mark Winkelman as Independent Director | Management | For | For |
C7c | Reelect Alexandre Van Damme as Director | Management | For | Against |
C7d | Reelect Gregoire de Spoelberch as Director | Management | For | Against |
C7e | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | Against |
C7f | Reelect Marcel Herrmann Telles as Director | Management | For | Against |
C7g | Elect Paulo Lemann as Director | Management | For | Against |
C7h | Elect Alexandre Behring as Director | Management | For | Against |
C7i | Elect Elio Leoni Sceti as Independent Director | Management | For | For |
C7j | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | Against |
C7k | Elect Valentin Diez Morodo as Director | Management | For | Against |
C8a | Approve Remuneration Report | Management | For | Against |
C8b | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For |
D1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
ANTOFAGASTA PLC MEETING DATE: MAY 21, 2014 | ||||
TICKER: ANTO SECURITY ID: G0398N128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | Against |
3 | Approve Remuneration Report | Management | For | Abstain |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Jean-Paul Luksic as Director | Management | For | For |
6 | Re-elect William Hayes as Director | Management | For | For |
7 | Re-elect Gonzalo Menendez as Director | Management | For | For |
8 | Re-elect Ramon Jara as Director | Management | For | For |
9 | Re-elect Juan Claro as Director | Management | For | For |
10 | Re-elect Hugo Dryland as Director | Management | For | For |
11 | Re-elect Tim Baker as Director | Management | For | For |
12 | Re-elect Manuel De Sousa-Oliveira as Director | Management | For | For |
13 | Re-elect Nelson Pizarro as Director | Management | For | For |
14 | Re-elect Andronico Luksic as Director | Management | For | For |
15 | Elect Vivianne Blanlot as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AOZORA BANK, LTD. MEETING DATE: JUN 26, 2014 | ||||
TICKER: 8304 SECURITY ID: J0172K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fukuda, Makoto | Management | For | For |
1.2 | Elect Director Baba, Shinsuke | Management | For | For |
1.3 | Elect Director Tanabe, Masaki | Management | For | For |
1.4 | Elect Director Takeda, Shunsuke | Management | For | For |
1.5 | Elect Director Mizuta, Hiroyuki | Management | For | For |
1.6 | Elect Director Murakami, Ippei | Management | For | For |
1.7 | Elect Director Ito, Tomonori | Management | For | For |
1.8 | Elect Director Saito, Takeo | Management | For | For |
2 | Appoint Statutory Auditor Fujihira, Shinichi | Management | For | For |
3 | Appoint Alternate Statutory Auditor Nagase, Tomiaki | Management | For | For |
4 | Approve Retirement Bonus Payment for Directors | Management | For | For |
5 | Approve Special Payments for Full-Time Directors in Connection with Abolition of Retirement Bonus System | Management | For | For |
6 | Approve Special Payments for Outside Directors and Statutory Auditors in Connection with Abolition of Retirement Bonus System | Management | For | For |
7 | Approve Deep Discount Stock Option Plan | Management | For | For |
ASSICURAZIONI GENERALI SPA MEETING DATE: APR 28, 2014 | ||||
TICKER: G SECURITY ID: T05040109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.1 | Slate Submitted by Mediobanca SpA | Shareholder | None | Did Not Vote |
2.2 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
3 | Approve Internal Auditors' Remuneration | Management | For | For |
4 | Elect Jean-Rene Fourtou as Director | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Approve Restricted Stock Plan | Management | For | For |
7 | Authorize Share Repurchase Program to Service Long-Term Incentive Plans | Management | For | For |
1 | Approve Equity Plan Financing | Management | For | For |
ASTRAZENECA PLC MEETING DATE: APR 24, 2014 | ||||
TICKER: AZN SECURITY ID: G0593M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Appoint KPMG LLP as Auditor | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5(a) | Re-elect Leif Johansson as Director | Management | For | For |
5(b) | Re-elect Pascal Soriot as Director | Management | For | For |
5(c) | Elect Marc Dunoyer as Director | Management | For | For |
5(d) | Re-elect Genevieve Berger as Director | Management | For | For |
5(e) | Re-elect Bruce Burlington as Director | Management | For | For |
5(f) | Elect Ann Cairns as Director | Management | For | For |
5(g) | Re-elect Graham Chipchase as Director | Management | For | For |
5(h) | Re-elect Jean-Philippe Courtois as Director | Management | For | Against |
5(i) | Re-elect Rudy Markham as Director | Management | For | For |
5(j) | Re-elect Nancy Rothwell as Director | Management | For | For |
5(k) | Re-elect Shriti Vadera as Director | Management | For | For |
5(l) | Re-elect John Varley as Director | Management | For | For |
5(m) | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | Against |
7 | Approve Remuneration Policy | Management | For | Abstain |
8 | Authorise EU Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
13 | Approve Performance Share Plan | Management | For | For |
ASTRAZENECA PLC MEETING DATE: APR 24, 2014 | ||||
TICKER: AZN SECURITY ID: 046353108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Appoint KPMG LLP as Auditor | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5(a) | Re-elect Leif Johansson as Director | Management | For | For |
5(b) | Re-elect Pascal Soriot as Director | Management | For | For |
5(c) | Elect Marc Dunoyer as Director | Management | For | For |
5(d) | Re-elect Genevieve Berger as Director | Management | For | For |
5(e) | Re-elect Bruce Burlington as Director | Management | For | For |
5(f) | Elect Ann Cairns as Director | Management | For | For |
5(g) | Re-elect Graham Chipchase as Director | Management | For | For |
5(h) | Re-elect Jean-Philippe Courtois as Director | Management | For | Against |
5(i) | Re-elect Rudy Markham as Director | Management | For | For |
5(j) | Re-elect Nancy Rothwell as Director | Management | For | For |
5(k) | Re-elect Shriti Vadera as Director | Management | For | For |
5(l) | Re-elect John Varley as Director | Management | For | For |
5(m) | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | Against |
7 | Approve Remuneration Policy | Management | For | Withhold |
8 | Authorise EU Political Donations and Expenditure | Management | For | For |
9 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
13 | Approve Performance Share Plan | Management | For | For |
ASX LTD. MEETING DATE: SEP 25, 2013 | ||||
TICKER: ASX SECURITY ID: Q0604U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3a | Elect Shane Finemore as Director | Management | For | For |
3b | Elect Ken Henry as Director | Management | For | For |
4 | Approve the Grant of Up to A$750,000 Worth of Performance Rights to Elmer Funke Kupper, Managing Director and CEO of the Company | Management | For | For |
5 | Approve the Remuneration Report | Management | For | For |
ATLANTIA SPA MEETING DATE: APR 15, 2014 | ||||
TICKER: ATL SECURITY ID: T05404107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Amend Stock Option Plan 2011 and Stock Grant Plan - MBO | Management | For | For |
5 | Approve Phantom Option Plan 2014 | Management | For | Against |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. MEETING DATE: DEC 18, 2013 | ||||
TICKER: ANZ SECURITY ID: Q09504137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company | Management | For | For |
4 | Approve the Euro Preference Shares Buy-Back Scheme | Management | For | For |
5a | Approve the First Buy-Back Scheme Relating to the Buy-Back of the "September 2008 CPS" | Management | For | For |
5b | Approve the Second Buy-Back Scheme Relating to the Buy-Back of the "September 2008 CPS" | Management | For | For |
6 | Ratify the Past Issuance of ANZ Capital Notes | Management | For | For |
7a | Elect G.R. Liebelt as Director | Management | For | For |
7b | Elect I.J. Macfarlane as Director | Management | For | For |
8 | Elect D.C. Barrow as Director | Shareholder | Against | Against |
AVIVA PLC MEETING DATE: APR 30, 2014 | ||||
TICKER: AV. SECURITY ID: G0683Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Patricia Cross as Director | Management | For | For |
6 | Elect Michael Mire as Director | Management | For | For |
7 | Elect Thomas Stoddard as Director | Management | For | For |
8 | Re-elect Glyn Barker as Director | Management | For | For |
9 | Re-elect Michael Hawker as Director | Management | For | For |
10 | Re-elect Gay Huey Evans as Director | Management | For | For |
11 | Re-elect John McFarlane as Director | Management | For | For |
12 | Re-elect Sir Adrian Montague as Director | Management | For | For |
13 | Re-elect Bob Stein as Director | Management | For | For |
14 | Re-elect Scott Wheway as Director | Management | For | For |
15 | Re-elect Mark Wilson as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise Market Purchase of Preference Shares | Management | For | For |
23 | Authorise Market Purchase of Preference Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AXA MEETING DATE: APR 23, 2014 | ||||
TICKER: CS SECURITY ID: F06106102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.81 per Share | Management | For | For |
4 | Advisory Vote on Compensation of Henri de Castries, Chairman and CEO | Management | For | For |
5 | Advisory Vote on Compensation of Denis Duverne, Vice CEO | Management | For | For |
6 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
7 | Approve Severance Payment Agreement with Henri de Castries | Management | For | Against |
8 | Approve Severance Payment Agreement with Denis Duverne | Management | For | For |
9 | Reelect Henri de Castries as Director | Management | For | For |
10 | Reelect Norbert Dentressangle as Director | Management | For | For |
11 | Reelect Denis Duverne as Director | Management | For | For |
12 | Reelect Isabelle Kocher as Director | Management | For | For |
13 | Reelect Suet Fern Lee as Director | Management | For | For |
14 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.5 Million | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans for International Subsidiaries | Management | For | For |
18 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. MEETING DATE: MAR 13, 2014 | ||||
TICKER: BBVA SECURITY ID: E11805103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
2.1 | Reelect Tomas Alfaro Drake as Director | Management | For | For |
2.2 | Reelect Carlos Loring Martinez de Irujo as Director | Management | For | For |
2.3 | Reelect Jose Luis Palao Garcia-Suelto as Director | Management | For | For |
2.4 | Reelect Susana Rodriguez Vidarte as Director | Management | For | For |
2.5 | Ratify Appointment of and Elect Jose Manuel Gonzalez-Paramo Martinez-Murillo as Director | Management | For | For |
2.6 | Appoint Lourdes Maiz Carro as Director | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4.1 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
4.2 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
4.3 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
4.4 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
5 | Approve Deferred Share Bonus Plan for FY 2014 | Management | For | For |
6 | Fix Maximum Variable Compensation Ratio | Management | For | For |
7 | Renew Appointment of Deloitte as Auditor | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BANCO SANTANDER S.A. MEETING DATE: MAR 27, 2014 | ||||
TICKER: SAN SECURITY ID: E19790109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Approve Consolidated and Standalone Financial Statements | Management | For | For |
1.B | Approve Discharge of Board | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3.A | Ratify Appointment of and Elect Jose Javier Marin Romano as Director | Management | For | For |
3.B | Ratify Appointment of Juan Miguel Villar Mir as Director | Management | For | For |
3.C | Ratify Appointment of and Elect Sheila Bair as Director | Management | For | For |
3.D | Reelect Ana Patricia Botin-Sanz de Sautuola y O'Shea as Director | Management | For | Against |
3.E | Reelect Rodrigo Echenique Gordillo as Director | Management | For | Against |
3.F | Reelect Esther Gimenez-Salinas i Colomer as Director | Management | For | For |
3.G | Reelect Vittorio Corbo Lioi as Director | Management | For | Against |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6.A | Amend Articles Re: Board Composition and Director Compensation | Management | For | For |
6.B | Amend Articles Re: Board and Committees | Management | For | For |
7 | Amend Article 18 of General Meeting Regulations Re: Audit Committee | Management | For | For |
8 | Approve Capital Raising of up to EUR 500 Million | Management | For | For |
9 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
10.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
10.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
10.C | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
10.D | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.A | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion | Management | For | For |
11.B | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Management | For | For |
12 | Fix Maximum Variable Compensation Ratio | Management | For | For |
13.A | Approve Deferred Share Bonus Plan | Management | For | For |
13.B | Approve Performance Shares Plan | Management | For | For |
13.C | Approve Employee Stock Purchase Plan | Management | For | For |
13.D | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
15 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BARCLAYS PLC MEETING DATE: APR 24, 2014 | ||||
TICKER: BARC SECURITY ID: G08036124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Abstain |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Maximum Ratio of Fixed to Variable Remuneration | Management | For | For |
5 | Elect Mike Ashley as Director | Management | For | For |
6 | Elect Wendy Lucas-Bull as Director | Management | For | For |
7 | Elect Tushar Morzaria as Director | Management | For | For |
8 | Elect Frits van Paasschen as Director | Management | For | For |
9 | Elect Steve Thieke as Director | Management | For | For |
10 | Re-elect Tim Breedon as Director | Management | For | For |
11 | Re-elect Reuben Jeffery III as Director | Management | For | For |
12 | Re-elect Antony Jenkins as Director | Management | For | For |
13 | Re-elect Dambisa Moyo as Director | Management | For | For |
14 | Re-elect Sir Michael Rake as Director | Management | For | For |
15 | Re-elect Diane de Saint Victor as Director | Management | For | For |
16 | Re-elect Sir John Sunderland as Director | Management | For | For |
17 | Re-elect Sir David Walker as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issuance of Contingent Equity Conversion Notes | Management | For | For |
25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
26 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BASF SE MEETING DATE: MAY 02, 2014 | ||||
TICKER: BAS SECURITY ID: D06216317 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.70 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
6.1 | Elect Alison Carnwath to the Supervisory Board | Management | For | Did Not Vote |
6.2 | Elect Francois Diderich to the Supervisory Board | Management | For | Did Not Vote |
6.3 | Elect Michael Diekmann to the Supervisory Board | Management | For | Did Not Vote |
6.4 | Elect Franz Fehrenbach to the Supervisory Board | Management | For | Did Not Vote |
6.5 | Elect Juergen Hambrecht to the Supervisory Board | Management | For | Did Not Vote |
6.6 | Elect Anke Schaeferkordt to the Supervisory Board | Management | For | Did Not Vote |
7 | Approve Creation of EUR 500 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
8.a | Amend Affiliation Agreements with Subsidiariy BASF Plant Science Company GmbH | Management | For | Did Not Vote |
8.b | Approve Affiliation Agreements with Subsidiary BASF Pigment GmbH | Management | For | Did Not Vote |
8.c | Approve Affiliation Agreements with Subsidiary BASF Immobilien-Gesellschaft mbH | Management | For | Did Not Vote |
8.d | Approve Affiliation Agreements with Subsidiary BASF Handels- und Exportgesellschaft mbH | Management | For | Did Not Vote |
8.e | Approve Affiliation Agreements with Subsidiary LUWOGE GmbH | Management | For | Did Not Vote |
8.f | Approve Affiliation Agreements with Subsidiary BASF Schwarzheide GmbH | Management | For | Did Not Vote |
8.g | Approve Affiliation Agreements with Subsidiary BASF Coatings GmbH | Management | For | Did Not Vote |
8.h | Approve Affiliation Agreements with Subsidiary BASF Polyurethanes GmbH | Management | For | Did Not Vote |
8.i | Approve Affiliation Agreements with Subsidiary BASF New Business GmbH | Management | For | Did Not Vote |
BAYER AG MEETING DATE: APR 29, 2014 | ||||
TICKER: BAYN SECURITY ID: D0712D163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | Did Not Vote |
2 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
4a | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | Did Not Vote |
4b | Elect Ernst-Ludwig Winnacker to the Supervisory Board | Management | For | Did Not Vote |
5 | Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
6 | Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
8a | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8b | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
9a | Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH | Management | For | Did Not Vote |
9b | Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH | Management | For | Did Not Vote |
9c | Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH | Management | For | Did Not Vote |
9d | Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH | Management | For | Did Not Vote |
9e | Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH | Management | For | Did Not Vote |
9f | Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH | Management | For | Did Not Vote |
9g | Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH | Management | For | Did Not Vote |
9h | Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH | Management | For | Did Not Vote |
10 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
BELGACOM MEETING DATE: APR 16, 2014 | ||||
TICKER: BELG SECURITY ID: B10414116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Information from the Joint Committee | Management | None | None |
4 | Receive Consolidated Financial Statements and Statutory Reports | Management | None | None |
5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.18 per Share | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Approve Discharge of Directors | Management | For | For |
8 | Approve Special Discharge of Directors Whose Mandate Ended During Fiscal Year 2013 | Management | For | For |
9 | Approve Discharge of Auditors | Management | For | For |
10 | Approve Discharge of Deloitte as Auditor in Charge of Certifying the Consolidated Accounts | Management | For | For |
11.1 | Elect Agnes Touraine as Director | Management | For | For |
11.2 | Elect Catherine Vandenborre as Director | Management | For | For |
12 | Transact Other Business | Management | None | None |
BELGACOM MEETING DATE: APR 16, 2014 | ||||
TICKER: BELG SECURITY ID: B10414116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital and Amend Articles Accordingly | Management | For | For |
2a | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Amend Articles Accordingly | Management | For | Against |
2b | Amend Article 5 Re: References to FSMA | Management | For | For |
3 | Amend Article10 Re: Dematerialization of Bearer Shares | Management | For | For |
4 | Amend Article 11 Re: References to FSMA | Management | For | For |
5 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | Management | For | Against |
7 | Amend Article 14 Re: Dematerialization of Bearer Shares | Management | For | For |
8 | Amend Article 34 Re: Dematerialization of Bearer Shares | Management | For | For |
9a | Authorize Coordination of Articles of Association | Management | For | For |
9b | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BG GROUP PLC MEETING DATE: MAY 15, 2014 | ||||
TICKER: BG. SECURITY ID: G1245Z108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | Against |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Simon Lowth as Director | Management | For | For |
6 | Elect Pam Daley as Director | Management | For | For |
7 | Elect Martin Ferguson as Director | Management | For | For |
8 | Re-elect Vivienne Cox as Director | Management | For | For |
9 | Re-elect Chris Finlayson as Director | Management | None | None |
10 | Re-elect Andrew Gould as Director | Management | For | For |
11 | Re-elect Baroness Hogg as Director | Management | For | For |
12 | Re-elect Dr John Hood as Director | Management | For | For |
13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
14 | Re-elect Lim Haw-Kuang as Director | Management | For | For |
15 | Re-elect Sir David Manning as Director | Management | For | For |
16 | Re-elect Mark Seligman as Director | Management | For | For |
17 | Re-elect Patrick Thomas as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BHP BILLITON LIMITED MEETING DATE: NOV 21, 2013 | ||||
TICKER: BHP SECURITY ID: Q1498M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Appoint KPMG LLP as the Auditor of BHP Billiton Plc | Management | For | For |
3 | Authorize the Board to Fix Remuneration of the Auditor | Management | For | For |
4 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
5 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
6 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
7 | Approve the Remuneration Report | Management | For | For |
8 | Approve the Long Term Incentive Plan | Management | For | For |
9 | Approve the Grant of Deferred Shares and Performance Shares to Andrew Mackenzie, Executive Director of the Company | Management | For | For |
10 | Elect Andrew Mackenzie as Director | Management | For | For |
11 | Elect Malcolm Broomhead as Director | Management | For | For |
12 | Elect John Buchanan as Director | Management | For | For |
13 | Elect Carlos Cordeiro as Director | Management | For | For |
14 | Elect David Crawford as Director | Management | For | For |
15 | Elect Pat Davies as Director | Management | For | For |
16 | Elect Carolyn Hewson as Director | Management | For | For |
17 | Elect Lindsay Maxsted as Director | Management | For | For |
18 | Elect Wayne Murdy as Director | Management | For | For |
19 | Elect Keith Rumble as Director | Management | For | For |
20 | Elect John Schubert as Director | Management | For | For |
21 | Elect Shriti Vadera as Director | Management | For | For |
22 | Elect Jac Nasser as Director | Management | For | For |
23 | Elect Ian Dunlop as Director | Shareholder | Against | Against |
BHP BILLITON PLC MEETING DATE: OCT 24, 2013 | ||||
TICKER: BLT SECURITY ID: G10877101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Appoint KPMG LLP as Auditors | Management | For | For |
3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | Management | For | For |
4 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
5 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
6 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Approve Long Term Incentive Plan | Management | For | For |
9 | Approve Grant of Deferred Shares and Performance Shares under the Group's Employee Equity Plans to Andrew Mackenzie | Management | For | For |
10 | Elect Andrew Mackenzie as Director | Management | For | For |
11 | Re-elect Malcolm Broomhead as Director | Management | For | For |
12 | Re-elect Sir John Buchanan as Director | Management | For | For |
13 | Re-elect Carlos Cordeiro as Director | Management | For | For |
14 | Re-elect David Crawford as Director | Management | For | For |
15 | Re-elect Pat Davies as Director | Management | For | For |
16 | Re-elect Carolyn Hewson as Director | Management | For | For |
17 | Re-elect Lindsay Maxsted as Director | Management | For | For |
18 | Re-elect Wayne Murdy as Director | Management | For | For |
19 | Re-elect Keith Rumble as Director | Management | For | For |
20 | Re-elect John Schubert as Director | Management | For | For |
21 | Re-elect Shriti Vadera as Director | Management | For | For |
22 | Re-elect Jac Nasser as Director | Management | For | For |
23 | Elect Ian Dunlop, a Shareholder Nominee to the Board | Shareholder | Against | Against |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 15, 2014 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.62 per Preffered Share and 2.60 per Ordinary Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
6.1 | Elect Franz Haniel to the Supervisory Board | Management | For | For |
6.2 | Elect Susanne Klatten to the Supervisory Board | Management | For | For |
6.3 | Elect Robert Lane to the Supervisory Board | Management | For | For |
6.4 | Elect Wolfgang Mayrhuber to the Supervisory Board | Management | For | For |
6.5 | Elect Stefan Quandt to the Supervisory Board | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
8 | Approve Creation of EUR 5 Million Pool of Capital for Employee Stock Purchase Plan | Management | For | For |
9 | Approve Remuneration System for Management Board Members | Management | For | For |
BNP PARIBAS SA MEETING DATE: MAY 14, 2014 | ||||
TICKER: BNP SECURITY ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Jean-Francois Lepetit as Director | Management | For | For |
7 | Reelect Baudouin Prot as Director | Management | For | For |
8 | Reelect Fields Wicker-Miurin as Director | Management | For | For |
9 | Ratify Appointment and Reelect Monique Cohen as Director | Management | For | For |
10 | Elect Daniela Schwarzer as Director | Management | For | For |
11 | Advisory Vote on Compensation of Baudouin Prot, Chairman | Management | For | For |
12 | Advisory Vote on Compensation of Jean-Laurent Bonnafe, CEO | Management | For | For |
13 | Advisory Vote on Compensation of Georges Chodron de Courcel, Philippe Bordenave, and Francois Villeroy de Galhau, Vice-CEOs | Management | For | For |
14 | Advisory Vote on the Overall Envelope of Compensation of Certain Senior Management, Responsible Officers and the Risk-takers | Management | For | For |
15 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 240 Million | Management | For | For |
18 | Authorize Capital Increase of Up to EUR 240 Million for Future Exchange Offers | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
20 | Set Total Limit for Capital Increase without Preemptive Rights to Result from Issuance Requests Under Items 17 to 19 at EUR 240 Million | Management | For | For |
21 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
22 | Set Total Limit for Capital Increase with or without Preemptive Rights to Result from Issuance Requests Under Items 16 to 19 at EUR 1 Billion | Management | For | For |
23 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOC HONG KONG (HOLDINGS) LTD. MEETING DATE: JUN 11, 2014 | ||||
TICKER: 02388 SECURITY ID: Y0920U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Tian Guoli as Director | Management | For | For |
3b | Elect He Guangbei as Director | Management | For | For |
3c | Elect Li Zaohang as Director | Management | For | For |
3d | Elect Zhu Shumin as Director | Management | For | For |
3e | Elect Yue Yi as Director | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Adopt New Articles of Association | Management | For | For |
BOC HONG KONG (HOLDINGS) LTD. MEETING DATE: JUN 11, 2014 | ||||
TICKER: 02388 SECURITY ID: Y0920U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Connected Transactions with a Related Party | Management | For | For |
BOUYGUES MEETING DATE: APR 24, 2014 | ||||
TICKER: EN SECURITY ID: F11487125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses and Dividends of EUR 1.60 per Share (in Cash or Shares) | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
5 | Relect Herve Le Bouc as Director | Management | For | Against |
6 | Reelect Helman le Pas de Secheval as Director | Management | For | For |
7 | Reelect Nonce Paolini as Director | Management | For | Against |
8 | Advisory Vote on Compensation of Martin Bouygues, Chairman and CEO | Management | For | For |
9 | Advisory Vote on Compensation of Olivier Bouygues, Vice CEO | Management | For | For |
10 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plans | Management | For | Against |
13 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
14 | Allow Board to Use Authorizations and Delegations Granted Under Item 12 Above, and Under Items 17 to 25 and Item 28 of the April 25, 2013 General Meeting in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
15 | Amend Article 13 of Bylaws Re: Employee Representatives | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BP PLC MEETING DATE: APR 10, 2014 | ||||
TICKER: BP. SECURITY ID: G12793108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Abstain |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Bob Dudley as Director | Management | For | For |
5 | Re-elect Iain Conn as Director | Management | For | For |
6 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Frank Bowman as Director | Management | For | For |
9 | Re-elect Antony Burgmans as Director | Management | For | For |
10 | Re-elect Cynthia Carroll as Director | Management | For | For |
11 | Re-elect George David as Director | Management | For | For |
12 | Re-elect Ian Davis as Director | Management | For | For |
13 | Re-elect Dame Ann Dowling as Director | Management | For | For |
14 | Re-elect Brendan Nelson as Director | Management | For | For |
15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
16 | Re-elect Andrew Shilston as Director | Management | For | For |
17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
19 | Approve Executive Directors' Incentive Plan | Management | For | For |
20 | Approve Remuneration of Non-Executive Directors | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BRIDGESTONE CORP. MEETING DATE: MAR 25, 2014 | ||||
TICKER: 5108 SECURITY ID: J04578126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Tsuya, Masaaki | Management | For | For |
2.2 | Elect Director Nishigai, Kazuhisa | Management | For | For |
2.3 | Elect Director Morimoto, Yoshiyuki | Management | For | For |
2.4 | Elect Director Zaitsu, Narumi | Management | For | For |
2.5 | Elect Director Tachibana Fukushima, Sakie | Management | For | For |
2.6 | Elect Director Murofushi, Kimiko | Management | For | For |
2.7 | Elect Director Scott Trevor Davis | Management | For | For |
2.8 | Elect Director Okina, Yuri | Management | For | For |
3 | Appoint Statutory Auditor Tsuji, Masahito | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 30, 2014 | ||||
TICKER: BATS SECURITY ID: G1510J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Re-elect Richard Burrows as Director | Management | For | For |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Ben Stevens as Director | Management | For | For |
15 | Re-elect Richard Tubb as Director | Management | For | For |
16 | Elect Savio Kwan as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Approve EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BRITISH SKY BROADCASTING GROUP PLC MEETING DATE: NOV 22, 2013 | ||||
TICKER: BSY SECURITY ID: G15632105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Chase Carey as Director | Management | For | For |
4 | Re-elect Tracy Clarke as Director | Management | For | For |
5 | Re-elect Jeremy Darroch as Director | Management | For | For |
6 | Re-elect David DeVoe as Director | Management | For | For |
7 | Re-elect Nick Ferguson as Director | Management | For | For |
8 | Re-elect Martin Gilbert as Director | Management | For | For |
9 | Elect Adine Grate as Director | Management | For | For |
10 | Re-elect Andrew Griffith as Director | Management | For | For |
11 | Re-elect Andy Higginson as Director | Management | For | For |
12 | Elect Dave Lewis as Director | Management | For | For |
13 | Re-elect James Murdoch as Director | Management | For | For |
14 | Re-elect Matthieu Pigasse as Director | Management | For | For |
15 | Re-elect Danny Rimer as Director | Management | For | For |
16 | Re-elect Arthur Siskind as Director | Management | For | For |
17 | Elect Andy Sukawaty as Director | Management | For | For |
18 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
19 | Approve Remuneration Report | Management | For | Against |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
26 | Approve the Twenty-First Century Fox Agreement as a Related Party Transaction | Management | For | For |
27 | Approve 2013 Sharesave Scheme Rules | Management | For | For |
CANON INC. MEETING DATE: MAR 28, 2014 | ||||
TICKER: 7751 SECURITY ID: J05124144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
2 | Amend Articles to Indemnify Directors | Management | For | For |
3.1 | Elect Director Mitarai, Fujio | Management | For | For |
3.2 | Elect Director Tanaka, Toshizo | Management | For | For |
3.3 | Elect Director Ikoma, Toshiaki | Management | For | For |
3.4 | Elect Director Adachi, Yoroku | Management | For | For |
3.5 | Elect Director Mitsuhashi, Yasuo | Management | For | For |
3.6 | Elect Director Matsumoto, Shigeyuki | Management | For | For |
3.7 | Elect Director Homma, Toshio | Management | For | For |
3.8 | Elect Director Ozawa, Hideki | Management | For | For |
3.9 | Elect Director Maeda, Masaya | Management | For | For |
3.10 | Elect Director Tani, Yasuhiro | Management | For | For |
3.11 | Elect Director Nagasawa, Kenichi | Management | For | For |
3.12 | Elect Director Otsuka, Naoji | Management | For | For |
3.13 | Elect Director Yamada, Masanori | Management | For | For |
3.14 | Elect Director Wakiya, Aitake | Management | For | For |
3.15 | Elect Director Ono, Kazuto | Management | For | For |
3.16 | Elect Director Kimura, Akiyoshi | Management | For | For |
3.17 | Elect Director Osanai, Eiji | Management | For | For |
3.18 | Elect Director Saida, Kunitaro | Management | For | For |
3.19 | Elect Director Kato, Haruhiko | Management | For | For |
4.1 | Appoint Statutory Auditor Araki, Makoto | Management | For | For |
4.2 | Appoint Statutory Auditor Yoshida, Osami | Management | For | For |
4.3 | Appoint Statutory Auditor Kitamura, Kuniyoshi | Management | For | Against |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
CAP GEMINI MEETING DATE: MAY 07, 2014 | ||||
TICKER: CAP SECURITY ID: F13587120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Acknowledge Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
5 | Advisory Vote on Compensation of Paul Hermelin, Chairman and CEO | Management | For | For |
6 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
7 | Renew Appointment of KPMG SA as Auditor | Management | For | For |
8 | Appoint Jean-Christophe Georghiou as Alternate Auditor | Management | For | For |
9 | Appoint KPMG Audit I.S. SAS as Alternate Auditor | Management | For | For |
10 | Ratify Appointment of Anne Bouverot as Director | Management | For | For |
11 | Reelect Serge Kampf as Director | Management | For | For |
12 | Reelect Paul Hermelin as Director | Management | For | For |
13 | Reelect Yann Delabriere as Director | Management | For | For |
14 | Reelect Laurence Dors as Director | Management | For | For |
15 | Reelect Phil Laskawy as Director | Management | For | Against |
16 | Elect Xavier Musca as Director | Management | For | For |
17 | Reelect Bruno Roger as Director | Management | For | For |
18 | Elect Caroline Watteeuw-Carlisle as Director | Management | For | For |
19 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Authorize Capitalization of Reserves of Up to EUR 1.5 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
22 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 23 to 29 at EUR 500 Million and Under Items 24 to 29 at EUR 125 Million | Management | For | For |
23 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Management | For | For |
24 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 125 Million | Management | For | For |
25 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 125 Million | Management | For | For |
26 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 24 and 25 | Management | For | For |
27 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
28 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
29 | Authorize Capital Increase of Up to EUR 125 Million for Future Exchange Offers | Management | For | For |
30 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
31 | Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
32 | Amend Article 11.2 of Bylaws Re: Shareholding Requirements for Directors | Management | For | For |
33 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CAPITA PLC MEETING DATE: MAY 12, 2014 | ||||
TICKER: CPI SECURITY ID: G1846J115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Martin Bolland as Director | Management | For | For |
6 | Re-elect Andy Parker as Director | Management | For | For |
7 | Re-elect Gordon Hurst as Director | Management | For | For |
8 | Re-elect Maggi Bell as Director | Management | For | For |
9 | Re-elect Vic Gysin as Director | Management | For | For |
10 | Elect Dawn Marriott-Sims as Director | Management | For | For |
11 | Re-elect Gillian Sheldon as Director | Management | For | For |
12 | Re-elect Paul Bowtell as Director | Management | For | For |
13 | Appoint KPMG LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
CENTRAL JAPAN RAILWAY CO. MEETING DATE: JUN 24, 2014 | ||||
TICKER: 9022 SECURITY ID: J05523105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2.1 | Elect Director Kasai, Yoshiyuki | Management | For | For |
2.2 | Elect Director Yamada, Yoshiomi | Management | For | For |
2.3 | Elect Director Tsuge, Koei | Management | For | For |
2.4 | Elect Director Kaneko, Shin | Management | For | For |
2.5 | Elect Director Yoshikawa, Naotoshi | Management | For | For |
2.6 | Elect Director Osada, Yutaka | Management | For | For |
2.7 | Elect Director Miyazawa, Katsumi | Management | For | For |
2.8 | Elect Director Tanaka, Kimiaki | Management | For | For |
2.9 | Elect Director Shoji, Hideyuki | Management | For | For |
2.10 | Elect Director Suyama, Yoshiki | Management | For | For |
2.11 | Elect Director Igarashi, Kazuhiro | Management | For | For |
2.12 | Elect Director Cho, Fujio | Management | For | For |
2.13 | Elect Director Koroyasu, Kenji | Management | For | For |
2.14 | Elect Director Saeki, Takashi | Management | For | For |
3.1 | Appoint Statutory Auditor Fujii, Hidenori | Management | For | For |
3.2 | Appoint Statutory Auditor Ishizu, Hajime | Management | For | For |
3.3 | Appoint Statutory Auditor Ota, Hiroyuki | Management | For | For |
CHEUNG KONG (HOLDINGS) LIMITED MEETING DATE: MAY 16, 2014 | ||||
TICKER: 00001 SECURITY ID: Y13213106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Li Ka-shing as Director | Management | For | For |
3b | Elect Chung Sun Keung, Davy as Director | Management | For | Against |
3c | Elect Pau Yee Wan, Ezra as Director | Management | For | Against |
3d | Elect Frank John Sixt as Director | Management | For | For |
3e | Elect George Colin Magnus as Director | Management | For | For |
3f | Elect Simon Murray as Director | Management | For | For |
3g | Elect Cheong Ying Chew, Henry as Director | Management | For | For |
4 | Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
6 | Adopt New Articles of Association | Management | For | For |
CHRISTIAN DIOR MEETING DATE: OCT 18, 2013 | ||||
TICKER: CDI SECURITY ID: F26334106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
4 | Approve Allocation of Income and Dividends of EUR 2.90 per Share | Management | For | For |
5 | Reelect Segolene Gallienne as Director | Management | For | Against |
6 | Reelect Renaud Donnedieu as Director | Management | For | For |
7 | Reelect Eric Guerlin as Director | Management | For | Against |
8 | Reelect Christian de Labriffe as Director | Management | For | Against |
9 | Advisory Vote on Compensation of Bernard Arnault | Management | For | Against |
10 | Advisory Vote on Compensation of Sidney Toledano | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
CHRISTIAN DIOR MEETING DATE: DEC 19, 2013 | ||||
TICKER: CDI SECURITY ID: F26334106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports for the Fiscal Year Ended on June 30, 2013 | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports for the Fiscal Year Ended on June 30, 2013 | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
4 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
5 | Advisory Vote on Compensation of Bernard Arnault, CEO and Chairman for the Fiscal Year Ended on June 30, 2013 | Management | For | Against |
6 | Advisory Vote on Compensation of Sidney Toledano, Vice CEO for the Fiscal Year Ended on June 30, 2013 | Management | For | For |
7 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
8 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
9 | Renew Appointment of Mazars as Auditor | Management | For | For |
10 | Appoint Gilles Rainaut as Alternate Auditor | Management | For | For |
CNH INDUSTRIAL N.V. MEETING DATE: APR 16, 2014 | ||||
TICKER: CNHI SECURITY ID: N20944109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements and Statutory Reports | Management | For | For |
2d | Approve Dividends of EUR 0.20 Per Share | Management | For | For |
2e | Approve Discharge of Directors | Management | For | For |
3a | Reelect Sergio Marchionne as Executive Director | Management | For | For |
3b | Reelect Richard J. Tobin as Executive Director | Management | For | For |
3c | Reelect Richard John P. Elkann as Non-Executive Director | Management | For | For |
3d | Reelect Richard Mina Gerowin as Non-Executive Director | Management | For | For |
3e | Reelect Maria Patrizia Grieco as Non-Executive Director | Management | For | For |
3f | Reelect Leo W. Houle as Non-Executive Director | Management | For | For |
3g | Reelect Peter Kalantzis as Non-Executive Director | Management | For | For |
3h | Reelect John B. Lanaway as Non-Executive Director | Management | For | For |
3i | Reelect Guido Tabellini as Non-Executive Director | Management | For | For |
3j | Reelect Jacqueline Tammenoms Bakker as Non-Executive Director | Management | For | For |
3k | Reelect Jacques Theurillat as Non-Executive Director | Management | For | For |
4a | Approve Remuneration Policy for Executive and Non-Executive Directors | Management | For | Against |
4b | Approve Omnibus Stock Plan | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Close Meeting | Management | None | None |
COCA-COLA WEST CO LTD MEETING DATE: MAR 25, 2014 | ||||
TICKER: 2579 SECURITY ID: J0814U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 21 | Management | For | For |
2.1 | Elect Director Sueyoshi, Norio | Management | For | For |
2.2 | Elect Director Yoshimatsu, Tamio | Management | For | For |
2.3 | Elect Director Shibata, Nobuo | Management | For | For |
2.4 | Elect Director Wakasa, Jiro | Management | For | For |
2.5 | Elect Director Takemori, Hideharu | Management | For | For |
2.6 | Elect Director Fukami, Toshio | Management | For | For |
2.7 | Elect Director Okamoto, Shigeki | Management | For | For |
2.8 | Elect Director Fujiwara, Yoshiki | Management | For | For |
2.9 | Elect Director Koga, Yasunori | Management | For | For |
2.10 | Elect Director Honbo, Shunichiro | Management | For | For |
2.11 | Elect Director Kondo, Shiro | Management | For | For |
2.12 | Elect Director Vikas Tiku | Management | For | For |
COLOPLAST A/S MEETING DATE: DEC 05, 2013 | ||||
TICKER: COLO B SECURITY ID: K16018192 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4.1 | Amend Articles Re: Remove Age Limit | Management | For | For |
4.2 | Approve Remuneration of Directors | Management | For | For |
4.3 | Authorize Share Repurchase Program | Management | For | For |
5a | Elect Michael Rasmussen as Chairman | Management | For | For |
5b | Elect Nils Louis-Hansen as Deputy Chairman | Management | For | For |
5c | Elect Sven Bjorklund as Director | Management | For | For |
5d | Elect Per Magid as Director | Management | For | For |
5e | Elect Brian Petersen as Director | Management | For | For |
5f | Elect Jorgen Tang-Jensen as Director | Management | For | For |
6 | Ratify PwC as Auditors | Management | For | For |
7 | Other Business | Management | None | None |
COMFORTDELGRO CORP LTD. MEETING DATE: APR 25, 2014 | ||||
TICKER: C52 SECURITY ID: Y1690R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Directors' Report, Financial Statements and Auditors' Report | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Elect Sum Wai Fun, Adeline as Director | Management | For | For |
5 | Elect Wong Chin Huat, David as Director | Management | For | For |
6 | Elect Lim Jit Poh as Director | Management | For | For |
7 | Elect Ong Ah Heng as Director | Management | For | For |
8 | Elect Kua Hong Pak as Director | Management | For | For |
9 | Elect Oo Soon Hee as Director | Management | For | For |
10 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
COMMONWEALTH BANK OF AUSTRALIA MEETING DATE: NOV 08, 2013 | ||||
TICKER: CBA SECURITY ID: Q26915100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect John Anderson as Director | Management | For | For |
2b | Elect Brian Long as Director | Management | For | For |
2c | Elect Jane Hemstritch as Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Up to 62,966 Reward Rights to Ian Mark Narev, Chief Executive Officer and Managing Director of the Company | Management | For | For |
5a | Approve the Selective Buy-Back Agreements | Management | For | For |
5b | Approve the Selective Reduction of Capital | Management | For | For |
COMPAGNIE DE SAINT GOBAIN MEETING DATE: JUN 05, 2014 | ||||
TICKER: SGO SECURITY ID: F80343100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.24 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
5 | Reelect Pierre-Andre de Chalendar as Director | Management | For | For |
6 | Approve Severance Payment Agreement with Pierre-Andre de Chalendar | Management | For | Against |
7 | Approve Additional Pension Scheme Agreement with Pierre-Andre de Chalendar | Management | For | For |
8 | Approve Agreement with Pierre-Andre de Chalendar Re: Employee Health Insurance | Management | For | For |
9 | Advisory Vote on Compensation of Pierre-Andre de Chalendar, Chairman and CEO | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1,100,000 | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Article 9 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
13 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
14 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COMPAGNIE FINANCIERE RICHEMONT SA MEETING DATE: SEP 12, 2013 | ||||
TICKER: CFR SECURITY ID: H25662158 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.00 per A Bearer Share and CHF 0.10 per B Registered Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Johann Rupert as Director | Management | For | Did Not Vote |
4.2 | Reelect Franco Cologni as Director | Management | For | Did Not Vote |
4.3 | Reelect Lord Douro as Director | Management | For | Did Not Vote |
4.4 | Reelect Yves-Andre Istel as Director | Management | For | Did Not Vote |
4.5 | Reelect Richard Lepeu as Director | Management | For | Did Not Vote |
4.6 | Reelect Ruggero Magnoni as Director | Management | For | Did Not Vote |
4.7 | Reelect Josua Malherbe as Director | Management | For | Did Not Vote |
4.8 | Reelect Frederick Mostert as Director | Management | For | Did Not Vote |
4.9 | Reelect Simon Murray as Director | Management | For | Did Not Vote |
4.10 | Reelect Alain Dominique Perrin as Director | Management | For | Did Not Vote |
4.11 | Reelect Guillaume Pictet as Director | Management | For | Did Not Vote |
4.12 | Reelect Norbert Platt as Director | Management | For | Did Not Vote |
4.13 | Reelect Alan Quasha as Director | Management | For | Did Not Vote |
4.14 | Reelect Maria Ramos as Director | Management | For | Did Not Vote |
4.15 | Reelect Lord Renwick of Clifton as Director | Management | For | Did Not Vote |
4.16 | Reelect Jan Rupert as Director | Management | For | Did Not Vote |
4.17 | Reelect Gary Saage as Director | Management | For | Did Not Vote |
4.18 | Reelect Juergen Schrempp as Director | Management | For | Did Not Vote |
4.19 | Elect Bernard Fornas as Director | Management | For | Did Not Vote |
4.20 | Elect Jean-Blaise Eckert as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
6 | Approve Conversion of A Bearer Shares into Registered Shares | Management | For | Did Not Vote |
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN MEETING DATE: MAY 16, 2014 | ||||
TICKER: ML SECURITY ID: F61824144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Advisory Vote on Compensation of Jean-Dominique Senard, General Manager | Management | For | For |
7 | Reelect Laurence Parisot as Supervisory Board Member | Management | For | For |
8 | Reelect Pat Cox as Supervisory Board Member | Management | For | For |
9 | Elect Cyrille Poughon as Supervisory Board Member | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 420,000 | Management | For | For |
11 | Approve Issuance of Securities Convertible into Debt, up to an Aggregate Amount of EUR 1 Billion | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 130 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.15 Million | Management | For | For |
14 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 37.15 Million | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Exchange Offers and Future Acquisitions | Management | For | For |
18 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
19 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 130 Million | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CONTINENTAL AG MEETING DATE: APR 25, 2014 | ||||
TICKER: CON SECURITY ID: D16212140 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
3.1 | Approve Discharge of Management Board Member Elmar Degenhart for Fiscal 2013 | Management | For | For |
3.2 | Approve Discharge of Management Board Member Jose Avila for Fiscal 2013 | Management | For | For |
3.3 | Approve Discharge of Management Board Member Ralf Cramer for Fiscal 2013 | Management | For | For |
3.4 | Approve Discharge of Management Board Member Frank Jourdan for Fiscal 2013 | Management | For | For |
3.5 | Approve Discharge of Management Board Member Helmut Matschi for Fiscal 2013 | Management | For | For |
3.6 | Approve Discharge of Management Board Member Wolfgang Schafer for Fiscal 2013 | Management | For | For |
3.7 | Approve Discharge of Management Board Member Nikolai Setzer for Fiscal 2013 | Management | For | For |
3.8 | Approve Discharge of Management Board Member Elke Strathmann for Fiscal 2013 | Management | For | For |
3.9 | Approve Discharge of Management Board Member Heinz-Gerhard Wente for Fiscal 2013 | Management | For | For |
4.1 | Approve Discharge of Supervisory Board Member Wolfgang Reitzle for Fiscal 2013 | Management | For | For |
4.2 | Approve Discharge of Supervisory Board Member Werner Bischoff for Fiscal 2013 | Management | For | For |
4.3 | Approve Discharge of Supervisory Board Member Michael Deister for Fiscal 2013 | Management | For | For |
4.4 | Approve Discharge of Supervisory Board Member Gunter Dunkel for Fiscal 2013 | Management | For | For |
4.5 | Approve Discharge of Supervisory Board Member Hans Fischl for Fiscal 2013 | Management | For | For |
4.6 | Approve Discharge of Supervisory Board Member Juergen Geissinger for Fiscal 2013 | Management | For | For |
4.7 | Approve Discharge of Supervisory Board Member Peter Gutzmer for Fiscal 2013 | Management | For | For |
4.8 | Approve Discharge of Supervisory Board Member Peter Hausmann for Fiscal 2013 | Management | For | For |
4.9 | Approve Discharge of Supervisory Board Member Hans-Olaf Henkel for Fiscal 2013 | Management | For | For |
4.10 | Approve Discharge of Supervisory Board Member Michael Iglhaut for Fiscal 2013 | Management | For | For |
4.11 | Approve Discharge of Supervisory Board Member Joerg Koehlinger for Fiscal 2013 | Management | For | For |
4.12 | Approve Discharge of Supervisory Board Member Klaus Mangold for Fiscal 2013 | Management | For | For |
4.13 | Approve Discharge of Supervisory Board Member Hartmut Meine for Fiscal 2013 | Management | For | For |
4.14 | Approve Discharge of Supervisory Board Member Dirk Normann for Fiscal 2013 | Management | For | For |
4.15 | Approve Discharge of Supervisory Board Member Artur Otto for Fiscal 2013 | Management | For | For |
4.16 | Approve Discharge of Supervisory Board Member Klaus Rosenfeld for Fiscal 2013 | Management | For | For |
4.17 | Approve Discharge of Supervisory Board Member Georg Schaeffler for Fiscal 2013 | Management | For | For |
4.18 | Approve Discharge of Supervisory Board Member Maria-Elisabeth Schaeffler for Fiscal 2013 | Management | For | For |
4.19 | Approve Discharge of Supervisory Board Member Joerg Schoenfelder for Fiscal 2013 | Management | For | For |
4.20 | Approve Discharge of Supervisory Board Member Bernd Voss for Fiscal 2013 | Management | For | For |
4.21 | Approve Discharge of Supervisory Board Member Siegfried Wolf for Fiscal 2013 | Management | For | For |
4.22 | Approve Discharge of Supervisory Board Member Erwin Woerle for Fiscal 2013 | Management | For | For |
5 | Ratify KPMG as Auditors for Fiscal 2014 and for Review of Interim Financial Reports | Management | For | For |
6.1 | Elect Gunther Dunkel to the Supervisory Board | Management | For | For |
6.2 | Elect Peter Gutzmer to the Supervisory Board | Management | For | Against |
6.3 | Elect Klaus Mangold to the Supervisory Board | Management | For | For |
6.4 | Elect Sabine Neuss to the Supervisory Board | Management | For | For |
6.5 | Elect Rolf Nonnenmacher to the Supervisory Board from October 1, 2014 until the 2019 AGM | Management | For | For |
6.6 | Elect Wolfgang Reizle to the Supervisory Board | Management | For | For |
6.7 | Elect Klaus Rosenfeld to the Supervisory Board | Management | For | Against |
6.8 | Elect Georg Schaeffler to the Supervisory Board | Management | For | Against |
6.9 | Elect Maria-Elisabeth Schaeffler to the Supervisory Board | Management | For | Against |
6.10 | Elect Bernd Voss to the Supervisory Board from the AGM until September 30, 2014 | Management | For | For |
6.11 | Elect Siegfried Wolf to the Supervisory Board | Management | For | For |
7 | Approve Remuneration System for Management Board Members | Management | For | For |
8 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
CREDIT SUISSE GROUP AG MEETING DATE: MAY 09, 2014 | ||||
TICKER: CSGN SECURITY ID: H3698D419 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Approve Allocation of Income | Management | For | Did Not Vote |
3.2 | Approve Dividends of CHF 0.70 per Share from Capital Contributions Reserves | Management | For | Did Not Vote |
4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
5 | Reserve Additional CHF 1.2 Million in Nominal Share Capital for Pool of Conditional Capital without Preemptive Rights for Employee Stock Option Programs | Management | For | Did Not Vote |
6.1.a | Reelect Urs Rohner as Director and Board Chairman | Management | For | Did Not Vote |
6.1.b | Reelect Jassim Al Thani as Director | Management | For | Did Not Vote |
6.1.c | Reelect Iris Bohnet as Director | Management | For | Did Not Vote |
6.1.d | Reelect Noreen Doyle as Director | Management | For | Did Not Vote |
6.1.e | Reelect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
6.1.f | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
6.1.g | Reelect Jean Lanier as Director | Management | For | Did Not Vote |
6.1.h | Reelect Kai Nargolwala as Director | Management | For | Did Not Vote |
6.1.i | Reelect Anton van Rossum as Director | Management | For | Did Not Vote |
6.1.j | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
6.1.k | Reelect John Tiner as Director | Management | For | Did Not Vote |
6.1.l | Reelect Severin Schwan as Director | Management | For | Did Not Vote |
6.1.m | Reelect Sebastian Thrun as Director | Management | For | Did Not Vote |
6.2.1 | Appoint Iris Bohnet as Member of the Compensation Committee | Management | For | Did Not Vote |
6.2.2 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | Did Not Vote |
6.2.3 | Appoint Jean Lanier as Member of the Compensation Committee | Management | For | Did Not Vote |
6.2.4 | Appoint Kai Nargolwala as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
6.4 | Ratify BDO AG as Special Auditors | Management | For | Did Not Vote |
6.5 | Designate Andreas Keller as Independent Proxy | Management | For | Did Not Vote |
7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
CRH PLC MEETING DATE: MAY 07, 2014 | ||||
TICKER: CRG SECURITY ID: G25508105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Remuneration Policy | Management | For | For |
5(a) | Re-elect Ernst Bartschi as Director | Management | For | For |
5(b) | Re-elect Maeve Carton as Director | Management | For | For |
5(c) | Re-elect Bill Egan as Director | Management | For | For |
5(d) | Re-elect Utz-Hellmuth Felcht as Director | Management | For | For |
5(e) | Re-elect Nicky Hartery as Director | Management | For | For |
5(f) | Re-elect John Kennedy as Director | Management | For | For |
5(g) | Elect Don McGovern Jr. as Director | Management | For | For |
5(h) | Re-elect Heather Ann McSharry as Director | Management | For | For |
5(i) | Re-elect Albert Manifold as Director | Management | For | For |
5(j) | Re-elect Dan O'Connor as Director | Management | For | For |
5(k) | Elect Henk Rottinghuis as Director | Management | For | For |
5(l) | Re-elect Mark Towe as Director | Management | For | For |
6 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
7 | Reappoint Ernst & Young as Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
11 | Authorise Reissuance of Treasury Shares | Management | For | For |
12 | Approve Scrip Dividend Program | Management | For | For |
13 | Approve Performance Share Plan | Management | For | For |
CROWN LTD MEETING DATE: OCT 30, 2013 | ||||
TICKER: CWN SECURITY ID: Q3014T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Geoff Dixon as Director | Management | For | For |
2b | Elect Ashok Jacob as Director | Management | For | For |
2c | Elect Harold Mitchell as Director | Management | For | For |
2d | Elect James Packer as Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Change of Company Name to Crown Resorts Limited | Management | For | For |
CSL LTD. MEETING DATE: OCT 16, 2013 | ||||
TICKER: CSL SECURITY ID: Q3018U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect John Akehurst as Director | Management | For | For |
2b | Elect Marie McDonald as Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Up to 25,000 Performance Rights to Paul Perreault, Managing Director of the Company | Management | For | For |
5 | Approve the Termination Benefits of Brian McNamee | Management | For | For |
DAIHATSU MOTOR CO. LTD. MEETING DATE: JUN 27, 2014 | ||||
TICKER: 7262 SECURITY ID: J09072117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 34 | Management | For | For |
2.1 | Elect Director Ina, Koichi | Management | For | Against |
2.2 | Elect Director Mitsui, Masanori | Management | For | Against |
2.3 | Elect Director Kaneko, Tatsuya | Management | For | For |
2.4 | Elect Director Nakawaki, Yasunori | Management | For | For |
2.5 | Elect Director Kitagawa, Naoto | Management | For | For |
2.6 | Elect Director Sudirman Maman Rusdi | Management | For | For |
2.7 | Elect Director Fukutsuka, Masahiro | Management | For | For |
2.8 | Elect Director Irie, Makoto | Management | For | For |
3 | Appoint Alternate Statutory Auditor Bessho, Norihide | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
DAIMLER AG MEETING DATE: APR 09, 2014 | ||||
TICKER: DAI SECURITY ID: D1668R123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.25 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Ratify KMPG AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
6 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
7.1 | Elect Bernd Bohr to the Supervisory Board | Management | For | Did Not Vote |
7.2 | Elect Joe Kaeser to the Supervisory Board | Management | For | Did Not Vote |
7.3 | Elect Bernd Pischetsrieder to the Supervisory Board | Management | For | Did Not Vote |
8 | Approve Creation of EUR1 Billion of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
9 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | Did Not Vote |
10 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11 | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
DAIWA HOUSE INDUSTRY CO. LTD. MEETING DATE: JUN 27, 2014 | ||||
TICKER: 1925 SECURITY ID: J11508124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Higuchi, Takeo | Management | For | For |
2.2 | Elect Director Ono, Naotake | Management | For | For |
2.3 | Elect Director Ogawa, Tetsuji | Management | For | For |
2.4 | Elect Director Ishibashi, Tamio | Management | For | For |
2.5 | Elect Director Nishimura, Tatsushi | Management | For | For |
2.6 | Elect Director Kawai, Katsutomo | Management | For | For |
2.7 | Elect Director Ishibashi, Takuya | Management | For | For |
2.8 | Elect Director Numata, Shigeru | Management | For | For |
2.9 | Elect Director Fujitani, Osamu | Management | For | For |
2.10 | Elect Director Hama, Takashi | Management | For | For |
2.11 | Elect Director Tsuchida, Kazuto | Management | For | For |
2.12 | Elect Director Yamamoto, Makoto | Management | For | For |
2.13 | Elect Director Hori, Fukujiro | Management | For | For |
2.14 | Elect Director Kosokabe, Takeshi | Management | For | For |
2.15 | Elect Director Yoshii, Keiichi | Management | For | For |
2.16 | Elect Director Kiguchi, Masahiro | Management | For | For |
2.17 | Elect Director Kamikawa, Koichi | Management | For | For |
2.18 | Elect Director Kimura, Kazuyoshi | Management | For | For |
2.19 | Elect Director Shigemori, Yutaka | Management | For | For |
3 | Appoint Statutory Auditor Matsumoto, Kuniaki | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
5 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | For |
DAIWA SECURITIES GROUP INC. MEETING DATE: JUN 26, 2014 | ||||
TICKER: 8601 SECURITY ID: J11718111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Add Provisions on Preferred Shares to Comply with Basel III | Management | For | For |
2.1 | Elect Director Suzuki, Shigeharu | Management | For | For |
2.2 | Elect Director Hibino, Takashi | Management | For | For |
2.3 | Elect Director Iwamoto, Nobuyuki | Management | For | For |
2.4 | Elect Director Takahashi, Akio | Management | For | For |
2.5 | Elect Director Kusaki, Yoriyuki | Management | For | For |
2.6 | Elect Director Shirataki, Masaru | Management | For | For |
2.7 | Elect Director Yasuda, Ryuuji | Management | For | For |
2.8 | Elect Director Matsubara, Nobuko | Management | For | For |
2.9 | Elect Director Tadaki, Keiichi | Management | For | For |
2.10 | Elect Director Tsuda, Hiroki | Management | For | For |
2.11 | Elect Director Nakamura, Hiroshi | Management | For | For |
2.12 | Elect Director Tashiro, Keiko | Management | For | For |
2.13 | Elect Director Onodera, Tadashi | Management | For | For |
3 | Approve Stock Option Plan and Deep Discount Stock Option Plan | Management | For | For |
DBS GROUP HOLDINGS LTD. MEETING DATE: APR 28, 2014 | ||||
TICKER: D05 SECURITY ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend Per Ordinary Share | Management | For | For |
3 | Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share | Management | For | For |
4 | Approve Directors' Fees | Management | For | Against |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect Piyush Gupta as Director | Management | For | For |
7 | Elect Bart Joseph Broadman as Director | Management | For | For |
8 | Elect Ho Tian Yee as Director | Management | For | For |
9 | Elect Nihal Vijaya Devadas Kaviratne as Director | Management | For | For |
10 | Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
12 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2013 | Management | For | For |
13 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2014 | Management | For | For |
DBS GROUP HOLDINGS LTD. MEETING DATE: APR 28, 2014 | ||||
TICKER: D05 SECURITY ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
DENSO CORP. MEETING DATE: JUN 19, 2014 | ||||
TICKER: 6902 SECURITY ID: J12075107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 58 | Management | For | For |
2 | Amend Articles To Allow Directors with No Title to Fill Representative Director Posts - Streamline Board Structure | Management | For | For |
3.1 | Elect Director Kato, Nobuaki | Management | For | For |
3.2 | Elect Director Kobayashi, Koji | Management | For | For |
3.3 | Elect Director Miyaki, Masahiko | Management | For | For |
3.4 | Elect Director Shikamura, Akio | Management | For | For |
3.5 | Elect Director Maruyama, Haruya | Management | For | For |
3.6 | Elect Director Shirasaki, Shinji | Management | For | For |
3.7 | Elect Director Tajima, Akio | Management | For | For |
3.8 | Elect Director Adachi, Michio | Management | For | For |
3.9 | Elect Director Wakabayashi, Hiroyuki | Management | For | For |
3.10 | Elect Director Iwata, Satoshi | Management | For | For |
3.11 | Elect Director Ito, Masahiko | Management | For | For |
3.12 | Elect Director Toyoda, Shoichiro | Management | For | For |
3.13 | Elect Director George Olcott | Management | For | For |
3.14 | Elect Director Nawa, Takashi | Management | For | For |
4 | Appoint Statutory Auditor Shimmura, Atsuhiko | Management | For | For |
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
DEUTSCHE BANK AG MEETING DATE: MAY 22, 2014 | ||||
TICKER: DBK SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
8 | Fix Maximum Variable Compensation Ratio for Management Board Members to 200 Percent of Fixed Remuneration | Management | For | Did Not Vote |
9 | Fix Maximum Variable Compensation Ratio for Key Employees to 200 Percent of Fixed Remuneration | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board Committees | Management | For | Did Not Vote |
11 | Approve Creation of EUR 256 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
12 | Approve Issuance of Convertible and Warrant-Linked Bonds, Participation Certificates, and Other Hybrid Notes without Preemptive Rights up to Nominal Amount of EUR 12 Billion; Approve EUR 256 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
13 | Authorize Issuance of Participation Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 12 Billion | Management | For | Did Not Vote |
14 | Approve Affiliation Agreements with Subsidiary Deutsche Immobilien Leasing GmbH | Management | For | Did Not Vote |
15 | Approve Affiliation Agreements with Subsidiary Deutsche Bank (Europe) GmbH | Management | For | Did Not Vote |
DEUTSCHE BOERSE AG MEETING DATE: MAY 15, 2014 | ||||
TICKER: DB1 SECURITY ID: D1882G119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 19.3 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
6 | Approve Decrease in Size of Supervisory Board to 12 Members | Management | For | Did Not Vote |
7 | Amend Articles Re: Distributions in Kind | Management | For | Did Not Vote |
8 | Ratify KPMG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
DEUTSCHE LUFTHANSA AG MEETING DATE: APR 29, 2014 | ||||
TICKER: LHA SECURITY ID: D1908N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Approve Creation of EUR 29 Pool of Conditional Capital for Employee Stock Purchase Plan | Management | For | Did Not Vote |
6 | Approve Spin-Off and Acquisition Agreement with Miles & More International GmbH | Management | For | Did Not Vote |
7 | Approve Affiliation Agreements with Miles & More International GmbH | Management | For | Did Not Vote |
8 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
9 | Elect Monika Ribar to the Supervisory Board | Management | For | Did Not Vote |
DEUTSCHE POST AG MEETING DATE: MAY 27, 2014 | ||||
TICKER: DPW SECURITY ID: D19225107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 40 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
9a | Elect Henning Kagermann to the Supervisory Board | Management | For | Did Not Vote |
9b | Elect Simone Menne to the Supervisory Board | Management | For | Did Not Vote |
9c | Elect Ulrich Schroeder to the Supervisory Board | Management | For | Did Not Vote |
9d | Elect Stefan Schulte to the Supervisory Board | Management | For | Did Not Vote |
10a | Amend Affiliation Agreement with Subsidiary DHL Home Delivery GmbH | Management | For | Did Not Vote |
10b | Amend Affiliation Agreement with Subsidiary Deutsche Post IT Services GmbH | Management | For | Did Not Vote |
10c | Amend Affiliation Agreement with Subsidiary Deutsche Post Assekuranz Vermittlungs GmbH | Management | For | Did Not Vote |
10d | Amend Affiliation Agreement with Subsidiary Deutsche Post Beteiligungen Holding GmbH | Management | For | Did Not Vote |
10e | Amend Affiliation Agreement with Subsidiary Deutsche Post Consult GmbH | Management | For | Did Not Vote |
10f | Amend Affiliation Agreement with Subsidiary Deutsche Post DHL Research and Innovation GmbH | Management | For | Did Not Vote |
10g | Amend Affiliation Agreement with Subsidiary Deutsche Post Grundstuecks-Vermietungsgesellschaft beta mbH | Management | For | Did Not Vote |
10h | Amend Affiliation Agreement with Subsidiary Deutsche Post IT Brief GmbH | Management | For | Did Not Vote |
10i | Amend Affiliation Agreement with Subsidiary Werbeagentur Janssen GmbH | Management | For | Did Not Vote |
DEUTSCHE TELEKOM AG MEETING DATE: MAY 15, 2014 | ||||
TICKER: DTE SECURITY ID: D2035M136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
6 | Elect Johannes Geismann to the Supervisory Board | Management | For | Did Not Vote |
7 | Elect Lars Hinrichs to the Supervisory Board | Management | For | Did Not Vote |
8 | Elect Ulrich Schroeder to the Supervisory Board | Management | For | Did Not Vote |
9 | Elect Karl-Heinz Streibich to the Supervisory Board | Management | For | Did Not Vote |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 6.5 Billion; Approve Creation of EUR 1.1 Billion Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
DEXUS PROPERTY GROUP MEETING DATE: OCT 29, 2013 | ||||
TICKER: DXS SECURITY ID: Q3190P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Craig Mitchell as Director | Management | For | For |
3.1 | Approve the Grant of Performance Rights to Darren Steinberg, Chief Executive Officer and Executive Director of the Company | Management | For | For |
3.2 | Approve the Grant of Performance Rights to Craig Mitchell, Chief Financial Officer and Executive Director of the Company | Management | For | For |
DIAGEO PLC MEETING DATE: SEP 19, 2013 | ||||
TICKER: DGE SECURITY ID: G42089113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
5 | Re-elect Laurence Danon as Director | Management | For | For |
6 | Re-elect Lord Davies as Director | Management | For | For |
7 | Re-elect Ho KwonPing as Director | Management | For | For |
8 | Re-elect Betsy Holden as Director | Management | For | For |
9 | Re-elect Dr Franz Humer as Director | Management | For | For |
10 | Re-elect Deirdre Mahlan as Director | Management | For | For |
11 | Re-elect Ivan Menezes as Director | Management | For | For |
12 | Re-elect Philip Scott as Director | Management | For | For |
13 | Appoint KPMG LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
DISTRIBUIDORA INTERNACIONAL DE ALIMENTACION SA MEETING DATE: APR 24, 2014 | ||||
TICKER: DIA SECURITY ID: E3685C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
1.2 | Approve Allocation of Income and Dividends | Management | For | For |
1.3 | Approve Standard Accounting Transfers | Management | For | For |
1.4 | Approve Discharge of Board | Management | For | For |
2.1 | Reelect Richard Golding as Director | Management | For | For |
2.2 | Reelect Mariano Martin Mampaso as Director | Management | For | For |
2.3 | Reelect Nadra Moussalem as Director | Management | For | For |
2.4 | Reelect Antonio Urcelay Alonso as Director | Management | For | For |
3 | Approve Stock-for-Salary | Management | For | For |
4 | Approve 2014-2016 Long-Term Incentive Plan | Management | For | For |
5 | Renew Appointment of KPMG Auditores as Auditor | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
7 | Advisory Vote on Remuneration Report | Management | For | For |
DNB ASA MEETING DATE: APR 24, 2014 | ||||
TICKER: DNB SECURITY ID: R1812S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.70 Per Share | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
6 | Reelect Grieg, Lower, Rollefsen, Mogster, Thorsen, and Eidesvik as Members of Supervisory Board; Elect Halvorsen, Ulstein, Tronsgaard, and Salbuvik as New Members of Supervisory Board | Management | For | Did Not Vote |
7 | Elect Karl Hovden as New Vice Chairman of Control Committee; Elect Ida Helliesen and Ole Trasti as New Member and Deputy Member of Control Committee | Management | For | Did Not Vote |
8 | Reelect Camilla Grieg and Karl Moursund as Members of Nominating Committee; Elect Mette Wikborg as New Member of Nominating Committee | Management | For | Did Not Vote |
9 | Approve Remuneration of Supervisory Board, Control Committee, and Nominating Committee | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11a | Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11b | Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
12 | Approve Corporate Governance Statement | Management | For | Did Not Vote |
DREYFUS FUNDS MEETING DATE: DEC 06, 2013 | ||||
TICKER: DICXX SECURITY ID: 26188J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon J. Davis | Management | For | For |
1.2 | Elect Director Whitney I. Gerard | Management | For | For |
1.3 | Elect Director Robin A. Melvin | Management | For | For |
1.4 | Elect Director Nathan Leventhal | Management | For | For |
1.5 | Elect Director Roslyn M. Watson | Management | For | For |
E.ON SE MEETING DATE: APR 30, 2014 | ||||
TICKER: EOAN SECURITY ID: D24914133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5a | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
5b | Ratify PricewaterhouseCoopers as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2014 | Management | For | Did Not Vote |
6 | Ammend Affiliation Agreements with Subsidiary E.ON US Holding GmbH | Management | For | Did Not Vote |
EASYJET PLC MEETING DATE: FEB 13, 2014 | ||||
TICKER: EZJ SECURITY ID: G3030S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Ordinary Dividend | Management | For | For |
5 | Approve Special Dividend | Management | For | For |
6 | Elect John Barton as Director | Management | For | For |
7 | Re-elect Charles Gurassa as Director | Management | For | For |
8 | Re-elect Carolyn McCall as Director | Management | For | For |
9 | Re-elect Chris Kennedy as Director | Management | For | For |
10 | Re-elect Adele Anderson as Director | Management | For | For |
11 | Re-elect David Bennett as Director | Management | For | For |
12 | Re-elect John Browett as Director | Management | For | For |
13 | Re-elect Rigas Doganis as Director | Management | For | For |
14 | Re-elect Keith Hamill as Director | Management | For | For |
15 | Re-elect Andy Martin as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
EDP-ENERGIAS DE PORTUGAL S.A MEETING DATE: MAY 12, 2014 | ||||
TICKER: EDP SECURITY ID: X67925119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3.1 | Approve Discharge of Executive Board | Management | For | For |
3.2 | Approve Discharge of General and Supervisory Board | Management | For | For |
3.3 | Approve Discharge of Statutory Auditor | Management | For | For |
4 | Authorize Repurchase and Reissuance of Shares | Management | For | For |
5 | Authorize Repurchase and Reissuance of Debt Instruments | Management | For | For |
6 | Approve Remuneration Policy for Executive Board | Management | For | For |
7 | Approve Remuneration Policy for Other Corporate Bodies | Management | For | For |
ELECTRICITE DE FRANCE MEETING DATE: MAY 15, 2014 | ||||
TICKER: EDF SECURITY ID: F2940H113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For |
A | Approve Dividends of EUR 0.80 per Share and Loyalty Dividends of EUR 0.88 per Share | Shareholder | Against | Against |
4 | Approve Stock Dividend Program | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Advisory Vote on Compensation of Henri Proglio, Chairman And CEO | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
12 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
13 | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Amend Article 10 of Bylaws Re: Shareholding Disclosure Thresholds | Management | For | Against |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
19 | Ratify Appointment of Colette Lewiner as Director | Management | For | Against |
EMS CHEMIE HOLDING AG MEETING DATE: AUG 10, 2013 | ||||
TICKER: EMSN SECURITY ID: H22206199 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting (Non-Voting) | Management | None | None |
2 | Acknowledge Proper Convening of Meeting | Management | None | None |
3.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.2.1 | Approve Remuneration of Board of Directors | Management | For | Did Not Vote |
3.2.2 | Approve Remuneration of Executive Management | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Ordinary Dividends of CHF 7.00 per Share and CHF 2.50 per Share | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6.1.1 | Reelect Ulf Berg as Director | Management | For | Did Not Vote |
6.1.2 | Reelect Magdalena Martullo as Director | Management | For | Did Not Vote |
6.1.3 | Elect Urs Fankhauser as Director | Management | For | Did Not Vote |
6.1.4 | Elect Joachim Streu as Director | Management | For | Did Not Vote |
6.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
ENEL SPA MEETING DATE: MAY 22, 2014 | ||||
TICKER: ENEL SECURITY ID: T3679P115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
1 | Amend Articles Re: Director Honorability Requirements | Shareholder | None | Against |
2 | Amend Company Bylaws Re: Article 13.2 (Meeting Announcements) | Management | For | For |
3 | Fix Number of Directors | Management | For | For |
4 | Fix Board Terms for Directors | Management | For | For |
5.1 | Slate Submitted by the Italian Treasury | Shareholder | None | Did Not Vote |
5.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
6 | Elect Maria Patrizia Grieco as Board Chair | Management | None | For |
7 | Approve Remuneration of Directors | Management | For | Against |
8 | Approve Remuneration of Executive Directors | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
ENI S.P.A. MEETING DATE: MAY 08, 2014 | ||||
TICKER: ENI SECURITY ID: T3643A145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Authorize Share Repurchase Program | Management | For | For |
4 | Amend Articles Re: Director Honorability Requirements | Shareholder | None | Against |
5 | Amend Company Bylaws Re: Shareholder Meetings | Management | For | For |
6 | Fix Number of Directors | Management | For | For |
7 | Fix Board Terms for Directors | Management | For | For |
8.1 | Slate Submitted by the Italian Treasury | Shareholder | None | Did Not Vote |
8.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
9 | Elect Board Chair | Management | None | For |
10 | Approve Remuneration of Directors | Management | For | Against |
11 | Approve Remuneration of Executive Directors | Management | None | For |
12.1 | Slate Submitted by the Italian Treasury | Shareholder | None | Against |
12.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
13 | Appoint Chair of the Board of Statutory Auditors | Shareholder | None | For |
14 | Approve Internal Auditors' Remuneration | Management | For | For |
15 | Approve Compensation of the Judicial Officer of Corte dei Conti Responsible for Eni's Financial Control | Management | For | For |
16 | Approve Long-Term Monetary Incentive Plan 2014-2016 | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
EXOR S.P.A. MEETING DATE: MAY 22, 2014 | ||||
TICKER: EXO SECURITY ID: T3833E113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2a | Approve Remuneration Report | Management | For | For |
2b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
FAST RETAILING MEETING DATE: NOV 21, 2013 | ||||
TICKER: 9983 SECURITY ID: J1346E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yanai, Tadashi | Management | For | For |
1.2 | Elect Director Hambayashi, Toru | Management | For | For |
1.3 | Elect Director Hattori, Nobumichi | Management | For | For |
1.4 | Elect Director Murayama, Toru | Management | For | For |
1.5 | Elect Director Shintaku, Masaaki | Management | For | For |
1.6 | Elect Director Nawa, Takashi | Management | For | For |
FIAT INDUSTRIAL S.P.A. MEETING DATE: JUL 09, 2013 | ||||
TICKER: FI SECURITY ID: T42136100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger by Absorption of Fiat Industrial SpA into FI CBM Holdings N.V. | Management | For | For |
FIAT SPA MEETING DATE: MAR 31, 2014 | ||||
TICKER: F SECURITY ID: T4R136137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.A | Approve Remuneration Report | Management | For | Against |
2.B | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
FORTESCUE METALS GROUP LTD. MEETING DATE: NOV 13, 2013 | ||||
TICKER: FMG SECURITY ID: Q39360104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Elect Elizabeth Gaines as Director | Management | For | For |
3 | Elect Peter Meurs as Director | Management | For | For |
4 | Elect Sharon Warburton as Director | Management | For | For |
5 | Elect Mark Barnaba as Director | Management | For | For |
6 | Approve the Grant of Up to 5.50 Million Performance Rights to Executive Directors | Management | For | For |
FRESENIUS MEDICAL CARE AG & CO. KGAA MEETING DATE: MAY 15, 2014 | ||||
TICKER: FME SECURITY ID: D2734Z107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.77 per Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
6 | Amend Affiliation Agreements with Subsidiary Fresenius Medical Care Beteiligungsgesellschaft mbH | Management | For | For |
FRESENIUS SE & CO KGAA MEETING DATE: MAY 16, 2014 | ||||
TICKER: FRE SECURITY ID: D27348123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For |
3 | Approve Discharge of Personally Liable Partner for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
6 | Amend Affiliation Agreements with Subsidiaries | Management | For | For |
7 | Approve Capitalization of Reserves by Issuing 2 New Shares for Every Existing Share; Approve Connected Stock Option Plan Amendment, Proportionate Increase of Capital Pools, and Adjustment of the Variable Compensation Element for Supervisory Board Members | Management | For | For |
8 | Approve Creation of EUR 121 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
FUJI HEAVY INDUSTRIES LTD. MEETING DATE: JUN 24, 2014 | ||||
TICKER: 7270 SECURITY ID: J14406136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 33 | Management | For | For |
2 | Amend Articles to Change Location of Head Office | Management | For | For |
3.1 | Elect Director Yoshinaga, Yasuyuki | Management | For | For |
3.2 | Elect Director Kondo, Jun | Management | For | For |
3.3 | Elect Director Mabuchi, Akira | Management | For | For |
3.4 | Elect Director Muto, Naoto | Management | For | For |
3.5 | Elect Director Takahashi, Mitsuru | Management | For | For |
3.6 | Elect Director Tachimori, Takeshi | Management | For | For |
3.7 | Elect Director Arima, Toshio | Management | For | For |
4 | Appoint Alternate Statutory Auditor Tamazawa, Kenji | Management | For | For |
FUJIFILM HOLDINGS CORP. MEETING DATE: JUN 27, 2014 | ||||
TICKER: 4901 SECURITY ID: J14208102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Komori, Shigetaka | Management | For | For |
2.2 | Elect Director Nakajima, Shigehiro | Management | For | For |
2.3 | Elect Director Tamai, Koichi | Management | For | For |
2.4 | Elect Director Toda, Yuuzo | Management | For | For |
2.5 | Elect Director Ishikawa, Takatoshi | Management | For | For |
2.6 | Elect Director Sukeno, Kenji | Management | For | For |
2.7 | Elect Director Furuya, Kazuhiko | Management | For | For |
2.8 | Elect Director Asami, Masahiro | Management | For | For |
2.9 | Elect Director Yamamoto, Tadahito | Management | For | For |
2.10 | Elect Director Kitayama, Teisuke | Management | For | For |
2.11 | Elect Director Takahashi, Toru | Management | For | For |
2.12 | Elect Director Inoue, Hiroshi | Management | For | For |
3 | Appoint Statutory Auditor Kosugi, Takeo | Management | For | For |
4 | Appoint Alternate Statutory Auditor Kobayakawa, Hisayoshi | Management | For | For |
GAS NATURAL SDG S.A MEETING DATE: APR 11, 2014 | ||||
TICKER: GAS SECURITY ID: E5499B123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Approve Consolidated Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Discharge of Board | Management | For | For |
5 | Renew Appointment of PricewaterhouseCoopers as Auditor | Management | For | For |
6.1 | Reelect Antonio Brufau Niubo as Director | Management | For | For |
6.2 | Reelect Enrique Alcantara-Garcia Irazoqui as Director | Management | For | For |
6.3 | Reelect Luis Suarez de Lezo Mantilla as Director | Management | For | For |
7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
8 | Approve Segregation of the Hydroelectric, Coal-fired, Oil-fired and Gas-fired Power Generation Business from Company to Fully-Owned Subsidiary Gas Natural Fenosa Generacion SLU | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GDF SUEZ MEETING DATE: APR 28, 2014 | ||||
TICKER: GSZ SECURITY ID: F42768105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Renew Appointment of Ernst and Young et Autres as Auditor | Management | For | For |
7 | Renew Appointment of Deloitte and Associes as Auditor | Management | For | For |
8 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
9 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
17 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 265 Million | Management | For | For |
18 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
21 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for a few Employees and Corporate Officers | Management | For | For |
22 | Allow Loyalty Dividends to Long-Term Registered Shareholders, and Amend Article 26 Accordingly | Management | For | Against |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
24 | Advisory Vote on Compensation of Gerard Mestrallet, Chairman and CEO | Management | For | Against |
25 | Advisory Vote on Compensation of Jean-Francois Cirelli, Vice-Chairman and Vice-CEO | Management | For | Against |
A | Approve Dividends of EUR 0.83 per Share | Shareholder | Against | Against |
GEBERIT AG MEETING DATE: APR 03, 2014 | ||||
TICKER: GEBN SECURITY ID: H2942E124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 7.50 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board of Directors | Management | For | Did Not Vote |
4.1.1 | Reelect Albert Baehny as Director and Chairman of the Board of Directors | Management | For | Did Not Vote |
4.1.2 | Reelect Felix Ehrat as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Hartmut Reuter as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Robert Spoerry as Director | Management | For | Did Not Vote |
4.1.5 | Reelect Jorgen Tang-Jensen as Director | Management | For | Did Not Vote |
4.2.1 | Appoint Robert Spoerry as Member of the Compensation Committee | Management | For | Did Not Vote |
4.2.2 | Appoint Hartmut Reuter as Member of the Compensation Committee | Management | For | Did Not Vote |
4.2.3 | Appoint Jorgen Tang-Jensen as Member of the Compensation Committee | Management | For | Did Not Vote |
5 | Designate Andreas Keller as Independent Proxy | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
7.1 | Amend Articles Re: General Amendments, Outside Mandates, Contracts, Loans, and Credits (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | Did Not Vote |
7.2 | Amend Articles Re: Remuneration of the Board of Directors and Executive Management (Ordinance Against Excessive Remuneration at Listed Companies) | Management | For | Did Not Vote |
GIVAUDAN SA MEETING DATE: MAR 20, 2014 | ||||
TICKER: GIVN SECURITY ID: H3238Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 47.00 per Share | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1 | Amend Articles Re: Removal of Registration and Voting Rights Restrictions | Management | For | Did Not Vote |
5.2 | Amend Articles Re: Convening AGM | Management | For | Did Not Vote |
5.3 | Amend Articles Re: Implementation of Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
6.1.1 | Reelect Juerg Witmer as Director | Management | For | Did Not Vote |
6.1.2 | Reelect Andre Hoffmann as Director | Management | For | Did Not Vote |
6.1.3 | Reelect Lilian Biner as Director | Management | For | Did Not Vote |
6.1.4 | Reelect Peter Kappeler as Director | Management | For | Did Not Vote |
6.1.5 | Reelect Thomas Rufer as Director | Management | For | Did Not Vote |
6.1.6 | Reelect Nabil Sakkab as Director | Management | For | Did Not Vote |
6.2.1 | Elect Werner Bauer as Director | Management | For | Did Not Vote |
6.2.2 | Elect Calvin Greider as Director | Management | For | Did Not Vote |
6.3 | Elect Juerg Witmer as Board Chairman | Management | For | Did Not Vote |
6.4.1 | Elect Andre Hoffmann as Member of the Remuneration Committee | Management | For | Did Not Vote |
6.4.2 | Elect Peter Kappeler as Member of the Remuneration Committee | Management | For | Did Not Vote |
6.4.3 | Elect Werner Bauer as Member of the Remuneration Committee | Management | For | Did Not Vote |
6.5 | Designate Manuel Isler as Independent Proxy | Management | For | Did Not Vote |
6.6 | Ratify Deloitte SA as Auditors | Management | For | Did Not Vote |
7.1 | Approve Remuneration of Directors Until the 2015 AGM in the Amount of CHF 3 Million (Non-Binding) | Management | For | Did Not Vote |
7.2.1 | Approve 2013 Short-Term Variable Compensation for the Executive Committee in the Amount of CHF 3 Million (Non-Binding) | Management | For | Did Not Vote |
7.2.2 | Approve Fixed and Long-Term Variable Compensation for the Executive Committee for the 2014 Financial Year in the Amount of CHF 15.5 Million (Non-Binding | Management | For | Did Not Vote |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 07, 2014 | ||||
TICKER: GSK SECURITY ID: G3910J112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Sir Christopher Gent as Director | Management | For | For |
5 | Re-elect Sir Andrew Witty as Director | Management | For | For |
6 | Re-elect Sir Roy Anderson as Director | Management | For | For |
7 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
8 | Re-elect Stacey Cartwright as Director | Management | For | For |
9 | Re-elect Simon Dingemans as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Judy Lewent as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
15 | Re-elect Tom de Swaan as Director | Management | For | For |
16 | Re-elect Jing Ulrich as Director | Management | For | For |
17 | Re-elect Hans Wijers as Director | Management | For | Against |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 07, 2014 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Re-elect Sir Christopher Gent as Director | Management | For | For |
5 | Re-elect Sir Andrew Witty as Director | Management | For | For |
6 | Re-elect Sir Roy Anderson as Director | Management | For | For |
7 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
8 | Re-elect Stacey Cartwright as Director | Management | For | For |
9 | Re-elect Simon Dingemans as Director | Management | For | For |
10 | Re-elect Lynn Elsenhans as Director | Management | For | For |
11 | Re-elect Judy Lewent as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
15 | Re-elect Tom de Swaan as Director | Management | For | For |
16 | Re-elect Jing Ulrich as Director | Management | For | For |
17 | Re-elect Hans Wijers as Director | Management | For | Against |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GOVERNOR AND COMPANY OF THE BANK OF IRELAND MEETING DATE: APR 25, 2014 | ||||
TICKER: BIR SECURITY ID: G49374146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3.1 | Elect Brad Martin as Director | Management | For | For |
3.2a | Reelect Kent Atkinson as Director | Management | For | For |
3.2b | Reelect Richie Boucher as Director | Management | For | For |
3.2c | Reelect Pat Butler Director | Management | For | For |
3.2d | Reelect Patrick Haren as Director | Management | For | For |
3.2e | Reelect Archie Kane as Director | Management | For | For |
3.2f | Reelect Andrew Keating as Director | Management | For | For |
3.2g | Reelect Patrick Kennedy as Director | Management | For | For |
3.2h | Reelect Davida Marston as Director | Management | For | For |
3.2i | Reelect Patrick Mulvihill as Director | Management | For | For |
3.2j | Reelect Patrick O'Sullivan as Director | Management | For | For |
3.2k | Reelect Wilbur Ross Jr. as Director | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Authorise Reissuance of Repurchased Shares | Management | For | For |
6 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Cash | Management | For | For |
7 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights Other than for Cash | Management | For | For |
8 | Authorise Issuance of Equity or Equity-Linked Securities without Preemptive Rights for Cash or Non-cash | Management | For | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GPT GROUP MEETING DATE: MAY 08, 2014 | ||||
TICKER: GPT SECURITY ID: Q4252X155 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Gene Tilbrook as Director | Management | For | For |
2 | Approve the Remuneration Report | Management | For | For |
3 | Approve the Amendment of the GPT Group Stapled Securities Rights Plan | Management | For | For |
4 | Approve the Grant of Performance Rights (Deferred Short Term Incentive) to Michael Cameron, Chief Executive Officer and Managing Director of the Company | Management | For | For |
5 | Approve the Grant of Performance Rights (Long Term Incentive) to Michael Cameron, Chief Executive Officer and Managing Director of the Company | Management | For | For |
6 | Approve the Amendments to the Trust Constitution | Management | For | For |
GRIFOLS SA MEETING DATE: DEC 16, 2013 | ||||
TICKER: GRF SECURITY ID: E5706X124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2:1 Stock Split | Management | For | For |
2 | Receive Report on Acquisition of a Diagnostic Business Unit of Novartis International AG | Management | None | None |
3 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GRIFOLS SA MEETING DATE: MAY 29, 2014 | ||||
TICKER: GRF SECURITY ID: E5706X124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone Financial Statements, Allocation of Income, and Dividend Payment | Management | For | For |
2 | Approve Consolidated Financial Statements | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of KPMG as Auditor of Standalone Financial Statements | Management | For | For |
5 | Renew Appointment of KPMG as Auditor of Consolidated Financial Statements | Management | For | For |
6.A | Elect Marla E. Salmon as Director | Management | For | For |
6.B | Fix Number of Directors at 13 | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
9 | Approve 2:1 Stock Split | Management | For | For |
10 | Approve Listing of Class A Shares on NASDAQ | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
H & M HENNES & MAURITZ MEETING DATE: APR 29, 2014 | ||||
TICKER: HM B SECURITY ID: W41422101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Receive President's Report; Allow Questions | Management | None | None |
4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
7 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
8a | Receive Financial Statements and Statutory Reports | Management | None | None |
8b | Receive Auditor Report | Management | None | None |
8c | Receive Chairman Report | Management | None | None |
8d | Receive Nominating Committee Report | Management | None | None |
9a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Allocation of Income and Dividends of SEK 9.50 Per Share | Management | For | Did Not Vote |
9c | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (8) and Deputy Members of Board (0) | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 1.500,000 for Chairman, SEK 525,000 for the Other Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Reelect Anders Dahlvig, Lottie Knutson, Sussi Kvart, Stefan Persson, Melker Schorling, and Christian Sievert; Elect Lena Patriksson Keller, and Niklas Zennstrom as New Directors | Management | For | Did Not Vote |
13 | Elect Stefan Persson, Lottie Tham, Liselott Ledin, Jan Andersson, and Anders Oscarsson to the Nominating Committee; Approve Nominating Committee Guidelines | Management | For | Did Not Vote |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
15 | Close Meeting | Management | None | None |
HANG SENG BANK MEETING DATE: MAY 09, 2014 | ||||
TICKER: 00011 SECURITY ID: Y30327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Raymond K F Ch'ien as Director | Management | For | For |
2b | Elect Nixon L S Chan as Director | Management | For | For |
2c | Elect L Y Chiang as Director | Management | For | For |
2d | Elect Sarah C Legg as Director | Management | For | For |
2e | Elect Kenneth S Y Ng as Director | Management | For | For |
2f | Elect Michael W K Wu as Director | Management | For | For |
3 | Reappoint KPMG as Auditor and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Adopt New Articles of Association | Management | For | For |
HANNOVER RUECKVERSICHERUNG AG MEETING DATE: MAY 07, 2014 | ||||
TICKER: HNR1 SECURITY ID: D3015J135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5a | Elect Herbert Haas to the Supervisory Board | Management | For | Did Not Vote |
5b | Elect Klaus Sturany to the Supervisory Board | Management | For | Did Not Vote |
5c | Elect Wolf-Dieter Baumgartl to the Supervisory Board | Management | For | Did Not Vote |
5d | Elect Andrea Pollak to the Supervisory Board | Management | For | Did Not Vote |
5e | Elect Immo Querner to the Supervisory Board | Management | For | Did Not Vote |
5f | Elect Erhard Schipporeit to the Supervisory Board | Management | For | Did Not Vote |
6 | Amend Affiliation Agreements with Subsidiary Hannover Rueck Beteiligung Verwaltungs-GmbH | Management | For | Did Not Vote |
HEINEKEN HOLDING NV MEETING DATE: APR 24, 2014 | ||||
TICKER: HEIO SECURITY ID: N39338194 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Discuss Remuneration Report | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Discharge of Board of Directors | Management | For | For |
6a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
6c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6b | Management | For | For |
7 | Ratify Deloitte as Auditors | Management | For | For |
8a | Reelect J.A. Fernandez Carbajal as Non-Executive Director | Management | For | Against |
8b | Accept Resignation of K. Vuursteen as a Board Member (Non-contentious) | Management | For | For |
HINO MOTORS LTD. MEETING DATE: JUN 20, 2014 | ||||
TICKER: 7205 SECURITY ID: 433406105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Streamline Board Structure | Management | For | For |
2 | Approve Allocation of Income, With a Final Dividend of JPY 20 | Management | For | For |
3.1 | Elect Director Ichikawa, Masakazu | Management | For | Against |
3.2 | Elect Director Ichihashi, Yasuhiko | Management | For | Against |
3.3 | Elect Director Wagu, Kenji | Management | For | For |
3.4 | Elect Director Ojima, Koichi | Management | For | For |
3.5 | Elect Director Kokaji, Hiroshi | Management | For | For |
3.6 | Elect Director Suzuki, Kenji | Management | For | For |
3.7 | Elect Director Kajikawa, Hiroshi | Management | For | For |
3.8 | Elect Director Mita, Susumu | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
HIROSE ELECTRIC CO. LTD. MEETING DATE: JUN 27, 2014 | ||||
TICKER: 6806 SECURITY ID: J19782101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 110 | Management | For | For |
2 | Amend Articles To Increase Maximum Number of Statutory Auditors | Management | For | For |
3.1 | Appoint Statutory Auditor Chiba, Yoshikazu | Management | For | For |
3.2 | Appoint Statutory Auditor Miura, Kentaro | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
HITACHI LTD. MEETING DATE: JUN 20, 2014 | ||||
TICKER: 6501 SECURITY ID: J20454112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katsumata, Nobuo | Management | For | For |
1.2 | Elect Director Cynthia Carroll | Management | For | For |
1.3 | Elect Director Sakakibara, Sadayuki | Management | For | For |
1.4 | Elect Director George Buckley | Management | For | For |
1.5 | Elect Director Mochizuki, Harufumi | Management | For | For |
1.6 | Elect Director Philip Yeo | Management | For | For |
1.7 | Elect Director Yoshihara, Hiroaki | Management | For | For |
1.8 | Elect Director Nakanishi, Hiroaki | Management | For | For |
1.9 | Elect Director Hatchoji, Takashi | Management | For | For |
1.10 | Elect Director Higashihara, Toshiaki | Management | For | For |
1.11 | Elect Director Miyoshi, Takashi | Management | For | For |
1.12 | Elect Director Mochida, Nobuo | Management | For | For |
HONDA MOTOR CO. LTD. MEETING DATE: JUN 13, 2014 | ||||
TICKER: 7267 SECURITY ID: J22302111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
2.1 | Elect Director Ike, Fumihiko | Management | For | For |
2.2 | Elect Director Ito, Takanobu | Management | For | For |
2.3 | Elect Director Iwamura, Tetsuo | Management | For | For |
2.4 | Elect Director Yamamoto, Takashi | Management | For | For |
2.5 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
2.6 | Elect Director Nonaka, Toshihiko | Management | For | For |
2.7 | Elect Director Yoshida, Masahiro | Management | For | For |
2.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
2.9 | Elect Director Kunii, Hideko | Management | For | For |
2.10 | Elect Director Shiga, Yuuji | Management | For | For |
2.11 | Elect Director Takeuchi, Kohei | Management | For | For |
2.12 | Elect Director Aoyama, Shinji | Management | For | For |
2.13 | Elect Director Kaihara, Noriya | Management | For | For |
HOPEWELL HOLDINGS LTD. MEETING DATE: OCT 21, 2013 | ||||
TICKER: 00054 SECURITY ID: Y37129163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a1 | Elect Gordon Ying Sheung Wu as Director | Management | For | For |
3a2 | Elect Thomas Jefferson Wu as Director | Management | For | For |
3a3 | Elect William Wing Lam Wong as Director | Management | For | Against |
3a4 | Elect Carmelo Ka Sze Lee as Director | Management | For | Against |
3a5 | Elect Ahito Nakamura as Director | Management | For | Against |
3b | Approve Remuneration of Directors | Management | For | For |
4 | Approve as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
6 | Adopt New Share Option Scheme of the Company and Terminate Existing Share Option Scheme | Management | For | For |
7 | Adopt New Share Option Scheme of Hopewell Highway Infrastructure Ltd. | Management | For | For |
HOYA CORP. MEETING DATE: JUN 18, 2014 | ||||
TICKER: 7741 SECURITY ID: J22848105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kodama, Yukiharu | Management | For | For |
1.2 | Elect Director Koeda, Itaru | Management | For | For |
1.3 | Elect Director Aso, Yutaka | Management | For | For |
1.4 | Elect Director Uchinaga, Yukako | Management | For | For |
1.5 | Elect Director Urano, Mitsudo | Management | For | For |
1.6 | Elect Director Takasu, Takeo | Management | For | For |
1.7 | Elect Director Suzuki, Hiroshi | Management | For | For |
2.8 | Appoint Shareholder Director Nominee Kubozono, Yu | Shareholder | Against | Against |
2.9 | Appoint Shareholder Director Nominee Yamaguchi, Mitsutaka | Shareholder | Against | Against |
2.10 | Appoint Shareholder Director Nominee Yamanaka, Noriko | Shareholder | Against | Against |
3 | Amend Articles to Prohibit Biased Treatment of Non-Votes on Shareholder vs. Company Proposals | Shareholder | Against | Against |
4 | Amend Articles to Require Disclosure of Individual Director and Executive Officer Compensation | Shareholder | Against | For |
5 | Amend Articles to Require a Non-Executive Board Chairman | Shareholder | Against | For |
6 | Amend Articles to Deny Reappointment of External Audit Firm | Shareholder | Against | Against |
7 | Amend Articles to Increase Disclosure of Director Term Limit | Shareholder | Against | Against |
8 | Amend Articles to Increase Disclosure of Director Age Limit | Shareholder | Against | Against |
9 | Amend Articles to Disclose Board Training Policy | Shareholder | Against | Against |
10 | Amend Articles to Increase Disclosure of Hereditary Succession of Representative Executive Officer and Chief Executive Officer | Shareholder | Against | Against |
11 | Amend Articles to Add Language on Opposing Proposals and Amendment Proposals | Shareholder | Against | Against |
12 | Amend Articles to Add Language on the Length of Time for Explaining Shareholder Proposals | Shareholder | Against | Against |
13 | Amend Articles to Add Language on Advisory Votes | Shareholder | Against | Against |
14 | Amend Articles to Establish Special Investigation Committee regarding Expansion into Ophthalmology-Pharma Business | Shareholder | Against | Against |
15 | Amend Articles to Establish Special Investigation Committee regarding Loss in Enterprise Value from Pentax Acquisition | Shareholder | Against | Against |
16 | Amend Articles to Establish Technology Management Committee | Shareholder | Against | Against |
17 | Amend Articles to Add Language on Say on Pay Proposals | Shareholder | Against | Against |
18 | Amend Articles to Prohibit Creation of False Transcripts of General Shareholder Meeting Proceedings | Shareholder | Against | Against |
HSBC HOLDINGS PLC MEETING DATE: MAY 23, 2014 | ||||
TICKER: HSBA SECURITY ID: G4634U169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Variable Pay Cap | Management | For | For |
5(a) | Elect Kathleen Casey as Director | Management | For | For |
5(b) | Elect Sir Jonathan Evans as Director | Management | For | For |
5(c) | Elect Marc Moses as Director | Management | For | For |
5(d) | Elect Jonathan Symonds as Director | Management | For | For |
5(e) | Re-elect Safra Catz as Director | Management | For | For |
5(f) | Re-elect Laura Cha as Director | Management | For | For |
5(g) | Re-elect Marvin Cheung as Director | Management | For | For |
5(h) | Re-elect Joachim Faber as Director | Management | For | For |
5(i) | Re-elect Rona Fairhead as Director | Management | For | For |
5(j) | Re-elect Renato Fassbind as Director | Management | For | For |
5(k) | Re-elect Douglas Flint as Director | Management | For | For |
5(l) | Re-elect Stuart Gulliver as Director | Management | For | For |
5(m) | Re-elect Sam Laidlaw as Director | Management | For | For |
5(n) | Re-elect John Lipsky as Director | Management | For | For |
5(o) | Re-elect Rachel Lomax as Director | Management | For | For |
5(p) | Re-elect Iain Mackay as Director | Management | For | For |
5(q) | Re-elect Sir Simon Robertson as Director | Management | For | For |
6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
7 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Directors to Allot Any Repurchased Shares | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | Against |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HSBC HOLDINGS PLC MEETING DATE: MAY 23, 2014 | ||||
TICKER: HSBA SECURITY ID: 404280406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Variable Pay Cap | Management | For | For |
5(a) | Elect Kathleen Casey as Director | Management | For | For |
5(b) | Elect Sir Jonathan Evans as Director | Management | For | For |
5(c) | Elect Marc Moses as Director | Management | For | For |
5(d) | Elect Jonathan Symonds as Director | Management | For | For |
5(e) | Re-elect Safra Catz as Director | Management | For | For |
5(f) | Re-elect Laura Cha as Director | Management | For | For |
5(g) | Re-elect Marvin Cheung as Director | Management | For | For |
5(h) | Re-elect Joachim Faber as Director | Management | For | For |
5(i) | Re-elect Rona Fairhead as Director | Management | For | For |
5(j) | Re-elect Renato Fassbind as Director | Management | For | For |
5(k) | Re-elect Douglas Flint as Director | Management | For | For |
5(l) | Re-elect Stuart Gulliver as Director | Management | For | For |
5(m) | Re-elect Sam Laidlaw as Director | Management | For | For |
5(n) | Re-elect John Lipsky as Director | Management | For | For |
5(o) | Re-elect Rachel Lomax as Director | Management | For | For |
5(p) | Re-elect Iain Mackay as Director | Management | For | For |
5(q) | Re-elect Sir Simon Robertson as Director | Management | For | For |
6 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
7 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Directors to Allot Any Repurchased Shares | Management | For | For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Contingent Convertible Securities | Management | For | Against |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HUTCHISON WHAMPOA LIMITED MEETING DATE: MAY 16, 2014 | ||||
TICKER: 00013 SECURITY ID: Y38024108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Fok Kin Ning, Canning as Director | Management | For | For |
3b | Elect Lai Kai Ming, Dominic as Director | Management | For | Against |
3c | Elect Kam Hing Lam as Director | Management | For | Against |
3d | Elect William Shurniak as Director | Management | For | For |
3e | Elect Wong Chung Hin as Director | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
6 | Adopt New Articles of Association | Management | For | For |
7a | Add Chinese Name to Existing Company Name | Management | For | For |
7b | Amend Articles of Association | Management | For | For |
HYSAN DEVELOPMENT CO. LTD. MEETING DATE: MAY 13, 2014 | ||||
TICKER: 00014 SECURITY ID: Y38203124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Irene Yun Lien Lee as Director | Management | For | For |
2b | Elect Nicholas Charles Allen as Director | Management | For | For |
2c | Elect Hans Michael Jebsen as Director | Management | For | For |
2d | Elect Anthony Hsien Pin Lee as Director | Management | For | For |
3 | Approve Revision of Annual Fees Payable to Audit Committee Chairman and Remuneration Committee Chairman | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Amend Articles of Association | Management | For | For |
IBIDEN CO. LTD. MEETING DATE: JUN 20, 2014 | ||||
TICKER: 4062 SECURITY ID: J23059116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Takenaka, Hiroki | Management | For | For |
1.2 | Elect Director Kodaka, Hironobu | Management | For | For |
1.3 | Elect Director Kurita, Shigeyasu | Management | For | For |
1.4 | Elect Director Sakashita, Keiichi | Management | For | For |
1.5 | Elect Director Kuwayama,Yoichi | Management | For | For |
1.6 | Elect Director Sagisaka, Katsumi | Management | For | For |
1.7 | Elect Director Nishida, Tsuyoshi | Management | For | For |
1.8 | Elect Director Aoki, Takeshi | Management | For | For |
1.9 | Elect Director Iwata, Yoshiyuki | Management | For | For |
1.10 | Elect Director Ono, Kazushige | Management | For | For |
1.11 | Elect Director Ikuta, Masahiko | Management | For | For |
1.12 | Elect Director Saito, Shozo | Management | For | For |
1.13 | Elect Director Yamaguchi, Chiaki | Management | For | For |
INDUSTRIVARDEN AB MEETING DATE: MAY 06, 2014 | ||||
TICKER: INDU A SECURITY ID: W45430126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
7c | Receive Board's Dividend Proposal | Management | None | None |
8 | Receive President's Report | Management | None | None |
9a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Allocation of Income and Dividends of SEK 5.50 Per Share | Management | For | Did Not Vote |
9c | Approve Record Date for Dividend Payment | Management | For | Did Not Vote |
9d | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (9) and Deputy Members of Board (0) | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 2 Million for Chairman and SEK 600,000 for the Other Directors | Management | For | Did Not Vote |
12 | Reelect Par Boman, Christian Caspar, Boel Flodgren, Stuart Graham, Fredrik Lundberg, Sverker Martin-Lof (Chairman), and Anders Nyren as Directors; Elect Annika Lundius and Nina Linander as New Directors | Management | For | Did Not Vote |
13 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
14 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Approve 2014 Share Matching Plan for Key Employees | Management | For | Did Not Vote |
18a | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
18b | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
18c | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
19 | Amend Articles of Association Re: Set Minimum (380 Million) and Maximum (1.52 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Did Not Vote |
20 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act | Shareholder | None | Did Not Vote |
21 | Close Meeting | Management | None | None |
