FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-21990
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Fidelity Commonwealth Trust II
245 SUMMER STREET, BOSTON, MA 02210
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 245 SUMMER STREET, BOSTON, MA 02210
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 2/28
DATE OF REPORTING PERIOD: 07/01/2012 - 06/30/2013
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Fidelity Commonwealth Trust II
BY: /s/ KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/14/2013 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED April 1, 2012 AND FILED HEREWITH.
VOTE SUMMARY REPORT
FIDELITY INTERNATIONAL ENHANCED INDEX FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
ABB LTD. MEETING DATE: APR 25, 2013 | ||||
TICKER: ABBN SECURITY ID: H0010V101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2.2 | Approve Remuneration Report | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of CHF 0.68 per Share | Management | For | Did Not Vote |
5 | Approve Creation of CHF 206 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6.1 | Reelect Roger Agnelli as Director | Management | For | Did Not Vote |
6.2 | Reelect Louis Hughes as Director | Management | For | Did Not Vote |
6.3 | Reelect Hans Maerki as Director | Management | For | Did Not Vote |
6.4 | Reelect Michel de Rosen as Director | Management | For | Did Not Vote |
6.5 | Reelect Michael Treschow as Director | Management | For | Did Not Vote |
6.6 | Reelect Jacob Wallenberg as Director | Management | For | Did Not Vote |
6.7 | Reelect Ying Yeh as Director | Management | For | Did Not Vote |
6.8 | Reelect Hubertus von Gruenberg as Director | Management | For | Did Not Vote |
7 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
ABERDEEN ASSET MANAGEMENT PLC MEETING DATE: JAN 17, 2013 | ||||
TICKER: ADN SECURITY ID: G00434111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
4 | Re-elect Julie Chakraverty as Director | Management | For | For |
5 | Re-elect Roger Cornick as Director | Management | For | For |
6 | Re-elect Anita Frew as Director | Management | For | For |
7 | Re-elect Martin Gilbert as Director | Management | For | For |
8 | Re-elect Andrew Laing as Director | Management | For | For |
9 | Re-elect Kenichi Miyanaga as Director | Management | For | For |
10 | Re-elect Jim Pettigrew as Director | Management | For | For |
11 | Re-elect Bill Rattray as Director | Management | For | For |
12 | Re-elect Anne Richards as Director | Management | For | For |
13 | Re-elect Simon Troughton as Director | Management | For | For |
14 | Re-elect Hugh Young as Director | Management | For | For |
15 | Elect Richard Mully as Director | Management | For | For |
16 | Elect Rod MacRae as Director | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Approve Increase in Aggregate Fees Payable to Directors | Management | For | For |
ACTELION LTD. MEETING DATE: APR 18, 2013 | ||||
TICKER: ATLN SECURITY ID: H0032X135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 1.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Remuneration Report | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5 | Approve CHF 3.2 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
6.1 | Relect Werner Henrich as Director | Management | For | Did Not Vote |
6.2 | Relect Armin Kessler as Director | Management | For | Did Not Vote |
6.3 | Relect Jean Malo as Director | Management | For | Did Not Vote |
6.4 | Elect John Greisch as Director | Management | For | Did Not Vote |
7 | Ratify Ernst and Young AG as Auditors | Management | For | Did Not Vote |
AGEAS SA/NV MEETING DATE: APR 24, 2013 | ||||
TICKER: SECURITY ID: B0148L138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1.1 | Receive Directors' (Non-Voting) | Management | None | None |
2.1.2 | Receive Consolidated Financial Statements (Non-Voting) | Management | None | None |
2.1.3 | Adopt Financial Statements | Management | For | For |
2.1.4 | Approve Allocation of Income | Management | For | For |
2.2.1 | Receive Explanation on Reserves and Dividend Policy | Management | None | None |
2.2.2 | Approve Dividends of EUR 1.20 Per Share | Management | For | For |
2.3.1 | Approve Discharge of Directors | Management | For | For |
2.3.2 | Approve Discharge of Auditors | Management | For | For |
3.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3.2 | Approve Remuneration Report | Management | For | For |
3.3 | Approve Remuneration of Board Chairman | Management | For | For |
4.1 | Elect Jane Murphy as Independent Director | Management | For | For |
4.2 | Elect Steve Broughton as Independent Director | Management | For | For |
4.3 | Reelect Bart De Smet as CEO | Management | For | For |
4.4 | Reelect Shaoliang Jin as Independent Director | Management | For | Against |
5.1 | Approve Cancellation of Repurchased Shares | Management | For | For |
5.2.1 | Receive Special Board Report Re: Authorization to Increase Capital Proposed under Item 5.2.2 | Management | None | None |
5.2.2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | For |
6.1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6.2 | Authorize Reissuance of Repurchased Shares | Management | For | For |
7 | Close Meeting | Management | None | None |
AGL ENERGY LTD. MEETING DATE: OCT 23, 2012 | ||||
TICKER: AGK SECURITY ID: Q01630104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3a | Elect Leslie Hosking as a Director | Management | For | For |
3b | Elect John Stanhope as a Director | Management | For | For |
3c | Elect Graeme Hunt as a Director | Management | For | For |
4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | None | For |
AIA GROUP LTD. MEETING DATE: MAY 10, 2013 | ||||
TICKER: 01299 SECURITY ID: Y002A1105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Barry Chun-Yuen Cheung as Director | Management | For | For |
4 | Elect George Yong-Boon Yeo as Director | Management | For | For |
5 | Elect Narongchai Akrasanee as Director | Management | For | For |
6 | Elect Qin Xiao as Director | Management | For | Against |
7 | Elect Mark Edward Tucker as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
9b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9c | Approve Allotment and Issuance of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
10 | Amend Articles of Association of the Company | Management | For | For |
AISIN SEIKI CO. LTD. MEETING DATE: JUN 18, 2013 | ||||
TICKER: 7259 SECURITY ID: J00714105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2.1 | Elect Director Toyoda, Kanshiro | Management | For | Against |
2.2 | Elect Director Fujimori, Fumio | Management | For | Against |
2.3 | Elect Director Kobuki, Shinzo | Management | For | For |
2.4 | Elect Director Nagura, Toshikazu | Management | For | For |
2.5 | Elect Director Morita, Takashi | Management | For | For |
2.6 | Elect Director Fujie, Naofumi | Management | For | For |
2.7 | Elect Director Mitsuya, Makoto | Management | For | For |
2.8 | Elect Director Ishikawa, Toshiyuki | Management | For | For |
2.9 | Elect Director Kawata, Takeshi | Management | For | For |
2.10 | Elect Director Kawamoto, Mutsumi | Management | For | For |
2.11 | Elect Director Usami, Kazumi | Management | For | For |
3 | Appoint Statutory Auditor Kobayashi, Ryo | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
AJINOMOTO CO. INC. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 2802 SECURITY ID: J00882126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Yamaguchi, Norio | Management | For | For |
2.2 | Elect Director Ito, Masatoshi | Management | For | For |
2.3 | Elect Director Kunimoto, Yutaka | Management | For | For |
2.4 | Elect Director Iwamoto, Tamotsu | Management | For | For |
2.5 | Elect Director Igarashi, Koji | Management | For | For |
2.6 | Elect Director Ono, Hiromichi | Management | For | For |
2.7 | Elect Director Takato, Etsuhiro | Management | For | For |
2.8 | Elect Director Shinada, Hideaki | Management | For | For |
2.9 | Elect Director Kimura, Takeshi | Management | For | For |
2.10 | Elect Director Nishii, Takaaki | Management | For | For |
2.11 | Elect Director Tochio, Masaya | Management | For | For |
2.12 | Elect Director Fukushi, Hiroshi | Management | For | For |
2.13 | Elect Director Nagamachi, Takashi | Management | For | For |
2.14 | Elect Director Sakie Tachibana Fukushima | Management | For | For |
2.15 | Elect Director Saito, Yasuo | Management | For | For |
ALLIANZ SE MEETING DATE: MAY 07, 2013 | ||||
TICKER: ALV SECURITY ID: D03080112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Elect Christine Bosse to the Supervisory Board | Management | For | Did Not Vote |
AMADEUS IT HOLDINGS SA MEETING DATE: JUN 19, 2013 | ||||
TICKER: AMS SECURITY ID: E04908112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5.1 | Reelect Clara Furse as Director | Management | For | For |
5.2 | Reelect Guillermo de la Dehesa Romero as Director | Management | For | For |
6 | Advisory Vote on Remuneration Policy Report | Management | For | For |
7 | Approve Remuneration of Directors | Management | For | For |
8 | Authorize Repurchase of Shares | Management | For | For |
9 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 24, 2013 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1a | Receive Special Board Report | Management | None | None |
A1b | Receive Special Auditor Report | Management | None | None |
A1c | Eliminate Preemptive Rights Re: Issuance of Subscription Rights | Management | For | For |
A1d | Approve Non-Employee Director Stock Option Plan: Issuance of 185,000 Warrants | Management | For | For |
A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital: Issuance of Warrants under item A1d | Management | For | For |
A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | For |
A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.70 per Share | Management | For | For |
B5 | Approve Discharge of Directors | Management | For | For |
B6 | Approve Discharge of Auditors | Management | For | For |
B7 | Reelect Kees Storm as Director | Management | For | For |
B8 | Ratify PricewaterhouseCoopers as Auditors and Approve Auditors' Remuneration of EUR 75,000 | Management | For | For |
B9a | Approve Remuneration Report | Management | For | Against |
B9b | Approve Stock Option Plan Grants | Management | For | Against |
B10 | Approve Remuneration of Directors | Management | For | For |
B11a | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | For |
B11b | Approve Change-of-Control Clause Re : Senior Facilities Agreement | Management | For | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
ANTOFAGASTA PLC MEETING DATE: JUN 12, 2013 | ||||
TICKER: ANTO SECURITY ID: G0398N128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Abstain |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Jean-Paul Luksic as Director | Management | For | For |
5 | Re-elect William Hayes as Director | Management | For | For |
6 | Re-elect Gonzalo Menendez as Director | Management | For | For |
7 | Re-elect Ramon Jara as Director | Management | For | For |
8 | Re-elect Juan Claro as Director | Management | For | For |
9 | Re-elect Hugo Dryland as Director | Management | For | For |
10 | Re-elect Tim Baker as Director | Management | For | For |
11 | Re-elect Manuel De Sousa-Oliveira as Director | Management | For | For |
12 | Elect Nelson Pizarro as Director | Management | For | For |
13 | Elect Andronico Luksic as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AOZORA BANK, LTD. MEETING DATE: SEP 27, 2012 | ||||
TICKER: 8304 SECURITY ID: J0172K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Capital Reduction | Management | For | For |
2 | Authorize Class Hei Preferred Share Repurchase Program | Management | For | For |
3 | Amend Articles to Amend Provisions on Preferred Shares | Management | For | For |
4 | Elect Director Tanabe, Masaki | Management | For | For |
5 | Amend Articles to Amend Provisions on Preferred Shares | Management | For | For |
AOZORA BANK, LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 8304 SECURITY ID: J0172K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Amend Provisions on Preferred Shares - Establish Record Dates for Quarterly Dividends - Decrease Maximum Board Size | Management | For | For |
2.1 | Elect Director Baba, Shinsuke | Management | For | For |
2.2 | Elect Director Tanabe, Masaki | Management | For | For |
2.3 | Elect Director Shirakawa, Yuuji | Management | For | For |
2.4 | Elect Director Tsugawa, Kiyoshi | Management | For | For |
2.5 | Elect Director Takeda, Shunsuke | Management | For | For |
2.6 | Elect Director Louis J. Forster | Management | For | For |
2.7 | Elect Director Fukuda, Makoto | Management | For | For |
2.8 | Elect Director Mizuta, Hiroyuki | Management | For | For |
3 | Appoint Alternate Statutory Auditor Nagase, Tomiaki | Management | For | For |
4 | Approve Retirement Bonus Payment for Executive Directors | Management | For | Against |
5 | Approve Retirement Bonus Payment for Outside Directors | Management | For | For |
6 | Amend Articles To Amend Provisions on Preferred Shares - Establish Record Dates for Quarterly Dividends - Decrease Maximum Board Size | Management | For | For |
ASAHI GLASS CO. LTD. MEETING DATE: MAR 28, 2013 | ||||
TICKER: 5201 SECURITY ID: J02394120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | Management | For | For |
2.1 | Elect Director Ishimura, Kazuhiko | Management | For | For |
2.2 | Elect Director Nishimi, Yuuji | Management | For | For |
2.3 | Elect Director Tamura, Yoshiaki | Management | For | For |
2.4 | Elect Director Fujino, Takashi | Management | For | For |
2.5 | Elect Director Sawabe, Hajime | Management | For | For |
2.6 | Elect Director Sakane, Masahiro | Management | For | For |
2.7 | Elect Director Kimura, Hiroshi | Management | For | For |
3.1 | Appoint Statutory Auditor Umemoto, Shuukichi | Management | For | For |
3.2 | Appoint Statutory Auditor Tamai, Izumi | Management | For | Against |
4 | Approve Stock Option Plan | Management | For | For |
ASAHI KASEI CORP. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 3407 SECURITY ID: J0242P110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ito, Ichiro | Management | For | For |
1.2 | Elect Director Fujiwara, Taketsugu | Management | For | For |
1.3 | Elect Director Kobori, Hideki | Management | For | For |
1.4 | Elect Director Kobayashi, Hiroshi | Management | For | For |
1.5 | Elect Director Nakao, Masafumi | Management | For | For |
1.6 | Elect Director Sawayama, Hiroshi | Management | For | For |
1.7 | Elect Director Wada, Yoshihiro | Management | For | For |
1.8 | Elect Director Kodama, Yukiharu | Management | For | For |
1.9 | Elect Director Ichino, Norio | Management | For | For |
1.10 | Elect Director Shiraishi, Masumi | Management | For | For |
2.1 | Appoint Statutory Auditor Nagahara, Hajime | Management | For | For |
2.2 | Appoint Statutory Auditor Kobayashi, Koji | Management | For | Against |
3 | Appoint Alternate Statutory Auditor Yamate, Akira | Management | For | Against |
4 | Approve Retirement Bonus Payment for Directors and Statutory Auditor | Management | For | For |
ASML HOLDING NV MEETING DATE: SEP 07, 2012 | ||||
TICKER: ASML SECURITY ID: N07059178 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Announcements Re: Customer Co-Investment Program | Management | None | None |
3a | Grant Board Authority to Issue Shares Up To 25 Percent of Issued Capital Re: Customer Co-Investment Program | Management | For | For |
3b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 3a | Management | For | For |
4a | Amend Articles to Create New Share Class: Ordinary Shares M | Management | For | For |
4b | Increase Par Value per Ordinary Share | Management | For | For |
4c | Approve Reduction in Share Capital by Decreasing Nominal Value per Share | Management | For | For |
4d | Amend Articles Re: Consolidation of Ordinary Shares A at an Exchange Ratio | Management | For | For |
4e | Amend Articles to Eliminate Two Ordinary Share Classes A and M and Convert into One Ordinary Share Class | Management | For | For |
5 | Authorize each Director and any Lawyer and Paralegals from De Brauw Blackstone Westbroek NV to Execute the Notarial Deeds of Amendments | Management | For | For |
6a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
6c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
6d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6c | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
8 | Close Meeting | Management | None | None |
ASSICURAZIONI GENERALI SPA MEETING DATE: APR 27, 2013 | ||||
TICKER: G SECURITY ID: T05040109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.1 | Slate Submitted by Mediobanca SpA | Shareholder | None | Did Not Vote |
2.2 | Slate Submitted by Institutional Shareholders | Shareholder | None | For |
3 | Approve Remuneration of Directors | Management | For | For |
4 | Approve Remuneration Report | Management | For | Against |
5 | Approve Free Stock Grant; Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
6 | Approve Restricted Stock Plan | Management | For | For |
7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
8 | Approve Capital Increase to Service Long-Term Incentive Plan | Management | For | For |
9 | Amend Company Bylaws | Management | For | For |
ASTRAZENECA PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: AZN SECURITY ID: G0593M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5(a) | Re-elect Leif Johansson as Director | Management | For | For |
5(b) | Elect Pascal Soriot as Director | Management | For | For |
5(c) | Re-elect Simon Lowth as Director | Management | For | For |
5(d) | Re-elect Genevieve Berger as Director | Management | For | For |
5(e) | Re-elect Bruce Burlington as Director | Management | For | For |
5(f) | Re-elect Graham Chipchase as Director | Management | For | For |
5(g) | Re-elect Jean-Philippe Courtois as Director | Management | For | For |
5(h) | Re-elect Rudy Markham as Director | Management | For | For |
5(i) | Re-elect Nancy Rothwell as Director | Management | For | For |
5(j) | Re-elect Shriti Vadera as Director | Management | For | For |
5(k) | Re-elect John Varley as Director | Management | For | For |
5(l) | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise EU Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ASTRAZENECA PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: AZN SECURITY ID: 046353108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5(a) | Re-elect Leif Johansson as Director | Management | For | For |
5(b) | Elect Pascal Soriot as Director | Management | For | For |
5(c) | Re-elect Simon Lowth as Director | Management | For | For |
5(d) | Re-elect Genevieve Berger as Director | Management | For | For |
5(e) | Re-elect Bruce Burlington as Director | Management | For | For |
5(f) | Re-elect Graham Chipchase as Director | Management | For | For |
5(g) | Re-elect Jean-Philippe Courtois as Director | Management | For | For |
5(h) | Re-elect Rudy Markham as Director | Management | For | For |
5(i) | Re-elect Nancy Rothwell as Director | Management | For | For |
5(j) | Re-elect Shriti Vadera as Director | Management | For | For |
5(k) | Re-elect John Varley as Director | Management | For | For |
5(l) | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise EU Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
10 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
11 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AUSTRALIA AND NEW ZEALAND BANKING GROUP LTD. MEETING DATE: DEC 19, 2012 | ||||
TICKER: ANZ SECURITY ID: Q09504137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3 | Approve the Grant of Performance Rights to Michael Smith, Chief Executive Officer of the Company | Management | For | For |
4 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | Management | For | For |
5a | Elect P.J. Dwyer as a Director | Management | For | For |
5b | Elect J.P. Morschel as a Director | Management | For | For |
5c | Elect Lee Hsien Yang as a Director | Management | For | For |
6 | Elect R.J. Reeves as a Director | Shareholder | Against | Against |
AXA MEETING DATE: APR 30, 2013 | ||||
TICKER: CS SECURITY ID: F06106102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.72 per Share | Management | For | For |
4 | Approve Auditors' Special Report Regarding New Related-Party Transactions | Management | For | For |
5 | Reelect Ramon de Oliveira as Director | Management | For | For |
6 | Reelect Dominique Reiniche as Director | Management | For | For |
7 | Ratify Appointment of Jean-Pierre Clamadieu as Director | Management | For | For |
8 | Elect Deanna Oppenheimer as Director | Management | For | For |
9 | Elect Paul Hermelin as Director | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.35 Million | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 545 Million | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements up to Aggregate Nominal Amount of EUR 545 Million | Management | For | For |
16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | For |
17 | Authorize Capital Increase of Up to EUR 545 Million for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for Up to EUR 545 Million | Management | For | For |
20 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | For |
22 | Approve Employee Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BAE SYSTEMS PLC MEETING DATE: MAY 08, 2013 | ||||
TICKER: BA. SECURITY ID: G06940103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Paul Anderson as Director | Management | For | For |
5 | Re-elect Harriet Green as Director | Management | For | For |
6 | Re-elect Linda Hudson as Director | Management | For | For |
7 | Re-elect Ian King as Director | Management | For | For |
8 | Re-elect Peter Lynas as Director | Management | For | For |
9 | Re-elect Lee McIntire as Director | Management | For | For |
10 | Re-elect Richard Olver as Director | Management | For | For |
11 | Re-elect Paula Rosput Reynolds as Director | Management | For | For |
12 | Re-elect Nicholas Rose as Director | Management | For | For |
13 | Re-elect Carl Symon as Director | Management | For | For |
14 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
16 | Approve EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. MEETING DATE: MAR 14, 2013 | ||||
TICKER: BBVA SECURITY ID: E11805103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors | Management | For | For |
2.1 | Reelect Francisco Gonzalez Rodriguez as Director | Management | For | For |
2.2 | Reelect Angel Cano Fernandez as Director | Management | For | For |
2.3 | Reelect Ramon Bustamante y de la Mora as Director | Management | For | For |
2.4 | Reelect Ignacio Ferrero Jordi as Director | Management | For | For |
3 | Approve Merger by Absorption of Unnim Banc SA | Management | For | For |
4.1 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
4.2 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
5 | Approve Deferred Share Bonus Plan for FY 2013 | Management | For | For |
6 | Renew Appointment of Deloitte as Auditor | Management | For | For |
7 | Approve Company's Corporate Web Site | Management | For | For |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BANCO SANTANDER S.A. MEETING DATE: MAR 21, 2013 | ||||
TICKER: SAN SECURITY ID: E19790109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Approve Consolidated and Standalone Financial Statements | Management | For | For |
1.B | Approve Discharge of Board | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3.A | Reelect Guillermo de la Dehesa Romero as Director | Management | For | For |
3.B | Reelect Abel Matutes Juan as Director | Management | For | For |
3.C | Reelect Angel Jado Becerro de Bengoa as Director | Management | For | For |
3.D | Reelect Javier Botin-Sanz de Sautuola y O'Shea as Director | Management | For | Against |
3.E | Reelect Isabel Tocino Biscarolasaga as Director | Management | For | For |
3.F | Reelect Fernando de Asua Alvarez as Director | Management | For | Against |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5 | Approve Company's Corporate Website | Management | For | For |
6 | Approve Acquisition of Banco Espanol de Credito SA | Management | For | For |
7 | Approve Merger by Absorption of Banif Sa | Management | For | For |
8.A | Amend Article 58 Re: Board Remuneration | Management | For | For |
8.B | Amend Article 61 Re: Company's Corporate Website | Management | For | For |
9 | Approve Capital Raising | Management | For | For |
10 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
11.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.C | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
11.D | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
12.A | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 10 Billion | Management | For | For |
12.B | Authorize Issuance of Non-Convertible Debt Securities up to EUR 50 Billion | Management | For | For |
13.A | Approve Deferred Share Bonus Plan | Management | For | For |
13.B | Approve Deferred Share Bonus Plan | Management | For | For |
13.C | Approve Employee Stock Purchase Plan | Management | For | For |
14 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
15 | Advisory Vote on Remuneration Policy Report | Management | For | For |
BANK HAPOALIM LTD. MEETING DATE: JUL 25, 2012 | ||||
TICKER: POLI SECURITY ID: M1586M115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Employment Agreement -- Including Restricted Share Grants -- of Director of Bank as Chairman of Isracard and Affiliates | Management | For | For |
2 | Amend Articles Re: Director Elections and Terms | Management | For | For |
BANK HAPOALIM LTD. MEETING DATE: OCT 25, 2012 | ||||
TICKER: POLI SECURITY ID: M1586M115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Extend Term of Chairman and Grant Chairman Restricted Shares | Management | For | For |
BANK HAPOALIM LTD. MEETING DATE: MAR 24, 2013 | ||||
TICKER: POLI SECURITY ID: M1586M115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Discuss Financial Statements and the Report of the Board for 2011 | Management | None | None |
2 | Reappoint BDO Ziv Haft and KPMG Somekh Chaikin as Auditing Firms; Discuss Fees for Audit and Other Services They Performed in 2011 | Management | For | For |
3 | Reelect Ido Stern as Director for Three Years, Beginning Mar. 24, 2013 | Management | For | For |
4 | Reelect Amnon Dick as External Director (as Defined by Bank Regulations) for Three Years, Beginning March 24, 2013 | Management | For | For |
BARCLAYS PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: BARC SECURITY ID: G08036124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir David Walker as Director | Management | For | For |
4 | Elect Tim Breedon as Director | Management | For | For |
5 | Elect Antony Jenkins as Director | Management | For | For |
6 | Elect Diane de Saint Victor as Director | Management | For | For |
7 | Re-elect David Booth as Director | Management | For | For |
8 | Re-elect Fulvio Conti as Director | Management | For | For |
9 | Re-elect Simon Fraser as Director | Management | For | For |
10 | Re-elect Reuben Jeffery III as Director | Management | For | For |
11 | Re-elect Chris Lucas as Director | Management | For | For |
12 | Re-elect Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Sir Michael Rake as Director | Management | For | For |
14 | Re-elect Sir John Sunderland as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights in relation to the issuance of Contingent Equity Conversion Notes | Management | For | Against |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
24 | Approve Scrip Dividend Programme | Management | For | For |
25 | Amend Articles of Association | Management | For | For |
BASF SE MEETING DATE: APR 26, 2013 | ||||
TICKER: BAS SECURITY ID: D06216317 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
BAYER AG MEETING DATE: APR 26, 2013 | ||||
TICKER: BAYN SECURITY ID: D0712D163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.90 per Share for Fiscal 2012 | Management | For | Did Not Vote |
2 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
3 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Affiliation Agreement with Bayer Beteiligungsverwaltung Goslar GmbH | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
BG GROUP PLC MEETING DATE: MAY 23, 2013 | ||||
TICKER: BG. SECURITY ID: G1245Z108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Den Jones as Director | Management | For | For |
5 | Elect Lim Haw-Kuang as Director | Management | For | For |
6 | Re-elect Peter Backhouse as Director | Management | For | For |
7 | Re-elect Vivienne Cox as Director | Management | For | For |
8 | Re-elect Chris Finlayson as Director | Management | For | For |
9 | Re-elect Andrew Gould as Director | Management | For | For |
10 | Re-elect Baroness Hogg as Director | Management | For | For |
11 | Re-elect Dr John Hood as Director | Management | For | For |
12 | Re-elect Martin Houston as Director | Management | For | For |
13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
14 | Re-elect Sir David Manning as Director | Management | For | For |
15 | Re-elect Mark Seligman as Director | Management | For | For |
16 | Re-elect Patrick Thomas as Director | Management | For | For |
17 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BHP BILLITON LIMITED MEETING DATE: NOV 29, 2012 | ||||
TICKER: BHP SECURITY ID: Q1498M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Financial Statements and Statutory Reports for BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
2 | Elect Pat Davies as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
3 | Elect Malcolm Broomhead as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
4 | Elect John Buchanan as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
5 | Elect Carlos Cordeiro as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
6 | Elect David Crawford as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
7 | Elect Carolyn Hewson as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
8 | Elect Marius Kloppers as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
9 | Elect Lindsay Maxsted as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
10 | Elect Wayne Murdy as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
11 | Elect Keith Rumble as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
12 | Elect John Schubert as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
13 | Elect Shriti Vadera as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
14 | Elect Jac Nasser as Director of BHP Billiton Ltd and BHP Billiton Plc | Management | For | For |
15 | Appoint KPMG Audit Plc as Auditor of BHP Billiton Plc | Management | For | For |
16 | Approve the Authority to Issue Shares in BHP Billiton Plc | Management | For | For |
17 | Approve the Authority to Issue Shares in BHP Billiton Plc for Cash | Management | For | For |
18 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
19 | Approve the Remuneration Report | Management | For | For |
20 | Approve the Grant of Long Term Incentive Performance Shares to Marius Kloppers, Executive Director of the Company | Management | For | For |
BHP BILLITON PLC MEETING DATE: OCT 25, 2012 | ||||
TICKER: BLT SECURITY ID: G10877101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Pat Davies as Director | Management | For | For |
3 | Re-elect Malcolm Broomhead as Director | Management | For | For |
4 | Re-elect Sir John Buchanan as Director | Management | For | For |
5 | Re-elect Carlos Cordeiro as Director | Management | For | For |
6 | Re-elect David Crawford as Director | Management | For | For |
7 | Re-elect Carolyn Hewson as Director | Management | For | For |
8 | Re-elect Marius Kloppers as Director | Management | For | For |
9 | Re-elect Lindsay Maxsted as Director | Management | For | For |
10 | Re-elect Wayne Murdy as Director | Management | For | For |
11 | Re-elect Keith Rumble as Director | Management | For | For |
12 | Re-elect John Schubert as Director | Management | For | For |
13 | Re-elect Shriti Vadera as Director | Management | For | For |
14 | Re-elect Jac Nasser as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Approve Remuneration Report | Management | For | For |
20 | Approve the Grant of Long-Term Incentive Performance Shares to Marius Kloppers | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 14, 2013 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.52 per Preferred Share and EUR 2.50 per Ordinary Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
6.1 | Elect Reinhard Huettl to the Supervisory Board | Management | For | For |
6.2 | Elect Karl-Ludwig Kley to the Supervisory Board | Management | For | For |
6.3 | Elect Renate Koecher to the Supervisory Board | Management | For | For |
6.4 | Elect Joachim Milberg to the Supervisory Board | Management | For | For |
7 | Amend Articles Re: Remuneration of the Supervisory Board | Management | For | For |
BNP PARIBAS SA MEETING DATE: MAY 15, 2013 | ||||
TICKER: BNP SECURITY ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Acknowledge Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Laurent Bonnafe | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Reelect Jean-Laurent Bonnafe as Director | Management | For | For |
8 | Reelect Michel Tilmant as Director | Management | For | For |
9 | Reelect Emiel Van Broekhoven as Director | Management | For | For |
10 | Elect Christophe de Margerie as Director | Management | For | For |
11 | Elect Marion Guillou as Director | Management | For | For |
12 | Authorize Auditors to File Required Documents at the Court's Clerk Office | Management | For | For |
13 | Amend New Set of Bylaws | Management | For | Against |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOUYGUES MEETING DATE: APR 25, 2013 | ||||
TICKER: EN SECURITY ID: F11487125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.60 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
5 | Reelect Yves Gabriel as Director | Management | For | Against |
6 | Reelect Patrick Kron as Director | Management | For | Against |
7 | Reelect Colette Lewiner as Director | Management | For | For |
8 | Reelect Jean Peyrelevade as Director | Management | For | Against |
9 | Reelect Francois-Henri Pinault as Director | Management | For | Against |
10 | Reelect SCDM as Director | Management | For | Against |
11 | Elect Rose-Marie Van Lerberghe as Director | Management | For | For |
12 | Elect Jean-Paul Chifflet as Director | Management | For | Against |
13 | Elect Sandra Nombret as Representative of Employee Shareholders to the Board | Management | For | Against |
14 | Elect Michele Vilain as Representative of Employee Shareholders to the Board | Management | For | Against |
15 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | Against |
16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 4 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 150 Million | Management | For | Against |
20 | Approve Issuance of Equity or Equity-Linked Securities for up to 20 Percent of Issued Capital Per Year for Private Placements, up to Aggregate Nominal Amount of EUR 150 Million | Management | For | Against |
21 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
22 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | Against |
23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
24 | Authorize Capital Increase of Up to EUR 150 Million for Future Exchange Offers | Management | For | Against |
25 | Authorize Issuance of Equity upon Conversion of a Subsidiary's Equity-Linked Securities for up to EUR 150 Million | Management | For | Against |
26 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Nominal Amount of EUR 5 Billion | Management | For | For |
27 | Approve Employee Stock Purchase Plan | Management | For | Against |
28 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | Against |
29 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
30 | Allow Board to Use All Outstanding Capital Authorizations in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
31 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BP PLC MEETING DATE: APR 11, 2013 | ||||
TICKER: BP. SECURITY ID: G12793108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Bob Dudley as Director | Management | For | For |
4 | Re-elect Iain Conn as Director | Management | For | For |
5 | Re-elect Dr Brian Gilvary as Director | Management | For | For |
6 | Re-elect Paul Anderson as Director | Management | For | For |
7 | Re-elect Frank Bowman as Director | Management | For | For |
8 | Re-elect Antony Burgmans as Director | Management | For | For |
9 | Re-elect Cynthia Carroll as Director | Management | For | For |
10 | Re-elect George David as Director | Management | For | For |
11 | Re-elect Ian Davis as Director | Management | For | For |
12 | Re-elect Dame Ann Dowling as Director | Management | For | For |
13 | Re-elect Brendan Nelson as Director | Management | For | For |
14 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
15 | Re-elect Andrew Shilston as Director | Management | For | For |
16 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: BATS SECURITY ID: G1510J102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect John Daly as Director | Management | For | For |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Ann Godbehere as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Anthony Ruys as Director | Management | For | For |
15 | Re-elect Ben Stevens as Director | Management | For | For |
16 | Elect Richard Tubb as Director | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BRITISH SKY BROADCASTING GROUP PLC MEETING DATE: NOV 01, 2012 | ||||
TICKER: BSY SECURITY ID: G15632105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Tracy Clarke as Director | Management | For | For |
4 | Re-elect Jeremy Darroch as Director | Management | For | For |
5 | Re-elect David DeVoe as Director | Management | For | For |
6 | Re-elect Nicholas Ferguson as Director | Management | For | For |
7 | Elect Martin Gilbert as Director | Management | For | For |
8 | Re-elect Andrew Griffith as Director | Management | For | For |
9 | Re-elect Andrew Higginson as Director | Management | For | For |
10 | Re-elect Thomas Mockridge as Director | Management | For | For |
11 | Re-elect James Murdoch as Director | Management | For | For |
12 | Elect Matthieu Pigasse as Director | Management | For | For |
13 | Re-elect Daniel Rimer as Director | Management | For | For |
14 | Re-elect Arthur Siskind as Director | Management | For | For |
15 | Re-elect Lord Wilson of Dinton as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Approve Remuneration Report | Management | For | Abstain |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
22 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
23 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | For |
24 | Approve the News Agreement as a Related Party Transaction | Management | For | For |
BROTHER INDUSTRIES LTD. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 6448 SECURITY ID: 114813108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Koike, Toshikazu | Management | For | For |
1.2 | Elect Director Ishikawa, Shigeki | Management | For | For |
1.3 | Elect Director Hasegawa, Tomoyuki | Management | For | For |
1.4 | Elect Director Hirano, Yukihisa | Management | For | For |
1.5 | Elect Director Nishijo, Atsushi | Management | For | For |
1.6 | Elect Director Hattori, Shigehiko | Management | For | For |
1.7 | Elect Director Fukaya, Koichi | Management | For | For |
2.1 | Appoint Statutory Auditor Narita, Masato | Management | For | For |
2.2 | Appoint Statutory Auditor Takatsugi, Masaki | Management | For | For |
BT GROUP PLC MEETING DATE: JUL 11, 2012 | ||||
TICKER: BT.A SECURITY ID: G16612106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Michael Rake as Director | Management | For | For |
5 | Re-elect Ian Livingston as Director | Management | For | For |
6 | Re-elect Tony Chanmugam as Director | Management | For | For |
7 | Re-elect Gavin Patterson as Director | Management | For | For |
8 | Re-elect Tony Ball as Director | Management | For | For |
9 | Re-elect Patricia Hewitt as Director | Management | For | For |
10 | Re-elect Phil Hodkinson as Director | Management | For | For |
11 | Re-elect Nick Rose as Director | Management | For | For |
12 | Re-elect Jasmine Whitbread as Director | Management | For | For |
13 | Elect Karen Richardson as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Approve EU Political Donations and Expenditure | Management | For | For |
CANON INC. MEETING DATE: MAR 28, 2013 | ||||
TICKER: 7751 SECURITY ID: J05124144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
2.1 | Elect Director Mitarai, Fujio | Management | For | Against |
2.2 | Elect Director Tanaka, Toshizo | Management | For | For |
2.3 | Elect Director Ikoma, Toshiaki | Management | For | For |
2.4 | Elect Director Watanabe, Kunio | Management | For | For |
2.5 | Elect Director Adachi, Yoroku | Management | For | For |
2.6 | Elect Director Mitsuhashi, Yasuo | Management | For | For |
2.7 | Elect Director Matsumoto, Shigeyuki | Management | For | For |
2.8 | Elect Director Homma, Toshio | Management | For | For |
2.9 | Elect Director Nakaoka, Masaki | Management | For | For |
2.10 | Elect Director Honda, Haruhisa | Management | For | For |
2.11 | Elect Director Ozawa, Hideki | Management | For | For |
2.12 | Elect Director Maeda, Masaya | Management | For | For |
2.13 | Elect Director Tani, Yasuhiro | Management | For | For |
2.14 | Elect Director Araki, Makoto | Management | For | For |
2.15 | Elect Director Suematsu, Hiroyuki | Management | For | For |
2.16 | Elect Director Uzawa, Shigeyuki | Management | For | For |
2.17 | Elect Director Nagasawa, Kenichi | Management | For | For |
2.18 | Elect Director Otsuka, Naoji | Management | For | For |
2.19 | Elect Director Yamada, Masanori | Management | For | For |
2.20 | Elect Director Wakiya, Aitake | Management | For | For |
2.21 | Elect Director Ono, Kazuto | Management | For | For |
3 | Approve Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
4 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
CAP GEMINI MEETING DATE: MAY 23, 2013 | ||||
TICKER: CAP SECURITY ID: F13587120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 1.00 per Share | Management | For | For |
5 | Reelect Daniel Bernard as Director | Management | For | For |
6 | Reelect Bernard Liautaud as Director | Management | For | For |
7 | Reelect Pierre Pringuet as Director | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CENTRAL JAPAN RAILWAY CO. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 9022 SECURITY ID: J05523105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 55 | Management | For | For |
CHEUNG KONG (HOLDINGS) LIMITED MEETING DATE: MAY 21, 2013 | ||||
TICKER: 00001 SECURITY ID: Y13213106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Li Tzar Kuoi, Victor as Director | Management | For | For |
3b | Elect Ip Tak Chuen, Edmond as Director | Management | For | Against |
3c | Elect Chiu Kwok Hung, Justin as Director | Management | For | Against |
3d | Elect Leung Siu Hon as Director | Management | For | For |
3e | Elect Chow Kun Chee, Roland as Director | Management | For | For |
3f | Elect Lee Yeh Kwong, Charles as Director | Management | For | For |
3g | Elect Yeh Yuan Chang, Anthony as Director | Management | For | For |
3h | Elect Wong Yick-ming, Rosanna as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
COBHAM PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: COB SECURITY ID: G41440143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Bob Murphy as Director | Management | For | For |
5 | Re-elect John Devaney as Director | Management | For | For |
6 | Re-elect Mike Hagee as Director | Management | For | For |
7 | Re-elect John Patterson as Director | Management | For | For |
8 | Re-elect Mark Ronald as Director | Management | For | For |
9 | Re-elect Michael Wareing as Director | Management | For | For |
10 | Re-elect Alison Wood as Director | Management | For | For |
11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
COCA-COLA HELLENIC BOTTLING COMPANY SA MEETING DATE: JUN 28, 2013 | ||||
TICKER: SECURITY ID: X1435J139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Statutory Reports | Management | For | For |
2 | Accept Financial Statements | Management | For | For |
3 | Approve Discharge of Board and Auditors | Management | For | For |
4 | Approve Director Remuneration | Management | For | For |
5 | Approve Auditors and Fix Their Remuneration | Management | For | For |
6 | Ratify Director Appointments | Management | For | For |
7 | Approve Delisting of Shares from Stock Exchange | Management | For | For |
COMFORTDELGRO CORP LTD. MEETING DATE: APR 26, 2013 | ||||
TICKER: C52 SECURITY ID: Y1690R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Elect Ong Ah Heng as Director | Management | For | For |
5 | Elect Tow Heng Tan as Director | Management | For | For |
6 | Elect Wang Kai Yuen as Director | Management | For | For |
7 | Elect Lim Jit Poh as Director | Management | For | For |
8 | Reappoint Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Allotment and Issuance of Shares Pursuant to the ComfortDelGro Employee Share Option Scheme | Management | For | For |
COMMONWEALTH BANK OF AUSTRALIA MEETING DATE: OCT 30, 2012 | ||||
TICKER: CBA SECURITY ID: Q26915100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect David Turner as a Director | Management | For | For |
2b | Elect Carolyn Kay as a Director | Management | For | For |
2c | Elect Harrison Young as a Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Up to 78,681 Reward Rights to Ian Mark Narev, CEO and Managing Director of the Company | Management | For | For |
5 | Approve the Selective Buyback of Up to 100 Percent of the Preference Shares that Form Part of the Perpetual Exchangeable Resaleable Listed Securities | Management | For | For |
COMPAGNIE DE SAINT GOBAIN MEETING DATE: JUN 06, 2013 | ||||
TICKER: SGO SECURITY ID: F80343100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.24 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
5 | Elect Agnes Lemarchand as Director | Management | For | For |
6 | Elect Pamela Knapp as Director | Management | For | For |
7 | Elect Philippe Varin as Director | Management | For | For |
8 | Reelect Jean-Martin Folz as Director | Management | For | Against |
9 | Reelect Gilles Schnepp as Director | Management | For | Against |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 425 Million | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 212,5 Million | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote Above | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Authorize Capitalization of Reserves of Up to EUR 106 Million for Bonus Issue or Increase in Par Value | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COMPAGNIE FINANCIERE RICHEMONT SA MEETING DATE: SEP 05, 2012 | ||||
TICKER: CFR SECURITY ID: H25662158 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.55 per "A" Bearer Share and CHF 0.055 per "B" Registered Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Johann Rupert as Director | Management | For | Did Not Vote |
4.2 | Reelect Franco Cologni as Director | Management | For | Did Not Vote |
4.3 | Reelect Lord Duro as Director | Management | For | Did Not Vote |
4.4 | Reelect Yves-Andre Istel as Director | Management | For | Did Not Vote |
4.5 | Reelect Richard Lepeu as Director | Management | For | Did Not Vote |
4.6 | Reelect Ruggero Magnoni as Director | Management | For | Did Not Vote |
4.7 | Reelect Josua Malherbe as Director | Management | For | Did Not Vote |
4.8 | Reelect Frederick Mostert as Director | Management | For | Did Not Vote |
4.9 | Reelect Simon Murray as Director | Management | For | Did Not Vote |
4.10 | Reelect Alain Perrin as Director | Management | For | Did Not Vote |
4.11 | Reelect Guillaume Pictet as Director | Management | For | Did Not Vote |
4.12 | Reelect Norbert Platt as Director | Management | For | Did Not Vote |
4.13 | Reelect Alan Quasha as Director | Management | For | Did Not Vote |
4.14 | Reelect Maria Ramos as Director | Management | For | Did Not Vote |
4.15 | Reelect Lord Renwick of Clifton as Director | Management | For | Did Not Vote |
4.16 | Reelect Dominique Rochat as Director | Management | For | Did Not Vote |
4.17 | Reelect Jan Rupert as Director | Management | For | Did Not Vote |
4.18 | Reelect Gary Saage as Director | Management | For | Did Not Vote |
4.19 | Reelect Juergen Schrempp as Director | Management | For | Did Not Vote |
4.20 | Reelect Martha Wikstrom as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
COMPAGNIE GENERALE DES ETABLISSEMENTS MICHELIN MEETING DATE: MAY 17, 2013 | ||||
TICKER: ML SECURITY ID: F61824144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 15 of Bylaws Re: Length of Term for Supervisory Board Members | Management | For | For |
2 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
3 | Approve Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | For | For |
5 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Reelect Barbara Dalibard as Supervisory Board Member | Management | For | For |
9 | Reelect Louis Gallois as Supervisory Board Member | Management | For | For |
10 | Elect Anne-Sophie de La Bigne as Supervisory Board Member | Management | For | For |
11 | Elect Jean-Pierre Duprieu as Supervisory Board Member | Management | For | For |
12 | Elect Olivier Bazil as Supervisory Board Member | Management | For | For |
13 | Elect Michel Rollier as Supervisory Board Member | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CONTINENTAL AG MEETING DATE: MAY 15, 2013 | ||||
TICKER: CON SECURITY ID: D16212140 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.25 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | For |
6 | Amend Articles Re: Transactions Requiring Supervisory Board Approval | Management | For | For |
CRH PLC MEETING DATE: MAY 08, 2013 | ||||
TICKER: CRG SECURITY ID: G25508105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4(a) | Re-elect Ernst Bartschi as Director | Management | For | For |
4(b) | Re-elect Maeve Carton as Director | Management | For | For |
4(c) | Re-elect Bill Egan as Director | Management | For | For |
4(d) | Re-elect Utz-Hellmuth Felcht as Director | Management | For | For |
4(e) | Re-elect Nicky Hartery as Director | Management | For | For |
4(f) | Re-elect Jan de Jong as Director | Management | For | For |
4(g) | Re-elect John Kennedy as Director | Management | For | For |
4(h) | Re-elect Myles Lee as Director | Management | For | For |
4(i) | Re-elect Heather McSharry as Director | Management | For | For |
4(j) | Re-elect Albert Manifold as Director | Management | For | For |
4(k) | Re-elect Dan O'Connor as Director | Management | For | For |
4(l) | Re-elect Mark Towe as Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
8 | Authorise Reissuance of Repurchased Shares | Management | For | For |
CROWN LTD MEETING DATE: OCT 30, 2012 | ||||
TICKER: CWN SECURITY ID: Q3014T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Helen Coonan as a Director | Management | For | For |
2b | Elect Benjamin Brazil as a Director | Management | For | For |
2c | Elect Rowena Danziger as a Director | Management | For | For |
2d | Elect John Horvath as a Director | Management | For | For |
2e | Elect Michael Johnston as a Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Spill Resolution | Management | Against | Against |
CSL LTD. MEETING DATE: OCT 17, 2012 | ||||
TICKER: CSL SECURITY ID: Q3018U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Maurice Renshaw as a Director | Management | For | For |
2b | Elect David Anstice as a Director | Management | For | For |
3 | Approve the Adoption of Remuneration Report | Management | For | For |
4 | Approve the Adoption of a New Constitution | Management | For | For |
5a | Amend the Company's Constitution to Insert Proportional Takeover Provisions in the New Constitution | Management | For | For |
5b | Amend the Company's Constitution to Re-Insert Proportional Takeover Provisions in the Existing Constitution | Management | For | For |
DAICEL CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 4202 SECURITY ID: J08484149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
2.1 | Elect Director Ogawa, Daisuke | Management | For | For |
2.2 | Elect Director Fudaba, Misao | Management | For | For |
2.3 | Elect Director Fukuda, Masumi | Management | For | For |
2.4 | Elect Director Ogawa, Yoshimi | Management | For | For |
2.5 | Elect Director Goto, Noboru | Management | For | For |
2.6 | Elect Director Komori, Shigetaka | Management | For | For |
2.7 | Elect Director Okada, Akishige | Management | For | For |
2.8 | Elect Director Kondo, Tadao | Management | For | For |
3 | Appoint Alternate Statutory Auditor Moriguchi, Yoshikatsu | Management | For | For |
DAIHATSU MOTOR CO. LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 7262 SECURITY ID: J09072117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 34 | Management | For | For |
2.1 | Elect Director Ina, Koichi | Management | For | Against |
2.2 | Elect Director Mitsui, Masanori | Management | For | Against |
2.3 | Elect Director Kaneko, Tatsuya | Management | For | For |
2.4 | Elect Director Nomoto,Takashi | Management | For | For |
2.5 | Elect Director Baba, Kenji | Management | For | For |
2.6 | Elect Director Nakawaki, Yassunori | Management | For | For |
2.7 | Elect Director Kitagawa, Naoto | Management | For | For |
2.8 | Elect Director Sudirman Maman Rusdi | Management | For | For |
2.9 | Elect Director Okano, Hiroshi | Management | For | For |
2.10 | Elect Director Fukutsuka, Masahiro | Management | For | For |
2.11 | Elect Director Mukouda, Shinichi | Management | For | For |
3 | Appoint Alternate Statutory Auditor Irie, Makoto | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
DAIMLER AG MEETING DATE: APR 10, 2013 | ||||
TICKER: DAI SECURITY ID: D1668R123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.20 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | Did Not Vote |
6.1 | Relect Sari Baldauf to the Supervisory Board | Management | For | Did Not Vote |
6.2 | Relect Juergen Hambrecht to the Supervisory Board | Management | For | Did Not Vote |
6.3 | Elect Andrea Jung to the Supervisory Board | Management | For | Did Not Vote |
DAITO TRUST CONSTRUCTION CO. LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 1878 SECURITY ID: J11151107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 165 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Kumakiri, Naomi | Management | For | For |
3.2 | Elect Director Kadochi, Hitoshi | Management | For | For |
3.3 | Elect Director Inada, Akio | Management | For | For |
3.4 | Elect Director Nakada, Shuuji | Management | For | For |
3.5 | Elect Director Kobayashi, Katsuma | Management | For | For |
3.6 | Elect Director Kawai, Shuuji | Management | For | For |
3.7 | Elect Director Sasamoto, Yuujiro | Management | For | For |
3.8 | Elect Director Marcus Merner | Management | For | For |
3.9 | Elect Director Yamaguchi, Toshiaki | Management | For | For |
4.1 | Appoint Statutory Auditor Uno, Masayasu | Management | For | For |
4.2 | Appoint Statutory Auditor Hachiya, Hideo | Management | For | Against |
4.3 | Appoint Statutory Auditor Fujimaki, Kazuo | Management | For | For |
DAIWA HOUSE INDUSTRY CO. LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 1925 SECURITY ID: J11508124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | Management | For | For |
2.1 | Elect Director Higuchi, Takeo | Management | For | For |
2.2 | Elect Director Ono, Naotake | Management | For | For |
2.3 | Elect Director Ogawa, Tetsuji | Management | For | For |
2.4 | Elect Director Ishibashi, Tamio | Management | For | For |
2.5 | Elect Director Nishimura, Tatsushi | Management | For | For |
2.6 | Elect Director Kawai, Katsutomo | Management | For | For |
2.7 | Elect Director Ishibashi, Takuya | Management | For | For |
2.8 | Elect Director Numata, Shigeru | Management | For | For |
2.9 | Elect Director Hama, Takashi | Management | For | For |
2.10 | Elect Director Tsuchida, Kazuto | Management | For | For |
2.11 | Elect Director Yamamoto, Makoto | Management | For | For |
2.12 | Elect Director Hori, Fukujiro | Management | For | For |
2.13 | Elect Director Kosokabe, Takeshi | Management | For | For |
2.14 | Elect Director Yoshii, Keiichi | Management | For | For |
2.15 | Elect Director Fujitani, Osamu | Management | For | For |
2.16 | Elect Director Kiguchi, Masahiro | Management | For | For |
2.17 | Elect Director Kamikawa, Koichi | Management | For | For |
2.18 | Elect Director Kimura, Kazuyoshi | Management | For | For |
2.19 | Elect Director Shigemori, Yutaka | Management | For | For |
3.1 | Appoint Statutory Auditor Terada, Ryozo | Management | For | For |
3.2 | Appoint Statutory Auditor Hirata, Kenji | Management | For | For |
3.3 | Appoint Statutory Auditor Iida, Kazuhiro | Management | For | Against |
3.4 | Appoint Statutory Auditor Iwasaki, Kiichiro | Management | For | Against |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
DANONE MEETING DATE: APR 25, 2013 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | Management | For | For |
4 | Relect Franck Riboud as Director | Management | For | For |
5 | Relect Emmanuel Faber as Director | Management | For | For |
6 | Approve Auditors' Special Report Regarding New Related-Party Transactions | Management | For | For |
7 | Approve Transaction with J.P. Morgan | Management | For | Against |
8 | Approve Severance Payment Agreement with Franck Riboud | Management | For | For |
9 | Approve Severance Payment Agreement with Emmanuel Faber | Management | For | For |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 800,000 | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 55.3 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 23.6 Million | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 15.7 Million for Future Exchange Offers | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Authorize Capitalization of Reserves of Up to EUR 40.7 Million for Bonus Issue or Increase in Par Value | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Amend Article 5 of Bylaws Re: Company's Duration | Management | For | For |
22 | Amend Article 22.II of Bylaws Re: Proxy Voting | Management | For | For |
23 | Amend Article 24.I of Bylaws Re: Convening of General Meetings | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DBS GROUP HOLDINGS LTD. MEETING DATE: APR 29, 2013 | ||||
TICKER: D05 SECURITY ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Renewal of the Share Purchase Mandate | Management | For | For |
DBS GROUP HOLDINGS LTD. MEETING DATE: APR 29, 2013 | ||||
TICKER: D05 SECURITY ID: Y20246107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend Per Ordinary Share | Management | For | For |
3 | Declare Final Dividend Per Non-Voting Redeemable Convertible Preference Share | Management | For | For |
4 | Approve Directors' Remuneration | Management | For | For |
5 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect Danny Teoh Leong Kay as Director | Management | For | For |
7 | Elect Euleen Goh Yiu Kiang as Director | Management | For | For |
8 | Elect Andre Sekulic as Director | Management | For | For |
9 | Elect Woo Foong Pheng as Director | Management | For | For |
10 | Approve Grant of Awards and Issue of Shares Pursuant to the DBSH Share Option Plan and DBSH Share Plan | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
12 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Final Dividends for the Year Ended Dec. 31, 2012 | Management | For | For |
13 | Approve Issuance of Shares and Non-Voting Redeemable Convertible Preference Shares under the DBSH Scrip Dividend Scheme for the Dividends which may be Declared for the Year Ending Dec. 31, 2013 | Management | For | For |
DENSO CORP. MEETING DATE: JUN 19, 2013 | ||||
TICKER: 6902 SECURITY ID: J12075107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 37 | Management | For | For |
2.1 | Elect Director Kato, Nobuaki | Management | For | Against |
2.2 | Elect Director Tokuda, Hiromi | Management | For | For |
2.3 | Elect Director Kobayashi, Koji | Management | For | For |
2.4 | Elect Director Sugi, Hikaru | Management | For | For |
2.5 | Elect Director Miyaki, Masahiko | Management | For | For |
2.6 | Elect Director Hironaka, Kazuo | Management | For | For |
2.7 | Elect Director Shirasaki, Shinji | Management | For | For |
2.8 | Elect Director Shikamura, Akio | Management | For | For |
2.9 | Elect Director Maruyama, Haruya | Management | For | For |
2.10 | Elect Director Tajima, Akio | Management | For | For |
2.11 | Elect Director Adachi, Michio | Management | For | For |
2.12 | Elect Director Wakabayashi, Hiroyuki | Management | For | For |
2.13 | Elect Director Iwata, Satoshi | Management | For | For |
2.14 | Elect Director Toyoda, Shoichiro | Management | For | For |
3.1 | Appoint Statutory Auditor Iwase, Masato | Management | For | For |
3.2 | Appoint Statutory Auditor Saito, Tsutomu | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
DEUTSCHE BANK AG MEETING DATE: APR 11, 2013 | ||||
TICKER: DBK SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Confirm 2012 AGM Resolution to Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
2 | Confirm 2012 AGM Resolution to Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | Did Not Vote |
3.1 | Confirm 2012 AGM Resolution to Elect Paul Achleitner to the Supervisory Board | Management | For | Did Not Vote |
3.2 | Confirm 2012 AGM Resolution to Elect Peter Loescher to the Supervisory Board | Management | For | Did Not Vote |
3.3 | Confirm 2012 AGM Resolution to Elect Klaus Ruediger Truetzschler to the Supervisory Board | Management | For | Did Not Vote |
DEUTSCHE BANK AG MEETING DATE: MAY 23, 2013 | ||||
TICKER: DBK SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Authorize Repurchase of Up to Five Percent of Issued Share Capital for Trading Purposes | Management | For | Did Not Vote |
7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Did Not Vote |
8 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Did Not Vote |
9 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
10 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
11.1 | Elect John Cryan to the Supervisory Board | Management | For | Did Not Vote |
11.2 | Elect Henning Kagermann to the Supervisory Board | Management | For | Did Not Vote |
11.3 | Elect Suzanne Labarge to the Supervisory Board | Management | For | Did Not Vote |
11.4 | Elect Johannes Teyssen to the Supervisory Board | Management | For | Did Not Vote |
11.5 | Elect Georg Thoma to the Supervisory Board | Management | For | Did Not Vote |
11.6 | Elect Tilman Todenhoefer to the Supervisory Board | Management | For | Did Not Vote |
11.7 | Elect Dina Dublon to the Supervisory Board | Management | For | Did Not Vote |
12 | Approve Creation of EUR 230.4 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
13 | Approve Domination Agreement with RREEF Management GmbH | Management | For | Did Not Vote |
DEUTSCHE LUFTHANSA AG MEETING DATE: MAY 07, 2013 | ||||
TICKER: LHA SECURITY ID: D1908N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Approve Affiliation Agreements with Subsidiaries | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
7.1 | Elect Jacques Aigrain to the Supervisory Board | Management | For | Did Not Vote |
7.2 | Elect Werner Brandt to the Supervisory Board | Management | For | Did Not Vote |
7.3 | Elect Herbert Hainer to the Supervisory Board | Management | For | Did Not Vote |
7.4 | Elect Jurgen Hambrecht to the Supervisory Board | Management | For | Did Not Vote |
7.5 | Elect Robert M. Kimmitt to the Supervisory Board | Management | For | Did Not Vote |
7.6 | Elect Karl-Ludwig Kley to the Supervisory Board | Management | For | Did Not Vote |
7.7 | Elect Martin Koehler to the Supervisory Board | Management | For | Did Not Vote |
7.8 | Elect Nicola Leibinger-Kammueller to the Supervisory Board | Management | For | Did Not Vote |
7.9 | Elect Wolfgang Mayrhuber to the Supervisory Board | Management | For | Did Not Vote |
7.10 | Elect Matthias Wissmann to the Supervisory Board | Management | For | Did Not Vote |
DEUTSCHE POST AG MEETING DATE: MAY 29, 2013 | ||||
TICKER: DPW SECURITY ID: D19225107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Approve Creation of EUR 240 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 75 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Did Not Vote |
8 | Elect Wulf von Schimmelmann to the Supervisory Board | Management | For | Did Not Vote |
9 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | Did Not Vote |
DEUTSCHE TELEKOM AG MEETING DATE: MAY 16, 2013 | ||||
TICKER: DTE SECURITY ID: D2035M136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2013 | Management | For | Did Not Vote |
6 | Elect Sari Baldauf to the Supervisory Board | Management | For | Did Not Vote |
7 | Elect Ulrich Lehner to the Supervisory Board | Management | For | Did Not Vote |
8 | Ammend Articles Re: Supervisory Board Remuneration | Management | For | Did Not Vote |
9 | Approve Cancellation of Conditional Capital Authorization | Management | For | Did Not Vote |
10 | Approve Creation of EUR 2.2 Billion Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
11 | Approve Affiliation Agreement with PASM Power and Air Condition Solution Management GmbH | Management | For | Did Not Vote |
12 | Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH | Management | For | Did Not Vote |
13 | Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH | Management | For | Did Not Vote |
14 | Ammend Affiliation Agreement with GMG Generalmietgesellschaft mbH | Management | For | Did Not Vote |
15 | Ammend Affiliation Agreement with DeTeMedien, Deutsche Telekom Medien GmbH | Management | For | Did Not Vote |
DEXUS PROPERTY GROUP MEETING DATE: NOV 05, 2012 | ||||
TICKER: DXS SECURITY ID: Q3190P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | For |
2 | Approve the Spill Resolution | Management | None | Against |
3.1 | Approve the DEXUS Transitional Performance Rights Plan | Management | For | For |
3.2 | Approve the DEXUS Short Term Incentive Performance Rights Plan and the DEXUS Long Term Incentive Performance Rights Plan | Management | For | For |
4 | Approve the Grant of 453,417 Performance Rights to Darren Steinberg, Executive Director of the Company | Management | For | For |
5.1 | Elect Richard Sheppard as a Director | Management | For | For |
5.2 | Elect Chris Beare as a Director | Management | For | For |
5.3 | Elect John Conde as a Director | Management | For | For |
5.4 | Elect Peter St George as a Director | Management | For | For |
DIAGEO PLC MEETING DATE: OCT 17, 2012 | ||||
TICKER: DGE SECURITY ID: G42089113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
5 | Re-elect Laurence Danon as Director | Management | For | For |
6 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
7 | Re-elect Betsy Holden as Director | Management | For | For |
8 | Re-elect Dr Franz Humer as Director | Management | For | For |
9 | Re-elect Deirdre Mahlan as Director | Management | For | For |
10 | Re-elect Philip Scott as Director | Management | For | For |
11 | Re-elect Todd Stitzer as Director | Management | For | For |
12 | Re-elect Paul Walsh as Director | Management | For | For |
13 | Elect Ho KwonPing as Director | Management | For | For |
14 | Elect Ivan Menezes as Director | Management | For | For |
15 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
DISTRIBUIDORA INTERNACIONAL DE ALIMENTACION SA MEETING DATE: APR 25, 2013 | ||||
TICKER: DIA SECURITY ID: E3685C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
1.2 | Approve Allocation of Income and Dividends | Management | For | For |
1.3 | Approve Discharge of Board | Management | For | For |
2.1 | Reelect Ana Maria Llopis as Director | Management | For | For |
2.2 | Reelect Ricardo Curras de Don Pablos as Director | Management | For | For |
2.3 | Reelect Nicolas Brunel as Director | Management | For | For |
2.4 | Reelect Pierre Cuilleret as Director | Management | For | For |
2.5 | Reelect Julian Diaz Gonzalez as Director | Management | For | For |
2.6 | Reelect Rosalia Portela de Pablo as Director | Management | For | For |
3 | Approve Reduction in Share Capital via Amortization of Treasury Shares | Management | For | For |
4 | Approve Stock-for-Salary Plan | Management | For | For |
5.1 | Amend 2011/2014 Long-term Incentive Plan | Management | For | For |
5.2 | Amend 2011/2014 Long-term Incentive Plan | Management | For | For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
7 | Advisory Vote on Remuneration Policy Report | Management | For | For |
DNB NOR ASA MEETING DATE: APR 30, 2013 | ||||
TICKER: DNBNOR SECURITY ID: R1812S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Remuneration of Supervisory Board, Control Committee, and Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.10 per Share | Management | For | Did Not Vote |
7 | Reelect Skarholt, Andersen, Koc, Leire, Smith, Svenning, Sorensen, and Wang as Member, and Gravir, Haslestad, Landmark, and Skogsholm as New Members of Supervisory Board; Elect Deputy Members of Supervisory Board | Management | For | Did Not Vote |
8 | Elect Camilla Grieg and Karl Moursund as Members of Nominating Committee | Management | For | Did Not Vote |
9 | Reelect Frode Hassel (Chairman), Thorstein Overland, Karl Olav Hovden, and Vigdis Almestad as Members of Control Committee; Reelect Ida Johnson and Elect Agnar Langeland as Deputy Members of Control Committee | Management | For | Did Not Vote |
10 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
11a | Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11b | Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
12 | Approve Corporate Governance Statement | Management | For | Did Not Vote |
13 | Financial Structure for a New Real Economy; Financial Services Innovation; Requirements Regarding the Assignment of Roles and Impartiality; Selection of Board Members; Board Committee for Shared Financial Responsibility, Authorization and Common Interests | Shareholder | None | None |
DULUXGROUP LTD MEETING DATE: DEC 18, 2012 | ||||
TICKER: DLX SECURITY ID: Q32914105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports | Management | None | None |
2.1 | Elect Stuart Boxer as a Director | Management | For | For |
2.2 | Elect Garry Hounsell as a Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Up to A$2.26 Million Worth of Shares to Patrick Houlihan, Managing Director and Chief Executive Officer of the Company | Management | For | For |
5 | Approve the Grant of Up to A$572,000 Worth of Shares to Stuart Boxer, Chief Financial Officer and Executive Director of the Company | Management | For | For |
6 | Approve the Renewal of the Proportional Takeover Provisions | Management | For | For |
7 | Approve the Provision of Financial Assistance in Connection with the Proposed Acquisition of Alesco Corporation Ltd | Management | For | For |
EAST JAPAN RAILWAY CO. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 9020 SECURITY ID: J1257M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2 | Elect Director Nakai, Masahiko | Management | For | For |
3.1 | Appoint Statutory Auditor Yamaguchi, Toshiaki | Management | For | Against |
3.2 | Appoint Statutory Auditor Nitta, Mutsuo | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
5 | Amend Articles to Allow Shareholder Meeting Resolutions on Drafting and Implementation of Business Plans Related to Tohoku Earthquake Reconstruction | Shareholder | Against | Abstain |
6 | Create, Fund Committee on Drafting Business Plans Related to Earthquake Reconstruction | Shareholder | Against | Abstain |
7 | Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings | Shareholder | Against | Against |
8 | Mandate Creation of Committee on Compliance | Shareholder | Against | Against |
9 | Amend Articles to Require Disclosure of Top Five Individual Director Compensation Levels | Shareholder | Against | For |
10 | Amend Articles to Require At Least Three Outsiders on Board of Directors | Shareholder | Against | For |
11.1 | Remove Chairman Satoshi Seino from the Board of Directors | Shareholder | Against | Against |
11.2 | Remove Vice Chairman Masaki Ogata from the Board of Directors | Shareholder | Against | Against |
11.3 | Remove Executive Director Yuuji Fukasawa from the Board of Directors | Shareholder | Against | Against |
11.4 | Remove Executive Director Yasuo Hayashi from the Board of Directors | Shareholder | Against | Against |
11.5 | Remove Executive Director Yuuji Morimoto from the Board of Directors | Shareholder | Against | Against |
12 | Reduce Director and Statutory Auditor Compensation by 20 Percent | Shareholder | Against | Against |
13 | Approve Alternate Income Allocation to Establish Reserves for Disaster Recovery Fund for the Tohoku Earthquake and for Consolidation of Local Rail Lines | Shareholder | Against | Against |
EDP-ENERGIAS DE PORTUGAL S.A MEETING DATE: MAY 06, 2013 | ||||
TICKER: EDP SECURITY ID: X67925119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal 2012 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3.1 | Approve Discharge of Executive Board | Management | For | For |
3.2 | Approve Discharge of General Supervisory Board | Management | For | For |
3.3 | Approve Discharge of Statutory Auditor | Management | For | For |
4 | Authorize Repurchase and Reissuance of Shares | Management | For | For |
5 | Authorize Repurchase and Reissuance of Debt Instruments | Management | For | For |
6 | Approve Remuneration Policy for the Executive Board of Directors | Management | For | For |
7 | Approve Remuneration Policy for Other Corporate Bodies | Management | For | For |
8.1 | Elect Augusto Carlos Serra Ventura Mateus as Director | Management | For | For |
8.2 | Elect Nuno Manuel da Silva Amado as Director | Management | For | For |
9 | Elect a Member of the Environmental and Sustainability Committee | Management | For | For |
ELECTRICITE DE FRANCE MEETING DATE: MAY 30, 2013 | ||||
TICKER: EDF SECURITY ID: F2940H113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For |
4 | Approve Payment of Dividends (Cash or Shares) | Management | For | For |
5 | Authorize Board to Provide the Option for Payment in Shares of Interim Dividend for Fiscal Year 2013 | Management | For | For |
6 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Amend Articles 1, 2.3, and 6.2 of Bylaws Re: Applicable Legislation | Management | For | For |
9 | Amend Article 16 of Bylaws Re: Employee Representative at Board Comitees | Shareholder | For | Against |
10 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ENEL SPA MEETING DATE: APR 30, 2013 | ||||
TICKER: ENEL SECURITY ID: T3679P115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Slate1 Submitted by the Italian Treasury | Shareholder | None | Did Not Vote |
3.2 | Slate 2 Submitted by Institutional Investors | Shareholder | None | For |
4 | Approve Internal Auditors' Remuneration | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
ENI S.P.A. MEETING DATE: MAY 10, 2013 | ||||
TICKER: ENI SECURITY ID: T3643A145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Authorize Share Repurchase Program | Management | For | For |
ENI SPA MEETING DATE: JUL 16, 2012 | ||||
TICKER: ENI SECURITY ID: T3643A145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Elimination of Shares' Par Value and Cancellation of Treasury Shares | Management | For | For |
1 | Authorize Share Repurchase Program | Management | For | For |
ERICSSON MEETING DATE: APR 09, 2013 | ||||
TICKER: ERICB SECURITY ID: W26049119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive President's Report | Management | None | None |
8.1 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8.2 | Approve Discharge of Board and President | Management | For | Did Not Vote |
8.3 | Approve Allocation of Income and Dividends of SEK 2.75 per Share | Management | For | Did Not Vote |
9 | Presentation of Nominating Committee's Proposals | Management | None | None |
9.1 | Determine Number of Members (12) and Deputy Members of Board (0) | Management | For | Did Not Vote |
9.2 | Approve Remuneration of Directors in the Amount of SEK 3.85 Million to the Chairman and SEK 900,000 for Other Directors (Including Possibility to Receive Part of Remuneration in Phantom Shares); Approve Remuneration for Committee Work | Management | For | Did Not Vote |
9.3 | Reelect L. Johansson, R. Austin, P. Bonfield, B. Ekholm, A. Izosimov, U. Johansson, S. Martin-Lof, H. Vestberg, and J. Wallenberg as Directors; Elect N. Denzel, K. Lund, and P. Ostberg as New Directors | Management | For | Did Not Vote |
9.4 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
9.5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11.1 | Approve 2013 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.2 | Authorize Reissuance of 11.9 Million Repurchased Class B Shares for 2013 Share Matching Plan for All Employees | Management | For | Did Not Vote |
11.3 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.2 | Management | For | Did Not Vote |
11.4 | Approve 2013 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.5 | Authorize Reissuance of 8.7 Million Repurchased Class B Shares for 2013 Share Matching Plan for Key Contributors | Management | For | Did Not Vote |
11.6 | Approve Equity Swap Agreement with Third Party as Alternative to Item 11.5 | Management | For | Did Not Vote |
11.7 | Approve 2013 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.8 | Authorize Reissuance of 6 Million Repurchased Class B Shares for 2013 Restricted Stock Plan for Executives | Management | For | Did Not Vote |
11.9 | Approve Swap Agreement with Third Party as Alternative to Item 11.8 | Management | For | Did Not Vote |
12 | Authorize Reissuance of up to 18.2 Million Repurchased Class B Shares to Cover Social Costs in Connection with 2009, 2010, 2011 and 2012 Long-Term Variable Compensation Plans | Management | For | Did Not Vote |
13 | Amend Articles Re: Insert Gender Quota for Board of Directors | Shareholder | None | Did Not Vote |
14 | Instruct the Board to Investigate How All Shares Are to be Given the Same Voting Power and To Present Such a Proposal at the Next Annual General Meeting | Shareholder | None | Did Not Vote |
15.1 | Request Board to Take Necessary Action to Create a Shareholders Association | Shareholder | None | Did Not Vote |
15.2 | Request Board to Propose to the Swedish Government Legislation on the Abolition of Voting Power Differences at Swedish Limited Liability Companies | Shareholder | None | Did Not Vote |
15.3 | Request Board to Prepare a Proposal Regarding Board Representation for the Small and Midsize Shareholders | Shareholder | None | Did Not Vote |
16 | Close Meeting | Management | None | None |
EUROPEAN AERONAUTIC DEFENCE AND SPACE COMPANY EADS NV MEETING DATE: MAY 29, 2013 | ||||
TICKER: EAD SECURITY ID: N3114C808 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
2.2 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2.3 | Receive Financial Statements and Report on the Business | Management | None | None |
3 | Discussion of Agenda Items | Management | None | None |
4.1 | Adopt Financial Statements | Management | For | For |
4.2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For |
4.3 | Approve Discharge of Board of Directors | Management | For | For |
4.4 | Ratify Ernst & Young Accountants L.L.P. as Co-Auditors | Management | For | For |
4.5 | Ratify KPMG Accountants N.V. as Co-Auditors | Management | For | For |
4.6 | Approve Remuneration of Executive and Non-Executive Directors | Management | For | For |
4.7 | Grant Board Authority to Issue Shares Up To 0.15 Percent of Authorized Capital and Excluding Preemptive Rights | Management | For | For |
4.8 | Approve Cancellation of Repurchased Shares | Management | For | For |
4.9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Close Meeting | Management | None | None |
EXOR S.P.A. MEETING DATE: MAR 20, 2013 | ||||
TICKER: EXO SECURITY ID: T3833E113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Mandatory Conversion of Preferred and Saving Shares into Ordinary Shares; Amend Bylaws Accordingly | Management | For | Against |
EXOR S.P.A. MEETING DATE: MAY 30, 2013 | ||||
TICKER: EXO SECURITY ID: T3833E113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2.a | Approve Remuneration Report | Management | For | For |
2.b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
1 | Approve Capital Increase without Preemptive Rights; Issue Convertible Bonds without Preemptive Rights. Amend Articles 5 and 20 Accordingly | Management | For | Against |
EXPERIAN PLC MEETING DATE: JUL 18, 2012 | ||||
TICKER: EXPN SECURITY ID: G32655105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Brian Cassin as Director | Management | For | For |
4 | Re-elect Fabiola Arredondo as Director | Management | For | For |
5 | Re-elect Chris Callero as Director | Management | For | For |
6 | Re-elect Roger Davis as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Sir John Peace as Director | Management | For | For |
9 | Re-elect Don Robert as Director | Management | For | For |
10 | Re-elect Sir Alan Rudge as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect David Tyler as Director | Management | For | For |
13 | Re-elect Paul Walker as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
FIAT INDUSTRIAL S.P.A. MEETING DATE: APR 08, 2013 | ||||
TICKER: FI SECURITY ID: T42136100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
1.b | Approve Remuneration Report | Management | For | Against |
2.a.1 | Slate 1 Submitted by EXOR SpA | Shareholder | None | Did Not Vote |
2.a.2 | Slate 2 Submitted by Institutional Investors | Shareholder | None | For |
2.b | Approve Internal Auditors' Remuneration | Management | For | For |
FRANCE TELECOM MEETING DATE: MAY 28, 2013 | ||||
TICKER: FTE SECURITY ID: F4113C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Treatment of Losses and Dividends of EUR 0.78 per Share | Management | For | For |
4 | Approve Transaction with Thales and Caisse des Depots et Consignations Re: Creation of a new Company, "Cloudwatt" | Management | For | For |
5 | Elect Fonds Strategique d'Investissement as Director | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Change Company Name to Orange and Amend Articles 1 and 3 of Bylaws Accordingly | Management | For | For |
8 | Amend Article 13 of Bylaws Re: Directors' Mandates | Management | For | For |
9 | Amend Article 13.2 of Bylaws Re: Election of Representative of Employee | Management | For | For |
10 | Amend Article 13.3 of Bylaws Re: Election of Representative of Employee Shareholders | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion | Management | For | For |
13 | Approve Issuance of Equity or Equity-Linked Securities for a Private Placement, up to Aggregate Nominal Amount of EUR 1.5 Billion | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 13 | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 1.5 Billion for Future Exchange Offers | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Authorize Capital Increase of up to EUR 1 Million to Holders of Orange Holding SA Stock Options or Shares in Connection with France Telecom Liquidity Agreement | Management | For | For |
18 | Set Total Limit for Capital Increase to Result from All Issuance Requests Under Items 11 to 17 at EUR 3.5 Billion | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 2 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
FRASER AND NEAVE LIMITED MEETING DATE: SEP 28, 2012 | ||||
TICKER: F99 SECURITY ID: Y2642C155 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Disposal of the Company's Interests in Asia Pacific Breweries Limited and Asia Pacific Investment Pte Limited | Management | For | For |
2 | Approve Proposed Capital Reduction | Management | For | For |
FUJI HEAVY INDUSTRIES LTD. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 7270 SECURITY ID: J14406136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Yoshinaga, Yasuyuki | Management | For | For |
2.2 | Elect Director Kondo, Jun | Management | For | For |
2.3 | Elect Director Mabuchi, Akira | Management | For | For |
2.4 | Elect Director Muto, Naoto | Management | For | For |
2.5 | Elect Director Ikeda, Tomohiko | Management | For | For |
2.6 | Elect Director Takahashi, Mitsuru | Management | For | For |
2.7 | Elect Director Tachimori, Takeshi | Management | For | For |
2.8 | Elect Director Arima, Toshio | Management | For | For |
3.1 | Appoint Statutory Auditor Kimura, Masakazu | Management | For | For |
3.2 | Appoint Statutory Auditor Saito, Norio | Management | For | For |
4 | Appoint Alternate Statutory Auditor Tamazawa, Kenji | Management | For | For |
FUJIFILM HOLDINGS CORP. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 4901 SECURITY ID: J14208102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Komori, Shigetaka | Management | For | For |
2.2 | Elect Director Nakajima, Shigehiro | Management | For | For |
2.3 | Elect Director Toda, Yuuzo | Management | For | For |
2.4 | Elect Director Tamai, Koichi | Management | For | For |
2.5 | Elect Director Makino, Katsumi | Management | For | For |
2.6 | Elect Director Goto, Yoshihisa | Management | For | For |
2.7 | Elect Director Ishikawa, Takatoshi | Management | For | For |
2.8 | Elect Director Yamamoto, Tadahito | Management | For | For |
2.9 | Elect Director Kitayama, Teisuke | Management | For | For |
2.10 | Elect Director Furuya, Kazuhiko | Management | For | For |
2.11 | Elect Director Sukeno, Kenji | Management | For | For |
2.12 | Elect Director Asami, Masahiro | Management | For | For |
3 | Appoint Statutory Auditor Yamamura, Kazuhito | Management | For | For |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
FUJITSU LTD. MEETING DATE: JUN 24, 2013 | ||||
TICKER: 6702 SECURITY ID: J15708159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mazuka, Michiyoshi | Management | For | For |
1.2 | Elect Director Yamamoto, Masami | Management | For | For |
1.3 | Elect Director Fujita, Masami | Management | For | For |
1.4 | Elect Director Saso, Hideyuki | Management | For | For |
1.5 | Elect Director Kato, Kazuhiko | Management | For | For |
1.6 | Elect Director Ito, Haruo | Management | For | For |
1.7 | Elect Director Okimoto, Takashi | Management | For | For |
1.8 | Elect Director Yachi, Shotaro | Management | For | For |
1.9 | Elect Director Uejima, Hirokazu | Management | For | For |
1.10 | Elect Director Urakawa, Chikafumi | Management | For | For |
1.11 | Elect Director Furukawa, Tatsuzumi | Management | For | For |
1.12 | Elect Director Suda, Miyako | Management | For | For |
2 | Appoint Statutory Auditor Hatsukawa, Koji | Management | For | For |
GAS NATURAL SDG S.A MEETING DATE: APR 16, 2013 | ||||
TICKER: GAS SECURITY ID: E5499B123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements | Management | For | For |
2 | Approve Consolidated Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Discharge of Board | Management | For | For |
5 | Renew Appointment of PricewaterhouseCoopers Auditores as Auditor | Management | For | For |
6.1 | Reelect Salvador Gabarro Serra as Director | Management | For | For |
6.2 | Reelect Emiliano Lopez Achurra as Director | Management | For | For |
6.3 | Reelect Juan Rosell Lastortras as Director | Management | For | For |
7 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
GDF SUEZ MEETING DATE: APR 23, 2013 | ||||
TICKER: GSZ SECURITY ID: F42768105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions Regarding New Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Ratify Appointment of Ann-Kristin Achleitner as Director | Management | For | For |
7 | Elect Jonathan Reynolds as Representative of Employee Shareholders to the Board | Management | None | Against |
8 | Elect Caroline Simon as Representative of Employee Shareholders to the Board | Management | None | Against |
9 | Approve Employee Stock Purchase Plan | Management | For | For |
10 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
11 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
12 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan Reserved for A few Employees and Corporate Officers | Management | For | For |
13 | Amend Article 13.3 of Bylaws Re: Representative of Employee Shareholders Length of Term | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
A | Approve Dividends of EUR 0.83 per Share | Shareholder | Against | Against |
GIVAUDAN SA MEETING DATE: MAR 21, 2013 | ||||
TICKER: GIVN SECURITY ID: H3238Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | Management | For | Did Not Vote |
2 | Approve Compensation Policy | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of CHF 36.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
5 | Amend Articles Regarding the Contribution in Kind and Acquisition of Assets | Management | For | Did Not Vote |
6.1 | Relect Peter Kappeler as Director | Management | For | Did Not Vote |
6.2 | Reelect Irina du Bois as Director | Management | For | Did Not Vote |
7 | Ratify Deloitte S.A. as Auditors | Management | For | Did Not Vote |
GJENSIDIGE FORSIKRING ASA MEETING DATE: APR 25, 2013 | ||||
TICKER: SECURITY ID: R2763X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.85 per Share | Management | For | Did Not Vote |
6a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
6b | Approve Remuneration Guidelines For Executive Management | Management | For | Did Not Vote |
6c | Approve Guidelines forAllotment of Shares and Subscription Rights | Management | For | Did Not Vote |
7a | Authorize Share Repurchase Program of Nominal Value of up to NOK 1 Million for Employee Share Savings Program | Management | For | Did Not Vote |
7b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares of Nominal Value of up to NOK 50 Million | Management | For | Did Not Vote |
8 | Approve Restructuring of the Company's Subsidiary | Management | For | Did Not Vote |
9 | Elect Members of the Supervisory Board (Corporate Assembly), Control Committee, and the Nomination Committee | Management | For | Did Not Vote |
10 | Approve Remuneration of the Supervisory Board (Corporate Assembly), Control Committee, and the Nomination Committee | Management | For | Did Not Vote |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 01, 2013 | ||||
TICKER: GSK SECURITY ID: G3910J112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Lynn Elsenhans as Director | Management | For | For |
4 | Elect Jing Ulrich as Director | Management | For | For |
5 | Elect Hans Wijers as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Sir Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Stacey Cartwright as Director | Management | For | For |
11 | Re-elect Simon Dingemans as Director | Management | For | For |
12 | Re-elect Judy Lewent as Director | Management | For | For |
13 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 01, 2013 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Lynn Elsenhans as Director | Management | For | For |
4 | Elect Jing Ulrich as Director | Management | For | For |
5 | Elect Hans Wijers as Director | Management | For | For |
6 | Re-elect Sir Christopher Gent as Director | Management | For | For |
7 | Re-elect Sir Andrew Witty as Director | Management | For | For |
8 | Re-elect Sir Roy Anderson as Director | Management | For | For |
9 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
10 | Re-elect Stacey Cartwright as Director | Management | For | For |
11 | Re-elect Simon Dingemans as Director | Management | For | For |
12 | Re-elect Judy Lewent as Director | Management | For | For |
13 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
14 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
15 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
16 | Re-elect Tom de Swaan as Director | Management | For | For |
17 | Re-elect Sir Robert Wilson as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
GPT GROUP MEETING DATE: MAY 02, 2013 | ||||
TICKER: GPT SECURITY ID: Q4252X155 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Robert Ferguson as a Director | Management | For | For |
2 | Elect Anne McDonald as a Director | Management | For | For |
3 | Elect Brendan Crotty as a Director | Management | For | For |
4 | Elect Eileen Doyle as a Director | Management | For | For |
5 | Approve the Remuneration Report | Management | For | For |
6 | Approve the Grant of Performance Rights to Michael Cameron, Managing Director and Chief Executive Officer of the Company | Management | For | For |
7 | Approve the Amendments to the Company's Constitution | Management | For | For |
8 | Approve the Amendments to the Trust Deed | Management | For | For |
HANG SENG BANK MEETING DATE: MAY 16, 2013 | ||||
TICKER: 00011 SECURITY ID: Y30327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect John C C Chan as Director | Management | For | For |
2b | Elect Marvin K T Cheung as Director | Management | For | For |
2c | Elect Eric K C Li as Director | Management | For | For |
2d | Elect Vincent H S Lo as Director | Management | For | For |
3 | Fix Remuneration of Directors | Management | For | For |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
HANNOVER RUECKVERSICHERUNG AG MEETING DATE: MAY 07, 2013 | ||||
TICKER: HNR1 SECURITY ID: D3015J135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.60 per Share Plus Bonus of EUR 0.40 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Amend Articles Re: Entry in the Share Register | Management | For | Did Not Vote |
6 | Approve Remuneration of Supervisory Board | Management | For | Did Not Vote |
HEINEKEN HOLDING NV MEETING DATE: APR 25, 2013 | ||||
TICKER: HEIO SECURITY ID: N39338194 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Annual Report (Non-Voting) | Management | None | None |
2 | Adopt Financial Statements | Management | For | For |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4 | Approve Discharge of Baord of Directors | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
5c | Authorize Board to Exclude Preemptive Rights from Issuance under Item 5b | Management | For | For |
6a | Reelect M. Das as Non-Executive Director | Management | For | Against |
6b | Elect Mr A.A.C. de Carvalho as Non-Executive Director | Management | For | Against |
HONDA MOTOR CO. LTD. MEETING DATE: JUN 19, 2013 | ||||
TICKER: 7267 SECURITY ID: J22302111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 19 | Management | For | For |
2 | Amend Articles To Amend Business Lines | Management | For | For |
3.1 | Elect Director Ike, Fumihiko | Management | For | For |
3.2 | Elect Director Ito, Takanobu | Management | For | For |
3.3 | Elect Director Iwamura, Tetsuo | Management | For | For |
3.4 | Elect Director Yamamoto, Takashi | Management | For | For |
3.5 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
3.6 | Elect Director Yoshida, Masahiro | Management | For | For |
3.7 | Elect Director Hogen, Kensaku | Management | For | For |
3.8 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
3.9 | Elect Director Fukui, Takeo | Management | For | For |
3.10 | Elect Director Shiga, Yuuji | Management | For | For |
3.11 | Elect Director Takeuchi, Kohei | Management | For | For |
3.12 | Elect Director Aoyama, Shinji | Management | For | For |
3.13 | Elect Director Kaihara, Noriya | Management | For | For |
4 | Appoint Statutory Auditor Endo, Kunio | Management | For | For |
HOPEWELL HOLDINGS LTD. MEETING DATE: OCT 18, 2012 | ||||
TICKER: 00054 SECURITY ID: Y37129163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.54 Per Share | Management | For | For |
3a1 | Reelect Eddie Ping Chang Ho as Director | Management | For | Against |
3a2 | Reelect Albert Kam Yin Yeung as Director | Management | For | Against |
3a3 | Reelect Leo Kwok Kee Leung as Director | Management | For | Against |
3a4 | Reelect Eddie Wing Chuen Ho Junior as Director | Management | For | Against |
3a5 | Reelect Gordon Yen as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
HOPEWELL HOLDINGS LTD. MEETING DATE: MAY 23, 2013 | ||||
TICKER: 00054 SECURITY ID: Y37129163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Spin-off | Management | For | For |
2 | Approve Adoption of Share Option Scheme of Hopewell Hong Kong Properties Limited | Management | For | For |
HOYA CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 7741 SECURITY ID: J22848105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogi, Yuuzaburo | Management | For | For |
1.2 | Elect Director Kodama, Yukiharu | Management | For | For |
1.3 | Elect Director Koeda, Itaru | Management | For | For |
1.4 | Elect Director Aso, Yutaka | Management | For | For |
1.5 | Elect Director Uchinaga, Yukako | Management | For | For |
1.6 | Elect Director Urano, Mitudo | Management | For | For |
1.7 | Elect Director Suzuki, Hiroshi | Management | For | For |
2 | Amend Articles to Require Disclosure of Individual Director and Executive Officer Compensation | Shareholder | Against | For |
3 | Amend Articles to Raise Limit on Shareholder Proposal Text to 1000 Characters | Shareholder | Against | Against |
4 | Amend Articles to Prohibit Deeming Non-Votes as Votes FOR Management Proposals, AGAINST Shareholder Proposals | Shareholder | Against | For |
5 | Amend Articles to Require Non-Executive Directors to Meet Without Executive Director Presence At Least Once a Year | Shareholder | Against | Against |
6 | Amend Articles to Require a Non-Executive Board Chairman | Shareholder | Against | For |
7 | Amend Articles to Establish a Contact Point with the Audit Committee for Internal and External Whistle-Blowers | Shareholder | Against | Against |
8 | Amend Articles to Empower Board to Hire Legal Counsel Independently from Management | Shareholder | Against | Against |
9 | Amend Articles to Require Budget Allocations For Board Committees to Spend at Their Discretion | Shareholder | Against | Against |
10 | Appoint Shareholder Director Nominee Takayama, Seijiro | Shareholder | Against | Against |
HSBC HOLDINGS PLC MEETING DATE: MAY 24, 2013 | ||||
TICKER: HSBA SECURITY ID: G4634U169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3(a) | Re-elect Safra Catz as Director | Management | For | For |
3(b) | Re-elect Laura Cha as Director | Management | For | For |
3(c) | Re-elect Marvin Cheung as Director | Management | For | For |
3(d) | Elect Jim Comey as Director | Management | For | For |
3(e) | Re-elect John Coombe as Director | Management | For | For |
3(f) | Re-elect Joachim Faber as Director | Management | For | For |
3(g) | Re-elect Rona Fairhead as Director | Management | For | For |
3(h) | Elect Renato Fassbind as Director | Management | For | For |
3(i) | Re-elect Douglas Flint as Director | Management | For | For |
3(j) | Re-elect Stuart Gulliver as Director | Management | For | For |
3(k) | Re-elect James Hughes-Hallett as Director | Management | For | For |
3(l) | Re-elect William Laidlaw as Director | Management | For | For |
3(m) | Re-elect John Lipsky as Director | Management | For | For |
3(n) | Re-elect Janis Lomax as Director | Management | For | For |
3(o) | Re-elect Iain Mackay as Director | Management | For | For |
3(p) | Re-elect Sir Simon Robertson as Director | Management | For | For |
3(q) | Re-elect John Thornton as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HSBC HOLDINGS PLC MEETING DATE: MAY 24, 2013 | ||||
TICKER: HSBA SECURITY ID: 404280406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3(a) | Re-elect Safra Catz as Director | Management | For | For |
3(b) | Re-elect Laura Cha as Director | Management | For | For |
3(c) | Re-elect Marvin Cheung as Director | Management | For | For |
3(d) | Elect Jim Comey as Director | Management | For | For |
3(e) | Re-elect John Coombe as Director | Management | For | For |
3(f) | Re-elect Joachim Faber as Director | Management | For | For |
3(g) | Re-elect Rona Fairhead as Director | Management | For | For |
3(h) | Elect Renato Fassbind as Director | Management | For | For |
3(i) | Re-elect Douglas Flint as Director | Management | For | For |
3(j) | Re-elect Stuart Gulliver as Director | Management | For | For |
3(k) | Re-elect James Hughes-Hallett as Director | Management | For | For |
3(l) | Re-elect William Laidlaw as Director | Management | For | For |
3(m) | Re-elect John Lipsky as Director | Management | For | For |
3(n) | Re-elect Janis Lomax as Director | Management | For | For |
3(o) | Re-elect Iain Mackay as Director | Management | For | For |
3(p) | Re-elect Sir Simon Robertson as Director | Management | For | For |
3(q) | Re-elect John Thornton as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HYSAN DEVELOPMENT CO. LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: 00014 SECURITY ID: Y38203124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Frederick Peter Churchouse as Director | Management | For | For |
2b | Elect Chien Lee as Director | Management | For | For |
2c | Elect Michael Tze Hau Lee as Director | Management | For | For |
2d | Elect Joseph Chung Yin Poon as Director | Management | For | For |
2e | Elect Wendy Wen Yee Yung as Director | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
IBERDROLA S.A. MEETING DATE: MAR 22, 2013 | ||||
TICKER: IBE SECURITY ID: E6165F166 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Management Reports | Management | For | For |
3 | Approve Discharge of Board | Management | For | For |
4 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
5 | Approve Allocation of Income and Dividends | Management | For | For |
6.A | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
6.B | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
7 | Ratify Appointment of and Elect Manuel Lagares Gomez-Abascal as Director | Management | For | For |
8 | Authorize Board to Create and Fund Associations and Foundations | Management | For | For |
9.A | Amend Article 6 Re: Representation of Shares | Management | For | For |
9.B | Amend Articles Re: Board Functioning | Management | For | For |
10 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | Management | For | For |
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
12 | Advisory Vote on Remuneration Policy Report | Management | For | For |
IDEMITSU KOSAN CO., LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 5019 SECURITY ID: J2388K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nakano, Kazuhisa | Management | For | Against |
1.2 | Elect Director Tsukioka, Takashi | Management | For | Against |
1.3 | Elect Director Matsui, Kenichi | Management | For | For |
1.4 | Elect Director Matsumoto, Yoshihisa | Management | For | For |
1.5 | Elect Director Maeda, Yasunori | Management | For | For |
1.6 | Elect Director Kamimae, Osamu | Management | For | For |
1.7 | Elect Director Seki, Daisuke | Management | For | For |