INFINEON TECHNOLOGIES AG MEETING DATE: FEB 13, 2014 | ||||
TICKER: IFX SECURITY ID: D35415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.12 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors for Fiscal 2013/2014 | Management | For | Did Not Vote |
6 | Approve Affiliation Agreement with Infineon Technologies Finance GmbH | Management | For | Did Not Vote |
7 | Approve Cancellation of Conditional Capital 1999/I | Management | For | Did Not Vote |
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 260 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
ING GROEP NV MEETING DATE: MAY 12, 2014 | ||||
TICKER: INGA SECURITY ID: N4578E413 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Announcements | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2c | Discuss Remuneration Report | Management | None | None |
2d | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
2e | Adopt Financial Statements | Management | For | For |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4a | Discussion on Company's Corporate Governance Structure | Management | None | None |
4b | Increase Share Capital by EUR 13 Billion by Reduction in Share Premium Reserve and Increase Nominal per Share | Management | For | For |
4c | Decrease Share Capital by EUR 13 Billion by Reduction in Nominal Value per Share and With Repayment of Capital in Kind to Shareholders | Management | For | For |
4d | Amend Articles Re: Representation of the Board | Management | For | For |
5 | Receive Announcements on Sustainability | Management | None | None |
6a | Approve Discharge of Management Board | Management | For | For |
6b | Approve Discharge of Supervisory Board | Management | For | For |
7 | Elect Eric Boyer de la Giroday to Supervisory Board | Management | For | For |
8a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
8b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
9a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | For |
10 | Other Business (Non-Voting) and Closing | Management | None | None |
INSURANCE AUSTRALIA GROUP LTD. MEETING DATE: OCT 30, 2013 | ||||
TICKER: IAG SECURITY ID: Q49361100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Approve the Grant of Deferred Award Rights and Executive Performance Rights to Michael Wilkins, Managing Director and Chief Executive Officer of the Company | Management | For | For |
3 | Elect Peter Bush as Director | Management | For | For |
4 | Elect Brian Schwartz as Director | Management | For | For |
5 | Elect Alison Deans as Director | Management | For | For |
6 | Elect Raymond Lim as Director | Management | For | For |
7 | Elect Nora Scheinkestel as Director | Management | For | For |
8 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
INTESA SANPAOLO SPA MEETING DATE: MAY 08, 2014 | ||||
TICKER: ISP SECURITY ID: T55067101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income through Partial Distribution of Reserves | Management | For | For |
2a | Approve Remuneration Report | Management | For | For |
2b | Approve Leveraged Employee Co-Investment Plan 2014 | Management | For | Against |
2c | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Against |
1 | Amend Company Bylaws Re: Article 5 (Equity-Plan Related) | Management | For | Against |
2 | Approve Equity Plan Financing | Management | For | Against |
INVESTOR AB MEETING DATE: MAY 06, 2014 | ||||
TICKER: INVE B SECURITY ID: W48102128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8 | Receive Board and Board Committee Reports | Management | None | None |
9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Approve Allocation of Income and Dividends of SEK 8.00 Per Share | Management | For | Did Not Vote |
12a | Determine Number of Members (13) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12b | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
13a | Approve Remuneration of Directors in the Amount of SEK 2.2 Million for Chairman and SEK 580,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
13b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Reelect J. Ackermann, G. Brock, S. Carlsson, B. Ekholm, T. Johnstone, G. Skaugen, O. Sexton, H. Straberg, L. Torell, J. Wallenberg, M. Wallenberg, and P. Wallenberg Jr as Directors; Elect Magdalena Gerger as New Director | Management | For | Did Not Vote |
15 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
16a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16b | Approve 2014 Long-Term Incentive Program | Management | For | Did Not Vote |
17a | Authorize Repurchase of Issued Share Capital and Reissuance of Repurchased Shares for General Purposes and in Support of Long-Term Incentive Program and Synthetic Share Program for Board of Directors | Management | For | Did Not Vote |
17b | Authorize Reissuance of up to 1.1 Million Repurchased Shares in Support of Long-Term Incentive Program | Management | For | Did Not Vote |
18 | Liquidate Investor AB and Distribute All Shareholdings of the Company to its Shareholders | Shareholder | Against | Did Not Vote |
19 | Close Meeting | Management | None | None |
ITOCHU CORP. MEETING DATE: JUN 20, 2014 | ||||
TICKER: 8001 SECURITY ID: J2501P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
2.1 | Elect Director Kobayashi, Eizo | Management | For | For |
2.2 | Elect Director Okafuji, Masahiro | Management | For | For |
2.3 | Elect Director Kobayashi, Yoichi | Management | For | For |
2.4 | Elect Director Seki, Tadayuki | Management | For | For |
2.5 | Elect Director Aoki, Yoshihisa | Management | For | For |
2.6 | Elect Director Takayanagi, Koji | Management | For | For |
2.7 | Elect Director Yoshida, Tomofumi | Management | For | For |
2.8 | Elect Director Okamoto, Hitoshi | Management | For | For |
2.9 | Elect Director Shiomi, Takao | Management | For | For |
2.10 | Elect Director Fukuda, Yuuji | Management | For | For |
2.11 | Elect Director Yonekura, Eiichi | Management | For | For |
2.12 | Elect Director Fujisaki, Ichiro | Management | For | For |
2.13 | Elect Director Kawakita, Chikara | Management | For | For |
3 | Appoint Statutory Auditor Mochizuki, Harufumi | Management | For | For |
ITV PLC MEETING DATE: MAY 14, 2014 | ||||
TICKER: ITV SECURITY ID: G4984A110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | Against |
4 | Approve Final Dividend | Management | For | For |
5 | Approve Special Dividend | Management | For | For |
6 | Elect Sir Peter Bazalgette as Director | Management | For | For |
7 | Re-elect Adam Crozier as Director | Management | For | For |
8 | Re-elect Roger Faxon as Director | Management | For | For |
9 | Re-elect Ian Griffiths as Director | Management | For | For |
10 | Re-elect Andy Haste as Director | Management | For | For |
11 | Re-elect Baroness Lucy Neville-Rolfe as Director | Management | For | For |
12 | Re-elect Archie Norman as Director | Management | For | For |
13 | Re-elect John Ormerod as Director | Management | For | For |
14 | Appoint KPMG LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Approve Long Term Incentive Plan | Management | For | For |
J SAINSBURY PLC MEETING DATE: JUL 10, 2013 | ||||
TICKER: SBRY SECURITY ID: G77732173 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Susan Rice as Director | Management | For | For |
5 | Elect Jean Tomlin as Director | Management | For | For |
6 | Re-elect Matt Brittin as Director | Management | For | For |
7 | Re-elect Mike Coupe as Director | Management | For | For |
8 | Re-elect Mary Harris as Director | Management | For | For |
9 | Re-elect Gary Hughes as Director | Management | For | For |
10 | Re-elect Justin King as Director | Management | For | For |
11 | Re-elect John McAdam as Director | Management | For | For |
12 | Re-elect John Rogers as Director | Management | For | For |
13 | Re-elect David Tyler as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
JAPAN TOBACCO INC MEETING DATE: JUN 24, 2014 | ||||
TICKER: 2914 SECURITY ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2 | Amend Articles To Change Fiscal Year End | Management | For | For |
3.1 | Elect Director Tango, Yasutake | Management | For | For |
3.2 | Elect Director Koizumi, Mitsuomi | Management | For | For |
3.3 | Elect Director Shingai, Yasushi | Management | For | For |
3.4 | Elect Director Okubo, Noriaki | Management | For | For |
3.5 | Elect Director Saeki, Akira | Management | For | For |
3.6 | Elect Director Miyazaki, Hideki | Management | For | For |
3.7 | Elect Director Oka, Motoyuki | Management | For | For |
3.8 | Elect Director Koda, Main | Management | For | For |
4 | Appoint Alternate Statutory Auditor Masaki, Michio | Management | For | For |
5 | Approve Alternate Income Allocation, with a Final Dividend of JPY 150 | Shareholder | Against | Against |
6 | Authorize Share Repurchase of Up To 200 Million Shares in the Coming Year | Shareholder | Against | Against |
7 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | Against |
8 | Cancel the Company's Treasury Shares | Shareholder | Against | Against |
9 | Amend Articles to Allow Shareholder Meetings to Resolve on Share Warrants | Shareholder | Against | Against |
JARDINE CYCLE & CARRIAGE LTD. MEETING DATE: APR 30, 2014 | ||||
TICKER: C07 SECURITY ID: Y43703100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4a | Elect James Watkins as Director | Management | For | Against |
4b | Elect Tan Sri Azlan Zainol as Director | Management | For | For |
4c | Elect Mark Greenberg as Director | Management | For | Against |
5 | Elect Boon Yoon Chiang as Director | Management | For | For |
6 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7a | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights Documents | Management | For | For |
7b | Authorize Share Repurchase Program | Management | For | For |
7c | Approve Mandate for Transactions with Interested Person | Management | For | For |
JTEKT CORP. MEETING DATE: JUN 26, 2014 | ||||
TICKER: 6473 SECURITY ID: J2946V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | Management | For | For |
2.1 | Elect Director Niimi, Atsushi | Management | For | Against |
2.2 | Elect Director Agata, Tetsuo | Management | For | Against |
2.3 | Elect Director Kawakami, Seiho | Management | For | For |
2.4 | Elect Director Isaka, Masakazu | Management | For | For |
2.5 | Elect Director Murase, Noriya | Management | For | For |
2.6 | Elect Director Nakano, Shiro | Management | For | For |
2.7 | Elect Director Kume, Atsushi | Management | For | For |
2.8 | Elect Director Miyazaki, Hiroyuki | Management | For | For |
2.9 | Elect Director Kaijima, Hiroyuki | Management | For | For |
2.10 | Elect Director Uetake, Shinji | Management | For | For |
3.1 | Appoint Statutory Auditor Enomoto, Masatake | Management | For | For |
3.2 | Appoint Statutory Auditor Fukaya, Koichi | Management | For | Against |
3.3 | Appoint Statutory Auditor Kobayashi, Masaaki | Management | For | For |
3.4 | Appoint Statutory Auditor Saga, Koei | Management | For | Against |
3.5 | Appoint Statutory Auditor Takenaka, Hiroshi | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
KAO CORP. MEETING DATE: MAR 28, 2014 | ||||
TICKER: 4452 SECURITY ID: J30642169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 32 | Management | For | For |
2.1 | Elect Director Sawada, Michitaka | Management | For | For |
2.2 | Elect Director Yoshida, Katsuhiko | Management | For | For |
2.3 | Elect Director Takeuchi, Toshiaki | Management | For | For |
2.4 | Elect Director Kadonaga, Sonosuke | Management | For | For |
2.5 | Elect Director Nagashima, Toru | Management | For | For |
2.6 | Elect Director Oku, Masayuki | Management | For | For |
3 | Appoint Statutory Auditor Waseda, Yumiko | Management | For | Against |
KINDEN CORP. MEETING DATE: JUN 25, 2014 | ||||
TICKER: 1944 SECURITY ID: J33093105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | Management | For | For |
2 | Approve Annual Bonus Payment to Directors | Management | For | For |
3.1 | Elect Director Saito, Norihiko | Management | For | For |
3.2 | Elect Director Fujita, Kunihiko | Management | For | For |
3.3 | Elect Director Maeda, Yukikazu | Management | For | For |
3.4 | Elect Director Kawaguchi, Mitsunori | Management | For | For |
3.5 | Elect Director Kawagoe, Eiji | Management | For | For |
3.6 | Elect Director Urashima, Sumio | Management | For | For |
3.7 | Elect Director Maeda, Hidetaka | Management | For | For |
3.8 | Elect Director Ishida, Koji | Management | For | For |
3.9 | Elect Director Onishi, Yoshio | Management | For | For |
3.10 | Elect Director Kobayashi, Kenji | Management | For | For |
3.11 | Elect Director Matsuo, Shiro | Management | For | For |
3.12 | Elect Director Yoshida, Harunori | Management | For | For |
4 | Appoint Statutory Auditor Satake, Ikuzo | Management | For | For |
KINGFISHER PLC MEETING DATE: JUN 12, 2014 | ||||
TICKER: KGF SECURITY ID: G5256E441 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Daniel Bernard as Director | Management | For | For |
6 | Re-elect Andrew Bonfield as Director | Management | For | For |
7 | Re-elect Pascal Cagni as Director | Management | For | For |
8 | Re-elect Clare Chapman as Director | Management | For | For |
9 | Re-elect Sir Ian Cheshire as Director | Management | For | For |
10 | Re-elect Anders Dahlvig as Director | Management | For | For |
11 | Re-elect Janis Kong as Director | Management | For | For |
12 | Re-elect Kevin O'Byrne as Director | Management | For | For |
13 | Re-elect Mark Seligman as Director | Management | For | For |
14 | Re-elect Philippe Tible as Director | Management | For | For |
15 | Re-elect Karen Witts as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
23 | Adopt New Articles of Association | Management | For | For |
24 | Approve Incentive Share Plan | Management | For | For |
KOBE STEEL LTD. MEETING DATE: JUN 25, 2014 | ||||
TICKER: 5406 SECURITY ID: J34555144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sato, Hiroshi | Management | For | For |
1.2 | Elect Director Kawasaki, Hiroya | Management | For | For |
1.3 | Elect Director Tanaka, Jun | Management | For | For |
1.4 | Elect Director Naraki, Kazuhide | Management | For | For |
1.5 | Elect Director Kasuya, Tsuyoshi | Management | For | For |
1.6 | Elect Director Kitabata, Takao | Management | For | For |
1.7 | Elect Director Onoe, Yoshinori | Management | For | For |
1.8 | Elect Director Kaneko, Akira | Management | For | For |
1.9 | Elect Director Umehara, Naoto | Management | For | For |
1.10 | Elect Director Sugizaki, Yasuaki | Management | For | For |
1.11 | Elect Director Ochi, Hiroshi | Management | For | For |
2.1 | Appoint Statutory Auditor Fujiwara, Hiroaki | Management | For | For |
2.2 | Appoint Statutory Auditor Yamamoto,Yoshimasa | Management | For | For |
KONE CORPORATION MEETING DATE: DEC 02, 2013 | ||||
TICKER: KNEBV SECURITY ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Approve Special Dividends | Management | For | Did Not Vote |
7 | Approve 2:1 Stock Split | Management | For | Did Not Vote |
8 | Close Meeting | Management | None | None |
KONE CORPORATION MEETING DATE: FEB 24, 2014 | ||||
TICKER: KNEBV SECURITY ID: X4551T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Reports; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.9975 per Class A Share and EUR 1.00 per Class B Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 54,000 for Chairman, EUR 44,000 for Vice Chairman, EUR 33,000 for Other Directors, and EUR 16,500 for Deputy Members; Approve Attendance Fees for Board and Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at Nine; Fix Number of Deputy Members at One | Management | For | Did Not Vote |
12 | Reelect Shinichiro Akiba, Matti Alahuhta, Anne Brunila, Antti Herlin, Jussi Herlin, Sirkka Hamalainen-Lindfors, Juhani Kaskeala, and Sirpa Pietikainenas Directors, and Elect Ravi Kant as New Director; Elect Iiris Herlin as New Deputy Member | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Fix Number of Auditors at Two | Management | For | Did Not Vote |
15 | Ratify PricewaterhouseCoopers Oy and Heikki Lassila as Auditors | Management | For | Did Not Vote |
16 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
KONICA MINOLTA INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: 4902 SECURITY ID: J36060119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matsuzaki, Masatoshi | Management | For | For |
1.2 | Elect Director Yamana, Shoei | Management | For | For |
1.3 | Elect Director Kondo, Shoji | Management | For | For |
1.4 | Elect Director Yoshikawa, Hirokazu | Management | For | For |
1.5 | Elect Director Enomoto, Takashi | Management | For | For |
1.6 | Elect Director Kama, Kazuaki | Management | For | For |
1.7 | Elect Director Kitani, Akio | Management | For | For |
1.8 | Elect Director Ando, Yoshiaki | Management | For | For |
1.9 | Elect Director Sugiyama, Takashi | Management | For | For |
1.10 | Elect Director Osuga, Ken | Management | For | For |
1.11 | Elect Director Hatano, Seiji | Management | For | For |
KONINKLIJKE AHOLD NV MEETING DATE: JAN 21, 2014 | ||||
TICKER: AH SECURITY ID: N0139V142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Capital Reduction with Shareholder Distribution of EUR 1 Billion | Management | For | For |
3 | Close Meeting | Management | None | None |
KONINKLIJKE AHOLD NV MEETING DATE: APR 16, 2014 | ||||
TICKER: AH SECURITY ID: N0139V142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
5 | Adopt Financial Statements | Management | For | For |
6 | Approve Dividends of EUR 0.47 Per Share | Management | For | For |
7 | Approve Discharge of Management Board | Management | For | For |
8 | Approve Discharge of Supervisory Board | Management | For | For |
9 | Elect L.J. Hijmans van den Bergh to Executive Board | Management | For | For |
10 | Elect J.A. Sprieser to Supervisory Board | Management | For | For |
11 | Elect D.R. Hooft Graafland to Supervisory Board | Management | For | For |
12 | Approve Remuneration of Supervisory Board | Management | For | For |
13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
14 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
15 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14 | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
18 | Close Meeting | Management | None | None |
KONINKLIJKE PHILIPS N.V. MEETING DATE: MAY 01, 2014 | ||||
TICKER: PHIA SECURITY ID: N6817P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Discuss Remuneration Report | Management | None | None |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Approve Dividends of EUR 0.80 Per Share | Management | For | For |
2e | Approve Discharge of Management Board | Management | For | For |
2f | Approve Discharge of Supervisory Board | Management | For | For |
3 | Elect Orit Gadiesh to Supervisory Board | Management | For | For |
4 | Reappoint KPMG as Auditors for an Intermim Period of One Year | Management | For | For |
5a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
5b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5a | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Approve Cancellation of Repurchased Shares | Management | For | For |
8 | Allow Questions | Management | None | None |
L OREAL MEETING DATE: APR 17, 2014 | ||||
TICKER: OR SECURITY ID: F58149133 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
4 | Elect Belen Garijo as Director | Management | For | For |
5 | Reelect Jean-Paul Agon as Director | Management | For | For |
6 | Reelect Xavier Fontanet as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.45 Million | Management | For | For |
8 | Advisory Vote on Remuneration of Jean-Paul Agon, Chairman and CEO | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Transaction with Nestle Re: Repurchase of 48,500 Million Shares Held by Nestle | Management | For | For |
11 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Amend Article 8 of Bylaws Re: Age Limit of Directors, Election of Employee Representative, Director Length of Term, and Director Elections | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
14 | Approve Transaction Re: Sale by L Oreal of its Entire Stake in Galderma Group Companies to Nestle | Management | For | For |
LEGAL & GENERAL GROUP PLC MEETING DATE: MAY 21, 2014 | ||||
TICKER: LGEN SECURITY ID: G54404127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Lizabeth Zlatkus as Director | Management | For | For |
4 | Re-elect Mark Zinkula as Director | Management | For | For |
5 | Re-elect Lindsay Tomlinson as Director | Management | For | For |
6 | Re-elect Stuart Popham as Director | Management | For | For |
7 | Re-elect Julia Wilson as Director | Management | For | For |
8 | Re-elect Mark Gregory as Director | Management | For | For |
9 | Re-elect Rudy Markham as Director | Management | For | For |
10 | Re-elect John Pollock as Director | Management | For | For |
11 | Re-elect John Stewart as Director | Management | For | For |
12 | Re-elect Nigel Wilson as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Remuneration Policy | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Approve Performance Share Plan | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Approve EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LLOYDS BANKING GROUP PLC MEETING DATE: MAY 15, 2014 | ||||
TICKER: LLOY SECURITY ID: G5533W248 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Juan Colombas as Director | Management | For | For |
3 | Elect Dyfrig John as Director | Management | For | For |
4 | Re-elect Lord Blackwell as Director | Management | For | For |
5 | Re-elect George Culmer as Director | Management | For | For |
6 | Re-elect Carolyn Fairbairn as Director | Management | For | For |
7 | Re-elect Anita Frew as Director | Management | For | For |
8 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
9 | Re-elect Nicholas Luff as Director | Management | For | For |
10 | Re-elect David Roberts as Director | Management | For | For |
11 | Re-elect Anthony Watson as Director | Management | For | For |
12 | Re-elect Sara Weller as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
18 | Approve Scrip Dividend Programme | Management | For | For |
19 | Approve Remuneration Policy | Management | For | For |
20 | Approve Remuneration Report | Management | For | Against |
21 | Approve Variable Component of Remuneration for Code Staff | Management | For | For |
22 | Amend Articles of Association | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
24 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
25 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
26 | Authorise Market Purchase of Preference Shares | Management | For | For |
27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
28 | Approve Related Party and Class 1 Transaction | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON MEETING DATE: APR 10, 2014 | ||||
TICKER: MC SECURITY ID: F58485115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
4 | Approve Allocation of Income and Dividends of EUR 3.10 per Share | Management | For | For |
5 | Reelect Delphine Arnault as Director | Management | For | Against |
6 | Reelect Nicolas Bazire as Director | Management | For | Against |
7 | Reelect Antonio Belloni as Director | Management | For | Against |
8 | Reelect Diego Della Valle as Director | Management | For | For |
9 | Reelect Pierre Gode as Director | Management | For | Against |
10 | Reelect Marie-Josee Kravis as Director | Management | For | For |
11 | Renew Appointment Paolo Bulgari as Censor | Management | For | Against |
12 | Renew Appointment Patrick Houel as Censor | Management | For | Against |
13 | Renew Appointment Felix G. Rohatyn as Censor | Management | For | Against |
14 | Elect Marie-Laure Sauty de Chalon as Director | Management | For | For |
15 | Advisory Vote on Compensation of Bernard Arnault | Management | For | Against |
16 | Advisory Vote on Compensation of Antonio Belloni | Management | For | Against |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
19 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
20 | Pursuant to Item Above, Adopt New Bylaws | Management | For | For |
MACQUARIE GROUP LIMITED MEETING DATE: JUL 25, 2013 | ||||
TICKER: MQG SECURITY ID: Q57085104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Michael J. Hawker as a Director | Management | For | For |
3 | Elect Michael J. Coleman as a Director | Management | For | For |
4 | Approve the Remuneration Report | Management | For | For |
5 | Approve the Termination Benefits to Current or Future Key Management Personnel of the Company | Management | For | For |
6 | Approve the Grant of Restricted Share Units and Performance Share Units to Nicholas Moore, Managing Director and Chief Executive Officer of the Company | Management | For | Against |
7 | Approve the Issuance of Up to 6 Million Macquarie Group Capital Notes | Management | For | For |
MACQUARIE GROUP LIMITED MEETING DATE: DEC 12, 2013 | ||||
TICKER: MQG SECURITY ID: Q57085104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Amendments to the Company's Constitution | Management | For | For |
2 | Approve the Return of Capital | Management | For | For |
3 | Approve the Consolidation of Shares on a 0.9438 for 1 Basis | Management | For | For |
MARKS AND SPENCER GROUP PLC MEETING DATE: JUL 09, 2013 | ||||
TICKER: MKS SECURITY ID: G5824M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Patrick Bousquet-Chavanne as Director | Management | For | For |
5 | Elect Andy Halford as Director | Management | For | For |
6 | Elect Steve Rowe as Director | Management | For | For |
7 | Re-elect Vindi Banga as Director | Management | For | For |
8 | Re-elect Marc Bolland as Director | Management | For | For |
9 | Re-elect Miranda Curtis as Director | Management | For | For |
10 | Re-elect John Dixon as Director | Management | For | For |
11 | Re-elect Martha Lane Fox as Director | Management | For | For |
12 | Re-elect Steven Holliday as Director | Management | For | For |
13 | Re-elect Jan du Plessis as Director | Management | For | For |
14 | Re-elect Alan Stewart as Director | Management | For | For |
15 | Re-elect Robert Swannell as Director | Management | For | For |
16 | Re-elect Laura Wade-Gery as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
23 | Authorise EU Political Donations and Expenditure | Management | For | For |
MARUBENI CORP. MEETING DATE: JUN 20, 2014 | ||||
TICKER: 8002 SECURITY ID: J39788138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Asada, Teruo | Management | For | For |
1.2 | Elect Director Kokubu, Fumiya | Management | For | For |
1.3 | Elect Director Ota, Michihiko | Management | For | For |
1.4 | Elect Director Akiyoshi, Mitsuru | Management | For | For |
1.5 | Elect Director Yamazoe, Shigeru | Management | For | For |
1.6 | Elect Director Kawai, Shinji | Management | For | For |
1.7 | Elect Director Tanaka, Kazuaki | Management | For | For |
1.8 | Elect Director Matsumura, Yukihiko | Management | For | For |
1.9 | Elect Director Terakawa, Akira | Management | For | For |
1.10 | Elect Director Takahara, Ichiro | Management | For | For |
1.11 | Elect Director Kitabata, Takao | Management | For | Against |
1.12 | Elect Director Kuroda, Yukiko | Management | For | For |
2 | Appoint Statutory Auditor Takahashi, Kyohei | Management | For | For |
MAZDA MOTOR CORP. MEETING DATE: JUN 24, 2014 | ||||
TICKER: 7261 SECURITY ID: J41551102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1 | Management | For | For |
2 | Approve 5 into 1 Reverse Stock Split | Management | For | For |
3 | Amend Articles To Update Authorized Capital to Reflect Reverse Stock Split - Reduce Share Trading Unit | Management | For | For |
4.1 | Elect Director Kanai, Seita | Management | For | For |
4.2 | Elect Director Kogai, Masamichi | Management | For | For |
4.3 | Elect Director Marumoto, Akira | Management | For | For |
5 | Appoint Statutory Auditor Kawamura, Hirofumi | Management | For | For |
MEDIPAL HOLDINGS CORP MEETING DATE: JUN 25, 2014 | ||||
TICKER: 7459 SECURITY ID: J4189T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kumakura, Sadatake | Management | For | For |
1.2 | Elect Director Watanabe, Shuuichi | Management | For | For |
1.3 | Elect Director Yoda, Toshihide | Management | For | For |
1.4 | Elect Director Sakon, Yuuji | Management | For | For |
1.5 | Elect Director Chofuku, Yasuhiro | Management | For | For |
1.6 | Elect Director Hasegawa, Takuro | Management | For | For |
1.7 | Elect Director Watanabe, Shinjiro | Management | For | For |
1.8 | Elect Director Orime, Koji | Management | For | For |
1.9 | Elect Director Kawanobe, Michiko | Management | For | For |
1.10 | Elect Director Kagami, Mitsuko | Management | For | For |
MERCK KGAA MEETING DATE: MAY 09, 2014 | ||||
TICKER: MRK SECURITY ID: D5357W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.90 per Share | Management | For | For |
4 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
5 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
7.1 | Elect Wolfgang Buechele to the Supervisory Board | Management | For | For |
7.2 | Elect Michaela Freifrau von Glenck to the Supervisory Board | Management | For | For |
7.3 | Elect Albrecht Merck to the Supervisory Board | Management | For | Against |
7.4 | Elect Helga Ruebsamen-Schaeff to the Supervisory Board | Management | For | For |
7.5 | Elect Gregor Schulz to the Supervisory Board | Management | For | For |
7.6 | Elect Theo Siegert to the Supervisory Board | Management | For | For |
8 | Approve 2:1 Stock Split | Management | For | For |
9 | Approve Creation of EUR 56.5 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 16.8 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
11 | Amend Articles Re: Exclusion of Shareholder Right to Certify Shares | Management | For | For |
METRO AG MEETING DATE: FEB 12, 2014 | ||||
TICKER: MEO SECURITY ID: D53968125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for the Abbreviated Fiscal Year 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | For |
3 | Approve Discharge of Management Board for Abbreviated Fiscal Year 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Abbreviated Fiscal Year 2013 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2013/2014 | Management | For | For |
6 | Elect Fredy Raas to the Supervisory Board | Management | For | For |
7 | Approve Remuneration System for Management Board Members | Management | For | For |
METSO CORPORATION MEETING DATE: OCT 01, 2013 | ||||
TICKER: MEO1V SECURITY ID: X53579102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Approve Demerger Plan | Management | For | Did Not Vote |
7 | Fix Number of Directors at Valmet to Seven (7) | Management | For | Did Not Vote |
8 | Approve Remuneration of Directors at Valmet in the Amount of EUR 25,000 for Chairman, EUR 15,000 for Deputy Chairman and Chairman of Audit Committee, and EUR 12,000 for Other Directors | Management | For | Did Not Vote |
9 | Elect Jukka Viinanen (Chairman), Mikael von Frenckell (Deputy Chair), Erkki Pehu-Lehtonen, and Pia Rudengren as Transition Directors in Valmet; Elect Friederike Helfer, Pekka Lundmark, and Rogerio Ziviani as New Directors in Valmet | Management | For | Did Not Vote |
10 | Approve Remuneration of Auditors in Valmet | Management | For | Did Not Vote |
11 | Ratify Ernst & Young as Auditors in Valmet | Management | For | Did Not Vote |
12 | Fix Number of Directors at Metso at Seven (7) | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors at Metso in the Amount of EUR 25,000 for Chairman, EUR 15,000 for Deputy Chairman and Chairman of Audit Committee, and EUR 12,000 for New Directors | Management | For | Did Not Vote |
14 | Elect Wilson Brumer, Lars Josefsson, and Nina Kopola as New Directors at Metso; Elect Mikael Lilius as Chairman and Christer Gardell as Vice Chairman | Management | For | Did Not Vote |
15 | Authorize Share Repurchase Program at Valmet | Management | For | Did Not Vote |
16 | Approve Issuance and Reissuance of Shares without Preemptive Rights at Valmet | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
MGM CHINA HOLDINGS LTD. MEETING DATE: MAY 12, 2014 | ||||
TICKER: 02282 SECURITY ID: G60744102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Pansy Ho as Director | Management | For | For |
3a2 | Elect Daniel J. D'Arrigo as Director | Management | For | For |
3a3 | Elect William M. Scott IV as Director | Management | For | For |
3a4 | Elect Sze Wan Patricia Lam as Director | Management | For | Against |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Approve Repurchase of Up to 10 Percent of the Issued Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
MITSUBISHI HEAVY INDUSTRIES, LTD. MEETING DATE: JUN 26, 2014 | ||||
TICKER: 7011 SECURITY ID: J44002129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4 | Management | For | For |
2.1 | Elect Director Omiya, Hideaki | Management | For | For |
2.2 | Elect Director Miyanaga, Shunichi | Management | For | For |
2.3 | Elect Director Maekawa, Atsushi | Management | For | For |
2.4 | Elect Director Kujirai, Yoichi | Management | For | For |
2.5 | Elect Director Mizutani, Hisakazu | Management | For | For |
2.6 | Elect Director Nojima, Tatsuhiko | Management | For | For |
2.7 | Elect Director Funato, Takashi | Management | For | For |
2.8 | Elect Director Kodama, Toshio | Management | For | For |
2.9 | Elect Director Kimura, Kazuaki | Management | For | For |
2.10 | Elect Director Kojima, Yorihiko | Management | For | Against |
2.11 | Elect Director Christina Ahmadjian | Management | For | For |
2.12 | Elect Director Tsuda, Hiroki | Management | For | For |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 27, 2014 | ||||
TICKER: 8306 SECURITY ID: J44497105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 9 | Management | For | For |
2.1 | Elect Director Sono, Kiyoshi | Management | For | For |
2.2 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
2.3 | Elect Director Hirano, Nobuyuki | Management | For | For |
2.4 | Elect Director Tanaka, Masaaki | Management | For | For |
2.5 | Elect Director Yuuki, Taihei | Management | For | For |
2.6 | Elect Director Kagawa, Akihiko | Management | For | For |
2.7 | Elect Director Kuroda, Tadashi | Management | For | For |
2.8 | Elect Director Nagaoka, Takashi | Management | For | For |
2.9 | Elect Director Okamoto, Junichi | Management | For | For |
2.10 | Elect Director Noguchi, Hiroyuki | Management | For | For |
2.11 | Elect Director Okuda, Tsutomu | Management | For | For |
2.12 | Elect Director Araki, Ryuuji | Management | For | For |
2.13 | Elect Director Okamoto, Kunie | Management | For | For |
2.14 | Elect Director Kawamoto, Yuuko | Management | For | For |
2.15 | Elect Director Matsuyama, Haruka | Management | For | For |
3 | Appoint Statutory Auditor Sato, Yukihiro | Management | For | Against |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
MITSUI & CO. MEETING DATE: JUN 20, 2014 | ||||
TICKER: 8031 SECURITY ID: J44690139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 34 | Management | For | For |
2 | Amend Articles To Add Provisions on Executive Officers - Allow an Executive Officer to Fill Post of Company President | Management | For | For |
3.1 | Elect Director Utsuda, Shoei | Management | For | For |
3.2 | Elect Director Iijima, Masami | Management | For | For |
3.3 | Elect Director Saiga, Daisuke | Management | For | For |
3.4 | Elect Director Okada, Joji | Management | For | For |
3.5 | Elect Director Kinoshita, Masayuki | Management | For | For |
3.6 | Elect Director Ambe, Shintaro | Management | For | For |
3.7 | Elect Director Tanaka, Koichi | Management | For | For |
3.8 | Elect Director Kato, Hiroyuki | Management | For | For |
3.9 | Elect Director Hombo, Yoshihiro | Management | For | For |
3.10 | Elect Director Nonaka, Ikujiro | Management | For | For |
3.11 | Elect Director Hirabayashi, Hiroshi | Management | For | For |
3.12 | Elect Director Muto, Toshiro | Management | For | For |
3.13 | Elect Director Kobayashi, Izumi | Management | For | For |
4 | Appoint Statutory Auditor Matsuyama, Haruka | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
6 | Amend Articles to Add Trading of Second Generation Biodiesel and Treatment of Radiation Contaminated Water to Business Lines | Shareholder | Against | Against |
7 | Amend Articles to Exclude Genetically-Modified Feed, Clinical Trial-Related Facilities and Medical Tourism Related Facilities from Business Lines | Shareholder | Against | Against |
8 | Amend Articles to Clarify that Nuclear Power Generation is Excluded and Biomass Power Generation is Included in Business Lines | Shareholder | Against | Abstain |
9 | Amend Articles to Exclude Narcotics from Business Lines | Shareholder | Against | Against |
10 | Amend Articles to Delete Provision that Authorizes Share Buybacks at Board's Discretion | Shareholder | Against | Against |
11 | Amend Articles to Remove Provisions Prohibiting Cumulative Voting | Shareholder | Against | Against |
12 | Remove Chairman Shoei Utsuda from the Board of Directors | Shareholder | Against | Against |
13 | Authorize Share Repurchase of up to 120 Million Shares in the Coming Year | Shareholder | Against | Against |
MIZUHO FINANCIAL GROUP INC. MEETING DATE: JUN 24, 2014 | ||||
TICKER: 8411 SECURITY ID: J4599L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | Management | For | Against |
2 | Amend Articles To Adopt U.S.-Style Board Structure - Reduce Directors' Term - Recognize Validity of Board Resolutions in Written or Electronic Format - Authorize Board to Determine Income Allocation - Remove Provisions on Class 13 Preferred Shares | Management | For | For |
3.1 | Elect Director Sato, Yasuhiro | Management | For | For |
3.2 | Elect Director Tsujita, Yasunori | Management | For | For |
3.3 | Elect Director Aya, Ryusuke | Management | For | For |
3.4 | Elect Director Shimbo, Junichi | Management | For | For |
3.5 | Elect Director Fujiwara, Koji | Management | For | For |
3.6 | Elect Director Takahashi, Hideyuki | Management | For | For |
3.7 | Elect Director Funaki, Nobukatsu | Management | For | For |
3.8 | Elect Director Nomiyama, Akihiko | Management | For | For |
3.9 | Elect Director Ohashi, Mitsuo | Management | For | For |
3.10 | Elect Director Kawamura, Takashi | Management | For | For |
3.11 | Elect Director Kainaka, Tatsuo | Management | For | Against |
3.12 | Elect Director Anraku, Kanemitsu | Management | For | For |
3.13 | Elect Director Ota, Hiroko | Management | For | For |
4 | Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So | Shareholder | Against | Against |
5 | Approve Alternate Income Allocation, with a Final Dividend of JPY 5 | Shareholder | Against | For |
6 | Amend Articles to Put Director Nominees' and Statutory Auditor Nominees' Concurrent Posts at Listed Companies in Proxy Materials | Shareholder | Against | Against |
7 | Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Shareholder | Against | Against |
8 | Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as "Vulture" to Characterize Foreign Shareholders | Shareholder | Against | Against |
9 | Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect | Shareholder | Against | Against |
10 | Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups | Shareholder | Against | Against |
11 | Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company's Website | Shareholder | Against | Against |
12 | Amend Articles to Prohibit Mizuho Financial Group's Securities Companies from Manipulating Stock Prices on Green-Sheet Markets | Shareholder | Against | Against |
MS&AD INSURANCE GROUP HOLDINGS MEETING DATE: JUN 23, 2014 | ||||
TICKER: 8725 SECURITY ID: J4687C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Management | For | For |
2.1 | Elect Director Suzuki, Hisahito | Management | For | For |
2.2 | Elect Director Karasawa, Yasuyoshi | Management | For | For |
2.3 | Elect Director Egashira, Toshiaki | Management | For | For |
2.4 | Elect Director Tsuchiya, Mitsuhiro | Management | For | For |
2.5 | Elect Director Fujimoto, Susumu | Management | For | For |
2.6 | Elect Director Fujii, Shiro | Management | For | For |
2.7 | Elect Director Kanasugi, Yasuzo | Management | For | For |
2.8 | Elect Director Yanagawa, Nampei | Management | For | For |
2.9 | Elect Director Ui, Junichi | Management | For | For |
2.10 | Elect Director Watanabe, Akira | Management | For | For |
2.11 | Elect Director Tsunoda, Daiken | Management | For | For |
2.12 | Elect Director Ogawa, Tadashi | Management | For | For |
2.13 | Elect Director Matsunaga, Mari | Management | For | For |
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG MEETING DATE: APR 30, 2014 | ||||
TICKER: MUV2 SECURITY ID: D55535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 a | Receive Report of the Supervisory Board, Corporate Governance Report and Remuneration Report for 2013 (Non-Voting) | Management | None | None |
1 b | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 7.25 per Bearer Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
8a | Elect Ann-Kristin Achleitner to the Supervisory Board | Management | For | Did Not Vote |
8b | Elect Benita Ferrero-Waldner to the Supervisory Board | Management | For | Did Not Vote |
8c | Elect Ursula Gather to the Supervisory Board | Management | For | Did Not Vote |
8d | Elect Peter Gruss to the Supervisory Board | Management | For | Did Not Vote |
8e | Elect Gerd Haeusler to the Supervisory Board | Management | For | Did Not Vote |
8f | Elect Henning Kagermann to the Supervisory Board | Management | For | Did Not Vote |
8g | Elect Wolfgang Mayrhuber to the Supervisory Board | Management | For | Did Not Vote |
8h | Elect Bernd Pischetsrieder to the Supervisory Board | Management | For | Did Not Vote |
8i | Elect Anton van Rossum to the Supervisory Board | Management | For | Did Not Vote |
8j | Elect Ron Sommer to the Supervisory Board | Management | For | Did Not Vote |
9a | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9b | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9c | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9d | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9e | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9f | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
9g | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
NAMCO BANDAI HOLDINGS INC. MEETING DATE: JUN 23, 2014 | ||||
TICKER: 7832 SECURITY ID: J48454102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 23 | Management | For | For |
2 | Amend Articles to Change Company Name | Management | For | For |
3.1 | Elect Director Ishikawa, Shukuo | Management | For | For |
3.2 | Elect Director Ueno, Kazunori | Management | For | For |
3.3 | Elect Director Otsu, Shuuji | Management | For | For |
3.4 | Elect Director Asako, Yuuji | Management | For | For |
3.5 | Elect Director Oshita, Satoshi | Management | For | For |
3.6 | Elect Director Hagiwara, Hitoshi | Management | For | For |
3.7 | Elect Director Sayama, Nobuo | Management | For | For |
3.8 | Elect Director Tabuchi, Tomohisa | Management | For | For |
3.9 | Elect Director Matsuda, Yuzuru | Management | For | For |
4.1 | Appoint Statutory Auditor Asami, Kazuo | Management | For | For |
4.2 | Appoint Statutory Auditor Kotari, Katsuhiko | Management | For | For |
4.3 | Appoint Statutory Auditor Sudo, Osamu | Management | For | For |
4.4 | Appoint Statutory Auditor Kamijo, Katsuhiko | Management | For | For |
NATIONAL AUSTRALIA BANK LIMITED MEETING DATE: DEC 19, 2013 | ||||
TICKER: NAB SECURITY ID: Q65336119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Ratify the Past Issuance of NAB Convertible Preference Shares to Subscribers Under a Prospectus | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer of the Company | Management | For | For |
5a | Elect Daniel Gilbert as Director | Management | For | For |
5b | Elect Jillian Segal as Director | Management | For | For |
5c | Elect Anthony Kwan Tao Yuen as Director | Management | For | For |
5d | Elect David Barrow as Director | Shareholder | Against | Against |
NEC CORP. MEETING DATE: JUN 23, 2014 | ||||
TICKER: 6701 SECURITY ID: J48818124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yano, Kaoru | Management | For | For |
1.2 | Elect Director Endo, Nobuhiro | Management | For | For |
1.3 | Elect Director Niino, Takashi | Management | For | For |
1.4 | Elect Director Yasui, Junji | Management | For | For |
1.5 | Elect Director Shimizu, Takaaki | Management | For | For |
1.6 | Elect Director Kawashima, Isamu | Management | For | For |
1.7 | Elect Director Kunibe, Takeshi | Management | For | For |
1.8 | Elect Director Ogita, Hitoshi | Management | For | For |
1.9 | Elect Director Sasaki, Kaori | Management | For | For |
1.10 | Elect Director Oka, Motoyuki | Management | For | For |
1.11 | Elect Director Noji, Kunio | Management | For | For |
2.1 | Appoint Statutory Auditor Fujioka, Tetsuya | Management | For | For |
2.2 | Appoint Statutory Auditor Okumiya, Kyoko | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
NESTLE SA MEETING DATE: APR 10, 2014 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2.15 per Share | Management | For | Did Not Vote |
4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
5.1a | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
5.1b | Reelect Paul Bulcke as Director | Management | For | Did Not Vote |
5.1c | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
5.1d | Reelect Rolf Haenggi as Director | Management | For | Did Not Vote |
5.1e | Reelect Beat Hess as Director | Management | For | Did Not Vote |
5.1f | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
5.1g | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
5.1h | Reelect Naina Lal Kidwai as Director | Management | For | Did Not Vote |
5.1i | Reelect Titia de Lange as Director | Management | For | Did Not Vote |
5.1j | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
5.1k | Reelect Ann Veneman as Director | Management | For | Did Not Vote |
5.1l | Reelect Henri de Castries as Director | Management | For | Did Not Vote |
5.1m | Reelect Eva Cheng as Director | Management | For | Did Not Vote |
5.2 | Elect Peter Brabeck-Letmathe as Board Chairman | Management | For | Did Not Vote |
5.3.1 | Appoint Beat Hess as Member of the Compensation Committee | Management | For | Did Not Vote |
5.3.2 | Appoint Daniel Borel as Member of the Compensation Committee | Management | For | Did Not Vote |
5.3.3 | Appoint Andreas Koopmann as Member of the Compensation Committee | Management | For | Did Not Vote |
5.3.4 | Appoint Jean-Pierre Roth as Member of the Compensation Committee | Management | For | Did Not Vote |
5.4 | Ratify KMPG SA as Auditors | Management | For | Did Not Vote |
5.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Did Not Vote |
NEXT PLC MEETING DATE: MAY 15, 2014 | ||||
TICKER: NXT SECURITY ID: G6500M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect John Barton as Director | Management | For | For |
6 | Re-elect Christos Angelides as Director | Management | For | For |
7 | Re-elect Steve Barber as Director | Management | For | For |
8 | Re-elect Jonathan Dawson as Director | Management | For | For |
9 | Re-elect Caroline Goodall as Director | Management | For | For |
10 | Re-elect David Keens as Director | Management | For | For |
11 | Elect Michael Law as Director | Management | For | For |
12 | Re-elect Francis Salway as Director | Management | For | For |
13 | Elect Jane Shields as Director | Management | For | For |
14 | Re-elect Lord Wolfson as Director | Management | For | For |
15 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
NIPPON TELEGRAPH & TELEPHONE CORP. MEETING DATE: JUN 26, 2014 | ||||
TICKER: 9432 SECURITY ID: J59396101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Management | For | For |
2.1 | Elect Director Miura, Satoshi | Management | For | For |
2.2 | Elect Director Unoura, Hiroo | Management | For | For |
2.3 | Elect Director Shinohara, Hiromichi | Management | For | For |
2.4 | Elect Director Sawada, Jun | Management | For | For |
2.5 | Elect Director Kobayashi, Mitsuyoshi | Management | For | For |
2.6 | Elect Director Shimada, Akira | Management | For | For |
2.7 | Elect Director Tsujigami, Hiroshi | Management | For | For |
2.8 | Elect Director Okuno, Tsunehisa | Management | For | For |
2.9 | Elect Director Kuriyama, Hiroki | Management | For | For |
2.10 | Elect Director Shirai, Katsuhiko | Management | For | For |
2.11 | Elect Director Sakakibara, Sadayuki | Management | For | For |
3.1 | Appoint Statutory Auditor Ide, Akiko | Management | For | For |
3.2 | Appoint Statutory Auditor Iida, Takashi | Management | For | For |
NISSHIN SEIFUN GROUP INC. MEETING DATE: JUN 26, 2014 | ||||
TICKER: 2002 SECURITY ID: J57633109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Oeda, Hiroshi | Management | For | For |
2.2 | Elect Director Ikeda, Kazuo | Management | For | For |
2.3 | Elect Director Nakagawa, Masao | Management | For | For |
2.4 | Elect Director Takizawa, Michinori | Management | For | For |
2.5 | Elect Director Harada, Takashi | Management | For | For |
2.6 | Elect Director Ogawa, Yasuhiko | Management | For | For |
2.7 | Elect Director Mori, Akira | Management | For | For |
2.8 | Elect Director Nakagawa, Masashi | Management | For | For |
2.9 | Elect Director Iwasaki, Koichi | Management | For | For |
2.10 | Elect Director Yamada, Takao | Management | For | For |
2.11 | Elect Director Kemmoku, Nobuki | Management | For | For |
2.12 | Elect Director Okumura, Ariyoshi | Management | For | For |
2.13 | Elect Director Mimura, Akio | Management | For | For |
2.14 | Elect Director Sato, Kiyoshi | Management | For | For |
3.1 | Appoint Statutory Auditor Ito, Satoshi | Management | For | For |
3.2 | Appoint Statutory Auditor Yoshinare, Kazuya | Management | For | For |
4 | Approve Stock Option Plan for Directors | Management | For | For |
5 | Approve Stock Option Plan | Management | For | For |
NOMURA HOLDINGS INC. MEETING DATE: JUN 25, 2014 | ||||
TICKER: 8604 SECURITY ID: J59009159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Koga, Nobuyuki | Management | For | For |
1.2 | Elect Director Nagai, Koji | Management | For | For |
1.3 | Elect Director Yoshikawa, Atsushi | Management | For | For |
1.4 | Elect Director Suzuki, Hiroyuki | Management | For | For |
1.5 | Elect Director David Benson | Management | For | For |
1.6 | Elect Director Sakane, Masahiro | Management | For | For |
1.7 | Elect Director Kusakari, Takao | Management | For | For |
1.8 | Elect Director Fujinuma, Tsuguoki | Management | For | Against |
1.9 | Elect Director Kanemoto, Toshinori | Management | For | For |
1.10 | Elect Director Clara Furse | Management | For | For |
1.11 | Elect Director Michael Lim Choo San | Management | For | For |
NORDEA BANK AB MEETING DATE: MAR 20, 2014 | ||||
TICKER: NDA SEK SECURITY ID: W57996105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.43 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of EUR 259,550 for Chairman, EUR 123,250 for Vice Chairman, and EUR 80,250 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Bjorn Wahlroos (Chairman), Marie Ehrling, Elisabeth Grieg, Svein Jacobsen, Tom Knutzen, Lars G Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Robin Lawther as New Director | Management | For | Did Not Vote |
14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | Did Not Vote |
17a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
17b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
20 | Fix Maximum Variable Compensation Ratio | Management | For | Did Not Vote |
21 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act | Shareholder | None | Did Not Vote |
22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | Against | Did Not Vote |
NORSK HYDRO ASA MEETING DATE: MAY 07, 2014 | ||||
TICKER: NHY SECURITY ID: R61115102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 0.75 Per Share | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Discuss Company's Corporate Governance Statement | Management | None | None |
6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
7a | Amend Articles Re: Board-Related | Management | For | Did Not Vote |
7b | Amend Articles Re: Nomination Committee | Management | For | Did Not Vote |
7c | Amend Articles Re: Corporate Assembly | Management | For | Did Not Vote |
7d | Amend Articles Re: Removal of Age Limit | Management | For | Did Not Vote |
8a | Elect Leif Teksum as Member of Corporate Assembly | Management | For | Did Not Vote |
8b | Elect Idar Kreutzer as Member of Corporate Assembly | Management | For | Did Not Vote |
8c | Elect Sten-Arthur Saelor as Member of Corporate Assembly | Management | For | Did Not Vote |
8d | Elect Anne-Margrethe Firing as Member of Corporate Assembly | Management | For | Did Not Vote |
8e | Elect Terje Venold as Member of Corporate Assembly | Management | For | Did Not Vote |
8f | Elect Unni Steinsmo as Member of Corporate Assembly | Management | For | Did Not Vote |
8g | Elect Tove Wangensten as Member of Corporate Assembly | Management | For | Did Not Vote |
8h | Elect Anne Bogsnes as Member of Corporate Assembly | Management | For | Did Not Vote |
8i | Elect Birger Solberg as Member of Corporate Assembly | Management | For | Did Not Vote |
8j | Elect Susanne Thore as Member of Corporate Assembly | Management | For | Did Not Vote |
8k | Elect Nils Bastiansen as Member of Corporate Assembly | Management | For | Did Not Vote |
8l | Elect Shahzad Abid as Member of Corporate Assembly | Management | For | Did Not Vote |
8m | Elect Jan Meling as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
8n | Elect Ylva Lindberg as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
8o | Elect Berit Henriksen as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
8p | Elect Jorunn Saetre as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
9a | Elect Leif Teksum as Member of Nominating Committee | Management | For | Did Not Vote |
9b | Elect Terje Venold as Member of Nominating Committee | Management | For | Did Not Vote |
9c | Elect Mette Wikborg as Member of Nominating Committee | Management | For | Did Not Vote |
9d | Elect Susanne Thore as Member of Nominating Committee | Management | For | Did Not Vote |
10a | Approve Remuneration of Corporate Assembly | Management | For | Did Not Vote |
10b | Approve Remuneration of Nomination Committee | Management | For | Did Not Vote |
NOVARTIS AG MEETING DATE: FEB 25, 2014 | ||||
TICKER: NOVN SECURITY ID: H5820Q150 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2.45 per Share | Management | For | Did Not Vote |
4.1 | Approve Remuneration of Directors in the Amount of CHF 8.0 Million (Non-Binding) | Management | For | Did Not Vote |
4.2 | Approve Remuneration of Executive Committee in the Amount of CHF 67.7 Million for Performance Cycle 2013 (Non-Binding) | Management | For | Did Not Vote |
5.1 | Reelect Joerg Reinhardt as Director and Chairman of the Board of Directors | Management | For | Did Not Vote |
5.2 | Reelect Dimitri Azar as Director | Management | For | Did Not Vote |
5.3 | Reelect Verena Briner as Director | Management | For | Did Not Vote |
5.4 | Reelect Srikant Datar as Director | Management | For | Did Not Vote |
5.5 | Reelect Ann Fudge as Director | Management | For | Did Not Vote |
5.6 | Reelect Pierre Landolt as Director | Management | For | Did Not Vote |
5.7 | Reelect Ulrich Lehner as Director | Management | For | Did Not Vote |
5.8 | Reelect Andreas von Planta as Director | Management | For | Did Not Vote |
5.9 | Reelect Charles Sawyers as Director | Management | For | Did Not Vote |
5.10 | Reelect Enrico Vanni as Director | Management | For | Did Not Vote |
5.11 | Reelect William Winters as Director | Management | For | Did Not Vote |
6.1 | Elect Srikant Datar as Member of the Compensation Committee | Management | For | Did Not Vote |
6.2 | Elect Ann Fudge as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3 | Elect Ulrich Lehner as Member of the Compensation Committee | Management | For | Did Not Vote |
6.4 | Elect Enrico Vanni as Member of the Compensation Committee | Management | For | Did Not Vote |
7 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
8 | Designate Peter Andreas Zahn as Independent Proxy | Management | For | Did Not Vote |
NOVO NORDISK A/S MEETING DATE: MAR 20, 2014 | ||||
TICKER: NOVO B SECURITY ID: K72807132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3.1 | Approve Remuneration of Directors for 2013 in the Aggregate Amount of DKK 9.2 Million | Management | For | For |
3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
4 | Approve Allocation of Income and Dividends of DKK 4.5 Per Share | Management | For | For |
5.1 | Elect Goran Ando (Chairman) as Director | Management | For | For |
5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | For |
5.3a | Elect Bruno Angelici as Director | Management | For | For |
5.3b | Elect Liz Hewitt as Director | Management | For | For |
5.3c | Elect Thomas Koestler as Director | Management | For | For |
5.3d | Elect Helge Lund as Director | Management | For | For |
5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7.1 | Approve DKK 20 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
7.2 | Authorize Share Repurchase Program | Management | For | For |
7.3 | Approve Donation to the World Diabetes Foundation (WDF) of up to DKK 654 Million for the Years 2005-2024 | Management | For | For |
7.4.1 | Approve Publication of Annual Report in English | Management | For | For |
7.4.2 | Change Language of Annual Meeting to English | Management | For | For |
7.5 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
8.1 | Provide Financial Information in Notice to Convene AGM | Shareholder | Against | Against |
8.2 | Publish Annual Reports and Other Documents in Danish and Keep Them Public for at Least Five Years | Shareholder | Against | Against |
8.3 | Simplify Access to Documents Available on Company's Website | Shareholder | Against | Against |
8.4 | Require Refreshments to be Available During Annual General Meeting | Shareholder | Against | Against |
9 | Other Business | Management | None | None |
NTT DOCOMO INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: 9437 SECURITY ID: J59399121 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Kato, Kaoru | Management | For | Against |
2.2 | Elect Director Yoshizawa, Kazuhiro | Management | For | For |
2.3 | Elect Director Sakai, Yoshikiyo | Management | For | For |
2.4 | Elect Director Terasaki, Akira | Management | For | For |
2.5 | Elect Director Onoe, Seizo | Management | For | For |
2.6 | Elect Director Sato, Hirotaka | Management | For | For |
2.7 | Elect Director Takagi, Kazuhiro | Management | For | For |
2.8 | Elect Director Asami, Hiroyasu | Management | For | For |
2.9 | Elect Director Suto, Shoji | Management | For | For |
2.10 | Elect Director Omatsuzawa, Kiyohiro | Management | For | For |
2.11 | Elect Director Nakayama, Toshiki | Management | For | For |
2.12 | Elect Director Kii, Hajime | Management | For | For |
2.13 | Elect Director Tani, Makoto | Management | For | For |
2.14 | Elect Director Murakami, Teruyasu | Management | For | For |
2.15 | Elect Director Nakamura, Takashi | Management | For | For |
3.1 | Appoint Statutory Auditor Kobayashi, Toru | Management | For | For |
3.2 | Appoint Statutory Auditor Okihara, Toshimune | Management | For | Against |
OLD MUTUAL PLC MEETING DATE: MAY 15, 2014 | ||||
TICKER: OML SECURITY ID: G67395114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3i | Elect Zoe Cruz as Director | Management | For | For |
3ii | Elect Adiba Ighodaro as Director | Management | For | For |
3iii | Elect Nkosana Moyo as Director | Management | For | For |
3iv | Re-elect Mike Arnold as Director | Management | For | For |
3v | Re-elect Alan Gillespie as Director | Management | For | For |
3vi | Re-elect Danuta Gray as Director | Management | For | For |
3vii | Re-elect Reuel Khoza as Director | Management | For | For |
3viii | Re-elect Roger Marshall as Director | Management | For | For |
3ix | Re-elect Nku Nyembezi-Heita as Director | Management | For | For |
3x | Re-elect Patrick O'Sullivan as Director | Management | For | For |
3xi | Re-elect Julian Roberts as Director | Management | For | For |
4 | Appoint KPMG LLP as Auditors | Management | For | For |
5 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
11 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
OMRON CORP. MEETING DATE: JUN 24, 2014 | ||||
TICKER: 6645 SECURITY ID: J61374120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Management | For | For |
2.1 | Elect Director Tateishi, Fumio | Management | For | For |
2.2 | Elect Director Yamada, Yoshihito | Management | For | For |
2.3 | Elect Director Suzuki, Yoshinori | Management | For | For |
2.4 | Elect Director Sakumiya, Akio | Management | For | For |
2.5 | Elect Director Nitto, Koji | Management | For | For |
2.6 | Elect Director Toyama, Kazuhiko | Management | For | For |
2.7 | Elect Director Kobayashi, Eizo | Management | For | For |
3 | Appoint Alternate Statutory Auditor Watanabe, Toru | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Ceiling for Performance-Based Cash Compensation for Directors for 2014-2017 | Management | For | For |
OMV AG MEETING DATE: MAY 14, 2014 | ||||
TICKER: OMV SECURITY ID: A51460110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
6 | Ratify Ernst & Young as Auditors | Management | For | For |
7.1 | Approve Performance Share Plan for Key Employees | Management | For | For |
7.2 | Approve Matching Share Plan for Management Board Members | Management | For | For |
8.1 | Elect Supervisory Board Member Murtadha Al Hashmi | Management | For | Against |
8.2 | Elect Supervisory Board Member Alyazia Ali Saleh Al Kuwaiti | Management | For | Against |
8.3 | Elect Supervisory Board Member Wolfgang C. Berndt | Management | For | For |
8.4 | Elect Supervisory Board Member Elif Bilgi Zapparoli | Management | For | For |
8.5 | Elect Supervisory Board Member Helmut Draxler | Management | For | Against |
8.6 | Elect Supervisory Board Member Roy Franklin | Management | For | For |
8.7 | Elect Supervisory Board Member Rudolf Kemler | Management | For | Against |
8.8 | Elect Supervisory Board Member Wolfram Littich | Management | For | Against |
8.9 | Elect Supervisory Board Member Herbert Stepic | Management | For | For |
8.10 | Elect Supervisory Board Member Herbert Werner | Management | For | Against |
9 | Approve Creation of EUR 32.7 Million Pool of Capital without Preemptive Rights to Guarantee Conversion Rights for Share Plans | Management | For | For |
ORACLE CORP. JAPAN MEETING DATE: AUG 23, 2013 | ||||
TICKER: 4716 SECURITY ID: J6165M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Endo, Takao | Management | For | For |
1.2 | Elect Director Nosaka, Shigeru | Management | For | For |
1.3 | Elect Director Derek H. Williams | Management | For | Against |
1.4 | Elect Director John L. Hall | Management | For | Against |
1.5 | Elect Director Eric R. Ball | Management | For | Against |
1.6 | Elect Director Gregory R. Davies | Management | For | Against |
1.7 | Elect Director Ogishi, Satoshi | Management | For | For |
1.8 | Elect Director Murayama, Shuuhei | Management | For | For |
2 | Approve Stock Option Plan | Management | For | For |
ORANGE MEETING DATE: MAY 27, 2014 | ||||
TICKER: ORA SECURITY ID: F6866T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
4 | Approve Transaction with Bernard Dufau Re: Compensation | Management | For | For |
5 | Reelect Stephane Richard as Director | Management | For | For |
6 | Elect Patrice Brunet as Representative of Employee Shareholders to the Board | Management | For | Against |
7 | Elect Jean-Luc Burgain as Representative of Employee Shareholders to the Board | Management | For | Against |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 750,000 | Management | For | For |
9 | Advisory Vote on Compensation of Stephane Richard, Chairman and CEO | Management | For | For |
10 | Advisory Vote on Compensation of Gervais Pellissier, Vice-CEO | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Amend Article 15.1 of Bylaws Re: Board Decisions | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ORIX CORP. MEETING DATE: JUN 24, 2014 | ||||
TICKER: 8591 SECURITY ID: J61933123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Inoue, Makoto | Management | For | For |
1.2 | Elect Director Urata, Haruyuki | Management | For | For |
1.3 | Elect Director Umaki, Tamio | Management | For | For |
1.4 | Elect Director Kojima, Kazuo | Management | For | For |
1.5 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
1.6 | Elect Director Kamei, Katsunobu | Management | For | For |
1.7 | Elect Director Takahashi, Hideaki | Management | For | For |
1.8 | Elect Director Sasaki, Takeshi | Management | For | For |
1.9 | Elect Director Tsujiyama, Eiko | Management | For | For |
1.10 | Elect Director Robert Feldman | Management | For | For |
1.11 | Elect Director Niinami, Takeshi | Management | For | For |
1.12 | Elect Director Usui, Nobuaki | Management | For | For |
1.13 | Elect Director Yasuda, Ryuji | Management | For | For |
OTSUKA HOLDINGS CO LTD MEETING DATE: JUN 27, 2014 | ||||
TICKER: 4578 SECURITY ID: J63117105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Change Fiscal Year End | Management | For | For |
2.1 | Elect Director Otsuka, Akihiko | Management | For | For |
2.2 | Elect Director Otsuka, Ichiro | Management | For | For |
2.3 | Elect Director Higuchi, Tatsuo | Management | For | For |
2.4 | Elect Director Makise, Atsumasa | Management | For | For |
2.5 | Elect Director Matsuo, Yoshiro | Management | For | For |
2.6 | Elect Director Tobe, Sadanobu | Management | For | For |
2.7 | Elect Director Watanabe, Tatsuro | Management | For | For |
2.8 | Elect Director Hirotomi, Yasuyuki | Management | For | For |
2.9 | Elect Director Kawaguchi, Juichi | Management | For | For |
2.10 | Elect Director Konose, Tadaaki | Management | For | For |
3.1 | Appoint Statutory Auditor Imai, Takaharu | Management | For | For |
3.2 | Appoint Statutory Auditor Nakai, Akihito | Management | For | For |
3.3 | Appoint Statutory Auditor Yahagi, Norikazu | Management | For | For |
3.4 | Appoint Statutory Auditor Sugawara, Hiroshi | Management | For | Against |
PANASONIC CORP MEETING DATE: JUN 26, 2014 | ||||
TICKER: 6752 SECURITY ID: J6354Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nagae, Shuusaku | Management | For | For |
1.2 | Elect Director Matsushita, Masayuki | Management | For | For |
1.3 | Elect Director Tsuga, Kazuhiro | Management | For | For |
1.4 | Elect Director Yamada, Yoshihiko | Management | For | For |
1.5 | Elect Director Takami, Kazunori | Management | For | For |
1.6 | Elect Director Kawai, Hideaki | Management | For | For |
1.7 | Elect Director Miyabe, Yoshiyuki | Management | For | For |
1.8 | Elect Director Yoshioka, Tamio | Management | For | For |
1.9 | Elect Director Toyama, Takashi | Management | For | For |
1.10 | Elect Director Yoshida, Mamoru | Management | For | For |
1.11 | Elect Director Nomura, Tsuyoshi | Management | For | For |
1.12 | Elect Director Uno, Ikuo | Management | For | Against |
1.13 | Elect Director Oku, Masayuki | Management | For | For |
1.14 | Elect Director Ota, Hiroko | Management | For | For |
1.15 | Elect Director Ito, Yoshio | Management | For | For |
1.16 | Elect Director Ishii, Jun | Management | For | For |
1.17 | Elect Director Sato, Mototsugu | Management | For | For |
2.1 | Appoint Statutory Auditor Sato, Yoshio | Management | For | Against |
2.2 | Appoint Statutory Auditor Kinoshita, Toshio | Management | For | For |
3 | Approve Deep Discount Stock Option Plan | Management | For | For |
PARGESA HOLDING SA MEETING DATE: MAY 06, 2014 | ||||
TICKER: PARG SECURITY ID: H60477207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 2.64 per Bearer Share and CHF 0.264 per Registered Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1a | Elect Marc-Henri Chaudet as Director | Management | For | Did Not Vote |
4.1b | Elect Bernard Daniel as Director | Management | For | Did Not Vote |
4.1c | Elect Amury de Seze as Director | Management | For | Did Not Vote |
4.1d | Elect Victor Delloye as Director | Management | For | Did Not Vote |
4.1e | Elect Andre Desmarais as Director | Management | For | Did Not Vote |
4.1f | Elect Paul Desmarais Jr as Director | Management | For | Did Not Vote |
4.1g | Elect Albert Frere as Director | Management | For | Did Not Vote |
4.1h | Elect Cedric Frere as Director | Management | For | Did Not Vote |
4.1i | Elect Gerald Frere as Director | Management | For | Did Not Vote |
4.1j | Elect Segolene Gallienne as Director | Management | For | Did Not Vote |
4.1k | Elect Michel Pebereau as Director | Management | For | Did Not Vote |
4.1l | Elect Michel Plessis-Belair as Director | Management | For | Did Not Vote |
4.1m | Elect Gilles Samyn as Director | Management | For | Did Not Vote |
4.1n | Elect Arnaud Vial as Director | Management | For | Did Not Vote |
4.1o | Elect Barbara Kux as Director | Management | For | Did Not Vote |
4.1p | Elect Paul Desmarais III as Director | Management | For | Did Not Vote |
4.2 | Elect Paul Desmarais Jr as Board Chairman | Management | For | Did Not Vote |
4.3a | Appoint Bernard Daniel as Member of the Compensation Committee | Management | For | Did Not Vote |
4.3b | Appoint Barbara Kux as Member of the Compensation Committee | Management | For | Did Not Vote |
4.3c | Appoint Amaury de Seze as Member of the Compensation Committee | Management | For | Did Not Vote |
4.3d | Appoint Michel Plessis-Belair as Member of the Compensation Committee | Management | For | Did Not Vote |
4.3e | Appoint Gilles Samyn as Member of the Compensation Committee | Management | For | Did Not Vote |
4.4 | Designate Valerie Marti as Independent Proxy | Management | For | Did Not Vote |
4.5 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
5 | Approve Creation of CHF 253 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Transact Other Business (Voting) | Management | For | Did Not Vote |
PERSIMMON PLC MEETING DATE: APR 16, 2014 | ||||
TICKER: PSN SECURITY ID: G70202109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Nicholas Wrigley as Director | Management | For | For |
5 | Re-elect Jeffrey Fairburn as Director | Management | For | For |
6 | Re-elect Michael Killoran as Director | Management | For | For |
7 | Re-elect Nigel Greenaway as Director | Management | For | For |
8 | Elect David Jenkinson as Director | Management | For | For |
9 | Re-elect Richard Pennycook as Director | Management | For | For |
10 | Re-elect Jonathan Davie as Director | Management | For | For |
11 | Re-elect Mark Preston as Director | Management | For | For |
12 | Re-elect Marion Sears as Director | Management | For | For |
13 | Appoint KPMG LLP as Auditors and Authorise Their Remuneration | Management | For | For |
14 | Approve Return of Cash to Shareholders | Management | For | For |
15 | Approve Purchase of Two Properties by Nigel Greenaway | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PROSIEBENSAT.1 MEDIA AG MEETING DATE: JUL 23, 2013 | ||||
TICKER: PSM SECURITY ID: D6216S101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Creation of EUR 109.4 Million Pool of Capital to Guarantee Conversion Rights for Warrants/Bonds with Warrants Attached/Convertible Bonds | Management | For | For |
2 | Approve Conversion of Preferred Shares into Ordinary Shares | Management | For | For |
PROSIEBENSAT.1 MEDIA AG MEETING DATE: JUN 26, 2014 | ||||
TICKER: PSM SECURITY ID: D6216S143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.47 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | Did Not Vote |
6a | Elect Lawrence Aidem to the Supervisory Board | Management | For | Did Not Vote |
6b | Elect Antoinette Aris to the Supervisory Board | Management | For | Did Not Vote |
6c | Elect Werner Brandt to the Supervisory Board | Management | For | Did Not Vote |
6d | Elect Adam Cahan to the Supervisory Board | Management | For | Did Not Vote |
6e | Elect Stefan Dziarski to the Supervisory Board | Management | For | Did Not Vote |
6f | Elect Philipp Freise to the Supervisory Board | Management | For | Did Not Vote |
6g | Elect Marion Helmes to the Supervisory Board | Management | For | Did Not Vote |
6h | Elect Erik Huggers to the Supervisory Board | Management | For | Did Not Vote |
6i | Elect Harald Wiedmann to the Supervisory Board | Management | For | Did Not Vote |
7 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | Did Not Vote |
8 | Approve Creation of EUR 65 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
9.1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Management | For | Did Not Vote |
9.2 | Approve Creation of EUR 43 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
10 | Amend Articles Re: Notification of Significant Shareholdings | Management | For | Did Not Vote |
11.1 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.2 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.3 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.4 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.5 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.6 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.7 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.8 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.9 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.10 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.11 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.12 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.13 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.14 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.15 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.16 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.17 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.18 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.19 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.20 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
11.21 | Amend Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
PRUDENTIAL PLC MEETING DATE: MAY 15, 2014 | ||||
TICKER: PRU SECURITY ID: G72899100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Pierre-Olivier Bouee as Director | Management | For | For |
6 | Elect Jacqueline Hunt as Director | Management | For | For |
7 | Elect Anthony Nightingale as Director | Management | For | For |
8 | Elect Alice Schroeder as Director | Management | For | For |
9 | Re-elect Sir Howard Davies as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Alexander Johnston as Director | Management | For | For |
12 | Re-elect Paul Manduca as Director | Management | For | For |
13 | Re-elect Michael McLintock as Director | Management | For | For |
14 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
15 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
16 | Re-elect Philip Remnant as Director | Management | For | For |
17 | Re-elect Barry Stowe as Director | Management | For | For |
18 | Re-elect Tidjane Thiam as Director | Management | For | For |
19 | Re-elect Lord Turnbull as Director | Management | For | For |
20 | Re-elect Michael Wells as Director | Management | For | For |
21 | Appoint KPMG LLP as Auditors | Management | For | For |
22 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
23 | Authorise EU Political Donations and Expenditure | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity with Pre-emptive Rights to Include Repurchased Shares | Management | For | For |
26 | Authorise Issue of Preference Shares | Management | For | For |
27 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
28 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
RAMSAY HEALTH CARE LTD. MEETING DATE: NOV 14, 2013 | ||||
TICKER: RHC SECURITY ID: Q7982Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3.1 | Elect Anthony James Clark as Director | Management | For | For |
3.2 | Elect Peter John Evans as Director | Management | For | Against |
3.3 | Elect Bruce Roger Soden as Director | Management | For | Against |
4.1 | Approve the Grant of 220,000 Performance Rights to Christopher Paul Rex, Managing Director of the Company | Management | For | For |
4.2 | Approve the Grant of 95,000 Performance Rights to Bruce Roger Soden, Group Finance Director of the Company | Management | For | For |
5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | Against |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 07, 2014 | ||||
TICKER: RB. SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | Abstain |
4 | Approve Final Dividend | Management | For | For |
5 | Re-elect Adrian Bellamy as Director | Management | For | For |
6 | Re-elect Peter Harf as Director | Management | For | For |
7 | Re-elect Adrian Hennah as Director | Management | For | For |
8 | Re-elect Kenneth Hydon as Director | Management | For | For |
9 | Re-elect Rakesh Kapoor as Director | Management | For | For |
10 | Re-elect Andre Lacroix as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect Warren Tucker as Director | Management | For | For |
13 | Elect Nicandro Durante as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
REPSOL SA MEETING DATE: MAR 28, 2014 | ||||
TICKER: REP SECURITY ID: E8471S130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements, and Treatment of Net Loss | Management | For | For |
2 | Approve Discharge of Board | Management | For | For |
3 | Renew Appointment of Deloitte as Auditor | Management | For | For |
4 | Ratify Agreement between Repsol and the Republic of Argentina | Management | For | For |
5 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
7 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
8 | Amend Articles Re: General Meeting Regulations and Special Agreements | Management | For | Against |
9 | Amend Articles Re: Nomination and Remuneration Committee | Management | For | For |
10 | Amend Article 53 Re: Dividend Payments | Management | For | For |
11 | Amend Articles Re: General Meeting Regulations | Management | For | For |
12 | Amend Article Re: Annual Remuneration Report | Management | For | For |
13 | Reelect Paulina Beato Blanco as Director | Management | For | For |
14 | Reelect Artur Carulla Font as Director | Management | For | For |
15 | Reelect Javier Echenique Landiribar as Director | Management | For | For |
16 | Reelect Henri Philippe Reichstul as Director | Management | For | For |
17 | Reelect Pemex Internacional Espana SA as Director | Management | For | For |
18 | Advisory Vote on Remuneration Policy Report | Management | For | For |
19 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
20 | Authorize Share Repurchase Program | Management | For | For |
21 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
RESONA HOLDINGS, INC. MEETING DATE: JUN 20, 2014 | ||||
TICKER: 8308 SECURITY ID: J6448E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Higashi, Kazuhiro | Management | For | For |
1.2 | Elect Director Kan, Tetsuya | Management | For | For |
1.3 | Elect Director Furukawa, Yuji | Management | For | For |
1.4 | Elect Director Isono, Kaoru | Management | For | For |
1.5 | Elect Director Nagai, Shuusai | Management | For | For |
1.6 | Elect Director Osono, Emi | Management | For | For |
1.7 | Elect Director Arima, Toshio | Management | For | For |
1.8 | Elect Director Sanuki, Yoko | Management | For | For |
1.9 | Elect Director Urano, Mitsudo | Management | For | For |
1.10 | Elect Director Matsui, Tadamitsu | Management | For | For |
REXAM PLC MEETING DATE: MAY 02, 2014 | ||||
TICKER: REX SECURITY ID: G1274K212 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Ros Rivaz as Director | Management | For | For |
6 | Re-elect Stuart Chambers as Director | Management | For | For |
7 | Re-elect Graham Chipchase as Director | Management | For | For |
8 | Re-elect David Robbie as Director | Management | For | For |
9 | Re-elect John Langston as Director | Management | For | For |
10 | Re-elect Leo Oosterveer as Director | Management | For | For |
11 | Re-elect Johanna Waterous as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
REXAM PLC MEETING DATE: MAY 29, 2014 | ||||
TICKER: REX SECURITY ID: G1274K212 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Matters Relating to the Return of Cash to Shareholders | Management | For | For |
2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
4 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
RICOH CO. LTD. MEETING DATE: JUN 20, 2014 | ||||
TICKER: 7752 SECURITY ID: J64683105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 16.5 | Management | For | For |
2.1 | Elect Director Kondo, Shiro | Management | For | For |
2.2 | Elect Director Miura, Zenji | Management | For | For |
2.3 | Elect Director Inaba, Nobuo | Management | For | For |
2.4 | Elect Director Matsuura, Yozo | Management | For | For |
2.5 | Elect Director Yamashita, Yoshinori | Management | For | For |
2.6 | Elect Director Sato, Kunihiko | Management | For | For |
2.7 | Elect Director Umeda, Mochio | Management | For | For |
2.8 | Elect Director Noji, Kunio | Management | For | For |
2.9 | Elect Director Azuma, Makoto | Management | For | For |
3 | Appoint Alternate Statutory Auditor Horie, Kiyohisa | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
RIO TINTO LTD. MEETING DATE: MAY 08, 2014 | ||||
TICKER: RIO SECURITY ID: Q81437107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Financial Statements and Reports of the Directors and Auditors | Management | For | For |
2 | Approve Remuneration Policy Report for UK Law Purposes | Management | For | For |
3 | Approve the Director's Report on Remuneration | Management | For | For |
4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
5 | Approve the Potential Termination of Benefits for Australian Law Purposes | Management | For | For |
6 | Elect Anne Lauvergeon as Director | Management | For | For |
7 | Elect Simon Thompson as Director | Management | For | For |
8 | Elect Robert Brown as Director | Management | For | For |
9 | Elect Jan du Plessis as Director | Management | For | For |
10 | Elect Michael Fitzpatrick as Director | Management | For | For |
11 | Elect Ann Godbehere as Director | Management | For | For |
12 | Elect Richard Goodmanson as Director | Management | For | For |
13 | Elect Lord Kerr as Director | Management | For | For |
14 | Elect Chris Lynch as Director | Management | For | For |
15 | Elect Paul Tellier as Director | Management | For | For |
16 | Elect John Varley as Director | Management | For | For |
17 | Elect Sam Walsh as Director | Management | For | For |
18 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorize the Audit Committee to Fix Remuneration of the Auditors | Management | For | For |
20 | Approve the Renewal of Off- Market and On-Market Share Buyback Authorities | Management | For | For |
RIO TINTO PLC MEETING DATE: APR 15, 2014 | ||||
TICKER: RIO SECURITY ID: G75754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report for UK Law Purposes | Management | For | For |
4 | Approve Remuneration Report for Australian Law Purposes | Management | For | For |
5 | Approve Potential Termination Benefits | Management | For | For |
6 | Elect Anne Lauvergeon as Director | Management | For | For |
7 | Elect Simon Thompson as Director | Management | For | For |
8 | Re-elect Robert Brown as Director | Management | For | For |
9 | Re-elect Jan du Plessis as Director | Management | For | For |
10 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
11 | Re-elect Ann Godbehere as Director | Management | For | For |
12 | Re-elect Richard Goodmanson as Director | Management | For | For |
13 | Re-elect Lord Kerr as Director | Management | For | For |
14 | Re-elect Chris Lynch as Director | Management | For | For |
15 | Re-elect Paul Tellier as Director | Management | For | For |
16 | Re-elect John Varley as Director | Management | For | For |
17 | Re-elect Sam Walsh as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Approve Scrip Dividend | Management | For | For |
ROHM CO. LTD. MEETING DATE: JUN 27, 2014 | ||||
TICKER: 6963 SECURITY ID: J65328122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2 | Amend Articles To Amend Business Lines - Allow Sales of Supplementary Shares to Odd-Lot Holders | Management | For | For |
ROLLS-ROYCE HOLDINGS PLC MEETING DATE: MAY 01, 2014 | ||||
TICKER: RR. SECURITY ID: G76225104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Lee Hsien Yang as Director | Management | For | For |
5 | Elect Warren East as Director | Management | For | For |
6 | Re-elect Ian Davis as Director | Management | For | For |
7 | Re-elect John Rishton as Director | Management | For | For |
8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
9 | Re-elect Lewis Booth as Director | Management | For | For |
10 | Re-elect Sir Frank Chapman as Director | Management | For | For |
11 | Re-elect James Guyette as Director | Management | For | For |
12 | Re-elect John McAdam as Director | Management | For | For |
13 | Re-elect Mark Morris as Director | Management | For | For |
14 | Re-elect John Neill as Director | Management | For | For |
15 | Re-elect Colin Smith as Director | Management | For | For |
16 | Re-elect Jasmin Staiblin as Director | Management | For | For |
17 | Appoint KPMG LLP as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Approve Payment to Shareholders | Management | For | For |
20 | Approve EU Political Donations and Expenditure | Management | For | For |
21 | Approve Performance Share Plan | Management | For | For |
22 | Approve Deferred Share Bonus Plan | Management | For | For |
23 | Approve Increase in Aggregate Compensation Ceiling for Non-executive Directors | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
26 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 20, 2014 | ||||
TICKER: RDSA SECURITY ID: G7690A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Euleen Goh as Director | Management | For | For |
5 | Elect Patricia Woertz as Director | Management | For | For |
6 | Elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Simon Henry as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Jorma Ollila as Director | Management | For | For |
12 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
13 | Re-elect Linda Stuntz as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve Long Term Incentive Plan | Management | For | For |
22 | Approve Deferred Bonus Plan | Management | For | For |
23 | Approve Restricted Share Plan | Management | For | For |
24 | Approve EU Political Donations and Expenditure | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 20, 2014 | ||||
TICKER: RDSA SECURITY ID: G7690A118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Euleen Goh as Director | Management | For | For |
5 | Elect Patricia Woertz as Director | Management | For | For |
6 | Elect Ben van Beurden as Director | Management | For | For |
7 | Re-elect Guy Elliott as Director | Management | For | For |
8 | Re-elect Simon Henry as Director | Management | For | For |
9 | Re-elect Charles Holliday as Director | Management | For | For |
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
11 | Re-elect Jorma Ollila as Director | Management | For | For |
12 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
13 | Re-elect Linda Stuntz as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Re-elect Gerrit Zalm as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Approve Long Term Incentive Plan | Management | For | For |
22 | Approve Deferred Bonus Plan | Management | For | For |
23 | Approve Restricted Share Plan | Management | For | For |
24 | Approve EU Political Donations and Expenditure | Management | For | For |
SA GROUPE DELHAIZE MEETING DATE: MAY 22, 2014 | ||||
TICKER: DELB SECURITY ID: B33432129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.56 per Share | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Approve Discharge of Auditors | Management | For | For |
7.1 | Reelect Mats Jansson as Director | Management | For | For |
7.2 | Reelect William G. McEwan as Director | Management | For | For |
7.3 | Reelect Jack L. Stahl as Director | Management | For | For |
7.4 | Elect Johnny Thijs as Director | Management | For | For |
8.1 | Indicate Mats Jansson as Independent Board Member | Management | For | For |
8.2 | Indicate William G. McEwan as Independent Board Member | Management | For | For |
8.3 | Indicate Jack L. Stahl as Independent Board Member | Management | For | For |
8.4 | Indicate Johnny Thijs as Independent Board Member | Management | For | For |
9 | Renew Appointment of Deloitte as Auditors | Management | For | For |
10 | Approve Remuneration Report | Management | For | Against |
11 | Approve Remuneration of Directors | Management | For | For |
12 | Approve Delhaize Group 2014 EU Performance Stock Unit Plan | Management | For | For |
13 | Approve Change-of-Control Clause Re: Item 12 | Management | For | Against |
14 | Approve Change-of-Control Clause Re: Credit Facility | Management | For | For |
15 | Approve Change-of-Control Clause Re: Early Redemption of Bonds, Convertible Bonds or Medium-Term Notes | Management | For | For |
SAFRAN MEETING DATE: MAY 27, 2014 | ||||
TICKER: SAF SECURITY ID: F4035A557 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.12 per Share | Management | For | For |
4 | Approve Additional Pension Scheme Agreement with Stephane Abrial, Vice-CEO | Management | For | For |
5 | Approve Additional Pension Scheme Agreement with Jean-Paul Herteman, Chairman and CEO | Management | For | For |
6 | Approve Additional Pension Scheme Agreements with Stephane Abrial, Ross McInnes, Marc Ventre, Vice-CEOs | Management | For | For |
7 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
8 | Approve Remuneration of Directors in the Aggregate Amount of EUR 868,000 | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Advisory Vote on Compensation of Jean-Paul Herteman, Chairman and CEO | Management | For | For |
11 | Advisory Vote on Compensation Vice-CEOs | Management | For | For |
12 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Amend Article 14 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
14 | Amend Item 3: Approve Allocation of Income and Dividends of EUR 0.98 per Share | Shareholder | Against | Against |
15 | Amend Item 8: Approve Remuneration of Directors in the Aggregate Amount of EUR 759,333 | Shareholder | Against | Against |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAMPO OYJ MEETING DATE: APR 24, 2014 | ||||
TICKER: SAMAS SECURITY ID: X75653109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 1.65 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors | Management | For | Did Not Vote |
11 | Fix Number of Directors at Eight | Management | For | Did Not Vote |
12 | Reelect Anne Brunila, Jannica Fagerholm, Adine Axen, Veli-Matti Mattila, Eira Palin-Lehtinen, Per Sorlie, Matti Vuoria, and Bjorn Wahlroos as Directors | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
15 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | None |
SANDS CHINA LTD. MEETING DATE: MAY 30, 2014 | ||||
TICKER: 01928 SECURITY ID: G7800X107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Chiang Yun as Director | Management | For | For |
3b | Elect Iain Ferguson Bruce as Director | Management | For | For |
3c | Elect Charles Daniel Forman as Director | Management | For | For |
3d | Elect Robert Glen Goldstein as Director | Management | For | For |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SANOFI MEETING DATE: MAY 05, 2014 | ||||
TICKER: SAN SECURITY ID: F5548N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.80 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Christopher Viehbacher as Director | Management | For | For |
6 | Reelect Robert Castaigne as Director | Management | For | For |
7 | Reelect Christian Mulliez as Director | Management | For | For |
8 | Elect Patrick Kron as Director | Management | For | For |
9 | Advisory Vote on Compensation of Serge Weinberg, Chairman | Management | For | For |
10 | Advisory Vote on Compensation of Christopher Viehbacher, CEO | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAP AG MEETING DATE: MAY 21, 2014 | ||||
TICKER: SAP SECURITY ID: D66992104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For |
6a | Amend Affiliation Agreements with Subsidiary SAP Erste Beteiligungs- und Vermoegensverwaltungs GmbH | Management | For | For |
6b | Amend Affiliation Agreements with Subsidiary SAP Zweite Beteiligungs- und Vermoegensverwaltungs GmbH | Management | For | For |
7 | Approve Affiliation Agreements with Subsidiary SAP Ventures Investment GmbH | Management | For | For |
8a | Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
8b.1 | Elect Hasso Plattner to the Supervisory Board | Management | For | Against |
8b.2 | Elect Pekka Ala-Pietilae to the Supervisory Board | Management | For | Against |
8b.3 | Elect Anja Feldmann to the Supervisory Board | Management | For | For |
8b.4 | Elect Wilhelm Haarmann to the Supervisory Board | Management | For | Against |
8b 5 | Elect Bernard Liautaud to the Supervisory Board | Management | For | For |
8b.6 | Elect Hartmut Mehdorn to the Supervisory Board | Management | For | Against |
8b.7 | Elect Erhard Schipporeit to the Supervisory Board | Management | For | For |
8b.8 | Elect Hagemann Snabe to the Supervisory Board | Management | For | Against |
8b.9 | Elect Klaus Wucherer to the Supervisory Board | Management | For | For |
SCHNEIDER ELECTRIC SA MEETING DATE: MAY 06, 2014 | ||||
TICKER: SU SECURITY ID: F86921107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses and Dividends of EUR 1.87 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
5 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Jean-Pascal Tricoire | Management | For | Against |
6 | Approve Severance Payment Agreement and Additional Pension Scheme Agreement with Emmanuel Babeau | Management | For | Against |
7 | Advisory Vote on Compensation of Jean-Pascal Tricoire | Management | For | For |
8 | Advisory Vote on Compensation of Emmanuel Babeau | Management | For | For |
9 | Elect Linda Knoll as Director | Management | For | For |
10 | Reelect Noel Forgeard as Director | Management | For | For |
11 | Reelect Willy Kissling as Director | Management | For | For |
12 | Reelect Cathy Kopp as Director | Management | For | For |
13 | Reelect Henri Lachmann as Director | Management | For | For |
14 | Reelect Richard Thoman as Director | Management | For | For |
15 | Ratify Appointment of Jeong Kim as Director | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
18 | Change Company Name to Schneider Electric SE and Amend Bylaws Accordingly, Pursuant to Item Above | Management | For | For |
19 | Amend Articles 1 and 3 of Bylaws Re: Change of Corporate Form | Management | For | For |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
23 | Elect Lone Fonss Schroder as Director | Management | For | For |
SCOR SE MEETING DATE: MAY 06, 2014 | ||||
TICKER: SCR SECURITY ID: F15561677 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income Dividends of EUR 1.30 per Share | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
5 | Advisory Vote on Compensation of Denis Kessler, CEO | Management | For | Against |
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1,152,000 | Management | For | For |
7 | Reelect Kevin J. Knoer as Director | Management | For | For |
8 | Renew Appointment of EY Audit as Auditor | Management | For | For |
9 | Renew Appointment of Mazars as Auditor | Management | For | For |
10 | Appoint Pierre Planchon as Alternate Auditor | Management | For | For |
11 | Appoint Lionel Gotlieb as Alternate Auditor | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
14 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 599,999,999.98 | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 151,668,108.39 | Management | For | For |
17 | Approve Issuance of Equity or Equity-Linked Securities for up to 10 Percent of Issued Capital Per Year for Private Placements | Management | For | For |
18 | Authorize Capital Increase of Up to EUR 151,668,108.39 for Future Exchange Offers | Management | For | For |
19 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
21 | Authorize Issuance of Warrants Reserved for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
22 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
23 | Authorize up to 1,000,000 Shares for Use in Stock Option Plans | Management | For | Against |
24 | Authorize up to 4,000,000 Shares for Use in Restricted Stock Plans Reserved for Employees, Corporate Officers and Subsidiaries | Management | For | Against |
25 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
26 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 863,015,775.74 | Management | For | For |
27 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SECURITAS AB MEETING DATE: MAY 05, 2014 | ||||
TICKER: SECU B SECURITY ID: W7912C118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive President's Report | Management | None | None |
8a | Receive Financial Statements and Statutory Reports | Management | None | None |
8b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
8c | Receive Board's Dividend Proposal | Management | None | None |
9a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | Did Not Vote |
9c | Approve Record Date for Dividend Payment | Management | For | Did Not Vote |
9d | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (8) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 1.2 Million for Chairman, SEK 750,000 for Vice Chairman, and SEK 500,000 for Other Members; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Reelect Fredrik Cappelen, Carl Douglas, Marie Ehrling, Annika Falkengren, Alf Goransson, Fredrik Palmstierna, Melker Schorling (Chairman), and Sofia Schorling-Hogberg as Directors | Management | For | Did Not Vote |
13 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
14 | Reelect Gustaf Douglas (Chairman), Mikael Ekdahl, Jan Andersson, Henrik Didner, and Johan Strandberg as Members of Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
17 | Approve 2014 Incentive Scheme and Related Hedging Measures | Management | For | Did Not Vote |
18 | Close Meeting | Management | None | None |
SEIKO EPSON CORP. MEETING DATE: JUN 24, 2014 | ||||
TICKER: 6724 SECURITY ID: J7030F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 37 | Management | For | For |
2.1 | Elect Director Usui, Minoru | Management | For | For |
2.2 | Elect Director Hama, Noriyuki | Management | For | For |
2.3 | Elect Director Inoue, Shigeki | Management | For | For |
2.4 | Elect Director Fukushima, Yoneharu | Management | For | For |
2.5 | Elect Director Kubota, Koichi | Management | For | For |
2.6 | Elect Director Okumura, Motonori | Management | For | For |
2.7 | Elect Director Watanabe, Junichi | Management | For | For |
2.8 | Elect Director Kawana, Masayuki | Management | For | For |
2.9 | Elect Director Aoki, Toshiharu | Management | For | For |
2.10 | Elect Director Omiya, Hideaki | Management | For | For |
3.1 | Appoint Statutory Auditor Kubota, Kenji | Management | For | For |
3.2 | Appoint Statutory Auditor Hirano, Seiichi | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
5 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
SEKISUI HOUSE LTD. MEETING DATE: APR 23, 2014 | ||||
TICKER: 1928 SECURITY ID: J70746136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 23 | Management | For | For |
2.1 | Elect Director Wada, Isami | Management | For | For |
2.2 | Elect Director Abe, Toshinori | Management | For | For |
2.3 | Elect Director Wada, Sumio | Management | For | For |
2.4 | Elect Director Inagaki, Shiro | Management | For | For |
2.5 | Elect Director Saegusa, Teruyuki | Management | For | For |
2.6 | Elect Director Wakui, Shiro | Management | For | For |
2.7 | Elect Director Hirabayashi, Fumiaki | Management | For | For |
2.8 | Elect Director Iku, Tetsuo | Management | For | For |
2.9 | Elect Director Uchida, Takashi | Management | For | For |
2.10 | Elect Director Suguro, Fumiyasu | Management | For | For |
2.11 | Elect Director Nishida, Kumpei | Management | For | For |
3 | Appoint Statutory Auditor Yoshida, Kengo | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
SEVEN & I HOLDINGS CO LTD MEETING DATE: MAY 22, 2014 | ||||
TICKER: 3382 SECURITY ID: J7165H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
2.1 | Elect Director Suzuki, Toshifumi | Management | For | For |
2.2 | Elect Director Murata, Noritoshi | Management | For | For |
2.3 | Elect Director Goto, Katsuhiro | Management | For | For |
2.4 | Elect Director Kobayashi, Tsuyoshi | Management | For | For |
2.5 | Elect Director Ito, Junro | Management | For | For |
2.6 | Elect Director Takahashi, Kunio | Management | For | For |
2.7 | Elect Director Shimizu, Akihiko | Management | For | For |
2.8 | Elect Director Isaka, Ryuichi | Management | For | For |
2.9 | Elect Director Anzai, Takashi | Management | For | For |
2.10 | Elect Director Otaka, Zenko | Management | For | For |
2.11 | Elect Director Scott Trevor Davis | Management | For | For |
2.12 | Elect Director Tsukio, Yoshio | Management | For | For |
2.13 | Elect Director Ito, Kunio | Management | For | For |
2.14 | Elect Director Yonemura, Toshiro | Management | For | For |
3.1 | Appoint Statutory Auditor Nomura, Hideo | Management | For | For |
3.2 | Appoint Statutory Auditor Hayakawa, Tadao | Management | For | For |
3.3 | Appoint Statutory Auditor Suzuki, Yoko | Management | For | For |
3.4 | Appoint Statutory Auditor Fujinuma, Tsuguoki | Management | For | For |
3.5 | Appoint Statutory Auditor Kiriyama, Kazuko | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
SHIMAMURA CO. LTD. MEETING DATE: MAY 16, 2014 | ||||
TICKER: 8227 SECURITY ID: J72208101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2 | Elect Director Seki, Shintaro | Management | For | For |
SHIRE PLC MEETING DATE: APR 29, 2014 | ||||
TICKER: SHP SECURITY ID: G8124V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Elect Dominic Blakemore as Director | Management | For | For |
5 | Re-elect William Burns as Director | Management | For | For |
6 | Re-elect Dr Steven Gillis as Director | Management | For | For |
7 | Re-elect Dr David Ginsburg as Director | Management | For | For |
8 | Re-elect David Kappler as Director | Management | For | For |
9 | Re-elect Susan Kilsby as Director | Management | For | For |
10 | Re-elect Anne Minto as Director | Management | For | For |
11 | Re-elect Dr Flemming Ornskov as Director | Management | For | For |
12 | Re-elect David Stout as Director | Management | For | For |
13 | Reappoint Deloitte LLP as Auditors | Management | For | For |
14 | Authorise the Audit, Compliance & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Approve Increase in Borrowing Powers | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SIEMENS AG MEETING DATE: JAN 28, 2014 | ||||
TICKER: SIE SECURITY ID: D69671218 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012/2013 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012/2013 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012/2013 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6 | Ratify Ernst & Young as Auditors for Fiscal 2013/2014 | Management | For | For |
7 | Elect Jim Hagemann Snabe to the Supervisory Board | Management | For | For |
8 | Approve Creation of EUR 528.6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Billion; Approve Creation of EUR 240 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
10 | Approve Cancellation of Capital Authorization | Management | For | For |
11 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | For |
SINO LAND COMPANY LTD. MEETING DATE: OCT 23, 2013 | ||||
TICKER: 00083 SECURITY ID: Y80267126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend with Scrip Option | Management | For | For |
3a | Elect Daryl Ng Win Kong as Director | Management | For | Against |
3b | Elect Ringo Chan Wing Kwong as Director | Management | For | Against |
3c | Elect Gordon Lee Ching Keung as Director | Management | For | Against |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SJM HOLDINGS LTD. MEETING DATE: JUN 05, 2014 | ||||
TICKER: 00880 SECURITY ID: Y8076V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final and Special Dividend | Management | For | For |
3a | Elect So Shu Fai as Director | Management | For | For |
3b | Elect Rui Jose da Cunha as Director | Management | For | For |
3c | Elect Leong On Kei, Angela as Director | Management | For | For |
3d | Elect Fok Tsun Ting, Timothy as Director | Management | For | For |
4 | Authorize Board to Fix Directors' Remuneration | Management | For | For |
5 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Approve Issuance of Shares and Grant of Options Pursuant under the Share Option Scheme | Management | For | Against |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Adopt New Articles of Association | Management | For | For |
SKANDINAVISKA ENSKILDA BANKEN MEETING DATE: MAR 25, 2014 | ||||
TICKER: SEB A SECURITY ID: W25381141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Allocation of Income and Dividends of SEK 4.00 Per Share | Management | For | Did Not Vote |
11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
12 | Receive Report on Work of Nomination Committee | Management | None | None |
13 | Determine Number of Members (11); Determine Number of Auditors (1) | Management | For | Did Not Vote |
14 | Approve Remuneration of Directors in the Amount of SEK 2.75 Million for Chairman, SEK 750,000 for the Vice Chairmen, and SEK 625,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors | Management | For | Did Not Vote |
15 | Reelect Johan Andresen, Signhild Hansen, Samir Brikho, Annika Falkengren, Winnie Fok, Urban Jansson, Birgitta Kantona, Tomas Nicolin, Sven Nyman, Jesper Ovesen, and Marcus Wallenberg (Chairman) as Directors | Management | For | Did Not Vote |
16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
18a | Approve Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers | Management | For | Did Not Vote |
18b | Approve Share Matching Plan for Executive Management and Key Employees | Management | For | Did Not Vote |
18c | Approve Profit Sharing Program | Management | For | Did Not Vote |
19a | Authorize Repurchase of up to Two Percent of Issued Shares | Management | For | Did Not Vote |
19b | Authorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan | Management | For | Did Not Vote |
19c | Authorize Reissuance of Repurchased Class A Shares in Connection with 2014 Long-Term Equity Programmes | Management | For | Did Not Vote |
20 | Fix Maximum Variable Compensation Ratio | Management | For | Did Not Vote |
21 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | Did Not Vote |
22 | Assign the Board/CEO to Take the Initiative to an Integration Institute in Landskrona - Ven - Copenhagen and to Give a First Contribution in a Suitable Manner | Shareholder | None | Did Not Vote |
23 | Close Meeting | Management | None | None |
SOCIETE GENERALE MEETING DATE: MAY 20, 2014 | ||||
TICKER: GLE SECURITY ID: F43638141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
4 | Approve Auditors' Special Report Mentioning the Absence of Related-Party Transactions | Management | For | For |
5 | Advisory Vote on Compensation of Frederic Oudea, Chairman and CEO | Management | For | For |
6 | Advisory Vote on Compensation of Severin Cabannes, Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Vice-CEOs | Management | For | For |
7 | Advisory Vote on the Aggregate Remuneration Granted in 2013 to Senior Management, Responsible Officers and Regulated Risk-Takers | Management | For | For |
8 | Fix Maximum Variable Compensation Ratio for Executives and Risk Takers | Management | For | For |
9 | Reelect Robert Castaigne as Director | Management | For | For |
10 | Elect Lorenzo Bini Smaghi as Director | Management | For | For |
11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 399 Million and/or Capitalization of Reserves of up to EUR 550 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 99.839 Million | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
16 | Authorize Issuance of Convertible Bonds for Private Placements without Preemptive Rights, up to Aggregate Nominal Ammount of EUR 99.839 Million | Management | For | For |
17 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
18 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SOFTBANK CORP. MEETING DATE: JUN 20, 2014 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Goto, Yoshimitsu | Management | For | For |
2.2 | Elect Director Fujihara, Kazuhiko | Management | For | For |
2.3 | Elect Director Nagamori, Shigenobu | Management | For | For |
SOJITZ CORPORATION MEETING DATE: JUN 24, 2014 | ||||
TICKER: 2768 SECURITY ID: J7608R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2 | Management | For | For |
2.1 | Elect Director Kase, Yutaka | Management | For | For |
2.2 | Elect Director Hara, Takashi | Management | For | For |
2.3 | Elect Director Sato, Yoji | Management | For | For |
2.4 | Elect Director Dantani, Shigeki | Management | For | For |
2.5 | Elect Director Mogi, Yoshio | Management | For | For |
2.6 | Elect Director Ishikura, Yoko | Management | For | For |
2.7 | Elect Director Kitazume, Yukio | Management | For | For |
SOLVAY SA MEETING DATE: MAY 13, 2014 | ||||
TICKER: SOLB SECURITY ID: B82095116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
2 | Approve Remuneration Report | Management | For | Against |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.20 per Share | Management | For | For |
5.1 | Approve Discharge of Directors | Management | For | For |
5.2 | Approve Discharge of Auditors | Management | For | For |
6.a.1 | Reelect D. Solvay as Director | Management | For | For |
6.a.2 | Reelect B. Scheuble as Director | Management | For | For |
6b | Indicate B. Scheuble as Independent Board Member | Management | For | For |
6c | Elect R. Thorne as Director | Management | For | For |
6d | Indicate R. Thorne as Independent Board Member | Management | For | For |
6e | Elect G. Michel as Director | Management | For | For |
6f | Indicate G. Michel as Independent Board Member | Management | For | For |
7 | Transact Other Business | Management | None | None |
A | Receive Special Board Report Re: Article Amendments | Management | None | None |
B1 | Amend Article 1 Re: References to LLC as Corporate Form | Management | For | For |
B2 | Amend Article 6 Re: Dematerialization of Bearer Shares | Management | For | For |
B3 | Delete Article 7 Re: Eliminate References to Type C Shares | Management | For | For |
B4 | Delete Article 9 Re: Eliminate References to Type C Shares | Management | For | For |
B5 | Amend Article 10 Re: Increase of Capital | Management | For | For |
B6.1 | Authorize Board to Repurchase Shares Up to 20 Percent of Shares in the Event of a Serious and Imminent Harm | Management | For | Against |
B6.2 | Authorize Share Repurchase Program Up to 16,940,000 Shares and Authorize Reissuance of Repurchased Shares | Management | For | For |
B7 | Amend Article 11 Re: Defaulting Shareholders | Management | For | For |
B8 | Amend Article 13 Re: Textual Change | Management | For | For |
B9 | Amend Article 13 bis Re: References to FSMA | Management | For | For |
B10 | Amend Article 19 Re: Delegation of Powers | Management | For | For |
B11 | Amend Article 20 Re: Remove References to Vice-Chair | Management | For | For |
B12.1 | Amend Article 21 Re: Remove References to Article 9 | Management | For | For |
B12.2 | Amend Article 21 Re: Textual Change | Management | For | For |
B13 | Amend Article 23 Re: Board Authority | Management | For | For |
B14 | Amend Article 24 Re: Special Powers Board of Directors | Management | For | For |
B15 | Amend Article 25 Re: Delegation of Powers | Management | For | For |
B16 | Amend Article 26 Re: Remuneration of Executive Management | Management | For | For |
B17 | Amend Article 27 Re: Board Authority to Grant Remuneration | Management | For | For |
B18 | Amend Article 33 Re: Shareholder Meeting | Management | For | For |
B19 | Amend Article 37 Re: Remove References to Bearer Shares | Management | For | For |
B20 | Amend Article 41 Re: Shares | Management | For | For |
B21 | Amend Article 42 Re: Remove References to Vice-Chair | Management | For | For |
B22 | Delete Article 46 Re: Availability of Meeting Materials | Management | For | For |
B23 | Renumber Articles of Association | Management | For | For |
SSE PLC MEETING DATE: JUL 25, 2013 | ||||
TICKER: SSE SECURITY ID: G8842P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Katie Bickerstaffe as Director | Management | For | For |
5 | Re-elect Jeremy Beeton as Director | Management | For | For |
6 | Re-elect Lord Smith of Kelvin as Director | Management | For | For |
7 | Re-elect Gregor Alexander as Director | Management | For | For |
8 | Re-elect Alistair Phillips-Davies as Director | Management | For | For |
9 | Re-elect Lady Rice as Director | Management | For | For |
10 | Re-elect Richard Gillingwater as Director | Management | For | For |
11 | Re-elect Thomas Andersen as Director | Management | For | For |
12 | Appoint KPMG LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase Ordinary Shares | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STANDARD CHARTERED PLC MEETING DATE: MAY 08, 2014 | ||||
TICKER: STAN SECURITY ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Policy | Management | For | Against |
4 | Approve Remuneration Report | Management | For | For |
5 | Elect Dr Kurt Campbell as Director | Management | For | For |
6 | Elect Christine Hodgson as Director | Management | For | For |
7 | Elect Naguib Kheraj as Director | Management | For | For |
8 | Re-elect Om Bhatt as Director | Management | For | For |
9 | Re-elect Jaspal Bindra as Director | Management | For | For |
10 | Re-elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
12 | Re-elect Simon Lowth as Director | Management | For | For |
13 | Re-elect Ruth Markland as Director | Management | For | For |
14 | Re-elect John Paynter as Director | Management | For | For |
15 | Re-elect Sir John Peace as Director | Management | For | For |
16 | Re-elect Alun Rees as Director | Management | For | For |
17 | Re-elect Peter Sands as Director | Management | For | For |
18 | Re-elect Viswanathan Shankar as Director | Management | For | For |
19 | Re-elect Paul Skinner as Director | Management | For | For |
20 | Re-elect Dr Lars Thunell as Director | Management | For | For |
21 | Approve Disapplication of the Shareholding Qualification in Relation to Dr Kurt Campbell | Management | For | For |
22 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
23 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
24 | Approve EU Political Donations and Expenditure | Management | For | For |
25 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
27 | Authorise Issue of Equity with Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
28 | Approve Scrip Dividend Program | Management | For | For |
29 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
30 | Authorise Issue of Equity without Pre-emptive Rights in Relation to Equity Convertible Additional Tier 1 Securities | Management | For | For |
31 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
32 | Authorise Market Purchase of Preference Shares | Management | For | For |
33 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
34 | Fix Maximum Variable Compensation Ratio | Management | For | For |
STANDARD LIFE PLC MEETING DATE: MAY 13, 2014 | ||||
TICKER: SL. SECURITY ID: G84278103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Approve Remuneration Policy | Management | For | For |
7 | Approve Executive Long Term Incentive Plan | Management | For | For |
8A | Re-elect Gerald Grimstone as Director | Management | For | For |
8B | Re-elect Pierre Danon as Director | Management | For | For |
8C | Re-elect Crawford Gillies as Director | Management | For | For |
8D | Re-elect David Grigson as Director | Management | For | For |
8E | Re-elect Noel Harwerth as Director | Management | For | For |
8F | Re-elect David Nish as Director | Management | For | For |
8G | Re-elect John Paynter as Director | Management | For | For |
8H | Re-elect Lynne Peacock as Director | Management | For | For |
8I | Re-elect Keith Skeoch as Director | Management | For | For |
9 | Elect Martin Pike as Director | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
13 | Authorise EU Political Donations and Expenditure | Management | For | For |
14 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STATOIL ASA MEETING DATE: MAY 14, 2014 | ||||
TICKER: STL SECURITY ID: R8413J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Elect Chairman of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share | Management | For | Did Not Vote |
7 | Withdraw Company from Tar Sands Activities in Canada | Shareholder | Against | Did Not Vote |
8 | Withdraw Company from Ice-Laden Activities in the Arctic | Shareholder | Against | Did Not Vote |
9 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
12a | Reelect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
12b | Reelect Idar Kreutzer as Member of Corporate Assembly | Management | For | Did Not Vote |
12c | Reelect Karin Aslaksen as Member of Corporate Assembly | Management | For | Did Not Vote |
12d | Reelect Greger Mannsverk as Member of Corporate Assembly | Management | For | Did Not Vote |
12e | Reelect Steinar Olsen as Member of Corporate Assembly | Management | For | Did Not Vote |
12f | Reelect Ingvald Strommen as Member of Corporate Assembly | Management | For | Did Not Vote |
12g | Reelect Rune Bjerke as Member of Corporate Assembly | Management | For | Did Not Vote |
12h | Reelect Siri Kalvig as Member of Corporate Assembly | Management | For | Did Not Vote |
12i | Reelect Barbro Haetta as Member of Corporate Assembly | Management | For | Did Not Vote |
12j | Elect Terje Venold as Member of Corporate Assembly | Management | For | Did Not Vote |
12k | Elect Tone Lunde Bakker as Member of Corporate Assembly | Management | For | Did Not Vote |
12l | Elect Kjersti Kleven as Member of Corporate Assembly | Management | For | Did Not Vote |
12m | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
12n | Reelect Bassim Haj as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
12o | Elect Nina Kivijervi as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
12p | Elect Birgitte Vartdal as Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
13 | Approve Remuneration of Corporate Assembly in the Amount of NOK 116,400 for the Chairman, NOK 61,400 for the Vice Chairman, NOK 43,100 for Other Members, and NOK 6,100 for Deputy Members | Management | For | Did Not Vote |
14.1 | Reelect Olaug Svarva as Member and Chairman of Nominating Committee | Management | For | Did Not Vote |
14.2 | Reelect Tom Rathe as Member of Nominating Committee | Management | For | Did Not Vote |
14.3 | Reelect Elisabeth Berge as Member of Nominating Committee with Johan Alstad as Personal Deputy | Management | For | Did Not Vote |
14.4 | Elect Tone Bakker as New Member of Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration of Nominating Committee in the Amount of NOK 11,600 for the Chairman and NOK 8,600 for Other Members | Management | For | Did Not Vote |
16 | Approve Quaterly Dividend Payment | Management | For | Did Not Vote |
17 | Approve Equity Plan Financing | Management | For | Did Not Vote |
18 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
19 | Terminate Engagement in Angola and Azerbaijan | Shareholder | Against | Did Not Vote |
STORA ENSO OYJ MEETING DATE: APR 23, 2014 | ||||
TICKER: STERV SECURITY ID: X8T9CM113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.30 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 170,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at Nine | Management | For | Did Not Vote |
12 | Reelect Gunnar Brock, Anne Brunila, Elisabeth Fleuriot, Hock Goh, Birgitta Kantola, Mikael Makinen, Juha Rantanen, and Hans Straberg as Directors; Elect Richard Nilsson as New Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify Deloitte & Touche as Auditors | Management | For | Did Not Vote |
15 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
16 | Approve Special Examination Concerning Acquisition of Consolidated Papers | Shareholder | None | Did Not Vote |
17 | Presentation of Minutes of the Meeting | Management | None | None |
18 | Close Meeting | Management | None | None |
SUBSEA 7 S.A. MEETING DATE: JUN 27, 2014 | ||||
TICKER: SUBC SECURITY ID: L8882U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Board's and Auditor's Reports | Management | None | None |
2 | Approve Financial Statements | Management | For | For |
3 | Approve Consolidated Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividends of NOK 3.60 per Common Share | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Appoint Ernst & Young as Auditor | Management | For | For |
7 | Reelect Kristian Siem as Director | Management | For | For |
8 | Reelect Peter Mason as Senior Independent Director | Management | For | For |
9 | Reelect Eystein Eriksrud as Director | Management | For | For |
10 | Reelect Jean Cahuzac as Director | Management | For | For |
11 | Reelect Robert Long as Independent Director | Management | For | For |
SUEDZUCKER AG MEETING DATE: AUG 01, 2013 | ||||
TICKER: SZU SECURITY ID: D82781101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 | Management | For | For |
6 | Approve Creation of EUR 12 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
SUEZ ENVIRONNEMENT COMPANY MEETING DATE: MAY 22, 2014 | ||||
TICKER: SEV SECURITY ID: F4984P118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.65 per Share | Management | For | For |
4 | Elect Ines Kolmsee as Director | Management | For | For |
5 | Reelect Gilles Benoist as Director | Management | For | For |
6 | Reelect Alain Chaigneau as Director | Management | For | For |
7 | Reelect Penelope Chalmers Small as Director | Management | For | For |
8 | Reelect Guillaume Pepy as Director | Management | For | For |
9 | Reelect Jerome Tolot as Director | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
11 | Renew Appointment of Mazars as Auditor | Management | For | For |
12 | Renew Appointment of CBA as Alternate Auditor | Management | For | For |
13 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
14 | Advisory Vote on Compensation of Gerard Mestrallet, Chairman | Management | For | For |
15 | Advisory Vote on Compensation of Jean-Louis Chaussade, CEO | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Amend Articles 11.2 and 17.4 of Bylaws Re: Age Limit for Chairman and for CEO | Management | For | For |
18 | Amend Article 10 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
19 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 408 Million | Management | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 204 Million | Management | For | For |
22 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements , up to Aggregate Nominal Amount of EUR 204 Million | Management | For | For |
23 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 20 to 22 | Management | For | For |
24 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
25 | Authorize Capital Increase of Up to EUR 204 Million for Future Exchange Offers | Management | For | For |
26 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
27 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Employees | Management | For | For |
29 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 408 Million | Management | For | For |
30 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SUMITOMO CORP. MEETING DATE: JUN 20, 2014 | ||||
TICKER: 8053 SECURITY ID: J77282119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | Management | For | For |
2.1 | Elect Director Omori, Kazuo | Management | For | For |
2.2 | Elect Director Nakamura, Kuniharu | Management | For | For |
2.3 | Elect Director Sasaki, Shinichi | Management | For | For |
2.4 | Elect Director Kawahara, Takuro | Management | For | For |
2.5 | Elect Director Togashi, Kazuhisa | Management | For | For |
2.6 | Elect Director Abe, Yasuyuki | Management | For | For |
2.7 | Elect Director Hidaka, Naoki | Management | For | For |
2.8 | Elect Director Inohara, Hiroyuki | Management | For | For |
2.9 | Elect Director Kanegae, Michihiko | Management | For | For |
2.10 | Elect Director Fujita, Masahiro | Management | For | For |
2.11 | Elect Director Harada, Akio | Management | For | For |
2.12 | Elect Director Matsunaga, Kazuo | Management | For | For |
3 | Appoint Statutory Auditor Yuki, Nobuhiko | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
SUMITOMO MITSUI FINANCIAL GROUP, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: 8316 SECURITY ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 65 | Management | For | For |
2.1 | Elect Director Miyata, Koichi | Management | For | For |
2.2 | Elect Director Kurumatani, Nobuaki | Management | For | For |
2.3 | Elect Director Inoue, Atsuhiko | Management | For | For |
2.4 | Elect Director Ota, Jun | Management | For | For |
2.5 | Elect Director Yokoyama, Yoshinori | Management | For | For |
3 | Appoint Statutory Auditor Nakao, Kazuhiko | Management | For | For |
SUN HUNG KAI PROPERTIES LTD. MEETING DATE: NOV 14, 2013 | ||||
TICKER: 00016 SECURITY ID: Y82594121 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Elect Leung Ko May-yee, Margaret as Director | Management | For | For |
3a2 | Elect Kwok Ping-luen, Raymond as Director | Management | For | Against |
3a3 | Elect Wong Chik-wing, Mike as Director | Management | For | For |
3a4 | Elect Li Ka-cheung, Eric as Director | Management | For | For |
3a5 | Elect Kwok Ping-sheung, Walter as Director | Management | For | Against |
3a6 | Elect Po-shing Woo as Director | Management | For | Against |
3a7 | Elect Chan Kui-yuen, Thomas as Director | Management | For | Against |
3a8 | Elect Kwong Chun as Director | Management | For | For |
3b | Approve Directors' Fees | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SUNCORP GROUP LTD. MEETING DATE: OCT 24, 2013 | ||||
TICKER: SUN SECURITY ID: Q88040110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Remuneration Report | Management | For | For |
2 | Approve the Grant of Up to 324,396 Performance Rights to Patrick Snowball, Managing Director and Group Chief Executive Officer of the Company | Management | For | For |
3a | Elect Ilana R Atlas as Director | Management | For | For |
3b | Elect Geoffrey T Ricketts as Director | Management | For | For |
4 | Approve the Amendments to the Company's Constitution | Management | For | Against |
5 | Approve Proportional Takeover Provisions | Management | For | For |
SUZUKI MOTOR CORP. MEETING DATE: JUN 27, 2014 | ||||
TICKER: 7269 SECURITY ID: J78529138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | Management | For | For |
2.1 | Elect Director Suzuki, Osamu | Management | For | For |
2.2 | Elect Director Tamura, Minoru | Management | For | For |
2.3 | Elect Director Honda, Osamu | Management | For | For |
2.4 | Elect Director Suzuki, Toshihiro | Management | For | For |
2.5 | Elect Director Harayama, Yasuhito | Management | For | For |
2.6 | Elect Director Aizawa, Naoki | Management | For | For |
2.7 | Elect Director Mochizuki, Eiji | Management | For | For |
2.8 | Elect Director Iguchi, Masakazu | Management | For | For |
2.9 | Elect Director Tanino, Sakutaro | Management | For | For |
3 | Appoint Statutory Auditor Matsumoto, Shunji | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
SVENSKA HANDELSBANKEN AB MEETING DATE: MAR 26, 2014 | ||||
TICKER: SHB A SECURITY ID: W90937181 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Accept Financial Statements and Statutory Reports; ; Approve Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 16.50 Per Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
12 | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book | Management | For | Did Not Vote |
13 | Approve Issuance of Convertibles to Employees | Management | For | Did Not Vote |
14 | Determine Number of Members (10) of Board | Management | For | Did Not Vote |
15 | Determine Number of Auditors (2) | Management | For | Did Not Vote |
16 | Approve Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 900,000 for Vice Chairmen, and SEK 625,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors; Indemnification of Directors | Management | For | Did Not Vote |
17 | Reelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson, and Charlotte Skog as Directors | Management | For | Did Not Vote |
18 | Ratify KPMG and Ernst & Young as Auditors | Management | For | Did Not Vote |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
20 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | Did Not Vote |
21 | Approve Severance of Links with the Development, Manufacture, and Trade of Nuclear Weapons, and in Future not Invest in Operations Concerned with Nuclear Weapons | Shareholder | None | Did Not Vote |
22 | Approve The Formation of an Integration Institute in Landskrona, Ven, and/or Copenhagen | Shareholder | None | Did Not Vote |
23 | Close Meeting | Management | None | None |
SWEDBANK AB MEETING DATE: MAR 19, 2014 | ||||
TICKER: SWED A SECURITY ID: W9423X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report | Management | None | None |
7c | Receive President's Report | Management | None | None |
8 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 10.10 Per Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members `(9) and Deputy Members of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (chair), Karl-Henrik Sundstrom, and Siv Svensson as Directors; Elect Maj-Charlotte Wallin as New Director | Management | For | Did Not Vote |
14 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Amend Articles Re: Remove References to Preference Shares and C Shares | Management | For | Did Not Vote |
18 | Authorize Repurchase Authorization for Trading in Own Shares | Management | For | Did Not Vote |
19 | Authorize General Share Repurchase Program | Management | For | Did Not Vote |
20 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
21a | Approve Common Deferred Share Bonus Plan | Management | For | Did Not Vote |
21b | Approve Deferred Share Bonus Plan for Key Employees | Management | For | Did Not Vote |
21c | Approve Equity Plan Financing to Participants of 2014 and Previous Programs | Management | For | Did Not Vote |
22 | Approve Special Investigation into Carl Erik Stalberg's Time as Chairman as well as the Reasonableness of his Pension Agreement | Shareholder | None | Did Not Vote |
23 | Approve Formation of a Landskrona-Ven-Copenhagen Integration Institute | Shareholder | None | Did Not Vote |
24 | Close Meeting | Management | None | None |
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS) MEETING DATE: APR 11, 2014 | ||||
TICKER: SREN SECURITY ID: H8431B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
1.2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3.1 | Approve Ordinary Dividends of CHF 3.85 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3.2 | Approve Special Dividends of CHF 4.15 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
4 | Approve Discharge of the Board | Management | For | Did Not Vote |
5.1a | Reelect Walter Kielholz as Director and Board Chairman | Management | For | Did Not Vote |
5.1b | Reelect Raymund Breu as Director | Management | For | Did Not Vote |
5.1c | Reelect Mathis Cabiallavetta as Director | Management | For | Did Not Vote |
5.1d | Reelect Raymond Ch'ien as Director | Management | For | Did Not Vote |
5.1e | Reelect Renato Fassbind as Director | Management | For | Did Not Vote |
5.1f | Reelect Mary Francis as Director | Management | For | Did Not Vote |
5.1g | Reelect Rajna Gibson Brandon as Director | Management | For | Did Not Vote |
5.1h | Reelect Robert Henrikson as Director | Management | For | Did Not Vote |
5.1i | Reelect Hans Ulrich Marki as Director | Management | For | Did Not Vote |
5.1j | Reelect Carlos Represas as Director | Management | For | Did Not Vote |
5.1k | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
5.1l | Elect Susan Wagner as Director | Management | For | Did Not Vote |
5.2.1 | Appoint Renato Fassbind as Member of the Compensation Committee | Management | For | Did Not Vote |
5.2.2 | Appoint Robert Henrikson as Member of the Compensation Committee | Management | For | Did Not Vote |
5.2.3 | Appoint Hans Ulrich Marki as Member of the Compensation Committee | Management | For | Did Not Vote |
5.2.4 | Appoint Carlos Represas as Member of the Compensation Committee | Management | For | Did Not Vote |
5.3 | Designate Proxy Voting Services GmbH as Independent Proxy | Management | For | Did Not Vote |
5.4 | Ratify PricewaterhouseCooperes AG as Auditors | Management | For | Did Not Vote |
6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
TAKASHIMAYA CO. LTD. MEETING DATE: MAY 20, 2014 | ||||
TICKER: 8233 SECURITY ID: J81195125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Suzuki, Koji | Management | For | For |
2.2 | Elect Director Kimoto, Shigeru | Management | For | For |
2.3 | Elect Director Koezuka, Miharu | Management | For | For |
2.4 | Elect Director Masuyama, Yutaka | Management | For | For |
2.5 | Elect Director Akiyama, Hiroaki | Management | For | For |
2.6 | Elect Director Takayama, Shunzo | Management | For | For |
2.7 | Elect Director Matsumoto, Yasuhiko | Management | For | For |
2.8 | Elect Director Nakajima, Kaoru | Management | For | For |
2.9 | Elect Director Goto, Akira | Management | For | For |
2.10 | Elect Director Torigoe, Keiko | Management | For | For |
3 | Appoint Alternate Statutory Auditor Nishimura, Hiroshi | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
TATE & LYLE PLC MEETING DATE: JUL 24, 2013 | ||||
TICKER: TATE SECURITY ID: G86838128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Peter Gershon as Director | Management | For | For |
5 | Re-elect Javed Ahmed as Director | Management | For | For |
6 | Re-elect Tim Lodge as Director | Management | For | For |
7 | Re-elect Liz Airey as Director | Management | For | For |
8 | Re-elect William Camp as Director | Management | For | For |
9 | Re-elect Douglas Hurt as Director | Management | For | For |
10 | Elect Virginia Kamsky as Director | Management | For | For |
11 | Elect Anne Minto as Director | Management | For | For |
12 | Re-elect Dr Ajai Puri as Director | Management | For | For |
13 | Re-elect Robert Walker as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Amend Articles of Association Re: Annual Limit of Directors' Fees | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
TELECOM CORPORATION OF NEW ZEALAND LTD. MEETING DATE: NOV 08, 2013 | ||||
TICKER: TEL SECURITY ID: Q89499109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
2 | Elect Maury Leyland as Director | Management | For | For |
3 | Elect Charles Sitch as Director | Management | For | For |
4 | Elect Justine Smyth as Director | Management | For | For |
TELECOM ITALIA SPA MEETING DATE: DEC 20, 2013 | ||||
TICKER: TIT SECURITY ID: T92778108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Proposal Submitted by Shareholder FINDIM Group SA: Revoke Directors from the Board | Shareholder | None | For |
2 | Subject to Item 1 Being Approved: Fix Number of Directors | Management | None | For |
3 | Subject to Item 1 Being Approved: Fix Director Term | Management | None | For |
4 | Subject to Item 1 Being Approved: Approve Remuneration of Directors | Management | None | Against |
5.a | Slate Submitted by Telco SpA | Shareholder | None | Did Not Vote |
5.b | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
6 | Subject to Item 1 Not Being Approved: Elect Angelo Provasoli as New Director | Management | For | For |
7 | Subject to Item 1 Not Being Approved: Elect Director | Management | None | Against |
8 | Eliminate the Par Value of Shares | Management | For | For |
9 | Authorize Capital Increase without Preemptive Rights to Service Conversion of Bonds Issued by Telecom Italia Finance SA | Management | For | Against |
TELECOM ITALIA SPA MEETING DATE: APR 16, 2014 | ||||
TICKER: TIT SECURITY ID: T92778108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Approve Dividend Distribution to Saving Shares through Use of Reserves | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4.1.1 | Fix Number of Directors at 11 | Management | For | For |
4.1.2 | Fix Number of Directors at 13 | Management | For | Against |
4.2 | Fix Board Term at Three Years | Management | For | For |
4.3 | Approve Remuneration of Directors | Management | For | For |
4.4.1 | Slate Submitted by Telco SpA | Shareholder | None | Did Not Vote |
4.4.2 | Slate Submitted by Findim Group SA | Shareholder | None | Did Not Vote |
4.4.3 | Slate Submitted by Institutional Investors (Assogestioni) | Shareholder | None | For |
4.5 | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members to Assume Positions in Competing Companies | Management | For | Against |
5.1 | Nomination Submitted by Telco SpA: Elect Giuseppe Recchi as Board Chair | Shareholder | None | For |
5.2 | Nomination Submitted by Findim Group SA: Elect Vito Alfonso Gamberale as Board Chair | Shareholder | None | For |
6 | Approve Internal Auditors' Remuneration | Management | For | For |
7 | Approve Stock Option Plan | Management | For | For |
1 | Approve Capital Increase to Service Stock Option Plan | Management | For | For |
2 | Approve Reduction of Reserve | Management | For | For |
TELEFONAKTIEBOLAGET LM ERICSSON MEETING DATE: APR 11, 2014 | ||||
TICKER: ERIC B SECURITY ID: W26049119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
8.3 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | Did Not Vote |
9 | Presentation of Nominating Committee's Proposals | Management | None | None |
9.1 | Determine Number of Members (12) and Deputy Members (0) of Board | Management | For | Did Not Vote |
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.975 Million for Chairman and SEK 950,000 for Other Directors, Approve Remuneration for Committee Work | Management | For | Did Not Vote |
9.3 | Reelect Leif Johansson (Chairman), Roxanne Austin, Peter Bonfield, Nora Denzel, Borje Ekholm, Alexander Izosimov, Ulf Johansson, Sverker Martin-Lof, Kristin Lund, Hans Vestberg, Jacob Wallenberg, and Par Ostberg as Directors | Management | For | Did Not Vote |
9.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9.5 | Fix Number of Auditors at One | Management | For | Did Not Vote |
9.6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11.1 | Approve 2014 Stock Purchase Plan | Management | For | Did Not Vote |
11.2 | Approve Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Did Not Vote |
11.3 | Approve Alternative Equity Plan Financing (2014 Stock Purchase Plan) | Management | For | Did Not Vote |
11.4 | Approve 2014 Key Contributor Retention Plan | Management | For | Did Not Vote |
11.5 | Approve Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Did Not Vote |
11.6 | Approve Alternative Equity Plan Financing (2014 Key Contributor Retention Plan) | Management | For | Did Not Vote |
11.7 | Approve 2014 Executive Performance Stock Plan | Management | For | Did Not Vote |
11.8 | Approve Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Did Not Vote |
11.9 | Approve Alternative Equity Plan Financing (2014 Executive Performance Stock Plan) | Management | For | Did Not Vote |
12 | Approve Equity Plan Financing (2010-2013 Long-Term Variable Remuneration Programs) | Management | For | Did Not Vote |
13 | Request Board to Review How Shares are to be Given Equal Voting Rights and to Present a Proposal to That Effect at the 2015 AGM | Shareholder | None | Did Not Vote |
14.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
14.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
14.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
15 | Amend Articles of Association Re: Set Minimum (3 Billion) and Maximum (12 Billion) Number of Shares, All Carrying Equal Rights | Shareholder | None | Did Not Vote |
16 | Approve Special Investigation as Per Chapter 10 Section 21 of the Swedish Companies Act Primarily Concerning the Company's Exports to Iran | Shareholder | None | Did Not Vote |
17 | Close Meeting | Management | None | None |
TELEFONICA S.A. MEETING DATE: MAY 29, 2014 | ||||
TICKER: TEF SECURITY ID: 879382109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements, Allocation of Income, and Discharge of Board | Management | For | For |
2 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
3 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
4 | Authorize Issuance of Non-Convertible and/or Convertible Bonds, Debentures, Warrants, and Other Debt Securities up to EUR 25 Billion with Exclusion of Preemptive Rights up to 20 Percent of Capital | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Approve Restricted Stock Plan | Management | For | For |
7 | Approve Share Matching Plan | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
TELENET GROUP HOLDING NV MEETING DATE: APR 30, 2014 | ||||
TICKER: TNET SECURITY ID: B89957110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Approve Remuneration Report | Management | For | Against |
5 | Announcements and Discussion of Consolidated Financial Statements and Statutory Reports | Management | None | None |
6a | Approve Discharge of Franck Donck | Management | For | For |
6b | Approve Discharge of Duco Sickinghe | Management | For | For |
6c | Approve Discharge of John Porter | Management | For | For |
6d | Approve Discharge of Alex Brabers | Management | For | For |
6e | Approve Discharge of De Wilde J. Management BBA Represented by Julien De Wilde | Management | For | For |
6f | Approve Discharge of Friso van Oranje-Nassau | Management | For | For |
6g | Approve Discharge of Cytinuds NV Represented by Michel Delloye | Management | For | For |
6h | Approve Discharge of Charles Bracken | Management | For | For |
6i | Approve Discharge of Jim Ryan | Management | For | For |
6j | Approve Discharge of Ruth Pirie | Management | For | For |
6k | Approve Discharge of Diederik Karsten | Management | For | For |
6l | Approve Discharge of Manuel Kohnstamm | Management | For | For |
6m | Approve Discharge of Balan Nair | Management | For | For |
6n | Approve Discharge of Angela McMullen | Management | For | For |
7 | Approve Discharge of Auditors | Management | For | For |
8a | Approve Cooptation of Jim Ryan as Director | Management | For | Against |
8b | Elect IDw Consult, Permanently Represented by Bert De Graeve, as Independent Director | Management | For | For |
8c | Elect SDS Invest, Permanently Represented by Stefan Descheemaeker, as Independent Director | Management | For | For |
8d | Approve Remuneration of Directors | Management | For | For |
9 | Ratify KPMG as Auditors and Approve Auditors' Remuneration at EUR 571,900 | Management | For | For |
1 | Amend Articles Re: Reflect Updates in Company Structure and Implement Textual Changes | Management | For | For |
2 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
3 | Authorize Reissuance of Repurchased Shares | Management | For | For |
4 | Approve Cancellation of Repurchased Shares | Management | For | For |
5 | Approve Change-of-Conrol Clause Re: LTI Performance Share Grants | Management | For | For |
TELENOR ASA MEETING DATE: MAY 14, 2014 | ||||
TICKER: TEL SECURITY ID: R21882106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Designate Inspector(s) of Minutes of Meeting | Management | None | None |
3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 7.00 Per Share | Management | For | Did Not Vote |
4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
5 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6 | Approve NOK 91.0 Million Reduction in Share Capital via Cancellation of 7.0 Million Shares and Redemption of 8.2 Million Shares Owned by the Kingdom of Norway; Amend Articles Accordingly | Management | For | Did Not Vote |
7 | Authorize Repurchase of up to 31 Million Issued Shares and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8 | Approve Remuneration of the Members of the Corporate Assembly and the Nomination Committee | Management | For | Did Not Vote |
TELIASONERA AB MEETING DATE: APR 02, 2014 | ||||
TICKER: TLSN SECURITY ID: W95890104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Eva Hagg Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of SEK 3.00 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (8) of Board | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 1.2 Million for Chairman, SEK 750,000 for Deputy Chairman, and SEK 470,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
12 | Reelect Marie Ehrling, Mats Jansson, Olli-Pekka Kallasvuo, Mikko Kosonen, Nina Linander, Martin Lorentzon, Per-Arne Sandstrom, and Kersti Strandqvist as Directors | Management | For | Did Not Vote |
13 | Reelect Marie Ehrling as Chairman of the Board and Olli-Pekka Kallasvuo as Vice Chairman of the Board | Management | For | Did Not Vote |
14 | Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
15 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
16 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
17 | Elect Magnus Skaninge, Kari Jarvinen, Jan Andersson, Per Frennberg, and Marie Ehrling as Members of Nominating Committee; Adoption of Instruction to the Nominating Committee | Management | For | Did Not Vote |
18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
19 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
20a | Approve 2014/2017 Performance Share Program | Management | For | Did Not Vote |
20b | Approve Transfer of Shares in Connection with the 2014/2017 Performance Share Program | Management | For | Did Not Vote |
21 | Proposal for Special Investigation (to be Further Explained at the Meeting) | Shareholder | None | Did Not Vote |
TELSTRA CORPORATION LIMITED MEETING DATE: OCT 15, 2013 | ||||
TICKER: TLS SECURITY ID: Q8975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3a | Elect Chin Hu Lim as Director | Management | For | For |
3b | Elect Nora Scheinkestel as Director | Management | For | For |
4 | Approve the Grant of Up to 1.04 Million Performance Rights to David Thodey, Chief Executive Officer of the Company | Management | For | For |
5 | Approve the Remuneration Report | Management | For | For |
TENARIS SA MEETING DATE: MAY 07, 2014 | ||||
TICKER: TEN SECURITY ID: L90272102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive and Approve Board's and Auditor's Reports | Management | For | For |
2 | Approve Consolidated Financial Statements | Management | For | For |
3 | Approve Financial Statements | Management | For | For |
4 | Approve Allocation of Income and Dividends | Management | For | For |
5 | Approve Discharge of Directors | Management | For | For |
6 | Elect Directors | Management | For | Against |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Allow Electronic Distribution of Company Documents to Shareholders | Management | For | For |
TERNA SPA MEETING DATE: MAY 27, 2014 | ||||
TICKER: TRN SECURITY ID: T9471R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Director Honorability Requirements | Shareholder | None | Against |
2 | Amend Company Bylaws | Management | For | For |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Fix Number of Directors | Management | For | For |
4.1 | Slate Submitted by Cassa Depositi e Prestiti SpA | Shareholder | None | Did Not Vote |
4.2 | Slate Submitted by Institutional Shareholders | Shareholder | None | For |
5 | Elect Board Chair | Management | None | For |
6 | Approve Remuneration of Directors | Management | For | For |
7.1 | Slate Submitted by Cassa Depositi e Prestiti SpA | Shareholder | None | Against |
7.2 | Slate Submitted by Institutional Shareholders | Shareholder | None | For |
8 | Approve Internal Auditors' Remuneration | Management | For | For |
9 | Approve Remuneration of Executive Directors | Management | For | For |
10 | Approve Remuneration Report | Management | For | Against |
TESCO PLC MEETING DATE: JUN 27, 2014 | ||||
TICKER: TSCO SECURITY ID: G87621101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect Mark Armour as Director | Management | For | For |
6 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
7 | Re-elect Philip Clarke as Director | Management | For | For |
8 | Re-elect Gareth Bullock as Director | Management | For | For |
9 | Re-elect Patrick Cescau as Director | Management | For | For |
10 | Re-elect Stuart Chambers as Director | Management | For | For |
11 | Re-elect Olivia Garfield as Director | Management | For | For |
12 | Re-elect Ken Hanna as Director | Management | For | For |
13 | Re-elect Deanna Oppenheimer as Director | Management | For | For |
14 | Re-elect Jacqueline Tammenoms Bakker as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
TOKYO ELECTRIC POWER CO. LTD. MEETING DATE: JUN 26, 2014 | ||||
TICKER: 9501 SECURITY ID: J86914108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anegawa, Takafumi | Management | For | For |
1.2 | Elect Director Kunii, Hideko | Management | For | For |
1.3 | Elect Director Kobayashi, Yoshimitsu | Management | For | For |
1.4 | Elect Director Sano, Toshihiro | Management | For | For |
1.5 | Elect Director Shimada, Takashi | Management | For | For |
1.6 | Elect Director Sudo, Fumio | Management | For | For |
1.7 | Elect Director Sudo, Masahiko | Management | For | For |
1.8 | Elect Director Naito, Yoshihiro | Management | For | For |
1.9 | Elect Director Hirose, Naomi | Management | For | For |
1.10 | Elect Director Fujimori, Yoshiaki | Management | For | For |
1.11 | Elect Director Masuda, Hiroya | Management | For | Against |
2.1 | Appoint Shareholder Director Nominee Kawai, Hiroyuki | Shareholder | Against | Against |
2.2 | Appoint Shareholder Director Nominee Koga, Shigeaki | Shareholder | Against | Against |
2.3 | Appoint Shareholder Director Nominee Iida, Tetsunari | Shareholder | Against | Against |
3 | Amend Articles to Resubmit Comprehensive Special Business Plan with Premise That Nuclear Power Operation Shall not be Resumed | Shareholder | Against | Abstain |
4 | Amend Articles to Require Abandonment of Kashiwazaki-Kariwa Nuclear Plant | Shareholder | Against | Abstain |
5 | Amend Articles to Require Abandonment of Fukushima Daini Nuclear Plant | Shareholder | Against | Abstain |
6 | Amend Articles to Directly Hire All On-Site Workers and Require Follow-up Life-Long Investigation of Their Health Following Fukushima Daiichi Accident | Shareholder | Against | Abstain |
7 | Amend Articles to Establish Public Bidding Criteria for Decommissioning Contractors, Emphasizing Safety of On-Site Workers and Durability of Supply Goods, Instead of Price Competitiveness | Shareholder | Against | Against |
8 | Amend Articles to Withdraw Firm from Reprocessing of Spent Nuclear Fuel Projects | Shareholder | Against | Abstain |
9 | Amend Articles to Abandon Higashidori Nuclear Power Station Construction Plan | Shareholder | Against | Abstain |
10 | Amend Articles to Prohibit Environmental Contamination with Radioactive Materials | Shareholder | Against | Abstain |
11 | Amend Articles to Prohibit Firm from Supporting Directors Sued in Shareholder Derivative Lawsuit | Shareholder | Against | Against |
TOPPAN PRINTING CO. LTD. MEETING DATE: JUN 27, 2014 | ||||
TICKER: 7911 SECURITY ID: 890747108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adachi, Naoki | Management | For | For |
1.2 | Elect Director Kaneko, Shingo | Management | For | For |
1.3 | Elect Director Furuya, Yoshihiro | Management | For | For |
1.4 | Elect Director Ominato, Mitsuru | Management | For | For |
1.5 | Elect Director Nagayama, Yoshiyuki | Management | For | For |
1.6 | Elect Director Kumamoto, Yuuichi | Management | For | For |
1.7 | Elect Director Okubo, Shinichi | Management | For | For |
1.8 | Elect Director Ito, Atsushi | Management | For | For |
1.9 | Elect Director Kakiya, Hidetaka | Management | For | For |
1.10 | Elect Director Arai, Makoto | Management | For | For |
1.11 | Elect Director Maro, Hideharu | Management | For | For |
1.12 | Elect Director Sakuma, Kunio | Management | For | For |
1.13 | Elect Director Noma, Yoshinobu | Management | For | Against |
1.14 | Elect Director Matsuda, Naoyuki | Management | For | For |
1.15 | Elect Director Sato, Nobuaki | Management | For | For |
1.16 | Elect Director Kinemura, Katsuhiro | Management | For | For |
1.17 | Elect Director Izawa, Taro | Management | For | For |
1.18 | Elect Director Ezaki, Sumio | Management | For | For |
1.19 | Elect Director Yamano, Yasuhiko | Management | For | For |
1.20 | Elect Director Kotani, Yuuichiro | Management | For | For |
1.21 | Elect Director Iwase, Hiroshi | Management | For | For |
1.22 | Elect Director Yamanaka, Norio | Management | For | For |
1.23 | Elect Director Nakao, Mitsuhiro | Management | For | For |
1.24 | Elect Director Sato, Yuuji | Management | For | For |
1.25 | Elect Director Sakai, Kazunori | Management | For | For |
1.26 | Elect Director Noguchi, Haruhiko | Management | For | For |
2.1 | Appoint Statutory Auditor Takamiyagi, Jitsumei | Management | For | For |
2.2 | Appoint Statutory Auditor Nomura, Shuuya | Management | For | For |
2.3 | Appoint Statutory Auditor Shigematsu, Hiroyuki | Management | For | For |
TOTAL SA MEETING DATE: MAY 16, 2014 | ||||
TICKER: FP SECURITY ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.38 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Patricia Barbizet as Director | Management | For | For |
6 | Reelect Marie-Christine Coisne-Roquette as Director | Management | For | For |
7 | Reelect Paul Desmarais Jr as Director | Management | For | Against |
8 | Reelect Barbara Kux as Director | Management | For | For |
9 | Advisory Vote on Compensation of Christophe de Margerie | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 575 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
14 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for International Subsidiaries | Management | For | For |
16 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
17 | Amend Article 11 of Bylaws Re: Employee Representatives and Employee Shareholder Representatives | Management | For | For |
18 | Amend Article 12 of Bylaws Re: Age Limit for Chairman of the Board | Management | For | For |
19 | Amend Article 15 of Bylaws Re: Age Limit for CEO | Management | For | For |
20 | Amend Article 17 of Bylaws Re: Proxy Voting | Management | For | For |
A | Amend Board Internal Rules Re: Publication of a Quarterly Newsletter Written by Employee Shareholder Representatives and Employee Representatives | Shareholder | Against | Against |
B | Amend the Social Criteria that are Currently Linked to Executive Compensation from Negative Safety Indicators to Positive Safety Indicator | Shareholder | Against | Against |
C | Allow Loyalty Dividends to Long-Term Registered Shareholders and Amend Article 20 of Bylaws | Shareholder | Against | Against |
D | Approve Appointment of Employee Representatives to the Board Committees and Amend Article 12.5 of Bylaws | Shareholder | Against | Against |
E | Amend Article 12.7 of Bylaws: Remuneration of Directors | Shareholder | Against | Against |
TOYODA GOSEI CO. LTD. MEETING DATE: JUN 19, 2014 | ||||
TICKER: 7282 SECURITY ID: J91128108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Arashima, Tadashi | Management | For | Against |
2.2 | Elect Director Miyazaki, Naoki | Management | For | For |
2.3 | Elect Director Shimizu, Nobuyuki | Management | For | For |
2.4 | Elect Director Fujiwara, Nobuo | Management | For | For |
2.5 | Elect Director Ichikawa, Masayoshi | Management | For | For |
2.6 | Elect Director Otake, Kazumi | Management | For | For |
2.7 | Elect Director Kobayashi, Daisuke | Management | For | For |
3.1 | Appoint Statutory Auditor Hayashi, Yoshiro | Management | For | Against |
3.2 | Appoint Statutory Auditor Hadama, Masami | Management | For | Against |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
TOYOTA MOTOR CORP. MEETING DATE: JUN 17, 2014 | ||||
TICKER: 7203 SECURITY ID: J92676113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 100 | Management | For | For |
2.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
2.2 | Elect Director Toyoda, Akio | Management | For | For |
2.3 | Elect Director Ozawa, Satoshi | Management | For | For |
2.4 | Elect Director Kodaira, Nobuyori | Management | For | For |
2.5 | Elect Director Kato, Mitsuhisa | Management | For | For |
2.6 | Elect Director Maekawa, Masamoto | Management | For | For |
2.7 | Elect Director Ihara, Yasumori | Management | For | For |
2.8 | Elect Director Sudo, Seiichi | Management | For | For |
2.9 | Elect Director Saga, Koei | Management | For | For |
2.10 | Elect Director Fukuichi, Tokuo | Management | For | For |
2.11 | Elect Director Terashi, Shigeki | Management | For | For |
2.12 | Elect Director Ishii, Yoshimasa | Management | For | For |
2.13 | Elect Director Uno, Ikuo | Management | For | Against |
2.14 | Elect Director Kato, Haruhiko | Management | For | For |
2.15 | Elect Director Mark T. Hogan | Management | For | For |
3.1 | Appoint Statutory Auditor Nakatsugawa, Masaki | Management | For | For |
3.2 | Appoint Statutory Auditor Kitayama, Teisuke | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Sakai, Ryuuji | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Approve Disposal of Treasury Shares for a Private Placement | Management | For | For |
TREND MICRO INC. MEETING DATE: MAR 26, 2014 | ||||
TICKER: 4704 SECURITY ID: J9298Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 125 | Management | For | For |
TUI TRAVEL PLC MEETING DATE: JUL 09, 2013 | ||||
TICKER: TT. SECURITY ID: G9127H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Purchase of Boeing Aircraft | Management | For | For |
UBS AG MEETING DATE: MAY 07, 2014 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report (Non-Binding) | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.25 per Share from Capital Contribution Reserve | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
5 | Advisory Vote on the EU Capital Requirements Directive of 2013 (CRD IV) | Management | For | Did Not Vote |
6.1a | Reelect Axel Weber as Director and Board Chairman | Management | For | Did Not Vote |
6.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
6.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
6.1d | Reelect Reto Francioni as Director | Management | For | Did Not Vote |
6.1e | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
6.1f | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
6.1g | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
6.1h | Reelect William Parrett as Director | Management | For | Did Not Vote |
6.1i | Reelect Isabelle Romy as Director | Management | For | Did Not Vote |
6.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
6.1k | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
6.2.1 | Appoint Ann Godbehere as Member of the Human Resources and Compensation Committee | Management | For | Did Not Vote |
6.2.2 | Appoint Michel Demare as Member of the Human Resources and Compensation Committee | Management | For | Did Not Vote |
6.2.3 | Appoint Helmut Panke as Member of the Human Resources and Compensation Committee | Management | For | Did Not Vote |
6.2.4 | Appoint Reto Francioni as Member of the Human Resources and Compensation Committee | Management | For | Did Not Vote |
6.3 | Designate ADB Altorfer Duss & Beilstein AG as Independent Proxy | Management | For | Did Not Vote |
6.4 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
7 | Transact Other Business (Voting) | Management | For | Did Not Vote |
UNIBAIL RODAMCO SE MEETING DATE: APR 23, 2014 | ||||
TICKER: UL SECURITY ID: F95094110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 8.90 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Advisory Vote on Compensation of Christophe Cuvillier, Chairman of the Management Board | Management | For | For |
6 | Advisory Vote on Compensation of Olivier Bossard, Armelle Carminati-Rabasse, Fabrice Mouchel, Jaap Tonckens and Jean-Marie Tritant, Members of the Management Board | Management | For | For |
7 | Advisory Vote on Compensation of Guillaume Poitrinal, Chairman of the Management Board from Jan. 1, 2013 to April 25, 2013 | Management | For | For |
8 | Advisory Vote on Compensation of Catherine Pourre, Member of the Management Board from Jan. 1, 2013 to Sept. 1, 2013 | Management | For | For |
9 | Reelect Rob Ter Haar as Supervisory Board Member | Management | For | For |
10 | Reelect Jose Luis Duran as Supervisory Board Member | Management | For | For |
11 | Reelect Yves Lyon-Caen as Supervisory Board Member | Management | For | For |
12 | Elect Dagmar Kollmann as Supervisory Board Member | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
19 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
20 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
UNICREDIT SPA MEETING DATE: MAY 13, 2014 | ||||
TICKER: UCG SECURITY ID: T960AS101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.a | Approve Allocation of Income | Management | For | For |
2.b | Approve Stock Dividend Program | Management | For | For |
2.c | Restore Legal Reserve through Share Premium Reserve | Management | For | For |
3 | Appoint Alternate Internal Statutory Auditor | Management | None | For |
4 | Approve Remuneration of Common Representative for Saving Shares | Management | For | For |
5 | Fix Maximum Variable Compensation Ratio | Management | For | Against |
6 | Approve Remuneration Report | Management | For | Against |
7 | Approve 2014 Group Incentive System | Management | For | Against |
8 | Approve Group Employees Share Ownership Plan 2014 | Management | For | For |
1 | Authorize Capitalization of Reserves for a Bonus Issue | Management | For | For |
2 | Amend Company Bylaws Re: Art. 8 (Compensation Related) | Management | For | Against |
3 | Authorize Board to Increase Capital to Service Incentive Plans | Management | For | Against |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Against |
UNILEVER NV MEETING DATE: MAY 14, 2014 | ||||
TICKER: UNA SECURITY ID: N8981F271 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
3 | Approve Remuneration Policy | Management | For | For |
4 | Approve Financial Statements and Allocation of Income | Management | For | For |
5 | Approve Discharge of Executive Board Members | Management | For | For |
6 | Approve Discharge of Non-Executive Board Members | Management | For | For |
7 | Reelect P.G.J.M. Polman as an Executive Director | Management | For | For |
8 | Relect R.J-M.S. Huet as an Executive Director | Management | For | For |
9 | Reelect L.M. Cha as a Non-Executive Director | Management | For | For |
10 | Reelect L.O. Fresco as a Non-Executive Director | Management | For | For |
11 | Reelect A.M. Fudge as a Non-Executive Director | Management | For | For |
12 | Reelect B.E. Grote as a Non-Executive Director | Management | For | For |
13 | Reelect M.Ma as a Non-Executive Director | Management | For | For |
14 | Reelect H. Nyasulu as a Non-Executive Director | Management | For | For |
15 | Reelect M. Rifkind as a Non-Executive Director | Management | For | For |
16 | Reelect J. Rishton as a Non-Executive Director | Management | For | For |
17 | Reelect K.J. Storm as a Non-Executive Director | Management | For | For |
18 | Reelect M. Treschow as a Non-Executive Director | Management | For | For |
19 | Reelect P.S. Walsh as a Non-Executive Director | Management | For | For |
20 | Elect F Sijbesma as a Non-Executive Director | Management | For | For |
21 | Ratify KPMG as Auditors | Management | For | For |
22 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
24 | Approve Cancellation of Repurchased Shares | Management | For | For |
25 | Allow Questions and Close Meeting | Management | None | None |
UNILEVER PLC MEETING DATE: MAY 14, 2014 | ||||
TICKER: ULVR SECURITY ID: G92087165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Policy | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Paul Polman as Director | Management | For | For |
5 | Re-elect Jean-Marc Huet as Director | Management | For | For |
6 | Re-elect Laura Cha as Director | Management | For | For |
7 | Re-elect Louise Fresco as Director | Management | For | For |
8 | Re-elect Ann Fudge as Director | Management | For | For |
9 | Re-elect Dr Byron Grote as Director | Management | For | For |
10 | Re-elect Mary Ma as Director | Management | For | For |
11 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
12 | Re-elect Sir Malcolm Rifkind as Director | Management | For | For |
13 | Re-elect John Rishton as Director | Management | For | For |
14 | Re-elect Kees Storm as Director | Management | For | For |
15 | Re-elect Michael Treschow as Director | Management | For | For |
16 | Re-elect Paul Walsh as Director | Management | For | For |
17 | Elect Feike Sijbesma as Director | Management | For | For |
18 | Appoint KPMG LLP as Auditors | Management | For | For |
19 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise EU Political Donations and Expenditure | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
UNIPOLSAI ASSICURAZIONI SPA MEETING DATE: APR 29, 2014 | ||||
TICKER: US SECURITY ID: T9647G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction of Reserves | Management | For | For |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Paolo Cattabiani as Director | Management | For | For |
3 | Appoint One Primary Internal Statutory Auditor and One Alternate | Management | For | Against |
4 | Approve Remuneration Report | Management | For | Against |
5 | Amend Restricted Stock Plan | Management | For | Against |
6 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares (Includes Purchase of Shares in Parent Company) | Management | For | For |
UNITED OVERSEAS BANK LIMITED MEETING DATE: APR 24, 2014 | ||||
TICKER: U11 SECURITY ID: Y9T10P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend and Special Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Approve Fee to the Chairman Emeritus and Adviser of the Bank for the Period from January 2013 to December 2013 | Management | For | For |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect Wong Meng Meng as Director | Management | For | For |
7 | Elect Willie Cheng Jue Hiang as Director | Management | For | For |
8 | Elect Wee Cho Yaw as Director | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
10 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
11 | Approve Issuance of Preference Shares | Management | For | For |
12 | Authorize Share Repurchase Program | Management | For | For |
VALEO MEETING DATE: MAY 21, 2014 | ||||
TICKER: FR SECURITY ID: F96221126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Reelect Daniel Camus as Director | Management | For | For |
4 | Reelect Jerome Contamine as Director | Management | For | For |
5 | Reelect Noelle Lenoir as Director | Management | For | For |
6 | Approve Allocation of Income and Dividends of EUR 1.70 per Share | Management | For | For |
7 | Approve Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
8 | Advisory Vote on Compensation of Pascal Colombani, Chairman of the Board | Management | For | For |
9 | Advisory Vote on Compensation of Jacques Aschenbroich, CEO | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 700,000 | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize up to 1,500,000 Shares for Use in Restricted Stock Plan | Management | For | For |
13 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VINCI MEETING DATE: APR 15, 2014 | ||||
TICKER: DG SECURITY ID: F5879X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.77 per Share | Management | For | For |
4 | Reelect Xavier Huillard as Director | Management | For | For |
5 | Reelect Yves-Thibault de Silguy as Director | Management | For | For |
6 | Reelect Henri Saint Olive as Director | Management | For | For |
7 | Reelect Qatari Diar Real Estate Investement Company as Director | Management | For | For |
8 | Elect Marie-Christine Lombard as Director | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Approve Additional Pension Scheme Agreement with Xavier Huillard | Management | For | For |
11 | Approve Severance Payment Agreement with Xavier Huillard | Management | For | Against |
12 | Approve Transaction with YTSeuropaconsultants Re: Services Agreement | Management | For | Against |
13 | Advisory Vote on Compensation of the Chairman and CEO | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | Against |
16 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of International Subsidiaries | Management | For | Against |
17 | Amend Article 11 of Bylaws Re: Election of Representative of Employee | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 23, 2013 | ||||
TICKER: VOD SECURITY ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Elect Omid Kordestani as Director | Management | For | For |
10 | Re-elect Nick Land as Director | Management | For | For |
11 | Re-elect Anne Lauvergeon as Director | Management | For | For |
12 | Re-elect Luc Vandevelde as Director | Management | For | For |
13 | Re-elect Anthony Watson as Director | Management | For | For |
14 | Re-elect Philip Yea as Director | Management | For | For |
15 | Approve Final Dividend | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Reappoint Deloitte LLP as Auditors | Management | For | For |
18 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JAN 28, 2014 | ||||
TICKER: VOD SECURITY ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal of All of the Shares in Vodafone Americas Finance 1 by Vodafone 4 Limited to Verizon Communications Inc | Management | For | For |
2 | Approve Matters Relating to the Return of Value to Shareholders | Management | For | For |
3 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
4 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JAN 28, 2014 | ||||
TICKER: VOD SECURITY ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
VOESTALPINE AG MEETING DATE: JUL 03, 2013 | ||||
TICKER: VOE SECURITY ID: A9101Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Amend Articles Re: Adaptation to Corporate Law | Management | For | For |
VOLKSWAGEN AG (VW) MEETING DATE: MAY 13, 2014 | ||||
TICKER: VOW3 SECURITY ID: D94523103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 119 Million Pool of Preferred Shares to Guarantee Conversion Rights | Management | For | For |
WENDEL MEETING DATE: JUN 06, 2014 | ||||
TICKER: MF SECURITY ID: F98370103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.85 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
5 | Reelect Dominique Heriard Dubreuil as Supervisory Board Member | Management | For | For |
6 | Reelect Guylaine Saucier as Supervisory Board Member | Management | For | For |
7 | Elect Christian van Zeller d Oosthove as Supervisory Board Member | Management | For | Against |
8 | Appoint Jean-Christophe Georghiou as Alternate Auditor | Management | For | For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
10 | Advisory Vote on Compensation of Frederic Lemoine, Chairman of the Management Board | Management | For | For |
11 | Advisory Vote on Compensation of Bernard Gautier, Member of the Management Board | Management | For | For |
12 | Amend Article 12 of Bylaws Re: Appointment of Employee Representatives | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 100 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Management | For | Against |
15 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements | Management | For | Against |
16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
17 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 80 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 13-14 and 17-19 at EUR 400 Million | Management | For | Against |
21 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | Management | For | For |
22 | Authorize up to 0.9 Percent of Issued Capital for Use in Stock Option Plans | Management | For | For |
23 | Authorize up to 0.3 Percent of Issued Capital for Use in Restricted Stock Plans | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
WESFARMERS LTD. MEETING DATE: NOV 07, 2013 | ||||
TICKER: WES SECURITY ID: Q95870103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Anthony (Tony) John Howarth as Director | Management | For | For |
2b | Elect Wayne Geoffrey Osborn as Director | Management | For | For |
2c | Elect Vanessa Miscamble Wallace as Director | Management | For | For |
2d | Elect Jennifer Westacott as Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Up to 88,000 Performance Rights to Richard Goyder, Group Managing Director of the Company | Management | For | For |
5 | Approve the Grant of Up to 55,000 Performance Rights to Terry Bowen, Finance Director of the Company | Management | For | For |
6 | Approve the Return of Capital | Management | For | For |
7 | Approve the Consolidation of Shares | Management | For | For |
WEST JAPAN RAILWAY CO. MEETING DATE: JUN 24, 2014 | ||||
TICKER: 9021 SECURITY ID: J95094108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2.1 | Elect Director Sasaki, Takayuki | Management | For | For |
2.2 | Elect Director Ishikawa, Tadashi | Management | For | For |
2.3 | Elect Director Sato, Yumiko | Management | For | For |
2.4 | Elect Director Murayama, Yuuzo | Management | For | For |
2.5 | Elect Director Saito, Norihiko | Management | For | For |
2.6 | Elect Director Miyahara, Hideo | Management | For | For |
2.7 | Elect Director Manabe, Seiji | Management | For | For |
2.8 | Elect Director Yamamoto, Akiyoshi | Management | For | For |
2.9 | Elect Director Yabuki, Shizuka | Management | For | For |
2.10 | Elect Director Kijima, Tatsuo | Management | For | For |
2.11 | Elect Director Horisaka, Akihiro | Management | For | For |
2.12 | Elect Director Hasegawa, Kazuaki | Management | For | For |
2.13 | Elect Director Yoshie, Norihiko | Management | For | For |
2.14 | Elect Director Nikaido, Nobutoshi | Management | For | For |
3 | Amend Articles to Require Disclosure of Individual Director and Statutory Auditor Compensation in Proxy Materials | Shareholder | Against | For |
4 | Amend Articles to Require Disclosure of Free Cash Flow Plan and Discount Rate Used when Taking Unlisted Subsidiaries Private | Shareholder | Against | Against |
WESTFIELD GROUP MEETING DATE: MAY 29, 2014 | ||||
TICKER: WDC SECURITY ID: Q97062105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Elect Frank P. Lowy as Director | Management | For | For |
4 | Elect Brian M. Schwartz as Director | Management | For | For |
5 | Elect Steven M. Lowy as Director | Management | For | For |
6 | Elect Ilana R. Atlas as Director | Management | For | For |
WESTFIELD GROUP MEETING DATE: MAY 29, 2014 | ||||
TICKER: WDC SECURITY ID: Q97062105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Scheme of Arrangement Between Westfield Holdings and the Holders of Its Fully Paid Ordinary Shares | Management | For | For |
WESTFIELD GROUP MEETING DATE: MAY 29, 2014 | ||||
TICKER: WDC SECURITY ID: Q97062105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Capital Reduction | Management | For | For |
2 | Approve the Capital Conversion Resolution | Management | For | For |
3 | Approve the Westfield Trust Constitution Amendments | Management | For | For |
4 | Approve the Westfield America Trust Constitution Amendments | Management | For | For |
5 | Authorize the Board to Ratify and Execute Approved Resolutions | Management | For | For |
6 | Approve the Westfield Holdings Constitution Amendments | Management | For | For |
7 | Approve the Stapling Deed Resolution | Management | For | For |
8 | Approve the Change of Company Name to Scentre Group Limited | Management | For | For |
WESTFIELD RETAIL TRUST MEETING DATE: JUN 20, 2014 | ||||
TICKER: WRT SECURITY ID: Q97145108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Authorize the Board to Ratify and Execute Approved Resolutions | Management | For | For |
3 | Approve the Amendments to the Constitution of Westfield Retail Trust 1 | Management | For | For |
4 | Approve the Amendments to the Constitution of Westfield Retail Trust 2 | Management | For | For |
5 | Approve the Termination of the Corporate Governance Deeds | Management | For | For |
WESTPAC BANKING CORPORATION MEETING DATE: DEC 13, 2013 | ||||
TICKER: WBC SECURITY ID: Q97417101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Approve the Grant of Shares and Performance Share Rights to Gail Patricia Kelly, Managing Director and Chief Executive Officer of the Company | Management | For | For |
4a | Approve the Selective Buy-Back of Westpac Stapled Preferred Securities on Mandatory Conversion Date | Management | For | For |
4b | Approve the Selective Buy-Back of Westpac Stapled Preferred Securities Before Mandatory Conversion Date | Management | For | For |
5a | Elect Elizabeth Bryan as Director | Management | For | For |
5b | Elect Peter Hawkins as Director | Management | For | For |
5c | Elect Ewen Crouch as Director | Management | For | For |
5d | Elect Peter Marriott as Director | Management | For | For |
6 | Elect David Barrow as Director | Shareholder | Against | Against |
WHEELOCK & CO. LTD. MEETING DATE: JUN 10, 2014 | ||||
TICKER: 00020 SECURITY ID: Y9553V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Douglas C. K. Woo as Director | Management | For | For |
2b | Elect Winston K. W. Leong as Director | Management | For | For |
2c | Elect Kenneth W. S. Ting as Director | Management | For | For |
2d | Elect Nancy S. L. Tse as Director | Management | For | For |
2e | Elect Ricky K. Y. Wong as Director | Management | For | For |
2f | Elect Glenn S. Yee sa Director | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Adopt New Articles of Association | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
WILMAR INTERNATIONAL LTD. MEETING DATE: APR 25, 2014 | ||||
TICKER: F34 SECURITY ID: Y9586L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
WILMAR INTERNATIONAL LTD. MEETING DATE: APR 25, 2014 | ||||
TICKER: F34 SECURITY ID: Y9586L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Elect Kuok Khoon Hong as Director | Management | For | For |
5 | Elect Teo Kim Yong as Director | Management | For | For |
6 | Elect Kwah Thiam Hock as Director | Management | For | For |
7 | Elect Yeo Teng Yang as Director | Management | For | For |
8 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Mandate for Transactions with Related Parties | Management | For | For |
10 | Approve Issuance of Equity or Equity Linked Securities with or without Preemptive Rights | Management | For | For |
11 | Approve Issuance of Shares and Grant of Options Under Wilmar Executives Share Option Scheme 2009 | Management | For | Against |
WOODSIDE PETROLEUM LTD. MEETING DATE: APR 30, 2014 | ||||
TICKER: WPL SECURITY ID: 980228100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Michael Alfred Chaney as Director | Management | For | For |
2b | Elect David Ian McEvoy as Director | Management | For | For |
3 | Approve Adoption of Remuneration Report | Management | For | For |
4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | Against |
5 | Approve the Amendments to the Company's Constitution | Management | For | For |
YAMAGUCHI FINANCIAL GROUP, INC. MEETING DATE: JUN 26, 2014 | ||||
TICKER: 8418 SECURITY ID: J9579M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fukuda, Koichi | Management | For | For |
1.2 | Elect Director Morimoto, Hiromichi | Management | For | For |
1.3 | Elect Director Nosaka, Fumio | Management | For | For |
1.4 | Elect Director Kato, Toshio | Management | For | For |
1.5 | Elect Director Umemoto, Hirohide | Management | For | For |
1.6 | Elect Director Yoshimura, Takeshi | Management | For | For |
1.7 | Elect Director Tamura, Hiroaki | Management | For | For |
2.1 | Appoint Statutory Auditor Fujiyoshi, Toshio | Management | For | For |
2.2 | Appoint Statutory Auditor Kunimasa, Michiaki | Management | For | For |
YARA INTERNATIONAL ASA MEETING DATE: MAY 05, 2014 | ||||
TICKER: YAR SECURITY ID: R9900C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 10.00 Per Share | Management | For | Did Not Vote |
4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
5 | Approve Corporate Governance Statement | Management | For | Did Not Vote |
6 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors in the Amount of NOK 500,000 for the Chairman, NOK 330,000 for the Vice Chairman, and NOK 288,000 for the Other Directors; Approve Committee Fees | Management | For | Did Not Vote |
8 | Approve Remuneration of Nominating Committee in the Amount of NOK 5,500 per Meeting | Management | For | Did Not Vote |
9 | Reelect Hilde Aasheim and Geir Isaksen as Directors; Elect Leif Teksum, Hilde Bakken, and John Thuestad as New Directors | Management | For | Did Not Vote |
10 | Reelect Thorunn Bakke, Ann Brautaset, and Anne Tanum as Members of Nominating Committee; Elect Tom Knoff as New Member of Nominating Committee | Management | For | Did Not Vote |
11 | Amend Articles Re: Directors' Retirement Age | Management | For | Did Not Vote |
12 | Approve NOK 2.4 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
13 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
YUE YUEN INDUSTRIAL (HOLDINGS) LTD. MEETING DATE: MAY 30, 2014 | ||||
TICKER: 00551 SECURITY ID: G98803144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Lu Chin Chu as Director | Management | For | For |
3b | Elect Lee Shao Wu as Director | Management | For | For |
3c | Elect Tsai Ming-Lun, Ming as Director | Management | For | For |
3d | Elect George Hong-Chih Liu as Director | Management | For | For |
3e | Elect Leung Yee Sik as Director | Management | For | For |
3f | Elect Hsieh, Yung Hsiang as Director | Management | For | For |
3g | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
ZIGGO NV MEETING DATE: APR 17, 2014 | ||||
TICKER: ZIGGO SECURITY ID: N9837R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Discuss Remuneration Report | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5a | Receive Explanation on Dividend Policy | Management | None | None |
5b | Approve Allocation of Income and Dividends of EUR 0.95 per Share | Management | For | For |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Announce Intention to Appoint Hendrik de Groot to Executive Board | Management | None | None |
9 | Ratify Ernst and Young as Auditors | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
11b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 11a | Management | For | For |
12 | Other Business (Non-Voting) | Management | None | None |
13 | Close Meeting | Management | None | None |
ZURICH INSURANCE GROUP AG MEETING DATE: APR 02, 2014 | ||||
TICKER: ZURN SECURITY ID: H9870Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2.1 | Approve Allocation of Income | Management | For | Did Not Vote |
2.2 | Approve Dividends of CHF 17.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Tom de Swaan as Board Chairman | Management | For | Did Not Vote |
4.1.2 | Reelect Susan Bies as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Alison Carnwath as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Rafael del Pino as Director | Management | For | Did Not Vote |
4.1.5 | Reelect Thomas Escher as Director | Management | For | Did Not Vote |
4.1.6 | Reelect Fred Kindle as Director | Management | For | Did Not Vote |
4.1.7 | Reelect Monica Maechler as Director | Management | For | Did Not Vote |
4.1.8 | Reelect Don Nicolaisen as Director | Management | For | Did Not Vote |
4.1.9 | Elect Christoph Franz as Director | Management | For | Did Not Vote |
4.2.1 | Appoint Alison Carnwath as Member of the Compensation Committee | Management | For | Did Not Vote |
4.2.2 | Appoint Tom de Swaan as Member of the Compensation Committee | Management | For | Did Not Vote |
4.2.3 | Appoint Rafael del Pino as Member of the Compensation Committee | Management | For | Did Not Vote |
4.2.4 | Appoint Thomas Escher as Member of the Compensation Committee | Management | For | Did Not Vote |
4.3 | Designate Andreas Keller as Independent Proxy | Management | For | Did Not Vote |
4.4 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
5 | Approve Creation of CHF 1 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Amend Articles Re: Ordinance Against Excessive Remuneration at Listed Companies | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
FIDELITY LARGE CAP CORE ENHANCED INDEX FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
3M COMPANY MEETING DATE: MAY 13, 2014 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Thomas 'Tony' K. Brown | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Michael L. Eskew | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Muhtar Kent | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
ABBVIE INC. MEETING DATE: MAY 09, 2014 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Edward M. Liddy | Management | For | For |
1.3 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Corti | Management | For | For |
1.2 | Elect Director Brian G. Kelly | Management | For | For |
1.3 | Elect Director Robert A. Kotick | Management | For | For |
1.4 | Elect Director Barry Meyer | Management | For | For |
1.5 | Elect Director Robert J. Morgado | Management | For | For |
1.6 | Elect Director Peter Nolan | Management | For | For |
1.7 | Elect Director Richard Sarnoff | Management | For | For |
1.8 | Elect Director Elaine Wynn | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
AETNA INC. MEETING DATE: MAY 30, 2014 | ||||
TICKER: AET SECURITY ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Barbara Hackman Franklin | Management | For | For |
1h | Elect Director Jeffrey E. Garten | Management | For | For |
1i | Elect Director Ellen M. Hancock | Management | For | For |
1j | Elect Director Richard J. Harrington | Management | For | For |
1k | Elect Director Edward J. Ludwig | Management | For | For |
1l | Elect Director Joseph P. Newhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7A | Require Independent Board Chairman | Shareholder | Against | Against |
7B | Enhance Board Oversight of Political Contributions | Shareholder | Against | Abstain |
7C | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Abstain |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 05, 2014 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director John T. Mollen | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Andreas Rummelt | Management | For | For |
1.8 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
ALTRIA GROUP, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald L. Baliles | Management | For | For |
1.2 | Elect Director Martin J. Barrington | Management | For | For |
1.3 | Elect Director John T. Casteen, III | Management | For | For |
1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director Thomas W. Jones | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
1.10 | Elect Director George Munoz | Management | For | For |
1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMAZON.COM, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
AMDOCS LIMITED MEETING DATE: JAN 30, 2014 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect John T. McLennan as a Director | Management | For | For |
1.4 | Elect Simon Olswang as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.7 | Elect Eli Gelman as a Director | Management | For | For |
1.8 | Elect James S. Kahan as a Director | Management | For | For |
1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
1.10 | Elect Giora Yaron as a Director | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends | Management | For | Against |
4 | Approve Authorized Share Capital and Authorize Board to Issue Shares | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMERICAN EXPRESS COMPANY MEETING DATE: MAY 12, 2014 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Ursula M. Burns | Management | For | For |
1c | Elect Director Kenneth I. Chenault | Management | For | For |
1d | Elect Director Peter Chernin | Management | For | For |
1e | Elect Director Anne Lauvergeon | Management | For | For |
1f | Elect Director Theodore J. Leonsis | Management | For | For |
1g | Elect Director Richard C. Levin | Management | For | For |
1h | Elect Director Richard A. McGinn | Management | For | For |
1i | Elect Director Samuel J. Palmisano | Management | For | For |
1j | Elect Director Steven S Reinemund | Management | For | For |
1k | Elect Director Daniel L. Vasella | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
1m | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMERICAN FINANCIAL GROUP, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: AFG SECURITY ID: 025932104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
1.2 | Elect Director S. Craig Lindner | Management | For | For |
1.3 | Elect Director Kenneth C. Ambrecht | Management | For | For |
1.4 | Elect Director John B. Berding | Management | For | For |
1.5 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
1.6 | Elect Director Virginia 'Gina' C. Drosos | Management | For | For |
1.7 | Elect Director James E. Evans | Management | For | For |
1.8 | Elect Director Terry S. Jacobs | Management | For | For |
1.9 | Elect Director Gregory G. Joseph | Management | For | For |
1.10 | Elect Director William W. Verity | Management | For | For |
1.11 | Elect Director John I. Von Lehman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Dianne Neal Blixt | Management | For | For |
1c | Elect Director Amy DiGeso | Management | For | For |
1d | Elect Director Lon R. Greenberg | Management | For | For |
1e | Elect Director W. Walker Lewis | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director Jeffrey Noddle | Management | For | For |
1h | Elect Director H. Jay Sarles | Management | For | For |
1i | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1j | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERISOURCEBERGEN CORPORATION MEETING DATE: MAR 06, 2014 | ||||
TICKER: ABC SECURITY ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Collis | Management | For | For |
1.2 | Elect Director Douglas R. Conant | Management | For | For |
1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
1.4 | Elect Director Richard C. Gozon | Management | For | For |
1.5 | Elect Director Lon R. Greenberg | Management | For | For |
1.6 | Elect Director Edward E. Hagenlocker | Management | For | For |
1.7 | Elect Director Jane E. Henney | Management | For | For |
1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
1.9 | Elect Director Michael J. Long | Management | For | For |
1.10 | Elect Director Henry W. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Provide Right to Call Special Meeting | Management | For | For |
AMETEK, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Conti | Management | For | For |
1.2 | Elect Director Frank S. Hermance | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMGEN INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Greg C. Garland | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
APPLE INC. MEETING DATE: FEB 28, 2014 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: MAY 01, 2014 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Mollie Hale Carter | Management | For | For |
1.3 | Elect Director Terrell K. Crews | Management | For | For |
1.4 | Elect Director Pierre Dufour | Management | For | For |
1.5 | Elect Director Donald E. Felsinger | Management | For | For |
1.6 | Elect Director Antonio Maciel Neto | Management | For | For |
1.7 | Elect Director Patrick J. Moore | Management | For | For |
1.8 | Elect Director Thomas F. O'Neill | Management | For | For |
1.9 | Elect Director Francisco Sanchez | Management | For | For |
1.10 | Elect Director Daniel Shih | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.12 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ARTISAN PARTNERS ASSET MANAGEMENT INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: APAM SECURITY ID: 04316A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew R. Barger | Management | For | For |
1.2 | Elect Director Eric R. Colson | Management | For | For |
1.3 | Elect Director Tench Coxe | Management | For | For |
1.4 | Elect Director Stephanie G. DiMarco | Management | For | For |
1.5 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.6 | Elect Director Allen R. Thorpe | Management | For | For |
1.7 | Elect Director Andrew A. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASPEN INSURANCE HOLDINGS LIMITED MEETING DATE: APR 23, 2014 | ||||
TICKER: AHL SECURITY ID: G05384105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher O'Kane | Management | For | For |
1.2 | Elect Director Liaquat Ahamed | Management | For | For |
1.3 | Elect Director Albert Beer | Management | For | For |
1.4 | Elect Director John Cavoores | Management | For | For |
1.5 | Elect Director Heidi Hutter | Management | For | For |
1.6 | Elect Director Gary Gregg | Management | For | For |
1.7 | Elect Director Bret Pearlman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AT&T INC. MEETING DATE: APR 25, 2014 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Reuben V. Anderson | Management | For | For |
1.3 | Elect Director Jaime Chico Pardo | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director James P. Kelly | Management | For | For |
1.6 | Elect Director Jon C. Madonna | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director John B. McCoy | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director Matthew K. Rose | Management | For | For |
1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Severance Agreements/Change-in-Control Agreements | Management | For | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
AXIS CAPITAL HOLDINGS LIMITED MEETING DATE: MAY 09, 2014 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert L. Friedman as Director | Management | For | For |
1.2 | Elect Cheryl-Ann Lister as Director | Management | For | For |
1.3 | Elect Thomas C. Ramey as Director | Management | For | For |
1.4 | Elect Wilhelm Zeller as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche Ltd. as Auditors | Management | For | For |
BALLY TECHNOLOGIES, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haddrill | Management | For | For |
1.2 | Elect Director Josephine Linden | Management | For | For |
1.3 | Elect Director Ramesh Srinivasan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 07, 2014 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
1.6 | Elect Director Arnold W. Donald | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.9 | Elect Director Linda P. Hudson | Management | For | For |
1.10 | Elect Director Monica C. Lozano | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Brian T. Moynihan | Management | For | For |
1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.14 | Elect Director Clayton S. Rose | Management | For | For |
1.15 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 03, 2014 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
5 | Approve Annual Dividends | Shareholder | Against | Against |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 06, 2014 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Lewis B. Campbell | Management | For | For |
1C | Elect Director James M. Cornelius | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | None | For |
BROWN & BROWN, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: BRO SECURITY ID: 115236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Hyatt Brown | Management | For | For |
1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
1.3 | Elect Director Hugh M. Brown | Management | For | For |
1.4 | Elect Director J. Powell Brown | Management | For | For |
1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
1.7 | Elect Director James S. Hunt | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Timothy R.M. Main | Management | For | For |
1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
1.11 | Elect Director Wendell S. Reilly | Management | For | For |
1.12 | Elect Director Chilton D. Varner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CA, INC. MEETING DATE: JUL 31, 2013 | ||||
TICKER: CA SECURITY ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Jens Alder | Management | For | For |
1B | Elect Director Raymond J. Bromark | Management | For | For |
1C | Elect Director Gary J. Fernandes | Management | For | For |
1D | Elect Director Michael P. Gregoire | Management | For | For |
1E | Elect Director Rohit Kapoor | Management | For | For |
1F | Elect Director Kay Koplovitz | Management | For | For |
1G | Elect Director Christopher B. Lofgren | Management | For | For |
1H | Elect Director Richard Sulpizio | Management | For | For |
1I | Elect Director Laura S. Unger | Management | For | For |
1J | Elect Director Arthur F. Weinbach | Management | For | For |
1K | Elect Director Renato (Ron) Zambonini | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
CARDINAL HEALTH, INC. MEETING DATE: NOV 06, 2013 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | For |
1.2 | Elect Director George S. Barrett | Management | For | For |
1.3 | Elect Director Glenn A. Britt | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Calvin Darden | Management | For | For |
1.6 | Elect Director Bruce L. Downey | Management | For | For |
1.7 | Elect Director John F. Finn | Management | For | For |
1.8 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
1.9 | Elect Director Clayton M. Jones | Management | For | For |
1.10 | Elect Director Gregory B. Kenny | Management | For | For |
1.11 | Elect Director David P. King | Management | For | For |
1.12 | Elect Director Richard C. Notebaert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
CAREFUSION CORPORATION MEETING DATE: NOV 06, 2013 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kieran T. Gallahue | Management | For | For |
1b | Elect Director J. Michael Losh | Management | For | For |
1c | Elect Director Edward D. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
CBOE HOLDINGS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: CBOE SECURITY ID: 12503M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Brodsky | Management | For | For |
1.2 | Elect Director James R. Boris | Management | For | For |
1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
1.5 | Elect Director Janet P. Froetscher | Management | For | For |
1.6 | Elect Director Jill R. Goodman | Management | For | For |
1.7 | Elect Director R. Eden Martin | Management | For | For |
1.8 | Elect Director Roderick A. Palmore | Management | For | For |
1.9 | Elect Director Susan M. Phillips | Management | For | For |
1.10 | Elect Director Samuel K. Skinner | Management | For | For |
1.11 | Elect Director Carole E. Stone | Management | For | For |
1.12 | Elect Director Eugene S. Sunshine | Management | For | For |
1.13 | Elect Director Edward T. Tilly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 18, 2014 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1f | Elect Director George L. Kirkland | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Kevin W. Sharer | Management | For | For |
1i | Elect Director John G. Stumpf | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director Carl Ware | Management | For | For |
1l | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Abstain |
10 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC. MEETING DATE: NOV 19, 2013 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director Gregory Q. Brown | Management | For | For |
1d | Elect Director M. Michele Burns | Management | For | For |
1e | Elect Director Michael D. Capellas | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Arun Sarin | Management | For | For |
1l | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
CITIGROUP INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Duncan P. Hennes | Management | For | For |
1c | Elect Director Franz B. Humer | Management | For | For |
1d | Elect Director Eugene M. McQuade | Management | For | For |
1e | Elect Director Michael E. O'Neill | Management | For | For |
1f | Elect Director Gary M. Reiner | Management | For | For |
1g | Elect Director Judith Rodin | Management | For | For |
1h | Elect Director Robert L. Ryan | Management | For | For |
1i | Elect Director Anthony M. Santomero | Management | For | For |
1j | Elect Director Joan E. Spero | Management | For | For |
1k | Elect Director Diana L. Taylor | Management | For | For |
1l | Elect Director William S. Thompson, Jr. | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
CNA FINANCIAL CORPORATION MEETING DATE: APR 23, 2014 | ||||
TICKER: CNA SECURITY ID: 126117100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Liska | Management | For | For |
1.2 | Elect Director Jose O. Montemayor | Management | For | For |
1.3 | Elect Director Thomas F. Motamed | Management | For | Withhold |
1.4 | Elect Director Don M. Randel | Management | For | For |
1.5 | Elect Director Joseph Rosenberg | Management | For | Withhold |
1.6 | Elect Director Andrew H. Tisch | Management | For | Withhold |
1.7 | Elect Director James S. Tisch | Management | For | Withhold |
1.8 | Elect Director Marvin Zonis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CNH GLOBAL NV MEETING DATE: JUL 23, 2013 | ||||
TICKER: NHL SECURITY ID: N20935206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Call to Order | Management | None | None |
2 | Approve Merger Agreement Fiat Industrial S.p.A, and CNH Global | Management | For | For |
3 | Close Meeting | Management | None | None |
COMCAST CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Edward D. Breen | Management | For | For |
1.4 | Elect Director Joseph J. Collins | Management | For | For |
1.5 | Elect Director J. Michael Cook | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Ralph J. Roberts | Management | For | For |
1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
COMPUTER SCIENCES CORPORATION MEETING DATE: AUG 13, 2013 | ||||
TICKER: CSC SECURITY ID: 205363104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Barram | Management | For | For |
1b | Elect Director Erik Brynjolfsson | Management | For | For |
1c | Elect Director Rodney F. Chase | Management | For | For |
1d | Elect Director Judith R. Haberkorn | Management | For | For |
1e | Elect Director Nancy Killefer | Management | For | For |
1f | Elect Director J. Michael Lawrie | Management | For | For |
1g | Elect Director Brian Patrick MacDonald | Management | For | For |
1h | Elect Director Chong Sup Park | Management | For | For |
1i | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 13, 2014 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director Charles E. Bunch | Management | For | For |
1d | Elect Director James E. Copeland, Jr. | Management | For | For |
1e | Elect Director Jody L. Freeman | Management | For | For |
1f | Elect Director Gay Huey Evans | Management | For | For |
1g | Elect Director Ryan M. Lance | Management | For | For |
1h | Elect Director Robert A. Niblock | Management | For | For |
1i | Elect Director Harald J. Norvik | Management | For | For |
1j | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
CORRECTIONS CORPORATION OF AMERICA MEETING DATE: MAY 15, 2014 | ||||
TICKER: CXW SECURITY ID: 22025Y407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Ferguson | Management | For | For |
1b | Elect Director Damon T. Hininger | Management | For | For |
1c | Elect Director Donna M. Alvarado | Management | For | For |
1d | Elect Director John D. Correnti | Management | For | For |
1e | Elect Director Robert J. Dennis | Management | For | For |
1f | Elect Director C. Michael Jacobi | Management | For | For |
1g | Elect Director Anne L. Mariucci | Management | For | For |
1h | Elect Director Thurgood Marshall, Jr. | Management | For | For |
1i | Elect Director Charles L. Overby | Management | For | For |
1j | Elect Director John R. Prann, Jr. | Management | For | For |
1k | Elect Director Joseph V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 08, 2014 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown, II | Management | For | For |
1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Anne M. Finucane | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
DELTA AIR LINES, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Edward H. Bastian | Management | For | For |
1c | Elect Director Roy J. Bostock | Management | For | For |
1d | Elect Director John S. Brinzo | Management | For | For |
1e | Elect Director Daniel A. Carp | Management | For | For |
1f | Elect Director David G. DeWalt | Management | For | For |
1g | Elect Director William H. Easter, III | Management | For | For |
1h | Elect Director Mickey P. Foret | Management | For | For |
1i | Elect Director Shirley C. Franklin | Management | For | For |
1j | Elect Director David R. Goode | Management | For | For |
1k | Elect Director George N. Mattson | Management | For | For |
1l | Elect Director Paula Rosput Reynolds | Management | For | For |
1m | Elect Director Kenneth C. Rogers | Management | For | For |
1n | Elect Director Kenneth B. Woodrow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Increase in Size of Board | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
DISCOVER FINANCIAL SERVICES MEETING DATE: MAY 07, 2014 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Candace H. Duncan | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Joyce M. Roche | Management | For | For |
1.3 | Elect Director Ronald G. Rogers | Management | For | For |
1.4 | Elect Director Wayne R. Sanders | Management | For | For |
1.5 | Elect Director Jack L. Stahl | Management | For | For |
1.6 | Elect Director Larry D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
5 | Amend Omnibus Stock Plan | Management | For | For |
DREYFUS FUNDS MEETING DATE: DEC 06, 2013 | ||||
TICKER: DICXX SECURITY ID: 26188J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon J. Davis | Management | For | For |
1.2 | Elect Director Whitney I. Gerard | Management | For | For |
1.3 | Elect Director Robin A. Melvin | Management | For | For |
1.4 | Elect Director Nathan Leventhal | Management | For | For |
1.5 | Elect Director Roslyn M. Watson | Management | For | For |
DST SYSTEMS, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: DST SECURITY ID: 233326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn Dorsey Bleil | Management | For | For |
1.2 | Elect Director John W. Clark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | None | For |
DTE ENERGY COMPANY MEETING DATE: MAY 01, 2014 | ||||
TICKER: DTE SECURITY ID: 233331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director Lillian Bauder | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director W. Frank Fountain, Jr. | Management | For | For |
1.5 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.6 | Elect Director Gail J. McGovern | Management | For | For |
1.7 | Elect Director Mark A. Murray | Management | For | For |
1.8 | Elect Director James B. Nicholson | Management | For | For |
1.9 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.10 | Elect Director Josue Robles, Jr. | Management | For | For |
1.11 | Elect Director Ruth G. Shaw | Management | For | For |
1.12 | Elect Director David A. Thomas | Management | For | For |
1.13 | Elect Director James H. Vandenberghe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
DUKE ENERGY CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: DUK SECURITY ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.2 | Elect Director Michael G. Browning | Management | For | For |
1.3 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Lynn J. Good | Management | For | For |
1.7 | Elect Director Ann Maynard Gray | Management | For | For |
1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.11 | Elect Director William E. Kennard | Management | For | For |
1.12 | Elect Director E. Marie McKee | Management | For | For |
1.13 | Elect Director E. James Reinsch | Management | For | For |
1.14 | Elect Director James T. Rhodes | Management | For | For |
1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Less than Unanimous Written Consent | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
EDISON INTERNATIONAL MEETING DATE: APR 24, 2014 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova - RESIGNED | Management | None | None |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.8 | Elect Director Linda G. Stuntz | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Ellen O. Tauscher | Management | For | For |
1.11 | Elect Director Peter J. Taylor | Management | For | For |
1.12 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ELI LILLY AND COMPANY MEETING DATE: MAY 05, 2014 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director Karen N. Horn | Management | For | For |
1c | Elect Director William G. Kaelin, Jr. | Management | For | For |
1d | Elect Director John C. Lechleiter | Management | For | For |
1e | Elect Director Marschall S. Runge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EOG RESOURCES, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director James C. Day | Management | For | For |
1d | Elect Director Mark G. Papa | Management | For | For |
1e | Elect Director H. Leighton Steward | Management | For | For |
1f | Elect Director Donald F. Textor | Management | For | For |
1g | Elect Director William R. Thomas | Management | For | For |
1h | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
EXELIS INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: XLS SECURITY ID: 30162A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul J. Kern | Management | For | For |
1b | Elect Director Mark L. Reuss | Management | For | For |
1c | Elect Director Billie I. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXELON CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director John A. Canning, Jr. | Management | For | For |
1d | Elect Director Christopher M. Crane | Management | For | For |
1e | Elect Director Yves C. de Balmann | Management | For | For |
1f | Elect Director Nicholas DeBenedictis | Management | For | For |
1g | Elect Director Nelson A. Diaz | Management | For | For |
1h | Elect Director Sue L. Gin | Management | For | For |
1i | Elect Director Paul L. Joskow | Management | For | For |
1j | Elect Director Robert J. Lawless | Management | For | For |
1k | Elect Director Richard W. Mies | Management | For | For |
1l | Elect Director William C. Richardson | Management | For | For |
1m | Elect Director John W. Rogers, Jr. | Management | For | For |
1n | Elect Director Mayo A. Shattuck, III | Management | For | For |
1o | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Limit Executive Compensation | Shareholder | Against | Against |
EXXON MOBIL CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Larry R. Faulkner | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Henrietta H. Fore | Management | For | For |
1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
1.8 | Elect Director William W. George | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Rex W. Tillerson | Management | For | For |
1.12 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FACEBOOK, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: FB SECURITY ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Abstain |
6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
7 | Report on Sustainability | Shareholder | Against | Abstain |
FIFTH THIRD BANCORP MEETING DATE: APR 15, 2014 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director Kevin T. Kabat | Management | For | For |
1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | For |
1.10 | Elect Director Michael B. McCallister | Management | For | For |
1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
1.12 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FOREST LABORATORIES, INC. MEETING DATE: JUN 17, 2014 | ||||
TICKER: FRX SECURITY ID: 345838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 12, 2014 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles E. Johnson | Management | For | For |
1d | Elect Director Gregory E. Johnson | Management | For | For |
1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1f | Elect Director Mark C. Pigott | Management | For | For |
1g | Elect Director Chutta Ratnathicam | Management | For | For |
1h | Elect Director Laura Stein | Management | For | For |
1i | Elect Director Anne M. Tatlock | Management | For | For |
1j | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 07, 2014 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director James N. Mattis | Management | For | For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Laura J. Schumacher | Management | For | For |
1.12 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 23, 2014 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director James E. Rohr | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Stock Retention/Holding Period | Shareholder | Against | Against |
22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | For |
24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
25 | Seek Sale of Company | Shareholder | Against | Against |
GENERAL MILLS, INC. MEETING DATE: SEP 24, 2013 | ||||
TICKER: GIS SECURITY ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director R. Kerry Clark | Management | For | For |
1c | Elect Director Paul Danos | Management | For | For |
1d | Elect Director William T. Esrey | Management | For | For |
1e | Elect Director Raymond V. Gilmartin | Management | For | For |
1f | Elect Director Judith Richards Hope | Management | For | For |
1g | Elect Director Heidi G. Miller | Management | For | For |
1h | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1i | Elect Director Steve Odland | Management | For | For |
1j | Elect Director Kendall J. Powell | Management | For | For |
1k | Elect Director Michael D. Rose | Management | For | For |
1l | Elect Director Robert L. Ryan | Management | For | For |
1m | Elect Director Dorothy A. Terrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Responsibility for Post-Consumer Product Packaging | Shareholder | Against | Abstain |
GILEAD SCIENCES, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
GOOGLE INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
GRAHAM HOLDINGS COMPANY MEETING DATE: MAY 08, 2014 | ||||
TICKER: GHC SECURITY ID: 384637104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1. | Elect Director Christopher C. Davis | Management | For | For |
1.2 | Elect Director Thomas S. Gayner | Management | For | For |
1.3 | Elect Director Anne M. Mulcahy | Management | For | For |
1.4 | Elect Director Larry D. Thompson | Management | For | For |
GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 21, 2014 | ||||
TICKER: GPK SECURITY ID: 388689101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Andrea Botta | Management | For | For |
1.2 | Elect Director Jeffrey H. Coors | Management | For | For |
1.3 | Elect Director David W. Scheible | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
HARRIS CORPORATION MEETING DATE: OCT 25, 2013 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William M. Brown | Management | For | For |
1b | Elect Director Peter W. Chiarelli | Management | For | For |
1c | Elect Director Thomas A. Dattilo | Management | For | For |
1d | Elect Director Terry D. Growcock | Management | For | For |
1e | Elect Director Lewis Hay, III | Management | For | For |
1f | Elect Director Vyomesh I. Joshi | Management | For | For |
1g | Elect Director Karen Katen | Management | For | For |
1h | Elect Director Stephen P. Kaufman | Management | For | For |
1i | Elect Director Leslie F. Kenne | Management | For | For |
1j | Elect Director David B. Rickard | Management | For | For |
1k | Elect Director James C. Stoffel | Management | For | For |
1l | Elect Director Gregory T. Swienton | Management | For | For |
1m | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 19, 2014 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Shumeet Banerji | Management | For | For |
1.3 | Elect Director Robert R. Bennett | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director Raymond J. Lane | Management | For | For |
1.6 | Elect Director Ann M. Livermore | Management | For | For |
1.7 | Elect Director Raymond E. Ozzie | Management | For | For |
1.8 | Elect Director Gary M. Reiner | Management | For | For |
1.9 | Elect Director Patricia F. Russo | Management | For | For |
1.10 | Elect Director James A. Skinner | Management | For | For |
1.11 | Elect Director Margaret C. Whitman | Management | For | For |
1.12 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 28, 2014 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
INTEL CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director James D. Plummer | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
1j | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 29, 2014 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | For |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
INTERNATIONAL FLAVORS & FRAGRANCES INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: IFF SECURITY ID: 459506101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marcello V. Bottoli | Management | For | For |
1b | Elect Director Linda B. Buck | Management | For | For |
1c | Elect Director J. Michael Cook | Management | For | For |
1d | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1e | Elect Director Andreas Fibig | Management | For | For |
1f | Elect Director Christina Gold | Management | For | For |
1g | Elect Director Alexandra A. Herzan | Management | For | For |
1h | Elect Director Henry W. Howell, Jr. | Management | For | For |
1i | Elect Director Katherine M. Hudson | Management | For | For |
1j | Elect Director Arthur C. Martinez | Management | For | For |
1k | Elect Director Dale F. Morrison | Management | For | For |
1l | Elect Director Douglas D. Tough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 24, 2014 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Sue Coleman | Management | For | For |
1b | Elect Director James G. Cullen | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Susan L. Lindquist | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director Leo F. Mullin | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | For |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
JOHNSON CONTROLS, INC. MEETING DATE: JAN 29, 2014 | ||||
TICKER: JCI SECURITY ID: 478366107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Natalie A. Black | Management | For | For |
1.2 | Elect Director Raymond L. Conner | Management | For | For |
1.3 | Elect Director William H. Lacy | Management | For | For |
1.4 | Elect Director Alex A. Molinaroli | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JPMORGAN CHASE & CO. MEETING DATE: MAY 20, 2014 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director Mary B. Cranston | Management | For | For |
1.4 | Elect Director J. Michael Lawrie | Management | For | For |
1.5 | Elect Director David Schlotterbeck | Management | For | For |
1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
1.7 | Elect Director Kevin DeNuccio | Management | For | For |
1.8 | Elect Director Gary Daichendt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KEYCORP MEETING DATE: MAY 22, 2014 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
1.2 | Elect Director Charles P. Cooley | Management | For | For |
1.3 | Elect Director Alexander M. Cutler | Management | For | For |
1.4 | Elect Director H. James Dallas | Management | For | For |
1.5 | Elect Director Elizabeth R. Gile | Management | For | For |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.7 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.8 | Elect Director Richard J. Hipple | Management | For | For |
1.9 | Elect Director Kristen L. Manos | Management | For | For |
1.10 | Elect Director Beth E. Mooney | Management | For | For |
1.11 | Elect Director Demos Parneros | Management | For | For |
1.12 | Elect Director Barbara R. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
KIMBERLY-CLARK CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | For |
1.2 | Elect Director John F. Bergstrom | Management | For | For |
1.3 | Elect Director Abelardo E. Bru | Management | For | For |
1.4 | Elect Director Robert W. Decherd | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Fabian T. Garcia | Management | For | For |
1.7 | Elect Director Mae C. Jemison | Management | For | For |
1.8 | Elect Director James M. Jenness | Management | For | For |
1.9 | Elect Director Nancy J. Karch | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Linda Johnson Rice | Management | For | For |
1.12 | Elect Director Marc J. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
KRAFT FOODS GROUP, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: KRFT SECURITY ID: 50076Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director L. Kevin Cox | Management | For | For |
1b | Elect Director Myra M. Hart | Management | For | For |
1c | Elect Director Peter B. Henry | Management | For | For |
1d | Elect Director Terry J. Lundgren | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Political Contributions | Shareholder | Against | Abstain |
5 | Adopt Policy to Ensure Consistency between Company Values and Political Contributions | Shareholder | Against | Abstain |
6 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
7 | Report on Supply Chain and Deforestation | Shareholder | Against | Abstain |
8 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Abstain |
9 | Support for Animal Welfare Improvements in the Company's Pork Supply Chain | Shareholder | For | Abstain |
L-3 COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: LLL SECURITY ID: 502424104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann E. Dunwoody | Management | For | For |
1.2 | Elect Director Vincent Pagano, Jr. | Management | For | For |
1.3 | Elect Director H. Hugh Shelton | Management | For | For |
1.4 | Elect Director Michael T. Strianese | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
LAS VEGAS SANDS CORP. MEETING DATE: JUN 04, 2014 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George Jamieson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
LAZARD LTD MEETING DATE: APR 29, 2014 | ||||
TICKER: LAZ SECURITY ID: G54050102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth M. Jacobs as Director | Management | For | For |
1.2 | Elect Philip A. Laskawy as Director | Management | For | For |
1.3 | Elect Michael J. Turner as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LEAR CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: LEA SECURITY ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Bott | Management | For | For |
1b | Elect Director Thomas P. Capo | Management | For | For |
1c | Elect Director Jonathan F. Foster | Management | For | For |
1d | Elect Director Kathleen A. Ligocki | Management | For | For |
1e | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
1f | Elect Director Donald L. Runkle | Management | For | For |
1g | Elect Director Matthew J. Simoncini | Management | For | For |
1h | Elect Director Gregory C. Smith | Management | For | For |
1i | Elect Director Henry D. G. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet K. Cooper | Management | For | For |
1.2 | Elect Director John W. Norris, III | Management | For | For |
1.3 | Elect Director Paul W. Schmidt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director Rosalind G. Brewer | Management | For | For |
1.4 | Elect Director David B. Burritt | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Thomas J. Falk | Management | For | For |
1.7 | Elect Director Marillyn A. Hewson | Management | For | For |
1.8 | Elect Director Gwendolyn S. King | Management | For | For |
1.9 | Elect Director James M. Loy | Management | For | For |
1.10 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.11 | Elect Director Joseph W. Ralston | Management | For | For |
1.12 | Elect Director Anne Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
LPL FINANCIAL HOLDINGS INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: LPLA SECURITY ID: 50212V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Boyce | Management | For | For |
1.2 | Elect Director John J. Brennan | Management | For | For |
1.3 | Elect Director Mark S. Casady | Management | For | For |
1.4 | Elect Director Anne M. Mulcahy | Management | For | For |
1.5 | Elect Director James S. Putnam | Management | For | For |
1.6 | Elect Director James S. Riepe | Management | For | For |
1.7 | Elect Director Richard P. Schifter | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: APR 16, 2014 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
MACY'S, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Deirdre P. Connelly | Management | For | For |
1c | Elect Director Meyer Feldberg | Management | For | For |
1d | Elect Director Sara Levinson | Management | For | For |
1e | Elect Director Terry J. Lundgren | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Joyce M. Roche | Management | For | For |
1h | Elect Director Paul C. Varga | Management | For | For |
1i | Elect Director Craig E. Weatherup | Management | For | For |
1j | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MANPOWERGROUP INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cari M. Dominguez | Management | For | For |
1.2 | Elect Director Roberto Mendoza | Management | For | For |
1.3 | Elect Director Jonas Prising | Management | For | For |
1.4 | Elect Director Elizabeth P. Sartain | Management | For | For |
1.5 | Elect Director Edward J. Zore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 30, 2014 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven A. Davis | Management | For | For |
1b | Elect Director Gary R. Heminger | Management | For | For |
1c | Elect Director John W. Snow | Management | For | For |
1d | Elect Director John P. Surma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
MARKETAXESS HOLDINGS INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: MKTX SECURITY ID: 57060D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. McVey | Management | For | For |
1b | Elect Director Steven L. Begleiter | Management | For | For |
1c | Elect Director Stephen P. Casper | Management | For | For |
1d | Elect Director Jane Chwick | Management | For | For |