1.8 | Elect Director Seki, Hiroshi | Management | For | For |
1.9 | Elect Director Saito, Katsumi | Management | For | For |
1.10 | Elect Director Matsushita, Takashi | Management | For | For |
1.11 | Elect Director Kito, Shunichi | Management | For | For |
2 | Appoint Statutory Auditor Kuriyama, Michiyoshi | Management | For | Against |
IMERYS MEETING DATE: APR 25, 2013 | ||||
TICKER: NK SECURITY ID: F49644101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.55 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions | Management | For | For |
5 | Reelect Ian Gallienne as Director | Management | For | For |
6 | Reelect Fatine Layt as Director | Management | For | For |
7 | Reelect Robert Peugeot as Director | Management | For | For |
8 | Reelect Olivier Pirotte as Director | Management | For | For |
9 | Reelect Amaury de Seze as Director | Management | For | For |
10 | Ratify Appointment of Marion Guillou as Director | Management | For | For |
11 | Elect Marie-Francoise Walbaum as Director | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for up to 15 Percent of Issued Capital Per Year for Private Placements | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 75 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1 Billion | Management | For | For |
21 | Set Total Limit for Capital Increase at EUR 75 Million and Set Total Limit for Issuance of Securities Convertible into Debt at 1 Billion to Result from All Issuance Requests Persuant to Approval of Items 13-16, 18 and 20 | Management | For | For |
22 | Approve Employee Stock Purchase Plan | Management | For | For |
23 | Authorize Issuance of Warrants (BSA) Without Preemptive Rights up to 5 Percent of Issued Share Capital Reserved for Employees and Corporate Officers | Management | For | Against |
24 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
IMMOFINANZ AG MEETING DATE: OCT 05, 2012 | ||||
TICKER: IIA SECURITY ID: A27849149 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income for Fiscal 2011/2012 | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011/2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011/2012 | Management | For | For |
5 | Approve Remuneration of Supervisory Board Members for Fiscal 2011/2012 | Management | For | For |
6 | Ratify Auditors for Fiscal 2012/2013 | Management | For | For |
7a | Approve Decrease in Size of Supervisory Board from Eight to Seven Members | Management | For | For |
7b | Elect Herbert Kofler as Supervisory Board Member | Management | For | For |
8 | Amend Articles Re: Compliance with Austrian Company Law Amendment Act 2011 | Management | For | For |
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
IMPERIAL TOBACCO GROUP PLC MEETING DATE: JAN 30, 2013 | ||||
TICKER: IMT SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Dr Ken Burnett as Director | Management | For | For |
5 | Re-elect Alison Cooper as Director | Management | For | For |
6 | Re-elect Robert Dyrbus as Director | Management | For | For |
7 | Elect David Haines as Director | Management | For | For |
8 | Re-elect Michael Herlihy as Director | Management | For | For |
9 | Re-elect Susan Murray as Director | Management | For | For |
10 | Re-elect Iain Napier as Director | Management | For | For |
11 | Elect Matthew Phillips as Director | Management | For | For |
12 | Re-elect Berge Setrakian as Director | Management | For | For |
13 | Re-elect Mark Williamson as Director | Management | For | For |
14 | Re-elect Malcolm Wyman as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Approve Share Matching Scheme | Management | For | For |
20 | Approve Long Term Incentive Plan | Management | For | For |
21 | Approve International Sharesave Plan | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
INDUSTRIVARDEN AB MEETING DATE: MAY 07, 2013 | ||||
TICKER: INDU A SECURITY ID: W45430126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
7b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | None |
7c | Receive Board's Dividend Proposal | Management | None | None |
8 | Receive President's Report | Management | None | None |
9a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9b | Approve Allocation of Income and Dividends of SEK 5.00 per Share | Management | For | Did Not Vote |
9c | Approve May 16, 2013, as Record Date for Dividend | Management | For | Did Not Vote |
9d | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 1.9 Million for the Chairman and SEK 545,000 for Other Members | Management | For | Did Not Vote |
12 | Reelect Christian Caspar, Boel Flodgren, Stuart Graham, Fredrik Lundberg, Sverker Martin-Lof, and Anders Nyren as Directors; Elect Par Boman as Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
15 | Approve 2012 Share Matching Plan for Key Employees | Management | For | Did Not Vote |
ING GROEP NV MEETING DATE: MAY 13, 2013 | ||||
TICKER: INGA SECURITY ID: N4578E413 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2a | Receive Report of Management Board (Non-Voting) | Management | None | None |
2b | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2c | Adopt Financial Statements | Management | For | For |
2d | Receive Announcement Re: Discontinuation of Dutch Translation Annual Reports | Management | None | None |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
5 | Discussion on Company's Corporate Governance Structure | Management | None | None |
6 | Receive Announcements on Sustainability | Management | None | None |
7a | Approve Discharge of Management Board | Management | For | For |
7b | Approve Discharge of Supervisory Board | Management | For | For |
8 | Ratify Ernst & Young as Auditors | Management | For | For |
9a | Reelect Jan Hommen to Executive Board | Management | For | For |
9b | Reelect Patrick Flynn to Executive Board | Management | For | For |
9c | Elect Ralph Hamers to Executive Board | Management | For | For |
10a | Reelect Jeroen van der Veer to Supervisory Board | Management | For | For |
10b | Reelect Tine Bahlmann to Supervisory Board | Management | For | For |
10c | Elect Carin Gorter to Supervisory Board | Management | For | For |
10d | Elect Hermann-Josef Lamberti to Supervisory Board | Management | For | For |
10e | Elect Isabel Martin Castella to Supervisory Board | Management | For | For |
11a | Grant Board Authority to Issue Up To 380 Million Shares and Restricting/Excluding Preemptive Rights | Management | For | For |
11b | Grant Board Authority to Issue 380 Million Shares in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
12a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | For |
13 | Close Meeting | Management | None | None |
INPEX CORPORATION MEETING DATE: JUN 25, 2013 | ||||
TICKER: 1605 SECURITY ID: J2467E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3500 | Management | For | For |
2 | Amend Articles To Indemnify Outside Directors and Outside Statutory Auditors with Contracts - Reflect Stock Exchange Mandate to Consolidate Trading Units | Management | For | For |
3.1 | Elect Director Kuroda, Naoki | Management | For | For |
3.2 | Elect Director Sugioka, Masatoshi | Management | For | For |
3.3 | Elect Director Kitamura, Toshiaki | Management | For | For |
3.4 | Elect Director Yui, Seiji | Management | For | For |
3.5 | Elect Director Sano, Masaharu | Management | For | For |
3.6 | Elect Director Sugaya, Shunichiro | Management | For | For |
3.7 | Elect Director Murayama, Masahiro | Management | For | For |
3.8 | Elect Director Ito, Seiya | Management | For | For |
3.9 | Elect Director Tanaka, Wataru | Management | For | For |
3.10 | Elect Director Ikeda, Takahiko | Management | For | For |
3.11 | Elect Director Kurasawa, Yoshikazu | Management | For | For |
3.12 | Elect Director Wakasugi, Kazuo | Management | For | For |
3.13 | Elect Director Kagawa, Yoshiyuki | Management | For | For |
3.14 | Elect Director Kato, Seiji | Management | For | For |
3.15 | Elect Director Tonoike, Rentaro | Management | For | For |
3.16 | Elect Director Okada, Yasuhiko | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
INVESTOR AB MEETING DATE: APR 15, 2013 | ||||
TICKER: INVEB SECURITY ID: W48102128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
7 | Receive President's Report | Management | None | None |
8 | Receive Board's Report and the Board Committee Reports | Management | None | None |
9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Approve Allocation of Income and Dividends of SEK 7 per Share | Management | For | Did Not Vote |
12a | Determine Number of Members (13) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12b | Determine Number of Auditors (1) | Management | For | Did Not Vote |
13a | Approve Remuneration of Directors in the Amount of SEK 2.1 Million for Chairman and SEK 550,000 for Other Directors; Approve Fees for Committee Work | Management | For | Did Not Vote |
13b | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Reelect Josef Ackermann, Marcus Wallenberg, Jacob Wallenberg, Gunnar Brock, Sune Carlsson, Borje Ekholm, Tom Johnstone, Carola Lemne, Grace Skaugen, O. Sexton, Hans Straberg, Lena Torell, and Peter Wallenberg Jr as Directors | Management | For | Did Not Vote |
15 | Ratify Deloitte as Auditors | Management | For | Did Not Vote |
16a | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16b | Approve 2013 Long-Term Incentive Programs | Management | For | Did Not Vote |
17a | Authorize Repurchase of Issued Share Capital and Reissuance of Repurchased Shares for General Purposes and in Support of Long-Term Incentive Program and Synthetic Share Program for Board of Directors | Management | For | Did Not Vote |
17b | Authorize Reissuance of up to 1.4 Million Repurchased Shares in Support of Long-Term Incentive Programs | Management | For | Did Not Vote |
18 | Close Meeting | Management | None | None |
ITOCHU CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 8001 SECURITY ID: J2501P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Kobayashi, Eizo | Management | For | For |
2.2 | Elect Director Okafuji, Masahiro | Management | For | For |
2.3 | Elect Director Kobayashi, Yoichi | Management | For | For |
2.4 | Elect Director Seki, Tadayuki | Management | For | For |
2.5 | Elect Director Aoki, Yoshihisa | Management | For | For |
2.6 | Elect Director Takayanagi, Koji | Management | For | For |
2.7 | Elect Director Matsushima, Toru | Management | For | For |
2.8 | Elect Director Fukuda, Yuuji | Management | For | For |
2.9 | Elect Director Nakamura, Ichiro | Management | For | For |
2.10 | Elect Director Yoshida, Tomofumi | Management | For | For |
2.11 | Elect Director Okamoto, Hitoshi | Management | For | For |
2.12 | Elect Director Shiomi, Takao | Management | For | For |
2.13 | Elect Director Fujisaki, Ichiro | Management | For | For |
2.14 | Elect Director Kawakita, Chikara | Management | For | For |
3 | Appoint Statutory Auditor Majima, Shingo | Management | For | For |
4 | Appoint Alternate Statutory Auditor Miki, Hideo | Management | For | For |
ITV PLC MEETING DATE: MAY 15, 2013 | ||||
TICKER: ITV SECURITY ID: G4984A110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Approve Special Dividend | Management | For | For |
5 | Elect Roger Faxon as Director | Management | For | For |
6 | Re-elect Mike Clasper as Director | Management | For | For |
7 | Re-elect Adam Crozier as Director | Management | For | For |
8 | Re-elect Ian Griffiths as Director | Management | For | For |
9 | Re-elect Andy Haste as Director | Management | For | For |
10 | Re-elect Dame Lucy Neville-Rolfe as Director | Management | For | For |
11 | Re-elect Archie Norman as Director | Management | For | For |
12 | Re-elect John Ormerod as Director | Management | For | For |
13 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Approve Performance Share Plan | Management | For | For |
21 | Approve Savings-Related Share Option Scheme | Management | For | For |
JAPAN AIRLINES CO. LTD. MEETING DATE: JUN 19, 2013 | ||||
TICKER: 9201 SECURITY ID: J25979121 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 190 | Management | For | For |
2 | Amend Articles To Enable the Company to Pay Dividends to Holders of Non-voting Common Shares | Management | For | For |
3.1 | Elect Director Onishi, Masaru | Management | For | For |
3.2 | Elect Director Ueki, Yoshiharu | Management | For | For |
3.3 | Elect Director Kamikawa, Hirohide | Management | For | For |
3.4 | Elect Director Sato, Nobuhiro | Management | For | For |
3.5 | Elect Director Okawa, Junko | Management | For | For |
3.6 | Elect Director Kainaka, Tatsuo | Management | For | For |
3.7 | Elect Director Iwata, Kimie | Management | For | For |
JAPAN TOBACCO INC MEETING DATE: JUN 21, 2013 | ||||
TICKER: 2914 SECURITY ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 38 | Management | For | Against |
2 | Elect Director Terabatake, Masamichi | Management | For | For |
3 | Appoint Statutory Auditor Kojima, Tomotaka | Management | For | For |
4 | Approve Alternate Income Allocation, with a Final Dividend of JPY 120 | Shareholder | Against | For |
5 | Authorize Share Repurchase of Up To 100 Million Shares in the Coming Year | Shareholder | Against | For |
6 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | For |
7 | Cancel the Company's Treasury Shares | Shareholder | Against | For |
JGC CORP. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 1963 SECURITY ID: J26945105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 45.50 | Management | For | For |
2.1 | Elect Director Takeuchi, Keisuke | Management | For | For |
2.2 | Elect Director Kawana, Koichi | Management | For | For |
2.3 | Elect Director Ishizuka, Tadashi | Management | For | For |
2.4 | Elect Director Sato, Masayuki | Management | For | For |
2.5 | Elect Director Yamazaki, Yutaka | Management | For | For |
2.6 | Elect Director Akabane, Tsutomu | Management | For | For |
2.7 | Elect Director Miura, Hideaki | Management | For | For |
2.8 | Elect Director Sato, Satoshi | Management | For | For |
2.9 | Elect Director Isetani, Yasumasa | Management | For | For |
2.10 | Elect Director Fukuyama, Hiroyasu | Management | For | For |
2.11 | Elect Director Kitagawa, Hitoshi | Management | For | For |
2.12 | Elect Director Momose, Yasushi | Management | For | For |
2.13 | Elect Director Hidaka, Takehito | Management | For | For |
2.14 | Elect Director Miyoshi, Hiroyuki | Management | For | For |
2.15 | Elect Director Endo, Shigeru | Management | For | For |
3 | Appoint Statutory Auditor Shimada, Toyohiko | Management | For | For |
JUPITER TELECOMMUNICATIONS CO., LTD. MEETING DATE: MAR 27, 2013 | ||||
TICKER: 4817 SECURITY ID: J28710101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1250 | Management | For | For |
2.1 | Elect Director Mori, Shuuichi | Management | For | For |
2.2 | Elect Director Maki, Toshio | Management | For | For |
2.3 | Elect Director Mikogami, Daisuke | Management | For | For |
2.4 | Elect Director Aoki, Tomoya | Management | For | Against |
2.5 | Elect Director Fukuda, Mineo | Management | For | Against |
2.6 | Elect Director Kato, Toru | Management | For | Against |
2.7 | Elect Director Yamazoe, Ryosuke | Management | For | For |
2.8 | Elect Director Nakai, Yoshiki | Management | For | For |
2.9 | Elect Director Sasaki, Shinichi | Management | For | For |
2.10 | Elect Director Morozumi, Hirofumi | Management | For | For |
2.11 | Elect Director Takahashi, Makoto | Management | For | Against |
3 | Appoint Statutory Auditor Oyama, Shunsuke | Management | For | For |
KABEL DEUTSCHLAND HOLDING AG MEETING DATE: OCT 11, 2012 | ||||
TICKER: KD8 SECURITY ID: D6424C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011/2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011/2012 | Management | For | For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012/2013 | Management | For | For |
6a | Elect Antoinette Aris to the Supervisory Board | Management | For | For |
6b | Elect Catherine Muehlemann to the Supervisory Board | Management | For | For |
6c | Elect Paul Stodden to the Supervisory Board | Management | For | For |
6d | Elect Torsten Winkler to the Supervisory Board | Management | For | For |
7 | Approve Affiliation Agreement with Subsidiary Kabel Deutschland Vertrieb und Service GmbH | Management | For | For |
KAO CORP. MEETING DATE: MAR 26, 2013 | ||||
TICKER: 4452 SECURITY ID: J30642169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 31 | Management | For | For |
2.1 | Elect Director Ozaki, Motoki | Management | For | For |
2.2 | Elect Director Sawada, Michitaka | Management | For | For |
2.3 | Elect Director Kanda, Hiroshi | Management | For | For |
2.4 | Elect Director Takahashi, Tatsuo | Management | For | For |
2.5 | Elect Director Saito, Toshihide | Management | For | For |
2.6 | Elect Director Hashimoto, Ken | Management | For | For |
2.7 | Elect Director Mitsui, Hisao | Management | For | For |
2.8 | Elect Director Ikeda, Teruhiko | Management | For | For |
2.9 | Elect Director Kadonaga, Sonosuke | Management | For | For |
2.10 | Elect Director Nagashima, Toru | Management | For | For |
3.1 | Appoint Statutory Auditor Kobayashi, Shoji | Management | For | For |
3.2 | Appoint Statutory Auditor Igarashi, Norio | Management | For | For |
KAZAKHMYS PLC MEETING DATE: MAY 17, 2013 | ||||
TICKER: KAZ SECURITY ID: G5221U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Michael Lynch-Bell as Director | Management | For | For |
5 | Re-elect Vladimir Kim as Director | Management | For | For |
6 | Re-elect Oleg Novachuk as Director | Management | For | For |
7 | Re-elect Eduard Ogay as Director | Management | For | For |
8 | Re-elect Philip Aiken as Director | Management | For | For |
9 | Re-elect Clinton Dines as Director | Management | For | For |
10 | Re-elect Simon Heale as Director | Management | For | For |
11 | Re-elect Lord Renwick as Director | Management | For | For |
12 | Re-elect Charles Watson as Director | Management | For | For |
13 | Re-elect Daulet Yergozhin as Director | Management | For | For |
14 | Appoint KPMG Audit plc as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Approve LTIP Waiver Granted By the Takeover Panel Pursuant to the Vesting of LTIP Awards | Management | For | For |
KEPPEL LAND LTD. MEETING DATE: APR 19, 2013 | ||||
TICKER: K17 SECURITY ID: V87778102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Proposed Award of Shares to Non-Executive Directors as Part of Their Remuneration | Management | For | For |
2 | Approved Proposed Amendment to Article 82(B) of the Articles of Association | Management | For | For |
KEPPEL LAND LTD. MEETING DATE: APR 19, 2013 | ||||
TICKER: K17 SECURITY ID: V87778102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Lim Ho Kee as Director | Management | For | For |
4 | Elect Edward Lee Kwong Foo as Director | Management | For | For |
5 | Elect Koh-Lim Wen Gin as Director | Management | For | For |
6 | Elect Ang Wee Gee as Director | Management | For | For |
7 | Elect Loh Chin Hua as Director | Management | For | For |
8 | Elect Tan Yam Pin as Director | Management | For | Against |
9 | Approve Directors' Fees | Management | For | For |
10 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
12 | Authorize Share Repurchase Program | Management | For | For |
13 | Approve Mandate for Transactions with Related Parties | Management | For | For |
KONICA MINOLTA HOLDINGS INC. MEETING DATE: DEC 11, 2012 | ||||
TICKER: 4902 SECURITY ID: J36060119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Change Company Name - Amend Business Lines | Management | For | For |
KONICA MINOLTA INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: 4902 SECURITY ID: J36060119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ota, Yoshikatsu | Management | For | For |
1.2 | Elect Director Matsuzaki, Masatoshi | Management | For | For |
1.3 | Elect Director Ito, Nobuhiko | Management | For | For |
1.4 | Elect Director Kondo, Shoji | Management | For | For |
1.5 | Elect Director Yoshikawa, Hirokazu | Management | For | For |
1.6 | Elect Director Enomoto, Takashi | Management | For | For |
1.7 | Elect Director Matsumoto, Yasuo | Management | For | For |
1.8 | Elect Director Kitani, Akio | Management | For | For |
1.9 | Elect Director Yamana, Shoei | Management | For | For |
1.10 | Elect Director Sugiyama, Takashi | Management | For | For |
1.11 | Elect Director Ando, Yoshiaki | Management | For | For |
KONINKLIJKE AHOLD NV MEETING DATE: APR 17, 2013 | ||||
TICKER: AH SECURITY ID: N0139V142 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4 | Adopt Financial Statements | Management | For | For |
5 | Approve Dividends of EUR 0.44 Per Share | Management | For | For |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Elect J.H.M. Hommen to Supervisory Board | Management | For | For |
9 | Reelect D.C. Doijer to Supervisory Board | Management | For | For |
10 | Reelect S.M. Shern to Supervisory Board | Management | For | For |
11 | Reelect B.J. Noteboom to Supervisory Board | Management | For | For |
12 | Approve Amendments to Remuneration Policy for Management Board Members | Management | For | For |
13 | Approve Remuneration of Supervisory Board | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
15 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
16 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | For |
17 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 16 | Management | For | For |
18 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
19 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
20 | Close Meeting | Management | None | None |
KONINKLIJKE DSM NV MEETING DATE: MAY 03, 2013 | ||||
TICKER: DSM SECURITY ID: N5017D122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Dividends of EUR 1.50 Per Share | Management | For | For |
5a | Approve Discharge of Management Board | Management | For | For |
5b | Approve Discharge of Supervisory Board | Management | For | For |
6 | Elect D. de Vreeze to Executive Board | Management | For | For |
7 | Reelect P. Hochuli to Supervisory Board | Management | For | For |
8 | Amend Remuneration Policy for Management Board Members | Management | For | For |
9 | Receive Announcements Re: Auditor Assessment | Management | None | None |
10a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
10b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10a | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Cancellation of Shares | Management | For | For |
13 | Other Business (Non-Voting) | Management | None | None |
14 | Close Meeting | Management | None | None |
KONINKLIJKE KPN NV MEETING DATE: SEP 11, 2012 | ||||
TICKER: KPN SECURITY ID: N4297B146 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Announce Intention to AppointEric Hageman to Executive Board | Management | None | None |
3 | Amend Articles Re: Right to Place Items on the Agenda | Management | For | For |
4 | Close Meeting | Management | None | None |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: MAY 03, 2013 | ||||
TICKER: PHGFF SECURITY ID: N6817P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Adopt Financial Statements | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | For |
2d | Approve Discharge of Management Board | Management | For | For |
2e | Approve Discharge of Supervisory Board | Management | For | For |
3a | Reelect C.A. Poon to Supervisory Board | Management | For | For |
3b | Reelect J.J. Schiro to Supervisory Board | Management | For | For |
3c | Reelect J. van der Veer to Supervisory Board | Management | For | For |
4a | Amend Long-Term Incentive Plan | Management | For | For |
4b | Approve Performance Share and Performance Stock Option Grants | Management | For | For |
5 | Change Company Name to Koninklijke Philips N.V. | Management | For | For |
6a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
6b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 6a | Management | For | For |
7 | Authorize Repurchase of Shares | Management | For | For |
8 | Approve Cancellation of Repurchased Shares | Management | For | For |
9 | Allow Questions | Management | None | None |
KURITA WATER INDUSTRIES LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 6370 SECURITY ID: J37221116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 21 | Management | For | For |
2 | Amend Articles To Reduce Directors' Term - Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Elect Director Nakai, Toshiyuki | Management | For | For |
3.2 | Elect Director Saeki, Tetsuo | Management | For | For |
3.3 | Elect Director Kajii, Kaoru | Management | For | For |
3.4 | Elect Director Iioka, Koichi | Management | For | For |
3.5 | Elect Director Ito, Kiyoshi | Management | For | For |
3.6 | Elect Director Yoda, Motoyuki | Management | For | For |
3.7 | Elect Director Namura, Takahito | Management | For | For |
3.8 | Elect Director Kurokawa, Yoichi | Management | For | For |
3.9 | Elect Director Nakamura, Seiji | Management | For | For |
4 | Appoint Statutory Auditor Uda, Tamio | Management | For | For |
5 | Appoint Alternate Statutory Auditor Tsuji, Yoshihiro | Management | For | For |
LAFARGE MEETING DATE: MAY 07, 2013 | ||||
TICKER: LG SECURITY ID: F54432111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.00 per Ordinary Share and EUR 1.10 per Long-Term Registered Share | Management | For | For |
4 | Approve Transaction with Orascom Construction Industries S.A.E. | Management | For | For |
5 | Approve Severance Payment Agreement with Bruno Lafont | Management | For | Against |
6 | Reelect Bruno Lafont as Director | Management | For | For |
7 | Reelect Philippe Charrier as Director | Management | For | For |
8 | Reelect Oscar Fanjul as Director | Management | For | For |
9 | Reelect Juan Gallardo as Director | Management | For | For |
10 | Reelect Helene Ploix as Director | Management | For | Against |
11 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Issuance of Bonds/Debentures in the Aggregate Value of EUR 8 Billion | Management | For | For |
13 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 8 Billion | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 560 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 112 Million | Management | For | For |
16 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 112 Million | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegations Submitted to Shareholder Vote under Items 14 and 15 | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Authorize up to 1.50 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
22 | Authorize up to 1.50 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
23 | Approve Employee Stock Purchase Plan | Management | For | For |
24 | Approve Stock Purchase Plan Reserved for International Employees | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LAND SECURITIES GROUP PLC MEETING DATE: JUL 19, 2012 | ||||
TICKER: LAND SECURITY ID: G5375M118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Alison Carnwath as Director | Management | For | For |
5 | Re-elect Robert Noel as Director | Management | For | For |
6 | Re-elect Martin Greenslade as Director | Management | For | For |
7 | Re-elect Richard Akers as Director | Management | For | For |
8 | Re-elect Kevin O'Byrne as Director | Management | For | For |
9 | Re-elect Sir Stuart Rose as Director | Management | For | For |
10 | Re-elect Simon Palley as Director | Management | For | For |
11 | Re-elect David Rough as Director | Management | For | For |
12 | Re-elect Christopher Bartram as Director | Management | For | For |
13 | Elect Stacey Rauch as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Approve Sharesave Plan | Management | For | For |
22 | Amend 2005 Long Term Incentive Plan | Management | For | For |
LLOYDS BANKING GROUP PLC MEETING DATE: MAY 16, 2013 | ||||
TICKER: LLOY SECURITY ID: G5533W248 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Abstain |
3 | Elect Lord Blackwell as Director | Management | For | For |
4 | Elect Carolyn Fairbairn as Director | Management | For | For |
5 | Elect Nicholas Luff as Director | Management | For | For |
6 | Re-elect Sir Winfried Bischoff as Director | Management | For | For |
7 | Re-elect George Culmer as Director | Management | For | For |
8 | Re-elect Anita Frew as Director | Management | For | For |
9 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
10 | Re-elect David Roberts as Director | Management | For | For |
11 | Re-elect Anthony Watson as Director | Management | For | For |
12 | Re-elect Sara Weller as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise Market Purchase of Preference Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LLOYDS BANKING GROUP PLC MEETING DATE: MAY 16, 2013 | ||||
TICKER: LLOY SECURITY ID: G5533W248 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorise Issue of Equity with Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
2 | Authorise Issue of Equity without Pre-emptive Rights in Relation to the Issue of Regulatory Capital Convertible Instruments | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON MEETING DATE: APR 18, 2013 | ||||
TICKER: MC SECURITY ID: F58485115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
4 | Approve Allocation of Income and Dividends of EUR 2.90 per Share | Management | For | For |
5 | Reelect Bernard Arnault as Director | Management | For | For |
6 | Reelect Bernadette Chirac as Director | Management | For | For |
7 | Reelect Nicholas Clive Worms as Director | Management | For | For |
8 | Reelect Charles de Croisset as Director | Management | For | For |
9 | Reelect Francesco Trapani as Director | Management | For | For |
10 | Reelect Hubert Vedrine as Director | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Capitalization of Reserves of Up to EUR 50 Million for Bonus Issue or Increase in Par Value | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 50 Million | Management | For | Against |
16 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year up to EUR 50 Million Reserved for Qualified Investors or Restricted Number of Investors | Management | For | Against |
17 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights Under Items 15 and 16 Above | Management | For | Against |
18 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 15 to 17 | Management | For | Against |
19 | Authorize Capital Increase of Up to EUR 50 Million for Future Exchange Offers | Management | For | Against |
20 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | For |
22 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 50 Million | Management | For | For |
23 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
24 | Amend Article 18 and 29 of Bylaws Re: Related-Party Transactions, Stock Dividend Program | Management | For | Against |
MACQUARIE GROUP LIMITED MEETING DATE: JUL 25, 2012 | ||||
TICKER: MQG SECURITY ID: Q57085104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Peter H Warne as a Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Restricted Share Units and Performance Share Units to Nicholas Moore, Managing Director and Chief Executive Officer, under the Macquarie Group Employee Retained Equity Plan | Management | For | For |
5 | Approve the Issue of Macquarie Exchangeable Capital Securities by Macquarie Bank Ltd | Management | For | For |
6 | Approve an On-Market Buy-Back of up to 52.02 Million Shares | Management | For | For |
MAPFRE S.A. MEETING DATE: MAR 09, 2013 | ||||
TICKER: MAP SECURITY ID: E3449V125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Discharge of Board | Management | For | For |
3 | Ratify Co-option of and Elect Jose Ignacio Goirigolzarri Tellaeche as Director | Management | For | Against |
4 | Ratify Co-option of and Elect Manuel Lagares Gomez-Abascal as Director | Management | For | Against |
5 | Ratify Co-option of and Elect Esteban Pedrayes Larrauri as Director | Management | For | Against |
6 | Elect Adriana Casademont i Ruhi as Director | Management | For | For |
7 | Elect Rafael Casas Gutierrez as Director | Management | For | Against |
8 | Approve Allocation of Income and Dividends | Management | For | For |
9 | Add New Article 33 bis | Management | For | For |
10 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
11 | Approve Listing of New Shares | Management | For | Against |
12 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 2 Billion | Management | For | Against |
13 | Authorize Share Repurchase of up to 10 Percent | Management | For | For |
14 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
15 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
16 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
17 | Authorize President and Secretary to Ratify and Execute Approved Resolutions | Management | For | For |
18 | Authorize Board to Clarify or Interpret Previous Agenda Items | Management | For | For |
19 | Thank Individuals Who Loyally Contribute to Company's Management in FY 2012 | Management | For | For |
MARKS AND SPENCER GROUP PLC MEETING DATE: JUL 10, 2012 | ||||
TICKER: MKS SECURITY ID: G5824M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Vindi Banga as Director | Management | For | For |
5 | Elect Miranda Curtis as Director | Management | For | For |
6 | Re-elect Marc Bolland as Director | Management | For | For |
7 | Re-elect Kate Bostock as Director | Management | For | For |
8 | Re-elect Jeremy Darroch as Director | Management | For | For |
9 | Re-elect John Dixon as Director | Management | For | For |
10 | Re-elect Martha Lane Fox as Director | Management | For | For |
11 | Re-elect Steven Holliday as Director | Management | For | For |
12 | Re-elect Jan du Plessis as Director | Management | For | For |
13 | Re-elect Steven Sharp as Director | Management | For | For |
14 | Re-elect Alan Stewart as Director | Management | For | For |
15 | Re-elect Robert Swannell as Director | Management | For | For |
16 | Re-elect Laura Wade-Gery as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
23 | Approve EU Political Donations and Expenditure | Management | For | For |
24 | Approve Share Incentive Plan | Management | For | For |
MARUBENI CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 8002 SECURITY ID: J39788138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Asada, Teruo | Management | For | For |
1.2 | Elect Director Kokubu, Fumiya | Management | For | For |
1.3 | Elect Director Yamazoe, Shigeru | Management | For | For |
1.4 | Elect Director Akiyoshi, Mitsuru | Management | For | For |
1.5 | Elect Director Nomura, Yutaka | Management | For | For |
1.6 | Elect Director Okada, Daisuke | Management | For | For |
1.7 | Elect Director Kuwayama, Shoji | Management | For | For |
1.8 | Elect Director Tanaka, Kazuaki | Management | For | For |
1.9 | Elect Director Matsumura, Yukihiko | Management | For | For |
1.10 | Elect Director Kakinoki, Masumi | Management | For | For |
1.11 | Elect Director Kitabata, Takao | Management | For | For |
1.12 | Elect Director Kuroda, Yukiko | Management | For | For |
2.1 | Appoint Statutory Auditor Enoki, Masahiro | Management | For | For |
2.2 | Appoint Statutory Auditor Suetsuna, Takashi | Management | For | For |
2.3 | Appoint Statutory Auditor Nezu, Yoshizumi | Management | For | Against |
MEDIOBANCA SPA MEETING DATE: OCT 27, 2012 | ||||
TICKER: MB SECURITY ID: T10584117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Directors (Bundled) | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Remuneration Report | Management | For | For |
1 | Approve Issuance of Shares up to EUR 40 million for a Private Placement Reserved to Italian and International Professional Investors; Amend Bylaws (Board Functioning and General Meeting Related) | Management | For | For |
METRO AG MEETING DATE: MAY 08, 2013 | ||||
TICKER: MEO SECURITY ID: D53968125 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1 per Ordinary Share and EUR 1.06 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Ratify KPMG as Auditors for Fiscal 2013 | Management | For | For |
6.1 | Reelect Wulf Bernotat to the Supervisory Board | Management | For | For |
6.2 | Reelect Juergen Fitschen to the Supervisory Board | Management | For | For |
6.3 | Reelect Erich Greipl to the Supervisory Board | Management | For | Against |
6.4 | Elect Lucy Neville-Rolfe to the Supervisory Board | Management | For | For |
6.5 | Reelect Mattheus de Raad to the Supervisory Board | Management | For | For |
6.6 | Reelect Hans-Juergen Schinzler to the Supervisory Board | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Change Location of Annual Meeting | Management | For | For |
9 | Amend Articles Re: Annual Financial Statements and Appropriation of Profits | Management | For | For |
10 | Ammend Affiliation Agreement with METRO GroB- und Lebensmitteleinzelhandel Holding GmbH | Management | For | For |
11 | Ammend Affiliation Agreement with METRO Kaufhaus und Fachmarkt Holding GmbH | Management | For | For |
12 | Ammend Affiliation Agreement with METRO Dienstleistungs-Holding GmbH | Management | For | For |
13 | Ammend Affiliation Agreement with METRO Group Asset Management Services GmbH | Management | For | For |
14 | Ammend Affiliation Agreement with METRO AG and METRO PROPERTIES Holding GmbH | Management | For | For |
15 | Ammend Affiliation Agreement with METRO Zwolfte Gesellschaft fur Vermoegensverwaltung mbH | Management | For | For |
16 | Ammend Affiliation Agreement with METRO Siebzehnte Gesellschaft fur Vermoegensverwaltung mbH | Management | For | For |
17 | Ammend Affiliation Agreement with METRO Achtzehnte Gesellschaft fur Vermoegensverwaltung mbH | Management | For | For |
METSO CORPORATION MEETING DATE: MAR 28, 2013 | ||||
TICKER: MEO1V SECURITY ID: X53579102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 1.85 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 100,000 for Chairman, EUR 60,000 for Deputy Chairman and Audit Committee Chairman, and EUR 48,000 for Other Directors; Approve Meeting Fees | Management | For | Did Not Vote |
11 | Fix Number of Directors at Eight | Management | For | Did Not Vote |
12 | Reelect Jukka Viinanen, Mikael von Frenckell, Christer Gardell, Ozey Horton, Erkki Pehu-Lehtonen, Pia Rudengren, and Eeva Sipila as Directors; Elect Mikael Lilius as New Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify Ernst & Young Oy as Auditors | Management | For | Did Not Vote |
15 | Authorize Repurchase of up to 10 Million Shares | Management | For | Did Not Vote |
16 | Amend Articles Re: Age Limitation for Directors | Management | For | Did Not Vote |
17 | Approve Establishment of Nominating Committee | Management | For | Did Not Vote |
18 | Close Meeting | Management | None | None |
MGM CHINA HOLDINGS LTD. MEETING DATE: MAY 16, 2013 | ||||
TICKER: 02282 SECURITY ID: G60744102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2a1 | Elect James Joseph Murren as Director | Management | For | For |
2a2 | Elect Grant R. Bowie as Director | Management | For | For |
2a3 | Elect Kenneth A. Rosevear as Director | Management | For | For |
2a4 | Elect Tommei Mei Kuen Tong as Director | Management | For | For |
2a5 | Elect Peter Man Kong Wong as Director | Management | For | For |
2b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
3 | Reappoint Deloitte Touche Tohmatsu as Independent Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5 | Authorize Share Repurchase Program | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 27, 2013 | ||||
TICKER: 8306 SECURITY ID: J44497105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 7 | Management | For | For |
2 | Amend Articles To Amend Provisions on Preferred Shares to Comply with Basel III - Remove Provisions on Class 3 Preferred Shares to Reflect Cancellation | Management | For | For |
3.1 | Elect Director Okihara, Takamune | Management | For | For |
3.2 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
3.3 | Elect Director Hirano, Nobuyuki | Management | For | For |
3.4 | Elect Director Tanaka, Masaaki | Management | For | For |
3.5 | Elect Director Yuuki, Taihei | Management | For | For |
3.6 | Elect Director Hamakawa, Ichiro | Management | For | For |
3.7 | Elect Director Kagawa, Akihiko | Management | For | For |
3.8 | Elect Director Toyoizumi, Toshiro | Management | For | For |
3.9 | Elect Director Okamoto, Junichi | Management | For | For |
3.10 | Elect Director Araki, Saburo | Management | For | For |
3.11 | Elect Director Noguchi, Hiroyuki | Management | For | For |
3.12 | Elect Director Tokunari, Muneaki | Management | For | For |
3.13 | Elect Director Araki, Ryuuji | Management | For | For |
3.14 | Elect Director Watanabe, Kazuhiro | Management | For | For |
3.15 | Elect Director Kawamoto, Yuuko | Management | For | For |
4.1 | Appoint Statutory Auditor Mikumo, Takashi | Management | For | For |
4.2 | Appoint Statutory Auditor Okamoto, Kunie | Management | For | Against |
4.3 | Appoint Statutory Auditor Ikeda, Yasushi | Management | For | For |
4.4 | Appoint Statutory Auditor Kojima, Hideo | Management | For | For |
5 | Amend Deep Discount Stock Option Plan Approved at 2007 AGM and Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For |
MITSUI & CO. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 8031 SECURITY ID: J44690139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 21 | Management | For | For |
2.1 | Elect Director Utsuda, Shoei | Management | For | For |
2.2 | Elect Director Iijima, Masami | Management | For | For |
2.3 | Elect Director Tanaka, Seiichi | Management | For | For |
2.4 | Elect Director Kawashima, Fuminobu | Management | For | For |
2.5 | Elect Director Saiga, Daisuke | Management | For | For |
2.6 | Elect Director Okada, Joji | Management | For | For |
2.7 | Elect Director Kinoshita, Masayuki | Management | For | For |
2.8 | Elect Director Anbe, Shintaro | Management | For | For |
2.9 | Elect Director Tanaka, Koichi | Management | For | For |
2.10 | Elect Director Matsubara, Nobuko | Management | For | For |
2.11 | Elect Director Nonaka, Ikujiro | Management | For | For |
2.12 | Elect Director Hirabayashi, Hiroshi | Management | For | For |
2.13 | Elect Director Muto, Toshiro | Management | For | For |
3 | Appoint Statutory Auditor Watanabe, Hiroyasu | Management | For | For |
MIZUHO FINANCIAL GROUP INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 8411 SECURITY ID: J4599L102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3 for Common Shareholders | Management | For | For |
2 | Authorize Preferred Share Repurchase Program | Management | For | For |
3 | Amend Articles To Create New Classes of Preferred Shares | Management | For | For |
4.1 | Elect Director Sato, Yasuhiro | Management | For | For |
4.2 | Elect Director Tsujita, Yasunori | Management | For | For |
4.3 | Elect Director Okabe, Toshitsugu | Management | For | For |
4.4 | Elect Director Hayashi, Nobuhide | Management | For | For |
4.5 | Elect Director Kanki, Tadashi | Management | For | For |
4.6 | Elect Director Koike, Masakane | Management | For | For |
4.7 | Elect Director Nomiyama, Akihiko | Management | For | For |
4.8 | Elect Director Ohashi, Mitsuo | Management | For | For |
4.9 | Elect Director Anraku, Kanemitsu | Management | For | For |
5 | Appoint Statutory Auditor Funaki, Nobukatsu | Management | For | For |
6 | Amend Articles to Cap Total Compensation to Any Employee at JPY 30 Million, Require Advance Shareholder Approval for Exceptions | Shareholder | Against | Against |
7 | Amend Articles to Require Firm to Urge Railroads to Install Anticrime Cameras in Trains using Mizuho Group Financing | Shareholder | Against | Abstain |
8 | Amend Articles to Require Firm to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Shareholder | Against | Against |
9 | Amend Articles to Require Firm to Post Board Training Policy on Website | Shareholder | Against | Against |
10 | Amend Articles to Require Shareholder Approval for Reinvestment of Any Net Profit Not Paid Out as Dividends | Shareholder | Against | Against |
11 | Amend Articles to Require Firm to Urge Subsidiaries to Disclose when Sued to Invalidate Shareholder Meeting Resolutions | Shareholder | Against | Against |
12 | Amend Articles to Require Firm to Annually Disclose Individual Breakdown of Director, Statutory Auditor Compensation | Shareholder | Against | For |
13 | Amend Articles to Require Brokerage Subsidiaries Underwriting an IPO to Disclose Evaluation Documents and their Basis | Shareholder | Against | Against |
14 | Amend Articles to Require Firm to Urge Subsidiaries and Affiliates to Conduct Investor Seminars on MBO Countermeasures | Shareholder | Against | Against |
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG MEETING DATE: APR 25, 2013 | ||||
TICKER: MUV2 SECURITY ID: D55535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports, Including Corporate Governance and Remuneration Reports for Fiscal 2012(Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 7 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | Did Not Vote |
5 | Approve Remuneration System for Management Board Members | Management | For | Did Not Vote |
6 | Elect Ann-Kristin Achleitner to the Supervisory Board | Management | For | Did Not Vote |
7 | Amend Articles Re: Supervisory Board Remuneration | Management | For | Did Not Vote |
8 | Approve Creation of EUR 280 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | Did Not Vote |
NAMCO BANDAI HOLDINGS INC MEETING DATE: JUN 24, 2013 | ||||
TICKER: 7832 SECURITY ID: J48454102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 33 | Management | For | For |
2.1 | Elect Director Ishikawa, Shukuo | Management | For | For |
2.2 | Elect Director Ueno, Kazunori | Management | For | For |
2.3 | Elect Director Otsu, Shuuji | Management | For | For |
2.4 | Elect Director Asako, Yuuji | Management | For | For |
2.5 | Elect Director Oshita, Satoshi | Management | For | For |
2.6 | Elect Director Tachibana, Masahiro | Management | For | For |
2.7 | Elect Director Tazaki, Manabu | Management | For | For |
2.8 | Elect Director Sayama, Nobuo | Management | For | For |
2.9 | Elect Director Tabuchi, Tomohisa | Management | For | For |
NATIONAL AUSTRALIA BANK LIMITED MEETING DATE: DEC 13, 2012 | ||||
TICKER: NAB SECURITY ID: Q65336119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Michael Chaney as a Director | Management | For | For |
2b | Elect Mark Joiner as a Director | Management | For | For |
2c | Elect Paul Rizzo as a Director | Management | For | For |
2d | Elect John Waller as a Director | Management | For | For |
3a | Approve the Grant of Performance Rights to Cameron Clyne, Group Chief Executive Officer | Management | For | For |
3b | Approve the Grant of Performance Rights to Mark Joiner, Executive Director of Finance | Management | For | For |
4 | Approve the Remuneration Report | Management | For | For |
NATIONAL GRID PLC MEETING DATE: JUL 30, 2012 | ||||
TICKER: NG. SECURITY ID: G6375K151 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Sir Peter Gershon as Director | Management | For | For |
4 | Re-elect Steve Holliday as Director | Management | For | For |
5 | Re-elect Andrew Bonfield as Director | Management | For | For |
6 | Re-elect Tom King as Director | Management | For | For |
7 | Re-elect Nick Winser as Director | Management | For | For |
8 | Re-elect Ken Harvey as Director | Management | For | For |
9 | Re-elect Linda Adamany as Director | Management | For | For |
10 | Re-elect Philip Aiken as Director | Management | For | For |
11 | Elect Nora Brownell as Director | Management | For | For |
12 | Elect Paul Golby as Director | Management | For | For |
13 | Elect Ruth Kelly as Director | Management | For | For |
14 | Re-elect Maria Richter as Director | Management | For | For |
15 | Re-elect George Rose as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Approve Remuneration Report | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
23 | Amend Articles of Association | Management | For | For |
NEC CORP. MEETING DATE: JUN 24, 2013 | ||||
TICKER: 6701 SECURITY ID: J48818124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Yano, Kaoru | Management | For | For |
1.2 | Elect Director Endo, Nobuhiro | Management | For | For |
1.3 | Elect Director Niino, Takashi | Management | For | For |
1.4 | Elect Director Yasui, Junji | Management | For | For |
1.5 | Elect Director Kawashima, Isamu | Management | For | For |
1.6 | Elect Director Shimizu, Takaaki | Management | For | For |
1.7 | Elect Director Kunibe, Takeshi | Management | For | For |
1.8 | Elect Director Ogita, Hitoshi | Management | For | For |
1.9 | Elect Director Sasaki, Kaori | Management | For | For |
1.10 | Elect Director Oka, Motoyuki | Management | For | For |
1.11 | Elect Director Noji, Kunio | Management | For | For |
2 | Appoint Statutory Auditor Okada, Fujio | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
NESTLE SA MEETING DATE: APR 11, 2013 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2.05 per Share | Management | For | Did Not Vote |
4.1.1 | Reelect Peter Brabeck-Letmathe as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Steven Hoch as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Titia de Lange as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
4.2 | Elect Eva Cheng as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
NEXT PLC MEETING DATE: MAY 16, 2013 | ||||
TICKER: NXT SECURITY ID: G6500M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect John Barton as Director | Management | For | For |
5 | Re-elect Christos Angelides as Director | Management | For | For |
6 | Re-elect Steve Barber as Director | Management | For | For |
7 | Re-elect Christine Cross as Director | Management | For | For |
8 | Re-elect Jonathan Dawson as Director | Management | For | For |
9 | Re-elect David Keens as Director | Management | For | For |
10 | Elect Caroline Goodall as Director | Management | For | For |
11 | Re-elect Francis Salway as Director | Management | For | For |
12 | Re-elect Andrew Varley as Director | Management | For | For |
13 | Re-elect Lord Simon Wolfson as Director | Management | For | For |
14 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise Off-Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
NIPPON EXPRESS CO. LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 9062 SECURITY ID: J53376117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5 | Management | For | For |
2.1 | Elect Director Kawai, Masanori | Management | For | Against |
2.2 | Elect Director Watanabe, Kenji | Management | For | Against |
2.3 | Elect Director Nakamura, Jiro | Management | For | For |
2.4 | Elect Director Hagio, Keiji | Management | For | For |
2.5 | Elect Director Hosokoshi, Masao | Management | For | For |
2.6 | Elect Director Ohinata, Akira | Management | For | For |
2.7 | Elect Director Miyachika, Kiyofumi | Management | For | For |
2.8 | Elect Director Ideno, Takahiro | Management | For | For |
2.9 | Elect Director Saito, Mitsuru | Management | For | For |
2.10 | Elect Director Hanaoka, Hideo | Management | For | For |
2.11 | Elect Director Nii, Yasuaki | Management | For | For |
2.12 | Elect Director Ito, Yutaka | Management | For | For |
2.13 | Elect Director Hata, Masahiko | Management | For | For |
2.14 | Elect Director Shibusawa, Noboru | Management | For | For |
3 | Appoint Statutory Auditor Konno, Hiromi | Management | For | Against |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
NIPPON TELEGRAPH & TELEPHONE CORP. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 9432 SECURITY ID: J59396101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
NISSAN MOTOR CO. LTD. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 7201 SECURITY ID: J57160129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 12.5 | Management | For | For |
2.1 | Elect Director Carlos Ghosn | Management | For | For |
2.2 | Elect Director Shiga, Toshiyuki | Management | For | For |
2.3 | Elect Director Saikawa, Hiroto | Management | For | For |
2.4 | Elect Director Colin Dodge | Management | For | For |
2.5 | Elect Director Yamashita, Mitsuhiko | Management | For | For |
2.6 | Elect Director Imazu, Hidetoshi | Management | For | For |
2.7 | Elect Director Greg Kelly | Management | For | For |
2.8 | Elect Director Jean-Baptiste Duzan | Management | For | For |
2.9 | Elect Director Nakamura, Katsumi | Management | For | For |
3 | Approve Stock Appreciation Rights Plan for Directors | Management | For | For |
NITTO DENKO CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 6988 SECURITY ID: J58472119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2 | Approve Annual Bonus Payment to Directors | Management | For | For |
3.1 | Elect Director Nagira, Yukio | Management | For | For |
3.2 | Elect Director Aizawa, Kaoru | Management | For | For |
3.3 | Elect Director Takasaki, Hideo | Management | For | For |
3.4 | Elect Director Sakuma, Yoichiro | Management | For | For |
3.5 | Elect Director Omote, Toshihiko | Management | For | For |
3.6 | Elect Director Takeuchi, Toru | Management | For | For |
3.7 | Elect Director Furuse, Yoichiro | Management | For | For |
3.8 | Elect Director Mizukoshi, Koshi | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
NOBLE GROUP LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: N21 SECURITY ID: G6542T119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Elect Richard Samuel Elman as Director | Management | For | For |
4 | Elect Robert Tze Leung Chan as Director | Management | For | Against |
5 | Elect David Gordon Eldon as Director | Management | For | For |
6 | Elect Alan Howard Smith as Director | Management | For | Against |
7 | Approve Directors' Fees | Management | For | For |
8 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase Program | Management | For | For |
11 | Approve Authority to Issue Shares under the Noble Group Share Option Scheme 2004 | Management | For | Against |
12 | Approve Authority to Issue Shares under the Noble Group Limited Scrip Dividend Scheme | Management | For | For |
13 | Approve Amendments to the Noble Group Performance Share Plan | Management | For | Against |
14 | Approve Authority to Issue Shares under the Noble Group Performance Share Plan | Management | For | Against |
NOMURA HOLDINGS INC. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 8604 SECURITY ID: J59009159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Koga, Nobuyuki | Management | For | For |
1.2 | Elect Director Nagai, Koji | Management | For | For |
1.3 | Elect Director Yoshikawa, Atsushi | Management | For | For |
1.4 | Elect Director Suzuki, Hiroyuki | Management | For | For |
1.5 | Elect Director David Benson | Management | For | For |
1.6 | Elect Director Sakane, Masahiro | Management | For | For |
1.7 | Elect Director Kanemoto, Toshinori | Management | For | For |
1.8 | Elect Director Fujinuma, Tsuguoki | Management | For | Against |
1.9 | Elect Director Kusakari, Takao | Management | For | For |
1.10 | Elect Director Clara Furse | Management | For | For |
1.11 | Elect Director Michael Lim Choo San | Management | For | For |
NORDEA BANK AB MEETING DATE: MAR 14, 2013 | ||||
TICKER: NDA SECURITY ID: W57996105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.34 per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 108,100 for Deputy Chairman, and EUR 77,900 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Bjorn Wahlroos (Chairman), Peter Braunwalder, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors: Elect Elisabeth Grieg as New Director | Management | For | Did Not Vote |
14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Approve Issuance of Convertible Instruments without Preemptive Rights | Management | For | Did Not Vote |
17a | Authorize Share Repurchase Program | Management | For | Did Not Vote |
17b | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
18 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
19 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
NOVARTIS AG MEETING DATE: FEB 22, 2013 | ||||
TICKER: NOVN SECURITY ID: H5820Q150 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 2.30 per Share | Management | For | Did Not Vote |
4 | Approve Remuneration System | Management | For | Did Not Vote |
5.1 | Elect Verena Briner as Director | Management | For | Did Not Vote |
5.2 | Elect Joerg Reinhardt as Director | Management | For | Did Not Vote |
5.3 | Elect Charles Sawyers as Director | Management | For | Did Not Vote |
5.4 | Elect William Winters as Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
NOVO NORDISK A/S MEETING DATE: MAR 20, 2013 | ||||
TICKER: NOVO B SECURITY ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3.1 | Approve Remuneration of Directors for 2012 in the Aggregate Amount of DKK 9.4 Million | Management | For | For |
3.2 | Approve Remuneration of Directors for 2013 in the Amount of DKK 1.5 Million for Chairman, DKK 1 Million for Vice Chairman, and Base Amount of DKK 500,000 for Other Members; Approve Remuneration for Committee Work | Management | For | For |
4 | Approve Allocation of Income and Dividends of DKK 18 per Share | Management | For | For |
5.1 | Elect Goran Ando (Chairman) as Director | Management | For | For |
5.2 | Elect Jeppe Christiansen (Vice Chairman) as New Director | Management | For | For |
5.3a | Elect Bruno Angelici as Director | Management | For | For |
5.3b | Elect Henrik Gurtler as Director | Management | For | For |
5.3c | Elect Liz Hewitt as Director | Management | For | For |
5.3d | Elect Thomas Koestler as Director | Management | For | For |
5.3e | Elect Hannu Ryopponen as Director | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7.1 | Approve DKK 10 Million Reduction in Class B Share Capital via Share Cancellation | Management | For | For |
7.2 | Approve Creation of up to DKK 78 Million Pool of Capital with or without Preemptive Rights | Management | For | For |
7.3 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | For |
7.4 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Management | For | For |
8 | Other Business | Management | None | None |
NTT DOCOMO INC. MEETING DATE: JUN 18, 2013 | ||||
TICKER: 9437 SECURITY ID: J59399105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3000 | Management | For | For |
2 | Amend Articles To Change Company Name - Limit Rights of Odd-Lot Holders - Amend Business Lines | Management | For | For |
3.1 | Elect Director Tokuhiro, Kiyoshi | Management | For | For |
3.2 | Elect Director Murakami, Teruyasu | Management | For | For |
3.3 | Elect Director Nakamura, Takashi | Management | For | For |
4.1 | Appoint Statutory Auditor Ota, Kenji | Management | For | For |
4.2 | Appoint Statutory Auditor Shiotsuka Naoto | Management | For | Against |
OMV AG MEETING DATE: OCT 09, 2012 | ||||
TICKER: OMV SECURITY ID: A51460110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Supervisory Board Member | Management | For | Against |
OMV AG MEETING DATE: MAY 15, 2013 | ||||
TICKER: OMV SECURITY ID: A51460110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Approve Remuneration of Supervisory Board Members | Management | For | For |
6 | Ratify Ernst & Young AG as Auditors | Management | For | For |
7.1 | Approve Long Term Incentive Plan | Management | For | Against |
7.2 | Approve Matching Share Plan | Management | For | Against |
8 | Amend Articles: Adaptation to the Company Law Amendment Act 2011 | Management | For | For |
OPAP (GREEK ORGANISATION OF FOOTBALL PROGNOSTICS SA) MEETING DATE: JUN 21, 2013 | ||||
TICKER: OPAP SECURITY ID: X3232T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Statutory Reports | Management | For | For |
2 | Accept Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Discharge of Board and Auditors | Management | For | For |
5 | Approve Director Remuneration for 2012 | Management | For | For |
6 | Pre-approve Director Remuneration for 2013 | Management | For | For |
7 | Approve Auditors and Fix Their Remuneration | Management | For | For |
8 | Approve Related Party Transaction | Management | For | For |
9 | Authorize Board to Participate in Companies with Similar Business Interests | Management | For | For |
10 | Various Announcements | Management | None | None |
ORICA LTD. MEETING DATE: JAN 31, 2013 | ||||
TICKER: ORI SECURITY ID: Q7160T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2.1 | Elect Michael Tilley as a Director | Management | For | For |
2.2 | Elect Nora Scheinkestel as a Director | Management | For | For |
3 | Approve the Adoption of the Remuneration Report | Management | For | For |
4 | Approve the Grant of Up to 350,000 Shares to Ian Smith, Managing Director of the Company | Management | For | For |
5 | Approve the Grant of Up to 82,000 Shares to Noel Meehan, Finance Director of the Company | Management | For | For |
ORION OYJ MEETING DATE: MAR 19, 2013 | ||||
TICKER: ORNBV SECURITY ID: X6002Y112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports, the Board's Report, and the Auditor's Report; Receive Review by the CEO | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 1.30 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 76,000 for Chairman, EUR 51,000 for Vice Chairman, and EUR 38,000 for Other Directors; Approve Meeting Fees | Management | For | Did Not Vote |
11 | Fix Number of Directors at Six | Management | For | Did Not Vote |
12 | Reelect Sirpa Jalkanen, Eero Karvonen, Hannu Syrjanen (Chairman), Heikki Westerlund, Timo Maasilta, and Jukka Ylppo as Directors | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
15 | Authorize Share Repurchase Program of Maximum 500,000 B Shares | Management | For | Did Not Vote |
16 | Authorize Reissuance of up to 600,000 Repurchased Shares | Management | For | Did Not Vote |
17 | Close Meeting | Management | None | None |
ORIX CORP. MEETING DATE: JUN 25, 2013 | ||||
TICKER: 8591 SECURITY ID: J61933123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miyauchi, Yoshihiko | Management | For | For |
1.2 | Elect Director Inoe, Makoto | Management | For | For |
1.3 | Elect Director Urata, Haruyuki | Management | For | For |
1.4 | Elect Director Umaki, Tamio | Management | For | For |
1.5 | Elect Director Kojima, Kazuo | Management | For | For |
1.6 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
1.7 | Elect Director Kadowaki, Katsutoshi | Management | For | For |
1.8 | Elect Director Sasaki, Takeshi | Management | For | For |
1.9 | Elect Director Tsujiyama, Eiko | Management | For | For |
1.10 | Elect Director Robert Feldman | Management | For | For |
1.11 | Elect Director Niinami, Takeshi | Management | For | For |
1.12 | Elect Director Usui, Nobuaki | Management | For | For |
1.13 | Elect Director Yasuda, Ryuuji | Management | For | For |
ORKLA ASA MEETING DATE: APR 18, 2013 | ||||
TICKER: ORKO SECURITY ID: R67787102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.50 per Share | Management | For | Did Not Vote |
2.1 | Receive Information on Remuneration Policy and Other Terms of Employment for Executive Management | Management | None | None |
2.2 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
2.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
3 | Receive Company's Corporate Governance Statement | Management | None | None |
4.a | Amend Articles Re: Discontinuation of Corporate Assembly and Increase Employee Representatives; Amend Articles Re: Reflect Changes in Corporate Assembly for Section Relating to Nomination Committee | Management | For | Did Not Vote |
4.b | Amend Articles Re: Number of Board Members and Deputies | Management | For | Did Not Vote |
5.1 | Authorize Repurchase of Shares for Use in Employee Incentive Programs | Management | For | Did Not Vote |
5.2 | Authorize Share Repurchase Program and Disposal of Repurchased Shares | Management | For | Did Not Vote |
6 | Authorize Company to Call EGM with Two Weeks' Notice | Management | For | Did Not Vote |
7.1 | Reelect Andresen, Kreutzer, Bjerke, Pettersson, Waersted, Windfelt, Svarva, Blystad, Selte, Venold, Brautaset, Gleditsch, and Rydning as Members of Corporate Assembly | Management | For | Did Not Vote |
7.2 | Reelect Bjorn, Berdal, Houg, Sorli, and Ideboen as Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
8 | Elect Nils-Henrik Pettersson as Member of Nominating Committee | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
OSAKA GAS CO. LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 9532 SECURITY ID: J62320114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 4.5 | Management | For | For |
2.1 | Elect Director Ozaki, Hiroshi | Management | For | For |
2.2 | Elect Director Kitamae, Masato | Management | For | For |
2.3 | Elect Director Honjo, Takehiro | Management | For | For |
2.4 | Elect Director Kyuutoku, Hirofumi | Management | For | For |
2.5 | Elect Director Kawagishi, Takahiko | Management | For | For |
2.6 | Elect Director Matsuzaka, Hidetaka | Management | For | For |
2.7 | Elect Director Ozaki, Yoichiro | Management | For | For |
2.8 | Elect Director Ikejima, Kenji | Management | For | For |
2.9 | Elect Director Fujita, Masaki | Management | For | For |
2.10 | Elect Director Ryoki, Yasuo | Management | For | For |
2.11 | Elect Director Setoguchi, Tetsuo | Management | For | For |
2.12 | Elect Director Morishita, Shunzo | Management | For | For |
2.13 | Elect Director Miyahara, Hideo | Management | For | For |
OTSUKA HOLDINGS CO LTD MEETING DATE: JUN 27, 2013 | ||||
TICKER: 4578 SECURITY ID: J63117105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Otsuka, Akihiko | Management | For | For |
1.2 | Elect Director Higuchi, Tatsuo | Management | For | For |
1.3 | Elect Director Otsuka, Ichiro | Management | For | For |
1.4 | Elect Director Makise, Atsumasa | Management | For | For |
1.5 | Elect Director Matsuo, Yoshiro | Management | For | For |
1.6 | Elect Director Otsuka, Yuujiro | Management | For | For |
1.7 | Elect Director Kobayashi, Yukio | Management | For | For |
1.8 | Elect Director Hirotomi, Yasuyuki | Management | For | For |
1.9 | Elect Director Kawaguchi, Juichi | Management | For | For |
2 | Appoint Statutory Auditor Tobe, Sadanobu | Management | For | For |
OZ MINERALS LTD MEETING DATE: MAY 28, 2013 | ||||
TICKER: OZL SECURITY ID: Q7161P122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2i | Elect Paul Dowd as a Director | Management | For | For |
2ii | Elect Charles Lenegan as a Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
4 | Approve the Grant of Up to 330,000 Performance Rights to Terry Burgess, Managing Director and Chief Executive Officer of the Company | Management | For | For |
PEARSON PLC MEETING DATE: APR 26, 2013 | ||||
TICKER: PSON SECURITY ID: G69651100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect David Arculus as Director | Management | For | For |
4 | Re-elect Vivienne Cox as Director | Management | For | For |
5 | Re-elect Will Ethridge as Director | Management | For | For |
6 | Re-elect Robin Freestone as Director | Management | For | For |
7 | Re-elect Susan Fuhrman as Director | Management | For | For |
8 | Re-elect Ken Hydon as Director | Management | For | For |
9 | Re-elect Josh Lewis as Director | Management | For | For |
10 | Re-elect John Makinson as Director | Management | For | For |
11 | Re-elect Glen Moreno as Director | Management | For | For |
12 | Elect John Fallon as Director | Management | For | For |
13 | Approve Remuneration Report | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PORTUGAL TELECOM, SGPS, S.A. MEETING DATE: APR 19, 2013 | ||||
TICKER: PTC SECURITY ID: X6769Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Individual Financial Statements and Statutory Reports for Fiscal 2012 | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports for Fiscal 2012 | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Discharge of Management and Supervisory Board | Management | For | For |
5 | Ratify Fernando Magalhaes Portella as Director | Management | For | Against |
6 | Elect Member of the Remuneration Committee | Management | For | For |
7 | Authorize Repurchase and Reissuance of Shares | Management | For | For |
8 | Discuss Terms of Possible Issuance of Convertible Debentures | Management | For | For |
9 | Approve Suspension of Preemptive Rights in Regards to Item 8 | Management | For | For |
10 | Authorize Issuance of Bonds/Debentures | Management | For | For |
11 | Authorize Repurchase and Reissuance of Debt Instruments | Management | For | For |
12 | Approve Remuneration Policy | Management | For | Against |
PPR MEETING DATE: JUN 18, 2013 | ||||
TICKER: KER SECURITY ID: F7440G127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Company Name to Kering and Amend Article 2 of Bylaws Accordingly | Management | For | For |
2 | Amend Article 8 of Bylaws Re: Voting Rights | Management | For | For |
3 | Amend Article 22 of Bylaws Re: Stock Dividend Program | Management | For | For |
4 | Approve Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
6 | Approve Allocation of Income and Dividends of EUR 3.75 per Share | Management | For | For |
7 | Reelect Francois Jean-Henri Pinault as Director | Management | For | For |
8 | Reelect Baudouin Prot as Director | Management | For | For |
9 | Reelect Patricia Barbizet as Director | Management | For | For |
10 | Reelect Jean-Francois Palus as Director | Management | For | For |
11 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | Against |
12 | Approve Agreement with Jean-Francois Palus Re: Retirement Benefits | Management | For | Against |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 200 Million | Management | For | For |
16 | Authorize Capitalization of Reserves of Up to EUR 200 Million for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
18 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
19 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Management | For | Against |
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholders Vote under Items 15, 17, 18 and 19 | Management | For | Against |
21 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | Management | For | For |
22 | Approve Employee Stock Purchase Plan | Management | Against | For |
23 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PRUDENTIAL PLC MEETING DATE: MAY 16, 2013 | ||||
TICKER: PRU SECURITY ID: G72899100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Philip Remnant as Director | Management | For | For |
5 | Re-elect Sir Howard Davies as Director | Management | For | For |
6 | Re-elect Robert Devey as Director | Management | For | For |
7 | Re-elect John Foley as Director | Management | For | For |
8 | Re-elect Michael Garrett as Director | Management | For | For |
9 | Re-elect Ann Godbehere as Director | Management | For | For |
10 | Re-elect Alexander Johnston as Director | Management | For | For |
11 | Re-elect Paul Manduca as Director | Management | For | For |
12 | Re-elect Michael McLintock as Director | Management | For | For |
13 | Re-elect Kaikhushru Nargolwala as Director | Management | For | For |
14 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
15 | Re-elect Barry Stowe as Director | Management | For | For |
16 | Re-elect Tidjane Thiam as Director | Management | For | For |
17 | Re-elect Lord Turnbull as Director | Management | For | For |
18 | Re-elect Michael Wells as Director | Management | For | For |
19 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
24 | Approve Savings-Related Share Option Scheme | Management | For | For |
25 | Approve Long Term Incentive Plan | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PUBLIC POWER CORPORATION S.A. MEETING DATE: JUL 12, 2012 | ||||
TICKER: PPC SECURITY ID: X7023M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Omission of Dividends | Management | For | For |
3 | Approve Discharge of Board and Auditors | Management | For | For |
4 | Ratify Director Appointment | Management | For | For |
5 | Approve Director Remuneration | Management | For | For |
6 | Amend Company Articles | Management | For | For |
7 | Appoint Members of Audit Committee | Management | For | For |
8 | Approve Auditors and Fix Their Remuneration | Management | For | Against |
9 | Other Business | Management | For | Against |
PUBLIC POWER CORPORATION S.A. MEETING DATE: OCT 04, 2012 | ||||
TICKER: PPC SECURITY ID: X7023M103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Draft Gas Supply Contract Between the Company and DEPA S.A. | Management | For | For |
2 | Approve the Draft Settlement Agreement Between the Company and DEPA S.A. | Management | For | For |
3 | Approve the Draft Agreement with the Hellenic Republic Asset Development Fund | Management | For | For |
4 | Other Business | Management | For | Against |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 02, 2013 | ||||
TICKER: RB. SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | For |
6 | Re-elect Richard Cousins as Director | Management | For | For |
7 | Re-elect Kenneth Hydon as Director | Management | For | For |
8 | Re-elect Rakesh Kapoor as Director | Management | For | For |
9 | Re-elect Andre Lacroix as Director | Management | For | For |
10 | Re-elect Graham Mackay as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect Warren Tucker as Director | Management | For | For |
13 | Elect Adrian Hennah as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
RENAULT MEETING DATE: APR 30, 2013 | ||||
TICKER: RNO SECURITY ID: F77098105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.72 per Share | Management | For | For |
4 | Approve Transaction with Nissan | Management | For | For |
5 | Acknowledge Auditor's Report Related to Remuneration of Redeemable Shares | Management | For | For |
6 | Reelect Dominique de La Garanderie as Director | Management | For | For |
7 | Reelect Alain Belda as Director | Management | For | For |
8 | Elect Yuriko Koike as Director | Management | For | Against |
9 | Elect Benoit Ostertag as Representative of Employee Shareholders to the Board | Management | For | Against |
10 | Acknowledge Appointment of David Azema as Director Representing the French State | Management | For | Against |
11 | Acknowledge Appointment of Pascal Faure as Director Representing the French State | Management | For | Against |
12 | Appoint Auditex as Alternate Auditor | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize up to 1.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
REPSOL SA MEETING DATE: MAY 30, 2013 | ||||
TICKER: REP SECURITY ID: E8471S130 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated and Standalone Financial Statements | Management | For | For |
2 | Approve Discharge of Board | Management | For | For |
3 | Renew Appointment of Deloitte as Auditor | Management | For | For |
4 | Approve Updated Balance Sheets to Benefit from New Tax Regulation | Management | For | For |
5 | Approve Allocation of Income and Dividends | Management | For | For |
6 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
7 | Authorize Capitalization of Reserves for Scrip Dividends | Management | For | For |
8 | Reelect Luis Suarez de Lezo Mantilla as Director | Management | For | For |
9 | Reelect Maria Isabel Gabarro Miquel as Director | Management | For | For |
10 | Ratify Appointment by Co-option of and Reelect Manuel Manrique Cecilia as Director | Management | For | For |
11 | Elect Rene Dahan as Director | Management | For | For |
12 | Amend Article 45 Re: Board Remuneration | Management | For | For |
13 | Approve Remuneration of Directors | Management | For | For |
14 | Advisory Vote on Remuneration Policy Report | Management | For | For |
15 | Authorize Issuance of Non-Convertible Bonds/Debentures and Other Debt Securities | Management | For | For |
16 | Amend Article 38 Re: Executive Committee | Management | For | For |
17 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
RESONA HOLDINGS, INC. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 8308 SECURITY ID: J6448E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reduce Authorized Capital and Amend Provisions on Preferred Shares | Management | For | For |
2 | Approve Accounting Transfers | Management | For | For |
3 | Amend Articles To Amend Provisions on Preferred Shares and Transfer Authority to Preside at Shareholder Meetings from Chairman to President | Management | For | For |
4.1 | Elect Director Higashi, Kazuhiro | Management | For | For |
4.2 | Elect Director Hara, Toshiki | Management | For | For |
4.3 | Elect Director Kan, Tetsuya | Management | For | For |
4.4 | Elect Director Isono, Kaoru | Management | For | For |
4.5 | Elect Director Okuda, Tsutomu | Management | For | For |
4.6 | Elect Director Nagai, Shuusai | Management | For | For |
4.7 | Elect Director Osono, Emi | Management | For | For |
4.8 | Elect Director Arima, Toshio | Management | For | For |
4.9 | Elect Director Sanuki, Yoko | Management | For | For |
4.10 | Elect Director Urano, Mitsudo | Management | For | For |
5 | Amend Articles To Reduce Authorized Capital and Amend Provisions on Preferred Shares | Management | For | For |
REXAM PLC MEETING DATE: JAN 24, 2013 | ||||
TICKER: REX SECURITY ID: G1274K113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Return of Cash to Shareholders Through the Issue of B Shares and Share Capital Consolidation | Management | For | For |
2 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
3 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
4 | Authorise Market Purchase of New Ordinary Shares | Management | For | For |
REXAM PLC MEETING DATE: APR 18, 2013 | ||||
TICKER: REX SECURITY ID: G1274K212 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Johanna Waterous as Director | Management | For | For |
5 | Re-elect Stuart Chambers as Director | Management | For | For |
6 | Re-elect Graham Chipchase as Director | Management | For | For |
7 | Re-elect David Robbie as Director | Management | For | For |
8 | Re-elect John Langston as Director | Management | For | For |
9 | Re-elect Leo Oosterveer as Director | Management | For | For |
10 | Re-elect Jean-Pierre Rodier as Director | Management | For | For |
11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
RIO TINTO LTD. MEETING DATE: MAY 09, 2013 | ||||
TICKER: RIO SECURITY ID: Q81437107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Financial Statements and Reports of the Directors and Auditors for the Year Ended Dec. 31, 2012 | Management | For | For |
2 | Approve the Remuneration Report | Management | For | For |
3 | Elect Robert Brown as a Director | Management | For | For |
4 | Elect Vivienne Cox as a Director | Management | For | For |
5 | Elect Jan du Plessis as a Director | Management | For | For |
6 | Elect Guy Elliott as a Director | Management | For | For |
7 | Elect Michael Fitzpatrick as a Director | Management | For | For |
8 | Elect Ann Godbehere as a Director | Management | For | For |
9 | Elect Richard Goodmanson as a Director | Management | For | For |
10 | Elect John Kerr as a Director | Management | For | For |
11 | Elect Chris Lynch as a Director | Management | For | For |
12 | Elect Paul Tellier as a Director | Management | For | For |
13 | Elect John Varley as a Director | Management | For | For |
14 | Elect Sam Walsh as a Director | Management | For | For |
15 | Appoint PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc | Management | For | For |
16 | Authorize the Audit Committee to Determine the Remuneration of Auditors | Management | For | For |
17 | Approve the Performance Share Plan 2013 | Management | For | For |
18 | Approve the Renewal of the Off-Market and On-Market Share Buyback Authorities | Management | For | For |
RIO TINTO PLC MEETING DATE: APR 18, 2013 | ||||
TICKER: RIO SECURITY ID: G75754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Brown as Director | Management | For | For |
4 | Re-elect Vivienne Cox as Director | Management | For | For |
5 | Re-elect Jan du Plessis as Director | Management | For | For |
6 | Re-elect Guy Elliott as Director | Management | For | For |
7 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
8 | Re-elect Ann Godbehere as Director | Management | For | For |
9 | Re-elect Richard Goodmanson as Director | Management | For | For |
10 | Re-elect Lord Kerr as Director | Management | For | For |
11 | Re-elect Chris Lynch as Director | Management | For | For |
12 | Re-elect Paul Tellier as Director | Management | For | For |
13 | Re-elect John Varley as Director | Management | For | For |
14 | Re-elect Sam Walsh as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Performance Share Plan | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 21, 2013 | ||||
TICKER: RDSA SECURITY ID: G7690A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Josef Ackermann as Director | Management | For | For |
4 | Re-elect Guy Elliott as Director | Management | For | For |
5 | Re-elect Simon Henry as Director | Management | For | For |
6 | Re-elect Charles Holliday as Director | Management | For | For |
7 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
8 | Re-elect Jorma Ollila as Director | Management | For | For |
9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
10 | Re-elect Linda Stuntz as Director | Management | For | For |
11 | Re-elect Peter Voser as Director | Management | For | For |
12 | Re-elect Hans Wijers as Director | Management | For | For |
13 | Elect Gerrit Zalm as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 21, 2013 | ||||
TICKER: RDSA SECURITY ID: G7690A118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Josef Ackermann as Director | Management | For | For |
4 | Re-elect Guy Elliott as Director | Management | For | For |
5 | Re-elect Simon Henry as Director | Management | For | For |
6 | Re-elect Charles Holliday as Director | Management | For | For |
7 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
8 | Re-elect Jorma Ollila as Director | Management | For | For |
9 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For |
10 | Re-elect Linda Stuntz as Director | Management | For | For |
11 | Re-elect Peter Voser as Director | Management | For | For |
12 | Re-elect Hans Wijers as Director | Management | For | For |
13 | Elect Gerrit Zalm as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
RSA INSURANCE GROUP PLC MEETING DATE: MAY 15, 2013 | ||||
TICKER: RSA SECURITY ID: G7705H116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Martin Scicluna as Director | Management | For | For |
5 | Re-elect Edward Lea as Director | Management | For | For |
6 | Re-elect Adrian Brown as Director | Management | For | For |
7 | Elect Richard Houghton as Director | Management | For | For |
8 | Re-elect Simon Lee as Director | Management | For | For |
9 | Re-elect Alastair Barbour as Director | Management | For | For |
10 | Re-elect Malcolm Le May as Director | Management | For | For |
11 | Elect Hugh Mitchell as Director | Management | For | For |
12 | Re-elect Joseph Streppel as Director | Management | For | For |
13 | Re-elect Johanna Waterous as Director | Management | For | For |
14 | Appoint KPMG LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SABMILLER PLC MEETING DATE: JUL 26, 2012 | ||||
TICKER: SAB SECURITY ID: G77395104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Elect Dr Alan Clark as Director | Management | For | For |
4 | Re-elect Mark Armour as Director | Management | For | For |
5 | Re-elect Geoffrey Bible as Director | Management | For | For |
6 | Re-elect Dinyar Devitre as Director | Management | For | For |
7 | Re-elect Lesley Knox as Director | Management | For | For |
8 | Re-elect Graham Mackay as Director | Management | For | Against |
9 | Re-elect John Manser as Director | Management | For | Against |
10 | Re-elect John Manzoni as Director | Management | For | For |
11 | Re-elect Miles Morland as Director | Management | For | Against |
12 | Re-elect Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Carlos Perez Davila as Director | Management | For | For |
14 | Re-elect Cyril Ramaphosa as Director | Management | For | Against |
15 | Re-elect Alejandro Santo Domingo Davila as Director | Management | For | For |
16 | Re-elect Helen Weir as Director | Management | For | For |
17 | Re-elect Howard Willard as Director | Management | For | For |
18 | Re-elect Jamie Wilson as Director | Management | For | For |
19 | Approve Final Dividend | Management | For | For |
20 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
22 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
23 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
24 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
25 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SAMPO OYJ MEETING DATE: APR 18, 2013 | ||||
TICKER: SAMAS SECURITY ID: X75653109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive Board's and Auditor's Report; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 1.35 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 160,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 80,000 for Other Directors | Management | For | Did Not Vote |
11 | Fix Number of Directors at Eight | Management | For | Did Not Vote |
12 | Reelect Anne Brunila, Grate Axen, Veli-Matti Mattila, Eira Palin-Lehtinen, Matti Vuoria, Per Sorlie, and Bjorn Wahlroos (Chairman) as Directors; Elect Jannica Fagerholm as New Director | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
15 | Authorize Repurchase of up to 50 Million Issued Class A Shares | Management | For | Did Not Vote |
16 | Close Meeting | Management | None | None |
SANDVIK AB MEETING DATE: APR 25, 2013 | ||||
TICKER: SAND SECURITY ID: W74857165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Approve Allocation of Income and Dividends of SEK 3.50 per Share | Management | For | Did Not Vote |
12 | Determine Number of Members (8) and Deputy Members (0) of Board | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Amount of 1.65 Million for Chairman and SEK 550,000 for Non-Executive Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
14 | Reelect Olof Faxander, Jurgen Geissinger, Johan Karlstrom, Fredrik Lundberg, Hanne de Mora, Anders Nyren (Chairman), Simon Thompson, and Lars Westerberg as Directors | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Approve Stock Option and Share Matching Plan (LTI 2013) for Key Employees | Management | For | Did Not Vote |
17 | Spin-off and Listing of Sandvik Materials Technology on the Stock Exchange; Distribute Shares to Sandvik's Shareholders | Shareholder | None | Did Not Vote |
18 | Close Meeting | Management | None | None |
SANOFI MEETING DATE: MAY 03, 2013 | ||||
TICKER: SAN SECURITY ID: F5548N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.77 per Share | Management | For | For |
4 | Elect Fabienne Lecorvaisier as Director | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1.3 Billion | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 520 Million | Management | For | For |
8 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
9 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
10 | Authorize Capitalization of Reserves of Up to EUR 500 Million for Bonus Issue or Increase in Par Value | Management | For | For |
11 | Approve Employee Stock Purchase Plan | Management | For | For |
12 | Authorize up to 0.2 Percent of Issued Capital for Use in Grants of Restricted Shares in Substitution for Discount under Capital Increases for Employee Stock Purchase Plans | Management | For | For |
13 | Authorize up to 0.7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
14 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAP AG MEETING DATE: JUN 04, 2013 | ||||
TICKER: SAP SECURITY ID: D66992104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.85 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2012 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2012 | Management | For | For |
5 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2013 | Management | For | For |
SCHINDLER HOLDING AG MEETING DATE: MAR 26, 2013 | ||||
TICKER: SCHN SECURITY ID: H7258G233 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1b | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of 2.20 CHF per Share and Participation Certificate | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Elect Monika Buetler as Director | Management | For | Did Not Vote |
4.1.2 | Elect Anthony Nightingale as Director | Management | For | Did Not Vote |
4.1.3 | Elect Carole Vischer as Director | Management | For | Did Not Vote |
4.2 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
5.1 | Approve CHF 55,241 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
5.2 | Approve CHF 77,289.1 Reduction in Participation Capital via Cancellation of Repurchased Participation Certificates | Management | For | Did Not Vote |
SCHNEIDER ELECTRIC SA MEETING DATE: APR 25, 2013 | ||||
TICKER: SU SECURITY ID: F86921107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.87 per Share | Management | For | For |
4 | Approve Additional Pension Scheme Agreement with the Members of the Management Board and the Chairman of the Supervisory Board | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Pascal Tricoire | Management | For | For |
6 | Reelect Gerard de La Martiniere as Supervisory Board Member | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Adopt One-Tiered Board Structure and Amend Articles 1, 11-21 and 22-28 of Bylaws Accordingly | Management | For | For |
9 | Transfer Outstanding Delegations of Powers to Issue Capital under Stock Purchase Plans from Management Board to Board of Directors | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 800 Million | Management | For | For |
11 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 220 Million | Management | For | For |
13 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 10 and 12 | Management | For | For |
14 | Authorize Capital Increase of up to 9.9 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to Aggregate Nominal Amount of EUR 110 Million | Management | For | For |
16 | Authorize up to 1.8 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
17 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
20 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Elect Jean-Pascal Tricoire as Director | Management | For | For |
22 | Elect Henri Lachmann as Director | Management | For | For |
23 | Elect Leo Apotheker as Director | Management | For | For |
24 | Elect Betsy Atkins as Director | Management | For | For |
25 | Elect Gerard de La Martiniere as Director | Management | For | For |
26 | Elect Xavier Fontanet Director | Management | For | For |
27 | Elect Noel Forgeard as Director | Management | For | For |
28 | Elect Antoine Gosset-Grainville as Director | Management | For | For |
29 | Elect Willy R. Kissling as Director | Management | For | For |
30 | Elect Cathy Kopp as Director | Management | For | For |
31 | Elect Dominique Senequier as Director | Management | For | For |
32 | Elect M.G. Richard Thoman as Director | Management | For | For |
33 | Elect Serge Weinberg as Director | Management | For | For |
34 | Elect Claude Briquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
35 | Elect Magali Herbaut as Representative of Employee Shareholders to the Board | Management | For | For |
36 | Elect Thierry Jacquet as Representative of Employee Shareholders to the Board | Management | Against | Against |
37 | Elect Jean-Michel Vedrine as Representative of Employee Shareholders to the Board | Management | Against | Against |
38 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Management | For | For |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SEVEN & I HOLDINGS CO LTD MEETING DATE: MAY 23, 2013 | ||||
TICKER: 3382 SECURITY ID: J7165H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 33 | Management | For | For |
2.1 | Elect Director Suzuki, Toshifumi | Management | For | For |
2.2 | Elect Director Murata, Noritoshi | Management | For | For |
2.3 | Elect Director Goto, Katsuhiro | Management | For | For |
2.4 | Elect Director Kobayashi, Tsuyoshi | Management | For | For |
2.5 | Elect Director Ito, Junro | Management | For | For |
2.6 | Elect Director Takahashi, Kunio | Management | For | For |
2.7 | Elect Director Shimizu, Akihiko | Management | For | For |
2.8 | Elect Director Kamei, Atsushi | Management | For | For |
2.9 | Elect Director Isaka, Ryuichi | Management | For | For |
2.10 | Elect Director Anzai, Takashi | Management | For | For |
2.11 | Elect Director Otaka, Zenko | Management | For | For |
2.12 | Elect Director Matsumoto, Ryu | Management | For | For |
2.13 | Elect Director Okubo, Tsuneo | Management | For | For |
2.14 | Elect Director Shimizu, Noritaka | Management | For | For |
2.15 | Elect Director Scott Trevor Davis | Management | For | For |
2.16 | Elect Director Nonaka, Ikujiro | Management | For | For |
3 | Approve Deep Discount Stock Option Plan | Management | For | For |
SEVEN BANK LTD MEETING DATE: JUN 18, 2013 | ||||
TICKER: 8410 SECURITY ID: J7164A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anzai, Takashi | Management | For | For |
1.2 | Elect Director Wakasugi, Masatoshi | Management | For | For |
1.3 | Elect Director Futagoishi, Kensuke | Management | For | For |
1.4 | Elect Director Funatake, Yasuaki | Management | For | For |
1.5 | Elect Director Ishiguro, Kazuhiko | Management | For | For |
1.6 | Elect Director Oizumi, Taku | Management | For | For |
1.7 | Elect Director Ohashi, Yoji | Management | For | For |
1.8 | Elect Director Miyazaki, Yuuko | Management | For | For |
1.9 | Elect Director Ohashi, Shuuji | Management | For | For |
1.10 | Elect Director Okina, Yuri | Management | For | For |
1.11 | Elect Director Shimizu, Akihiko | Management | For | For |
2.1 | Appoint Statutory Auditor Matsuo, Kunihiro | Management | For | For |
2.2 | Appoint Statutory Auditor Ikeda, Toshiaki | Management | For | For |
SHIONOGI & CO., LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 4507 SECURITY ID: J74229105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | Management | For | For |
2.1 | Elect Director Shiono, Motozo | Management | For | For |
2.2 | Elect Director Teshirogi, Isao | Management | For | For |
2.3 | Elect Director Nomura, Akio | Management | For | For |
2.4 | Elect Director Mogi, Teppei | Management | For | For |
2.5 | Elect Director Machida, Katsuhiko | Management | For | For |
3 | Appoint Statutory Auditor Tsukihara, Koichi | Management | For | Against |
SHOWA DENKO K.K. MEETING DATE: MAR 27, 2013 | ||||
TICKER: 4004 SECURITY ID: J75046136 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3 | Management | For | For |
2.1 | Elect Director Takahashi, Kyohei | Management | For | For |
2.2 | Elect Director Ichikawa, Hideo | Management | For | For |
2.3 | Elect Director Koinuma, Akira | Management | For | For |
2.4 | Elect Director Sakai, Yoshikazu | Management | For | For |
2.5 | Elect Director Fukuda, Shunji | Management | For | For |
2.6 | Elect Director Iwasaki, Hirokazu | Management | For | For |
2.7 | Elect Director Amano, Masaru | Management | For | For |
2.8 | Elect Director Akiyama, Tomofumi | Management | For | For |
2.9 | Elect Director Morita, Akiyoshi | Management | For | For |
SIEMENS AG MEETING DATE: JAN 23, 2013 | ||||
TICKER: SIE SECURITY ID: D69671218 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.00 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Management Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
4 | Approve Discharge of Supervisory Board for Fiscal 2011/2012 | Management | For | Did Not Vote |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012 | Management | For | Did Not Vote |
6a | Reelect Josef Ackermann to the Supervisory Board | Management | For | Did Not Vote |
6b | Reelect Gerd von Brandenstein to the Supervisory Board | Management | For | Did Not Vote |
6c | Reelect Gerhard Cromme to the Supervisory Board | Management | For | Did Not Vote |
6d | Reelect Michael Diekmann to the Supervisory Board | Management | For | Did Not Vote |
6e | Reelect Hans Michael Gaul to the Supervisory Board | Management | For | Did Not Vote |
6f | Reelect Peter Gruss to the Supervisory Board | Management | For | Did Not Vote |
6g | Reelect Nicola Leibinger-Kammueller to the Supervisory Board | Management | For | Did Not Vote |
6h | Elect Gerard Mestrallet to the Supervisory Board | Management | For | Did Not Vote |
6i | Elect Gueler Sabanci to the Supervisory Board | Management | For | Did Not Vote |
6j | Elect Werner Wenning to the Supervisory Board | Management | For | Did Not Vote |
7 | Approve Settlement Agreement Between Siemens AG and Thomas Ganswindt Concluded on November 20/28, 2012 | Management | For | Did Not Vote |
8 | Approve Spin-Off and Takeover Agreement with Osram Licht AG | Management | For | Did Not Vote |
SINGAPORE TECHNOLOGIES ENGINEERING MEETING DATE: APR 24, 2013 | ||||
TICKER: S63 SECURITY ID: Y7996W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend and Special Dividend | Management | For | For |
3 | Reelect Stanley Lai Tze Chang as Director | Management | For | For |
4 | Reelect Quek Poh Huat as Director | Management | For | For |
5 | Reelect Davinder Singh as Director | Management | For | For |
6 | Reelect Kwa Chong Seng as Director | Management | For | For |
7 | Reelect Chan Yeng Kit as Director | Management | For | For |
8 | Approve Directors' Fees | Management | For | For |
9 | Reappoint KPMG LLP as Auditors and Authorize the Board to Fix Their Remuneration | Management | For | For |
10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
11 | Approve Issuance of Shares and Grant of Awards Pursuant to the Singapore Technologies Engineering Performance Share Plan 2010 and Singapore Technologies Engineering Restricted Share Plan 2010 | Management | For | For |
SINGAPORE TECHNOLOGIES ENGINEERING MEETING DATE: APR 24, 2013 | ||||
TICKER: S63 SECURITY ID: Y7996W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Renewal of the Shareholders Mandate | Management | For | For |
2 | Authorize Share Repurchase Program | Management | For | For |
SINO LAND COMPANY LTD. MEETING DATE: OCT 31, 2012 | ||||
TICKER: 00083 SECURITY ID: Y80267126 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.36 Per Share with Option For Scrip Dividend | Management | For | For |
3a | Reelect Ronald Joseph Arculli as Director | Management | For | For |
3b | Reelect Allan Zeman as Director | Management | For | For |
3c | Reelect Steven Ong Kay Eng as Director | Management | For | For |
3d | Reelect Yu Wai Wai as Director | Management | For | Against |
3e | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
6 | Amend Articles of Association and Adopt the New Articles of Association | Management | For | For |
SJM HOLDINGS LTD. MEETING DATE: MAY 31, 2013 | ||||
TICKER: 00880 SECURITY ID: Y8076V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend and Special Dividend | Management | For | For |
3a | Elect Ng Chi Sing as Director | Management | For | For |
3b | Elect Chau Tak Hay Director | Management | For | For |
3c | Elect Lan Hong Tsung, David Director | Management | For | For |
4 | Elect Cheng Kar Shun, Henry Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
6 | Reappoint Deloitte Touche Tohmatsu, Certified Public Accountants as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
SKANDINAVISKA ENSKILDA BANKEN MEETING DATE: MAR 21, 2013 | ||||
TICKER: SEBA SECURITY ID: W25381141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Allocation of Income and Dividends of 2.75 SEK per Share | Management | For | Did Not Vote |
11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
12 | Receive Report on Work of Nomination Committee | Management | None | None |
13 | Set Number of Directors at 12; Set Number of Auditors at One | Management | For | Did Not Vote |
14 | Approve Remuneration of Directors in the Amount of SEK 2.4 Million for Chairman, SEK 580,000 for the Vice Chairmen, and SEK 500,000 for Other Directors: Approve Remuneration for Committee Work, Approve Remuneration of Auditors | Management | For | Did Not Vote |
15 | Reelect Johan Andresen, Signhild Hansen, Annika Falkengren, Urban Jansson, Birgitta Kantola, Thomas Nicolin, Jesper Ovesen, Jacob Wallenberg, and Marcus Wallenberg (Chairman) as Directors, Elect Samir Brikho, Winnie Fok, and Sven Nyman as New Directors | Management | For | Did Not Vote |
16 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
18a | Approve Share Deferral Plan for President, Group Executive Committee, and Certain Other Executive Managers | Management | For | Did Not Vote |
18b | Approve Share Matching Plan for Executive Management and Key Employees | Management | For | Did Not Vote |
18c | Approve Profit Sharing Program | Management | For | Did Not Vote |
19a | Authorize Repurchase of up to Two Percent of Issued Shares | Management | For | Did Not Vote |
19b | Authorize Repurchase of Class A and/or Class C Shares of up to Ten Percent of Issued Shares and Reissuance of Repurchased Shares in Connection with Long-Term Incentive Plan | Management | For | Did Not Vote |
19c | Authorize Reissuance of Repurchased Class A Shares in Connection with 2013 Long-Term Equity Programmes | Management | For | Did Not Vote |
20 | Appointment of Auditors of Foundations that Have Delegated their Business to the Bank | Management | For | Did Not Vote |
21 | Amend Articles: Composition of Board (Gender) | Shareholder | None | Did Not Vote |
22 | Close Meeting | Management | None | None |
SOCIETE GENERALE MEETING DATE: MAY 22, 2013 | ||||
TICKER: GLE SECURITY ID: F43638141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.45 per Share | Management | For | For |
3 | Approve Stock Dividend Program (New Shares) | Management | For | For |
4 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions and Acknowledge the Absence of New Transactions | Management | For | For |
6 | Reelect Jean-Bernard Levy as Director | Management | For | For |
7 | Elect Alexandra Schaapveld as Director | Management | For | For |
8 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SOJITZ CORPORATION MEETING DATE: JUN 25, 2013 | ||||
TICKER: 2768 SECURITY ID: J7608R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1.5 | Management | For | For |
2.1 | Elect Director Kase, Yutaka | Management | For | For |
2.2 | Elect Director Hara, Takashi | Management | For | For |
2.3 | Elect Director Sato, Yoji | Management | For | For |
2.4 | Elect Director Dantani, Shigeki | Management | For | For |
2.5 | Elect Director Mogi, Yoshio | Management | For | For |
2.6 | Elect Director Sashida, Yoshikazu | Management | For | For |
2.7 | Elect Director Nagashima, Toru | Management | For | For |
3.1 | Appoint Statutory Auditor Ojima, Yoichi | Management | For | Against |
3.2 | Appoint Statutory Auditor Seko, Miki | Management | For | For |
3.3 | Appoint Statutory Auditor Tsuya, Tadao | Management | For | For |
SOLVAY SA MEETING DATE: MAY 14, 2013 | ||||
TICKER: SOLB SECURITY ID: B82095116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
2 | Approve Remuneration Report | Management | For | For |
3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 3.20 per Share | Management | For | For |
5.1 | Approve Discharge of Directors | Management | For | For |