1e | Elect Director William F. Cruger | Management | For | For |
1f | Elect Director David G. Gomach | Management | For | For |
1g | Elect Director Carlos M. Hernandez | Management | For | For |
1h | Elect Director Ronald M. Hersch | Management | For | For |
1i | Elect Director John Steinhardt | Management | For | For |
1j | Elect Director James J. Sullivan | Management | For | For |
1k | Elect Director Lesley Daniels Webster | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 03, 2014 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | For |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | ElectionElect Director Richard H. Lenny | Management | For | For |
1c | Elect Director Walter E. Massey | Management | For | For |
1d | Elect Director Cary D. McMillan | Management | For | For |
1e | Elect Director Sheila A. Penrose | Management | For | For |
1f | Elect Director John W. Rogers, Jr. | Management | For | For |
1g | Elect Director Roger W. Stone | Management | For | For |
1h | Elect Director Miles D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MCGRAW HILL FINANCIAL, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: MHFI SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Winfried Bischoff | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.4 | Elect Director Harold McGraw, III | Management | For | For |
1.5 | Elect Director Robert P. McGraw | Management | For | For |
1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.7 | Elect Director Douglas L. Peterson | Management | For | For |
1.8 | Elect Director Michael Rake | Management | For | For |
1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
1.11 | Elect Director Sidney Taurel | Management | For | For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MCKESSON CORPORATION MEETING DATE: JUL 31, 2013 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andy D. Bryant | Management | For | For |
1b | Elect Director Wayne A. Budd | Management | For | For |
1c | Elect Director John H. Hammergren | Management | For | For |
1d | Elect Director Alton F. Irby, III | Management | For | Against |
1e | Elect Director M. Christine Jacobs | Management | For | Against |
1f | Elect Director Marie L. Knowles | Management | For | For |
1g | Elect Director David M. Lawrence | Management | For | Against |
1h | Elect Director Edward A. Mueller | Management | For | Against |
1i | Elect Director Jane E. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Clawback Policy and Disclosure of Clawback Activity | Shareholder | Against | For |
MEDTRONIC, INC. MEETING DATE: AUG 22, 2013 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Scott C. Donnelly | Management | For | For |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director Omar Ishrak | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Michael O. Leavitt | Management | For | For |
1.7 | Elect Director James T. Lenehan | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director Kendall J. Powell | Management | For | For |
1.10 | Elect Director Robert C. Pozen | Management | For | For |
1.11 | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendment of Articles | Management | For | For |
9 | Rescind Fair Price Provision | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 27, 2014 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison, Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
MFA FINANCIAL, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: MFA SECURITY ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen R. Blank | Management | For | For |
1b | Elect Director William S. Gorin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 19, 2013 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 02, 2014 | ||||
TICKER: MNST SECURITY ID: 611740101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Benjamin M. Polk | Management | For | For |
1.6 | Elect Director Sydney Selati | Management | For | For |
1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
MORGAN STANLEY MEETING DATE: MAY 13, 2014 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erskine B. Bowles | Management | For | For |
1.2 | Elect Director Howard J. Davies | Management | For | For |
1.3 | Elect Director Thomas H. Glocer | Management | For | For |
1.4 | Elect Director James P. Gorman | Management | For | For |
1.5 | Elect Director Robert H. Herz | Management | For | For |
1.6 | Elect Director C. Robert Kidder | Management | For | For |
1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director O. Griffith Sexton | Management | For | For |
1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
1.13 | Elect Director Masaaki Tanaka | Management | For | For |
1.14 | Elect Director Laura D. Tyson | Management | For | For |
1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
MORNINGSTAR, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: MORN SECURITY ID: 617700109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joe Mansueto | Management | For | For |
1b | Elect Director Don Phillips | Management | For | For |
1c | Elect Director Cheryl Francis | Management | For | For |
1d | Elect Director Steve Kaplan | Management | For | For |
1e | Elect Director Gail Landis | Management | For | For |
1f | Elect Director Bill Lyons | Management | For | For |
1g | Elect Director Jack Noonan | Management | For | For |
1h | Elect Director Paul Sturm | Management | For | For |
1i | Elect Director Hugh Zentmyer | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: SEP 13, 2013 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Warmenhoven | Management | For | For |
1b | Elect Director Nicholas G. Moore | Management | For | For |
1c | Elect Director Thomas Georgens | Management | For | For |
1d | Elect Director Jeffry R. Allen | Management | For | For |
1e | Elect Director Alan L. Earhart | Management | For | For |
1f | Elect Director Gerald Held | Management | For | For |
1g | Elect Director T. Michael Nevens | Management | For | For |
1h | Elect Director George T. Shaheen | Management | For | For |
1i | Elect Director Robert T. Wall | Management | For | For |
1j | Elect Director Richard P. Wallace | Management | For | For |
1k | Elect Director Tor R. Braham | Management | For | For |
1l | Elect Director Kathryn M. Hill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Remove Supermajority Voting Standards for Amendments to Article VI of the Company's Certificate of Incorporation | Management | For | For |
5b | Remove Supermajority Voting Standards for Approve Amendments to Article X of the Company's Certificate of Incorporation | Management | For | For |
6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
7 | Ratify Auditors | Management | For | For |
NETFLIX, INC. MEETING DATE: JUN 09, 2014 | ||||
TICKER: NFLX SECURITY ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reed Hastings | Management | For | Withhold |
1.2 | Elect Director Jay C. Hoag | Management | For | Withhold |
1.3 | Elect Director A. George (Skip) Battle | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
8 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
NIKE, INC. MEETING DATE: SEP 19, 2013 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Victor H. Fazio | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Bruce S. Gordon | Management | For | For |
1.5 | Elect Director William H. Hernandez | Management | For | For |
1.6 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.7 | Elect Director Karl J. Krapek | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Gary Roughead | Management | For | For |
1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
1.11 | Elect Director Kevin W. Sharer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
NU SKIN ENTERPRISES, INC. MEETING DATE: JUN 24, 2014 | ||||
TICKER: NUS SECURITY ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director Daniel W. Campbell | Management | For | For |
1.3 | Elect Director M. Truman Hunt | Management | For | For |
1.4 | Elect Director Andrew D. Lipman | Management | For | For |
1.5 | Elect Director Steven J. Lund | Management | For | For |
1.6 | Elect Director Patricia A. Negron | Management | For | For |
1.7 | Elect Director Neil H. Offen | Management | For | For |
1.8 | Elect Director Thomas R. Pisano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Edward P. Djerejian | Management | For | For |
1.6 | Elect Director John E. Feick | Management | For | For |
1.7 | Elect Director Margaret M. Foran | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director William R. Klesse | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Elisse B. Walter | Management | For | For |
2 | Remove Age Restriction for Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
ORACLE CORPORATION MEETING DATE: OCT 31, 2013 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | Withhold |
1.9 | Elect Director Jeffrey O. Henley | Management | For | Withhold |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Human Rights Committee | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | For |
PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 13, 2014 | ||||
TICKER: PKG SECURITY ID: 695156109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Hasan Jameel | Management | For | For |
1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
1.4 | Elect Director Robert C. Lyons | Management | For | For |
1.5 | Elect Director Thomas P. Maurer | Management | For | For |
1.6 | Elect Director Samuel M. Mencoff | Management | For | For |
1.7 | Elect Director Roger B. Porter | Management | For | For |
1.8 | Elect Director Thomas S. Souleles | Management | For | For |
1.9 | Elect Director Paul T. Stecko | Management | For | For |
1.10 | Elect Director James D. Woodrum | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Ian M. Cook | Management | For | For |
1d | Elect Director Dina Dublon | Management | For | For |
1e | Elect Director Rona A. Fairhead | Management | For | For |
1f | Elect Director Ray L. Hunt | Management | For | For |
1g | Elect Director Alberto Ibarguen | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Lloyd G. Trotter | Management | For | For |
1l | Elect Director Daniel Vasella | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
PFIZER INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director Constance J. Horner | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director George A. Lorch | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Jennifer Li | Management | For | For |
1.5 | Elect Director Sergio Marchionne | Management | For | For |
1.6 | Elect Director Kalpana Morparia | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Robert B. Polet | Management | For | For |
1.9 | Elect Director Carlos Slim Helu | Management | For | For |
1.10 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Abstain |
PHILLIPS 66 MEETING DATE: MAY 07, 2014 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William R. Loomis, Jr. | Management | For | For |
1b | Elect Director Glenn F. Tilton | Management | For | For |
1c | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
PITNEY BOWES INC. MEETING DATE: MAY 12, 2014 | ||||
TICKER: PBI SECURITY ID: 724479100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Anne M. Busquet | Management | For | For |
1c | Elect Director Roger Fradin | Management | For | For |
1d | Elect Director Anne Sutherland Fuchs | Management | For | For |
1e | Elect Director S. Douglas Hutcheson | Management | For | For |
1f | Elect Director Marc B. Lautenbach | Management | For | For |
1g | Elect Director Eduardo R. Menasce | Management | For | For |
1h | Elect Director Michael I. Roth | Management | For | For |
1i | Elect Director David L. Shedlarz | Management | For | For |
1j | Elect Director David B. Snow, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
PLATINUM UNDERWRITERS HOLDINGS, LTD. MEETING DATE: APR 22, 2014 | ||||
TICKER: PTP SECURITY ID: G7127P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
1.2 | Elect A. John Hass as Director | Management | For | For |
1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
1.4 | Elect Edmund R. Megna as Director | Management | For | For |
1.5 | Elect Michael D. Price as Director | Management | For | For |
1.6 | Elect Linda E. Ransom as Director | Management | For | For |
1.7 | Elect James P. Slattery as Director | Management | For | For |
1.8 | Elect Christopher J. Steffen as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG as Auditors | Management | For | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 17, 2014 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Hugh Grant | Management | For | For |
1.3 | Elect Director Michele J. Hooper | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Reduce Supermajority Vote Requirement in the Articles of Incorporation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 15, 2014 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director William V. Hickey | Management | For | For |
1.3 | Elect Director Ralph Izzo | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Thomas A. Renyi | Management | For | For |
1.7 | Elect Director Hak Cheol Shin | Management | For | For |
1.8 | Elect Director Richard J. Swift | Management | For | For |
1.9 | Elect Director Susan Tomasky | Management | For | For |
1.10 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3a | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
3b | Reduce Supermajority Vote Requirement to Remove a Director Without Cause | Management | For | For |
3c | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
4 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 04, 2014 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RAYTHEON COMPANY MEETING DATE: MAY 29, 2014 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Thomas A. Kennedy | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Michael C. Ruettgers | Management | For | For |
1g | Elect Director Ronald L. Skates | Management | For | For |
1h | Elect Director William R. Spivey | Management | For | For |
1i | Elect Director Linda G. Stuntz | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
REGIONS FINANCIAL CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George W. Bryan | Management | For | For |
1b | Elect Director Carolyn H. Byrd | Management | For | For |
1c | Elect Director David J. Cooper, Sr. | Management | For | For |
1d | Elect Director Don DeFosset | Management | For | For |
1e | Elect Director Eric C. Fast | Management | For | For |
1f | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
1g | Elect Director John D. Johns | Management | For | For |
1h | Elect Director Charles D. McCrary | Management | For | For |
1i | Elect Director James R. Malone | Management | For | For |
1j | Elect Director Ruth Ann Marshall | Management | For | For |
1k | Elect Director Susan W. Matlock | Management | For | For |
1l | Elect Director John E. Maupin, Jr. | Management | For | For |
1m | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RITE AID CORPORATION MEETING DATE: JUN 19, 2014 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Standley | Management | For | For |
1b | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1c | Elect Director Bruce G. Bodaken | Management | For | For |
1d | Elect Director David R. Jessick | Management | For | For |
1e | Elect Director Kevin E. Lofton | Management | For | For |
1f | Elect Director Myrtle S. Potter | Management | For | For |
1g | Elect Director Michael N. Regan | Management | For | For |
1h | Elect Director Marcy Syms | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
SALIX PHARMACEUTICALS, LTD. MEETING DATE: JUN 13, 2014 | ||||
TICKER: SLXP SECURITY ID: 795435106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Chappell | Management | For | For |
1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
1.3 | Elect Director William P. Keane | Management | For | For |
1.4 | Elect Director Carolyn J. Logan | Management | For | For |
1.5 | Elect Director Mark A. Sirgo | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 09, 2014 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Maureen Kempston Darkes | Management | For | For |
1e | Elect Director Paal Kibsgaard | Management | For | For |
1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEI INVESTMENTS COMPANY MEETING DATE: MAY 21, 2014 | ||||
TICKER: SEIC SECURITY ID: 784117103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sarah W. Blumenstein | Management | For | For |
1b | Elect Director Kathryn M. McCarthy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SIGMA-ALDRICH CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: SIAL SECURITY ID: 826552101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rebecca M. Bergman | Management | For | For |
1b | Elect Director George M. Church | Management | For | For |
1c | Elect Director Michael L. Marberry | Management | For | For |
1d | Elect Director W. Lee McCollum | Management | For | For |
1e | Elect Director Avi M. Nash | Management | For | For |
1f | Elect Director Steven M. Paul | Management | For | For |
1g | Elect Director J. Pedro Reinhard | Management | For | For |
1h | Elect Director Rakesh Sachdev | Management | For | For |
1i | Elect Director D. Dean Spatz | Management | For | For |
1j | Elect Director Barrett A. Toan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Authorize New Class of Preferred Stock | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 14, 2014 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STARBUCKS CORPORATION MEETING DATE: MAR 19, 2014 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Election Of Director Howard Schultz | Management | For | For |
1b | Election Of Director William W. Bradley | Management | For | For |
1c | Election Of Director Robert M. Gates | Management | For | For |
1d | Election Of Director Mellody Hobson | Management | For | For |
1e | Election Of Director Kevin R. Johnson | Management | For | For |
1f | Election Of Director Olden Lee | Management | For | For |
1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
1i | Election Of Director Clara Shih | Management | For | For |
1j | Election Of Director Javier G. Teruel | Management | For | For |
1k | Election Of Director Myron E. Ullman, III | Management | For | For |
1l | Election Of Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
STARZ MEETING DATE: JUN 05, 2014 | ||||
TICKER: STRZA SECURITY ID: 85571Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher P. Albrecht | Management | For | For |
1.2 | Elect Director Daniel E. Sanchez | Management | For | For |
1.3 | Elect Director Robert S. Wiesenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYNOPSYS, INC. MEETING DATE: APR 02, 2014 | ||||
TICKER: SNPS SECURITY ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Chi-Foon Chan | Management | For | For |
1.3 | Elect Director Alfred Castino | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Management | For | For |
1.7 | Elect Director John G. Schwarz | Management | For | For |
1.8 | Elect Director Roy Vallee | Management | For | For |
1.9 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark S. Bartlett | Management | For | For |
1b | Elect Director Edward C. Bernard | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director James A.C. Kennedy | Management | For | For |
1g | Elect Director Robert F. MacLellan | Management | For | For |
1h | Elect Director Brian C. Rogers | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
1j | Elect Director Alfred Sommer | Management | For | For |
1k | Elect Director Dwight S. Taylor | Management | For | For |
1l | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 17, 2014 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andres R. Gluski | Management | For | For |
1.2 | Elect Director Zhang Guo Bao | Management | For | For |
1.3 | Elect Director Charles L. Harrington | Management | For | For |
1.4 | Elect Director Kristina M. Johnson | Management | For | For |
1.5 | Elect Director Tarun Khanna | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Sandra O. Moose | Management | For | For |
1.9 | Elect Director John B. Morse, Jr. | Management | For | For |
1.10 | Elect Director Moises Naim | Management | For | For |
1.11 | Elect Director Charles O. Rossotti | Management | For | For |
1.12 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE BOEING COMPANY MEETING DATE: APR 28, 2014 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
THE CHUBB CORPORATION MEETING DATE: APR 29, 2014 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zoe Baird Budinger | Management | For | For |
1b | Elect Director Sheila P. Burke | Management | For | For |
1c | Elect Director James I. Cash, Jr. | Management | For | For |
1d | Elect Director John D. Finnegan | Management | For | For |
1e | Elect Director Timothy P. Flynn | Management | For | For |
1f | Elect Director Karen M. Hoguet | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Martin G. McGuinn | Management | For | For |
1i | Elect Director Lawrence M. Small | Management | For | For |
1j | Elect Director Jess Soderberg | Management | For | For |
1k | Elect Director Daniel E. Somers | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director James M. Zimmerman | Management | For | For |
1n | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Abstain |
THE COCA-COLA COMPANY MEETING DATE: APR 23, 2014 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Ana Botin | Management | For | For |
1.4 | Elect Director Howard G. Buffett | Management | For | For |
1.5 | Elect Director Richard M. Daley | Management | For | For |
1.6 | Elect Director Barry Diller | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Evan G. Greenberg | Management | For | For |
1.9 | Elect Director Alexis M. Herman | Management | For | For |
1.10 | Elect Director Muhtar Kent | Management | For | For |
1.11 | Elect Director Robert A. Kotick | Management | For | For |
1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James D. Robinson, III | Management | For | For |
1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 15, 2014 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arnold A. Allemang | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Jacqueline K. Barton | Management | For | For |
1d | Elect Director James A. Bell | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Paul Polman | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd C. Blankfein | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Gary D. Cohn | Management | For | For |
1d | Elect Director Claes Dahlback | Management | For | For |
1e | Elect Director William W. George | Management | For | For |
1f | Elect Director James A. Johnson | Management | For | For |
1g | Elect Director Lakshmi N. Mittal | Management | For | For |
1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1i | Elect Director Peter Oppenheimer | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Debora L. Spar | Management | For | For |
1l | Elect Director Mark E. Tucker | Management | For | For |
1m | Elect Director David A. Viniar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE HOME DEPOT, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Helena B. Foulkes | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Karen L. Katen | Management | For | For |
1k | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
THE KROGER CO. MEETING DATE: JUN 26, 2014 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director David B. Lewis | Management | For | For |
1f | Elect Director W. Rodney McMullen | Management | For | For |
1g | Elect Director Jorge P. Montoya | Management | For | For |
1h | Elect Director Clyde R. Moore | Management | For | For |
1i | Elect Director Susan M. Phillips | Management | For | For |
1j | Elect Director Steven R. Rogel | Management | For | For |
1k | Elect Director James A. Runde | Management | For | For |
1l | Elect Director Ronald L. Sargent | Management | For | For |
1m | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
6 | Report on Extended Producer Responsibility Policy Position and Assess Alternatives | Shareholder | Against | Abstain |
THE MOSAIC COMPANY MEETING DATE: OCT 03, 2013 | ||||
TICKER: MOS SECURITY ID: 61945C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy S. Gitzel | Management | For | For |
1b | Elect Director William R. Graber | Management | For | For |
1c | Elect Director Emery N. Koenig | Management | For | For |
1d | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE NASDAQ OMX GROUP, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: NDAQ SECURITY ID: 631103108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene T. Begley | Management | For | For |
1b | Elect Director Steven D. Black | Management | For | For |
1c | Elect Director Borje E. Ekholm | Management | For | For |
1d | Elect Director Robert Greifeld | Management | For | For |
1e | Elect Director Glenn H. Hutchins | Management | For | For |
1f | Elect Director Essa Kazim | Management | For | For |
1g | Elect Director John D. Markese | Management | For | For |
1h | Elect Director Ellyn A. McColgan | Management | For | For |
1i | Elect Director Thomas F. O Neill | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Lars R. Wedenborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Charter to Remove Certain Provisions | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
1.6 | Elect Director Kay Coles James | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director Donald J. Shepard | Management | For | For |
1.11 | Elect Director Lorene K. Steffes | Management | For | For |
1.12 | Elect Director Dennis F. Strigl | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
THE PRICELINE GROUP INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Darren R. Huston | Management | For | For |
1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
1.9 | Elect Director Thomas E. Rothman | Management | For | For |
1.10 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 08, 2013 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angela F. Braly | Management | For | For |
1b | Elect Director Kenneth I. Chenault | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
1e | Elect Director A.G. Lafley | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
1j | Elect Director Patricia A. Woertz | Management | For | For |
1k | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 27, 2014 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
THE WALT DISNEY COMPANY MEETING DATE: MAR 18, 2014 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Fred H. Langhammer | Management | For | For |
1f | Elect Director Aylwin B. Lewis | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Sheryl K. Sandberg | Management | For | For |
1j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director William G. Parrett | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Elaine S. Ullian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TORCHMARK CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Adair | Management | For | For |
1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Jane M. Buchan | Management | For | For |
1.5 | Elect Director Gary L. Coleman | Management | For | For |
1.6 | Elect Director Larry M. Hutchison | Management | For | For |
1.7 | Elect Director Robert W. Ingram | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Darren M. Rebelez | Management | For | For |
1.10 | Elect Director Lamar C. Smith | Management | For | For |
1.11 | Elect Director Paul J. Zucconi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TYSON FOODS, INC. MEETING DATE: JAN 31, 2014 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1d | Elect Director Jim Kever | Management | For | For |
1e | Elect Director Kevin M. McNamara | Management | For | For |
1f | Elect Director Brad T. Sauer | Management | For | For |
1g | Elect Director Robert Thurber | Management | For | For |
1h | Elect Director Barbara A. Tyson | Management | For | For |
1i | Elect Director Albert C. Zapanta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on the Risks Associated with Use of Gestation Crates in Supply | Shareholder | Against | Abstain |
UGI CORPORATION MEETING DATE: JAN 30, 2014 | ||||
TICKER: UGI SECURITY ID: 902681105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lon R. Greenberg | Management | For | For |
1.2 | Elect Director Marvin O. Schlanger | Management | For | For |
1.3 | Elect Director Anne Pol | Management | For | For |
1.4 | Elect Director Ernest E. Jones | Management | For | For |
1.5 | Elect Director John L. Walsh | Management | For | For |
1.6 | Elect Director Roger B. Vincent | Management | For | For |
1.7 | Elect Director M. Shawn Puccio | Management | For | For |
1.8 | Elect Director Richard W. Gochnauer | Management | For | For |
1.9 | Elect Director Frank S. Hermance | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director David B. Dillon | Management | For | For |
1.4 | Elect Director Judith Richards Hope | Management | For | For |
1.5 | Elect Director John J. Koraleski | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Rodney C. Adkins | Management | For | For |
1c | Elect Director Michael J. Burns | Management | For | For |
1d | Elect Director D. Scott Davis | Management | For | For |
1e | Elect Director Stuart E. Eizenstat | Management | For | For |
1f | Elect Director Michael L. Eskew | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Candace Kendle | Management | For | For |
1i | Elect Director Ann M. Livermore | Management | For | For |
1j | Elect Director Rudy H.P. Markham | Management | For | For |
1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1l | Elect Director Carol B. Tome | Management | For | For |
1m | Elect Director Kevin M. Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 28, 2014 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 02, 2014 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Directo Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
UNUM GROUP MEETING DATE: MAY 20, 2014 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy F. Keaney | Management | For | For |
1.2 | Elect Director Gloria C. Larson | Management | For | For |
1.3 | Elect Director William J. Ryan | Management | For | For |
1.4 | Elect Director Thomas R. Watjen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Joseph W. Gorder | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Donald L. Nickles | Management | For | For |
1f | Elect Director Philip J. Pfeiffer | Management | For | For |
1g | Elect Director Robert A. Profusek | Management | For | For |
1h | Elect Director Susan Kaufman Purcell | Management | For | For |
1i | Elect Director Stephen M. Waters | Management | For | For |
1j | Elect Director Randall J. Weisenburger | Management | For | For |
1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VERIZON COMMUNICATIONS INC. MEETING DATE: JAN 28, 2014 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Richard L. Carrion | Management | For | For |
1.3 | Elect Director Melanie L. Healey | Management | For | For |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Report on Net Neutrality | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
VISA INC. MEETING DATE: JAN 29, 2014 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary B. Cranston | Management | For | For |
1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Charles W. Scharf | Management | For | For |
1i | Elect Director William S. Shanahan | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WABCO HOLDINGS INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director Mary L. Petrovich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WADDELL & REED FINANCIAL, INC. MEETING DATE: APR 16, 2014 | ||||
TICKER: WDR SECURITY ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharilyn S. Gasaway | Management | For | For |
1.2 | Elect Director Alan W. Kosloff | Management | For | For |
1.3 | Elect Director Jerry W. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 06, 2014 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Douglas N. Daft | Management | For | For |
1f | Elect Director Michael T. Duke | Management | For | Against |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Marissa A. Mayer | Management | For | For |
1i | Elect Director C. Douglas McMillon | Management | For | For |
1j | Elect Director Gregory B. Penner | Management | For | For |
1k | Elect Director Steven S Reinemund | Management | For | For |
1l | Elect Director Jim C. Walton | Management | For | For |
1m | Elect Director S. Robson Walton | Management | For | Against |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
WALGREEN CO. MEETING DATE: JAN 08, 2014 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
WELLPOINT, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Kerry Clark | Management | For | For |
1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
1.3 | Elect Director Lewis Hay, III | Management | For | For |
1.4 | Elect Director William J. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Abstain |
WELLS FARGO & COMPANY MEETING DATE: APR 29, 2014 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 14, 2013 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director Henry T. DeNero | Management | For | For |
1c | Elect Director William L. Kimsey | Management | For | For |
1d | Elect Director Michael D. Lambert | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Stephen D. Milligan | Management | For | For |
1h | Elect Director Roger H. Moore | Management | For | For |
1i | Elect Director Thomas E. Pardun | Management | For | For |
1j | Elect Director Arif Shakeel | Management | For | For |
1k | Elect Director Akio Yamamoto | Management | For | For |
1l | Elect Director Masahiro Yamamura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 16, 2014 | ||||
TICKER: WLK SECURITY ID: 960413102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dorothy C. Jenkins | Management | For | Withhold |
1.2 | Elect Director Max L. Lukens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 15, 2014 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Gary T. DiCamillo | Management | For | For |
1c | Elect Director Diane M. Dietz | Management | For | For |
1d | Elect Director Geraldine T. Elliott | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Michael F. Johnston | Management | For | For |
1g | Elect Director William T. Kerr | Management | For | For |
1h | Elect Director John D. Liu | Management | For | For |
1i | Elect Director Harish Manwani | Management | For | For |
1j | Elect Director William D. Perez | Management | For | For |
1k | Elect Director Michael A. Todman | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
WYNN RESORTS, LIMITED MEETING DATE: MAY 16, 2014 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Miller | Management | For | For |
1.2 | Elect Director D. Boone Wayson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Board Qualifications | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
XEROX CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert J. Keegan | Management | For | For |
1.6 | Elect Director Robert A. McDonald | Management | For | For |
1.7 | Elect Director Charles Prince | Management | For | For |
1.8 | Elect Director Ann N. Reese | Management | For | For |
1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY LARGE CAP GROWTH ENHANCED INDEX FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
3M COMPANY MEETING DATE: MAY 13, 2014 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Thomas 'Tony' K. Brown | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Michael L. Eskew | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Muhtar Kent | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
A. O. SMITH CORPORATION MEETING DATE: APR 07, 2014 | ||||
TICKER: AOS SECURITY ID: 831865209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
1.2 | Elect Director William P. Greubel | Management | For | For |
1.3 | Elect Director Idelle K. Wolf | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ABBVIE INC. MEETING DATE: MAY 09, 2014 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Edward M. Liddy | Management | For | For |
1.3 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACCENTURE PLC MEETING DATE: JAN 30, 2014 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Director Jaime Ardila | Management | For | For |
2b | Elect Director Charles H. Giancarlo | Management | For | For |
2c | Elect Director William L. Kimsey | Management | For | For |
2d | Elect Director Blythe J. McGarvie | Management | For | For |
2e | Elect Director Mark Moody-Stuart | Management | For | For |
2f | Elect Director Pierre Nanterme | Management | For | For |
2g | Elect Director Gilles C. Pelisson | Management | For | For |
2h | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Approve Reduction in Share Capital and Creation of Distributable Reserves | Management | For | For |
8 | Authorize the Holding of the 2015 AGM at a Location Outside Ireland | Management | For | For |
9 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
10 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
AETNA INC. MEETING DATE: MAY 30, 2014 | ||||
TICKER: AET SECURITY ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Barbara Hackman Franklin | Management | For | For |
1h | Elect Director Jeffrey E. Garten | Management | For | For |
1i | Elect Director Ellen M. Hancock | Management | For | For |
1j | Elect Director Richard J. Harrington | Management | For | For |
1k | Elect Director Edward J. Ludwig | Management | For | For |
1l | Elect Director Joseph P. Newhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7A | Require Independent Board Chairman | Shareholder | Against | Against |
7B | Enhance Board Oversight of Political Contributions | Shareholder | Against | Abstain |
7C | Amend Policy to Disclose Payments to Tax-Exempt Organizations | Shareholder | Against | Abstain |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Marion C. Blakey | Management | For | For |
1.3 | Elect Director Phyllis J. Campbell | Management | For | For |
1.4 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
1.5 | Elect Director Dennis F. Madsen | Management | For | For |
1.6 | Elect Director Byron I. Mallott | Management | For | For |
1.7 | Elect Director Helvi K. Sandvik | Management | For | For |
1.8 | Elect Director J. Kenneth Thompson | Management | For | For |
1.9 | Elect Director Bradley D. Tilden | Management | For | For |
1.10 | Elect Director Eric K. Yeaman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Adjust Par Value of Common Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 05, 2014 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director John T. Mollen | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Andreas Rummelt | Management | For | For |
1.8 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
ALLERGAN, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | Against |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Trevor M. Jones | Management | For | For |
1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1f | Elect Director Peter J. McDonnell | Management | For | For |
1g | Elect Director Timothy D. Proctor | Management | For | For |
1h | Elect Director Russell T. Ray | Management | For | For |
1i | Elect Director Henri A. Termeer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
ALTRIA GROUP, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald L. Baliles | Management | For | For |
1.2 | Elect Director Martin J. Barrington | Management | For | For |
1.3 | Elect Director John T. Casteen, III | Management | For | For |
1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director Thomas W. Jones | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
1.10 | Elect Director George Munoz | Management | For | For |
1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Inform Poor and Less Educated on Health Consequences of Tobacco | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMAZON.COM, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
AMDOCS LIMITED MEETING DATE: JAN 30, 2014 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect John T. McLennan as a Director | Management | For | For |
1.4 | Elect Simon Olswang as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.7 | Elect Eli Gelman as a Director | Management | For | For |
1.8 | Elect James S. Kahan as a Director | Management | For | For |
1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
1.10 | Elect Giora Yaron as a Director | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends | Management | For | Against |
4 | Approve Authorized Share Capital and Authorize Board to Issue Shares | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMERICAN EXPRESS COMPANY MEETING DATE: MAY 12, 2014 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Ursula M. Burns | Management | For | For |
1c | Elect Director Kenneth I. Chenault | Management | For | For |
1d | Elect Director Peter Chernin | Management | For | For |
1e | Elect Director Anne Lauvergeon | Management | For | For |
1f | Elect Director Theodore J. Leonsis | Management | For | For |
1g | Elect Director Richard C. Levin | Management | For | For |
1h | Elect Director Richard A. McGinn | Management | For | For |
1i | Elect Director Samuel J. Palmisano | Management | For | For |
1j | Elect Director Steven S Reinemund | Management | For | For |
1k | Elect Director Daniel L. Vasella | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
1m | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMERISOURCEBERGEN CORPORATION MEETING DATE: MAR 06, 2014 | ||||
TICKER: ABC SECURITY ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Collis | Management | For | For |
1.2 | Elect Director Douglas R. Conant | Management | For | For |
1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
1.4 | Elect Director Richard C. Gozon | Management | For | For |
1.5 | Elect Director Lon R. Greenberg | Management | For | For |
1.6 | Elect Director Edward E. Hagenlocker | Management | For | For |
1.7 | Elect Director Jane E. Henney | Management | For | For |
1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
1.9 | Elect Director Michael J. Long | Management | For | For |
1.10 | Elect Director Henry W. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Provide Right to Call Special Meeting | Management | For | For |
AMGEN INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Greg C. Garland | Management | For | For |
1.8 | Elect Director Rebecca M. Henderson | Management | For | For |
1.9 | Elect Director Frank C. Herringer | Management | For | For |
1.10 | Elect Director Tyler Jacks | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
APPLE INC. MEETING DATE: FEB 28, 2014 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: MAY 01, 2014 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Mollie Hale Carter | Management | For | For |
1.3 | Elect Director Terrell K. Crews | Management | For | For |
1.4 | Elect Director Pierre Dufour | Management | For | For |
1.5 | Elect Director Donald E. Felsinger | Management | For | For |
1.6 | Elect Director Antonio Maciel Neto | Management | For | For |
1.7 | Elect Director Patrick J. Moore | Management | For | For |
1.8 | Elect Director Thomas F. O'Neill | Management | For | For |
1.9 | Elect Director Francisco Sanchez | Management | For | For |
1.10 | Elect Director Daniel Shih | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.12 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ASPEN TECHNOLOGY, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: AZPN SECURITY ID: 045327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
1.2 | Elect Director Donald P. Casey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 24, 2014 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Martin S. Craighead | Management | For | For |
1.4 | Elect Director Lynn L. Elsenhans | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director James W. Stewart | Management | For | Withhold |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
BALLY TECHNOLOGIES, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haddrill | Management | For | For |
1.2 | Elect Director Josephine Linden | Management | For | For |
1.3 | Elect Director Ramesh Srinivasan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOOZ ALLEN HAMILTON HOLDING CORPORATION MEETING DATE: AUG 01, 2013 | ||||
TICKER: BAH SECURITY ID: 099502106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Allan M. Holt | Management | For | Withhold |
1.2 | Elect Director Arthur E. Johnson | Management | For | For |
1.3 | Elect Director Charles O. Rossotti | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 06, 2014 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Lewis B. Campbell | Management | For | For |
1C | Elect Director James M. Cornelius | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Thomas J. Lynch, Jr. | Management | For | For |
1H | Elect Director Dinesh C. Paliwal | Management | For | For |
1I | Elect Director Vicki L. Sato | Management | For | For |
1J | Elect Director Gerald L. Storch | Management | For | For |
1K | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | None | For |
BROADRIDGE FINANCIAL SOLUTIONS, INC. MEETING DATE: NOV 14, 2013 | ||||
TICKER: BR SECURITY ID: 11133T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Richard J. Daly | Management | For | For |
1c | Elect Director Robert N. Duelks | Management | For | For |
1d | Elect Director Richard J. Haviland | Management | For | For |
1e | Elect Director Sandra S. Jaffee | Management | For | For |
1f | Elect Director Stuart R. Levine | Management | For | For |
1g | Elect Director Maura A. Markus | Management | For | For |
1h | Elect Director Thomas J. Perna | Management | For | For |
1i | Elect Director Alan J. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CA, INC. MEETING DATE: JUL 31, 2013 | ||||
TICKER: CA SECURITY ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Jens Alder | Management | For | For |
1B | Elect Director Raymond J. Bromark | Management | For | For |
1C | Elect Director Gary J. Fernandes | Management | For | For |
1D | Elect Director Michael P. Gregoire | Management | For | For |
1E | Elect Director Rohit Kapoor | Management | For | For |
1F | Elect Director Kay Koplovitz | Management | For | For |
1G | Elect Director Christopher B. Lofgren | Management | For | For |
1H | Elect Director Richard Sulpizio | Management | For | For |
1I | Elect Director Laura S. Unger | Management | For | For |
1J | Elect Director Arthur F. Weinbach | Management | For | For |
1K | Elect Director Renato (Ron) Zambonini | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
CARDINAL HEALTH, INC. MEETING DATE: NOV 06, 2013 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | For |
1.2 | Elect Director George S. Barrett | Management | For | For |
1.3 | Elect Director Glenn A. Britt | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Calvin Darden | Management | For | For |
1.6 | Elect Director Bruce L. Downey | Management | For | For |
1.7 | Elect Director John F. Finn | Management | For | For |
1.8 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
1.9 | Elect Director Clayton M. Jones | Management | For | For |
1.10 | Elect Director Gregory B. Kenny | Management | For | For |
1.11 | Elect Director David P. King | Management | For | For |
1.12 | Elect Director Richard C. Notebaert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
CBOE HOLDINGS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: CBOE SECURITY ID: 12503M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Brodsky | Management | For | For |
1.2 | Elect Director James R. Boris | Management | For | For |
1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
1.5 | Elect Director Janet P. Froetscher | Management | For | For |
1.6 | Elect Director Jill R. Goodman | Management | For | For |
1.7 | Elect Director R. Eden Martin | Management | For | For |
1.8 | Elect Director Roderick A. Palmore | Management | For | For |
1.9 | Elect Director Susan M. Phillips | Management | For | For |
1.10 | Elect Director Samuel K. Skinner | Management | For | For |
1.11 | Elect Director Carole E. Stone | Management | For | For |
1.12 | Elect Director Eugene S. Sunshine | Management | For | For |
1.13 | Elect Director Edward T. Tilly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 18, 2014 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard W. Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock and Approve Stock Split | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
CERNER CORPORATION MEETING DATE: MAY 23, 2014 | ||||
TICKER: CERN SECURITY ID: 156782104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John C. Danforth | Management | For | For |
1b | Elect Director Neal L. Patterson | Management | For | For |
1c | Elect Director William D. Zollars | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: CRL SECURITY ID: 159864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Foster | Management | For | For |
1.2 | Elect Director Robert J. Bertolini | Management | For | For |
1.3 | Elect Director Stephen D. Chubb | Management | For | For |
1.4 | Elect Director Deborah T. Kochevar | Management | For | For |
1.5 | Elect Director George E. Massaro | Management | For | For |
1.6 | Elect Director George M. Milne, Jr. | Management | For | For |
1.7 | Elect Director C. Richard Reese | Management | For | For |
1.8 | Elect Director Craig B. Thompson | Management | For | For |
1.9 | Elect Director Richard F. Wallman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 19, 2013 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director Gregory Q. Brown | Management | For | For |
1d | Elect Director M. Michele Burns | Management | For | For |
1e | Elect Director Michael D. Capellas | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Arun Sarin | Management | For | For |
1l | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
COACH, INC. MEETING DATE: NOV 07, 2013 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Victor Luis | Management | For | For |
1.5 | Elect Director Ivan Menezes | Management | For | For |
1.6 | Elect Director Irene Miller | Management | For | For |
1.7 | Elect Director Michael Murphy | Management | For | For |
1.8 | Elect Director Stephanie Tilenius | Management | For | For |
1.9 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 09, 2014 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nikesh Arora | Management | For | For |
1b | Elect Director John T. Cahill | Management | For | For |
1c | Elect Director Ian Cook | Management | For | For |
1d | Elect Director Helene D. Gayle | Management | For | For |
1e | Elect Director Ellen M. Hancock | Management | For | For |
1f | Elect Director Joseph Jimenez | Management | For | For |
1g | Elect Director Richard J. Kogan | Management | For | For |
1h | Elect Director Delano E. Lewis | Management | For | For |
1i | Elect Director J. Pedro Reinhard | Management | For | For |
1j | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
COMCAST CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Edward D. Breen | Management | For | For |
1.4 | Elect Director Joseph J. Collins | Management | For | For |
1.5 | Elect Director J. Michael Cook | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Ralph J. Roberts | Management | For | For |
1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 30, 2014 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan L. Decker | Management | For | Withhold |
1.2 | Elect Director Richard M. Libenson | Management | For | Withhold |
1.3 | Elect Director John W. Meisenbach | Management | For | Withhold |
1.4 | Elect Director Charles T. Munger | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | Against | For |
5 | Declassify the Board of Directors | Management | None | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 08, 2014 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown, II | Management | For | For |
1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Anne M. Finucane | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
DILLARD'S, INC. MEETING DATE: MAY 17, 2014 | ||||
TICKER: DDS SECURITY ID: 254067101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank R. Mori | Management | For | For |
1b | Elect Director Reynie Rutledge | Management | For | For |
1c | Elect Director J.C. Watts, Jr. | Management | For | For |
1d | Elect Director Nick White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Joyce M. Roche | Management | For | For |
1.3 | Elect Director Ronald G. Rogers | Management | For | For |
1.4 | Elect Director Wayne R. Sanders | Management | For | For |
1.5 | Elect Director Jack L. Stahl | Management | For | For |
1.6 | Elect Director Larry D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
5 | Amend Omnibus Stock Plan | Management | For | For |
DREYFUS FUNDS MEETING DATE: DEC 06, 2013 | ||||
TICKER: DICXX SECURITY ID: 26188J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon J. Davis | Management | For | For |
1.2 | Elect Director Whitney I. Gerard | Management | For | For |
1.3 | Elect Director Robin A. Melvin | Management | For | For |
1.4 | Elect Director Nathan Leventhal | Management | For | For |
1.5 | Elect Director Roslyn M. Watson | Management | For | For |
DRIL-QUIP, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: DRQ SECURITY ID: 262037104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake T. DeBerry | Management | For | For |
1.2 | Elect Director John V. Lovoi | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Articles to Delete Obsolete Provisions | Management | For | For |
4 | Amend Articles Deleting Exception to Business Combination Provisions for Co-founders | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DST SYSTEMS, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: DST SECURITY ID: 233326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn Dorsey Bleil | Management | For | For |
1.2 | Elect Director John W. Clark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | None | For |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: APR 23, 2014 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director Richard H. Brown | Management | For | For |
1c | Elect Director Robert A. Brown | Management | For | For |
1d | Elect Director Bertrand P. Collomb | Management | For | For |
1e | Elect Director Curtis J. Crawford | Management | For | For |
1f | Elect Director Alexander M. Cutler | Management | For | For |
1g | Elect Director Eleuthere I. du Pont | Management | For | For |
1h | Elect Director Marillyn A. Hewson | Management | For | For |
1i | Elect Director Lois D. Juliber | Management | For | For |
1j | Elect Director Ellen J. Kullman | Management | For | For |
1k | Elect Director Lee M. Thomas | Management | For | For |
1l | Elect Director Patrick J. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prohibit Political Contributions | Shareholder | Against | Abstain |
5 | Report on Herbicide Use on GMO Crops | Shareholder | Against | Abstain |
6 | Establish Committee on Plant Closures | Shareholder | Against | Abstain |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
EBAY INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred D. Anderson | Management | For | For |
1.2 | Elect Director Edward W. Barnholt | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director John J. Donahoe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Vote on Company's Spin Off (Withdrawn) | Shareholder | None | None |
ELI LILLY AND COMPANY MEETING DATE: MAY 05, 2014 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director Karen N. Horn | Management | For | For |
1c | Elect Director William G. Kaelin, Jr. | Management | For | For |
1d | Elect Director John C. Lechleiter | Management | For | For |
1e | Elect Director Marschall S. Runge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 04, 2014 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. N. Farr | Management | For | For |
1.2 | Elect Director H. Green | Management | For | For |
1.3 | Elect Director C. A. Peters | Management | For | For |
1.4 | Elect Director J. W. Prueher | Management | For | For |
1.5 | Elect Director A.A. Busch, III | Management | For | For |
1.6 | Elect Director J. S. Turley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ENERGIZER HOLDINGS, INC. MEETING DATE: JAN 27, 2014 | ||||
TICKER: ENR SECURITY ID: 29266R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Johnson | Management | For | For |
1.2 | Elect Director Ward M. Klein | Management | For | For |
1.3 | Elect Director W. Patrick McGinnis | Management | For | For |
1.4 | Elect Director John R. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
EOG RESOURCES, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet F. Clark | Management | For | For |
1b | Elect Director Charles R. Crisp | Management | For | For |
1c | Elect Director James C. Day | Management | For | For |
1d | Elect Director Mark G. Papa | Management | For | For |
1e | Elect Director H. Leighton Steward | Management | For | For |
1f | Elect Director Donald F. Textor | Management | For | For |
1g | Elect Director William R. Thomas | Management | For | For |
1h | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
EXPRESS SCRIPTS HOLDING COMPANY MEETING DATE: MAY 07, 2014 | ||||
TICKER: ESRX SECURITY ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FACEBOOK, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: FB SECURITY ID: 30303M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Erskine B. Bowles | Management | For | For |
1.3 | Elect Director Susan D. Desmond-Hellmann | Management | For | For |
1.4 | Elect Director Donald E. Graham | Management | For | For |
1.5 | Elect Director Reed Hastings | Management | For | For |
1.6 | Elect Director Sheryl K. Sandberg | Management | For | Withhold |
1.7 | Elect Director Peter A. Thiel | Management | For | For |
1.8 | Elect Director Mark Zuckerberg | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Abstain |
6 | Assess Privacy and Advertising Policy Relating to Childhood Obesity | Shareholder | Against | Abstain |
7 | Report on Sustainability | Shareholder | Against | Abstain |
FLEETCOR TECHNOLOGIES, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: FLT SECURITY ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Buckman | Management | For | For |
1.2 | Elect Director Mark A. Johnson | Management | For | For |
1.3 | Elect Director Steven T. Stull | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 12, 2014 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles E. Johnson | Management | For | For |
1d | Elect Director Gregory E. Johnson | Management | For | For |
1e | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1f | Elect Director Mark C. Pigott | Management | For | For |
1g | Elect Director Chutta Ratnathicam | Management | For | For |
1h | Elect Director Laura Stein | Management | For | For |
1i | Elect Director Anne M. Tatlock | Management | For | For |
1j | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
GENERAL MILLS, INC. MEETING DATE: SEP 24, 2013 | ||||
TICKER: GIS SECURITY ID: 370334104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradbury H. Anderson | Management | For | For |
1b | Elect Director R. Kerry Clark | Management | For | For |
1c | Elect Director Paul Danos | Management | For | For |
1d | Elect Director William T. Esrey | Management | For | For |
1e | Elect Director Raymond V. Gilmartin | Management | For | For |
1f | Elect Director Judith Richards Hope | Management | For | For |
1g | Elect Director Heidi G. Miller | Management | For | For |
1h | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1i | Elect Director Steve Odland | Management | For | For |
1j | Elect Director Kendall J. Powell | Management | For | For |
1k | Elect Director Michael D. Rose | Management | For | For |
1l | Elect Director Robert L. Ryan | Management | For | For |
1m | Elect Director Dorothy A. Terrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Responsibility for Post-Consumer Product Packaging | Shareholder | Against | Abstain |
GENTEX CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pete Hoekstra | Management | For | For |
1.2 | Elect Director James Hollars | Management | For | For |
1.3 | Elect Director John Mulder | Management | For | For |
1.4 | Elect Director Mark Newton | Management | For | For |
1.5 | Elect Director Richard Schaum | Management | For | For |
1.6 | Elect Director Frederick Sotok | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Stock Option Plan | Management | For | Against |
6 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John F. Cogan | Management | For | For |
1b | Elect Director Etienne F. Davignon | Management | For | For |
1c | Elect Director Carla A. Hills | Management | For | For |
1d | Elect Director Kevin E. Lofton | Management | For | For |
1e | Elect Director John W. Madigan | Management | For | For |
1f | Elect Director John C. Martin | Management | For | For |
1g | Elect Director Nicholas G. Moore | Management | For | For |
1h | Elect Director Richard J. Whitley | Management | For | For |
1i | Elect Director Gayle E. Wilson | Management | For | For |
1j | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Amendment to Certificate of Incorporation to Adopt Delaware as the Exclusive Forum for Certain Legal Actions | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Link CEO Compensation to Patient Access to the Company's Medicine | Shareholder | Against | Abstain |
GOOGLE INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | Withhold |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Adopt Policy and Report on Impact of Tax Strategy | Shareholder | Against | Against |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
HANESBRANDS INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bobby J. Griffin | Management | For | For |
1.2 | Elect Director James C. Johnson | Management | For | For |
1.3 | Elect Director Jessica T. Mathews | Management | For | For |
1.4 | Elect Director Robert F. Moran | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HARRIS CORPORATION MEETING DATE: OCT 25, 2013 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William M. Brown | Management | For | For |
1b | Elect Director Peter W. Chiarelli | Management | For | For |
1c | Elect Director Thomas A. Dattilo | Management | For | For |
1d | Elect Director Terry D. Growcock | Management | For | For |
1e | Elect Director Lewis Hay, III | Management | For | For |
1f | Elect Director Vyomesh I. Joshi | Management | For | For |
1g | Elect Director Karen Katen | Management | For | For |
1h | Elect Director Stephen P. Kaufman | Management | For | For |
1i | Elect Director Leslie F. Kenne | Management | For | For |
1j | Elect Director David B. Rickard | Management | For | For |
1k | Elect Director James C. Stoffel | Management | For | For |
1l | Elect Director Gregory T. Swienton | Management | For | For |
1m | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HERBALIFE LTD. MEETING DATE: APR 29, 2014 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael O. Johnson | Management | For | For |
1.2 | Elect Director John Tartol | Management | For | For |
1.3 | Elect Director Hunter C. Gary | Management | For | For |
1.4 | Elect Director Jesse A. Lynn | Management | For | For |
1.5 | Elect Director James L. Nelson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 19, 2014 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Shumeet Banerji | Management | For | For |
1.3 | Elect Director Robert R. Bennett | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director Raymond J. Lane | Management | For | For |
1.6 | Elect Director Ann M. Livermore | Management | For | For |
1.7 | Elect Director Raymond E. Ozzie | Management | For | For |
1.8 | Elect Director Gary M. Reiner | Management | For | For |
1.9 | Elect Director Patricia F. Russo | Management | For | For |
1.10 | Elect Director James A. Skinner | Management | For | For |
1.11 | Elect Director Margaret C. Whitman | Management | For | For |
1.12 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 28, 2014 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
INTEL CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director James D. Plummer | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
1j | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 29, 2014 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | For |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
INTERNATIONAL FLAVORS & FRAGRANCES INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: IFF SECURITY ID: 459506101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marcello V. Bottoli | Management | For | For |
1b | Elect Director Linda B. Buck | Management | For | For |
1c | Elect Director J. Michael Cook | Management | For | For |
1d | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1e | Elect Director Andreas Fibig | Management | For | For |
1f | Elect Director Christina Gold | Management | For | For |
1g | Elect Director Alexandra A. Herzan | Management | For | For |
1h | Elect Director Henry W. Howell, Jr. | Management | For | For |
1i | Elect Director Katherine M. Hudson | Management | For | For |
1j | Elect Director Arthur C. Martinez | Management | For | For |
1k | Elect Director Dale F. Morrison | Management | For | For |
1l | Elect Director Douglas D. Tough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 10, 2014 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paget L. Alves | Management | For | For |
1b | Elect Director Eric F. Brown | Management | For | For |
1c | Elect Director Janice D. Chaffin | Management | For | For |
1d | Elect Director Greg Creed | Management | For | For |
1e | Elect Director Patti S. Hart | Management | For | For |
1f | Elect Director Robert J. Miller | Management | For | For |
1g | Elect Director Vincent L. Sadusky | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Tracey D. Weber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
JACK HENRY & ASSOCIATES, INC. MEETING DATE: NOV 13, 2013 | ||||
TICKER: JKHY SECURITY ID: 426281101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
1.2 | Elect Director Wesley A. Brown | Management | For | For |
1.3 | Elect Director Marla K. Shepard | Management | For | For |
1.4 | Elect Director John F. Prim | Management | For | For |
1.5 | Elect Director Thomas H. Wilson | Management | For | For |
1.6 | Elect Director Jacque R. Fiegel | Management | For | For |
1.7 | Elect Director Thomas A. Wimsett | Management | For | For |
1.8 | Elect Director Laura G. Kelly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 24, 2014 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Sue Coleman | Management | For | For |
1b | Elect Director James G. Cullen | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Susan L. Lindquist | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director Leo F. Mullin | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | For |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director Mary B. Cranston | Management | For | For |
1.4 | Elect Director J. Michael Lawrie | Management | For | For |
1.5 | Elect Director David Schlotterbeck | Management | For | For |
1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
1.7 | Elect Director Kevin DeNuccio | Management | For | For |
1.8 | Elect Director Gary Daichendt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KIMBERLY-CLARK CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | For |
1.2 | Elect Director John F. Bergstrom | Management | For | For |
1.3 | Elect Director Abelardo E. Bru | Management | For | For |
1.4 | Elect Director Robert W. Decherd | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Fabian T. Garcia | Management | For | For |
1.7 | Elect Director Mae C. Jemison | Management | For | For |
1.8 | Elect Director James M. Jenness | Management | For | For |
1.9 | Elect Director Nancy J. Karch | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Linda Johnson Rice | Management | For | For |
1.12 | Elect Director Marc J. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
LABORATORY CORPORATION OF AMERICA HOLDINGS MEETING DATE: MAY 14, 2014 | ||||
TICKER: LH SECURITY ID: 50540R409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kerrii B. Anderson | Management | For | For |
1b | Elect Director Jean-Luc Belingard | Management | For | For |
1c | Elect Director D. Gary Gilliland | Management | For | For |
1d | Elect Director David P. King | Management | For | For |
1e | Elect Director Garheng Kong | Management | For | For |
1f | Elect Director Robert E. Mittelstaedt, Jr. | Management | For | For |
1g | Elect Director Peter M. Neupert | Management | For | For |
1h | Elect Director Adam H. Schechter | Management | For | For |
1i | Elect Director R. Sanders Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LAS VEGAS SANDS CORP. MEETING DATE: JUN 04, 2014 | ||||
TICKER: LVS SECURITY ID: 517834107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles D. Forman | Management | For | For |
1.2 | Elect Director George Jamieson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
LAZARD LTD MEETING DATE: APR 29, 2014 | ||||
TICKER: LAZ SECURITY ID: G54050102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth M. Jacobs as Director | Management | For | For |
1.2 | Elect Philip A. Laskawy as Director | Management | For | For |
1.3 | Elect Michael J. Turner as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LEAR CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: LEA SECURITY ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Bott | Management | For | For |
1b | Elect Director Thomas P. Capo | Management | For | For |
1c | Elect Director Jonathan F. Foster | Management | For | For |
1d | Elect Director Kathleen A. Ligocki | Management | For | For |
1e | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
1f | Elect Director Donald L. Runkle | Management | For | For |
1g | Elect Director Matthew J. Simoncini | Management | For | For |
1h | Elect Director Gregory C. Smith | Management | For | For |
1i | Elect Director Henry D. G. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet K. Cooper | Management | For | For |
1.2 | Elect Director John W. Norris, III | Management | For | For |
1.3 | Elect Director Paul W. Schmidt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LINCOLN ELECTRIC HOLDINGS, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: LECO SECURITY ID: 533900106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Gunning | Management | For | For |
1.2 | Elect Director G. Russell Lincoln | Management | For | For |
1.3 | Elect Director Christopher L. Mapes | Management | For | For |
1.4 | Elect Director Phillip J. Mason | Management | For | For |
1.5 | Elect Director Hellene S. Runtagh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel F. Akerson | Management | For | For |
1.2 | Elect Director Nolan D. Archibald | Management | For | For |
1.3 | Elect Director Rosalind G. Brewer | Management | For | For |
1.4 | Elect Director David B. Burritt | Management | For | For |
1.5 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.6 | Elect Director Thomas J. Falk | Management | For | For |
1.7 | Elect Director Marillyn A. Hewson | Management | For | For |
1.8 | Elect Director Gwendolyn S. King | Management | For | For |
1.9 | Elect Director James M. Loy | Management | For | For |
1.10 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.11 | Elect Director Joseph W. Ralston | Management | For | For |
1.12 | Elect Director Anne Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Claw-back of Payments under Restatements | Shareholder | Against | Against |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 30, 2014 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Angela F. Braly | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Data Used to Make Environmental Goals and Costs and Benefits of Sustainability Program | Shareholder | Against | Abstain |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: APR 16, 2014 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
MACY'S, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Deirdre P. Connelly | Management | For | For |
1c | Elect Director Meyer Feldberg | Management | For | For |
1d | Elect Director Sara Levinson | Management | For | For |
1e | Elect Director Terry J. Lundgren | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Joyce M. Roche | Management | For | For |
1h | Elect Director Paul C. Varga | Management | For | For |
1i | Elect Director Craig E. Weatherup | Management | For | For |
1j | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MANPOWERGROUP INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cari M. Dominguez | Management | For | For |
1.2 | Elect Director Roberto Mendoza | Management | For | For |
1.3 | Elect Director Jonas Prising | Management | For | For |
1.4 | Elect Director Elizabeth P. Sartain | Management | For | For |
1.5 | Elect Director Edward J. Zore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 30, 2014 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven A. Davis | Management | For | For |
1b | Elect Director Gary R. Heminger | Management | For | For |
1c | Elect Director John W. Snow | Management | For | For |
1d | Elect Director John P. Surma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
MASTERCARD INCORPORATED MEETING DATE: JUN 03, 2014 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Julius Genachowski | Management | For | For |
1g | Elect Director Merit E. Janow | Management | For | For |
1h | Elect Director Nancy J. Karch | Management | For | For |
1i | Elect Director Marc Olivie | Management | For | For |
1j | Elect Director Rima Qureshi | Management | For | For |
1k | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1l | Elect Director Jackson P. Tai | Management | For | For |
1m | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MATSON, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: MATX SECURITY ID: 57686G105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Blake Baird | Management | For | For |
1.2 | Elect Director Michael J. Chun | Management | For | For |
1.3 | Elect Director Matthew J. Cox | Management | For | For |
1.4 | Elect Director Walter A. Dods, Jr. | Management | For | For |
1.5 | Elect Director Thomas B. Fargo | Management | For | For |
1.6 | Elect Director Constance H. Lau | Management | For | For |
1.7 | Elect Director Jeffrey N. Watanabe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 13, 2013 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | ElectionElect Director Richard H. Lenny | Management | For | For |
1c | Elect Director Walter E. Massey | Management | For | For |
1d | Elect Director Cary D. McMillan | Management | For | For |
1e | Elect Director Sheila A. Penrose | Management | For | For |
1f | Elect Director John W. Rogers, Jr. | Management | For | For |
1g | Elect Director Roger W. Stone | Management | For | For |
1h | Elect Director Miles D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MCGRAW HILL FINANCIAL, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: MHFI SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Winfried Bischoff | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.4 | Elect Director Harold McGraw, III | Management | For | For |
1.5 | Elect Director Robert P. McGraw | Management | For | For |
1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.7 | Elect Director Douglas L. Peterson | Management | For | For |
1.8 | Elect Director Michael Rake | Management | For | For |
1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
1.11 | Elect Director Sidney Taurel | Management | For | For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MCKESSON CORPORATION MEETING DATE: JUL 31, 2013 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Andy D. Bryant | Management | For | For |
1b | Elect Director Wayne A. Budd | Management | For | For |
1c | Elect Director John H. Hammergren | Management | For | For |
1d | Elect Director Alton F. Irby, III | Management | For | Against |
1e | Elect Director M. Christine Jacobs | Management | For | Against |
1f | Elect Director Marie L. Knowles | Management | For | For |
1g | Elect Director David M. Lawrence | Management | For | Against |
1h | Elect Director Edward A. Mueller | Management | For | Against |
1i | Elect Director Jane E. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Call Special Meeting | Management | For | For |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
9 | Stock Retention/Holding Period | Shareholder | Against | Against |
10 | Clawback Policy and Disclosure of Clawback Activity | Shareholder | Against | For |
MEDTRONIC, INC. MEETING DATE: AUG 22, 2013 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Scott C. Donnelly | Management | For | For |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director Omar Ishrak | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Michael O. Leavitt | Management | For | For |
1.7 | Elect Director James T. Lenehan | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director Kendall J. Powell | Management | For | For |
1.10 | Elect Director Robert C. Pozen | Management | For | For |
1.11 | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendment of Articles | Management | For | For |
9 | Rescind Fair Price Provision | Management | For | For |
MGM RESORTS INTERNATIONAL MEETING DATE: JUN 05, 2014 | ||||
TICKER: MGM SECURITY ID: 552953101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Baldwin | Management | For | For |
1.2 | Elect Director William A. Bible | Management | For | For |
1.3 | Elect Director Burton M. Cohen | Management | For | For |
1.4 | Elect Director Mary Chris Gay | Management | For | For |
1.5 | Elect Director William W. Grounds | Management | For | For |
1.6 | Elect Director Alexis M. Herman | Management | For | For |
1.7 | Elect Director Roland Hernandez | Management | For | For |
1.8 | Elect Director Anthony Mandekic | Management | For | For |
1.9 | Elect Director Rose McKinney-James | Management | For | For |
1.10 | Elect Director James J. Murren | Management | For | For |
1.11 | Elect Director Gregory M. Spierkel | Management | For | For |
1.12 | Elect Director Daniel J. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 19, 2013 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MONSANTO COMPANY MEETING DATE: JAN 28, 2014 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory H. Boyce | Management | For | For |
1b | Elect Director Laura K. Ipsen | Management | For | For |
1c | Elect Director William U. Parfet | Management | For | For |
1d | Elect Director George H. Poste | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Abstain |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 02, 2014 | ||||
TICKER: MNST SECURITY ID: 611740101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Benjamin M. Polk | Management | For | For |
1.6 | Elect Director Sydney Selati | Management | For | For |
1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
MORNINGSTAR, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: MORN SECURITY ID: 617700109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joe Mansueto | Management | For | For |
1b | Elect Director Don Phillips | Management | For | For |
1c | Elect Director Cheryl Francis | Management | For | For |
1d | Elect Director Steve Kaplan | Management | For | For |
1e | Elect Director Gail Landis | Management | For | For |
1f | Elect Director Bill Lyons | Management | For | For |
1g | Elect Director Jack Noonan | Management | For | For |
1h | Elect Director Paul Sturm | Management | For | For |
1i | Elect Director Hugh Zentmyer | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Meldrum | Management | For | For |
1.2 | Elect Director Heiner Dreismann | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
NETAPP, INC. MEETING DATE: SEP 13, 2013 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Warmenhoven | Management | For | For |
1b | Elect Director Nicholas G. Moore | Management | For | For |
1c | Elect Director Thomas Georgens | Management | For | For |
1d | Elect Director Jeffry R. Allen | Management | For | For |
1e | Elect Director Alan L. Earhart | Management | For | For |
1f | Elect Director Gerald Held | Management | For | For |
1g | Elect Director T. Michael Nevens | Management | For | For |
1h | Elect Director George T. Shaheen | Management | For | For |
1i | Elect Director Robert T. Wall | Management | For | For |
1j | Elect Director Richard P. Wallace | Management | For | For |
1k | Elect Director Tor R. Braham | Management | For | For |
1l | Elect Director Kathryn M. Hill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Remove Supermajority Voting Standards for Amendments to Article VI of the Company's Certificate of Incorporation | Management | For | For |
5b | Remove Supermajority Voting Standards for Approve Amendments to Article X of the Company's Certificate of Incorporation | Management | For | For |
6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
7 | Ratify Auditors | Management | For | For |
NEWMARKET CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: NEU SECURITY ID: 651587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis L. Cothran | Management | For | For |
1.2 | Elect Director Mark M. Gambill | Management | For | For |
1.3 | Elect Director Bruce C. Gottwald | Management | For | For |
1.4 | Elect Director Thomas E. Gottwald | Management | For | For |
1.5 | Elect Director Patrick D. Hanley | Management | For | For |
1.6 | Elect Director James E. Rogers | Management | For | For |
1.7 | Elect Director Charles B. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
NIKE, INC. MEETING DATE: SEP 19, 2013 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Victor H. Fazio | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Bruce S. Gordon | Management | For | For |
1.5 | Elect Director William H. Hernandez | Management | For | For |
1.6 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.7 | Elect Director Karl J. Krapek | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Gary Roughead | Management | For | For |
1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
1.11 | Elect Director Kevin W. Sharer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
NU SKIN ENTERPRISES, INC. MEETING DATE: JUN 24, 2014 | ||||
TICKER: NUS SECURITY ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director Daniel W. Campbell | Management | For | For |
1.3 | Elect Director M. Truman Hunt | Management | For | For |
1.4 | Elect Director Andrew D. Lipman | Management | For | For |
1.5 | Elect Director Steven J. Lund | Management | For | For |
1.6 | Elect Director Patricia A. Negron | Management | For | For |
1.7 | Elect Director Neil H. Offen | Management | For | For |
1.8 | Elect Director Thomas R. Pisano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: ORLY SECURITY ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David O'Reilly | Management | For | For |
1b | Elect Director Larry O'Reilly | Management | For | For |
1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
1d | Elect Director Jay D. Burchfield | Management | For | For |
1e | Elect Director Thomas T. Hendrickson | Management | For | For |
1f | Elect Director Paul R. Lederer | Management | For | For |
2 | Amend Articles of Incorporation of the Company's Subsidiary O'Reilly Automotive Stores, Inc. | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ORACLE CORPORATION MEETING DATE: OCT 31, 2013 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | Withhold |
1.9 | Elect Director Jeffrey O. Henley | Management | For | Withhold |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Human Rights Committee | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | For |
PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 13, 2014 | ||||
TICKER: PKG SECURITY ID: 695156109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Hasan Jameel | Management | For | For |
1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
1.4 | Elect Director Robert C. Lyons | Management | For | For |
1.5 | Elect Director Thomas P. Maurer | Management | For | For |
1.6 | Elect Director Samuel M. Mencoff | Management | For | For |
1.7 | Elect Director Roger B. Porter | Management | For | For |
1.8 | Elect Director Thomas S. Souleles | Management | For | For |
1.9 | Elect Director Paul T. Stecko | Management | For | For |
1.10 | Elect Director James D. Woodrum | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Shona L. Brown | Management | For | For |
1b | Elect Director George W. Buckley | Management | For | For |
1c | Elect Director Ian M. Cook | Management | For | For |
1d | Elect Director Dina Dublon | Management | For | For |
1e | Elect Director Rona A. Fairhead | Management | For | For |
1f | Elect Director Ray L. Hunt | Management | For | For |
1g | Elect Director Alberto Ibarguen | Management | For | For |
1h | Elect Director Indra K. Nooyi | Management | For | For |
1i | Elect Director Sharon Percy Rockefeller | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Lloyd G. Trotter | Management | For | For |
1l | Elect Director Daniel Vasella | Management | For | For |
1m | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
PETSMART, INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angel Cabrera | Management | For | For |
1b | Elect Director Rita V. Foley | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
1e | Elect Director Gregory P. Josefowicz | Management | For | For |
1f | Elect Director David K. Lenhardt | Management | For | For |
1g | Elect Director Richard K. Lochridge | Management | For | For |
1h | Elect Director Barbara Munder | Management | For | For |
1i | Elect Director Elizabeth A. Nickels | Management | For | For |
1j | Elect Director Thomas G. Stemberg | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Andre Calantzopoulos | Management | For | For |
1.3 | Elect Director Louis C. Camilleri | Management | For | For |
1.4 | Elect Director Jennifer Li | Management | For | For |
1.5 | Elect Director Sergio Marchionne | Management | For | For |
1.6 | Elect Director Kalpana Morparia | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | For |
1.8 | Elect Director Robert B. Polet | Management | For | For |
1.9 | Elect Director Carlos Slim Helu | Management | For | For |
1.10 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Adopt Policy to Restrict Non-Required Animal Testing | Shareholder | Against | Abstain |
PHILLIPS 66 MEETING DATE: MAY 07, 2014 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William R. Loomis, Jr. | Management | For | For |
1b | Elect Director Glenn F. Tilton | Management | For | For |
1c | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
PITNEY BOWES INC. MEETING DATE: MAY 12, 2014 | ||||
TICKER: PBI SECURITY ID: 724479100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Anne M. Busquet | Management | For | For |
1c | Elect Director Roger Fradin | Management | For | For |
1d | Elect Director Anne Sutherland Fuchs | Management | For | For |
1e | Elect Director S. Douglas Hutcheson | Management | For | For |
1f | Elect Director Marc B. Lautenbach | Management | For | For |
1g | Elect Director Eduardo R. Menasce | Management | For | For |
1h | Elect Director Michael I. Roth | Management | For | For |
1i | Elect Director David L. Shedlarz | Management | For | For |
1j | Elect Director David B. Snow, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
POLARIS INDUSTRIES INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: PII SECURITY ID: 731068102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Farr | Management | For | For |
1.2 | Elect Director Gary E. Hendrickson | Management | For | For |
1.3 | Elect Director R. M. (Mark) Schreck | Management | For | For |
1.4 | Elect Director William G. Van Dyke | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 01, 2014 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | For |
1.6 | Elect Director Gary E. Pruitt | Management | For | For |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 04, 2014 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RAYTHEON COMPANY MEETING DATE: MAY 29, 2014 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Thomas A. Kennedy | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Michael C. Ruettgers | Management | For | For |
1g | Elect Director Ronald L. Skates | Management | For | For |
1h | Elect Director William R. Spivey | Management | For | For |
1i | Elect Director Linda G. Stuntz | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
RITE AID CORPORATION MEETING DATE: JUN 19, 2014 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Standley | Management | For | For |
1b | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1c | Elect Director Bruce G. Bodaken | Management | For | For |
1d | Elect Director David R. Jessick | Management | For | For |
1e | Elect Director Kevin E. Lofton | Management | For | For |
1f | Elect Director Myrtle S. Potter | Management | For | For |
1g | Elect Director Michael N. Regan | Management | For | For |
1h | Elect Director Marcy Syms | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 04, 2014 | ||||
TICKER: ROK SECURITY ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director Steven R. Kalmanson | Management | For | Withhold |
A2 | Elect Director James P. Keane | Management | For | Withhold |
A3 | Elect Director Donald R. Parfet | Management | For | Withhold |
B | Ratify Auditors | Management | For | For |
C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
D | Require a Majority Vote for the Election of Directors | Shareholder | None | Against |
SALIX PHARMACEUTICALS, LTD. MEETING DATE: JUN 13, 2014 | ||||
TICKER: SLXP SECURITY ID: 795435106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Chappell | Management | For | For |
1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
1.3 | Elect Director William P. Keane | Management | For | For |
1.4 | Elect Director Carolyn J. Logan | Management | For | For |
1.5 | Elect Director Mark A. Sirgo | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANDISK CORPORATION MEETING DATE: JUN 19, 2014 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael E. Marks | Management | For | For |
1b | Elect Director Irwin Federman | Management | For | For |
1c | Elect Director Steven J. Gomo | Management | For | For |
1d | Elect Director Eddy W. Hartenstein | Management | For | For |
1e | Elect Director Chenming Hu | Management | For | For |
1f | Elect Director Catherine P. Lego | Management | For | For |
1g | Elect Director Sanjay Mehrotra | Management | For | For |
1h | Elect Director D. Scott Mercer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 09, 2014 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Maureen Kempston Darkes | Management | For | For |
1e | Elect Director Paal Kibsgaard | Management | For | For |
1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEI INVESTMENTS COMPANY MEETING DATE: MAY 21, 2014 | ||||
TICKER: SEIC SECURITY ID: 784117103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sarah W. Blumenstein | Management | For | For |
1b | Elect Director Kathryn M. McCarthy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SIGMA-ALDRICH CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: SIAL SECURITY ID: 826552101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rebecca M. Bergman | Management | For | For |
1b | Elect Director George M. Church | Management | For | For |
1c | Elect Director Michael L. Marberry | Management | For | For |
1d | Elect Director W. Lee McCollum | Management | For | For |
1e | Elect Director Avi M. Nash | Management | For | For |
1f | Elect Director Steven M. Paul | Management | For | For |
1g | Elect Director J. Pedro Reinhard | Management | For | For |
1h | Elect Director Rakesh Sachdev | Management | For | For |
1i | Elect Director D. Dean Spatz | Management | For | For |
1j | Elect Director Barrett A. Toan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Authorize New Class of Preferred Stock | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Timothy R. Furey | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director Christine King | Management | For | For |
1.7 | Elect Director David P. McGlade | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SNAP-ON INCORPORATED MEETING DATE: APR 24, 2014 | ||||
TICKER: SNA SECURITY ID: 833034101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
1.2 | Elect Director Nicholas T. Pinchuk | Management | For | For |
1.3 | Elect Director Gregg M. Sherrill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 14, 2014 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard R. Devenuti | Management | For | For |
1.2 | Elect Director Stefan K. Widensohler | Management | For | For |
1.3 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
STARBUCKS CORPORATION MEETING DATE: MAR 19, 2014 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Election Of Director Howard Schultz | Management | For | For |
1b | Election Of Director William W. Bradley | Management | For | For |
1c | Election Of Director Robert M. Gates | Management | For | For |
1d | Election Of Director Mellody Hobson | Management | For | For |
1e | Election Of Director Kevin R. Johnson | Management | For | For |
1f | Election Of Director Olden Lee | Management | For | For |
1g | Election Of Director Joshua Cooper Ramo | Management | For | For |
1h | Election Of Director James G. Shennan, Jr. | Management | For | For |
1i | Election Of Director Clara Shih | Management | For | For |
1j | Election Of Director Javier G. Teruel | Management | For | For |
1k | Election Of Director Myron E. Ullman, III | Management | For | For |
1l | Election Of Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
STARZ MEETING DATE: JUN 05, 2014 | ||||
TICKER: STRZA SECURITY ID: 85571Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher P. Albrecht | Management | For | For |
1.2 | Elect Director Daniel E. Sanchez | Management | For | For |
1.3 | Elect Director Robert S. Wiesenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
STRYKER CORPORATION MEETING DATE: APR 22, 2014 | ||||
TICKER: SYK SECURITY ID: 863667101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard E. Cox, Jr. | Management | For | For |
1b | Elect Director Srikant M. Datar | Management | For | For |
1c | Elect Director Roch Doliveux | Management | For | For |
1d | Elect Director Louise L. Francesconi | Management | For | For |
1e | Elect Director Allan C. Golston | Management | For | For |
1f | Elect Director Kevin A. Lobo | Management | For | For |
1g | Elect Director William U. Parfet | Management | For | For |
1h | Elect Director Andrew K. Silvernail | Management | For | For |
1i | Elect Director Ronda E. Stryker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark S. Bartlett | Management | For | For |
1b | Elect Director Edward C. Bernard | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director James A.C. Kennedy | Management | For | For |
1g | Elect Director Robert F. MacLellan | Management | For | For |
1h | Elect Director Brian C. Rogers | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
1j | Elect Director Alfred Sommer | Management | For | For |
1k | Elect Director Dwight S. Taylor | Management | For | For |
1l | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 17, 2014 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph W. Babb, Jr. | Management | For | For |
1b | Elect Director Mark A. Blinn | Management | For | For |
1c | Elect Director Daniel A. Carp | Management | For | For |
1d | Elect Director Carrie S. Cox | Management | For | For |
1e | Elect Director Ronald Kirk | Management | For | For |
1f | Elect Director Pamela H. Patsley | Management | For | For |
1g | Elect Director Robert E. Sanchez | Management | For | For |
1h | Elect Director Wayne R. Sanders | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Richard K. Templeton | Management | For | For |
1k | Elect Director Christine Todd Whitman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
THE BOEING COMPANY MEETING DATE: APR 28, 2014 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
THE CHUBB CORPORATION MEETING DATE: APR 29, 2014 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zoe Baird Budinger | Management | For | For |
1b | Elect Director Sheila P. Burke | Management | For | For |
1c | Elect Director James I. Cash, Jr. | Management | For | For |
1d | Elect Director John D. Finnegan | Management | For | For |
1e | Elect Director Timothy P. Flynn | Management | For | For |
1f | Elect Director Karen M. Hoguet | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Martin G. McGuinn | Management | For | For |
1i | Elect Director Lawrence M. Small | Management | For | For |
1j | Elect Director Jess Soderberg | Management | For | For |
1k | Elect Director Daniel E. Somers | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director James M. Zimmerman | Management | For | For |
1n | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Abstain |
THE COCA-COLA COMPANY MEETING DATE: APR 23, 2014 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Ana Botin | Management | For | For |
1.4 | Elect Director Howard G. Buffett | Management | For | For |
1.5 | Elect Director Richard M. Daley | Management | For | For |
1.6 | Elect Director Barry Diller | Management | For | For |
1.7 | Elect Director Helene D. Gayle | Management | For | For |
1.8 | Elect Director Evan G. Greenberg | Management | For | For |
1.9 | Elect Director Alexis M. Herman | Management | For | For |
1.10 | Elect Director Muhtar Kent | Management | For | For |
1.11 | Elect Director Robert A. Kotick | Management | For | For |
1.12 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James D. Robinson, III | Management | For | For |
1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 15, 2014 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arnold A. Allemang | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Jacqueline K. Barton | Management | For | For |
1d | Elect Director James A. Bell | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Paul Polman | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
THE GAP, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: GPS SECURITY ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Domenico De Sole | Management | For | For |
1b | Elect Director Robert J. Fisher | Management | For | Against |
1c | Elect Director William S. Fisher | Management | For | For |
1d | Elect Director Isabella D. Goren | Management | For | For |
1e | Elect Director Bob L. Martin | Management | For | For |
1f | Elect Director Jorge P. Montoya | Management | For | For |
1g | Elect Director Glenn K. Murphy | Management | For | For |
1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
1i | Elect Director Katherine Tsang | Management | For | For |
1j | Elect Director Padmasree Warrior | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd C. Blankfein | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Gary D. Cohn | Management | For | For |
1d | Elect Director Claes Dahlback | Management | For | For |
1e | Elect Director William W. George | Management | For | For |
1f | Elect Director James A. Johnson | Management | For | For |
1g | Elect Director Lakshmi N. Mittal | Management | For | For |
1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1i | Elect Director Peter Oppenheimer | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Debora L. Spar | Management | For | For |
1l | Elect Director Mark E. Tucker | Management | For | For |
1m | Elect Director David A. Viniar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE GOODYEAR TIRE & RUBBER COMPANY MEETING DATE: APR 14, 2014 | ||||
TICKER: GT SECURITY ID: 382550101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William J. Conaty | Management | For | For |
1b | Elect Director James A. Firestone | Management | For | For |
1c | Elect Director Werner Geissler | Management | For | For |
1d | Elect Director Peter S. Hellman | Management | For | For |
1e | Elect Director Richard J. Kramer | Management | For | For |
1f | Elect Director W. Alan McCollough | Management | For | For |
1g | Elect Director John E. McGlade | Management | For | For |
1h | Elect Director Michael J. Morell | Management | For | For |
1i | Elect Director Roderick A. Palmore | Management | For | For |
1j | Elect Director Stephanie A. Streeter | Management | For | For |
1k | Elect Director Thomas H. Weidemeyer | Management | For | For |
1l | Elect Director Michael R. Wessel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE HOME DEPOT, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Helena B. Foulkes | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Karen L. Katen | Management | For | For |
1k | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
THE KROGER CO. MEETING DATE: JUN 26, 2014 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director David B. Lewis | Management | For | For |
1f | Elect Director W. Rodney McMullen | Management | For | For |
1g | Elect Director Jorge P. Montoya | Management | For | For |
1h | Elect Director Clyde R. Moore | Management | For | For |
1i | Elect Director Susan M. Phillips | Management | For | For |
1j | Elect Director Steven R. Rogel | Management | For | For |
1k | Elect Director James A. Runde | Management | For | For |
1l | Elect Director Ronald L. Sargent | Management | For | For |
1m | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
6 | Report on Extended Producer Responsibility Policy Position and Assess Alternatives | Shareholder | Against | Abstain |
THE PRICELINE GROUP INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Darren R. Huston | Management | For | For |
1.8 | Elect Director Nancy B. Peretsman | Management | For | For |
1.9 | Elect Director Thomas E. Rothman | Management | For | For |
1.10 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Carol Meyrowitz | Management | For | For |
1.9 | Elect Director John F. O'Brien | Management | For | For |
1.10 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TORO COMPANY MEETING DATE: MAR 18, 2014 | ||||
TICKER: TTC SECURITY ID: 891092108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.2 | Elect Director Katherine J. Harless | Management | For | For |
1.3 | Elect Director Michael J. Hoffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 27, 2014 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
THE WALT DISNEY COMPANY MEETING DATE: MAR 18, 2014 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Fred H. Langhammer | Management | For | For |
1f | Elect Director Aylwin B. Lewis | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Sheryl K. Sandberg | Management | For | For |
1j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
THOR INDUSTRIES, INC. MEETING DATE: DEC 10, 2013 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter B. Orthwein | Management | For | For |
1.2 | Elect Director James L. Ziemer | Management | For | For |
1.3 | Elect Director Robert W. Martin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carole Black | Management | For | For |
1b | Elect Director Glenn A. Britt | Management | For | For |
1c | Elect Director Thomas H. Castro | Management | For | For |
1d | Elect Director David C. Chang | Management | For | For |
1e | Elect Director James E. Copeland, Jr. | Management | For | For |
1f | Elect Director Peter R. Haje | Management | For | Against |
1g | Elect Director Donna A. James | Management | For | For |
1h | Elect Director Don Logan | Management | For | For |
1i | Elect Director Robert D. Marcus | Management | For | For |
1j | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1k | Elect Director Wayne H. Pace | Management | For | For |
1l | Elect Director Edward D. Shirley | Management | For | For |
1m | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
TYSON FOODS, INC. MEETING DATE: JAN 31, 2014 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1d | Elect Director Jim Kever | Management | For | For |
1e | Elect Director Kevin M. McNamara | Management | For | For |
1f | Elect Director Brad T. Sauer | Management | For | For |
1g | Elect Director Robert Thurber | Management | For | For |
1h | Elect Director Barbara A. Tyson | Management | For | For |
1i | Elect Director Albert C. Zapanta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on the Risks Associated with Use of Gestation Crates in Supply | Shareholder | Against | Abstain |
UNION PACIFIC CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director David B. Dillon | Management | For | For |
1.4 | Elect Director Judith Richards Hope | Management | For | For |
1.5 | Elect Director John J. Koraleski | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Rodney C. Adkins | Management | For | For |
1c | Elect Director Michael J. Burns | Management | For | For |
1d | Elect Director D. Scott Davis | Management | For | For |
1e | Elect Director Stuart E. Eizenstat | Management | For | For |
1f | Elect Director Michael L. Eskew | Management | For | For |
1g | Elect Director William R. Johnson | Management | For | For |
1h | Elect Director Candace Kendle | Management | For | For |
1i | Elect Director Ann M. Livermore | Management | For | For |
1j | Elect Director Rudy H.P. Markham | Management | For | For |
1k | Elect Director Clark T. "Sandy" Randt, Jr. | Management | For | For |
1l | Elect Director Carol B. Tome | Management | For | For |
1m | Elect Director Kevin M. Warsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 28, 2014 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2014 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 02, 2014 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Directo Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VERIZON COMMUNICATIONS INC. MEETING DATE: JAN 28, 2014 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Richard L. Carrion | Management | For | For |
1.3 | Elect Director Melanie L. Healey | Management | For | For |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Report on Net Neutrality | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
VISA INC. MEETING DATE: JAN 29, 2014 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary B. Cranston | Management | For | For |
1b | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1c | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Charles W. Scharf | Management | For | For |
1i | Elect Director William S. Shanahan | Management | For | For |
1j | Elect Director John A. C. Swainson | Management | For | For |
1k | Elect Director Maynard G. Webb, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WABCO HOLDINGS INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director Mary L. Petrovich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WADDELL & REED FINANCIAL, INC. MEETING DATE: APR 16, 2014 | ||||
TICKER: WDR SECURITY ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharilyn S. Gasaway | Management | For | For |
1.2 | Elect Director Alan W. Kosloff | Management | For | For |
1.3 | Elect Director Jerry W. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 06, 2014 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Pamela J. Craig | Management | For | For |
1e | Elect Director Douglas N. Daft | Management | For | For |
1f | Elect Director Michael T. Duke | Management | For | Against |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Marissa A. Mayer | Management | For | For |
1i | Elect Director C. Douglas McMillon | Management | For | For |
1j | Elect Director Gregory B. Penner | Management | For | For |
1k | Elect Director Steven S Reinemund | Management | For | For |
1l | Elect Director Jim C. Walton | Management | For | For |
1m | Elect Director S. Robson Walton | Management | For | Against |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
WELLPOINT, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Kerry Clark | Management | For | For |
1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
1.3 | Elect Director Lewis Hay, III | Management | For | For |
1.4 | Elect Director William J. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Abstain |
WELLS FARGO & COMPANY MEETING DATE: APR 29, 2014 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 14, 2013 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director Henry T. DeNero | Management | For | For |
1c | Elect Director William L. Kimsey | Management | For | For |
1d | Elect Director Michael D. Lambert | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Stephen D. Milligan | Management | For | For |
1h | Elect Director Roger H. Moore | Management | For | For |
1i | Elect Director Thomas E. Pardun | Management | For | For |
1j | Elect Director Arif Shakeel | Management | For | For |
1k | Elect Director Akio Yamamoto | Management | For | For |
1l | Elect Director Masahiro Yamamura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 16, 2014 | ||||
TICKER: WLK SECURITY ID: 960413102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dorothy C. Jenkins | Management | For | Withhold |
1.2 | Elect Director Max L. Lukens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 15, 2014 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Gary T. DiCamillo | Management | For | For |
1c | Elect Director Diane M. Dietz | Management | For | For |
1d | Elect Director Geraldine T. Elliott | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Michael F. Johnston | Management | For | For |
1g | Elect Director William T. Kerr | Management | For | For |
1h | Elect Director John D. Liu | Management | For | For |
1i | Elect Director Harish Manwani | Management | For | For |
1j | Elect Director William D. Perez | Management | For | For |
1k | Elect Director Michael A. Todman | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
WYNN RESORTS, LIMITED MEETING DATE: MAY 16, 2014 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Miller | Management | For | For |
1.2 | Elect Director D. Boone Wayson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Board Qualifications | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
ZEBRA TECHNOLOGIES CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: ZBRA SECURITY ID: 989207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank B. Modruson | Management | For | For |
1.2 | Elect Director Anders Gustafsson | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director Janice M. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Paul M. Bisaro | Management | For | For |
1d | Elect Director Gail K. Boudreaux | Management | For | For |
1e | Elect Director David C. Dvorak | Management | For | For |
1f | Elect Director Larry C. Glasscock | Management | For | For |
1g | Elect Director Robert A. Hagemann | Management | For | For |
1h | Elect Director Arthur J. Higgins | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY LARGE CAP VALUE ENHANCED INDEX FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
3M COMPANY MEETING DATE: MAY 13, 2014 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Thomas 'Tony' K. Brown | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Michael L. Eskew | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Muhtar Kent | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director Inge G. Thulin | Management | For | For |
1i | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
ABBOTT LABORATORIES MEETING DATE: APR 25, 2014 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Label Products with GMO Ingredients | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
ABBVIE INC. MEETING DATE: MAY 09, 2014 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Edward M. Liddy | Management | For | For |
1.3 | Elect Director Frederick H. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACE LIMITED MEETING DATE: JAN 10, 2014 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividend Distribution from Legal Reserves | Management | For | Did Not Vote |
2 | Elect of Homburger AG as Independent Proxy | Management | For | Did Not Vote |
3 | Transact Other Business (Voting) | Management | For | Did Not Vote |
ACE LIMITED MEETING DATE: MAY 15, 2014 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Allocate Disposable Profit | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Elect Director John Edwardson | Management | For | Did Not Vote |
4.2 | Elect Director Kimberly Ross | Management | For | Did Not Vote |
4.3 | Elect Director Robert Scully | Management | For | Did Not Vote |
4.4 | Elect Director David Sidwell | Management | For | Did Not Vote |
4.5 | Elect Director Evan G. Greenberg | Management | For | Did Not Vote |
4.6 | Elect Director Robert M. Hernandez | Management | For | Did Not Vote |
4.7 | Elect Director Michael G. Atieh | Management | For | Did Not Vote |
4.8 | Elect Director Mary A. Cirillo | Management | For | Did Not Vote |
4.9 | Elect Director Michael P. Connors | Management | For | Did Not Vote |
4.10 | Elect Director Peter Menikoff | Management | For | Did Not Vote |
4.11 | Elect Director Leo F. Mullin | Management | For | Did Not Vote |
4.12 | Elect Director Eugene B. Shanks, Jr. | Management | For | Did Not Vote |
4.13 | Elect Director Theodore E. Shasta | Management | For | Did Not Vote |
4.14 | Elect Director Olivier Steimer | Management | For | Did Not Vote |
5 | Elect Evan G. Greenberg as Board Chairman | Management | For | Did Not Vote |
6.1 | Appoint Michael P. Connors as Member of the Compensation Committee | Management | For | Did Not Vote |
6.2 | Appoint Mary A. Cirillo as Member of the Compensation Committee | Management | For | Did Not Vote |
6.3 | Appoint John Edwardson as Member of the Compensation Committee | Management | For | Did Not Vote |
6.4 | Appoint Robert M. Hernandez as Member of the Compensation Committee | Management | For | Did Not Vote |
7 | Designate Homburger AG as Independent Proxy | Management | For | Did Not Vote |
8.1 | Ratify PricewaterhouseCoopers AG (Zurich) as Auditors | Management | For | Did Not Vote |
8.2 | Ratify PricewaterhouseCoopers LLP (United States) as Independent Registered Accounting Firm as Auditors | Management | For | Did Not Vote |
8.3 | Ratify BDO AG (Zurich) as Special Auditors | Management | For | Did Not Vote |
9 | Approve Creation of CHF 3.7 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
10 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | Management | For | Did Not Vote |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
12 | Transact Other Business (Voting) | Management | For | Did Not Vote |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Corti | Management | For | For |
1.2 | Elect Director Brian G. Kelly | Management | For | For |
1.3 | Elect Director Robert A. Kotick | Management | For | For |
1.4 | Elect Director Barry Meyer | Management | For | For |
1.5 | Elect Director Robert J. Morgado | Management | For | For |
1.6 | Elect Director Peter Nolan | Management | For | For |
1.7 | Elect Director Richard Sarnoff | Management | For | For |
1.8 | Elect Director Elaine Wynn | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
AGCO CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: AGCO SECURITY ID: 001084102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy V. Armes | Management | For | For |
1.2 | Elect Director Michael C. Arnold | Management | For | For |
1.3 | Elect Director P. George Benson | Management | For | For |
1.4 | Elect Director Wolfgang Deml | Management | For | For |
1.5 | Elect Director Luiz F. Furlan | Management | For | For |
1.6 | Elect Director George E. Minnich | Management | For | For |
1.7 | Elect Director Martin H. Richenhagen | Management | For | For |
1.8 | Elect Director Gerald L. Shaheen | Management | For | For |
1.9 | Elect Director Mallika Srinivasan | Management | For | For |
1.10 | Elect Director Hendrikus Visser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Marion C. Blakey | Management | For | For |
1.3 | Elect Director Phyllis J. Campbell | Management | For | For |
1.4 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
1.5 | Elect Director Dennis F. Madsen | Management | For | For |
1.6 | Elect Director Byron I. Mallott | Management | For | For |
1.7 | Elect Director Helvi K. Sandvik | Management | For | For |
1.8 | Elect Director J. Kenneth Thompson | Management | For | For |
1.9 | Elect Director Bradley D. Tilden | Management | For | For |
1.10 | Elect Director Eric K. Yeaman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Adjust Par Value of Common Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick E. Allen | Management | For | For |
1.2 | Elect Director Patricia L. Kampling | Management | For | For |
1.3 | Elect Director Singleton B. McAllister | Management | For | For |
1.4 | Elect Director Susan D. Whiting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIANT TECHSYSTEMS INC. MEETING DATE: JUL 31, 2013 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
1.2 | Elect Director Mark W. DeYoung | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
1.5 | Elect Director April H. Foley | Management | For | For |
1.6 | Elect Director Tig H. Krekel | Management | For | For |
1.7 | Elect Director Douglas L. Maine | Management | For | For |
1.8 | Elect Director Roman Martinez, IV | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMDOCS LIMITED MEETING DATE: JAN 30, 2014 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect John T. McLennan as a Director | Management | For | For |
1.4 | Elect Simon Olswang as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.7 | Elect Eli Gelman as a Director | Management | For | For |
1.8 | Elect James S. Kahan as a Director | Management | For | For |
1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
1.10 | Elect Giora Yaron as a Director | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends | Management | For | Against |
4 | Approve Authorized Share Capital and Authorize Board to Issue Shares | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMEREN CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: AEE SECURITY ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warner L. Baxter | Management | For | For |
1.2 | Elect Director Catherine S. Brune | Management | For | For |
1.3 | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1.4 | Elect Director Walter J. Galvin | Management | For | For |
1.5 | Elect Director Richard J. Harshman | Management | For | For |
1.6 | Elect Director Gayle P. W. Jackson | Management | For | For |
1.7 | Elect Director James C. Johnson | Management | For | For |
1.8 | Elect Director Steven H. Lipstein | Management | For | For |
1.9 | Elect Director Patrick T. Stokes | Management | For | For |
1.10 | Elect Director Thomas R. Voss | Management | For | For |
1.11 | Elect Director Stephen R. Wilson | Management | For | For |
1.12 | Elect Director Jack D. Woodard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Report on Adoption of Policies to Meet National GHG Reduction Goal | Shareholder | Against | Abstain |
AMERICAN EXPRESS COMPANY MEETING DATE: MAY 12, 2014 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Ursula M. Burns | Management | For | For |
1c | Elect Director Kenneth I. Chenault | Management | For | For |
1d | Elect Director Peter Chernin | Management | For | For |
1e | Elect Director Anne Lauvergeon | Management | For | For |
1f | Elect Director Theodore J. Leonsis | Management | For | For |
1g | Elect Director Richard C. Levin | Management | For | For |
1h | Elect Director Richard A. McGinn | Management | For | For |
1i | Elect Director Samuel J. Palmisano | Management | For | For |
1j | Elect Director Steven S Reinemund | Management | For | For |
1k | Elect Director Daniel L. Vasella | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
1m | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
5 | Report on Board Oversight of Privacy and Data Security and Requests for Customer Information | Shareholder | Against | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMERICAN FINANCIAL GROUP, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: AFG SECURITY ID: 025932104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
1.2 | Elect Director S. Craig Lindner | Management | For | For |
1.3 | Elect Director Kenneth C. Ambrecht | Management | For | For |
1.4 | Elect Director John B. Berding | Management | For | For |
1.5 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
1.6 | Elect Director Virginia 'Gina' C. Drosos | Management | For | For |
1.7 | Elect Director James E. Evans | Management | For | For |
1.8 | Elect Director Terry S. Jacobs | Management | For | For |
1.9 | Elect Director Gregory G. Joseph | Management | For | For |
1.10 | Elect Director William W. Verity | Management | For | For |
1.11 | Elect Director John I. Von Lehman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: MAY 12, 2014 | ||||
TICKER: AIG SECURITY ID: 026874784 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert H. Benmosche | Management | For | For |
1b | Elect Director W. Don Cornwell | Management | For | For |
1c | Elect Director Peter R. Fisher | Management | For | For |
1d | Elect Director John H. Fitzpatrick | Management | For | For |
1e | Elect Director William G. Jurgensen | Management | For | For |
1f | Elect Director Christopher S. Lynch | Management | For | For |
1g | Elect Director Arthur C. Martinez | Management | For | For |
1h | Elect Director George L. Miles, Jr. | Management | For | For |
1i | Elect Director Henry S. Miller | Management | For | For |
1j | Elect Director Robert S. Miller | Management | For | For |
1k | Elect Director Suzanne Nora Johnson | Management | For | For |
1l | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1m | Elect Director Douglas M. Steenland | Management | For | For |
1n | Elect Director Theresa M. Stone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Certificate of Incorporation to Continue to Restrict Certain Transfers of AIG Common Stock in Order to Protect AIG's Tax Attributes | Management | For | For |
4 | Amend Tax Asset Protection Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AMERICAN NATIONAL INSURANCE COMPANY MEETING DATE: APR 25, 2014 | ||||
TICKER: ANAT SECURITY ID: 028591105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Moody, Sr. | Management | For | For |
1.2 | Elect Director James E. Pozzi | Management | For | For |
1.3 | Elect Director Frances A. Moody-Dahlberg | Management | For | For |
1.4 | Elect Director Russell S. Moody | Management | For | For |
1.5 | Elect Director William L. Moody, IV | Management | For | For |
1.6 | Elect Director James D. Yarbrough | Management | For | For |
1.7 | Elect Director Arthur O. Dummer | Management | For | For |
1.8 | Elect Director Shelby M. Elliott | Management | For | For |
1.9 | Elect Director E. J. 'Jere' Pederson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
AMERICAN WATER WORKS COMPANY, INC. MEETING DATE: MAY 09, 2014 | ||||
TICKER: AWK SECURITY ID: 030420103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Julie A. Dobson | Management | For | For |
1b | Elect Director Paul J. Evanson | Management | For | For |
1c | Elect Director Martha Clark Goss | Management | For | For |
1d | Elect Director Richard R. Grigg | Management | For | For |
1e | Elect Director Julia L. Johnson | Management | For | For |
1f | Elect Director George MacKenzie | Management | For | For |
1g | Elect Director William J. Marrazzo | Management | For | For |
1h | Elect Director Susan N. Story | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERISOURCEBERGEN CORPORATION MEETING DATE: MAR 06, 2014 | ||||
TICKER: ABC SECURITY ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Collis | Management | For | For |
1.2 | Elect Director Douglas R. Conant | Management | For | For |
1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
1.4 | Elect Director Richard C. Gozon | Management | For | For |
1.5 | Elect Director Lon R. Greenberg | Management | For | For |
1.6 | Elect Director Edward E. Hagenlocker | Management | For | For |
1.7 | Elect Director Jane E. Henney | Management | For | For |
1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
1.9 | Elect Director Michael J. Long | Management | For | For |
1.10 | Elect Director Henry W. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Provide Right to Call Special Meeting | Management | For | For |
ANNALY CAPITAL MANAGEMENT, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: NLY SECURITY ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan D. Green | Management | For | For |
1b | Elect Director John H. Schaefer | Management | For | For |
1c | Elect Director Francine J. Bovich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APPLE INC. MEETING DATE: FEB 28, 2014 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Articles to Eliminate Board Blank Check Authority to Issue Preferred Stock | Management | For | For |
4 | Establish a Par Value for Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
9 | Report on Trade Associations and Organizations that Promote Sustainability Practices | Shareholder | Against | Abstain |
10 | Advisory Vote to Increase Capital Repurchase Program | Shareholder | Against | Against |
11 | Proxy Access | Shareholder | Against | Against |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: MAY 01, 2014 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Mollie Hale Carter | Management | For | For |
1.3 | Elect Director Terrell K. Crews | Management | For | For |
1.4 | Elect Director Pierre Dufour | Management | For | For |
1.5 | Elect Director Donald E. Felsinger | Management | For | For |
1.6 | Elect Director Antonio Maciel Neto | Management | For | For |
1.7 | Elect Director Patrick J. Moore | Management | For | For |
1.8 | Elect Director Thomas F. O'Neill | Management | For | For |
1.9 | Elect Director Francisco Sanchez | Management | For | For |
1.10 | Elect Director Daniel Shih | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.12 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ARTISAN PARTNERS ASSET MANAGEMENT INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: APAM SECURITY ID: 04316A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew R. Barger | Management | For | For |
1.2 | Elect Director Eric R. Colson | Management | For | For |
1.3 | Elect Director Tench Coxe | Management | For | For |
1.4 | Elect Director Stephanie G. DiMarco | Management | For | For |
1.5 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.6 | Elect Director Allen R. Thorpe | Management | For | For |
1.7 | Elect Director Andrew A. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASPEN INSURANCE HOLDINGS LIMITED MEETING DATE: APR 23, 2014 | ||||
TICKER: AHL SECURITY ID: G05384105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher O'Kane | Management | For | For |
1.2 | Elect Director Liaquat Ahamed | Management | For | For |
1.3 | Elect Director Albert Beer | Management | For | For |
1.4 | Elect Director John Cavoores | Management | For | For |
1.5 | Elect Director Heidi Hutter | Management | For | For |
1.6 | Elect Director Gary Gregg | Management | For | For |
1.7 | Elect Director Bret Pearlman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AT&T INC. MEETING DATE: APR 25, 2014 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Reuben V. Anderson | Management | For | For |
1.3 | Elect Director Jaime Chico Pardo | Management | For | For |
1.4 | Elect Director Scott T. Ford | Management | For | For |
1.5 | Elect Director James P. Kelly | Management | For | For |
1.6 | Elect Director Jon C. Madonna | Management | For | For |
1.7 | Elect Director Michael B. McCallister | Management | For | For |
1.8 | Elect Director John B. McCoy | Management | For | For |
1.9 | Elect Director Beth E. Mooney | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director Matthew K. Rose | Management | For | For |
1.12 | Elect Director Cynthia B. Taylor | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Severance Agreements/Change-in-Control Agreements | Management | For | For |
5 | Report on Indirect Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Lower Ownership Threshold for Action by Written Consent | Shareholder | Against | For |
AVNET, INC. MEETING DATE: NOV 08, 2013 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Veronica Biggins | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director Richard Hamada | Management | For | For |
1.5 | Elect Director James A. Lawrence | Management | For | For |
1.6 | Elect Director Frank R. Noonan | Management | For | For |
1.7 | Elect Director Ray M. Robinson | Management | For | For |
1.8 | Elect Director William H. Schumann III | Management | For | For |
1.9 | Elect Director William P. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AXIS CAPITAL HOLDINGS LIMITED MEETING DATE: MAY 09, 2014 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert L. Friedman as Director | Management | For | For |
1.2 | Elect Cheryl-Ann Lister as Director | Management | For | For |
1.3 | Elect Thomas C. Ramey as Director | Management | For | For |
1.4 | Elect Wilhelm Zeller as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche Ltd. as Auditors | Management | For | For |
BAKER HUGHES INCORPORATED MEETING DATE: APR 24, 2014 | ||||
TICKER: BHI SECURITY ID: 057224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry D. Brady | Management | For | For |
1.2 | Elect Director Clarence P. Cazalot, Jr. | Management | For | For |
1.3 | Elect Director Martin S. Craighead | Management | For | For |
1.4 | Elect Director Lynn L. Elsenhans | Management | For | For |
1.5 | Elect Director Anthony G. Fernandes | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Pierre H. Jungels | Management | For | For |
1.8 | Elect Director James A. Lash | Management | For | For |
1.9 | Elect Director J. Larry Nichols | Management | For | For |
1.10 | Elect Director James W. Stewart | Management | For | Withhold |
1.11 | Elect Director Charles L. Watson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 07, 2014 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Pierre J. P. de Weck | Management | For | For |
1.6 | Elect Director Arnold W. Donald | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.9 | Elect Director Linda P. Hudson | Management | For | For |
1.10 | Elect Director Monica C. Lozano | Management | For | For |
1.11 | Elect Director Thomas J. May | Management | For | For |
1.12 | Elect Director Brian T. Moynihan | Management | For | For |
1.13 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.14 | Elect Director Clayton S. Rose | Management | For | For |
1.15 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Certificate of Designations for Series T Preferred Stock | Management | For | For |
5 | Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Adopt Proxy Access Right | Shareholder | Against | Against |
7 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 03, 2014 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
5 | Approve Annual Dividends | Shareholder | Against | Against |
BOOZ ALLEN HAMILTON HOLDING CORPORATION MEETING DATE: AUG 01, 2013 | ||||
TICKER: BAH SECURITY ID: 099502106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Allan M. Holt | Management | For | Withhold |
1.2 | Elect Director Arthur E. Johnson | Management | For | For |
1.3 | Elect Director Charles O. Rossotti | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 08, 2014 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato (Renny) A. DiPentima | Management | For | For |
1.4 | Elect Director Alan L. Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director Dave House | Management | For | For |
1.7 | Elect Director L. William Krause | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
CA, INC. MEETING DATE: JUL 31, 2013 | ||||
TICKER: CA SECURITY ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Jens Alder | Management | For | For |
1B | Elect Director Raymond J. Bromark | Management | For | For |
1C | Elect Director Gary J. Fernandes | Management | For | For |
1D | Elect Director Michael P. Gregoire | Management | For | For |
1E | Elect Director Rohit Kapoor | Management | For | For |
1F | Elect Director Kay Koplovitz | Management | For | For |
1G | Elect Director Christopher B. Lofgren | Management | For | For |
1H | Elect Director Richard Sulpizio | Management | For | For |
1I | Elect Director Laura S. Unger | Management | For | For |
1J | Elect Director Arthur F. Weinbach | Management | For | For |
1K | Elect Director Renato (Ron) Zambonini | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director Patrick W. Gross | Management | For | For |
1c | Elect Director Ann Fritz Hackett | Management | For | For |
1d | Elect Director Lewis Hay, III | Management | For | For |
1e | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1f | Elect Director Pierre E. Leroy | Management | For | For |
1g | Elect Director Peter E. Raskind | Management | For | For |
1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
1i | Elect Director Bradford H. Warner | Management | For | For |
1j | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Reduce Supermajority Vote Requirement | Management | For | For |
5b | Reduce Supermajority Vote Requirement | Management | For | For |
5c | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
CARDINAL HEALTH, INC. MEETING DATE: NOV 06, 2013 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | For |
1.2 | Elect Director George S. Barrett | Management | For | For |
1.3 | Elect Director Glenn A. Britt | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Calvin Darden | Management | For | For |
1.6 | Elect Director Bruce L. Downey | Management | For | For |
1.7 | Elect Director John F. Finn | Management | For | For |
1.8 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
1.9 | Elect Director Clayton M. Jones | Management | For | For |
1.10 | Elect Director Gregory B. Kenny | Management | For | For |
1.11 | Elect Director David P. King | Management | For | For |
1.12 | Elect Director Richard C. Notebaert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
CAREFUSION CORPORATION MEETING DATE: NOV 06, 2013 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kieran T. Gallahue | Management | For | For |
1b | Elect Director J. Michael Losh | Management | For | For |
1c | Elect Director Edward D. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
CATERPILLAR INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Juan Gallardo | Management | For | For |
1.4 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.5 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.6 | Elect Director Peter A. Magowan | Management | For | For |
1.7 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.8 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.9 | Elect Director William A. Osborn | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Susan C. Schwab | Management | For | For |
1.12 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Review and Amend Human Rights Policies | Shareholder | Against | Abstain |
7 | Report on Controls to Ensure no Sales to Sudan | Shareholder | Against | Abstain |
8 | Provide for Cumulative Voting | Shareholder | Against | Against |
CHEVRON CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1f | Elect Director George L. Kirkland | Management | For | For |
1g | Elect Director Charles W. Moorman, IV | Management | For | For |
1h | Elect Director Kevin W. Sharer | Management | For | For |
1i | Elect Director John G. Stumpf | Management | For | For |
1j | Elect Director Ronald D. Sugar | Management | For | For |
1k | Elect Director Carl Ware | Management | For | For |
1l | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Charitable Contributions | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
9 | Require Director Nominee with Environmental Experience | Shareholder | Against | Abstain |
10 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC. MEETING DATE: NOV 19, 2013 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director Gregory Q. Brown | Management | For | For |
1d | Elect Director M. Michele Burns | Management | For | For |
1e | Elect Director Michael D. Capellas | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Roderick C. McGeary | Management | For | For |
1k | Elect Director Arun Sarin | Management | For | For |
1l | Elect Director Steven M. West | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Approve Proxy Advisor Competition | Shareholder | Against | Against |
CITIGROUP INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Duncan P. Hennes | Management | For | For |
1c | Elect Director Franz B. Humer | Management | For | For |
1d | Elect Director Eugene M. McQuade | Management | For | For |
1e | Elect Director Michael E. O'Neill | Management | For | For |
1f | Elect Director Gary M. Reiner | Management | For | For |
1g | Elect Director Judith Rodin | Management | For | For |
1h | Elect Director Robert L. Ryan | Management | For | For |
1i | Elect Director Anthony M. Santomero | Management | For | For |
1j | Elect Director Joan E. Spero | Management | For | For |
1k | Elect Director Diana L. Taylor | Management | For | For |
1l | Elect Director William S. Thompson, Jr. | Management | For | For |
1m | Elect Director James S. Turley | Management | For | For |
1n | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Director Indemnifications Provisions | Shareholder | Against | Against |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
CMS ENERGY CORPORATION MEETING DATE: MAY 16, 2014 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Barfield | Management | For | For |
1.2 | Elect Director Kurt L. Darrow | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
1.4 | Elect Director Richard M. Gabrys | Management | For | For |
1.5 | Elect Director William D. Harvey | Management | For | For |
1.6 | Elect Director David W. Joos | Management | For | For |
1.7 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director Laura H. Wright | Management | For | For |
1.11 | Elect Director John B. Yasinsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
CNA FINANCIAL CORPORATION MEETING DATE: APR 23, 2014 | ||||
TICKER: CNA SECURITY ID: 126117100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Liska | Management | For | For |
1.2 | Elect Director Jose O. Montemayor | Management | For | For |
1.3 | Elect Director Thomas F. Motamed | Management | For | Withhold |
1.4 | Elect Director Don M. Randel | Management | For | For |
1.5 | Elect Director Joseph Rosenberg | Management | For | Withhold |
1.6 | Elect Director Andrew H. Tisch | Management | For | Withhold |
1.7 | Elect Director James S. Tisch | Management | For | Withhold |
1.8 | Elect Director Marvin Zonis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CNH GLOBAL NV MEETING DATE: JUL 23, 2013 | ||||
TICKER: NHL SECURITY ID: N20935206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Call to Order | Management | None | None |
2 | Approve Merger Agreement Fiat Industrial S.p.A, and CNH Global | Management | For | For |
3 | Close Meeting | Management | None | None |
CNO FINANCIAL GROUP, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: CNO SECURITY ID: 12621E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward J. Bonach | Management | For | For |
1b | Elect Director Ellyn L. Brown | Management | For | For |
1c | Elect Director Robert C. Greving | Management | For | For |
1d | Elect Director Mary R. (Nina) Henderson | Management | For | For |
1e | Elect Director R. Keith Long | Management | For | For |
1f | Elect Director Neal C. Schneider | Management | For | For |
1g | Elect Director Frederick J. Sievert | Management | For | For |
1h | Elect Director Michael T. Tokarz | Management | For | For |
1i | Elect Director John G. Turner | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Edward D. Breen | Management | For | For |
1.4 | Elect Director Joseph J. Collins | Management | For | For |
1.5 | Elect Director J. Michael Cook | Management | For | For |
1.6 | Elect Director Gerald L. Hassell | Management | For | For |
1.7 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.8 | Elect Director Eduardo G. Mestre | Management | For | For |
1.9 | Elect Director Brian L. Roberts | Management | For | For |
1.10 | Elect Director Ralph J. Roberts | Management | For | For |
1.11 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.12 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | For |
CONOCOPHILLIPS MEETING DATE: MAY 13, 2014 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director Charles E. Bunch | Management | For | For |
1d | Elect Director James E. Copeland, Jr. | Management | For | For |
1e | Elect Director Jody L. Freeman | Management | For | For |
1f | Elect Director Gay Huey Evans | Management | For | For |
1g | Elect Director Ryan M. Lance | Management | For | For |
1h | Elect Director Robert A. Niblock | Management | For | For |
1i | Elect Director Harald J. Norvik | Management | For | For |
1j | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
CORELOGIC, INC. MEETING DATE: JUL 30, 2013 | ||||
TICKER: CLGX SECURITY ID: 21871D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. David Chatham | Management | For | For |
1.2 | Elect Director Douglas C. Curling | Management | For | For |
1.3 | Elect Director John C. Dorman | Management | For | For |
1.4 | Elect Director Paul F. Folino | Management | For | For |
1.5 | Elect Director Anand K. Nallathambi | Management | For | For |
1.6 | Elect Director Thomas C. O'Brien | Management | For | For |
1.7 | Elect Director Jaynie Miller Studenmund | Management | For | For |
1.8 | Elect Director D. Van Skilling | Management | For | For |
1.9 | Elect Director David F. Walker | Management | For | For |
1.10 | Elect Director Mary Lee Widener | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CORRECTIONS CORPORATION OF AMERICA MEETING DATE: MAY 15, 2014 | ||||
TICKER: CXW SECURITY ID: 22025Y407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Ferguson | Management | For | For |
1b | Elect Director Damon T. Hininger | Management | For | For |
1c | Elect Director Donna M. Alvarado | Management | For | For |
1d | Elect Director John D. Correnti | Management | For | For |
1e | Elect Director Robert J. Dennis | Management | For | For |
1f | Elect Director C. Michael Jacobi | Management | For | For |
1g | Elect Director Anne L. Mariucci | Management | For | For |
1h | Elect Director Thurgood Marshall, Jr. | Management | For | For |
1i | Elect Director Charles L. Overby | Management | For | For |
1j | Elect Director John R. Prann, Jr. | Management | For | For |
1k | Elect Director Joseph V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 08, 2014 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown, II | Management | For | For |
1.2 | Elect Director Nancy-Ann M. DeParle | Management | For | For |
1.3 | Elect Director David W. Dorman | Management | For | For |
1.4 | Elect Director Anne M. Finucane | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
DELTA AIR LINES, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Edward H. Bastian | Management | For | For |
1c | Elect Director Roy J. Bostock | Management | For | For |
1d | Elect Director John S. Brinzo | Management | For | For |
1e | Elect Director Daniel A. Carp | Management | For | For |
1f | Elect Director David G. DeWalt | Management | For | For |
1g | Elect Director William H. Easter, III | Management | For | For |
1h | Elect Director Mickey P. Foret | Management | For | For |
1i | Elect Director Shirley C. Franklin | Management | For | For |
1j | Elect Director David R. Goode | Management | For | For |
1k | Elect Director George N. Mattson | Management | For | For |
1l | Elect Director Paula Rosput Reynolds | Management | For | For |
1m | Elect Director Kenneth C. Rogers | Management | For | For |
1n | Elect Director Kenneth B. Woodrow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Increase in Size of Board | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
DISCOVER FINANCIAL SERVICES MEETING DATE: MAY 07, 2014 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Candace H. Duncan | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Joyce M. Roche | Management | For | For |
1.3 | Elect Director Ronald G. Rogers | Management | For | For |
1.4 | Elect Director Wayne R. Sanders | Management | For | For |
1.5 | Elect Director Jack L. Stahl | Management | For | For |
1.6 | Elect Director Larry D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
5 | Amend Omnibus Stock Plan | Management | For | For |
DREYFUS FUNDS MEETING DATE: DEC 06, 2013 | ||||
TICKER: DICXX SECURITY ID: 26188J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon J. Davis | Management | For | For |
1.2 | Elect Director Whitney I. Gerard | Management | For | For |
1.3 | Elect Director Robin A. Melvin | Management | For | For |
1.4 | Elect Director Nathan Leventhal | Management | For | For |
1.5 | Elect Director Roslyn M. Watson | Management | For | For |
DST SYSTEMS, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: DST SECURITY ID: 233326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn Dorsey Bleil | Management | For | For |
1.2 | Elect Director John W. Clark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | None | For |
DTE ENERGY COMPANY MEETING DATE: MAY 01, 2014 | ||||
TICKER: DTE SECURITY ID: 233331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director Lillian Bauder | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director W. Frank Fountain, Jr. | Management | For | For |
1.5 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.6 | Elect Director Gail J. McGovern | Management | For | For |
1.7 | Elect Director Mark A. Murray | Management | For | For |
1.8 | Elect Director James B. Nicholson | Management | For | For |
1.9 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.10 | Elect Director Josue Robles, Jr. | Management | For | For |
1.11 | Elect Director Ruth G. Shaw | Management | For | For |
1.12 | Elect Director David A. Thomas | Management | For | For |
1.13 | Elect Director James H. Vandenberghe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
DUKE ENERGY CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: DUK SECURITY ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.2 | Elect Director Michael G. Browning | Management | For | For |
1.3 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Lynn J. Good | Management | For | For |
1.7 | Elect Director Ann Maynard Gray | Management | For | For |
1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.11 | Elect Director William E. Kennard | Management | For | For |
1.12 | Elect Director E. Marie McKee | Management | For | For |
1.13 | Elect Director E. James Reinsch | Management | For | For |
1.14 | Elect Director James T. Rhodes | Management | For | For |
1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Less than Unanimous Written Consent | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
EDISON INTERNATIONAL MEETING DATE: APR 24, 2014 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova - RESIGNED | Management | None | None |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.8 | Elect Director Linda G. Stuntz | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Ellen O. Tauscher | Management | For | For |
1.11 | Elect Director Peter J. Taylor | Management | For | For |
1.12 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ELI LILLY AND COMPANY MEETING DATE: MAY 05, 2014 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Eskew | Management | For | For |
1b | Elect Director Karen N. Horn | Management | For | For |
1c | Elect Director William G. Kaelin, Jr. | Management | For | For |
1d | Elect Director John C. Lechleiter | Management | For | For |
1e | Elect Director Marschall S. Runge | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENTERGY CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Scannell Bateman | Management | For | For |
1b | Elect Director Leo P. Denault | Management | For | For |
1c | Elect Director Kirkland H. Donald | Management | For | For |
1d | Elect Director Gary W. Edwards | Management | For | For |
1e | Elect Director Alexis M. Herman | Management | For | For |
1f | Elect Director Donald C. Hintz | Management | For | For |
1g | Elect Director Stuart L. Levenick | Management | For | For |
1h | Elect Director Blanche Lambert Lincoln | Management | For | For |
1i | Elect Director Stewart C. Myers | Management | For | For |
1j | Elect Director W.J. 'Billy' Tauzin | Management | For | For |
1k | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Decommission Indian Point Nuclear Reactors | Shareholder | Against | Abstain |
5 | Report on Major Nuclear Safety Concerns and NRC Actions | Shareholder | Against | Abstain |
EXELON CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: EXC SECURITY ID: 30161N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Anthony K. Anderson | Management | For | For |
1b | Elect Director Ann C. Berzin | Management | For | For |
1c | Elect Director John A. Canning, Jr. | Management | For | For |
1d | Elect Director Christopher M. Crane | Management | For | For |
1e | Elect Director Yves C. de Balmann | Management | For | For |
1f | Elect Director Nicholas DeBenedictis | Management | For | For |
1g | Elect Director Nelson A. Diaz | Management | For | For |
1h | Elect Director Sue L. Gin | Management | For | For |
1i | Elect Director Paul L. Joskow | Management | For | For |
1j | Elect Director Robert J. Lawless | Management | For | For |
1k | Elect Director Richard W. Mies | Management | For | For |
1l | Elect Director William C. Richardson | Management | For | For |
1m | Elect Director John W. Rogers, Jr. | Management | For | For |
1n | Elect Director Mayo A. Shattuck, III | Management | For | For |
1o | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Limit Executive Compensation | Shareholder | Against | Against |
EXPRESS SCRIPTS HOLDING COMPANY MEETING DATE: MAY 07, 2014 | ||||
TICKER: ESRX SECURITY ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Boskin | Management | For | For |
1.2 | Elect Director Peter Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director Ursula M. Burns | Management | For | For |
1.4 | Elect Director Larry R. Faulkner | Management | For | For |
1.5 | Elect Director Jay S. Fishman | Management | For | For |
1.6 | Elect Director Henrietta H. Fore | Management | For | For |
1.7 | Elect Director Kenneth C. Frazier | Management | For | For |
1.8 | Elect Director William W. George | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Rex W. Tillerson | Management | For | For |
1.12 | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
6 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIFTH THIRD BANCORP MEETING DATE: APR 15, 2014 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director Kevin T. Kabat | Management | For | For |
1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | For |
1.10 | Elect Director Michael B. McCallister | Management | For | For |
1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
1.12 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FULTON FINANCIAL CORPORATION MEETING DATE: MAY 08, 2014 | ||||
TICKER: FULT SECURITY ID: 360271100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John M. Bond, Jr. | Management | For | For |
1b | Elect Director Craig A. Dally | Management | For | For |
1c | Elect Director Denise L. Devine | Management | For | For |
1d | Elect Director Patrick J. Freer | Management | For | For |
1e | Elect Director George W. Hodges | Management | For | For |
1f | Elect Director Albert Morrison, III | Management | For | For |
1g | Elect Director R. Scott Smith, Jr. | Management | For | For |
1h | Elect Director Gary A. Stewart | Management | For | For |
1i | Elect Director Ernest J. Waters | Management | For | For |
1j | Elect Director E. Philip Wenger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 07, 2014 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director James N. Mattis | Management | For | For |
1.9 | Elect Director Phebe N. Novakovic | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Laura J. Schumacher | Management | For | For |
1.12 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 23, 2014 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan J. Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Rochelle B. Lazarus | Management | For | For |
12 | Elect Director James J. Mulva | Management | For | For |
13 | Elect Director James E. Rohr | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Provide for Cumulative Voting | Shareholder | Against | Against |
21 | Stock Retention/Holding Period | Shareholder | Against | Against |
22 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | For |
24 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
25 | Seek Sale of Company | Shareholder | Against | Against |
GENTEX CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pete Hoekstra | Management | For | For |
1.2 | Elect Director James Hollars | Management | For | For |
1.3 | Elect Director John Mulder | Management | For | For |
1.4 | Elect Director Mark Newton | Management | For | For |
1.5 | Elect Director Richard Schaum | Management | For | For |
1.6 | Elect Director Frederick Sotok | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Stock Option Plan | Management | For | Against |
6 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
GENWORTH FINANCIAL, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: GNW SECURITY ID: 37247D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Bolinder | Management | For | For |
1.2 | Elect Director G. Kent Conrad | Management | For | For |
1.3 | Elect Director Melina E. Higgins | Management | For | For |
1.4 | Elect Director Nancy J. Karch | Management | For | For |
1.5 | Elect Director Thomas J. McInerney | Management | For | For |
1.6 | Elect Director Christine B. Mead | Management | For | For |
1.7 | Elect Director David M. Moffett | Management | For | For |
1.8 | Elect Director Thomas E. Moloney | Management | For | For |
1.9 | Elect Director James A. Parke | Management | For | For |
1.10 | Elect Director James S. Riepe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
GRAHAM HOLDINGS COMPANY MEETING DATE: MAY 08, 2014 | ||||
TICKER: GHC SECURITY ID: 384637104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1. | Elect Director Christopher C. Davis | Management | For | For |
1.2 | Elect Director Thomas S. Gayner | Management | For | For |
1.3 | Elect Director Anne M. Mulcahy | Management | For | For |
1.4 | Elect Director Larry D. Thompson | Management | For | For |
HANESBRANDS INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bobby J. Griffin | Management | For | For |
1.2 | Elect Director James C. Johnson | Management | For | For |
1.3 | Elect Director Jessica T. Mathews | Management | For | For |
1.4 | Elect Director Robert F. Moran | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 05, 2014 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hans Helmerich | Management | For | For |
1b | Elect Director John W. Lindsay | Management | For | For |
1c | Elect Director Paula Marshall | Management | For | For |
1d | Elect Director Randy A. Foutch | Management | For | For |
1e | Elect Director John D. Zeglis | Management | For | For |
1f | Elect Director William L. Armstrong | Management | For | For |
1g | Elect Director Thomas A. Petrie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 19, 2014 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Shumeet Banerji | Management | For | For |
1.3 | Elect Director Robert R. Bennett | Management | For | For |
1.4 | Elect Director Rajiv L. Gupta | Management | For | For |
1.5 | Elect Director Raymond J. Lane | Management | For | For |
1.6 | Elect Director Ann M. Livermore | Management | For | For |
1.7 | Elect Director Raymond E. Ozzie | Management | For | For |
1.8 | Elect Director Gary M. Reiner | Management | For | For |
1.9 | Elect Director Patricia F. Russo | Management | For | For |
1.10 | Elect Director James A. Skinner | Management | For | For |
1.11 | Elect Director Margaret C. Whitman | Management | For | For |
1.12 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
HOLLYFRONTIER CORPORATION MEETING DATE: MAY 14, 2014 | ||||
TICKER: HFC SECURITY ID: 436106108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Leldon E. Echols | Management | For | For |
1c | Elect Director R. Kevin Hardage | Management | For | For |
1d | Elect Director Michael C. Jennings | Management | For | For |
1e | Elect Director Robert J. Kostelnik | Management | For | For |
1f | Elect Director James H. Lee | Management | For | For |
1g | Elect Director Franklin Myers | Management | For | For |
1h | Elect Director Michael E. Rose | Management | For | For |
1i | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
HOSPITALITY PROPERTIES TRUST MEETING DATE: JUN 10, 2014 | ||||
TICKER: HPT SECURITY ID: 44106M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Harrington | Management | For | Against |
1.2 | Elect Director Barry M. Portnoy | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Amend Articles to Remove Antitakeover Provisions | Shareholder | None | For |
INTEL CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director Brian M. Krzanich | Management | For | For |
1g | Elect Director James D. Plummer | Management | For | For |
1h | Elect Director David S. Pottruck | Management | For | For |
1i | Elect Director Frank D. Yeary | Management | For | For |
1j | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 23, 2014 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juan Jose Suarez Coppel | Management | For | For |
1b | Elect Director John F. Coyne | Management | For | For |
1c | Elect Director Linda Fayne Levinson | Management | For | For |
1d | Elect Director Craig L. Martin | Management | For | For |
1e | Elect Director Christopher M.T. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 24, 2014 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary Sue Coleman | Management | For | For |
1b | Elect Director James G. Cullen | Management | For | For |
1c | Elect Director Ian E. L. Davis | Management | For | For |
1d | Elect Director Alex Gorsky | Management | For | For |
1e | Elect Director Susan L. Lindquist | Management | For | For |
1f | Elect Director Mark B. McClellan | Management | For | For |
1g | Elect Director Anne M. Mulcahy | Management | For | For |
1h | Elect Director Leo F. Mullin | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Charles Prince | Management | For | For |
1k | Elect Director A. Eugene Washington | Management | For | For |
1l | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 20, 2014 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda B. Bammann | Management | For | For |
1b | Elect Director James A. Bell | Management | For | For |
1c | Elect Director Crandall C. Bowles | Management | For | For |
1d | Elect Director Stephen B. Burke | Management | For | For |
1e | Elect Director James S. Crown | Management | For | For |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1i | Elect Director Michael A. Neal | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Provide for Cumulative Voting | Shareholder | Against | Against |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director Mary B. Cranston | Management | For | For |
1.4 | Elect Director J. Michael Lawrie | Management | For | For |
1.5 | Elect Director David Schlotterbeck | Management | For | For |
1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
1.7 | Elect Director Kevin DeNuccio | Management | For | For |
1.8 | Elect Director Gary Daichendt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KEYCORP MEETING DATE: MAY 22, 2014 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
1.2 | Elect Director Charles P. Cooley | Management | For | For |
1.3 | Elect Director Alexander M. Cutler | Management | For | For |
1.4 | Elect Director H. James Dallas | Management | For | For |
1.5 | Elect Director Elizabeth R. Gile | Management | For | For |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.7 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.8 | Elect Director Richard J. Hipple | Management | For | For |
1.9 | Elect Director Kristen L. Manos | Management | For | For |
1.10 | Elect Director Beth E. Mooney | Management | For | For |
1.11 | Elect Director Demos Parneros | Management | For | For |
1.12 | Elect Director Barbara R. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
L-3 COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: LLL SECURITY ID: 502424104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann E. Dunwoody | Management | For | For |
1.2 | Elect Director Vincent Pagano, Jr. | Management | For | For |
1.3 | Elect Director H. Hugh Shelton | Management | For | For |
1.4 | Elect Director Michael T. Strianese | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
LEAR CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: LEA SECURITY ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Bott | Management | For | For |
1b | Elect Director Thomas P. Capo | Management | For | For |
1c | Elect Director Jonathan F. Foster | Management | For | For |
1d | Elect Director Kathleen A. Ligocki | Management | For | For |
1e | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
1f | Elect Director Donald L. Runkle | Management | For | For |
1g | Elect Director Matthew J. Simoncini | Management | For | For |
1h | Elect Director Gregory C. Smith | Management | For | For |
1i | Elect Director Henry D. G. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: APR 16, 2014 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
MANPOWERGROUP INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cari M. Dominguez | Management | For | For |
1.2 | Elect Director Roberto Mendoza | Management | For | For |
1.3 | Elect Director Jonas Prising | Management | For | For |
1.4 | Elect Director Elizabeth P. Sartain | Management | For | For |
1.5 | Elect Director Edward J. Zore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 30, 2014 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven A. Davis | Management | For | For |
1b | Elect Director Gary R. Heminger | Management | For | For |
1c | Elect Director John W. Snow | Management | For | For |
1d | Elect Director John P. Surma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
MEDTRONIC, INC. MEETING DATE: AUG 22, 2013 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Scott C. Donnelly | Management | For | For |
1.3 | Elect Director Victor J. Dzau | Management | For | For |
1.4 | Elect Director Omar Ishrak | Management | For | For |
1.5 | Elect Director Shirley Ann Jackson | Management | For | For |
1.6 | Elect Director Michael O. Leavitt | Management | For | For |
1.7 | Elect Director James T. Lenehan | Management | For | For |
1.8 | Elect Director Denise M. O'Leary | Management | For | For |
1.9 | Elect Director Kendall J. Powell | Management | For | For |
1.10 | Elect Director Robert C. Pozen | Management | For | For |
1.11 | Elect Director Preetha Reddy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement for Establishing Range For Board Size | Management | For | For |
7 | Reduce Supermajority Vote Requirement for Removal of Directors | Management | For | For |
8 | Reduce Supermajority Vote Requirement for Amendment of Articles | Management | For | For |
9 | Rescind Fair Price Provision | Management | For | For |
MERCK & CO., INC. MEETING DATE: MAY 27, 2014 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison, Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
MFA FINANCIAL, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: MFA SECURITY ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen R. Blank | Management | For | For |
1b | Elect Director William S. Gorin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 19, 2013 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Amend Executive Incentive Bonus Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MONDELEZ INTERNATIONAL, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: MDLZ SECURITY ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Nelson Peltz | Management | For | For |
1g | Elect Director Fredric G. Reynolds | Management | For | For |
1h | Elect Director Irene B. Rosenfeld | Management | For | For |
1i | Elect Director Patrick T. Siewert | Management | For | For |
1j | Elect Director Ruth J. Simmons | Management | For | For |
1k | Elect Director Ratan N. Tata | Management | For | For |
1l | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Assess Environmental Impact of Non-Recyclable Packaging | Shareholder | Against | Abstain |
MORGAN STANLEY MEETING DATE: MAY 13, 2014 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erskine B. Bowles | Management | For | For |
1.2 | Elect Director Howard J. Davies | Management | For | For |
1.3 | Elect Director Thomas H. Glocer | Management | For | For |
1.4 | Elect Director James P. Gorman | Management | For | For |
1.5 | Elect Director Robert H. Herz | Management | For | For |
1.6 | Elect Director C. Robert Kidder | Management | For | For |
1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director O. Griffith Sexton | Management | For | For |
1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
1.13 | Elect Director Masaaki Tanaka | Management | For | For |
1.14 | Elect Director Laura D. Tyson | Management | For | For |
1.15 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
MORNINGSTAR, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: MORN SECURITY ID: 617700109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joe Mansueto | Management | For | For |
1b | Elect Director Don Phillips | Management | For | For |
1c | Elect Director Cheryl Francis | Management | For | For |
1d | Elect Director Steve Kaplan | Management | For | For |
1e | Elect Director Gail Landis | Management | For | For |
1f | Elect Director Bill Lyons | Management | For | For |
1g | Elect Director Jack Noonan | Management | For | For |
1h | Elect Director Paul Sturm | Management | For | For |
1i | Elect Director Hugh Zentmyer | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Meldrum | Management | For | For |
1.2 | Elect Director Heiner Dreismann | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Merrill A. Miller, Jr. | Management | For | For |
1B | Elect Director Clay C. Williams | Management | For | For |
1C | Elect Director Greg L. Armstrong | Management | For | For |
1D | Elect Director Robert E. Beauchamp | Management | For | For |
1E | Elect Director Marcela E. Donadio | Management | For | For |
1F | Elect Director Ben A. Guill | Management | For | For |
1G | Elect Director David D. Harrison | Management | For | For |
1H | Elect Director Roger L. Jarvis | Management | For | For |
1I | Elect Director Eric L. Mattson | Management | For | For |
1K | Elect Director Jeffery A. Smisek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NETAPP, INC. MEETING DATE: SEP 13, 2013 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Warmenhoven | Management | For | For |
1b | Elect Director Nicholas G. Moore | Management | For | For |
1c | Elect Director Thomas Georgens | Management | For | For |
1d | Elect Director Jeffry R. Allen | Management | For | For |
1e | Elect Director Alan L. Earhart | Management | For | For |
1f | Elect Director Gerald Held | Management | For | For |
1g | Elect Director T. Michael Nevens | Management | For | For |
1h | Elect Director George T. Shaheen | Management | For | For |
1i | Elect Director Robert T. Wall | Management | For | For |
1j | Elect Director Richard P. Wallace | Management | For | For |
1k | Elect Director Tor R. Braham | Management | For | For |
1l | Elect Director Kathryn M. Hill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Remove Supermajority Voting Standards for Amendments to Article VI of the Company's Certificate of Incorporation | Management | For | For |
5b | Remove Supermajority Voting Standards for Approve Amendments to Article X of the Company's Certificate of Incorporation | Management | For | For |
6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
7 | Ratify Auditors | Management | For | For |
NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Victor H. Fazio | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Bruce S. Gordon | Management | For | For |
1.5 | Elect Director William H. Hernandez | Management | For | For |
1.6 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.7 | Elect Director Karl J. Krapek | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Gary Roughead | Management | For | For |
1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
1.11 | Elect Director Kevin W. Sharer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Eugene L. Batchelder | Management | For | For |
1.4 | Elect Director Stephen I. Chazen | Management | For | For |
1.5 | Elect Director Edward P. Djerejian | Management | For | For |
1.6 | Elect Director John E. Feick | Management | For | For |
1.7 | Elect Director Margaret M. Foran | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director William R. Klesse | Management | For | For |
1.10 | Elect Director Avedick B. Poladian | Management | For | For |
1.11 | Elect Director Elisse B. Walter | Management | For | For |
2 | Remove Age Restriction for Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
ORACLE CORPORATION MEETING DATE: OCT 31, 2013 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | Withhold |
1.2 | Elect Director H. Raymond Bingham | Management | For | Withhold |
1.3 | Elect Director Michael J. Boskin | Management | For | Withhold |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | Withhold |
1.6 | Elect Director George H. Conrades | Management | For | Withhold |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | Withhold |
1.9 | Elect Director Jeffrey O. Henley | Management | For | Withhold |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Naomi O. Seligman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Establish Human Rights Committee | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
8 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
9 | Require Shareholder Approval of Quantifiable Performance Metrics | Shareholder | Against | For |
PARTNERRE LTD. MEETING DATE: MAY 13, 2014 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judith Hanratty | Management | For | For |
1.2 | Elect Director Costas Miranthis | Management | For | For |
1.3 | Elect Director Remy Sautter | Management | For | For |
1.4 | Elect Director Egbert Willam | Management | For | For |
2 | Approve Deloitte & Touche Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PFIZER INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director Frances D. Fergusson | Management | For | For |
1.4 | Elect Director Helen H. Hobbs | Management | For | For |
1.5 | Elect Director Constance J. Horner | Management | For | For |
1.6 | Elect Director James M. Kilts | Management | For | For |
1.7 | Elect Director George A. Lorch | Management | For | For |
1.8 | Elect Director Shantanu Narayen | Management | For | For |
1.9 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Stephen W. Sanger | Management | For | For |
1.12 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Abstain |
6 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | Abstain |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PHILLIPS 66 MEETING DATE: MAY 07, 2014 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William R. Loomis, Jr. | Management | For | For |
1b | Elect Director Glenn F. Tilton | Management | For | For |
1c | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Operations | Shareholder | Against | Abstain |
PILGRIM'S PRIDE CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: PPC SECURITY ID: 72147K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gilberto Tomazoni | Management | For | Withhold |
1.2 | Elect Director Joesley Mendonca Batista | Management | For | Withhold |
1.3 | Elect Director Wesley Mendonca Batista | Management | For | Withhold |
1.4 | Elect Director William W. Lovette | Management | For | Withhold |
1.5 | Elect Director Marcus Vinicius Pratini de Moraes | Management | For | For |
1.6 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
2.1 | Elect Director David E. Bell | Management | For | For |
2.2 | Elect Director Michael L. Cooper | Management | For | For |
2.3 | Elect Director Charles Macaluso | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PLATINUM UNDERWRITERS HOLDINGS, LTD. MEETING DATE: APR 22, 2014 | ||||
TICKER: PTP SECURITY ID: G7127P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
1.2 | Elect A. John Hass as Director | Management | For | For |
1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
1.4 | Elect Edmund R. Megna as Director | Management | For | For |
1.5 | Elect Michael D. Price as Director | Management | For | For |
1.6 | Elect Linda E. Ransom as Director | Management | For | For |
1.7 | Elect James P. Slattery as Director | Management | For | For |
1.8 | Elect Christopher J. Steffen as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG as Auditors | Management | For | For |
PROASSURANCE CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: PRA SECURITY ID: 74267C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Flowers | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Ann F. Putallaz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 15, 2014 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director William V. Hickey | Management | For | For |
1.3 | Elect Director Ralph Izzo | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Thomas A. Renyi | Management | For | For |
1.7 | Elect Director Hak Cheol Shin | Management | For | For |
1.8 | Elect Director Richard J. Swift | Management | For | For |
1.9 | Elect Director Susan Tomasky | Management | For | For |
1.10 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3a | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
3b | Reduce Supermajority Vote Requirement to Remove a Director Without Cause | Management | For | For |
3c | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 01, 2014 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | For |
1.6 | Elect Director Gary E. Pruitt | Management | For | For |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.4 | Elect Director Thomas J. Folliard | Management | For | For |
1.5 | Elect Director Cheryl W. Grise | Management | For | For |
1.6 | Elect Director Andre J. Hawaux | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 04, 2014 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Steven M. Mollenkopf | Management | For | For |
1i | Elect Director Duane A. Nelles | Management | For | For |
1j | Elect Director Clark T. 'Sandy' Randt, Jr. | Management | For | For |
1k | Elect Director Francisco Ros | Management | For | For |
1l | Elect Director Jonathan J. Rubinstein | Management | For | For |
1m | Elect Director Brent Scowcroft | Management | For | For |
1n | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
RAYTHEON COMPANY MEETING DATE: MAY 29, 2014 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Thomas A. Kennedy | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Michael C. Ruettgers | Management | For | For |
1g | Elect Director Ronald L. Skates | Management | For | For |
1h | Elect Director William R. Spivey | Management | For | For |
1i | Elect Director Linda G. Stuntz | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
REGIONS FINANCIAL CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George W. Bryan | Management | For | For |
1b | Elect Director Carolyn H. Byrd | Management | For | For |
1c | Elect Director David J. Cooper, Sr. | Management | For | For |
1d | Elect Director Don DeFosset | Management | For | For |
1e | Elect Director Eric C. Fast | Management | For | For |
1f | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
1g | Elect Director John D. Johns | Management | For | For |
1h | Elect Director Charles D. McCrary | Management | For | For |
1i | Elect Director James R. Malone | Management | For | For |
1j | Elect Director Ruth Ann Marshall | Management | For | For |
1k | Elect Director Susan W. Matlock | Management | For | For |
1l | Elect Director John E. Maupin, Jr. | Management | For | For |
1m | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RETAIL PROPERTIES OF AMERICA, INC. MEETING DATE: OCT 08, 2013 | ||||
TICKER: RPAI SECURITY ID: 76131V202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth H. Beard | Management | For | For |
1.2 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
1.3 | Elect Director Paul R. Gauvreau | Management | For | For |
1.4 | Elect Director Gerald M. Gorski | Management | For | For |
1.5 | Elect Director Steven P. Grimes | Management | For | For |
1.6 | Elect Director Richard P. Imperiale | Management | For | For |
1.7 | Elect Director Kenneth E. Masick | Management | For | For |
1.8 | Elect Director Barbara A. Murphy | Management | For | For |
1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 09, 2014 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Maureen Kempston Darkes | Management | For | For |
1e | Elect Director Paal Kibsgaard | Management | For | For |
1f | Elect Director Nikolay Kudryavtsev | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director Leo Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
SEI INVESTMENTS COMPANY MEETING DATE: MAY 21, 2014 | ||||
TICKER: SEIC SECURITY ID: 784117103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sarah W. Blumenstein | Management | For | For |
1b | Elect Director Kathryn M. McCarthy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SIGMA-ALDRICH CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: SIAL SECURITY ID: 826552101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rebecca M. Bergman | Management | For | For |
1b | Elect Director George M. Church | Management | For | For |
1c | Elect Director Michael L. Marberry | Management | For | For |
1d | Elect Director W. Lee McCollum | Management | For | For |
1e | Elect Director Avi M. Nash | Management | For | For |
1f | Elect Director Steven M. Paul | Management | For | For |
1g | Elect Director J. Pedro Reinhard | Management | For | For |
1h | Elect Director Rakesh Sachdev | Management | For | For |
1i | Elect Director D. Dean Spatz | Management | For | For |
1j | Elect Director Barrett A. Toan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Authorize New Class of Preferred Stock | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 14, 2014 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STANCORP FINANCIAL GROUP, INC. MEETING DATE: MAY 12, 2014 | ||||
TICKER: SFG SECURITY ID: 852891100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick W. Buckman | Management | For | For |
1.2 | Elect Director J. Greg Ness | Management | For | For |
1.3 | Elect Director Mary F. Sammons | Management | For | For |
1.4 | Elect Director Timothy A. Holt | Management | For | For |
1.5 | Elect Director Kevin M. Murai | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STARZ MEETING DATE: JUN 05, 2014 | ||||
TICKER: STRZA SECURITY ID: 85571Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher P. Albrecht | Management | For | For |
1.2 | Elect Director Daniel E. Sanchez | Management | For | For |
1.3 | Elect Director Robert S. Wiesenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYMETRA FINANCIAL CORPORATION MEETING DATE: MAY 09, 2014 | ||||
TICKER: SYA SECURITY ID: 87151Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Burgess | Management | For | For |
1.2 | Elect Director Robert R. Lusardi | Management | For | For |
2a | Amend Executive Incentive Bonus Plan | Management | For | For |
2b | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SYNOVUS FINANCIAL CORP. MEETING DATE: APR 24, 2014 | ||||
TICKER: SNV SECURITY ID: 87161C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Catherine A. Allen | Management | For | For |
1B | Elect Director Tim E. Bentsen | Management | For | For |
1C | Elect Director Stephen T. Butler | Management | For | For |
1D | Elect Director Elizabeth W. Camp | Management | For | For |
1E | Elect Director T. Michael Goodrich | Management | For | For |
1F | Elect Director V. Nathaniel Hansford | Management | For | For |
1G | Elect Director Mason H. Lampton | Management | For | For |
1H | Elect Director Jerry W. Nix | Management | For | For |
1I | Elect Director Harris Pastides | Management | For | For |
1J | Elect Director Joseph J. Prochaska, Jr. | Management | For | For |
1K | Elect Director Kessel D. Stelling | Management | For | For |
1L | Elect Director Melvin T. Stith | Management | For | For |
1M | Elect Director Barry L. Storey | Management | For | For |
1N | Elect Director Philip W. Tomlinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Approve Reverse Stock Split | Management | For | For |
6 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
7 | Ratify Auditors | Management | For | For |
TD AMERITRADE HOLDING CORPORATION MEETING DATE: FEB 12, 2014 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan W. Cook, III | Management | For | For |
1.2 | Elect Director Joseph H. Moglia | Management | For | For |
1.3 | Elect Director Wilbur J. Prezzano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE ADT CORPORATION MEETING DATE: MAR 13, 2014 | ||||
TICKER: ADT SECURITY ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Colligan | Management | For | For |
1b | Elect Director Richard Daly | Management | For | For |
1c | Elect Director Timothy Donahue | Management | For | For |
1d | Elect Director Robert Dutkowsky | Management | For | For |
1e | Elect Director Bruce Gordon | Management | For | For |
1f | Elect Director Naren Gursahaney | Management | For | For |
1g | Elect Director Bridgette Heller | Management | For | For |
1h | Elect Director Kathleen Hyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ALLSTATE CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: ALL SECURITY ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Siddharth N. (Bobby) Mehta | Management | For | For |
1g | Elect Director Andrea Redmond | Management | For | For |
1h | Elect Director John W. Rowe | Management | For | For |
1i | Elect Director Judith A. Sprieser | Management | For | For |
1j | Elect Director Mary Alice Taylor | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
THE BOEING COMPANY MEETING DATE: APR 28, 2014 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
THE CHUBB CORPORATION MEETING DATE: APR 29, 2014 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zoe Baird Budinger | Management | For | For |
1b | Elect Director Sheila P. Burke | Management | For | For |
1c | Elect Director James I. Cash, Jr. | Management | For | For |
1d | Elect Director John D. Finnegan | Management | For | For |
1e | Elect Director Timothy P. Flynn | Management | For | For |
1f | Elect Director Karen M. Hoguet | Management | For | For |
1g | Elect Director Lawrence W. Kellner | Management | For | For |
1h | Elect Director Martin G. McGuinn | Management | For | For |
1i | Elect Director Lawrence M. Small | Management | For | For |
1j | Elect Director Jess Soderberg | Management | For | For |
1k | Elect Director Daniel E. Somers | Management | For | For |
1l | Elect Director William C. Weldon | Management | For | For |
1m | Elect Director James M. Zimmerman | Management | For | For |
1n | Elect Director Alfred W. Zollar | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Abstain |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 15, 2014 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arnold A. Allemang | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Jacqueline K. Barton | Management | For | For |
1d | Elect Director James A. Bell | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Paul Polman | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
THE GEO GROUP, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Other Business | Management | For | Against |
THE GEO GROUP, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd C. Blankfein | Management | For | For |
1b | Elect Director M. Michele Burns | Management | For | For |
1c | Elect Director Gary D. Cohn | Management | For | For |
1d | Elect Director Claes Dahlback | Management | For | For |
1e | Elect Director William W. George | Management | For | For |
1f | Elect Director James A. Johnson | Management | For | For |
1g | Elect Director Lakshmi N. Mittal | Management | For | For |
1h | Elect Director Adebayo O. Ogunlesi | Management | For | For |
1i | Elect Director Peter Oppenheimer | Management | For | For |
1j | Elect Director James J. Schiro | Management | For | For |
1k | Elect Director Debora L. Spar | Management | For | For |
1l | Elect Director Mark E. Tucker | Management | For | For |
1m | Elect Director David A. Viniar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE HOME DEPOT, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Helena B. Foulkes | Management | For | For |
1i | Elect Director Wayne M. Hewett | Management | For | For |
1j | Elect Director Karen L. Katen | Management | For | For |
1k | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
THE J. M. SMUCKER COMPANY MEETING DATE: AUG 14, 2013 | ||||
TICKER: SJM SECURITY ID: 832696405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathryn W. Dindo | Management | For | For |
1b | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1c | Elect Director Richard K. Smucker | Management | For | For |
1d | Elect Director Paul Smucker Wagstaff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
THE MOSAIC COMPANY MEETING DATE: OCT 03, 2013 | ||||
TICKER: MOS SECURITY ID: 61945C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Timothy S. Gitzel | Management | For | For |
1b | Elect Director William R. Graber | Management | For | For |
1c | Elect Director Emery N. Koenig | Management | For | For |
1d | Elect Director David T. Seaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE NASDAQ OMX GROUP, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: NDAQ SECURITY ID: 631103108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene T. Begley | Management | For | For |
1b | Elect Director Steven D. Black | Management | For | For |
1c | Elect Director Borje E. Ekholm | Management | For | For |
1d | Elect Director Robert Greifeld | Management | For | For |
1e | Elect Director Glenn H. Hutchins | Management | For | For |
1f | Elect Director Essa Kazim | Management | For | For |
1g | Elect Director John D. Markese | Management | For | For |
1h | Elect Director Ellyn A. McColgan | Management | For | For |
1i | Elect Director Thomas F. O Neill | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Lars R. Wedenborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Charter to Remove Certain Provisions | Management | For | For |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Andrew T. Feldstein | Management | For | For |
1.6 | Elect Director Kay Coles James | Management | For | For |
1.7 | Elect Director Richard B. Kelson | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director Donald J. Shepard | Management | For | For |
1.11 | Elect Director Lorene K. Steffes | Management | For | For |
1.12 | Elect Director Dennis F. Strigl | Management | For | For |
1.13 | Elect Director Thomas J. Usher | Management | For | For |
1.14 | Elect Director George H. Walls, Jr. | Management | For | For |
1.15 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 08, 2013 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angela F. Braly | Management | For | For |
1b | Elect Director Kenneth I. Chenault | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Susan Desmond-Hellmann | Management | For | For |
1e | Elect Director A.G. Lafley | Management | For | For |
1f | Elect Director Terry J. Lundgren | Management | For | For |
1g | Elect Director W. James McNerney, Jr. | Management | For | For |
1h | Elect Director Margaret C. Whitman | Management | For | For |
1i | Elect Director Mary Agnes Wilderotter | Management | For | For |
1j | Elect Director Patricia A. Woertz | Management | For | For |
1k | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 27, 2014 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Philip T. (Pete) Ruegger, III | Management | For | For |
1k | Elect Director Donald J. Shepard | Management | For | For |
1l | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
THE WALT DISNEY COMPANY MEETING DATE: MAR 18, 2014 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Susan E. Arnold | Management | For | For |
1b | Elect Director John S. Chen | Management | For | For |
1c | Elect Director Jack Dorsey | Management | For | For |
1d | Elect Director Robert A. Iger | Management | For | For |
1e | Elect Director Fred H. Langhammer | Management | For | For |
1f | Elect Director Aylwin B. Lewis | Management | For | For |
1g | Elect Director Monica C. Lozano | Management | For | For |
1h | Elect Director Robert W. Matschullat | Management | For | For |
1i | Elect Director Sheryl K. Sandberg | Management | For | For |
1j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
THERMO FISHER SCIENTIFIC INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: TMO SECURITY ID: 883556102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marc N. Casper | Management | For | For |
1b | Elect Director Nelson J. Chai | Management | For | For |
1c | Elect Director C. Martin Harris | Management | For | For |
1d | Elect Director Tyler Jacks | Management | For | For |
1e | Elect Director Judy C. Lewent | Management | For | For |
1f | Elect Director Thomas J. Lynch | Management | For | For |
1g | Elect Director Jim P. Manzi | Management | For | For |
1h | Elect Director William G. Parrett | Management | For | For |
1i | Elect Director Lars R. Sorensen | Management | For | For |
1j | Elect Director Scott M. Sperling | Management | For | For |
1k | Elect Director Elaine S. Ullian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THOR INDUSTRIES, INC. MEETING DATE: DEC 10, 2013 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter B. Orthwein | Management | For | For |
1.2 | Elect Director James L. Ziemer | Management | For | For |
1.3 | Elect Director Robert W. Martin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIME WARNER INC. MEETING DATE: JUN 13, 2014 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.9 | Elect Director Fred Hassan | Management | For | For |
1.10 | Elect Director Kenneth J. Novack | Management | For | For |
1.11 | Elect Director Paul D. Wachter | Management | For | For |
1.12 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
TRINITY INDUSTRIES, INC. MEETING DATE: MAY 05, 2014 | ||||
TICKER: TRN SECURITY ID: 896522109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Rhys J. Best | Management | For | For |
1.3 | Elect Director David W. Biegler | Management | For | For |
1.4 | Elect Director Leldon E. Echols | Management | For | For |
1.5 | Elect Director Ronald J. Gafford | Management | For | For |
1.6 | Elect Director Adrian Lajous | Management | For | For |
1.7 | Elect Director Charles W. Matthews | Management | For | For |
1.8 | Elect Director Douglas L. Rock | Management | For | For |
1.9 | Elect Director Dunia A. Shive | Management | For | For |
1.10 | Elect Director Timothy R. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TYSON FOODS, INC. MEETING DATE: JAN 31, 2014 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1d | Elect Director Jim Kever | Management | For | For |
1e | Elect Director Kevin M. McNamara | Management | For | For |
1f | Elect Director Brad T. Sauer | Management | For | For |
1g | Elect Director Robert Thurber | Management | For | For |
1h | Elect Director Barbara A. Tyson | Management | For | For |
1i | Elect Director Albert C. Zapanta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on the Risks Associated with Use of Gestation Crates in Supply | Shareholder | Against | Abstain |
U.S. BANCORP MEETING DATE: APR 15, 2014 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UDR, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: UDR SECURITY ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Robert A. McNamara | Management | For | For |
1.7 | Elect Director Mark R. Patterson | Management | For | For |
1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.9 | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
UGI CORPORATION MEETING DATE: JAN 30, 2014 | ||||
TICKER: UGI SECURITY ID: 902681105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lon R. Greenberg | Management | For | For |
1.2 | Elect Director Marvin O. Schlanger | Management | For | For |
1.3 | Elect Director Anne Pol | Management | For | For |
1.4 | Elect Director Ernest E. Jones | Management | For | For |
1.5 | Elect Director John L. Walsh | Management | For | For |
1.6 | Elect Director Roger B. Vincent | Management | For | For |
1.7 | Elect Director M. Shawn Puccio | Management | For | For |
1.8 | Elect Director Richard W. Gochnauer | Management | For | For |
1.9 | Elect Director Frank S. Hermance | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director David B. Dillon | Management | For | For |
1.4 | Elect Director Judith Richards Hope | Management | For | For |
1.5 | Elect Director John J. Koraleski | Management | For | For |
1.6 | Elect Director Charles C. Krulak | Management | For | For |
1.7 | Elect Director Michael R. McCarthy | Management | For | For |
1.8 | Elect Director Michael W. McConnell | Management | For | For |
1.9 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.10 | Elect Director Steven R. Rogel | Management | For | For |
1.11 | Elect Director Jose H. Villarreal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2014 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 02, 2014 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Directo Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide for Cumulative Voting | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
UNUM GROUP MEETING DATE: MAY 20, 2014 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy F. Keaney | Management | For | For |
1.2 | Elect Director Gloria C. Larson | Management | For | For |
1.3 | Elect Director William J. Ryan | Management | For | For |
1.4 | Elect Director Thomas R. Watjen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Joseph W. Gorder | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Donald L. Nickles | Management | For | For |
1f | Elect Director Philip J. Pfeiffer | Management | For | For |
1g | Elect Director Robert A. Profusek | Management | For | For |
1h | Elect Director Susan Kaufman Purcell | Management | For | For |
1i | Elect Director Stephen M. Waters | Management | For | For |
1j | Elect Director Randall J. Weisenburger | Management | For | For |
1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VERIZON COMMUNICATIONS INC. MEETING DATE: JAN 28, 2014 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shellye L. Archambeau | Management | For | For |
1.2 | Elect Director Richard L. Carrion | Management | For | For |
1.3 | Elect Director Melanie L. Healey | Management | For | For |
1.4 | Elect Director M. Frances Keeth | Management | For | For |
1.5 | Elect Director Robert W. Lane | Management | For | For |
1.6 | Elect Director Lowell C. McAdam | Management | For | For |
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.9 | Elect Director Rodney E. Slater | Management | For | For |
1.10 | Elect Director Kathryn A. Tesija | Management | For | For |
1.11 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Report on Net Neutrality | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
9 | Provide Right to Act by Written Consent | Shareholder | Against | For |
10 | Approve Proxy Voting Authority | Shareholder | Against | Against |
W. R. BERKLEY CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: WRB SECURITY ID: 084423102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George G. Daly | Management | For | Against |
1.2 | Elect Director Jack H. Nusbaum | Management | For | Against |
1.3 | Elect Director Mark L. Shapiro | Management | For | Against |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
WELLPOINT, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Kerry Clark | Management | For | For |
1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
1.3 | Elect Director Lewis Hay, III | Management | For | For |
1.4 | Elect Director William J. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Abstain |
WELLS FARGO & COMPANY MEETING DATE: APR 29, 2014 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director James H. Quigley | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 14, 2013 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director Henry T. DeNero | Management | For | For |
1c | Elect Director William L. Kimsey | Management | For | For |
1d | Elect Director Michael D. Lambert | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Stephen D. Milligan | Management | For | For |
1h | Elect Director Roger H. Moore | Management | For | For |
1i | Elect Director Thomas E. Pardun | Management | For | For |
1j | Elect Director Arif Shakeel | Management | For | For |
1k | Elect Director Akio Yamamoto | Management | For | For |
1l | Elect Director Masahiro Yamamura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 16, 2014 | ||||
TICKER: WLK SECURITY ID: 960413102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dorothy C. Jenkins | Management | For | Withhold |
1.2 | Elect Director Max L. Lukens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 15, 2014 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Gary T. DiCamillo | Management | For | For |
1c | Elect Director Diane M. Dietz | Management | For | For |
1d | Elect Director Geraldine T. Elliott | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Michael F. Johnston | Management | For | For |
1g | Elect Director William T. Kerr | Management | For | For |
1h | Elect Director John D. Liu | Management | For | For |
1i | Elect Director Harish Manwani | Management | For | For |
1j | Elect Director William D. Perez | Management | For | For |
1k | Elect Director Michael A. Todman | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
WISCONSIN ENERGY CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Curt S. Culver | Management | For | For |
1.5 | Elect Director Thomas J. Fischer | Management | For | For |
1.6 | Elect Director Gale E. Klappa | Management | For | For |
1.7 | Elect Director Henry W. Knueppel | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Mary Ellen Stanek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
XEROX CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert J. Keegan | Management | For | For |
1.6 | Elect Director Robert A. McDonald | Management | For | For |
1.7 | Elect Director Charles Prince | Management | For | For |
1.8 | Elect Director Ann N. Reese | Management | For | For |
1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY MID CAP ENHANCED INDEX FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
A. O. SMITH CORPORATION MEETING DATE: APR 07, 2014 | ||||
TICKER: AOS SECURITY ID: 831865209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
1.2 | Elect Director William P. Greubel | Management | For | For |
1.3 | Elect Director Idelle K. Wolf | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ACTAVIS PLC MEETING DATE: MAY 09, 2014 | ||||
TICKER: ACT SECURITY ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul M. Bisaro | Management | For | For |
1b | Elect Director James H. Bloem | Management | For | For |
1c | Elect Director Christopher W. Bodine | Management | For | For |
1d | Elect Director Tamar D. Howson | Management | For | For |
1e | Elect Director John A. King | Management | For | For |
1f | Elect Director Catherine M. Klema | Management | For | For |
1g | Elect Director Jiri Michal | Management | For | For |
1h | Elect Director Sigurdur Olafsson | Management | For | For |
1i | Elect Director Patrick J. O'Sullivan | Management | For | For |
1j | Elect Director Ronald R. Taylor | Management | For | For |
1k | Elect Director Andrew L. Turner | Management | For | For |
1l | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
ACTAVIS PLC MEETING DATE: JUN 17, 2014 | ||||
TICKER: ACT SECURITY ID: G0083B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
ACTAVIS, INC. MEETING DATE: SEP 10, 2013 | ||||
TICKER: ACT SECURITY ID: 00507K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Approve Creation of Distributable Reserves | Management | For | For |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
4 | Adjourn Meeting | Management | For | Against |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Corti | Management | For | For |
1.2 | Elect Director Brian G. Kelly | Management | For | For |
1.3 | Elect Director Robert A. Kotick | Management | For | For |
1.4 | Elect Director Barry Meyer | Management | For | For |
1.5 | Elect Director Robert J. Morgado | Management | For | For |
1.6 | Elect Director Peter Nolan | Management | For | For |
1.7 | Elect Director Richard Sarnoff | Management | For | For |
1.8 | Elect Director Elaine Wynn | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3A | Amend Provisions Relating to the Relationship with Vivendi | Management | For | For |
3B | Amend Provisions Relating to Supermajority and Special Voting Requirements | Management | For | For |
3C | Amend Provisions Relating to the Ability to Amend Bylaws | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
AECOM TECHNOLOGY CORPORATION MEETING DATE: MAR 06, 2014 | ||||
TICKER: ACM SECURITY ID: 00766T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael S. Burke | Management | For | For |
1.2 | Elect Director David W. Joos | Management | For | For |
1.3 | Elect Director Robert J. Routs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
AFFILIATED MANAGERS GROUP, INC. MEETING DATE: JUN 16, 2014 | ||||
TICKER: AMG SECURITY ID: 008252108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel T. Byrne | Management | For | For |
1b | Elect Director Dwight D. Churchill | Management | For | For |
1c | Elect Director Niall Ferguson | Management | For | For |
1d | Elect Director Sean M. Healey | Management | For | For |
1e | Elect Director Harold J. Meyerman | Management | For | For |
1f | Elect Director William J. Nutt | Management | For | For |
1g | Elect Director Tracy P. Palandjian | Management | For | For |
1h | Elect Director Rita M. Rodriguez | Management | For | For |
1i | Elect Director Patrick T. Ryan | Management | For | For |
1j | Elect Director Jide J. Zeitlin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AGCO CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: AGCO SECURITY ID: 001084102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy V. Armes | Management | For | For |
1.2 | Elect Director Michael C. Arnold | Management | For | For |
1.3 | Elect Director P. George Benson | Management | For | For |
1.4 | Elect Director Wolfgang Deml | Management | For | For |
1.5 | Elect Director Luiz F. Furlan | Management | For | For |
1.6 | Elect Director George E. Minnich | Management | For | For |
1.7 | Elect Director Martin H. Richenhagen | Management | For | For |
1.8 | Elect Director Gerald L. Shaheen | Management | For | For |
1.9 | Elect Director Mallika Srinivasan | Management | For | For |
1.10 | Elect Director Hendrikus Visser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 19, 2014 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Heidi Fields | Management | For | For |
1.2 | Elect Director A. Barry Rand | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia M. Bedient | Management | For | For |
1.2 | Elect Director Marion C. Blakey | Management | For | For |
1.3 | Elect Director Phyllis J. Campbell | Management | For | For |
1.4 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
1.5 | Elect Director Dennis F. Madsen | Management | For | For |
1.6 | Elect Director Byron I. Mallott | Management | For | For |
1.7 | Elect Director Helvi K. Sandvik | Management | For | For |
1.8 | Elect Director J. Kenneth Thompson | Management | For | For |
1.9 | Elect Director Bradley D. Tilden | Management | For | For |
1.10 | Elect Director Eric K. Yeaman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Adjust Par Value of Common Stock | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
ALEXION PHARMACEUTICALS, INC. MEETING DATE: MAY 05, 2014 | ||||
TICKER: ALXN SECURITY ID: 015351109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leonard Bell | Management | For | For |
1.2 | Elect Director Max Link | Management | For | For |
1.3 | Elect Director William R. Keller | Management | For | For |
1.4 | Elect Director John T. Mollen | Management | For | For |
1.5 | Elect Director R. Douglas Norby | Management | For | For |
1.6 | Elect Director Alvin S. Parven | Management | For | For |
1.7 | Elect Director Andreas Rummelt | Management | For | For |
1.8 | Elect Director Ann M. Veneman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
ALLERGAN, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | Against |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Trevor M. Jones | Management | For | For |
1e | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1f | Elect Director Peter J. McDonnell | Management | For | For |
1g | Elect Director Timothy D. Proctor | Management | For | For |
1h | Elect Director Russell T. Ray | Management | For | For |
1i | Elect Director Henri A. Termeer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick E. Allen | Management | For | For |
1.2 | Elect Director Patricia L. Kampling | Management | For | For |
1.3 | Elect Director Singleton B. McAllister | Management | For | For |
1.4 | Elect Director Susan D. Whiting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIANT TECHSYSTEMS INC. MEETING DATE: JUL 31, 2013 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
1.2 | Elect Director Mark W. DeYoung | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
1.5 | Elect Director April H. Foley | Management | For | For |
1.6 | Elect Director Tig H. Krekel | Management | For | For |
1.7 | Elect Director Douglas L. Maine | Management | For | For |
1.8 | Elect Director Roman Martinez, IV | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ALLISON TRANSMISSION HOLDINGS, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: ALSN SECURITY ID: 01973R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian A. Bernasek | Management | For | For |
1.2 | Elect Director Kosty Gilis | Management | For | For |
1.3 | Elect Director Francis Raborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMDOCS LIMITED MEETING DATE: JAN 30, 2014 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect John T. McLennan as a Director | Management | For | For |
1.4 | Elect Simon Olswang as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.7 | Elect Eli Gelman as a Director | Management | For | For |
1.8 | Elect James S. Kahan as a Director | Management | For | For |
1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
1.10 | Elect Giora Yaron as a Director | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Amend Articles Re: Termination of Shareholder Approval for Declaration of Dividends | Management | For | Against |
4 | Approve Authorized Share Capital and Authorize Board to Issue Shares | Management | For | For |
5 | Accept Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMERICAN CAPITAL, LTD. MEETING DATE: APR 25, 2014 | ||||
TICKER: ACAS SECURITY ID: 02503Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary C. Baskin | Management | For | For |
1.2 | Elect Director Neil M. Hahl | Management | For | For |
1.3 | Elect Director Philip R. Harper | Management | For | For |
1.4 | Elect Director Stan Lundine | Management | For | For |
1.5 | Elect Director Susan K. Nestegard | Management | For | For |
1.6 | Elect Director Kenneth D. Peterson, Jr. | Management | For | For |
1.7 | Elect Director Alvin N. Puryear | Management | For | For |
1.8 | Elect Director Malon Wilkus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN WATER WORKS COMPANY, INC. MEETING DATE: MAY 09, 2014 | ||||
TICKER: AWK SECURITY ID: 030420103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Julie A. Dobson | Management | For | For |
1b | Elect Director Paul J. Evanson | Management | For | For |
1c | Elect Director Martha Clark Goss | Management | For | For |
1d | Elect Director Richard R. Grigg | Management | For | For |
1e | Elect Director Julia L. Johnson | Management | For | For |
1f | Elect Director George MacKenzie | Management | For | For |
1g | Elect Director William J. Marrazzo | Management | For | For |
1h | Elect Director Susan N. Story | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Dianne Neal Blixt | Management | For | For |
1c | Elect Director Amy DiGeso | Management | For | For |
1d | Elect Director Lon R. Greenberg | Management | For | For |
1e | Elect Director W. Walker Lewis | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director Jeffrey Noddle | Management | For | For |
1h | Elect Director H. Jay Sarles | Management | For | For |
1i | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1j | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERISOURCEBERGEN CORPORATION MEETING DATE: MAR 06, 2014 | ||||
TICKER: ABC SECURITY ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Collis | Management | For | For |
1.2 | Elect Director Douglas R. Conant | Management | For | For |
1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
1.4 | Elect Director Richard C. Gozon | Management | For | For |
1.5 | Elect Director Lon R. Greenberg | Management | For | For |
1.6 | Elect Director Edward E. Hagenlocker | Management | For | For |
1.7 | Elect Director Jane E. Henney | Management | For | For |
1.8 | Elect Director Kathleen W. Hyle | Management | For | For |
1.9 | Elect Director Michael J. Long | Management | For | For |
1.10 | Elect Director Henry W. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Provide Right to Call Special Meeting | Management | For | For |
AMETEK, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Conti | Management | For | For |
1.2 | Elect Director Frank S. Hermance | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANNALY CAPITAL MANAGEMENT, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: NLY SECURITY ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan D. Green | Management | For | For |
1b | Elect Director John H. Schaefer | Management | For | For |
1c | Elect Director Francine J. Bovich | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Cashman, III | Management | For | For |
1.2 | Elect Director Ajei S. Gopal | Management | For | For |
1.3 | Elect Director William R. McDermott | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: MAY 01, 2014 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director Mollie Hale Carter | Management | For | For |
1.3 | Elect Director Terrell K. Crews | Management | For | For |
1.4 | Elect Director Pierre Dufour | Management | For | For |
1.5 | Elect Director Donald E. Felsinger | Management | For | For |
1.6 | Elect Director Antonio Maciel Neto | Management | For | For |
1.7 | Elect Director Patrick J. Moore | Management | For | For |
1.8 | Elect Director Thomas F. O'Neill | Management | For | For |
1.9 | Elect Director Francisco Sanchez | Management | For | For |
1.10 | Elect Director Daniel Shih | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.12 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ARTISAN PARTNERS ASSET MANAGEMENT INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: APAM SECURITY ID: 04316A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew R. Barger | Management | For | For |
1.2 | Elect Director Eric R. Colson | Management | For | For |
1.3 | Elect Director Tench Coxe | Management | For | For |
1.4 | Elect Director Stephanie G. DiMarco | Management | For | For |
1.5 | Elect Director Jeffrey A. Joerres | Management | For | For |
1.6 | Elect Director Allen R. Thorpe | Management | For | For |
1.7 | Elect Director Andrew A. Ziegler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ASPEN INSURANCE HOLDINGS LIMITED MEETING DATE: APR 23, 2014 | ||||
TICKER: AHL SECURITY ID: G05384105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher O'Kane | Management | For | For |
1.2 | Elect Director Liaquat Ahamed | Management | For | For |
1.3 | Elect Director Albert Beer | Management | For | For |
1.4 | Elect Director John Cavoores | Management | For | For |
1.5 | Elect Director Heidi Hutter | Management | For | For |
1.6 | Elect Director Gary Gregg | Management | For | For |
1.7 | Elect Director Bret Pearlman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ASPEN TECHNOLOGY, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: AZPN SECURITY ID: 045327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
1.2 | Elect Director Donald P. Casey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: APR 09, 2014 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director John T. Dickson | Management | For | For |
1c | Elect Director James V. Diller | Management | For | For |
1d | Elect Director Lewis C. Eggebrecht | Management | For | For |
1e | Elect Director Bruno Guilmart | Management | For | For |
1f | Elect Director Kenneth Y. Hao | Management | For | For |
1g | Elect Director Justine F. Lien | Management | For | For |
1h | Elect Director Donald Macleod | Management | For | For |
1i | Elect Director Peter J. Marks | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Issuance of Shares with or without Preemptive Rights | Management | For | For |
6 | Approve Repurchase of up to 10 Percent of Issued Capital | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Approve or Amend Severance Agreements/Change-in-Control Agreements with Hock E. Tan | Management | For | For |
AVERY DENNISON CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: AVY SECURITY ID: 053611109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradley A. Alford | Management | For | For |
1b | Elect Director Anthony K. Anderson | Management | For | For |
1c | Elect Director Peter K. Barker | Management | For | For |
1d | Elect Director Rolf L. Borjesson | Management | For | For |
1e | Elect Director Ken C. Hicks | Management | For | For |
1f | Elect Director Charles H. Noski | Management | For | For |
1g | Elect Director David E. I. Pyott | Management | For | For |
1h | Elect Director Dean A. Scarborough | Management | For | For |
1i | Elect Director Patrick T. Siewert | Management | For | For |
1j | Elect Director Julia A. Stewart | Management | For | For |
1k | Elect Director Martha N. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 08, 2013 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Veronica Biggins | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director Richard Hamada | Management | For | For |
1.5 | Elect Director James A. Lawrence | Management | For | For |
1.6 | Elect Director Frank R. Noonan | Management | For | For |
1.7 | Elect Director Ray M. Robinson | Management | For | For |
1.8 | Elect Director William H. Schumann III | Management | For | For |
1.9 | Elect Director William P. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AXIS CAPITAL HOLDINGS LIMITED MEETING DATE: MAY 09, 2014 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert L. Friedman as Director | Management | For | For |
1.2 | Elect Cheryl-Ann Lister as Director | Management | For | For |
1.3 | Elect Thomas C. Ramey as Director | Management | For | For |
1.4 | Elect Wilhelm Zeller as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche Ltd. as Auditors | Management | For | For |
BALLY TECHNOLOGIES, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: BYI SECURITY ID: 05874B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Haddrill | Management | For | For |
1.2 | Elect Director Josephine Linden | Management | For | For |
1.3 | Elect Director Ramesh Srinivasan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
BORGWARNER INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Carlson | Management | For | For |
1.2 | Elect Director Dennis C. Cuneo | Management | For | For |
1.3 | Elect Director Vicki L. Sato | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
BRE PROPERTIES, INC. MEETING DATE: MAR 28, 2014 | ||||
TICKER: BRE SECURITY ID: 05564E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 08, 2014 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato (Renny) A. DiPentima | Management | For | For |
1.4 | Elect Director Alan L. Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director Dave House | Management | For | For |
1.7 | Elect Director L. William Krause | Management | For | For |
1.8 | Elect Director David E. Roberson | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
BROWN & BROWN, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: BRO SECURITY ID: 115236101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Hyatt Brown | Management | For | For |
1.2 | Elect Director Samuel P. Bell, III | Management | For | For |
1.3 | Elect Director Hugh M. Brown | Management | For | For |
1.4 | Elect Director J. Powell Brown | Management | For | For |
1.5 | Elect Director Bradley Currey, Jr. | Management | For | For |
1.6 | Elect Director Theodore J. Hoepner | Management | For | For |
1.7 | Elect Director James S. Hunt | Management | For | For |
1.8 | Elect Director Toni Jennings | Management | For | For |
1.9 | Elect Director Timothy R.M. Main | Management | For | For |
1.10 | Elect Director H. Palmer Proctor, Jr. | Management | For | For |
1.11 | Elect Director Wendell S. Reilly | Management | For | For |
1.12 | Elect Director Chilton D. Varner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
C. R. BARD, INC. MEETING DATE: APR 16, 2014 | ||||
TICKER: BCR SECURITY ID: 067383109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Barrett | Management | For | For |
1.2 | Elect Director John C. Kelly | Management | For | For |
1.3 | Elect Director David F. Melcher | Management | For | For |
1.4 | Elect Director Gail K. Naughton | Management | For | For |
1.5 | Elect Director John H. Weiland | Management | For | For |
1.6 | Elect Director Anthony Welters | Management | For | For |
1.7 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Sustainability | Shareholder | Against | Abstain |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
CA, INC. MEETING DATE: JUL 31, 2013 | ||||
TICKER: CA SECURITY ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Jens Alder | Management | For | For |
1B | Elect Director Raymond J. Bromark | Management | For | For |
1C | Elect Director Gary J. Fernandes | Management | For | For |
1D | Elect Director Michael P. Gregoire | Management | For | For |
1E | Elect Director Rohit Kapoor | Management | For | For |
1F | Elect Director Kay Koplovitz | Management | For | For |
1G | Elect Director Christopher B. Lofgren | Management | For | For |
1H | Elect Director Richard Sulpizio | Management | For | For |
1I | Elect Director Laura S. Unger | Management | For | For |
1J | Elect Director Arthur F. Weinbach | Management | For | For |
1K | Elect Director Renato (Ron) Zambonini | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
CABOT OIL & GAS CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: COG SECURITY ID: 127097103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dan O. Dinges | Management | For | For |
1b | Elect Director James R. Gibbs | Management | For | For |
1c | Elect Director Robert L. Keiser | Management | For | For |
1d | Elect Director W. Matt Ralls | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
CAMPBELL SOUP COMPANY MEETING DATE: NOV 20, 2013 | ||||
TICKER: CPB SECURITY ID: 134429109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Paul R. Charron | Management | For | For |
1.3 | Elect Director Bennett Dorrance | Management | For | For |
1.4 | Elect Director Lawrence C. Karlson | Management | For | For |
1.5 | Elect Director Randall W. Larrimore | Management | For | For |
1.6 | Elect Director Mary Alice Dorrance Malone | Management | For | For |
1.7 | Elect Director Sara Mathew | Management | For | For |
1.8 | Elect Director Denise M. Morrison | Management | For | For |
1.9 | Elect Director Charles R. Perrin | Management | For | For |
1.10 | Elect Director A. Barry Rand | Management | For | For |
1.11 | Elect Director Nick Shreiber | Management | For | For |
1.12 | Elect Director Tracey T. Travis | Management | For | For |
1.13 | Elect Director Archbold D. van Beuren | Management | For | Withhold |
1.14 | Elect Director Les C. Vinney | Management | For | For |
1.15 | Elect Director Charlotte C. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CARDINAL HEALTH, INC. MEETING DATE: NOV 06, 2013 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | For |
1.2 | Elect Director George S. Barrett | Management | For | For |
1.3 | Elect Director Glenn A. Britt | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Calvin Darden | Management | For | For |
1.6 | Elect Director Bruce L. Downey | Management | For | For |
1.7 | Elect Director John F. Finn | Management | For | For |
1.8 | Elect Director Patricia A. Hemingway Hall | Management | For | For |
1.9 | Elect Director Clayton M. Jones | Management | For | For |
1.10 | Elect Director Gregory B. Kenny | Management | For | For |
1.11 | Elect Director David P. King | Management | For | For |
1.12 | Elect Director Richard C. Notebaert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
CAREFUSION CORPORATION MEETING DATE: NOV 06, 2013 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kieran T. Gallahue | Management | For | For |
1b | Elect Director J. Michael Losh | Management | For | For |
1c | Elect Director Edward D. Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Management | For | For |
8 | Reduce Supermajority Vote Requirement | Management | For | For |
CBOE HOLDINGS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: CBOE SECURITY ID: 12503M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Brodsky | Management | For | For |
1.2 | Elect Director James R. Boris | Management | For | For |
1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
1.5 | Elect Director Janet P. Froetscher | Management | For | For |
1.6 | Elect Director Jill R. Goodman | Management | For | For |
1.7 | Elect Director R. Eden Martin | Management | For | For |
1.8 | Elect Director Roderick A. Palmore | Management | For | For |
1.9 | Elect Director Susan M. Phillips | Management | For | For |
1.10 | Elect Director Samuel K. Skinner | Management | For | For |
1.11 | Elect Director Carole E. Stone | Management | For | For |
1.12 | Elect Director Eugene S. Sunshine | Management | For | For |
1.13 | Elect Director Edward T. Tilly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert C. Arzbaecher | Management | For | For |
1b | Elect Director William Davisson | Management | For | For |
1c | Elect Director Stephen J. Hagge | Management | For | For |
1d | Elect Director Robert G. Kuhbach | Management | For | For |
1e | Elect Director Edward A. Schmitt | Management | For | For |
2 | Eliminate Supermajority Vote Requirement | Management | For | For |
3 | Eliminate Supermajority Vote Requirement | Management | For | For |
4 | Eliminate Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Ratify Auditors | Management | For | For |
CHURCH & DWIGHT CO., INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: CHD SECURITY ID: 171340102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James R. Craigie | Management | For | For |
1b | Elect Director Robert D. LeBlanc | Management | For | For |
1c | Elect Director Janet S. Vergis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CMS ENERGY CORPORATION MEETING DATE: MAY 16, 2014 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Barfield | Management | For | For |
1.2 | Elect Director Kurt L. Darrow | Management | For | For |
1.3 | Elect Director Stephen E. Ewing | Management | For | For |
1.4 | Elect Director Richard M. Gabrys | Management | For | For |
1.5 | Elect Director William D. Harvey | Management | For | For |
1.6 | Elect Director David W. Joos | Management | For | For |
1.7 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director Laura H. Wright | Management | For | For |
1.11 | Elect Director John B. Yasinsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
CNH GLOBAL NV MEETING DATE: JUL 23, 2013 | ||||
TICKER: NHL SECURITY ID: N20935206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting and Call to Order | Management | None | None |
2 | Approve Merger Agreement Fiat Industrial S.p.A, and CNH Global | Management | For | For |
3 | Close Meeting | Management | None | None |
COACH, INC. MEETING DATE: NOV 07, 2013 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Victor Luis | Management | For | For |
1.5 | Elect Director Ivan Menezes | Management | For | For |
1.6 | Elect Director Irene Miller | Management | For | For |
1.7 | Elect Director Michael Murphy | Management | For | For |
1.8 | Elect Director Stephanie Tilenius | Management | For | For |
1.9 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
COMPUTER SCIENCES CORPORATION MEETING DATE: AUG 13, 2013 | ||||
TICKER: CSC SECURITY ID: 205363104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Barram | Management | For | For |
1b | Elect Director Erik Brynjolfsson | Management | For | For |
1c | Elect Director Rodney F. Chase | Management | For | For |
1d | Elect Director Judith R. Haberkorn | Management | For | For |
1e | Elect Director Nancy Killefer | Management | For | For |
1f | Elect Director J. Michael Lawrie | Management | For | For |
1g | Elect Director Brian Patrick MacDonald | Management | For | For |
1h | Elect Director Chong Sup Park | Management | For | For |
1i | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
CONAGRA FOODS, INC. MEETING DATE: SEP 27, 2013 | ||||
TICKER: CAG SECURITY ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Stephen G. Butler | Management | For | For |
1.3 | Elect Director Steven F. Goldstone | Management | For | For |
1.4 | Elect Director Joie A. Gregor | Management | For | For |
1.5 | Elect Director Rajive Johri | Management | For | For |
1.6 | Elect Director W.G. Jurgensen | Management | For | For |
1.7 | Elect Director Richard H. Lenny | Management | For | For |
1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Andrew J. Schindler | Management | For | For |
1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