5.2 | Approve Discharge of Auditors | Management | For | For |
6.a.1 | Reelect Ridder Guy de Selliers de Moranville as Director | Management | For | For |
6.a.2 | Reelect Nicolas Boel as Director | Management | For | For |
6.a.3 | Reelect Bernard de Laguiche as Director | Management | For | For |
6.a.4 | Reelect Herve Coppens d Eeckenbrugge as Director | Management | For | For |
6.a.5 | Reelect Evelyn du Monceau as Director | Management | For | For |
6.a.6 | Reelect Jean-Pierre Clamadieu as Director | Management | For | For |
6.b.1 | Indicate Baron Herve Coppens d?Eeckenbrugge as Independent Board Member | Management | For | For |
6.b.2 | Indicate Evelyn du Monceau as Independent Board Member | Management | For | For |
6.c | Receive Information on Resignation of Jean van Zeebroeck as Director | Management | None | None |
6.d | Elect Francoise de Viron as Director | Management | For | For |
6.e | Indicate Francoise de Viron as Independent Board Member | Management | For | For |
6.f | Elect Amparo Moraleda as Director | Management | For | For |
6.g | Indicate Amparo Moraleda as Independent Board Member | Management | For | For |
7.a.1 | Ratify Deloitte as Auditors Represented by Eric Nys | Management | For | For |
7.a.2 | Approve the Representation of Deloitte by Frank Verhaegen in Case That Eric Nys Would Not Be Able to Fulfill His Duties | Management | For | For |
7.b | Approve Auditors' Remuneration of EUR 1,146,300 | Management | For | For |
8 | Transact Other Business | Management | None | None |
SSE PLC MEETING DATE: JUL 26, 2012 | ||||
TICKER: SSE SECURITY ID: G8842P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Katie Bickerstaffe as Director | Management | For | For |
5 | Re-elect Jeremy Beeton as Director | Management | For | For |
6 | Re-elect Lord Smith of Kelvin as Director | Management | For | For |
7 | Re-elect Ian Marchant as Director | Management | For | For |
8 | Re-elect Gregor Alexander as Director | Management | For | For |
9 | Re-elect Alistair Phillips-Davies as Director | Management | For | For |
10 | Re-elect Lady Rice as Director | Management | For | For |
11 | Re-elect Richard Gillingwater as Director | Management | For | For |
12 | Re-elect Thomas Andersen as Director | Management | For | For |
13 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
STANDARD CHARTERED PLC MEETING DATE: MAY 08, 2013 | ||||
TICKER: STAN SECURITY ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Om Bhatt as Director | Management | For | For |
5 | Elect Dr Louis Chi-Yan Cheung as Director | Management | For | For |
6 | Elect Margaret Ewing as Director | Management | For | For |
7 | Elect Dr Lars Thunell as Director | Management | For | For |
8 | Re-elect Stefano Bertamini as Director | Management | For | For |
9 | Re-elect Jaspal Bindra as Director | Management | For | For |
10 | Re-elect James Dundas as Director | Management | For | For |
11 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
12 | Re-elect Simon Lowth as Director | Management | For | For |
13 | Re-elect Rudolph Markham as Director | Management | For | For |
14 | Re-elect Ruth Markland as Director | Management | For | For |
15 | Re-elect Richard Meddings as Director | Management | For | For |
16 | Re-elect John Paynter as Director | Management | For | For |
17 | Re-elect Sir John Peace as Director | Management | For | For |
18 | Re-elect Alun Rees as Director | Management | For | For |
19 | Re-elect Peter Sands as Director | Management | For | For |
20 | Re-elect Viswanathan Shankar as Director | Management | For | For |
21 | Re-elect Paul Skinner as Director | Management | For | For |
22 | Re-elect Oliver Stocken as Director | Management | For | For |
23 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
24 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
25 | Approve EU Political Donations and Expenditure | Management | For | For |
26 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
27 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
28 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
29 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
30 | Authorise Market Purchase of Preference Shares | Management | For | For |
31 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
32 | Approve Sharesave Plan | Management | For | For |
STATOIL ASA MEETING DATE: MAY 14, 2013 | ||||
TICKER: STL SECURITY ID: R8413J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Elect Chairman of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.75 per Share | Management | For | Did Not Vote |
7 | Withdraw Company from Tar Sands Activities in Canada | Shareholder | Against | Did Not Vote |
8 | Withdraw Company from Ice-Laden Activities in the Arctic | Shareholder | Against | Did Not Vote |
9 | Approve Board of Directors' Statement on Company Corporate Governance | Management | For | Did Not Vote |
10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Amend Articles Re: Appointment of Nominating Committee Members | Management | For | Did Not Vote |
13 | Approve Remuneration of Corporate Assembly in the Amount of NOK 112,200 for the Chairman, NOK 59,100 for the Vice Chairman, NOK 41,500 for Other Members, and NOK 5,900 for Deputy Members | Management | For | Did Not Vote |
14 | Elect Elisabeth Berge and Johan Alstad as Member and Deputy Member of Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration of Nominating Committee in the Amount of NOK 11,200 for the Chairman and NOK 8,300 for Other Members | Management | For | Did Not Vote |
16 | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees | Management | For | Did Not Vote |
17 | Authorize Repurchase of up to 75 Million Shares For Cancellation Purposes | Management | For | Did Not Vote |
STOCKLAND MEETING DATE: OCT 17, 2012 | ||||
TICKER: SGP SECURITY ID: Q8773B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Elect Terry Williamson as a Director | Management | For | For |
3 | Elect Carolyn Hewson as a Director | Management | For | For |
4 | Appoint PricewaterhouseCoopers as Auditor of the Company | Management | For | For |
5 | Approve the Adoption of the Remuneration Report | Management | For | For |
6 | Approve the Termination Benefits Framework | Management | For | For |
STORA ENSO OYJ MEETING DATE: APR 23, 2013 | ||||
TICKER: STERV SECURITY ID: X21349117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Call the Meeting to Order | Management | None | None |
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive CEO's Review | Management | None | None |
7 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.30 Per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Approve Remuneration of Directors in the Amount of EUR 170,000 for Chairman, EUR 100,000 for Vice Chairman, and EUR 70,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
11 | Fix Number of Directors at 10 | Management | For | Did Not Vote |
12 | Reelect Gunnar Brock, Birgitta Kantola, Mikael Makinen, Juha Rantanen, Hans Straberg, Matti Vuoria, Hock Goh, and Marcus Wallenberg as Directors; Elect Elizabeth Fleuriot and Anne Brunila as New Directors | Management | For | Did Not Vote |
13 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Ratify Deloitte & Touche Oy as Auditors | Management | For | Did Not Vote |
15 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
16 | Approve Cancellation of 918,512 Series R Treasury Shares | Management | For | Did Not Vote |
17 | Presentation of Minutes of the Meeting | Management | None | None |
18 | Close Meeting | Management | None | None |
SUEDZUCKER AG MEETING DATE: JUL 19, 2012 | ||||
TICKER: SZU SECURITY ID: D82781101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011/2012 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5.1 | Elect Hans-Joerg Gebhard to the Supervisory Board | Management | For | Against |
5.2 | Elect Christian Konrad to the Supervisory Board | Management | For | Against |
5.3 | Elect Ralf Bethke to the Supervisory Board | Management | For | For |
5.4 | Elect Jochen Fenner to the Supervisory Board | Management | For | Against |
5.5 | Elect Erwin Hameseder to the Supervisory Board | Management | For | Against |
5.6 | Elect Ralf Hentzschel to the Supervisory Board | Management | For | Against |
5.7 | Elect Wolfgang Kirsch to the Supervisory Board | Management | For | For |
5.8 | Elect Georg Koch to the Supervisory Board | Management | For | Against |
5.9 | Elect Erhard Landes to the Supervisory Board | Management | For | Against |
5.10 | Elect Joachim Rukwied to the Supervisory Board | Management | For | Against |
6 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2012 | Management | For | For |
SUMITOMO CORP. MEETING DATE: JUN 21, 2013 | ||||
TICKER: 8053 SECURITY ID: J77282119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 21 | Management | For | For |
2 | Amend Articles To Indemnify Directors | Management | For | For |
3.1 | Elect Director Nakamura, Kuniharu | Management | For | For |
3.2 | Elect Director Sasaki, Shinichi | Management | For | For |
3.3 | Elect Director Kawahara, Takuro | Management | For | For |
3.4 | Elect Director Togashi, Kazuhisa | Management | For | For |
3.5 | Elect Director Abe, Yasuyuki | Management | For | For |
3.6 | Elect Director Furihata, Toru | Management | For | For |
3.7 | Elect Director Kanegae, Michihiko | Management | For | For |
3.8 | Elect Director Omori, Kazuo | Management | For | For |
3.9 | Elect Director Hidaka, Naoki | Management | For | For |
3.10 | Elect Director Inohara, Hiroyuki | Management | For | For |
3.11 | Elect Director Harada, Akio | Management | For | For |
3.12 | Elect Director Matsunaga, Kazuo | Management | For | For |
4.1 | Appoint Statutory Auditor Moriyama, Takahiro | Management | For | For |
4.2 | Appoint Statutory Auditor Nitta, Mutsuo | Management | For | Against |
4.3 | Appoint Statutory Auditor Kasama, Haruo | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
6 | Approve Stock Option Plan, Deep Discount Stock Option Plan and Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
7 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
SUMITOMO METAL MINING CO. LTD. MEETING DATE: JUN 24, 2013 | ||||
TICKER: 5713 SECURITY ID: J77712123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | Management | For | For |
2.1 | Elect Director Kemori, Nobumasa | Management | For | For |
2.2 | Elect Director Nakazato, Yoshiaki | Management | For | For |
2.3 | Elect Director Kawaguchi, Yukio | Management | For | For |
2.4 | Elect Director Kubota, Takeshi | Management | For | For |
2.5 | Elect Director Tsuchida, Naoyuki | Management | For | For |
2.6 | Elect Director Ogata, Mikinobu | Management | For | For |
2.7 | Elect Director Sato, Hajime | Management | For | For |
2.8 | Elect Director Ushijima, Tsutomu | Management | For | For |
3 | Appoint Alternate Statutory Auditor Taimatsu, Hitoshi | Management | For | For |
4 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
SUMITOMO MITSUI FINANCIAL GROUP, INC. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 8316 SECURITY ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | Management | For | For |
2 | Amend Articles To Remove Provisions on Class 6 Preferred Shares - Amend Provisions on Preferred Shares to Comply with Basel III | Management | For | For |
3.1 | Elect Director Oku, Masayuki | Management | For | For |
3.2 | Elect Director Kunibe, Takeshi | Management | For | For |
3.3 | Elect Director Kubo, Ken | Management | For | For |
3.4 | Elect Director Ito, Yuujiro | Management | For | For |
3.5 | Elect Director Fuchizaki, Masahiro | Management | For | For |
3.6 | Elect Director Narita, Manabu | Management | For | For |
3.7 | Elect Director Ogino, Kozo | Management | For | For |
3.8 | Elect Director Iwamoto, Shigeru | Management | For | For |
3.9 | Elect Director Nomura, Kuniaki | Management | For | For |
4.1 | Appoint Statutory Auditor Minami, Koichi | Management | For | For |
4.2 | Appoint Statutory Auditor Uno, Ikuo | Management | For | Against |
4.3 | Appoint Statutory Auditor Ito, Satoshi | Management | For | Against |
5 | Appoint Alternate Statutory Auditor Tsunoda, Daiken | Management | For | For |
SUN HUNG KAI PROPERTIES LTD. MEETING DATE: NOV 15, 2012 | ||||
TICKER: 00016 SECURITY ID: Y82594121 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Lui Ting, Victor as Director | Management | For | For |
3a2 | Reelect Leung Nai-pang, Norman as Director | Management | For | For |
3a3 | Reelect Leung Kui-king, Donald as Director | Management | For | For |
3a4 | Reelect Kwok Ping-kwong, Thomas as Director | Management | For | Against |
3a5 | Reelect Lee Shau-kee as Director | Management | For | For |
3a6 | Reelect Yip Dicky Peter as Director | Management | For | For |
3a7 | Reelect Wong Yue-chim, Richard as Director | Management | For | For |
3a8 | Reelect Fung Kwok-lun, William as Director | Management | For | For |
3a9 | Reelect Kwan Cheuk-yin, William as Director | Management | For | For |
3a10 | Reelect Wong Yick-kam, Michael as Director | Management | For | For |
3a11 | Reelect Chan Kwok-wai, Patrick as Director | Management | For | For |
3b | Approve Directors' Fees | Management | For | For |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
8 | Adopt New Share Option Scheme of the Company and Terminate Its Existing Share Option Scheme | Management | For | For |
9 | Adopt New Share Option Scheme of SUNeVision Holdings Ltd. and Terminate Its Existing Share Option Scheme | Management | For | For |
SUNCORP GROUP LTD. MEETING DATE: OCT 25, 2012 | ||||
TICKER: SUN SECURITY ID: Q8802S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Adoption of the Remuneration Report | Management | For | For |
2 | Approve the Grant of Up to 446,752 Performance Rights to Patrick Snowball, Managing Director and Group Chief Executive Officer of the Company | Management | For | For |
3a | Elect Zygmunt Switkowski as a Director | Management | For | For |
3b | Elect Ewoud Kulk as a Director | Management | For | For |
3c | Elect Michael Cameron as a Director | Management | For | For |
3d | Elect Douglas McTaggart as a Director | Management | For | For |
3e | Elect Audette Exel as a Director | Management | For | For |
4 | Approve the Amendments to the Company's Constitution | Management | For | For |
SUZUKI MOTOR CORP. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 7269 SECURITY ID: J78529138 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 10 | Management | For | For |
2.1 | Elect Director Suzuki, Osamu | Management | For | For |
2.2 | Elect Director Tamura, Minoru | Management | For | For |
2.3 | Elect Director Honda, Osamu | Management | For | For |
2.4 | Elect Director Suzuki, Toshihiro | Management | For | For |
2.5 | Elect Director Harayama, Yasuhito | Management | For | For |
2.6 | Elect Director Aizawa, Naoki | Management | For | For |
2.7 | Elect Director Mochizuki, Eiji | Management | For | For |
2.8 | Elect Director Iguchi, Masakazu | Management | For | For |
2.9 | Elect Director Tanino, Sakutaro | Management | For | Against |
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
SVENSKA CELLULOSA AB (SCA) MEETING DATE: APR 10, 2013 | ||||
TICKER: SECURITY ID: W90152120 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports | Management | None | None |
7 | Receive Review by Chairman and CEO | Management | None | None |
8a | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8b | Approve Allocation of Income and Dividends of SEK 4.50 per Share | Management | For | Did Not Vote |
8c | Approve Discharge of Board and President | Management | For | Did Not Vote |
9 | Determine Number of Members (9) and Deputy Members of Board (0) | Management | For | Did Not Vote |
10 | Fix Number of Auditors (1) | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of SEK 1.65 Million for Chairman, and SEK 550,000 for Non-Executive Directors; Approve Remuneration of Auditors | Management | For | Did Not Vote |
12 | Reelect Par Boman, Rolf Borjesson, Jan Johansson, Leif Johansson, Louise Julian, Sverker Martin-Lof, Bert Nordberg, Anders Nyren, and Barbara Thoralfsson as Directors | Management | For | Did Not Vote |
13 | Ratify PricewaterhouseCoopers AB as Auditors | Management | For | Did Not Vote |
14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
15 | Amend Articles Re: Insert Gender Quota for Board of Directors | Shareholder | None | Did Not Vote |
16 | Close Meeting | Management | None | None |
SVENSKA HANDELSBANKEN MEETING DATE: MAR 20, 2013 | ||||
TICKER: SHBA SECURITY ID: W90937181 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports; Receive Consolidated Financial Statements and Statutory Reports; Receive Board's Report; Receive Auditor's Report; Receive Review by CEO | Management | None | None |
8 | Approve Financial Statements and Statutory Reports; Approve Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 10.75 per Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Authorize Repurchase of Up to 40 Million Class A and/or Class B Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
12 | Authorize Repurchase of Up to 2 Percent of Issued Share Capital for the Bank's Trading Book | Management | For | Did Not Vote |
13 | Determine Number of Members (11) of Board | Management | For | Did Not Vote |
14 | Determine Number of Auditors (2) | Management | For | Did Not Vote |
15 | Approve Remuneration of Directors in the Ammount of SEK 3.15 Million for Chairman, SEK 875,000 for Vice Chairmen, and SEK 600,000 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
16 | Reelect Anders Nyren (Chairman), Fredrik Lundberg, Jon Baksaas, Par Boman, Tommy Bylund, Lone Schroder, Jan Johansson, Sverker Martin-Lof, Bente Rathe, Ole Johansson and Charlotte Skog as Directors | Management | For | Did Not Vote |
17 | Ratify KPMG and Ernst & Young as Auditors | Management | For | Did Not Vote |
18 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
19 | Approve Proposal Concerning the Appointment of Auditors in Foundations Without Own Management | Management | For | Did Not Vote |
20 | Amend Articles of Association: Composition of Board (Gender) | Shareholder | None | Did Not Vote |
21 | Close Meeting | Management | None | None |
SWEDBANK AB MEETING DATE: MAR 20, 2013 | ||||
TICKER: SWEDA SECURITY ID: W9423X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Recieve Address by Chairman of the Board | Management | None | None |
2 | Elect Claes Zettermarck as Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report | Management | None | None |
7c | Receive President's Report | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 9.90 Per Preference Share and SEK 9.90 Per Common Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Board Members (10) | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom (Chair), Charlotte Stromberg, Karl-Henrik Sundstrom, and Siv Svensson as Directors | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | Management | For | Did Not Vote |
17 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
18 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
19a | Approve Collective Remuneration Program 2013 | Management | For | Did Not Vote |
19b | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2013 | Management | For | Did Not Vote |
19c | Authorize Transfer of Own Ordinary Shares under Program 2013 | Management | For | Did Not Vote |
20 | Proposal to Decrease the Share Dividend (refer to item 9); Proposal to Make the Bank to Again Become a Full Service Bank | Shareholder | None | Did Not Vote |
21 | Close Meeting | Management | None | None |
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS) MEETING DATE: APR 10, 2013 | ||||
TICKER: SECURITY ID: H8431B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
1.2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3.1 | Approve Ordinary Dividends of CHF 3.50 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3.2 | Approve Special Dividends of CHF 4.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
4 | Approve Discharge of Board | Management | For | Did Not Vote |
5.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Malcolm Knight as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Carlos Represas as Director | Management | For | Did Not Vote |
5.1.4 | Reelect Jean-Pierre Roth as Director | Management | For | Did Not Vote |
5.1.5 | Elect Mary Francis as Director | Management | For | Did Not Vote |
5.2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
6.1 | Amend Terms of Existing Pool of Conditional Capital | Management | For | Did Not Vote |
6.2 | Approve Creation of CHF 8.5 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6.3 | Approve Cancellation of Capital Authorization | Management | For | Did Not Vote |
TABCORP HOLDINGS LTD. MEETING DATE: OCT 31, 2012 | ||||
TICKER: TAH SECURITY ID: Q8815D101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Jane Hemstritch as a Director | Management | For | For |
2b | Elect Zygmunt Switkowski as a Director | Management | For | For |
2c | Elect Elmer Funke Kupper as a Director | Management | For | For |
2d | Elect Steven Gregg as a Director | Management | For | For |
3 | Approve the Adoption of the Remuneration Report | Management | For | For |
4 | Approve the Grant of New Performance Rights to David Attenborough, Managing Director and Chief Executive Officer | Management | For | For |
TAKEDA PHARMACEUTICAL CO. LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: 4502 SECURITY ID: J8129E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | Management | For | For |
2.1 | Elect Director Hasegawa, Yasuchika | Management | For | For |
2.2 | Elect Director Yamanaka, Yasuhiko | Management | For | For |
2.3 | Elect Director Frank Morich | Management | For | For |
2.4 | Elect Director Yamada, Tadataka | Management | For | For |
2.5 | Elect Director Iwasaki, Masato | Management | For | For |
2.6 | Elect Director Sudo, Fumio | Management | For | For |
2.7 | Elect Director Kojima, Yorihiko | Management | For | For |
2.8 | Elect Director Honda, Shinji | Management | For | For |
3 | Appoint Statutory Auditor Kuniya, Shiro | Management | For | Against |
4 | Appoint Alternate Statutory Auditor Kuroda, Katsushi | Management | For | For |
5 | Approve Annual Bonus Payment to Directors | Management | For | For |
TATE & LYLE PLC MEETING DATE: JUL 26, 2012 | ||||
TICKER: TATE SECURITY ID: G86838128 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Peter Gershon as Director | Management | For | For |
5 | Re-elect Javed Ahmed as Director | Management | For | For |
6 | Re-elect Tim Lodge as Director | Management | For | For |
7 | Re-elect Liz Airey as Director | Management | For | For |
8 | Re-elect William Camp as Director | Management | For | For |
9 | Re-elect Evert Henkes as Director | Management | For | For |
10 | Re-elect Douglas Hurt as Director | Management | For | For |
11 | Elect Dr Ajai Puri as Director | Management | For | For |
12 | Re-elect Robert Walker as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Approve Performance Share Plan | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
TELECOM CORPORATION OF NEW ZEALAND LTD. MEETING DATE: SEP 28, 2012 | ||||
TICKER: TEL SECURITY ID: Q89499109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to Fix the Remuneration of KPMG, the Auditors of the Company | Management | For | For |
2 | Elect Mark Verbiest as a Director | Management | For | For |
3 | Elect Paul Berriman as a Director | Management | For | For |
4 | Elect Simon Moutter as a Director | Management | For | For |
5 | Approve the Issuance of Up to 1 Million Shares to Simon Moutter, Chief Executive Officer of the Company | Management | For | For |
6 | Approve the Issuance of Up to 2.5 Million Share Rights to Simon Moutter, Chief Executive Officer of the Company | Management | For | For |
TELECOM ITALIA SPA MEETING DATE: OCT 18, 2012 | ||||
TICKER: TIT SECURITY ID: T92778108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dispute Settlement with Former Executive Director Carlo Orazio Buora | Management | For | For |
1-bis | Approve Legal Actions Against Former Executive Director Carlo Orazio Buora | Management | For | For |
2 | Approve Dispute Settlement with Former Executive Director Riccardo Ruggiero | Management | For | For |
2-bis | Approve Legal Actions Against Former Executive Director Riccardo | Management | For | For |
TELECOM ITALIA SPA MEETING DATE: APR 17, 2013 | ||||
TICKER: TIT SECURITY ID: T92778108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Appoint One Primary Internal Statutory Auditor and One Alternate | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
TELECOM ITALIA SPA MEETING DATE: MAY 22, 2013 | ||||
TICKER: TIT SECURITY ID: T92778124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report on Special Fund Protecting Saving Shareholders Interests | Management | For | For |
2 | Elect Representative for Holders of Saving Shares | Management | For | For |
TELEFONICA S.A. MEETING DATE: MAY 30, 2013 | ||||
TICKER: TEF SECURITY ID: 879382109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For |
2.1 | Reelect Jose Maria Abril Perez as Director | Management | For | Against |
2.2 | Reelect Jose Fernando de Almansa Moreno-Barreda as Director | Management | For | Against |
2.3 | Reelect Eva Castillo Sanz as Director | Management | For | Against |
2.4 | Reelect Luiz Fernando Furlan as Director | Management | For | For |
2.5 | Reelect Francisco Javier de Paz Mancho as Director | Management | For | For |
2.6 | Ratify Co-option of and Elect Santiago Fernandez Valbuena as Director | Management | For | Against |
3 | Renew Appointment of Ernst & Young as Auditor | Management | For | For |
4.1 | Amend Articles | Management | For | For |
4.2 | Amend Articles | Management | For | For |
4.3 | Approve Restated Articles of Association | Management | For | For |
5 | Adopt Restated General Meeting Regulations | Management | For | For |
6 | Approve Dividends | Management | For | For |
7 | Authorize Issuance of Convertible Bonds, Debentures, Warrants, and Other Debt Securities without Preemptive Rights up to EUR 25 Billion | Management | For | Against |
8 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
9 | Advisory Vote on Remuneration Policy Report | Management | For | Against |
TELSTRA CORPORATION LIMITED. MEETING DATE: OCT 16, 2012 | ||||
TICKER: TLS SECURITY ID: Q8975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
3a | Elect Timothy Chen as Director | Management | For | For |
3b | Elect Geoffrey Cousins as Director | Management | For | For |
3c | Elect Russell Higgins as Director | Management | For | For |
3d | Elect Margaret Seale as Director | Management | For | For |
3e | Elect Steven Vamos as Director | Management | For | For |
3f | Elect John Zeglis as Director | Management | For | For |
4 | Approve the Increase in Aggregate Remuneration of Non-Executive Directors | Management | None | For |
5 | Approve the Issuance of 1.39 Million Performance Rights to David Thodey, CEO of the Company | Management | For | For |
6 | Approve the Remuneration Report | Management | For | For |
TESCO PLC MEETING DATE: JUN 28, 2013 | ||||
TICKER: TSCO SECURITY ID: G87621101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Olivia Garfield as Director | Management | For | For |
5 | Re-elect Sir Richard Broadbent as Director | Management | For | For |
6 | Re-elect Philip Clarke as Director | Management | For | For |
7 | Re-elect Gareth Bullock as Director | Management | For | For |
8 | Re-elect Patrick Cescau as Director | Management | For | For |
9 | Re-elect Stuart Chambers as Director | Management | For | For |
10 | Re-elect Ken Hanna as Director | Management | For | For |
11 | Re-elect Laurie Mcllwee as Director | Management | For | For |
12 | Re-elect Deanna Oppenheimer as Director | Management | For | For |
13 | Re-elect Jacqueline Tammenoms Bakker as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
THALES MEETING DATE: MAY 24, 2013 | ||||
TICKER: HO SECURITY ID: F9156M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.88 per Share | Management | For | For |
4 | Approve Transaction with Luc Vigneron Re: Stock Options | Management | For | Against |
5 | Approve Severance Payment Agreement with Chairman/CEO | Management | For | Against |
6 | Approve Unemployment Insurance Agreement with Chairman/CEO | Management | For | Against |
7 | Approve Additional Pension Scheme Agreement with Chairman/CEO | Management | For | Against |
8 | Ratify Appointment of Jean-Bernard Levy as Director | Management | For | For |
9 | Ratify Appointment of David Azema as Director Representing the French State | Management | For | Against |
10 | Renew Appointment of Mazars as Auditor | Management | For | For |
11 | Appoint Herve Helias as Alternate Auditor | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
14 | Amend Article 5 of Bylaws Re: Company's Duration | Management | For | For |
15 | Amend Article 10.4 of Bylaws Re: Directors Length of Term | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
THE BRITISH LAND COMPANY PLC MEETING DATE: JUL 13, 2012 | ||||
TICKER: BLND SECURITY ID: G15540118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Aubrey Adams as Director | Management | For | For |
4 | Re-elect Lucinda Bell as Director | Management | For | For |
5 | Re-elect Simon Borrows as Director | Management | For | For |
6 | Re-elect Chris Gibson-Smith as Director | Management | For | For |
7 | Re-elect John Gildersleeve as Director | Management | For | For |
8 | Re-elect Chris Grigg as Director | Management | For | For |
9 | Re-elect Dido Harding as Director | Management | For | For |
10 | Re-elect William Jackson as Director | Management | For | For |
11 | Re-elect Charles Maudsley as Director | Management | For | For |
12 | Re-elect Richard Pym as Director | Management | For | For |
13 | Re-elect Tim Roberts as Director | Management | For | For |
14 | Re-elect Stephen Smith as Director | Management | For | For |
15 | Re-elect Lord Turnbull as Director | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
THE LINK REAL ESTATE INVESTMENT TRUST MEETING DATE: JUL 25, 2012 | ||||
TICKER: 00823 SECURITY ID: Y5281M111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Note Financial Statements and Statutory Reports | Management | None | None |
2 | Note the Appointment of Auditor of The Link REIT and Fixing Their Remuneration | Management | None | None |
3a | Reelect Anthony Chow Wing Kin as Independent Non-Executive Director | Management | For | For |
3b | Reelect William Chan Chak Cheung as Independent Non-Executive Director | Management | For | For |
3c | Reelect David Charles Watt as Independent Non-Executive Director | Management | For | Against |
4 | Authorize Repurchase of Up to 10 Percent of Issued Units | Management | For | For |
5 | Approve Expansion of the Asset Class of The Link REIT's Investment Strategy | Management | For | For |
6 | Approve Expanded Asset Class Consequential Amendment | Management | For | For |
7 | Approve Charitable Amendments | Management | For | For |
8 | Amend Ancillary Trust Deed to Allow Manager to Establish Subsidiaries | Management | For | For |
9 | Approve Ancillary Trust Deed Amendments Relating to Special Purpose Vehicles of The Link REIT in the Trust Deed | Management | For | For |
THE WHARF (HOLDINGS) LTD. MEETING DATE: JUN 06, 2013 | ||||
TICKER: 00004 SECURITY ID: Y8800U127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect T. Y. Ng as Director | Management | For | Against |
2b | Elect Alexander S. K. Au as Director | Management | For | For |
2c | Elect Edward K. Y. Chen as Director | Management | For | For |
2d | Elect Raymond K. F. Ch'ien as Director | Management | For | For |
2e | Elect Y. T. Leng as Director | Management | For | For |
2f | Elect Arthur K. C. Li as Director | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Increase in the Rate of Fee Payable to Chairman of the Company | Management | For | For |
4b | Approve Increase in Rate of Fee Payable to Directors Other than the Chairman | Management | For | For |
4c | Approve Increase in Rate of Fee Payable to Audit Committee Members | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
TOKYO GAS CO. LTD. MEETING DATE: JUN 27, 2013 | ||||
TICKER: 9531 SECURITY ID: J87000105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 5.5 | Management | For | For |
2.1 | Elect Director Torihara, Mitsunori | Management | For | For |
2.2 | Elect Director Okamoto, Tsuyoshi | Management | For | For |
2.3 | Elect Director Muraki, Shigeru | Management | For | For |
2.4 | Elect Director Hirose, Michiaki | Management | For | For |
2.5 | Elect Director Yoshino, Kazuo | Management | For | For |
2.6 | Elect Director Hataba, Matsuhiko | Management | For | For |
2.7 | Elect Director Kunigo, Yutaka | Management | For | For |
2.8 | Elect Director Mikami, Masahiro | Management | For | For |
2.9 | Elect Director Sato, Yukio | Management | For | For |
2.10 | Elect Director Tomizawa, Ryuuichi | Management | For | For |
2.11 | Elect Director Nakagaki, Yoshihiko | Management | For | For |
3.1 | Appoint Statutory Auditor Oya, Tsutomu | Management | For | For |
3.2 | Appoint Statutory Auditor Otani, Kojiro | Management | For | Against |
TOTAL SA MEETING DATE: MAY 17, 2013 | ||||
TICKER: FP SECURITY ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.34 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Thierry Desmarest as Director | Management | For | For |
6 | Reelect Gunnar Brock as Director | Management | For | For |
7 | Reelect Gerard Lamarche as Director | Management | For | For |
8 | Elect Charles Keller as Representative of Employee Shareholders to the Board | Management | For | For |
9 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Management | Against | Against |
10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.40 Million | Management | For | For |
11 | Authorize up to 0.75 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
12 | Approve Employee Stock Purchase Plan | Management | For | For |
A | Approve the Establishment of an Independent Ethics Committee | Shareholder | Against | Abstain |
B | Approve to Link Remuneration to Positive Safety Indicators | Shareholder | Against | Against |
C | Acquire the Diversity Label | Shareholder | Against | Abstain |
D | Approve Nomination of Employees Representative to the Remuneration Committee | Shareholder | Against | Against |
E | Allow Loyalty Dividends to Long-Term Registered Shareholders | Shareholder | Against | Against |
TOYODA GOSEI CO. LTD. MEETING DATE: JUN 19, 2013 | ||||
TICKER: 7282 SECURITY ID: J91128108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 26 | Management | For | For |
2.1 | Elect Director Wakayama, Hajime | Management | For | Against |
2.2 | Elect Director Arashima, Tadashi | Management | For | Against |
2.3 | Elect Director Shimizu, Nobuyuki | Management | For | For |
2.4 | Elect Director Fujiwara, Nobuo | Management | For | For |
2.5 | Elect Director Ichikawa, Masayoshi | Management | For | For |
2.6 | Elect Director Otake, Kazumi | Management | For | For |
2.7 | Elect Director Kobayashi, Daisuke | Management | For | For |
3 | Appoint Statutory Auditor Oguri, Toru | Management | For | For |
4 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
5 | Approve Retirement Bonuses and Special Payments in Connection with Abolition of Retirement Bonus System | Management | For | Against |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
TOYOTA MOTOR CORP. MEETING DATE: JUN 14, 2013 | ||||
TICKER: 7203 SECURITY ID: J92676113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2.1 | Elect Director Uchiyamada, Takeshi | Management | For | For |
2.2 | Elect Director Toyoda, Akio | Management | For | For |
2.3 | Elect Director Ozawa, Satoshi | Management | For | For |
2.4 | Elect Director Kodaira, Nobuyori | Management | For | For |
2.5 | Elect Director Kato, Mitsuhisa | Management | For | For |
2.6 | Elect Director Maekawa, Masamoto | Management | For | For |
2.7 | Elect Director Furuhashi, Mamoru | Management | For | For |
2.8 | Elect Director Ihara, Yasumori | Management | For | For |
2.9 | Elect Director Sudo, Seiichi | Management | For | For |
2.10 | Elect Director Saga, Koei | Management | For | For |
2.11 | Elect Director Ise, Kiyotaka | Management | For | For |
2.12 | Elect Director Terashi, Shigeki | Management | For | For |
2.13 | Elect Director Ishii, Yoshimasa | Management | For | For |
2.14 | Elect Director Uno, Ikuo | Management | For | For |
2.15 | Elect Director Kato, Haruhiko | Management | For | For |
2.16 | Elect Director Mark T. Hogan | Management | For | For |
3 | Amend Articles To Indemnify Directors | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 17, 2013 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3A | Approve Payment of a Dividend in Principle | Management | For | Did Not Vote |
3B1 | Approve Reduction (Transocean) in Share Capital and Repayment of $2.24 per share | Management | For | Did Not Vote |
3B2 | Approve Reduction (Icahn Group) in Share Capital and Repayment of $4.00 per share | Shareholder | Against | Did Not Vote |
4 | Approve Creation of CHF 75 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5 | Declassify the Board of Directors | Shareholder | None | Did Not Vote |
6A | Elect Director Frederico F. Curado | Management | For | Did Not Vote |
6B | Elect Director Steven L. Newman | Management | For | Did Not Vote |
6C | Elect Director Thomas W. Cason | Management | For | Did Not Vote |
6D | Elect Director Robert M. Sprague | Management | For | Did Not Vote |
6E | Elect Director J. Michael Talbert | Management | For | Did Not Vote |
6F | Elect Director John J. Lipinski | Shareholder | Against | Did Not Vote |
6G | Elect Director Jose Maria Alapont | Shareholder | Against | Did Not Vote |
6H | Elect Director Samuel Merksamer | Shareholder | Against | Did Not Vote |
7 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd, Zurich as the Company's Auditor for a Further One-Year Term | Management | For | Did Not Vote |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
TUI TRAVEL PLC MEETING DATE: FEB 07, 2013 | ||||
TICKER: TT. SECURITY ID: G9127H104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Dr Michael Frenzel as Director | Management | For | For |
5 | Re-elect Sir Michael Hodgkinson as Director | Management | For | Against |
6 | Re-elect Peter Long as Director | Management | For | For |
7 | Re-elect Johan Lundgren as Director | Management | For | For |
8 | Re-elect William Waggott as Director | Management | For | For |
9 | Re-elect Dr Volker Bottcher as Director | Management | For | For |
10 | Re-elect Horst Baier as Director | Management | For | Against |
11 | Re-elect Tony Campbell as Director | Management | For | Against |
12 | Re-elect Rainer Feuerhake as Director | Management | For | For |
13 | Elect Janis Kong as Director | Management | For | For |
14 | Re-elect Coline McConville as Director | Management | For | For |
15 | Re-elect Minnow Powell as Director | Management | For | For |
16 | Re-elect Dr Erhard Schipporeit as Director | Management | For | For |
17 | Re-elect Dr Albert Schunk as Director | Management | For | For |
18 | Re-elect Harold Sher as Director | Management | For | For |
19 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
UBS AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.15 per Share from Capital Contribution Reserve | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1a | Reelect Axel Weber as Director | Management | For | Did Not Vote |
4.1b | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1c | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1d | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1e | Relect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1f | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1g | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1h | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.1i | Reelect Isabelle Romy as Director | Management | For | Did Not Vote |
4.1j | Reelect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
4.1k | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
4.2 | Elect Reto Francioni as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young Ltd. as Auditors | Management | For | Did Not Vote |
UNIBAIL RODAMCO SE MEETING DATE: APR 25, 2013 | ||||
TICKER: UL SECURITY ID: F95094110 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 8.40 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or New Shares) | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Reelect Francois Jaclot as Supervisory Board Member | Management | For | For |
7 | Reelect Frans Cremers as Supervisory Board Member | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 75 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
UNICREDIT SPA MEETING DATE: MAY 11, 2013 | ||||
TICKER: UCG SECURITY ID: T960AS101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3.1 | Slate Submitted by Fondazione Cassa di Risparmio di Verona Vicenza Belluno e Ancona | Shareholder | None | Did Not Vote |
3.2 | Slate Submitted by Institutional Investors | Shareholder | None | For |
4 | Approve Internal Auditors' Remuneration | Management | For | For |
5 | Elect Three Directors (Bundled); Authorize Board Members to Assume Positions in Competing Companies | Management | For | For |
6 | Approve Remuneration of Directors | Management | For | For |
7 | Approve Remuneration Report | Management | For | For |
8 | Approve 2013 Group Incentive System | Management | For | For |
9 | Approve Group Employees Share Ownership Plan 2013 | Management | For | For |
1 | Amend Company Bylaws | Management | For | For |
2 | Approve Capital Increase to Service Incentive Plans | Management | For | For |
UNILEVER NV MEETING DATE: MAY 15, 2013 | ||||
TICKER: UNA SECURITY ID: N8981F271 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Approve Discharge of Executive Board Members | Management | For | For |
4 | Approve Discharge of Non-Executive Board Members | Management | For | For |
5 | Reelect P.G.J.M. Polman as CEO to Board of Directors | Management | For | For |
6 | Relect R.J.M.S. Huet as CFO to Board of Directors | Management | For | For |
7 | Reelect L.O. Fresco to Board of Directors | Management | For | For |
8 | Reelect A.M. Fudge to Board of Directors | Management | For | For |
9 | Reelect C.E. Golden to Board of Directors | Management | For | For |
10 | Reelect B.E. Grote to Board of Directors | Management | For | For |
11 | Reelect H. Nyasulu to Board of Directors | Management | For | For |
12 | Reelect M. Rifkind to Board of Directors | Management | For | For |
13 | Reelect K.J. Storm to Board of Directors | Management | For | For |
14 | Reelect M. Treschow to Board of Directors | Management | For | For |
15 | Reelect P.S. Walsh to Board of Directors | Management | For | For |
16 | Elect L.M. Cha to Board of Directors | Management | For | For |
17 | Elect M.Ma to Board of Directors | Management | For | For |
18 | Elect J. Rishton to Board of Directors | Management | For | For |
19 | Ratify PricewaterhouseCoopers Accountants NV as Auditors | Management | For | For |
20 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
21 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
22 | Approve Authorization to Cancel Ordinary Shares | Management | For | For |
23 | Allow Questions and Close Meeting | Management | None | None |
UNILEVER PLC MEETING DATE: MAY 15, 2013 | ||||
TICKER: ULVR SECURITY ID: G92087165 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Paul Polman as Director | Management | For | For |
4 | Re-elect Jean-Marc Huet as Director | Management | For | For |
5 | Re-elect Louise Fresco as Director | Management | For | For |
6 | Re-elect Ann Fudge as Director | Management | For | For |
7 | Re-elect Charles Golden as Director | Management | For | For |
8 | Re-elect Byron Grote as Director | Management | For | For |
9 | Re-elect Hixonia Nyasulu as Director | Management | For | For |
10 | Re-elect Sir Malcolm Rifkind as Director | Management | For | For |
11 | Re-elect Kees Storm as Director | Management | For | For |
12 | Re-elect Michael Treschow as Director | Management | For | For |
13 | Re-elect Paul Walsh as Director | Management | For | For |
14 | Elect Laura Cha as Director | Management | For | For |
15 | Elect Mary Ma as Director | Management | For | For |
16 | Elect John Rishton as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
UNITED OVERSEAS BANK LIMITED MEETING DATE: APR 25, 2013 | ||||
TICKER: U11 SECURITY ID: V96194127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend and Special Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Approve Fee to the Chairman of the Bank for the Period from January 2012 to December 2012 | Management | For | Against |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Elect Wee Ee Cheong as Director | Management | For | For |
7 | Elect Franklin Leo Lavin as Director | Management | For | For |
8 | Elect James Koh Cher Siang as Director | Management | For | For |
9 | Elect Ong Yew Huat as Director | Management | For | For |
10 | Elect Wee Cho Yaw as Director | Management | For | For |
11 | Elect Cham Tao Soon as Director | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
13 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
14 | Approve Issuance of Preference Shares | Management | For | For |
15 | Authorize Share Repurchase Program | Management | For | For |
VINCI MEETING DATE: APR 16, 2013 | ||||
TICKER: DG SECURITY ID: F5879X108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.77 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Reelect Michael Pragnell as Director | Management | For | For |
6 | Elect Yannick Assouad as Director | Management | For | For |
7 | Elect Graziella Gavezotti as Director | Management | For | For |
8 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
9 | Appoint KPMG Audit IS as Auditor | Management | For | For |
10 | Renew Appointment of BEAS Sarl as Alternate Auditor | Management | For | For |
11 | Appoint KPMG Audit ID as Alternate Auditor | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Approve Transaction with Vinci Energies Re: Participation in Cegelec Entreprise | Management | For | For |
14 | Approve Transaction with YTSeuropaconsultants Re: Consulting Services | Management | For | Against |
15 | Approve Transaction with Vinci Deutschland | Management | For | For |
16 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
17 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
19 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named Oceane, up to an Aggregate Nominal Amount EUR 150 Million | Management | For | For |
20 | Approve Issuance of Convertible Bonds without Preemptive Rights Other than Oceane, up to an Aggregate Nominal Amount EUR 150 Million | Management | For | For |
21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
22 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
23 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | Against |
24 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 24, 2012 | ||||
TICKER: VOD SECURITY ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect Vittorio Colao as Director | Management | For | For |
4 | Re-elect Andy Halford as Director | Management | For | For |
5 | Re-elect Stephen Pusey as Director | Management | For | For |
6 | Re-elect Renee James as Director | Management | For | For |
7 | Re-elect Alan Jebson as Director | Management | For | For |
8 | Re-elect Samuel Jonah as Director | Management | For | For |
9 | Re-elect Nick Land as Director | Management | For | For |
10 | Re-elect Anne Lauvergeon as Director | Management | For | For |
11 | Re-elect Luc Vandevelde as Director | Management | For | For |
12 | Re-elect Anthony Watson as Director | Management | For | For |
13 | Re-elect Philip Yea as Director | Management | For | For |
14 | Approve Final Dividend | Management | For | For |
15 | Approve Remuneration Report | Management | For | For |
16 | Reappoint Deloitte LLP as Auditors | Management | For | For |
17 | Authorise the Audit and Risk Committee to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
21 | Authorise EU Political Donations and Expenditure | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
VOESTALPINE AG MEETING DATE: JUL 04, 2012 | ||||
TICKER: VOE SECURITY ID: A9101Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Elect Supervisory Board Member | Management | For | For |
WESTFIELD GROUP MEETING DATE: MAY 29, 2013 | ||||
TICKER: WDC SECURITY ID: Q97062105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report | Management | For | For |
3 | Elect Frank Lowy as a Director | Management | For | For |
4 | Elect Brian Schwartz as a Director | Management | For | For |
5 | Elect Roy Furman as a Director | Management | For | For |
6 | Elect Peter Allen as a Director | Management | For | For |
7 | Elect Mark G. Johnson as a Director | Management | For | For |
8 | Approve the Extension to the On-Market Buy-Back | Management | For | For |
WESTFIELD RETAIL TRUST MEETING DATE: MAY 13, 2013 | ||||
TICKER: WRT SECURITY ID: Q97145108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Richard Warburton as a Director | Management | For | For |
2 | Elect Michael Ihlein as a Director | Management | For | For |
WESTPAC BANKING CORPORATION MEETING DATE: DEC 13, 2012 | ||||
TICKER: WBC SECURITY ID: Q97417101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Adoption of the Remuneration Report | Management | For | For |
3a | Elect Gordon Cairns as a Director | Management | For | For |
3b | Elect Robert Elstone as a Director | Management | For | For |
4a | Approve the Amendments to the Company's Constitution Relating to Preference Shares | Management | For | For |
4b | Approve the Amendments to the Company's Constitution Relating to General Meeting, Meetings of Directors, and Other Matters | Management | For | For |
WHEELOCK & CO. LTD. MEETING DATE: JUN 07, 2013 | ||||
TICKER: 00020 SECURITY ID: Y9553V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Elect Stephen T. H. Ng as Director | Management | For | For |
2b | Elect Tak Hay Chau as Director | Management | For | For |
2c | Elect Mignonne Cheng as Director | Management | For | For |
2d | Elect Alan H. Smith as Director | Management | For | For |
2e | Elect Richard Y. S. Tang as Director | Management | For | For |
3 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Approve Increase in Rate of Fee Payable to the Chairman | Management | For | For |
4b | Approve Increase in Rate of Fee Payable to Each of the Other Directors | Management | For | For |
4c | Approve Increase in Rate of Fee Payable to the Directors who are Members of the Audit Committee | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
WOOLWORTHS LTD. MEETING DATE: NOV 22, 2012 | ||||
TICKER: WOW SECURITY ID: Q98418108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect John Frederick Astbury as a Director | Management | For | For |
2b | Elect Thomas William Pockett as a Director | Management | For | For |
2c | Elect Christine Cross as a Director | Management | For | For |
2d | Elect Allan Douglas Mackay as a Director | Management | For | For |
2e | Elect Michael James Ullmer as a Director | Management | For | For |
3a | Approve the Grant of 122,470 Performance Rights to Grant O'Brien, Managing Director and Chief Executive Officer of the Company | Management | For | For |
3b | Approve the Grant of 88,401 Performance Rights to Tom Pockett, Finance Director of the Company | Management | For | For |
4 | Approve the Renewal of the Proportional Takeover Provisions | Management | For | For |
5 | Approve the Adoption of the Remuneration Report | Management | For | For |
6 | Approve the Reduction of Share Capital | Management | For | For |
WOOLWORTHS LTD. MEETING DATE: NOV 22, 2012 | ||||
TICKER: WOW SECURITY ID: Q98418108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Amendments to the Company's Constitution | Shareholder | Against | Against |
XSTRATA PLC MEETING DATE: NOV 20, 2012 | ||||
TICKER: XTA SECURITY ID: G9826T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Matters Relating to Merger with Glencore International plc | Management | For | For |
2 | Approve the Revised Management Incentive Arrangements and the Revised New Xstrata 2012 Plan | Management | For | Against |
XSTRATA PLC MEETING DATE: NOV 20, 2012 | ||||
TICKER: XTA SECURITY ID: G9826T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Being Passed | Management | For | For |
2 | Approve Scheme of Arrangement Subject to the Revised Management Incentive Arrangements Resolution Not Being Passed | Management | Against | For |
YANGZIJIANG SHIPBUILDING HOLDINGS LTD MEETING DATE: APR 26, 2013 | ||||
TICKER: BS6 SECURITY ID: Y9728A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Approve Directors' Fees | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
6 | Authorize Share Repurchase Program | Management | For | For |
YARA INTERNATIONAL ASA MEETING DATE: MAY 13, 2013 | ||||
TICKER: YAR SECURITY ID: R9900C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
2 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
3 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 13 per Share | Management | For | Did Not Vote |
4 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
5 | Approve Corporate Governance Statement | Management | For | Did Not Vote |
6 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors in the Amount of NOK 482,000 for the Chairman and NOK 277,000 for Other Members; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
8 | Approve Remuneration of Nominating Committee in the Amount of NOK 5,300 per Meeting | Management | For | Did Not Vote |
9 | Elect Geir Isaksen as New Director | Management | For | Did Not Vote |
10 | Amend Articles Re: Signatory Power | Management | For | Did Not Vote |
11 | Approve NOK 9.7 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
12 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
YUE YUEN INDUSTRIAL (HOLDINGS) LTD. MEETING DATE: MAY 31, 2013 | ||||
TICKER: 00551 SECURITY ID: G98803144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Elect Kuo Tai Yu as Director | Management | For | Against |
3b | Elect Chan Lu Min as Director | Management | For | For |
3c | Elect Tsai Pei Chun, Patty as Director | Management | For | For |
3d | Elect Kuo Li-Lien as Director | Management | None | None |
3e | Elect Huang Ming Fu as Director | Management | For | For |
3f | Elect Teresa Yen as Director | Management | For | For |
3g | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
ZURICH INSURANCE GROUP AG MEETING DATE: APR 04, 2013 | ||||
TICKER: ZURN SECURITY ID: H9870Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2.1 | Approve Allocation of Income | Management | For | Did Not Vote |
2.2 | Approve Dividends of CHF 17.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Elect Monica Maechler as Director | Management | For | Did Not Vote |
4.1.2 | Reelect Susan Bies as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Victor Chu as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Rolf Watter as Director | Management | For | Did Not Vote |
4.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
FIDELITY LARGE CAP CORE ENHANCED INDEX FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
3M COMPANY MEETING DATE: MAY 14, 2013 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Vance D. Coffman | Management | For | For |
1c | Elect Director Michael L. Eskew | Management | For | For |
1d | Elect Director W. James Farrell | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Muhtar Kent | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director Robert S. Morrison | Management | For | For |
1i | Elect Director Aulana L. Peters | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Abstain |
ABBOTT LABORATORIES MEETING DATE: APR 26, 2013 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Label and Eliminate GMO Ingredients in Products | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
9 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
ABBVIE INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Edward J. Rapp | Management | For | For |
1.3 | Elect Director Roy S. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
ACCENTURE PLC MEETING DATE: FEB 06, 2013 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | Against |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Bennett | Management | For | For |
1.2 | Elect Director Darryl B. Hazel | Management | For | For |
1.3 | Elect Director David A. Perdue | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: AWH SECURITY ID: H01531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Barbara T. Alexander as Director | Management | For | Did Not Vote |
1.2 | Elect Scott Hunter as Director | Management | For | Did Not Vote |
1.3 | Elect Patrick de Saint-Aignan as Director | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Retention of Disposable Profits | Management | For | Did Not Vote |
5 | Approve Dividends | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capital | Management | For | Did Not Vote |
7 | Appoint Deloitte & Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors | Management | For | Did Not Vote |
8 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | Did Not Vote |
9 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
ALTRIA GROUP, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald L. Baliles | Management | For | For |
1.2 | Elect Director Martin J. Barrington | Management | For | For |
1.3 | Elect Director John T. Casteen, III | Management | For | For |
1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director Thomas W. Jones | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
1.10 | Elect Director George Munoz | Management | For | For |
1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMAZON.COM, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
AMEREN CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: AEE SECURITY ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Brauer | Management | For | Withhold |
1.2 | Elect Director Catherine S. Brune | Management | For | For |
1.3 | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1.4 | Elect Director Walter J. Galvin | Management | For | For |
1.5 | Elect Director Gayle P. W. Jackson | Management | For | For |
1.6 | Elect Director James C. Johnson | Management | For | For |
1.7 | Elect Director Steven H. Lipstein | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
1.9 | Elect Director Thomas R. Voss | Management | For | For |
1.10 | Elect Director Stephen R. Wilson | Management | For | For |
1.11 | Elect Director Jack D. Woodard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Energy Efficiency and Renewable Energy Programs | Shareholder | Against | Abstain |
AMERICAN CAPITAL AGENCY CORP. MEETING DATE: JUN 28, 2013 | ||||
TICKER: AGNC SECURITY ID: 02503X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Couch | Management | For | For |
1.2 | Elect Director Morris A. Davis | Management | For | For |
1.3 | Elect Director Randy E. Dobbs | Management | For | For |
1.4 | Elect Director Larry K. Harvey | Management | For | For |
1.5 | Elect Director Prue B. Larocca | Management | For | For |
1.6 | Elect Director Alvin N. Puryear | Management | For | For |
1.7 | Elect Director Malon Wilkus | Management | For | For |
1.8 | Elect Director John R. Erickson | Management | For | For |
1.9 | Elect Director Samuel A. Flax | Management | For | For |
2 | Increase Authorized Preferred Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN CAPITAL, LTD. MEETING DATE: APR 26, 2013 | ||||
TICKER: ACAS SECURITY ID: 02503Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary C. Baskin | Management | For | For |
1.2 | Elect Director Neil M. Hahl | Management | For | For |
1.3 | Elect Director Philip R. Harper | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.5 | Elect Director Stan Lundine | Management | For | For |
1.6 | Elect Director Kenneth D. Peterson, Jr. | Management | For | For |
1.7 | Elect Director Alvin N. Puryear | Management | For | For |
1.8 | Elect Director Malon Wilkus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.6 | Elect Director Sandra Beach Lin | Management | For | For |
1.7 | Elect Director Michael G. Morris | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Richard L. Sandor | Management | For | For |
1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
1.14 | Elect Director John F. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMERICAN EXPRESS COMPANY MEETING DATE: APR 29, 2013 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Peter Chernin | Management | For | For |
1.5 | Elect Director Anne Lauvergeon | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Elect Director Richard C. Levin | Management | For | For |
1.8 | Elect Director Richard A. McGinn | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Daniel L. Vasella | Management | For | For |
1.12 | Elect Director Robert D. Walter | Management | For | For |
1.13 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
AMERICAN FINANCIAL GROUP, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AFG SECURITY ID: 025932104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
1.2 | Elect Director S. Craig Lindner | Management | For | For |
1.3 | Elect Director Kenneth C. Ambrecht | Management | For | For |
1.4 | Elect Director John B. Berding | Management | For | For |
1.5 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
1.6 | Elect Director Virginia 'Gina' C. Drosos | Management | For | For |
1.7 | Elect Director James E. Evans | Management | For | For |
1.8 | Elect Director Terry S. Jacobs | Management | For | For |
1.9 | Elect Director Gregory G. Joseph | Management | For | For |
1.10 | Elect Director William W. Verity | Management | For | For |
1.11 | Elect Director John I. Von Lehman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: AIG SECURITY ID: 026874784 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert H. Benmosche | Management | For | For |
1b | Elect Director W. Don Cornwell | Management | For | For |
1c | Elect Director John H. Fitzpatrick | Management | For | For |
1d | Elect Director William G. Jurgensen | Management | For | For |
1e | Elect Director Christopher S. Lynch | Management | For | For |
1f | Elect Director Arthur C. Martinez | Management | For | For |
1g | Elect Director George L. Miles, Jr. | Management | For | For |
1h | Elect Director Henry S. Miller | Management | For | For |
1i | Elect Director Robert S. Miller | Management | For | For |
1j | Elect Director Suzanne Nora Johnson | Management | For | For |
1k | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1l | Elect Director Douglas M. Steenland | Management | For | For |
1m | Elect Director Theresa M. Stone | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Limit Total Number of Boards on Which Company Directors May Serve | Shareholder | Against | Against |
AMERICAN WATER WORKS COMPANY, INC. MEETING DATE: MAY 13, 2013 | ||||
TICKER: AWK SECURITY ID: 030420103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen P. Adik | Management | For | For |
1b | Elect Director Martha Clark Goss | Management | For | For |
1c | Elect Director Julie A. Dobson | Management | For | For |
1d | Elect Director Paul J. Evanson | Management | For | For |
1e | Elect Director Richard R. Grigg | Management | For | For |
1f | Elect Director Julia L. Johnson | Management | For | For |
1g | Elect Director George MacKenzie | Management | For | For |
1h | Elect Director William J. Marrazzo | Management | For | For |
1i | Elect Director Jeffry E. Sterba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMGEN INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
AMPHENOL CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Clark | Management | For | For |
1.2 | Elect Director David P. Falck | Management | For | For |
1.3 | Elect Director Edward G. Jepsen | Management | For | For |
1.4 | Elect Director Andrew E. Lietz | Management | For | For |
1.5 | Elect Director Martin H. Loeffler | Management | For | For |
1.6 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
APPLE INC. MEETING DATE: FEB 27, 2013 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 01, 2012 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Mollie Hale Carter | Management | For | For |
1.4 | Elect Director Terrell K. Crews | Management | For | For |
1.5 | Elect Director Pierre Dufour | Management | For | For |
1.6 | Elect Director Donald E. Felsinger | Management | For | For |
1.7 | Elect Director Antonio Maciel | Management | For | For |
1.8 | Elect Director Patrick J. Moore | Management | For | For |
1.9 | Elect Director Thomas F. O'Neill | Management | For | For |
1.10 | Elect Director Daniel Shih | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.12 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ARTHUR J. GALLAGHER & CO. MEETING DATE: MAY 15, 2013 | ||||
TICKER: AJG SECURITY ID: 363576109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William L. Bax | Management | For | For |
1b | Elect Director Frank E. English, Jr. | Management | For | For |
1c | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1d | Elect Director Elbert O. Hand | Management | For | For |
1e | Elect Director David S. Johnson | Management | For | For |
1f | Elect Director Kay W. McCurdy | Management | For | For |
1g | Elect Director Norman L. Rosenthal | Management | For | For |
1h | Elect Director James R. Wimmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AT&T INC. MEETING DATE: APR 26, 2013 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Gilbert F. Amelio | Management | For | For |
1.3 | Elect Director Reuben V. Anderson | Management | For | For |
1.4 | Elect Director James H. Blanchard | Management | For | For |
1.5 | Elect Director Jaime Chico Pardo | Management | For | For |
1.6 | Elect Director Scott T. Ford | Management | For | For |
1.7 | Elect Director James P. Kelly | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Michael B. McCallister | Management | For | For |
1.10 | Elect Director John B. McCoy | Management | For | For |
1.11 | Elect Director Joyce M. Roche | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
AXIS CAPITAL HOLDINGS LIMITED MEETING DATE: MAY 03, 2013 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Geoffrey Bell as Director | Management | For | For |
1.2 | Elect Albert A. Benchimol as Director | Management | For | For |
1.3 | Elect Christopher V. Greetham as Director | Management | For | For |
1.4 | Elect Maurice A. Keane as Director | Management | For | For |
1.5 | Elect Henry B. Smith as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Arnold W. Donald | Management | For | For |
1.6 | Elect Director Charles K. Gifford | Management | For | For |
1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.8 | Elect Director Linda P. Hudson | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Brian T. Moynihan | Management | For | For |
1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.13 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Abstain |
8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 04, 2013 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
1.12 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 07, 2013 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Lewis B. Campbell | Management | For | For |
1C | Elect Director James M. Cornelius | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Vicki L. Sato | Management | For | For |
1H | Elect Director Elliott Sigal | Management | For | For |
1I | Elect Director Gerald L. Storch | Management | For | For |
1J | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 11, 2013 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato DiPentima | Management | For | For |
1.4 | Elect Director Alan Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director David L. House | Management | For | For |
1.7 | Elect Director Glenn C. Jones | Management | For | For |
1.8 | Elect Director L. William Krause | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CA, INC. MEETING DATE: AUG 01, 2012 | ||||
TICKER: CA SECURITY ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jens Alder | Management | For | For |
2 | Elect Director Raymond J. Bromark | Management | For | For |
3 | Elect Director Gary J. Fernandes | Management | For | For |
4 | Elect Director Rohit Kapoor | Management | For | For |
5 | Elect Director Kay Koplovitz | Management | For | For |
6 | Elect Director Christopher B. Lofgren | Management | For | For |
7 | Elect Director William E. McCracken | Management | For | For |
8 | Elect Director Richard Sulpizio | Management | For | For |
9 | Elect Director Laura S. Unger | Management | For | For |
10 | Elect Director Arthur F. Weinbach | Management | For | For |
11 | Elect Director Renato (Ron) Zambonini | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Outside Director Stock Awards in Lieu of Cash | Management | For | For |
CARDINAL HEALTH, INC. MEETING DATE: NOV 02, 2012 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | For |
1.2 | Elect Director George S. Barrett | Management | For | For |
1.3 | Elect Director Glenn A. Britt | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Calvin Darden | Management | For | For |
1.6 | Elect Director Bruce L. Downey | Management | For | For |
1.7 | Elect Director John F. Finn | Management | For | For |
1.8 | Elect Director Clayton M. Jones | Management | For | For |
1.9 | Elect Director Gregory B. Kenny | Management | For | For |
1.10 | Elect Director David P. King | Management | For | For |
1.11 | Elect Director Richard C. Notebaert | Management | For | For |
1.12 | Elect Director Jean G. Spaulding | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
CAREFUSION CORPORATION MEETING DATE: APR 15, 2013 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip L. Francis | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Gregory T. Lucier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CATERPILLAR INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Juan Gallardo | Management | For | For |
1.4 | Elect Director David R. Goode | Management | For | For |
1.5 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.6 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
8 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
9 | Prohibit Sales to the Government of Sudan | Shareholder | Against | Abstain |
CBOE HOLDINGS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CBOE SECURITY ID: 12503M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Brodsky | Management | For | For |
1.2 | Elect Director James R. Boris | Management | For | For |
1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
1.5 | Elect Director Janet P. Froetscher | Management | For | For |
1.6 | Elect Director Jill R. Goodman | Management | For | For |
1.7 | Elect Director Duane R. Kullberg | Management | For | For |
1.8 | Elect Director R. Eden Martin | Management | For | For |
1.9 | Elect Director Roderick A. Palmore | Management | For | For |
1.10 | Elect Director Susan M. Phillips | Management | For | For |
1.11 | Elect Director Douglas H. Shulman | Management | For | For |
1.12 | Elect Director Samuel K. Skinner | Management | For | For |
1.13 | Elect Director Carole E. Stone | Management | For | For |
1.14 | Elect Director Eugene S. Sunshine | Management | For | For |
1.15 | Elect Director Edward T. Tilly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 12, 2013 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Milton Carroll | Management | For | For |
1b | Elect Director Michael P. Johnson | Management | For | For |
1c | Elect Director Janiece M. Longoria | Management | For | For |
1d | Elect Director David M. McClanahan | Management | For | For |
1e | Elect Director Susan O. Rheney | Management | For | For |
1f | Elect Director R. A. Walker | Management | For | For |
1g | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2a | Elect Director Robert C. Arzbaecher | Management | For | For |
2b | Elect Director Stephen J. Hagge | Management | For | For |
2c | Elect Director Edward A. Schmitt | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Report on Sustainability | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director George L. Kirkland | Management | For | For |
1f | Elect Director Charles W. Moorman, IV | Management | For | For |
1g | Elect Director Kevin W. Sharer | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Carl Ware | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
9 | Prohibit Political Contributions | Shareholder | Against | Abstain |
10 | Provide for Cumulative Voting | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Abstain |
13 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
CISCO SYSTEMS, INC. MEETING DATE: NOV 15, 2012 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director M. Michele Burns | Management | For | For |
1d | Elect Director Michael D. Capellas | Management | For | For |
1e | Elect Director Larry R. Carter | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Richard M. Kovacevich | Management | For | For |
1k | Elect Director Roderick C. McGeary | Management | For | For |
1l | Elect Director Arun Sarin | Management | For | For |
1m | Elect Director Steven M. West | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Abstain |
CITIGROUP INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
CNA FINANCIAL CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: CNA SECURITY ID: 126117100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Liska | Management | For | For |
1.2 | Elect Director Jose O. Montemayor | Management | For | For |
1.3 | Elect Director Thomas F. Motamed | Management | For | Withhold |
1.4 | Elect Director Don M. Randel | Management | For | For |
1.5 | Elect Director Joseph Rosenberg | Management | For | Withhold |
1.6 | Elect Director Andrew H. Tisch | Management | For | Withhold |
1.7 | Elect Director James S. Tisch | Management | For | Withhold |
1.8 | Elect Director Marvin Zonis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 10, 2013 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nikesh Arora | Management | For | For |
1b | Elect Director John T. Cahill | Management | For | For |
1c | Elect Director Ian Cook | Management | For | For |
1d | Elect Director Helene D. Gayle | Management | For | For |
1e | Elect Director Ellen M. Hancock | Management | For | For |
1f | Elect Director Joseph Jimenez | Management | For | For |
1g | Elect Director Richard J. Kogan | Management | For | For |
1h | Elect Director Delano E. Lewis | Management | For | For |
1i | Elect Director J. Pedro Reinhard | Management | For | For |
1j | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
COMCAST CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
CONAGRA FOODS, INC. MEETING DATE: SEP 21, 2012 | ||||
TICKER: CAG SECURITY ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Stephen G. Butler | Management | For | For |
1.3 | Elect Director Steven F. Goldstone | Management | For | For |
1.4 | Elect Director Joie A. Gregor | Management | For | For |
1.5 | Elect Director Rajive Johri | Management | For | For |
1.6 | Elect Director W.G. Jurgensen | Management | For | For |
1.7 | Elect Director Richard H. Lenny | Management | For | For |
1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Andrew J. Schindler | Management | For | For |
1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
2 | Ratification Of The Appointment Of Independent Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 14, 2013 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director James E. Copeland, Jr. | Management | For | For |
1d | Elect Director Jody L. Freeman | Management | For | For |
1e | Elect Director Gay Huey Evans | Management | For | For |
1f | Elect Director Ryan M. Lance | Management | For | For |
1g | Elect Director Mohd H. Marican | Management | For | For |
1h | Elect Director Robert A. Niblock | Management | For | For |
1i | Elect Director Harald J. Norvik | Management | For | For |
1j | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
6 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | Abstain |
CVR ENERGY, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bob G. Alexander | Management | For | For |
1.2 | Elect Director SungHwan Cho | Management | For | Withhold |
1.3 | Elect Director Carl C. Icahn | Management | For | Withhold |
1.4 | Elect Director Vincent J. Intrieri | Management | For | Withhold |
1.5 | Elect Director John J. Lipinski | Management | For | Withhold |
1.6 | Elect Director Samuel Merksamer | Management | For | Withhold |
1.7 | Elect Director Stephen Mongillo | Management | For | For |
1.8 | Elect Director Daniel A. Ninivaggi | Management | For | Withhold |
1.9 | Elect Director James M. Strock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown II | Management | For | For |
1.2 | Elect Director David W. Dorman | Management | For | For |
1.3 | Elect Director Anne M. Finucane | Management | For | For |
1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
DELEK US HOLDINGS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: DK SECURITY ID: 246647101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
1.2 | Elect Director Asaf Bartfeld | Management | For | Withhold |
1.3 | Elect Director Carlos E. Jorda | Management | For | Withhold |
1.4 | Elect Director Gabriel Last | Management | For | For |
1.5 | Elect Director Charles H. Leonard | Management | For | Withhold |
1.6 | Elect Director Philip L. Maslowe | Management | For | For |
1.7 | Elect Director Shlomo Zohar | Management | For | Withhold |
2 | Approve Amendment to the Company's Amended and Restated Certificate of Incorporation to Provide Stockholder Actions May Only be Taken at Annual or Special Meetings of Stockholders | Management | For | Against |
3 | Adopt Supermajority Vote Requirement for Removal of Directors | Management | For | Against |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
5 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
6 | Adopt Supermajority Vote Requirement for Amendments to Certificate of Incorporation | Management | For | Against |
7 | Approve the Proposed Second Amended and Restated Certificate of Incorporation of the Company, which will Integrate the Amendments Above, if Adopted, into the Company's Amended and Restated Certificate of Incorporation | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
DELL INC. MEETING DATE: JUL 13, 2012 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Breyer | Management | For | For |
2 | Elect Director Donald J. Carty | Management | For | For |
3 | Elect Director Janet F. Clark | Management | For | For |
4 | Elect Director Laura Conigliaro | Management | For | For |
5 | Elect Director Michael S. Dell | Management | For | For |
6 | Elect Director Kenneth M. Duberstein | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Gerard J. Kleisterlee | Management | For | For |
9 | Elect Director Klaus S. Luft | Management | For | For |
10 | Elect Director Alex J. Mandl | Management | For | For |
11 | Elect Director Shantanu Narayen | Management | For | For |
12 | Elect Director H. Ross Perot, Jr. | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Reelect John A. Krol as a Director | Management | For | For |
1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | Against |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | Against |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney, II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | Against |
1.8 | Elect Director Clifford M. Sobel | Management | For | For |
1.9 | Elect Director Andrew H. Tisch | Management | For | Against |
1.10 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIRECTV MEETING DATE: MAY 02, 2013 | ||||
TICKER: DTV SECURITY ID: 25490A309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neil Austrian | Management | For | For |
1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
1c | Elect Director Abelardo Bru | Management | For | For |
1d | Elect Director David Dillon | Management | For | For |
1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
1f | Elect Director Dixon Doll | Management | For | For |
1g | Elect Director Charles Lee | Management | For | For |
1h | Elect Director Peter Lund | Management | For | For |
1i | Elect Director Nancy Newcomb | Management | For | For |
1j | Elect Director Lorrie Norrington | Management | For | For |
1k | Elect Director Michael White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 17, 2013 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Cynthia A. Glassman | Management | For | For |
1.5 | Elect Director Richard H. Lenny | Management | For | For |
1.6 | Elect Director Thomas G. Maheras | Management | For | For |
1.7 | Elect Director Michael H. Moskow | Management | For | For |
1.8 | Elect Director David W. Nelms | Management | For | For |
1.9 | Elect Director E. Follin Smith | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DTE ENERGY COMPANY MEETING DATE: MAY 02, 2013 | ||||
TICKER: DTE SECURITY ID: 233331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.4 | Elect Director Gail J. McGovern | Management | For | For |
1.5 | Elect Director James B. Nicholson | Management | For | For |
1.6 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.7 | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
DUKE ENERGY CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: DUK SECURITY ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
1.6 | Elect Director John H. Forsgren | Management | For | For |
1.7 | Elect Director Ann Maynard Gray | Management | For | For |
1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.11 | Elect Director E. Marie McKee | Management | For | For |
1.12 | Elect Director E. James Reinsch | Management | For | For |
1.13 | Elect Director James T. Rhodes | Management | For | For |
1.14 | Elect Director James E. Rogers | Management | For | For |
1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.16 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director Richard H. Brown | Management | For | For |
1c | Elect Director Robert A. Brown | Management | For | For |
1d | Elect Director Bertrand P. Collomb | Management | For | For |
1e | Elect Director Curtis J. Crawford | Management | For | For |
1f | Elect Director Alexander M. Cutler | Management | For | For |
1g | Elect Director Eleuthere I. Du Pont | Management | For | For |
1h | Elect Director Marillyn A. Hewson | Management | For | For |
1i | Elect Director Lois D. Juliber | Management | For | For |
1j | Elect Director Ellen J. Kullman | Management | For | For |
1k | Elect Director Lee M. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Report on Genetically Engineered Seed | Shareholder | Against | Abstain |
7 | Report on Pay Disparity | Shareholder | Against | Abstain |
EBAY INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
4 | Report on Privacy and Data Security | Shareholder | Against | Abstain |
5 | Ratify Auditors | Management | For | For |
ELI LILLY AND COMPANY MEETING DATE: MAY 06, 2013 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph Alvarez | Management | For | For |
2 | Elect Director Winfried Bischoff | Management | For | For |
3 | Elect Director R. David Hoover | Management | For | For |
4 | Elect Director Franklyn G. Prendergast | Management | For | For |
5 | Elect Director Kathi P. Seifert | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director Edmund F. Kelly | Management | For | For |
1g | Elect Director Judith A. Miscik | Management | For | For |
1h | Elect Director Windle B. Priem | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Management | For | For |
7 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Abstain |
EMERSON ELECTRIC CO. MEETING DATE: FEB 05, 2013 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. A. H. Boersig | Management | For | For |
1.2 | Elect Director J. B. Bolten | Management | For | For |
1.3 | Elect Director M. S. Levatich | Management | For | For |
1.4 | Elect Director R. L. Stephenson | Management | For | For |
1.5 | Elect Director A.A. Busch, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Abstain |
ENTERGY CORPORATION MEETING DATE: MAY 03, 2013 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Scannell Bateman | Management | For | For |
1b | Elect Director L.P. Denault | Management | For | For |
1c | Elect Director Gary W. Edwards | Management | For | For |
1d | Elect Director Alexis M. Herman | Management | For | For |
1e | Elect Director Donald C. Hintz | Management | For | For |
1f | Elect Director Stuart L. Levenick | Management | For | For |
1g | Elect Director Blanche L. Lincoln | Management | For | For |
1h | Elect Director Stewart C. Myers | Management | For | For |
1i | Elect Director W.J. Tauzin | Management | For | For |
1j | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Abstain |
EQUIFAX INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Copeland, Jr. | Management | For | For |
1b | Elect Director Robert D. Daleo | Management | For | For |
1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
1d | Elect Director Mark L. Feidler | Management | For | For |
1e | Elect Director L. Phillip Humann | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director John A. McKinley | Management | For | For |
1h | Elect Director Richard F. Smith | Management | For | For |
1i | Elect Director Mark B. Templeton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXTRA SPACE STORAGE INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: EXR SECURITY ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Spencer F. Kirk | Management | For | For |
1.3 | Elect Director Anthony Fanticola | Management | For | For |
1.4 | Elect Director Hugh W. Horne | Management | For | For |
1.5 | Elect Director Joseph D. Margolis | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director K. Fred Skousen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director L.R. Faulkner | Management | For | For |
1.5 | Elect Director J.S. Fishman | Management | For | For |
1.6 | Elect Director H.H. Fore | Management | For | For |
1.7 | Elect Director K.C. Frazier | Management | For | For |
1.8 | Elect Director W.W. George | Management | For | For |
1.9 | Elect Director S.J. Palmisano | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.W. Tillerson | Management | For | For |
1.12 | Elect Director W.C. Weldon | Management | For | For |
1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Abstain |
9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | Abstain |
10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. (Ron) Lane | Management | For | For |
1.2 | Elect Director Richard N. Massey | Management | For | For |
1.3 | Elect Director John D. Rood | Management | For | For |
1.4 | Elect Director Cary H. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephan A. James | Management | For | For |
1b | Elect Director Frank R. Martire | Management | For | For |
1c | Elect Director Gary A. Norcross | Management | For | For |
1d | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 16, 2013 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FLIR SYSTEMS, INC. MEETING DATE: APR 26, 2013 | ||||
TICKER: FLIR SECURITY ID: 302445101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Carter | Management | For | For |
1.2 | Elect Director Michael T. Smith | Management | For | For |
1.3 | Elect Director John W. Wood, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
FORD MOTOR COMPANY MEETING DATE: MAY 09, 2013 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director William W. Helman IV | Management | For | For |
1.9 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.10 | Elect Director Richard A. Manoogian | Management | For | Against |
1.11 | Elect Director Ellen R. Marram | Management | For | For |
1.12 | Elect Director Alan Mulally | Management | For | For |
1.13 | Elect Director Homer A. Neal | Management | For | For |
1.14 | Elect Director Gerald L. Shaheen | Management | For | For |
1.15 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approval of Tax Benefits Preservation Plan | Management | For | For |
7 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 13, 2013 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles Crocker | Management | For | For |
1d | Elect Director Charles B. Johnson | Management | For | For |
1e | Elect Director Gregory E. Johnson | Management | For | For |
1f | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1g | Elect Director Mark C. Pigott | Management | For | For |
1h | Elect Director Chutta Ratnathicam | Management | For | For |
1i | Elect Director Laura Stein | Management | For | For |
1j | Elect Director Anne M. Tatlock | Management | For | For |
1k | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director Phebe N. Novakovic | Management | For | For |
1.9 | Elect Director William A. Osborn | Management | For | For |
1.10 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Review and Assess Human Rights Policy | Shareholder | Against | Abstain |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Ralph S. Larsen | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director James J. Mulva | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
21 | Establish Term Limits for Directors | Shareholder | Against | Against |
22 | Require Independent Board Chairman | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | For |
24 | Stock Retention/Holding Period | Shareholder | Against | Against |
25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
GENERAL GROWTH PROPERTIES, INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: GGP SECURITY ID: 370023103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Clark | Management | For | For |
1.2 | Elect Director Mary Lou Fiala | Management | For | For |
1.3 | Elect Director J. Bruce Flatt | Management | For | For |
1.4 | Elect Director John K. Haley | Management | For | For |
1.5 | Elect Director Cyrus Madon | Management | For | For |
1.6 | Elect Director Sandeep Mathrani | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark R. Patterson | Management | For | For |
1.9 | Elect Director John G. Schreiber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | For |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
GOOGLE INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: GPK SECURITY ID: 388689101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George V. Bayly | Management | For | For |
1.2 | Elect Director David D. Campbell | Management | For | For |
1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
1.4 | Elect Director David A. Perdue | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 15, 2013 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan M. Bennett | Management | For | For |
1.2 | Elect Director James R. Boyd | Management | For | For |
1.3 | Elect Director Milton Carroll | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Murry S. Gerber | Management | For | For |
1.6 | Elect Director Jose C. Grubisich | Management | For | For |
1.7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
1.8 | Elect Director David J. Lesar | Management | For | For |
1.9 | Elect Director Robert A. Malone | Management | For | For |
1.10 | Elect Director J. Landis Martin | Management | For | For |
1.11 | Elect Director Debra L. Reed | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
HCC INSURANCE HOLDINGS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: HCC SECURITY ID: 404132102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emmanuel T. Ballases | Management | For | For |
1.2 | Elect Director Judy C. Bozeman | Management | For | For |
1.3 | Elect Director Frank J. Bramanti | Management | For | For |
1.4 | Elect Director Walter M. Duer | Management | For | For |
1.5 | Elect Director James C. Flagg | Management | For | For |
1.6 | Elect Director Thomas M. Hamilton | Management | For | For |
1.7 | Elect Director Leslie S. Heisz | Management | For | For |
1.8 | Elect Director John N. Molbeck, Jr. | Management | For | For |
1.9 | Elect Director Robert A. Rosholt | Management | For | For |
1.10 | Elect Director J. Mikesell Thomas | Management | For | For |
1.11 | Elect Director Christopher J.B. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
HOLLYFRONTIER CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: HFC SECURITY ID: 436106108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Buford P. Berry | Management | For | For |
1c | Elect Director Leldon E. Echols | Management | For | For |
1d | Elect Director R. Kevin Hardage | Management | For | For |
1e | Elect Director Michael C. Jennings | Management | For | For |
1f | Elect Director Robert J. Kostelnik | Management | For | For |
1g | Elect Director James H. Lee | Management | For | For |
1h | Elect Director Robert G. McKenzie | Management | For | For |
1i | Elect Director Franklin Myers | Management | For | For |
1j | Elect Director Michael E. Rose | Management | For | For |
1k | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 22, 2013 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
HORMEL FOODS CORPORATION MEETING DATE: JAN 29, 2013 | ||||
TICKER: HRL SECURITY ID: 440452100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrell K. Crews | Management | For | For |
1.2 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.3 | Elect Director Jody H. Feragen | Management | For | For |
1.4 | Elect Director Glenn S. Forbes | Management | For | For |
1.5 | Elect Director Stephen M. Lacy | Management | For | For |
1.6 | Elect Director Susan I. Marvin | Management | For | For |
1.7 | Elect Director John L. Morrison | Management | For | For |
1.8 | Elect Director Elsa A. Murano | Management | For | Withhold |
1.9 | Elect Director Robert C. Nakasone | Management | For | For |
1.10 | Elect Director Susan K. Nestegard | Management | For | For |
1.11 | Elect Director Dakota A. Pippins | Management | For | For |
1.12 | Elect Director Christopher J. Policinski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUMANA INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce D. Broussard | Management | For | For |
1b | Elect Director Frank A. D'Amelio | Management | For | For |
1c | Elect Director W. Roy Dunbar | Management | For | Against |
1d | Elect Director Kurt J. Hilzinger | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director Michael B. McCallister | Management | For | For |
1g | Elect Director William J. McDonald | Management | For | Against |
1h | Elect Director William E. Mitchell | Management | For | For |
1i | Elect Director David B. Nash | Management | For | For |
1j | Elect Director James J. O'Brien | Management | For | For |
1k | Elect Director Marissa T. Peterson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
ILLINOIS TOOL WORKS INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: ITW SECURITY ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Don H. Davis, Jr. | Management | For | For |
1d | Elect Director James W. Griffith | Management | For | For |
1e | Elect Director Robert C. McCormack | Management | For | For |
1f | Elect Director Robert S. Morrison | Management | For | For |
1g | Elect Director E. Scott Santi | Management | For | For |
1h | Elect Director James A. Skinner | Management | For | For |
1i | Elect Director David B. Smith, Jr. | Management | For | For |
1j | Elect Director Pamela B. Strobel | Management | For | For |
1k | Elect Director Kevin M. Warren | Management | For | For |
1l | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
INGREDION INCORPORATED MEETING DATE: MAY 15, 2013 | ||||
TICKER: INGR SECURITY ID: 457187102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard J. Almeida | Management | For | For |
1b | Elect Director Luis Aranguren-Trellez | Management | For | For |
1c | Elect Director David B. Fischer | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Paul Hanrahan | Management | For | For |
1f | Elect Director Wayne M. Hewett | Management | For | For |
1g | Elect Director Gregory B. Kenny | Management | For | For |
1h | Elect Director Barbara A. Klein | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Dwayne A. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director James D. Plummer | Management | For | For |
1g | Elect Director David S. Pottruck | Management | For | For |
1h | Elect Director Frank D. Yeary | Management | For | For |
1i | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 30, 2013 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | For |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 05, 2013 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Paget L. Alves | Management | For | Did Not Vote |
1.2 | Elect Director Janice Chaffin | Management | For | Did Not Vote |
1.3 | Elect Director Greg Creed | Management | For | Did Not Vote |
1.4 | Elect Director Patti S. Hart | Management | For | Did Not Vote |
1.5 | Elect Director Robert J. Miller | Management | For | Did Not Vote |
1.6 | Elect Director David E. Roberson | Management | For | Did Not Vote |
1.7 | Elect Director Vincent L. Sadusky | Management | For | Did Not Vote |
1.8 | Elect Director Philip G. Satre | Management | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Raymond J. Brooks, Jr. | Shareholder | For | Withhold |
1.2 | Elect Director Charles N. Mathewson | Shareholder | For | Withhold |
1.3 | Elect Director Daniel B. Silvers | Shareholder | For | For |
1.4 | Management Nominee - Janice Chaffin | Shareholder | For | For |
1.5 | Management Nominee - Greg Creed | Shareholder | For | For |
1.6 | Management Nominee - Patti S. Hart | Shareholder | For | For |
1.7 | Management Nominee - Robert J. Miller | Shareholder | For | For |
1.8 | Management Nominee - Philip G. Satre | Shareholder | For | For |
2 | Amend Omnibus Stock Plan | Management | None | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
4 | Ratify Auditors | Management | None | For |
JEFFERIES GROUP, INC. MEETING DATE: FEB 28, 2013 | ||||
TICKER: JEF SECURITY ID: 472319102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
JOHNSON & JOHNSON MEETING DATE: APR 25, 2013 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Ian E.L. Davis | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Michael M.E. Johns | Management | For | For |
1.6 | Elect Director Susan L. Lindquist | Management | For | For |
1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
1.8 | Elect Director Leo F. Mullin | Management | For | For |
1.9 | Elect Director William D. Perez | Management | For | For |
1.10 | Elect Director Charles Prince | Management | For | For |
1.11 | Elect Director A. Eugene Washington | Management | For | For |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 21, 2013 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | Against |
1e | Elect Director James S. Crown | Management | For | Against |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | Against |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
KIMBERLY-CLARK CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | For |
1.2 | Elect Director John F. Bergstrom | Management | For | For |
1.3 | Elect Director Abelardo E. Bru | Management | For | For |
1.4 | Elect Director Robert W. Decherd | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Fabian T. Garcia | Management | For | For |
1.7 | Elect Director Mae C. Jemison | Management | For | For |
1.8 | Elect Director James M. Jenness | Management | For | For |
1.9 | Elect Director Nancy J. Karch | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Linda Johnson Rice | Management | For | For |
1.12 | Elect Director Marc J. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KLA-TENCOR CORPORATION MEETING DATE: NOV 07, 2012 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | Withhold |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
L-3 COMMUNICATIONS HOLDINGS, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: LLL SECURITY ID: 502424104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claude R. Canizares | Management | For | For |
1.2 | Elect Director Thomas A. Corcoran | Management | For | For |
1.3 | Elect Director Lloyd W. Newton | Management | For | For |
1.4 | Elect Director Vincent Pagano, Jr. | Management | For | For |
1.5 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LEAR CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: LEA SECURITY ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Capo | Management | For | For |
1.2 | Elect Director Jonathan F. Foster | Management | For | For |
1.3 | Elect Director Kathleen A. Ligocki | Management | For | For |
1.4 | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
1.5 | Elect Director Donald L. Runkle | Management | For | For |
1.6 | Elect Director Matthew J. Simoncini | Management | For | For |
1.7 | Elect Director Gregory C. Smith | Management | For | For |
1.8 | Elect Director Henry D. G. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LIBERTY INTERACTIVE CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | For |
1.2 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
1.3 | Elect Director Andrea L. Wong | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Rosalind G. Brewer | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Marillyn A. Hewson | Management | For | For |
1.7 | Elect Director Gwendolyn S. King | Management | For | For |
1.8 | Elect Director James M. Loy | Management | For | For |
1.9 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.10 | Elect Director Joseph W. Ralston | Management | For | For |
1.11 | Elect Director Anne Stevens | Management | For | For |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
LOEWS CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: L SECURITY ID: 540424108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lawrence S. Bacow | Management | For | For |
1b | Elect Director Ann E. Berman | Management | For | For |
1c | Elect Director Joseph L. Bower | Management | For | For |
1d | Elect Director Charles M. Diker | Management | For | For |
1e | Elect Director Jacob A. Frenkel | Management | For | For |
1f | Elect Director Paul J. Fribourg | Management | For | For |
1g | Elect Director Walter L. Harris | Management | For | Against |
1h | Elect Director Philip A. Laskawy | Management | For | For |
1i | Elect Director Ken Miller | Management | For | For |
1j | Elect Director Gloria R. Scott | Management | For | For |
1k | Elect Director Andrew H. Tisch | Management | For | For |
1l | Elect Director James S. Tisch | Management | For | For |
1m | Elect Director Jonathan M. Tisch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wisemen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
LPL FINANCIAL HOLDINGS INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: LPLA SECURITY ID: 50212V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Boyce | Management | For | Withhold |
1.2 | Elect Director John J. Brennan | Management | For | For |
1.3 | Elect Director Mark S. Casady | Management | For | For |
1.4 | Elect Director Jeffrey A. Goldstein | Management | For | For |
1.5 | Elect Director James S. Putnam | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director James S. Riepe | Management | For | For |
1.8 | Elect Director Richard P. Schifter | Management | For | Withhold |
1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
1.10 | Elect Director Allen R. Thorpe | Management | For | For |
2 | Approve Increase in Size of Board | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 22, 2013 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Bayh | Management | For | For |
1.2 | Elect Director William L. Davis | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zachary W. Carter | Management | For | For |
1b | Elect Director Oscar Fanjul | Management | For | For |
1c | Elect Director Daniel S. Glaser | Management | For | For |
1d | Elect Director H. Edward Hanway | Management | For | For |
1e | Elect Director Lord Lang | Management | For | For |
1f | Elect Director Elaine La Roche | Management | For | For |
1g | Elect Director Steven A. Mills | Management | For | For |
1h | Elect Director Bruce P. Nolop | Management | For | For |
1i | Elect Director Marc D. Oken | Management | For | For |
1j | Elect Director Morton O. Schapiro | Management | For | For |
1k | Elect Director Adele Simmons | Management | For | For |
1l | Elect Director Lloyd M. Yates | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 18, 2013 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Nancy J. Karch | Management | For | For |
1g | Elect Director Marc Olivie | Management | For | For |
1h | Elect Director Rima Qureshi | Management | For | For |
1i | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1j | Elect Director Mark Schwartz | Management | For | For |
1k | Elect Director Jackson P. Tai | Management | For | For |
1l | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MATSON, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: MATX SECURITY ID: 57686G105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Blake Baird | Management | For | For |
1.2 | Elect Director Michael J. Chun | Management | For | For |
1.3 | Elect Director Matthew J. Cox | Management | For | For |
1.4 | Elect Director Walter A. Dods, Jr. | Management | For | For |
1.5 | Elect Director Thomas B. Fargo | Management | For | For |
1.6 | Elect Director Constance H. Lau | Management | For | For |
1.7 | Elect Director Jeffrey N. Watanabe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 14, 2012 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter E. Massey | Management | For | For |
1b | Elect Director John W. Rogers, Jr. | Management | For | For |
1c | Elect Director Roger W. Stone | Management | For | For |
1d | Elect Director Miles D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Pay Disparity | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
7 | Report on Nutrition Initiatives and Childhood Obesity Concerns | Shareholder | Against | Abstain |
MCGRAW-HILL COMPANIES, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Winfried Bischoff | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.5 | Elect Director Linda Koch Lorimer | Management | For | For |
1.6 | Elect Director Harold McGraw, III | Management | For | For |
1.7 | Elect Director Robert P. McGraw | Management | For | For |
1.8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.9 | Elect Director Michael Rake | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MCKESSON CORPORATION MEETING DATE: JUL 25, 2012 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby, III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | For |
13 | Require Independent Board Chairman | Shareholder | Against | Against |
14 | Stock Retention | Shareholder | Against | Against |
15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
MEDTRONIC, INC. MEETING DATE: AUG 23, 2012 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Victor J. Dzau | Management | For | For |
1.3 | Elect Director Omar Ishrak | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director Michael O. Leavitt | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | For |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
MERCK & CO., INC. MEETING DATE: MAY 28, 2013 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
7 | Report on Lobbying Activities | Shareholder | Against | Abstain |
MFA FINANCIAL, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: MFA SECURITY ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Brodsky | Management | For | For |
1b | Elect Director Alan L. Gosule | Management | For | For |
1c | Elect Director Stewart Zimmerman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 28, 2012 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
MONDELEZ INTERNATIONAL, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: MDLZ SECURITY ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Fredric G. Reynolds | Management | For | For |
1g | Elect Director Irene B. Rosenfeld | Management | For | For |
1h | Elect Director Patrick T. Siewert | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Ratan N. Tata | Management | For | For |
1k | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
MONSANTO COMPANY MEETING DATE: JAN 31, 2013 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Chicoine | Management | For | For |
1b | Elect Director Arthur H. Harper | Management | For | For |
1c | Elect Director Gwendolyn S. King | Management | For | For |
1d | Elect Director Jon R. Moeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
MORGAN STANLEY MEETING DATE: MAY 14, 2013 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erskine B. Bowles | Management | For | For |
1.2 | Elect Director Howard J. Davies | Management | For | For |
1.3 | Elect Director Thomas H. Glocer | Management | For | For |
1.4 | Elect Director James P. Gorman | Management | For | For |
1.5 | Elect Director Robert H. Herz | Management | For | For |
1.6 | Elect Director C. Robert Kidder | Management | For | For |
1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director O. Griffith Sexton | Management | For | For |
1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
1.13 | Elect Director Masaaki Tanaka | Management | For | For |
1.14 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director William J. Bratton | Management | For | Against |
1c | Elect Director Kenneth C. Dahlberg | Management | For | Against |
1d | Elect Director David W. Dorman | Management | For | Against |
1e | Elect Director Michael V. Hayden | Management | For | For |
1f | Elect Director Judy C. Lewent | Management | For | For |
1g | Elect Director Anne R. Pramaggiore | Management | For | For |
1h | Elect Director Samuel C. Scott, III | Management | For | For |
1i | Elect Director Bradley E. Singer | Management | For | For |
1j | Elect Director John A. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
MUELLER INDUSTRIES, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: MLI SECURITY ID: 624756102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory L. Christopher | Management | For | For |
1.2 | Elect Director Paul J. Flaherty | Management | For | For |
1.3 | Elect Director Gennaro J. Fulvio | Management | For | For |
1.4 | Elect Director Gary S. Gladstein | Management | For | For |
1.5 | Elect Director Scott J. Goldman | Management | For | For |
1.6 | Elect Director Terry Hermanson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott S. Cowen | Management | For | For |
1b | Elect Director Cynthia A. Montgomery | Management | For | For |
1c | Elect Director Jose Ignacio Perez-lizaur | Management | For | For |
1d | Elect Director Michael B. Polk | Management | For | For |
1e | Elect Director Michael A. Todman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEWS CORPORATION MEETING DATE: JUN 11, 2013 | ||||
TICKER: NWS SECURITY ID: 65248E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions | Management | For | For |
2 | Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares | Management | For | For |
NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Victor H. Fazio | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Stephen E. Frank | Management | For | For |
1.5 | Elect Director Bruce S. Gordon | Management | For | For |
1.6 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.7 | Elect Director Karl J. Krapek | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Aulana L. Peters | Management | For | For |
1.10 | Elect Director Gary Roughead | Management | For | For |
1.11 | Elect Director Thomas M. Schoewe | Management | For | For |
1.12 | Elect Director Kevin W. Sharer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
NV ENERGY, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1b | Elect Director Glenn C. Christenson | Management | For | For |
1c | Elect Director Susan F. Clark | Management | For | For |
1d | Elect Director Stephen E. Frank | Management | For | For |
1e | Elect Director Brian J. Kennedy | Management | For | For |
1f | Elect Director Maureen T. Mullarkey | Management | For | For |
1g | Elect Director John F. O'Reilly | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Donald D. Snyder | Management | For | For |
1j | Elect Director Michael W. Yackira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 03, 2013 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director Ray R. Irani | Management | For | Against |
1.9 | Elect Director Avedick B. Poladian | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
ORACLE CORPORATION MEETING DATE: NOV 07, 2012 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
PEPSICO, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shona L. Brown | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Ian M. Cook | Management | For | For |
1.4 | Elect Director Dina Dublon | Management | For | For |
1.5 | Elect Director Victor J. Dzau | Management | For | For |
1.6 | Elect Director Ray L. Hunt | Management | For | For |
1.7 | Elect Director Alberto Ibarguen | Management | For | For |
1.8 | Elect Director Indra K. Nooyi | Management | For | For |
1.9 | Elect Director Sharon Percy Rockefeller | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director Lloyd G. Trotter | Management | For | For |
1.12 | Elect Director Daniel Vasella | Management | For | For |
1.13 | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PETSMART, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angel Cabrera | Management | For | For |
1b | Elect Director Rita V. Foley | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
1e | Elect Director Gregory P. Josefowicz | Management | For | For |
1f | Elect Director Richard K. Lochridge | Management | For | For |
1g | Elect Director Robert F. Moran | Management | For | For |
1h | Elect Director Barbara Munder | Management | For | For |
1i | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PFIZER INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Andre Calantzopoulos | Management | For | For |
1.4 | Elect Director Louis C. Camilleri | Management | For | For |
1.5 | Elect Director J. Dudley Fishburn | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Graham Mackay | Management | For | For |
1.8 | Elect Director Sergio Marchionne | Management | For | For |
1.9 | Elect Director Kalpana Morparia | Management | For | For |
1.10 | Elect DirectorLucio A. Noto | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Carlos Slim Helu | Management | For | For |
1.13 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHILLIPS 66 MEETING DATE: MAY 08, 2013 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PORTLAND GENERAL ELECTRIC COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: POR SECURITY ID: 736508847 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Ballantine | Management | For | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
1.3 | Elect Director Jack E. Davis | Management | For | For |
1.4 | Elect Director David A. Dietzler | Management | For | For |
1.5 | Elect Director Kirby A. Dyess | Management | For | For |
1.6 | Elect Director Mark B. Ganz | Management | For | For |
1.7 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.8 | Elect Director Neil J. Nelson | Management | For | For |
1.9 | Elect Director M. Lee Pelton | Management | For | For |
1.10 | Elect Director James J. Piro | Management | For | For |
1.11 | Elect Director Robert T. F. Reid | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Berges | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Victoria F. Haynes | Management | For | For |
1.4 | Elect Director Martin H. Richenhagen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PROASSURANCE CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: PRA SECURITY ID: 74267C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Listwan | Management | For | For |
1.2 | Elect Director John J. McMahon, Jr. | Management | For | For |
1.3 | Elect Director W. Stancil Starnes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 16, 2013 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director William V. Hickey | Management | For | For |
1.3 | Elect Director Ralph Izzo | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Thomas A. Renyi | Management | For | For |
1.7 | Elect Director Hak Cheol Shin | Management | For | For |
1.8 | Elect Director Richard J. Swift | Management | For | For |
1.9 | Elect Director Susan Tomasky | Management | For | For |
1.10 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PUBLIC STORAGE MEETING DATE: MAY 09, 2013 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | Withhold |
1.6 | Elect Director Gary E. Pruitt | Management | For | Withhold |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 05, 2013 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 30, 2013 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Michael C. Ruettgers | Management | For | For |
1e | Elect Director Ronald L. Skates | Management | For | For |
1f | Elect Director William R. Spivey | Management | For | For |
1g | Elect Director Linda G. Stuntz | Management | For | Against |
1h | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George W. Bryan | Management | For | For |
1b | Elect Director Carolyn H. Byrd | Management | For | For |
1c | Elect Director David J. Cooper, Sr. | Management | For | For |
1d | Elect Director Don DeFosset | Management | For | For |
1e | Elect Director Eric C. Fast | Management | For | For |
1f | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
1g | Elect Director John D. Johns | Management | For | For |
1h | Elect Director Charles D. McCrary | Management | For | For |
1i | Elect Director James R. Malone | Management | For | For |
1j | Elect Director Ruth Ann Marshall | Management | For | For |
1k | Elect Director Susan W. Matlock | Management | For | For |
1l | Elect Director John E. Maupin, Jr. | Management | For | For |
1m | Elect Director John R. Roberts | Management | For | For |
1n | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 15, 2013 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Bartlett | Management | For | For |
1.2 | Elect Director Alan C. Henderson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Ratify Auditors | Management | For | For |
RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian G. J. Gray | Management | For | For |
1.2 | Elect Director Henry Klehm, III | Management | For | For |
1.3 | Elect Director Ralph B. Levy | Management | For | For |
1.4 | Elect Director Nicholas L. Trivisonno | Management | For | For |
1.5 | Elect Director Edward J. Zore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 10, 2013 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
SEI INVESTMENTS COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: SEIC SECURITY ID: 784117103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alfred P. West, Jr. | Management | For | Against |
1b | Elect Director William M. Doran | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvyn E. Bergstein | Management | For | For |
1b | Elect Director Larry C. Glasscock | Management | For | For |
1c | Elect Director Karen N. Horn | Management | For | For |
1d | Elect Director Allan Hubbard | Management | For | For |
1e | Elect Director Reuben S. Leibowitz | Management | For | For |
1f | Elect Director Daniel C. Smith | Management | For | For |
1g | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SLM CORPORATION MEETING DATE: MAY 30, 2013 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann Torre Bates | Management | For | For |
1b | Elect Director W.M. Diefenderfer III | Management | For | For |
1c | Elect Director Diane Suitt Gilleland | Management | For | For |
1d | Elect Director Earl A. Goode | Management | For | For |
1e | Elect Director Ronald F. Hunt | Management | For | For |
1f | Elect Director Albert L. Lord | Management | For | For |
1g | Elect Director Barry A. Munitz | Management | For | For |
1h | Elect Director Howard H. Newman | Management | For | For |
1i | Elect Director Frank C. Puleo | Management | For | For |
1j | Elect Director Wolfgang Schoellkopf | Management | For | For |
1k | Elect Director Steven L. Shapiro | Management | For | For |
1l | Elect Director Anthony P. Terracciano | Management | For | For |
1m | Elect Director Barry L. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
SMITHFIELD FOODS, INC. MEETING DATE: SEP 19, 2012 | ||||
TICKER: SFD SECURITY ID: 832248108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
1.2 | Elect Director C. Larry Pope | Management | For | For |
1.3 | Elect Director Wendell H. Murphy, Sr. | Management | For | For |
1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
2a | Declassify the Board of Directors | Management | For | For |
2b | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 15, 2013 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stuart M. Essig | Management | For | For |
1b | Elect Director Barbara B. Hill | Management | For | For |
1c | Elect Director Michael A. Rocca | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STARZ MEETING DATE: JUN 06, 2013 | ||||
TICKER: STRZA SECURITY ID: 85571Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Maffei | Management | For | For |
1.2 | Elect Director Irving L. Azoff | Management | For | For |
1.3 | Elect Director Susan M. Lyne | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Charter to Recapitalize the Company by Deleting Provisions Relating to the Company's Capital and Starz Tracking Stock Groups | Management | For | For |
5 | Authorize a New Class of Common Stock | Management | For | For |
6 | Reclassify Each Share of Each Series of the Company's Existing Liberty Capital Common Stock Into One Share of the Corresponding Series of the Company's Common Stock | Management | For | For |
7 | Amend Charter to Make Certain Conforming Changes that Will be Necessary as a Result of the Charter Proposals | Management | For | For |
8 | Ratify Auditors | Management | For | For |
THE BOEING COMPANY MEETING DATE: APR 29, 2013 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: JUL 10, 2012 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
THE COCA-COLA COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Richard M. Daley | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Helene D. Gayle | Management | For | For |
1.7 | Elect Director Evan G. Greenberg | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Muhtar Kent | Management | For | For |
1.10 | Elect Director Robert A. Kotick | Management | For | For |
1.11 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.12 | Elect Director Donald F. McHenry | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James D. Robinson, III | Management | For | For |
1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
1.16 | Elect Director Jacob Wallenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director William W. George | Management | For | For |
6 | Elect Director James A. Johnson | Management | For | For |
7 | Elect Director Lakshmi N. Mittal | Management | For | For |
8 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Debora L. Spar | Management | For | For |
11 | Elect Director Mark E. Tucker | Management | For | For |
12 | Elect Director David A. Viniar | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
17 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
18 | Adopt Proxy Access Right | Shareholder | Against | Against |
19 | Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value | Shareholder | Against | Against |
THE HERSHEY COMPANY MEETING DATE: APR 30, 2013 | ||||
TICKER: HSY SECURITY ID: 427866108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela M. Arway | Management | For | For |
1.2 | Elect Director John P. Bilbrey | Management | For | For |
1.3 | Elect Director Robert F. Cavanaugh | Management | For | For |
1.4 | Elect Director Charles A. Davis | Management | For | For |
1.5 | Elect Director Robert M. Malcolm | Management | For | For |
1.6 | Elect Director James M. Mead | Management | For | For |
1.7 | Elect Director James E. Nevels | Management | For | For |
1.8 | Elect Director Anthony J. Palmer | Management | For | For |
1.9 | Elect Director Thomas J. Ridge | Management | For | For |
1.10 | Elect Director David L. Shedlarz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
THE KROGER CO. MEETING DATE: JUN 27, 2013 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director John T. LaMacchia | Management | For | For |
1f | Elect Director David B. Lewis | Management | For | For |
1g | Elect Director W. Rodney McMullen | Management | For | For |
1h | Elect Director Jorge P. Montoya | Management | For | For |
1i | Elect Director Clyde R. Moore | Management | For | For |
1j | Elect Director Susan M. Phillips | Management | For | For |
1k | Elect Director Steven R. Rogel | Management | For | For |
1l | Elect Director James A. Runde | Management | For | For |
1m | Elect Director Ronald L. Sargent | Management | For | For |
1n | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Kay Coles James | Management | For | For |
1.6 | Elect Director Richard B. Kelson | Management | For | For |
1.7 | Elect Director Bruce C. Lindsay | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director James E. Rohr | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Lorene K. Steffes | Management | For | For |
1.13 | Elect Director Dennis F. Strigl | Management | For | For |
1.14 | Elect Director Thomas J. Usher | Management | For | For |
1.15 | Elect Director George H. Walls, Jr. | Management | For | For |
1.16 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 09, 2012 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela F. Braly | Management | For | For |
1.2 | Elect Director Kenneth I. Chenault | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.5 | Elect Director Robert A. McDonald | Management | For | For |
1.6 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.7 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.8 | Elect Director Margaret C. Whitman | Management | For | For |
1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.10 | Elect Director Patricia A. Woertz | Management | For | For |
1.11 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
THE SOUTHERN COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: SO SECURITY ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juanita Powell Baranco | Management | For | For |
1b | Elect Director Jon A. Boscia | Management | For | For |
1c | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
1d | Electi Director Thomas A. Fanning | Management | For | For |
1e | Elect Director David J. Grain | Management | For | For |
1f | Elect Director H. William Habermeyer, Jr. | Management | For | For |
1g | Elect Director Veronica M. Hagen | Management | For | For |
1h | Elect Director Warren A. Hood, Jr. | Management | For | For |
1i | Elect Director Donald M. James | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director William G. Smith, Jr. | Management | For | For |
1l | Elect Director Steven R. Specker | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Alter Mandatory Retirement Policy for Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Dawn G. Lepore | Management | For | For |
1.9 | Elect Director Carol Meyrowitz | Management | For | For |
1.10 | Elect Director John F. O'Brien | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WALT DISNEY COMPANY MEETING DATE: MAR 06, 2013 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Elect Director Susan E. Arnold | Management | For | For |
1.b | Elect Director John S. Chen | Management | For | For |
1.c | Elect Director Judith L. Estrin | Management | For | For |
1.d | Elect Director Robert A. Iger | Management | For | For |
1.e | Elect Director Fred H. Langhammer | Management | For | For |
1.f | Elect Director Aylwin B. Lewis | Management | For | For |
1.g | Elect Director Monica C. Lozano | Management | For | For |
1.h | Elect Director Robert W. Matschullat | Management | For | For |
1.i | Elect Director Sheryl K. Sandberg | Management | For | For |
1.j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
TIME WARNER CABLE INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carole Black | Management | For | For |
1b | Elect Director Glenn A. Britt | Management | For | For |
1c | Elect Director Thomas H. Castro | Management | For | For |
1d | Elect Director David C. Chang | Management | For | For |
1e | Elect Director James E. Copeland, Jr. | Management | For | For |
1f | Elect Director Peter R. Haje | Management | For | For |
1g | Elect Director Donna A. James | Management | For | For |
1h | Elect Director Don Logan | Management | For | For |
1i | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1j | Elect Director Wayne H. Pace | Management | For | For |
1k | Elect Director Edward D. Shirley | Management | For | For |
1l | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
TIME WARNER INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Fred Hassan | Management | For | For |
1.9 | Elect Director Kenneth J. Novack | Management | For | For |
1.10 | Elect Director Paul D. Wachter | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: TSS SECURITY ID: 891906109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Blanchard | Management | For | For |
1.2 | Elect Director Richard Y. Bradley | Management | For | For |
1.3 | Elect Director Kriss Cloninger III | Management | For | For |
1.4 | Elect Director Walter W. Driver, Jr. | Management | For | For |
1.5 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
1.6 | Elect Director Sidney E. Harris | Management | For | For |
1.7 | Elect Director Mason H. Lampton | Management | For | For |
1.8 | Elect Director H. Lynn Page | Management | For | For |
1.9 | Elect Director Philip W. Tomlinson | Management | For | For |
1.10 | Elect Director John T. Turner | Management | For | For |
1.11 | Elect Director Richard W. Ussery | Management | For | For |
1.12 | Elect Director M. Troy Woods | Management | For | For |
1.13 | Elect Director James D. Yancey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TYSON FOODS, INC. MEETING DATE: FEB 01, 2013 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1d | Elect Director Jim Kever | Management | For | For |
1e | Elect Director Kevin M. McNamara | Management | For | For |
1f | Elect Director Brad T. Sauer | Management | For | For |
1g | Elect Director Robert Thurber | Management | For | For |
1h | Elect Director Barbara A. Tyson | Management | For | For |
1i | Elect Director Albert C. Zapanta | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
U.S. BANCORP MEETING DATE: APR 16, 2013 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UNION PACIFIC CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director John J. Koraleski | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Michael R. McCarthy | Management | For | For |
1.9 | Elect Director Michael W. McConnell | Management | For | For |
1.10 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.11 | Elect Director Steven R. Rogel | Management | For | For |
1.12 | Elect Director Jose H. Villarreal | Management | For | For |
1.13 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Michael J. Burns | Management | For | For |
1c | Elect Director D. Scott Davis | Management | For | For |
1d | Elect Director Stuart E. Eizenstat | Management | For | For |
1e | Elect Director Michael L. Eskew | Management | For | For |
1f | Elect Director William R. Johnson | Management | For | For |
1g | Elect Director Candace Kendle | Management | For | For |
1h | Elect Director Ann M. Livermore | Management | For | For |
1i | Elect Director Rudy H. P. Markham | Management | For | For |
1j | Elect Director Clark T. Randt, Jr. | Management | For | For |
1k | Elect Director Carol B. Tome | Management | For | For |
1l | Elect Director Kevin M. Warsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2013 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2013 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 03, 2013 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VALERO ENERGY CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Ruben M. Escobedo | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Bob Marbut | Management | For | For |
1f | Elect Director Donald L. Nickles | Management | For | For |
1g | Elect Director Philip J. Pfeiffer | Management | For | For |
1h | Elect Director Robert A. Profusek | Management | For | For |
1i | Elect Director Susan Kaufman Purcell | Management | For | For |
1j | Elect Director Stephen M. Waters | Management | For | For |
1k | Elect Director Randall J. Weisenburger | Management | For | For |
1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
VALIDUS HOLDINGS, LTD. MEETING DATE: MAY 01, 2013 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Noonan | Management | For | Withhold |
1.2 | Elect Director Mahmoud Abdallah | Management | For | For |
1.3 | Elect Director Jeffrey W. Greenberg | Management | For | Withhold |
1.4 | Elect Director John J. Hendrickson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director Melanie L. Healey | Management | For | For |
1.3 | Elect Director M. Frances Keeth | Management | For | For |
1.4 | Elect Director Robert W. Lane | Management | For | For |
1.5 | Elect Director Lowell C. McAdam | Management | For | For |
1.6 | Elect Director Sandra O. Moose | Management | For | For |
1.7 | Elect Director Joseph Neubauer | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Hugh B. Price | Management | For | For |
1.11 | Elect Director Rodney E. Slater | Management | For | For |
1.12 | Elect Director Kathryn A. Tesija | Management | For | For |
1.13 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Adopt Proxy Access Right | Shareholder | Against | Against |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
9 | Amend Articles/Bylaws/Charter- Call Special Meetings | Shareholder | Against | For |
10 | Provide Right to Act by Written Consent | Shareholder | Against | For |
VISA INC. MEETING DATE: JAN 30, 2013 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
WABCO HOLDINGS INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Esculier | Management | For | For |
1.2 | Elect Director Kenneth J. Martin | Management | For | For |
1.3 | Elect Director Donald J. Stebbins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Douglas N. Daft | Management | For | For |
1e | Elect Director Michael T. Duke | Management | For | Against |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Marissa A. Mayer | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S. Reinemund | Management | For | For |
1j | Elect Director H. Lee Scott, Jr. | Management | For | For |
1k | Elect Director Jim C. Walton | Management | For | For |
1l | Elect Director S. Robson Walton | Management | For | Against |
1m | Elect Director Christopher J. Williams | Management | For | Against |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
WALGREEN CO. MEETING DATE: JAN 09, 2013 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
WELLPOINT, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sheila P. Burke | Management | For | For |
1b | Elect Director George A. Schaefer, Jr. | Management | For | For |
1c | Elect Director Joseph R. Swedish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
WELLS FARGO & COMPANY MEETING DATE: APR 23, 2013 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
WESTERN REFINING, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Sanders | Management | For | For |
1.2 | Elect Director Ralph A. Schmidt | Management | For | For |
1.3 | Elect Director Jeff A. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Gary T. DiCamillo | Management | For | For |
1c | Elect Director Diane M. Dietz | Management | For | For |
1d | Elect Director Jeff M. Fettig | Management | For | For |
1e | Elect Director Michael F. Johnston | Management | For | For |
1f | Elect Director William T. Kerr | Management | For | For |
1g | Elect Director John D. Liu | Management | For | For |
1h | Elect Director Harish Manwani | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Michael A. Todman | Management | For | For |
1k | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | For |
WYNN RESORTS, LIMITED MEETING DATE: NOV 02, 2012 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Chen | Management | For | For |
1.2 | Elect Director Marc D. Schorr | Management | For | For |
1.3 | Elect Director J. Edward (Ted) Virtue | Management | For | For |
1.4 | Elect Director Elaine P. Wynn | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WYNN RESORTS, LIMITED MEETING DATE: FEB 22, 2013 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Remove Director Kazuo Okada | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
WYNN RESORTS, LIMITED MEETING DATE: MAY 07, 2013 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ray R. Irani | Management | For | Withhold |
1.2 | Elect Director Alvin V. Shoemaker | Management | For | Withhold |
1.3 | Elect Director D. Boone Wayson | Management | For | Withhold |
1.4 | Elect Director Stephen A. Wynn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
XCEL ENERGY INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: XEL SECURITY ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Fredric W. Corrigan | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Benjamin G.S. Fowke, III | Management | For | For |
1e | Elect Director Albert F. Moreno | Management | For | For |
1f | Elect Director Richard T. O'Brien | Management | For | For |
1g | Elect Director Christopher J. Policinski | Management | For | For |
1h | Elect Director A. Patricia Sampson | Management | For | For |
1i | Elect Director James J. Sheppard | Management | For | For |
1j | Elect Director David A. Westerlund | Management | For | For |
1k | Elect Director Kim Williams | Management | For | For |
1l | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
XEROX CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert J. Keegan | Management | For | For |
1.6 | Elect Director Robert A. McDonald | Management | For | For |
1.7 | Elect Director Charles Prince | Management | For | For |
1.8 | Elect Director Ann N. Reese | Management | For | For |
1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
FIDELITY LARGE CAP GROWTH ENHANCED INDEX FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
3M COMPANY MEETING DATE: MAY 14, 2013 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Vance D. Coffman | Management | For | For |
1c | Elect Director Michael L. Eskew | Management | For | For |
1d | Elect Director W. James Farrell | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Muhtar Kent | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director Robert S. Morrison | Management | For | For |
1i | Elect Director Aulana L. Peters | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Abstain |
ABBOTT LABORATORIES MEETING DATE: APR 26, 2013 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Label and Eliminate GMO Ingredients in Products | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
9 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
ABBVIE INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Edward J. Rapp | Management | For | For |
1.3 | Elect Director Roy S. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
ACCENTURE PLC MEETING DATE: FEB 06, 2013 | ||||
TICKER: ACN SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2.1 | Elect Director William L. Kimsey | Management | For | For |
2.2 | Elect Director Robert I. Lipp | Management | For | For |
2.3 | Elect Director Pierre Nanterme | Management | For | For |
2.4 | Elect Director Gilles C. Pelisson | Management | For | For |
2.5 | Elect Director Wulf von Schimmelmann | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Amend 2010 Share Incentive Plan | Management | For | Against |
6 | Authorize the Holding of the 2014 AGM at a Location Outside Ireland | Management | For | For |
7 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
8 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AETNA INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: AET SECURITY ID: 00817Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Fernando Aguirre | Management | For | For |
1b | Elect Director Mark T. Bertolini | Management | For | For |
1c | Elect Director Frank M. Clark | Management | For | For |
1d | Elect Director Betsy Z. Cohen | Management | For | For |
1e | Elect Director Molly J. Coye | Management | For | For |
1f | Elect Director Roger N. Farah | Management | For | For |
1g | Elect Director Barbara Hackman Franklin | Management | For | For |
1h | Elect Director Jeffrey E. Garten | Management | For | For |
1i | Elect Director Ellen M. Hancock | Management | For | For |
1j | Elect Director Richard J. Harrington | Management | For | For |
1k | Elect Director Edward J. Ludwig | Management | For | For |
1l | Elect Director Joseph P. Newhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
7 | Enhance Board Oversight of Political Contributions | Shareholder | Against | Abstain |
ALLERGAN, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: AGN SECURITY ID: 018490102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David E.I. Pyott | Management | For | For |
1b | Elect Director Michael R. Gallagher | Management | For | For |
1c | Elect Director Deborah Dunsire | Management | For | For |
1d | Elect Director Dawn Hudson | Management | For | For |
1e | Elect Director Trevor M. Jones | Management | For | For |
1f | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1g | Elect Director Peter J. McDonnell | Management | For | For |
1h | Elect Director Timothy D. Proctor | Management | For | For |
1i | Elect Director Russell T. Ray | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5.1 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5.2 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: AWH SECURITY ID: H01531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Barbara T. Alexander as Director | Management | For | Did Not Vote |
1.2 | Elect Scott Hunter as Director | Management | For | Did Not Vote |
1.3 | Elect Patrick de Saint-Aignan as Director | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Retention of Disposable Profits | Management | For | Did Not Vote |
5 | Approve Dividends | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capital | Management | For | Did Not Vote |
7 | Appoint Deloitte & Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors | Management | For | Did Not Vote |
8 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | Did Not Vote |
9 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
ALTRIA GROUP, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald L. Baliles | Management | For | For |
1.2 | Elect Director Martin J. Barrington | Management | For | For |
1.3 | Elect Director John T. Casteen, III | Management | For | For |
1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director Thomas W. Jones | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
1.10 | Elect Director George Munoz | Management | For | For |
1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMAZON.COM, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jeffrey P. Bezos | Management | For | For |
1b | Elect Director Tom A. Alberg | Management | For | For |
1c | Elect Director John Seely Brown | Management | For | For |
1d | Elect Director William B. Gordon | Management | For | For |
1e | Elect Director Jamie S. Gorelick | Management | For | For |
1f | Elect Director Alain Monie | Management | For | For |
1g | Elect Director Jonathan J. Rubinstein | Management | For | For |
1h | Elect Director Thomas O. Ryder | Management | For | For |
1i | Elect Director Patricia Q. Stonesifer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Political Contributions | Shareholder | Against | Abstain |
AMC NETWORKS INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: AMCX SECURITY ID: 00164V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil M. Ashe | Management | For | For |
1.2 | Elect Director Alan D. Schwartz | Management | For | Withhold |
1.3 | Elect Director Leonard Tow | Management | For | For |
1.4 | Elect Director Carl E. Vogel | Management | For | For |
1.5 | Elect Director Robert C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN EAGLE OUTFITTERS, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: AEO SECURITY ID: 02553E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Hanson | Management | For | For |
1.2 | Elect Director Thomas R. Ketteler | Management | For | For |
1.3 | Elect Director Cary D. McMillan | Management | For | For |
1.4 | Elect Director David M. Sable | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN EXPRESS COMPANY MEETING DATE: APR 29, 2013 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Peter Chernin | Management | For | For |
1.5 | Elect Director Anne Lauvergeon | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Elect Director Richard C. Levin | Management | For | For |
1.8 | Elect Director Richard A. McGinn | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Daniel L. Vasella | Management | For | For |
1.12 | Elect Director Robert D. Walter | Management | For | For |
1.13 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
AMERICAN TOWER CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Raymond P. Dolan | Management | For | For |
1b | Elect Director Ronald M. Dykes | Management | For | For |
1c | Elect Director Carolyn F. Katz | Management | For | For |
1d | Elect Director Gustavo Lara Cantu | Management | For | For |
1e | Elect Director JoAnn A. Reed | Management | For | For |
1f | Elect Director Pamela D.A. Reeve | Management | For | For |
1g | Elect Director David E. Sharbutt | Management | For | For |
1h | Elect Director James D. Taiclet, Jr. | Management | For | For |
1i | Elect Director Samme L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Right to Call Special Meeting | Management | For | For |
AMGEN INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
AOL INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: AOL SECURITY ID: 00184X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Richard Dalzell | Management | For | For |
1.3 | Elect Director Alberto Ibarguen | Management | For | For |
1.4 | Elect Director Hugh F. Johnston | Management | For | For |
1.5 | Elect Director Dawn G. Lepore | Management | For | For |
1.6 | Elect Director Patricia Mitchell | Management | For | For |
1.7 | Elect Director Fredric Reynolds | Management | For | For |
1.8 | Elect Director James Stengel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt NOL Rights Plan (NOL Pill) | Management | For | For |
APPLE INC. MEETING DATE: FEB 27, 2013 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Campbell | Management | For | For |
1.2 | Elect Director Timothy Cook | Management | For | For |
1.3 | Elect Director Millard Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur Levinson | Management | For | For |
1.8 | Elect Director Ronald Sugar | Management | For | For |
2 | Amend Articles of Incorporation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
ARRIS GROUP, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: ARRS SECURITY ID: 04270V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex B. Best | Management | For | For |
1.2 | Elect Director Harry L. Bosco | Management | For | For |
1.3 | Elect Director James A. Chiddix | Management | For | For |
1.4 | Elect Director John Anderson Craig | Management | For | For |
1.5 | Elect Director Andrew T. Heller | Management | For | For |
1.6 | Elect Director Matthew B. Kearney | Management | For | For |
1.7 | Elect Director Robert J. Stanzione | Management | For | For |
1.8 | Elect Director Debora J. Wilson | Management | For | For |
1.9 | Elect Director David A. Woodle | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
AUTOMATIC DATA PROCESSING, INC. MEETING DATE: NOV 13, 2012 | ||||
TICKER: ADP SECURITY ID: 053015103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen R. Alemany | Management | For | For |
1.2 | Elect Director Gregory D. Brenneman | Management | For | For |
1.3 | Elect Director Leslie A. Brun | Management | For | For |
1.4 | Elect Director Richard T. Clark | Management | For | For |
1.5 | Elect Director Eric C. Fast | Management | For | For |
1.6 | Elect Director Linda R. Gooden | Management | For | For |
1.7 | Elect Director R. Glenn Hubbard | Management | For | For |
1.8 | Elect Director John P. Jones | Management | For | For |
1.9 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.10 | Elect Director Enrique T. Salem | Management | For | For |
1.11 | Elect Director Gregory L. Summe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: APR 10, 2013 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director John T. Dickson | Management | For | For |
1c | Elect Director James V. Diller | Management | For | For |
1d | Elect Director Kenneth Y. Hao | Management | For | For |
1e | Elect Director John Min-Chih Hsuan | Management | For | Against |
1f | Elect Director Justine F. Lien | Management | For | For |
1g | Elect Director Donald Macleod | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
4 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVERY DENNISON CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: AVY SECURITY ID: 053611109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley A. Alford | Management | For | For |
1.2 | Elect Director Anthony K. Anderson | Management | For | For |
1.3 | Elect Director Rolf L. Borjesson | Management | For | For |
1.4 | Elect Director John T. Cardis | Management | For | For |
1.5 | Elect Director David E. I. Pyott | Management | For | For |
1.6 | Elect Director Dean A. Scarborough | Management | For | For |
1.7 | Elect Director Patrick T. Siewert | Management | For | For |
1.8 | Elect Director Julia A. Stewart | Management | For | For |
1.9 | Elect Director Martha N. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BAXTER INTERNATIONAL INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: BAX SECURITY ID: 071813109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Thomas F. Chen | Management | For | For |
1b | Elect Director Blake E. Devitt | Management | For | For |
1c | Elect Director John D. Forsyth | Management | For | For |
1d | Elect Director Gail D. Fosler | Management | For | For |
1e | Elect Director Carole J. Shapazian | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
1.12 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
BLACK HILLS CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: BKH SECURITY ID: 092113109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack W. Eugster | Management | For | For |
1.2 | Elect Director Gary L. Pechota | Management | For | For |
1.3 | Elect Director Thomas J. Zeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRISTOL-MYERS SQUIBB COMPANY MEETING DATE: MAY 07, 2013 | ||||
TICKER: BMY SECURITY ID: 110122108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Lamberto Andreotti | Management | For | For |
1B | Elect Director Lewis B. Campbell | Management | For | For |
1C | Elect Director James M. Cornelius | Management | For | For |
1D | Elect Director Laurie H. Glimcher | Management | For | For |
1E | Elect Director Michael Grobstein | Management | For | For |
1F | Elect Director Alan J. Lacy | Management | For | For |
1G | Elect Director Vicki L. Sato | Management | For | For |
1H | Elect Director Elliott Sigal | Management | For | For |
1I | Elect Director Gerald L. Storch | Management | For | For |
1J | Elect Director Togo D. West, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BROWN-FORMAN CORPORATION MEETING DATE: JUL 26, 2012 | ||||
TICKER: BF.A SECURITY ID: 115637209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock | Management | For | Against |
CA, INC. MEETING DATE: AUG 01, 2012 | ||||
TICKER: CA �� SECURITY ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jens Alder | Management | For | For |
2 | Elect Director Raymond J. Bromark | Management | For | For |
3 | Elect Director Gary J. Fernandes | Management | For | For |
4 | Elect Director Rohit Kapoor | Management | For | For |
5 | Elect Director Kay Koplovitz | Management | For | For |
6 | Elect Director Christopher B. Lofgren | Management | For | For |
7 | Elect Director William E. McCracken | Management | For | For |
8 | Elect Director Richard Sulpizio | Management | For | For |
9 | Elect Director Laura S. Unger | Management | For | For |
10 | Elect Director Arthur F. Weinbach | Management | For | For |
11 | Elect Director Renato (Ron) Zambonini | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Outside Director Stock Awards in Lieu of Cash | Management | For | For |
CARDINAL HEALTH, INC. MEETING DATE: NOV 02, 2012 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | For |
1.2 | Elect Director George S. Barrett | Management | For | For |
1.3 | Elect Director Glenn A. Britt | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Calvin Darden | Management | For | For |
1.6 | Elect Director Bruce L. Downey | Management | For | For |
1.7 | Elect Director John F. Finn | Management | For | For |
1.8 | Elect Director Clayton M. Jones | Management | For | For |
1.9 | Elect Director Gregory B. Kenny | Management | For | For |
1.10 | Elect Director David P. King | Management | For | For |
1.11 | Elect Director Richard C. Notebaert | Management | For | For |
1.12 | Elect Director Jean G. Spaulding | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
CATERPILLAR INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: CAT SECURITY ID: 149123101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Calhoun | Management | For | For |
1.2 | Elect Director Daniel M. Dickinson | Management | For | For |
1.3 | Elect Director Juan Gallardo | Management | For | For |
1.4 | Elect Director David R. Goode | Management | For | For |
1.5 | Elect Director Jesse J. Greene, Jr. | Management | For | For |
1.6 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.7 | Elect Director Peter A. Magowan | Management | For | For |
1.8 | Elect Director Dennis A. Muilenburg | Management | For | For |
1.9 | Elect Director Douglas R. Oberhelman | Management | For | For |
1.10 | Elect Director William A. Osborn | Management | For | For |
1.11 | Elect Director Charles D. Powell | Management | For | For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.13 | Elect Director Susan C. Schwab | Management | For | For |
1.14 | Elect Director Joshua I. Smith | Management | For | For |
1.15 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
8 | Review and Assess Human Rights Policies | Shareholder | Against | Abstain |
9 | Prohibit Sales to the Government of Sudan | Shareholder | Against | Abstain |
CBOE HOLDINGS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CBOE SECURITY ID: 12503M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Brodsky | Management | For | For |
1.2 | Elect Director James R. Boris | Management | For | For |
1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
1.5 | Elect Director Janet P. Froetscher | Management | For | For |
1.6 | Elect Director Jill R. Goodman | Management | For | For |
1.7 | Elect Director Duane R. Kullberg | Management | For | For |
1.8 | Elect Director R. Eden Martin | Management | For | For |
1.9 | Elect Director Roderick A. Palmore | Management | For | For |
1.10 | Elect Director Susan M. Phillips | Management | For | For |
1.11 | Elect Director Douglas H. Shulman | Management | For | For |
1.12 | Elect Director Samuel K. Skinner | Management | For | For |
1.13 | Elect Director Carole E. Stone | Management | For | For |
1.14 | Elect Director Eugene S. Sunshine | Management | For | For |
1.15 | Elect Director Edward T. Tilly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CELGENE CORPORATION MEETING DATE: JUN 12, 2013 | ||||
TICKER: CELG SECURITY ID: 151020104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hugin | Management | For | For |
1.2 | Elect Director Richard Barker | Management | For | For |
1.3 | Elect Director Michael D. Casey | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Rodman L. Drake | Management | For | For |
1.6 | Elect Director Michael A. Friedman | Management | For | For |
1.7 | Elect Director Gilla Kaplan | Management | For | For |
1.8 | Elect Director James J. Loughlin | Management | For | For |
1.9 | Elect Director Ernest Mario | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Milton Carroll | Management | For | For |
1b | Elect Director Michael P. Johnson | Management | For | For |
1c | Elect Director Janiece M. Longoria | Management | For | For |
1d | Elect Director David M. McClanahan | Management | For | For |
1e | Elect Director Susan O. Rheney | Management | For | For |
1f | Elect Director R. A. Walker | Management | For | For |
1g | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2a | Elect Director Robert C. Arzbaecher | Management | For | For |
2b | Elect Director Stephen J. Hagge | Management | For | For |
2c | Elect Director Edward A. Schmitt | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Report on Sustainability | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director George L. Kirkland | Management | For | For |
1f | Elect Director Charles W. Moorman, IV | Management | For | For |
1g | Elect Director Kevin W. Sharer | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Carl Ware | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
9 | Prohibit Political Contributions | Shareholder | Against | Abstain |
10 | Provide for Cumulative Voting | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Abstain |
13 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
CHICAGO BRIDGE & IRON COMPANY NV MEETING DATE: DEC 18, 2012 | ||||
TICKER: CBI SECURITY ID: 167250109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement between The Shaw Group Inc. and Crystal Acquisition Subsidiary Inc. | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
CHURCH & DWIGHT CO., INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: CHD SECURITY ID: 171340102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradley C. Irwin | Management | For | For |
1b | Elect Director Penry W. Price | Management | For | For |
1c | Elect Director Arthur B. Winkleblack | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CINEMARK HOLDINGS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CNK SECURITY ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin D. Chereskin | Management | For | For |
1.2 | Elect Director Lee Roy Mitchell | Management | For | For |
1.3 | Elect Director Raymond W. Syufy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 15, 2012 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director M. Michele Burns | Management | For | For |
1d | Elect Director Michael D. Capellas | Management | For | For |
1e | Elect Director Larry R. Carter | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Richard M. Kovacevich | Management | For | For |
1k | Elect Director Roderick C. McGeary | Management | For | For |
1l | Elect Director Arun Sarin | Management | For | For |
1m | Elect Director Steven M. West | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Abstain |
CLECO CORPORATION MEETING DATE: APR 26, 2013 | ||||
TICKER: CNL SECURITY ID: 12561W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Logan W. Kruger | Management | For | For |
1.2 | ElectDirector Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws to Eliminate Cumulative Voting and Declassify the Board | Management | For | For |
5 | Eliminate Cumulative Voting | Management | For | For |
6 | Report on Sustainability | Shareholder | Against | Abstain |
COACH, INC. MEETING DATE: NOV 07, 2012 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Stephanie Tilenius | Management | For | For |
1.8 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 10, 2013 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nikesh Arora | Management | For | For |
1b | Elect Director John T. Cahill | Management | For | For |
1c | Elect Director Ian Cook | Management | For | For |
1d | Elect Director Helene D. Gayle | Management | For | For |
1e | Elect Director Ellen M. Hancock | Management | For | For |
1f | Elect Director Joseph Jimenez | Management | For | For |
1g | Elect Director Richard J. Kogan | Management | For | For |
1h | Elect Director Delano E. Lewis | Management | For | For |
1i | Elect Director J. Pedro Reinhard | Management | For | For |
1j | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
COMCAST CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 22, 2012 | ||||
TICKER: CVLT SECURITY ID: 204166102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director N. Robert Hammer | Management | For | For |
1.2 | Elect Director Keith Geeslin | Management | For | For |
1.3 | Elect Director Gary B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONAGRA FOODS, INC. MEETING DATE: SEP 21, 2012 | ||||
TICKER: CAG SECURITY ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Stephen G. Butler | Management | For | For |
1.3 | Elect Director Steven F. Goldstone | Management | For | For |
1.4 | Elect Director Joie A. Gregor | Management | For | For |
1.5 | Elect Director Rajive Johri | Management | For | For |
1.6 | Elect Director W.G. Jurgensen | Management | For | For |
1.7 | Elect Director Richard H. Lenny | Management | For | For |
1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Andrew J. Schindler | Management | For | For |
1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
2 | Ratification Of The Appointment Of Independent Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 24, 2013 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin S. Carson, Sr. | Management | For | For |
1.2 | Elect Director William H. Gates | Management | For | For |
1.3 | Elect Director Hamilton E. James | Management | For | For |
1.4 | Elect Director W. Craig Jelinek | Management | For | For |
1.5 | Elect Director Jill S. Ruckelshaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
CVR ENERGY, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bob G. Alexander | Management | For | For |
1.2 | Elect Director SungHwan Cho | Management | For | Withhold |
1.3 | Elect Director Carl C. Icahn | Management | For | Withhold |
1.4 | Elect Director Vincent J. Intrieri | Management | For | Withhold |
1.5 | Elect Director John J. Lipinski | Management | For | Withhold |
1.6 | Elect Director Samuel Merksamer | Management | For | Withhold |
1.7 | Elect Director Stephen Mongillo | Management | For | For |
1.8 | Elect Director Daniel A. Ninivaggi | Management | For | Withhold |
1.9 | Elect Director James M. Strock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown II | Management | For | For |
1.2 | Elect Director David W. Dorman | Management | For | For |
1.3 | Elect Director Anne M. Finucane | Management | For | For |
1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
DEERE & COMPANY MEETING DATE: FEB 27, 2013 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Clayton M. Jones | Management | For | For |
1g | Elect Director Joachim Milberg | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director Thomas H. Patrick | Management | For | For |
1j | Elect Director Aulana L. Peters | Management | For | For |
1k | Elect Director Sherry M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DELEK US HOLDINGS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: DK SECURITY ID: 246647101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
1.2 | Elect Director Asaf Bartfeld | Management | For | Withhold |
1.3 | Elect Director Carlos E. Jorda | Management | For | Withhold |
1.4 | Elect Director Gabriel Last | Management | For | For |
1.5 | Elect Director Charles H. Leonard | Management | For | Withhold |
1.6 | Elect Director Philip L. Maslowe | Management | For | For |
1.7 | Elect Director Shlomo Zohar | Management | For | Withhold |
2 | Approve Amendment to the Company's Amended and Restated Certificate of Incorporation to Provide Stockholder Actions May Only be Taken at Annual or Special Meetings of Stockholders | Management | For | Against |
3 | Adopt Supermajority Vote Requirement for Removal of Directors | Management | For | Against |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
5 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
6 | Adopt Supermajority Vote Requirement for Amendments to Certificate of Incorporation | Management | For | Against |
7 | Approve the Proposed Second Amended and Restated Certificate of Incorporation of the Company, which will Integrate the Amendments Above, if Adopted, into the Company's Amended and Restated Certificate of Incorporation | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
DELL INC. MEETING DATE: JUL 13, 2012 | ||||
TICKER: DELL SECURITY ID: 24702R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Breyer | Management | For | For |
2 | Elect Director Donald J. Carty | Management | For | For |
3 | Elect Director Janet F. Clark | Management | For | For |
4 | Elect Director Laura Conigliaro | Management | For | For |
5 | Elect Director Michael S. Dell | Management | For | For |
6 | Elect Director Kenneth M. Duberstein | Management | For | For |
7 | Elect Director William H. Gray, III | Management | For | For |
8 | Elect Director Gerard J. Kleisterlee | Management | For | For |
9 | Elect Director Klaus S. Luft | Management | For | For |
10 | Elect Director Alex J. Mandl | Management | For | For |
11 | Elect Director Shantanu Narayen | Management | For | For |
12 | Elect Director H. Ross Perot, Jr. | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | Against |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Reelect John A. Krol as a Director | Management | For | For |
1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | Against |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | Against |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney, II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | Against |
1.8 | Elect Director Clifford M. Sobel | Management | For | For |
1.9 | Elect Director Andrew H. Tisch | Management | For | Against |
1.10 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIRECTV MEETING DATE: MAY 02, 2013 | ||||
TICKER: DTV SECURITY ID: 25490A309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Neil Austrian | Management | For | For |
1b | Elect Director Ralph Boyd, Jr. | Management | For | For |
1c | Elect Director Abelardo Bru | Management | For | For |
1d | Elect Director David Dillon | Management | For | For |
1e | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
1f | Elect Director Dixon Doll | Management | For | For |
1g | Elect Director Charles Lee | Management | For | For |
1h | Elect Director Peter Lund | Management | For | For |
1i | Elect Director Nancy Newcomb | Management | For | For |
1j | Elect Director Lorrie Norrington | Management | For | For |
1k | Elect Director Michael White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Provide Right to Act by Written Consent | Shareholder | Against | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 17, 2013 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Cynthia A. Glassman | Management | For | For |
1.5 | Elect Director Richard H. Lenny | Management | For | For |
1.6 | Elect Director Thomas G. Maheras | Management | For | For |
1.7 | Elect Director Michael H. Moskow | Management | For | For |
1.8 | Elect Director David W. Nelms | Management | For | For |
1.9 | Elect Director E. Follin Smith | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DISH NETWORK CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Clayton | Management | For | Withhold |
1.2 | Elect Director James DeFranco | Management | For | Withhold |
1.3 | Elect Director Cantey M. Ergen | Management | For | Withhold |
1.4 | Elect Director Charles W. Ergen | Management | For | Withhold |
1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
1.6 | Elect Director Gary S. Howard | Management | For | For |
1.7 | Elect Director David K. Moskowitz | Management | For | Withhold |
1.8 | Elect Director Tom A. Ortolf | Management | For | For |
1.9 | Elect Director Carl E. Vogel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
DST SYSTEMS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: DST SECURITY ID: 233326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director A. Edward Allinson | Management | For | For |
1.2 | Elect Director Stephen C. Hooley | Management | For | For |
1.3 | Elect Director Brent L. Law | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director Richard H. Brown | Management | For | For |
1c | Elect Director Robert A. Brown | Management | For | For |
1d | Elect Director Bertrand P. Collomb | Management | For | For |
1e | Elect Director Curtis J. Crawford | Management | For | For |
1f | Elect Director Alexander M. Cutler | Management | For | For |
1g | Elect Director Eleuthere I. Du Pont | Management | For | For |
1h | Elect Director Marillyn A. Hewson | Management | For | For |
1i | Elect Director Lois D. Juliber | Management | For | For |
1j | Elect Director Ellen J. Kullman | Management | For | For |
1k | Elect Director Lee M. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Report on Genetically Engineered Seed | Shareholder | Against | Abstain |
7 | Report on Pay Disparity | Shareholder | Against | Abstain |
EBAY INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: EBAY SECURITY ID: 278642103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David M. Moffett | Management | For | For |
1b | Elect Director Richard T. Schlosberg, III | Management | For | For |
1c | Elect Director Thomas J. Tierney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
4 | Report on Privacy and Data Security | Shareholder | Against | Abstain |
5 | Ratify Auditors | Management | For | For |
ELI LILLY AND COMPANY MEETING DATE: MAY 06, 2013 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph Alvarez | Management | For | For |
2 | Elect Director Winfried Bischoff | Management | For | For |
3 | Elect Director R. David Hoover | Management | For | For |
4 | Elect Director Franklyn G. Prendergast | Management | For | For |
5 | Elect Director Kathi P. Seifert | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
EMC CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: EMC SECURITY ID: 268648102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael W. Brown | Management | For | For |
1b | Elect Director Randolph L. Cowen | Management | For | For |
1c | Elect Director Gail Deegan | Management | For | For |
1d | Elect Director James S. DiStasio | Management | For | For |
1e | Elect Director John R. Egan | Management | For | For |
1f | Elect Director Edmund F. Kelly | Management | For | For |
1g | Elect Director Judith A. Miscik | Management | For | For |
1h | Elect Director Windle B. Priem | Management | For | For |
1i | Elect Director Paul Sagan | Management | For | For |
1j | Elect Director David N. Strohm | Management | For | For |
1k | Elect Director Joseph M. Tucci | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Provide Right to Act by Written Consent | Management | For | For |
7 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Abstain |
EMERSON ELECTRIC CO. MEETING DATE: FEB 05, 2013 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. A. H. Boersig | Management | For | For |
1.2 | Elect Director J. B. Bolten | Management | For | For |
1.3 | Elect Director M. S. Levatich | Management | For | For |
1.4 | Elect Director R. L. Stephenson | Management | For | For |
1.5 | Elect Director A.A. Busch, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Sustainability | Shareholder | Against | Abstain |
EOG RESOURCES, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: EOG SECURITY ID: 26875P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charles R. Crisp | Management | For | For |
1b | Elect Director James C. Day | Management | For | For |
1c | Elect Director Mark G. Papa | Management | For | For |
1d | Elect Director H. Leighton Steward | Management | For | For |
1e | Elect Director Donald F. Textor | Management | For | For |
1f | Elect Director William R. Thomas | Management | For | For |
1g | Elect Director Frank G. Wisner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQUIFAX INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Copeland, Jr. | Management | For | For |
1b | Elect Director Robert D. Daleo | Management | For | For |
1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
1d | Elect Director Mark L. Feidler | Management | For | For |
1e | Elect Director L. Phillip Humann | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director John A. McKinley | Management | For | For |
1h | Elect Director Richard F. Smith | Management | For | For |
1i | Elect Director Mark B. Templeton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXPEDIA, INC. MEETING DATE: JUN 18, 2013 | ||||
TICKER: EXPE SECURITY ID: 30212P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George (Skip) Battle | Management | For | For |
1.2 | Elect Director Pamela L. Coe | Management | For | Withhold |
1.3 | Elect Director Barry Diller | Management | For | Withhold |
1.4 | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
1.5 | Elect Director Craig A. Jacobson | Management | For | Withhold |
1.6 | Elect Director Victor A. Kaufman | Management | For | Withhold |
1.7 | Elect Director Peter M. Kern | Management | For | Withhold |
1.8 | Elect Director Dara Khosrowshahi | Management | For | Withhold |
1.9 | Elect Director John C. Malone | Management | For | Withhold |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS HOLDING COMPANY MEETING DATE: MAY 09, 2013 | ||||
TICKER: ESRX SECURITY ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary G. Benanav | Management | For | For |
1b | Elect Director Maura C. Breen | Management | For | For |
1c | Elect Director William J. DeLaney | Management | For | For |
1d | Elect Director Nicholas J. LaHowchic | Management | For | For |
1e | Elect Director Thomas P. Mac Mahon | Management | For | For |
1f | Elect Director Frank Mergenthaler | Management | For | For |
1g | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
1h | Elect Director John O. Parker, Jr. | Management | For | For |
1i | Elect Director George Paz | Management | For | For |
1j | Elect Director William L. Roper | Management | For | For |
1k | Elect Director Samuel K. Skinner | Management | For | For |
1l | Elect Director Seymour Sternberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXTRA SPACE STORAGE INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: EXR SECURITY ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Spencer F. Kirk | Management | For | For |
1.3 | Elect Director Anthony Fanticola | Management | For | For |
1.4 | Elect Director Hugh W. Horne | Management | For | For |
1.5 | Elect Director Joseph D. Margolis | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director K. Fred Skousen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director L.R. Faulkner | Management | For | For |
1.5 | Elect Director J.S. Fishman | Management | For | For |
1.6 | Elect Director H.H. Fore | Management | For | For |
1.7 | Elect Director K.C. Frazier | Management | For | For |
1.8 | Elect Director W.W. George | Management | For | For |
1.9 | Elect Director S.J. Palmisano | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.W. Tillerson | Management | For | For |
1.12 | Elect Director W.C. Weldon | Management | For | For |
1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Abstain |
9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | Abstain |
10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephan A. James | Management | For | For |
1b | Elect Director Frank R. Martire | Management | For | For |
1c | Elect Director Gary A. Norcross | Management | For | For |
1d | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 16, 2013 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FOOT LOCKER, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: FL SECURITY ID: 344849104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ken C. Hicks | Management | For | For |
1.2 | Elect Director Guillermo G. Marmol | Management | For | For |
1.3 | Elect Director Dona D. Young | Management | For | For |
1.4 | Elect Director Maxine Clark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
FORD MOTOR COMPANY MEETING DATE: MAY 09, 2013 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director William W. Helman IV | Management | For | For |
1.9 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.10 | Elect Director Richard A. Manoogian | Management | For | Against |
1.11 | Elect Director Ellen R. Marram | Management | For | For |
1.12 | Elect Director Alan Mulally | Management | For | For |
1.13 | Elect Director Homer A. Neal | Management | For | For |
1.14 | Elect Director Gerald L. Shaheen | Management | For | For |
1.15 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approval of Tax Benefits Preservation Plan | Management | For | For |
7 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 13, 2013 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles Crocker | Management | For | For |
1d | Elect Director Charles B. Johnson | Management | For | For |
1e | Elect Director Gregory E. Johnson | Management | For | For |
1f | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1g | Elect Director Mark C. Pigott | Management | For | For |
1h | Elect Director Chutta Ratnathicam | Management | For | For |
1i | Elect Director Laura Stein | Management | For | For |
1j | Elect Director Anne M. Tatlock | Management | For | For |
1k | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Ralph S. Larsen | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director James J. Mulva | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
21 | Establish Term Limits for Directors | Shareholder | Against | Against |
22 | Require Independent Board Chairman | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | For |
24 | Stock Retention/Holding Period | Shareholder | Against | Against |
25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
GENPACT LIMITED MEETING DATE: MAY 08, 2013 | ||||
TICKER: G SECURITY ID: G3922B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect N.V. Tyagarajan as Director | Management | For | For |
1.2 | Elect Robert G. Scott as Director | Management | For | For |
1.3 | Elect John W. Barter as Director | Management | For | For |
1.4 | Elect Amit Chandra as Director | Management | For | For |
1.5 | Elect Laura Conigliaro as Director | Management | For | For |
1.6 | Elect David Humphrey as Director | Management | For | For |
1.7 | Elect Jagdish Khattar as Director | Management | For | For |
1.8 | Elect James C. Madden as Director | Management | For | For |
1.9 | Elect Mark Nunnelly as Director | Management | For | For |
1.10 | Elect Mark Verdi as Director | Management | For | For |
2 | Ratify KPMG as Auditors | Management | For | For |
GENTEX CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pete Hoekstra | Management | For | For |
1.2 | Elect Director John Mulder | Management | For | For |
1.3 | Elect Director Frederick Sotok | Management | For | For |
2 | Report on Sustainability | Shareholder | Against | Abstain |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
GENUINE PARTS COMPANY MEETING DATE: APR 22, 2013 | ||||
TICKER: GPC SECURITY ID: 372460105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Bullock | Management | For | For |
1.2 | Elect Director Paul D. Donahue | Management | For | For |
1.3 | Elect Director Jean Douville | Management | For | For |
1.4 | Elect Director Thomas C. Gallagher | Management | For | For |
1.5 | Elect Director George C. 'Jack' Guynn | Management | For | For |
1.6 | Elect Director John R. Holder | Management | For | For |
1.7 | Elect Director John D. Johns | Management | For | For |
1.8 | Elect Director Michael M. E. Johns | Management | For | For |
1.9 | Elect Director Robert C. 'Robin' Loudermilk, Jr. | Management | For | For |
1.10 | Elect Director Wendy B. Needham | Management | For | For |
1.11 | Elect Director Jerry W. Nix | Management | For | For |
1.12 | Elect Director Gary W. Rollins | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GILEAD SCIENCES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: GILD SECURITY ID: 375558103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cogan | Management | For | For |
1.2 | Elect Director Etienne F. Davignon | Management | For | For |
1.3 | Elect Director Carla A. Hills | Management | For | For |
1.4 | Elect Director Kevin E. Lofton | Management | For | For |
1.5 | Elect Director John W. Madigan | Management | For | For |
1.6 | Elect Director John C. Martin | Management | For | For |
1.7 | Elect Director Nicholas G. Moore | Management | For | For |
1.8 | Elect Director Richard J. Whitley | Management | For | For |
1.9 | Elect Director Gayle E. Wilson | Management | For | For |
1.10 | Elect Director Per Wold-Olsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Provide Right to Act by Written Consent | Shareholder | Against | For |
GOOGLE INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
HOLLYFRONTIER CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: HFC SECURITY ID: 436106108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Buford P. Berry | Management | For | For |
1c | Elect Director Leldon E. Echols | Management | For | For |
1d | Elect Director R. Kevin Hardage | Management | For | For |
1e | Elect Director Michael C. Jennings | Management | For | For |
1f | Elect Director Robert J. Kostelnik | Management | For | For |
1g | Elect Director James H. Lee | Management | For | For |
1h | Elect Director Robert G. McKenzie | Management | For | For |
1i | Elect Director Franklin Myers | Management | For | For |
1j | Elect Director Michael E. Rose | Management | For | For |
1k | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 22, 2013 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Gordon M. Bethune | Management | For | For |
1B | Elect Director Kevin Burke | Management | For | For |
1C | Elect Director Jaime Chico Pardo | Management | For | For |
1D | Elect Director David M. Cote | Management | For | For |
1E | Elect Director D. Scott Davis | Management | For | For |
1F | Elect Director Linnet F. Deily | Management | For | For |
1G | Elect Director Judd Gregg | Management | For | For |
1H | Elect Director Clive Hollick | Management | For | For |
1I | Elect Director Grace D. Lieblein | Management | For | For |
1J | Elect Director George Paz | Management | For | For |
1K | Elect Director Bradley T. Sheares | Management | For | For |
1L | Elect Director Robin L. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
HORMEL FOODS CORPORATION MEETING DATE: JAN 29, 2013 | ||||
TICKER: HRL SECURITY ID: 440452100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrell K. Crews | Management | For | For |
1.2 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.3 | Elect Director Jody H. Feragen | Management | For | For |
1.4 | Elect Director Glenn S. Forbes | Management | For | For |
1.5 | Elect Director Stephen M. Lacy | Management | For | For |
1.6 | Elect Director Susan I. Marvin | Management | For | For |
1.7 | Elect Director John L. Morrison | Management | For | For |
1.8 | Elect Director Elsa A. Murano | Management | For | Withhold |
1.9 | Elect Director Robert C. Nakasone | Management | For | For |
1.10 | Elect Director Susan K. Nestegard | Management | For | For |
1.11 | Elect Director Dakota A. Pippins | Management | For | For |
1.12 | Elect Director Christopher J. Policinski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUBBELL INCORPORATED MEETING DATE: MAY 07, 2013 | ||||
TICKER: HUB.B SECURITY ID: 443510201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Lynn J. Good | Management | For | For |
1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
1.4 | Elect Director Neal J. Keating | Management | For | For |
1.5 | Elect Director John F. Malloy | Management | For | For |
1.6 | Elect Director Andrew McNally, IV | Management | For | For |
1.7 | Elect Director David G. Nord | Management | For | For |
1.8 | Elect Director Timothy H. Powers | Management | For | For |
1.9 | Elect Director G. Jackson Ratcliffe | Management | For | For |
1.10 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.11 | Elect Director John G. Russell | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ILLINOIS TOOL WORKS INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: ITW SECURITY ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Don H. Davis, Jr. | Management | For | For |
1d | Elect Director James W. Griffith | Management | For | For |
1e | Elect Director Robert C. McCormack | Management | For | For |
1f | Elect Director Robert S. Morrison | Management | For | For |
1g | Elect Director E. Scott Santi | Management | For | For |
1h | Elect Director James A. Skinner | Management | For | For |
1i | Elect Director David B. Smith, Jr. | Management | For | For |
1j | Elect Director Pamela B. Strobel | Management | For | For |
1k | Elect Director Kevin M. Warren | Management | For | For |
1l | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
INGREDION INCORPORATED MEETING DATE: MAY 15, 2013 | ||||
TICKER: INGR SECURITY ID: 457187102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard J. Almeida | Management | For | For |
1b | Elect Director Luis Aranguren-Trellez | Management | For | For |
1c | Elect Director David B. Fischer | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Paul Hanrahan | Management | For | For |
1f | Elect Director Wayne M. Hewett | Management | For | For |
1g | Elect Director Gregory B. Kenny | Management | For | For |
1h | Elect Director Barbara A. Klein | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Dwayne A. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director James D. Plummer | Management | For | For |
1g | Elect Director David S. Pottruck | Management | For | For |
1h | Elect Director Frank D. Yeary | Management | For | For |
1i | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
INTERNATIONAL BUSINESS MACHINES CORPORATION MEETING DATE: APR 30, 2013 | ||||
TICKER: IBM SECURITY ID: 459200101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alain J.P. Belda | Management | For | For |
1.2 | Elect Director William R. Brody | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Michael L. Eskew | Management | For | For |
1.5 | Elect Director David N. Farr | Management | For | For |
1.6 | Elect Director Shirley Ann Jackson | Management | For | For |
1.7 | Elect Director Andrew N. Liveris | Management | For | For |
1.8 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.9 | Elect Director James W. Owens | Management | For | For |
1.10 | Elect Director Virginia M. Rometty | Management | For | For |
1.11 | Elect Director Joan E. Spero | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Lorenzo H. Zambrano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 05, 2013 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Paget L. Alves | Management | For | Did Not Vote |
1.2 | Elect Director Janice Chaffin | Management | For | Did Not Vote |
1.3 | Elect Director Greg Creed | Management | For | Did Not Vote |
1.4 | Elect Director Patti S. Hart | Management | For | Did Not Vote |
1.5 | Elect Director Robert J. Miller | Management | For | Did Not Vote |
1.6 | Elect Director David E. Roberson | Management | For | Did Not Vote |
1.7 | Elect Director Vincent L. Sadusky | Management | For | Did Not Vote |
1.8 | Elect Director Philip G. Satre | Management | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Raymond J. Brooks, Jr. | Shareholder | For | Withhold |
1.2 | Elect Director Charles N. Mathewson | Shareholder | For | Withhold |
1.3 | Elect Director Daniel B. Silvers | Shareholder | For | For |
1.4 | Management Nominee - Janice Chaffin | Shareholder | For | For |
1.5 | Management Nominee - Greg Creed | Shareholder | For | For |
1.6 | Management Nominee - Patti S. Hart | Shareholder | For | For |
1.7 | Management Nominee - Robert J. Miller | Shareholder | For | For |
1.8 | Management Nominee - Philip G. Satre | Shareholder | For | For |
2 | Amend Omnibus Stock Plan | Management | None | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
4 | Ratify Auditors | Management | None | For |
JOHNSON & JOHNSON MEETING DATE: APR 25, 2013 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Ian E.L. Davis | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Michael M.E. Johns | Management | For | For |
1.6 | Elect Director Susan L. Lindquist | Management | For | For |
1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
1.8 | Elect Director Leo F. Mullin | Management | For | For |
1.9 | Elect Director William D. Perez | Management | For | For |
1.10 | Elect Director Charles Prince | Management | For | For |
1.11 | Elect Director A. Eugene Washington | Management | For | For |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
KENNAMETAL INC. MEETING DATE: OCT 23, 2012 | ||||
TICKER: KMT SECURITY ID: 489170100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald M. Defeo | Management | For | For |
1.2 | Elect Director William R. Newlin | Management | For | For |
1.3 | Elect Director Lawrence W. Stranghoener | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KIMBERLY-CLARK CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Alm | Management | For | For |
1.2 | Elect Director John F. Bergstrom | Management | For | For |
1.3 | Elect Director Abelardo E. Bru | Management | For | For |
1.4 | Elect Director Robert W. Decherd | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Fabian T. Garcia | Management | For | For |
1.7 | Elect Director Mae C. Jemison | Management | For | For |
1.8 | Elect Director James M. Jenness | Management | For | For |
1.9 | Elect Director Nancy J. Karch | Management | For | For |
1.10 | Elect Director Ian C. Read | Management | For | For |
1.11 | Elect Director Linda Johnson Rice | Management | For | For |
1.12 | Elect Director Marc J. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KLA-TENCOR CORPORATION MEETING DATE: NOV 07, 2012 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | Withhold |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KRAFT FOODS GROUP, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: KRFT SECURITY ID: 50076Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Abelardo E. Bru | Management | For | For |
1b | Elect Director Jeanne P. Jackson | Management | For | For |
1c | Elect Director E. Follin Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Label Products with GMO Ingredients | Shareholder | Against | Abstain |
LIBERTY INTERACTIVE CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | For |
1.2 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
1.3 | Elect Director Andrea L. Wong | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: LMCA SECURITY ID: 531229102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | For |
1.2 | Elect Director Robert R. Bennett | Management | For | For |
1.3 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
LINCOLN ELECTRIC HOLDINGS, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: LECO SECURITY ID: 533900106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Hanks | Management | For | For |
1.2 | Elect Director Kathryn Jo Lincoln | Management | For | For |
1.3 | Elect Director William E. MacDonald, III | Management | For | For |
1.4 | Elect Director George H. Walls, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Rosalind G. Brewer | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Marillyn A. Hewson | Management | For | For |
1.7 | Elect Director Gwendolyn S. King | Management | For | For |
1.8 | Elect Director James M. Loy | Management | For | For |
1.9 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.10 | Elect Director Joseph W. Ralston | Management | For | For |
1.11 | Elect Director Anne Stevens | Management | For | For |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wisemen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
LPL FINANCIAL HOLDINGS INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: LPLA SECURITY ID: 50212V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Boyce | Management | For | Withhold |
1.2 | Elect Director John J. Brennan | Management | For | For |
1.3 | Elect Director Mark S. Casady | Management | For | For |
1.4 | Elect Director Jeffrey A. Goldstein | Management | For | For |
1.5 | Elect Director James S. Putnam | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director James S. Riepe | Management | For | For |
1.8 | Elect Director Richard P. Schifter | Management | For | Withhold |
1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
1.10 | Elect Director Allen R. Thorpe | Management | For | For |
2 | Approve Increase in Size of Board | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 22, 2013 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
MACY'S, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Deirdre P. Connelly | Management | For | For |
1c | Elect Director Meyer Feldberg | Management | For | For |
1d | Elect Director Sara Levinson | Management | For | For |
1e | Elect Director Terry J. Lundgren | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Joyce M. Roche | Management | For | For |
1h | Elect Director Paul C. Varga | Management | For | For |
1i | Elect Director Craig E. Weatherup | Management | For | For |
1j | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Bayh | Management | For | For |
1.2 | Elect Director William L. Davis | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 18, 2013 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard Haythornthwaite | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Silvio Barzi | Management | For | For |
1d | Elect Director David R. Carlucci | Management | For | For |
1e | Elect Director Steven J. Freiberg | Management | For | For |
1f | Elect Director Nancy J. Karch | Management | For | For |
1g | Elect Director Marc Olivie | Management | For | For |
1h | Elect Director Rima Qureshi | Management | For | For |
1i | Elect Director Jose Octavio Reyes Lagunes | Management | For | For |
1j | Elect Director Mark Schwartz | Management | For | For |
1k | Elect Director Jackson P. Tai | Management | For | For |
1l | Elect Director Edward Suning Tian | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MATSON, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: MATX SECURITY ID: 57686G105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Blake Baird | Management | For | For |
1.2 | Elect Director Michael J. Chun | Management | For | For |
1.3 | Elect Director Matthew J. Cox | Management | For | For |
1.4 | Elect Director Walter A. Dods, Jr. | Management | For | For |
1.5 | Elect Director Thomas B. Fargo | Management | For | For |
1.6 | Elect Director Constance H. Lau | Management | For | For |
1.7 | Elect Director Jeffrey N. Watanabe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 14, 2012 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Walter E. Massey | Management | For | For |
1b | Elect Director John W. Rogers, Jr. | Management | For | For |
1c | Elect Director Roger W. Stone | Management | For | For |
1d | Elect Director Miles D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Pay Disparity | Shareholder | Against | Abstain |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Human Rights Risk Assessment Process | Shareholder | Against | Abstain |
7 | Report on Nutrition Initiatives and Childhood Obesity Concerns | Shareholder | Against | Abstain |
MCKESSON CORPORATION MEETING DATE: JUL 25, 2012 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby, III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | For |
13 | Require Independent Board Chairman | Shareholder | Against | Against |
14 | Stock Retention | Shareholder | Against | Against |
15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
MEDTRONIC, INC. MEETING DATE: AUG 23, 2012 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Victor J. Dzau | Management | For | For |
1.3 | Elect Director Omar Ishrak | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director Michael O. Leavitt | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | For |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
MICROSOFT CORPORATION MEETING DATE: NOV 28, 2012 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
MONDELEZ INTERNATIONAL, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: MDLZ SECURITY ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Fredric G. Reynolds | Management | For | For |
1g | Elect Director Irene B. Rosenfeld | Management | For | For |
1h | Elect Director Patrick T. Siewert | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Ratan N. Tata | Management | For | For |
1k | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
MONSANTO COMPANY MEETING DATE: JAN 31, 2013 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Chicoine | Management | For | For |
1b | Elect Director Arthur H. Harper | Management | For | For |
1c | Elect Director Gwendolyn S. King | Management | For | For |
1d | Elect Director Jon R. Moeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
MORNINGSTAR, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: MORN SECURITY ID: 617700109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joe Mansueto | Management | For | For |
1b | Elect Director Don Phillips | Management | For | For |
1c | Elect Director Cheryl Francis | Management | For | For |
1d | Elect Director Steve Kaplan | Management | For | For |
1e | Elect Director Gail Landis | Management | For | For |
1f | Elect Director Bill Lyons | Management | For | For |
1g | Elect Director Jack Noonan | Management | For | For |
1h | Elect Director Paul Sturm | Management | For | For |
1i | Elect Director Hugh Zentmyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
MOTOROLA SOLUTIONS, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: MSI SECURITY ID: 620076307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gregory Q. Brown | Management | For | For |
1b | Elect Director William J. Bratton | Management | For | Against |
1c | Elect Director Kenneth C. Dahlberg | Management | For | Against |
1d | Elect Director David W. Dorman | Management | For | Against |
1e | Elect Director Michael V. Hayden | Management | For | For |
1f | Elect Director Judy C. Lewent | Management | For | For |
1g | Elect Director Anne R. Pramaggiore | Management | For | For |
1h | Elect Director Samuel C. Scott, III | Management | For | For |
1i | Elect Director Bradley E. Singer | Management | For | For |
1j | Elect Director John A. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Encourage Suppliers to Produce Sustainability Reports | Shareholder | Against | Abstain |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott S. Cowen | Management | For | For |
1b | Elect Director Cynthia A. Montgomery | Management | For | For |
1c | Elect Director Jose Ignacio Perez-lizaur | Management | For | For |
1d | Elect Director Michael B. Polk | Management | For | For |
1e | Elect Director Michael A. Todman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEWMARKET CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: NEU SECURITY ID: 651587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis L. Cothran | Management | For | For |
1.2 | Elect Director Mark M. Gambill | Management | For | For |
1.3 | Elect Director Bruce C. Gottwald | Management | For | For |
1.4 | Elect Director Thomas E. Gottwald | Management | For | For |
1.5 | Elect Director Patrick D. Hanley | Management | For | For |
1.6 | Elect Director James E. Rogers | Management | For | For |
1.7 | Elect Director Charles B. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NIKE, INC. MEETING DATE: SEP 20, 2012 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Victor H. Fazio | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Stephen E. Frank | Management | For | For |
1.5 | Elect Director Bruce S. Gordon | Management | For | For |
1.6 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.7 | Elect Director Karl J. Krapek | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Aulana L. Peters | Management | For | For |
1.10 | Elect Director Gary Roughead | Management | For | For |
1.11 | Elect Director Thomas M. Schoewe | Management | For | For |
1.12 | Elect Director Kevin W. Sharer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ORLY SECURITY ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry O'Reilly | Management | For | For |
1b | Elect Director Rosalie O'Reilly-Wooten | Management | For | For |
1c | Elect Director Thomas T. Hendrickson | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Amend Articles of Incorporation to Eliminate Unnecessary and Outdated Provisions and to Make Minor Revisions to Conform to Current State Laws and Clarify | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ORACLE CORPORATION MEETING DATE: NOV 07, 2012 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Elect Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Adopt Multiple Performance Metrics Under Executive Incentive Plans | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
8 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
PEPSICO, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shona L. Brown | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Ian M. Cook | Management | For | For |
1.4 | Elect Director Dina Dublon | Management | For | For |
1.5 | Elect Director Victor J. Dzau | Management | For | For |
1.6 | Elect Director Ray L. Hunt | Management | For | For |
1.7 | Elect Director Alberto Ibarguen | Management | For | For |
1.8 | Elect Director Indra K. Nooyi | Management | For | For |
1.9 | Elect Director Sharon Percy Rockefeller | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director Lloyd G. Trotter | Management | For | For |
1.12 | Elect Director Daniel Vasella | Management | For | For |
1.13 | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PETSMART, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angel Cabrera | Management | For | For |
1b | Elect Director Rita V. Foley | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
1e | Elect Director Gregory P. Josefowicz | Management | For | For |
1f | Elect Director Richard K. Lochridge | Management | For | For |
1g | Elect Director Robert F. Moran | Management | For | For |
1h | Elect Director Barbara Munder | Management | For | For |
1i | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHARMACYCLICS, INC. MEETING DATE: NOV 09, 2012 | ||||
TICKER: PCYC SECURITY ID: 716933106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | Withhold |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold Brown | Management | For | For |
1.2 | Elect Director Mathis Cabiallavetta | Management | For | For |
1.3 | Elect Director Andre Calantzopoulos | Management | For | For |
1.4 | Elect Director Louis C. Camilleri | Management | For | For |
1.5 | Elect Director J. Dudley Fishburn | Management | For | For |
1.6 | Elect Director Jennifer Li | Management | For | For |
1.7 | Elect Director Graham Mackay | Management | For | For |
1.8 | Elect Director Sergio Marchionne | Management | For | For |
1.9 | Elect Director Kalpana Morparia | Management | For | For |
1.10 | Elect DirectorLucio A. Noto | Management | For | For |
1.11 | Elect Director Robert B. Polet | Management | For | For |
1.12 | Elect Director Carlos Slim Helu | Management | For | For |
1.13 | Elect Director Stephen M. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHILLIPS 66 MEETING DATE: MAY 08, 2013 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
POLARIS INDUSTRIES INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: PII SECURITY ID: 731068102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian C. Cornell | Management | For | For |
1.2 | Elect Director Bernd F. Kessler | Management | For | For |
1.3 | Elect Director Scott W. Wine | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PRAXAIR, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Bret K. Clayton | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Edward G. Galante | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Ira D. Hall | Management | For | For |
1.8 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.9 | Elect Director Larry D. McVay | Management | For | For |
1.10 | Elect Director Wayne T. Smith | Management | For | For |
1.11 | Elect Director Robert L. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Abstain |
4 | Ratify Auditors | Management | For | For |
PRICELINE.COM INCORPORATED MEETING DATE: JUN 06, 2013 | ||||
TICKER: PCLN SECURITY ID: 741503403 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tim Armstrong | Management | For | For |
1.2 | Elect Director Howard W. Barker, Jr. | Management | For | For |
1.3 | Elect Director Jeffery H. Boyd | Management | For | For |
1.4 | Elect Director Jan L. Docter | Management | For | For |
1.5 | Elect Director Jeffrey E. Epstein | Management | For | For |
1.6 | Elect Director James M. Guyette | Management | For | For |
1.7 | Elect Director Nancy B. Peretsman | Management | For | For |
1.8 | Elect Director Thomas E. Rothman | Management | For | For |
1.9 | Elect Director Craig W. Rydin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
PUBLIC STORAGE MEETING DATE: MAY 09, 2013 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | Withhold |
1.6 | Elect Director Gary E. Pruitt | Management | For | Withhold |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QLOGIC CORPORATION MEETING DATE: AUG 23, 2012 | ||||
TICKER: QLGC SECURITY ID: 747277101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Simon Biddiscombe | Management | For | For |
2 | Elect Director H.K. Desai | Management | For | For |
3 | Elect Director Balakrishnan S. Iyer | Management | For | For |
4 | Elect Director Kathryn B. Lewis | Management | For | For |