2 | Ratification Of The Appointment Of Independent Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Vote Counting to Exclude Abstentions | Shareholder | Against | Against |
CORRECTIONS CORPORATION OF AMERICA MEETING DATE: MAY 15, 2014 | ||||
TICKER: CXW SECURITY ID: 22025Y407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Ferguson | Management | For | For |
1b | Elect Director Damon T. Hininger | Management | For | For |
1c | Elect Director Donna M. Alvarado | Management | For | For |
1d | Elect Director John D. Correnti | Management | For | For |
1e | Elect Director Robert J. Dennis | Management | For | For |
1f | Elect Director C. Michael Jacobi | Management | For | For |
1g | Elect Director Anne L. Mariucci | Management | For | For |
1h | Elect Director Thurgood Marshall, Jr. | Management | For | For |
1i | Elect Director Charles L. Overby | Management | For | For |
1j | Elect Director John R. Prann, Jr. | Management | For | For |
1k | Elect Director Joseph V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CRANE CO. MEETING DATE: APR 28, 2014 | ||||
TICKER: CR SECURITY ID: 224399105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Thayer Bigelow | Management | For | For |
1.2 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1.3 | Elect Director Max H. Mitchell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 03, 2014 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Gary L. Cowger as a Director | Management | For | For |
1.2 | Elect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Elect Mark P. Frissora as a Director | Management | For | For |
1.4 | Elect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Elect John A. Krol as a Director | Management | For | For |
1.6 | Elect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Elect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Elect Rodney O'Neal as a Director | Management | For | For |
1.9 | Elect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Elect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Elect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Edward H. Bastian | Management | For | For |
1c | Elect Director Roy J. Bostock | Management | For | For |
1d | Elect Director John S. Brinzo | Management | For | For |
1e | Elect Director Daniel A. Carp | Management | For | For |
1f | Elect Director David G. DeWalt | Management | For | For |
1g | Elect Director William H. Easter, III | Management | For | For |
1h | Elect Director Mickey P. Foret | Management | For | For |
1i | Elect Director Shirley C. Franklin | Management | For | For |
1j | Elect Director David R. Goode | Management | For | For |
1k | Elect Director George N. Mattson | Management | For | For |
1l | Elect Director Paula Rosput Reynolds | Management | For | For |
1m | Elect Director Kenneth C. Rogers | Management | For | For |
1n | Elect Director Kenneth B. Woodrow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Increase in Size of Board | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
DISCOVER FINANCIAL SERVICES MEETING DATE: MAY 07, 2014 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Candace H. Duncan | Management | For | For |
1.5 | Elect Director Cynthia A. Glassman | Management | For | For |
1.6 | Elect Director Richard H. Lenny | Management | For | For |
1.7 | Elect Director Thomas G. Maheras | Management | For | For |
1.8 | Elect Director Michael H. Moskow | Management | For | For |
1.9 | Elect Director David W. Nelms | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DOLLAR GENERAL CORPORATION MEETING DATE: MAY 29, 2014 | ||||
TICKER: DG SECURITY ID: 256677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Warren F. Bryant | Management | For | For |
1b | Elect Director Michael M. Calbert | Management | For | For |
1c | Elect Director Sandra B. Cochran | Management | For | For |
1d | Elect Director Richard W. Dreiling | Management | For | For |
1e | Elect Director Patricia D. Fili-Krushel | Management | For | For |
1f | Elect Director William C. Rhodes, III | Management | For | For |
1g | Elect Director David B. Rickard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DOVER CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert W. Cremin | Management | For | For |
1b | Elect Director Jean-Pierre M. Ergas | Management | For | For |
1c | Elect Director Peter T. Francis | Management | For | For |
1d | Elect Director Kristiane C. Graham | Management | For | For |
1e | Elect Director Michael F. Johnston | Management | For | For |
1f | Elect Director Robert A. Livingston | Management | For | For |
1g | Elect Director Richard K. Lochridge | Management | For | For |
1h | Elect Director Bernard G. Rethore | Management | For | For |
1i | Elect Director Michael B. Stubbs | Management | For | For |
1j | Elect Director Stephen M. Todd | Management | For | For |
1k | Elect Director Stephen K. Wagner | Management | For | For |
1l | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Eliminate Supermajority Vote Requirement | Management | For | For |
6 | Eliminate Supermajority Vote Requirement | Management | For | For |
7 | Eliminate Supermajority Vote Requirement | Management | For | For |
8 | Provide Right to Call Special Meeting | Management | For | For |
DR PEPPER SNAPPLE GROUP, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: DPS SECURITY ID: 26138E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Joyce M. Roche | Management | For | For |
1.3 | Elect Director Ronald G. Rogers | Management | For | For |
1.4 | Elect Director Wayne R. Sanders | Management | For | For |
1.5 | Elect Director Jack L. Stahl | Management | For | For |
1.6 | Elect Director Larry D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Shareholder | Against | Abstain |
5 | Amend Omnibus Stock Plan | Management | For | For |
DREYFUS FUNDS MEETING DATE: DEC 06, 2013 | ||||
TICKER: DICXX SECURITY ID: 26188J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon J. Davis | Management | For | For |
1.2 | Elect Director Whitney I. Gerard | Management | For | For |
1.3 | Elect Director Robin A. Melvin | Management | For | For |
1.4 | Elect Director Nathan Leventhal | Management | For | For |
1.5 | Elect Director Roslyn M. Watson | Management | For | For |
DRIL-QUIP, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: DRQ SECURITY ID: 262037104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake T. DeBerry | Management | For | For |
1.2 | Elect Director John V. Lovoi | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Articles to Delete Obsolete Provisions | Management | For | For |
4 | Amend Articles Deleting Exception to Business Combination Provisions for Co-founders | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DST SYSTEMS, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: DST SECURITY ID: 233326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn Dorsey Bleil | Management | For | For |
1.2 | Elect Director John W. Clark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Declassify the Board of Directors | Shareholder | None | For |
DTE ENERGY COMPANY MEETING DATE: MAY 01, 2014 | ||||
TICKER: DTE SECURITY ID: 233331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director Lillian Bauder | Management | For | For |
1.3 | Elect Director David A. Brandon | Management | For | For |
1.4 | Elect Director W. Frank Fountain, Jr. | Management | For | For |
1.5 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.6 | Elect Director Gail J. McGovern | Management | For | For |
1.7 | Elect Director Mark A. Murray | Management | For | For |
1.8 | Elect Director James B. Nicholson | Management | For | For |
1.9 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.10 | Elect Director Josue Robles, Jr. | Management | For | For |
1.11 | Elect Director Ruth G. Shaw | Management | For | For |
1.12 | Elect Director David A. Thomas | Management | For | For |
1.13 | Elect Director James H. Vandenberghe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 01, 2014 | ||||
TICKER: EMN SECURITY ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Humberto P. Alfonso | Management | For | For |
1.2 | Elect Director Gary E. Anderson | Management | For | For |
1.3 | Elect Director Brett D. Begemann | Management | For | For |
1.4 | Elect Director Michael P. Connors | Management | For | For |
1.5 | Elect Director Mark J. Costa | Management | For | For |
1.6 | Elect Director Stephen R. Demeritt | Management | For | For |
1.7 | Elect Director Robert M. Hernandez | Management | For | For |
1.8 | Elect Director Julie F. Holder | Management | For | For |
1.9 | Elect Director Renee J. Hornbaker | Management | For | For |
1.10 | Elect Director Lewis M. Kling | Management | For | For |
1.11 | Elect Director David W. Raisbeck | Management | For | For |
1.12 | Elect Director James P. Rogers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EDISON INTERNATIONAL MEETING DATE: APR 24, 2014 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova - RESIGNED | Management | None | None |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.8 | Elect Director Linda G. Stuntz | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Ellen O. Tauscher | Management | For | For |
1.11 | Elect Director Peter J. Taylor | Management | For | For |
1.12 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ENERGIZER HOLDINGS, INC. MEETING DATE: JAN 27, 2014 | ||||
TICKER: ENR SECURITY ID: 29266R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Johnson | Management | For | For |
1.2 | Elect Director Ward M. Klein | Management | For | For |
1.3 | Elect Director W. Patrick McGinnis | Management | For | For |
1.4 | Elect Director John R. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: ELS SECURITY ID: 29472R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Calian | Management | For | For |
1.2 | Elect Director David Contis | Management | For | For |
1.3 | Elect Director Thomas Dobrowski | Management | For | For |
1.4 | Elect Director Thomas Heneghan | Management | For | For |
1.5 | Elect Director Marguerite Nader | Management | For | For |
1.6 | Elect Director Sheli Rosenberg | Management | For | For |
1.7 | Elect Director Howard Walker | Management | For | For |
1.8 | Elect Director Gary Waterman | Management | For | For |
1.9 | Elect Director William Young | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Stock Award Plan Grants | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Report on Political Contributions and Lobbying Communications | Shareholder | Against | Abstain |
ESSEX PROPERTY TRUST, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: ESS SECURITY ID: 297178105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Brady | Management | For | For |
1.2 | Elect Director Keith R. Guericke | Management | For | For |
1.3 | Elect Director Irving F. Lyons, III | Management | For | For |
1.4 | Elect Director George M. Marcus | Management | For | For |
1.5 | Elect Director Gary P. Martin | Management | For | For |
1.6 | Elect Director Issie N. Rabinovitch | Management | For | For |
1.7 | Elect Director Thomas E. Randlett | Management | For | For |
1.8 | Elect Director Thomas E. Robinson | Management | For | For |
1.9 | Elect Director Michael J. Schall | Management | For | For |
1.10 | Elect Director Byron A. Scordelis | Management | For | For |
1.11 | Elect Director Janice L. Sears | Management | For | For |
1.12 | Elect Director Thomas P. Sullivan | Management | For | For |
1.13 | Elect Director Claude J. Zinngrabe, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXELIS INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: XLS SECURITY ID: 30162A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul J. Kern | Management | For | For |
1b | Elect Director Mark L. Reuss | Management | For | For |
1c | Elect Director Billie I. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXTRA SPACE STORAGE INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: EXR SECURITY ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Spencer F. Kirk | Management | For | For |
1.3 | Elect Director Karl Haas | Management | For | For |
1.4 | Elect Director Joseph D. Margolis | Management | For | For |
1.5 | Elect Director Diane Olmstead | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director K. Fred Skousen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 15, 2014 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director Kevin T. Kabat | Management | For | For |
1.9 | Elect Director Mitchel D. Livingston, Ph.D. | Management | For | For |
1.10 | Elect Director Michael B. McCallister | Management | For | For |
1.11 | Elect Director Hendrik G. Meijer | Management | For | For |
1.12 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FLEETCOR TECHNOLOGIES, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: FLT SECURITY ID: 339041105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Buckman | Management | For | For |
1.2 | Elect Director Mark A. Johnson | Management | For | For |
1.3 | Elect Director Steven T. Stull | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
FOREST LABORATORIES, INC. MEETING DATE: JUN 17, 2014 | ||||
TICKER: FRX SECURITY ID: 345838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
FOSSIL GROUP, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: FOSL SECURITY ID: 34988V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elaine B. Agather | Management | For | For |
1.2 | Elect Director Jeffrey N. Boyer | Management | For | For |
1.3 | Elect Director William B. Chiasson | Management | For | For |
1.4 | Elect Director Kosta N. Kartsotis | Management | For | For |
1.5 | Elect Director Diane L. Neal | Management | For | For |
1.6 | Elect Director Thomas M. Nealon | Management | For | For |
1.7 | Elect Director Mark D. Quick | Management | For | For |
1.8 | Elect Director Elysia Holt Ragusa | Management | For | For |
1.9 | Elect Director Jal S. Shroff | Management | For | For |
1.10 | Elect Director James E. Skinner | Management | For | For |
1.11 | Elect Director James M. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENERAL GROWTH PROPERTIES, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: GGP SECURITY ID: 370023103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard B. Clark | Management | For | Against |
1b | Elect Director Mary Lou Fiala | Management | For | For |
1c | Elect Director J. Bruce Flatt | Management | For | For |
1d | Elect Director John K. Haley | Management | For | For |
1e | Elect Director Daniel B. Hurwitz | Management | For | For |
1f | Elect Director Brian W. Kingston | Management | For | For |
1g | Elect Director Sandeep Mathrani | Management | For | For |
1h | Elect Director David J. Neithercut | Management | For | For |
1i | Elect Director Mark R. Patterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENPACT LIMITED MEETING DATE: MAY 07, 2014 | ||||
TICKER: G SECURITY ID: G3922B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect N.V. Tyagarajan as Director | Management | For | For |
1.2 | Elect Robert G. Scott as Director | Management | For | For |
1.3 | Elect Amit Chandra as Director | Management | For | For |
1.4 | Elect Laura Conigliaro as Director | Management | For | For |
1.5 | Elect David Humphrey as Director | Management | For | For |
1.6 | Elect Jagdish Khattar as Director | Management | For | For |
1.7 | Elect James C. Madden as Director | Management | For | For |
1.8 | Elect Alex Mandl as Director | Management | For | For |
1.9 | Elect Mark Nunnelly as Director | Management | For | For |
1.10 | Elect Hanspeter Spek as Director | Management | For | For |
1.11 | Elect Mark Verdi as Director | Management | For | For |
2 | Ratify KPMG as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
GENTEX CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pete Hoekstra | Management | For | For |
1.2 | Elect Director James Hollars | Management | For | For |
1.3 | Elect Director John Mulder | Management | For | For |
1.4 | Elect Director Mark Newton | Management | For | For |
1.5 | Elect Director Richard Schaum | Management | For | For |
1.6 | Elect Director Frederick Sotok | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Approve Stock Option Plan | Management | For | Against |
6 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
GNC HOLDINGS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: GNC SECURITY ID: 36191G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey P. Berger | Management | For | For |
1.2 | Elect Director Alan D. Feldman | Management | For | For |
1.3 | Elect Director Joseph M. Fortunato | Management | For | For |
1.4 | Elect Director Michael F. Hines | Management | For | For |
1.5 | Elect Director Amy B. Lane | Management | For | For |
1.6 | Elect Director Philip E. Mallott | Management | For | For |
1.7 | Elect Director Robert F. Moran | Management | For | For |
1.8 | Elect Director C. Scott O'Hara | Management | For | For |
1.9 | Elect Director Richard J. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GRACO INC. MEETING DATE: APR 25, 2014 | ||||
TICKER: GGG SECURITY ID: 384109104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Patrick J. McHale | Management | For | For |
1b | Elect Director Lee R. Mitau | Management | For | For |
1c | Elect Director Martha A. Morfitt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GRAHAM HOLDINGS COMPANY MEETING DATE: MAY 08, 2014 | ||||
TICKER: GHC SECURITY ID: 384637104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1. | Elect Director Christopher C. Davis | Management | For | For |
1.2 | Elect Director Thomas S. Gayner | Management | For | For |
1.3 | Elect Director Anne M. Mulcahy | Management | For | For |
1.4 | Elect Director Larry D. Thompson | Management | For | For |
GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 21, 2014 | ||||
TICKER: GPK SECURITY ID: 388689101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Andrea Botta | Management | For | For |
1.2 | Elect Director Jeffrey H. Coors | Management | For | For |
1.3 | Elect Director David W. Scheible | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
HANESBRANDS INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: HBI SECURITY ID: 410345102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bobby J. Griffin | Management | For | For |
1.2 | Elect Director James C. Johnson | Management | For | For |
1.3 | Elect Director Jessica T. Mathews | Management | For | For |
1.4 | Elect Director Robert F. Moran | Management | For | For |
1.5 | Elect Director J. Patrick Mulcahy | Management | For | For |
1.6 | Elect Director Ronald L. Nelson | Management | For | For |
1.7 | Elect Director Richard A. Noll | Management | For | For |
1.8 | Elect Director Andrew J. Schindler | Management | For | For |
1.9 | Elect Director Ann E. Ziegler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HARRIS CORPORATION MEETING DATE: OCT 25, 2013 | ||||
TICKER: HRS SECURITY ID: 413875105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William M. Brown | Management | For | For |
1b | Elect Director Peter W. Chiarelli | Management | For | For |
1c | Elect Director Thomas A. Dattilo | Management | For | For |
1d | Elect Director Terry D. Growcock | Management | For | For |
1e | Elect Director Lewis Hay, III | Management | For | For |
1f | Elect Director Vyomesh I. Joshi | Management | For | For |
1g | Elect Director Karen Katen | Management | For | For |
1h | Elect Director Stephen P. Kaufman | Management | For | For |
1i | Elect Director Leslie F. Kenne | Management | For | For |
1j | Elect Director David B. Rickard | Management | For | For |
1k | Elect Director James C. Stoffel | Management | For | For |
1l | Elect Director Gregory T. Swienton | Management | For | For |
1m | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HCC INSURANCE HOLDINGS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: HCC SECURITY ID: 404132102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emmanuel T. Ballases | Management | For | For |
1.2 | Elect Director Frank J. Bramanti | Management | For | For |
1.3 | Elect Director Walter M. Duer | Management | For | For |
1.4 | Elect Director James C. Flagg | Management | For | For |
1.5 | Elect Director Thomas M. Hamilton | Management | For | For |
1.6 | Elect Director John N. Molbeck, Jr. | Management | For | For |
1.7 | Elect Director Susan Rivera | Management | For | For |
1.8 | Elect Director Hans D. Rohlf | Management | For | For |
1.9 | Elect Director Robert A. Rosholt | Management | For | For |
1.10 | Elect Director J. Mikesell Thomas | Management | For | For |
1.11 | Elect Director Christopher J.B. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HELMERICH & PAYNE, INC. MEETING DATE: MAR 05, 2014 | ||||
TICKER: HP SECURITY ID: 423452101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hans Helmerich | Management | For | For |
1b | Elect Director John W. Lindsay | Management | For | For |
1c | Elect Director Paula Marshall | Management | For | For |
1d | Elect Director Randy A. Foutch | Management | For | For |
1e | Elect Director John D. Zeglis | Management | For | For |
1f | Elect Director William L. Armstrong | Management | For | For |
1g | Elect Director Thomas A. Petrie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEXCEL CORPORATION MEETING DATE: MAY 08, 2014 | ||||
TICKER: HXL SECURITY ID: 428291108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nick L. Stanage | Management | For | For |
1.2 | Elect Director Joel S. Beckman | Management | For | Against |
1.3 | Elect Director Lynn Brubaker | Management | For | For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
1.5 | Elect Director Sandra L. Derickson | Management | For | Against |
1.6 | Elect Director W. Kim Foster | Management | For | For |
1.7 | Elect Director Thomas A. Gendron | Management | For | Against |
1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
1.9 | Elect Director David C. Hill | Management | For | For |
1.10 | Elect Director David L. Pugh | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HILL-ROM HOLDINGS, INC. MEETING DATE: MAR 07, 2014 | ||||
TICKER: HRC SECURITY ID: 431475102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director William G. Dempsey | Management | For | For |
1.3 | Elect Director James R. Giertz | Management | For | For |
1.4 | Elect Director Charles E. Golden | Management | For | For |
1.5 | Elect Director John J. Greisch | Management | For | For |
1.6 | Elect Director William H. Kucheman | Management | For | For |
1.7 | Elect Director Ronald A. Malone | Management | For | For |
1.8 | Elect Director Eduardo R. Menasce | Management | For | For |
1.9 | Elect Director Joanne C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOLLYFRONTIER CORPORATION MEETING DATE: MAY 14, 2014 | ||||
TICKER: HFC SECURITY ID: 436106108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Leldon E. Echols | Management | For | For |
1c | Elect Director R. Kevin Hardage | Management | For | For |
1d | Elect Director Michael C. Jennings | Management | For | For |
1e | Elect Director Robert J. Kostelnik | Management | For | For |
1f | Elect Director James H. Lee | Management | For | For |
1g | Elect Director Franklin Myers | Management | For | For |
1h | Elect Director Michael E. Rose | Management | For | For |
1i | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
HORMEL FOODS CORPORATION MEETING DATE: JAN 28, 2014 | ||||
TICKER: HRL SECURITY ID: 440452100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrell K. Crews | Management | For | For |
1.2 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.3 | Elect Director Jody H. Feragen | Management | For | For |
1.4 | Elect Director Glenn S. Forbes | Management | For | For |
1.5 | Elect Director Stephen M. Lacy | Management | For | For |
1.6 | Elect Director John L. Morrison | Management | For | For |
1.7 | Elect Director Elsa A. Murano | Management | For | For |
1.8 | Elect Director Robert C. Nakasone | Management | For | For |
1.9 | Elect Director Susan K. Nestegard | Management | For | For |
1.10 | Elect Director Dakota A. Pippins | Management | For | For |
1.11 | Elect Director Christopher J. Policinski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
HUMANA INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kurt J. Hilzinger | Management | For | For |
1b | Elect Director Bruce D. Broussard | Management | For | For |
1c | Elect Director Frank A. D'Amelio | Management | For | For |
1d | Elect Director W. Roy Dunbar | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director William J. McDonald | Management | For | For |
1g | Elect Director William E. Mitchell | Management | For | For |
1h | Elect Director David B. Nash | Management | For | For |
1i | Elect Director James J. O'Brien | Management | For | For |
1j | Elect Director Marissa T. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
HUNTINGTON INGALLS INDUSTRIES, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: HII SECURITY ID: 446413106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victoria D. Harker | Management | For | For |
1.2 | Elect Director Anastasia D. Kelly | Management | For | For |
1.3 | Elect Director Thomas C. Schievelbein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
IDEX CORPORATION MEETING DATE: APR 08, 2014 | ||||
TICKER: IEX SECURITY ID: 45167R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley J. Bell | Management | For | For |
1.2 | Elect Director Gregory F. Milzcik | Management | For | For |
1.3 | Elect Director Andrew K. Silvernail | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ILLUMINA, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel M. Bradbury | Management | For | For |
1.2 | Elect Director Robert S. Epstein | Management | For | For |
1.3 | Elect Director Roy A. Whitfield | Management | For | For |
1.4 | Elect Director Francis A. deSouza | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
INGRAM MICRO INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: IM SECURITY ID: 457153104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard I. Atkins | Management | For | For |
1.2 | Elect Director Leslie Stone Heisz | Management | For | For |
1.3 | Elect Director John R. Ingram | Management | For | For |
1.4 | Elect Director Dale R. Laurance | Management | For | For |
1.5 | Elect Director Linda Fayne Levinson | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director Alain Monie | Management | For | For |
1.8 | Elect Director Wade Oosterman | Management | For | For |
1.9 | Elect Director Joe B. Wyatt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERCONTINENTALEXCHANGE GROUP, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: ICE SECURITY ID: 45866F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director Jean-Marc Forneri | Management | For | For |
1c | Elect Director Fred W. Hatfield | Management | For | For |
1d | Elect Director Sylvain Hefes | Management | For | For |
1e | Elect Director Jan-Michiel Hessels | Management | For | For |
1f | Elect Director Terrence F. Martell | Management | For | For |
1g | Elect Director Callum McCarthy | Management | For | For |
1h | Elect Director James J. McNulty | Management | For | For |
1i | Elect Director Robert Reid | Management | For | For |
1j | Elect Director Frederic V. Salerno | Management | For | For |
1k | Elect Director Robert G. Scott | Management | For | For |
1l | Elect Director Jeffrey C. Sprecher | Management | For | For |
1m | Elect Director Judith A. Sprieser | Management | For | For |
1n | Elect Director Vincent Tese | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Change Company Name | Management | For | For |
INTERNATIONAL FLAVORS & FRAGRANCES INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: IFF SECURITY ID: 459506101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Marcello V. Bottoli | Management | For | For |
1b | Elect Director Linda B. Buck | Management | For | For |
1c | Elect Director J. Michael Cook | Management | For | For |
1d | Elect Director Roger W. Ferguson, Jr. | Management | For | For |
1e | Elect Director Andreas Fibig | Management | For | For |
1f | Elect Director Christina Gold | Management | For | For |
1g | Elect Director Alexandra A. Herzan | Management | For | For |
1h | Elect Director Henry W. Howell, Jr. | Management | For | For |
1i | Elect Director Katherine M. Hudson | Management | For | For |
1j | Elect Director Arthur C. Martinez | Management | For | For |
1k | Elect Director Dale F. Morrison | Management | For | For |
1l | Elect Director Douglas D. Tough | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 10, 2014 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paget L. Alves | Management | For | For |
1b | Elect Director Eric F. Brown | Management | For | For |
1c | Elect Director Janice D. Chaffin | Management | For | For |
1d | Elect Director Greg Creed | Management | For | For |
1e | Elect Director Patti S. Hart | Management | For | For |
1f | Elect Director Robert J. Miller | Management | For | For |
1g | Elect Director Vincent L. Sadusky | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Tracey D. Weber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
JACK HENRY & ASSOCIATES, INC. MEETING DATE: NOV 13, 2013 | ||||
TICKER: JKHY SECURITY ID: 426281101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
1.2 | Elect Director Wesley A. Brown | Management | For | For |
1.3 | Elect Director Marla K. Shepard | Management | For | For |
1.4 | Elect Director John F. Prim | Management | For | For |
1.5 | Elect Director Thomas H. Wilson | Management | For | For |
1.6 | Elect Director Jacque R. Fiegel | Management | For | For |
1.7 | Elect Director Thomas A. Wimsett | Management | For | For |
1.8 | Elect Director Laura G. Kelly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JACOBS ENGINEERING GROUP INC. MEETING DATE: JAN 23, 2014 | ||||
TICKER: JEC SECURITY ID: 469814107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juan Jose Suarez Coppel | Management | For | For |
1b | Elect Director John F. Coyne | Management | For | For |
1c | Elect Director Linda Fayne Levinson | Management | For | For |
1d | Elect Director Craig L. Martin | Management | For | For |
1e | Elect Director Christopher M.T. Thompson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
JUNIPER NETWORKS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: JNPR SECURITY ID: 48203R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pradeep Sindhu | Management | For | For |
1.2 | Elect Director Robert M. Calderoni | Management | For | For |
1.3 | Elect Director Mary B. Cranston | Management | For | For |
1.4 | Elect Director J. Michael Lawrie | Management | For | For |
1.5 | Elect Director David Schlotterbeck | Management | For | For |
1.6 | Elect Director Shaygan Kheradpir | Management | For | For |
1.7 | Elect Director Kevin DeNuccio | Management | For | For |
1.8 | Elect Director Gary Daichendt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KAPSTONE PAPER AND PACKAGING CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: KS SECURITY ID: 48562P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Chapman | Management | For | For |
1.2 | Elect Director Ronald J. Gidwitz | Management | For | For |
1.3 | Elect Director Matthew Kaplan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
KEYCORP MEETING DATE: MAY 22, 2014 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Carrabba | Management | For | For |
1.2 | Elect Director Charles P. Cooley | Management | For | For |
1.3 | Elect Director Alexander M. Cutler | Management | For | For |
1.4 | Elect Director H. James Dallas | Management | For | For |
1.5 | Elect Director Elizabeth R. Gile | Management | For | For |
1.6 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.7 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.8 | Elect Director Richard J. Hipple | Management | For | For |
1.9 | Elect Director Kristen L. Manos | Management | For | For |
1.10 | Elect Director Beth E. Mooney | Management | For | For |
1.11 | Elect Director Demos Parneros | Management | For | For |
1.12 | Elect Director Barbara R. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
L-3 COMMUNICATIONS HOLDINGS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: LLL SECURITY ID: 502424104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ann E. Dunwoody | Management | For | For |
1.2 | Elect Director Vincent Pagano, Jr. | Management | For | For |
1.3 | Elect Director H. Hugh Shelton | Management | For | For |
1.4 | Elect Director Michael T. Strianese | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
LANNETT COMPANY, INC. MEETING DATE: JAN 22, 2014 | ||||
TICKER: LCI SECURITY ID: 516012101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Farber | Management | For | For |
1.2 | Elect Director Arthur P. Bedrosian | Management | For | For |
1.3 | Elect Director James M. Maher | Management | For | For |
1.4 | Elect Director David Drabik | Management | For | For |
1.5 | Elect Director Paul Taveira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
LAZARD LTD MEETING DATE: APR 29, 2014 | ||||
TICKER: LAZ SECURITY ID: G54050102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Kenneth M. Jacobs as Director | Management | For | For |
1.2 | Elect Philip A. Laskawy as Director | Management | For | For |
1.3 | Elect Michael J. Turner as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LEAR CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: LEA SECURITY ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Bott | Management | For | For |
1b | Elect Director Thomas P. Capo | Management | For | For |
1c | Elect Director Jonathan F. Foster | Management | For | For |
1d | Elect Director Kathleen A. Ligocki | Management | For | For |
1e | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
1f | Elect Director Donald L. Runkle | Management | For | For |
1g | Elect Director Matthew J. Simoncini | Management | For | For |
1h | Elect Director Gregory C. Smith | Management | For | For |
1i | Elect Director Henry D. G. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Janet K. Cooper | Management | For | For |
1.2 | Elect Director John W. Norris, III | Management | For | For |
1.3 | Elect Director Paul W. Schmidt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LEXMARK INTERNATIONAL, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: LXK SECURITY ID: 529771107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ralph E. Gomory | Management | For | For |
1b | Elect Director Jared L. Cohon | Management | For | For |
1c | Elect Director J. Edward Coleman | Management | For | For |
1d | Elect Director Sandra L. Helton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: AUG 21, 2013 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
LINCOLN ELECTRIC HOLDINGS, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: LECO SECURITY ID: 533900106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Gunning | Management | For | For |
1.2 | Elect Director G. Russell Lincoln | Management | For | For |
1.3 | Elect Director Christopher L. Mapes | Management | For | For |
1.4 | Elect Director Phillip J. Mason | Management | For | For |
1.5 | Elect Director Hellene S. Runtagh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
LINEAR TECHNOLOGY CORPORATION MEETING DATE: NOV 06, 2013 | ||||
TICKER: LLTC SECURITY ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
1.2 | Elect Director Lothar Maier | Management | For | For |
1.3 | Elect Director Arthur C. Agnos | Management | For | For |
1.4 | Elect Director John J. Gordon | Management | For | For |
1.5 | Elect Director David S. Lee | Management | For | For |
1.6 | Elect Director Richard M. Moley | Management | For | For |
1.7 | Elect Director Thomas S. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LPL FINANCIAL HOLDINGS INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: LPLA SECURITY ID: 50212V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Boyce | Management | For | For |
1.2 | Elect Director John J. Brennan | Management | For | For |
1.3 | Elect Director Mark S. Casady | Management | For | For |
1.4 | Elect Director Anne M. Mulcahy | Management | For | For |
1.5 | Elect Director James S. Putnam | Management | For | For |
1.6 | Elect Director James S. Riepe | Management | For | For |
1.7 | Elect Director Richard P. Schifter | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Certificate of Incorporation to Provide Directors May Be Removed With or Without Cause | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: APR 16, 2014 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Jagjeet S. Bindra to Supervisory Board | Management | For | For |
1b | Elect Milton Carroll to Supervisory Board | Management | For | For |
1c | Elect Claire S. Farley to Supervisory Board | Management | For | For |
1d | Elect Rudy van der Meer to Supervisory Board | Management | For | For |
1e | Elect Isabella D. Goren to Supervisory Board | Management | For | For |
1f | Elect Nance K. Dicciani to Supervisory Board | Management | For | For |
2a | Elect Karyn F. Ovelmen to Management Board | Management | For | For |
2b | Elect Craig B. Glidden to Management Board | Management | For | For |
2c | Elect Bhavesh V. Patel to Management Board | Management | For | For |
2d | Elect Patrick D. Quarles to Management Board | Management | For | For |
2e | Elect Timothy D. Roberts to Management Board | Management | For | For |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
7 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
8 | Approve Dividends of USD 2.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
MACY'S, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Deirdre P. Connelly | Management | For | For |
1c | Elect Director Meyer Feldberg | Management | For | For |
1d | Elect Director Sara Levinson | Management | For | For |
1e | Elect Director Terry J. Lundgren | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Joyce M. Roche | Management | For | For |
1h | Elect Director Paul C. Varga | Management | For | For |
1i | Elect Director Craig E. Weatherup | Management | For | For |
1j | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MANPOWERGROUP INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: MAN SECURITY ID: 56418H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cari M. Dominguez | Management | For | For |
1.2 | Elect Director Roberto Mendoza | Management | For | For |
1.3 | Elect Director Jonas Prising | Management | For | For |
1.4 | Elect Director Elizabeth P. Sartain | Management | For | For |
1.5 | Elect Director Edward J. Zore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 30, 2014 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven A. Davis | Management | For | For |
1b | Elect Director Gary R. Heminger | Management | For | For |
1c | Elect Director John W. Snow | Management | For | For |
1d | Elect Director John P. Surma | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
MATTEL, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: MAT SECURITY ID: 577081102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Dolan | Management | For | For |
1b | Elect Director Trevor A. Edwards | Management | For | For |
1c | Elect Director Frances D. Fergusson | Management | For | For |
1d | Elect Director Dominic Ng | Management | For | For |
1e | Elect Director Vasant M. Prabhu | Management | For | For |
1f | Elect Director Andrea L. Rich | Management | For | For |
1g | Elect Director Dean A. Scarborough | Management | For | For |
1h | Elect Director Christopher A. Sinclair | Management | For | For |
1i | Elect Director Bryan G. Stockton | Management | For | For |
1j | Elect Director Dirk Van de Put | Management | For | For |
1k | Elect Director Kathy White Loyd | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 13, 2013 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCGRAW HILL FINANCIAL, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: MHFI SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Winfried Bischoff | Management | For | For |
1.2 | Elect Director William D. Green | Management | For | For |
1.3 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.4 | Elect Director Harold McGraw, III | Management | For | For |
1.5 | Elect Director Robert P. McGraw | Management | For | For |
1.6 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.7 | Elect Director Douglas L. Peterson | Management | For | For |
1.8 | Elect Director Michael Rake | Management | For | For |
1.9 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.10 | Elect Director Kurt L. Schmoke | Management | For | For |
1.11 | Elect Director Sidney Taurel | Management | For | For |
1.12 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MEAD JOHNSON NUTRITION COMPANY MEETING DATE: MAY 01, 2014 | ||||
TICKER: MJN SECURITY ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven M. Altschuler | Management | For | For |
1b | Elect Director Howard B. Bernick | Management | For | For |
1c | Elect Director Kimberly A. Casiano | Management | For | For |
1d | Elect Director Anna C. Catalano | Management | For | For |
1e | Elect Director Celeste A. Clark | Management | For | For |
1f | Elect Director James M. Cornelius | Management | For | For |
1g | Elect Director Stephen W. Golsby | Management | For | For |
1h | Elect Director Michael Grobstein | Management | For | For |
1i | Elect Director Peter Kasper Jakobsen | Management | For | For |
1j | Elect Director Peter G. Ratcliffe | Management | For | For |
1k | Elect Director Elliott Sigal | Management | For | For |
1l | Elect Director Robert S. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MFA FINANCIAL, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: MFA SECURITY ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen R. Blank | Management | For | For |
1b | Elect Director William S. Gorin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MGM RESORTS INTERNATIONAL MEETING DATE: JUN 05, 2014 | ||||
TICKER: MGM SECURITY ID: 552953101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Baldwin | Management | For | For |
1.2 | Elect Director William A. Bible | Management | For | For |
1.3 | Elect Director Burton M. Cohen | Management | For | For |
1.4 | Elect Director Mary Chris Gay | Management | For | For |
1.5 | Elect Director William W. Grounds | Management | For | For |
1.6 | Elect Director Alexis M. Herman | Management | For | For |
1.7 | Elect Director Roland Hernandez | Management | For | For |
1.8 | Elect Director Anthony Mandekic | Management | For | For |
1.9 | Elect Director Rose McKinney-James | Management | For | For |
1.10 | Elect Director James J. Murren | Management | For | For |
1.11 | Elect Director Gregory M. Spierkel | Management | For | For |
1.12 | Elect Director Daniel J. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: JAN 23, 2014 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Richard M. Beyer | Management | For | For |
1.3 | Elect Director Patrick J. Byrne | Management | For | For |
1.4 | Elect Director D. Mark Durcan | Management | For | For |
1.5 | Elect Director Warren East | Management | For | For |
1.6 | Elect Director Mercedes Johnson | Management | For | For |
1.7 | Elect Director Lawrence N. Mondry | Management | For | For |
1.8 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 02, 2014 | ||||
TICKER: MNST SECURITY ID: 611740101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Mark J. Hall | Management | For | For |
1.4 | Elect Director Norman C. Epstein | Management | For | For |
1.5 | Elect Director Benjamin M. Polk | Management | For | For |
1.6 | Elect Director Sydney Selati | Management | For | For |
1.7 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.8 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
MOODY'S CORPORATION MEETING DATE: APR 15, 2014 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jorge A. Bermudez | Management | For | For |
1.2 | Elect Director Kathryn M. Hill | Management | For | For |
1.3 | Elect Director Leslie F. Seidman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MORNINGSTAR, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: MORN SECURITY ID: 617700109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joe Mansueto | Management | For | For |
1b | Elect Director Don Phillips | Management | For | For |
1c | Elect Director Cheryl Francis | Management | For | For |
1d | Elect Director Steve Kaplan | Management | For | For |
1e | Elect Director Gail Landis | Management | For | For |
1f | Elect Director Bill Lyons | Management | For | For |
1g | Elect Director Jack Noonan | Management | For | For |
1h | Elect Director Paul Sturm | Management | For | For |
1i | Elect Director Hugh Zentmyer | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MSCI INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: MSCI SECURITY ID: 55354G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Henry A. Fernandez | Management | For | For |
1b | Elect Director Robert G. Ashe | Management | For | For |
1c | Elect Director Benjamin F. duPont | Management | For | For |
1d | Elect Director Alice W. Handy | Management | For | For |
1e | Elect Director Catherine R. Kinney | Management | For | For |
1f | Elect Director Linda H. Riefier | Management | For | For |
1g | Elect Director George W. Siguler | Management | For | For |
1h | Elect Director Patrick Tierney | Management | For | For |
1i | Elect Director Rodolphe M. Vallee | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MYRIAD GENETICS, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: MYGN SECURITY ID: 62855J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Meldrum | Management | For | For |
1.2 | Elect Director Heiner Dreismann | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
NETAPP, INC. MEETING DATE: SEP 13, 2013 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Warmenhoven | Management | For | For |
1b | Elect Director Nicholas G. Moore | Management | For | For |
1c | Elect Director Thomas Georgens | Management | For | For |
1d | Elect Director Jeffry R. Allen | Management | For | For |
1e | Elect Director Alan L. Earhart | Management | For | For |
1f | Elect Director Gerald Held | Management | For | For |
1g | Elect Director T. Michael Nevens | Management | For | For |
1h | Elect Director George T. Shaheen | Management | For | For |
1i | Elect Director Robert T. Wall | Management | For | For |
1j | Elect Director Richard P. Wallace | Management | For | For |
1k | Elect Director Tor R. Braham | Management | For | For |
1l | Elect Director Kathryn M. Hill | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5a | Remove Supermajority Voting Standards for Amendments to Article VI of the Company's Certificate of Incorporation | Management | For | For |
5b | Remove Supermajority Voting Standards for Approve Amendments to Article X of the Company's Certificate of Incorporation | Management | For | For |
6 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
7 | Ratify Auditors | Management | For | For |
NETFLIX, INC. MEETING DATE: JUN 09, 2014 | ||||
TICKER: NFLX SECURITY ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reed Hastings | Management | For | Withhold |
1.2 | Elect Director Jay C. Hoag | Management | For | Withhold |
1.3 | Elect Director A. George (Skip) Battle | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
7 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
8 | Provide For Confidential Running Vote Tallies | Shareholder | Against | For |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
NEWMARKET CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: NEU SECURITY ID: 651587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis L. Cothran | Management | For | For |
1.2 | Elect Director Mark M. Gambill | Management | For | For |
1.3 | Elect Director Bruce C. Gottwald | Management | For | For |
1.4 | Elect Director Thomas E. Gottwald | Management | For | For |
1.5 | Elect Director Patrick D. Hanley | Management | For | For |
1.6 | Elect Director James E. Rogers | Management | For | For |
1.7 | Elect Director Charles B. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Victor H. Fazio | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Bruce S. Gordon | Management | For | For |
1.5 | Elect Director William H. Hernandez | Management | For | For |
1.6 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.7 | Elect Director Karl J. Krapek | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Gary Roughead | Management | For | For |
1.10 | Elect Director Thomas M. Schoewe | Management | For | For |
1.11 | Elect Director Kevin W. Sharer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
NU SKIN ENTERPRISES, INC. MEETING DATE: JUN 24, 2014 | ||||
TICKER: NUS SECURITY ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director Daniel W. Campbell | Management | For | For |
1.3 | Elect Director M. Truman Hunt | Management | For | For |
1.4 | Elect Director Andrew D. Lipman | Management | For | For |
1.5 | Elect Director Steven J. Lund | Management | For | For |
1.6 | Elect Director Patricia A. Negron | Management | For | For |
1.7 | Elect Director Neil H. Offen | Management | For | For |
1.8 | Elect Director Thomas R. Pisano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NV ENERGY, INC. MEETING DATE: SEP 25, 2013 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
NVIDIA CORPORATION MEETING DATE: MAY 23, 2014 | ||||
TICKER: NVDA SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert K. Burgess | Management | For | For |
1b | Elect Director Tench Coxe | Management | For | For |
1c | Elect Director James C. Gaither | Management | For | For |
1d | Elect Director Jen-Hsun Huang | Management | For | For |
1e | Elect Director Dawn Hudson | Management | For | For |
1f | Elect Director Harvey C. Jones | Management | For | For |
1g | Elect Director William J. Miller | Management | For | For |
1h | Elect Director Mark L. Perry | Management | For | For |
1i | Elect Director A. Brooke Seawell | Management | For | For |
1j | Elect Director Mark A. Stevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: ORLY SECURITY ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David O'Reilly | Management | For | For |
1b | Elect Director Larry O'Reilly | Management | For | For |
1c | Elect Director Rosalie O'Reilly Wooten | Management | For | For |
1d | Elect Director Jay D. Burchfield | Management | For | For |
1e | Elect Director Thomas T. Hendrickson | Management | For | For |
1f | Elect Director Paul R. Lederer | Management | For | For |
2 | Amend Articles of Incorporation of the Company's Subsidiary O'Reilly Automotive Stores, Inc. | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Jay Collins | Management | For | For |
1.2 | Elect Director D. Michael Hughes | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
OMNICARE, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: OCR SECURITY ID: 681904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John L. Bernbach | Management | For | For |
1b | Elect Director James G. Carlson | Management | For | For |
1c | Elect Director Mark A. Emmert | Management | For | For |
1d | Elect Director Steven J. Heyer | Management | For | For |
1e | Elect Director Samuel R. Leno | Management | For | For |
1f | Elect Director Barry P. Schochet | Management | For | For |
1g | Elect Director James D. Shelton | Management | For | For |
1h | Elect Director Amy Wallman | Management | For | For |
1i | Elect Director John L. Workman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 13, 2014 | ||||
TICKER: PKG SECURITY ID: 695156109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Hasan Jameel | Management | For | For |
1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
1.4 | Elect Director Robert C. Lyons | Management | For | For |
1.5 | Elect Director Thomas P. Maurer | Management | For | For |
1.6 | Elect Director Samuel M. Mencoff | Management | For | For |
1.7 | Elect Director Roger B. Porter | Management | For | For |
1.8 | Elect Director Thomas S. Souleles | Management | For | For |
1.9 | Elect Director Paul T. Stecko | Management | For | For |
1.10 | Elect Director James D. Woodrum | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 23, 2013 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Kevin A. Lobo | Management | For | For |
1.6 | Elect Director Klaus-Peter Muller | Management | For | Withhold |
1.7 | Elect Director Candy M. Obourn | Management | For | For |
1.8 | Elect Director Joseph M. Scaminace | Management | For | For |
1.9 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.10 | Elect Director Ake Svensson | Management | For | For |
1.11 | Elect Director James L. Wainscott | Management | For | For |
1.12 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PARTNERRE LTD. MEETING DATE: MAY 13, 2014 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judith Hanratty | Management | For | For |
1.2 | Elect Director Costas Miranthis | Management | For | For |
1.3 | Elect Director Remy Sautter | Management | For | For |
1.4 | Elect Director Egbert Willam | Management | For | For |
2 | Approve Deloitte & Touche Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PILGRIM'S PRIDE CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: PPC SECURITY ID: 72147K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gilberto Tomazoni | Management | For | Withhold |
1.2 | Elect Director Joesley Mendonca Batista | Management | For | Withhold |
1.3 | Elect Director Wesley Mendonca Batista | Management | For | Withhold |
1.4 | Elect Director William W. Lovette | Management | For | Withhold |
1.5 | Elect Director Marcus Vinicius Pratini de Moraes | Management | For | For |
1.6 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
2.1 | Elect Director David E. Bell | Management | For | For |
2.2 | Elect Director Michael L. Cooper | Management | For | For |
2.3 | Elect Director Charles Macaluso | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PINNACLE WEST CAPITAL CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: PNW SECURITY ID: 723484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald E. Brandt | Management | For | For |
1.2 | Elect Director Susan Clark-Johnson | Management | For | For |
1.3 | Elect Director Denis A. Cortese | Management | For | For |
1.4 | Elect Director Richard P. Fox | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director Dale E. Klein | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
1.11 | Elect Director David P. Wagener | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PITNEY BOWES INC. MEETING DATE: MAY 12, 2014 | ||||
TICKER: PBI SECURITY ID: 724479100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Anne M. Busquet | Management | For | For |
1c | Elect Director Roger Fradin | Management | For | For |
1d | Elect Director Anne Sutherland Fuchs | Management | For | For |
1e | Elect Director S. Douglas Hutcheson | Management | For | For |
1f | Elect Director Marc B. Lautenbach | Management | For | For |
1g | Elect Director Eduardo R. Menasce | Management | For | For |
1h | Elect Director Michael I. Roth | Management | For | For |
1i | Elect Director David L. Shedlarz | Management | For | For |
1j | Elect Director David B. Snow, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Non-Employee Director Restricted Stock Plan | Management | For | Against |
POLARIS INDUSTRIES INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: PII SECURITY ID: 731068102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Farr | Management | For | For |
1.2 | Elect Director Gary E. Hendrickson | Management | For | For |
1.3 | Elect Director R. M. (Mark) Schreck | Management | For | For |
1.4 | Elect Director William G. Van Dyke | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PROASSURANCE CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: PRA SECURITY ID: 74267C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Flowers | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Ann F. Putallaz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 15, 2014 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director William V. Hickey | Management | For | For |
1.3 | Elect Director Ralph Izzo | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Thomas A. Renyi | Management | For | For |
1.7 | Elect Director Hak Cheol Shin | Management | For | For |
1.8 | Elect Director Richard J. Swift | Management | For | For |
1.9 | Elect Director Susan Tomasky | Management | For | For |
1.10 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3a | Reduce Supermajority Vote Requirement for Certain Business Combinations | Management | For | For |
3b | Reduce Supermajority Vote Requirement to Remove a Director Without Cause | Management | For | For |
3c | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 01, 2014 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | For |
1.6 | Elect Director Gary E. Pruitt | Management | For | For |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUANTA SERVICES, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: PWR SECURITY ID: 74762E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ball | Management | For | For |
1.2 | Elect Director J. Michal Conaway | Management | For | For |
1.3 | Elect Director Vincent D. Foster | Management | For | For |
1.4 | Elect Director Bernard Fried | Management | For | For |
1.5 | Elect Director Louis C. Golm | Management | For | For |
1.6 | Elect Director Worthing F. Jackman | Management | For | For |
1.7 | Elect Director James F. O Neil, III | Management | For | For |
1.8 | Elect Director Bruce Ranck | Management | For | For |
1.9 | Elect Director Margaret B. Shannon | Management | For | For |
1.10 | Elect Director Pat Wood, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 21, 2014 | ||||
TICKER: DGX SECURITY ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy L. Main | Management | For | For |
1.2 | Elect Director Timothy M. Ring | Management | For | For |
1.3 | Elect Director Daniel C. Stanzione | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Remove Supermajority Vote Requirement | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAYMOND JAMES FINANCIAL, INC. MEETING DATE: FEB 20, 2014 | ||||
TICKER: RJF SECURITY ID: 754730109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shelley G. Broader | Management | For | For |
1.2 | Elect Director Jeffrey N. Edwards | Management | For | For |
1.3 | Elect Director Benjamin C. Esty | Management | For | For |
1.4 | Elect Director Francis S. Godbold | Management | For | For |
1.5 | Elect Director H. William Habermeyer, Jr. | Management | For | For |
1.6 | Elect Director Thomas A. James | Management | For | For |
1.7 | Elect Director Gordon L. Johnson | Management | For | For |
1.8 | Elect Director Paul C. Reilly | Management | For | For |
1.9 | Elect Director Robert P. Saltzman | Management | For | For |
1.10 | Elect Director Hardwick Simmons | Management | For | For |
1.11 | Elect Director Susan N. Story | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAYONIER INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: RYN SECURITY ID: 754907103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul G. Boynton | Management | For | For |
1.2 | Elect Director C. David Brown, II | Management | For | For |
1.3 | Elect Director John E. Bush | Management | For | For |
1.4 | Elect Director Mark E. Gaumond | Management | For | For |
1.5 | Elect Director Thomas I. Morgan | Management | For | For |
1.6 | Elect Director David W. Oskin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Risk Management of Effluent Discharges at Fiber Mill | Shareholder | Against | Abstain |
RAYTHEON COMPANY MEETING DATE: MAY 29, 2014 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Thomas A. Kennedy | Management | For | For |
1e | Elect Director George R. Oliver | Management | For | For |
1f | Elect Director Michael C. Ruettgers | Management | For | For |
1g | Elect Director Ronald L. Skates | Management | For | For |
1h | Elect Director William R. Spivey | Management | For | For |
1i | Elect Director Linda G. Stuntz | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
REGENERON PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2014 | ||||
TICKER: REGN SECURITY ID: 75886F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alfred G. Gilman | Management | For | For |
1.2 | Elect Director Joseph L. Goldstein | Management | For | For |
1.3 | Elect Director Robert A. Ingram | Management | For | For |
1.4 | Elect Director Christine A. Poon | Management | For | For |
1.5 | Elect Director P. Roy Vagelos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Omnibus Stock Plan | Management | For | Against |
REGIONS FINANCIAL CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George W. Bryan | Management | For | For |
1b | Elect Director Carolyn H. Byrd | Management | For | For |
1c | Elect Director David J. Cooper, Sr. | Management | For | For |
1d | Elect Director Don DeFosset | Management | For | For |
1e | Elect Director Eric C. Fast | Management | For | For |
1f | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
1g | Elect Director John D. Johns | Management | For | For |
1h | Elect Director Charles D. McCrary | Management | For | For |
1i | Elect Director James R. Malone | Management | For | For |
1j | Elect Director Ruth Ann Marshall | Management | For | For |
1k | Elect Director Susan W. Matlock | Management | For | For |
1l | Elect Director John E. Maupin, Jr. | Management | For | For |
1m | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RELIANCE STEEL & ALUMINUM CO. MEETING DATE: MAY 21, 2014 | ||||
TICKER: RS SECURITY ID: 759509102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sarah J. Anderson | Management | For | For |
1.2 | Elect Director John G. Figueroa | Management | For | For |
1.3 | Elect Director Thomas W. Gimbel | Management | For | For |
1.4 | Elect Director David H. Hannah | Management | For | For |
1.5 | Elect Director Douglas M. Hayes | Management | For | For |
1.6 | Elect Director Mark V. Kaminski | Management | For | For |
1.7 | Elect Director Gregg J. Mollins | Management | For | For |
1.8 | Elect Director Andrew G. Sharkey, III | Management | For | For |
1.9 | Elect Director Leslie A. Waite | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RETAIL PROPERTIES OF AMERICA, INC. MEETING DATE: OCT 08, 2013 | ||||
TICKER: RPAI SECURITY ID: 76131V202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth H. Beard | Management | For | For |
1.2 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
1.3 | Elect Director Paul R. Gauvreau | Management | For | For |
1.4 | Elect Director Gerald M. Gorski | Management | For | For |
1.5 | Elect Director Steven P. Grimes | Management | For | For |
1.6 | Elect Director Richard P. Imperiale | Management | For | For |
1.7 | Elect Director Kenneth E. Masick | Management | For | For |
1.8 | Elect Director Barbara A. Murphy | Management | For | For |
1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
RETAIL PROPERTIES OF AMERICA, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: RPAI SECURITY ID: 76131V202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Catalano, Jr. | Management | For | For |
1.2 | Elect Director Paul R. Gauvreau | Management | For | For |
1.3 | Elect Director Gerald M. Gorski | Management | For | For |
1.4 | Elect Director Steven P. Grimes | Management | For | For |
1.5 | Elect Director Richard P. Imperiale | Management | For | For |
1.6 | Elect Director Peter L. Lynch | Management | For | For |
1.7 | Elect Director Kenneth E. Masick | Management | For | For |
1.8 | Elect Director Barbara A. Murphy | Management | For | For |
1.9 | Elect Director Thomas J. Sargeant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ROCK-TENN COMPANY MEETING DATE: JAN 31, 2014 | ||||
TICKER: RKT SECURITY ID: 772739207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jenny A. Hourihan | Management | For | For |
1.2 | Elect Director Steven C. Voorhees | Management | For | For |
1.3 | Elect Director J. Powell Brown | Management | For | Withhold |
1.4 | Elect Director Robert M. Chapman | Management | For | For |
1.5 | Elect Director Terrell K. Crews | Management | For | For |
1.6 | Elect Director Russell M. Currey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 04, 2014 | ||||
TICKER: ROK SECURITY ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1 | Elect Director Steven R. Kalmanson | Management | For | Withhold |
A2 | Elect Director James P. Keane | Management | For | Withhold |
A3 | Elect Director Donald R. Parfet | Management | For | Withhold |
B | Ratify Auditors | Management | For | For |
C | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
D | Require a Majority Vote for the Election of Directors | Shareholder | None | Against |
SALIX PHARMACEUTICALS, LTD. MEETING DATE: JUN 13, 2014 | ||||
TICKER: SLXP SECURITY ID: 795435106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Chappell | Management | For | For |
1.2 | Elect Director Thomas W. D'Alonzo | Management | For | For |
1.3 | Elect Director William P. Keane | Management | For | For |
1.4 | Elect Director Carolyn J. Logan | Management | For | For |
1.5 | Elect Director Mark A. Sirgo | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANDISK CORPORATION MEETING DATE: JUN 19, 2014 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael E. Marks | Management | For | For |
1b | Elect Director Irwin Federman | Management | For | For |
1c | Elect Director Steven J. Gomo | Management | For | For |
1d | Elect Director Eddy W. Hartenstein | Management | For | For |
1e | Elect Director Chenming Hu | Management | For | For |
1f | Elect Director Catherine P. Lego | Management | For | For |
1g | Elect Director Sanjay Mehrotra | Management | For | For |
1h | Elect Director D. Scott Mercer | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SEI INVESTMENTS COMPANY MEETING DATE: MAY 21, 2014 | ||||
TICKER: SEIC SECURITY ID: 784117103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sarah W. Blumenstein | Management | For | For |
1b | Elect Director Kathryn M. McCarthy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SIGMA-ALDRICH CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: SIAL SECURITY ID: 826552101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Rebecca M. Bergman | Management | For | For |
1b | Elect Director George M. Church | Management | For | For |
1c | Elect Director Michael L. Marberry | Management | For | For |
1d | Elect Director W. Lee McCollum | Management | For | For |
1e | Elect Director Avi M. Nash | Management | For | For |
1f | Elect Director Steven M. Paul | Management | For | For |
1g | Elect Director J. Pedro Reinhard | Management | For | For |
1h | Elect Director Rakesh Sachdev | Management | For | For |
1i | Elect Director D. Dean Spatz | Management | For | For |
1j | Elect Director Barrett A. Toan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Authorize New Class of Preferred Stock | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SKYWORKS SOLUTIONS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: SWKS SECURITY ID: 83088M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. McLachlan | Management | For | For |
1.2 | Elect Director David J. Aldrich | Management | For | For |
1.3 | Elect Director Kevin L. Beebe | Management | For | For |
1.4 | Elect Director Timothy R. Furey | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director Christine King | Management | For | For |
1.7 | Elect Director David P. McGlade | Management | For | For |
1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SMITH & WESSON HOLDING CORPORATION MEETING DATE: SEP 23, 2013 | ||||
TICKER: SWHC SECURITY ID: 831756101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry M. Monheit | Management | For | For |
1.2 | Elect Director Robert L. Scott | Management | For | For |
1.3 | Elect Director Michael F. Golden | Management | For | For |
1.4 | Elect Director Robert H. Brust | Management | For | For |
1.5 | Elect Director P. James Debney | Management | For | For |
1.6 | Elect Director John B. Furman | Management | For | For |
1.7 | Elect Director Mitchell A. Saltz | Management | For | For |
1.8 | Elect Director I. Marie Wadecki | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SNAP-ON INCORPORATED MEETING DATE: APR 24, 2014 | ||||
TICKER: SNA SECURITY ID: 833034101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
1.2 | Elect Director Nicholas T. Pinchuk | Management | For | For |
1.3 | Elect Director Gregg M. Sherrill | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 14, 2014 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOUTHWESTERN ENERGY COMPANY MEETING DATE: MAY 20, 2014 | ||||
TICKER: SWN SECURITY ID: 845467109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Gass | Management | For | For |
1.2 | Elect Director Catherine A. Kehr | Management | For | For |
1.3 | Elect Director Greg D. Kerley | Management | For | For |
1.4 | Elect Director Vello A. Kuuskraa | Management | For | For |
1.5 | Elect Director Kenneth R. Mourton | Management | For | For |
1.6 | Elect Director Steven L. Mueller | Management | For | For |
1.7 | Elect Director Elliott Pew | Management | For | For |
1.8 | Elect Director Alan H. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
5 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | Abstain |
SPIRIT AEROSYSTEMS HOLDINGS, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: SPR SECURITY ID: 848574109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles L. Chadwell | Management | For | Withhold |
1.2 | Elect Director Ivor (Ike) Evans | Management | For | Withhold |
1.3 | Elect Director Paul Fulchino | Management | For | For |
1.4 | Elect Director Richard Gephardt | Management | For | For |
1.5 | Elect Director Robert Johnson | Management | For | For |
1.6 | Elect Director Ronald Kadish | Management | For | For |
1.7 | Elect Director Christopher E. Kubasik | Management | For | For |
1.8 | Elect Director Larry A. Lawson | Management | For | For |
1.9 | Elect Director Tawfiq Popatia | Management | For | Withhold |
1.10 | Elect Director Francis Raborn | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
SPIRIT AIRLINES, INC. MEETING DATE: JUN 17, 2014 | ||||
TICKER: SAVE SECURITY ID: 848577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Ben Baldanza | Management | For | For |
1.2 | Elect Director Robert L. Fornaro | Management | For | For |
1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard R. Devenuti | Management | For | For |
1.2 | Elect Director Stefan K. Widensohler | Management | For | For |
1.3 | Elect Director Wendy L. Yarno | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
STARZ MEETING DATE: JUN 05, 2014 | ||||
TICKER: STRZA SECURITY ID: 85571Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher P. Albrecht | Management | For | For |
1.2 | Elect Director Daniel E. Sanchez | Management | For | For |
1.3 | Elect Director Robert S. Wiesenthal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SYMANTEC CORPORATION MEETING DATE: OCT 22, 2013 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen M. Bennett | Management | For | For |
1b | Elect Director Michael A. Brown | Management | For | For |
1c | Elect Director Frank E. Dangeard | Management | For | For |
1d | Elect Director Geraldine B. Laybourne | Management | For | For |
1e | Elect Director David L. Mahoney | Management | For | For |
1f | Elect Director Robert S. Miller | Management | For | For |
1g | Elect Director Anita M. Sands | Management | For | For |
1h | Elect Director Daniel H. Schulman | Management | For | For |
1i | Elect Director V. Paul Unruh | Management | For | For |
1j | Elect Director Suzanne M. Vautrinot | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
SYNOPSYS, INC. MEETING DATE: APR 02, 2014 | ||||
TICKER: SNPS SECURITY ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Chi-Foon Chan | Management | For | For |
1.3 | Elect Director Alfred Castino | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Management | For | For |
1.7 | Elect Director John G. Schwarz | Management | For | For |
1.8 | Elect Director Roy Vallee | Management | For | For |
1.9 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark S. Bartlett | Management | For | For |
1b | Elect Director Edward C. Bernard | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director James A.C. Kennedy | Management | For | For |
1g | Elect Director Robert F. MacLellan | Management | For | For |
1h | Elect Director Brian C. Rogers | Management | For | For |
1i | Elect Director Olympia J. Snowe | Management | For | For |
1j | Elect Director Alfred Sommer | Management | For | For |
1k | Elect Director Dwight S. Taylor | Management | For | For |
1l | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TD AMERITRADE HOLDING CORPORATION MEETING DATE: FEB 12, 2014 | ||||
TICKER: AMTD SECURITY ID: 87236Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan W. Cook, III | Management | For | For |
1.2 | Elect Director Joseph H. Moglia | Management | For | For |
1.3 | Elect Director Wilbur J. Prezzano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TESORO CORPORATION MEETING DATE: APR 29, 2014 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Gregory J. Goff | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Mary Pat McCarthy | Management | For | For |
1.7 | Elect Director J.W. Nokes | Management | For | For |
1.8 | Elect Director Susan Tomasky | Management | For | For |
1.9 | Elect Director Michael E. Wiley | Management | For | For |
1.10 | Elect Director Patrick Y. Yang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE ADT CORPORATION MEETING DATE: MAR 13, 2014 | ||||
TICKER: ADT SECURITY ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas Colligan | Management | For | For |
1b | Elect Director Richard Daly | Management | For | For |
1c | Elect Director Timothy Donahue | Management | For | For |
1d | Elect Director Robert Dutkowsky | Management | For | For |
1e | Elect Director Bruce Gordon | Management | For | For |
1f | Elect Director Naren Gursahaney | Management | For | For |
1g | Elect Director Bridgette Heller | Management | For | For |
1h | Elect Director Kathleen Hyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE AES CORPORATION MEETING DATE: APR 17, 2014 | ||||
TICKER: AES SECURITY ID: 00130H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andres R. Gluski | Management | For | For |
1.2 | Elect Director Zhang Guo Bao | Management | For | For |
1.3 | Elect Director Charles L. Harrington | Management | For | For |
1.4 | Elect Director Kristina M. Johnson | Management | For | For |
1.5 | Elect Director Tarun Khanna | Management | For | For |
1.6 | Elect Director Philip Lader | Management | For | For |
1.7 | Elect Director James H. Miller | Management | For | For |
1.8 | Elect Director Sandra O. Moose | Management | For | For |
1.9 | Elect Director John B. Morse, Jr. | Management | For | For |
1.10 | Elect Director Moises Naim | Management | For | For |
1.11 | Elect Director Charles O. Rossotti | Management | For | For |
1.12 | Elect Director Sven Sandstrom | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE GAP, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: GPS SECURITY ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Domenico De Sole | Management | For | For |
1b | Elect Director Robert J. Fisher | Management | For | Against |
1c | Elect Director William S. Fisher | Management | For | For |
1d | Elect Director Isabella D. Goren | Management | For | For |
1e | Elect Director Bob L. Martin | Management | For | For |
1f | Elect Director Jorge P. Montoya | Management | For | For |
1g | Elect Director Glenn K. Murphy | Management | For | For |
1h | Elect Director Mayo A. Shattuck, III | Management | For | For |
1i | Elect Director Katherine Tsang | Management | For | For |
1j | Elect Director Padmasree Warrior | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE HERSHEY COMPANY MEETING DATE: APR 29, 2014 | ||||
TICKER: HSY SECURITY ID: 427866108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela M. Arway | Management | For | For |
1.2 | Elect Director John P. Bilbrey | Management | For | For |
1.3 | Elect Director Robert F. Cavanaugh | Management | For | For |
1.4 | Elect Director Charles A. Davis | Management | For | For |
1.5 | Elect Director Mary Kay Haben | Management | For | For |
1.6 | Elect Director Robert M. Malcolm | Management | For | For |
1.7 | Elect Director James M. Mead | Management | For | For |
1.8 | Elect Director James E. Nevels | Management | For | For |
1.9 | Elect Director Anthony J. Palmer | Management | For | For |
1.10 | Elect Director Thomas J. Ridge | Management | For | For |
1.11 | Elect Director David L. Shedlarz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE J. M. SMUCKER COMPANY MEETING DATE: AUG 14, 2013 | ||||
TICKER: SJM SECURITY ID: 832696405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathryn W. Dindo | Management | For | For |
1b | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1c | Elect Director Richard K. Smucker | Management | For | For |
1d | Elect Director Paul Smucker Wagstaff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
THE KROGER CO. MEETING DATE: JUN 26, 2014 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director David B. Lewis | Management | For | For |
1f | Elect Director W. Rodney McMullen | Management | For | For |
1g | Elect Director Jorge P. Montoya | Management | For | For |
1h | Elect Director Clyde R. Moore | Management | For | For |
1i | Elect Director Susan M. Phillips | Management | For | For |
1j | Elect Director Steven R. Rogel | Management | For | For |
1k | Elect Director James A. Runde | Management | For | For |
1l | Elect Director Ronald L. Sargent | Management | For | For |
1m | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
6 | Report on Extended Producer Responsibility Policy Position and Assess Alternatives | Shareholder | Against | Abstain |
THE NASDAQ OMX GROUP, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: NDAQ SECURITY ID: 631103108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene T. Begley | Management | For | For |
1b | Elect Director Steven D. Black | Management | For | For |
1c | Elect Director Borje E. Ekholm | Management | For | For |
1d | Elect Director Robert Greifeld | Management | For | For |
1e | Elect Director Glenn H. Hutchins | Management | For | For |
1f | Elect Director Essa Kazim | Management | For | For |
1g | Elect Director John D. Markese | Management | For | For |
1h | Elect Director Ellyn A. McColgan | Management | For | For |
1i | Elect Director Thomas F. O Neill | Management | For | For |
1j | Elect Director Michael R. Splinter | Management | For | For |
1k | Elect Director Lars R. Wedenborn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Charter to Remove Certain Provisions | Management | For | For |
THE TORO COMPANY MEETING DATE: MAR 18, 2014 | ||||
TICKER: TTC SECURITY ID: 891092108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.2 | Elect Director Katherine J. Harless | Management | For | For |
1.3 | Elect Director Michael J. Hoffman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WESTERN UNION COMPANY MEETING DATE: MAY 16, 2014 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Dinyar S. Devitre | Management | For | For |
1b | Elect Director Hikmet Ersek | Management | For | For |
1c | Elect Director Jack M. Greenberg | Management | For | For |
1d | Elect Director Betsy D. Holden | Management | For | For |
1e | Elect Director Linda Fayne Levinson | Management | For | For |
1f | Elect Director Frances Fragos Townsend | Management | For | For |
1g | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Amend Bylaws to Establish a Board Committee on Human Rights | Shareholder | Against | Abstain |
TORCHMARK CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Adair | Management | For | For |
1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Jane M. Buchan | Management | For | For |
1.5 | Elect Director Gary L. Coleman | Management | For | For |
1.6 | Elect Director Larry M. Hutchison | Management | For | For |
1.7 | Elect Director Robert W. Ingram | Management | For | For |
1.8 | Elect Director Lloyd W. Newton | Management | For | For |
1.9 | Elect Director Darren M. Rebelez | Management | For | For |
1.10 | Elect Director Lamar C. Smith | Management | For | For |
1.11 | Elect Director Paul J. Zucconi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOWERS WATSON & CO. MEETING DATE: NOV 15, 2013 | ||||
TICKER: TW SECURITY ID: 891894107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Victor F. Ganzi | Management | For | For |
1b | Elect Director John J. Haley | Management | For | For |
1c | Elect Director Leslie S. Heisz | Management | For | For |
1d | Elect Director Brendan R. O'Neill | Management | For | For |
1e | Elect Director Linda D. Rabbitt | Management | For | For |
1f | Elect Director Gilbert T. Ray | Management | For | For |
1g | Elect Director Paul Thomas | Management | For | For |
1h | Elect Director Wilhelm Zeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRW AUTOMOTIVE HOLDINGS CORP. MEETING DATE: MAY 13, 2014 | ||||
TICKER: TRW SECURITY ID: 87264S106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francois J. Castaing | Management | For | For |
1.2 | Elect Director Michael R. Gambrell | Management | For | For |
1.3 | Elect Director David W. Meline | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
TYSON FOODS, INC. MEETING DATE: JAN 31, 2014 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1d | Elect Director Jim Kever | Management | For | For |
1e | Elect Director Kevin M. McNamara | Management | For | For |
1f | Elect Director Brad T. Sauer | Management | For | For |
1g | Elect Director Robert Thurber | Management | For | For |
1h | Elect Director Barbara A. Tyson | Management | For | For |
1i | Elect Director Albert C. Zapanta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on the Risks Associated with Use of Gestation Crates in Supply | Shareholder | Against | Abstain |
UDR, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: UDR SECURITY ID: 902653104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katherine A. Cattanach | Management | For | For |
1.2 | Elect Director Eric J. Foss | Management | For | For |
1.3 | Elect Director Robert P. Freeman | Management | For | For |
1.4 | Elect Director Jon A. Grove | Management | For | For |
1.5 | Elect Director James D. Klingbeil | Management | For | For |
1.6 | Elect Director Robert A. McNamara | Management | For | For |
1.7 | Elect Director Mark R. Patterson | Management | For | For |
1.8 | Elect Director Lynne B. Sagalyn | Management | For | For |
1.9 | Elect Director Thomas W. Toomey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
UGI CORPORATION MEETING DATE: JAN 30, 2014 | ||||
TICKER: UGI SECURITY ID: 902681105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lon R. Greenberg | Management | For | For |
1.2 | Elect Director Marvin O. Schlanger | Management | For | For |
1.3 | Elect Director Anne Pol | Management | For | For |
1.4 | Elect Director Ernest E. Jones | Management | For | For |
1.5 | Elect Director John L. Walsh | Management | For | For |
1.6 | Elect Director Roger B. Vincent | Management | For | For |
1.7 | Elect Director M. Shawn Puccio | Management | For | For |
1.8 | Elect Director Richard W. Gochnauer | Management | For | For |
1.9 | Elect Director Frank S. Hermance | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNIFIRST CORPORATION MEETING DATE: JAN 14, 2014 | ||||
TICKER: UNF SECURITY ID: 904708104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald D. Croatti | Management | For | For |
1.2 | Elect Director Donald J. Evans | Management | For | For |
1.3 | Elect Director Thomas S. Postek | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2014 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Dwek | Management | For | For |
1.2 | Elect Director Roger Jeffs | Management | For | For |
1.3 | Elect Director Christopher Patusky | Management | For | For |
1.4 | Elect Director Tommy Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
UNUM GROUP MEETING DATE: MAY 20, 2014 | ||||
TICKER: UNM SECURITY ID: 91529Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy F. Keaney | Management | For | For |
1.2 | Elect Director Gloria C. Larson | Management | For | For |
1.3 | Elect Director William J. Ryan | Management | For | For |
1.4 | Elect Director Thomas R. Watjen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Joseph W. Gorder | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Donald L. Nickles | Management | For | For |
1f | Elect Director Philip J. Pfeiffer | Management | For | For |
1g | Elect Director Robert A. Profusek | Management | For | For |
1h | Elect Director Susan Kaufman Purcell | Management | For | For |
1i | Elect Director Stephen M. Waters | Management | For | For |
1j | Elect Director Randall J. Weisenburger | Management | For | For |
1k | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VCA ANTECH, INC. MEETING DATE: APR 21, 2014 | ||||
TICKER: WOOF SECURITY ID: 918194101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Chickering, Jr. | Management | For | For |
1.2 | Elect Director John Heil | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Change Company Name | Management | For | For |
VF CORPORATION MEETING DATE: APR 22, 2014 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard T. Carucci | Management | For | For |
1.2 | Elect Director Juliana L. Chugg | Management | For | For |
1.3 | Elect Director Juan Ernesto de Bedout | Management | For | For |
1.4 | Elect Director Ursula O. Fairbairn | Management | For | For |
1.5 | Elect Director George Fellows | Management | For | For |
1.6 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.7 | Elect Director Matthew J. Shattock | Management | For | For |
1.8 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WABCO HOLDINGS INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Peter D'Aloia | Management | For | For |
1.2 | Elect Director Juergen W. Gromer | Management | For | For |
1.3 | Elect Director Mary L. Petrovich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WADDELL & REED FINANCIAL, INC. MEETING DATE: APR 16, 2014 | ||||
TICKER: WDR SECURITY ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharilyn S. Gasaway | Management | For | For |
1.2 | Elect Director Alan W. Kosloff | Management | For | For |
1.3 | Elect Director Jerry W. Walton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WARNER CHILCOTT PUBLIC LIMITED COMPANY MEETING DATE: SEP 10, 2013 | ||||
TICKER: WCRX SECURITY ID: G94368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
1 | Approve Scheme of Arrangement | Management | For | For |
2 | Approve Cancellation of Capital Authorization | Management | For | For |
3 | Authority to Allot Securities and Application of Reserves | Management | For | For |
4 | Amend Articles of Association | Management | For | For |
5 | Approve Creation of Distributable Reserves | Management | For | For |
6 | Advisory Vote on Golden Parachutes | Management | For | Against |
7 | Adjourn Meeting | Management | For | Against |
WELLPOINT, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Kerry Clark | Management | For | For |
1.2 | Elect Director Robert L. Dixon, Jr. | Management | For | For |
1.3 | Elect Director Lewis Hay, III | Management | For | For |
1.4 | Elect Director William J. Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prohibit Political Spending | Shareholder | Against | Abstain |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 14, 2013 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director Henry T. DeNero | Management | For | For |
1c | Elect Director William L. Kimsey | Management | For | For |
1d | Elect Director Michael D. Lambert | Management | For | For |
1e | Elect Director Len J. Lauer | Management | For | For |
1f | Elect Director Matthew E. Massengill | Management | For | For |
1g | Elect Director Stephen D. Milligan | Management | For | For |
1h | Elect Director Roger H. Moore | Management | For | For |
1i | Elect Director Thomas E. Pardun | Management | For | For |
1j | Elect Director Arif Shakeel | Management | For | For |
1k | Elect Director Akio Yamamoto | Management | For | For |
1l | Elect Director Masahiro Yamamura | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 16, 2014 | ||||
TICKER: WLK SECURITY ID: 960413102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dorothy C. Jenkins | Management | For | Withhold |
1.2 | Elect Director Max L. Lukens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WEYERHAEUSER COMPANY MEETING DATE: APR 10, 2014 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Mark A. Emmert | Management | For | For |
1.3 | Elect Director John I. Kieckhefer | Management | For | For |
1.4 | Elect Director Wayne W. Murdy | Management | For | For |
1.5 | Elect Director Nicole W. Piasecki | Management | For | For |
1.6 | Elect Director Doyle R. Simons | Management | For | For |
1.7 | Elect Director Richard H. Sinkfield | Management | For | For |
1.8 | Elect Director D. Michael Steuert | Management | For | For |
1.9 | Elect Director Kim Williams | Management | For | For |
1.10 | Elect Director Charles R. Williamson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 15, 2014 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Gary T. DiCamillo | Management | For | For |
1c | Elect Director Diane M. Dietz | Management | For | For |
1d | Elect Director Geraldine T. Elliott | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Michael F. Johnston | Management | For | For |
1g | Elect Director William T. Kerr | Management | For | For |
1h | Elect Director John D. Liu | Management | For | For |
1i | Elect Director Harish Manwani | Management | For | For |
1j | Elect Director William D. Perez | Management | For | For |
1k | Elect Director Michael A. Todman | Management | For | For |
1l | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
WHITEWAVE FOODS COMPANY MEETING DATE: MAY 15, 2014 | ||||
TICKER: WWAV SECURITY ID: 966244105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregg L. Engles | Management | For | Withhold |
1.2 | Elect Director Joseph S. Hardin, Jr. | Management | For | Withhold |
2 | Eliminate Class of Common Stock | Management | For | For |
3 | Amend Charter Prompted By The Completion of Separation From Dean Foods | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WISCONSIN ENERGY CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: WEC SECURITY ID: 976657106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director Barbara L. Bowles | Management | For | For |
1.3 | Elect Director Patricia W. Chadwick | Management | For | For |
1.4 | Elect Director Curt S. Culver | Management | For | For |
1.5 | Elect Director Thomas J. Fischer | Management | For | For |
1.6 | Elect Director Gale E. Klappa | Management | For | For |
1.7 | Elect Director Henry W. Knueppel | Management | For | For |
1.8 | Elect Director Ulice Payne, Jr. | Management | For | For |
1.9 | Elect Director Mary Ellen Stanek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Buckman | Management | For | For |
1.2 | Elect Director George Herrera | Management | For | For |
1.3 | Elect Director Brian Mulroney | Management | For | For |
1.4 | Elect Director Michael H. Wargotz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
WYNN RESORTS, LIMITED MEETING DATE: MAY 16, 2014 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Miller | Management | For | For |
1.2 | Elect Director D. Boone Wayson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Amend Board Qualifications | Management | For | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
XEROX CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert J. Keegan | Management | For | For |
1.6 | Elect Director Robert A. McDonald | Management | For | For |
1.7 | Elect Director Charles Prince | Management | For | For |
1.8 | Elect Director Ann N. Reese | Management | For | For |
1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZEBRA TECHNOLOGIES CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: ZBRA SECURITY ID: 989207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank B. Modruson | Management | For | For |
1.2 | Elect Director Anders Gustafsson | Management | For | For |
1.3 | Elect Director Andrew K. Ludwick | Management | For | For |
1.4 | Elect Director Janice M. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Paul M. Bisaro | Management | For | For |
1d | Elect Director Gail K. Boudreaux | Management | For | For |
1e | Elect Director David C. Dvorak | Management | For | For |
1f | Elect Director Larry C. Glasscock | Management | For | For |
1g | Elect Director Robert A. Hagemann | Management | For | For |
1h | Elect Director Arthur J. Higgins | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VOTE SUMMARY REPORT
FIDELITY SMALL CAP ENHANCED INDEX FUND
07/01/2013 - 06/30/2014
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
1ST SOURCE CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: SRCE SECURITY ID: 336901103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vinod M. Khilnani | Management | For | For |
1.2 | Elect Director Rex Martin | Management | For | For |
1.3 | Elect Director Christopher J. Murphy, III | Management | For | For |
1.4 | Elect Director Timothy K. Ozark | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
A. H. BELO CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: AHC SECURITY ID: 001282102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Beckert | Management | For | For |
1.2 | Elect Director Robert W. Decherd | Management | For | For |
1.3 | Elect Director Tyree B. (Ty) Miller | Management | For | For |
1.4 | Elect Director James M. Moroney, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
A. SCHULMAN, INC. MEETING DATE: DEC 12, 2013 | ||||
TICKER: SHLM SECURITY ID: 808194104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eugene R. Allspach | Management | For | For |
1b | Elect Director Gregory T. Barmore | Management | For | For |
1c | Elect Director David G. Birney | Management | For | For |
1d | Elect Director Howard R. Curd | Management | For | For |
1e | Elect Director Joseph M. Gingo | Management | For | For |
1f | Elect Director Michael A. McManus, Jr. | Management | For | For |
1g | Elect Director Lee D. Meyer | Management | For | For |
1h | Elect Director James A. Mitarotonda | Management | For | For |
1i | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1j | Elect Director Irvin D. Reid | Management | For | For |
1k | Elect Director John B. Yasinsky | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AAON, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: AAON SECURITY ID: 000360206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack E. Short | Management | For | For |
1.2 | Elect Director Jerry R. Levine | Management | For | Against |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
AAR CORP. MEETING DATE: OCT 09, 2013 | ||||
TICKER: AIR SECURITY ID: 000361105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman R. Bobins | Management | For | For |
1.2 | Elect Director Ronald R. Fogleman | Management | For | For |
1.3 | Elect Director James E. Goodwin | Management | For | For |
1.4 | Elect Director Marc J. Walfish | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ABM INDUSTRIES INCORPORATED MEETING DATE: MAR 05, 2014 | ||||
TICKER: ABM SECURITY ID: 000957100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony G. Fernandes | Management | For | For |
1.2 | Elect Director Maryellen C. Herringer | Management | For | For |
1.3 | Elect Director Stephen M. Kadenacy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ABRAXAS PETROLEUM CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: AXAS SECURITY ID: 003830106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralph F. Cox | Management | For | For |
1.2 | Elect Director Dennis E. Logue | Management | For | For |
1.3 | Elect Director Robert L.G. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACADIA PHARMACEUTICALS INC. MEETING DATE: JUN 06, 2014 | ||||
TICKER: ACAD SECURITY ID: 004225108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Borer | Management | For | For |
1.2 | Elect Director Mary Ann Gray | Management | For | For |
1.3 | Elect Director Lester J. Kaplan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ACETO CORPORATION MEETING DATE: DEC 05, 2013 | ||||
TICKER: ACET SECURITY ID: 004446100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert L. Eilender | Management | For | For |
1.2 | Elect Director Salvatore Guccione | Management | For | For |
1.3 | Elect Director Hans C. Noetzli | Management | For | For |
1.4 | Elect Director William N. Britton | Management | For | For |
1.5 | Elect Director Richard P. Randall | Management | For | For |
1.6 | Elect Director Natasha Giordano | Management | For | For |
1.7 | Elect Director Alan G. Levin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Certificate of Incorporation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ACORDA THERAPEUTICS, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: ACOR SECURITY ID: 00484M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Cohen | Management | For | For |
1.2 | Elect Director Lorin J. Randall | Management | For | For |
1.3 | Elect Director Steven M. Rauscher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACTUATE CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: BIRT SECURITY ID: 00508B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter I. Cittadini | Management | For | For |
1.2 | Elect Director Kenneth E. Marshall | Management | For | For |
1.3 | Elect Director Nicolas C. Nierenberg | Management | For | For |
1.4 | Elect Director Arthur C. Patterson | Management | For | For |
1.5 | Elect Director Steven D. Whiteman | Management | For | For |
1.6 | Elect Director Raymond L. Ocampo, Jr. | Management | For | For |
1.7 | Elect Director Timothy B. Yeaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACXIOM CORPORATION MEETING DATE: AUG 06, 2013 | ||||
TICKER: ACXM SECURITY ID: 005125109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard P. Fox | Management | For | For |
1.2 | Elect Director Jerry D. Gramaglia | Management | For | For |
1.3 | Elect Director Clark M. Kokich | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ADAMS RESOURCES & ENERGY, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: AE SECURITY ID: 006351308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas S. Smith | Management | For | For |
1.2 | Elect Director Frank T. Webster | Management | For | For |
1.3 | Elect Director E. C. Reinauer, Jr. | Management | For | For |
1.4 | Elect Director Townes G. Pressler | Management | For | For |
1.5 | Elect Director Larry E. Bell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ADVENT SOFTWARE, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: ADVS SECURITY ID: 007974108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephanie G. DiMarco | Management | For | For |
1b | Elect Director David Peter F. Hess Jr. | Management | For | For |
1c | Elect Director James D. Kirsner | Management | For | For |
1d | Elect Director Wendell G. Van Auken | Management | For | For |
1e | Elect Director Asiff S. Hirji | Management | For | For |
1f | Elect Director Robert M. Tarkoff | Management | For | For |
1g | Elect Director Michael L. Frandsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AEGERION PHARMACEUTICALS, INC. MEETING DATE: JUN 25, 2014 | ||||
TICKER: AEGR SECURITY ID: 00767E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sol J. Barer | Management | For | For |
1.2 | Elect Director Antonio M. Gotto, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AFFYMETRIX, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: AFFX SECURITY ID: 00826T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen P.A. Fodor | Management | For | For |
1b | Elect Director Frank Witney | Management | For | For |
1c | Elect Director Nelson C. Chan | Management | For | For |
1d | Elect Director Gary S. Guthart | Management | For | For |
1e | Elect Director Jami Dover Nachtsheim | Management | For | For |
1f | Elect Director Robert H. Trice | Management | For | For |
1g | Elect Director Robert P. Wayman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AGREE REALTY CORPORATION MEETING DATE: MAY 05, 2014 | ||||
TICKER: ADC SECURITY ID: 008492100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Farris G. Kalil | Management | For | For |
1.2 | Elect Director Gene Silverman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
ALAMO GROUP INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: ALG SECURITY ID: 011311107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roderick R. Baty | Management | For | For |
1.2 | Elect Director Helen W. Cornell | Management | For | For |
1.3 | Elect Director Jerry E. Goldress | Management | For | For |
1.4 | Elect Director David W. Grzelak | Management | For | For |
1.5 | Elect Director Gary L. Martin | Management | For | For |
1.6 | Elect Director Ronald A. Robinson | Management | For | For |
1.7 | Elect Director James B. Skaggs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALBANY MOLECULAR RESEARCH, INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: AMRI SECURITY ID: 012423109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Una S. Ryan | Management | For | For |
1.2 | Elect Director Arthur J. Roth | Management | For | For |
1.3 | Elect Director Gabriel Leung | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALEXANDER & BALDWIN, INC. MEETING DATE: SEP 24, 2013 | ||||
TICKER: ALEX SECURITY ID: 014491104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
ALIGN TECHNOLOGY, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: ALGN SECURITY ID: 016255101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Lacob | Management | For | For |
1.2 | Elect Director C. Raymond Larkin, Jr. | Management | For | For |
1.3 | Elect Director George J. Morrow | Management | For | For |
1.4 | Elect Director David C. Nagel | Management | For | For |
1.5 | Elect Director Thomas M. Prescott | Management | For | For |
1.6 | Elect Director Andrea L. Saia | Management | For | For |
1.7 | Elect Director Greg J. Santora | Management | For | For |
1.8 | Elect Director Warren S. Thaler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALKERMES PLC MEETING DATE: AUG 01, 2013 | ||||
TICKER: ALKS SECURITY ID: G01767105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Anstice | Management | For | For |
1.2 | Elect Director Robert A. Breyer | Management | For | For |
1.3 | Elect Director Wendy L. Dixon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Location of Annual Meeting | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ALLIANCE FIBER OPTIC PRODUCTS, INC. MEETING DATE: NOV 01, 2013 | ||||
TICKER: AFOP SECURITY ID: 018680306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
ALLIANCE HEALTHCARE SERVICES, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: AIQ SECURITY ID: 018606301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Curtis S. Lane | Management | For | Withhold |
1.3 | Elect Director Paul S. Viviano | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALMOST FAMILY, INC. MEETING DATE: MAY 05, 2014 | ||||
TICKER: AFAM SECURITY ID: 020409108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Yarmuth | Management | For | For |
1.2 | Elect Director Steven B. Bing | Management | For | For |
1.3 | Elect Director Donald G. McClinton | Management | For | For |
1.4 | Elect Director Tyree G. Wilburn | Management | For | For |
1.5 | Elect Director Jonathan D. Goldberg | Management | For | For |
1.6 | Elect Director W. Earl Reed, III | Management | For | For |
1.7 | Elect Director Henry M. Altman, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALTISOURCE RESIDENTIAL CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: RESI SECURITY ID: 02153W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Michael A. Eruzione | Management | For | For |
1.3 | Elect Director Robert J. Fitzpatrick | Management | For | For |
1.4 | Elect Director James H. Mullen, Jr. | Management | For | For |
1.5 | Elect Director David B. Reiner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ALTRA INDUSTRIAL MOTION CORP. MEETING DATE: APR 24, 2014 | ||||
TICKER: AIMC SECURITY ID: 02208R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Carl R. Christenson | Management | For | For |
1.3 | Elect Director Lyle G. Ganske | Management | For | For |
1.4 | Elect Director Michael S. Lipscomb | Management | For | For |
1.5 | Elect Director Larry McPherson | Management | For | For |
1.6 | Elect Director Thomas W. Swidarski | Management | For | For |
1.7 | Elect Director James H. Woodward, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERCO MEETING DATE: AUG 29, 2013 | ||||
TICKER: UHAL SECURITY ID: 023586100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Amend Articles to Add Mandatory Director, Officer and Agent Indemnification Provision | Management | For | Against |
3 | Amend Articles to Eliminate Any Specific Terms or Conditions of Any Preferred Stock or Serial Common Stock | Management | For | For |
4 | Amend Articles to Update the Conflict of Interest and Interested Transaction Provision | Management | For | For |
5 | Amend Articles To Correct Typographical Errors and to Make Non-Substantive Stylistic Changes | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Allow Shareholder Proposals Requesting Ratification of Decisions and Actions Taken by the Board | Shareholder | For | Against |
9.1 | Elect Director Edward J. 'Joe' Shoen | Management | For | Withhold |
9.2 | Elect Director James E. Acridge | Management | For | For |
9.3 | Elect Director Charles J. Bayer | Management | For | For |
9.4 | Elect Director John P. Brogan | Management | For | For |
9.5 | Elect Director John M. Dodds | Management | For | For |
9.6 | Elect Director Michael L. Gallagher | Management | For | For |
9.7 | Elect Director Daniel R. Mullen | Management | For | For |
9.8 | Elect Director James P. Shoen | Management | For | Withhold |
AMERICAN GREETINGS CORPORATION MEETING DATE: AUG 07, 2013 | ||||
TICKER: AM SECURITY ID: 026375105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
AMERICAN PACIFIC CORPORATION MEETING DATE: MAR 11, 2014 | ||||
TICKER: APFC SECURITY ID: 028740108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara Smith Campbell | Management | For | For |
1.2 | Elect Director C. Keith Rooker | Management | For | For |
1.3 | Elect Director Charlotte E. Sibley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN PUBLIC EDUCATION, INC. MEETING DATE: JUN 13, 2014 | ||||
TICKER: APEI SECURITY ID: 02913V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Eric C. Andersen | Management | For | For |
1b | Elect Director Wallace E. Boston, Jr. | Management | For | For |
1c | Elect Director Barbara G. Fast | Management | For | For |
1d | Elect Director Jean C. Halle | Management | For | For |
1e | Elect Director Timothy J. Landon | Management | For | For |
1f | Elect Director Westley Moore | Management | For | For |
1g | Elect Director Timothy T. Weglicki | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMERICAN SCIENCE AND ENGINEERING, INC. MEETING DATE: SEP 04, 2013 | ||||
TICKER: ASEI SECURITY ID: 029429107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis R. Brown | Management | For | For |
1.2 | Elect Director Charles P. Dougherty | Management | For | For |
1.3 | Elect Director John A. Gordon | Management | For | For |
1.4 | Elect Director Hamilton W. Helmer | Management | For | For |
1.5 | Elect Director Don R. Kania | Management | For | For |
1.6 | Elect Director Mark S. Thompson | Management | For | For |
1.7 | Elect Director Jennifer L. Vogel | Management | For | For |
1.8 | Elect Director Carl W. Vogt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN STATES WATER COMPANY MEETING DATE: MAY 20, 2014 | ||||
TICKER: AWR SECURITY ID: 029899101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Fielder | Management | For | For |
1.2 | Elect Director James F. McNulty | Management | For | For |
1.3 | Elect Director Janice F. Wilkins | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERIS BANCORP MEETING DATE: MAY 29, 2014 | ||||
TICKER: ABCB SECURITY ID: 03076K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Raymond Fulp | Management | For | For |
1.2 | Elect Director Robert P. Lynch | Management | For | For |
1.3 | Elect Director Brooks Sheldon | Management | For | For |
1.4 | Elect Director William H. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
AMERISAFE, INC. MEETING DATE: JUN 13, 2014 | ||||
TICKER: AMSF SECURITY ID: 03071H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Allen Bradley, Jr. | Management | For | For |
1.2 | Elect Director Austin P. Young, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMN HEALTHCARE SERVICES, INC. MEETING DATE: APR 23, 2014 | ||||
TICKER: AHS SECURITY ID: 001744101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mark G. Foletta | Management | For | For |
1b | Elect Director R. Jeffrey Harris | Management | For | For |
1c | Elect Director Michael M.E. Johns | Management | For | For |
1d | Elect Director Martha H. Marsh | Management | For | For |
1e | Elect Director Susan R. Salka | Management | For | For |
1f | Elect Director Andrew M. Stern | Management | For | For |
1g | Elect Director Paul E. Weaver | Management | For | For |
1h | Elect Director Douglas D. Wheat | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMSURG CORP. MEETING DATE: MAY 20, 2014 | ||||
TICKER: AMSG SECURITY ID: 03232P405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry D. Herr | Management | For | For |
1.2 | Elect Director Christopher A. Holden | Management | For | For |
1.3 | Elect Director Joey A. Jacobs | Management | For | For |
1.4 | Elect Director Kevin P. Lavender | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Abstain |
ANAREN, INC. MEETING DATE: NOV 06, 2013 | ||||
TICKER: ANEN SECURITY ID: 032744104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew S. Robison | Management | For | For |
1.2 | Elect Director John L. Smucker | Management | For | For |
1.3 | Elect Director Patricia T. Civil | Management | For | For |
2 | Declassify the Board of Directors | Shareholder | Against | For |
3 | Amend Shareholder Rights Plan (Poison Pill) | Management | Against | For |
4 | Ratify Auditors | Management | For | For |
ANAREN, INC. MEETING DATE: FEB 06, 2014 | ||||
TICKER: ANEN SECURITY ID: 032744104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
ANIKA THERAPEUTICS, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: ANIK ��SECURITY ID: 035255108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. Wheeler | Management | For | For |
1.2 | Elect Director Charles H. Sherwood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANIXTER INTERNATIONAL INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: AXE SECURITY ID: 035290105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James Blyth | Management | For | For |
1.2 | Elect Director Frederic F. Brace | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Robert J. Eck | Management | For | For |
1.5 | Elect Director Robert W. Grubbs | Management | For | For |
1.6 | Elect Director F. Philip Handy | Management | For | For |
1.7 | Elect Director Melvyn N. Klein | Management | For | For |
1.8 | Elect Director George Munoz | Management | For | For |
1.9 | Elect Director Stuart M. Sloan | Management | For | For |
1.10 | Elect Director Matthew Zell | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: ARI SECURITY ID: 03762U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph F. Azrack | Management | For | For |
1.2 | Elect Director Mark C. Biderman | Management | For | For |
1.3 | Elect Director Robert A. Kasdin | Management | For | For |
1.4 | Elect Director Eric L. Press | Management | For | For |
1.5 | Elect Director Scott S. Prince | Management | For | For |
1.6 | Elect Director Stuart A. Rothstein | Management | For | For |
1.7 | Elect Director Michael E. Salvati | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APOLLO INVESTMENT CORPORATION MEETING DATE: AUG 06, 2013 | ||||
TICKER: AINV SECURITY ID: 03761U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elliot Stein, Jr. | Management | For | For |
1.2 | Elect Director Bradley J. Wechsler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
APOLLO INVESTMENT CORPORATION MEETING DATE: AUG 06, 2013 | ||||
TICKER: AINV SECURITY ID: 03761U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
APOLLO RESIDENTIAL MORTGAGE, INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: AMTG SECURITY ID: 03763V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Becker | Management | For | For |
1.2 | Elect Director Mark C. Biderman | Management | For | For |
1.3 | Elect Director Thomas D. Christopoul | Management | For | For |
1.4 | Elect Director Michael A. Commaroto | Management | For | For |
1.5 | Elect Director Frederick N. Khedouri | Management | For | For |
1.6 | Elect Director Frederick J. Kleisner | Management | For | For |
1.7 | Elect Director Hope S. Taitz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARC DOCUMENT SOLUTIONS, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: ARC SECURITY ID: 00191G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kumarakulasingam (Suri) Suriyakumar | Management | For | For |
1.2 | Elect Director Thomas J. Formolo | Management | For | For |
1.3 | Elect Director Dewitt Kerry McCluggage | Management | For | For |
1.4 | Elect Director James F. McNulty | Management | For | For |
1.5 | Elect Director Mark W. Mealy | Management | For | For |
1.6 | Elect Director Manuel Perez de la Mesa | Management | For | For |
1.7 | Elect Director Eriberto R. Scocimara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ARENA PHARMACEUTICALS, INC. MEETING DATE: JUN 13, 2014 | ||||
TICKER: ARNA SECURITY ID: 040047102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Lief | Management | For | For |
1.2 | Elect Director Dominic P. Behan | Management | For | For |
1.3 | Elect Director Donald D. Belcher | Management | For | For |
1.4 | Elect Director Scott H. Bice | Management | For | For |
1.5 | Elect Director Harry F. Hixson, Jr. | Management | For | For |
1.6 | Elect Director Tina S. Nova | Management | For | For |
1.7 | Elect Director Phillip M. Schneider | Management | For | For |
1.8 | Elect Director Christine A. White | Management | For | For |
1.9 | Elect Director Randall E. Woods | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARGAN, INC. MEETING DATE: JUN 24, 2014 | ||||
TICKER: AGX SECURITY ID: 04010E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rainer H. Bosselmann | Management | For | For |
1.2 | Elect Director Henry A. Crumpton | Management | For | For |
1.3 | Elect Director Cynthia A. Flanders | Management | For | Withhold |
1.4 | Elect Director William F. Griffin, Jr. | Management | For | For |
1.5 | Elect Director William F. Leimkuhler | Management | For | Withhold |
1.6 | Elect Director W.G. Champion Mitchell | Management | For | For |
1.7 | Elect Director James W. Quinn | Management | For | Withhold |
1.8 | Elect Director Brian R. Sherras | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. MEETING DATE: MAY 06, 2014 | ||||
TICKER: AGII SECURITY ID: G0464B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H. Berry Cash | Management | For | For |
1b | Elect Director John R. Power, Jr. | Management | For | For |
1c | Elect Director Mark E. Watson, III | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ARKANSAS BEST CORPORATION MEETING DATE: APR 23, 2014 | ||||
TICKER: ABFS SECURITY ID: 040790107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Alden | Management | For | For |
1.2 | Elect Director Fred A. Allardyce | Management | For | For |
1.3 | Elect Director William M. Legg | Management | For | For |
1.4 | Elect Director Judy R. McReynolds | Management | For | For |
1.5 | Elect Director John H. Morris | Management | For | For |
1.6 | Elect Director Craig E. Philip | Management | For | For |
1.7 | Elect Director Steven L. Spinner | Management | For | For |
1.8 | Elect Director Janice E. Stipp | Management | For | For |
1.9 | Elect Director Robert A. Young, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
ARUBA NETWORKS, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: ARUN SECURITY ID: 043176106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic P. Orr | Management | For | For |
1.2 | Elect Director Keerti Melkote | Management | For | For |
1.3 | Elect Director Bernard Guidon | Management | For | For |
1.4 | Elect Director Emmanuel Hernandez | Management | For | For |
1.5 | Elect Director Michael R. Kourey | Management | For | For |
1.6 | Elect Director Willem P. Roelandts | Management | For | For |
1.7 | Elect Director Juergen Rottler | Management | For | For |
1.8 | Elect Director Daniel Warmenhoven | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASPEN TECHNOLOGY, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: AZPN SECURITY ID: 045327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Whelan, Jr. | Management | For | For |
1.2 | Elect Director Donald P. Casey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASTRONICS CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: ATRO SECURITY ID: 046433108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond W. Boushie | Management | For | For |
1.2 | Elect Director Robert T. Brady | Management | For | For |
1.3 | Elect Director John B. Drenning | Management | For | Withhold |
1.4 | Elect Director Peter J. Gundermann | Management | For | Withhold |
1.5 | Elect Director Kevin T. Keane | Management | For | Withhold |
1.6 | Elect Director Robert J. McKenna | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ATRION CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: ATRI SECURITY ID: 049904105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emile A Battat | Management | For | For |
1.2 | Elect Director Ronald N. Spaulding | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUXILIUM PHARMACEUTICALS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: AUXL SECURITY ID: 05334D107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rolf A. Classon | Management | For | For |
1.2 | Elect Director Adrian Adams | Management | For | For |
1.3 | Elect Director Peter C. Brandt | Management | For | For |
1.4 | Elect Director Oliver S. Fetzer | Management | For | For |
1.5 | Elect Director Paul A. Friedman | Management | For | For |
1.6 | Elect Director Nancy S. Lurker | Management | For | For |
1.7 | Elect Director William T. McKee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
AVG TECHNOLOGIES NV MEETING DATE: SEP 24, 2013 | ||||
TICKER: AVG SECURITY ID: N07831105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Gary Kovacs as CEO | Management | For | For |
3 | Approve Remuneration Package of New CEO | Management | For | Against |
4 | Amend Remuneration Arrangements with COO Giamatteo Including Approval of One-Off Cash Bonuses and Accelarated Vesting of 50,000 Stock Options and 37,500 Restricted Stock Units | Management | For | Against |
5 | Approve Annual Bonus of USD 500,000 in Cash or Restricted Stock Units to Supervisory Board Chairman Fuller | Management | For | Against |
6 | Approve Grant of 20,000 Options to Supervisory Board Member Esser | Management | For | For |
7 | Allow Questions | Management | None | None |
8 | Close Meeting | Management | None | None |
AVG TECHNOLOGIES NV MEETING DATE: JUN 11, 2014 | ||||
TICKER: AVG SECURITY ID: N07831105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Presentation Annual Accounts 2013 | Management | None | None |
3 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Reelect J. Little to Executive Board | Management | For | For |
9 | Reelect D. Fuller to Supervisory Board | Management | For | For |
10 | Reelect G. Eichler to Supervisory Board | Management | For | For |
11 | Elect R. Dunne to Supervisory Board | Management | For | For |
12 | Approve Stock Option Grants of 20,000 Options to Mr. Dunne | Management | For | For |
13 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
14 | Authorize Board to Exclude Preemptive Rights from Share Issuances Under Item 13 | Management | For | For |
15 | Approve Increase of Options and RSU's Up to 9,059,948 under Share Option Plan | Management | For | For |
16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
17 | Allow Questions | Management | None | None |
18 | Open Meeting | Management | None | None |
AVISTA CORPORATION MEETING DATE: MAY 08, 2014 | ||||
TICKER: AVA SECURITY ID: 05379B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Erik J. Anderson | Management | For | For |
1b | Elect Director Kristianne Blake | Management | For | For |
1c | Elect Director Donald C. Burke | Management | For | For |
1d | Elect Director John F. Kelly | Management | For | For |
1e | Elect Director Rebecca A. Klein | Management | For | For |
1f | Elect Director Scott L. Morris | Management | For | For |
1g | Elect Director Marc F. Racicot | Management | For | For |
1h | Elect Director Heidi B. Stanley | Management | For | For |
1i | Elect Director R. John Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AZZ INCORPORATED MEETING DATE: JUL 09, 2013 | ||||
TICKER: AZZ SECURITY ID: 002474104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Kirk Downey | Management | For | For |
1.2 | Elect Director Daniel R. Feehan | Management | For | For |
1.3 | Elect Director Peter A. Hegedus | Management | For | For |
1.4 | Elect Director David H. Dingus | Management | For | For |
1.5 | Elect Director Dana L. Perry | Management | For | For |
1.6 | Elect Director Daniel E. Berce | Management | For | For |
1.7 | Elect Director Martin C. Bowen | Management | For | For |
1.8 | Elect Director Sam Rosen | Management | For | For |
1.9 | Elect Director Kevern R. Joyce | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BALCHEM CORPORATION MEETING DATE: JUN 19, 2014 | ||||
TICKER: BCPC SECURITY ID: 057665200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Fischer | Management | For | For |
1.2 | Elect Director Perry W. Premdas | Management | For | For |
1.3 | Elect Director John Y. Televantos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANCFIRST CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: BANF SECURITY ID: 05945F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis Brand | Management | For | For |
1.2 | Elect Director C. L. Craig, Jr. | Management | For | For |
1.3 | Elect Director William H. Crawford | Management | For | For |
1.4 | Elect Director James R. Daniel | Management | For | For |
1.5 | Elect Director F. Ford Drummond | Management | For | For |
1.6 | Elect Director K. Gordon Greer | Management | For | For |
1.7 | Elect Director Donald B. Halverstadt | Management | For | For |
1.8 | Elect Director William O. Johnstone | Management | For | For |
1.9 | Elect Director Dave R. Lopez | Management | For | Withhold |
1.10 | Elect Director J. Ralph McCalmont | Management | For | For |
1.11 | Elect Director Tom H. McCasland, III | Management | For | For |
1.12 | Elect Director Ronald Norick | Management | For | For |
1.13 | Elect Director Paul B. Odom, Jr. | Management | For | For |
1.14 | Elect Director David E. Rainbolt | Management | For | For |
1.15 | Elect Director H. E. Rainbolt | Management | For | For |
1.16 | Elect Director Michael S. Samis | Management | For | For |
1.17 | Elect Director Natalie Shirley | Management | For | For |
1.18 | Elect Director Michael K. Wallace | Management | For | For |
1.19 | Elect Director G. Rainey Williams, Jr. | Management | For | For |
2 | Amend Stock Option Plan | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Amend Deferred Compensation Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANCORPSOUTH, INC. MEETING DATE: APR 23, 2014 | ||||
TICKER: BXS SECURITY ID: 059692103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. G. Holliman, Jr. | Management | For | For |
1.2 | Elect Director Warren A. Hood, Jr. | Management | For | For |
1.3 | Elect Director Turner O. Lashlee | Management | For | For |
1.4 | Elect Director Alan W. Perry | Management | For | For |
1.5 | Elect Director Thomas H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BANK OF MARIN BANCORP MEETING DATE: MAY 13, 2014 | ||||
TICKER: BMRC SECURITY ID: 063425102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell A. Colombo | Management | For | For |
1.2 | Elect Director James C. Hale, III | Management | For | For |
1.3 | Elect Director Robert Heller | Management | For | For |
1.4 | Elect Director Norma J. Howard | Management | For | For |
1.5 | Elect Director Kevin R. Kennedy | Management | For | For |
1.6 | Elect Director Stuart D. Lum | Management | For | For |
1.7 | Elect Director William H. McDevitt, Jr. | Management | For | For |
1.8 | Elect Director Michaela K. Rodeno | Management | For | For |
1.9 | Elect Director Joel Sklar | Management | For | For |
1.10 | Elect Director Brian M. Sobel | Management | For | For |
1.11 | Elect Director J. Dietrich Stroeh | Management | For | For |
1.12 | Elect Director Jan I. Yanehiro | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BANNER CORPORATION MEETING DATE: APR 22, 2014 | ||||
TICKER: BANR SECURITY ID: 06652V208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jesse G. Foster | Management | For | For |
1.2 | Elect Director Mark J. Grescovich | Management | For | For |
1.3 | Elect Director D. Michael Jones | Management | For | Withhold |
1.4 | Elect Director David A. Klaue | Management | For | For |
1.5 | Elect Director Brent A. Orrico | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BARRETT BUSINESS SERVICES, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: BBSI SECURITY ID: 068463108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Carley | Management | For | For |
1.2 | Elect Director Michael L. Elich | Management | For | For |
1.3 | Elect Director James B. Hicks | Management | For | For |
1.4 | Elect Director Roger L. Johnson | Management | For | For |
1.5 | Elect Director Jon L. Justesen | Management | For | For |
1.6 | Elect Director Anthony Meeker | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BELO CORP. MEETING DATE: SEP 25, 2013 | ||||
TICKER: BLC SECURITY ID: 080555105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Dawson | Management | For | For |
1.2 | Elect Director Gayla J. Delly | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director Kenneth T. Lamneck | Management | For | For |
1.6 | Elect Director David W. Scheible | Management | For | For |
1.7 | Elect Director Bernee D.L. Strom | Management | For | For |
1.8 | Elect Director Clay C. Williams | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BERRY PLASTICS GROUP, INC. MEETING DATE: MAR 11, 2014 | ||||
TICKER: BERY SECURITY ID: 08579W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Evan Bayh | Management | For | Withhold |
1.2 | Elect Director Anthony M. Civale | Management | For | Withhold |
1.3 | Elect Director Ronald S. Rolfe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BGC PARTNERS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: BGCP SECURITY ID: 05541T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard W. Lutnick | Management | For | Withhold |
1.2 | Elect Director John H. Dalton | Management | For | Withhold |
1.3 | Elect Director Stephen T. Curwood | Management | For | Withhold |
1.4 | Elect Director Albert M. Weis | Management | For | Withhold |
1.5 | Elect Director William J. Moran | Management | For | For |
1.6 | Elect Director Linda A. Bell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
BIG 5 SPORTING GOODS CORPORATION MEETING DATE: JUN 05, 2014 | ||||
TICKER: BGFV SECURITY ID: 08915P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jennifer H. Dunbar | Management | For | For |
1.2 | Elect Director Steven G. Miller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BLACK BOX CORPORATION MEETING DATE: AUG 06, 2013 | ||||
TICKER: BBOX SECURITY ID: 091826107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Crouch | Management | For | For |
1.2 | Elect Director Thomas W. Golonski | Management | For | For |
1.3 | Elect Director Thomas G. Greig | Management | For | For |
1.4 | Elect Director John S. Heller | Management | For | For |
1.5 | Elect Director William H. Hernandez | Management | For | For |
1.6 | Elect Director Michael McAndrew | Management | For | For |
1.7 | Elect Director Edward A. Nicholson | Management | For | For |
1.8 | Elect Director Joel T. Trammell | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BLACK HILLS CORPORATION MEETING DATE: APR 29, 2014 | ||||
TICKER: BKH SECURITY ID: 092113109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Emery | Management | For | For |
1.2 | Elect Director Rebecca B. Roberts | Management | For | For |
1.3 | Elect Director Warren L. Robinson | Management | For | For |
1.4 | Elect Director John B. Vering | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BLOOMIN' BRANDS, INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: BLMN SECURITY ID: 094235108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Craigie | Management | For | For |
1.2 | Elect Director Mindy Grossman | Management | For | For |
1.3 | Elect Director Mark E. Nunnelly | Management | For | Withhold |
1.4 | Elect Director Chris T. Sullivan | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BNC BANCORP MEETING DATE: MAY 20, 2014 | ||||
TICKER: BNCN SECURITY ID: 05566T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph M. Coltrane, Jr. | Management | For | For |
1.2 | Elect Director Richard F. Wood | Management | For | For |
1.3 | Elect Director G. Kennedy Thompson | Management | For | For |
1.4 | Elect Director Elaine M. Lyerly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BOB EVANS FARMS, INC. MEETING DATE: AUG 21, 2013 | ||||
TICKER: BOBE SECURITY ID: 096761101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry C. Corbin | Management | For | For |
1b | Elect Director Steven A. Davis | Management | For | For |
1c | Elect Director Michael J. Gasser | Management | For | For |
1d | Elect Director E. Gordon Gee | Management | For | For |
1e | Elect Director E.W. (Bill) Ingram, III | Management | For | For |
1f | Elect Director Mary Kay Haben | Management | For | For |
1g | Elect Director Cheryl L. Krueger | Management | For | For |
1h | Elect Director G. Robert Lucas | Management | For | For |
1i | Elect Director Eileen A. Mallesch | Management | For | For |
1j | Elect Director Paul S. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BRIDGEPOINT EDUCATION, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: BPI SECURITY ID: 10807M105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dale Crandall | Management | For | For |
1.2 | Elect Director Adarsh Sarma | Management | For | Withhold |
1.3 | Elect Director Marye Anne Fox | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BRISTOW GROUP INC. MEETING DATE: AUG 01, 2013 | ||||
TICKER: BRS SECURITY ID: 110394103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | For |
1.2 | Elect Director Stephen J. Cannon | Management | For | For |
1.3 | Elect Director William E. Chiles | Management | For | For |
1.4 | Elect Director Michael A. Flick | Management | For | For |
1.5 | Elect Director Lori A. Gobillot | Management | For | For |
1.6 | Elect Director Ian A. Godden | Management | For | For |
1.7 | Elect Director Stephen A. King | Management | For | For |
1.8 | Elect Director Thomas C. Knudson | Management | For | For |
1.9 | Elect Director Mathew Masters | Management | For | For |
1.10 | Elect Director Bruce H. Stover | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BUFFALO WILD WINGS, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: BWLD SECURITY ID: 119848109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sally J. Smith | Management | For | For |
1.2 | Elect Director J. Oliver Maggard | Management | For | For |
1.3 | Elect Director James M. Damian | Management | For | For |
1.4 | Elect Director Dale M. Applequist | Management | For | For |
1.5 | Elect Director Warren E. Mack | Management | For | For |
1.6 | Elect Director Michael P. Johnson | Management | For | For |
1.7 | Elect Director Jerry R. Rose | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CABOT MICROELECTRONICS CORPORATION MEETING DATE: MAR 04, 2014 | ||||
TICKER: CCMP SECURITY ID: 12709P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Birgeneau | Management | For | For |
1.2 | Elect Director Steven V. Wilkinson | Management | For | For |
1.3 | Elect Director Bailing Xia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CAL-MAINE FOODS, INC. MEETING DATE: OCT 04, 2013 | ||||
TICKER: CALM SECURITY ID: 128030202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adolphus B. Baker | Management | For | Withhold |
1.2 | Elect Director Timothy A. Dawson | Management | For | Withhold |
1.3 | Elect Director Letitia C. Hughes | Management | For | For |
1.4 | Elect Director Sherman L. Miller | Management | For | Withhold |
1.5 | Elect Director James E. Poole | Management | For | For |
1.6 | Elect Director Steve W. Sanders | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CANTEL MEDICAL CORP. MEETING DATE: JAN 09, 2014 | ||||
TICKER: CMN SECURITY ID: 138098108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Diker | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Ann E. Berman | Management | For | For |
1.4 | Elect Director Joseph M. Cohen | Management | For | For |
1.5 | Elect Director Mark N. Diker | Management | For | For |
1.6 | Elect Director George L. Fotiades | Management | For | For |
1.7 | Elect Director Alan J. Hirschfield | Management | For | For |
1.8 | Elect Director Andrew A. Krakauer | Management | For | For |
1.9 | Elect Director Peter J. Pronovost | Management | For | For |
1.10 | Elect Director Bruce Slovin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CAPELLA EDUCATION COMPANY MEETING DATE: MAY 06, 2014 | ||||
TICKER: CPLA SECURITY ID: 139594105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Kevin Gilligan | Management | For | For |
1.2 | Elect Director Michael A. Linton | Management | For | For |
1.3 | Elect Director Michael L. Lomax | Management | For | For |
1.4 | Elect Director Jody G. Miller | Management | For | For |
1.5 | Elect Director Stephen G. Shank | Management | For | For |
1.6 | Elect Director Andrew M. Slavitt | Management | For | For |
1.7 | Elect Director David W. Smith | Management | For | For |
1.8 | Elect Director Jeffrey W. Taylor | Management | For | For |
1.9 | Elect Director Darrell R. Tukua | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CAPSTEAD MORTGAGE CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: CMO SECURITY ID: 14067E506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Bernard | Management | For | For |
1.2 | Elect Director Jack Biegler | Management | For | For |
1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
1.5 | Elect Director Gary Keiser | Management | For | For |
1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
1.7 | Elect Director Michael G. O'Neil | Management | For | For |
1.8 | Elect Director Mark S. Whiting | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CARDTRONICS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: CATM SECURITY ID: 14161H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jorge M. Diaz | Management | For | For |
1.2 | Elect Director G. Patrick Phillips | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
CASH AMERICA INTERNATIONAL, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: CSH SECURITY ID: 14754D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel E. Berce | Management | For | For |
1.2 | Elect Director Jack R. Daugherty | Management | For | For |
1.3 | Elect Director Daniel R. Feehan | Management | For | For |
1.4 | Elect Director James H. Graves | Management | For | For |
1.5 | Elect Director B.D. Hunter | Management | For | For |
1.6 | Elect Director Timothy J. McKibben | Management | For | For |
1.7 | Elect Director Alfred M. Micallef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CELADON GROUP, INC. MEETING DATE: DEC 11, 2013 | ||||
TICKER: CGI SECURITY ID: 150838100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen Russell | Management | For | For |
1.2 | Elect Director Anthony Heyworth | Management | For | For |
1.3 | Elect Director Catherine Langham | Management | For | For |
1.4 | Elect Director Michael Miller | Management | For | For |
1.5 | Elect Director Paul Will | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
CELLDEX THERAPEUTICS, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: CLDX SECURITY ID: 15117B103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Ellberger | Management | For | For |
1.2 | Elect Director Anthony S. Marucci | Management | For | For |
1.3 | Elect Director Herbert J. Conrad | Management | For | For |
1.4 | Elect Director George O. Elston | Management | For | For |
1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
1.6 | Elect Director Timothy M. Shannon | Management | For | For |
1.7 | Elect Director Karen L. Shoos | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTENE CORPORATION MEETING DATE: APR 22, 2014 | ||||
TICKER: CNC SECURITY ID: 15135B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Neidorff | Management | For | For |
1.2 | Elect Director Richard A. Gephardt | Management | For | For |
1.3 | Elect Director John R. Roberts | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
CENTRAL PACIFIC FINANCIAL CORP. MEETING DATE: APR 25, 2014 | ||||
TICKER: CPF SECURITY ID: 154760409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alvaro J. Aguirre | Management | For | For |
1.2 | Elect Director James F. Burr | Management | For | For |
1.3 | Elect Director Christine H. H. Camp | Management | For | For |
1.4 | Elect Director John C. Dean | Management | For | For |
1.5 | Elect Director Earl E. Fry | Management | For | For |
1.6 | Elect Director Paul J. Kosasa | Management | For | For |
1.7 | Elect Director Duane K. Kurisu | Management | For | For |
1.8 | Elect Director Colbert M. Matsumoto | Management | For | For |
1.9 | Elect Director Crystal K. Rose | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Tax Benefits Preservation Plan | Management | For | For |
5 | Amend Securities Transfer Restrictions | Management | For | For |
CEPHEID MEETING DATE: APR 22, 2014 | ||||
TICKER: CPHD SECURITY ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Easton | Management | For | For |
1.2 | Elect Director Hollings C. Renton | Management | For | For |
1.3 | Elect Director Glenn D. Steele, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHEMICAL FINANCIAL CORPORATION MEETING DATE: APR 21, 2014 | ||||
TICKER: CHFC SECURITY ID: 163731102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Anderson | Management | For | For |
1.2 | Elect Director Nancy Bowman | Management | For | For |
1.3 | Elect Director James R. Fitterling | Management | For | For |
1.4 | Elect Director Thomas T. Huff | Management | For | For |
1.5 | Elect Director Michael T. Laethem | Management | For | For |
1.6 | Elect Director James B. Meyer | Management | For | For |
1.7 | Elect Director Terence F. Moore | Management | For | For |
1.8 | Elect Director David B. Ramaker | Management | For | For |
1.9 | Elect Director Grace O. Shearer | Management | For | For |
1.10 | Elect Director Larry D. Stauffer | Management | For | For |
1.11 | Elect Director Franklin C. Wheatlake | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHIQUITA BRANDS INTERNATIONAL, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: CQB SECURITY ID: 170032809 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kerrii B. Anderson | Management | For | For |
1b | Elect Director Howard W. Barker, Jr. | Management | For | For |
1c | Elect Director Clare M. Hasler-Lewis | Management | For | For |
1d | Elect Director Craig E. Huss | Management | For | For |
1e | Elect Director Edward F. Lonergan | Management | For | For |
1f | Elect Director Jeffrey N. Simmons | Management | For | For |
1g | Elect Director Steven P. Stanbrook | Management | For | For |
1h | Elect Director Ronald V. Waters, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
CIRCOR INTERNATIONAL, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: CIR SECURITY ID: 17273K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Buckhout | Management | For | For |
1.2 | Elect Director John (Andy) O'Donnell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
CIRRUS LOGIC, INC. MEETING DATE: JUL 30, 2013 | ||||
TICKER: CRUS SECURITY ID: 172755100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Carter | Management | For | For |
1.2 | Elect Director Timothy R. Dehne | Management | For | For |
1.3 | Elect Director Jason P. Rhode | Management | For | For |
1.4 | Elect Director Alan R. Schuele | Management | For | For |
1.5 | Elect Director William D. Sherman | Management | For | For |
1.6 | Elect Director Susan Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
CITIZENS & NORTHERN CORPORATION MEETING DATE: APR 17, 2014 | ||||
TICKER: CZNC SECURITY ID: 172922106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis F. Beardslee | Management | For | For |
1.2 | Elect Director Jan E. Fisher | Management | For | For |
1.3 | Elect Director Ann M. Tyler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CLOVIS ONCOLOGY, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: CLVS SECURITY ID: 189464100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Keith Flaherty | Management | For | For |
1.2 | Elect Director Ginger Graham | Management | For | For |
1.3 | Elect Director Edward J. McKinley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMFORT SYSTEMS USA, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: FIX SECURITY ID: 199908104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darcy G. Anderson | Management | For | For |
1.2 | Elect Director Herman E. Bulls | Management | For | For |
1.3 | Elect Director Alfred J. Giardinelli, Jr. | Management | For | For |
1.4 | Elect Director Alan P. Krusi | Management | For | For |
1.5 | Elect Director Brian E. Lane | Management | For | For |
1.6 | Elect Director Franklin Myers | Management | For | For |
1.7 | Elect Director James H. Schultz | Management | For | For |
1.8 | Elect Director Constance E. Skidmore | Management | For | For |
1.9 | Elect Director Vance W. Tang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMMUNICATIONS SYSTEMS, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: JCS SECURITY ID: 203900105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Luella G. Goldberg | Management | For | For |
2.2 | Elect Director Roger H.D. Lacey | Management | For | Against |
2.3 | Elect Director Gerald D. Pint | Management | For | For |
2.4 | Elect Director Richard A. Primuth | Management | For | For |
2.5 | Elect Director Curtis A. Sampson | Management | For | Against |
2.6 | Elect Director Randall D. Sampson | Management | For | Against |
3.7 | Elect Director Luella G. Goldberg | Management | For | For |
3.8 | Elect Director Randall D. Sampson | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 21, 2013 | ||||
TICKER: CVLT SECURITY ID: 204166102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Armando Geday | Management | For | For |
1.2 | Elect Director F. Robert Kurimsky | Management | For | For |
1.3 | Elect Director David F. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMTECH TELECOMMUNICATIONS CORP. MEETING DATE: DEC 10, 2013 | ||||
TICKER: CMTL SECURITY ID: 205826209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Kornberg | Management | For | For |
1.2 | Elect Director Edwin Kantor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CONSOLIDATED GRAPHICS, INC. MEETING DATE: AUG 08, 2013 | ||||
TICKER: CGX SECURITY ID: 209341106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary L. Forbes | Management | For | For |
1.2 | Elect Director James H. Limmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CONSOLIDATED GRAPHICS, INC. MEETING DATE: JAN 28, 2014 | ||||
TICKER: CGX SECURITY ID: 209341106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
CONSOLIDATED WATER CO. LTD. MEETING DATE: MAY 28, 2014 | ||||
TICKER: CWCO SECURITY ID: G23773107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carson K. Ebanks | Management | For | For |
1.2 | Elect Director Richard L. Finlay | Management | For | For |
1.3 | Elect Director Clarence B. Flowers, Jr. | Management | For | For |
1.4 | Elect Director Frederick W. McTaggart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Marcum LLP as Auditors | Management | For | For |
CONSTANT CONTACT, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: CTCT SECURITY ID: 210313102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Anderson | Management | For | For |
1.2 | Elect Director Jay Herratti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONTANGO OIL & GAS COMPANY MEETING DATE: MAY 20, 2014 | ||||
TICKER: MCF SECURITY ID: 21075N204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph J. Romano | Management | For | For |
1.2 | Elect Director Allan D. Keel | Management | For | For |
1.3 | Elect Director B.A. Berilgen | Management | For | For |
1.4 | Elect Director B. James Ford | Management | For | For |
1.5 | Elect Director Lon McCain | Management | For | For |
1.6 | Elect Director Charles M. Reimer | Management | For | For |
1.7 | Elect Director Steven L. Schoonover | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Other Business | Management | For | Against |
CONVERSANT, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: CNVR SECURITY ID: 21249J105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Zarley | Management | For | For |
1.2 | Elect Director David S. Buzby | Management | For | For |
1.3 | Elect Director Brian Smith | Management | For | For |
1.4 | Elect Director Jeffrey F. Rayport | Management | For | For |
1.5 | Elect Director James R. Peters | Management | For | For |
1.6 | Elect Director James A. Crouthamel | Management | For | For |
1.7 | Elect Director John Giuliani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORVEL CORPORATION MEETING DATE: AUG 01, 2013 | ||||
TICKER: CRVL SECURITY ID: 221006109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director V. Gordon Clemons, Sr. | Management | For | For |
1.2 | Elect Director Steven J. Hamerslag | Management | For | For |
1.3 | Elect Director Alan R. Hoops | Management | For | For |
1.4 | Elect Director R. Judd Jessup | Management | For | For |
1.5 | Elect Director Jean H. Macino | Management | For | For |
1.6 | Elect Director Jeffrey J. Michael | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COSTA INC. MEETING DATE: JAN 30, 2014 | ||||
TICKER: ATX SECURITY ID: 22149T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
CRACKER BARREL OLD COUNTRY STORE, INC. MEETING DATE: NOV 13, 2013 | ||||
TICKER: CBRL SECURITY ID: 22410J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Thomas H. Barr | Management | For | For |
1.2 | Elect Director James W. Bradford | Management | For | For |
1.3 | Elect Director Sandra B. Cochran | Management | For | For |
1.4 | Elect Director Glenn A. Davenport | Management | For | For |
1.5 | Elect Director Richard J. Dobkin | Management | For | For |
1.6 | Elect Director Norman E. Johnson | Management | For | For |
1.7 | Elect Director William W. McCarten | Management | For | For |
1.8 | Elect Director Coleman H. Peterson | Management | For | For |
1.9 | Elect Director Andrea M. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Shareholders Express Support for Company's Decision to Work Toward Ending Use of Gestation Crate Pork | Shareholder | For | Abstain |
5 | Approve Special Dividends | Management | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Sardar Biglari | Shareholder | For | Did Not Vote |
1.2 | Elect Director Philip L. Cooley | Shareholder | For | Did Not Vote |
1.3 | Management Nominee - Thomas H. Barr | Shareholder | For | Did Not Vote |
1.4 | Management Nominee - Sandra B. Cochran | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Glenn A. Davenport | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Norman E. Johnson | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - William W. McCarten | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Coleman H. Peterson | Shareholder | For | Did Not Vote |
1.9 | Management Nominee - Andrea M. Weiss | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
3 | Ratify Auditors | Management | None | Did Not Vote |
4 | Shareholders Express Support for Company's Decision to Work Toward Ending Use of Gestation Crate Pork | Shareholder | None | Did Not Vote |
5 | Approve Special Dividends | Management | For | Did Not Vote |
CRACKER BARREL OLD COUNTRY STORE, INC. MEETING DATE: APR 23, 2014 | ||||
TICKER: CBRL SECURITY ID: 22410J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Seek Sale of Company/Assets | Shareholder | Against | Against |
2 | Amend Tennessee Business Corporation Act to Permit Biglari Capital to Engage in Extraordinary Transaction with the Company | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1 | Seek Sale of Company/Assets | Shareholder | For | Did Not Vote |
2 | Amend Tennessee Business Corporation Act to Permit Biglari Capital to Engage in Extraordinary Transaction with the Company | Shareholder | For | Did Not Vote |
CREDIT ACCEPTANCE CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: CACC SECURITY ID: 225310101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald A. Foss | Management | For | For |
1.2 | Elect Director Glenda J. Flanagan | Management | For | For |
1.3 | Elect Director Brett A. Roberts | Management | For | For |
1.4 | Elect Director Thomas N. Tryforos | Management | For | For |
1.5 | Elect Director Scott J. Vassalluzzo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CROSS COUNTRY HEALTHCARE, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: CCRN SECURITY ID: 227483104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Grubbs | Management | For | For |
1.2 | Elect Director W. Larry Cash | Management | For | For |
1.3 | Elect Director Thomas C. Dircks | Management | For | For |
1.4 | Elect Director Gale Fitzgerald | Management | For | For |
1.5 | Elect Director Richard M. Mastaler | Management | For | For |
1.6 | Elect Director Joseph A. Trunfio | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CROSSTEX ENERGY, INC. MEETING DATE: MAR 07, 2014 | ||||
TICKER: ENLC SECURITY ID: 22765Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
CRYOLIFE, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: CRY SECURITY ID: 228903100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven G. Anderson | Management | For | For |
1.2 | Elect Director Thomas F. Ackerman | Management | For | For |
1.3 | Elect Director James S. Benson | Management | For | For |
1.4 | Elect Director Daniel J. Bevevino | Management | For | For |
1.5 | Elect Director Ronald C. Elkins | Management | For | For |
1.6 | Elect Director Ronald D. McCall | Management | For | For |
1.7 | Elect Director Harvey Morgan | Management | For | For |
1.8 | Elect Director Jon W. Salveson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CSG SYSTEMS INTERNATIONAL, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: CSGS SECURITY ID: 126349109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David G. Barnes | Management | For | For |
1.2 | Elect Director John L. M. Hughes | Management | For | For |
1.3 | Elect Director Donald V. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CURTISS-WRIGHT CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: CW SECURITY ID: 231561101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Adams | Management | For | For |
1.2 | Elect Director Martin R. Benante | Management | For | For |
1.3 | Elect Director Dean M. Flatt | Management | For | For |
1.4 | Elect Director S. Marce Fuller | Management | For | For |
1.5 | Elect Director Allen A. Kozinski | Management | For | For |
1.6 | Elect Director John R. Myers | Management | For | For |
1.7 | Elect Director John B. Nathman | Management | For | For |
1.8 | Elect Director Robert J. Rivet | Management | For | For |
1.9 | Elect Director William W. Sihler | Management | For | For |
1.10 | Elect Director Albert E. Smith | Management | For | For |
1.11 | Elect Director Stuart W. Thorn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CUSTOMERS BANCORP, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: CUBI SECURITY ID: 23204G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director T. Lawrence Way | Management | For | For |
1.2 | Elect Director Steven J. Zuckerman | Management | For | Withhold |
2 | Approve Qualified Employee Stock Purchase Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CVR ENERGY, INC. MEETING DATE: JUN 17, 2014 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bob G. Alexander | Management | For | For |
1.2 | Elect Director SungHwan Cho | Management | For | Withhold |
1.3 | Elect Director Carl C. Icahn | Management | For | Withhold |
1.4 | Elect Director Courtney Mather | Management | For | Withhold |
1.5 | Elect Director John J. Lipinski | Management | For | Withhold |
1.6 | Elect Director Samuel Merksamer | Management | For | Withhold |
1.7 | Elect Director Stephen Mongillo | Management | For | Withhold |
1.8 | Elect Director Andrew Roberto | Management | For | Withhold |
1.9 | Elect Director James M. Strock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
CYBERONICS, INC. MEETING DATE: SEP 19, 2013 | ||||
TICKER: CYBX SECURITY ID: 23251P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guy C. Jackson | Management | For | For |
1.2 | Elect Director Joseph E. Laptewicz, Jr. | Management | For | For |
1.3 | Elect Director Daniel J. Moore | Management | For | For |
1.4 | Elect Director Hugh M. Morrison | Management | For | For |
1.5 | Elect Director Alfred J. Novak | Management | For | For |
1.6 | Elect Director Arthur L. Rosenthal | Management | For | For |
1.7 | Elect Director Jon T. Tremmel | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DAKTRONICS, INC. MEETING DATE: AUG 21, 2013 | ||||
TICKER: DAKT SECURITY ID: 234264109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James B. Morgan | Management | For | For |
1.2 | Elect Director John L. Mulligan | Management | For | For |
1.3 | Elect Director Bruce W. Tobin | Management | For | For |
2 | Approve Decrease in Size of Board | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
DANA HOLDING CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: DAN SECURITY ID: 235825205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia A. Kamsky | Management | For | For |
1.2 | Elect Director Terrence J. Keating | Management | For | For |
1.3 | Elect Director R. Bruce McDonald | Management | For | For |
1.4 | Elect Director Joseph C. Muscari | Management | For | For |
1.5 | Elect Director Mark A. Schulz | Management | For | For |
1.6 | Elect Director Keith E. Wandell | Management | For | For |
1.7 | Elect Director Roger J. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DARLING INTERNATIONAL INC. MEETING DATE: NOV 26, 2013 | ||||
TICKER: DAR SECURITY ID: 237266101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
DELEK US HOLDINGS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: DK SECURITY ID: 246647101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erza Uzi Yemin | Management | For | For |
1.2 | Elect Director William J. Finnerty | Management | For | For |
1.3 | Elect Director Carlos E. Jorda | Management | For | For |
1.4 | Elect Director Charles H. Leonard | Management | For | For |
1.5 | Elect Director Philip L. Maslowe | Management | For | For |
1.6 | Elect Director Shlomo Zohar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DELUXE CORPORATION MEETING DATE: APR 30, 2014 | ||||
TICKER: DLX SECURITY ID: 248019101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
1.2 | Elect Director Charles A. Haggerty | Management | For | For |
1.3 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
1.4 | Elect Director Don J. McGrath | Management | For | For |
1.5 | Elect Director Neil J. Metviner | Management | For | For |
1.6 | Elect Director Stephen P. Nachtsheim | Management | For | For |
1.7 | Elect Director Mary Ann O'Dwyer | Management | For | For |
1.8 | Elect Director Martyn R. Redgrave | Management | For | For |
1.9 | Elect Director Lee J. Schram | Management | For | For |
1.10 | Elect Director Thomas J. Reddin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DESTINATION MATERNITY CORPORATION MEETING DATE: JAN 24, 2014 | ||||
TICKER: DEST SECURITY ID: 25065D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnaud Ajdler | Management | For | For |
1.2 | Elect Director Michael J. Blitzer | Management | For | For |
1.3 | Elect Director Barry Erdos | Management | For | For |
1.4 | Elect Director Joseph A. Goldblum | Management | For | For |
1.5 | Elect Director Edward M. Krell | Management | For | For |
1.6 | Elect Director Melissa Payner-Gregor | Management | For | For |
1.7 | Elect Director William A. Schwartz, Jr. | Management | For | For |
1.8 | Elect Director B. Allen Weinstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DEXCOM, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: DXCM SECURITY ID: 252131107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jonathan T. Lord | Management | For | For |
1b | Elect Director Eric Topol | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIME COMMUNITY BANCSHARES, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: DCOM SECURITY ID: 253922108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Mahon | Management | For | For |
1.2 | Elect Director George L. Clark, Jr. | Management | For | For |
1.3 | Elect Director Steven D. Cohn | Management | For | For |
1.4 | Elect Director Robert C. Golden | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DORMAN PRODUCTS, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: DORM SECURITY ID: 258278100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Berman | Management | For | For |
1.2 | Elect Director Robert M. Lynch | Management | For | For |
1.3 | Elect Director Paul R. Lederer | Management | For | For |
1.4 | Elect Director Edgar W. Levin | Management | For | For |
1.5 | Elect Director Richard T. Riley | Management | For | For |
1.6 | Elect Director Mathias J. Barton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Bundled Compensation Plans | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DREW INDUSTRIES INCORPORATED MEETING DATE: MAY 22, 2014 | ||||
TICKER: DW SECURITY ID: 26168L205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Rose, III | Management | For | For |
1.2 | Elect Director Leigh J. Abrams | Management | For | For |
1.3 | Elect Director James F. Gero | Management | For | For |
1.4 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.5 | Elect Director David A. Reed | Management | For | For |
1.6 | Elect Director John B. Lowe, Jr. | Management | For | For |
1.7 | Elect Director Jason D. Lippert | Management | For | For |
1.8 | Elect Director Brendan J. Deely | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DREYFUS FUNDS MEETING DATE: DEC 06, 2013 | ||||
TICKER: DICXX SECURITY ID: 26188J206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gordon J. Davis | Management | For | For |
1.2 | Elect Director Whitney I. Gerard | Management | For | For |
1.3 | Elect Director Robin A. Melvin | Management | For | For |
1.4 | Elect Director Nathan Leventhal | Management | For | For |
1.5 | Elect Director Roslyn M. Watson | Management | For | For |
DRIL-QUIP, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: DRQ SECURITY ID: 262037104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake T. DeBerry | Management | For | For |
1.2 | Elect Director John V. Lovoi | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Articles to Delete Obsolete Provisions | Management | For | For |
4 | Amend Articles Deleting Exception to Business Combination Provisions for Co-founders | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DTS, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: DTSI SECURITY ID: 23335C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David C. Habiger | Management | For | For |
1.2 | Elect Director Jon E. Kirchner | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
DUCOMMUN INCORPORATED MEETING DATE: MAY 07, 2014 | ||||
TICKER: DCO SECURITY ID: 264147109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Baldridge | Management | For | For |
1.2 | Elect Director Joseph C. Berenato | Management | For | For |
1.3 | Elect Director Robert D. Paulson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DXP ENTERPRISES, INC. MEETING DATE: JUN 19, 2014 | ||||
TICKER: DXPE SECURITY ID: 233377407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Little | Management | For | For |
1.2 | Elect Director Cletus Davis | Management | For | For |
1.3 | Elect Director Timothy P. Halter | Management | For | For |
1.4 | Elect Director Bryan Wimberly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DYAX CORP. MEETING DATE: MAY 08, 2014 | ||||
TICKER: DYAX SECURITY ID: 26746E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Fordyce | Management | For | For |
1.2 | Elect Director Mary Ann Gray | Management | For | For |
1.3 | Elect Director Thomas L. Kempner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
DYCOM INDUSTRIES, INC. MEETING DATE: NOV 26, 2013 | ||||
TICKER: DY SECURITY ID: 267475101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas G. Baxter | Management | For | For |
1.2 | Elect Director Anders Gustafsson | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EAGLE BANCORP, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: EGBN SECURITY ID: 268948106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie M. Alperstein | Management | For | For |
1.2 | Elect Director Dudley C. Dworken | Management | For | For |
1.3 | Elect Director Harvey M. Goodman | Management | For | For |
1.4 | Elect Director Ronald D. Paul | Management | For | For |
1.5 | Elect Director Robert P. Pincus | Management | For | Withhold |
1.6 | Elect Director Norman R. Pozez | Management | For | For |
1.7 | Elect Director Donald R. Rogers | Management | For | Withhold |
1.8 | Elect Director Leland M. Weinstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EAGLE MATERIALS INC. MEETING DATE: AUG 07, 2013 | ||||
TICKER: EXP SECURITY ID: 26969P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Robert L. Clarke | Management | For | For |
1B | Elect Director Martin M. Ellen | Management | For | For |
1C | Elect Director Steven R. Rowley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
EGAIN CORPORATION MEETING DATE: NOV 08, 2013 | ||||
TICKER: EGAN SECURITY ID: 28225C806 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ashutosh Roy | Management | For | Withhold |
1.2 | Elect Director Gunjan Sinha | Management | For | Withhold |
1.3 | Elect Director David S. Scott | Management | For | For |
1.4 | Elect Director Phiroz P. Darukhanavala | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EHEALTH, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: EHTH SECURITY ID: 28238P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William T. Shaughnessy | Management | For | For |
1.2 | Elect Director Randall S. Livingston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | Against |
EINSTEIN NOAH RESTAURANT GROUP, INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: BAGL SECURITY ID: 28257U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Arthur | Management | For | For |
1.2 | Elect Director E. Nelson Heumann | Management | For | For |
1.3 | Elect Director Frank C. Meyer | Management | For | For |
1.4 | Elect Director Edna K. Morris | Management | For | For |
1.5 | Elect Director Thomas J. Mueller | Management | For | For |
1.6 | Elect Director S. Garrett Stonehouse, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EL PASO ELECTRIC COMPANY MEETING DATE: MAY 29, 2014 | ||||
TICKER: EE SECURITY ID: 283677854 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine A. Allen | Management | For | For |
1.2 | Elect Director Edward Escudero | Management | For | For |
1.3 | Elect Director Michael K. Parks | Management | For | For |
1.4 | Elect Director Eric B. Siegel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ELECTRO SCIENTIFIC INDUSTRIES, INC. MEETING DATE: AUG 08, 2013 | ||||
TICKER: ESIO SECURITY ID: 285229100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick A. Ball | Management | For | For |
1.2 | Elect Director Nicholas Konidaris | Management | For | For |
1.3 | Elect Director Robert R. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EMCOR GROUP, INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Anthony J. Guzzi | Management | For | For |
1.5 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.6 | Elect Director David H. Laidley | Management | For | For |
1.7 | Elect Director Frank T. MacInnis | Management | For | For |
1.8 | Elect Director Jerry E. Ryan | Management | For | For |
1.9 | Elect Director Michael T. Yonker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMERGENT BIOSOLUTIONS INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: EBS SECURITY ID: 29089Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zsolt Harsanyi | Management | For | For |
1.2 | Elect Director George Joulwan | Management | For | For |
1.3 | Elect Director Louis W. Sullivan | Management | For | For |
1.4 | Elect Director Marvin L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMULEX CORPORATION MEETING DATE: FEB 06, 2014 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey W. Benck | Management | For | For |
1.2 | Elect Director Gregory S. Clark | Management | For | For |
1.3 | Elect Director Gary J. Daichendt | Management | For | For |
1.4 | Elect Director Bruce C. Edwards | Management | For | For |
1.5 | Elect Director Paul F. Folino | Management | For | For |
1.6 | Elect Director Eugene J. Frantz | Management | For | For |
1.7 | Elect Director Beatriz V. Infante | Management | For | For |
1.8 | Elect Director John A. Kelley | Management | For | For |
1.9 | Elect Director Rahul N. Merchant | Management | For | For |
1.10 | Elect Director Nersi Nazari | Management | For | For |
1.11 | Elect Director Dean A. Yoost | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ENGILITY HOLDINGS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: EGL SECURITY ID: 29285W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony Principi | Management | For | For |
1.2 | Elect Director David A. Savner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENTRAVISION COMMUNICATIONS CORPORATION MEETING DATE: MAY 29, 2014 | ||||
TICKER: EVC SECURITY ID: 29382R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter F. Ulloa | Management | For | Withhold |
1.2 | Elect Director Philip C. Wilkinson | Management | For | Withhold |
1.3 | Elect Director Paul A. Zevnik | Management | For | Withhold |
1.4 | Elect Director Esteban E. Torres | Management | For | For |
1.5 | Elect Director Gilbert R. Vasquez | Management | For | For |
1.6 | Elect Director Jules G. Buenabenta | Management | For | For |
1.7 | Elect Director Patricia Diaz Dennis | Management | For | For |
1.8 | Elect Director Juan Saldivar von Wuthenau | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENZON PHARMACEUTICALS, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: ENZN SECURITY ID: 293904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan Christodoro | Management | For | For |
1.2 | Elect Director Odysseas Kostas | Management | For | For |
1.3 | Elect Director Jennifer I. McNealey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EPAM SYSTEMS, INC. MEETING DATE: JUN 13, 2014 | ||||
TICKER: EPAM SECURITY ID: 29414B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald P. Vargo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 05, 2014 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony P. Franceschini | Management | For | For |
1.2 | Elect Director James J. Morris | Management | For | For |
1.3 | Elect Director Henry W. Winship, IV | Management | For | For |
1.4 | Elect Director Curtis C. Reusser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EURONET WORLDWIDE, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: EEFT SECURITY ID: 298736109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrzej Olechowski | Management | For | For |
1.2 | Elect Director Eriberto R. Scocimara | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EVERCORE PARTNERS INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: EVR SECURITY ID: 29977A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | Withhold |
1.2 | Elect Director Pedro Aspe | Management | For | Withhold |
1.3 | Elect Director Richard I. Beattie | Management | For | Withhold |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Robert B. Millard | Management | For | For |
1.8 | Elect Director Ralph L. Schlosstein | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EXAR CORPORATION MEETING DATE: SEP 05, 2013 | ||||
TICKER: EXAR SECURITY ID: 300645108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Behrooz Abdi | Management | For | For |
1.2 | Elect Director Izak Bencuya | Management | For | For |
1.3 | Elect Director Louis DiNardo | Management | For | For |
1.4 | Elect Director Pierre Guilbault | Management | For | For |
1.5 | Elect Director Brian Hilton | Management | For | For |
1.6 | Elect Director Richard L. Leza | Management | For | For |
1.7 | Elect Director Gary Meyers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXELIXIS, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: EXEL SECURITY ID: 30161Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael M. Morrissey | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lance Willsey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EXLSERVICE HOLDINGS, INC. MEETING DATE: JUN 20, 2014 | ||||
TICKER: EXLS SECURITY ID: 302081104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David B. Kelso | Management | For | For |
1.2 | Elect Director Clyde W. Ostler | Management | For | For |
1.3 | Elect Director Som Mittal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
EXPONENT, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: EXPO SECURITY ID: 30214U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Gaulke | Management | For | For |
1.2 | Elect Director Paul R. Johnston | Management | For | For |
1.3 | Elect Director Karen A. Richardson | Management | For | For |
1.4 | Elect Director Stephen C. Riggins | Management | For | For |
1.5 | Elect Director John B. Shoven | Management | For | For |
1.6 | Elect Director Debra L. Zumwalt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Bradley Childers | Management | For | For |
1.2 | Elect Director William M. Goodyear | Management | For | For |
1.3 | Elect Director Gordon T. Hall | Management | For | For |
1.4 | Elect Director J.W.G. 'Will' Honeybourne | Management | For | For |
1.5 | Elect Director Mark A. McCollum | Management | For | For |
1.6 | Elect Director Stephen M. Pazuk | Management | For | For |
1.7 | Elect Director John P. Ryan | Management | For | For |
1.8 | Elect Director Christopher T. Seaver | Management | For | For |
1.9 | Elect Director Mark R. Sotir | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXTRA SPACE STORAGE INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: EXR SECURITY ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Spencer F. Kirk | Management | For | For |
1.3 | Elect Director Karl Haas | Management | For | For |
1.4 | Elect Director Joseph D. Margolis | Management | For | For |
1.5 | Elect Director Diane Olmstead | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director K. Fred Skousen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXTREME NETWORKS, INC. MEETING DATE: NOV 20, 2013 | ||||
TICKER: EXTR SECURITY ID: 30226D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward B. Meyercord, III | Management | For | For |
1.2 | Elect Director John H. Kispert | Management | For | For |
1.3 | Elect Director Charles W. Berger | Management | For | For |
1.4 | Elect Director Charles Carinalli | Management | For | For |
1.5 | Elect Director Maury Austin | Management | For | For |
1.6 | Elect Director John C. Shoemaker | Management | For | For |
1.7 | Elect Director Edward H. Kennedy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
FBL FINANCIAL GROUP, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: FFG SECURITY ID: 30239F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James P. Brannen | Management | For | Withhold |
1.2 | Elect Director Roger K. Brooks | Management | For | For |
1.3 | Elect Director Jerry L. Chicoine | Management | For | For |
1.4 | Elect Director Paul E. Larson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FBR & CO. MEETING DATE: OCT 22, 2013 | ||||
TICKER: FBRC SECURITY ID: 30247C400 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | Against |
FBR & CO. MEETING DATE: JUN 03, 2014 | ||||
TICKER: FBRC SECURITY ID: 30247C400 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reena Aggarwal | Management | For | For |
1.2 | Elect Director Richard J. Hendrix | Management | For | For |
1.3 | Elect Director Thomas J. Hynes, Jr. | Management | For | For |
1.4 | Elect Director Richard A. Kraemer | Management | For | For |
1.5 | Elect Director Arthur J. Reimers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIESTA RESTAURANT GROUP, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: FRGI SECURITY ID: 31660B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry J. Alperin | Management | For | For |
1.2 | Elect Director Stephen P. Elker | Management | For | For |
1.3 | Elect Director Brian P. Friedman | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
FINISAR CORPORATION MEETING DATE: SEP 03, 2013 | ||||
TICKER: FNSR SECURITY ID: 31787A507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry S. Rawls | Management | For | For |
1.2 | Elect Director Robert N. Stephens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 13, 2014 | ||||
TICKER: FAF SECURITY ID: 31847R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Doti | Management | For | For |
1.2 | Elect Director Michael D. McKee | Management | For | For |
1.3 | Elect Director Thomas V. McKernan | Management | For | For |
1.4 | Elect Director Virginia M. Ueberroth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIRST BANCORP. MEETING DATE: MAY 29, 2014 | ||||
TICKER: FBP SECURITY ID: 318672706 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aurelio Aleman-Bermudez | Management | For | For |
1b | Elect Director Thomas M. Hagerty | Management | For | For |
1c | Elect Director Michael P. Harmon | Management | For | For |
1d | Elect Director Roberto R. Herencia | Management | For | Against |
1e | Elect Director David I. Matson | Management | For | For |
1f | Elect Director Jose Menendez-Cortada | Management | For | For |
1g | Elect Director Fernando Rodriguez-Amaro | Management | For | For |
1h | Elect Director Robert T. Gormley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
FIRST COMMUNITY BANCSHARES, INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: FCBC SECURITY ID: 31983A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Franklin P. Hall | Management | For | For |
1.2 | Elect Director William P. Stafford | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIRST FINANCIAL HOLDINGS, INC. MEETING DATE: JUL 24, 2013 | ||||
TICKER: FFCH SECURITY ID: 320239106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
FIRST INTERSTATE BANCSYSTEM, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: FIBK SECURITY ID: 32055Y201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Corning | Management | For | Against |
1.2 | Elect Director Dana Filip-Crandall | Management | For | For |
1.3 | Elect Director Charles E. Hart | Management | For | Against |
1.4 | Elect Director Charles M. Heyneman | Management | For | Against |
1.5 | Elect Director Thomas W. Scott | Management | For | Against |
1.6 | Elect Director Michael J. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIRST MERCHANTS CORPORATION MEETING DATE: OCT 29, 2013 | ||||
TICKER: FRME SECURITY ID: 320817109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
FIRST MERCHANTS CORPORATION MEETING DATE: MAY 12, 2014 | ||||
TICKER: FRME SECURITY ID: 320817109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roderick English | Management | For | For |
1.2 | Elect Director Gary J. Lehman | Management | For | For |
1.3 | Elect Director Jean L. Wojtowicz | Management | For | For |
1.4 | Elect Director F. Howard Halderman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FISHER COMMUNICATIONS, INC. MEETING DATE: AUG 06, 2013 | ||||
TICKER: FSCI SECURITY ID: 337756209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
FLAGSTAR BANCORP, INC. MEETING DATE: AUG 20, 2013 | ||||
TICKER: FBC SECURITY ID: 337930705 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter N. Carter | Management | For | For |
1.2 | Elect Director Alessandro P. DiNello | Management | For | For |
1.3 | Elect Director Jay J. Hansen | Management | For | For |
1.4 | Elect Director John D. Lewis | Management | For | For |
1.5 | Elect Director David J. Matlin | Management | For | Against |
1.6 | Elect Director James A. Ovenden | Management | For | For |
1.7 | Elect Director Peter Schoels | Management | For | Against |
1.8 | Elect Director Michael J. Shonka | Management | For | For |
1.9 | Elect Director David L. Treadwell | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
FLAGSTAR BANCORP, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: FBC SECURITY ID: 337930705 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alessandro P. DiNello | Management | For | For |
1.2 | Elect Director Jay J. Hansen | Management | For | For |
1.3 | Elect Director John D. Lewis | Management | For | For |
1.4 | Elect Director David J. Matlin | Management | For | Against |
1.5 | Elect Director James A. Ovenden | Management | For | For |
1.6 | Elect Director Peter Schoels | Management | For | Against |
1.7 | Elect Director David L. Treadwell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FLEXSTEEL INDUSTRIES, INC. MEETING DATE: DEC 09, 2013 | ||||
TICKER: FLXS SECURITY ID: 339382103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey T. Bertsch | Management | For | For |
1.2 | Elect Director Lynn J. Davis | Management | For | For |
1.3 | Elect Director Eric S. Rangen | Management | For | For |
1.4 | Elect Director Nancy E. Uridil | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Restricted Stock Plan | Management | For | Against |
6 | Approve Omnibus Stock Plan | Management | For | Against |
FLUIDIGM CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: FLDM SECURITY ID: 34385P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick S. Jones | Management | For | For |
1.2 | Elect Director Evan Jones | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FLUSHING FINANCIAL CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: FFIC SECURITY ID: 343873105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Hegarty | Management | For | Against |
1b | Elect Director John J. McCabe | Management | For | Against |
1c | Elect Director Donna M. O'Brien | Management | For | Against |
1d | Elect Director Michael J. Russo | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FORRESTER RESEARCH, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: FORR SECURITY ID: 346563109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Colony | Management | For | For |
1.2 | Elect Director Michael H. Welles | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FOX CHASE BANCORP, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: FXCB SECURITY ID: 35137T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd S. Benning | Management | For | For |
1.2 | Elect Director Thomas M. Petro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FRESH DEL MONTE PRODUCE INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: FDP SECURITY ID: G36738105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Berthelot | Management | For | Against |
1b | Elect Director Robert S. Bucklin | Management | For | For |
1c | Elect Director Madeleine L. Champion | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FURIEX PHARMACEUTICALS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: FURX SECURITY ID: 36106P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director June S. Almenoff | Management | For | For |
1.2 | Elect Director Peter B. Corr | Management | For | For |
1.3 | Elect Director Stephen R. Davis | Management | For | For |
1.4 | Elect Director Wendy L. Dixon | Management | For | For |
1.5 | Elect Director Fredric N. Eshelman | Management | For | For |
1.6 | Elect Director Stephen W. Kaldor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FURMANITE CORPORATION MEETING DATE: MAY 09, 2014 | ||||
TICKER: FRM SECURITY ID: 361086101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles R. Cox | Management | For | For |
1.2 | Elect Director Sangwoo Ahn | Management | For | For |
1.3 | Elect Director Kevin R. Jost | Management | For | For |
1.4 | Elect Director Ralph Patitucci | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FUTUREFUEL CORP. MEETING DATE: AUG 12, 2013 | ||||
TICKER: FF SECURITY ID: 36116M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin A. Levy | Management | For | For |
1.2 | Elect Director Donald C. Bedell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
G&K SERVICES, INC. MEETING DATE: NOV 06, 2013 | ||||
TICKER: GK SECURITY ID: 361268105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Bronson | Management | For | For |
1.2 | Elect Director Wayne M. Fortun | Management | For | For |
1.3 | Elect Director Ernest J. Mrozek | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GAIN CAPITAL HOLDINGS, INC. MEETING DATE: JUN 25, 2014 | ||||
TICKER: GCAP SECURITY ID: 36268W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Quick | Management | For | For |
1b | Elect Director Glenn H. Stevens | Management | For | For |
1c | Elect Director Thomas Bevilacqua | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
GAMCO INVESTORS, INC. MEETING DATE: NOV 20, 2013 | ||||
TICKER: GBL SECURITY ID: 361438104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change State of Incorporation [from New York to Delaware] | Management | For | Against |
2 | Amend Omnibus Stock Plan | Management | For | Against |
GAMCO INVESTORS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: GBL SECURITY ID: 361438104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edwin L. Artzt | Management | For | For |
1.2 | Elect Director Raymond C. Avansino, Jr. | Management | For | For |
1.3 | Elect Director Richard L. Bready | Management | For | For |
1.4 | Elect Director Mario J. Gabelli | Management | For | Withhold |
1.5 | Elect Director Eugene R. McGrath | Management | For | For |
1.6 | Elect Director Robert S. Prather, Jr. | Management | For | For |
1.7 | Elect Director Elisa M. Wilson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Approve Conversion of Securities | Management | For | For |
GASLOG LTD. MEETING DATE: MAY 13, 2014 | ||||
TICKER: GLOG SECURITY ID: G37585109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Peter G. Livanos as Director | Management | For | Against |
1b | Elect Philip Radziwill as Director | Management | For | Against |
1c | Elect Bruce L. Blythe as Director | Management | For | Against |
1d | Elect Paul J. Collins as Director | Management | For | For |
1e | Elect William M. Friedrich as Director | Management | For | For |
1f | Elect Dennis M. Houston as Director | Management | For | For |
1g | Elect Julian Metherell as Director | Management | For | Against |
1h | Elect Anthony Papadimitriou as Director | Management | For | For |
1i | Elect Robert D. Somerville as Director | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
GENERAC HOLDINGS INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: GNRC SECURITY ID: 368736104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bennett Morgan | Management | For | For |
1.2 | Elect Director Todd A. Adams | Management | For | For |
1.3 | Elect Director Ralph W. Castner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
GENIE ENERGY LTD. MEETING DATE: MAY 07, 2014 | ||||
TICKER: GNE SECURITY ID: 372284208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Courter | Management | For | Against |
1.2 | Elect Director Howard S. Jonas | Management | For | Against |
1.3 | Elect Director W. Wesley Perry | Management | For | Against |
1.4 | Elect Director Alan Rosenthal | Management | For | Against |
1.5 | Elect Director Allan Sass | Management | For | For |
2 | Approve Stock Option Plan Grants | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
GEOSPACE TECHNOLOGIES CORPORATION MEETING DATE: AUG 20, 2013 | ||||
TICKER: GEOS SECURITY ID: 37364X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
2 | Ratify Options Granted Under the 1997 Key Employees Stock Option Plan | Management | For | For |
GLOBAL BRASS AND COPPER HOLDINGS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: BRSS SECURITY ID: 37953G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin E. Welch, III | Management | For | For |
1.2 | Elect Director Ronald C. Whitaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GLOBAL CASH ACCESS HOLDINGS, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: GCA SECURITY ID: 378967103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ram Chary | Management | For | For |
1.2 | Elect Director Fred C. Enlow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
GLOBAL SOURCES LTD. MEETING DATE: JUN 20, 2014 | ||||
TICKER: GSOL SECURITY ID: G39300101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect David F. Jones as Director | Management | For | For |
1b | Elect James A. Watkins as Director | Management | For | For |
1c | Elect Yam Kam Hon Peter as Director | Management | For | For |
2 | Fix Maximum Number of Directors at Nine and Authorize Board to Fill Vacancies on the Board | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
GLOBECOMM SYSTEMS INC. MEETING DATE: NOV 22, 2013 | ||||
TICKER: GCOM SECURITY ID: 37956X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
GLOBUS MEDICAL, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: GMED SECURITY ID: 379577208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Demski | Management | For | Against |
1.2 | Elect Director Kurt C. Wheeler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 21, 2014 | ||||
TICKER: GPK SECURITY ID: 388689101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G. Andrea Botta | Management | For | For |
1.2 | Elect Director Jeffrey H. Coors | Management | For | For |
1.3 | Elect Director David W. Scheible | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
GRAY TELEVISION, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: GTN SECURITY ID: 389375106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hilton H. Howell, Jr. | Management | For | For |
1.2 | Elect Director William E. Mayher, III | Management | For | For |
1.3 | Elect Director Richard L. Boger | Management | For | For |
1.4 | Elect Director T.L. (Gene) Elder | Management | For | For |
1.5 | Elect Director Robin R. Howell | Management | For | For |
1.6 | Elect Director Howell W. Newton | Management | For | For |
1.7 | Elect Director Hugh E. Norton | Management | For | For |
1.8 | Elect Director Harriett J. Robinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GREATBATCH, INC. MEETING DATE: MAY 16, 2014 | ||||
TICKER: GB SECURITY ID: 39153L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela G. Bailey | Management | For | For |
1.2 | Elect Director Anthony P. Bihl, III | Management | For | For |
1.3 | Elect Director Joseph W. Dziedzic | Management | For | For |
1.4 | Elect Director Thomas J. Hook | Management | For | For |
1.5 | Elect Director Kevin C. Melia | Management | For | For |
1.6 | Elect Director Joseph A. Miller, Jr. | Management | For | For |
1.7 | Elect Director Bill R. Sanford | Management | For | For |
1.8 | Elect Director Peter H. Soderberg | Management | For | For |
1.9 | Elect Director William B. Summers, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GREEN PLAINS RENEWABLE ENERGY, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: GPRE SECURITY ID: 393222104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jim Anderson | Management | For | For |
1.2 | Elect Director Wayne Hoovestol | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Conversion of Securities | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GULF ISLAND FABRICATION, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: GIFI SECURITY ID: 402307102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory J. Cotter | Management | For | For |
1.2 | Elect Director Christopher M. Harding | Management | For | For |
1.3 | Elect Director John P. (Jack) Laborde | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GYRODYNE COMPANY OF AMERICA, INC. MEETING DATE: DEC 27, 2013 | ||||
TICKER: GYRO SECURITY ID: 403820103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald J. Macklin | Management | For | Withhold |
1.2 | Elect Director Philip F. Palmedo | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
H.B. FULLER COMPANY MEETING DATE: APR 10, 2014 | ||||
TICKER: FUL SECURITY ID: 359694106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michael Losh | Management | For | For |
1.2 | Elect Director Lee R. Mitau | Management | For | For |
1.3 | Elect Director R. William Van Sant | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HALOZYME THERAPEUTICS, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: HALO SECURITY ID: 40637H109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathryn E. Falberg | Management | For | For |
1.2 | Elect Director Kenneth J. Kelley | Management | For | For |
1.3 | Elect Director Matthew L. Posard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HANGER, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vinit K. Asar | Management | For | For |
1.2 | Elect Director Christopher B. Begley | Management | For | For |
1.3 | Elect Director Thomas P. Cooper | Management | For | For |
1.4 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.5 | Elect Director Eric A. Green | Management | For | Withhold |
1.6 | Elect Director Stephen E. Hare | Management | For | Withhold |
1.7 | Elect Director Richard R. Pettingill | Management | For | For |
1.8 | Elect Director Patricia B. Shrader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HANMI FINANCIAL CORPORATION MEETING DATE: AUG 23, 2013 | ||||
TICKER: HAFC SECURITY ID: 410495204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I Joon Ahn | Management | For | For |
1.2 | Elect Director John A. Hall | Management | For | For |
1.3 | Elect Director Paul Seon-Hong Kim | Management | For | For |
1.4 | Elect Director Chong Guk (C.G.) Kum | Management | For | For |
1.5 | Elect Director Joon Hyung Lee | Management | For | For |
1.6 | Elect Director William J. Stolte | Management | For | For |
1.7 | Elect Director Joseph K. Rho | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HANMI FINANCIAL CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: HAFC SECURITY ID: 410495204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I Joon Ahn | Management | For | For |
1.2 | Elect Director John A. Hall | Management | For | For |
1.3 | Elect Director Paul Seon-Hong Kim | Management | For | For |
1.4 | Elect Director Chong Guk (C.G.) Kum | Management | For | For |
1.5 | Elect Director Joon Hyung Lee | Management | For | For |
1.6 | Elect Director Chulse (William) Park | Management | For | For |
1.7 | Elect Director Joseph K. Rho | Management | For | For |
1.8 | Elect Director David L. Rosenblum | Management | For | For |
1.9 | Elect Director William J. Stolte | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HARMONIC INC. MEETING DATE: AUG 14, 2013 | ||||
TICKER: HLIT SECURITY ID: 413160102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick J. Harshman | Management | For | For |
1.2 | Elect Director Patrick Gallagher | Management | For | For |
1.3 | Elect Director Harold Covert | Management | For | For |
1.4 | Elect Director E. Floyd Kvamme | Management | For | For |
1.5 | Elect Director Mitzi Reaugh | Management | For | For |
1.6 | Elect Director William F. Reddersen | Management | For | For |
1.7 | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HARRIS TEETER SUPERMARKETS, INC. MEETING DATE: OCT 03, 2013 | ||||
TICKER: HTSI SECURITY ID: 414585109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
HARTE-HANKS, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: HHS SECURITY ID: 416196103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy C. Odom | Management | For | For |
1.2 | Elect Director Robert A. Philpott | Management | For | For |
1.3 | Elect Director Karen A. Puckett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
HAVERTY FURNITURE COMPANIES, INC. MEETING DATE: MAY 12, 2014 | ||||
TICKER: HVT SECURITY ID: 419596101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2.8 | Elect Director Terence F. McGuirk | Management | For | For |
2.9 | Elect Director Vicki R. Palmer | Management | For | For |
2.10 | Elect Director Fred L. Schuermann | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HCI GROUP, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: HCI SECURITY ID: 40416E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wayne Burks | Management | For | Withhold |
1.2 | Elect Director Sanjay Madhu | Management | For | Withhold |
1.3 | Elect Director Anthony Saravanos | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
HEALTHSOUTH CORPORATION MEETING DATE: MAY 01, 2014 | ||||
TICKER: HLS SECURITY ID: 421924309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Donald L. Correll | Management | For | For |
1.3 | Elect Director Yvonne M. Curl | Management | For | For |
1.4 | Elect Director Charles M. Elson | Management | For | For |
1.5 | Elect Director Jay Grinney | Management | For | For |
1.6 | Elect Director Joan E. Herman | Management | For | For |
1.7 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
1.8 | Elect Director Leslye G. Katz | Management | For | For |
1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEARTLAND EXPRESS, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: HTLD SECURITY ID: 422347104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Gerdin | Management | For | For |
1.2 | Elect Director Larry J. Gordon | Management | For | For |
1.3 | Elect Director Benjamin J. Allen | Management | For | For |
1.4 | Elect Director Lawrence D. Crouse | Management | For | For |
1.5 | Elect Director James G. Pratt | Management | For | For |
1.6 | Elect Director Tahira K. Hira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HFF, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: HF SECURITY ID: 40418F108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Gibson | Management | For | For |
1.2 | Elect Director George L. Miles, Jr. | Management | For | For |
1.3 | Elect Director Joe B. Thornton, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HILLENBRAND, INC. MEETING DATE: FEB 26, 2014 | ||||
TICKER: HI SECURITY ID: 431571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas H. Johnson | Management | For | For |
1.2 | Elect Director Neil S. Novich | Management | For | For |
1.3 | Elect Director Joe A. Raver | Management | For | For |
1.4 | Elect Director W. August Hillenbrand | Management | For | For |
1.5 | Elect Director Joy M. Greenway | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
HILLTOP HOLDINGS INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: HTH SECURITY ID: 432748101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlotte Jones Anderson | Management | For | For |
1.2 | Elect Director Rhodes R. Bobbitt | Management | For | For |
1.3 | Elect Director Tracy A. Bolt | Management | For | For |
1.4 | Elect Director W. Joris Brinkerhoff | Management | For | For |
1.5 | Elect Director Charles R. Cummings | Management | For | For |
1.6 | Elect Director Hill A. Feinberg | Management | For | For |
1.7 | Elect Director Gerald J. Ford | Management | For | For |
1.8 | Elect Director Jeremy B. Ford | Management | For | For |
1.9 | Elect Director J. Markham Green | Management | For | For |
1.10 | Elect Director Jess T. Hay | Management | For | For |
1.11 | Elect Director William T. Hill, Jr. | Management | For | For |
1.12 | Elect Director James R. Huffines | Management | For | For |
1.13 | Elect Director Lee Lewis | Management | For | For |
1.14 | Elect Director Andrew J. Littlefair | Management | For | For |
1.15 | Elect Director W. Robert Nichols, III | Management | For | For |
1.16 | Elect Director C. Clifton Robinson | Management | For | For |
1.17 | Elect Director Kenneth D. Russell | Management | For | For |
1.18 | Elect Director A. Haag Sherman | Management | For | For |
1.19 | Elect Director Robert C. Taylor, Jr. | Management | For | For |
1.20 | Elect Director Carl B. Webb | Management | For | For |
1.21 | Elect Director Alan B. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOME BANCSHARES, INC. MEETING DATE: OCT 23, 2013 | ||||
TICKER: HOMB SECURITY ID: 436893200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
HOME BANCSHARES, INC. MEETING DATE: APR 17, 2014 | ||||
TICKER: HOMB SECURITY ID: 436893200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Allison | Management | For | For |
1.2 | Elect Director C. Randall Sims | Management | For | For |
1.3 | Elect Director Randy E. Mayor | Management | For | For |
1.4 | Elect Director Milburn Adams | Management | For | For |
1.5 | Elect Director Robert H. Adcock, Jr. | Management | For | Withhold |
1.6 | Elect Director Richard H. Ashley | Management | For | For |
1.7 | Elect Director Dale A. Bruns | Management | For | For |
1.8 | Elect Director Richard A. Buckheim | Management | For | For |
1.9 | Elect Director Jack E. Engelkes | Management | For | For |
1.10 | Elect Director James G. Hinkle | Management | For | For |
1.11 | Elect Director Alex R. Lieblong | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HOME LOAN SERVICING SOLUTIONS, LTD. MEETING DATE: MAY 13, 2014 | ||||
TICKER: HLSS SECURITY ID: G6648D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director John P. Van Vlack | Management | For | For |
1.3 | Elect Director Kerry Kennedy | Management | For | For |
1.4 | Elect Director Richard J. Lochrie | Management | For | For |
1.5 | Elect Director David B. Reiner | Management | For | For |
1.6 | Elect Director Robert McGinnis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOMESTREET, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: HMST SECURITY ID: 43785V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Ederer | Management | For | For |
1.2 | Elect Director Thomas E. King | Management | For | For |
1.3 | Elect Director George 'Judd' Kirk | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HORACE MANN EDUCATORS CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: HMN SECURITY ID: 440327104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary H. Futrell | Management | For | For |
1b | Elect Director Stephen J. Hasenmiller | Management | For | For |
1c | Elect Director Ronald J. Helow | Management | For | For |
1d | Elect Director Beverley J. McClure | Management | For | For |
1e | Elect Director Gabriel L. Shaheen | Management | For | For |
1f | Elect Director Roger J. Steinbecker | Management | For | For |
1g | Elect Director Robert Stricker | Management | For | For |
1h | Elect Director Steven O. Swyers | Management | For | For |
1i | Elect Director Marita Zuraitis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HORIZON PHARMA, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: HZNP SECURITY ID: 44047T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gino Santini | Management | For | For |
1.2 | Elect Director Timothy P. Walbert | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Conversion of Securities | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HURCO COMPANIES, INC. MEETING DATE: MAR 13, 2014 | ||||
TICKER: HURC SECURITY ID: 447324104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Cruickshank | Management | For | For |
1.2 | Elect Director Michael Doar | Management | For | For |
1.3 | Elect Director Philip James | Management | For | For |
1.4 | Elect Director Michael P. Mazza | Management | For | For |
1.5 | Elect Director Andrew Niner | Management | For | For |
1.6 | Elect Director Richard Porter | Management | For | For |
1.7 | Elect Director Janaki Sivanesan | Management | For | For |
1.8 | Elect Director Ronald Strackbein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HURON CONSULTING GROUP INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: HURN SECURITY ID: 447462102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Eugene Lockhart | Management | For | For |
1.2 | Elect Director George E. Massaro | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HYSTER-YALE MATERIALS HANDLING, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: HY SECURITY ID: 449172105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.C. Butler, Jr. | Management | For | For |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director John P. Jumper | Management | For | For |
1.4 | Elect Director Dennis W. LaBarre | Management | For | For |
1.5 | Elect Director F. Joseph Loughrey | Management | For | For |
1.6 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
1.7 | Elect Director Claiborne R. Rankin | Management | For | For |
1.8 | Elect Director Michael E. Shannon | Management | For | For |
1.9 | Elect Director John M. Stropki | Management | For | For |
1.10 | Elect Director Britton T. Taplin | Management | For | For |
1.11 | Elect Director Eugene Wong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ICF INTERNATIONAL, INC. MEETING DATE: JUN 06, 2014 | ||||
TICKER: ICFI SECURITY ID: 44925C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward H. Bersoff | Management | For | For |
1.2 | Elect Director Sudhakar Kesavan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ICONIX BRAND GROUP, INC. MEETING DATE: JUL 22, 2013 | ||||
TICKER: ICON SECURITY ID: 451055107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil Cole | Management | For | For |
1.2 | Elect Director Barry Emanuel | Management | For | Withhold |
1.3 | Elect Director Drew Cohen | Management | For | For |
1.4 | Elect Director F. Peter Cuneo | Management | For | Withhold |
1.5 | Elect Director Mark Friedman | Management | For | Withhold |
1.6 | Elect Director James A. Marcum | Management | For | For |
1.7 | Elect Director Laurence N. Charney | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
IGATE CORPORATION MEETING DATE: APR 10, 2014 | ||||
TICKER: IGTE SECURITY ID: 45169U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sunil Wadhwani | Management | For | For |
1.2 | Elect Director Goran Lindahl | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
IMPAX LABORATORIES, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: IPXL SECURITY ID: 45256B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Z. Benet | Management | For | Withhold |
1.2 | Elect Director Robert L. Burr | Management | For | Withhold |
1.3 | Elect Director Allen Chao | Management | For | Withhold |
1.4 | Elect Director Nigel Ten Fleming | Management | For | Withhold |
1.5 | Elect Director Larry Hsu | Management | For | Withhold |
1.6 | Elect Director Michael Markbreiter | Management | For | Withhold |
1.7 | Elect Director Mary K. Pendergast | Management | For | For |
1.8 | Elect Director Peter R. Terreri | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INFOBLOX INC. MEETING DATE: DEC 18, 2013 | ||||
TICKER: BLOX SECURITY ID: 45672H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director Daniel J. Phelps | Management | For | For |
2 | Ratify Auditors | Management | For | For |
INSIGHT ENTERPRISES, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: NSIT SECURITY ID: 45765U103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry A. Gunning | Management | For | For |
1.2 | Elect Director Robertson C. Jones | Management | For | For |
1.3 | Elect Director Kenneth T. Lamneck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | None | For |
INSPERITY, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: NSP SECURITY ID: 45778Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Brown | Management | For | For |
1.2 | Elect Director Eli Jones | Management | For | For |
1.3 | Elect Director Gregory E. Petsch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INSYS THERAPEUTICS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: INSY SECURITY ID: 45824V209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Meyer | Management | For | For |
1.2 | Elect Director Brian Tambi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Adjust Par Value of Common Stock | Management | For | Against |
INTELIQUENT, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: IQNT SECURITY ID: 45825N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James P. Hynes | Management | For | For |
1.2 | Elect Director Joseph A. Beatty | Management | For | For |
1.3 | Elect Director G. Edward Evans | Management | For | For |
1.4 | Elect Director Edward M. Greenberg | Management | For | For |
1.5 | Elect Director Lawrence M. Ingeneri | Management | For | For |
1.6 | Elect Director Timothy A. Samples | Management | For | For |
1.7 | Elect Director Rian J. Wren | Management | For | For |
1.8 | Elect Director Lauren F. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INTER PARFUMS, INC. MEETING DATE: JUL 24, 2013 | ||||
TICKER: IPAR SECURITY ID: 458334109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean Madar | Management | For | For |
1.2 | Elect Director Philippe Benacin | Management | For | For |
1.3 | Elect Director Russell Greenberg | Management | For | For |
1.4 | Elect Director Philippe Santi | Management | For | For |
1.5 | Elect Director Francois Heilbronn | Management | For | For |
1.6 | Elect Director Jean Levy | Management | For | For |
1.7 | Elect Director Robert Bensoussan | Management | For | For |
1.8 | Elect Director Serge Rosinoer | Management | For | For |
1.9 | Elect Director Patrick Choel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Stock Option Plan | Management | For | Against |
4 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
INTERMUNE, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: ITMN SECURITY ID: 45884X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James I. Healy | Management | For | For |
1.2 | Elect Director Louis Drapeau | Management | For | For |
1.3 | Elect Director Frank Verwiel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
INTERNATIONAL BANCSHARES CORPORATION MEETING DATE: MAY 19, 2014 | ||||
TICKER: IBOC SECURITY ID: 459044103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Greenblum | Management | For | For |
1.2 | Elect Director R. David Guerra | Management | For | Withhold |
1.3 | Elect Director Douglas B. Howland | Management | For | For |
1.4 | Elect Director Imelda Navarro | Management | For | Withhold |
1.5 | Elect Director Peggy J. Newman | Management | For | For |
1.6 | Elect Director Dennis E. Nixon | Management | For | Withhold |
1.7 | Elect Director Larry A. Norton | Management | For | For |
1.8 | Elect Director Leonardo Salinas | Management | For | For |
1.9 | Elect Director Antonio R. Sanchez, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
INTERSECTIONS INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: INTX SECURITY ID: 460981301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Stanfield | Management | For | For |
1.2 | Elect Director John M. Albertine | Management | For | For |
1.3 | Elect Director Thomas G. Amato | Management | For | For |
1.4 | Elect Director James L. Kempner | Management | For | For |
1.5 | Elect Director Thomas L. Kempner | Management | For | For |
1.6 | Elect Director David A. McGough | Management | For | For |
1.7 | Elect Director William J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
INTERSIL CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Necip Sayiner | Management | For | For |
1b | Elect Director Donald Macleod | Management | For | For |
1c | Elect Director Robert W. Conn | Management | For | For |
1d | Elect Director James V. Diller | Management | For | For |
1e | Elect Director Mercedes Johnson | Management | For | For |
1f | Elect Director Gregory Lang | Management | For | For |
1g | Elect Director Jan Peeters | Management | For | For |
1h | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INTERVAL LEISURE GROUP, INC. MEETING DATE: MAY 12, 2014 | ||||
TICKER: IILG SECURITY ID: 46113M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig M. Nash | Management | For | For |
1.2 | Elect Director David Flowers | Management | For | For |
1.3 | Elect Director Victoria L. Freed | Management | For | For |
1.4 | Elect Director Gary S. Howard | Management | For | For |
1.5 | Elect Director Lewis J. Korman | Management | For | For |
1.6 | Elect Director Thomas J. Kuhn | Management | For | For |
1.7 | Elect Director Thomas J. McInerney | Management | For | For |
1.8 | Elect Director Thomas P. Murphy, Jr. | Management | For | For |
1.9 | Elect Director Avy H. Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INVESTMENT TECHNOLOGY GROUP, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: ITG SECURITY ID: 46145F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Minder Cheng | Management | For | For |
1.2 | Elect Director Christopher V. Dodds | Management | For | For |
1.3 | Elect Director Robert C. Gasser | Management | For | For |
1.4 | Elect Director Timothy L. Jones | Management | For | For |
1.5 | Elect Director Kevin J.P. O'Hara | Management | For | For |
1.6 | Elect Director Maureen O'Hara | Management | For | For |
1.7 | Elect Director Steven S. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IRONWOOD PHARMACEUTICALS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: IRWD SECURITY ID: 46333X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryan E. Roberts | Management | For | For |
1.2 | Elect Director Julie H. McHugh | Management | For | For |
1.3 | Elect Director Peter M. Hecht | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
J & J SNACK FOODS CORP. MEETING DATE: FEB 18, 2014 | ||||
TICKER: JJSF SECURITY ID: 466032109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vincent Melchiorre | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
J2 GLOBAL, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: JCOM SECURITY ID: 48123V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Robert J. Cresci | Management | For | For |
1c | Elect Director W. Brian Kretzmer | Management | For | For |
1d | Elect Director Richard S. Ressler | Management | For | For |
1e | Elect Director Stephen Ross | Management | For | For |
1f | Elect Director Michael P. Schulhof | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JACK HENRY & ASSOCIATES, INC. MEETING DATE: NOV 13, 2013 | ||||
TICKER: JKHY SECURITY ID: 426281101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew C. Flanigan | Management | For | For |
1.2 | Elect Director Wesley A. Brown | Management | For | For |
1.3 | Elect Director Marla K. Shepard | Management | For | For |
1.4 | Elect Director John F. Prim | Management | For | For |
1.5 | Elect Director Thomas H. Wilson | Management | For | For |
1.6 | Elect Director Jacque R. Fiegel | Management | For | For |
1.7 | Elect Director Thomas A. Wimsett | Management | For | For |
1.8 | Elect Director Laura G. Kelly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JACK IN THE BOX INC. MEETING DATE: FEB 14, 2014 | ||||
TICKER: JACK SECURITY ID: 466367109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leonard A. Comma | Management | For | For |
1b | Elect Director David L. Goebel | Management | For | For |
1c | Elect Director Madeleine A. Kleiner | Management | For | For |
1d | Elect Director Michael W. Murphy | Management | For | For |
1e | Elect Director James M. Myers | Management | For | For |
1f | Elect Director David M. Tehle | Management | For | For |
1g | Elect Director John T. Wyatt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JAZZ PHARMACEUTICALS PLC MEETING DATE: AUG 01, 2013 | ||||
TICKER: JAZZ SECURITY ID: G50871105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Berns | Management | For | For |
1.2 | Elect Director Patrick G. Enright | Management | For | For |
1.3 | Elect Director Seamus Mulligan | Management | For | For |
1.4 | Elect Director Norbert G. Riedel | Management | For | For |
2 | Ratify Auditors | Management | For | Against |
3 | Authorize the Company and/or any Subsidiary of the Company to Make Market Purchases of the Company's Ordinary Shares | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KADANT INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: KAI SECURITY ID: 48282T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Albertine | Management | For | For |
1.2 | Elect Director Thomas C. Leonard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
KERYX BIOPHARMACEUTICALS, INC. MEETING DATE: JUN 23, 2014 | ||||
TICKER: KERX SECURITY ID: 492515101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ron Bentsur | Management | For | Withhold |
1.2 | Elect Director Kevin J. Cameron | Management | For | For |
1.3 | Elect Director Joseph Feczko | Management | For | For |
1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
1.5 | Elect Director Jack Kaye | Management | For | For |
1.6 | Elect Director Daniel P. Regan | Management | For | For |
1.7 | Elect Director Michael P. Tarnok | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KIMBALL INTERNATIONAL, INC. MEETING DATE: OCT 15, 2013 | ||||
TICKER: KBALB SECURITY ID: 494274103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jack R. Wentworth | Management | For | For |
KINDRED HEALTHCARE, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: KND SECURITY ID: 494580103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joel Ackerman | Management | For | For |
1b | Elect Director Jonathan D. Blum | Management | For | For |
1c | Elect Director Thomas P. Cooper | Management | For | For |
1d | Elect Director Paul J. Diaz | Management | For | For |
1e | Elect Director Heyward R. Donigan | Management | For | For |
1f | Elect Director Richard Goodman | Management | For | For |
1g | Elect Director Christopher T. Hjelm | Management | For | For |
1h | Elect Director Frederick J. Kleisner | Management | For | For |
1i | Elect Director John H. Short | Management | For | For |
1j | Elect Director Phyllis R. Yale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
KNIGHTSBRIDGE TANKERS LTD. MEETING DATE: JUN 25, 2014 | ||||
TICKER: VLCCF SECURITY ID: G5299G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | Against |
KORN/FERRY INTERNATIONAL MEETING DATE: SEP 26, 2013 | ||||
TICKER: KFY SECURITY ID: 500643200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Gary D. Burnison | Management | For | For |
2.2 | Elect Director William R. Floyd | Management | For | For |
2.3 | Elect Director Jerry P. Leamon | Management | For | For |
2.4 | Elect Director Edward D. Miller | Management | For | For |
2.5 | Elect Director Debra J. Perry | Management | For | For |
2.6 | Elect Director Gerhard Schulmeyer | Management | For | For |
2.7 | Elect Director George T. Shaheen | Management | For | For |
2.8 | Elect Director Harry L. You | Management | For | For |
3.9 | Elect Director Gary D. Burnison | Management | For | For |
3.10 | Elect Director Edward D. Miller | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
KRISPY KREME DOUGHNUTS, INC. MEETING DATE: JUN 17, 2014 | ||||
TICKER: KKD SECURITY ID: 501014104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Stephen Lynn | Management | For | For |
1.2 | Elect Director Michael H. Sutton | Management | For | For |
1.3 | Elect Director Lizanne Thomas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KULICKE AND SOFFA INDUSTRIES, INC. MEETING DATE: FEB 18, 2014 | ||||
TICKER: KLIC SECURITY ID: 501242101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director MacDonell Roehm, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
L. B. FOSTER COMPANY MEETING DATE: MAY 22, 2014 | ||||
TICKER: FSTR SECURITY ID: 350060109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Bauer | Management | For | For |
1.2 | Elect Director Lee B. Foster, II | Management | For | For |
1.3 | Elect Director Peter McIlroy, II | Management | For | For |
1.4 | Elect Director G. Thomas McKane | Management | For | For |
1.5 | Elect Director Diane B. Owen | Management | For | For |
1.6 | Elect Director William H. Rackoff | Management | For | For |
1.7 | Elect Director Suzanne B. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LAKELAND FINANCIAL CORPORATION MEETING DATE: APR 08, 2014 | ||||
TICKER: LKFN SECURITY ID: 511656100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Blake W. Augsburger | Management | For | For |
1.2 | Elect Director Robert E. Bartels, Jr. | Management | For | For |
1.3 | Elect Director Thomas A. Hiatt | Management | For | For |
1.4 | Elect Director Michael L. Kubacki | Management | For | For |
1.5 | Elect Director Charles E. Niemier | Management | For | For |
1.6 | Elect Director Steven D. Ross | Management | For | For |
1.7 | Elect Director Brian J. Smith | Management | For | For |
1.8 | Elect Director Bradley J. Toothaker | Management | For | For |
1.9 | Elect Director Ronald D. Truex | Management | For | For |
1.10 | Elect Director M. Scott Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LANCASTER COLONY CORPORATION MEETING DATE: NOV 18, 2013 | ||||
TICKER: LANC SECURITY ID: 513847103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth L. Cooke | Management | For | For |
1.2 | Elect Director Alan F. Harris | Management | For | For |
1.3 | Elect Director Zuheir Sofia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LANDEC CORPORATION MEETING DATE: OCT 10, 2013 | ||||
TICKER: LNDC SECURITY ID: 514766104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean Hollis | Management | For | For |
1.2 | Elect Director Robert Tobin | Management | For | For |
1.3 | Elect Director Nicholas Tompkins | Management | For | For |
1.4 | Elect Director Tonia Pankopf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LANNETT COMPANY, INC. MEETING DATE: JAN 22, 2014 | ||||
TICKER: LCI SECURITY ID: 516012101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Farber | Management | For | For |
1.2 | Elect Director Arthur P. Bedrosian | Management | For | For |
1.3 | Elect Director James M. Maher | Management | For | For |
1.4 | Elect Director David Drabik | Management | For | For |
1.5 | Elect Director Paul Taveira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
LATTICE SEMICONDUCTOR CORPORATION MEETING DATE: MAY 06, 2014 | ||||
TICKER: LSCC SECURITY ID: 518415104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darin G. Billerbeck | Management | For | For |
1.2 | Elect Director Patrick S. Jones | Management | For | For |
1.3 | Elect Director Robin A. Abrams | Management | For | For |
1.4 | Elect Director John Bourgoin | Management | For | For |
1.5 | Elect Director Balaji Krishnamurthy | Management | For | For |
1.6 | Elect Director Robert R. Herb | Management | For | For |
1.7 | Elect Director Mark E. Jensen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
LIFELOCK, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: LOCK SECURITY ID: 53224V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert A. (Rocky) Pimentel | Management | For | Withhold |
1.2 | Elect Director Thomas J. Ridge | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
LIGAND PHARMACEUTICALS INCORPORATED MEETING DATE: JUN 04, 2014 | ||||
TICKER: LGND SECURITY ID: 53220K504 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jason M. Aryeh | Management | For | For |
1.2 | Elect Director Todd C. Davis | Management | For | For |
1.3 | Elect Director John L. Higgins | Management | For | For |
1.4 | Elect Director David M. Knott | Management | For | For |
1.5 | Elect Director John W. Kozarich | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Sunil Patel | Management | For | For |
1.8 | Elect Director Stephen L. Sabba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Spin-off Agreement | Shareholder | Against | Against |
LIVE NATION ENTERTAINMENT, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: LYV SECURITY ID: 538034109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Carleton | Management | For | For |
1.2 | Elect Director Jonathan Dolgen | Management | For | For |
1.3 | Elect Director Ariel Emanuel | Management | For | For |
1.4 | Elect Director Robert Ted Enloe, III | Management | For | For |
1.5 | Elect Director Jeffrey T. Hinson | Management | For | For |
1.6 | Elect Director Margaret "Peggy" Johnson | Management | For | For |
1.7 | Elect Director James S. Kahan | Management | For | For |
1.8 | Elect Director Gregory B. Maffei | Management | For | For |
1.9 | Elect Director Randall T. Mays | Management | For | For |
1.10 | Elect Director Michael Rapino | Management | For | For |
1.11 | Elect Director Mark S. Shapiro | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LOGMEIN, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: LOGM SECURITY ID: 54142L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Benson | Management | For | For |
1.2 | Elect Director Michael J. Christenson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LORAL SPACE & COMMUNICATIONS INC. MEETING DATE: DEC 09, 2013 | ||||
TICKER: LORL SECURITY ID: 543881106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur L. Simon | Management | For | For |
1.2 | Elect Director John P. Stenbit | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
LUMINEX CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: LMNX SECURITY ID: 55027E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred C. Goad, Jr. | Management | For | For |
1.2 | Elect Director Jim D. Kever | Management | For | For |
1.3 | Elect Director Jay B. Johnston | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LYDALL, INC. MEETING DATE: APR 25, 2014 | ||||
TICKER: LDL SECURITY ID: 550819106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dale G. Barnhart | Management | For | For |
1.2 | Elect Director Kathleen Burdett | Management | For | For |
1.3 | Elect Director W. Leslie Duffy | Management | For | For |
1.4 | Elect Director Matthew T. Farrell | Management | For | For |
1.5 | Elect Director Marc T. Giles | Management | For | For |
1.6 | Elect Director William D. Gurley | Management | For | For |
1.7 | Elect Director Suzanne Hammett | Management | For | For |
1.8 | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAGELLAN HEALTH SERVICES, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: MGLN SECURITY ID: 559079207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. McBride | Management | For | For |
1.2 | Elect Director Robert M. Le Blanc | Management | For | For |
1.3 | Elect Director Perry G. Fine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MAINSOURCE FINANCIAL GROUP, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: MSFG SECURITY ID: 56062Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen L. Bardwell | Management | For | For |
1.2 | Elect Director William G. Barron | Management | For | For |
1.3 | Elect Director Archie M. Brown, Jr. | Management | For | For |
1.4 | Elect Director Brian J. Crall | Management | For | For |
1.5 | Elect Director Philip A. Frantz | Management | For | For |
1.6 | Elect Director D.J. Hines | Management | For | For |
1.7 | Elect Director Thomas M. O'Brien | Management | For | For |
1.8 | Elect Director Lawrence R. Rueff | Management | For | For |
1.9 | Elect Director John G. Seale | Management | For | For |
1.10 | Elect Director Charles J. Thayer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MANHATTAN ASSOCIATES, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: MANH SECURITY ID: 562750109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian J. Cassidy | Management | For | For |
1.2 | Elect Director Eddie Capel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
MANNING & NAPIER, INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: MN SECURITY ID: 56382Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Manning | Management | For | For |
1.2 | Elect Director Patrick Cunningham | Management | For | For |
1.3 | Elect Director Richard Goldberg | Management | For | For |
1.4 | Elect Director Barbara Goodstein | Management | For | For |
1.5 | Elect Director Richard M. Hurwitz | Management | For | Withhold |
1.6 | Elect Director Edward J. Pettinella | Management | For | For |
1.7 | Elect Director Robert M. Zak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MARKETAXESS HOLDINGS INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: MKTX SECURITY ID: 57060D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard M. McVey | Management | For | For |
1b | Elect Director Steven L. Begleiter | Management | For | For |
1c | Elect Director Stephen P. Casper | Management | For | For |
1d | Elect Director Jane Chwick | Management | For | For |
1e | Elect Director William F. Cruger | Management | For | For |
1f | Elect Director David G. Gomach | Management | For | For |
1g | Elect Director Carlos M. Hernandez | Management | For | For |
1h | Elect Director Ronald M. Hersch | Management | For | For |
1i | Elect Director John Steinhardt | Management | For | For |
1j | Elect Director James J. Sullivan | Management | For | For |
1k | Elect Director Lesley Daniels Webster | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARLIN BUSINESS SERVICES CORP. MEETING DATE: OCT 24, 2013 | ||||
TICKER: MRLN SECURITY ID: 571157106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Calamari | Management | For | For |
1.2 | Elect Director Lawrence J. DeAngelo | Management | For | For |
1.3 | Elect Director Daniel P. Dyer | Management | For | For |
1.4 | Elect Director Kevin J. McGinty | Management | For | For |
1.5 | Elect Director Matthew J. Sullivan | Management | For | For |
1.6 | Elect Director J. Christopher Teets | Management | For | For |