5 | Elect Director D. Scott Mercer | Management | For | For |
6 | Elect Director George D. Wells | Management | For | For |
7 | Elect Director William M. Zeitler | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Ratify Auditors | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 05, 2013 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 21, 2013 | ||||
TICKER: DGX SECURITY ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Baldwin | Management | For | For |
1.2 | Elect Director Gary M. Pfeiffer | Management | For | For |
1.3 | Elect Director Stephen H. Rusckowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Eliminate Class of Preferred Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
RAYTHEON COMPANY MEETING DATE: MAY 30, 2013 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Michael C. Ruettgers | Management | For | For |
1e | Elect Director Ronald L. Skates | Management | For | For |
1f | Elect Director William R. Spivey | Management | For | For |
1g | Elect Director Linda G. Stuntz | Management | For | Against |
1h | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 10, 2013 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter L.S. Currie | Management | For | For |
1b | Elect Director Tony Isaac | Management | For | For |
1c | Elect Director K. Vaman Kamath | Management | For | For |
1d | Elect Director Paal Kibsgaard | Management | For | For |
1e | Elect Director Nikolay Kudryavtsev | Management | For | For |
1f | Elect Director Adrian Lajous | Management | For | For |
1g | Elect Director Michael E. Marks | Management | For | For |
1h | Elect Director Lubna S. Olayan | Management | For | For |
1i | Elect Director L. Rafael Reif | Management | For | For |
1j | Elect Director Tore I. Sandvold | Management | For | For |
1k | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend Employee Stock Purchase Plan | Management | For | For |
SEI INVESTMENTS COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: SEIC SECURITY ID: 784117103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alfred P. West, Jr. | Management | For | Against |
1b | Elect Director William M. Doran | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SIMON PROPERTY GROUP, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: SPG SECURITY ID: 828806109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Melvyn E. Bergstein | Management | For | For |
1b | Elect Director Larry C. Glasscock | Management | For | For |
1c | Elect Director Karen N. Horn | Management | For | For |
1d | Elect Director Allan Hubbard | Management | For | For |
1e | Elect Director Reuben S. Leibowitz | Management | For | For |
1f | Elect Director Daniel C. Smith | Management | For | For |
1g | Elect Director J. Albert Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 15, 2013 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stuart M. Essig | Management | For | For |
1b | Elect Director Barbara B. Hill | Management | For | For |
1c | Elect Director Michael A. Rocca | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STARBUCKS CORPORATION MEETING DATE: MAR 20, 2013 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Howard Schultz | Management | For | For |
1b | Elect Director William W. Bradley | Management | For | For |
1c | Elect Director Robert M. Gates | Management | For | For |
1d | Elect Director Mellody Hobson | Management | For | For |
1e | Elect Director Kevin R. Johnson | Management | For | For |
1f | Elect Director Olden Lee | Management | For | For |
1g | Elect Director Joshua Cooper Ramo | Management | For | For |
1h | Elect Director James G. Shennan, Jr. | Management | For | For |
1i | Elect Director Clara Shih | Management | For | For |
1j | Elect Director Javier G. Teruel | Management | For | For |
1k | Elect Director Myron E. Ullman, III | Management | For | For |
1l | Elect Director Craig E. Weatherup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Prohibit Political Spending | Shareholder | Against | Abstain |
STARZ MEETING DATE: JUN 06, 2013 | ||||
TICKER: STRZA SECURITY ID: 85571Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Maffei | Management | For | For |
1.2 | Elect Director Irving L. Azoff | Management | For | For |
1.3 | Elect Director Susan M. Lyne | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Charter to Recapitalize the Company by Deleting Provisions Relating to the Company's Capital and Starz Tracking Stock Groups | Management | For | For |
5 | Authorize a New Class of Common Stock | Management | For | For |
6 | Reclassify Each Share of Each Series of the Company's Existing Liberty Capital Common Stock Into One Share of the Corresponding Series of the Company's Common Stock | Management | For | For |
7 | Amend Charter to Make Certain Conforming Changes that Will be Necessary as a Result of the Charter Proposals | Management | For | For |
8 | Ratify Auditors | Management | For | For |
SXC HEALTH SOLUTIONS CORP. MEETING DATE: JUL 02, 2012 | ||||
TICKER: SXCI SECURITY ID: 78505P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Change Company Name to Catamaran Corporation | Management | For | For |
4 | Adjourn Meeting | Management | For | Against |
THE BOEING COMPANY MEETING DATE: APR 29, 2013 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: JUL 10, 2012 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Stock Split | Management | For | For |
THE COCA-COLA COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Richard M. Daley | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Helene D. Gayle | Management | For | For |
1.7 | Elect Director Evan G. Greenberg | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Muhtar Kent | Management | For | For |
1.10 | Elect Director Robert A. Kotick | Management | For | For |
1.11 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.12 | Elect Director Donald F. McHenry | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James D. Robinson, III | Management | For | For |
1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
1.16 | Elect Director Jacob Wallenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
THE GAP, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: GPS SECURITY ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Adrian D. P. Bellamy | Management | For | For |
1b | Elect Director Domenico De Sole | Management | For | For |
1c | Elect Director Robert J. Fisher | Management | For | Against |
1d | Elect Director William S. Fisher | Management | For | For |
1e | Elect Director Isabella D. Goren | Management | For | For |
1f | Elect Director Bob L. Martin | Management | For | For |
1g | Elect Director Jorge P. Montoya | Management | For | For |
1h | Elect Director Glenn K. Murphy | Management | For | For |
1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
1j | Elect Director Katherine Tsang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director William W. George | Management | For | For |
6 | Elect Director James A. Johnson | Management | For | For |
7 | Elect Director Lakshmi N. Mittal | Management | For | For |
8 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Debora L. Spar | Management | For | For |
11 | Elect Director Mark E. Tucker | Management | For | For |
12 | Elect Director David A. Viniar | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
17 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
18 | Adopt Proxy Access Right | Shareholder | Against | Against |
19 | Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value | Shareholder | Against | Against |
THE HERSHEY COMPANY MEETING DATE: APR 30, 2013 | ||||
TICKER: HSY SECURITY ID: 427866108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela M. Arway | Management | For | For |
1.2 | Elect Director John P. Bilbrey | Management | For | For |
1.3 | Elect Director Robert F. Cavanaugh | Management | For | For |
1.4 | Elect Director Charles A. Davis | Management | For | For |
1.5 | Elect Director Robert M. Malcolm | Management | For | For |
1.6 | Elect Director James M. Mead | Management | For | For |
1.7 | Elect Director James E. Nevels | Management | For | For |
1.8 | Elect Director Anthony J. Palmer | Management | For | For |
1.9 | Elect Director Thomas J. Ridge | Management | For | For |
1.10 | Elect Director David L. Shedlarz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
THE KROGER CO. MEETING DATE: JUN 27, 2013 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director John T. LaMacchia | Management | For | For |
1f | Elect Director David B. Lewis | Management | For | For |
1g | Elect Director W. Rodney McMullen | Management | For | For |
1h | Elect Director Jorge P. Montoya | Management | For | For |
1i | Elect Director Clyde R. Moore | Management | For | For |
1j | Elect Director Susan M. Phillips | Management | For | For |
1k | Elect Director Steven R. Rogel | Management | For | For |
1l | Elect Director James A. Runde | Management | For | For |
1m | Elect Director Ronald L. Sargent | Management | For | For |
1n | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
THE MOSAIC COMPANY MEETING DATE: OCT 04, 2012 | ||||
TICKER: MOS SECURITY ID: 61945C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phyllis E. Cochran | Management | For | For |
1.2 | Elect Director Gregory L. Ebel | Management | For | For |
1.3 | Elect Director Robert L. Lumpkins | Management | For | For |
1.4 | Elect Director William T. Monahan | Management | For | For |
2 | Elect Director Harold H. Mackay | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TJX COMPANIES, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zein Abdalla | Management | For | For |
1.2 | Elect Director Jose B. Alvarez | Management | For | For |
1.3 | Elect Director Alan M. Bennett | Management | For | For |
1.4 | Elect Director Bernard Cammarata | Management | For | For |
1.5 | Elect Director David T. Ching | Management | For | For |
1.6 | Elect Director Michael F. Hines | Management | For | For |
1.7 | Elect Director Amy B. Lane | Management | For | For |
1.8 | Elect Director Dawn G. Lepore | Management | For | For |
1.9 | Elect Director Carol Meyrowitz | Management | For | For |
1.10 | Elect Director John F. O'Brien | Management | For | For |
1.11 | Elect Director Willow B. Shire | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TORO COMPANY MEETING DATE: MAR 12, 2013 | ||||
TICKER: TTC SECURITY ID: 891092108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Buhrmaster | Management | For | For |
1.2 | Elect Director James C. O'Rourke | Management | For | For |
1.3 | Elect Director Christopher A. Twomey | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE TRAVELERS COMPANIES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: TRV SECURITY ID: 89417E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alan L. Beller | Management | For | For |
1b | Elect Director John H. Dasburg | Management | For | For |
1c | Elect Director Janet M. Dolan | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Jay S. Fishman | Management | For | For |
1f | Elect Director Patricia L. Higgins | Management | For | For |
1g | Elect Director Thomas R. Hodgson | Management | For | For |
1h | Elect Director William J. Kane | Management | For | For |
1i | Elect Director Cleve L. Killingsworth, Jr. | Management | For | For |
1j | Elect Director Donald J. Shepard | Management | For | For |
1k | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Authorize New Class of Preferred Stock | Management | For | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
THE VALSPAR CORPORATION MEETING DATE: FEB 21, 2013 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Cook | Management | For | For |
1.2 | Elect Director Gary E. Hendrickson | Management | For | For |
1.3 | Elect Director Mae C. Jemison | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE WALT DISNEY COMPANY MEETING DATE: MAR 06, 2013 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Elect Director Susan E. Arnold | Management | For | For |
1.b | Elect Director John S. Chen | Management | For | For |
1.c | Elect Director Judith L. Estrin | Management | For | For |
1.d | Elect Director Robert A. Iger | Management | For | For |
1.e | Elect Director Fred H. Langhammer | Management | For | For |
1.f | Elect Director Aylwin B. Lewis | Management | For | For |
1.g | Elect Director Monica C. Lozano | Management | For | For |
1.h | Elect Director Robert W. Matschullat | Management | For | For |
1.i | Elect Director Sheryl K. Sandberg | Management | For | For |
1.j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
THOR INDUSTRIES, INC. MEETING DATE: DEC 11, 2012 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew E. Graves | Management | For | For |
1.2 | Elect Director Alan Siegel | Management | For | For |
1.3 | Elect Director Geoffrey A. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THORATEC CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: THOR SECURITY ID: 885175307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
1.3 | Elect Director J. Daniel Cole | Management | For | For |
1.4 | Elect Director Steven H. Collis | Management | For | For |
1.5 | Elect Director D. Keith Grossman | Management | For | For |
1.6 | Elect Director William A. Hawkins, III | Management | For | For |
1.7 | Elect Director Paul A. LaViolette | Management | For | For |
1.8 | Elect Director Daniel M. Mulvena | Management | For | For |
1.9 | Elect Director Todd C. Schermerhorn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carole Black | Management | For | For |
1b | Elect Director Glenn A. Britt | Management | For | For |
1c | Elect Director Thomas H. Castro | Management | For | For |
1d | Elect Director David C. Chang | Management | For | For |
1e | Elect Director James E. Copeland, Jr. | Management | For | For |
1f | Elect Director Peter R. Haje | Management | For | For |
1g | Elect Director Donna A. James | Management | For | For |
1h | Elect Director Don Logan | Management | For | For |
1i | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1j | Elect Director Wayne H. Pace | Management | For | For |
1k | Elect Director Edward D. Shirley | Management | For | For |
1l | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: TSS SECURITY ID: 891906109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Blanchard | Management | For | For |
1.2 | Elect Director Richard Y. Bradley | Management | For | For |
1.3 | Elect Director Kriss Cloninger III | Management | For | For |
1.4 | Elect Director Walter W. Driver, Jr. | Management | For | For |
1.5 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
1.6 | Elect Director Sidney E. Harris | Management | For | For |
1.7 | Elect Director Mason H. Lampton | Management | For | For |
1.8 | Elect Director H. Lynn Page | Management | For | For |
1.9 | Elect Director Philip W. Tomlinson | Management | For | For |
1.10 | Elect Director John T. Turner | Management | For | For |
1.11 | Elect Director Richard W. Ussery | Management | For | For |
1.12 | Elect Director M. Troy Woods | Management | For | For |
1.13 | Elect Director James D. Yancey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TUPPERWARE BRANDS CORPORATION MEETING DATE: MAY 24, 2013 | ||||
TICKER: TUP SECURITY ID: 899896104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine A. Bertini | Management | For | For |
1.2 | Elect Director Susan M. Cameron | Management | For | For |
1.3 | Elect Director Kriss Cloninger, III | Management | For | For |
1.4 | Elect Director E. V. Goings | Management | For | For |
1.5 | Elect Director Joe R. Lee | Management | For | For |
1.6 | Elect Director Angel R. Martinez | Management | For | For |
1.7 | Elect Director Antonio Monteiro de Castro | Management | For | For |
1.8 | Elect Director Robert J. Murray | Management | For | For |
1.9 | Elect Director David R. Parker | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director M. Anne Szostak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director John J. Koraleski | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Michael R. McCarthy | Management | For | For |
1.9 | Elect Director Michael W. McConnell | Management | For | For |
1.10 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.11 | Elect Director Steven R. Rogel | Management | For | For |
1.12 | Elect Director Jose H. Villarreal | Management | For | For |
1.13 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Michael J. Burns | Management | For | For |
1c | Elect Director D. Scott Davis | Management | For | For |
1d | Elect Director Stuart E. Eizenstat | Management | For | For |
1e | Elect Director Michael L. Eskew | Management | For | For |
1f | Elect Director William R. Johnson | Management | For | For |
1g | Elect Director Candace Kendle | Management | For | For |
1h | Elect Director Ann M. Livermore | Management | For | For |
1i | Elect Director Rudy H. P. Markham | Management | For | For |
1j | Elect Director Clark T. Randt, Jr. | Management | For | For |
1k | Elect Director Carol B. Tome | Management | For | For |
1l | Elect Director Kevin M. Warsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 29, 2013 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Louis R. Chenevert | Management | For | For |
1b | Elect Director John V. Faraci | Management | For | For |
1c | Elect Director Jean-Pierre Garnier | Management | For | For |
1d | Elect Director Jamie S. Gorelick | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Ellen J. Kullman | Management | For | For |
1g | Elect Director Marshall O. Larsen | Management | For | For |
1h | Elect Director Harold McGraw, III | Management | For | For |
1i | Elect Director Richard B. Myers | Management | For | For |
1j | Elect Director H. Patrick Swygert | Management | For | For |
1k | Elect Director Andre Villeneuve | Management | For | For |
1l | Elect Director Christine Todd Whitman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2013 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 03, 2013 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VALIDUS HOLDINGS, LTD. MEETING DATE: MAY 01, 2013 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Noonan | Management | For | Withhold |
1.2 | Elect Director Mahmoud Abdallah | Management | For | For |
1.3 | Elect Director Jeffrey W. Greenberg | Management | For | Withhold |
1.4 | Elect Director John J. Hendrickson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Carrion | Management | For | For |
1.2 | Elect Director Melanie L. Healey | Management | For | For |
1.3 | Elect Director M. Frances Keeth | Management | For | For |
1.4 | Elect Director Robert W. Lane | Management | For | For |
1.5 | Elect Director Lowell C. McAdam | Management | For | For |
1.6 | Elect Director Sandra O. Moose | Management | For | For |
1.7 | Elect Director Joseph Neubauer | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Clarence Otis, Jr. | Management | For | For |
1.10 | Elect Director Hugh B. Price | Management | For | For |
1.11 | Elect Director Rodney E. Slater | Management | For | For |
1.12 | Elect Director Kathryn A. Tesija | Management | For | For |
1.13 | Elect Director Gregory D. Wasson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Adopt Proxy Access Right | Shareholder | Against | Against |
8 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
9 | Amend Articles/Bylaws/Charter- Call Special Meetings | Shareholder | Against | For |
10 | Provide Right to Act by Written Consent | Shareholder | Against | For |
VISA INC. MEETING DATE: JAN 30, 2013 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gary P. Coughlan | Management | For | For |
1b | Elect Director Mary B. Cranston | Management | For | For |
1c | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
1d | Elect Director Robert W. Matschullat | Management | For | For |
1e | Elect Director Cathy E. Minehan | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director David J. Pang | Management | For | For |
1h | Elect Director Joseph W. Saunders | Management | For | For |
1i | Elect Director Charles W. Scharf | Management | For | For |
1j | Elect Director William S. Shanahan | Management | For | For |
1k | Elect Director John A. Swainson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VISTEON CORPORATION MEETING DATE: JUN 13, 2013 | ||||
TICKER: VC SECURITY ID: 92839U206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Duncan H. Cocroft | Management | For | For |
1b | Elect Director Jeffrey D. Jones | Management | For | For |
1c | Elect Director Timothy D. Leuliette | Management | For | For |
1d | Elect Director Robert Manzo | Management | For | For |
1e | Elect Director Francis M. Scricco | Management | For | For |
1f | Elect Director David L. Treadwell | Management | For | For |
1g | Elect Director Harry J. Wilson | Management | For | For |
1h | Elect Director Yuen Kam Ho, George | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
WADDELL & REED FINANCIAL, INC. MEETING DATE: APR 17, 2013 | ||||
TICKER: WDR SECURITY ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry J. Herrmann | Management | For | For |
1.2 | Elect Director James M. Raines | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WAL-MART STORES, INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Aida M. Alvarez | Management | For | For |
1b | Elect Director James I. Cash, Jr. | Management | For | For |
1c | Elect Director Roger C. Corbett | Management | For | For |
1d | Elect Director Douglas N. Daft | Management | For | For |
1e | Elect Director Michael T. Duke | Management | For | Against |
1f | Elect Director Timothy P. Flynn | Management | For | For |
1g | Elect Director Marissa A. Mayer | Management | For | For |
1h | Elect Director Gregory B. Penner | Management | For | For |
1i | Elect Director Steven S. Reinemund | Management | For | For |
1j | Elect Director H. Lee Scott, Jr. | Management | For | For |
1k | Elect Director Jim C. Walton | Management | For | For |
1l | Elect Director S. Robson Walton | Management | For | Against |
1m | Elect Director Christopher J. Williams | Management | For | Against |
1n | Elect Director Linda S. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
8 | Disclosure of Recoupment Activity from Senior Officers | Shareholder | Against | For |
WALGREEN CO. MEETING DATE: JAN 09, 2013 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
WARNER CHILCOTT PUBLIC LIMITED COMPANY MEETING DATE: MAY 07, 2013 | ||||
TICKER: WCRX SECURITY ID: G94368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Connaughton | Management | For | For |
1b | Elect Director Tamar D. Howson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WELLPOINT, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sheila P. Burke | Management | For | For |
1b | Elect Director George A. Schaefer, Jr. | Management | For | For |
1c | Elect Director Joseph R. Swedish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
WELLS FARGO & COMPANY MEETING DATE: APR 23, 2013 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 08, 2012 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director John F. Coyne | Management | For | For |
1c | Elect Director Henry T. DeNero | Management | For | For |
1d | Elect Director William L. Kimsey | Management | For | For |
1e | Elect Director Michael D. Lambert | Management | For | For |
1f | Elect Director Len J. Lauer | Management | For | For |
1g | Elect Director Matthew E. Massengill | Management | For | For |
1h | Elect Director Roger H. Moore | Management | For | For |
1i | Elect Director Kensuke Oka | Management | For | For |
1j | Elect Director Thomas E. Pardun | Management | For | For |
1k | Elect Director Arif Shakeel | Management | For | For |
1l | Elect Director Masahiro Yamamura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WESTERN REFINING, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Sanders | Management | For | For |
1.2 | Elect Director Ralph A. Schmidt | Management | For | For |
1.3 | Elect Director Jeff A. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: WAB SECURITY ID: 929740108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Brooks | Management | For | For |
1.2 | Elect Director William E. Kassling | Management | For | For |
1.3 | Elect Director Albert J. Neupaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 17, 2013 | ||||
TICKER: WLK SECURITY ID: 960413102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert T. Blakely | Management | For | For |
1.2 | Elect Director Albert Chao | Management | For | Withhold |
1.3 | Elect Director Michael J. Graff | Management | For | For |
1.4 | Elect Director R. Bruce Northcutt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
WYNN RESORTS, LIMITED MEETING DATE: NOV 02, 2012 | ||||
TICKER: WYNN SECURITY ID: 983134107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Linda Chen | Management | For | For |
1.2 | Elect Director Marc D. Schorr | Management | For | For |
1.3 | Elect Director J. Edward (Ted) Virtue | Management | For | For |
1.4 | Elect Director Elaine P. Wynn | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
YUM! BRANDS, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: YUM SECURITY ID: 988498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael J. Cavanagh | Management | For | For |
1b | Elect Director David W. Dorman | Management | For | For |
1c | Elect Director Massimo Ferragamo | Management | For | For |
1d | Elect Director Mirian M. Graddick-Weir | Management | For | For |
1e | Elect Director J. David Grissom | Management | For | For |
1f | Elect Director Bonnie G. Hill | Management | For | For |
1g | Elect Director Jonathan S. Linen | Management | For | For |
1h | Elect Director Thomas C. Nelson | Management | For | For |
1i | Elect Director David C. Novak | Management | For | For |
1j | Elect Director Thomas M. Ryan | Management | For | For |
1k | Elect Director Jing-Shyh S. Su | Management | For | For |
1l | Elect Director Robert D. Walter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt Comprehensive Packaging Recycling Strategy | Shareholder | Against | Abstain |
ZEBRA TECHNOLOGIES CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: ZBRA SECURITY ID: 989207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerhard Cless | Management | For | For |
1.2 | Elect Director Michael A. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Gail K. Boudreaux | Management | For | For |
1d | Elect Director David C. Dvorak | Management | For | For |
1e | Elect Director Larry C. Glasscock | Management | For | For |
1f | Elect Director Robert A. Hagemann | Management | For | For |
1g | Elect Director Arthur J. Higgins | Management | For | For |
1h | Elect Director John L. McGoldrick | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
FIDELITY LARGE CAP VALUE ENHANCED INDEX FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
3M COMPANY MEETING DATE: MAY 14, 2013 | ||||
TICKER: MMM SECURITY ID: 88579Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linda G. Alvarado | Management | For | For |
1b | Elect Director Vance D. Coffman | Management | For | For |
1c | Elect Director Michael L. Eskew | Management | For | For |
1d | Elect Director W. James Farrell | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Muhtar Kent | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director Robert S. Morrison | Management | For | For |
1i | Elect Director Aulana L. Peters | Management | For | For |
1j | Elect Director Inge G. Thulin | Management | For | For |
1k | Elect Director Robert J. Ulrich | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Abstain |
ABBOTT LABORATORIES MEETING DATE: APR 26, 2013 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Label and Eliminate GMO Ingredients in Products | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | For |
9 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
ABBVIE INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: ABBV SECURITY ID: 00287Y109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H.L. Burnside | Management | For | For |
1.2 | Elect Director Edward J. Rapp | Management | For | For |
1.3 | Elect Director Roy S. Roberts | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Approve Omnibus Stock Plan | Management | For | For |
ACE LIMITED MEETING DATE: MAY 16, 2013 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert M. Hernandez as Director | Management | For | Did Not Vote |
1.2 | Elect Peter Menikoff as Director | Management | For | Did Not Vote |
1.3 | Elect Robert Ripp as Director | Management | For | Did Not Vote |
1.4 | Elect Theodore E. Shasta as Director | Management | For | Did Not Vote |
2 | Declassify the Board of Directors | Management | For | Did Not Vote |
3.1 | Approve Annual Report | Management | For | Did Not Vote |
3.2 | Accept Statutory Financial Statements | Management | For | Did Not Vote |
3.3 | Accept Consolidated Financial Statements | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends | Management | For | Did Not Vote |
5 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
6.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
6.2 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | Management | For | Did Not Vote |
6.3 | Ratify BDO AG as Special Auditors | Management | For | Did Not Vote |
7 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
8 | Approve Dividend Distribution From Legal Reserves Through Reduction of Par Value | Management | For | Did Not Vote |
9 | Advisory Vote to ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
AECOM TECHNOLOGY CORPORATION MEETING DATE: MAR 07, 2013 | ||||
TICKER: ACM SECURITY ID: 00766T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Dionisio | Management | For | For |
1.2 | Elect Director Robert J. Lowe | Management | For | For |
1.3 | Elect Director William P. Rutledge | Management | For | For |
1.4 | Elect Director Daniel R. Tishman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Bennett | Management | For | For |
1.2 | Elect Director Darryl B. Hazel | Management | For | For |
1.3 | Elect Director David A. Perdue | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: AWH SECURITY ID: H01531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Barbara T. Alexander as Director | Management | For | Did Not Vote |
1.2 | Elect Scott Hunter as Director | Management | For | Did Not Vote |
1.3 | Elect Patrick de Saint-Aignan as Director | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Retention of Disposable Profits | Management | For | Did Not Vote |
5 | Approve Dividends | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capital | Management | For | Did Not Vote |
7 | Appoint Deloitte & Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors | Management | For | Did Not Vote |
8 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | Did Not Vote |
9 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
ALTRIA GROUP, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald L. Baliles | Management | For | For |
1.2 | Elect Director Martin J. Barrington | Management | For | For |
1.3 | Elect Director John T. Casteen, III | Management | For | For |
1.4 | Elect Director Dinyar S. Devitre | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director Thomas W. Jones | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director W. Leo Kiely, III | Management | For | For |
1.9 | Elect Director Kathryn B. McQuade | Management | For | For |
1.10 | Elect Director George Munoz | Management | For | For |
1.11 | Elect Director Nabil Y. Sakkab | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMEREN CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: AEE SECURITY ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Brauer | Management | For | Withhold |
1.2 | Elect Director Catherine S. Brune | Management | For | For |
1.3 | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1.4 | Elect Director Walter J. Galvin | Management | For | For |
1.5 | Elect Director Gayle P. W. Jackson | Management | For | For |
1.6 | Elect Director James C. Johnson | Management | For | For |
1.7 | Elect Director Steven H. Lipstein | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
1.9 | Elect Director Thomas R. Voss | Management | For | For |
1.10 | Elect Director Stephen R. Wilson | Management | For | For |
1.11 | Elect Director Jack D. Woodard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Energy Efficiency and Renewable Energy Programs | Shareholder | Against | Abstain |
AMERICAN CAPITAL AGENCY CORP. MEETING DATE: JUN 28, 2013 | ||||
TICKER: AGNC SECURITY ID: 02503X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Couch | Management | For | For |
1.2 | Elect Director Morris A. Davis | Management | For | For |
1.3 | Elect Director Randy E. Dobbs | Management | For | For |
1.4 | Elect Director Larry K. Harvey | Management | For | For |
1.5 | Elect Director Prue B. Larocca | Management | For | For |
1.6 | Elect Director Alvin N. Puryear | Management | For | For |
1.7 | Elect Director Malon Wilkus | Management | For | For |
1.8 | Elect Director John R. Erickson | Management | For | For |
1.9 | Elect Director Samuel A. Flax | Management | For | For |
2 | Increase Authorized Preferred Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN CAPITAL, LTD. MEETING DATE: APR 26, 2013 | ||||
TICKER: ACAS SECURITY ID: 02503Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary C. Baskin | Management | For | For |
1.2 | Elect Director Neil M. Hahl | Management | For | For |
1.3 | Elect Director Philip R. Harper | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.5 | Elect Director Stan Lundine | Management | For | For |
1.6 | Elect Director Kenneth D. Peterson, Jr. | Management | For | For |
1.7 | Elect Director Alvin N. Puryear | Management | For | For |
1.8 | Elect Director Malon Wilkus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN ELECTRIC POWER COMPANY, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: AEP SECURITY ID: 025537101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nicholas K. Akins | Management | For | For |
1.2 | Elect Director David J. Anderson | Management | For | For |
1.3 | Elect Director Ralph D. Crosby, Jr. | Management | For | For |
1.4 | Elect Director Linda A. Goodspeed | Management | For | For |
1.5 | Elect Director Thomas E. Hoaglin | Management | For | For |
1.6 | Elect Director Sandra Beach Lin | Management | For | For |
1.7 | Elect Director Michael G. Morris | Management | For | For |
1.8 | Elect Director Richard C. Notebaert | Management | For | For |
1.9 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.10 | Elect Director Stephen S. Rasmussen | Management | For | For |
1.11 | Elect Director Oliver G. Richard, III | Management | For | For |
1.12 | Elect Director Richard L. Sandor | Management | For | For |
1.13 | Elect Director Sara Martinez Tucker | Management | For | For |
1.14 | Elect Director John F. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMERICAN EXPRESS COMPANY MEETING DATE: APR 29, 2013 | ||||
TICKER: AXP SECURITY ID: 025816109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Kenneth I. Chenault | Management | For | For |
1.4 | Elect Director Peter Chernin | Management | For | For |
1.5 | Elect Director Anne Lauvergeon | Management | For | For |
1.6 | Elect Director Theodore J. Leonsis | Management | For | For |
1.7 | Elect Director Richard C. Levin | Management | For | For |
1.8 | Elect Director Richard A. McGinn | Management | For | For |
1.9 | Elect Director Samuel J. Palmisano | Management | For | For |
1.10 | Elect Director Steven S Reinemund | Management | For | For |
1.11 | Elect Director Daniel L. Vasella | Management | For | For |
1.12 | Elect Director Robert D. Walter | Management | For | For |
1.13 | Elect Director Ronald A. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
AMERICAN FINANCIAL GROUP, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AFG SECURITY ID: 025932104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
1.2 | Elect Director S. Craig Lindner | Management | For | For |
1.3 | Elect Director Kenneth C. Ambrecht | Management | For | For |
1.4 | Elect Director John B. Berding | Management | For | For |
1.5 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
1.6 | Elect Director Virginia 'Gina' C. Drosos | Management | For | For |
1.7 | Elect Director James E. Evans | Management | For | For |
1.8 | Elect Director Terry S. Jacobs | Management | For | For |
1.9 | Elect Director Gregory G. Joseph | Management | For | For |
1.10 | Elect Director William W. Verity | Management | For | For |
1.11 | Elect Director John I. Von Lehman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: AIG SECURITY ID: 026874784 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert H. Benmosche | Management | For | For |
1b | Elect Director W. Don Cornwell | Management | For | For |
1c | Elect Director John H. Fitzpatrick | Management | For | For |
1d | Elect Director William G. Jurgensen | Management | For | For |
1e | Elect Director Christopher S. Lynch | Management | For | For |
1f | Elect Director Arthur C. Martinez | Management | For | For |
1g | Elect Director George L. Miles, Jr. | Management | For | For |
1h | Elect Director Henry S. Miller | Management | For | For |
1i | Elect Director Robert S. Miller | Management | For | For |
1j | Elect Director Suzanne Nora Johnson | Management | For | For |
1k | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1l | Elect Director Douglas M. Steenland | Management | For | For |
1m | Elect Director Theresa M. Stone | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Limit Total Number of Boards on Which Company Directors May Serve | Shareholder | Against | Against |
AMERICAN NATIONAL INSURANCE COMPANY MEETING DATE: APR 26, 2013 | ||||
TICKER: ANAT SECURITY ID: 028591105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Moody, Sr. | Management | For | For |
1.2 | Elect Director James E. Pozzi | Management | For | For |
1.3 | Elect Director Frances A. Moody-Dahlberg | Management | For | For |
1.4 | Elect Director Russell S. Moody | Management | For | For |
1.5 | Elect Director William L. Moody, IV | Management | For | For |
1.6 | Elect Director James D. Yarbrough | Management | For | Withhold |
1.7 | Elect Director Arthur O. Dummer | Management | For | For |
1.8 | Elect Director Shelby M. Elliott | Management | For | Withhold |
1.9 | Elect Director Frank P. Williamson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AMERICAN WATER WORKS COMPANY, INC. MEETING DATE: MAY 13, 2013 | ||||
TICKER: AWK SECURITY ID: 030420103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen P. Adik | Management | For | For |
1b | Elect Director Martha Clark Goss | Management | For | For |
1c | Elect Director Julie A. Dobson | Management | For | For |
1d | Elect Director Paul J. Evanson | Management | For | For |
1e | Elect Director Richard R. Grigg | Management | For | For |
1f | Elect Director Julia L. Johnson | Management | For | For |
1g | Elect Director George MacKenzie | Management | For | For |
1h | Elect Director William J. Marrazzo | Management | For | For |
1i | Elect Director Jeffry E. Sterba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMGEN INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Baltimore | Management | For | For |
1.2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.3 | Elect Director Robert A. Bradway | Management | For | For |
1.4 | Elect Director Francois de Carbonnel | Management | For | For |
1.5 | Elect Director Vance D. Coffman | Management | For | For |
1.6 | Elect Director Robert A. Eckert | Management | For | For |
1.7 | Elect Director Rebecca M. Henderson | Management | For | For |
1.8 | Elect Director Frank C. Herringer | Management | For | For |
1.9 | Elect Director Tyler Jacks | Management | For | For |
1.10 | Elect Director Gilbert S. Omenn | Management | For | For |
1.11 | Elect Director Judith C. Pelham | Management | For | For |
1.12 | Elect Director Leonard D. Schaeffer | Management | For | For |
1.13 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin P. Chilton | Management | For | For |
1b | Elect Director Luke R. Corbett | Management | For | For |
1c | Elect Director H. Paulett Eberhart | Management | For | For |
1d | Elect Director Peter J. Fluor | Management | For | For |
1e | Elect Director Richard L. George | Management | For | For |
1f | Elect Director Preston M. Geren, III | Management | For | For |
1g | Elect Director Charles W. Goodyear | Management | For | For |
1h | Elect Director John R. Gordon | Management | For | For |
1i | Elect Director Eric D. Mullins | Management | For | For |
1j | Elect Director Paula Rosput Reynolds | Management | For | For |
1k | Elect Director R. A. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
APACHE CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eugene C. Fiedorek | Management | For | For |
2 | Elect Director Chansoo Joung | Management | For | For |
3 | Elect Director William C. Montgomery | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: NOV 01, 2012 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Mollie Hale Carter | Management | For | For |
1.4 | Elect Director Terrell K. Crews | Management | For | For |
1.5 | Elect Director Pierre Dufour | Management | For | For |
1.6 | Elect Director Donald E. Felsinger | Management | For | For |
1.7 | Elect Director Antonio Maciel | Management | For | For |
1.8 | Elect Director Patrick J. Moore | Management | For | For |
1.9 | Elect Director Thomas F. O'Neill | Management | For | For |
1.10 | Elect Director Daniel Shih | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.12 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
ARCHER-DANIELS-MIDLAND COMPANY MEETING DATE: MAY 02, 2013 | ||||
TICKER: ADM SECURITY ID: 039483102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan L. Boeckmann | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Mollie Hale Carter | Management | For | For |
1.4 | Elect Director Terell K. Crews | Management | For | For |
1.5 | Elect Director Pierre Dufour | Management | For | For |
1.6 | Elect Director Donald E. Felsinger | Management | For | For |
1.7 | Elect Director Antonio Maciel | Management | For | For |
1.8 | Elect Director Patrick J. Moore | Management | For | For |
1.9 | Elect Director Thomas F. O'Neill | Management | For | For |
1.10 | Elect Director Daniel Shih | Management | For | For |
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For |
1.12 | Elect Director Patricia A. Woertz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARTHUR J. GALLAGHER & CO. MEETING DATE: MAY 15, 2013 | ||||
TICKER: AJG SECURITY ID: 363576109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William L. Bax | Management | For | For |
1b | Elect Director Frank E. English, Jr. | Management | For | For |
1c | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1d | Elect Director Elbert O. Hand | Management | For | For |
1e | Elect Director David S. Johnson | Management | For | For |
1f | Elect Director Kay W. McCurdy | Management | For | For |
1g | Elect Director Norman L. Rosenthal | Management | For | For |
1h | Elect Director James R. Wimmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASPEN INSURANCE HOLDINGS LIMITED MEETING DATE: APR 24, 2013 | ||||
TICKER: AHL SECURITY ID: G05384105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard Bucknall | Management | For | For |
1.2 | Elect Director Peter O'Flinn | Management | For | For |
1.3 | Elect Director Ronald Pressman | Management | For | For |
1.4 | Elect Director Gordon Ireland | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AT&T INC. MEETING DATE: APR 26, 2013 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Randall L. Stephenson | Management | For | For |
1.2 | Elect Director Gilbert F. Amelio | Management | For | For |
1.3 | Elect Director Reuben V. Anderson | Management | For | For |
1.4 | Elect Director James H. Blanchard | Management | For | For |
1.5 | Elect Director Jaime Chico Pardo | Management | For | For |
1.6 | Elect Director Scott T. Ford | Management | For | For |
1.7 | Elect Director James P. Kelly | Management | For | For |
1.8 | Elect Director Jon C. Madonna | Management | For | For |
1.9 | Elect Director Michael B. McCallister | Management | For | For |
1.10 | Elect Director John B. McCoy | Management | For | For |
1.11 | Elect Director Joyce M. Roche | Management | For | For |
1.12 | Elect Director Matthew K. Rose | Management | For | For |
1.13 | Elect Director Laura D'Andrea Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Stock Purchase and Deferral Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Report on Reducing Lead Battery Health Hazards | Shareholder | Against | Abstain |
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
8 | Require Independent Board Chairman | Shareholder | Against | Against |
ATMOS ENERGY CORPORATION MEETING DATE: FEB 13, 2013 | ||||
TICKER: ATO SECURITY ID: 049560105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert W. Best | Management | For | For |
1b | Elect Director Kim R. Cocklin | Management | For | For |
1c | Elect Director Richard W. Douglas | Management | For | For |
1d | Elect Director Ruben E. Esquivel | Management | For | For |
1e | Elect Director Richard K. Gordon | Management | For | For |
1f | Elect Director Robert C. Grable | Management | For | For |
1g | Elect Director Thomas C. Meredith | Management | For | For |
1h | Elect Director Nancy K. Quinn | Management | For | For |
1i | Elect Director Richard A. Sampson | Management | For | For |
1j | Elect Director Stephen R. Springer | Management | For | For |
1k | Elect Director Richard Ware, II | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVERY DENNISON CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: AVY SECURITY ID: 053611109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley A. Alford | Management | For | For |
1.2 | Elect Director Anthony K. Anderson | Management | For | For |
1.3 | Elect Director Rolf L. Borjesson | Management | For | For |
1.4 | Elect Director John T. Cardis | Management | For | For |
1.5 | Elect Director David E. I. Pyott | Management | For | For |
1.6 | Elect Director Dean A. Scarborough | Management | For | For |
1.7 | Elect Director Patrick T. Siewert | Management | For | For |
1.8 | Elect Director Julia A. Stewart | Management | For | For |
1.9 | Elect Director Martha N. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AXIS CAPITAL HOLDINGS LIMITED MEETING DATE: MAY 03, 2013 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Geoffrey Bell as Director | Management | For | For |
1.2 | Elect Albert A. Benchimol as Director | Management | For | For |
1.3 | Elect Christopher V. Greetham as Director | Management | For | For |
1.4 | Elect Maurice A. Keane as Director | Management | For | For |
1.5 | Elect Henry B. Smith as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
BANK OF AMERICA CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: BAC SECURITY ID: 060505104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sharon L. Allen | Management | For | For |
1.2 | Elect Director Susan S. Bies | Management | For | For |
1.3 | Elect Director Jack O. Bovender, Jr. | Management | For | For |
1.4 | Elect Director Frank P. Bramble, Sr. | Management | For | For |
1.5 | Elect Director Arnold W. Donald | Management | For | For |
1.6 | Elect Director Charles K. Gifford | Management | For | For |
1.7 | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1.8 | Elect Director Linda P. Hudson | Management | For | For |
1.9 | Elect Director Monica C. Lozano | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Brian T. Moynihan | Management | For | For |
1.12 | Elect Director Lionel L. Nowell, III | Management | For | For |
1.13 | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Amend Bylaw to Limit Multiple Board Service | Shareholder | Against | Against |
7 | Report on Feasibility of Prohibiting Political Contributions | Shareholder | Against | Abstain |
8 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
BEMIS COMPANY, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: BMS SECURITY ID: 081437105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Haffner | Management | For | For |
1.2 | Elect Director Holly A. Van Deursen | Management | For | For |
1.3 | Elect Director David T. Szczupak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 04, 2013 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
1.13 | Elect Director Meryl B. Witmer | Management | For | For |
2 | Adopt Quantitative Goals for GHG and Other Air Emissions | Shareholder | Against | Abstain |
BRE PROPERTIES, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: BRE SECURITY ID: 05564E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving F. Lyons, III | Management | For | For |
1.2 | Elect Director Paula F. Downey | Management | For | For |
1.3 | Elect Director Christopher J. McGurk | Management | For | For |
1.4 | Elect Director Matthew T. Medeiros | Management | For | For |
1.5 | Elect Director Constance B. Moore | Management | For | For |
1.6 | Elect Director Jeanne R. Myerson | Management | For | For |
1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
1.8 | Elect Director Thomas E. Robinson | Management | For | For |
1.9 | Elect Director Dennis E. Singleton | Management | For | For |
1.10 | Elect Director Thomas P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 11, 2013 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato DiPentima | Management | For | For |
1.4 | Elect Director Alan Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director David L. House | Management | For | For |
1.7 | Elect Director Glenn C. Jones | Management | For | For |
1.8 | Elect Director L. William Krause | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 10, 2013 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
1.9 | Elect Director Steven A. Webster | Management | For | For |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard D. Fairbank | Management | For | For |
1b | Elect Director W. Ronald Dietz | Management | For | For |
1c | Elect Director Lewis Hay, III | Management | For | For |
1d | Elect Director Benjamin P. Jenkins, III | Management | For | For |
1e | Elect Director Peter E. Raskind | Management | For | For |
1f | Elect Director Mayo A. Shattuck, III | Management | For | For |
1g | Elect Director Bradford H. Warner | Management | For | For |
1h | Elect Director Catherine G. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4a | Reduce Supermajority Vote Requirement | Management | For | For |
4b | Reduce Supermajority Vote Requirement | Management | For | For |
4c | Reduce Supermajority Vote Requirement | Management | For | For |
CAPITALSOURCE INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: CSE SECURITY ID: 14055X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Fremder | Management | For | For |
1.2 | Elect Director C. William Hosler | Management | For | For |
1.3 | Elect Director James J. Pieczynski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CARDINAL HEALTH, INC. MEETING DATE: NOV 02, 2012 | ||||
TICKER: CAH SECURITY ID: 14149Y108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Colleen F. Arnold | Management | For | For |
1.2 | Elect Director George S. Barrett | Management | For | For |
1.3 | Elect Director Glenn A. Britt | Management | For | For |
1.4 | Elect Director Carrie S. Cox | Management | For | For |
1.5 | Elect Director Calvin Darden | Management | For | For |
1.6 | Elect Director Bruce L. Downey | Management | For | For |
1.7 | Elect Director John F. Finn | Management | For | For |
1.8 | Elect Director Clayton M. Jones | Management | For | For |
1.9 | Elect Director Gregory B. Kenny | Management | For | For |
1.10 | Elect Director David P. King | Management | For | For |
1.11 | Elect Director Richard C. Notebaert | Management | For | For |
1.12 | Elect Director Jean G. Spaulding | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
CAREFUSION CORPORATION MEETING DATE: APR 15, 2013 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip L. Francis | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Gregory T. Lucier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CBOE HOLDINGS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CBOE SECURITY ID: 12503M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Brodsky | Management | For | For |
1.2 | Elect Director James R. Boris | Management | For | For |
1.3 | Elect Director Frank E. English, Jr. | Management | For | For |
1.4 | Elect Director Edward J. Fitzpatrick | Management | For | For |
1.5 | Elect Director Janet P. Froetscher | Management | For | For |
1.6 | Elect Director Jill R. Goodman | Management | For | For |
1.7 | Elect Director Duane R. Kullberg | Management | For | For |
1.8 | Elect Director R. Eden Martin | Management | For | For |
1.9 | Elect Director Roderick A. Palmore | Management | For | For |
1.10 | Elect Director Susan M. Phillips | Management | For | For |
1.11 | Elect Director Douglas H. Shulman | Management | For | For |
1.12 | Elect Director Samuel K. Skinner | Management | For | For |
1.13 | Elect Director Carole E. Stone | Management | For | For |
1.14 | Elect Director Eugene S. Sunshine | Management | For | For |
1.15 | Elect Director Edward T. Tilly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Milton Carroll | Management | For | For |
1b | Elect Director Michael P. Johnson | Management | For | For |
1c | Elect Director Janiece M. Longoria | Management | For | For |
1d | Elect Director David M. McClanahan | Management | For | For |
1e | Elect Director Susan O. Rheney | Management | For | For |
1f | Elect Director R. A. Walker | Management | For | For |
1g | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2a | Elect Director Robert C. Arzbaecher | Management | For | For |
2b | Elect Director Stephen J. Hagge | Management | For | For |
2c | Elect Director Edward A. Schmitt | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Report on Sustainability | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Linnet F. Deily | Management | For | For |
1b | Elect Director Robert E. Denham | Management | For | For |
1c | Elect Director Alice P. Gast | Management | For | For |
1d | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1e | Elect Director George L. Kirkland | Management | For | For |
1f | Elect Director Charles W. Moorman, IV | Management | For | For |
1g | Elect Director Kevin W. Sharer | Management | For | For |
1h | Elect Director John G. Stumpf | Management | For | For |
1i | Elect Director Ronald D. Sugar | Management | For | For |
1j | Elect Director Carl Ware | Management | For | For |
1k | Elect Director John S. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
6 | Report on Offshore Oil Wells and Spill Mitigation Measures | Shareholder | Against | Abstain |
7 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
9 | Prohibit Political Contributions | Shareholder | Against | Abstain |
10 | Provide for Cumulative Voting | Shareholder | Against | Against |
11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
12 | Require Director Nominee with Environmental Expertise | Shareholder | Against | Abstain |
13 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
CINEMARK HOLDINGS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CNK SECURITY ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin D. Chereskin | Management | For | For |
1.2 | Elect Director Lee Roy Mitchell | Management | For | For |
1.3 | Elect Director Raymond W. Syufy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: NOV 15, 2012 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol A. Bartz | Management | For | For |
1b | Elect Director Marc Benioff | Management | For | For |
1c | Elect Director M. Michele Burns | Management | For | For |
1d | Elect Director Michael D. Capellas | Management | For | For |
1e | Elect Director Larry R. Carter | Management | For | For |
1f | Elect Director John T. Chambers | Management | For | For |
1g | Elect Director Brian L. Halla | Management | For | For |
1h | Elect Director John L. Hennessy | Management | For | For |
1i | Elect Director Kristina M. Johnson | Management | For | For |
1j | Elect Director Richard M. Kovacevich | Management | For | For |
1k | Elect Director Roderick C. McGeary | Management | For | For |
1l | Elect Director Arun Sarin | Management | For | For |
1m | Elect Director Steven M. West | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Eliminating Conflict Minerals from Supply Chain | Shareholder | Against | Abstain |
CIT GROUP INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CIT SECURITY ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John A. Thain | Management | For | For |
1b | Elect Director Michael J. Embler | Management | For | For |
1c | Elect Director William M. Freeman | Management | For | For |
1d | Elect Director David M. Moffett | Management | For | For |
1e | Elect Director R. Brad Oates | Management | For | For |
1f | Elect Director Marianne Miller Parrs | Management | For | For |
1g | Elect Director Gerald Rosenfeld | Management | For | For |
1h | Elect Director John R. Ryan | Management | For | For |
1i | Elect Director Seymour Sternberg | Management | For | For |
1j | Elect Director Peter J. Tobin | Management | For | For |
1k | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael L. Corbat | Management | For | For |
1b | Elect Director Franz B. Humer | Management | For | For |
1c | Elect Director Robert L. Joss | Management | For | For |
1d | Elect Director Michael E. O'Neill | Management | For | For |
1e | Elect Director Judith Rodin | Management | For | For |
1f | Elect Director Robert L. Ryan | Management | For | For |
1g | Elect Director Anthony M. Santomero | Management | For | For |
1h | Elect Director Joan E. Spero | Management | For | For |
1i | Elect Director Diana L. Taylor | Management | For | For |
1j | Elect Director William S. Thompson, Jr. | Management | For | For |
1k | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Amend Indemnifications Provisions | Shareholder | Against | Against |
CLECO CORPORATION MEETING DATE: APR 26, 2013 | ||||
TICKER: CNL SECURITY ID: 12561W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Logan W. Kruger | Management | For | For |
1.2 | ElectDirector Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws to Eliminate Cumulative Voting and Declassify the Board | Management | For | For |
5 | Eliminate Cumulative Voting | Management | For | For |
6 | Report on Sustainability | Shareholder | Against | Abstain |
CNA FINANCIAL CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: CNA SECURITY ID: 126117100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Liska | Management | For | For |
1.2 | Elect Director Jose O. Montemayor | Management | For | For |
1.3 | Elect Director Thomas F. Motamed | Management | For | Withhold |
1.4 | Elect Director Don M. Randel | Management | For | For |
1.5 | Elect Director Joseph Rosenberg | Management | For | Withhold |
1.6 | Elect Director Andrew H. Tisch | Management | For | Withhold |
1.7 | Elect Director James S. Tisch | Management | For | Withhold |
1.8 | Elect Director Marvin Zonis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 10, 2013 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Nikesh Arora | Management | For | For |
1b | Elect Director John T. Cahill | Management | For | For |
1c | Elect Director Ian Cook | Management | For | For |
1d | Elect Director Helene D. Gayle | Management | For | For |
1e | Elect Director Ellen M. Hancock | Management | For | For |
1f | Elect Director Joseph Jimenez | Management | For | For |
1g | Elect Director Richard J. Kogan | Management | For | For |
1h | Elect Director Delano E. Lewis | Management | For | For |
1i | Elect Director J. Pedro Reinhard | Management | For | For |
1j | Elect Director Stephen I. Sadove | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Adopt Share Retention Policy For Senior Executives | Shareholder | Against | Against |
COMCAST CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
COMMONWEALTH REIT MEETING DATE: MAY 14, 2013 | ||||
TICKER: CWH SECURITY ID: 203233101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph L. Morea | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COMPUTER SCIENCES CORPORATION MEETING DATE: AUG 07, 2012 | ||||
TICKER: CSC SECURITY ID: 205363104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irving W. Bailey, II | Management | For | For |
2 | Elect Director David J. Barram | Management | For | For |
3 | Elect Director Stephen L. Baum | Management | For | For |
4 | Elect Director Erik Brynjolfsson | Management | For | For |
5 | Elect Director Rodney F. Chase | Management | For | For |
6 | Elect Director Judith R. Haberkorn | Management | For | For |
7 | Elect Director J. Michael Lawrie | Management | For | For |
8 | Elect Director Chong Sup Park | Management | For | For |
9 | Elect Director Lawrence A. Zimmerman | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CONAGRA FOODS, INC. MEETING DATE: SEP 21, 2012 | ||||
TICKER: CAG SECURITY ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Stephen G. Butler | Management | For | For |
1.3 | Elect Director Steven F. Goldstone | Management | For | For |
1.4 | Elect Director Joie A. Gregor | Management | For | For |
1.5 | Elect Director Rajive Johri | Management | For | For |
1.6 | Elect Director W.G. Jurgensen | Management | For | For |
1.7 | Elect Director Richard H. Lenny | Management | For | For |
1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Andrew J. Schindler | Management | For | For |
1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
2 | Ratification Of The Appointment Of Independent Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONOCOPHILLIPS MEETING DATE: MAY 14, 2013 | ||||
TICKER: COP SECURITY ID: 20825C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard L. Armitage | Management | For | For |
1b | Elect Director Richard H. Auchinleck | Management | For | For |
1c | Elect Director James E. Copeland, Jr. | Management | For | For |
1d | Elect Director Jody L. Freeman | Management | For | For |
1e | Elect Director Gay Huey Evans | Management | For | For |
1f | Elect Director Ryan M. Lance | Management | For | For |
1g | Elect Director Mohd H. Marican | Management | For | For |
1h | Elect Director Robert A. Niblock | Management | For | For |
1i | Elect Director Harald J. Norvik | Management | For | For |
1j | Elect Director William E. Wade, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
6 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | Abstain |
CONSOLIDATED EDISON, INC. MEETING DATE: MAY 20, 2013 | ||||
TICKER: ED SECURITY ID: 209115104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin Burke | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director George Campbell, Jr. | Management | For | For |
1.4 | Elect Director Gordon J. Davis | Management | For | For |
1.5 | Elect Director Michael J. Del Giudice | Management | For | For |
1.6 | Elect Director Ellen V. Futter | Management | For | For |
1.7 | Elect Director John F. Hennessy, III | Management | For | For |
1.8 | Elect Director John F. Killian | Management | For | For |
1.9 | Elect Director Eugene R. McGrath | Management | For | For |
1.10 | Elect Director Sally H. Pinero | Management | For | For |
1.11 | Elect Director Michael W. Ranger | Management | For | For |
1.12 | Elect Director L. Frederick Sutherland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Cease CEO Compensation Benchmarking Policy | Shareholder | Against | Against |
CORRECTIONS CORPORATION OF AMERICA MEETING DATE: MAY 16, 2013 | ||||
TICKER: CXW SECURITY ID: 22025Y407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Ferguson | Management | For | For |
1b | Elect Director Damon T. Hininger | Management | For | For |
1c | Elect Director Donna M. Alvarado | Management | For | For |
1d | Elect Director William F. Andrews | Management | For | For |
1e | Elect Director John D. Correnti | Management | For | For |
1f | Elect Director Dennis W. DeConcini | Management | For | For |
1g | Elect Director Robert J. Dennis | Management | For | For |
1h | Elect Director John R. Horne | Management | For | For |
1i | Elect Director C. Michael Jacobi | Management | For | For |
1j | Elect Director Anne L. Mariucci | Management | For | For |
1k | Elect Director Thurgood Marshall, Jr. | Management | For | For |
1l | Elect Director Charles L. Overby | Management | For | For |
1m | Elect Director John R. Prann, Jr. | Management | For | For |
1n | Elect Director Joseph V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Securities Transfer Restrictions | Management | For | For |
COVIDIEN PLC MEETING DATE: MAR 20, 2013 | ||||
TICKER: COV SECURITY ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jose E. Almeida | Management | For | For |
1b | Elect Director Joy A. Amundson | Management | For | For |
1c | Elect Director Craig Arnold | Management | For | For |
1d | Elect Director Robert H. Brust | Management | For | For |
1e | Elect Director John M. Connors, Jr. | Management | For | For |
1f | Elect Director Christopher J. Coughlin | Management | For | For |
1g | Elect Director Randall J. Hogan, III | Management | For | For |
1h | Elect Director Martin D. Madaus | Management | For | For |
1i | Elect Director Dennis H. Reilley | Management | For | For |
1j | Elect Director Joseph A. Zaccagnino | Management | For | For |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
6 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
7 | Amend Articles of Association to expand the authority to execute instruments of transfer | Management | For | For |
8 | Approve Creation of Distributable Reserves | Management | For | For |
CVR ENERGY, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bob G. Alexander | Management | For | For |
1.2 | Elect Director SungHwan Cho | Management | For | Withhold |
1.3 | Elect Director Carl C. Icahn | Management | For | Withhold |
1.4 | Elect Director Vincent J. Intrieri | Management | For | Withhold |
1.5 | Elect Director John J. Lipinski | Management | For | Withhold |
1.6 | Elect Director Samuel Merksamer | Management | For | Withhold |
1.7 | Elect Director Stephen Mongillo | Management | For | For |
1.8 | Elect Director Daniel A. Ninivaggi | Management | For | Withhold |
1.9 | Elect Director James M. Strock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. David Brown II | Management | For | For |
1.2 | Elect Director David W. Dorman | Management | For | For |
1.3 | Elect Director Anne M. Finucane | Management | For | For |
1.4 | Elect Director Kristen Gibney Williams | Management | For | For |
1.5 | Elect Director Larry J. Merlo | Management | For | For |
1.6 | Elect Director Jean-Pierre Millon | Management | For | For |
1.7 | Elect Director Richard J. Swift | Management | For | For |
1.8 | Elect Director William C. Weldon | Management | For | For |
1.9 | Elect Director Tony L. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Reduce Vote Requirement Under the Fair Price Provision | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
8 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
DEERE & COMPANY MEETING DATE: FEB 27, 2013 | ||||
TICKER: DE SECURITY ID: 244199105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Crandall C. Bowles | Management | For | For |
1c | Elect Director Vance D. Coffman | Management | For | For |
1d | Elect Director Charles O. Holliday, Jr. | Management | For | For |
1e | Elect Director Dipak C. Jain | Management | For | For |
1f | Elect Director Clayton M. Jones | Management | For | For |
1g | Elect Director Joachim Milberg | Management | For | For |
1h | Elect Director Richard B. Myers | Management | For | For |
1i | Elect Director Thomas H. Patrick | Management | For | For |
1j | Elect Director Aulana L. Peters | Management | For | For |
1k | Elect Director Sherry M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Reelect John A. Krol as a Director | Management | For | For |
1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | Against |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | Against |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney, II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | Against |
1.8 | Elect Director Clifford M. Sobel | Management | For | For |
1.9 | Elect Director Andrew H. Tisch | Management | For | Against |
1.10 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 17, 2013 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Cynthia A. Glassman | Management | For | For |
1.5 | Elect Director Richard H. Lenny | Management | For | For |
1.6 | Elect Director Thomas G. Maheras | Management | For | For |
1.7 | Elect Director Michael H. Moskow | Management | For | For |
1.8 | Elect Director David W. Nelms | Management | For | For |
1.9 | Elect Director E. Follin Smith | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DISH NETWORK CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Clayton | Management | For | Withhold |
1.2 | Elect Director James DeFranco | Management | For | Withhold |
1.3 | Elect Director Cantey M. Ergen | Management | For | Withhold |
1.4 | Elect Director Charles W. Ergen | Management | For | Withhold |
1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
1.6 | Elect Director Gary S. Howard | Management | For | For |
1.7 | Elect Director David K. Moskowitz | Management | For | Withhold |
1.8 | Elect Director Tom A. Ortolf | Management | For | For |
1.9 | Elect Director Carl E. Vogel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
DOMINION RESOURCES, INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: D SECURITY ID: 25746U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Barr | Management | For | For |
1.2 | Elect Director Peter W. Brown | Management | For | For |
1.3 | Elect Director Helen E. Dragas | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas F. Farrell, II | Management | For | For |
1.6 | Elect Director John W. Harris | Management | For | Against |
1.7 | Elect Director Robert S. Jepson, Jr. | Management | For | For |
1.8 | Elect Director Mark J. Kington | Management | For | For |
1.9 | Elect Director Pamela J. Royal | Management | For | For |
1.10 | Elect Director Robert H. Spilman, Jr. | Management | For | For |
1.11 | Elect Director Michael E. Szymanczyk | Management | For | For |
1.12 | Elect Director David A. Wollard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Report on Coal Use from Mountaintop Removal Mining | Shareholder | Against | Abstain |
6 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Abstain |
7 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Abstain |
8 | Report on Financial Risks of Climate Change | Shareholder | Against | Abstain |
DOVER CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David H. Benson | Management | For | For |
1b | Elect Director Robert W. Cremin | Management | For | For |
1c | Elect Director Jean-Pierre M. Ergas | Management | For | For |
1d | Elect Director Peter T. Francis | Management | For | For |
1e | Elect Director Kristiane C. Graham | Management | For | For |
1f | Elect Director M.F. Johnston | Management | For | For |
1g | Elect Director Robert A. Livingston | Management | For | For |
1h | Elect Director Richard K. Lochridge | Management | For | For |
1i | Elect Director Bernard G. Rethore | Management | For | For |
1j | Elect Director Michael B. Stubbs | Management | For | For |
1k | Elect Director Stephen M. Todd | Management | For | For |
1l | Elect Director Stephen K. Wagner | Management | For | For |
1m | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DTE ENERGY COMPANY MEETING DATE: MAY 02, 2013 | ||||
TICKER: DTE SECURITY ID: 233331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.4 | Elect Director Gail J. McGovern | Management | For | For |
1.5 | Elect Director James B. Nicholson | Management | For | For |
1.6 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.7 | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
DUKE ENERGY CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: DUK SECURITY ID: 26441C204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Harris E. DeLoach, Jr. | Management | For | For |
1.5 | Elect Director Daniel R. DiMicco | Management | For | For |
1.6 | Elect Director John H. Forsgren | Management | For | For |
1.7 | Elect Director Ann Maynard Gray | Management | For | For |
1.8 | Elect Director James H. Hance, Jr. | Management | For | For |
1.9 | Elect Director John T. Herron | Management | For | For |
1.10 | Elect Director James B. Hyler, Jr. | Management | For | For |
1.11 | Elect Director E. Marie McKee | Management | For | For |
1.12 | Elect Director E. James Reinsch | Management | For | For |
1.13 | Elect Director James T. Rhodes | Management | For | For |
1.14 | Elect Director James E. Rogers | Management | For | For |
1.15 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.16 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
E. I. DU PONT DE NEMOURS AND COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: DD SECURITY ID: 263534109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Lamberto Andreotti | Management | For | For |
1b | Elect Director Richard H. Brown | Management | For | For |
1c | Elect Director Robert A. Brown | Management | For | For |
1d | Elect Director Bertrand P. Collomb | Management | For | For |
1e | Elect Director Curtis J. Crawford | Management | For | For |
1f | Elect Director Alexander M. Cutler | Management | For | For |
1g | Elect Director Eleuthere I. Du Pont | Management | For | For |
1h | Elect Director Marillyn A. Hewson | Management | For | For |
1i | Elect Director Lois D. Juliber | Management | For | For |
1j | Elect Director Ellen J. Kullman | Management | For | For |
1k | Elect Director Lee M. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Report on Genetically Engineered Seed | Shareholder | Against | Abstain |
7 | Report on Pay Disparity | Shareholder | Against | Abstain |
ELI LILLY AND COMPANY MEETING DATE: MAY 06, 2013 | ||||
TICKER: LLY SECURITY ID: 532457108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph Alvarez | Management | For | For |
2 | Elect Director Winfried Bischoff | Management | For | For |
3 | Elect Director R. David Hoover | Management | For | For |
4 | Elect Director Franklyn G. Prendergast | Management | For | For |
5 | Elect Director Kathi P. Seifert | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
ENTERGY CORPORATION MEETING DATE: MAY 03, 2013 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Scannell Bateman | Management | For | For |
1b | Elect Director L.P. Denault | Management | For | For |
1c | Elect Director Gary W. Edwards | Management | For | For |
1d | Elect Director Alexis M. Herman | Management | For | For |
1e | Elect Director Donald C. Hintz | Management | For | For |
1f | Elect Director Stuart L. Levenick | Management | For | For |
1g | Elect Director Blanche L. Lincoln | Management | For | For |
1h | Elect Director Stewart C. Myers | Management | For | For |
1i | Elect Director W.J. Tauzin | Management | For | For |
1j | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Abstain |
EQUIFAX INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Copeland, Jr. | Management | For | For |
1b | Elect Director Robert D. Daleo | Management | For | For |
1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
1d | Elect Director Mark L. Feidler | Management | For | For |
1e | Elect Director L. Phillip Humann | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director John A. McKinley | Management | For | For |
1h | Elect Director Richard F. Smith | Management | For | For |
1i | Elect Director Mark B. Templeton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic J. Addesso | Management | For | For |
1.2 | Elect Director John J. Amore | Management | For | Withhold |
1.3 | Elect Director John R. Dunne | Management | For | Withhold |
1.4 | Elect Director Joseph V. Taranto | Management | For | For |
1.5 | Elect Director John A. Weber | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EXTRA SPACE STORAGE INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: EXR SECURITY ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Spencer F. Kirk | Management | For | For |
1.3 | Elect Director Anthony Fanticola | Management | For | For |
1.4 | Elect Director Hugh W. Horne | Management | For | For |
1.5 | Elect Director Joseph D. Margolis | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director K. Fred Skousen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director U.M. Burns | Management | For | For |
1.4 | Elect Director L.R. Faulkner | Management | For | For |
1.5 | Elect Director J.S. Fishman | Management | For | For |
1.6 | Elect Director H.H. Fore | Management | For | For |
1.7 | Elect Director K.C. Frazier | Management | For | For |
1.8 | Elect Director W.W. George | Management | For | For |
1.9 | Elect Director S.J. Palmisano | Management | For | For |
1.10 | Elect Director S.S. Reinemund | Management | For | For |
1.11 | Elect Director R.W. Tillerson | Management | For | For |
1.12 | Elect Director W.C. Weldon | Management | For | For |
1.13 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Limit Directors to a Maximum of Three Board Memberships in Companies with Sales over $500 Million Annually | Shareholder | Against | Against |
7 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
8 | Study Feasibility of Prohibiting Political Contributions | Shareholder | Against | Abstain |
9 | Adopt Sexual Orientation Anti-bias Policy | Shareholder | Against | Abstain |
10 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | Abstain |
11 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FEDEX CORPORATION MEETING DATE: SEP 24, 2012 | ||||
TICKER: FDX SECURITY ID: 31428X106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director John A. Edwardson | Management | For | For |
1.3 | Elect Director Shirley Ann Jackson | Management | For | For |
1.4 | Elect Director Steven R. Loranger | Management | For | For |
1.5 | Elect Director Gary W. Loveman | Management | For | For |
1.6 | Elect Director R. Brad Martin | Management | For | For |
1.7 | Elect Director Joshua Cooper Ramo | Management | For | For |
1.8 | Elect Director Susan C. Schwab | Management | For | For |
1.9 | Elect Director Frederick W. Smith | Management | For | For |
1.10 | Elect Director Joshua I. Smith | Management | For | For |
1.11 | Elect Director David P. Steiner | Management | For | For |
1.12 | Elect Director Paul S. Walsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. (Ron) Lane | Management | For | For |
1.2 | Elect Director Richard N. Massey | Management | For | For |
1.3 | Elect Director John D. Rood | Management | For | For |
1.4 | Elect Director Cary H. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephan A. James | Management | For | For |
1b | Elect Director Frank R. Martire | Management | For | For |
1c | Elect Director Gary A. Norcross | Management | For | For |
1d | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 16, 2013 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FOOT LOCKER, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: FL SECURITY ID: 344849104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ken C. Hicks | Management | For | For |
1.2 | Elect Director Guillermo G. Marmol | Management | For | For |
1.3 | Elect Director Dona D. Young | Management | For | For |
1.4 | Elect Director Maxine Clark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
FORD MOTOR COMPANY MEETING DATE: MAY 09, 2013 | ||||
TICKER: F SECURITY ID: 345370860 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Butler | Management | For | For |
1.2 | Elect Director Kimberly A. Casiano | Management | For | For |
1.3 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
1.4 | Elect Director Edsel B. Ford II | Management | For | For |
1.5 | Elect Director William Clay Ford, Jr. | Management | For | For |
1.6 | Elect Director Richard A. Gephardt | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director William W. Helman IV | Management | For | For |
1.9 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.10 | Elect Director Richard A. Manoogian | Management | For | Against |
1.11 | Elect Director Ellen R. Marram | Management | For | For |
1.12 | Elect Director Alan Mulally | Management | For | For |
1.13 | Elect Director Homer A. Neal | Management | For | For |
1.14 | Elect Director Gerald L. Shaheen | Management | For | For |
1.15 | Elect Director John L. Thornton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Approval of Tax Benefits Preservation Plan | Management | For | For |
7 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
8 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
FRANKLIN RESOURCES, INC. MEETING DATE: MAR 13, 2013 | ||||
TICKER: BEN SECURITY ID: 354613101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel H. Armacost | Management | For | For |
1b | Elect Director Peter K. Barker | Management | For | For |
1c | Elect Director Charles Crocker | Management | For | For |
1d | Elect Director Charles B. Johnson | Management | For | For |
1e | Elect Director Gregory E. Johnson | Management | For | For |
1f | Elect Director Rupert H. Johnson, Jr. | Management | For | For |
1g | Elect Director Mark C. Pigott | Management | For | For |
1h | Elect Director Chutta Ratnathicam | Management | For | For |
1i | Elect Director Laura Stein | Management | For | For |
1j | Elect Director Anne M. Tatlock | Management | For | For |
1k | Elect Director Geoffrey Y. Yang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
GENERAL DYNAMICS CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: GD SECURITY ID: 369550108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary T. Barra | Management | For | For |
1.2 | Elect Director Nicholas D. Chabraja | Management | For | For |
1.3 | Elect Director James S. Crown | Management | For | For |
1.4 | Elect Director William P. Fricks | Management | For | For |
1.5 | Elect Director Paul G. Kaminski | Management | For | For |
1.6 | Elect Director John M. Keane | Management | For | For |
1.7 | Elect Director Lester L. Lyles | Management | For | For |
1.8 | Elect Director Phebe N. Novakovic | Management | For | For |
1.9 | Elect Director William A. Osborn | Management | For | For |
1.10 | Elect Director Robert Walmsley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Review and Assess Human Rights Policy | Shareholder | Against | Abstain |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director John J. Brennan | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director Francisco D'Souza | Management | For | For |
5 | Elect Director Marijn E. Dekkers | Management | For | For |
6 | Elect Director Ann M. Fudge | Management | For | For |
7 | Elect Director Susan Hockfield | Management | For | For |
8 | Elect Director Jeffrey R. Immelt | Management | For | For |
9 | Elect Director Andrea Jung | Management | For | For |
10 | Elect Director Robert W. Lane | Management | For | For |
11 | Elect Director Ralph S. Larsen | Management | For | For |
12 | Elect Director Rochelle B. Lazarus | Management | For | For |
13 | Elect Director James J. Mulva | Management | For | For |
14 | Elect Director Mary L. Schapiro | Management | For | For |
15 | Elect Director Robert J. Swieringa | Management | For | For |
16 | Elect Director James S. Tisch | Management | For | For |
17 | Elect Director Douglas A. Warner, III | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Ratify Auditors | Management | For | For |
20 | Cessation of All Stock Options and Bonuses | Shareholder | Against | Against |
21 | Establish Term Limits for Directors | Shareholder | Against | Against |
22 | Require Independent Board Chairman | Shareholder | Against | Against |
23 | Provide Right to Act by Written Consent | Shareholder | Against | For |
24 | Stock Retention/Holding Period | Shareholder | Against | Against |
25 | Require More Director Nominations Than Open Seats | Shareholder | Against | Against |
GENERAL GROWTH PROPERTIES, INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: GGP SECURITY ID: 370023103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Clark | Management | For | For |
1.2 | Elect Director Mary Lou Fiala | Management | For | For |
1.3 | Elect Director J. Bruce Flatt | Management | For | For |
1.4 | Elect Director John K. Haley | Management | For | For |
1.5 | Elect Director Cyrus Madon | Management | For | For |
1.6 | Elect Director Sandeep Mathrani | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark R. Patterson | Management | For | For |
1.9 | Elect Director John G. Schreiber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENTEX CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pete Hoekstra | Management | For | For |
1.2 | Elect Director John Mulder | Management | For | For |
1.3 | Elect Director Frederick Sotok | Management | For | For |
2 | Report on Sustainability | Shareholder | Against | Abstain |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: GPK SECURITY ID: 388689101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George V. Bayly | Management | For | For |
1.2 | Elect Director David D. Campbell | Management | For | For |
1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
1.4 | Elect Director David A. Perdue | Management | For | For |
HARMAN INTERNATIONAL INDUSTRIES, INCORPORATED MEETING DATE: DEC 05, 2012 | ||||
TICKER: HAR SECURITY ID: 413086109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jiren Liu | Management | For | For |
1b | Elect Director Edward H. Meyer | Management | For | For |
1c | Elect Director Dinesh C. Paliwal | Management | For | For |
1d | Elect Director Hellene S. Runtagh | Management | For | For |
1e | Elect Director Frank Sklarsky | Management | For | For |
1f | Elect Director Gary G. Steel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
HCC INSURANCE HOLDINGS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: HCC SECURITY ID: 404132102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emmanuel T. Ballases | Management | For | For |
1.2 | Elect Director Judy C. Bozeman | Management | For | For |
1.3 | Elect Director Frank J. Bramanti | Management | For | For |
1.4 | Elect Director Walter M. Duer | Management | For | For |
1.5 | Elect Director James C. Flagg | Management | For | For |
1.6 | Elect Director Thomas M. Hamilton | Management | For | For |
1.7 | Elect Director Leslie S. Heisz | Management | For | For |
1.8 | Elect Director John N. Molbeck, Jr. | Management | For | For |
1.9 | Elect Director Robert A. Rosholt | Management | For | For |
1.10 | Elect Director J. Mikesell Thomas | Management | For | For |
1.11 | Elect Director Christopher J.B. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 20, 2013 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc L. Andreessen | Management | For | For |
1.2 | Elect Director Shumeet Banerji | Management | For | For |
1.3 | Elect Director Rajiv L. Gupta | Management | For | For |
1.4 | Elect Director John H. Hammergren | Management | For | Against |
1.5 | Elect Director Raymond J. Lane | Management | For | Against |
1.6 | Elect Director Ann M. Livermore | Management | For | For |
1.7 | Elect Director Gary M. Reiner | Management | For | For |
1.8 | Elect Director Patricia F. Russo | Management | For | For |
1.9 | Elect Director G. Kennedy Thompson | Management | For | Against |
1.10 | Elect Director Margaret C. Whitman | Management | For | For |
1.11 | Elect Director Ralph V. Whitworth | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Proxy Access Right | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Establish Environmental/Social Issue Board Committee | Shareholder | Against | Abstain |
7 | Amend Human Rights Policies | Shareholder | Against | Abstain |
8 | Stock Retention/Holding Period | Shareholder | Against | Against |
HOLLYFRONTIER CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: HFC SECURITY ID: 436106108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Buford P. Berry | Management | For | For |
1c | Elect Director Leldon E. Echols | Management | For | For |
1d | Elect Director R. Kevin Hardage | Management | For | For |
1e | Elect Director Michael C. Jennings | Management | For | For |
1f | Elect Director Robert J. Kostelnik | Management | For | For |
1g | Elect Director James H. Lee | Management | For | For |
1h | Elect Director Robert G. McKenzie | Management | For | For |
1i | Elect Director Franklin Myers | Management | For | For |
1j | Elect Director Michael E. Rose | Management | For | For |
1k | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HUMANA INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce D. Broussard | Management | For | For |
1b | Elect Director Frank A. D'Amelio | Management | For | For |
1c | Elect Director W. Roy Dunbar | Management | For | Against |
1d | Elect Director Kurt J. Hilzinger | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director Michael B. McCallister | Management | For | For |
1g | Elect Director William J. McDonald | Management | For | Against |
1h | Elect Director William E. Mitchell | Management | For | For |
1i | Elect Director David B. Nash | Management | For | For |
1j | Elect Director James J. O'Brien | Management | For | For |
1k | Elect Director Marissa T. Peterson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
HUNTSMAN CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: HUN SECURITY ID: 447011107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.4 | Elect Director Robert J. Margetts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
ILLINOIS TOOL WORKS INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: ITW SECURITY ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel J. Brutto | Management | For | For |
1b | Elect Director Susan Crown | Management | For | For |
1c | Elect Director Don H. Davis, Jr. | Management | For | For |
1d | Elect Director James W. Griffith | Management | For | For |
1e | Elect Director Robert C. McCormack | Management | For | For |
1f | Elect Director Robert S. Morrison | Management | For | For |
1g | Elect Director E. Scott Santi | Management | For | For |
1h | Elect Director James A. Skinner | Management | For | For |
1i | Elect Director David B. Smith, Jr. | Management | For | For |
1j | Elect Director Pamela B. Strobel | Management | For | For |
1k | Elect Director Kevin M. Warren | Management | For | For |
1l | Elect Director Anre D. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
INGREDION INCORPORATED MEETING DATE: MAY 15, 2013 | ||||
TICKER: INGR SECURITY ID: 457187102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard J. Almeida | Management | For | For |
1b | Elect Director Luis Aranguren-Trellez | Management | For | For |
1c | Elect Director David B. Fischer | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Paul Hanrahan | Management | For | For |
1f | Elect Director Wayne M. Hewett | Management | For | For |
1g | Elect Director Gregory B. Kenny | Management | For | For |
1h | Elect Director Barbara A. Klein | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Dwayne A. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTEL CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: INTC SECURITY ID: 458140100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Charlene Barshefsky | Management | For | For |
1b | Elect Director Andy D. Bryant | Management | For | For |
1c | Elect Director Susan L. Decker | Management | For | For |
1d | Elect Director John J. Donahoe | Management | For | For |
1e | Elect Director Reed E. Hundt | Management | For | For |
1f | Elect Director James D. Plummer | Management | For | For |
1g | Elect Director David S. Pottruck | Management | For | For |
1h | Elect Director Frank D. Yeary | Management | For | For |
1i | Elect Director David B. Yoffie | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
INTERACTIVE BROKERS GROUP, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: IBKR SECURITY ID: 45841N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Thomas Peterffy | Management | For | Against |
1B | Elect Director Earl H. Nemser | Management | For | Against |
1C | Elect Director Paul J. Brody | Management | For | Against |
1D | Elect Director Milan Galik | Management | For | Against |
1E | Elect Director Lawrence E. Harris | Management | For | Against |
1F | Elect Director Hans R. Stoll | Management | For | Against |
1G | Elect Director Ivers W. Riley | Management | For | Against |
1H | Elect Director Richard Gates | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INVESCO LTD. MEETING DATE: MAY 16, 2013 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph R. Canion | Management | For | For |
1.2 | Elect Director Edward P. Lawrence | Management | For | For |
1.3 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 25, 2013 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary Sue Coleman | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Ian E.L. Davis | Management | For | For |
1.4 | Elect Director Alex Gorsky | Management | For | For |
1.5 | Elect Director Michael M.E. Johns | Management | For | For |
1.6 | Elect Director Susan L. Lindquist | Management | For | For |
1.7 | Elect Director Anne M. Mulcahy | Management | For | For |
1.8 | Elect Director Leo F. Mullin | Management | For | For |
1.9 | Elect Director William D. Perez | Management | For | For |
1.10 | Elect Director Charles Prince | Management | For | For |
1.11 | Elect Director A. Eugene Washington | Management | For | For |
1.12 | Elect Director Ronald A. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Screen Political Contributions for Consistency with Corporate Values | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
JPMORGAN CHASE & CO. MEETING DATE: MAY 21, 2013 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Bell | Management | For | For |
1b | Elect Director Crandall C.Bowles | Management | For | For |
1c | Elect Director Stephen B. Burke | Management | For | For |
1d | Elect Director David M. Cote | Management | For | Against |
1e | Elect Director James S. Crown | Management | For | Against |
1f | Elect Director James Dimon | Management | For | For |
1g | Elect Director Timothy P. Flynn | Management | For | For |
1h | Elect Director Ellen V. Futter | Management | For | Against |
1i | Elect Director Laban P. Jackson, Jr. | Management | For | For |
1j | Elect Director Lee R. Raymond | Management | For | For |
1k | Elect Director William C. Weldon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Abstain |
9 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
KEYCORP MEETING DATE: MAY 16, 2013 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Charles P. Cooley | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.9 | Elect Director Richard J. Hipple | Management | For | For |
1.10 | Elect Director Kristen L. Manos | Management | For | For |
1.11 | Elect Director Beth E. Mooney | Management | For | For |
1.12 | Elect Director Barbara R. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
KLA-TENCOR CORPORATION MEETING DATE: NOV 07, 2012 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | Withhold |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
L-3 COMMUNICATIONS HOLDINGS, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: LLL SECURITY ID: 502424104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claude R. Canizares | Management | For | For |
1.2 | Elect Director Thomas A. Corcoran | Management | For | For |
1.3 | Elect Director Lloyd W. Newton | Management | For | For |
1.4 | Elect Director Vincent Pagano, Jr. | Management | For | For |
1.5 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LEAR CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: LEA SECURITY ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Capo | Management | For | For |
1.2 | Elect Director Jonathan F. Foster | Management | For | For |
1.3 | Elect Director Kathleen A. Ligocki | Management | For | For |
1.4 | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
1.5 | Elect Director Donald L. Runkle | Management | For | For |
1.6 | Elect Director Matthew J. Simoncini | Management | For | For |
1.7 | Elect Director Gregory C. Smith | Management | For | For |
1.8 | Elect Director Henry D. G. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LEGG MASON, INC. MEETING DATE: JUL 24, 2012 | ||||
TICKER: LM SECURITY ID: 524901105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert E. Angelica | Management | For | For |
1.2 | Elect Director Barry W. Huff | Management | For | For |
1.3 | Elect Director John E. Koerner, III | Management | For | For |
1.4 | Elect Director Cheryl Gordon Krongard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LEGGETT & PLATT, INCORPORATED MEETING DATE: MAY 09, 2013 | ||||
TICKER: LEG SECURITY ID: 524660107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert E. Brunner | Management | For | For |
1b | Elect Director Ralph W. Clark | Management | For | For |
1c | Elect Director Robert G. Culp, III | Management | For | For |
1d | Elect Director R. Ted Enloe, III | Management | For | For |
1e | Elect Director Richard T. Fisher | Management | For | For |
1f | Elect Director Matthew C. Flanigan | Management | For | For |
1g | Elect Director Karl G. Glassman | Management | For | For |
1h | Elect Director David S. Haffner | Management | For | For |
1i | Elect Director Joseph W. McClanathan | Management | For | For |
1j | Elect Director Judy C. Odom | Management | For | For |
1k | Elect Director Phoebe A. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
LIBERTY INTERACTIVE CORPORATION MEETING DATE: AUG 08, 2012 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize a New Class of Common Stock | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
3.1 | Elect Director Michael A. George | Management | For | For |
3.2 | Elect Director Gregory B. Maffei | Management | For | For |
3.3 | Elect Director M. Lavoy Robison | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LIBERTY INTERACTIVE CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | For |
1.2 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
1.3 | Elect Director Andrea L. Wong | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LIBERTY PROPERTY TRUST MEETING DATE: MAY 09, 2013 | ||||
TICKER: LRY SECURITY ID: 531172104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick F. Buchholz | Management | For | For |
1.2 | Elect Director Thomas C. DeLoach, Jr. | Management | For | For |
1.3 | Elect Director Katherine Elizabeth Dietze | Management | For | For |
1.4 | Elect Director Daniel P. Garton | Management | For | For |
1.5 | Elect Director William P. Hankowsky | Management | For | For |
1.6 | Elect Director M. Leanne Lachman | Management | For | For |
1.7 | Elect Director David L. Lingerfelt | Management | For | For |
1.8 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director Rosalind G. Brewer | Management | For | For |
1.3 | Elect Director David B. Burritt | Management | For | For |
1.4 | Elect Director James O. Ellis, Jr. | Management | For | For |
1.5 | Elect Director Thomas J. Falk | Management | For | For |
1.6 | Elect Director Marillyn A. Hewson | Management | For | For |
1.7 | Elect Director Gwendolyn S. King | Management | For | For |
1.8 | Elect Director James M. Loy | Management | For | For |
1.9 | Elect Director Douglas H. McCorkindale | Management | For | For |
1.10 | Elect Director Joseph W. Ralston | Management | For | For |
1.11 | Elect Director Anne Stevens | Management | For | For |
1.12 | Elect Director Robert J. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wisemen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
LYONDELLBASELL INDUSTRIES NV MEETING DATE: MAY 22, 2013 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Aigrain | Management | For | For |
1.2 | Elect Director Scott M. Kleinman | Management | For | For |
1.3 | Elect Director Bruce A. Smith | Management | For | For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 4.20 Per Share | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
11 | Approve Cancellation of up to 10 Percent of Issued Share Capital in Treasury Account | Management | For | For |
12 | Amend Articles of Association | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Bayh | Management | For | For |
1.2 | Elect Director William L. Davis | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zachary W. Carter | Management | For | For |
1b | Elect Director Oscar Fanjul | Management | For | For |
1c | Elect Director Daniel S. Glaser | Management | For | For |
1d | Elect Director H. Edward Hanway | Management | For | For |
1e | Elect Director Lord Lang | Management | For | For |
1f | Elect Director Elaine La Roche | Management | For | For |
1g | Elect Director Steven A. Mills | Management | For | For |
1h | Elect Director Bruce P. Nolop | Management | For | For |
1i | Elect Director Marc D. Oken | Management | For | For |
1j | Elect Director Morton O. Schapiro | Management | For | For |
1k | Elect Director Adele Simmons | Management | For | For |
1l | Elect Director Lloyd M. Yates | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sehat Sutardja | Management | For | For |
1b | Elect Director Juergen Gromer | Management | For | For |
1c | Elect Director John G. Kassakian | Management | For | For |
1d | Elect Director Arturo Krueger | Management | For | For |
1e | Elect Director Randhir Thakur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 14, 2012 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCGRAW-HILL COMPANIES, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Winfried Bischoff | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.5 | Elect Director Linda Koch Lorimer | Management | For | For |
1.6 | Elect Director Harold McGraw, III | Management | For | For |
1.7 | Elect Director Robert P. McGraw | Management | For | For |
1.8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.9 | Elect Director Michael Rake | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MCKESSON CORPORATION MEETING DATE: JUL 25, 2012 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby, III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
12 | Provide Right to Act by Written Consent | Shareholder | Against | For |
13 | Require Independent Board Chairman | Shareholder | Against | Against |
14 | Stock Retention | Shareholder | Against | Against |
15 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
MEDTRONIC, INC. MEETING DATE: AUG 23, 2012 | ||||
TICKER: MDT SECURITY ID: 585055106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Anderson | Management | For | For |
1.2 | Elect Director Victor J. Dzau | Management | For | For |
1.3 | Elect Director Omar Ishrak | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director Michael O. Leavitt | Management | For | For |
1.6 | Elect Director James T. Lenehan | Management | For | For |
1.7 | Elect Director Denise M. O'Leary | Management | For | For |
1.8 | Elect Director Kendall J. Powell | Management | For | For |
1.9 | Elect Director Robert C. Pozen | Management | For | For |
1.10 | Elect Director Jack W. Schuler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
MERCK & CO., INC. MEETING DATE: MAY 28, 2013 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Leslie A. Brun | Management | For | For |
1b | Elect Director Thomas R. Cech | Management | For | For |
1c | Elect Director Kenneth C. Frazier | Management | For | For |
1d | Elect Director Thomas H. Glocer | Management | For | For |
1e | Elect Director William B. Harrison Jr. | Management | For | For |
1f | Elect Director C. Robert Kidder | Management | For | For |
1g | Elect Director Rochelle B. Lazarus | Management | For | For |
1h | Elect Director Carlos E. Represas | Management | For | For |
1i | Elect Director Patricia F. Russo | Management | For | For |
1j | Elect Director Craig B. Thompson | Management | For | For |
1k | Elect Director Wendell P. Weeks | Management | For | For |
1l | Elect Director Peter C. Wendell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
5 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For |
6 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
7 | Report on Lobbying Activities | Shareholder | Against | Abstain |
METLIFE, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Glenn Hubbard | Management | For | For |
1.2 | Elect Director Steven A. Kandarian | Management | For | For |
1.3 | Elect Director John M. Keane | Management | For | For |
1.4 | Elect Director Alfred F. Kelly, Jr. | Management | For | For |
1.5 | Elect Director James M. Kilts | Management | For | For |
1.6 | Elect Director Catherine R. Kinney | Management | For | For |
1.7 | Elect Director Hugh B. Price | Management | For | For |
1.8 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MFA FINANCIAL, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: MFA SECURITY ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Brodsky | Management | For | For |
1b | Elect Director Alan L. Gosule | Management | For | For |
1c | Elect Director Stewart Zimmerman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 28, 2012 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Maria M. Klawe | Management | For | For |
5 | Elect Director Stephen J. Luczo | Management | For | For |
6 | Elect Director David F. Marquardt | Management | For | For |
7 | Elect Director Charles H. Noski | Management | For | For |
8 | Elect Director Helmut Panke | Management | For | For |
9 | Elect Director John W. Thompson | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
MONDELEZ INTERNATIONAL, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: MDLZ SECURITY ID: 609207105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Lewis W.K. Booth | Management | For | For |
1c | Elect Director Lois D. Juliber | Management | For | For |
1d | Elect Director Mark D. Ketchum | Management | For | For |
1e | Elect Director Jorge S. Mesquita | Management | For | For |
1f | Elect Director Fredric G. Reynolds | Management | For | For |
1g | Elect Director Irene B. Rosenfeld | Management | For | For |
1h | Elect Director Patrick T. Siewert | Management | For | For |
1i | Elect Director Ruth J. Simmons | Management | For | For |
1j | Elect Director Ratan N. Tata | Management | For | For |
1k | Elect Director Jean-Francois M. L. van Boxmeer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
MONSANTO COMPANY MEETING DATE: JAN 31, 2013 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Chicoine | Management | For | For |
1b | Elect Director Arthur H. Harper | Management | For | For |
1c | Elect Director Gwendolyn S. King | Management | For | For |
1d | Elect Director Jon R. Moeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
MORGAN STANLEY MEETING DATE: MAY 14, 2013 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Erskine B. Bowles | Management | For | For |
1.2 | Elect Director Howard J. Davies | Management | For | For |
1.3 | Elect Director Thomas H. Glocer | Management | For | For |
1.4 | Elect Director James P. Gorman | Management | For | For |
1.5 | Elect Director Robert H. Herz | Management | For | For |
1.6 | Elect Director C. Robert Kidder | Management | For | For |
1.7 | Elect Director Klaus Kleinfeld | Management | For | For |
1.8 | Elect Director Donald T. Nicolaisen | Management | For | For |
1.9 | Elect Director Hutham S. Olayan | Management | For | For |
1.10 | Elect Director James W. Owens | Management | For | For |
1.11 | Elect Director O. Griffith Sexton | Management | For | For |
1.12 | Elect Director Ryosuke Tamakoshi | Management | For | For |
1.13 | Elect Director Masaaki Tanaka | Management | For | For |
1.14 | Elect Director Laura D. Tyson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Executive Incentive Bonus Plan | Management | For | For |
MUELLER INDUSTRIES, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: MLI SECURITY ID: 624756102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory L. Christopher | Management | For | For |
1.2 | Elect Director Paul J. Flaherty | Management | For | For |
1.3 | Elect Director Gennaro J. Fulvio | Management | For | For |
1.4 | Elect Director Gary S. Gladstein | Management | For | For |
1.5 | Elect Director Scott J. Goldman | Management | For | For |
1.6 | Elect Director Terry Hermanson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MURPHY OIL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: MUR SECURITY ID: 626717102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank W. Blue | Management | For | For |
1b | Elect Director Steven A. Cosse | Management | For | For |
1c | Elect Director Claiborne P. Deming | Management | For | For |
1d | Elect Director Robert A. Hermes | Management | For | For |
1e | Elect Director James V. Kelley | Management | For | For |
1f | Elect Director Walentin Mirosh | Management | For | For |
1g | Elect Director R. Madison Murphy | Management | For | For |
1h | Elect Director J.W. Nolan | Management | For | For |
1i | Elect Director Neal E. Schmale | Management | For | For |
1j | Elect Director David J.H. Smith | Management | For | For |
1k | Elect Director Caroline G. Theus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott S. Cowen | Management | For | For |
1b | Elect Director Cynthia A. Montgomery | Management | For | For |
1c | Elect Director Jose Ignacio Perez-lizaur | Management | For | For |
1d | Elect Director Michael B. Polk | Management | For | For |
1e | Elect Director Michael A. Todman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEWS CORPORATION MEETING DATE: JUN 11, 2013 | ||||
TICKER: NWS SECURITY ID: 65248E104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Certificate of Incorporation Clarifying the Ability to Make Distributions in Comparable Securities in Connection with Separation Transactions | Management | For | For |
2 | Amend Certificate of Incorporation Allowing for Certain Distributions on Subsidiary-owned Shares and the Creation of Additional Subsidiary-owned Shares | Management | For | For |
NEXTERA ENERGY, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sherry S. Barrat | Management | For | For |
1b | Elect Director Robert M. Beall, II | Management | For | For |
1c | Elect Director James L. Camaren | Management | For | For |
1d | Elect Director Kenneth B. Dunn | Management | For | For |
1e | Elect Director Lewis Hay, III | Management | For | For |
1f | Elect Director Toni Jennings | Management | For | For |
1g | Elect Director James L. Robo | Management | For | For |
1h | Elect Director Rudy E. Schupp | Management | For | For |
1i | Elect Director John L. Skolds | Management | For | For |
1j | Elect Director William H. Swanson | Management | For | For |
1k | Elect Director Michael H. Thaman | Management | For | For |
1l | Elect Director Hansel E. Tookes, II | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Abstain |
NORTHEAST UTILITIES MEETING DATE: OCT 31, 2012 | ||||
TICKER: NU SECURITY ID: 664397106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard H. Booth | Management | For | For |
1.2 | Elect Director John S. Clarkeson | Management | For | For |
1.3 | Elect Director Cotton M. Cleveland | Management | For | For |
1.4 | Elect Director Sanford Cloud, Jr. | Management | For | For |
1.5 | Elect Director James S. DiStasio | Management | For | For |
1.6 | Elect Director Francis A. Doyle | Management | For | For |
1.7 | Elect Director Charles K. Gifford | Management | For | For |
1.8 | Elect Director Paul A. La Camera | Management | For | For |
1.9 | Elect Director Kenneth R. Leibler | Management | For | For |
1.10 | Elect Director Thomas J. May | Management | For | For |
1.11 | Elect Director Charles W. Shivery | Management | For | For |
1.12 | Elect Director William C. Van Faasen | Management | For | For |
1.13 | Elect Director Frederica M. Williams | Management | For | For |
1.14 | Elect Director Dennis R. Wraase | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NORTHROP GRUMMAN CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: NOC SECURITY ID: 666807102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley G. Bush | Management | For | For |
1.2 | Elect Director Victor H. Fazio | Management | For | For |
1.3 | Elect Director Donald E. Felsinger | Management | For | For |
1.4 | Elect Director Stephen E. Frank | Management | For | For |
1.5 | Elect Director Bruce S. Gordon | Management | For | For |
1.6 | Elect Director Madeleine A. Kleiner | Management | For | For |
1.7 | Elect Director Karl J. Krapek | Management | For | For |
1.8 | Elect Director Richard B. Myers | Management | For | For |
1.9 | Elect Director Aulana L. Peters | Management | For | For |
1.10 | Elect Director Gary Roughead | Management | For | For |
1.11 | Elect Director Thomas M. Schoewe | Management | For | For |
1.12 | Elect Director Kevin W. Sharer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
NV ENERGY, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1b | Elect Director Glenn C. Christenson | Management | For | For |
1c | Elect Director Susan F. Clark | Management | For | For |
1d | Elect Director Stephen E. Frank | Management | For | For |
1e | Elect Director Brian J. Kennedy | Management | For | For |
1f | Elect Director Maureen T. Mullarkey | Management | For | For |
1g | Elect Director John F. O'Reilly | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Donald D. Snyder | Management | For | For |
1j | Elect Director Michael W. Yackira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 03, 2013 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer Abraham | Management | For | For |
1.2 | Elect Director Howard I. Atkins | Management | For | For |
1.3 | Elect Director Stephen I. Chazen | Management | For | For |
1.4 | Elect Director Edward P. Djerejian | Management | For | For |
1.5 | Elect Director John E. Feick | Management | For | For |
1.6 | Elect Director Margaret M. Foran | Management | For | For |
1.7 | Elect Director Carlos M. Gutierrez | Management | For | For |
1.8 | Elect Director Ray R. Irani | Management | For | Against |
1.9 | Elect Director Avedick B. Poladian | Management | For | For |
1.10 | Elect Director Aziz D. Syriani | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
OCWEN FINANCIAL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: OCN SECURITY ID: 675746309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Ronald J. Korn | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.6 | Elect Director Robert A. Salcetti | Management | For | For |
1.7 | Elect Director Barry N. Wish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OSHKOSH CORPORATION MEETING DATE: JAN 29, 2013 | ||||
TICKER: OSK SECURITY ID: 688239201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Donnelly | Management | For | For |
1.2 | Elect Director Michael W. Grebe | Management | For | For |
1.3 | Elect Director Peter B. Hamilton | Management | For | For |
1.4 | Elect Director Kathleen J. Hempel | Management | For | For |
1.5 | Elect Director Leslie F. Kenne | Management | For | For |
1.6 | Elect Director J. Peter Mosling, Jr. | Management | For | For |
1.7 | Elect Director Stephen D. Newlin | Management | For | For |
1.8 | Elect Director Craig P. Omtvedt | Management | For | For |
1.9 | Elect Director Duncan J. Palmer | Management | For | For |
1.10 | Elect Director John S. Shiely | Management | For | For |
1.11 | Elect Director Richard G. Sim | Management | For | For |
1.12 | Elect Director Charles L. Szews | Management | For | For |
1.13 | Elect Director William S. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 01, 2013 | ||||
TICKER: PKG SECURITY ID: 695156109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Hasan Jameel | Management | For | For |
1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
1.4 | Elect Director Robert C. Lyons | Management | For | For |
1.5 | Elect Director Samuel M. Mencoff | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director Thomas S. Souleles | Management | For | For |
1.8 | Elect Director Paul T. Stecko | Management | For | For |
1.9 | Elect Director James D. Woodrum | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PARTNERRE LTD. MEETING DATE: MAY 17, 2013 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Paul L. Montupet | Management | For | For |
1.2 | Elect Director Lucio Stanca | Management | For | For |
2 | Ratify Deloitte & Touche Ltd. as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shona L. Brown | Management | For | For |
1.2 | Elect Director George W. Buckley | Management | For | For |
1.3 | Elect Director Ian M. Cook | Management | For | For |
1.4 | Elect Director Dina Dublon | Management | For | For |
1.5 | Elect Director Victor J. Dzau | Management | For | For |
1.6 | Elect Director Ray L. Hunt | Management | For | For |
1.7 | Elect Director Alberto Ibarguen | Management | For | For |
1.8 | Elect Director Indra K. Nooyi | Management | For | For |
1.9 | Elect Director Sharon Percy Rockefeller | Management | For | For |
1.10 | Elect Director James J. Schiro | Management | For | For |
1.11 | Elect Director Lloyd G. Trotter | Management | For | For |
1.12 | Elect Director Daniel Vasella | Management | For | For |
1.13 | Elect Director Alberto Weisser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PETSMART, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angel Cabrera | Management | For | For |
1b | Elect Director Rita V. Foley | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
1e | Elect Director Gregory P. Josefowicz | Management | For | For |
1f | Elect Director Richard K. Lochridge | Management | For | For |
1g | Elect Director Robert F. Moran | Management | For | For |
1h | Elect Director Barbara Munder | Management | For | For |
1i | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PFIZER INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis A. Ausiello | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director W. Don Cornwell | Management | For | For |
1.4 | Elect Director Frances D. Fergusson | Management | For | For |
1.5 | Elect Director William H. Gray, III | Management | For | For |
1.6 | Elect Director Helen H. Hobbs | Management | For | For |
1.7 | Elect Director Constance J. Horner | Management | For | For |
1.8 | Elect Director James M. Kilts | Management | For | For |
1.9 | Elect Director George A. Lorch | Management | For | For |
1.10 | Elect Director Suzanne Nora Johnson | Management | For | For |
1.11 | Elect Director Ian C. Read | Management | For | For |
1.12 | Elect Director Stephen W. Sanger | Management | For | For |
1.13 | Elect Director Marc Tessier-Lavigne | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
PHILLIPS 66 MEETING DATE: MAY 08, 2013 | ||||
TICKER: PSX SECURITY ID: 718546104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Greg C. Garland | Management | For | For |
1b | Elect Director John E. Lowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PINNACLE WEST CAPITAL CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: PNW SECURITY ID: 723484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
1.4 | Elect Director Denis A. Cortese | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director Dale E. Klein | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
POPULAR, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: BPOP SECURITY ID: 733174700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joaquin E. Bacardi, III | Management | For | For |
1b | Elect Director David E. Goel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PORTLAND GENERAL ELECTRIC COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: POR SECURITY ID: 736508847 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Ballantine | Management | For | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
1.3 | Elect Director Jack E. Davis | Management | For | For |
1.4 | Elect Director David A. Dietzler | Management | For | For |
1.5 | Elect Director Kirby A. Dyess | Management | For | For |
1.6 | Elect Director Mark B. Ganz | Management | For | For |
1.7 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.8 | Elect Director Neil J. Nelson | Management | For | For |
1.9 | Elect Director M. Lee Pelton | Management | For | For |
1.10 | Elect Director James J. Piro | Management | For | For |
1.11 | Elect Director Robert T. F. Reid | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PROASSURANCE CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: PRA SECURITY ID: 74267C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Listwan | Management | For | For |
1.2 | Elect Director John J. McMahon, Jr. | Management | For | For |
1.3 | Elect Director W. Stancil Starnes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PUBLIC SERVICE ENTERPRISE GROUP INCORPORATED MEETING DATE: APR 16, 2013 | ||||
TICKER: PEG SECURITY ID: 744573106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Gamper, Jr. | Management | For | For |
1.2 | Elect Director William V. Hickey | Management | For | For |
1.3 | Elect Director Ralph Izzo | Management | For | For |
1.4 | Elect Director Shirley Ann Jackson | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Thomas A. Renyi | Management | For | For |
1.7 | Elect Director Hak Cheol Shin | Management | For | For |
1.8 | Elect Director Richard J. Swift | Management | For | For |
1.9 | Elect Director Susan Tomasky | Management | For | For |
1.10 | Elect Director Alfred W. Zollar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PUBLIC STORAGE MEETING DATE: MAY 09, 2013 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | Withhold |
1.6 | Elect Director Gary E. Pruitt | Management | For | Withhold |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 05, 2013 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Barbara T. Alexander | Management | For | For |
1b | Elect Director Donald G. Cruickshank | Management | For | For |
1c | Elect Director Raymond V. Dittamore | Management | For | For |
1d | Elect Director Susan Hockfield | Management | For | For |
1e | Elect Director Thomas W. Horton | Management | For | For |
1f | Elect Director Paul E. Jacobs | Management | For | For |
1g | Elect Director Sherry Lansing | Management | For | For |
1h | Elect Director Duane A. Nelles | Management | For | For |
1i | Elect Director Francisco Ros | Management | For | For |
1j | Elect Director Brent Scowcroft | Management | For | For |
1k | Elect Director Marc I. Stern | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAYMOND JAMES FINANCIAL, INC. MEETING DATE: FEB 21, 2013 | ||||
TICKER: RJF SECURITY ID: 754730109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shelley G. Broader | Management | For | For |
1.2 | Elect Director Francis S. Godbold | Management | For | For |
1.3 | Elect Director H. William Habermeyer, Jr. | Management | For | For |
1.4 | Elect Director Chet Helck | Management | For | For |
1.5 | Elect Director Thomas A. James | Management | For | For |
1.6 | Elect Director Gordon L. Johnson | Management | For | For |
1.7 | Elect Director Paul C. Reilly | Management | For | For |
1.8 | Elect Director Robert P. Saltzman | Management | For | For |
1.9 | Elect Director Hardwick Simmons | Management | For | For |
1.10 | Elect Director Susan N. Story | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 30, 2013 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Cartwright | Management | For | For |
1b | Elect Director Vernon E. Clark | Management | For | For |
1c | Elect Director Stephen J. Hadley | Management | For | For |
1d | Elect Director Michael C. Ruettgers | Management | For | For |
1e | Elect Director Ronald L. Skates | Management | For | For |
1f | Elect Director William R. Spivey | Management | For | For |
1g | Elect Director Linda G. Stuntz | Management | For | Against |
1h | Elect Director William H. Swanson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
REDWOOD TRUST, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: RWT SECURITY ID: 758075402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Baum | Management | For | For |
1.2 | Elect Director Mariann Byerwalter | Management | For | For |
1.3 | Elect Director Jeffrey T. Pero | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George W. Bryan | Management | For | For |
1b | Elect Director Carolyn H. Byrd | Management | For | For |
1c | Elect Director David J. Cooper, Sr. | Management | For | For |
1d | Elect Director Don DeFosset | Management | For | For |
1e | Elect Director Eric C. Fast | Management | For | For |
1f | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
1g | Elect Director John D. Johns | Management | For | For |
1h | Elect Director Charles D. McCrary | Management | For | For |
1i | Elect Director James R. Malone | Management | For | For |
1j | Elect Director Ruth Ann Marshall | Management | For | For |
1k | Elect Director Susan W. Matlock | Management | For | For |
1l | Elect Director John E. Maupin, Jr. | Management | For | For |
1m | Elect Director John R. Roberts | Management | For | For |
1n | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 15, 2013 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Bartlett | Management | For | For |
1.2 | Elect Director Alan C. Henderson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Ratify Auditors | Management | For | For |
RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian G. J. Gray | Management | For | For |
1.2 | Elect Director Henry Klehm, III | Management | For | For |
1.3 | Elect Director Ralph B. Levy | Management | For | For |
1.4 | Elect Director Nicholas L. Trivisonno | Management | For | For |
1.5 | Elect Director Edward J. Zore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
REYNOLDS AMERICAN INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: RAI SECURITY ID: 761713106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Daniel M. Delen | Management | For | For |
1b | Elect Director Martin D. Feinstein | Management | For | Against |
1c | Elect Director Lionel L. Nowell, III | Management | For | For |
1d | Elect Director Neil R. Withington | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
RLJ LODGING TRUST MEETING DATE: MAY 02, 2013 | ||||
TICKER: RLJ SECURITY ID: 74965L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Johnson | Management | For | For |
1.2 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.3 | Elect Director Evan Bayh | Management | For | For |
1.4 | Elect Director Nathaniel A. Davis | Management | For | For |
1.5 | Elect Director Robert M. La Forgia | Management | For | For |
1.6 | Elect Director Glenda G. McNeal | Management | For | For |
1.7 | Elect Director Joseph Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SAFEWAY INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janet E. Grove | Management | For | For |
1b | Elect Director Mohan Gyani | Management | For | For |
1c | Elect Director Frank C. Herringer | Management | For | Against |
1d | Elect Director George J. Morrow | Management | For | For |
1e | Elect Director Kenneth W. Oder | Management | For | Against |
1f | Elect Director T. Gary Rogers | Management | For | Against |
1g | Elect Director Arun Sarin | Management | For | Against |
1h | Elect Director William Y. Tauscher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SCANA CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: SCG SECURITY ID: 80589M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin B. Marsh | Management | For | For |
1.2 | Elect Director Joshua W. Martin, III | Management | For | For |
1.3 | Elect Director James M. Micali | Management | For | For |
1.4 | Elect Director Harold C. Stowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Shareholder | None | For |
SEI INVESTMENTS COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: SEIC SECURITY ID: 784117103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alfred P. West, Jr. | Management | For | Against |
1b | Elect Director William M. Doran | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SERVICE CORPORATION INTERNATIONAL MEETING DATE: MAY 08, 2013 | ||||
TICKER: SCI SECURITY ID: 817565104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan R. Buckwalter | Management | For | For |
1.2 | Elect Director Victor L. Lund | Management | For | For |
1.3 | Elect Director John W. Mecom, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SMITHFIELD FOODS, INC. MEETING DATE: SEP 19, 2012 | ||||
TICKER: SFD SECURITY ID: 832248108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
1.2 | Elect Director C. Larry Pope | Management | For | For |
1.3 | Elect Director Wendell H. Murphy, Sr. | Management | For | For |
1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
2a | Declassify the Board of Directors | Management | For | For |
2b | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 15, 2013 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SOUTHWEST GAS CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: SWX SECURITY ID: 844895102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Boughner | Management | For | For |
1.2 | Elect Director Jose A. Cardenas | Management | For | For |
1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
1.4 | Elect Director Stephen C. Comer | Management | For | For |
1.5 | Elect Director Leroy C. Hanneman, Jr. | Management | For | For |
1.6 | Elect Director Michael O. Maffie | Management | For | For |
1.7 | Elect Director Anne L. Mariucci | Management | For | For |
1.8 | Elect Director Michael J. Melarkey | Management | For | For |
1.9 | Elect Director Jeffrey W. Shaw | Management | For | For |
1.10 | Elect Director A. Randall Thoman | Management | For | For |
1.11 | Elect Director Thomas A. Thomas | Management | For | For |
1.12 | Elect Director Terrence L. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stuart M. Essig | Management | For | For |
1b | Elect Director Barbara B. Hill | Management | For | For |
1c | Elect Director Michael A. Rocca | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STARZ MEETING DATE: JUN 06, 2013 | ||||
TICKER: STRZA SECURITY ID: 85571Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Maffei | Management | For | For |
1.2 | Elect Director Irving L. Azoff | Management | For | For |
1.3 | Elect Director Susan M. Lyne | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Charter to Recapitalize the Company by Deleting Provisions Relating to the Company's Capital and Starz Tracking Stock Groups | Management | For | For |
5 | Authorize a New Class of Common Stock | Management | For | For |
6 | Reclassify Each Share of Each Series of the Company's Existing Liberty Capital Common Stock Into One Share of the Corresponding Series of the Company's Common Stock | Management | For | For |
7 | Amend Charter to Make Certain Conforming Changes that Will be Necessary as a Result of the Charter Proposals | Management | For | For |
8 | Ratify Auditors | Management | For | For |
STATE STREET CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kennett F. Burnes | Management | For | For |
1b | Elect Director Peter Coym | Management | For | For |
1c | Elect Director Patrick de Saint-Aignan | Management | For | For |
1d | Elect Director Amelia C. Fawcett | Management | For | For |
1e | Elect Director Linda A. Hill | Management | For | For |
1f | Elect Director Joseph L. Hooley | Management | For | For |
1g | Elect Director Robert S. Kaplan | Management | For | For |
1h | Elect Director Richard P. Sergel | Management | For | For |
1i | Elect Director Ronald L. Skates | Management | For | For |
1j | Elect Director Gregory L. Summe | Management | For | For |
1k | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TARGET CORPORATION MEETING DATE: JUN 12, 2013 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roxanne S. Austin | Management | For | For |
1b | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1c | Elect Director Henrique De Castro | Management | For | For |
1d | Elect Director Calvin Darden | Management | For | For |
1e | Elect Director Mary N. Dillon | Management | For | For |
1f | Elect Director James A. Johnson | Management | For | For |
1g | Elect Director Mary E. Minnick | Management | For | For |
1h | Elect Director Anne M. Mulcahy | Management | For | For |
1i | Elect Director Derica W. Rice | Management | For | For |
1j | Elect Director Gregg W. Steinhafel | Management | For | For |
1k | Elect Director John G. Stumpf | Management | For | For |
1l | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
TESORO CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Gregory J. Goff | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Mary Pat McCarthy | Management | For | For |
1.7 | Elect Director J.W. Nokes | Management | For | For |
1.8 | Elect Director Susan Tomasky | Management | For | For |
1.9 | Elect Director Michael E. Wiley | Management | For | For |
1.10 | Elect Director Patrick Y. Yang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE ADT CORPORATION MEETING DATE: MAR 14, 2013 | ||||
TICKER: ADT SECURITY ID: 00101J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas Colligan | Management | For | For |
1.2 | Elect Director Timothy Donahue | Management | For | For |
1.3 | Elect Director Robert Dutkowsky | Management | For | For |
1.4 | Elect Director Bruce Gordon | Management | For | For |
1.5 | Elect Director Naren Gursahaney | Management | For | For |
1.6 | Elect Director Bridgette Heller | Management | For | For |
1.7 | Elect Director Kathleen Hyle | Management | For | For |
1.8 | Elect Director Keith Meister | Management | For | For |
1.9 | Elect Director Dinesh Paliwal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE ALLSTATE CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: ALL SECURITY ID: 020002101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director Kermit R. Crawford | Management | For | For |
1d | Elect Director Jack M. Greenberg | Management | For | For |
1e | Elect Director Herbert L. Henkel | Management | For | For |
1f | Elect Director Ronald T. LeMay | Management | For | For |
1g | Elect Director Andrea Redmond | Management | For | For |
1h | Elect Director H. John Riley, Jr. | Management | For | For |
1i | Elect Director John W. Rowe | Management | For | For |
1j | Elect Director Judith A. Sprieser | Management | For | For |
1k | Elect Director Mary Alice Taylor | Management | For | For |
1l | Elect Director Thomas J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
THE BANK OF NEW YORK MELLON CORPORATION MEETING DATE: APR 09, 2013 | ||||
TICKER: BK SECURITY ID: 064058100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruth E. Bruch | Management | For | For |
1.2 | Elect Director Nicholas M. Donofrio | Management | For | For |
1.3 | Elect Director Gerald L. Hassell | Management | For | For |
1.4 | Elect Director Edmund F. 'Ted' Kelly | Management | For | For |
1.5 | Elect Director Richard J. Kogan | Management | For | For |
1.6 | Elect Director Michael J. Kowalski | Management | For | For |
1.7 | Elect Director John A. Luke, Jr. | Management | For | For |
1.8 | Elect Director Mark A. Nordenberg | Management | For | For |
1.9 | Elect Director Catherine A. Rein | Management | For | For |
1.10 | Elect Director William C. Richardson | Management | For | For |
1.11 | Elect Director Samuel C. Scott, III | Management | For | For |
1.12 | Elect Director Wesley W. von Schack | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE BOEING COMPANY MEETING DATE: APR 29, 2013 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David L. Calhoun | Management | For | For |
1b | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1c | Elect Director Linda Z. Cook | Management | For | For |
1d | Elect Director Kenneth M. Duberstein | Management | For | For |
1e | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
1f | Elect Director Lawrence W. Kellner | Management | For | For |
1g | Elect Director Edward M. Liddy | Management | For | For |
1h | Elect Director W. James McNerney, Jr. | Management | For | For |
1i | Elect Director Susan C. Schwab | Management | For | For |
1j | Elect Director Ronald A. Williams | Management | For | For |
1k | Elect Director Mike S. Zafirovski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
7 | Require Independent Board Chairman | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Herbert A. Allen | Management | For | For |
1.2 | Elect Director Ronald W. Allen | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Richard M. Daley | Management | For | For |
1.5 | Elect Director Barry Diller | Management | For | For |
1.6 | Elect Director Helene D. Gayle | Management | For | For |
1.7 | Elect Director Evan G. Greenberg | Management | For | For |
1.8 | Elect Director Alexis M. Herman | Management | For | For |
1.9 | Elect Director Muhtar Kent | Management | For | For |
1.10 | Elect Director Robert A. Kotick | Management | For | For |
1.11 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.12 | Elect Director Donald F. McHenry | Management | For | For |
1.13 | Elect Director Sam Nunn | Management | For | For |
1.14 | Elect Director James D. Robinson, III | Management | For | For |
1.15 | Elect Director Peter V. Ueberroth | Management | For | For |
1.16 | Elect Director Jacob Wallenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
THE DOW CHEMICAL COMPANY MEETING DATE: MAY 09, 2013 | ||||
TICKER: DOW SECURITY ID: 260543103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Arnold A. Allemang | Management | For | For |
1b | Elect Director Ajay Banga | Management | For | For |
1c | Elect Director Jacqueline K. Barton | Management | For | For |
1d | Elect Director James A. Bell | Management | For | For |
1e | Elect Director Jeff M. Fettig | Management | For | For |
1f | Elect Director Andrew N. Liveris | Management | For | For |
1g | Elect Director Paul Polman | Management | For | For |
1h | Elect Director Dennis H. Reilley | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director William W. George | Management | For | For |
6 | Elect Director James A. Johnson | Management | For | For |
7 | Elect Director Lakshmi N. Mittal | Management | For | For |
8 | Elect Director Adebayo O. Ogunlesi | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Debora L. Spar | Management | For | For |
11 | Elect Director Mark E. Tucker | Management | For | For |
12 | Elect Director David A. Viniar | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | Against |
15 | Ratify Auditors | Management | For | For |
16 | Establish Board Committee on Human Rights | Shareholder | Against | Abstain |
17 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
18 | Adopt Proxy Access Right | Shareholder | Against | Against |
19 | Employ Investment Bank to Explore Alternatives to Maximize Shareholder Value | Shareholder | Against | Against |
THE HOME DEPOT, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director F. Duane Ackerman | Management | For | For |
1b | Elect Director Francis S. Blake | Management | For | For |
1c | Elect Director Ari Bousbib | Management | For | For |
1d | Elect Director Gregory D. Brenneman | Management | For | For |
1e | Elect Director J. Frank Brown | Management | For | For |
1f | Elect Director Albert P. Carey | Management | For | For |
1g | Elect Director Armando Codina | Management | For | For |
1h | Elect Director Bonnie G. Hill | Management | For | For |
1i | Elect Director Karen L. Katen | Management | For | For |
1j | Elect Director Mark Vadon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
6 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
7 | Adopt Stormwater Run-off Management Policy | Shareholder | Against | Abstain |
THE KROGER CO. MEETING DATE: JUN 27, 2013 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director John T. LaMacchia | Management | For | For |
1f | Elect Director David B. Lewis | Management | For | For |
1g | Elect Director W. Rodney McMullen | Management | For | For |
1h | Elect Director Jorge P. Montoya | Management | For | For |
1i | Elect Director Clyde R. Moore | Management | For | For |
1j | Elect Director Susan M. Phillips | Management | For | For |
1k | Elect Director Steven R. Rogel | Management | For | For |
1l | Elect Director James A. Runde | Management | For | For |
1m | Elect Director Ronald L. Sargent | Management | For | For |
1n | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
THE PNC FINANCIAL SERVICES GROUP, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: PNC SECURITY ID: 693475105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard O. Berndt | Management | For | For |
1.2 | Elect Director Charles E. Bunch | Management | For | For |
1.3 | Elect Director Paul W. Chellgren | Management | For | For |
1.4 | Elect Director William S. Demchak | Management | For | For |
1.5 | Elect Director Kay Coles James | Management | For | For |
1.6 | Elect Director Richard B. Kelson | Management | For | For |
1.7 | Elect Director Bruce C. Lindsay | Management | For | For |
1.8 | Elect Director Anthony A. Massaro | Management | For | For |
1.9 | Elect Director Jane G. Pepper | Management | For | For |
1.10 | Elect Director James E. Rohr | Management | For | For |
1.11 | Elect Director Donald J. Shepard | Management | For | For |
1.12 | Elect Director Lorene K. Steffes | Management | For | For |
1.13 | Elect Director Dennis F. Strigl | Management | For | For |
1.14 | Elect Director Thomas J. Usher | Management | For | For |
1.15 | Elect Director George H. Walls, Jr. | Management | For | For |
1.16 | Elect Director Helge H. Wehmeier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Climate Change Financing Risk | Shareholder | Against | Abstain |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 09, 2012 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angela F. Braly | Management | For | For |
1.2 | Elect Director Kenneth I. Chenault | Management | For | For |
1.3 | Elect Director Scott D. Cook | Management | For | For |
1.4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
1.5 | Elect Director Robert A. McDonald | Management | For | For |
1.6 | Elect Director W. James McNerney, Jr. | Management | For | For |
1.7 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.8 | Elect Director Margaret C. Whitman | Management | For | For |
1.9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
1.10 | Elect Director Patricia A. Woertz | Management | For | For |
1.11 | Elect Director Ernesto Zedillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Abstain |
5 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
6 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
THE SOUTHERN COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: SO SECURITY ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Juanita Powell Baranco | Management | For | For |
1b | Elect Director Jon A. Boscia | Management | For | For |
1c | Elect Director Henry A. 'Hal' Clark, III | Management | For | For |
1d | Electi Director Thomas A. Fanning | Management | For | For |
1e | Elect Director David J. Grain | Management | For | For |
1f | Elect Director H. William Habermeyer, Jr. | Management | For | For |
1g | Elect Director Veronica M. Hagen | Management | For | For |
1h | Elect Director Warren A. Hood, Jr. | Management | For | For |
1i | Elect Director Donald M. James | Management | For | For |
1j | Elect Director Dale E. Klein | Management | For | For |
1k | Elect Director William G. Smith, Jr. | Management | For | For |
1l | Elect Director Steven R. Specker | Management | For | For |
1m | Elect Director E. Jenner Wood, III | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Alter Mandatory Retirement Policy for Directors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Management | For | For |
THE WALT DISNEY COMPANY MEETING DATE: MAR 06, 2013 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.a | Elect Director Susan E. Arnold | Management | For | For |
1.b | Elect Director John S. Chen | Management | For | For |
1.c | Elect Director Judith L. Estrin | Management | For | For |
1.d | Elect Director Robert A. Iger | Management | For | For |
1.e | Elect Director Fred H. Langhammer | Management | For | For |
1.f | Elect Director Aylwin B. Lewis | Management | For | For |
1.g | Elect Director Monica C. Lozano | Management | For | For |
1.h | Elect Director Robert W. Matschullat | Management | For | For |
1.i | Elect Director Sheryl K. Sandberg | Management | For | For |
1.j | Elect Director Orin C. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Adopt Proxy Access Right | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
THOR INDUSTRIES, INC. MEETING DATE: DEC 11, 2012 | ||||
TICKER: THO SECURITY ID: 885160101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew E. Graves | Management | For | For |
1.2 | Elect Director Alan Siegel | Management | For | For |
1.3 | Elect Director Geoffrey A. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THORATEC CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: THOR SECURITY ID: 885175307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
1.3 | Elect Director J. Daniel Cole | Management | For | For |
1.4 | Elect Director Steven H. Collis | Management | For | For |
1.5 | Elect Director D. Keith Grossman | Management | For | For |
1.6 | Elect Director William A. Hawkins, III | Management | For | For |
1.7 | Elect Director Paul A. LaViolette | Management | For | For |
1.8 | Elect Director Daniel M. Mulvena | Management | For | For |
1.9 | Elect Director Todd C. Schermerhorn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TIME WARNER CABLE INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: TWC SECURITY ID: 88732J207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carole Black | Management | For | For |
1b | Elect Director Glenn A. Britt | Management | For | For |
1c | Elect Director Thomas H. Castro | Management | For | For |
1d | Elect Director David C. Chang | Management | For | For |
1e | Elect Director James E. Copeland, Jr. | Management | For | For |
1f | Elect Director Peter R. Haje | Management | For | For |
1g | Elect Director Donna A. James | Management | For | For |
1h | Elect Director Don Logan | Management | For | For |
1i | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1j | Elect Director Wayne H. Pace | Management | For | For |
1k | Elect Director Edward D. Shirley | Management | For | For |
1l | Elect Director John E. Sununu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Pro-rata Vesting of Equity Plan | Shareholder | Against | Against |
TIME WARNER INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Barksdale | Management | For | For |
1.2 | Elect Director William P. Barr | Management | For | For |
1.3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
1.4 | Elect Director Stephen F. Bollenbach | Management | For | For |
1.5 | Elect Director Robert C. Clark | Management | For | For |
1.6 | Elect Director Mathias Dopfner | Management | For | For |
1.7 | Elect Director Jessica P. Einhorn | Management | For | For |
1.8 | Elect Director Fred Hassan | Management | For | For |
1.9 | Elect Director Kenneth J. Novack | Management | For | For |
1.10 | Elect Director Paul D. Wachter | Management | For | For |
1.11 | Elect Director Deborah C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
TORCHMARK CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: TMK SECURITY ID: 891027104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Adair | Management | For | For |
1.2 | Elect Director Marilyn A. Alexander | Management | For | For |
1.3 | Elect Director David L. Boren | Management | For | For |
1.4 | Elect Director Jane M. Buchan | Management | For | For |
1.5 | Elect Director Gary L. Coleman | Management | For | For |
1.6 | Elect Director Larry M. Hutchison | Management | For | For |
1.7 | Elect Director Robert W. Ingram | Management | For | For |
1.8 | Elect Director Mark S. McAndrew | Management | For | For |
1.9 | Elect Director Lloyd W. Newton | Management | For | For |
1.10 | Elect Director Wesley D. Protheroe | Management | For | For |
1.11 | Elect Director Darren M. Rebelez | Management | For | For |
1.12 | Elect Director Lamar C. Smith | Management | For | For |
1.13 | Elect Director Paul J. Zucconi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: TSS SECURITY ID: 891906109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Blanchard | Management | For | For |
1.2 | Elect Director Richard Y. Bradley | Management | For | For |
1.3 | Elect Director Kriss Cloninger III | Management | For | For |
1.4 | Elect Director Walter W. Driver, Jr. | Management | For | For |
1.5 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
1.6 | Elect Director Sidney E. Harris | Management | For | For |
1.7 | Elect Director Mason H. Lampton | Management | For | For |
1.8 | Elect Director H. Lynn Page | Management | For | For |
1.9 | Elect Director Philip W. Tomlinson | Management | For | For |
1.10 | Elect Director John T. Turner | Management | For | For |
1.11 | Elect Director Richard W. Ussery | Management | For | For |
1.12 | Elect Director M. Troy Woods | Management | For | For |
1.13 | Elect Director James D. Yancey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TYCO INTERNATIONAL LTD. MEETING DATE: SEP 14, 2012 | ||||
TICKER: TYC SECURITY ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Special Dividends | Management | For | Did Not Vote |
2 | Approve Special Dividends | Management | For | Did Not Vote |
3.1 | Elect George R. Oliver as Director | Management | For | Did Not Vote |
3.2 | Elect Frank M. Drendel as Director | Management | For | Did Not Vote |
4 | Approve Dividends | Management | For | Did Not Vote |
5 | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
TYCO INTERNATIONAL LTD. MEETING DATE: MAR 06, 2013 | ||||
TICKER: TYC SECURITY ID: H89128104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Elect Director Edward D. Breen | Management | For | Did Not Vote |
3.2 | Elect Director Michael E. Daniels | Management | For | Did Not Vote |
3.3 | Elect Director Frank M. Drendel | Management | For | Did Not Vote |
3.4 | Elect Director Brian Duperreault | Management | For | Did Not Vote |
3.5 | Elect Director Rajiv L. Gupta | Management | For | Did Not Vote |
3.6 | Elect Director John A. Krol | Management | For | Did Not Vote |
3.7 | Elect Director George R. Oliver | Management | For | Did Not Vote |
3.8 | Elect Director Brendan R. O'Neill | Management | For | Did Not Vote |
3.9 | Elect Director Sandra S. Wijnberg | Management | For | Did Not Vote |
3.10 | Elect Director R. David Yost | Management | For | Did Not Vote |
4a | Ratify Deloitte AG as Auditors | Management | For | Did Not Vote |
4b | Appoint Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2012/2013 | Management | For | Did Not Vote |
4c | Ratify PricewaterhouseCoopers AG as Special Auditors | Management | For | Did Not Vote |
5a | Approve Allocation of Income | Management | For | Did Not Vote |
5b | Approve Ordinary Cash Dividend | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
7 | Renew Authorized Capital | Management | For | Did Not Vote |
8 | Approve Reduction in Share Capital | Management | For | Did Not Vote |
TYSON FOODS, INC. MEETING DATE: FEB 01, 2013 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1d | Elect Director Jim Kever | Management | For | For |
1e | Elect Director Kevin M. McNamara | Management | For | For |
1f | Elect Director Brad T. Sauer | Management | For | For |
1g | Elect Director Robert Thurber | Management | For | For |
1h | Elect Director Barbara A. Tyson | Management | For | For |
1i | Elect Director Albert C. Zapanta | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
U.S. BANCORP MEETING DATE: APR 16, 2013 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas M. Baker, Jr. | Management | For | For |
1b | Elect Director Y. Marc Belton | Management | For | For |
1c | Elect Director Victoria Buyniski Gluckman | Management | For | For |
1d | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1e | Elect Director Richard K. Davis | Management | For | For |
1f | Elect Director Roland A. Hernandez | Management | For | For |
1g | Elect Director Doreen Woo Ho | Management | For | For |
1h | Elect Director Joel W. Johnson | Management | For | For |
1i | Elect Director Olivia F. Kirtley | Management | For | For |
1j | Elect Director Jerry W. Levin | Management | For | For |
1k | Elect Director David B. O'Maley | Management | For | For |
1l | Elect Director O'dell M. Owens | Management | For | For |
1m | Elect Director Craig D. Schnuck | Management | For | For |
1n | Elect Director Patrick T. Stokes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
UNION PACIFIC CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
1.2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
1.3 | Elect Director Thomas J. Donohue | Management | For | For |
1.4 | Elect Director Archie W. Dunham | Management | For | For |
1.5 | Elect Director Judith Richards Hope | Management | For | For |
1.6 | Elect Director John J. Koraleski | Management | For | For |
1.7 | Elect Director Charles C. Krulak | Management | For | For |
1.8 | Elect Director Michael R. McCarthy | Management | For | For |
1.9 | Elect Director Michael W. McConnell | Management | For | For |
1.10 | Elect Director Thomas F. McLarty, III | Management | For | For |
1.11 | Elect Director Steven R. Rogel | Management | For | For |
1.12 | Elect Director Jose H. Villarreal | Management | For | For |
1.13 | Elect Director James R. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2013 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 03, 2013 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William C. Ballard, Jr. | Management | For | For |
1b | Elect Director Edson Bueno | Management | For | For |
1c | Elect Director Richard T. Burke | Management | For | For |
1d | Elect Director Robert J. Darretta | Management | For | For |
1e | Elect Director Stephen J. Hemsley | Management | For | For |
1f | Elect Director Michele J. Hooper | Management | For | For |
1g | Elect Director Rodger A. Lawson | Management | For | For |
1h | Elect Director Douglas W. Leatherdale | Management | For | For |
1i | Elect Director Glenn M. Renwick | Management | For | For |
1j | Elect Director Kenneth I. Shine | Management | For | For |
1k | Elect Director Gail R. Wilensky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VALERO ENERGY CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Ruben M. Escobedo | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Bob Marbut | Management | For | For |
1f | Elect Director Donald L. Nickles | Management | For | For |
1g | Elect Director Philip J. Pfeiffer | Management | For | For |
1h | Elect Director Robert A. Profusek | Management | For | For |
1i | Elect Director Susan Kaufman Purcell | Management | For | For |
1j | Elect Director Stephen M. Waters | Management | For | For |
1k | Elect Director Randall J. Weisenburger | Management | For | For |
1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
VALIDUS HOLDINGS, LTD. MEETING DATE: MAY 01, 2013 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Noonan | Management | For | Withhold |
1.2 | Elect Director Mahmoud Abdallah | Management | For | For |
1.3 | Elect Director Jeffrey W. Greenberg | Management | For | Withhold |
1.4 | Elect Director John J. Hendrickson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VISTEON CORPORATION MEETING DATE: JUN 13, 2013 | ||||
TICKER: VC SECURITY ID: 92839U206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Duncan H. Cocroft | Management | For | For |
1b | Elect Director Jeffrey D. Jones | Management | For | For |
1c | Elect Director Timothy D. Leuliette | Management | For | For |
1d | Elect Director Robert Manzo | Management | For | For |
1e | Elect Director Francis M. Scricco | Management | For | For |
1f | Elect Director David L. Treadwell | Management | For | For |
1g | Elect Director Harry J. Wilson | Management | For | For |
1h | Elect Director Yuen Kam Ho, George | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
WALGREEN CO. MEETING DATE: JAN 09, 2013 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Janice M. Babiak | Management | For | For |
1b | Elect Director David J. Brailer | Management | For | For |
1c | Elect Director Steven A. Davis | Management | For | For |
1d | Elect Director William C. Foote | Management | For | For |
1e | Elect Director Mark P. Frissora | Management | For | For |
1f | Elect Director Ginger L. Graham | Management | For | For |
1g | Elect Director Alan G. McNally | Management | For | For |
1h | Elect Director Dominic P. Murphy | Management | For | For |
1i | Elect Director Stefano Pessina | Management | For | For |
1j | Elect Director Nancy M. Schlichting | Management | For | For |
1k | Elect Director Alejandro Silva | Management | For | For |
1l | Elect Director James A. Skinner | Management | For | For |
1m | Elect Director Gregory D. Wasson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
WASHINGTON FEDERAL, INC. MEETING DATE: JAN 16, 2013 | ||||
TICKER: WAFD SECURITY ID: 938824109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Kelley | Management | For | For |
1.2 | Elect Director Barbara L. Smith | Management | For | For |
1.3 | Elect Director David K. Grant | Management | For | For |
1.4 | Elect Director Randall H. Talbot | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WELLPOINT, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sheila P. Burke | Management | For | For |
1b | Elect Director George A. Schaefer, Jr. | Management | For | For |
1c | Elect Director Joseph R. Swedish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
WELLS FARGO & COMPANY MEETING DATE: APR 23, 2013 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Baker, II | Management | For | For |
1b | Elect Director Elaine L. Chao | Management | For | For |
1c | Elect Director John S. Chen | Management | For | For |
1d | Elect Director Lloyd H. Dean | Management | For | For |
1e | Elect Director Susan E. Engel | Management | For | For |
1f | Elect Director Enrique Hernandez, Jr. | Management | For | For |
1g | Elect Director Donald M. James | Management | For | For |
1h | Elect Director Cynthia H. Milligan | Management | For | For |
1i | Elect Director Federico F. Pena | Management | For | For |
1j | Elect Director Howard V. Richardson | Management | For | For |
1k | Elect Director Judith M. Runstad | Management | For | For |
1l | Elect Director Stephen W. Sanger | Management | For | For |
1m | Elect Director John G. Stumpf | Management | For | For |
1n | Elect Director Susan G. Swenson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
7 | Review Fair Housing and Fair Lending Compliance | Shareholder | Against | Abstain |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 08, 2012 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director John F. Coyne | Management | For | For |
1c | Elect Director Henry T. DeNero | Management | For | For |
1d | Elect Director William L. Kimsey | Management | For | For |
1e | Elect Director Michael D. Lambert | Management | For | For |
1f | Elect Director Len J. Lauer | Management | For | For |
1g | Elect Director Matthew E. Massengill | Management | For | For |
1h | Elect Director Roger H. Moore | Management | For | For |
1i | Elect Director Kensuke Oka | Management | For | For |
1j | Elect Director Thomas E. Pardun | Management | For | For |
1k | Elect Director Arif Shakeel | Management | For | For |
1l | Elect Director Masahiro Yamamura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WEYERHAEUSER COMPANY MEETING DATE: APR 11, 2013 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Mark A. Emmert | Management | For | For |
1.3 | Elect Director Daniel S. Fulton | Management | For | For |
1.4 | Elect Director John I. Kieckhefer | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
1.6 | Elect Director Nicole W. Piasecki | Management | For | For |
1.7 | Elect Director Doyle R. Simons | Management | For | For |
1.8 | Elect Director Richard H. Sinkfield | Management | For | For |
1.9 | Elect Director D. Michael Steuert | Management | For | For |
1.10 | Elect Director Kim Williams | Management | For | For |
1.11 | Elect Director Charles R. Williamson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
XCEL ENERGY INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: XEL SECURITY ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Fredric W. Corrigan | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Benjamin G.S. Fowke, III | Management | For | For |
1e | Elect Director Albert F. Moreno | Management | For | For |
1f | Elect Director Richard T. O'Brien | Management | For | For |
1g | Elect Director Christopher J. Policinski | Management | For | For |
1h | Elect Director A. Patricia Sampson | Management | For | For |
1i | Elect Director James J. Sheppard | Management | For | For |
1j | Elect Director David A. Westerlund | Management | For | For |
1k | Elect Director Kim Williams | Management | For | For |
1l | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
XEROX CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert J. Keegan | Management | For | For |
1.6 | Elect Director Robert A. McDonald | Management | For | For |
1.7 | Elect Director Charles Prince | Management | For | For |
1.8 | Elect Director Ann N. Reese | Management | For | For |
1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Gail K. Boudreaux | Management | For | For |
1d | Elect Director David C. Dvorak | Management | For | For |
1e | Elect Director Larry C. Glasscock | Management | For | For |
1f | Elect Director Robert A. Hagemann | Management | For | For |
1g | Elect Director Arthur J. Higgins | Management | For | For |
1h | Elect Director John L. McGoldrick | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
FIDELITY MID CAP ENHANCED INDEX FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
ACTAVIS, INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: ACT SECURITY ID: 00507K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jack Michelson | Management | For | For |
1b | Elect Director Ronald R. Taylor | Management | For | For |
1c | Elect Director Andrew L. Turner | Management | For | For |
1d | Elect Director Paul M. Bisaro | Management | For | For |
1e | Elect Director Christopher W. Bodine | Management | For | For |
1f | Elect Director Michael J. Feldman | Management | For | For |
1g | Elect Director Fred G. Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention | Shareholder | Against | Against |
ACTIVISION BLIZZARD, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: ATVI SECURITY ID: 00507V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philippe G. H. Capron | Management | For | Against |
1.2 | Elect Director Jean-Yves Charlier | Management | For | Against |
1.3 | Elect Director Robert J. Corti | Management | For | For |
1.4 | Elect Director Frederic R. Crepin | Management | For | Against |
1.5 | Elect Director Jean-Francois Dubos | Management | For | Against |
1.6 | Elect Director Lucian Grainge | Management | For | Against |
1.7 | Elect Director Brian G. Kelly | Management | For | Against |
1.8 | Elect Director Robert A. Kotick | Management | For | Against |
1.9 | Elect Director Robert J. Morgado | Management | For | For |
1.10 | Elect Director Richard Sarnoff | Management | For | For |
1.11 | Elect Director Regis Turrini | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Darren R. Jackson | Management | For | For |
1.5 | Elect Director William S. Oglesby | Management | For | For |
1.6 | Elect Director J. Paul Raines | Management | For | For |
1.7 | Elect Director Gilbert T. Ray | Management | For | For |
1.8 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.9 | Elect Director Jimmie L. Wade | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Reduce Supermajority Vote Requirement | Management | For | For |
4 | Provide Right to Call Special Meeting | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AGILENT TECHNOLOGIES, INC. MEETING DATE: MAR 20, 2013 | ||||
TICKER: A SECURITY ID: 00846U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul N. Clark | Management | For | For |
1.2 | Elect Director James G. Cullen | Management | For | For |
1.3 | Elect Director Tadataka Yamada | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
AIR METHODS CORPORATION MEETING DATE: MAY 30, 2013 | ||||
TICKER: AIRM SECURITY ID: 009128307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Belsey | Management | For | For |
1.2 | Elect Director C. David Kikumoto | Management | For | For |
1.3 | Elect Director Carl H. McNair, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AIRGAS, INC. MEETING DATE: AUG 14, 2012 | ||||
TICKER: ARG SECURITY ID: 009363102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Hovey | Management | For | For |
1.2 | Elect Director Michael L. Molinini | Management | For | For |
1.3 | Elect Director Paula A. Sneed | Management | For | For |
1.4 | Elect Director David M. Stout | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
ALBEMARLE CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: ALB SECURITY ID: 012653101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Willam H. Hernandez | Management | For | For |
1.2 | Elect Director Luther C. Kissam, IV | Management | For | For |
1.3 | Elect Director Joseph M. Mahady | Management | For | For |
1.4 | Elect Director Jim W. Nokes | Management | For | For |
1.5 | Elect Director James J. O'Brien | Management | For | For |
1.6 | Elect Director Barry W. Perry | Management | For | For |
1.7 | Elect Director John Sherman Jr. | Management | For | For |
1.8 | Elect Director Harriett Tee Taggart | Management | For | For |
1.9 | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALCOA INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: AA SECURITY ID: 013817101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
1.2 | Elect Director Michael G. Morris | Management | For | For |
1.3 | Elect Director E. Stanley O'Neal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael L. Bennett | Management | For | For |
1.2 | Elect Director Darryl B. Hazel | Management | For | For |
1.3 | Elect Director David A. Perdue | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALLIANT TECHSYSTEMS INC. MEETING DATE: AUG 07, 2012 | ||||
TICKER: ATK SECURITY ID: 018804104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne J. Decyk | Management | For | For |
1.2 | Elect Director Mark W. DeYoung | Management | For | For |
1.3 | Elect Director Martin C. Faga | Management | For | For |
1.4 | Elect Director Ronald R. Fogleman | Management | For | For |
1.5 | Elect Director April H. Foley | Management | For | For |
1.6 | Elect Director Tig H. Krekel | Management | For | For |
1.7 | Elect Director Douglas L. Maine | Management | For | For |
1.8 | Elect Director Roman Martinez, IV | Management | For | For |
1.9 | Elect Director Mark H. Ronald | Management | For | For |
1.10 | Elect Director William G. Van Dyke | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ALLIED WORLD ASSURANCE COMPANY HOLDINGS, AG MEETING DATE: MAY 02, 2013 | ||||
TICKER: AWH SECURITY ID: H01531104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Barbara T. Alexander as Director | Management | For | Did Not Vote |
1.2 | Elect Scott Hunter as Director | Management | For | Did Not Vote |
1.3 | Elect Patrick de Saint-Aignan as Director | Management | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
3 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | Did Not Vote |
4 | Approve Retention of Disposable Profits | Management | For | Did Not Vote |
5 | Approve Dividends | Management | For | Did Not Vote |
6 | Approve Reduction in Share Capital | Management | For | Did Not Vote |
7 | Appoint Deloitte & Touche Ltd. as Independent Auditors and Deloitte AG as Statutory Auditors | Management | For | Did Not Vote |
8 | Appoint PricewaterhouseCoopers AG as Special Auditor | Management | For | Did Not Vote |
9 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
ALON USA ENERGY, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ALJ SECURITY ID: 020520102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Wiessman | Management | For | Withhold |
1.2 | Elect Director Boaz Biran | Management | For | Withhold |
1.3 | Elect Director Ron W. Haddock | Management | For | For |
1.4 | Elect Director Itzhak Bader | Management | For | Withhold |
1.5 | Elect Director Jeff D. Morris | Management | For | Withhold |
1.6 | Elect Director Yeshayahu Pery | Management | For | Withhold |
1.7 | Elect Director Zalman Segal | Management | For | For |
1.8 | Elect Director Avraham Shochat | Management | For | For |
1.9 | Elect Director Shlomo Even | Management | For | Withhold |
1.10 | Elect Director Oded Rubinstein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AMC NETWORKS INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: AMCX SECURITY ID: 00164V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil M. Ashe | Management | For | For |
1.2 | Elect Director Alan D. Schwartz | Management | For | Withhold |
1.3 | Elect Director Leonard Tow | Management | For | For |
1.4 | Elect Director Carl E. Vogel | Management | For | For |
1.5 | Elect Director Robert C. Wright | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMDOCS LIMITED MEETING DATE: JUL 31, 2012 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividends | Management | For | For |
AMDOCS LIMITED MEETING DATE: JAN 31, 2013 | ||||
TICKER: DOX SECURITY ID: G02602103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert A. Minicucci as a Director | Management | For | For |
1.2 | Elect Adrian Gardner as a Director | Management | For | For |
1.3 | Elect John T. McLennan as a Director | Management | For | For |
1.4 | Elect Simon Olswang as a Director | Management | For | For |
1.5 | Elect Zohar Zisapel as a Director | Management | For | For |
1.6 | Elect Julian A. Brodsky as a Director | Management | For | For |
1.7 | Elect Eli Gelman as a Director | Management | For | For |
1.8 | Elect James S. Kahan as a Director | Management | For | For |
1.9 | Elect Richard T.C. LeFave as a Director | Management | For | For |
1.10 | Elect Nehemia Lemelbaum as a Director | Management | For | For |
1.11 | Elect Giora Yaron as a Director | Management | For | For |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
AMEREN CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: AEE SECURITY ID: 023608102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Brauer | Management | For | Withhold |
1.2 | Elect Director Catherine S. Brune | Management | For | For |
1.3 | Elect Director Ellen M. Fitzsimmons | Management | For | For |
1.4 | Elect Director Walter J. Galvin | Management | For | For |
1.5 | Elect Director Gayle P. W. Jackson | Management | For | For |
1.6 | Elect Director James C. Johnson | Management | For | For |
1.7 | Elect Director Steven H. Lipstein | Management | For | For |
1.8 | Elect Director Patrick T. Stokes | Management | For | For |
1.9 | Elect Director Thomas R. Voss | Management | For | For |
1.10 | Elect Director Stephen R. Wilson | Management | For | For |
1.11 | Elect Director Jack D. Woodard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Energy Efficiency and Renewable Energy Programs | Shareholder | Against | Abstain |
AMERICAN CAMPUS COMMUNITIES, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: ACC SECURITY ID: 024835100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Bayless Jr. | Management | For | For |
1.2 | Elect Director R.D. Burck | Management | For | For |
1.3 | Elect Director G. Steven Dawson | Management | For | For |
1.4 | Elect Director Cydney C. Donnell | Management | For | For |
1.5 | Elect Director Edward Lowenthal | Management | For | For |
1.6 | Elect Director Oliver Luck | Management | For | For |
1.7 | Elect Director Winston W. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN CAPITAL AGENCY CORP. MEETING DATE: JUN 28, 2013 | ||||
TICKER: AGNC SECURITY ID: 02503X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Couch | Management | For | For |
1.2 | Elect Director Morris A. Davis | Management | For | For |
1.3 | Elect Director Randy E. Dobbs | Management | For | For |
1.4 | Elect Director Larry K. Harvey | Management | For | For |
1.5 | Elect Director Prue B. Larocca | Management | For | For |
1.6 | Elect Director Alvin N. Puryear | Management | For | For |
1.7 | Elect Director Malon Wilkus | Management | For | For |
1.8 | Elect Director John R. Erickson | Management | For | For |
1.9 | Elect Director Samuel A. Flax | Management | For | For |
2 | Increase Authorized Preferred Stock | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN CAPITAL, LTD. MEETING DATE: APR 26, 2013 | ||||
TICKER: ACAS SECURITY ID: 02503Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary C. Baskin | Management | For | For |
1.2 | Elect Director Neil M. Hahl | Management | For | For |
1.3 | Elect Director Philip R. Harper | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.5 | Elect Director Stan Lundine | Management | For | For |
1.6 | Elect Director Kenneth D. Peterson, Jr. | Management | For | For |
1.7 | Elect Director Alvin N. Puryear | Management | For | For |
1.8 | Elect Director Malon Wilkus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN FINANCIAL GROUP, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AFG SECURITY ID: 025932104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl H. Lindner, III | Management | For | For |
1.2 | Elect Director S. Craig Lindner | Management | For | For |
1.3 | Elect Director Kenneth C. Ambrecht | Management | For | For |
1.4 | Elect Director John B. Berding | Management | For | For |
1.5 | Elect Director Joseph E. (Jeff) Consolino | Management | For | For |
1.6 | Elect Director Virginia 'Gina' C. Drosos | Management | For | For |
1.7 | Elect Director James E. Evans | Management | For | For |
1.8 | Elect Director Terry S. Jacobs | Management | For | For |
1.9 | Elect Director Gregory G. Joseph | Management | For | For |
1.10 | Elect Director William W. Verity | Management | For | For |
1.11 | Elect Director John I. Von Lehman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Shareholder | Against | Abstain |
AMERICAN INTERNATIONAL GROUP, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: AIG SECURITY ID: 026874784 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert H. Benmosche | Management | For | For |
1b | Elect Director W. Don Cornwell | Management | For | For |
1c | Elect Director John H. Fitzpatrick | Management | For | For |
1d | Elect Director William G. Jurgensen | Management | For | For |
1e | Elect Director Christopher S. Lynch | Management | For | For |
1f | Elect Director Arthur C. Martinez | Management | For | For |
1g | Elect Director George L. Miles, Jr. | Management | For | For |
1h | Elect Director Henry S. Miller | Management | For | For |
1i | Elect Director Robert S. Miller | Management | For | For |
1j | Elect Director Suzanne Nora Johnson | Management | For | For |
1k | Elect Director Ronald A. Rittenmeyer | Management | For | For |
1l | Elect Director Douglas M. Steenland | Management | For | For |
1m | Elect Director Theresa M. Stone | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Auditors | Management | For | For |
6 | Limit Total Number of Boards on Which Company Directors May Serve | Shareholder | Against | Against |
AMERICAN WATER WORKS COMPANY, INC. MEETING DATE: MAY 13, 2013 | ||||
TICKER: AWK SECURITY ID: 030420103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen P. Adik | Management | For | For |
1b | Elect Director Martha Clark Goss | Management | For | For |
1c | Elect Director Julie A. Dobson | Management | For | For |
1d | Elect Director Paul J. Evanson | Management | For | For |
1e | Elect Director Richard R. Grigg | Management | For | For |
1f | Elect Director Julia L. Johnson | Management | For | For |
1g | Elect Director George MacKenzie | Management | For | For |
1h | Elect Director William J. Marrazzo | Management | For | For |
1i | Elect Director Jeffry E. Sterba | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James M. Cracchiolo | Management | For | For |
1b | Elect Director Lon R. Greenberg | Management | For | For |
1c | Elect Director Warren D. Knowlton | Management | For | For |
1d | Elect Director W. Walker Lewis | Management | For | For |
1e | Elect Director Siri S. Marshall | Management | For | For |
1f | Elect Director Jeffery Noddle | Management | For | For |
1g | Elect Director H. Jay Sarles | Management | For | For |
1h | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
1i | Elect Director William H. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AMERISOURCEBERGEN CORPORATION MEETING DATE: FEB 28, 2013 | ||||
TICKER: ABC SECURITY ID: 03073E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven H. Collis | Management | For | For |
1.2 | Elect Director Douglas R. Conant | Management | For | For |
1.3 | Elect Director Richard W. Gochnauer | Management | For | For |
1.4 | Elect Director Richard C. Gozon | Management | For | For |
1.5 | Elect Director Edward E. Hagenlocker | Management | For | For |
1.6 | Elect Director Kathleen W. Hyle | Management | For | For |
1.7 | Elect Director Michael J. Long | Management | For | For |
1.8 | Elect Director Henry W. McGee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMETEK, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruby R. Chandy | Management | For | For |
1.2 | Elect Director Charles D. Klein | Management | For | For |
1.3 | Elect Director Steven W. Kohlhagen | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMPHENOL CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: APH SECURITY ID: 032095101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Clark | Management | For | For |
1.2 | Elect Director David P. Falck | Management | For | For |
1.3 | Elect Director Edward G. Jepsen | Management | For | For |
1.4 | Elect Director Andrew E. Lietz | Management | For | For |
1.5 | Elect Director Martin H. Loeffler | Management | For | For |
1.6 | Elect Director John R. Lord | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | For |
APOLLO RESIDENTIAL MORTGAGE, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: AMTG SECURITY ID: 03763V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Becker | Management | For | For |
1.2 | Elect Director Mark C. Biderman | Management | For | For |
1.3 | Elect Director Frederick N. Khedouri | Management | For | For |
1.4 | Elect Director Justin Stevens | Management | For | For |
1.5 | Elect Director Hope S. Taitz | Management | For | For |
1.6 | Elect Director Frederick J. Kleisner | Management | For | For |
1.7 | Elect Director Thomas D. Christopoul | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARCH CAPITAL GROUP LTD. MEETING DATE: MAY 09, 2013 | ||||
TICKER: ACGL SECURITY ID: G0450A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John L. Bunce, Jr. | Management | For | For |
1b | Elect Director Yiorgos Lillikas | Management | For | For |
1c | Elect Director Deanna M. Mulligan | Management | For | For |
2a | Elect Director Anthony Asquith as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2b | Elect Director Edgardo Balois as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2c | Elect Director Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2d | Elect Director Peter Calleo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2e | Elect Director Paul Cole as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2f | Elect Director Michael Constantinides as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2g | Elect Director Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2h | Elect Director William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2i | Elect Director Nick Denniston as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2j | Elect Director Michael Feetham as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2k | Elect Director Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2l | Elect Director Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2m | Elect Director Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2n | Elect Director Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2o | Elect Director Jerome Halgan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2p | Elect Director David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2q | Elect Director W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2r | Elect Director Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2s | Elect Director Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2t | Elect Director Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2u | Elect Director Lin Li-Williams as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2v | Elect Director Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2w | Elect Director Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2x | Elect Director Robert McDowell as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2y | Elect Director David H. McElroy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2z | Elect Director Rommel Mercado as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aa | Elect Director David J. Mulholland as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ab | Elect Director Michael R. Murphy as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ac | Elect Director Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ad | Elect Director Mark Nolan as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ae | Elect Director Marita Oliver as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2af | Elect Director Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ag | Elect Director Elisabeth Quinn as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ah | Elect Director Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ai | Elect Director John F. Rathgeber as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aj | Elect Director Andrew Rippert as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ak | Elect Director Carla Santamaria-Sena as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2al | Elect Director Arthur Scace as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2am | Elect Director Scott Schenker as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2an | Elect Director Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ao | Elect Director Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ap | Elect Director Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2aq | Elect Director Iwan Van Munster as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2ar | Elect Director Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2as | Elect Director James R. Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
2at | Elect Director Gerald Wolfe as Designated Company Director of Non-U.S. Subsidiaries | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ARTHUR J. GALLAGHER & CO. MEETING DATE: MAY 15, 2013 | ||||
TICKER: AJG SECURITY ID: 363576109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William L. Bax | Management | For | For |
1b | Elect Director Frank E. English, Jr. | Management | For | For |
1c | Elect Director J. Patrick Gallagher, Jr. | Management | For | For |
1d | Elect Director Elbert O. Hand | Management | For | For |
1e | Elect Director David S. Johnson | Management | For | For |
1f | Elect Director Kay W. McCurdy | Management | For | For |
1g | Elect Director Norman L. Rosenthal | Management | For | For |
1h | Elect Director James R. Wimmer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AUTOZONE, INC. MEETING DATE: DEC 12, 2012 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sue E. Gove | Management | For | For |
1.2 | Elect Director Earl G. Graves, Jr. | Management | For | For |
1.3 | Elect Director Enderson Guimaraes | Management | For | For |
1.4 | Elect Director J. R. Hyde, III | Management | For | For |
1.5 | Elect Director W. Andrew McKenna | Management | For | For |
1.6 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
1.7 | Elect Director Luis P. Nieto | Management | For | For |
1.8 | Elect Director William C. Rhodes, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: APR 10, 2013 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hock E. Tan | Management | For | For |
1b | Elect Director John T. Dickson | Management | For | For |
1c | Elect Director James V. Diller | Management | For | For |
1d | Elect Director Kenneth Y. Hao | Management | For | For |
1e | Elect Director John Min-Chih Hsuan | Management | For | Against |
1f | Elect Director Justine F. Lien | Management | For | For |
1g | Elect Director Donald Macleod | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Issuance of Shares without Preemptive Rights | Management | For | For |
4 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
AVERY DENNISON CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: AVY SECURITY ID: 053611109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bradley A. Alford | Management | For | For |
1.2 | Elect Director Anthony K. Anderson | Management | For | For |
1.3 | Elect Director Rolf L. Borjesson | Management | For | For |
1.4 | Elect Director John T. Cardis | Management | For | For |
1.5 | Elect Director David E. I. Pyott | Management | For | For |
1.6 | Elect Director Dean A. Scarborough | Management | For | For |
1.7 | Elect Director Patrick T. Siewert | Management | For | For |
1.8 | Elect Director Julia A. Stewart | Management | For | For |
1.9 | Elect Director Martha N. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AVNET, INC. MEETING DATE: NOV 02, 2012 | ||||
TICKER: AVT SECURITY ID: 053807103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Veronica Biggins | Management | For | For |
1.2 | Elect Director Michael A. Bradley | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director Richard Hamada | Management | For | For |
1.5 | Elect Director James A. Lawrence | Management | For | For |
1.6 | Elect Director Frank R. Noonan | Management | For | For |
1.7 | Elect Director Ray M. Robinson | Management | For | For |
1.8 | Elect Director William H. Schumann III | Management | For | For |
1.9 | Elect Director William P. Sullivan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AVON PRODUCTS, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: AVP SECURITY ID: 054303102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas R. Conant | Management | For | For |
1.2 | Elect Director W. Don Cornwell | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Fred Hassan | Management | For | For |
1.5 | Elect Director Maria Elena Lagomasino | Management | For | For |
1.6 | Elect Director Sheri S. McCoy | Management | For | For |
1.7 | Elect Director Ann S. Moore | Management | For | For |
1.8 | Elect Director Charles H. Noski | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Paula Stern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Report on Safer Substitutes for Product Ingredients | Shareholder | Against | Abstain |
AXIS CAPITAL HOLDINGS LIMITED MEETING DATE: MAY 03, 2013 | ||||
TICKER: AXS SECURITY ID: G0692U109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Geoffrey Bell as Director | Management | For | For |
1.2 | Elect Albert A. Benchimol as Director | Management | For | For |
1.3 | Elect Christopher V. Greetham as Director | Management | For | For |
1.4 | Elect Maurice A. Keane as Director | Management | For | For |
1.5 | Elect Henry B. Smith as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Deloitte & Touche Ltd as Auditors | Management | For | For |
BANKUNITED, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: BKU SECURITY ID: 06652K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Bohlsen | Management | For | For |
1.2 | Elect Director Chinh E. Chu | Management | For | For |
1.3 | Elect Director Sue M. Cobb | Management | For | For |
1.4 | Elect Director Eugene F. DeMark | Management | For | For |
1.5 | Elect Director Michael J. Dowling | Management | For | For |
1.6 | Elect Director John A. Kanas | Management | For | For |
1.7 | Elect Director Thomas M. O'Brien | Management | For | For |
1.8 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.9 | Elect Director P. Olivier Sarkozy | Management | For | For |
1.10 | Elect Director Lance N. West | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
BEMIS COMPANY, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: BMS SECURITY ID: 081437105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Haffner | Management | For | For |
1.2 | Elect Director Holly A. Van Deursen | Management | For | For |
1.3 | Elect Director David T. Szczupak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Caroline D. Dorsa | Management | For | For |
1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
1.3 | Elect Director George A. Scangos | Management | For | For |
1.4 | Elect Director Lynn Schenk | Management | For | For |
1.5 | Elect Director Alexander J. Denner | Management | For | For |
1.6 | Elect Director Nancy L. Leaming | Management | For | For |
1.7 | Elect Director Richard C. Mulligan | Management | For | For |
1.8 | Elect Director Robert W. Pangia | Management | For | For |
1.9 | Elect Director Brian S. Posner | Management | For | For |
1.10 | Elect Director Eric K. Rowinsky | Management | For | For |
1.11 | Elect Director Stephen A. Sherwin | Management | For | For |
1.12 | Elect Director William D. Young | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Stock Retention/Holding Period | Shareholder | Against | Against |
BMC SOFTWARE, INC. MEETING DATE: JUL 25, 2012 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director John M. Dillon | Management | For | For |
5 | Elect Director Meldon K. Gafner | Management | For | For |
6 | Elect Director Mark J. Hawkins | Management | For | For |
7 | Elect Director Stephan A. James | Management | For | For |
8 | Elect Director P. Thomas Jenkins | Management | For | For |
9 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
10 | Elect Director Kathleen A. O'Neil | Management | For | For |
11 | Elect Director Carl James Schaper | Management | For | For |
12 | Elect Director Tom C. Tinsley | Management | For | For |
13 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1.1 | Elect Director Carl James Schaper | Shareholder | Do Not Vote | Did Not Vote |
1.2 | Elect Director Thomas E. Hogan | Shareholder | Do Not Vote | Did Not Vote |
1.3 | Elect Director John M. Dillon | Shareholder | Do Not Vote | Did Not Vote |
1.4 | Elect Director Andreas W. Mattes | Shareholder | Do Not Vote | Did Not Vote |
1.5 | Management Nominee - Robert E. Beauchamp | Shareholder | Do Not Vote | Did Not Vote |
1.6 | Management Nominee - Gary L. Bloom | Shareholder | Do Not Vote | Did Not Vote |
1.7 | Management Nominee - Mark J. Hawkins | Shareholder | Do Not Vote | Did Not Vote |
1.8 | Management Nominee - Stephan A. James | Shareholder | Do Not Vote | Did Not Vote |
1.9 | Management Nominee - P. Thomas Jenkins | Shareholder | Do Not Vote | Did Not Vote |
1.10 | Management Nominee - Louis J. Lavigne, Jr. | Shareholder | Do Not Vote | Did Not Vote |
2 | Approve Qualified Employee Stock Purchase Plan | Management | Do Not Vote | Did Not Vote |
3 | Ratify Auditors | Management | Do Not Vote | Did Not Vote |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Do Not Vote | Did Not Vote |
5 | Repeal Any Bylaws Amendments Adopted after November 10, 2010 | Shareholder | Do Not Vote | Did Not Vote |
BORGWARNER INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: BWA SECURITY ID: 099724106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jere A. Drummond | Management | For | For |
2 | Elect Director John R. McKernan, Jr. | Management | For | For |
3 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
4 | Elect Director James R. Verrier | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | For | For |
BOSTON SCIENTIFIC CORPORATION MEETING DATE: MAY 07, 2013 | ||||
TICKER: BSX SECURITY ID: 101137107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Katharine T. Bartlett | Management | For | For |
1b | Elect Director Bruce L. Byrnes | Management | For | For |
1c | Elect Director Nelda J. Connors | Management | For | For |
1d | Elect Director Kristina M. Johnson | Management | For | For |
1e | Elect Director Michael F. Mahoney | Management | For | For |
1f | Elect Director Ernest Mario | Management | For | For |
1g | Elect Director N.J. Nicholas, Jr. | Management | For | For |
1h | Elect Director Pete M. Nicholas | Management | For | For |
1i | Elect Director Uwe E. Reinhardt | Management | For | For |
1j | Elect Director John E. Sununu | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROCADE COMMUNICATIONS SYSTEMS, INC. MEETING DATE: APR 11, 2013 | ||||
TICKER: BRCD SECURITY ID: 111621306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Bruner | Management | For | For |
1.2 | Elect Director Lloyd A. Carney | Management | For | For |
1.3 | Elect Director Renato DiPentima | Management | For | For |
1.4 | Elect Director Alan Earhart | Management | For | For |
1.5 | Elect Director John W. Gerdelman | Management | For | For |
1.6 | Elect Director David L. House | Management | For | For |
1.7 | Elect Director Glenn C. Jones | Management | For | For |
1.8 | Elect Director L. William Krause | Management | For | For |
1.9 | Elect Director Sanjay Vaswani | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
CA, INC. MEETING DATE: AUG 01, 2012 | ||||
TICKER: CA SECURITY ID: 12673P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jens Alder | Management | For | For |
2 | Elect Director Raymond J. Bromark | Management | For | For |
3 | Elect Director Gary J. Fernandes | Management | For | For |
4 | Elect Director Rohit Kapoor | Management | For | For |
5 | Elect Director Kay Koplovitz | Management | For | For |
6 | Elect Director Christopher B. Lofgren | Management | For | For |
7 | Elect Director William E. McCracken | Management | For | For |
8 | Elect Director Richard Sulpizio | Management | For | For |
9 | Elect Director Laura S. Unger | Management | For | For |
10 | Elect Director Arthur F. Weinbach | Management | For | For |
11 | Elect Director Renato (Ron) Zambonini | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Outside Director Stock Awards in Lieu of Cash | Management | For | For |
CABOT CORPORATION MEETING DATE: MAR 07, 2013 | ||||
TICKER: CBT SECURITY ID: 127055101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Clarkeson | Management | For | For |
1.2 | Elect Director Roderick C.G. MacLeod | Management | For | For |
1.3 | Elect Director Sue H. Rataj | Management | For | For |
1.4 | Elect Director Ronaldo H. Schmitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CAMDEN PROPERTY TRUST MEETING DATE: MAY 10, 2013 | ||||
TICKER: CPT SECURITY ID: 133131102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Campo | Management | For | For |
1.2 | Elect Director Scott S. Ingraham | Management | For | For |
1.3 | Elect Director Lewis A. Levey | Management | For | For |
1.4 | Elect Director William B. McGuire, Jr. | Management | For | For |
1.5 | Elect Director William F. Paulsen | Management | For | For |
1.6 | Elect Director D. Keith Oden | Management | For | For |
1.7 | Elect Director F. Gardner Parker | Management | For | For |
1.8 | Elect Director Frances Aldrich Sevilla-Sacasa | Management | For | For |
1.9 | Elect Director Steven A. Webster | Management | For | For |
1.10 | Elect Director Kelvin R. Westbrook | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAMPBELL SOUP COMPANY MEETING DATE: NOV 14, 2012 | ||||
TICKER: CPB SECURITY ID: 134429109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edmund M. Carpenter | Management | For | For |
1.2 | Elect Director Paul R. Charron | Management | For | For |
1.3 | Elect Director Bennett Dorrance | Management | For | For |
1.4 | Elect Director Lawrence C. Karlson | Management | For | For |
1.5 | Elect Director Randall W. Larrimore | Management | For | For |
1.6 | Elect Director Mary Alice Dorrance Malone | Management | For | For |
1.7 | Elect Director Sara Mathew | Management | For | For |
1.8 | Elect Director Denise M. Morrison | Management | For | For |
1.9 | Elect Director Charles R. Perrin | Management | For | For |
1.10 | Elect Director A. Barry Rand | Management | For | For |
1.11 | Elect Director Nick Shreiber | Management | For | For |
1.12 | Elect Director Tracey T. Travis | Management | For | For |
1.13 | Elect Director Archbold D. van Beuren | Management | For | For |
1.14 | Elect Director Les C. Vinney | Management | For | For |
1.15 | Elect Director Charlotte C. Weber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAPITALSOURCE INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: CSE SECURITY ID: 14055X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew B. Fremder | Management | For | For |
1.2 | Elect Director C. William Hosler | Management | For | For |
1.3 | Elect Director James J. Pieczynski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CAREFUSION CORPORATION MEETING DATE: APR 15, 2013 | ||||
TICKER: CFN SECURITY ID: 14170T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Philip L. Francis | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Gregory T. Lucier | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
CENTERPOINT ENERGY, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: CNP SECURITY ID: 15189T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Milton Carroll | Management | For | For |
1b | Elect Director Michael P. Johnson | Management | For | For |
1c | Elect Director Janiece M. Longoria | Management | For | For |
1d | Elect Director David M. McClanahan | Management | For | For |
1e | Elect Director Susan O. Rheney | Management | For | For |
1f | Elect Director R. A. Walker | Management | For | For |
1g | Elect Director Peter S. Wareing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2a | Elect Director Robert C. Arzbaecher | Management | For | For |
2b | Elect Director Stephen J. Hagge | Management | For | For |
2c | Elect Director Edward A. Schmitt | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
6 | Adopt Policy and Report on Board Diversity | Shareholder | Against | Abstain |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Report on Sustainability | Shareholder | Against | Abstain |
CHARLES RIVER LABORATORIES INTERNATIONAL, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: CRL SECURITY ID: 159864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James C. Foster | Management | For | For |
1.2 | Elect Director Robert J. Bertolini | Management | For | For |
1.3 | Elect Director Stephen D. Chubb | Management | For | For |
1.4 | Elect Director Deborah T. Kochevar | Management | For | For |
1.5 | Elect Director George E. Massaro | Management | For | For |
1.6 | Elect Director George M. Milne, Jr. | Management | For | For |
1.7 | Elect Director C. Richard Reese | Management | For | For |
1.8 | Elect Director Richard F. Wallman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
5 | Report on Animal Welfare Act Violations | Shareholder | Against | Abstain |
CHICAGO BRIDGE & IRON COMPANY N.V. MEETING DATE: MAY 08, 2013 | ||||
TICKER: CBI SECURITY ID: 167250109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Deborah M. Fretz as Director | Management | For | For |
1b | Elect Michael L. Underwood as Director | Management | For | For |
2 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
3 | Approve Financial Statements, Discuss Statutory Reports, and Approve Publication of Information in English | Management | For | For |
4 | Approve Financial Statements, Allocation of Income and Dividends of 0.20 per Share, and Discharge Directors | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Grant Board Authority to Issue Shares | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
CHICAGO BRIDGE & IRON COMPANY NV MEETING DATE: DEC 18, 2012 | ||||
TICKER: CBI SECURITY ID: 167250109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement between The Shaw Group Inc. and Crystal Acquisition Subsidiary Inc. | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
CHURCH & DWIGHT CO., INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: CHD SECURITY ID: 171340102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bradley C. Irwin | Management | For | For |
1b | Elect Director Penry W. Price | Management | For | For |
1c | Elect Director Arthur B. Winkleblack | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CIGNA CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: CI SECURITY ID: 125509109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David M. Cordani | Management | For | For |
1.2 | Elect Director Isaiah Harris, Jr. | Management | For | For |
1.3 | Elect Director Jane E. Henney | Management | For | For |
1.4 | Elect Director Donna F. Zarcone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
CINEMARK HOLDINGS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CNK SECURITY ID: 17243V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin D. Chereskin | Management | For | For |
1.2 | Elect Director Lee Roy Mitchell | Management | For | For |
1.3 | Elect Director Raymond W. Syufy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
CIT GROUP INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: CIT SECURITY ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John A. Thain | Management | For | For |
1b | Elect Director Michael J. Embler | Management | For | For |
1c | Elect Director William M. Freeman | Management | For | For |
1d | Elect Director David M. Moffett | Management | For | For |
1e | Elect Director R. Brad Oates | Management | For | For |
1f | Elect Director Marianne Miller Parrs | Management | For | For |
1g | Elect Director Gerald Rosenfeld | Management | For | For |
1h | Elect Director John R. Ryan | Management | For | For |
1i | Elect Director Seymour Sternberg | Management | For | For |
1j | Elect Director Peter J. Tobin | Management | For | For |
1k | Elect Director Laura S. Unger | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CLECO CORPORATION MEETING DATE: APR 26, 2013 | ||||
TICKER: CNL SECURITY ID: 12561W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Logan W. Kruger | Management | For | For |
1.2 | ElectDirector Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws to Eliminate Cumulative Voting and Declassify the Board | Management | For | For |
5 | Eliminate Cumulative Voting | Management | For | For |
6 | Report on Sustainability | Shareholder | Against | Abstain |
CMS ENERGY CORPORATION MEETING DATE: MAY 17, 2013 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jon E. Barfield | Management | For | For |
1.2 | Elect Director Stephen E. Ewing | Management | For | For |
1.3 | Elect Director Richard M. Gabrys | Management | For | For |
1.4 | Elect Director William D. Harvey | Management | For | For |
1.5 | Elect Director David W. Joos | Management | For | For |
1.6 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1.7 | Elect Director Michael T. Monahan | Management | For | For |
1.8 | Elect Director John G. Russell | Management | For | For |
1.9 | Elect Director Kenneth L. Way | Management | For | For |
1.10 | Elect Director Laura H. Wright | Management | For | For |
1.11 | Elect Director John B. Yasinsky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CNA FINANCIAL CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: CNA SECURITY ID: 126117100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul J. Liska | Management | For | For |
1.2 | Elect Director Jose O. Montemayor | Management | For | For |
1.3 | Elect Director Thomas F. Motamed | Management | For | Withhold |
1.4 | Elect Director Don M. Randel | Management | For | For |
1.5 | Elect Director Joseph Rosenberg | Management | For | Withhold |
1.6 | Elect Director Andrew H. Tisch | Management | For | Withhold |
1.7 | Elect Director James S. Tisch | Management | For | Withhold |
1.8 | Elect Director Marvin Zonis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CNH GLOBAL NV MEETING DATE: DEC 17, 2012 | ||||
TICKER: NHL SECURITY ID: N20935206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Amend Articles Re: Merger Agreement Fiat Industrial S.p.A., and CNH Global | Management | For | Did Not Vote |
3 | Approve Granting of Extraordinary Dividend of USD10 per CNH Global Share Re: Merger Agreement Fiat Industrial S.p.A., and CNH Global | Management | For | Did Not Vote |
4 | Approve Allocation of Part of the Reserves to Special Separate Reserves | Management | For | Did Not Vote |
5 | Approve Remuneration of Special Committee | Management | For | Did Not Vote |
6 | Allow Questions | Management | None | None |
7 | Close Meeting | Management | None | None |
COACH, INC. MEETING DATE: NOV 07, 2012 | ||||
TICKER: COH SECURITY ID: 189754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lew Frankfort | Management | For | For |
1.2 | Elect Director Susan Kropf | Management | For | For |
1.3 | Elect Director Gary Loveman | Management | For | For |
1.4 | Elect Director Ivan Menezes | Management | For | For |
1.5 | Elect Director Irene Miller | Management | For | For |
1.6 | Elect Director Michael Murphy | Management | For | For |
1.7 | Elect Director Stephanie Tilenius | Management | For | For |
1.8 | Elect Director Jide Zeitlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COCA-COLA ENTERPRISES, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: CCE SECURITY ID: 19122T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jan Bennink | Management | For | For |
1.2 | Elect Director John F. Brock | Management | For | For |
1.3 | Elect Director Calvin Darden | Management | For | For |
1.4 | Elect Director L. Phillip Humann | Management | For | For |
1.5 | Elect Director Orrin H. Ingram, II | Management | For | For |
1.6 | Elect Director Thomas H. Johnson | Management | For | For |
1.7 | Elect Director Suzanne B. Labarge | Management | For | For |
1.8 | Elect Director Veronique Morali | Management | For | For |
1.9 | Elect Director Andrea L. Saia | Management | For | For |
1.10 | Elect Director Garry Watts | Management | For | For |