1.7 | Elect Director James W. Wert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARLIN BUSINESS SERVICES CORP. MEETING DATE: JUN 03, 2014 | ||||
TICKER: MRLN SECURITY ID: 571157106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Calamari | Management | For | For |
1.2 | Elect Director Lawrence J. DeAngelo | Management | For | For |
1.3 | Elect Director Daniel P. Dyer | Management | For | For |
1.4 | Elect Director Matthew J. Sullivan | Management | For | For |
1.5 | Elect Director J. Christopher Teets | Management | For | For |
1.6 | Elect Director James W. Wert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
MARRIOTT VACATIONS WORLDWIDE CORPORATION MEETING DATE: JUN 06, 2014 | ||||
TICKER: VAC SECURITY ID: 57164Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.E. Andrews | Management | For | Withhold |
1.2 | Elect Director William W. McCarten | Management | For | For |
1.3 | Elect Director William J. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARTEN TRANSPORT, LTD. MEETING DATE: MAY 06, 2014 | ||||
TICKER: MRTN SECURITY ID: 573075108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randolph L. Marten | Management | For | For |
1.2 | Elect Director Larry B. Hagness | Management | For | For |
1.3 | Elect Director Thomas J. Winkel | Management | For | For |
1.4 | Elect Director Jerry M. Bauer | Management | For | For |
1.5 | Elect Director Robert L. Demorest | Management | For | For |
1.6 | Elect Director G. Larry Owens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
MASIMO CORPORATION MEETING DATE: JUN 05, 2014 | ||||
TICKER: MASI SECURITY ID: 574795100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven J. Barker | Management | For | Against |
1.2 | Elect Director Sanford Fitch | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
MATRIX SERVICE COMPANY MEETING DATE: NOV 14, 2013 | ||||
TICKER: MTRX SECURITY ID: 576853105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Hewitt | Management | For | For |
1.2 | Elect Director Michael J. Hall | Management | For | For |
1.3 | Elect Director I. Edgar 'Ed' Hendrix | Management | For | For |
1.4 | Elect Director Paul K. Lackey | Management | For | For |
1.5 | Elect Director Tom E. Maxwell | Management | For | For |
1.6 | Elect Director Jim W. Mogg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MATSON, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: MATX SECURITY ID: 57686G105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Blake Baird | Management | For | For |
1.2 | Elect Director Michael J. Chun | Management | For | For |
1.3 | Elect Director Matthew J. Cox | Management | For | For |
1.4 | Elect Director Walter A. Dods, Jr. | Management | For | For |
1.5 | Elect Director Thomas B. Fargo | Management | For | For |
1.6 | Elect Director Constance H. Lau | Management | For | For |
1.7 | Elect Director Jeffrey N. Watanabe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAXIMUS, INC. MEETING DATE: MAR 19, 2014 | ||||
TICKER: MMS SECURITY ID: 577933104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell A. Beliveau | Management | For | For |
1.2 | Elect Director John J. Haley | Management | For | For |
1.3 | Elect Director Marilyn R. Seymann | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MB FINANCIAL, INC. MEETING DATE: FEB 26, 2014 | ||||
TICKER: MBFI SECURITY ID: 55264U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
MB FINANCIAL, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: MBFI SECURITY ID: 55264U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Bolger | Management | For | For |
1b | Elect Director Mitchell Feiger | Management | For | For |
1c | Elect Director Charles J. Gries | Management | For | For |
1d | Elect Director James N. Hallene | Management | For | For |
1e | Elect Director Thomas H. Harvey | Management | For | For |
1f | Elect Director Richard J. Holmstrom | Management | For | For |
1g | Elect Director Karen J. May | Management | For | For |
1h | Elect Director Ronald D. Santo | Management | For | For |
1i | Elect Director Renee Togher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
MCG CAPITAL CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: MCGC SECURITY ID: 58047P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Keith Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MDC PARTNERS INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: MDCA SECURITY ID: 552697104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miles S. Nadal | Management | For | For |
1.2 | Elect Director Clare Copeland | Management | For | Withhold |
1.3 | Elect Director Scott L. Kauffman | Management | For | Withhold |
1.4 | Elect Director Michael J.L. Kirby | Management | For | Withhold |
1.5 | Elect Director Stephen M. Pustil | Management | For | For |
1.6 | Elect Director Irwin D. Simon | Management | For | Withhold |
2 | Approve BDO USA, LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | Against |
MEDIA GENERAL, INC. MEETING DATE: NOV 07, 2013 | ||||
TICKER: MEG SECURITY ID: 584404107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Approve Voting Rights for Reclassification Only to Class B Common Stock | Management | For | For |
3 | Approve One Stockholder may be Issued Non-voting Common Stock in Reclassification | Management | For | For |
MEDIFAST INC. MEETING DATE: SEP 17, 2013 | ||||
TICKER: MED SECURITY ID: 58470H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles P. Connolly | Management | For | For |
1.2 | Elect Director Jason L. Groves | Management | For | For |
1.3 | Elect Director John P. McDaniel | Management | For | For |
1.4 | Elect Director Donald F. Reilly | Management | For | For |
1.5 | Elect Director Carl E. Sassano | Management | For | For |
1.6 | Elect Director Michael C. MacDonald | Management | For | For |
1.7 | Elect Director Margaret E. Sheetz | Management | For | For |
1.8 | Elect Director Harvey C. Barnum | Management | For | For |
1.9 | Elect Director Jerry D. Reece | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MERCANTILE BANK CORPORATION MEETING DATE: DEC 12, 2013 | ||||
TICKER: MBWM SECURITY ID: 587376104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote on Golden Parachutes | Management | For | For |
5 | Adjourn Meeting | Management | For | Against |
MERCANTILE BANK CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: MBWM SECURITY ID: 587376104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirk J. Agerson | Management | For | For |
1.2 | Elect Director David M. Cassard | Management | For | For |
1.3 | Elect Director Edward J. Clark | Management | For | For |
1.4 | Elect Director John F. Donnelly | Management | For | For |
1.5 | Elect Director Michael D. Faas | Management | For | For |
1.6 | Elect Director Doyle A. Hayes | Management | For | For |
1.7 | Elect Director Susan K. Jones | Management | For | For |
1.8 | Elect Director Robert B. Kaminski, Jr. | Management | For | For |
1.9 | Elect Director Calvin D. Murdock | Management | For | For |
1.10 | Elect Director Michael H. Price | Management | For | For |
1.11 | Elect Director Timothy O. Schad | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MERCHANTS BANCSHARES, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: MBVT SECURITY ID: 588448100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael G. Furlong | Management | For | For |
1.2 | Elect Director Lorilee A. Lawton | Management | For | For |
1.3 | Elect Director Michael R. Tuttle | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MFA FINANCIAL, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: MFA SECURITY ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen R. Blank | Management | For | For |
1b | Elect Director William S. Gorin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MINERALS TECHNOLOGIES INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: MTX SECURITY ID: 603158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Duane R. Dunham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MONARCH CASINO & RESORT, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: MCRI SECURITY ID: 609027107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Farahi | Management | For | Withhold |
1.2 | Elect Director Craig F. Sullivan | Management | For | For |
1.3 | Elect Director Paul Andrews | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
MONEYGRAM INTERNATIONAL, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: MGI SECURITY ID: 60935Y208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Coley Clark | Management | For | For |
1.2 | Elect Director Victor W. Dahir | Management | For | For |
1.3 | Elect Director Antonio O. Garza | Management | For | For |
1.4 | Elect Director Thomas M. Hagerty | Management | For | Against |
1.5 | Elect Director Seth W. Lawry | Management | For | Against |
1.6 | Elect Director Pamela H. Patsley | Management | For | For |
1.7 | Elect Director Ganesh B. Rao | Management | For | For |
1.8 | Elect Director W. Bruce Turner | Management | For | For |
1.9 | Elect Director Peggy Vaughan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MONOTYPE IMAGING HOLDINGS INC. MEETING DATE: MAY 05, 2014 | ||||
TICKER: TYPE SECURITY ID: 61022P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Lentz | Management | For | For |
1.2 | Elect Director Douglas J. Shaw | Management | For | For |
1.3 | Elect Director Peter J. Simone | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MOOG INC. MEETING DATE: JAN 08, 2014 | ||||
TICKER: MOG.A SECURITY ID: 615394202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kraig H. Kayser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MUELLER INDUSTRIES, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: MLI SECURITY ID: 624756102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory L. Christopher | Management | For | For |
1.2 | Elect Director Paul J. Flaherty | Management | For | For |
1.3 | Elect Director Gennaro J. Fulvio | Management | For | For |
1.4 | Elect Director Gary S. Gladstein | Management | For | For |
1.5 | Elect Director Scott J. Goldman | Management | For | For |
1.6 | Elect Director Terry Hermanson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
MUELLER WATER PRODUCTS, INC. MEETING DATE: JAN 29, 2014 | ||||
TICKER: MWA SECURITY ID: 624758108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shirley C. Franklin | Management | For | For |
1.2 | Elect Director Thomas J. Hansen | Management | For | For |
1.3 | Elect Director Gregory E. Hyland | Management | For | For |
1.4 | Elect Director Jerry W. Kolb | Management | For | For |
1.5 | Elect Director Joseph B. Leonard | Management | For | For |
1.6 | Elect Director Mark J. O'Brien | Management | For | For |
1.7 | Elect Director Bernard G. Rethore | Management | For | For |
1.8 | Elect Director Neil A. Springer | Management | For | For |
1.9 | Elect Director Lydia W. Thomas | Management | For | For |
1.10 | Elect Director Michael T. Tokarz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MULTIMEDIA GAMES HOLDING COMPANY, INC. MEETING DATE: JAN 30, 2014 | ||||
TICKER: MGAM SECURITY ID: 625453105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Greathouse | Management | For | For |
1b | Elect Director Stephen P. Ives | Management | For | For |
1c | Elect Director Neil E. Jenkins | Management | For | For |
1d | Elect Director Michael J. Maples, Sr. | Management | For | For |
1e | Elect Director Justin A. Orlando | Management | For | For |
1f | Elect Director Patrick J. Ramsey | Management | For | For |
1g | Elect Director Robert D. Repass | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MYERS INDUSTRIES, INC. MEETING DATE: APR 25, 2014 | ||||
TICKER: MYE SECURITY ID: 628464109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent C. Byrd | Management | For | For |
1.2 | Elect Director Sarah R. Coffin | Management | For | For |
1.3 | Elect Director John B. Crowe | Management | For | For |
1.4 | Elect Director William A. Foley | Management | For | For |
1.5 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.6 | Elect Director Richard P. Johnston | Management | For | For |
1.7 | Elect Director Edward W. Kissel | Management | For | For |
1.8 | Elect Director John C. Orr | Management | For | For |
1.9 | Elect Director Robert A. Stefanko | Management | For | For |
1.10 | Elect Director Daniel R. Lee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MYR GROUP INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: MYRG SECURITY ID: 55405W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry W. Fayne | Management | For | For |
1.2 | Elect Director Gary R. Johnson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Establish Range For Board Size | Management | For | For |
6 | Ratify Auditors | Management | For | For |
NACCO INDUSTRIES, INC. MEETING DATE: MAY 08, 2014 | ||||
TICKER: NC SECURITY ID: 629579103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott S. Cowen | Management | For | For |
1.2 | Elect Director John P. Jumper | Management | For | For |
1.3 | Elect Director Dennis W. LaBarre | Management | For | For |
1.4 | Elect Director Richard de J. Osborne | Management | For | For |
1.5 | Elect Director Alfred M. Rankin, Jr. | Management | For | For |
1.6 | Elect Director James A. Ratner | Management | For | For |
1.7 | Elect Director Britton T. Taplin | Management | For | For |
1.8 | Elect Director David F. Taplin | Management | For | Withhold |
1.9 | Elect Director David B. H. Williams | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NATIONAL HEALTH INVESTORS, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: NHI SECURITY ID: 63633D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director W. Andrew Adams | Management | For | For |
1b | Elect Director Robert A. McCabe, Jr. | Management | For | Against |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NATIONAL HEALTHCARE CORPORATION MEETING DATE: MAY 08, 2014 | ||||
TICKER: NHC SECURITY ID: 635906100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Andrew Adams | Management | For | For |
1.2 | Elect Director Ernest G. Burgess, III | Management | For | Against |
1.3 | Elect Director Emil E. Hassan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NATIONAL WESTERN LIFE INSURANCE COMPANY MEETING DATE: JUN 20, 2014 | ||||
TICKER: NWLI SECURITY ID: 638522102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen E. Glasgow | Management | For | For |
1.2 | Elect Director E. Douglas McLeod | Management | For | Withhold |
1.3 | Elect Director Louis E. Pauls, Jr. | Management | For | For |
1.4 | Elect Director E. J. Pederson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
NATURE'S SUNSHINE PRODUCTS, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: NATR SECURITY ID: 639027101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willem Mesdag | Management | For | For |
1.2 | Elect Director Jeffrey D. Watkins | Management | For | For |
1.3 | Elect Director Mary Beth Springer | Management | For | For |
1.4 | Elect Director Robert B. Mercer | Management | For | For |
1.5 | Elect Director Gregory L. Probert | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NATUS MEDICAL INCORPORATED MEETING DATE: JUN 06, 2014 | ||||
TICKER: BABY SECURITY ID: 639050103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth E. Ludlum | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NAVIGANT CONSULTING, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: NCI SECURITY ID: 63935N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lloyd H. Dean | Management | For | For |
1b | Elect Director Julie M. Howard | Management | For | For |
1c | Elect Director Stephan A. James | Management | For | For |
1d | Elect Director Samuel K. Skinner | Management | For | For |
1e | Elect Director James R. Thompson | Management | For | For |
1f | Elect Director Michael L. Tipsord | Management | For | For |
2 | Approve Increase in Size of Board | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NCI, INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: NCIT SECURITY ID: 62886K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles K. Narang | Management | For | For |
1.2 | Elect Director Brian J. Clark | Management | For | For |
1.3 | Elect Director James P. Allen | Management | For | For |
1.4 | Elect Director John E. Lawler | Management | For | For |
1.5 | Elect Director Paul V. Lombardi | Management | For | For |
1.6 | Elect Director Philip O. Nolan | Management | For | For |
1.7 | Elect Director Austin J. Yerks | Management | For | For |
1.8 | Elect Director Daniel R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEKTAR THERAPEUTICS MEETING DATE: JUN 25, 2014 | ||||
TICKER: NKTR SECURITY ID: 640268108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph J. Krivulka | Management | For | For |
1b | Elect Director Howard W. Robin | Management | For | For |
1c | Elect Director Dennis L. Winger | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NELNET, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: NNI SECURITY ID: 64031N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael S. Dunlap | Management | For | For |
1b | Elect Director Stephen F. Butterfield | Management | For | Against |
1c | Elect Director James P. Abel | Management | For | For |
1d | Elect Director William R. Cintani | Management | For | For |
1e | Elect Director Kathleen A. Farrell | Management | For | For |
1f | Elect Director David S. Graff | Management | For | For |
1g | Elect Director Thomas E. Henning | Management | For | For |
1h | Elect Director Kimberly K. Rath | Management | For | For |
1i | Elect Director Michael D. Reardon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Restricted Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
NETSCOUT SYSTEMS, INC. MEETING DATE: AUG 26, 2013 | ||||
TICKER: NTCT SECURITY ID: 64115T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anil K. Singhal | Management | For | For |
1.2 | Elect Director John R. Egan | Management | For | For |
1.3 | Elect Director Robert E. Donahue | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEUROCRINE BIOSCIENCES, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: NBIX SECURITY ID: 64125C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin C. Gorman | Management | For | For |
1.2 | Elect Director Gary A. Lyons | Management | For | Withhold |
1.3 | Elect Director William H. Rastetter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NEW RESIDENTIAL INVESTMENT CORP. MEETING DATE: MAY 28, 2014 | ||||
TICKER: NRZ SECURITY ID: 64828T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Tyson | Management | For | For |
1.2 | Elect Director David Saltzman | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NEWPORT CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: NEWP SECURITY ID: 651824104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Cox | Management | For | For |
1.2 | Elect Director Oleg Khaykin | Management | For | For |
1.3 | Elect Director Cherry A. Murray | Management | For | For |
1.4 | Elect Director Robert J. Phillippy | Management | For | For |
1.5 | Elect Director Kenneth F. Potashner | Management | For | For |
1.6 | Elect Director Peter J. Simone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NORTHWEST BANCSHARES, INC. MEETING DATE: APR 16, 2014 | ||||
TICKER: NWBI SECURITY ID: 667340103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Wagner | Management | For | For |
1.2 | Elect Director A. Paul King | Management | For | For |
1.3 | Elect Director Sonia M. Probst | Management | For | For |
1.4 | Elect Director William F. McKnight | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NORTHWESTERN CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: NWE SECURITY ID: 668074305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Adik | Management | For | For |
1.2 | Elect Director Dorothy M. Bradley | Management | For | For |
1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.4 | Elect Director Dana J. Dykhouse | Management | For | For |
1.5 | Elect Director Julia L. Johnson | Management | For | For |
1.6 | Elect Director Philip L. Maslowe | Management | For | For |
1.7 | Elect Director Denton Louis Peoples | Management | For | For |
1.8 | Elect Director Robert C. Rowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NOVAVAX, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: NVAX SECURITY ID: 670002104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley C. Erck | Management | For | For |
1.2 | Elect Director Rajiv I. Modi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NPS PHARMACEUTICALS, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: NPSP SECURITY ID: 62936P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Bonney | Management | For | For |
1.2 | Elect Director Colin Broom | Management | For | For |
1.3 | Elect Director Georges Gemayel | Management | For | For |
1.4 | Elect Director Pedro Granadillo | Management | For | For |
1.5 | Elect Director James G. Groninger | Management | For | For |
1.6 | Elect Director Francois Nader | Management | For | For |
1.7 | Elect Director Rachel R. Selisker | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NU SKIN ENTERPRISES, INC. MEETING DATE: JUN 24, 2014 | ||||
TICKER: NUS SECURITY ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director Daniel W. Campbell | Management | For | For |
1.3 | Elect Director M. Truman Hunt | Management | For | For |
1.4 | Elect Director Andrew D. Lipman | Management | For | For |
1.5 | Elect Director Steven J. Lund | Management | For | For |
1.6 | Elect Director Patricia A. Negron | Management | For | For |
1.7 | Elect Director Neil H. Offen | Management | For | For |
1.8 | Elect Director Thomas R. Pisano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NUTRACEUTICAL INTERNATIONAL CORPORATION MEETING DATE: JAN 27, 2014 | ||||
TICKER: NUTR SECURITY ID: 67060Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey A. Hinrichs | Management | For | For |
1.2 | Elect Director J. Kimo Esplin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NUVASIVE, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory T. Lucier | Management | For | For |
1b | Elect Director Leslie V. Norwalk | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
OFFICE DEPOT, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: ODP SECURITY ID: 676220106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roland C. Smith | Management | For | For |
1b | Elect Director Warren F. Bryant | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Cynthia T. Jamison | Management | For | For |
1e | Elect Director V. James Marino | Management | For | For |
1f | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For |
1g | Elect Director Michael J. Massey | Management | For | For |
1h | Elect Director Jeffrey C. Smith | Management | For | For |
1i | Elect Director David M. Szymanski | Management | For | For |
1j | Elect Director Nigel Travis | Management | For | For |
1k | Elect Director Joseph Vassalluzzo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
OLD DOMINION FREIGHT LINE, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: ODFL SECURITY ID: 679580100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director J. Paul Breitbach | Management | For | For |
1.4 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.5 | Elect Director Robert G. Culp, III | Management | For | For |
1.6 | Elect Director John D. Kasarda | Management | For | For |
1.7 | Elect Director Leo H. Suggs | Management | For | For |
1.8 | Elect Director D. Michael Wray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OLD NATIONAL BANCORP MEETING DATE: MAY 08, 2014 | ||||
TICKER: ONB SECURITY ID: 680033107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan W. Braun | Management | For | For |
1.2 | Elect Director Larry E. Dunigan | Management | For | For |
1.3 | Elect Director Niel C. Ellerbrook | Management | For | For |
1.4 | Elect Director Andrew E. Goebel | Management | For | For |
1.5 | Elect Director Robert G. Jones | Management | For | For |
1.6 | Elect Director Phelps L. Lambert | Management | For | For |
1.7 | Elect Director Arthur H. McElwee, Jr. | Management | For | For |
1.8 | Elect Director James T. Morris | Management | For | For |
1.9 | Elect Director Randall T. Shepard | Management | For | For |
1.10 | Elect Director Rebecca S. Skillman | Management | For | For |
1.11 | Elect Director Kelly N. Stanley | Management | For | For |
1.12 | Elect Director Linda E. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OMEGA PROTEIN CORPORATION MEETING DATE: JUN 19, 2014 | ||||
TICKER: OME SECURITY ID: 68210P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary L. Allee | Management | For | For |
1.2 | Elect Director David A. Owen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OMNICELL, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: OMCL SECURITY ID: 68213N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randy D. Lindholm | Management | For | For |
1.2 | Elect Director Sara J. White | Management | For | For |
1.3 | Elect Director Joanne B. Bauer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 26, 2013 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Shaw Hong | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OPKO HEALTH, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: OPK SECURITY ID: 68375N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip Frost | Management | For | Withhold |
1.2 | Elect Director Jane H. Hsiao | Management | For | Withhold |
1.3 | Elect Director Steven D. Rubin | Management | For | Withhold |
1.4 | Elect Director Robert A. Baron | Management | For | For |
1.5 | Elect Director Thomas E. Beier | Management | For | Withhold |
1.6 | Elect Director Dmitry Kolosov | Management | For | For |
1.7 | Elect Director Richard A. Lerner | Management | For | For |
1.8 | Elect Director John A. Paganelli | Management | For | Withhold |
1.9 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
1.10 | Elect Director Alice Lin-Tsing Yu | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OPLINK COMMUNICATIONS, INC. MEETING DATE: NOV 06, 2013 | ||||
TICKER: OPLK SECURITY ID: 68375Q403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Y. Liu | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ORCHIDS PAPER PRODUCTS COMPANY MEETING DATE: APR 09, 2014 | ||||
TICKER: TIS SECURITY ID: 68572N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Option Plan Grants to Jeffrey S. Schoen | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
ORCHIDS PAPER PRODUCTS COMPANY MEETING DATE: MAY 13, 2014 | ||||
TICKER: TIS SECURITY ID: 68572N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Berlin | Management | For | For |
1.2 | Elect Director John C. Guttilla | Management | For | For |
1.3 | Elect Director Douglas E. Hailey | Management | For | For |
1.4 | Elect Director Mark H. Ravich | Management | For | For |
1.5 | Elect Director Elaine MacDonald | Management | For | For |
1.6 | Elect Director Jeffrey S. Schoen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OWENS & MINOR, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: OMI SECURITY ID: 690732102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart M. Essig | Management | For | For |
1.2 | Elect Director John W. Gerdelman | Management | For | For |
1.3 | Elect Director Lemuel E. Lewis | Management | For | For |
1.4 | Elect Director Martha H. Marsh | Management | For | For |
1.5 | Elect Director Eddie N. Moore, Jr. | Management | For | For |
1.6 | Elect Director James E. Rogers | Management | For | For |
1.7 | Elect Director David S. Simmons | Management | For | For |
1.8 | Elect Director Robert C. Sledd | Management | For | For |
1.9 | Elect Director Craig R. Smith | Management | For | For |
1.10 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
P. H. GLATFELTER COMPANY MEETING DATE: MAY 01, 2014 | ||||
TICKER: GLT SECURITY ID: 377316104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen A. Dahlberg | Management | For | For |
1.2 | Elect Director Nicholas DeBenedictis | Management | For | For |
1.3 | Elect Director Kevin M. Fogarty | Management | For | For |
1.4 | Elect Director J. Robert Hall | Management | For | For |
1.5 | Elect Director Richard C. Ill | Management | For | For |
1.6 | Elect Director Ronald J. Naples | Management | For | For |
1.7 | Elect Director Dante C. Parrini | Management | For | For |
1.8 | Elect Director Richard L. Smoot | Management | For | For |
1.9 | Elect Director Lee C. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PACIRA PHARMACEUTICALS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: PCRX SECURITY ID: 695127100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yvonne Greenstreet | Management | For | For |
1.2 | Elect Director Gary Pace | Management | For | For |
1.3 | Elect Director David Stack | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
PAREXEL INTERNATIONAL CORPORATION MEETING DATE: DEC 05, 2013 | ||||
TICKER: PRXL SECURITY ID: 699462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Dana Callow, Jr. | Management | For | For |
1.2 | Elect Director Christopher J. Lindop | Management | For | For |
1.3 | Elect Director Josef H. von Rickenbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
PARKER DRILLING COMPANY MEETING DATE: MAY 01, 2014 | ||||
TICKER: PKD SECURITY ID: 701081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Parker, Jr. | Management | For | For |
1.2 | Elect Director Roger B. Plank | Management | For | For |
1.3 | Elect Director Gary G. Rich | Management | For | For |
1.4 | Elect Director Peter C. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PC CONNECTION, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: PCCC SECURITY ID: 69318J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia Gallup | Management | For | Withhold |
1.2 | Elect Director David Hall | Management | For | Withhold |
1.3 | Elect Director Joseph Baute | Management | For | For |
1.4 | Elect Director David Beffa-Negrini | Management | For | Withhold |
1.5 | Elect Director Barbara Duckett | Management | For | For |
1.6 | Elect Director Donald Weatherson | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PDL BIOPHARMA, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David W. Gryska | Management | For | For |
1.2 | Elect Director Paul W. Sandman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
PEGASYSTEMS INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: PEGA SECURITY ID: 705573103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Gyenes | Management | For | For |
1.2 | Elect Director Richard H. Jones | Management | For | For |
1.3 | Elect Director Steven F. Kaplan | Management | For | For |
1.4 | Elect Director James P. O'Halloran | Management | For | For |
1.5 | Elect Director Alan Trefler | Management | For | For |
1.6 | Elect Director Larry Weber | Management | For | For |
1.7 | Elect Director William W. Wyman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PEOPLES BANCORP INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: PEBO SECURITY ID: 709789101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tara M. Abraham | Management | For | For |
1.2 | Elect Director James S. Huggins | Management | For | For |
1.3 | Elect Director Brenda F. Jones | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PERFICIENT, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: PRFT SECURITY ID: 71375U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Davis | Management | For | For |
1.2 | Elect Director Ralph C. Derrickson | Management | For | For |
1.3 | Elect Director John S. Hamlin | Management | For | For |
1.4 | Elect Director James R. Kackley | Management | For | For |
1.5 | Elect Director David S. Lundeen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PGT, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: PGTI SECURITY ID: 69336V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brett N. Milgrim | Management | For | For |
1.2 | Elect Director Richard D. Feintuch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
PHARMERICA CORPORATION MEETING DATE: JUN 17, 2014 | ||||
TICKER: PMC SECURITY ID: 71714F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Weishar | Management | For | For |
1.2 | Elect Director W. Robert Dahl, Jr. | Management | For | For |
1.3 | Elect Director Frank E. Collins | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Marjorie W. Dorr | Management | For | For |
1.6 | Elect Director Thomas P. Gerrity | Management | For | For |
1.7 | Elect Director Robert A. Oakley | Management | For | For |
1.8 | Elect Director Geoffrey G. Meyers | Management | For | For |
1.9 | Elect Director Patrick G. LePore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PILGRIM'S PRIDE CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: PPC SECURITY ID: 72147K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gilberto Tomazoni | Management | For | Withhold |
1.2 | Elect Director Joesley Mendonca Batista | Management | For | Withhold |
1.3 | Elect Director Wesley Mendonca Batista | Management | For | Withhold |
1.4 | Elect Director William W. Lovette | Management | For | Withhold |
1.5 | Elect Director Marcus Vinicius Pratini de Moraes | Management | For | For |
1.6 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
2.1 | Elect Director David E. Bell | Management | For | For |
2.2 | Elect Director Michael L. Cooper | Management | For | For |
2.3 | Elect Director Charles Macaluso | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
PINNACLE FINANCIAL PARTNERS, INC. MEETING DATE: APR 15, 2014 | ||||
TICKER: PNFP SECURITY ID: 72346Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Cope | Management | For | For |
1.2 | Elect Director William H. Huddleston, IV | Management | For | For |
1.3 | Elect Director Robert A. McCabe, Jr. | Management | For | For |
1.4 | Elect Director Reese L. Smith | Management | For | For |
1.5 | Elect Director Glenda Baskin Glover | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PLANTRONICS, INC. MEETING DATE: AUG 01, 2013 | ||||
TICKER: PLT SECURITY ID: 727493108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marv Tseu | Management | For | For |
1.2 | Elect Director Ken Kannappan | Management | For | For |
1.3 | Elect Director Brian Dexheimer | Management | For | For |
1.4 | Elect Director Robert Hagerty | Management | For | For |
1.5 | Elect Director Gregg Hammann | Management | For | For |
1.6 | Elect Director John Hart | Management | For | For |
1.7 | Elect Director Marshall Mohr | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PLATINUM UNDERWRITERS HOLDINGS, LTD. MEETING DATE: APR 22, 2014 | ||||
TICKER: PTP SECURITY ID: G7127P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
1.2 | Elect A. John Hass as Director | Management | For | For |
1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
1.4 | Elect Edmund R. Megna as Director | Management | For | For |
1.5 | Elect Michael D. Price as Director | Management | For | For |
1.6 | Elect Linda E. Ransom as Director | Management | For | For |
1.7 | Elect James P. Slattery as Director | Management | For | For |
1.8 | Elect Christopher J. Steffen as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG as Auditors | Management | For | For |
PLEXUS CORP. MEETING DATE: FEB 12, 2014 | ||||
TICKER: PLXS SECURITY ID: 729132100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ralf R. Boer | Management | For | For |
1.2 | Elect Director Stephen P. Cortinovis | Management | For | For |
1.3 | Elect Director David J. Drury | Management | For | For |
1.4 | Elect Director Dean A. Foate | Management | For | For |
1.5 | Elect Director Rainer Jueckstock | Management | For | For |
1.6 | Elect Director Peter Kelly | Management | For | For |
1.7 | Elect Director Phil R. Martens | Management | For | For |
1.8 | Elect Director Michael V. Schrock | Management | For | For |
1.9 | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POTLATCH CORPORATION MEETING DATE: MAY 05, 2014 | ||||
TICKER: PCH SECURITY ID: 737630103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Moody | Management | For | For |
1.2 | Elect Director Lawrence S. Peiros | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Restricted Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POWELL INDUSTRIES, INC. MEETING DATE: FEB 26, 2014 | ||||
TICKER: POWL SECURITY ID: 739128106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene L. Butler | Management | For | For |
1.2 | Elect Director Christopher E. Cragg | Management | For | For |
1.3 | Elect Director Bonnie V. Hancock | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POWER INTEGRATIONS, INC. MEETING DATE: MAY 19, 2014 | ||||
TICKER: POWI SECURITY ID: 739276103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Balu Balakrishnan | Management | For | For |
1.2 | Elect Director Alan D. Bickell | Management | For | For |
1.3 | Elect Director Nicholas E. Brathwaite | Management | For | For |
1.4 | Elect Director William George | Management | For | For |
1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
1.6 | Elect Director E. Floyd Kvamme | Management | For | For |
1.7 | Elect Director Steven J. Sharp | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
POZEN INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: POZN SECURITY ID: 73941U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth B. Lee, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PREMIERE GLOBAL SERVICES, INC. MEETING DATE: JUN 18, 2014 | ||||
TICKER: PGI SECURITY ID: 740585104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Boland T. Jones | Management | For | For |
1.2 | Elect Director Wilkie S. Colyer | Management | For | For |
1.3 | Elect Director K. Robert Draughon | Management | For | For |
1.4 | Elect Director John R. Harris | Management | For | For |
1.5 | Elect Director W. Steven Jones | Management | For | For |
1.6 | Elect Director Raymond H. Pirtle, Jr. | Management | For | For |
1.7 | Elect Director J. Walker Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
PRIMORIS SERVICES CORPORATION MEETING DATE: MAY 02, 2014 | ||||
TICKER: PRIM SECURITY ID: 74164F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Tinstman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRIVATEBANCORP, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: PVTB SECURITY ID: 742962103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Coleman | Management | For | For |
1.2 | Elect Director James M. Guyette | Management | For | For |
1.3 | Elect Director Ralph B. Mandell | Management | For | For |
1.4 | Elect Director Cheryl Mayberry McKissack | Management | For | For |
1.5 | Elect Director Edward W. Rabin | Management | For | For |
1.6 | Elect Director Larry D. Richman | Management | For | For |
1.7 | Elect Director Collin E. Roche | Management | For | For |
1.8 | Elect Director William R. Rybak | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
PROASSURANCE CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: PRA SECURITY ID: 74267C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Flowers | Management | For | For |
1.2 | Elect Director Samuel A. Di Piazza, Jr. | Management | For | For |
1.3 | Elect Director Ann F. Putallaz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PROVIDENT FINANCIAL HOLDINGS, INC. MEETING DATE: NOV 26, 2013 | ||||
TICKER: PROV SECURITY ID: 743868101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Barr | Management | For | Withhold |
1.2 | Elect Director Bruce W. Bennett | Management | For | Withhold |
1.3 | Elect Director Debbi H. Guthrie | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
PUMA BIOTECHNOLOGY, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: PBYI SECURITY ID: 74587V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan H. Auerbach | Management | For | For |
1.2 | Elect Director Thomas R. Malley | Management | For | For |
1.3 | Elect Director Jay M. Moyes | Management | For | For |
1.4 | Elect Director Troy E. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
QAD INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: QADA SECURITY ID: 74727D207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karl F. Lopker | Management | For | Withhold |
1.2 | Elect Director Pamela M. Lopker | Management | For | Withhold |
1.3 | Elect Director Scott J. Adelson | Management | For | For |
1.4 | Elect Director Lee D. Roberts | Management | For | For |
1.5 | Elect Director Peter R. Van Cuylenburg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QAD INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: QADA SECURITY ID: 74727D306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karl F. Lopker | Management | For | Withhold |
1.2 | Elect Director Pamela M. Lopker | Management | For | Withhold |
1.3 | Elect Director Scott J. Adelson | Management | For | For |
1.4 | Elect Director Lee D. Roberts | Management | For | For |
1.5 | Elect Director Peter R. Van Cuylenburg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QLOGIC CORPORATION MEETING DATE: AUG 22, 2013 | ||||
TICKER: QLGC SECURITY ID: 747277101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director H.K. Desai | Management | For | For |
1b | Elect Director Balakrishnan S. Iyer | Management | For | For |
1c | Elect Director Christine King | Management | For | For |
1d | Elect Director Kathryn B. Lewis | Management | For | For |
1e | Elect Director D. Scott Mercer | Management | For | For |
1f | Elect Director George D. Wells | Management | For | For |
1g | Elect Director William M. Zeitler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
QUAKER CHEMICAL CORPORATION MEETING DATE: MAY 07, 2014 | ||||
TICKER: KWR SECURITY ID: 747316107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Barry | Management | For | For |
1.2 | Elect Director Robert E. Chappell | Management | For | For |
1.3 | Elect Director Robert H. Rock | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RAIT FINANCIAL TRUST MEETING DATE: MAY 13, 2014 | ||||
TICKER: RAS SECURITY ID: 749227609 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott F. Schaeffer | Management | For | For |
1.2 | Elect Director Andrew Batinovich | Management | For | For |
1.3 | Elect Director Edward S. Brown | Management | For | For |
1.4 | Elect Director Frank A. Farnesi | Management | For | For |
1.5 | Elect Director S. Kristin Kim | Management | For | For |
1.6 | Elect Director Jon C. Sarkisian | Management | For | For |
1.7 | Elect Director Andrew M. Silberstein | Management | For | For |
1.8 | Elect Director Murray Stempel, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAMBUS INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: RMBS SECURITY ID: 750917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director J. Thomas Bentley | Management | For | For |
1b | Elect Director Charles Kissner | Management | For | For |
1c | Elect Director David Shrigley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
RBC BEARINGS INCORPORATED MEETING DATE: SEP 12, 2013 | ||||
TICKER: ROLL SECURITY ID: 75524B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mitchell I. Quain | Management | For | For |
1.2 | Elect Director Thomas J. O'Brien | Management | For | For |
1.3 | Elect Director Edward D. Stewart | Management | For | For |
1.4 | Elect Director Daniel A. Bergeron | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REGIONAL MANAGEMENT CORP. MEETING DATE: APR 23, 2014 | ||||
TICKER: RM SECURITY ID: 75902K106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roel C. Campos | Management | For | For |
1.2 | Elect Director Alvaro G. de Molina | Management | For | For |
1.3 | Elect Director Thomas F. Fortin | Management | For | For |
1.4 | Elect Director Richard A. Godley | Management | For | Withhold |
1.5 | Elect Director Carlos Palomares | Management | For | For |
2 | Ratify Auditors | Management | For | For |
REGIS CORPORATION MEETING DATE: OCT 22, 2013 | ||||
TICKER: RGS SECURITY ID: 758932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel G. Beltzman | Management | For | For |
1.2 | Elect Director James P. Fogarty | Management | For | For |
1.3 | Elect Director David J. Grissen | Management | For | For |
1.4 | Elect Director Daniel J. Hanrahan | Management | For | For |
1.5 | Elect Director Mark S. Light | Management | For | For |
1.6 | Elect Director Michael J. Merriman | Management | For | For |
1.7 | Elect Director Stephen E. Watson | Management | For | For |
1.8 | Elect Director David P. Williams | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REMY INTERNATIONAL, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: REMY SECURITY ID: 759663107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent B. Bickett | Management | For | Withhold |
1.2 | Elect Director Alan L. Stinson | Management | For | Withhold |
1.3 | Elect Director Douglas K. Ammerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RENEWABLE ENERGY GROUP, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: REGI SECURITY ID: 75972A301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey Stroburg | Management | For | For |
1.2 | Elect Director Christopher D. Sorrells | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
REPLIGEN CORPORATION MEETING DATE: MAY 15, 2014 | ||||
TICKER: RGEN SECURITY ID: 759916109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn L. Cooper | Management | For | For |
1.2 | Elect Director John G. Cox | Management | For | For |
1.3 | Elect Director Karen A. Dawes | Management | For | For |
1.4 | Elect Director Alfred L. Goldberg | Management | For | For |
1.5 | Elect Director Michael A. Griffith | Management | For | For |
1.6 | Elect Director Walter C. Herlihy | Management | For | For |
1.7 | Elect Director Thomas F. Ryan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
REPUBLIC AIRWAYS HOLDINGS INC. MEETING DATE: SEP 17, 2013 | ||||
TICKER: RJET SECURITY ID: 760276105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryan K. Bedford | Management | For | For |
1.2 | Elect Director Lawrence J. Cohen | Management | For | For |
1.3 | Elect Director Neal S. Cohen | Management | For | For |
1.4 | Elect Director Douglas J. Lambert | Management | For | For |
1.5 | Elect Director Mark L. Plaumann | Management | For | For |
1.6 | Elect Director Richard P. Schifter | Management | For | For |
1.7 | Elect Director David N. Siegel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
REPUBLIC BANCORP, INC./KY MEETING DATE: APR 24, 2014 | ||||
TICKER: RBCAA SECURITY ID: 760281204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig A. Greenberg | Management | For | Withhold |
1.2 | Elect Director Michael T. Rust | Management | For | For |
1.3 | Elect Director Sandra Metts Snowden | Management | For | For |
1.4 | Elect Director R. Wayne Stratton | Management | For | For |
1.5 | Elect Director Susan Stout Tamme | Management | For | For |
1.6 | Elect Director A. Scott Trager | Management | For | For |
1.7 | Elect Director Steven E. Trager | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RESOLUTE FOREST PRODUCTS INC. MEETING DATE: MAY 23, 2014 | ||||
TICKER: RFP SECURITY ID: 76117W109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michel P. Desbiens | Management | For | For |
1.2 | Elect Director Jennifer C. Dolan | Management | For | For |
1.3 | Elect Director Richard D. Falconer | Management | For | For |
1.4 | Elect Director Richard Garneau | Management | For | For |
1.5 | Elect Director Jeffrey A. Hearn | Management | For | For |
1.6 | Elect Director Bradley P. Martin | Management | For | For |
1.7 | Elect Director Alain Rheaume | Management | For | For |
1.8 | Elect Director Michael S. Rousseau | Management | For | For |
1.9 | Elect Director David H. Wilkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RESOURCES CONNECTION, INC. MEETING DATE: OCT 24, 2013 | ||||
TICKER: RECN SECURITY ID: 76122Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony Cherbak | Management | For | For |
1.2 | Elect Director Neil F. Dimick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RETROPHIN, INC. MEETING DATE: MAY 09, 2014 | ||||
TICKER: RTRX SECURITY ID: 761299106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Shkreli | Management | For | For |
1.2 | Elect Director Stephen Aselage | Management | For | For |
1.3 | Elect Director Steve Richardson | Management | For | Withhold |
1.4 | Elect Director Cornelius E. Golding | Management | For | For |
1.5 | Elect Director Jeffrey Paley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
REX AMERICAN RESOURCES CORPORATION MEETING DATE: JUN 03, 2014 | ||||
TICKER: REX SECURITY ID: 761624105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart A. Rose | Management | For | Against |
1.2 | Elect Director Lawrence Tomchin | Management | For | Against |
1.3 | Elect Director Robert Davidoff | Management | For | For |
1.4 | Elect Director Edward M. Kress | Management | For | Against |
1.5 | Elect Director Charles A. Elcan | Management | For | Against |
1.6 | Elect Director David S. Harris | Management | For | For |
1.7 | Elect Director Mervyn L. Alphonso | Management | For | For |
1.8 | Elect Director Lee Fisher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RIGNET, INC. MEETING DATE: MAY 09, 2014 | ||||
TICKER: RNET SECURITY ID: 766582100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Browning | Management | For | For |
1.2 | Elect Director Mattia Caprioli | Management | For | For |
1.3 | Elect Director Charles L. Davis | Management | For | For |
1.4 | Elect Director Kevin Mulloy | Management | For | For |
1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
1.6 | Elect Director Keith Olsen | Management | For | For |
1.7 | Elect Director Mark B. Slaughter | Management | For | For |
1.8 | Elect Director Brent K. Whittington | Management | For | For |
1.9 | Elect Director Ditlef de Vibe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RITE AID CORPORATION MEETING DATE: JUN 19, 2014 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Standley | Management | For | For |
1b | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1c | Elect Director Bruce G. Bodaken | Management | For | For |
1d | Elect Director David R. Jessick | Management | For | For |
1e | Elect Director Kevin E. Lofton | Management | For | For |
1f | Elect Director Myrtle S. Potter | Management | For | For |
1g | Elect Director Michael N. Regan | Management | For | For |
1h | Elect Director Marcy Syms | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
RLJ LODGING TRUST MEETING DATE: MAY 02, 2014 | ||||
TICKER: RLJ SECURITY ID: 74965L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Johnson | Management | For | For |
1.2 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.3 | Elect Director Evan Bayh | Management | For | For |
1.4 | Elect Director Nathaniel A. Davis | Management | For | For |
1.5 | Elect Director Robert M. La Forgia | Management | For | For |
1.6 | Elect Director Glenda G. McNeal | Management | For | For |
1.7 | Elect Director Joseph Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RPX CORPORATION MEETING DATE: JUN 17, 2014 | ||||
TICKER: RPXC SECURITY ID: 74972G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shelby W. Bonnie | Management | For | For |
1.2 | Elect Director Sanford R. Robertson | Management | For | For |
1.3 | Elect Director Thomas O. Ryder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RTI SURGICAL INC MEETING DATE: NOV 07, 2013 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Conversion of Securities | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
RTI SURGICAL, INC. MEETING DATE: APR 29, 2014 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter F. Gearen | Management | For | For |
1.2 | Elect Director Adrian J. R. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RUTH'S HOSPITALITY GROUP, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: RUTH SECURITY ID: 783332109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. O'Donnell | Management | For | For |
1.2 | Elect Director Robin P. Selati | Management | For | For |
1.3 | Elect Director Carla R. Cooper | Management | For | For |
1.4 | Elect Director Bannus B. Hudson | Management | For | For |
1.5 | Elect Director Robert S. Merritt | Management | For | For |
1.6 | Elect Director Alan Vituli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SAFETY INSURANCE GROUP, INC. MEETING DATE: MAY 23, 2014 | ||||
TICKER: SAFT SECURITY ID: 78648T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David F. Brussard | Management | For | For |
1.2 | Elect Director A. Richard Caputo, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANDERSON FARMS, INC. MEETING DATE: FEB 13, 2014 | ||||
TICKER: SAFM SECURITY ID: 800013104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lampkin Butts | Management | For | For |
1.2 | Elect Director Beverly Hogan | Management | For | For |
1.3 | Elect Director Phil K. Livingston | Management | For | For |
1.4 | Elect Director Charles W. Ritter, Jr | Management | For | For |
1.5 | Elect Director Joe F. Sanderson, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
SANMINA CORPORATION MEETING DATE: MAR 10, 2014 | ||||
TICKER: SANM SECURITY ID: 801056102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neil R. Bonke | Management | For | For |
1b | Elect Director Michael J. Clarke | Management | For | For |
1c | Elect Director Eugene A. Delaney | Management | For | For |
1d | Elect Director John P. Goldsberry | Management | For | For |
1e | Elect Director Joseph G. Licata, Jr. | Management | For | For |
1f | Elect Director Mario M. Rosati | Management | For | For |
1g | Elect Director Wayne Shortridge | Management | For | For |
1h | Elect Director Jure Sola | Management | For | For |
1i | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SAPIENT CORPORATION MEETING DATE: MAY 28, 2014 | ||||
TICKER: SAPE SECURITY ID: 803062108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Benson | Management | For | For |
1.2 | Elect Director Jerry A. Greenberg | Management | For | For |
1.3 | Elect Director Alan J. Herrick | Management | For | For |
1.4 | Elect Director Silvia Lagnado | Management | For | For |
1.5 | Elect Director J. Stuart Moore | Management | For | For |
1.6 | Elect Director Robert L. Rosen | Management | For | For |
1.7 | Elect Director Eva M. Sage-Gavin | Management | For | For |
1.8 | Elect Director Ashok Shah | Management | For | For |
1.9 | Elect Director Vijay Singal | Management | For | For |
1.10 | Elect Director Curtis R. Welling | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SAREPTA THERAPEUTICS, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: SRPT SECURITY ID: 803607100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Garabedian | Management | For | For |
1.2 | Elect Director William Goolsbee | Management | For | For |
1.3 | Elect Director Gil Price | Management | For | For |
1.4 | Elect Director Hans Wigzell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SCANSOURCE, INC. MEETING DATE: DEC 05, 2013 | ||||
TICKER: SCSC SECURITY ID: 806037107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Baur | Management | For | For |
1.2 | Elect Director Steven R. Fischer | Management | For | For |
1.3 | Elect Director Michael J. Grainger | Management | For | For |
1.4 | Elect Director John P. Reilly | Management | For | For |
1.5 | Elect Director Charles R. Whitchurch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
SCBT FINANCIAL CORPORATION MEETING DATE: JUL 24, 2013 | ||||
TICKER: SCBT SECURITY ID: 78401V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: SWM SECURITY ID: 808541106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claire L. Arnold | Management | For | For |
1.2 | Elect Director Heinrich Fischer | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SELECT MEDICAL HOLDINGS CORPORATION MEETING DATE: APR 29, 2014 | ||||
TICKER: SEM SECURITY ID: 81619Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bryan C. Cressey | Management | For | For |
1.2 | Elect Director Robert A. Ortenzio | Management | For | For |
1.3 | Elect Director Leopold Swergold | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SELECTIVE INSURANCE GROUP, INC. MEETING DATE: APR 23, 2014 | ||||
TICKER: SIGI SECURITY ID: 816300107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Bauer | Management | For | For |
1.2 | Elect Director Annabelle G. Bexiga | Management | For | For |
1.3 | Elect Director A. David Brown | Management | For | For |
1.4 | Elect Director John C. Burville | Management | For | For |
1.5 | Elect Director Joan M. Lamm-Tennant | Management | For | For |
1.6 | Elect Director Michael J. Morrissey | Management | For | For |
1.7 | Elect Director Gregory E. Murphy | Management | For | For |
1.8 | Elect Director Cynthia S. Nicholson | Management | For | For |
1.9 | Elect Director Ronald L. O'Kelley | Management | For | For |
1.10 | Elect Director William M. Rue | Management | For | For |
1.11 | Elect Director J. Brian Thebault | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SENECA FOODS CORPORATION MEETING DATE: AUG 01, 2013 | ||||
TICKER: SENEA SECURITY ID: 817070501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Gaylord | Management | For | For |
1.2 | Elect Director Susan A. Henry | Management | For | For |
1.3 | Elect Director Susan W. Stuart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SENSIENT TECHNOLOGIES CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: SXT SECURITY ID: 81725T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Hank Brown | Management | For | Withhold |
1.2 | Elect Director Edward H. Cichurski | Management | For | Withhold |
1.3 | Elect Director Fergus M. Clydesdale | Management | For | Withhold |
1.4 | Elect Director James A. D. Croft | Management | For | Withhold |
1.5 | Elect Director William V. Hickey | Management | For | Withhold |
1.6 | Elect Director Kenneth P. Manning | Management | For | Withhold |
1.7 | Elect Director Paul Manning | Management | For | Withhold |
1.8 | Elect Director Elaine R. Wedral | Management | For | Withhold |
1.9 | Elect Director Essie Whitelaw | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director James R. Henderson | Shareholder | For | Did Not Vote |
1.2 | Elect Director James E. Hyman | Shareholder | For | Did Not Vote |
1.3 | Elect Director Stephen E. Loukas | Shareholder | For | Did Not Vote |
1.4 | Elect Director William E. Redmond, Jr. | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Hank Brown | Shareholder | None | Did Not Vote |
1.6 | Management Nominee - Edward H. Cichurski | Shareholder | None | Did Not Vote |
1.7 | Management Nominee - Fergus M. Clydesdale | Shareholder | None | Did Not Vote |
1.8 | Management Nominee - Paul Manning | Shareholder | None | Did Not Vote |
1.9 | Management Nominee - Elaine R. Wedral | Shareholder | None | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
3 | Amend Executive Incentive Bonus Plan | Management | None | Did Not Vote |
4 | Ratify Auditors | Management | None | Did Not Vote |
SHENANDOAH TELECOMMUNICATIONS COMPANY MEETING DATE: APR 22, 2014 | ||||
TICKER: SHEN SECURITY ID: 82312B106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas C. Arthur | Management | For | For |
1.2 | Elect Director Tracy Fitzsimmons | Management | For | For |
1.3 | Elect Director John W. Flora | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
SHUTTERSTOCK, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: SSTK SECURITY ID: 825690100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeff Epstein | Management | For | For |
1.2 | Elect Director Jonathan Miller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SILICON GRAPHICS INTERNATIONAL CORP. MEETING DATE: DEC 09, 2013 | ||||
TICKER: SGI SECURITY ID: 82706L108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jorge L. Titinger | Management | For | For |
1.2 | Elect Director Michael W. Hagee | Management | For | For |
1.3 | Elect Director Charles M. Boesenberg | Management | For | For |
1.4 | Elect Director Gary A. Griffiths | Management | For | For |
1.5 | Elect Director Hagi Schwartz | Management | For | For |
1.6 | Elect Director Ronald D. Verdoorn | Management | For | For |
1.7 | Elect Director Douglas R. King | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SILICON IMAGE, INC. MEETING DATE: MAY 19, 2014 | ||||
TICKER: SIMG SECURITY ID: 82705T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Raduchel | Management | For | For |
1.2 | Elect Director Camillo Martino | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SILVERCREST ASSET MANAGEMENT GROUP INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: SAMG SECURITY ID: 828359109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilmot H. Kidd, III | Management | For | For |
1.2 | Elect Director Richard S. Pechter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SIMMONS FIRST NATIONAL CORPORATION MEETING DATE: APR 15, 2014 | ||||
TICKER: SFNC SECURITY ID: 828730200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Nine | Management | For | For |
2.1 | Elect Director David L. Bartlett | Management | For | For |
2.2 | Elect Director William E. Clark, II | Management | For | For |
2.3 | Elect Director Steven A. Cosse | Management | For | For |
2.4 | Elect Director Edward Drilling | Management | For | For |
2.5 | Elect Director Sharon Gaber | Management | For | For |
2.6 | Elect Director Eugene Hunt | Management | For | For |
2.7 | Elect Director George A. Makris, Jr. | Management | For | For |
2.8 | Elect Director Harry L. Ryburn | Management | For | For |
2.9 | Elect Director Robert L. Shoptaw | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Outside Director Stock Awards | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SIMPLICITY BANCORP, INC. MEETING DATE: OCT 30, 2013 | ||||
TICKER: SMPL SECURITY ID: 828867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Breeden | Management | For | For |
1.2 | Elect Director Laura G. Weisshar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIRONA DENTAL SYSTEMS, INC. MEETING DATE: FEB 19, 2014 | ||||
TICKER: SIRO SECURITY ID: 82966C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William K. Hood | Management | For | For |
1.2 | Elect Director Thomas Jetter | Management | For | For |
1.3 | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
1.4 | Elect Director Jeffrey T. Slovin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
SKULLCANDY, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: SKUL SECURITY ID: 83083J104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rick Alden | Management | For | For |
1.2 | Elect Director Doug Collier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
SKYWEST, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: SKYW SECURITY ID: 830879102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry C. Atkin | Management | For | For |
1.2 | Elect Director J. Ralph Atkin | Management | For | For |
1.3 | Elect Director W. Steve Albrecht | Management | For | For |
1.4 | Elect Director Margaret S. Billson | Management | For | For |
1.5 | Elect Director Henry J. Eyring | Management | For | For |
1.6 | Elect Director Ronald J. Mittelstaedt | Management | For | For |
1.7 | Elect Director Robert G. Sarver | Management | For | For |
1.8 | Elect Director Keith E. Smith | Management | For | For |
1.9 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
1.10 | Elect Director James L. Welch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SMITH & WESSON HOLDING CORPORATION MEETING DATE: SEP 23, 2013 | ||||
TICKER: SWHC SECURITY ID: 831756101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry M. Monheit | Management | For | For |
1.2 | Elect Director Robert L. Scott | Management | For | For |
1.3 | Elect Director Michael F. Golden | Management | For | For |
1.4 | Elect Director Robert H. Brust | Management | For | For |
1.5 | Elect Director P. James Debney | Management | For | For |
1.6 | Elect Director John B. Furman | Management | For | For |
1.7 | Elect Director Mitchell A. Saltz | Management | For | For |
1.8 | Elect Director I. Marie Wadecki | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SONIC CORP. MEETING DATE: JAN 16, 2014 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tony D. Bartel | Management | For | For |
1.2 | Elect Director Lauren R. Hobart | Management | For | For |
1.3 | Elect Director Jeffrey H. Schutz | Management | For | For |
1.4 | Elect Director Kathryn L. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
SONUS NETWORKS, INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: SONS SECURITY ID: 835916107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James K. Brewington | Management | For | Withhold |
1.2 | Elect Director Matthew W. Bross | Management | For | For |
1.3 | Elect Director John P. Cunningham | Management | For | Withhold |
1.4 | Elect Director Raymond P. Dolan | Management | For | Withhold |
1.5 | Elect Director Beatriz V. Infante | Management | For | Withhold |
1.6 | Elect Director Howard E. Janzen | Management | For | Withhold |
1.7 | Elect Director Richard J. Lynch | Management | For | For |
1.8 | Elect Director Pamela D.A. Reeve | Management | For | For |
1.9 | Elect Director John A. Schofield | Management | For | Withhold |
1.10 | Elect Director Scott E. Schubert | Management | For | Withhold |
1.11 | Elect Director H. Brian Thompson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
SOUTHWEST BANCORP, INC. MEETING DATE: APR 23, 2014 | ||||
TICKER: OKSB SECURITY ID: 844767103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James E. Berry, II | Management | For | For |
1.2 | Elect Director Thomas D. Berry | Management | For | For |
1.3 | Elect Director John Cohlmia | Management | For | For |
1.4 | Elect Director David S. Crockett, Jr. | Management | For | For |
1.5 | Elect Director Mark W. Funke | Management | For | For |
1.6 | Elect Director James M. Johnson | Management | For | For |
1.7 | Elect Director Larry J. Lanie | Management | For | For |
1.8 | Elect Director James M. Morris, II | Management | For | For |
1.9 | Elect Director Marran H. Ogilvie | Management | For | For |
1.10 | Elect Director Russell W. Teubner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOVRAN SELF STORAGE, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: SSS SECURITY ID: 84610H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Attea | Management | For | For |
1.2 | Elect Director Kenneth F. Myszka | Management | For | For |
1.3 | Elect Director Anthony P. Gammie | Management | For | For |
1.4 | Elect Director Charles E. Lannon | Management | For | For |
1.5 | Elect Director James R. Boldt | Management | For | For |
1.6 | Elect Director Stephen R. Rusmisel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SPIRIT AIRLINES, INC. MEETING DATE: JUN 17, 2014 | ||||
TICKER: SAVE SECURITY ID: 848577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Ben Baldanza | Management | For | For |
1.2 | Elect Director Robert L. Fornaro | Management | For | For |
1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SS&C TECHNOLOGIES HOLDINGS, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: SSNC SECURITY ID: 78467J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Normand A. Boulanger | Management | For | For |
1.2 | Elect Director David A. Varsano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Stock Option Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
STAMPS.COM INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: STMP SECURITY ID: 852857200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kenneth McBride | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STANDARD MOTOR PRODUCTS, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: SMP SECURITY ID: 853666105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela Forbes Lieberman | Management | For | For |
1.2 | Elect Director Joseph W. McDonnell | Management | For | For |
1.3 | Elect Director Alisa C. Norris | Management | For | For |
1.4 | Elect Director Arthur S. Sills | Management | For | For |
1.5 | Elect Director Lawrence I. Sills | Management | For | For |
1.6 | Elect Director Peter J. Sills | Management | For | For |
1.7 | Elect Director Frederick D. Sturdivant | Management | For | For |
1.8 | Elect Director William H. Turner | Management | For | For |
1.9 | Elect Director Richard S. Ward | Management | For | For |
1.10 | Elect Director Roger M. Widmann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STANDEX INTERNATIONAL CORPORATION MEETING DATE: DEC 10, 2013 | ||||
TICKER: SXI SECURITY ID: 854231107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William R. Fenoglio | Management | For | For |
1.2 | Elect Director Thomas J. Hansen | Management | For | For |
1.3 | Elect Director H. Nicholas Muller, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STEELCASE INC. MEETING DATE: JUL 17, 2013 | ||||
TICKER: SCS SECURITY ID: 858155203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawrence J. Blanford | Management | For | For |
1.2 | Elect Director William P. Crawford | Management | For | For |
1.3 | Elect Director Connie K. Duckworth | Management | For | For |
1.4 | Elect Director James P. Hackett | Management | For | For |
1.5 | Elect Director R. David Hoover | Management | For | For |
1.6 | Elect Director David W. Joos | Management | For | For |
1.7 | Elect Director James P. Keane | Management | For | For |
1.8 | Elect Director Elizabeth Valk Long | Management | For | For |
1.9 | Elect Director Robert C. Pew, III | Management | For | For |
1.10 | Elect Director Cathy D. Ross | Management | For | For |
1.11 | Elect Director P. Craig Welch, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STELLUS CAPITAL INVESTMENT CORPORATION MEETING DATE: JUL 29, 2013 | ||||
TICKER: SCM SECURITY ID: 858568108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dean D'Angelo | Management | For | For |
1.2 | Elect Director William C. Repko | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value | Management | For | For |
STEPAN COMPANY MEETING DATE: APR 29, 2014 | ||||
TICKER: SCL SECURITY ID: 858586100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joaquin Delgado | Management | For | For |
1.2 | Elect Director F. Quinn Stepan, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STONERIDGE, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: SRI SECURITY ID: 86183P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Corey | Management | For | For |
1.2 | Elect Director Jeffrey P. Draime | Management | For | For |
1.3 | Elect Director Douglas C. Jacobs | Management | For | For |
1.4 | Elect Director Ira C. Kaplan | Management | For | For |
1.5 | Elect Director Kim Korth | Management | For | For |
1.6 | Elect Director William M. Lasky | Management | For | For |
1.7 | Elect Director George S. Mayes, Jr. | Management | For | Withhold |
1.8 | Elect Director Paul J. Schlather | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUCAMPO PHARMACEUTICALS, INC. MEETING DATE: MAY 09, 2014 | ||||
TICKER: SCMP SECURITY ID: 864909106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Getman | Management | For | For |
1.2 | Elect Director Peter Greenleaf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUN HYDRAULICS CORPORATION MEETING DATE: JUN 02, 2014 | ||||
TICKER: SNHY SECURITY ID: 866942105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine L. Koski | Management | For | For |
1.2 | Elect Director David N. Wormley | Management | For | For |
1.3 | Elect Director Alexander Schuetz | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUNSTONE HOTEL INVESTORS, INC. MEETING DATE: MAY 01, 2014 | ||||
TICKER: SHO SECURITY ID: 867892101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John V. Arabia | Management | For | For |
1.2 | Elect Director Andrew Batinovich | Management | For | For |
1.3 | Elect Director Z. Jamie Behar | Management | For | For |
1.4 | Elect Director Kenneth E. Cruse | Management | For | For |
1.5 | Elect Director Thomas A. Lewis, Jr. | Management | For | For |
1.6 | Elect Director Keith M. Locker | Management | For | For |
1.7 | Elect Director Douglas M. Pasquale | Management | For | For |
1.8 | Elect Director Keith P. Russell | Management | For | For |
1.9 | Elect Director Lewis N. Wolff | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
SUPER MICRO COMPUTER, INC. MEETING DATE: FEB 13, 2014 | ||||
TICKER: SMCI SECURITY ID: 86800U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Liang | Management | For | For |
1.2 | Elect Director Sherman Tuan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SUPERTEX, INC. MEETING DATE: APR 01, 2014 | ||||
TICKER: SUPX SECURITY ID: 868532102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
SURMODICS, INC. MEETING DATE: FEB 04, 2014 | ||||
TICKER: SRDX SECURITY ID: 868873100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jose H. Bedoya | Management | For | For |
1.2 | Elect Director Susan E. Knight | Management | For | For |
2 | Fix Number of Directors at Eight | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUSQUEHANNA BANCSHARES, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: SUSQ SECURITY ID: 869099101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | For |
1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | For |
1.3 | Elect Director Henry R. Gibbel | Management | For | For |
1.4 | Elect Director Bruce A. Hepburn | Management | For | For |
1.5 | Elect Director Donald L. Hoffman | Management | For | For |
1.6 | Elect Director Sara G. Kirkland | Management | For | For |
1.7 | Elect Director Jeffrey F. Lehman | Management | For | For |
1.8 | Elect Director Michael A. Morello | Management | For | For |
1.9 | Elect Director Scott J. Newkam | Management | For | For |
1.10 | Elect Director Robert E. Poole, Jr. | Management | For | For |
1.11 | Elect Director William J. Reuter | Management | For | For |
1.12 | Elect Director Andrew S. Samuel | Management | For | For |
1.13 | Elect Director Christine Sears | Management | For | For |
1.14 | Elect Director James A. Ulsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYMETRA FINANCIAL CORPORATION MEETING DATE: MAY 09, 2014 | ||||
TICKER: SYA SECURITY ID: 87151Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter S. Burgess | Management | For | For |
1.2 | Elect Director Robert R. Lusardi | Management | For | For |
2a | Amend Executive Incentive Bonus Plan | Management | For | For |
2b | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SYNAGEVA BIOPHARMA CORP. MEETING DATE: JUN 04, 2014 | ||||
TICKER: GEVA SECURITY ID: 87159A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sanj K. Patel | Management | For | For |
1.2 | Elect Director Felix J. Baker | Management | For | For |
1.3 | Elect Director Stephen R. Biggar | Management | For | For |
1.4 | Elect Director Stephen R. Davis | Management | For | For |
1.5 | Elect Director Thomas R. Malley | Management | For | For |
1.6 | Elect Director Barry Quart | Management | For | For |
1.7 | Elect Director Thomas J. Tisch | Management | For | For |
1.8 | Elect Director Peter Wirth | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SYNAPTICS INCORPORATED MEETING DATE: OCT 22, 2013 | ||||
TICKER: SYNA SECURITY ID: 87157D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Bergman | Management | For | For |
1.2 | Elect Director Russell J. Knittel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SYNNEX CORPORATION MEETING DATE: MAR 25, 2014 | ||||
TICKER: SNX SECURITY ID: 87162W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dwight Steffensen | Management | For | For |
1.2 | Elect Director Kevin Murai | Management | For | For |
1.3 | Elect Director Fred Breidenbach | Management | For | For |
1.4 | Elect Director Hau Lee | Management | For | For |
1.5 | Elect Director Matthew Miau | Management | For | For |
1.6 | Elect Director Dennis Polk | Management | For | For |
1.7 | Elect Director Gregory Quesnel | Management | For | For |
1.8 | Elect Director Thomas Wurster | Management | For | For |
1.9 | Elect Director Duane Zitzner | Management | For | For |
1.10 | Elect Director Andrea Zulberti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SYNTEL, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: SYNT SECURITY ID: 87162H103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paritosh K. Choksi | Management | For | For |
1.2 | Elect Director Bharat Desai | Management | For | For |
1.3 | Elect Director Thomas Doke | Management | For | For |
1.4 | Elect Director Rajesh Mashruwala | Management | For | For |
1.5 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.6 | Elect Director Prashant Ranade | Management | For | For |
1.7 | Elect Director Neerja Sethi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TALMER BANCORP, INC. MEETING DATE: JUN 09, 2014 | ||||
TICKER: TLMR SECURITY ID: 87482X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Max Berlin | Management | For | For |
1.2 | Elect Director Donald Coleman | Management | For | For |
1.3 | Elect Director Gary Collins | Management | For | For |
1.4 | Elect Director Jennifer Granholm | Management | For | For |
1.5 | Elect Director Paul Hodges, III | Management | For | For |
1.6 | Elect Director Ronald Klein | Management | For | For |
1.7 | Elect Director David Leitch | Management | For | For |
1.8 | Elect Director Barbara Mahone | Management | For | For |
1.9 | Elect Director Robert Naftaly | Management | For | For |
1.10 | Elect Director Albert Papa | Management | For | For |
1.11 | Elect Director David Provost | Management | For | For |
1.12 | Elect Director Wilbur Ross, Jr. | Management | For | For |
1.13 | Elect Director Thomas Schellenberg | Management | For | For |
1.14 | Elect Director Gary Torgow | Management | For | For |
1.15 | Elect Director Arthur Weiss | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
TASER INTERNATIONAL, INC. MEETING DATE: MAY 15, 2014 | ||||
TICKER: TASR SECURITY ID: 87651B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick W. Smith | Management | For | For |
1.2 | Elect Director Mark W. Kroll | Management | For | For |
1.3 | Elect Director Judy Martz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TEAM HEALTH HOLDINGS, INC. MEETING DATE: MAY 19, 2014 | ||||
TICKER: TMH SECURITY ID: 87817A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Greg Roth | Management | For | For |
1.2 | Elect Director James L. Bierman | Management | For | For |
1.3 | Elect Director Mary R. Grealy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TELECOMMUNICATION SYSTEMS, INC. MEETING DATE: MAY 29, 2014 | ||||
TICKER: TSYS SECURITY ID: 87929J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas M. Brandt, Jr. | Management | For | For |
1.2 | Elect Director Jon B. Kutler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 23, 2014 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Ruth E. Bruch | Management | For | For |
1.3 | Elect Director Frank V. Cahouet | Management | For | For |
1.4 | Elect Director Kenneth C. Dahlberg | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TELENAV, INC. MEETING DATE: DEC 03, 2013 | ||||
TICKER: TNAV SECURITY ID: 879455103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel Chen | Management | For | For |
1.2 | Elect Director Hon Jane (Jason) Chiu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TELETECH HOLDINGS, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: TTEC SECURITY ID: 879939106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth D. Tuchman | Management | For | For |
1.2 | Elect Director James E. Barlett | Management | For | For |
1.3 | Elect Director Tracy L. Bahl | Management | For | For |
1.4 | Elect Director Gregory A. Conley | Management | For | For |
1.5 | Elect Director Robert N. Frerichs | Management | For | For |
1.6 | Elect Director Shrikant Mehta | Management | For | For |
1.7 | Elect Director Anjan Mukherjee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TESCO CORPORATION MEETING DATE: MAY 09, 2014 | ||||
TICKER: TESO SECURITY ID: 88157K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Dielwart | Management | For | For |
1.2 | Elect Director Fred J. Dyment | Management | For | For |
1.3 | Elect Director Gary L. Kott | Management | For | For |
1.4 | Elect Director R. Vance Milligan | Management | For | For |
1.5 | Elect Director Julio M. Quintana | Management | For | For |
1.6 | Elect Director John T. Reynolds | Management | For | For |
1.7 | Elect Director Elijio V. Serrano | Management | For | For |
1.8 | Elect Director Michael W. Sutherlin | Management | For | For |
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
4a | Allow Electronic Distribution of Company Communications | Management | For | For |
4b | Approve Advance Notice Policy | Management | For | For |
4c | Amend Articles to Make other Updates and Changes | Management | For | For |
TESSCO TECHNOLOGIES INCORPORATED MEETING DATE: JUL 26, 2013 | ||||
TICKER: TESS SECURITY ID: 872386107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Barnhill, Jr. | Management | For | For |
1.2 | Elect Director John D. Beletic | Management | For | For |
1.3 | Elect Director Jay G. Baitler | Management | For | For |
1.4 | Elect Director Benn R. Konsynski | Management | For | For |
1.5 | Elect Director Dennis J. Shaughnessy | Management | For | For |
1.6 | Elect Director Morton F. Zifferer, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TESSERA TECHNOLOGIES, INC. MEETING DATE: MAY 07, 2014 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Hill | Management | For | For |
1.2 | Elect Director Christopher A. Seams | Management | For | For |
1.3 | Elect Director Donald E. Stout | Management | For | For |
1.4 | Elect Director George Cwynar | Management | For | For |
1.5 | Elect Director George A. Riedel | Management | For | For |
1.6 | Elect Director John Chenault | Management | For | For |
1.7 | Elect Director Peter A. Feld | Management | For | For |
1.8 | Elect Director Timothy J. Stultz | Management | For | For |
1.9 | Elect Director Thomas Lacey | Management | For | For |
1.10 | Elect Director Tudor Brown | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TEXAS ROADHOUSE, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: TXRH SECURITY ID: 882681109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Ramsey | Management | For | Withhold |
1.2 | Elect Director James R. Zarley | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
THE ANDERSONS, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: ANDE SECURITY ID: 034164103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Anderson | Management | For | For |
1.2 | Elect Director Gerard M. Anderson | Management | For | For |
1.3 | Elect Director Catherine M. Kilbane | Management | For | For |
1.4 | Elect Director Robert J. King, Jr. | Management | For | For |
1.5 | Elect Director Ross W. Manire | Management | For | For |
1.6 | Elect Director Donald L. Mennel | Management | For | For |
1.7 | Elect Director Patrick S. Mullin | Management | For | For |
1.8 | Elect Director John T. Stout, Jr. | Management | For | For |
1.9 | Elect Director Jacqueline F. Woods | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE BANK OF KENTUCKY FINANCIAL CORPORATION MEETING DATE: APR 25, 2014 | ||||
TICKER: BKYF SECURITY ID: 062896105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles M. Berger | Management | For | For |
1.2 | Elect DirectorJohn S. Cain | Management | For | For |
1.3 | Elect Director Barry G. Kienzle | Management | For | For |
1.4 | Elect Director John E. Miracle | Management | For | For |
1.5 | Elect Director Mary Sue Rudicill | Management | For | For |
1.6 | Elect Director Ruth M. Seligman-Doering | Management | For | For |
1.7 | Elect Director James C. Votruba | Management | For | For |
1.8 | Elect Director Herbert H. Works | Management | For | For |
1.9 | Elect Director Robert W. Zapp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE CATO CORPORATION MEETING DATE: MAY 20, 2014 | ||||
TICKER: CATO SECURITY ID: 149205106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas B. Henson | Management | For | For |
1.2 | Elect Director Bryan F. Kennedy, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE E. W. SCRIPPS COMPANY MEETING DATE: MAY 05, 2014 | ||||
TICKER: SSP SECURITY ID: 811054402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roger L. Ogden | Management | For | For |
1b | Elect Director J. Marvin Quin | Management | For | For |
1c | Elect Director Kim Williams | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Other Business | Management | For | Against |
THE GEO GROUP, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
THE HACKETT GROUP, INC. MEETING DATE: MAY 02, 2014 | ||||
TICKER: HCKT SECURITY ID: 404609109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Harris | Management | For | For |
1.2 | Elect Director Edwin A. Huston | Management | For | For |
2 | Amend Omnibus Stock Plan - WITHDRAWN | Management | None | None |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE MARCUS CORPORATION MEETING DATE: OCT 17, 2013 | ||||
TICKER: MCS SECURITY ID: 566330106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen H. Marcus | Management | For | For |
1.2 | Elect Director Diane Marcus Gershowitz | Management | For | For |
1.3 | Elect Director Daniel F. McKeithan, Jr | Management | For | For |
1.4 | Elect Director Allan H. Selig | Management | For | For |
1.5 | Elect Director Timothy E. Hoeksema | Management | For | For |
1.6 | Elect Director Bruce J. Olson | Management | For | For |
1.7 | Elect Director Philip L. Milstein | Management | For | For |
1.8 | Elect Director Bronson J. Haase | Management | For | For |
1.9 | Elect Director James D. Ericson | Management | For | For |
1.10 | Elect Director Gregory S. Marcus | Management | For | For |
1.11 | Elect Director Brian J. Stark | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE MCCLATCHY COMPANY MEETING DATE: MAY 15, 2014 | ||||
TICKER: MNI �� SECURITY ID: 579489105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Elizabeth Ballantine | Management | For | For |
1.2 | Elect Director Kathleen Foley Feldstein | Management | For | For |
1.3 | Elect Director Clyde W. Ostler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE MEDICINES COMPANY MEETING DATE: MAY 29, 2014 | ||||
TICKER: MDCO SECURITY ID: 584688105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Clive A. Meanwell | Management | For | For |
1.3 | Elect Director Elizabeth H.S. Wyatt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE MEN'S WEARHOUSE, INC. MEETING DATE: SEP 10, 2013 | ||||
TICKER: MW SECURITY ID: 587118100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Edwab | Management | For | For |
1.2 | Elect Director Douglas S. Ewert | Management | For | For |
1.3 | Elect Director Rinaldo S. Brutoco | Management | For | For |
1.4 | Elect Director Michael L. Ray | Management | For | For |
1.5 | Elect Director Sheldon I. Stein | Management | For | For |
1.6 | Elect Director Deepak Chopra | Management | For | For |
1.7 | Elect Director William B. Sechrest | Management | For | For |
1.8 | Elect Director Grace Nichols | Management | For | For |
1.9 | Elect Director Allen I. Questrom | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Report on Sustainability | Shareholder | Against | Abstain |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
THE NAVIGATORS GROUP, INC. MEETING DATE: MAY 22, 2014 | ||||
TICKER: NAVG SECURITY ID: 638904102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Saul L. Basch | Management | For | For |
1.2 | Elect Director H. J. Mervyn Blakeney | Management | For | For |
1.3 | Elect Director Terence N. Deeks | Management | For | For |
1.4 | Elect Director Stanley A. Galanski | Management | For | For |
1.5 | Elect Director Geoffrey E. Johnson | Management | For | For |
1.6 | Elect Director John F. Kirby | Management | For | For |
1.7 | Elect Director Robert V. Mendelsohn | Management | For | For |
1.8 | Elect Director David M. Platter | Management | For | For |
1.9 | Elect Director Janice C. Tomlinson | Management | For | For |
1.10 | Elect Director Marc M. Tract | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THIRD POINT REINSURANCE LTD. MEETING DATE: MAY 07, 2014 | ||||
TICKER: TPRE SECURITY ID: G8827U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven E. Fass | Management | For | For |
1.2 | Elect Director Mary R. Hennessy | Management | For | For |
1.3 | Elect Director Neil McConachie | Management | For | For |
1.4 | Elect Director Gary D. Walters | Management | For | For |
1.5 | Elect Director Mark Parkin | Management | For | For |
1.6 | Elect Director Rafe de la Gueronniere | Management | For | For |
2 | Elect Directors Christopher L. Collins, Mary R. Hennessy, John R. Berger, Steven E. Fass, Joshua L. Targoff, William L. Spiegel, Mark Parkin, Rafe de la Gueronniere, Neil McConachie, Gary D. Walters | Management | For | Against |
3 | Approve Ernst & Young Ltd as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
THORATEC CORPORATION MEETING DATE: MAY 21, 2014 | ||||
TICKER: THOR SECURITY ID: 885175307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
1.3 | Elect Director J. Daniel Cole | Management | For | For |
1.4 | Elect Director Steven H. Collis | Management | For | For |
1.5 | Elect Director D. Keith Grossman | Management | For | For |
1.6 | Elect Director William A. Hawkins, III | Management | For | For |
1.7 | Elect Director Paul A. LaViolette | Management | For | For |
1.8 | Elect Director Martha H. Marsh | Management | For | For |
1.9 | Elect Director Todd C. Schermerhorn | Management | For | For |
2 | Amend Director Liability and Indemnification | Management | For | For |
3 | Issue Updated Indemnification Agreements to Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
TICC CAPITAL CORP. MEETING DATE: JUL 23, 2013 | ||||
TICKER: TICC SECURITY ID: 87244T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Tonia L. Pankopf | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
TOWER INTERNATIONAL, INC. MEETING DATE: APR 25, 2014 | ||||
TICKER: TOWR SECURITY ID: 891826109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank E. English, Jr. | Management | For | For |
1.2 | Elect Director Jonathan Gallen | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TREE.COM, INC. MEETING DATE: JUN 11, 2014 | ||||
TICKER: TREE SECURITY ID: 894675107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neal Dermer | Management | For | For |
1.2 | Elect Director Peter Horan | Management | For | For |
1.3 | Elect Director W. Mac Lackey | Management | For | For |
1.4 | Elect Director Douglas Lebda | Management | For | For |
1.5 | Elect Director Joseph Levin | Management | For | For |
1.6 | Elect Director Steven Ozonian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
TREEHOUSE FOODS, INC. MEETING DATE: APR 24, 2014 | ||||
TICKER: THS SECURITY ID: 89469A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis F. O'Brien | Management | For | For |
1.2 | Elect Director Sam K. Reed | Management | For | For |
1.3 | Elect Director Ann M. Sardini | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRIPLE-S MANAGEMENT CORPORATION MEETING DATE: APR 30, 2014 | ||||
TICKER: GTS SECURITY ID: 896749108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Adamina Soto-Martinez | Management | For | For |
1b | Elect Director Jorge L. Fuentes-Benejam | Management | For | For |
1c | Elect Director Francisco J. Tonarely-Barreto | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRUE RELIGION APPAREL, INC. MEETING DATE: JUL 29, 2013 | ||||
TICKER: TRLG SECURITY ID: 89784N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
UBIQUITI NETWORKS, INC. MEETING DATE: DEC 13, 2013 | ||||
TICKER: UBNT SECURITY ID: 90347A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald A. Sege | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ULTRA CLEAN HOLDINGS, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: UCTT SECURITY ID: 90385V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence L. Granger | Management | For | For |
1.2 | Elect Director Susan H. Billat | Management | For | For |
1.3 | Elect Director John Chenault | Management | For | For |
1.4 | Elect Director David T. ibnAle | Management | For | For |
1.5 | Elect Director Leonid Mezhvinsky | Management | For | For |
1.6 | Elect Director Emily Maddox Liggett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ULTRATECH, INC. MEETING DATE: JUL 16, 2013 | ||||
TICKER: UTEK SECURITY ID: 904034105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur W. Zafiropoulo | Management | For | For |
1.2 | Elect Director Michael Child | Management | For | For |
1.3 | Elect Director Joel F. Gemunder | Management | For | For |
1.4 | Elect Director Nicholas Konidaris | Management | For | For |
1.5 | Elect Director Dennis R. Raney | Management | For | For |
1.6 | Elect Director Henri Richard | Management | For | For |
1.7 | Elect Director Rick Timmins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UMPQUA HOLDINGS CORPORATION MEETING DATE: FEB 25, 2014 | ||||
TICKER: UMPQ SECURITY ID: 904214103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
UMPQUA HOLDINGS CORPORATION MEETING DATE: APR 15, 2014 | ||||
TICKER: UMPQ SECURITY ID: 904214103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond P. Davis | Management | For | For |
1.2 | Elect Director Peggy Y. Fowler | Management | For | For |
1.3 | Elect Director Stephen M. Gambee | Management | For | For |
1.4 | Elect Director James S. Greene | Management | For | For |
1.5 | Elect Director Luis F. Machuca | Management | For | For |
1.6 | Elect Director Laureen E. Seeger | Management | For | For |
1.7 | Elect Director Dudley R. Slater | Management | For | For |
1.8 | Elect Director Susan F. Stevens | Management | For | For |
1.9 | Elect Director Hilliard C. Terry, III | Management | For | For |
1.10 | Elect Director Bryan L. Timm | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNIFIRST CORPORATION MEETING DATE: JAN 14, 2014 | ||||
TICKER: UNF SECURITY ID: 904708104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald D. Croatti | Management | For | For |
1.2 | Elect Director Donald J. Evans | Management | For | For |
1.3 | Elect Director Thomas S. Postek | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNION FIRST MARKET BANKSHARES CORPORATION MEETING DATE: DEC 05, 2013 | ||||
TICKER: UBSH SECURITY ID: 90662P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
UNITED COMMUNITY BANKS, INC. MEETING DATE: MAY 14, 2014 | ||||
TICKER: UCBI SECURITY ID: 90984P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. C. Nelson, Jr. | Management | For | For |
1.2 | Elect Director Jimmy C. Tallent | Management | For | For |
1.3 | Elect Director Robert H. Blalock | Management | For | For |
1.4 | Elect Director Clifford V. Brokaw | Management | For | For |
1.5 | Elect Director L. Cathy Cox | Management | For | For |
1.6 | Elect Director Steven J. Goldstein | Management | For | For |
1.7 | Elect Director Thomas A. Richlovsky | Management | For | For |
1.8 | Elect Director Tim R. Wallis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNITED FIRE GROUP, INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: UFCS SECURITY ID: 910340108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott L. Carlton | Management | For | For |
1.2 | Elect Director Douglas M. Hultquist | Management | For | For |
1.3 | Elect Director Casey D. Mahon | Management | For | For |
1.4 | Elect Director Randy A. Ramlo | Management | For | For |
1.5 | Elect Director Susan E. Voss | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED NATURAL FOODS, INC. MEETING DATE: DEC 18, 2013 | ||||
TICKER: UNFI SECURITY ID: 911163103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail A. Graham | Management | For | For |
1b | Elect Director Ann Torre Bates | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Certificate of Incorporation to Declassify the Board of Directors | Management | For | For |
5 | Amend Bylaws to Declassify the Board of Directors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
UNITED ONLINE, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: UNTD SECURITY ID: 911268209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Francis Lobo | Management | For | For |
1b | Elect Director Howard G. Phanstiel | Management | For | For |
1c | Elect Director Carol A. Scott | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNIVERSAL ELECTRONICS INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: UEIC SECURITY ID: 913483103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Arling | Management | For | For |
1.2 | Elect Director Satjiv S. Chahil | Management | For | For |
1.3 | Elect Director William C. Mulligan | Management | For | For |
1.4 | Elect Director J.C. Sparkman | Management | For | For |
1.5 | Elect Director Gregory P. Stapleton | Management | For | For |
1.6 | Elect Director Carl E. Vogel | Management | For | For |
1.7 | Elect Director Edward K. Zinser | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
UNIVERSAL INSURANCE HOLDINGS, INC. MEETING DATE: JUN 05, 2014 | ||||
TICKER: UVE SECURITY ID: 91359V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott P. Callahan | Management | For | Withhold |
1.2 | Elect Director Sean P. Downes | Management | For | For |
1.3 | Elect Director Darryl L. Lewis | Management | For | For |
1.4 | Elect Director Ralph J. Palmieri | Management | For | For |
1.5 | Elect Director Richard D. Peterson | Management | For | For |
1.6 | Elect Director Michael A. Pietrangelo | Management | For | For |
1.7 | Elect Director Ozzie A. Schindler | Management | For | For |
1.8 | Elect Director Jon W. Springer | Management | For | For |
1.9 | Elect Director Joel M. Wilentz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
UNIVERSAL TRUCKLOAD SERVICES, INC. MEETING DATE: JUN 03, 2014 | ||||
TICKER: UACL SECURITY ID: 91388P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald B. Cochran | Management | For | Withhold |
1.2 | Elect Director Matthew T. Moroun | Management | For | Withhold |
1.3 | Elect Director Manuel J. Moroun | Management | For | Withhold |
1.4 | Elect Director Frederick P. Calderone | Management | For | Withhold |
1.5 | Elect Director Joseph J. Casaroll | Management | For | For |
1.6 | Elect Director Daniel J. Deane | Management | For | For |
1.7 | Elect Director Michael A. Regan | Management | For | For |
1.8 | Elect Director Daniel C. Sullivan | Management | For | Withhold |
1.9 | Elect Director Richard P. Urban | Management | For | For |
1.10 | Elect Director Ted B. Wahby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
UNIVEST CORPORATION OF PENNSYLVANIA MEETING DATE: APR 15, 2014 | ||||
TICKER: UVSP SECURITY ID: 915271100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas C. Clemens | Management | For | For |
1.2 | Elect Director R. Lee Delp | Management | For | For |
1.3 | Elect Director P. Gregory Shelly | Management | For | For |
2.4 | Elect Director K. Leon Moyer | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNS ENERGY CORPORATION MEETING DATE: MAR 26, 2014 | ||||
TICKER: UNS SECURITY ID: 903119105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
USANA HEALTH SCIENCES, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: USNA SECURITY ID: 90328M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert Anciaux | Management | For | For |
1.2 | Elect Director Gilbert A. Fuller | Management | For | For |
1.3 | Elect Director Jerry G. McClain | Management | For | For |
1.4 | Elect Director Ronald S. Poelman | Management | For | Withhold |
1.5 | Elect Director Myron W. Wentz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VAALCO ENERGY, INC. MEETING DATE: JUN 04, 2014 | ||||
TICKER: EGY SECURITY ID: 91851C201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven P. Guidry | Management | For | For |
1.2 | Elect Director W. Russell Scheirman | Management | For | For |
1.3 | Elect Director Frederick W. Brazelton | Management | For | For |
1.4 | Elect Director O. Donaldson Chapoton | Management | For | For |
1.5 | Elect Director James B. Jennings | Management | For | For |
1.6 | Elect Director John J. Myers, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VASCULAR SOLUTIONS, INC. MEETING DATE: APR 30, 2014 | ||||
TICKER: VASC SECURITY ID: 92231M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Emerson | Management | For | For |
1.2 | Elect Director John Erb | Management | For | For |
1.3 | Elect Director Richard Kramp | Management | For | For |
1.4 | Elect Director Richard Nigon | Management | For | For |
1.5 | Elect Director Paul O'Connell | Management | For | For |
1.6 | Elect Director Howard Root | Management | For | For |
1.7 | Elect Director Jorge Saucedo | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VERINT SYSTEMS INC. MEETING DATE: JUN 26, 2014 | ||||
TICKER: VRNT SECURITY ID: 92343X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan Bodner | Management | For | For |
1.2 | Elect Director Victor DeMarines | Management | For | For |
1.3 | Elect Director John Egan | Management | For | For |
1.4 | Elect Director Larry Myers | Management | For | For |
1.5 | Elect Director Richard Nottenburg | Management | For | For |
1.6 | Elect Director Howard Safir | Management | For | For |
1.7 | Elect Director Earl Shanks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VIAD CORP MEETING DATE: MAY 22, 2014 | ||||
TICKER: VVI SECURITY ID: 92552R406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Paul B. Dykstra | Management | For | For |
1b | Elect Director Edward E. Mace | Management | For | For |
1c | Elect Director Margaret E. Pederson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VOXX INTERNATIONAL CORPORATION MEETING DATE: JUL 24, 2013 | ||||
TICKER: VOXX SECURITY ID: 91829F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul C. Kreuch, Jr. | Management | For | For |
1.2 | Elect Director Peter A. Lesser | Management | For | For |
1.3 | Elect Director Stan Glasgow | Management | For | For |
1.4 | Elect Director John J. Shalam | Management | For | Withhold |
1.5 | Elect Director Patrick M. Lavelle | Management | For | Withhold |
1.6 | Elect Director Charles M. Stoehr | Management | For | Withhold |
1.7 | Elect Director Ari M. Shalam | Management | For | Withhold |
1.8 | Elect Director Fred S. Klipsch | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
WAGEWORKS, INC. MEETING DATE: MAY 13, 2014 | ||||
TICKER: WAGE SECURITY ID: 930427109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Larson | Management | For | For |
1.2 | Elect Director Mariann Byerwalter | Management | For | For |
1.3 | Elect Director Edward C. Nafus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WARREN RESOURCES, INC. MEETING DATE: JUN 10, 2014 | ||||
TICKER: WRES SECURITY ID: 93564A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chet Borgida | Management | For | For |
1.2 | Elect Director Marcus C. Rowland | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Other Business | Management | For | Against |
WASHINGTON TRUST BANCORP, INC. MEETING DATE: APR 22, 2014 | ||||
TICKER: WASH SECURITY ID: 940610108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Bowen | Management | For | For |
1.2 | Elect Director Robert A. DiMuccio | Management | For | For |
1.3 | Elect Director H. Douglas Randall, III | Management | For | For |
1.4 | Elect Director John F. Treanor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WATERSTONE FINANCIAL, INC. MEETING DATE: MAY 20, 2014 | ||||
TICKER: WSBF SECURITY ID: 94188P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Hansen | Management | For | For |
1.2 | Elect Director Stephen J. Schmidt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
WD-40 COMPANY MEETING DATE: DEC 10, 2013 | ||||
TICKER: WDFC SECURITY ID: 929236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Giles H. Bateman | Management | For | For |
1.2 | Elect Director Peter D. Bewley | Management | For | For |
1.3 | Elect Director Richard A. Collato | Management | For | For |
1.4 | Elect Director Mario L. Crivello | Management | For | For |
1.5 | Elect Director Linda A. Lang | Management | For | For |
1.6 | Elect Director Garry O. Ridge | Management | For | For |
1.7 | Elect Director Gregory A. Sandfort | Management | For | For |
1.8 | Elect Director Neal E. Schmale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WEBMD HEALTH CORP. MEETING DATE: OCT 31, 2013 | ||||
TICKER: WBMD SECURITY ID: 94770V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin M. Cameron | Management | For | For |
1.2 | Elect Director Jerome C. Keller | Management | For | For |
1.3 | Elect Director Stanley S. Trotman, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
WESBANCO, INC. MEETING DATE: APR 16, 2014 | ||||
TICKER: WSBC SECURITY ID: 950810101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Abigail M. Feinknopf | Management | For | For |
1.2 | Elect Director Paul M. Limbert | Management | For | For |
1.3 | Elect Director Jay T. McCamic | Management | For | For |
1.4 | Elect Director F. Eric Nelson, Jr. | Management | For | For |
1.5 | Elect Director Todd F. Clossin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WESCO AIRCRAFT HOLDINGS, INC. MEETING DATE: JAN 28, 2014 | ||||
TICKER: WAIR SECURITY ID: 950814103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adam J. Palmer | Management | For | Withhold |
1.2 | Elect Director Norton A. Schwartz | Management | For | For |
1.3 | Elect Director Randy J. Snyder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | Against |
WEST PHARMACEUTICAL SERVICES, INC. MEETING DATE: MAY 06, 2014 | ||||
TICKER: WST SECURITY ID: 955306105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Buthman | Management | For | For |
1.2 | Elect Director William F. Feehery | Management | For | For |
1.3 | Elect Director Thomas W. Hofmann | Management | For | For |
1.4 | Elect Director Paula A. Johnson | Management | For | For |
1.5 | Elect Director Myla P. Lai-Goldman | Management | For | For |
1.6 | Elect Director Douglas A. Michels | Management | For | For |
1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
1.8 | Elect Director John H. Weiland | Management | For | For |
1.9 | Elect Director Anthony Welters | Management | For | For |
1.10 | Elect Director Patrick J. Zenner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
WILSHIRE BANCORP, INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: WIBC SECURITY ID: 97186T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald Byun | Management | For | For |
1.2 | Elect Director Lawrence Jeon | Management | For | For |
1.3 | Elect Director Steven Koh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WINTRUST FINANCIAL CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: WTFC SECURITY ID: 97650W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter D. Crist | Management | For | For |
1.2 | Elect Director Bruce K. Crowther | Management | For | For |
1.3 | Elect Director Joseph F. Damico | Management | For | For |
1.4 | Elect Director Bert A. Getz, Jr. | Management | For | For |
1.5 | Elect Director H. Patrick Hackett, Jr. | Management | For | For |
1.6 | Elect Director Scott K. Heitmann | Management | For | For |
1.7 | Elect Director Charles H. James, III | Management | For | For |
1.8 | Elect Director Albin F. Moschner | Management | For | For |
1.9 | Elect Director Thomas J. Neis | Management | For | For |
1.10 | Elect Director Christopher J. Perry | Management | For | For |
1.11 | Elect Director Ingrid S. Stafford | Management | For | For |
1.12 | Elect Director Sheila G. Talton | Management | For | For |
1.13 | Elect Director Edward J. Wehmer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WISDOMTREE INVESTMENTS, INC. MEETING DATE: JUN 27, 2014 | ||||
TICKER: WETF SECURITY ID: 97717P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director R. Jarrett Lilien | Management | For | For |
1b | Elect Director Frank Salerno | Management | For | For |
1c | Elect Director Jonathan L. Steinberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
WOODWARD, INC. MEETING DATE: JAN 22, 2014 | ||||
TICKER: WWD SECURITY ID: 980745103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary L. Petrovich | Management | For | For |
1.2 | Elect Director Larry E. Rittenberg | Management | For | For |
1.3 | Elect Director Paul Donovan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WORLD ACCEPTANCE CORPORATION MEETING DATE: AUG 29, 2013 | ||||
TICKER: WRLD SECURITY ID: 981419104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Alexander McLean, III | Management | For | For |
1.2 | Elect Director James R. Gilreath | Management | For | For |
1.3 | Elect Director William S. Hummers, III | Management | For | Withhold |
1.4 | Elect Director Charles D. Way | Management | For | Withhold |
1.5 | Elect Director Ken R. Bramlett, Jr. | Management | For | Withhold |
1.6 | Elect Director Scott J. Vassalluzzo | Management | For | Withhold |
1.7 | Elect Director Darrell E. Whitaker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WSFS FINANCIAL CORPORATION MEETING DATE: APR 24, 2014 | ||||
TICKER: WSFS SECURITY ID: 929328102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Francis B. Brake, Jr. | Management | For | For |
1.2 | Elect Director Charles G. Cheleden | Management | For | For |
1.3 | Elect Director Mark A. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XERIUM TECHNOLOGIES, INC. MEETING DATE: JUN 12, 2014 | ||||
TICKER: XRM SECURITY ID: 98416J118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger A. Bailey | Management | For | For |
1.2 | Elect Director Harold C. Bevis | Management | For | For |
1.3 | Elect Director David A. Bloss, Sr. | Management | For | For |
1.4 | Elect Director April H. Foley | Management | For | For |
1.5 | Elect Director Jay J. Gurandiano | Management | For | For |
1.6 | Elect Director John F. McGovern | Management | For | For |
1.7 | Elect Director James F. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
XO GROUP INC. MEETING DATE: MAY 28, 2014 | ||||
TICKER: XOXO SECURITY ID: 983772104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Liu | Management | For | For |
1.2 | Elect Director Elizabeth Schimel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
XOMA CORPORATION MEETING DATE: MAY 22, 2014 | ||||
TICKER: XOMA SECURITY ID: 98419J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Varian | Management | For | For |
1.2 | Elect Director Patrick J. Scannon | Management | For | For |
1.3 | Elect Director W. Denman Van Ness | Management | For | For |
1.4 | Elect Director William K. Bowes, Jr. | Management | For | For |
1.5 | Elect Director Peter Barton Hutt | Management | For | For |
1.6 | Elect Director Joseph M. Limber | Management | For | For |
1.7 | Elect Director Kelvin Neu | Management | For | For |
1.8 | Elect Director Timothy P. Walbert | Management | For | For |
1.9 | Elect Director Jack L. Wyszomierski | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
YADKIN FINANCIAL CORPORATION MEETING DATE: JUN 19, 2014 | ||||
TICKER: YDKN SECURITY ID: 984305102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Elect Director Nolan G. Brown | Management | For | For |
4 | Elect Director Harry M. Davis | Management | For | For |
5 | Elect Director Thomas J. Hall | Management | For | For |
6 | Elect Director James A. Harrell, Jr. | Management | For | For |
7 | Elect Director Larry S. Helms | Management | For | For |
8 | Elect Director Dan W. Hill, III | Management | For | For |
9 | Elect Director Alison J. Smith | Management | For | For |
10 | Elect Director Harry C. Spell | Management | For | For |
11 | Elect Director Joseph H. Towell | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Adjourn Meeting | Management | For | Against |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Golden Parachutes | Management | For | For |
YELP INC. MEETING DATE: MAY 21, 2014 | ||||
TICKER: YELP SECURITY ID: 985817105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diane Irvine | Management | For | For |
1.2 | Elect Director Max Levchin | Management | For | For |
1.3 | Elect Director Mariam Naficy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ZAGG INC MEETING DATE: JUN 12, 2014 | ||||
TICKER: ZAGG SECURITY ID: 98884U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Hales | Management | For | For |
1.2 | Elect Director Cheryl A. Larabee | Management | For | For |
1.3 | Elect Director E. Todd Heiner | Management | For | For |
1.4 | Elect Director Bradley J. Holiday | Management | For | For |
1.5 | Elect Director Daniel R. Maurer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ZELTIQ AESTHETICS, INC. MEETING DATE: MAY 30, 2014 | ||||
TICKER: ZLTQ SECURITY ID: 98933Q108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark J. Foley | Management | For | For |
1.2 | Elect Director Kevin C. O'Boyle | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ZEP INC. MEETING DATE: JAN 07, 2014 | ||||
TICKER: ZEP SECURITY ID: 98944B108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John K. Morgan | Management | For | For |
1.2 | Elect Director Joseph Squicciarino | Management | For | For |
1.3 | Elect Director Timothy T. Tevens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
POWER OF ATTORNEY
I, the undersigned President and Treasurer of the following investment companies:
Fidelity Rutland Square Trust
Fidelity Rutland Square Trust II
Fidelity Commonwealth Trust II
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after April 1, 2012.
WITNESS my hand on this 1st day of April 2012.
/s/ Kenneth B. Robins
Kenneth B. Robins
Treasurer