1.11 | Elect Director Curtis R. Welling | Management | For | For |
1.12 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COMPUTER SCIENCES CORPORATION MEETING DATE: AUG 07, 2012 | ||||
TICKER: CSC SECURITY ID: 205363104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Irving W. Bailey, II | Management | For | For |
2 | Elect Director David J. Barram | Management | For | For |
3 | Elect Director Stephen L. Baum | Management | For | For |
4 | Elect Director Erik Brynjolfsson | Management | For | For |
5 | Elect Director Rodney F. Chase | Management | For | For |
6 | Elect Director Judith R. Haberkorn | Management | For | For |
7 | Elect Director J. Michael Lawrie | Management | For | For |
8 | Elect Director Chong Sup Park | Management | For | For |
9 | Elect Director Lawrence A. Zimmerman | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
CONAGRA FOODS, INC. MEETING DATE: SEP 21, 2012 | ||||
TICKER: CAG SECURITY ID: 205887102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mogens C. Bay | Management | For | For |
1.2 | Elect Director Stephen G. Butler | Management | For | For |
1.3 | Elect Director Steven F. Goldstone | Management | For | For |
1.4 | Elect Director Joie A. Gregor | Management | For | For |
1.5 | Elect Director Rajive Johri | Management | For | For |
1.6 | Elect Director W.G. Jurgensen | Management | For | For |
1.7 | Elect Director Richard H. Lenny | Management | For | For |
1.8 | Elect Director Ruth Ann Marshall | Management | For | For |
1.9 | Elect Director Gary M. Rodkin | Management | For | For |
1.10 | Elect Director Andrew J. Schindler | Management | For | For |
1.11 | Elect Director Kenneth E. Stinson | Management | For | For |
2 | Ratification Of The Appointment Of Independent Auditor | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORRECTIONS CORPORATION OF AMERICA MEETING DATE: MAY 16, 2013 | ||||
TICKER: CXW SECURITY ID: 22025Y407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John D. Ferguson | Management | For | For |
1b | Elect Director Damon T. Hininger | Management | For | For |
1c | Elect Director Donna M. Alvarado | Management | For | For |
1d | Elect Director William F. Andrews | Management | For | For |
1e | Elect Director John D. Correnti | Management | For | For |
1f | Elect Director Dennis W. DeConcini | Management | For | For |
1g | Elect Director Robert J. Dennis | Management | For | For |
1h | Elect Director John R. Horne | Management | For | For |
1i | Elect Director C. Michael Jacobi | Management | For | For |
1j | Elect Director Anne L. Mariucci | Management | For | For |
1k | Elect Director Thurgood Marshall, Jr. | Management | For | For |
1l | Elect Director Charles L. Overby | Management | For | For |
1m | Elect Director John R. Prann, Jr. | Management | For | For |
1n | Elect Director Joseph V. Russell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Securities Transfer Restrictions | Management | For | For |
COVENTRY HEALTH CARE, INC. MEETING DATE: NOV 21, 2012 | ||||
TICKER: CVH SECURITY ID: 222862104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
CRANE CO. MEETING DATE: APR 22, 2013 | ||||
TICKER: CR SECURITY ID: 224399105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard S. Forte | Management | For | For |
1.2 | Elect Director Ellen McClain Haime | Management | For | For |
1.3 | Elect Director Ronald C. Lindsay | Management | For | For |
1.4 | Elect Director Jennifer M. Pollino | Management | For | For |
1.5 | Elect Director James L.L. Tullis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
CVR ENERGY, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bob G. Alexander | Management | For | For |
1.2 | Elect Director SungHwan Cho | Management | For | Withhold |
1.3 | Elect Director Carl C. Icahn | Management | For | Withhold |
1.4 | Elect Director Vincent J. Intrieri | Management | For | Withhold |
1.5 | Elect Director John J. Lipinski | Management | For | Withhold |
1.6 | Elect Director Samuel Merksamer | Management | For | Withhold |
1.7 | Elect Director Stephen Mongillo | Management | For | For |
1.8 | Elect Director Daniel A. Ninivaggi | Management | For | Withhold |
1.9 | Elect Director James M. Strock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANA HOLDING CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: DAN SECURITY ID: 235825205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia A. Kamsky | Management | For | For |
1.2 | Elect Director Terrence J. Keating | Management | For | For |
1.3 | Elect Director Joseph C. Muscari | Management | For | For |
1.4 | Elect Director Steven B. Schwarzwaelder | Management | For | For |
1.5 | Elect Director Richard F. Wallman | Management | For | For |
1.6 | Elect Director Keith E. Wandell | Management | For | For |
1.7 | Elect Director Roger J. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
DELEK US HOLDINGS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: DK SECURITY ID: 246647101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
1.2 | Elect Director Asaf Bartfeld | Management | For | Withhold |
1.3 | Elect Director Carlos E. Jorda | Management | For | Withhold |
1.4 | Elect Director Gabriel Last | Management | For | For |
1.5 | Elect Director Charles H. Leonard | Management | For | Withhold |
1.6 | Elect Director Philip L. Maslowe | Management | For | For |
1.7 | Elect Director Shlomo Zohar | Management | For | Withhold |
2 | Approve Amendment to the Company's Amended and Restated Certificate of Incorporation to Provide Stockholder Actions May Only be Taken at Annual or Special Meetings of Stockholders | Management | For | Against |
3 | Adopt Supermajority Vote Requirement for Removal of Directors | Management | For | Against |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
5 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
6 | Adopt Supermajority Vote Requirement for Amendments to Certificate of Incorporation | Management | For | Against |
7 | Approve the Proposed Second Amended and Restated Certificate of Incorporation of the Company, which will Integrate the Amendments Above, if Adopted, into the Company's Amended and Restated Certificate of Incorporation | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
DELPHI AUTOMOTIVE PLC MEETING DATE: APR 25, 2013 | ||||
TICKER: DLPH SECURITY ID: G27823106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Reelect Gary L. Cowger as a Director | Management | For | For |
1.2 | Reelect Nicholas M. Donofrio as a Director | Management | For | For |
1.3 | Reelect Mark P. Frissora as a Director | Management | For | For |
1.4 | Reelect Rajiv L. Gupta as a Director | Management | For | For |
1.5 | Reelect John A. Krol as a Director | Management | For | For |
1.6 | Reelect J. Randall MacDonald as a Director | Management | For | For |
1.7 | Reelect Sean O. Mahoney as a Director | Management | For | For |
1.8 | Reelect Rodney O'Neal as a Director | Management | For | For |
1.9 | Reelect Thomas W. Sidlik as a Director | Management | For | For |
1.10 | Reelect Bernd Wiedemann as a Director | Management | For | For |
1.11 | Reelect Lawrence A. Zimmerman as a Director | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DELTA AIR LINES, INC. MEETING DATE: JUN 27, 2013 | ||||
TICKER: DAL SECURITY ID: 247361702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard H. Anderson | Management | For | For |
1b | Elect Director Edward H. Bastian | Management | For | For |
1c | Elect Director Roy J. Bostock | Management | For | For |
1d | Elect Director John S. Brinzo | Management | For | For |
1e | Elect Director Daniel A. Carp | Management | For | For |
1f | Elect Director David G. DeWalt | Management | For | For |
1g | Elect Director William H. Easter, III | Management | For | For |
1h | Elect Director Mickey P. Foret | Management | For | For |
1i | Elect Director Shirley C. Franklin | Management | For | For |
1j | Elect Director David R. Goode | Management | For | For |
1k | Elect Director George N. Mattson | Management | For | For |
1l | Elect Director Paula Rosput Reynolds | Management | For | For |
1m | Elect Director Kenneth C. Rogers | Management | For | For |
1n | Elect Director Kenneth B. Woodrow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James S. Tisch | Management | For | Against |
1.2 | Elect Director Lawrence R. Dickerson | Management | For | Against |
1.3 | Elect Director John R. Bolton | Management | For | For |
1.4 | Elect Director Charles L. Fabrikant | Management | For | For |
1.5 | Elect Director Paul G. Gaffney, II | Management | For | For |
1.6 | Elect Director Edward Grebow | Management | For | For |
1.7 | Elect Director Herbert C. Hofmann | Management | For | Against |
1.8 | Elect Director Clifford M. Sobel | Management | For | For |
1.9 | Elect Director Andrew H. Tisch | Management | For | Against |
1.10 | Elect Director Raymond S. Troubh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 17, 2013 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Aronin | Management | For | For |
1.2 | Elect Director Mary K. Bush | Management | For | For |
1.3 | Elect Director Gregory C. Case | Management | For | For |
1.4 | Elect Director Cynthia A. Glassman | Management | For | For |
1.5 | Elect Director Richard H. Lenny | Management | For | For |
1.6 | Elect Director Thomas G. Maheras | Management | For | For |
1.7 | Elect Director Michael H. Moskow | Management | For | For |
1.8 | Elect Director David W. Nelms | Management | For | For |
1.9 | Elect Director E. Follin Smith | Management | For | For |
1.10 | Elect Director Mark A. Thierer | Management | For | For |
1.11 | Elect Director Lawrence A. Weinbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DISH NETWORK CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: DISH SECURITY ID: 25470M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Clayton | Management | For | Withhold |
1.2 | Elect Director James DeFranco | Management | For | Withhold |
1.3 | Elect Director Cantey M. Ergen | Management | For | Withhold |
1.4 | Elect Director Charles W. Ergen | Management | For | Withhold |
1.5 | Elect Director Steven R. Goodbarn | Management | For | For |
1.6 | Elect Director Gary S. Howard | Management | For | For |
1.7 | Elect Director David K. Moskowitz | Management | For | Withhold |
1.8 | Elect Director Tom A. Ortolf | Management | For | For |
1.9 | Elect Director Carl E. Vogel | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
DOVER CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: DOV SECURITY ID: 260003108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David H. Benson | Management | For | For |
1b | Elect Director Robert W. Cremin | Management | For | For |
1c | Elect Director Jean-Pierre M. Ergas | Management | For | For |
1d | Elect Director Peter T. Francis | Management | For | For |
1e | Elect Director Kristiane C. Graham | Management | For | For |
1f | Elect Director M.F. Johnston | Management | For | For |
1g | Elect Director Robert A. Livingston | Management | For | For |
1h | Elect Director Richard K. Lochridge | Management | For | For |
1i | Elect Director Bernard G. Rethore | Management | For | For |
1j | Elect Director Michael B. Stubbs | Management | For | For |
1k | Elect Director Stephen M. Todd | Management | For | For |
1l | Elect Director Stephen K. Wagner | Management | For | For |
1m | Elect Director Mary A. Winston | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
DTE ENERGY COMPANY MEETING DATE: MAY 02, 2013 | ||||
TICKER: DTE SECURITY ID: 233331107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerard M. Anderson | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Charles G. McClure, Jr. | Management | For | For |
1.4 | Elect Director Gail J. McGovern | Management | For | For |
1.5 | Elect Director James B. Nicholson | Management | For | For |
1.6 | Elect Director Charles W. Pryor, Jr. | Management | For | For |
1.7 | Elect Director Ruth G. Shaw | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
EASTMAN CHEMICAL COMPANY MEETING DATE: MAY 02, 2013 | ||||
TICKER: EMN SECURITY ID: 277432100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary E. Anderson | Management | For | For |
1.2 | Elect Director Brett D. Begemann | Management | For | For |
1.3 | Elect Director Stephen R. Demeritt | Management | For | For |
1.4 | Elect Director Robert M. Hernandez | Management | For | For |
1.5 | Elect Director Julie F. Holder | Management | For | For |
1.6 | Elect Director Renee J. Hornbaker | Management | For | For |
1.7 | Elect Director Lewis M. Kling | Management | For | For |
1.8 | Elect Director David W. Raisbeck | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Provide Right to Act by Written Consent | Shareholder | Against | For |
EATON CORPORATION PLC MEETING DATE: APR 24, 2013 | ||||
TICKER: ETN SECURITY ID: G29183103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George S. Barrett | Management | For | For |
1b | Elect Director Todd M. Bluedorn | Management | For | For |
1c | Elect Director Christopher M. Connor | Management | For | For |
1d | Elect Director Michael J. Critelli | Management | For | For |
1e | Elect Director Alexander M. Cutler | Management | For | For |
1f | Elect Director Charles E. Golden | Management | For | For |
1g | Elect Director Linda A. Hill | Management | For | For |
1h | Elect Director Arthur E. Johnson | Management | For | For |
1i | Elect Director Ned C. Lautenbach | Management | For | For |
1j | Elect Director Deborah L. McCoy | Management | For | For |
1k | Elect Director Gregory R. Page | Management | For | For |
1l | Elect Director Gerald B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approval of Overseas Market Purchases of the Company Shares | Management | For | For |
7 | Approve the Price Range for the Reissuance of Shares | Management | For | For |
EDISON INTERNATIONAL MEETING DATE: APR 25, 2013 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jagjeet S. Bindra | Management | For | For |
1.2 | Elect Director Vanessa C.L. Chang | Management | For | For |
1.3 | Elect Director France A. Cordova | Management | For | For |
1.4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
1.5 | Elect Director Bradford M. Freeman | Management | For | For |
1.6 | Elect Director Luis G. Nogales | Management | For | For |
1.7 | Elect Director Ronald L. Olson | Management | For | For |
1.8 | Elect Director Richard T. Schlosberg, III | Management | For | For |
1.9 | Elect Director Thomas C. Sutton | Management | For | For |
1.10 | Elect Director Peter J. Taylor | Management | For | For |
1.11 | Elect Director Brett White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
ENTERGY CORPORATION MEETING DATE: MAY 03, 2013 | ||||
TICKER: ETR SECURITY ID: 29364G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Maureen Scannell Bateman | Management | For | For |
1b | Elect Director L.P. Denault | Management | For | For |
1c | Elect Director Gary W. Edwards | Management | For | For |
1d | Elect Director Alexis M. Herman | Management | For | For |
1e | Elect Director Donald C. Hintz | Management | For | For |
1f | Elect Director Stuart L. Levenick | Management | For | For |
1g | Elect Director Blanche L. Lincoln | Management | For | For |
1h | Elect Director Stewart C. Myers | Management | For | For |
1i | Elect Director W.J. Tauzin | Management | For | For |
1j | Elect Director Steven V. Wilkinson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Minimize Pool Storage of Spent Nuclear Fuel | Shareholder | Against | Abstain |
EQUIFAX INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James E. Copeland, Jr. | Management | For | For |
1b | Elect Director Robert D. Daleo | Management | For | For |
1c | Elect Director Walter W. Driver, Jr. | Management | For | For |
1d | Elect Director Mark L. Feidler | Management | For | For |
1e | Elect Director L. Phillip Humann | Management | For | For |
1f | Elect Director Siri S. Marshall | Management | For | For |
1g | Elect Director John A. McKinley | Management | For | For |
1h | Elect Director Richard F. Smith | Management | For | For |
1i | Elect Director Mark B. Templeton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EQUITY LIFESTYLE PROPERTIES, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: ELS SECURITY ID: 29472R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Philip Calian | Management | For | For |
1.2 | Elect Director David Contis | Management | For | For |
1.3 | Elect Director Thomas Dobrowski | Management | For | For |
1.4 | Elect Director Thomas Heneghan | Management | For | For |
1.5 | Elect Director Marguerite Nader | Management | For | For |
1.6 | Elect Director Sheli Rosenberg | Management | For | For |
1.7 | Elect Director Howard Walker | Management | For | For |
1.8 | Elect Director Gary Waterman | Management | For | For |
1.9 | Elect Director William Young | Management | For | For |
1.10 | Elect Director Samuel Zell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Communications | Shareholder | Against | Abstain |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dominic J. Addesso | Management | For | For |
1.2 | Elect Director John J. Amore | Management | For | Withhold |
1.3 | Elect Director John R. Dunne | Management | For | Withhold |
1.4 | Elect Director Joseph V. Taranto | Management | For | For |
1.5 | Elect Director John A. Weber | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EXELIS INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: XLS SECURITY ID: 30162A108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John J. Hamre | Management | For | For |
1b | Elect Director Patrick J. Moore | Management | For | For |
1c | Elect Director R. David Yost | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXPEDIA, INC. MEETING DATE: JUN 18, 2013 | ||||
TICKER: EXPE SECURITY ID: 30212P303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George (Skip) Battle | Management | For | For |
1.2 | Elect Director Pamela L. Coe | Management | For | Withhold |
1.3 | Elect Director Barry Diller | Management | For | Withhold |
1.4 | Elect Director Jonathan L. Dolgen | Management | For | Withhold |
1.5 | Elect Director Craig A. Jacobson | Management | For | Withhold |
1.6 | Elect Director Victor A. Kaufman | Management | For | Withhold |
1.7 | Elect Director Peter M. Kern | Management | For | Withhold |
1.8 | Elect Director Dara Khosrowshahi | Management | For | Withhold |
1.9 | Elect Director John C. Malone | Management | For | Withhold |
1.10 | Elect Director Jose A. Tazon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EXTRA SPACE STORAGE INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: EXR SECURITY ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Spencer F. Kirk | Management | For | For |
1.3 | Elect Director Anthony Fanticola | Management | For | For |
1.4 | Elect Director Hugh W. Horne | Management | For | For |
1.5 | Elect Director Joseph D. Margolis | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director K. Fred Skousen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. (Ron) Lane | Management | For | For |
1.2 | Elect Director Richard N. Massey | Management | For | For |
1.3 | Elect Director John D. Rood | Management | For | For |
1.4 | Elect Director Cary H. Thompson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Provide Right to Act by Written Consent | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephan A. James | Management | For | For |
1b | Elect Director Frank R. Martire | Management | For | For |
1c | Elect Director Gary A. Norcross | Management | For | For |
1d | Elect Director James B. Stallings, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
FIFTH THIRD BANCORP MEETING DATE: APR 16, 2013 | ||||
TICKER: FITB SECURITY ID: 316773100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Darryl F. Allen | Management | For | For |
1.2 | Elect Director B. Evan Bayh, III | Management | For | For |
1.3 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.4 | Elect Director Emerson L. Brumback | Management | For | For |
1.5 | Elect Director James P. Hackett | Management | For | For |
1.6 | Elect Director Gary R. Heminger | Management | For | For |
1.7 | Elect Director Jewell D. Hoover | Management | For | For |
1.8 | Elect Director William M. Isaac | Management | For | For |
1.9 | Elect Director Kevin T. Kabat | Management | For | For |
1.10 | Elect Director Mitchel D. Livingston | Management | For | For |
1.11 | Elect Director Michael B. McCallister | Management | For | For |
1.12 | Elect Director Hendrik G. Meijer | Management | For | For |
1.13 | Elect Director John J. Schiff, Jr. | Management | For | For |
1.14 | Elect Director Marsha C. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
FISERV, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher M. Flink | Management | For | For |
1.2 | Elect Director Dennis F. Lynch | Management | For | For |
1.3 | Elect Director Kim M. Robak | Management | For | For |
1.4 | Elect Director Doyle R. Simons | Management | For | For |
1.5 | Elect Director Thomas C. Wertheimer | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
FOOT LOCKER, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: FL SECURITY ID: 344849104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ken C. Hicks | Management | For | For |
1.2 | Elect Director Guillermo G. Marmol | Management | For | For |
1.3 | Elect Director Dona D. Young | Management | For | For |
1.4 | Elect Director Maxine Clark | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
FOREST LABORATORIES, INC. MEETING DATE: AUG 15, 2012 | ||||
TICKER: FRX SECURITY ID: 345838106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proposals (White Card) | ||||
1.1 | Elect Director Howard Solomon | Management | For | For |
1.2 | Elect Director Nesli Basgoz | Management | For | For |
1.3 | Elect Director Christopher J. Coughlin | Management | For | For |
1.4 | Elect Director Dan L. Goldwasser | Management | For | For |
1.5 | Elect Director Kenneth E. Goodman | Management | For | For |
1.6 | Elect Director Gerald M. Lieberman | Management | For | For |
1.7 | Elect Director Lawrence S. Olanoff | Management | For | For |
1.8 | Elect Director Lester B. Salans | Management | For | For |
1.9 | Elect Director Brenton L. Saunders | Management | For | For |
1.10 | Elect Director Peter J. Zimetbaum | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adopt Proxy Access Right | Shareholder | Against | Against |
5 | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Eric J. Ende | Shareholder | For | Did Not Vote |
1.2 | Elect Director Pierre Legault | Shareholder | For | Did Not Vote |
1.3 | Elect Director Andrew J. Fromkin | Shareholder | For | Did Not Vote |
1.4 | Elect Director Daniel A. Ninivaggi | Shareholder | For | Did Not Vote |
1.5 | Management Nominee - Howard Solomon | Shareholder | For | Did Not Vote |
1.6 | Management Nominee - Nesli Basgoz | Shareholder | For | Did Not Vote |
1.7 | Management Nominee - Christopher J. Coughlin | Shareholder | For | Did Not Vote |
1.8 | Management Nominee - Gerald M. Lieberman | Shareholder | For | Did Not Vote |
1.9 | Management Nominee - Brenton L. Saunders | Shareholder | For | Did Not Vote |
1.10 | Management Nominee - Peter J. Zimetbaum | Shareholder | For | Did Not Vote |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
3 | Ratify Auditors | Management | For | Did Not Vote |
4 | Adopt Proxy Access Right | Shareholder | Abstain | Did Not Vote |
5 | Repeal Any Bylaws Amendments Implemented on or after June 18, 2012 | Shareholder | For | Did Not Vote |
GENERAL GROWTH PROPERTIES, INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: GGP SECURITY ID: 370023103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard B. Clark | Management | For | For |
1.2 | Elect Director Mary Lou Fiala | Management | For | For |
1.3 | Elect Director J. Bruce Flatt | Management | For | For |
1.4 | Elect Director John K. Haley | Management | For | For |
1.5 | Elect Director Cyrus Madon | Management | For | For |
1.6 | Elect Director Sandeep Mathrani | Management | For | For |
1.7 | Elect Director David J. Neithercut | Management | For | For |
1.8 | Elect Director Mark R. Patterson | Management | For | For |
1.9 | Elect Director John G. Schreiber | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENPACT LIMITED MEETING DATE: MAY 08, 2013 | ||||
TICKER: G SECURITY ID: G3922B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect N.V. Tyagarajan as Director | Management | For | For |
1.2 | Elect Robert G. Scott as Director | Management | For | For |
1.3 | Elect John W. Barter as Director | Management | For | For |
1.4 | Elect Amit Chandra as Director | Management | For | For |
1.5 | Elect Laura Conigliaro as Director | Management | For | For |
1.6 | Elect David Humphrey as Director | Management | For | For |
1.7 | Elect Jagdish Khattar as Director | Management | For | For |
1.8 | Elect James C. Madden as Director | Management | For | For |
1.9 | Elect Mark Nunnelly as Director | Management | For | For |
1.10 | Elect Mark Verdi as Director | Management | For | For |
2 | Ratify KPMG as Auditors | Management | For | For |
GENTEX CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pete Hoekstra | Management | For | For |
1.2 | Elect Director John Mulder | Management | For | For |
1.3 | Elect Director Frederick Sotok | Management | For | For |
2 | Report on Sustainability | Shareholder | Against | Abstain |
3 | Require Independent Board Chairman | Shareholder | Against | Against |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
GENUINE PARTS COMPANY MEETING DATE: APR 22, 2013 | ||||
TICKER: GPC SECURITY ID: 372460105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary B. Bullock | Management | For | For |
1.2 | Elect Director Paul D. Donahue | Management | For | For |
1.3 | Elect Director Jean Douville | Management | For | For |
1.4 | Elect Director Thomas C. Gallagher | Management | For | For |
1.5 | Elect Director George C. 'Jack' Guynn | Management | For | For |
1.6 | Elect Director John R. Holder | Management | For | For |
1.7 | Elect Director John D. Johns | Management | For | For |
1.8 | Elect Director Michael M. E. Johns | Management | For | For |
1.9 | Elect Director Robert C. 'Robin' Loudermilk, Jr. | Management | For | For |
1.10 | Elect Director Wendy B. Needham | Management | For | For |
1.11 | Elect Director Jerry W. Nix | Management | For | For |
1.12 | Elect Director Gary W. Rollins | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: GPK SECURITY ID: 388689101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George V. Bayly | Management | For | For |
1.2 | Elect Director David D. Campbell | Management | For | For |
1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
1.4 | Elect Director David A. Perdue | Management | For | For |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 27, 2013 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard R. Beattie | Management | For | For |
1.4 | Elect Director Martha F. Brooks | Management | For | For |
1.5 | Elect Director Michael J. Cave | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Donald A. James | Management | For | For |
1.8 | Elect Director Sara L. Levinson | Management | For | For |
1.9 | Elect Director N. Thomas Linebarger | Management | For | For |
1.10 | Elect Director George L. Miles, Jr. | Management | For | For |
1.11 | Elect Director James A. Norling | Management | For | For |
1.12 | Elect Director Keith E. Wandell | Management | For | For |
1.13 | Elect Director Jochen Zeitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HCC INSURANCE HOLDINGS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: HCC SECURITY ID: 404132102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Emmanuel T. Ballases | Management | For | For |
1.2 | Elect Director Judy C. Bozeman | Management | For | For |
1.3 | Elect Director Frank J. Bramanti | Management | For | For |
1.4 | Elect Director Walter M. Duer | Management | For | For |
1.5 | Elect Director James C. Flagg | Management | For | For |
1.6 | Elect Director Thomas M. Hamilton | Management | For | For |
1.7 | Elect Director Leslie S. Heisz | Management | For | For |
1.8 | Elect Director John N. Molbeck, Jr. | Management | For | For |
1.9 | Elect Director Robert A. Rosholt | Management | For | For |
1.10 | Elect Director J. Mikesell Thomas | Management | For | For |
1.11 | Elect Director Christopher J.B. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
HCP, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: HCP SECURITY ID: 40414L109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James F. Flaherty, III | Management | For | For |
1b | Elect Director Christine N. Garvey | Management | For | For |
1c | Elect Director David B. Henry | Management | For | For |
1d | Elect Director Lauralee E. Martin | Management | For | For |
1e | Elect Director Michael D. McKee | Management | For | For |
1f | Elect Director Peter L. Rhein | Management | For | For |
1g | Elect Director Kenneth B. Roath | Management | For | For |
1h | Elect Director Joseph P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOLLYFRONTIER CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: HFC SECURITY ID: 436106108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Douglas Y. Bech | Management | For | For |
1b | Elect Director Buford P. Berry | Management | For | For |
1c | Elect Director Leldon E. Echols | Management | For | For |
1d | Elect Director R. Kevin Hardage | Management | For | For |
1e | Elect Director Michael C. Jennings | Management | For | For |
1f | Elect Director Robert J. Kostelnik | Management | For | For |
1g | Elect Director James H. Lee | Management | For | For |
1h | Elect Director Robert G. McKenzie | Management | For | For |
1i | Elect Director Franklin Myers | Management | For | For |
1j | Elect Director Michael E. Rose | Management | For | For |
1k | Elect Director Tommy A. Valenta | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HORMEL FOODS CORPORATION MEETING DATE: JAN 29, 2013 | ||||
TICKER: HRL SECURITY ID: 440452100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Terrell K. Crews | Management | For | For |
1.2 | Elect Director Jeffrey M. Ettinger | Management | For | For |
1.3 | Elect Director Jody H. Feragen | Management | For | For |
1.4 | Elect Director Glenn S. Forbes | Management | For | For |
1.5 | Elect Director Stephen M. Lacy | Management | For | For |
1.6 | Elect Director Susan I. Marvin | Management | For | For |
1.7 | Elect Director John L. Morrison | Management | For | For |
1.8 | Elect Director Elsa A. Murano | Management | For | Withhold |
1.9 | Elect Director Robert C. Nakasone | Management | For | For |
1.10 | Elect Director Susan K. Nestegard | Management | For | For |
1.11 | Elect Director Dakota A. Pippins | Management | For | For |
1.12 | Elect Director Christopher J. Policinski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUBBELL INCORPORATED MEETING DATE: MAY 07, 2013 | ||||
TICKER: HUB.B SECURITY ID: 443510201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carlos M. Cardoso | Management | For | For |
1.2 | Elect Director Lynn J. Good | Management | For | For |
1.3 | Elect Director Anthony J. Guzzi | Management | For | For |
1.4 | Elect Director Neal J. Keating | Management | For | For |
1.5 | Elect Director John F. Malloy | Management | For | For |
1.6 | Elect Director Andrew McNally, IV | Management | For | For |
1.7 | Elect Director David G. Nord | Management | For | For |
1.8 | Elect Director Timothy H. Powers | Management | For | For |
1.9 | Elect Director G. Jackson Ratcliffe | Management | For | For |
1.10 | Elect Director Carlos A. Rodriguez | Management | For | For |
1.11 | Elect Director John G. Russell | Management | For | For |
1.12 | Elect Director Richard J. Swift | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HUMANA INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bruce D. Broussard | Management | For | For |
1b | Elect Director Frank A. D'Amelio | Management | For | For |
1c | Elect Director W. Roy Dunbar | Management | For | Against |
1d | Elect Director Kurt J. Hilzinger | Management | For | For |
1e | Elect Director David A. Jones, Jr. | Management | For | For |
1f | Elect Director Michael B. McCallister | Management | For | For |
1g | Elect Director William J. McDonald | Management | For | Against |
1h | Elect Director William E. Mitchell | Management | For | For |
1i | Elect Director David B. Nash | Management | For | For |
1j | Elect Director James J. O'Brien | Management | For | For |
1k | Elect Director Marissa T. Peterson | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Political Contributions | Shareholder | Against | Abstain |
HUNTINGTON BANCSHARES INCORPORATED MEETING DATE: APR 18, 2013 | ||||
TICKER: HBAN SECURITY ID: 446150104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Casto, III | Management | For | For |
1.2 | Elect Director Ann 'Tanny' B. Crane | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Michael J. Endres | Management | For | For |
1.5 | Elect Director John B. Gerlach, Jr. | Management | For | For |
1.6 | Elect Director Peter J. Kight | Management | For | For |
1.7 | Elect Director Jonathan A. Levy | Management | For | For |
1.8 | Elect Director Richard W. Neu | Management | For | For |
1.9 | Elect Director David L. Porteous | Management | For | For |
1.10 | Elect Director Kathleen H. Ransier | Management | For | For |
1.11 | Elect Director Stephen D. Steinour | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HUNTSMAN CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: HUN SECURITY ID: 447011107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director M. Anthony Burns | Management | For | For |
1.3 | Elect Director Jon M. Huntsman, Jr. | Management | For | For |
1.4 | Elect Director Robert J. Margetts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 06, 2013 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann C. Berzin | Management | For | For |
1b | Elect Director John Bruton | Management | For | For |
1c | Elect Director Jared L. Cohon | Management | For | For |
1d | Elect Director Gary D. Forsee | Management | For | For |
1e | Elect Director Edward E. Hagenlocker | Management | For | For |
1f | Elect Director Constance J. Horner | Management | For | For |
1g | Elect Director Michael W. Lamach | Management | For | For |
1h | Elect Director Theodore E. Martin | Management | For | For |
1i | Elect Director Nelson Peltz | Management | For | For |
1j | Elect Director John P. Surma | Management | For | For |
1k | Elect Director Richard J. Swift | Management | For | For |
1l | Elect Director Tony L. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Amend the Company's Articles of Association to Give the Board of Directors Authority to Declare Non-Cash Dividends | Management | For | For |
6 | Capital Reduction and Creation of Distributable Reserves | Management | For | For |
7 | Amend the Company's Articles of Association to Expand the Authority to Execute Instruments of Transfer | Management | For | For |
8 | Amend the Company's Articles of Association to Provide for Escheatment in Accordance with U.S. Laws | Management | For | For |
INGREDION INCORPORATED MEETING DATE: MAY 15, 2013 | ||||
TICKER: INGR SECURITY ID: 457187102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard J. Almeida | Management | For | For |
1b | Elect Director Luis Aranguren-Trellez | Management | For | For |
1c | Elect Director David B. Fischer | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Paul Hanrahan | Management | For | For |
1f | Elect Director Wayne M. Hewett | Management | For | For |
1g | Elect Director Gregory B. Kenny | Management | For | For |
1h | Elect Director Barbara A. Klein | Management | For | For |
1i | Elect Director James M. Ringler | Management | For | For |
1j | Elect Director Dwayne A. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERNATIONAL GAME TECHNOLOGY MEETING DATE: MAR 05, 2013 | ||||
TICKER: IGT SECURITY ID: 459902102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Paget L. Alves | Management | For | Did Not Vote |
1.2 | Elect Director Janice Chaffin | Management | For | Did Not Vote |
1.3 | Elect Director Greg Creed | Management | For | Did Not Vote |
1.4 | Elect Director Patti S. Hart | Management | For | Did Not Vote |
1.5 | Elect Director Robert J. Miller | Management | For | Did Not Vote |
1.6 | Elect Director David E. Roberson | Management | For | Did Not Vote |
1.7 | Elect Director Vincent L. Sadusky | Management | For | Did Not Vote |
1.8 | Elect Director Philip G. Satre | Management | For | Did Not Vote |
2 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
4 | Ratify Auditors | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Raymond J. Brooks, Jr. | Shareholder | For | Withhold |
1.2 | Elect Director Charles N. Mathewson | Shareholder | For | Withhold |
1.3 | Elect Director Daniel B. Silvers | Shareholder | For | For |
1.4 | Management Nominee - Janice Chaffin | Shareholder | For | For |
1.5 | Management Nominee - Greg Creed | Shareholder | For | For |
1.6 | Management Nominee - Patti S. Hart | Shareholder | For | For |
1.7 | Management Nominee - Robert J. Miller | Shareholder | For | For |
1.8 | Management Nominee - Philip G. Satre | Shareholder | For | For |
2 | Amend Omnibus Stock Plan | Management | None | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | For |
4 | Ratify Auditors | Management | None | For |
INTERNATIONAL PAPER COMPANY MEETING DATE: MAY 13, 2013 | ||||
TICKER: IP SECURITY ID: 460146103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David J. Bronczek | Management | For | For |
1b | Elect Director Ahmet C. Dorduncu | Management | For | For |
1c | Elect Director John V. Faraci | Management | For | For |
1d | Elect Director Ilene S. Gordon | Management | For | For |
1e | Elect Director Stacey J. Mobley | Management | For | For |
1f | Elect Director Joan E. Spero | Management | For | For |
1g | Elect Director John L. Townsend, III | Management | For | For |
1h | Elect Director John F. Turner | Management | For | For |
1i | Elect Director William G. Walter | Management | For | For |
1j | Elect Director J. Steven Whisler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Act by Written Consent | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
INTUIT INC. MEETING DATE: JAN 17, 2013 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher W. Brody | Management | For | For |
1b | Elect Director William V. Campbell | Management | For | For |
1c | Elect Director Scott D. Cook | Management | For | For |
1d | Elect Director Diane B. Greene | Management | For | For |
1e | Elect Director Edward A. Kangas | Management | For | For |
1f | Elect Director Suzanne Nora Johnson | Management | For | For |
1g | Elect Director Dennis D. Powell | Management | For | For |
1h | Elect Director Brad D. Smith | Management | For | For |
1i | Elect Director Jeff Weiner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
INVESCO LTD. MEETING DATE: MAY 16, 2013 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph R. Canion | Management | For | For |
1.2 | Elect Director Edward P. Lawrence | Management | For | For |
1.3 | Elect Director Phoebe A. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JEFFERIES GROUP, INC. MEETING DATE: FEB 28, 2013 | ||||
TICKER: JEF SECURITY ID: 472319102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
KEYCORP MEETING DATE: MAY 16, 2013 | ||||
TICKER: KEY SECURITY ID: 493267108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward P. Campbell | Management | For | For |
1.2 | Elect Director Joseph A. Carrabba | Management | For | For |
1.3 | Elect Director Charles P. Cooley | Management | For | For |
1.4 | Elect Director Alexander M. Cutler | Management | For | For |
1.5 | Elect Director H. James Dallas | Management | For | For |
1.6 | Elect Director Elizabeth R. Gile | Management | For | For |
1.7 | Elect Director Ruth Ann M. Gillis | Management | For | For |
1.8 | Elect Director William G. Gisel, Jr. | Management | For | For |
1.9 | Elect Director Richard J. Hipple | Management | For | For |
1.10 | Elect Director Kristen L. Manos | Management | For | For |
1.11 | Elect Director Beth E. Mooney | Management | For | For |
1.12 | Elect Director Barbara R. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
KLA-TENCOR CORPORATION MEETING DATE: NOV 07, 2012 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Akins | Management | For | Withhold |
1.2 | Elect Director Robert T. Bond | Management | For | For |
1.3 | Elect Director Kiran M. Patel | Management | For | For |
1.4 | Elect Director David C. Wang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
L BRANDS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: LTD SECURITY ID: 501797104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis S. Hersch | Management | For | For |
1.2 | Elect Director David T. Kollat | Management | For | For |
1.3 | Elect Director William R. Loomis, Jr. | Management | For | For |
1.4 | Elect Director Leslie H. Wexner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
L-3 COMMUNICATIONS HOLDINGS, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: LLL SECURITY ID: 502424104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Claude R. Canizares | Management | For | For |
1.2 | Elect Director Thomas A. Corcoran | Management | For | For |
1.3 | Elect Director Lloyd W. Newton | Management | For | For |
1.4 | Elect Director Vincent Pagano, Jr. | Management | For | For |
1.5 | Elect Director Alan H. Washkowitz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Declassify the Board of Directors | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Provide Right to Act by Written Consent | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LAZARD LTD MEETING DATE: APR 23, 2013 | ||||
TICKER: LAZ SECURITY ID: G54050102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Laurent Mignon as Director | Management | For | For |
1.2 | Elect Richard D. Parsons as Director | Management | For | For |
1.3 | Elect Hal S. Scott as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
LEAR CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: LEA SECURITY ID: 521865204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas P. Capo | Management | For | For |
1.2 | Elect Director Jonathan F. Foster | Management | For | For |
1.3 | Elect Director Kathleen A. Ligocki | Management | For | For |
1.4 | Elect Director Conrad L. Mallett, Jr. | Management | For | For |
1.5 | Elect Director Donald L. Runkle | Management | For | For |
1.6 | Elect Director Matthew J. Simoncini | Management | For | For |
1.7 | Elect Director Gregory C. Smith | Management | For | For |
1.8 | Elect Director Henry D. G. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd M. Bluedorn | Management | For | For |
1.2 | Elect Director C.L. (Jerry) Henry | Management | For | For |
1.3 | Elect Director Terry D. Stinson | Management | For | For |
1.4 | Elect Director Richard L. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LIBERTY INTERACTIVE CORPORATION MEETING DATE: AUG 08, 2012 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize a New Class of Common Stock | Management | For | Against |
2 | Adjourn Meeting | Management | For | Against |
3.1 | Elect Director Michael A. George | Management | For | For |
3.2 | Elect Director Gregory B. Maffei | Management | For | For |
3.3 | Elect Director M. Lavoy Robison | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LIBERTY INTERACTIVE CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: LINTA SECURITY ID: 53071M104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Malone | Management | For | For |
1.2 | Elect Director M. Ian G. Gilchrist | Management | For | Withhold |
1.3 | Elect Director Andrea L. Wong | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LIBERTY MEDIA CORPORATION MEETING DATE: AUG 08, 2012 | ||||
TICKER: LMCA SECURITY ID: 530322106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donne F. Fisher | Management | For | For |
1.2 | Elect Director Gregory B. Maffei | Management | For | For |
1.3 | Elect Director Andrea L. Wong | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Approve Omnibus Stock Plan | Management | For | Against |
5 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
6 | Ratify Auditors | Management | For | For |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George F. Adam, Jr. | Management | For | For |
1.2 | Elect Director Raymond V. Dittamore | Management | For | For |
1.3 | Elect Director Donald W. Grimm | Management | For | For |
1.4 | Elect Director Craig J. Mundie | Management | For | For |
1.5 | Elect Director Ora H. Pescovitz | Management | For | For |
1.6 | Elect Director Per A. Peterson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
LINCOLN ELECTRIC HOLDINGS, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: LECO SECURITY ID: 533900106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen G. Hanks | Management | For | For |
1.2 | Elect Director Kathryn Jo Lincoln | Management | For | For |
1.3 | Elect Director William E. MacDonald, III | Management | For | For |
1.4 | Elect Director George H. Walls, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LPL FINANCIAL HOLDINGS INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: LPLA SECURITY ID: 50212V100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard W. Boyce | Management | For | Withhold |
1.2 | Elect Director John J. Brennan | Management | For | For |
1.3 | Elect Director Mark S. Casady | Management | For | For |
1.4 | Elect Director Jeffrey A. Goldstein | Management | For | For |
1.5 | Elect Director James S. Putnam | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director James S. Riepe | Management | For | For |
1.8 | Elect Director Richard P. Schifter | Management | For | Withhold |
1.9 | Elect Director Jeffrey E. Stiefler | Management | For | For |
1.10 | Elect Director Allen R. Thorpe | Management | For | For |
2 | Approve Increase in Size of Board | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
MACY'S, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: M SECURITY ID: 55616P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen F. Bollenbach | Management | For | For |
1b | Elect Director Deirdre P. Connelly | Management | For | For |
1c | Elect Director Meyer Feldberg | Management | For | For |
1d | Elect Director Sara Levinson | Management | For | For |
1e | Elect Director Terry J. Lundgren | Management | For | For |
1f | Elect Director Joseph Neubauer | Management | For | For |
1g | Elect Director Joyce M. Roche | Management | For | For |
1h | Elect Director Paul C. Varga | Management | For | For |
1i | Elect Director Craig E. Weatherup | Management | For | For |
1j | Elect Director Marna C. Whittington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Evan Bayh | Management | For | For |
1.2 | Elect Director William L. Davis | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
MARRIOTT VACATIONS WORLDWIDE CORPORATION MEETING DATE: JUN 07, 2013 | ||||
TICKER: VAC SECURITY ID: 57164Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond L. Gellein, Jr. | Management | For | For |
1.2 | Elect Director Thomas J. Hutchison, III | Management | For | For |
1.3 | Elect Director Dianna F. Morgan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MARSH & MCLENNAN COMPANIES, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: MMC SECURITY ID: 571748102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Zachary W. Carter | Management | For | For |
1b | Elect Director Oscar Fanjul | Management | For | For |
1c | Elect Director Daniel S. Glaser | Management | For | For |
1d | Elect Director H. Edward Hanway | Management | For | For |
1e | Elect Director Lord Lang | Management | For | For |
1f | Elect Director Elaine La Roche | Management | For | For |
1g | Elect Director Steven A. Mills | Management | For | For |
1h | Elect Director Bruce P. Nolop | Management | For | For |
1i | Elect Director Marc D. Oken | Management | For | For |
1j | Elect Director Morton O. Schapiro | Management | For | For |
1k | Elect Director Adele Simmons | Management | For | For |
1l | Elect Director Lloyd M. Yates | Management | For | For |
1m | Elect Director R. David Yost | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 26, 2013 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Sehat Sutardja | Management | For | For |
1b | Elect Director Juergen Gromer | Management | For | For |
1c | Elect Director John G. Kassakian | Management | For | For |
1d | Elect Director Arturo Krueger | Management | For | For |
1e | Elect Director Randhir Thakur | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MATSON, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: MATX SECURITY ID: 57686G105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Blake Baird | Management | For | For |
1.2 | Elect Director Michael J. Chun | Management | For | For |
1.3 | Elect Director Matthew J. Cox | Management | For | For |
1.4 | Elect Director Walter A. Dods, Jr. | Management | For | For |
1.5 | Elect Director Thomas B. Fargo | Management | For | For |
1.6 | Elect Director Constance H. Lau | Management | For | For |
1.7 | Elect Director Jeffrey N. Watanabe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAXIM INTEGRATED PRODUCTS, INC. MEETING DATE: NOV 14, 2012 | ||||
TICKER: MXIM SECURITY ID: 57772K101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tunc Doluca | Management | For | For |
1.2 | Elect Director B. Kipling Hagopian | Management | For | For |
1.3 | Elect Director James R. Bergman | Management | For | For |
1.4 | Elect Director Joseph R. Bronson | Management | For | For |
1.5 | Elect Director Robert E. Grady | Management | For | For |
1.6 | Elect Director William D. Watkins | Management | For | For |
1.7 | Elect Director A.R. Frank Wazzan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MCGRAW-HILL COMPANIES, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: MHP SECURITY ID: 580645109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Aspe | Management | For | For |
1.2 | Elect Director Winfried Bischoff | Management | For | For |
1.3 | Elect Director William D. Green | Management | For | For |
1.4 | Elect Director Charles E. Haldeman, Jr. | Management | For | For |
1.5 | Elect Director Linda Koch Lorimer | Management | For | For |
1.6 | Elect Director Harold McGraw, III | Management | For | For |
1.7 | Elect Director Robert P. McGraw | Management | For | For |
1.8 | Elect Director Hilda Ochoa-Brillembourg | Management | For | For |
1.9 | Elect Director Michael Rake | Management | For | For |
1.10 | Elect Director Edward B. Rust, Jr. | Management | For | For |
1.11 | Elect Director Kurt L. Schmoke | Management | For | For |
1.12 | Elect Director Sidney Taurel | Management | For | For |
1.13 | Elect Director Richard E. Thornburgh | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Provide Right to Act by Written Consent | Shareholder | Against | For |
MFA FINANCIAL, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: MFA SECURITY ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Brodsky | Management | For | For |
1b | Elect Director Alan L. Gosule | Management | For | For |
1c | Elect Director Stewart Zimmerman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICRON TECHNOLOGY, INC. MEETING DATE: JAN 22, 2013 | ||||
TICKER: MU SECURITY ID: 595112103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Bailey | Management | For | For |
1.2 | Elect Director Patrick J. Byrne | Management | For | For |
1.3 | Elect Director D. Mark Durcan | Management | For | For |
1.4 | Elect Director Mercedes Johnson | Management | For | For |
1.5 | Elect Director Lawrence N. Mondry | Management | For | For |
1.6 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOODY'S CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: MCO SECURITY ID: 615369105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Darrell Duffie | Management | For | For |
1.3 | Elect Director Raymond W. McDaniel, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | Against |
4 | Declassify the Board of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MURPHY OIL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: MUR SECURITY ID: 626717102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Frank W. Blue | Management | For | For |
1b | Elect Director Steven A. Cosse | Management | For | For |
1c | Elect Director Claiborne P. Deming | Management | For | For |
1d | Elect Director Robert A. Hermes | Management | For | For |
1e | Elect Director James V. Kelley | Management | For | For |
1f | Elect Director Walentin Mirosh | Management | For | For |
1g | Elect Director R. Madison Murphy | Management | For | For |
1h | Elect Director J.W. Nolan | Management | For | For |
1i | Elect Director Neal E. Schmale | Management | For | For |
1j | Elect Director David J.H. Smith | Management | For | For |
1k | Elect Director Caroline G. Theus | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NETAPP, INC. MEETING DATE: AUG 31, 2012 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Alan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
NETFLIX, INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: NFLX SECURITY ID: 64110L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy M. Haley | Management | For | Withhold |
1.2 | Elect Director Ann Mather | Management | For | Withhold |
1.3 | Elect Director Leslie Kilgore | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Proxy Access | Shareholder | Against | Against |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
NEWELL RUBBERMAID INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NWL SECURITY ID: 651229106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Scott S. Cowen | Management | For | For |
1b | Elect Director Cynthia A. Montgomery | Management | For | For |
1c | Elect Director Jose Ignacio Perez-lizaur | Management | For | For |
1d | Elect Director Michael B. Polk | Management | For | For |
1e | Elect Director Michael A. Todman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NIELSEN HOLDINGS N.V. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NLSN SECURITY ID: N63218106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Discharge of Board of Directors | Management | For | For |
3a | Elect Director David L. Calhoun | Management | For | Against |
3b | Elect Director James A. Attwood, Jr. | Management | For | Against |
3c | Elect Director Richard J. Bressler | Management | For | Against |
3d | Elect Director Patrick Healy | Management | For | Against |
3e | Elect Director Karen M. Hoguet | Management | For | For |
3f | Elect Director James M. Kilts | Management | For | Against |
3g | Elect Director Alexander Navab | Management | For | Against |
3h | Elect Director Robert Pozen | Management | For | For |
3i | Elect Director Vivek Ranadive | Management | For | Against |
3j | Elect Director Robert Reid | Management | For | Against |
3k | Elect Director Javier G. Teruel | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5 | Appoint Ernst and Young Accountants LLP to Audit the Dutch Statutory Annual Accounts | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Advisory Vote to Approve Remuneration of Executives | Management | For | For |
NU SKIN ENTERPRISES, INC. MEETING DATE: JUN 03, 2013 | ||||
TICKER: NUS SECURITY ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director Daniel W. Campbell | Management | For | For |
1.3 | Elect Director M. Truman Hunt | Management | For | For |
1.4 | Elect Director Andrew D. Lipman | Management | For | For |
1.5 | Elect Director Steven J. Lund | Management | For | For |
1.6 | Elect Director Patricia A. Negron | Management | For | For |
1.7 | Elect Director Neil H. Offen | Management | For | For |
1.8 | Elect Director Thomas R. Pisano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NV ENERGY, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: NVE SECURITY ID: 67073Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1b | Elect Director Glenn C. Christenson | Management | For | For |
1c | Elect Director Susan F. Clark | Management | For | For |
1d | Elect Director Stephen E. Frank | Management | For | For |
1e | Elect Director Brian J. Kennedy | Management | For | For |
1f | Elect Director Maureen T. Mullarkey | Management | For | For |
1g | Elect Director John F. O'Reilly | Management | For | For |
1h | Elect Director Philip G. Satre | Management | For | For |
1i | Elect Director Donald D. Snyder | Management | For | For |
1j | Elect Director Michael W. Yackira | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NVIDIA CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: NVDA �� SECURITY ID: 67066G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Tench Coxe | Management | For | For |
1b | Elect Director James C. Gaither | Management | For | For |
1c | Elect Director Jen-Hsun Huang | Management | For | For |
1d | Elect Director Mark L. Perry | Management | For | For |
1e | Elect Director A. Brooke Seawell | Management | For | For |
1f | Elect Director Mark A. Stevens | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
NVR, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NVR SECURITY ID: 62944T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C.E. Andrews | Management | For | For |
1.2 | Elect Director Robert C. Butler | Management | For | For |
1.3 | Elect Director Timothy M. Donahue | Management | For | For |
1.4 | Elect Director Thomas D. Eckert | Management | For | For |
1.5 | Elect Director Alfred E. Festa | Management | For | For |
1.6 | Elect Director Ed Grier | Management | For | For |
1.7 | Elect Director Manual H. Johnson | Management | For | For |
1.8 | Elect Director Mel Martinez | Management | For | For |
1.9 | Elect Director William A. Moran | Management | For | For |
1.10 | Elect Director David A. Preiser | Management | For | For |
1.11 | Elect Director W. Grady Rosier | Management | For | For |
1.12 | Elect Director Dwight C. Schar | Management | For | For |
1.13 | Elect Director Paul W. Whetsell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
O'REILLY AUTOMOTIVE, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ORLY SECURITY ID: 67103H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Larry O'Reilly | Management | For | For |
1b | Elect Director Rosalie O'Reilly-Wooten | Management | For | For |
1c | Elect Director Thomas T. Hendrickson | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
4 | Amend Articles of Incorporation to Eliminate Unnecessary and Outdated Provisions and to Make Minor Revisions to Conform to Current State Laws and Clarify | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: APR 26, 2013 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul B. Murphy, Jr. | Management | For | For |
1.2 | Elect Director Harris J. Pappas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OCWEN FINANCIAL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: OCN SECURITY ID: 675746309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Ronald J. Korn | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.6 | Elect Director Robert A. Salcetti | Management | For | For |
1.7 | Elect Director Barry N. Wish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OMNICARE, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: OCR SECURITY ID: 681904108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James D. Shelton | Management | For | For |
1b | Elect Director Steven J. Heyer | Management | For | For |
1c | Elect Director John Workman | Management | For | For |
1d | Elect Director Amy Wallman | Management | For | For |
1e | Elect Director Andrea R. Lindell | Management | For | For |
1f | Elect Director Barry Schochet | Management | For | For |
1g | Elect Director Mark A. Emmert | Management | For | For |
1h | Elect Director Sam R. Leno | Management | For | For |
1i | Elect Director John L. Bernbach | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PACKAGING CORPORATION OF AMERICA MEETING DATE: MAY 01, 2013 | ||||
TICKER: PKG SECURITY ID: 695156109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
1.2 | Elect Director Hasan Jameel | Management | For | For |
1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
1.4 | Elect Director Robert C. Lyons | Management | For | For |
1.5 | Elect Director Samuel M. Mencoff | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director Thomas S. Souleles | Management | For | For |
1.8 | Elect Director Paul T. Stecko | Management | For | For |
1.9 | Elect Director James D. Woodrum | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 24, 2012 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
1.6 | Elect Director Candy M. Obourn | Management | For | For |
1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.9 | Elect Director Ake Svensson | Management | For | For |
1.10 | Elect Director James L. Wainscott | Management | For | For |
1.11 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
PARTNERRE LTD. MEETING DATE: MAY 17, 2013 | ||||
TICKER: PRE SECURITY ID: G6852T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jean-Paul L. Montupet | Management | For | For |
1.2 | Elect Director Lucio Stanca | Management | For | For |
2 | Ratify Deloitte & Touche Ltd. as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PERKINELMER, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: PKI SECURITY ID: 714046109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Peter Barrett | Management | For | For |
1b | Elect Director Robert F. Friel | Management | For | For |
1c | Elect Director Nicholas A. Lopardo | Management | For | For |
1d | Elect Director Alexis P. Michas | Management | For | For |
1e | Elect Director James C. Mullen | Management | For | For |
1f | Elect Director Vicki L. Sato | Management | For | For |
1g | Elect Director Kenton J. Sicchitano | Management | For | For |
1h | Elect Director Patrick J. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PETSMART, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: PETM SECURITY ID: 716768106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Angel Cabrera | Management | For | For |
1b | Elect Director Rita V. Foley | Management | For | For |
1c | Elect Director Rakesh Gangwal | Management | For | For |
1d | Elect Director Joseph S. Hardin, Jr. | Management | For | For |
1e | Elect Director Gregory P. Josefowicz | Management | For | For |
1f | Elect Director Richard K. Lochridge | Management | For | For |
1g | Elect Director Robert F. Moran | Management | For | For |
1h | Elect Director Barbara Munder | Management | For | For |
1i | Elect Director Thomas G. Stemberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PHARMACYCLICS, INC. MEETING DATE: NOV 09, 2012 | ||||
TICKER: PCYC SECURITY ID: 716933106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | Withhold |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PINNACLE WEST CAPITAL CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: PNW SECURITY ID: 723484101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward N. Basha, Jr. | Management | For | For |
1.2 | Elect Director Donald E. Brandt | Management | For | For |
1.3 | Elect Director Susan Clark-Johnson | Management | For | For |
1.4 | Elect Director Denis A. Cortese | Management | For | For |
1.5 | Elect Director Michael L. Gallagher | Management | For | For |
1.6 | Elect Director Roy A. Herberger, Jr. | Management | For | For |
1.7 | Elect Director Dale E. Klein | Management | For | For |
1.8 | Elect Director Humberto S. Lopez | Management | For | For |
1.9 | Elect Director Kathryn L. Munro | Management | For | For |
1.10 | Elect Director Bruce J. Nordstrom | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PMC-SIERRA, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
1.2 | Elect Director James V. Diller, Sr. | Management | For | For |
1.3 | Elect Director Michael R. Farese | Management | For | For |
1.4 | Elect Director Jonathan J. Judge | Management | For | For |
1.5 | Elect Director Michael A. Klayko | Management | For | For |
1.6 | Elect Director William H. Kurtz | Management | For | For |
1.7 | Elect Director Gregory S. Lang | Management | For | For |
1.8 | Elect Director Richard N. Nottenburg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POPULAR, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: BPOP SECURITY ID: 733174700 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Joaquin E. Bacardi, III | Management | For | For |
1b | Elect Director David E. Goel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PPG INDUSTRIES, INC. MEETING DATE: APR 18, 2013 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James G. Berges | Management | For | For |
1.2 | Elect Director John V. Faraci | Management | For | For |
1.3 | Elect Director Victoria F. Haynes | Management | For | For |
1.4 | Elect Director Martin H. Richenhagen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
PROASSURANCE CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: PRA SECURITY ID: 74267C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Listwan | Management | For | For |
1.2 | Elect Director John J. McMahon, Jr. | Management | For | For |
1.3 | Elect Director W. Stancil Starnes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PUBLIC STORAGE MEETING DATE: MAY 09, 2013 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | Withhold |
1.6 | Elect Director Gary E. Pruitt | Management | For | Withhold |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PULTEGROUP, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Richard J. Dugas, Jr. | Management | For | For |
1.4 | Elect Director Thomas Folliard | Management | For | For |
1.5 | Elect Director Cheryl W. Grise | Management | For | For |
1.6 | Elect Director Andre J. Hawaux | Management | For | For |
1.7 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.8 | Elect Director Patrick J. O'Leary | Management | For | For |
1.9 | Elect Director James J. Postl | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Approve Omnibus Stock Plan | Management | For | For |
6 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
8 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | For |
QUEST DIAGNOSTICS INCORPORATED MEETING DATE: MAY 21, 2013 | ||||
TICKER: DGX SECURITY ID: 74834L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John C. Baldwin | Management | For | For |
1.2 | Elect Director Gary M. Pfeiffer | Management | For | For |
1.3 | Elect Director Stephen H. Rusckowski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Eliminate Class of Preferred Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Reduce Supermajority Vote Requirement | Shareholder | None | For |
7 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
RAYMOND JAMES FINANCIAL, INC. MEETING DATE: FEB 21, 2013 | ||||
TICKER: RJF SECURITY ID: 754730109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shelley G. Broader | Management | For | For |
1.2 | Elect Director Francis S. Godbold | Management | For | For |
1.3 | Elect Director H. William Habermeyer, Jr. | Management | For | For |
1.4 | Elect Director Chet Helck | Management | For | For |
1.5 | Elect Director Thomas A. James | Management | For | For |
1.6 | Elect Director Gordon L. Johnson | Management | For | For |
1.7 | Elect Director Paul C. Reilly | Management | For | For |
1.8 | Elect Director Robert P. Saltzman | Management | For | For |
1.9 | Elect Director Hardwick Simmons | Management | For | For |
1.10 | Elect Director Susan N. Story | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REGIONS FINANCIAL CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: RF SECURITY ID: 7591EP100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director George W. Bryan | Management | For | For |
1b | Elect Director Carolyn H. Byrd | Management | For | For |
1c | Elect Director David J. Cooper, Sr. | Management | For | For |
1d | Elect Director Don DeFosset | Management | For | For |
1e | Elect Director Eric C. Fast | Management | For | For |
1f | Elect Director O.B. Grayson Hall, Jr. | Management | For | For |
1g | Elect Director John D. Johns | Management | For | For |
1h | Elect Director Charles D. McCrary | Management | For | For |
1i | Elect Director James R. Malone | Management | For | For |
1j | Elect Director Ruth Ann Marshall | Management | For | For |
1k | Elect Director Susan W. Matlock | Management | For | For |
1l | Elect Director John E. Maupin, Jr. | Management | For | For |
1m | Elect Director John R. Roberts | Management | For | For |
1n | Elect Director Lee J. Styslinger, III | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
REINSURANCE GROUP OF AMERICA, INCORPORATED MEETING DATE: MAY 15, 2013 | ||||
TICKER: RGA SECURITY ID: 759351604 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Bartlett | Management | For | For |
1.2 | Elect Director Alan C. Henderson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Ratify Auditors | Management | For | For |
RENAISSANCERE HOLDINGS LTD. MEETING DATE: MAY 15, 2013 | ||||
TICKER: RNR SECURITY ID: G7496G103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian G. J. Gray | Management | For | For |
1.2 | Elect Director Henry Klehm, III | Management | For | For |
1.3 | Elect Director Ralph B. Levy | Management | For | For |
1.4 | Elect Director Nicholas L. Trivisonno | Management | For | For |
1.5 | Elect Director Edward J. Zore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James W. Crownover | Management | For | For |
1b | Elect Director William J. Flynn | Management | For | For |
1c | Elect Director Michael Larson | Management | For | For |
1d | Elect Director Nolan Lehmann | Management | For | For |
1e | Elect Director W. Lee Nutter | Management | For | For |
1f | Elect Director Ramon A. Rodriguez | Management | For | For |
1g | Elect Director Donald W. Slager | Management | For | For |
1h | Elect Director Allan C. Sorensen | Management | For | For |
1i | Elect Director John M. Trani | Management | For | For |
1j | Elect Director Michael W. Wickham | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
RITE AID CORPORATION MEETING DATE: JUN 20, 2013 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Standley | Management | For | For |
1b | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1c | Elect Director Bruce G. Bodaken | Management | For | For |
1d | Elect Director Francois J. Coutu | Management | For | For |
1e | Elect Director David R. Jessick | Management | For | For |
1f | Elect Director Michael N. Regan | Management | For | For |
1g | Elect Director Marcy Syms | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Anti Gross-up Policy | Shareholder | Against | For |
5 | Consider Stockholder Proposal Relating to the Relationships of Directors | Shareholder | Against | Against |
ROBERT HALF INTERNATIONAL INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: RHI SECURITY ID: 770323103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
1.4 | Elect Director Robert J. Pace | Management | For | For |
1.5 | Elect Director Frederick A. Richman | Management | For | For |
1.6 | Elect Director M. Keith Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 05, 2013 | ||||
TICKER: ROK SECURITY ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry C. Johnson | Management | For | For |
1.2 | Elect Director William T. McCormick,Jr. | Management | For | For |
1.3 | Elect Director Keith D. Nosbusch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael Balmuth | Management | For | For |
1b | Elect Director K. Gunnar Bjorklund | Management | For | For |
1c | Elect Director Sharon D. Garrett | Management | For | For |
1d | Elect Director Michael J. Bush | Management | For | For |
1e | Elect Director Norman A. Ferber | Management | For | For |
1f | Elect Director Gregory L. Quesnel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SEI INVESTMENTS COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: SEIC SECURITY ID: 784117103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alfred P. West, Jr. | Management | For | Against |
1b | Elect Director William M. Doran | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SILGAN HOLDINGS INC. MEETING DATE: JUN 03, 2013 | ||||
TICKER: SLGN SECURITY ID: 827048109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Philip Silver | Management | For | Withhold |
1.2 | Elect Director William C. Jennings | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SLM CORPORATION MEETING DATE: MAY 30, 2013 | ||||
TICKER: SLM SECURITY ID: 78442P106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Ann Torre Bates | Management | For | For |
1b | Elect Director W.M. Diefenderfer III | Management | For | For |
1c | Elect Director Diane Suitt Gilleland | Management | For | For |
1d | Elect Director Earl A. Goode | Management | For | For |
1e | Elect Director Ronald F. Hunt | Management | For | For |
1f | Elect Director Albert L. Lord | Management | For | For |
1g | Elect Director Barry A. Munitz | Management | For | For |
1h | Elect Director Howard H. Newman | Management | For | For |
1i | Elect Director Frank C. Puleo | Management | For | For |
1j | Elect Director Wolfgang Schoellkopf | Management | For | For |
1k | Elect Director Steven L. Shapiro | Management | For | For |
1l | Elect Director Anthony P. Terracciano | Management | For | For |
1m | Elect Director Barry L. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
SMITHFIELD FOODS, INC. MEETING DATE: SEP 19, 2012 | ||||
TICKER: SFD SECURITY ID: 832248108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph W. Luter, III | Management | For | For |
1.2 | Elect Director C. Larry Pope | Management | For | For |
1.3 | Elect Director Wendell H. Murphy, Sr. | Management | For | For |
1.4 | Elect Director Paul S. Trible, Jr. | Management | For | For |
2a | Declassify the Board of Directors | Management | For | For |
2b | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SNAP-ON INCORPORATED MEETING DATE: APR 25, 2013 | ||||
TICKER: SNA SECURITY ID: 833034101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Fiedler | Management | For | For |
1.2 | Elect Director James P. Holden | Management | For | For |
1.3 | Elect Director W. Dudley Lehman | Management | For | For |
1.4 | Elect Director Edward H. Rensi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
SOUTHWEST AIRLINES CO. MEETING DATE: MAY 15, 2013 | ||||
TICKER: LUV SECURITY ID: 844741108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David W. Biegler | Management | For | For |
1b | Elect Director J. Veronica Biggins | Management | For | For |
1c | Elect Director Douglas H. Brooks | Management | For | For |
1d | Elect Director William H. Cunningham | Management | For | For |
1e | Elect Director John G. Denison | Management | For | For |
1f | Elect Director Gary C. Kelly | Management | For | For |
1g | Elect Director Nancy B. Loeffler | Management | For | For |
1h | Elect Director John T. Montford | Management | For | For |
1i | Elect Director Thomas M. Nealon | Management | For | For |
1j | Elect Director Daniel D. Villanueva | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stuart M. Essig | Management | For | For |
1b | Elect Director Barbara B. Hill | Management | For | For |
1c | Elect Director Michael A. Rocca | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STAPLES, INC. MEETING DATE: JUN 03, 2013 | ||||
TICKER: SPLS SECURITY ID: 855030102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Basil L. Anderson | Management | For | For |
1b | Elect Director Arthur M. Blank | Management | For | For |
1c | Elect Director Drew G. Faust | Management | For | For |
1d | Elect Director Justin King | Management | For | For |
1e | Elect Director Carol Meyrowitz | Management | For | For |
1f | Elect Director Rowland T. Moriarty | Management | For | For |
1g | Elect Director Robert C. Nakasone | Management | For | For |
1h | Elect Director Ronald L. Sargent | Management | For | For |
1i | Elect Director Elizabeth A. Smith | Management | For | For |
1j | Elect Director Robert E. Sulentic | Management | For | For |
1k | Elect Director Raul Vazquez | Management | For | For |
1l | Elect Director Vijay Vishwanath | Management | For | For |
1m | Elect Director Paul F. Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Proxy Access | Shareholder | Against | Against |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
STARZ MEETING DATE: JUN 06, 2013 | ||||
TICKER: STRZA SECURITY ID: 85571Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory B. Maffei | Management | For | For |
1.2 | Elect Director Irving L. Azoff | Management | For | For |
1.3 | Elect Director Susan M. Lyne | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Charter to Recapitalize the Company by Deleting Provisions Relating to the Company's Capital and Starz Tracking Stock Groups | Management | For | For |
5 | Authorize a New Class of Common Stock | Management | For | For |
6 | Reclassify Each Share of Each Series of the Company's Existing Liberty Capital Common Stock Into One Share of the Corresponding Series of the Company's Common Stock | Management | For | For |
7 | Amend Charter to Make Certain Conforming Changes that Will be Necessary as a Result of the Charter Proposals | Management | For | For |
8 | Ratify Auditors | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Beall, II | Management | For | For |
1.2 | Elect Director Alston D. Correll | Management | For | For |
1.3 | Elect Director Jeffrey C. Crowe | Management | For | For |
1.4 | Elect Director David H. Hughes | Management | For | For |
1.5 | Elect Director M. Douglas Ivester | Management | For | For |
1.6 | Elect Director Kyle Prechtl Legg | Management | For | For |
1.7 | Elect Director William A. Linnenbringer | Management | For | For |
1.8 | Elect Director Donna S. Morea | Management | For | For |
1.9 | Elect Director David M. Ratcliffe | Management | For | For |
1.10 | Elect Director William H. Rogers, Jr. | Management | For | For |
1.11 | Elect Director Frank W. Scruggs | Management | For | For |
1.12 | Elect Director Thomas R. Watjen | Management | For | For |
1.13 | Elect Director Phail Wynn, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYMANTEC CORPORATION MEETING DATE: OCT 23, 2012 | ||||
TICKER: SYMC SECURITY ID: 871503108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen M. Bennett | Management | For | For |
1b | Elect Director Michael A. Brown | Management | For | For |
1c | Elect Director Frank E. Dangeard | Management | For | For |
1d | Elect Director Stephen E. Gillett | Management | For | For |
1e | Elect Director Geraldine B. Laybourne | Management | For | For |
1f | Elect Director David L. Mahoney | Management | For | For |
1g | Elect Director Robert S. Miller | Management | For | For |
1h | Elect Director Daniel H. Schulman | Management | For | For |
1i | Elect Director V. Paul Unruh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
SYNOPSYS, INC. MEETING DATE: APR 03, 2013 | ||||
TICKER: SNPS SECURITY ID: 871607107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aart J. de Geus | Management | For | For |
1.2 | Elect Director Chi-Foon Chan | Management | For | For |
1.3 | Elect Director Alfred Castino | Management | For | For |
1.4 | Elect Director Bruce R. Chizen | Management | For | For |
1.5 | Elect Director Deborah A. Coleman | Management | For | For |
1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Management | For | For |
1.7 | Elect Director John G. Schwarz | Management | For | For |
1.8 | Elect Director Roy Vallee | Management | For | For |
1.9 | Elect Director Steven C. Walske | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
T. ROWE PRICE GROUP, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: TROW SECURITY ID: 74144T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Edward C. Bernard | Management | For | For |
1b | Elect Director James T. Brady | Management | For | For |
1c | Elect Director Mary K. Bush | Management | For | For |
1d | Elect Director Donald B. Hebb, Jr. | Management | For | For |
1e | Elect Director Freeman A. Hrabowski, III | Management | For | For |
1f | Elect Director James A.C. Kennedy | Management | For | For |
1g | Elect Director Robert F. MacLellan | Management | For | For |
1h | Elect Director Brian C. Rogers | Management | For | For |
1i | Elect Director Alfred Sommer | Management | For | For |
1j | Elect Director Dwight S. Taylor | Management | For | For |
1k | Elect Director Anne Marie Whittemore | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TESORO CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: TSO SECURITY ID: 881609101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney F. Chase | Management | For | For |
1.2 | Elect Director Gregory J. Goff | Management | For | For |
1.3 | Elect Director Robert W. Goldman | Management | For | For |
1.4 | Elect Director Steven H. Grapstein | Management | For | For |
1.5 | Elect Director David Lilley | Management | For | For |
1.6 | Elect Director Mary Pat McCarthy | Management | For | For |
1.7 | Elect Director J.W. Nokes | Management | For | For |
1.8 | Elect Director Susan Tomasky | Management | For | For |
1.9 | Elect Director Michael E. Wiley | Management | For | For |
1.10 | Elect Director Patrick Y. Yang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TEXTRON INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: TXT SECURITY ID: 883203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott C. Donnelly | Management | For | For |
1.2 | Elect Director Kathleen M. Bader | Management | For | For |
1.3 | Elect Director R. Kerry Clark | Management | For | For |
1.4 | Elect Director James T. Conway | Management | For | For |
1.5 | Elect Director Ivor J. Evans | Management | For | For |
1.6 | Elect Director Lawrence K. Fish | Management | For | For |
1.7 | Elect Director Paul E. Gagne | Management | For | For |
1.8 | Elect Director Dain M. Hancock | Management | For | For |
1.9 | Elect Director Lord Powell | Management | For | For |
1.10 | Elect Director Lloyd G. Trotter | Management | For | For |
1.11 | Elect Director James L. Ziemer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
THE GAP, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: GPS SECURITY ID: 364760108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Adrian D. P. Bellamy | Management | For | For |
1b | Elect Director Domenico De Sole | Management | For | For |
1c | Elect Director Robert J. Fisher | Management | For | Against |
1d | Elect Director William S. Fisher | Management | For | For |
1e | Elect Director Isabella D. Goren | Management | For | For |
1f | Elect Director Bob L. Martin | Management | For | For |
1g | Elect Director Jorge P. Montoya | Management | For | For |
1h | Elect Director Glenn K. Murphy | Management | For | For |
1i | Elect Director Mayo A. Shattuck, III | Management | For | For |
1j | Elect Director Katherine Tsang | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Other Business | Management | For | Against |
THE HERSHEY COMPANY MEETING DATE: APR 30, 2013 | ||||
TICKER: HSY SECURITY ID: 427866108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela M. Arway | Management | For | For |
1.2 | Elect Director John P. Bilbrey | Management | For | For |
1.3 | Elect Director Robert F. Cavanaugh | Management | For | For |
1.4 | Elect Director Charles A. Davis | Management | For | For |
1.5 | Elect Director Robert M. Malcolm | Management | For | For |
1.6 | Elect Director James M. Mead | Management | For | For |
1.7 | Elect Director James E. Nevels | Management | For | For |
1.8 | Elect Director Anthony J. Palmer | Management | For | For |
1.9 | Elect Director Thomas J. Ridge | Management | For | For |
1.10 | Elect Director David L. Shedlarz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE KROGER CO. MEETING DATE: JUN 27, 2013 | ||||
TICKER: KR SECURITY ID: 501044101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Reuben V. Anderson | Management | For | For |
1b | Elect Director Robert D. Beyer | Management | For | For |
1c | Elect Director David B. Dillon | Management | For | For |
1d | Elect Director Susan J. Kropf | Management | For | For |
1e | Elect Director John T. LaMacchia | Management | For | For |
1f | Elect Director David B. Lewis | Management | For | For |
1g | Elect Director W. Rodney McMullen | Management | For | For |
1h | Elect Director Jorge P. Montoya | Management | For | For |
1i | Elect Director Clyde R. Moore | Management | For | For |
1j | Elect Director Susan M. Phillips | Management | For | For |
1k | Elect Director Steven R. Rogel | Management | For | For |
1l | Elect Director James A. Runde | Management | For | For |
1m | Elect Director Ronald L. Sargent | Management | For | For |
1n | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Supply Chain Human Rights Risks and Management | Shareholder | Against | Abstain |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
6 | Report on Adopting Extended Producer Responsibility Policy | Shareholder | Against | Abstain |
7 | Adopt and Implement Sustainable Palm Oil Policy | Shareholder | Against | Abstain |
THE PROGRESSIVE CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: PGR SECURITY ID: 743315103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lawton W. Fitt | Management | For | For |
1.2 | Elect Director Jeffrey D. Kelly | Management | For | For |
1.3 | Elect Director Peter B. Lewis | Management | For | For |
1.4 | Elect Director Patrick H. Nettles | Management | For | For |
1.5 | Elect Director Glenn M. Renwick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE TIMKEN COMPANY MEETING DATE: MAY 07, 2013 | ||||
TICKER: TKR SECURITY ID: 887389104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Ballbach | Management | For | For |
1.2 | Elect Director Phillip R. Cox | Management | For | For |
1.3 | Elect Director Diane C. Creel | Management | For | For |
1.4 | Elect Director James W. Griffith | Management | For | For |
1.5 | Elect Director John A. Luke, Jr. | Management | For | For |
1.6 | Elect Director Joseph W. Ralston | Management | For | For |
1.7 | Elect Director John P. Reilly | Management | For | For |
1.8 | Elect Director Frank C. Sullivan | Management | For | For |
1.9 | Elect Director John M. Timken, Jr. | Management | For | For |
1.10 | Elect Director Ward J. Timken | Management | For | For |
1.11 | Elect Director Ward J. Timken, Jr. | Management | For | For |
1.12 | Elect Director Jacqueline F. Woods | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Reduce Supermajority Vote Requirement | Management | For | For |
6 | Request Board Spin-off of Steel Business | Shareholder | Against | For |
THE VALSPAR CORPORATION MEETING DATE: FEB 21, 2013 | ||||
TICKER: VAL SECURITY ID: 920355104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William M. Cook | Management | For | For |
1.2 | Elect Director Gary E. Hendrickson | Management | For | For |
1.3 | Elect Director Mae C. Jemison | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE WESTERN UNION COMPANY MEETING DATE: MAY 30, 2013 | ||||
TICKER: WU SECURITY ID: 959802109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dinyar S. Devitre | Management | For | For |
2 | Elect Director Betsy D. Holden | Management | For | For |
3 | Elect Director Wulf von Schimmelmann | Management | For | For |
4 | Elect Director Solomon D. Trujillo | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Provide Right to Call Special Meeting | Management | For | For |
8 | Require Consistency with Corporate Values and Report on Political Contributions | Shareholder | Against | Abstain |
THORATEC CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: THOR SECURITY ID: 885175307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
1.3 | Elect Director J. Daniel Cole | Management | For | For |
1.4 | Elect Director Steven H. Collis | Management | For | For |
1.5 | Elect Director D. Keith Grossman | Management | For | For |
1.6 | Elect Director William A. Hawkins, III | Management | For | For |
1.7 | Elect Director Paul A. LaViolette | Management | For | For |
1.8 | Elect Director Daniel M. Mulvena | Management | For | For |
1.9 | Elect Director Todd C. Schermerhorn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TOTAL SYSTEM SERVICES, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: TSS SECURITY ID: 891906109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Blanchard | Management | For | For |
1.2 | Elect Director Richard Y. Bradley | Management | For | For |
1.3 | Elect Director Kriss Cloninger III | Management | For | For |
1.4 | Elect Director Walter W. Driver, Jr. | Management | For | For |
1.5 | Elect Director Gardiner W. Garrard, Jr. | Management | For | For |
1.6 | Elect Director Sidney E. Harris | Management | For | For |
1.7 | Elect Director Mason H. Lampton | Management | For | For |
1.8 | Elect Director H. Lynn Page | Management | For | For |
1.9 | Elect Director Philip W. Tomlinson | Management | For | For |
1.10 | Elect Director John T. Turner | Management | For | For |
1.11 | Elect Director Richard W. Ussery | Management | For | For |
1.12 | Elect Director M. Troy Woods | Management | For | For |
1.13 | Elect Director James D. Yancey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRINITY INDUSTRIES, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: TRN SECURITY ID: 896522109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Rhys J. Best | Management | For | For |
1.3 | Elect Director David W. Biegler | Management | For | For |
1.4 | Elect Director Leldon E. Echols | Management | For | For |
1.5 | Elect Director Ronald J. Gafford | Management | For | For |
1.6 | Elect Director Adrian Lajous | Management | For | For |
1.7 | Elect Director Melendy E. Lovett | Management | For | For |
1.8 | Elect Director Charles W. Matthews | Management | For | For |
1.9 | Elect Director Douglas L. Rock | Management | For | For |
1.10 | Elect Director Timothy R. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TRUEBLUE, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: TBI SECURITY ID: 89785X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven C. Cooper | Management | For | For |
1b | Elect Director Thomas E. McChesney | Management | For | For |
1c | Elect Director Gates McKibbin | Management | For | For |
1d | Elect Director Jeffrey B. Sakaguchi | Management | For | For |
1e | Elect Director Joseph P. Sambataro, Jr. | Management | For | For |
1f | Elect Director Bonnie W. Soodik | Management | For | For |
1g | Elect Director William W. Steele | Management | For | For |
1h | Elect Director Craig E. Tall | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TUPPERWARE BRANDS CORPORATION MEETING DATE: MAY 24, 2013 | ||||
TICKER: TUP SECURITY ID: 899896104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine A. Bertini | Management | For | For |
1.2 | Elect Director Susan M. Cameron | Management | For | For |
1.3 | Elect Director Kriss Cloninger, III | Management | For | For |
1.4 | Elect Director E. V. Goings | Management | For | For |
1.5 | Elect Director Joe R. Lee | Management | For | For |
1.6 | Elect Director Angel R. Martinez | Management | For | For |
1.7 | Elect Director Antonio Monteiro de Castro | Management | For | For |
1.8 | Elect Director Robert J. Murray | Management | For | For |
1.9 | Elect Director David R. Parker | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director M. Anne Szostak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TYSON FOODS, INC. MEETING DATE: FEB 01, 2013 | ||||
TICKER: TSN SECURITY ID: 902494103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John Tyson | Management | For | For |
1b | Elect Director Kathleen M. Bader | Management | For | For |
1c | Elect Director Gaurdie E. Banister, Jr. | Management | For | For |
1d | Elect Director Jim Kever | Management | For | For |
1e | Elect Director Kevin M. McNamara | Management | For | For |
1f | Elect Director Brad T. Sauer | Management | For | For |
1g | Elect Director Robert Thurber | Management | For | For |
1h | Elect Director Barbara A. Tyson | Management | For | For |
1i | Elect Director Albert C. Zapanta | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
UNITED THERAPEUTICS CORPORATION MEETING DATE: JUN 26, 2013 | ||||
TICKER: UTHR SECURITY ID: 91307C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Causey | Management | For | For |
1.2 | Elect Director Richard Giltner | Management | For | For |
1.3 | Elect Director R. Paul Gray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jerry D. Choate | Management | For | For |
1b | Elect Director Ruben M. Escobedo | Management | For | For |
1c | Elect Director William R. Klesse | Management | For | For |
1d | Elect Director Deborah P. Majoras | Management | For | For |
1e | Elect Director Bob Marbut | Management | For | For |
1f | Elect Director Donald L. Nickles | Management | For | For |
1g | Elect Director Philip J. Pfeiffer | Management | For | For |
1h | Elect Director Robert A. Profusek | Management | For | For |
1i | Elect Director Susan Kaufman Purcell | Management | For | For |
1j | Elect Director Stephen M. Waters | Management | For | For |
1k | Elect Director Randall J. Weisenburger | Management | For | For |
1l | Elect Director Rayford Wilkins, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
VALIDUS HOLDINGS, LTD. MEETING DATE: MAY 01, 2013 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Noonan | Management | For | Withhold |
1.2 | Elect Director Mahmoud Abdallah | Management | For | For |
1.3 | Elect Director Jeffrey W. Greenberg | Management | For | Withhold |
1.4 | Elect Director John J. Hendrickson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VALMONT INDUSTRIES, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: VMI SECURITY ID: 920253101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kaj den Daas | Management | For | For |
1.2 | Elect Director James B. Milliken | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
VARIAN MEDICAL SYSTEMS, INC. MEETING DATE: FEB 14, 2013 | ||||
TICKER: VAR SECURITY ID: 92220P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Andrew Eckert | Management | For | For |
1.2 | Elect Director Mark R. Laret | Management | For | For |
1.3 | Elect Director Erich R. Reinhardt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
VISTEON CORPORATION MEETING DATE: JUN 13, 2013 | ||||
TICKER: VC SECURITY ID: 92839U206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Duncan H. Cocroft | Management | For | For |
1b | Elect Director Jeffrey D. Jones | Management | For | For |
1c | Elect Director Timothy D. Leuliette | Management | For | For |
1d | Elect Director Robert Manzo | Management | For | For |
1e | Elect Director Francis M. Scricco | Management | For | For |
1f | Elect Director David L. Treadwell | Management | For | For |
1g | Elect Director Harry J. Wilson | Management | For | For |
1h | Elect Director Yuen Kam Ho, George | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Non-Employee Director Restricted Stock Plan | Management | For | For |
WABCO HOLDINGS INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: WBC SECURITY ID: 92927K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jacques Esculier | Management | For | For |
1.2 | Elect Director Kenneth J. Martin | Management | For | For |
1.3 | Elect Director Donald J. Stebbins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WADDELL & REED FINANCIAL, INC. MEETING DATE: APR 17, 2013 | ||||
TICKER: WDR SECURITY ID: 930059100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Henry J. Herrmann | Management | For | For |
1.2 | Elect Director James M. Raines | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WARNER CHILCOTT PUBLIC LIMITED COMPANY MEETING DATE: MAY 07, 2013 | ||||
TICKER: WCRX SECURITY ID: G94368100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John P. Connaughton | Management | For | For |
1b | Elect Director Tamar D. Howson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WESTERN ASSET MORTGAGE CAPITAL CORPORATION MEETING DATE: JUN 07, 2013 | ||||
TICKER: WMC SECURITY ID: 95790D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Hirschmann, III | Management | For | Withhold |
1.2 | Elect Director Gavin L. James | Management | For | For |
1.3 | Elect Director Edward D. Fox | Management | For | For |
1.4 | Elect Director M. Christian Mitchell | Management | For | For |
1.5 | Elect Director Richard W. Roll | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 08, 2012 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kathleen A. Cote | Management | For | For |
1b | Elect Director John F. Coyne | Management | For | For |
1c | Elect Director Henry T. DeNero | Management | For | For |
1d | Elect Director William L. Kimsey | Management | For | For |
1e | Elect Director Michael D. Lambert | Management | For | For |
1f | Elect Director Len J. Lauer | Management | For | For |
1g | Elect Director Matthew E. Massengill | Management | For | For |
1h | Elect Director Roger H. Moore | Management | For | For |
1i | Elect Director Kensuke Oka | Management | For | For |
1j | Elect Director Thomas E. Pardun | Management | For | For |
1k | Elect Director Arif Shakeel | Management | For | For |
1l | Elect Director Masahiro Yamamura | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WESTERN REFINING, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Sanders | Management | For | For |
1.2 | Elect Director Ralph A. Schmidt | Management | For | For |
1.3 | Elect Director Jeff A. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: WAB SECURITY ID: 929740108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Brooks | Management | For | For |
1.2 | Elect Director William E. Kassling | Management | For | For |
1.3 | Elect Director Albert J. Neupaver | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
WESTLAKE CHEMICAL CORPORATION MEETING DATE: MAY 17, 2013 | ||||
TICKER: WLK SECURITY ID: 960413102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert T. Blakely | Management | For | For |
1.2 | Elect Director Albert Chao | Management | For | Withhold |
1.3 | Elect Director Michael J. Graff | Management | For | For |
1.4 | Elect Director R. Bruce Northcutt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
WEYERHAEUSER COMPANY MEETING DATE: APR 11, 2013 | ||||
TICKER: WY SECURITY ID: 962166104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Debra A. Cafaro | Management | For | For |
1.2 | Elect Director Mark A. Emmert | Management | For | For |
1.3 | Elect Director Daniel S. Fulton | Management | For | For |
1.4 | Elect Director John I. Kieckhefer | Management | For | For |
1.5 | Elect Director Wayne W. Murdy | Management | For | For |
1.6 | Elect Director Nicole W. Piasecki | Management | For | For |
1.7 | Elect Director Doyle R. Simons | Management | For | For |
1.8 | Elect Director Richard H. Sinkfield | Management | For | For |
1.9 | Elect Director D. Michael Steuert | Management | For | For |
1.10 | Elect Director Kim Williams | Management | For | For |
1.11 | Elect Director Charles R. Williamson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WHIRLPOOL CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Samuel R. Allen | Management | For | For |
1b | Elect Director Gary T. DiCamillo | Management | For | For |
1c | Elect Director Diane M. Dietz | Management | For | For |
1d | Elect Director Jeff M. Fettig | Management | For | For |
1e | Elect Director Michael F. Johnston | Management | For | For |
1f | Elect Director William T. Kerr | Management | For | For |
1g | Elect Director John D. Liu | Management | For | For |
1h | Elect Director Harish Manwani | Management | For | For |
1i | Elect Director William D. Perez | Management | For | For |
1j | Elect Director Michael A. Todman | Management | For | For |
1k | Elect Director Michael D. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | For |
WYNDHAM WORLDWIDE CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: WYN SECURITY ID: 98310W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian Mulroney | Management | For | For |
1.2 | Elect Director Michael H. Wargotz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
XCEL ENERGY INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: XEL SECURITY ID: 98389B100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gail Koziara Boudreaux | Management | For | For |
1b | Elect Director Fredric W. Corrigan | Management | For | For |
1c | Elect Director Richard K. Davis | Management | For | For |
1d | Elect Director Benjamin G.S. Fowke, III | Management | For | For |
1e | Elect Director Albert F. Moreno | Management | For | For |
1f | Elect Director Richard T. O'Brien | Management | For | For |
1g | Elect Director Christopher J. Policinski | Management | For | For |
1h | Elect Director A. Patricia Sampson | Management | For | For |
1i | Elect Director James J. Sheppard | Management | For | For |
1j | Elect Director David A. Westerlund | Management | For | For |
1k | Elect Director Kim Williams | Management | For | For |
1l | Elect Director Timothy V. Wolf | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
XEROX CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: XRX SECURITY ID: 984121103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Glenn A. Britt | Management | For | For |
1.2 | Elect Director Ursula M. Burns | Management | For | For |
1.3 | Elect Director Richard J. Harrington | Management | For | For |
1.4 | Elect Director William Curt Hunter | Management | For | For |
1.5 | Elect Director Robert J. Keegan | Management | For | For |
1.6 | Elect Director Robert A. McDonald | Management | For | For |
1.7 | Elect Director Charles Prince | Management | For | For |
1.8 | Elect Director Ann N. Reese | Management | For | For |
1.9 | Elect Director Sara Martinez Tucker | Management | For | For |
1.10 | Elect Director Mary Agnes Wilderotter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | Against |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Christopher B. Begley | Management | For | For |
1b | Elect Director Betsy J. Bernard | Management | For | For |
1c | Elect Director Gail K. Boudreaux | Management | For | For |
1d | Elect Director David C. Dvorak | Management | For | For |
1e | Elect Director Larry C. Glasscock | Management | For | For |
1f | Elect Director Robert A. Hagemann | Management | For | For |
1g | Elect Director Arthur J. Higgins | Management | For | For |
1h | Elect Director John L. McGoldrick | Management | For | For |
1i | Elect Director Cecil B. Pickett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | Against |
VOTE SUMMARY REPORT
FIDELITY SMALL CAP ENHANCED INDEX FUND
07/01/2012 - 06/30/2013
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
Geode Capital Management, LLC ("Geode") is sub-adviser to the fund. As sub-adviser, Geode has been granted discretionary authority to vote the fund's portfolio securities. Geode has developed, and the Board of Trustees for the fund has approved, proxy voting guidelines. Geode votes the fund's proxies consistent with those guidelines.
1ST SOURCE CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: SRCE SECURITY ID: 336901103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vinod M. Khilnani | Management | For | For |
1.2 | Elect Director Daniel B. Fitzpatrick | Management | For | Withhold |
1.3 | Elect Director Wellington D. Jones III | Management | For | For |
1.4 | Elect Director Najeeb A. Khan | Management | For | For |
1.5 | Elect Director Christopher J. Murphy IV | Management | For | For |
A. O. SMITH CORPORATION MEETING DATE: APR 15, 2013 | ||||
TICKER: AOS SECURITY ID: 831865209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gloster B. Current, Jr. | Management | For | For |
1.2 | Elect Director William P. Greubel | Management | For | For |
1.3 | Elect Director Idelle K. Wolf | Management | For | For |
1.4 | Elect Director Gene C. Wulf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Reduce Authorized Class A Common Stock | Management | For | For |
ACETO CORPORATION MEETING DATE: DEC 06, 2012 | ||||
TICKER: ACET SECURITY ID: 004446100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert L. Eilender | Management | For | For |
1.2 | Elect Director Robert A. Wiesen | Management | For | For |
1.3 | Elect Director Hans C. Noetzli | Management | For | For |
1.4 | Elect Director William N. Britton | Management | For | For |
1.5 | Elect Director Richard P. Randall | Management | For | For |
1.6 | Elect Director Salvatore Guccione | Management | For | For |
1.7 | Elect Director Natasha Giordano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
ACTUATE CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: BIRT SECURITY ID: 00508B102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter I. Cittadini | Management | For | For |
1.2 | Elect Director Kenneth E. Marshall | Management | For | For |
1.3 | Elect Director Nicolas C. Nierenberg | Management | For | For |
1.4 | Elect Director Arthur C. Patterson | Management | For | For |
1.5 | Elect Director Steven D. Whiteman | Management | For | For |
1.6 | Elect Director Raymond L. Ocampo Jr. | Management | For | For |
1.7 | Elect Director Timothy B. Yeaton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ACXIOM CORPORATION MEETING DATE: AUG 16, 2012 | ||||
TICKER: ACXM SECURITY ID: 005125109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John L. Battelle | Management | For | For |
2 | Elect Director Ann Die Hasselmo | Management | For | For |
3 | Elect Director William J. Henderson | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ADAMS RESOURCES & ENERGY, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: AE SECURITY ID: 006351308 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank T. Webster | Management | For | For |
1.2 | Elect Director E. C. Reinauer, Jr. | Management | For | For |
1.3 | Elect Director Townes G. Pressler | Management | For | For |
1.4 | Elect Director Larry E. Bell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ADVANCED ENERGY INDUSTRIES, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: AEIS SECURITY ID: 007973100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas S. Schatz | Management | For | For |
1.2 | Elect Director Frederick A. Ball | Management | For | For |
1.3 | Elect Director Richard P. Beck | Management | For | For |
1.4 | Elect Director Garry W. Rogerson | Management | For | For |
1.5 | Elect Director Edward C. Grady | Management | For | For |
1.6 | Elect Director Terry Hudgens | Management | For | For |
1.7 | Elect Director Thomas M. Rohrs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AEP INDUSTRIES INC. MEETING DATE: APR 09, 2013 | ||||
TICKER: AEPI SECURITY ID: 001031103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Brendan Barba | Management | For | For |
1.2 | Elect Director Richard E. Davis | Management | For | For |
1.3 | Elect Director Lee C. Stewart | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
AFC ENTERPRISES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: AFCE SECURITY ID: 00104Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Krishnan Anand | Management | For | Withhold |
1.2 | Elect Director Victor Arias, Jr. | Management | For | For |
1.3 | Elect Director Cheryl A. Bachelder | Management | For | For |
1.4 | Elect Director Carolyn Hogan Byrd | Management | For | For |
1.5 | Elect Director John M. Cranor, III | Management | For | For |
1.6 | Elect Director R. William Ide, III | Management | For | For |
1.7 | Elect Director Kelvin J. Pennington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AG MORTGAGE INVESTMENT TRUST, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: MITT SECURITY ID: 001228105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur Ainsberg | Management | For | For |
1.2 | Elect Director Andrew L. Berger | Management | For | For |
1.3 | Elect Director Joseph LaManna | Management | For | For |
1.4 | Elect Director Jonathan Lieberman | Management | For | For |
1.5 | Elect Director Peter Linneman | Management | For | For |
1.6 | Elect Director David Roberts | Management | For | For |
1.7 | Elect Director Frank Stadelmaier | Management | For | For |
1.8 | Elect Director James M. Voss | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AIR METHODS CORPORATION MEETING DATE: MAY 30, 2013 | ||||
TICKER: AIRM SECURITY ID: 009128307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George W. Belsey | Management | For | For |
1.2 | Elect Director C. David Kikumoto | Management | For | For |
1.3 | Elect Director Carl H. McNair, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AIRCASTLE LIMITED MEETING DATE: MAY 23, 2013 | ||||
TICKER: AYR SECURITY ID: G0129K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald W. Allen | Management | For | For |
1.2 | Elect Director Douglas A. Hacker | Management | For | For |
1.3 | Elect Director Ron Wainshal | Management | For | For |
2 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ALAMO GROUP INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: ALG SECURITY ID: 011311107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roderick R. Baty | Management | For | For |
1.2 | Elect Director Helen W. Cornell | Management | For | For |
1.3 | Elect Director Jerry E. Goldress | Management | For | For |
1.4 | Elect Director David W. Grzelak | Management | For | For |
1.5 | Elect Director Gary L. Martin | Management | For | For |
1.6 | Elect Director Ronald A. Robinson | Management | For | For |
1.7 | Elect Director James B. Skaggs | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALASKA AIR GROUP, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: ALK SECURITY ID: 011659109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Ayer | Management | For | For |
1.2 | Elect Director Patricia M. Bedient | Management | For | For |
1.3 | Elect Director Marion C. Blakey | Management | For | For |
1.4 | Elect Director Phyllis J. Campbell | Management | For | For |
1.5 | Elect Director Jessie J. Knight, Jr. | Management | For | For |
1.6 | Elect Director R. Marc Langland | Management | For | For |
1.7 | Elect Director Dennis F. Madsen | Management | For | For |
1.8 | Elect Director Byron I. Mallott | Management | For | For |
1.9 | Elect Director J. Kenneth Thompson | Management | For | For |
1.10 | Elect Director Bradley D. Tilden | Management | For | For |
1.11 | Elect Director Eric K. Yeaman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
ALBANY INTERNATIONAL CORP. MEETING DATE: MAY 17, 2013 | ||||
TICKER: AIN SECURITY ID: 012348108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Cassidy, Jr. | Management | For | For |
1.2 | Elect Director Edgar G. Hotard | Management | For | For |
1.3 | Elect Director Erland E. Kailbourne | Management | For | For |
1.4 | Elect Director Joseph G. Morone | Management | For | For |
1.5 | Elect Director Katharine L. Plourde | Management | For | For |
1.6 | Elect Director John R. Scannell | Management | For | For |
1.7 | Elect Director Christine L. Standish | Management | For | Withhold |
1.8 | Elect Director John C. Standish | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
ALICO, INC. MEETING DATE: FEB 22, 2013 | ||||
TICKER: ALCO SECURITY ID: 016230104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director JD Alexander | Management | For | For |
1.2 | Elect Director Thomas H. McAuley | Management | For | For |
1.3 | Elect Director Charles L. Palmer | Management | For | For |
1.4 | Elect Director Ramon A. Rodriguez | Management | For | For |
1.5 | Elect Director John D. Rood | Management | For | For |
1.6 | Elect Director Robert J. Viguet, Jr. | Management | For | For |
1.7 | Elect Director Gordon Walker | Management | For | For |
1.8 | Elect Director Adam D. Compton | Management | For | For |
1.9 | Elect Director Dykes Everett | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Other Business | Management | For | Against |
ALLIANCE FINANCIAL CORPORATION MEETING DATE: MAR 07, 2013 | ||||
TICKER: ALNC SECURITY ID: 019205103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
ALLIANCE HEALTHCARE SERVICES, INC. MEETING DATE: MAY 28, 2013 | ||||
TICKER: AIQ SECURITY ID: 018606301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott A. Bartos | Management | For | For |
1.2 | Elect Director Aaron A. Bendikson | Management | For | Withhold |
1.3 | Elect Director Edward L. Samek | Management | For | For |
ALON USA ENERGY, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: ALJ SECURITY ID: 020520102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David Wiessman | Management | For | Withhold |
1.2 | Elect Director Boaz Biran | Management | For | Withhold |
1.3 | Elect Director Ron W. Haddock | Management | For | For |
1.4 | Elect Director Itzhak Bader | Management | For | Withhold |
1.5 | Elect Director Jeff D. Morris | Management | For | Withhold |
1.6 | Elect Director Yeshayahu Pery | Management | For | Withhold |
1.7 | Elect Director Zalman Segal | Management | For | For |
1.8 | Elect Director Avraham Shochat | Management | For | For |
1.9 | Elect Director Shlomo Even | Management | For | Withhold |
1.10 | Elect Director Oded Rubinstein | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
AMBARELLA, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: AMBA SECURITY ID: G037AX101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chenming C. Hu | Management | For | For |
1.2 | Elect Director Feng-Ming (Fermi) Wang | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
AMEDISYS, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: AMED SECURITY ID: 023436108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Borne | Management | For | For |
1.2 | Elect Director Linda J. Hall | Management | For | For |
1.3 | Elect Director Ronald A. LaBorde | Management | For | For |
1.4 | Elect Director Jake L. Netterville | Management | For | For |
1.5 | Elect Director David R. Pitts | Management | For | For |
1.6 | Elect Director Peter F. Ricchiuti | Management | For | For |
1.7 | Elect Director Donald A. Washburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERCO MEETING DATE: AUG 30, 2012 | ||||
TICKER: UHAL SECURITY ID: 023586100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Frank Lyons | Management | For | For |
1.2 | Elect Director Edward J. 'Joe' Shoen | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Allow Shareholder Proposals Requesting Ratification of Decisions and Actions Taken by the Board and Executive Officers | Shareholder | For | For |
5 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | None | Abstain |
AMERICAN CAPITAL MORTGAGE INVESTMENT CORP. MEETING DATE: APR 30, 2013 | ||||
TICKER: MTGE SECURITY ID: 02504A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Couch | Management | For | For |
1.2 | Elect Director Morris A. Davis | Management | For | For |
1.3 | Elect Director Randy E. Dobbs | Management | For | For |
1.4 | Elect Director Larry K. Harvey | Management | For | For |
1.5 | Elect Director Prue B. Larocca | Management | For | For |
1.6 | Elect Director Alvin N. Puryear | Management | For | For |
1.7 | Elect Director Malon Wilkus | Management | For | For |
1.8 | Elect Director John R. Erickson | Management | For | For |
1.9 | Elect Director Samuel A. Flax | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN CAPITAL, LTD. MEETING DATE: APR 26, 2013 | ||||
TICKER: ACAS SECURITY ID: 02503Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mary C. Baskin | Management | For | For |
1.2 | Elect Director Neil M. Hahl | Management | For | For |
1.3 | Elect Director Philip R. Harper | Management | For | For |
1.4 | Elect Director John A. Koskinen | Management | For | For |
1.5 | Elect Director Stan Lundine | Management | For | For |
1.6 | Elect Director Kenneth D. Peterson, Jr. | Management | For | For |
1.7 | Elect Director Alvin N. Puryear | Management | For | For |
1.8 | Elect Director Malon Wilkus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AMERICAN RAILCAR INDUSTRIES, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: ARII SECURITY ID: 02916P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl C. Icahn | Management | For | Against |
1.2 | Elect Director James J. Unger | Management | For | Against |
1.3 | Elect Director James C. Pontious | Management | For | For |
1.4 | Elect Director J. Mike Laisure | Management | For | For |
1.5 | Elect Director Harold First | Management | For | For |
1.6 | Elect Director Brett Icahn | Management | For | Against |
1.7 | Elect Director Hunter Gary | Management | For | Against |
1.8 | Elect Director SungHwan Cho | Management | For | Against |
1.9 | Elect Director Daniel A. Ninivaggi | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICAN SCIENCE AND ENGINEERING, INC. MEETING DATE: SEP 06, 2012 | ||||
TICKER: ASEI SECURITY ID: 029429107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Denis R. Brown | Management | For | For |
1.2 | Elect Director Anthony R. Fabiano | Management | For | For |
1.3 | Elect Director John A. Gordon | Management | For | For |
1.4 | Elect Director Hamilton W. Helmer | Management | For | For |
1.5 | Elect Director Don R. Kania | Management | For | For |
1.6 | Elect Director Ernest J. Moniz | Management | For | For |
1.7 | Elect Director Mark S. Thompson | Management | For | For |
1.8 | Elect Director Carl W. Vogt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMERICAN STATES WATER COMPANY MEETING DATE: MAY 21, 2013 | ||||
TICKER: AWR SECURITY ID: 029899101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Diana M. Bonta | Management | For | For |
1.2 | Elect Director Robert J. Sprowls | Management | For | For |
1.3 | Elect Director Lloyd E. Ross | Management | For | For |
2 | Approve Non-Employee Director Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
AMERICAN WOODMARK CORPORATION MEETING DATE: AUG 23, 2012 | ||||
TICKER: AMWD SECURITY ID: 030506109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William F. Brandt, Jr. | Management | For | For |
2 | Elect Director Andrew B. Cogan | Management | For | For |
3 | Elect Director Martha M. Dally | Management | For | For |
4 | Elect Director James G. Davis, Jr. | Management | For | For |
5 | Elect Director Kent B. Guichard | Management | For | For |
6 | Elect Director Daniel T. Hendrix | Management | For | For |
7 | Elect Director Kent J. Hussey | Management | For | For |
8 | Elect Director Carol B. Moerdyk | Management | For | For |
9 | Elect Director Vance W. Tang | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERISTAR CASINOS, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: ASCA SECURITY ID: 03070Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
AMERISTAR CASINOS, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: ASCA SECURITY ID: 03070Q101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl Brooks | Management | For | For |
1.2 | Elect Director Gordon R. Kanofsky | Management | For | For |
1.3 | Elect Director J. William Richardson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMN HEALTHCARE SERVICES, INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: AHS SECURITY ID: 001744101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark G. Foletta | Management | For | For |
1.2 | Elect Director R. Jeffrey Harris | Management | For | For |
1.3 | Elect Director Michael M.E. Johns | Management | For | For |
1.4 | Elect Director Martha H. Marsh | Management | For | For |
1.5 | Elect Director Susan R. Salka | Management | For | For |
1.6 | Elect Director Andrew M. Stern | Management | For | For |
1.7 | Elect Director Paul E. Weaver | Management | For | For |
1.8 | Elect Director Douglas D. Wheat | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMSURG CORP. MEETING DATE: MAY 23, 2013 | ||||
TICKER: AMSG SECURITY ID: 03232P405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Deal | Management | For | For |
1.2 | Elect Director Steven I. Geringer | Management | For | For |
1.3 | Elect Director Claire M. Gulmi | Management | For | For |
1.4 | Elect Director Joey A. Jacobs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANACOR PHARMACEUTICALS, INC. MEETING DATE: JUN 03, 2013 | ||||
TICKER: ANAC SECURITY ID: 032420101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lucy Shapiro | Management | For | Withhold |
1.2 | Elect Director Paul L. Berns | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANALOGIC CORPORATION MEETING DATE: JAN 22, 2013 | ||||
TICKER: ALOG SECURITY ID: 032657207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Bernard C. Bailey | Management | For | For |
1b | Elect Director Jeffrey P. Black | Management | For | For |
1c | Elect Director James W. Green | Management | For | For |
1d | Elect Director James J. Judge | Management | For | For |
1e | Elect Director Kevin C. Melia | Management | For | For |
1f | Elect Director Michael T. Modic | Management | For | For |
1g | Elect Director Fred B. Parks | Management | For | For |
1h | Elect Director Sophie V. Vandebroek | Management | For | For |
1i | Elect Director Edward F. Voboril | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ANAREN, INC. MEETING DATE: NOV 07, 2012 | ||||
TICKER: ANEN SECURITY ID: 032744104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl W. Gerst | Management | For | For |
1.2 | Elect Director Dale F. Eck | Management | For | For |
1.3 | Elect Director James G. Gould | Management | For | Withhold |
2 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
3 | Ratify Auditors | Management | For | For |
ANIXTER INTERNATIONAL INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: AXE SECURITY ID: 035290105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lord James Blyth | Management | For | For |
1.2 | Elect Director Frederic F. Brace | Management | For | For |
1.3 | Elect Director Linda Walker Bynoe | Management | For | For |
1.4 | Elect Director Robert J. Eck | Management | For | For |
1.5 | Elect Director Robert W. Grubbs | Management | For | For |
1.6 | Elect Director F. Philip Handy | Management | For | For |
1.7 | Elect Director Melvyn N. Klein | Management | For | For |
1.8 | Elect Director George Munoz | Management | For | For |
1.9 | Elect Director Stuart M. Sloan | Management | For | For |
1.10 | Elect Director Matthew Zell | Management | For | For |
1.11 | Elect Director Samuel Zell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ANN INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: ANN SECURITY ID: 035623107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michelle Gass | Management | For | For |
1b | Elect Director Daniel W. Yih | Management | For | For |
1c | Elect Director Michael C. Plansky | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
ANWORTH MORTGAGE ASSET CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: ANH SECURITY ID: 037347101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lloyd McAdams | Management | For | For |
1.2 | Elect Director Lee A. Ault, III | Management | For | For |
1.3 | Elect Director Charles H. Black | Management | For | For |
1.4 | Elect Director Joe E. Davis | Management | For | For |
1.5 | Elect Director Robert C. Davis | Management | For | For |
1.6 | Elect Director Joseph E. McAdams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APOGEE ENTERPRISES, INC. MEETING DATE: JUN 26, 2013 | ||||
TICKER: APOG SECURITY ID: 037598109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerome L. Davis | Management | For | For |
1.2 | Elect Director Sara L. Hays | Management | For | For |
1.3 | Elect Director Richard V. Reynolds | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: ARI SECURITY ID: 03762U105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas D. Abbey | Management | For | For |
1.2 | Elect Director Joseph F. Azrack | Management | For | For |
1.3 | Elect Director Mark C. Biderman | Management | For | For |
1.4 | Elect Director Alice M. Connell | Management | For | For |
1.5 | Elect Director Eric L. Press | Management | For | For |
1.6 | Elect Director Michael E. Salvati | Management | For | For |
1.7 | Elect Director Stuart A. Rothstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APOLLO RESIDENTIAL MORTGAGE, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: AMTG SECURITY ID: 03763V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Becker | Management | For | For |
1.2 | Elect Director Mark C. Biderman | Management | For | For |
1.3 | Elect Director Frederick N. Khedouri | Management | For | For |
1.4 | Elect Director Justin Stevens | Management | For | For |
1.5 | Elect Director Hope S. Taitz | Management | For | For |
1.6 | Elect Director Frederick J. Kleisner | Management | For | For |
1.7 | Elect Director Thomas D. Christopoul | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APPLIED INDUSTRIAL TECHNOLOGIES, INC. MEETING DATE: OCT 23, 2012 | ||||
TICKER: AIT SECURITY ID: 03820C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter A. Dorsman | Management | For | For |
1.2 | Elect Director J. Michael Moore | Management | For | For |
1.3 | Elect Director Vincent K. Petrella | Management | For | For |
1.4 | Elect Director Jerry Sue Thornton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ARCTIC CAT INC. MEETING DATE: AUG 08, 2012 | ||||
TICKER: ACAT SECURITY ID: 039670104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher A. Twomey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARGAN, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: AGX SECURITY ID: 04010E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rainer H. Bosselmann | Management | For | For |
1.2 | Elect Director Henry A. Crumpton | Management | For | Withhold |
1.3 | Elect Director Cynthia A. Flanders | Management | For | For |
1.4 | Elect Director William F. Griffin, Jr. | Management | For | For |
1.5 | Elect Director William F. Leimkuhler | Management | For | For |
1.6 | Elect Director W.G. Champion Mitchell | Management | For | For |
1.7 | Elect Director James W. Quinn | Management | For | For |
1.8 | Elect Director Brian R. Sherras | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
ARGO GROUP INTERNATIONAL HOLDINGS, LTD. MEETING DATE: MAY 07, 2013 | ||||
TICKER: AGII SECURITY ID: G0464B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director F. Sedgwick Browne | Management | For | For |
1.2 | Elect Director Hector De Leon | Management | For | For |
1.3 | Elect Director Kathleen A. Nealon | Management | For | For |
1.4 | Elect Director John H. Tonelli | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
ARLINGTON ASSET INVESTMENT CORP. MEETING DATE: JUN 06, 2013 | ||||
TICKER: AI SECURITY ID: 041356205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric F. Billings | Management | For | For |
1.2 | Elect Director Daniel J. Altobello | Management | For | For |
1.3 | Elect Director Daniel E. Berce | Management | For | For |
1.4 | Elect Director David W. Faeder | Management | For | For |
1.5 | Elect Director Peter A. Gallagher | Management | For | For |
1.6 | Elect Director Ralph S. Michael, III | Management | For | For |
1.7 | Elect Director J. Rock Tonkel, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
ARRAY BIOPHARMA INC. MEETING DATE: OCT 24, 2012 | ||||
TICKER: ARRY SECURITY ID: 04269X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gwen A. Fyfe | Management | For | Withhold |
1.2 | Elect Director Liam T. Ratcliffe | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
ARRIS GROUP, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: ARRS SECURITY ID: 04270V106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alex B. Best | Management | For | For |
1.2 | Elect Director Harry L. Bosco | Management | For | For |
1.3 | Elect Director James A. Chiddix | Management | For | For |
1.4 | Elect Director John Anderson Craig | Management | For | For |
1.5 | Elect Director Andrew T. Heller | Management | For | For |
1.6 | Elect Director Matthew B. Kearney | Management | For | For |
1.7 | Elect Director Robert J. Stanzione | Management | For | For |
1.8 | Elect Director Debora J. Wilson | Management | For | For |
1.9 | Elect Director David A. Woodle | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
ARTIO GLOBAL INVESTORS INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: ART SECURITY ID: 04315B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
4.1 | Elect Director Robert Jackson | Management | For | For |
4.2 | Elect Director Duane Kullberg | Management | For | For |
4.3 | Elect Director Christopher Wright | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Omnibus Stock Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
ASCENA RETAIL GROUP, INC. MEETING DATE: DEC 11, 2012 | ||||
TICKER: ASNA SECURITY ID: 04351G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Usdan | Management | For | For |
1.2 | Elect Director Randy L. Pearce | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
ASPEN TECHNOLOGY, INC. MEETING DATE: DEC 06, 2012 | ||||
TICKER: AZPN SECURITY ID: 045327103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark E. Fusco | Management | For | Withhold |
1.2 | Elect Director Gary E. Haroian | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AVISTA CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: AVA SECURITY ID: 05379B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Erik J. Anderson | Management | For | For |
1b | Elect Director Kristianne Blake | Management | For | For |
1c | Elect Director Donald C. Burke | Management | For | For |
1d | Elect Director Rick R. Holley | Management | For | For |
1e | Elect Director John F. Kelly | Management | For | For |
1f | Elect Director Rebecca A. Klein | Management | For | For |
1g | Elect Director Scott L. Morris | Management | For | For |
1h | Elect Director Marc F. Racicot | Management | For | For |
1i | Elect Director Heidi B. Stanley | Management | For | For |
1j | Elect Director R. John Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Reduce Supermajority Vote Requirement for Certain Provisions | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AXIALL CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: AXLL SECURITY ID: 05463D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul D. Carrico | Management | For | For |
1.2 | Elect Director T. Kevin DeNicola | Management | For | For |
1.3 | Elect Director Patrick J. Fleming | Management | For | For |
1.4 | Elect Director Robert M. Gervis | Management | For | For |
1.5 | Elect Director Victoria F. Haynes | Management | For | For |
1.6 | Elect Director Stephen E. Macadam | Management | For | For |
1.7 | Elect Director William L. Mansfield | Management | For | For |
1.8 | Elect Director Michael H. McGarry | Management | For | For |
1.9 | Elect Director Mark L. Noetzel | Management | For | For |
1.10 | Elect Director Robert Ripp | Management | For | For |
1.11 | Elect Director David N. Weinstein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BALCHEM CORPORATION MEETING DATE: JUN 20, 2013 | ||||
TICKER: BCPC SECURITY ID: 057665200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dino A. Rossi | Management | For | For |
1.2 | Elect Director Elaine R. Wedral | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
BANCO LATINOAMERICANO DE COMERCIO EXTERIOR SA MEETING DATE: APR 17, 2013 | ||||
TICKER: BLX SECURITY ID: P16994132 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Consolidated Financial Statements and Statutory Reports for Fiscal Year 2012 | Management | For | For |
2 | Ratify Deloitte as Auditor | Management | For | For |
3.1 | Reelect Herminio A. Blanco as Director to Represent Holders of Class E Shares | Management | For | For |
3.2 | Reelect Maria da Graca Franca as Director to Represent Holders of Class E Shares | Management | For | For |
3.3 | Reelect William D. Hayes as Director to Represent Holders of Class E Shares | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
BANK OF MARIN BANCORP MEETING DATE: MAY 14, 2013 | ||||
TICKER: BMRC SECURITY ID: 063425102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell A. Colombo | Management | For | For |
1.2 | Elect Director Thomas M. Foster | Management | For | For |
1.3 | Elect Director Robert Heller | Management | For | For |
1.4 | Elect Director Norma J. Howard | Management | For | For |
1.5 | Elect Director Stuart D. Lum | Management | For | For |
1.6 | Elect Director William H. McDevitt, Jr. | Management | For | For |
1.7 | Elect Director Michaela K. Rodeno | Management | For | For |
1.8 | Elect Director Joel Sklar | Management | For | For |
1.9 | Elect Director Brian M. Sobel | Management | For | For |
1.10 | Elect Director J. Dietrich Stroeh | Management | For | For |
1.11 | Elect Director Jan I. Yanehiro | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BANNER CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: BANR SECURITY ID: 06652V208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert D. Adams | Management | For | For |
1.2 | Elect Director Connie R. Collingsworth | Management | For | For |
1.3 | Elect Director Robert J. Lane | Management | For | For |
1.4 | Elect Director Gary Sirmon | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Amend Restricted Stock Plan | Management | For | For |
BARRETT BUSINESS SERVICES, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: BBSI SECURITY ID: 068463108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Carley | Management | For | For |
1.2 | Elect Director Michael L. Elich | Management | For | For |
1.3 | Elect Director James B. Hicks | Management | For | For |
1.4 | Elect Director Roger L. Johnson | Management | For | For |
1.5 | Elect Director Jon L. Justesen | Management | For | For |
1.6 | Elect Director Anthony Meeker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BASIC ENERGY SERVICES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: BAS SECURITY ID: 06985P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William E. Chiles | Management | For | Withhold |
1.2 | Elect Director Robert F. Fulton | Management | For | For |
1.3 | Elect Director Antonio O. Garza, Jr. | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
BELO CORP. MEETING DATE: MAY 07, 2013 | ||||
TICKER: BLC SECURITY ID: 080555105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judith L. Craven | Management | For | For |
1.2 | Elect Director Dealey D. Herndon | Management | For | For |
1.3 | Elect Director Wayne R. Sanders | Management | For | For |
1.4 | Elect Director McHenry T. Tichenor, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
BENCHMARK ELECTRONICS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: BHE SECURITY ID: 08160H101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Dawson | Management | For | For |
1.2 | Elect Director Gayla J. Delly | Management | For | For |
1.3 | Elect Director Peter G. Dorflinger | Management | For | For |
1.4 | Elect Director Douglas G. Duncan | Management | For | For |
1.5 | Elect Director David W. Scheible | Management | For | For |
1.6 | Elect Director Bernee D.L. Strom | Management | For | For |
1.7 | Elect Director Clay C. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Shareholder Rights Plan (Poison Pill) | Management | For | For |
BENIHANA INC. MEETING DATE: AUG 21, 2012 | ||||
TICKER: BNHN SECURITY ID: 082047101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
BGC PARTNERS, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: BGCP SECURITY ID: 05541T101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard W. Lutnick | Management | For | Withhold |
1.2 | Elect Director John H. Dalton | Management | For | Withhold |
1.3 | Elect Director Stephen T. Curwood | Management | For | Withhold |
1.4 | Elect Director Albert M. Weis | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
BIG 5 SPORTING GOODS CORPORATION MEETING DATE: JUN 06, 2013 | ||||
TICKER: BGFV SECURITY ID: 08915P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandra N. Bane | Management | For | For |
1.2 | Elect Director Van B. Honeycutt | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BIGLARI HOLDINGS INC. MEETING DATE: DEC 14, 2012 | ||||
TICKER: BH SECURITY ID: 08986R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Increase Authorized Common Stock and Authorize New Class of Common Stock | Management | For | Against |
BLACK BOX CORPORATION MEETING DATE: AUG 07, 2012 | ||||
TICKER: BBOX SECURITY ID: 091826107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Andrews | Management | For | For |
1.2 | Elect Director R. Terry Blakemore | Management | For | For |
1.3 | Elect Director Richard L. Crouch | Management | For | For |
1.4 | Elect Director Thomas W. Golonski | Management | For | For |
1.5 | Elect Director Thomas G. Greig | Management | For | For |
1.6 | Elect Director William H. Hernandez | Management | For | For |
1.7 | Elect Director Edward A. Nicholson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BLACK HILLS CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: BKH SECURITY ID: 092113109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack W. Eugster | Management | For | For |
1.2 | Elect Director Gary L. Pechota | Management | For | For |
1.3 | Elect Director Thomas J. Zeller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BOB EVANS FARMS, INC. MEETING DATE: AUG 22, 2012 | ||||
TICKER: BOBE SECURITY ID: 096761101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Larry C. Corbin | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director Mary Kay Haben | Management | For | For |
4 | Elect Director Cheryl L. Krueger | Management | For | For |
5 | Elect Director G. Robert Lucas | Management | For | For |
6 | Elect Director Eileen A. Mallesch | Management | For | For |
7 | Elect Director Paul S. Williams | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Ratify Auditors | Management | For | For |
BOISE INC. MEETING DATE: APR 24, 2013 | ||||
TICKER: BZ SECURITY ID: 09746Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan W. Berger | Management | For | For |
1.2 | Elect Director Jack Goldman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BRISTOW GROUP INC. MEETING DATE: AUG 01, 2012 | ||||
TICKER: BRS SECURITY ID: 110394103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas N. Amonett | Management | For | For |
1.2 | Elect Director Stephen J. Cannon | Management | For | For |
1.3 | Elect Director William E. Chiles | Management | For | For |
1.4 | Elect Director Michael A. Flick | Management | For | For |
1.5 | Elect Director Lori A. Gobillot | Management | For | For |
1.6 | Elect Director Ian A. Godden | Management | For | For |
1.7 | Elect Director Stephen A. King | Management | For | For |
1.8 | Elect Director Thomas C. Knudson | Management | For | For |
1.9 | Elect Director Mathew Masters | Management | For | For |
1.10 | Elect Director Bruce H. Stover | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BROWN SHOE COMPANY, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: BWS SECURITY ID: 115736100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ward M. Klein | Management | For | For |
1.2 | Elect Director Steven W. Korn | Management | For | For |
1.3 | Elect Director W. Patrick McGinnis | Management | For | For |
1.4 | Elect Director Diane M. Sullivan | Management | For | For |
1.5 | Elect Director Hal J. Upbin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BRUNSWICK CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: BC SECURITY ID: 117043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nolan D. Archibald | Management | For | For |
1.2 | Elect Director David C. Everitt | Management | For | For |
1.3 | Elect Director Roger J. Wood | Management | For | For |
1.4 | Elect Director Lawrence A. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
BUCKEYE TECHNOLOGIES INC. MEETING DATE: OCT 23, 2012 | ||||
TICKER: BKI SECURITY ID: 118255108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Red Cavaney | Management | For | For |
1.2 | Elect Director John B. Crowe | Management | For | For |
1.3 | Elect Director David B. Ferraro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CABOT MICROELECTRONICS CORPORATION MEETING DATE: MAR 05, 2013 | ||||
TICKER: CCMP SECURITY ID: 12709P103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Laurance Fuller | Management | For | For |
1.2 | Elect Director Richard S. Hill | Management | For | For |
1.3 | Elect Director Edward J. Mooney | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CACI INTERNATIONAL INC MEETING DATE: NOV 15, 2012 | ||||
TICKER: CACI SECURITY ID: 127190304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Allen | Management | For | For |
1.2 | Elect Director James S. Gilmore, III | Management | For | For |
1.3 | Elect Director Gregory G. Johnson | Management | For | For |
1.4 | Elect Director Richard L. Leatherwood | Management | For | For |
1.5 | Elect Director J. Phillip London | Management | For | For |
1.6 | Elect Director James L. Pavitt | Management | For | For |
1.7 | Elect Director Warren R. Phillips | Management | For | For |
1.8 | Elect Director Charles P. Revoile | Management | For | For |
1.9 | Elect Director William S. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CAL-MAINE FOODS, INC. MEETING DATE: OCT 05, 2012 | ||||
TICKER: CALM SECURITY ID: 128030202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adolphus B. Baker | Management | For | Withhold |
1.2 | Elect Director Timothy A. Dawson | Management | For | Withhold |
1.3 | Elect Director Letitia C. Hughes | Management | For | For |
1.4 | Elect Director Sherman Miller | Management | For | Withhold |
1.5 | Elect Director James E. Poole | Management | For | For |
1.6 | Elect Director Steve W. Sanders | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CALAMOS ASSET MANAGEMENT, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: CLMS SECURITY ID: 12811R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary D. Black | Management | For | For |
1.2 | Elect Director Thomas F. Eggers | Management | For | For |
1.3 | Elect Director Richard W. Gilbert | Management | For | For |
1.4 | Elect Director Keith M. Schappert | Management | For | For |
1.5 | Elect Director William N. Shiebler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CAMBREX CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: CBM SECURITY ID: 132011107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rosina B. Dixon | Management | For | For |
1.2 | Elect Director Kathryn Rudie Harrigan | Management | For | For |
1.3 | Elect Director Leon J. Hendrix, Jr. | Management | For | For |
1.4 | Elect Director Ilan Kaufthal | Management | For | For |
1.5 | Elect Director Steven M. Klosk | Management | For | For |
1.6 | Elect Director William B. Korb | Management | For | For |
1.7 | Elect Director John R. Miller | Management | For | For |
1.8 | Elect Director Peter G. Tombros | Management | For | For |
1.9 | Elect Director Shlomo Yanai | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CAPSTEAD MORTGAGE CORPORATION MEETING DATE: APR 24, 2013 | ||||
TICKER: CMO SECURITY ID: 14067E506 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack Bernard | Management | For | For |
1.2 | Elect Director Jack Biegler | Management | For | For |
1.3 | Elect Director Michelle P. Goolsby | Management | For | For |
1.4 | Elect Director Andrew F. Jacobs | Management | For | For |
1.5 | Elect Director Gary Keiser | Management | For | For |
1.6 | Elect Director Christopher W. Mahowald | Management | For | For |
1.7 | Elect Director Michael G. O'Neil | Management | For | For |
1.8 | Elect Director Mark S. Whiting | Management | For | For |
2a | Advisory Vote on Compensation Philosophy | Management | For | Against |
2b | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CARROLS RESTAURANT GROUP, INC. MEETING DATE: AUG 29, 2012 | ||||
TICKER: TAST SECURITY ID: 14574X104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David S. Harris | Management | For | Withhold |
1.2 | Elect Director Nicholas Daraviras | Management | For | Withhold |
2 | Approve Conversion of Securities | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
CASH AMERICA INTERNATIONAL, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: CSH SECURITY ID: 14754D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel E. Berce | Management | For | For |
1.2 | Elect Director Jack R. Daugherty | Management | For | For |
1.3 | Elect Director Daniel R. Feehan | Management | For | For |
1.4 | Elect Director James H. Graves | Management | For | For |
1.5 | Elect Director B.D. Hunter | Management | For | For |
1.6 | Elect Director Timothy J. McKibben | Management | For | For |
1.7 | Elect Director Alfred M. Micallef | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CELADON GROUP, INC. MEETING DATE: NOV 16, 2012 | ||||
TICKER: CGI SECURITY ID: 150838100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen Russell | Management | For | For |
1.2 | Elect Director Anthony Heyworth | Management | For | For |
1.3 | Elect Director Catherine Langham | Management | For | For |
1.4 | Elect Director Michael Miller | Management | For | For |
1.5 | Elect Director Paul Will | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTENE CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: CNC SECURITY ID: 15135B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Orlando Ayala | Management | For | For |
1.2 | Elect Director Pamela A. Joseph | Management | For | For |
1.3 | Elect Director Tommy G. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CENTRAL PACIFIC FINANCIAL CORP. MEETING DATE: APR 26, 2013 | ||||
TICKER: CPF SECURITY ID: 154760409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alvaro J. Aguirre | Management | For | For |
1.2 | Elect Director James F. Burr | Management | For | For |
1.3 | Elect Director Christine H. H. Camp | Management | For | For |
1.4 | Elect Director John C. Dean | Management | For | For |
1.5 | Elect Director Earl E. Fry | Management | For | For |
1.6 | Elect Director Paul J. Kosasa | Management | For | For |
1.7 | Elect Director Duane K. Kurisu | Management | For | For |
1.8 | Elect Director Colbert M. Matsumoto | Management | For | For |
1.9 | Elect Director Crystal K. Rose | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CEPHEID MEETING DATE: APR 30, 2013 | ||||
TICKER: CPHD SECURITY ID: 15670R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Gutshall | Management | For | For |
1.2 | Elect Director Cristina H. Kepner | Management | For | For |
1.3 | Elect Director David H. Persing | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CHATHAM LODGING TRUST MEETING DATE: MAY 17, 2013 | ||||
TICKER: CLDT SECURITY ID: 16208T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey H. Fisher | Management | For | For |
1.2 | Elect Director Miles Berger | Management | For | For |
1.3 | Elect Director Thomas J. Crocker | Management | For | For |
1.4 | Elect Director Jack P. DeBoer | Management | For | For |
1.5 | Elect Director Glen R. Gilbert | Management | For | For |
1.6 | Elect Director C. Gerald Goldsmith | Management | For | For |
1.7 | Elect Director Robert Perlmutter | Management | For | For |
1.8 | Elect Director Rolf E. Ruhfus | Management | For | For |
1.9 | Elect Director Joel F. Zemans | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
CHECKPOINT SYSTEMS, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: CKP SECURITY ID: 162825103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Antle, III | Management | For | For |
1.2 | Elect Director Stephen N. David | Management | For | For |
1.3 | Elect Director R. Keith Elliott | Management | For | For |
1.4 | Elect Director Marc T. Giles | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CHEMED CORPORATION MEETING DATE: MAY 20, 2013 | ||||
TICKER: CHE SECURITY ID: 16359R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin J. McNamara | Management | For | For |
1.2 | Elect Director Joel F. Gemunder | Management | For | For |
1.3 | Elect Director Patrick P. Grace | Management | For | For |
1.4 | Elect Director Thomas C. Hutton | Management | For | For |
1.5 | Elect Director Walter L. Krebs | Management | For | For |
1.6 | Elect Director Andrea R. Lindell | Management | For | For |
1.7 | Elect Director Thomas P. Rice | Management | For | For |
1.8 | Elect Director Donald E. Saunders | Management | For | For |
1.9 | Elect Director George J. Walsh, III | Management | For | For |
1.10 | Elect Director Frank E. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
CHURCHILL DOWNS INCORPORATED MEETING DATE: APR 23, 2013 | ||||
TICKER: CHDN SECURITY ID: 171484108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ulysses L. Bridgeman, Jr. | Management | For | For |
1.2 | Elect Director Richard L. Duchossois | Management | For | For |
1.3 | Elect Director James F. McDonald | Management | For | For |
1.4 | Elect Director R. Alex Rankin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIZENS & NORTHERN CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: CZNC SECURITY ID: 172922106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Bruce Haner | Management | For | For |
1.2 | Elect Director Susan E. Hartley | Management | For | For |
1.3 | Elect Director Leo F. Lambert | Management | For | For |
1.4 | Elect Director Leonard Simpson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CLARCOR INC. MEETING DATE: MAR 26, 2013 | ||||
TICKER: CLC SECURITY ID: 179895107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Burgstahler | Management | For | For |
1.2 | Elect Director Paul Donovan | Management | For | For |
1.3 | Elect Director Christopher L. Conway | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CLEARWATER PAPER CORPORATION MEETING DATE: MAY 06, 2013 | ||||
TICKER: CLW SECURITY ID: 18538R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kevin J. Hunt | Management | For | For |
1b | Elect Director William D. Larsson | Management | For | For |
1c | Elect Director Michael T. Riordan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CLECO CORPORATION MEETING DATE: APR 26, 2013 | ||||
TICKER: CNL SECURITY ID: 12561W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Logan W. Kruger | Management | For | For |
1.2 | ElectDirector Bruce A. Williamson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Bylaws to Eliminate Cumulative Voting and Declassify the Board | Management | For | For |
5 | Eliminate Cumulative Voting | Management | For | For |
6 | Report on Sustainability | Shareholder | Against | Abstain |
COCA-COLA BOTTLING CO. CONSOLIDATED MEETING DATE: MAY 14, 2013 | ||||
TICKER: COKE SECURITY ID: 191098102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Frank Harrison, III | Management | For | Withhold |
1.2 | Elect Director H.W. McKay Belk | Management | For | Withhold |
1.3 | Elect Director Alexander B. Cummings, Jr. | Management | For | Withhold |
1.4 | Elect Director Sharon A. Decker | Management | For | For |
1.5 | Elect Director William B. Elmore | Management | For | Withhold |
1.6 | Elect Director Morgan H. Everett | Management | For | Withhold |
1.7 | Elect Director Deborah H. Everhart | Management | For | Withhold |
1.8 | Elect Director Henry W. Flint | Management | For | Withhold |
1.9 | Elect Director William H. Jones | Management | For | For |
1.10 | Elect Director James H. Morgan | Management | For | Withhold |
1.11 | Elect Director John W. Murrey, III | Management | For | For |
1.12 | Elect Director Dennis A. Wicker | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
COLONY FINANCIAL, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: CLNY �� SECURITY ID: 19624R106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas J. Barrack, Jr. | Management | For | For |
1.2 | Elect Director Richard B. Saltzman | Management | For | For |
1.3 | Elect Director George G. C. Parker | Management | For | For |
1.4 | Elect Director John A. Somers | Management | For | For |
1.5 | Elect Director John L. Steffens | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
COMMUNICATIONS SYSTEMS, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: JCS SECURITY ID: 203900105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald D. Pint | Management | For | For |
1.2 | Elect Director Curtis A. Sampson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
COMMVAULT SYSTEMS, INC. MEETING DATE: AUG 22, 2012 | ||||
TICKER: CVLT SECURITY ID: 204166102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director N. Robert Hammer | Management | For | For |
1.2 | Elect Director Keith Geeslin | Management | For | For |
1.3 | Elect Director Gary B. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMPUTER PROGRAMS AND SYSTEMS, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: CPSI SECURITY ID: 205306103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Boyd Douglas | Management | For | Against |
1.2 | Elect Director Charles P. Huffman | Management | For | Against |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMTECH TELECOMMUNICATIONS CORP. MEETING DATE: JAN 09, 2013 | ||||
TICKER: CMTL SECURITY ID: 205826209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Goldberg | Management | For | For |
1.2 | Elect Director Robert G. Paul | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CONMED CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: CNMD SECURITY ID: 207410101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eugene R. Corasanti | Management | For | For |
1.2 | Elect Director Joseph J. Corasanti | Management | For | For |
1.3 | Elect Director Bruce F. Daniels | Management | For | For |
1.4 | Elect Director Jo Ann Golden | Management | For | For |
1.5 | Elect Director Stephen M. Mandia | Management | For | For |
1.6 | Elect Director Stuart J. Schwartz | Management | For | For |
1.7 | Elect Director Mark E. Tryniski | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CONSOLIDATED GRAPHICS, INC. MEETING DATE: AUG 16, 2012 | ||||
TICKER: CGX SECURITY ID: 209341106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brady F. Carruth | Management | For | For |
1.2 | Elect Director I.T. Corley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
CONVERGYS CORPORATION MEETING DATE: APR 26, 2013 | ||||
TICKER: CVG SECURITY ID: 212485106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrea J. Ayers | Management | For | For |
1.2 | Elect Director John F. Barrett | Management | For | For |
1.3 | Elect Director Richard R. Devenuti | Management | For | For |
1.4 | Elect Director Jeffrey H. Fox | Management | For | For |
1.5 | Elect Director Joseph E. Gibbs | Management | For | For |
1.6 | Elect Director Joan E. Herman | Management | For | For |
1.7 | Elect Director Thomas L. Monahan, III | Management | For | For |
1.8 | Elect Director Ronald L. Nelson | Management | For | For |
1.9 | Elect Director Richard F. Wallman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COOPER TIRE & RUBBER COMPANY MEETING DATE: MAY 10, 2013 | ||||
TICKER: CTB SECURITY ID: 216831107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roy V. Armes | Management | For | For |
1.2 | Elect Director Thomas P. Capo | Management | For | For |
1.3 | Elect Director Steven M. Chapman | Management | For | For |
1.4 | Elect Director John J. Holland | Management | For | For |
1.5 | Elect Director John F. Meier | Management | For | For |
1.6 | Elect Director Cynthia A. Niekamp | Management | For | For |
1.7 | Elect Director John H. Shuey | Management | For | For |
1.8 | Elect Director Richard L. Wambold | Management | For | For |
1.9 | Elect Director Robert D. Welding | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORE-MARK HOLDING COMPANY, INC. MEETING DATE: MAY 24, 2013 | ||||
TICKER: CORE SECURITY ID: 218681104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Allen | Management | For | For |
1b | Elect Director Stuart W. Booth | Management | For | For |
1c | Elect Director Gary F. Colter | Management | For | For |
1d | Elect Director Robert G. Gross | Management | For | For |
1e | Elect Director L. William Krause | Management | For | For |
1f | Elect Director Thomas B. Perkins | Management | For | For |
1g | Elect Director Harvey L. Tepner | Management | For | For |
1h | Elect Director Randolph I. Thornton | Management | For | For |
1i | Elect Director J. Michael Walsh | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CORESITE REALTY CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: COR SECURITY ID: 21870Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Stuckey | Management | For | For |
1.2 | Elect Director Thomas M. Ray | Management | For | For |
1.3 | Elect Director James A. Attwood, Jr. | Management | For | For |
1.4 | Elect Director Michael Koehler | Management | For | For |
1.5 | Elect Director Paul E. Szurek | Management | For | For |
1.6 | Elect Director J. David Thompson | Management | For | For |
1.7 | Elect Director David A. Wilson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
COURIER CORPORATION MEETING DATE: JAN 22, 2013 | ||||
TICKER: CRRC SECURITY ID: 222660102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul Braverman | Management | For | For |
1.2 | Elect Director Peter K. Markell | Management | For | For |
1.3 | Elect Director Ronald L. Skates | Management | For | For |
2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
CRACKER BARREL OLD COUNTRY STORE, INC. MEETING DATE: NOV 15, 2012 | ||||
TICKER: CBRL SECURITY ID: 22410J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director Thomas H. Barr | Management | For | For |
1.2 | Elect Director James W. Bradford | Management | For | For |
1.3 | Elect Director Sandra B. Cochran | Management | For | For |
1.4 | Elect Director Glenn A. Davenport | Management | For | For |
1.5 | Elect Director Richard J. Dobkin | Management | For | For |
1.6 | Elect Director Norman E. Johnson | Management | For | For |
1.7 | Elect Director William W. McCarten | Management | For | For |
1.8 | Elect Director Martha M. Mitchell | Management | For | For |
1.9 | Elect Director Coleman H. Peterson | Management | For | For |
1.10 | Elect Director Andrea M. Weiss | Management | For | For |
2 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Sardar Biglari | Shareholder | For | Did Not Vote |
1.2 | Elect Director Philip L. Cooley | Shareholder | For | Did Not Vote |
1.3 | Management Nominee-Thomas H. Barr | Shareholder | For | Did Not Vote |
1.4 | Management Nominee- Sandra B. Cochran | Shareholder | For | Did Not Vote |
1.5 | Management Nominee- Glenn A. Davenport | Shareholder | For | Did Not Vote |
1.6 | Management Nominee- Norman E. Johnson | Shareholder | For | Did Not Vote |
1.7 | Management Nominee- William W. McCarten | Shareholder | For | Did Not Vote |
1.8 | Management Nominee- Martha M. Mitchell | Shareholder | For | Did Not Vote |
1.9 | Management Nominee- Coleman H. Peterson | Shareholder | For | Did Not Vote |
1.10 | Management Nominee- Andrea M. Weiss | Shareholder | For | Did Not Vote |
2 | Adopt Shareholder Rights Plan (Poison Pill) | Management | Against | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | Did Not Vote |
4 | Ratify Auditors | Management | None | Did Not Vote |
CRAY INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: CRAY SECURITY ID: 225223304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Prithviraj (Prith) Banerjee | Management | For | For |
1.2 | Elect Director John B. Jones, Jr. | Management | For | For |
1.3 | Elect Director Stephen C. Kiely | Management | For | For |
1.4 | Elect Director Frank L. Lederman | Management | For | For |
1.5 | Elect Director Sally G. Narodick | Management | For | For |
1.6 | Elect Director Daniel C. Regis | Management | For | For |
1.7 | Elect Director Stephen C. Richards | Management | For | For |
1.8 | Elect Director Peter J. Ungaro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CSG SYSTEMS INTERNATIONAL, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: CSGS SECURITY ID: 126349109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald H. Cooper | Management | For | For |
1.2 | Elect Director Janice I. Obuchowski | Management | For | For |
1.3 | Elect Director Donald B. Reed | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CUBIC CORPORATION MEETING DATE: APR 16, 2013 | ||||
TICKER: CUB SECURITY ID: 229669106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter C. Zable | Management | For | For |
1.2 | Elect Director Bruce G. Blakley | Management | For | For |
1.3 | Elect Director William W. Boyle | Management | For | For |
1.4 | Elect Director Edwin A. Guiles | Management | For | For |
1.5 | Elect Director Robert S. Sullivan | Management | For | For |
1.6 | Elect Director John H. Warner, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CUBIST PHARMACEUTICALS, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: CBST SECURITY ID: 229678107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Bonney | Management | For | For |
1.2 | Elect Director Mark Corrigan | Management | For | For |
1.3 | Elect Director Alison Lawton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Bylaws to Make Changes Related to Cubist's Recent Separation of the Roles of Chief Executive Officer and President | Management | For | For |
5 | Amend Bylaws Regarding the Conduct of Stockholder Meetings | Management | For | For |
6 | Amend the Charter to Give the CEO Authority to Call Special Meetings | Management | For | For |
7 | Ratify Auditors | Management | For | For |
CURTISS-WRIGHT CORPORATION MEETING DATE: MAY 10, 2013 | ||||
TICKER: CW SECURITY ID: 231561101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin R. Benante | Management | For | For |
1.2 | Elect Director Dean M. Flatt | Management | For | For |
1.3 | Elect Director S. Marce Fuller | Management | For | For |
1.4 | Elect Director Allen A. Kozinski | Management | For | For |
1.5 | Elect Director John R. Myers | Management | For | For |
1.6 | Elect Director John B. Nathman | Management | For | For |
1.7 | Elect Director Robert J. Rivet | Management | For | For |
1.8 | Elect Director William W. Sihler | Management | For | For |
1.9 | Elect Director Albert E. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CVR ENERGY, INC. MEETING DATE: JUL 17, 2012 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bob G. Alexander | Management | For | For |
1.2 | Elect Director SungHwan Cho | Management | For | Withhold |
1.3 | Elect Director Carl C. Icahn | Management | For | Withhold |
1.4 | Elect Director Vincent J. Intrieri | Management | For | Withhold |
1.5 | Elect Director John J. Lipinski | Management | For | Withhold |
1.6 | Elect Director Samuel Merksamer | Management | For | Withhold |
1.7 | Elect Director Stephen Mongillo | Management | For | For |
1.8 | Elect Director Daniel A. Ninivaggi | Management | For | Withhold |
1.9 | Elect Director James M. Strock | Management | For | For |
1.10 | Elect Director Glenn R. Zander | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CVR ENERGY, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: CVI SECURITY ID: 12662P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bob G. Alexander | Management | For | For |
1.2 | Elect Director SungHwan Cho | Management | For | Withhold |
1.3 | Elect Director Carl C. Icahn | Management | For | Withhold |
1.4 | Elect Director Vincent J. Intrieri | Management | For | Withhold |
1.5 | Elect Director John J. Lipinski | Management | For | Withhold |
1.6 | Elect Director Samuel Merksamer | Management | For | Withhold |
1.7 | Elect Director Stephen Mongillo | Management | For | For |
1.8 | Elect Director Daniel A. Ninivaggi | Management | For | Withhold |
1.9 | Elect Director James M. Strock | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CYBERONICS, INC. MEETING DATE: SEP 19, 2012 | ||||
TICKER: CYBX SECURITY ID: 23251P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Guy C. Jackson | Management | For | For |
1.2 | Elect Director Joseph E. Laptewicz, Jr. | Management | For | For |
1.3 | Elect Director Daniel J. Moore | Management | For | For |
1.4 | Elect Director Hugh M. Morrison | Management | For | For |
1.5 | Elect Director Alfred J. Novak | Management | For | For |
1.6 | Elect Director Arthur L. Rosenthal | Management | For | For |
1.7 | Elect Director Jon T. Tremmel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DANA HOLDING CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: DAN SECURITY ID: 235825205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Virginia A. Kamsky | Management | For | For |
1.2 | Elect Director Terrence J. Keating | Management | For | For |
1.3 | Elect Director Joseph C. Muscari | Management | For | For |
1.4 | Elect Director Steven B. Schwarzwaelder | Management | For | For |
1.5 | Elect Director Richard F. Wallman | Management | For | For |
1.6 | Elect Director Keith E. Wandell | Management | For | For |
1.7 | Elect Director Roger J. Wood | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Stock Retention/Holding Period | Shareholder | Against | Against |
DELEK US HOLDINGS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: DK SECURITY ID: 246647101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ezra Uzi Yemin | Management | For | For |
1.2 | Elect Director Asaf Bartfeld | Management | For | Withhold |
1.3 | Elect Director Carlos E. Jorda | Management | For | Withhold |
1.4 | Elect Director Gabriel Last | Management | For | For |
1.5 | Elect Director Charles H. Leonard | Management | For | Withhold |
1.6 | Elect Director Philip L. Maslowe | Management | For | For |
1.7 | Elect Director Shlomo Zohar | Management | For | Withhold |
2 | Approve Amendment to the Company's Amended and Restated Certificate of Incorporation to Provide Stockholder Actions May Only be Taken at Annual or Special Meetings of Stockholders | Management | For | Against |
3 | Adopt Supermajority Vote Requirement for Removal of Directors | Management | For | Against |
4 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
5 | Adopt Supermajority Vote Requirement for Amendments to Bylaws | Management | For | Against |
6 | Adopt Supermajority Vote Requirement for Amendments to Certificate of Incorporation | Management | For | Against |
7 | Approve the Proposed Second Amended and Restated Certificate of Incorporation of the Company, which will Integrate the Amendments Above, if Adopted, into the Company's Amended and Restated Certificate of Incorporation | Management | For | Against |
8 | Ratify Auditors | Management | For | For |
DELUXE CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: DLX SECURITY ID: 248019101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald C. Baldwin | Management | For | For |
1.2 | Elect Director Charles A. Haggerty | Management | For | For |
1.3 | Elect Director Cheryl E. Mayberry McKissack | Management | For | For |
1.4 | Elect Director Don J. McGrath | Management | For | For |
1.5 | Elect Director Neil J. Metviner | Management | For | For |
1.6 | Elect Director Stephen P. Nachtsheim | Management | For | For |
1.7 | Elect Director Mary Ann O'Dwyer | Management | For | For |
1.8 | Elect Director Martyn R. Redgrave | Management | For | For |
1.9 | Elect Director Lee J. Schram | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DESTINATION MATERNITY CORPORATION MEETING DATE: JAN 25, 2013 | ||||
TICKER: DEST SECURITY ID: 25065D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arnaud Ajdler | Management | For | For |
1.2 | Elect Director Michael J. Blitzer | Management | For | For |
1.3 | Elect Director Barry Erdos | Management | For | For |
1.4 | Elect Director Joseph A. Goldblum | Management | For | For |
1.5 | Elect Director Edward M. Krell | Management | For | For |
1.6 | Elect Director Melissa Payner-Gregor | Management | For | For |
1.7 | Elect Director William A. Schwartz, Jr. | Management | For | For |
1.8 | Elect Director B. Allen Weinstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
DHT HOLDINGS INC MEETING DATE: JUN 13, 2013 | ||||
TICKER: DHT SECURITY ID: Y2065G121 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Charles Tauber as Director | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Deloitte AS as Auditors | Management | For | For |
DIME COMMUNITY BANCSHARES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: DCOM SECURITY ID: 253922108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent F. Palagiano | Management | For | For |
1.2 | Elect Director Patrick E. Curtin | Management | For | For |
1.3 | Elect Director Omer S. J. Williams | Management | For | For |
1.4 | Elect Director Kathleen M. Nelson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
DOMINO'S PIZZA, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: DPZ SECURITY ID: 25754A201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Patrick Doyle | Management | For | For |
1.2 | Elect Director James A. Goldman | Management | For | For |
1.3 | Elect Director Gregory A. Trojan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Abstain |
4 | Ratify Auditors | Management | For | For |
DOMTAR CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: UFS SECURITY ID: 257559203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Giannella Alvarez | Management | For | For |
1.2 | Elect Director Robert E. Apple | Management | For | For |
1.3 | Elect Director Louis P. Gignac | Management | For | For |
1.4 | Elect Director Brian M. Levitt | Management | For | For |
1.5 | Elect Director Harold H. MacKay | Management | For | For |
1.6 | Elect Director David G. Maffucci | Management | For | For |
1.7 | Elect Director Robert J. Steacy | Management | For | For |
1.8 | Elect Director Pamela B. Strobel | Management | For | For |
1.9 | Elect Director Denis Turcotte | Management | For | For |
1.10 | Elect Director John D. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DORAL FINANCIAL CORPORATION MEETING DATE: JUN 19, 2013 | ||||
TICKER: DRL SECURITY ID: 25811P886 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis G. Buchert | Management | For | Withhold |
1.2 | Elect Director James E. Gilleran | Management | For | For |
1.3 | Elect Director Douglas L. Jacobs | Management | For | Withhold |
1.4 | Elect Director David E. King | Management | For | For |
1.5 | Elect Director Gerard L. Smith | Management | For | Withhold |
1.6 | Elect Director Glen R. Wakeman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Approve Reverse Stock Split | Management | For | For |
5 | Adjourn Meeting | Management | For | Against |
DREW INDUSTRIES INCORPORATED MEETING DATE: MAY 23, 2013 | ||||
TICKER: DW SECURITY ID: 26168L205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward W. Rose, III | Management | For | For |
1.2 | Elect Director Leigh J. Abrams | Management | For | For |
1.3 | Elect Director James F. Gero | Management | For | For |
1.4 | Elect Director Frederick B. Hegi, Jr. | Management | For | For |
1.5 | Elect Director David A. Reed | Management | For | For |
1.6 | Elect Director John B. Lowe, Jr. | Management | For | For |
1.7 | Elect Director Jason D. Lippert | Management | For | For |
1.8 | Elect Director Brendan J. Deely | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DXP ENTERPRISES, INC. MEETING DATE: JUN 20, 2013 | ||||
TICKER: DXPE SECURITY ID: 233377407 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David R. Little | Management | For | For |
1.2 | Elect Director Cletus Davis | Management | For | For |
1.3 | Elect Director Timothy P. Halter | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DYCOM INDUSTRIES, INC. MEETING DATE: NOV 20, 2012 | ||||
TICKER: DY SECURITY ID: 267475101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen C. Coley | Management | For | For |
1.2 | Elect Director Patricia L. Higgins | Management | For | For |
1.3 | Elect Director Steven E. Nielsen | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EAGLE BANCORP, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: EGBN SECURITY ID: 268948106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie M. Alperstein | Management | For | For |
1.2 | Elect Director Robert P. Pincus | Management | For | Withhold |
1.3 | Elect Director Donald R. Rogers | Management | For | Withhold |
1.4 | Elect Director Leland M. Weinstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EAGLE MATERIALS INC. MEETING DATE: AUG 07, 2012 | ||||
TICKER: EXP SECURITY ID: 26969P108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. William Barnett | Management | For | For |
2 | Elect Director Ed H. Bowman | Management | For | For |
3 | Elect Director David W. Quinn | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
EINSTEIN NOAH RESTAURANT GROUP, INC. MEETING DATE: APR 29, 2013 | ||||
TICKER: BAGL SECURITY ID: 28257U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Arthur | Management | For | For |
1.2 | Elect Director E. Nelson Heumann | Management | For | For |
1.3 | Elect Director Frank C. Meyer | Management | For | For |
1.4 | Elect Director Edna K. Morris | Management | For | For |
1.5 | Elect Director Thomas J. Mueller | Management | For | For |
1.6 | Elect Director Jeffrey J. O'Neill | Management | For | Withhold |
1.7 | Elect Director S. Garrett Stonehouse, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EL PASO ELECTRIC COMPANY MEETING DATE: MAY 09, 2013 | ||||
TICKER: EE SECURITY ID: 283677854 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Robert Brown | Management | For | For |
1.2 | Elect Director James W. Cicconi | Management | For | For |
1.3 | Elect Director Patricia Z. Holland-Branch | Management | For | For |
1.4 | Elect Director Thomas V. Shockley, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ELECTRO SCIENTIFIC INDUSTRIES, INC. MEETING DATE: AUG 09, 2012 | ||||
TICKER: ESIO SECURITY ID: 285229100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard J. Faubert | Management | For | For |
1.2 | Elect Director David Nierenberg | Management | For | For |
1.3 | Elect Director Jon D. Tompkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
ELECTRONICS FOR IMAGING, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: EFII SECURITY ID: 286082102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Brown | Management | For | For |
1.2 | Elect Director Gill Cogan | Management | For | For |
1.3 | Elect Director Guy Gecht | Management | For | For |
1.4 | Elect Director Thomas Georgens | Management | For | For |
1.5 | Elect Director Richard A. Kashnow | Management | For | For |
1.6 | Elect Director Dan Maydan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ELIZABETH ARDEN, INC. MEETING DATE: NOV 07, 2012 | ||||
TICKER: RDEN SECURITY ID: 28660G106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director E. Scott Beattie | Management | For | For |
1.2 | Elect Director Fred Berens | Management | For | For |
1.3 | Elect Director Maura J. Clark | Management | For | For |
1.4 | Elect Director Richard C.W. Mauran | Management | For | For |
1.5 | Elect Director William M. Tatham | Management | For | For |
1.6 | Elect Director J. W. Nevil Thomas | Management | For | For |
1.7 | Elect Director A. Salman Amin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Animal Testing and Alternatives | Shareholder | Against | Abstain |
EMCOR GROUP, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: EME SECURITY ID: 29084Q100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen W. Bershad | Management | For | For |
1.2 | Elect Director David A.B. Brown | Management | For | For |
1.3 | Elect Director Larry J. Bump | Management | For | For |
1.4 | Elect Director Albert Fried, Jr. | Management | For | For |
1.5 | Elect Director Anthony J. Guzzi | Management | For | For |
1.6 | Elect Director Richard F. Hamm, Jr. | Management | For | For |
1.7 | Elect Director David H. Laidley | Management | For | For |
1.8 | Elect Director Frank T. MacInnis | Management | For | For |
1.9 | Elect Director Jerry E. Ryan | Management | For | For |
1.10 | Elect Director Michael T. Yonker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EMERGENT BIOSOLUTIONS INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: EBS SECURITY ID: 29089Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fuad El-Hibri | Management | For | For |
1.2 | Elect Director Ronald B. Richard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EMERITUS CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: ESC SECURITY ID: 291005106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley L. Baty | Management | For | For |
1.2 | Elect Director Granger Cobb | Management | For | For |
1.3 | Elect Director Richard W. Macedonia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
EMULEX CORPORATION MEETING DATE: NOV 20, 2012 | ||||
TICKER: ELX SECURITY ID: 292475209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Downey | Management | For | For |
1.2 | Elect Director Bruce C. Edwards | Management | For | For |
1.3 | Elect Director Paul F. Folino | Management | For | For |
1.4 | Elect Director Robert H. Goon | Management | For | For |
1.5 | Elect Director Beatriz V. Infante | Management | For | For |
1.6 | Elect Director Don M. Lyle | Management | For | For |
1.7 | Elect Director James M. McCluney | Management | For | For |
1.8 | Elect Director Nersi Nazari | Management | For | For |
1.9 | Elect Director Dean A. Yoost | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Non-Employee Director Stock Option Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ENCORE CAPITAL GROUP, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: ECPG SECURITY ID: 292554102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Lund | Management | For | For |
1.2 | Elect Director Willem Mesdag | Management | For | For |
1.3 | Elect Director Francis E. Quinlan | Management | For | For |
1.4 | Elect Director Norman R. Sorensen | Management | For | For |
1.5 | Elect Director J. Christopher Teets | Management | For | For |
1.6 | Elect Director Kenneth A. Vecchione | Management | For | For |
1.7 | Elect Director H Ronald Weissman | Management | For | For |
1.8 | Elect Director Warren S. Wilcox | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ENERNOC, INC. MEETING DATE: MAY 28, 2013 | ||||
TICKER: ENOC SECURITY ID: 292764107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Timothy Healy | Management | For | Withhold |
1.2 | Director David Brewster | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
ENERSYS MEETING DATE: JUL 26, 2012 | ||||
TICKER: ENS SECURITY ID: 29275Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hwan-yoon F. Chung | Management | For | For |
2 | Elect Director Arthur T. Katsaros | Management | For | For |
3 | Elect Director Robert Magnus | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ENSTAR GROUP LIMITED MEETING DATE: MAY 08, 2013 | ||||
TICKER: ESGR SECURITY ID: G3075P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Robert J. Campbell as Director | Management | For | For |
1.2 | Elect Paul J. O'Shea as Director | Management | For | For |
1.3 | Elect Sumit Rajpal as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Elect Subsidiary Directors | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 06, 2013 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul V. Haack | Management | For | For |
1.2 | Elect Director Scott E. Kuechle | Management | For | For |
1.3 | Elect Director R. Bradley Lawrence | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
EVERBANK FINANCIAL CORP MEETING DATE: MAY 23, 2013 | ||||
TICKER: EVER SECURITY ID: 29977G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald S. Armstrong | Management | For | For |
1.2 | Elect Director Joseph D. Hinkel | Management | For | For |
1.3 | Elect Director Robert J. Mylod, Jr. | Management | For | For |
1.4 | Elect Director Russell B. Newton, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EVERCORE PARTNERS INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: EVR SECURITY ID: 29977A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roger C. Altman | Management | For | For |
1.2 | Elect Director Pedro Aspe | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | Withhold |
1.4 | Elect Director Francois de Saint Phalle | Management | For | For |
1.5 | Elect Director Gail B. Harris | Management | For | For |
1.6 | Elect Director Curt Hessler | Management | For | For |
1.7 | Elect Director Robert B. Millard | Management | For | For |
1.8 | Elect Director Anthony N. Pritzker | Management | For | For |
1.9 | Elect Director Ralph L. Schlosstein | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
EXPRESS, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: EXPR SECURITY ID: 30219E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sona Chawla | Management | For | For |
1.2 | Elect Director Theo Killion | Management | For | For |
1.3 | Elect Director Michael Weiss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EXTERRAN HOLDINGS, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: EXH SECURITY ID: 30225X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Bradley Childers | Management | For | For |
1.2 | Elect Director William M. Goodyear | Management | For | For |
1.3 | Elect Director Gordon T. Hall | Management | For | For |
1.4 | Elect Director J.W.G. 'Will' Honeybourne | Management | For | For |
1.5 | Elect Director Mark A. McCollum | Management | For | For |
1.6 | Elect Director John P. Ryan | Management | For | For |
1.7 | Elect Director Stephen M. Pazuk | Management | For | For |
1.8 | Elect Director Christopher T. Seaver | Management | For | For |
1.9 | Elect Director Mark R. Sotir | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EXTRA SPACE STORAGE INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: EXR SECURITY ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Woolley | Management | For | For |
1.2 | Elect Director Spencer F. Kirk | Management | For | For |
1.3 | Elect Director Anthony Fanticola | Management | For | For |
1.4 | Elect Director Hugh W. Horne | Management | For | For |
1.5 | Elect Director Joseph D. Margolis | Management | For | For |
1.6 | Elect Director Roger B. Porter | Management | For | For |
1.7 | Elect Director K. Fred Skousen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FAIR ISAAC CORPORATION MEETING DATE: FEB 12, 2013 | ||||
TICKER: FICO SECURITY ID: 303250104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director A. George Battle | Management | For | For |
1b | Elect Director Nicholas F. Graziano | Management | For | For |
1c | Elect Director Braden R. Kelly | Management | For | For |
1d | Elect Director James D. Kirsner | Management | For | For |
1e | Elect Director William J. Lansing | Management | For | For |
1f | Elect Director Rahul N. Merchant | Management | For | For |
1g | Elect Director David A. Rey | Management | For | For |
1h | Elect Director Duane E. White | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FBL FINANCIAL GROUP, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: FFG SECURITY ID: 30239F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James P. Brannen | Management | For | Withhold |
1.2 | Elect Director Roger K. Brooks | Management | For | For |
1.3 | Elect Director Jerry L. Chicoine | Management | For | For |
1.4 | Elect Director Paul E. Larson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FBR & CO. MEETING DATE: JUN 05, 2013 | ||||
TICKER: FBRC SECURITY ID: 30247C400 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Reena Aggarwal | Management | For | For |
1.2 | Elect Director Richard J. Hendrix | Management | For | For |
1.3 | Elect Director Thomas J. Hynes, Jr. | Management | For | For |
1.4 | Elect Director Adam J. Klein | Management | For | For |
1.5 | Elect Director Richard A. Kraemer | Management | For | For |
1.6 | Elect Director Thomas S. Murphy, Jr. | Management | For | Withhold |
1.7 | Elect Director Arthur J. Reimers | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIRST AMERICAN FINANCIAL CORPORATION MEETING DATE: MAY 14, 2013 | ||||
TICKER: FAF SECURITY ID: 31847R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony K. Anderson | Management | For | For |
1.2 | Elect Director Parker S. Kennedy | Management | For | For |
1.3 | Elect Director Mark C. Oman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
FIRST BANCORP MEETING DATE: APR 09, 2013 | ||||
TICKER: FBP SECURITY ID: 318672706 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve amendment to the Company's Certificate of Incorporation to amend the Certificate of Designation of the Series A,B,C,D,E Noncumulative Perpetual Monthly Income Preferred Stock | Management | For | For |
FIRST BANCORP MEETING DATE: MAY 23, 2013 | ||||
TICKER: FBP SECURITY ID: 318672706 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1A | Elect Director Aurelio Aleman-Bermudez | Management | For | For |
1B | Elect Director Thomas M. Hagerty | Management | For | For |
1C | Elect Director Michael P. Harmon | Management | For | Against |
1D | Elect Director Roberto R. Herencia | Management | For | Against |
1E | Elect Director Jose Menendez-Cortada | Management | For | Against |
1F | Elect Director Fernando Rodriguez-Amaro | Management | For | Against |
1G | Elect Director Robert T. Gormley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
FIRST COMMUNITY BANCSHARES, INC. MEETING DATE: APR 30, 2013 | ||||
TICKER: FCBC SECURITY ID: 31983A103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Mendez | Management | For | For |
1.2 | Elect Director Richard S. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
FIRST INTERSTATE BANCSYSTEM, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: FIBK SECURITY ID: 32055Y201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Crum | Management | For | For |
1.2 | Elect Director William B. Ebzery | Management | For | For |
1.3 | Elect Director John M. Heyneman, Jr. | Management | For | Against |
1.4 | Elect Director Jonathan R. Scott | Management | For | Against |
1.5 | Elect Director Theodore H. Williams | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
FIRST MERCHANTS CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: FRME SECURITY ID: 320817109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Becher | Management | For | For |
1.2 | Elect Director Michael C. Rechin | Management | For | For |
1.3 | Elect Director Charles E. Schalliol | Management | For | For |
1.4 | Elect Director Terry L. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIVE STAR QUALITY CARE, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: FVE SECURITY ID: 33832D106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Bruce M. Gans | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FLAGSTAR BANCORP, INC. MEETING DATE: SEP 24, 2012 | ||||
TICKER: FBC SECURITY ID: 337930507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph P. Campanelli | Management | For | Withhold |
1.2 | Elect Director Walter Carter | Management | For | Withhold |
1.3 | Elect Director Gregory Eng | Management | For | Withhold |
1.4 | Elect Director Jay J. Hansen | Management | For | For |
1.5 | Elect Director David J. Matlin | Management | For | Withhold |
1.6 | Elect Director James A. Ovenden | Management | For | For |
1.7 | Elect Director Peter Schoels | Management | For | Withhold |
1.8 | Elect Director Michael J. Shonka | Management | For | For |
1.9 | Elect Director David L. Treadwell | Management | For | For |
2 | Approve Reverse Stock Split | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FLEXSTEEL INDUSTRIES, INC. MEETING DATE: DEC 10, 2012 | ||||
TICKER: FLXS SECURITY ID: 339382103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Richardson | Management | For | For |
1.2 | Elect Director Patrick M. Crahan | Management | For | For |
1.3 | Elect Director Robert E. Deignan | Management | For | For |
1.4 | Elect Director Mary C. Bottie | Management | For | For |
FLUSHING FINANCIAL CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: FFIC SECURITY ID: 343873105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Buran | Management | For | For |
1.2 | Elect Director James D. Bennett | Management | For | For |
1.3 | Elect Director Vincent F. Nicolosi | Management | For | For |
1.4 | Elect Director Gerard P. Tully, Sr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FORESTAR GROUP INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: FOR SECURITY ID: 346233109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jamed M. DeCosmo | Management | For | For |
1.2 | Elect Director Kenneth M. Jashrow, II | Management | For | For |
1.3 | Elect Director James A. Johnson | Management | For | For |
1.4 | Elect Director Charles W. Matthews | Management | For | For |
1.5 | Elect Director Richard M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FORWARD AIR CORPORATION MEETING DATE: MAY 06, 2013 | ||||
TICKER: FWRD SECURITY ID: 349853101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce A. Campbell | Management | For | For |
1.2 | Elect Director C. Robert Campbell | Management | For | For |
1.3 | Elect Director C. John Langley, Jr. | Management | For | For |
1.4 | Elect Director Tracy A. Leinbach | Management | For | For |
1.5 | Elect Director Larry D. Leinweber | Management | For | For |
1.6 | Elect Director G. Michael Lynch | Management | For | For |
1.7 | Elect Director Ray A. Mundy | Management | For | For |
1.8 | Elect Director Gary L. Paxton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FOX CHASE BANCORP, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: FXCB SECURITY ID: 35137T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Eisenstaedt | Management | For | For |
1.2 | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FRANCESCA'S HOLDING CORPORATION MEETING DATE: JUL 10, 2012 | ||||
TICKER: FRAN SECURITY ID: 351793104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia Bender | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
FRESH DEL MONTE PRODUCE INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: FDP SECURITY ID: G36738105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Amir Abu-Ghazaleh as Director | Management | For | Against |
1b | Elect Salvatore H. Alfiero as Director | Management | For | Against |
1c | Elect Edward L. Boykin as Director | Management | For | Against |
2 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FUTUREFUEL CORP. MEETING DATE: AUG 13, 2012 | ||||
TICKER: FF SECURITY ID: 36116M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul A. Novelly | Management | For | For |
1.2 | Elect Director Paul G. Lorenzini | Management | For | For |
1.3 | Elect Director William J. Dore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
FXCM INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: FXCM SECURITY ID: 302693106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Ahdout | Management | For | For |
1.2 | Elect Director James Brown | Management | For | For |
1.3 | Elect Director Robin Davis | Management | For | For |
1.4 | Elect Director Perry Fish | Management | For | For |
1.5 | Elect Director Kenneth Grossman | Management | For | For |
1.6 | Elect Director Arthur Gruen | Management | For | For |
1.7 | Elect Director Eric LeGoff | Management | For | For |
1.8 | Elect Director Dror (Drew) Niv | Management | For | For |
1.9 | Elect Director David Sakhai | Management | For | For |
1.10 | Elect Director Ryan Silverman | Management | For | For |
1.11 | Elect Director Eduard Yusupov | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
G&K SERVICES, INC. MEETING DATE: NOV 08, 2012 | ||||
TICKER: GKSR SECURITY ID: 361268105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas A. Milroy | Management | For | For |
1.2 | Elect Director Jeffrey L. Wright | Management | For | For |
1.3 | Elect Director Alice M. Richter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAC HOLDINGS INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: GNRC SECURITY ID: 368736104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Aaron Jagdfeld | Management | For | For |
1.2 | Elect Director John D. Bowlin | Management | For | For |
1.3 | Elect Director Timothy Walsh | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENIE ENERGY LTD. MEETING DATE: MAY 07, 2013 | ||||
TICKER: GNE SECURITY ID: 372284208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James A. Courter | Management | For | Against |
1.2 | Elect Director Howard S. Jonas | Management | For | Against |
1.3 | Elect Director Irwin Katsof | Management | For | For |
1.4 | Elect Director W. Wesley Perry | Management | For | For |
1.5 | Elect Director Alan Rosenthal | Management | For | For |
1.6 | Elect Director Allan Sass | Management | For | For |
GENTIVA HEALTH SERVICES, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: GTIV SECURITY ID: 37247A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert S. Forman, Jr. | Management | For | For |
1.2 | Elect Director Victor F. Ganzi | Management | For | Against |
1.3 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
1.4 | Elect Director Stuart Olsten | Management | For | Against |
1.5 | Elect Director Sheldon M. Retchin | Management | For | For |
1.6 | Elect Director Tony Strange | Management | For | For |
1.7 | Elect Director Raymond S. Troubh | Management | For | Against |
1.8 | Elect Director Rodney D. Windley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
GEORGIA GULF CORPORATION MEETING DATE: JAN 10, 2013 | ||||
TICKER: GGC SECURITY ID: 373200302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Adjourn Meeting | Management | For | Against |
GEOSPACE TECHNOLOGIES CORPORATION MEETING DATE: FEB 21, 2013 | ||||
TICKER: GEOS SECURITY ID: 37364X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William H. Moody | Management | For | For |
1.2 | Elect Director Gary D. Owens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GERON CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: GERN SECURITY ID: 374163103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hoyoung Huh | Management | For | For |
1.2 | Elect Director Daniel M. Bradbury | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
GIBRALTAR INDUSTRIES, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: ROCK SECURITY ID: 374689107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Colombo | Management | For | For |
1.2 | Elect Director Gerald S. Lippes | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Material Terms of the Annual Performance Stock Unit Grant | Management | For | For |
4 | Ratify Auditors | Management | For | For |
GLOBAL CASH ACCESS HOLDINGS, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: GCA SECURITY ID: 378967103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Geoff Judge | Management | For | For |
1.2 | Elect Director Michael Rumbolz | Management | For | For |
1.3 | Elect Director Ronald Congemi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GLOBAL SOURCES LTD. MEETING DATE: JUN 20, 2013 | ||||
TICKER: GSOL SECURITY ID: G39300101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Eddie Heng Teng Hua as Director | Management | For | For |
1b | Elect Sarah Benecke as Director | Management | For | For |
2 | Fix Maximum Number of Directors at Nine and Authorize Board to Fill Vacancies on the Board | Management | For | For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
GP STRATEGIES CORPORATION MEETING DATE: SEP 12, 2012 | ||||
TICKER: GPX SECURITY ID: 36225V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harvey P. Eisen | Management | For | Withhold |
1.2 | Elect Director Marshall S. Geller | Management | For | For |
1.3 | Elect Director Daniel M. Friedberg | Management | For | For |
1.4 | Elect Director Scott N. Greenberg | Management | For | For |
1.5 | Elect Director Sue W. Kelly | Management | For | For |
1.6 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
1.7 | Elect Director A. Marvin Strait | Management | For | For |
1.8 | Elect Director Gene A. Washington | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GP STRATEGIES CORPORATION MEETING DATE: JUN 18, 2013 | ||||
TICKER: GPX SECURITY ID: 36225V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harvey P. Eisen | Management | For | Withhold |
1.2 | Elect Director Marshall S. Geller | Management | For | For |
1.3 | Elect Director Daniel M. Friedberg | Management | For | For |
1.4 | Elect Director Scott N. Greenberg | Management | For | For |
1.5 | Elect Director Sue W. Kelly | Management | For | For |
1.6 | Elect Director Richard C. Pfenniger, Jr. | Management | For | For |
1.7 | Elect DirectorA. Marvin Strait | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GRANITE CONSTRUCTION INCORPORATED MEETING DATE: JUN 06, 2013 | ||||
TICKER: GVA SECURITY ID: 387328107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director William G. Dorey | Management | For | For |
1b | Elect Director Rebecca A. McDonald | Management | For | For |
1c | Elect Director William H. Powell | Management | For | For |
1d | Elect Director Claes G. Bjork | Management | For | For |
1e | Elect Director Gaddi H. Vasquez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GRAPHIC PACKAGING HOLDING COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: GPK SECURITY ID: 388689101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George V. Bayly | Management | For | For |
1.2 | Elect Director David D. Campbell | Management | For | For |
1.3 | Elect Director Harold R. Logan, Jr. | Management | For | For |
1.4 | Elect Director David A. Perdue | Management | For | For |
GREATBATCH, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: GB SECURITY ID: 39153L106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela G. Bailey | Management | For | For |
1.2 | Elect Director Anthony P. Bihl, III | Management | For | For |
1.3 | Elect Director Joseph W. Dziedzic | Management | For | For |
1.4 | Elect Director Thomas J. Hook | Management | For | For |
1.5 | Elect Director Rudy A. Mazzocchi | Management | For | For |
1.6 | Elect Director Kevin C. Melia | Management | For | For |
1.7 | Elect Director Joseph A. Miller, Jr. | Management | For | For |
1.8 | Elect Director Bill R. Sanford | Management | For | For |
1.9 | Elect Director Peter H. Soderberg | Management | For | For |
1.10 | Elect Director William B. Summers, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GREEN DOT CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: GDOT SECURITY ID: 39304D102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven W. Streit | Management | For | For |
1.2 | Elect Director Timothy R. Greenleaf | Management | For | Withhold |
1.3 | Elect Director Michael J. Moritz | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
GT ADVANCED TECHNOLOGIES INC. MEETING DATE: AUG 22, 2012 | ||||
TICKER: GTAT SECURITY ID: 36191U106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michal Conaway | Management | For | For |
1.2 | Elect Director Kathleen A. Cote | Management | For | For |
1.3 | Elect Director Ernest L. Godshalk | Management | For | For |
1.4 | Elect Director Thomas Gutierrez | Management | For | For |
1.5 | Elect Director Mathew E. Massengill | Management | For | For |
1.6 | Elect Director Mary Petrovich | Management | For | For |
1.7 | Elect Director Robert E. Switz | Management | For | For |
1.8 | Elect Director Noel G. Watson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
GULF ISLAND FABRICATION, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: GIFI SECURITY ID: 402307102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Flick | Management | For | For |
1.2 | Elect Director Ken C. Tamblyn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
H&E EQUIPMENT SERVICES, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: HEES SECURITY ID: 404030108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary W. Bagley | Management | For | For |
1.2 | Elect Director John M. Engquist | Management | For | For |
1.3 | Elect Director Paul N. Arnold | Management | For | For |
1.4 | Elect Director Bruce C. Bruckmann | Management | For | For |
1.5 | Elect Director Patrick L. Edsell | Management | For | For |
1.6 | Elect Director Thomas J. Galligan, III | Management | For | For |
1.7 | Elect Director Lawrence C. Karlson | Management | For | For |
1.8 | Elect Director John T. Sawyer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HAEMONETICS CORPORATION MEETING DATE: JUL 27, 2012 | ||||
TICKER: HAE SECURITY ID: 405024100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Size of Board | Management | For | For |
2.1 | Elect Directors Paul Black | Management | For | For |
2.2 | Elect Directors Ronald Gelbman | Management | For | For |
2.3 | Elect Directors Richard Meelia | Management | For | For |
2.4 | Elect Directors Ellen Zane | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HANGER, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: HGR SECURITY ID: 41043F208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vinit K. Asar | Management | For | For |
1.2 | Elect Director Thomas P. Cooper | Management | For | For |
1.3 | Elect Director Cynthia L. Feldmann | Management | For | For |
1.4 | Elect Director Eric A. Green | Management | For | For |
1.5 | Elect Director Stephen E. Hare | Management | For | For |
1.6 | Elect Director Isaac Kaufman | Management | For | For |
1.7 | Elect Director Thomas F. Kirk | Management | For | For |
1.8 | Elect Director Patricia B. Shrader | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HANMI FINANCIAL CORPORATION MEETING DATE: JUL 25, 2012 | ||||
TICKER: HAFC SECURITY ID: 410495204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director I Joon Ahn | Management | For | For |
1.2 | Elect Director John A. Hall | Management | For | For |
1.3 | Elect Director Paul Seon-Hong Kim | Management | For | For |
1.4 | Elect Director Joon Hyung Lee | Management | For | For |
1.5 | Elect Director Joseph K. Rho | Management | For | For |
1.6 | Elect Director William J. Stolte | Management | For | For |
1.7 | Elect Director Jay S. Yoo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HARTE-HANKS, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: HHS SECURITY ID: 416196103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen E. Carley | Management | For | For |
1.2 | Elect Director William F. Farley | Management | For | For |
1.3 | Elect Director Larry D. Franklin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
HAVERTY FURNITURE COMPANIES, INC. MEETING DATE: MAY 10, 2013 | ||||
TICKER: HVT SECURITY ID: 419596101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John T. Glover | Management | For | For |
1.2 | Elect Director Rawson Haverty, Jr. | Management | For | For |
1.3 | Elect Director L. Phillip Humann | Management | For | For |
1.4 | Elect Director Mylle H. Mangum | Management | For | For |
1.5 | Elect Director Frank S. McGaughey, III | Management | For | For |
1.6 | Elect Director Clarence H. Smith | Management | For | For |
1.7 | Elect Director Al Trujillo | Management | For | For |
2.8 | Elect Director Terence F. McGuirk | Management | For | For |
2.9 | Elect Director Vicki R. Palmer | Management | For | For |
2.10 | Elect Director Fred L. Schuermann | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEADWATERS INCORPORATED MEETING DATE: FEB 21, 2013 | ||||
TICKER: HW SECURITY ID: 42210P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R Sam Christensen | Management | For | For |
1.2 | Elect Director Malyn K. Malquist | Management | For | For |
1.3 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEARTLAND EXPRESS, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: HTLD SECURITY ID: 422347104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Gerdin | Management | For | For |
1.2 | Elect Director Richard O. Jacobson | Management | For | For |
1.3 | Elect Director Benjamin J. Allen | Management | For | For |
1.4 | Elect Director Lawrence D. Crouse | Management | For | For |
1.5 | Elect Director James G. Pratt | Management | For | For |
1.6 | Elect Director Tahira K. Hira | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HEARTLAND PAYMENT SYSTEMS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: HPY SECURITY ID: 42235N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Carr | Management | For | For |
1.2 | Elect Director Maureen Breakiron-Evans | Management | For | For |
1.3 | Elect Director Mitchell L. Hollin | Management | For | For |
1.4 | Elect Director Robert H. Niehaus | Management | For | For |
1.5 | Elect Director Marc J. Ostro | Management | For | For |
1.6 | Elect Director Jonathan J. Palmer | Management | For | For |
1.7 | Elect Director Richard W. Vague | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HELEN OF TROY LIMITED MEETING DATE: AUG 28, 2012 | ||||
TICKER: HELE SECURITY ID: G4388N106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number at Seven and Elect Gary B. Abromovitz as Directors | Management | For | For |
2 | Elect John B. Butterworth as Director | Management | For | For |
3 | Elect Timothy F. Meeker as Director | Management | For | For |
4 | Elect Gerald J. Rubin as Director | Management | For | For |
5 | Elect William F. Susetka as Director | Management | For | For |
6 | Elect Adolpho R. Telles as Director | Management | For | For |
7 | Elect Darren G. Woody as Director | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Approve Grant Thornton LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
HELIX ENERGY SOLUTIONS GROUP, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: HLX SECURITY ID: 42330P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Owen Kratz | Management | For | For |
1.2 | Elect Director John V. Lovoi | Management | For | For |
1.3 | Elect Director Jan Rask | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HERCULES OFFSHORE, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: HERO SECURITY ID: 427093109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas R. Bates, Jr. | Management | For | For |
1.2 | Elect Director Thomas M Hamilton | Management | For | For |
1.3 | Elect Director Thierry Pilenko | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HERSHA HOSPITALITY TRUST MEETING DATE: MAY 23, 2013 | ||||
TICKER: HT SECURITY ID: 427825104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Hasu P. Shah | Management | For | For |
1b | Elect Director Dianna F. Morgan | Management | For | For |
1c | Elect Director Kiran P. Patel | Management | For | For |
1d | Elect Director John M. Sabin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HILLENBRAND, INC. MEETING DATE: FEB 27, 2013 | ||||
TICKER: HI SECURITY ID: 431571108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark C. DeLuzio | Management | For | For |
1.2 | Elect Director F. Joseph Loughrey | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
HOME LOAN SERVICING SOLUTIONS, LTD. MEETING DATE: MAY 06, 2013 | ||||
TICKER: HLSS SECURITY ID: G6648D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director John P. Van Vlack | Management | For | For |
1.3 | Elect Director Kerry Kennedy | Management | For | For |
1.4 | Elect Director Richard J. Lochrie | Management | For | For |
1.5 | Elect Director David B. Reiner | Management | For | For |
1.6 | Elect Director Robert McGinnis | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
HOMESTREET, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: HMST SECURITY ID: 43785V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Malone | Management | For | Against |
1.2 | Elect Director Victor H. Indiek | Management | For | For |
1.3 | Elect Director Bruce W. Williams | Management | For | For |
1.4 | Elect Director Mark K. Mason | Management | For | For |
1.5 | Elect Director Scott M. Boggs | Management | For | For |
2 | Ratify Auditors | Management | For | For |
HORACE MANN EDUCATORS CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: HMN SECURITY ID: 440327104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Mary H. Futrell | Management | For | For |
1b | Elect Director Stephen J. Hasenmiller | Management | For | For |
1c | Elect Director Peter H. Heckman | Management | For | For |
1d | Elect Director Ronald J. Helow | Management | For | For |
1e | Elect Director Beverley J. McClure | Management | For | For |
1f | Elect Director Gabriel L. Shaheen | Management | For | For |
1g | Elect Director Roger J. Steinbecker | Management | For | For |
1h | Elect Director Robert Stricker | Management | For | For |
1i | Elect Director Charles R. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HURCO COMPANIES, INC. MEETING DATE: MAR 14, 2013 | ||||
TICKER: HURC SECURITY ID: 447324104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Cruickshank | Management | For | For |
1.2 | Elect Director Michael Doar | Management | For | For |
1.3 | Elect Director Philip James | Management | For | For |
1.4 | Elect Director Michael P. Mazza | Management | For | For |
1.5 | Elect Director Andrew Niner | Management | For | For |
1.6 | Elect Director Richard Porter | Management | For | For |
1.7 | Elect Director Janaki Sivanesan | Management | For | For |
1.8 | Elect Director Ronald Strackbein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HYSTER-YALE MATERIALS HANDLING, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: HY SECURITY ID: 449172105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J.C. Butler, Jr. | Management | For | Withhold |
1.2 | Elect Director Carolyn Corvi | Management | For | For |
1.3 | Elect Director John P. Jumper | Management | For | For |
1.4 | Elect Director Dennis W. LaBarre | Management | For | Withhold |
1.5 | Elect Director Alfred M. Rankin, Jr. | Management | For | Withhold |
1.6 | Elect Director Claiborne R. Rankin | Management | For | Withhold |
1.7 | Elect Director Michael E. Shannon | Management | For | For |
1.8 | Elect Director Britton T. Taplin | Management | For | Withhold |
1.9 | Elect Director Eugene Wong | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
7 | Ratify Auditors | Management | For | For |
IDACORP, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: IDA SECURITY ID: 451107106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judith A. Johansen | Management | For | For |
1.2 | Elect Director J. Lamont Keen | Management | For | For |
1.3 | Elect Director Robert A. Tinstman | Management | For | For |
1.4 | Elect Director Dennis L. Johnson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IMPAX LABORATORIES, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: IPXL SECURITY ID: 45256B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Leslie Z. Benet | Management | For | Withhold |
1.2 | Elect Director Robert L. Burr | Management | For | Withhold |
1.3 | Elect Director Allen Chao | Management | For | Withhold |
1.4 | Elect Director Nigel Ten Fleming | Management | For | Withhold |
1.5 | Elect Director Larry Hsu | Management | For | Withhold |
1.6 | Elect Director Michael Markbreiter | Management | For | Withhold |
1.7 | Elect Director Peter R. Terreri | Management | For | Withhold |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
INGLES MARKETS, INCORPORATED MEETING DATE: FEB 12, 2013 | ||||
TICKER: IMKTA SECURITY ID: 457030104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred D. Ayers | Management | For | For |
1.2 | Elect Director John O. Pollard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Adopt a Plan of Equal Shareholder Voting | Shareholder | Against | For |
INNOSPEC INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: IOSP SECURITY ID: 45768S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick S. Williams | Management | For | For |
1.2 | Elect Director Martin M. Hale | Management | For | For |
1.3 | Elect Director Lawrence J. Padfield | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INSPERITY, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: NSP SECURITY ID: 45778Q107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack M. Fields, Jr. | Management | For | For |
1.2 | Elect Director Paul S. Lattanzio | Management | For | For |
1.3 | Elect Director Richard G. Rawson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
INTERDIGITAL, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: IDCC SECURITY ID: 45867G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Gilbert F. Amelio | Management | For | For |
1b | Elect Director Jeffrey K. Belk | Management | For | For |
1c | Elect Director Steven T. Clontz | Management | For | For |
1d | Elect Director Edward B. Kamins | Management | For | For |
1e | Elect Director John A. Kritzmacher | Management | For | For |
1f | Elect Director William J. Merritt | Management | For | For |
1g | Elect Director Jean F. Rankin | Management | For | For |
1h | Elect Director Robert S. Roath | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
INTERLINE BRANDS, INC. MEETING DATE: AUG 29, 2012 | ||||
TICKER: IBI SECURITY ID: 458743101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
INTERMEC, INC. MEETING DATE: MAR 19, 2013 | ||||
TICKER: IN SECURITY ID: 458786100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
INTERSECTIONS INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: INTX SECURITY ID: 460981301 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Stanfield | Management | For | For |
1.2 | Elect Director John M. Albertine | Management | For | For |
1.3 | Elect Director Thomas G. Amato | Management | For | For |
1.4 | Elect Director James L. Kempner | Management | For | For |
1.5 | Elect Director Thomas L. Kempner | Management | For | For |
1.6 | Elect Director David A. McGough | Management | For | For |
1.7 | Elect Director Norman N. Mintz | Management | For | For |
1.8 | Elect Director William J. Wilson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Two Years | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
INTERSIL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: ISIL SECURITY ID: 46069S109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Necip Sayiner | Management | For | For |
1.2 | Elect Director Donald Macleod | Management | For | For |
1.3 | Elect Director Robert W. Conn | Management | For | For |
1.4 | Elect Director James V. Diller | Management | For | For |
1.5 | Elect Director Gary E. Gist | Management | For | For |
1.6 | Elect Director Mercedes Johnson | Management | For | For |
1.7 | Elect Director Gregory Lang | Management | For | For |
1.8 | Elect Director Jan Peeters | Management | For | For |
1.9 | Elect Director Robert N. Pokelwaldt | Management | For | For |
1.10 | Elect Director James A. Urry | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVACARE CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: IVC SECURITY ID: 461203101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael F. Delaney | Management | For | For |
1.2 | Elect Director C. Martin Harris | Management | For | For |
1.3 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.4 | Elect Director Gerald B. Blouch | Management | For | For |
1.5 | Elect Director William M. Weber | Management | For | For |
1.6 | Elect Director Charles S. Robb | Management | For | For |
1.7 | Elect Director Baiju R. Shah | Management | For | For |
1.8 | Elect Director James L. Jones | Management | For | For |
1.9 | Elect Director Dan T. Moore, III | Management | For | For |
1.10 | Elect Director Dale C. LaPorte | Management | For | For |
1.11 | Elect Director Ellen O. Tauscher | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INVESTMENT TECHNOLOGY GROUP, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: ITG SECURITY ID: 46145F105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. William Burdett | Management | For | For |
1.2 | Elect Director Minder Cheng | Management | For | For |
1.3 | Elect Director Christopher V. Dodds | Management | For | For |
1.4 | Elect Director Robert C. Gasser | Management | For | For |
1.5 | Elect Director Timothy L. Jones | Management | For | For |
1.6 | Elect Director Kevin J. P. O'Hara | Management | For | For |
1.7 | Elect Director Maureen O'Hara | Management | For | For |
1.8 | Elect Director Steven S. Wood | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
ION GEOPHYSICAL CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: IO SECURITY ID: 462044108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Barr | Management | For | For |
1.2 | Elect Director Franklin Myers | Management | For | For |
1.3 | Elect Director S. James Nelson, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ISIS PHARMACEUTICALS, INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: ISIS SECURITY ID: 464330109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stanley T. Crooke | Management | For | For |
1.2 | Elect Director Joseph Klein, III | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
J & J SNACK FOODS CORP. MEETING DATE: FEB 07, 2013 | ||||
TICKER: JJSF SECURITY ID: 466032109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sidney R. Brown | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
JACK HENRY & ASSOCIATES, INC. MEETING DATE: NOV 14, 2012 | ||||
TICKER: JKHY SECURITY ID: 426281101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry D. Hall | Management | For | For |
1.2 | Elect Director Matthew C. Flanigan | Management | For | For |
1.3 | Elect Director Wesley A. Brown | Management | For | For |
1.4 | Elect Director Marla K. Shepard | Management | For | For |
1.5 | Elect Director John F. Prim | Management | For | For |
1.6 | Elect Director Thomas H. Wilson, Jr. | Management | For | For |
1.7 | Elect Director Jacque R. Fiegel | Management | For | For |
1.8 | Elect Director Thomas A. Wimsett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JAVELIN MORTGAGE INVESTMENT CORP MEETING DATE: MAY 01, 2013 | ||||
TICKER: JMI SECURITY ID: 47200B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Scott J. Ulm | Management | For | For |
1.2 | Elect Director Jeffrey J. Zimmer | Management | For | For |
1.3 | Elect Director Daniel C. Staton | Management | For | For |
1.4 | Elect Director Marc H. Bell | Management | For | For |
1.5 | Elect Director John C. Chrystal | Management | For | For |
1.6 | Elect Director Thomas K. Guba | Management | For | For |
1.7 | Elect Director Robert C. Hain | Management | For | For |
1.8 | Elect Director John 'Jack' P. Hollihan, III | Management | For | For |
1.9 | Elect Director Stewart J. Paperin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
JDA SOFTWARE GROUP, INC. MEETING DATE: NOV 13, 2012 | ||||
TICKER: JDAS SECURITY ID: 46612K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Michael Gullard | Management | For | For |
1.2 | Elect Director Richard Haddrill | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Restricted Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JOHN BEAN TECHNOLOGIES CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: JBT SECURITY ID: 477839104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward (Ted) L. Doheny II | Management | For | For |
1.2 | Elect Director Alan D. Feldman | Management | For | For |
1.3 | Elect Director James E. Goodwin | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
JOURNAL COMMUNICATIONS, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: JRN SECURITY ID: 481130102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeanette Tully | Management | For | For |
1.2 | Elect Director Dean H. Blythe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KADANT INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: KAI SECURITY ID: 48282T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan W. Painter | Management | For | For |
1.2 | Elect Director William A. Rainville | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KAISER FEDERAL FINANCIAL GROUP, INC. MEETING DATE: OCT 24, 2012 | ||||
TICKER: KFFG SECURITY ID: 483056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Giovani O. Dacumos | Management | For | For |
1.2 | Elect Director Michael J. Sacher | Management | For | For |
1.3 | Elect Director Robert C. Steinbach | Management | For | For |
1.4 | Elect Director Dustin Luton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KAYAK SOFTWARE CORPORATION MEETING DATE: MAR 04, 2013 | ||||
TICKER: KYAK SECURITY ID: 486577109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
KAYDON CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: KDN SECURITY ID: 486587108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Alexander | Management | For | For |
1.2 | Elect Director David A. Brandon | Management | For | For |
1.3 | Elect Director Patrick P. Coyne | Management | For | For |
1.4 | Elect Director William K. Gerber | Management | For | For |
1.5 | Elect Director Timothy J. O'Donovan | Management | For | For |
1.6 | Elect Director James O'Leary | Management | For | For |
2 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
KEY ENERGY SERVICES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: KEG SECURITY ID: 492914106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lynn R. Coleman | Management | For | For |
1.2 | Elect Director Kevin P. Collins | Management | For | For |
1.3 | Elect Director W. Phillip Marcum | Management | For | For |
1.4 | Elect Director William F. Owens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KIMBALL INTERNATIONAL, INC. MEETING DATE: OCT 16, 2012 | ||||
TICKER: KBALB SECURITY ID: 494274103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jack R. Wentworth | Management | For | Withhold |
KNIGHT TRANSPORTATION, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: KNX SECURITY ID: 499064103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kevin P. Knight | Management | For | Withhold |
1.2 | Elect Director Randy Knight | Management | For | Withhold |
1.3 | Elect Director Michael Garnreiter | Management | For | Withhold |
2 | Elect Director Richard C. Kraemer | Management | For | Withhold |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
KRATON PERFORMANCE POLYMERS, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: KRA SECURITY ID: 50077C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anna C. Catalano | Management | For | For |
1.2 | Elect Director Barry J. Goldstein | Management | For | For |
1.3 | Elect Director Dan F. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KULICKE AND SOFFA INDUSTRIES, INC. MEETING DATE: FEB 19, 2013 | ||||
TICKER: KLIC SECURITY ID: 501242101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Chin Hu Lim | Management | For | For |
1.2 | Elect Director Garrett E. Pierce | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
L.B. FOSTER COMPANY MEETING DATE: MAY 23, 2013 | ||||
TICKER: FSTR SECURITY ID: 350060109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Bauer | Management | For | For |
1.2 | Elect Director Lee B. Foster, II | Management | For | For |
1.3 | Elect Director Peter McIlroy, II | Management | For | For |
1.4 | Elect Director G. Thomas McKane | Management | For | For |
1.5 | Elect Director Diane B. Owen | Management | For | For |
1.6 | Elect Director William H. Rackoff | Management | For | For |
1.7 | Elect Director Suzanne B. Rowland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
LIN TV CORP. MEETING DATE: MAY 29, 2013 | ||||
TICKER: TVL SECURITY ID: 532774106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William S. Banowsky, Jr. | Management | For | For |
1.2 | Elect Director William H. Cunningham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LIVE NATION ENTERTAINMENT, INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: LYV SECURITY ID: 538034109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark Carleton | Management | For | Against |
1.2 | Elect Director Michael Rapino | Management | For | For |
1.3 | Elect Director Mark S. Shapiro | Management | For | Against |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
LMI AEROSPACE, INC. MEETING DATE: JUN 26, 2013 | ||||
TICKER: LMIA SECURITY ID: 502079106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald S. Saks | Management | For | For |
1.2 | Elect Director Joseph Burstein | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LSB INDUSTRIES, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: LXU SECURITY ID: 502160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Webster L. Benham | Management | For | For |
1.2 | Elect Director Charles A. Burtch | Management | For | For |
1.3 | Elect Director Robert A. Butkin | Management | For | For |
1.4 | Elect Director Jack E. Golsen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LTC PROPERTIES, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: LTC SECURITY ID: 502175102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andre C. Dimitriadis | Management | For | For |
1.2 | Elect Director Boyd W. Hendrickson | Management | For | For |
1.3 | Elect Director Edmund C. King | Management | For | For |
1.4 | Elect Director Devra G. Shapiro | Management | For | For |
1.5 | Elect Director Wendy L. Simpson | Management | For | For |
1.6 | Elect Director Timothy J. Triche | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LTX-CREDENCE CORPORATION MEETING DATE: NOV 28, 2012 | ||||
TICKER: LTXC SECURITY ID: 502403207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Roger W. Blethen | Management | For | For |
1b | Elect Director Roger J. Maggs | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
LUMINEX CORPORATION MEETING DATE: MAY 16, 2013 | ||||
TICKER: LMNX SECURITY ID: 55027E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Cresci | Management | For | For |
1.2 | Elect Director Thomas W. Erickson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
LYDALL, INC. MEETING DATE: APR 26, 2013 | ||||
TICKER: LDL SECURITY ID: 550819106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dale G. Barnhart | Management | For | For |
1.2 | Elect Director Kathleen Burdett | Management | For | For |
1.3 | Elect Director W. Leslie Duffy | Management | For | For |
1.4 | Elect Director Matthew T. Farrell | Management | For | For |
1.5 | Elect Director Marc T. Giles | Management | For | For |
1.6 | Elect Director William D. Gurley | Management | For | For |
1.7 | Elect Director Suzanne Hammett | Management | For | For |
1.8 | Elect Director S. Carl Soderstrom, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
M.D.C. HOLDINGS, INC. MEETING DATE: MAR 18, 2013 | ||||
TICKER: MDC SECURITY ID: 552676108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. Berman | Management | For | For |
1.2 | Elect Director Herbert T. Buchwald | Management | For | For |
1.3 | Elect Director Larry A. Mizel | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
MAGELLAN HEALTH SERVICES, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: MGLN SECURITY ID: 559079207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael P. Ressner | Management | For | For |
1.2 | Elect Director Michael S. Diament | Management | For | For |
1.3 | Elect Director Barry M. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
MAIDEN HOLDINGS, LTD. MEETING DATE: MAY 07, 2013 | ||||
TICKER: MHLD SECURITY ID: G5753U112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Barry D. Zyskind as Director of Maiden Holdings, Ltd. | Management | For | For |
1.2 | Elect Simcha G. Lyons as Director of Maiden Holdings, Ltd. | Management | For | For |
1.3 | Elect Raymond M. Neff as Director of Maiden Holdings, Ltd. | Management | For | For |
1.4 | Elect Yehuda L. Neuberger as Director of Maiden Holdings, Ltd. | Management | For | For |
1.5 | Elect Steven H. Nigro as Director of Maiden Holdings, Ltd. | Management | For | For |
1.6 | Elect David A. Lamneck as Director of Maiden Insurance Company, Ltd. | Management | For | For |
1.7 | Elect John M. Marshaleck as Director of Maiden Insurance Company, Ltd. | Management | For | For |
1.8 | Elect Lawrence F. Metz as Director of Maiden Insurance Company, Ltd. | Management | For | For |
1.9 | Elect Arturo M. Raschbaum as Director of Maiden Insurance Company, Ltd. | Management | For | For |
1.10 | Elect Patrick J. Haveron as Director of Maiden Global Holdings, Ltd. | Management | For | For |
1.11 | Elect Ronald M. Judd as Director of Maiden Global Holdings, Ltd. | Management | For | For |
1.12 | Elect John M. Marshaleck as Director of Maiden Global Holdings, Ltd. | Management | For | For |
1.13 | Elect Lawrence F. Metz as Director of Maiden Global Holdings, Ltd. | Management | For | For |
1.14 | Elect Arturo M. Raschbaum as Director of Maiden Global Holdings, Ltd. | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors of the Company, and Arthur Morris and Company as Auditors of Maiden Insurance Company, Ltd. | Management | For | For |
MAINSOURCE FINANCIAL GROUP, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: MSFG SECURITY ID: 56062Y102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kathleen L. Bardwell | Management | For | For |
1.2 | Elect Director William G. Barron | Management | For | For |
1.3 | Elect Director Archie M. Brown, Jr. | Management | For | For |
1.4 | Elect Director Brian J. Crall | Management | For | For |
1.5 | Elect Director Philip A. Frantz | Management | For | For |
1.6 | Elect Director D.J. Hines | Management | For | For |
1.7 | Elect Director Thomas M. O'Brien | Management | For | For |
1.8 | Elect Director Lawrence R. Rueff | Management | For | For |
1.9 | Elect Director John G. Seale | Management | For | For |
1.10 | Elect Director Charles J. Thayer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
MANHATTAN ASSOCIATES, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: MANH SECURITY ID: 562750109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Huntz | Management | For | For |
1.2 | Elect Director Dan J. Lautenbach | Management | For | For |
1.3 | Elect Director Thomas E. Noonan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MARKETAXESS HOLDINGS INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: MKTX SECURITY ID: 57060D108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. McVey | Management | For | For |
1.2 | Elect Director Steven L. Begleiter | Management | For | For |
1.3 | Elect Director Stephen P. Casper | Management | For | For |
1.4 | Elect Director David G. Gomach | Management | For | For |
1.5 | Elect Director Carlos M. Hernandez | Management | For | For |
1.6 | Elect Director Ronald M. Hersch | Management | For | For |
1.7 | Elect Director John Steinhardt | Management | For | For |
1.8 | Elect Director James J. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MARRIOTT VACATIONS WORLDWIDE CORPORATION MEETING DATE: JUN 07, 2013 | ||||
TICKER: VAC SECURITY ID: 57164Y107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond L. Gellein, Jr. | Management | For | For |
1.2 | Elect Director Thomas J. Hutchison, III | Management | For | For |
1.3 | Elect Director Dianna F. Morgan | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MAXIMUS, INC. MEETING DATE: MAR 20, 2013 | ||||
TICKER: MMS SECURITY ID: 577933104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul R. Lederer | Management | For | For |
1.2 | Elect Director Peter B. Pond | Management | For | For |
1.3 | Elect Director James R. Thompson, Jr. | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
MB FINANCIAL, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: MBFI SECURITY ID: 55264U108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director David P. Bolger | Management | For | For |
1b | Elect Director Robert S. Engelman, Jr. | Management | For | For |
1c | Elect Director Mitchell Feiger | Management | For | For |
1d | Elect Director Charles J. Gries | Management | For | For |
1e | Elect Director James N. Hallene | Management | For | For |
1f | Elect Director Thomas H. Harvey | Management | For | For |
1g | Elect Director Ronald D. Santo | Management | For | For |
1h | Elect Director Renee Togher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MCG CAPITAL CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: MCGC SECURITY ID: 58047P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Kim D. Kelly | Management | For | For |
1b | Elect Director Richard W. Neu | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEASUREMENT SPECIALTIES, INC. MEETING DATE: SEP 13, 2012 | ||||
TICKER: MEAS SECURITY ID: 583421102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director R. Barry Uber | Management | For | For |
1.2 | Elect Director Satish Rishi | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDIVATION, INC. MEETING DATE: JUL 13, 2012 | ||||
TICKER: MDVN SECURITY ID: 58501N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Adams | Management | For | For |
1.2 | Elect Director Gregory H. Bailey | Management | For | For |
1.3 | Elect Director Kim D. Blickenstaff | Management | For | For |
1.4 | Elect Director David T. Hung | Management | For | For |
1.5 | Elect Director W. Anthony Vernon | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Approve Stock Split | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MEDTOX SCIENTIFIC, INC. MEETING DATE: JUL 31, 2012 | ||||
TICKER: MTOX SECURITY ID: 584977201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
MERCANTILE BANK CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: MBWM SECURITY ID: 587376104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kirk J. Agerson | Management | For | For |
1.2 | Elect Director David M. Cassard | Management | For | For |
1.3 | Elect Director Edward J. Clark | Management | For | For |
1.4 | Elect Director John F. Donnelly | Management | For | For |
1.5 | Elect Director Michael D. Faas | Management | For | Withhold |
1.6 | Elect Director Doyle A. Hayes | Management | For | For |
1.7 | Elect Director Susan K. Jones | Management | For | For |
1.8 | Elect Director Robert B. Kaminski, Jr. | Management | For | For |
1.9 | Elect Director Calvin D. Murdock | Management | For | For |
1.10 | Elect Director Michael H. Price | Management | For | For |
1.11 | Elect Director Timothy O. Schad | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MERCHANTS BANCSHARES, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: MBVT SECURITY ID: 588448100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond C. Pecor, Jr. | Management | For | For |
1.2 | Elect Director Patrick S. Robins | Management | For | For |
1.3 | Elect Director Jeffrey L. Davis | Management | For | For |
1.4 | Elect Director Bruce M. Lisman | Management | For | For |
1.5 | Elect Director Karen J. Danaher | Management | For | For |
1.6 | Elect Director Janette K. Bombardier | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
METALS USA HOLDINGS CORP. MEETING DATE: APR 10, 2013 | ||||
TICKER: MUSA SECURITY ID: 59132A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
MFA FINANCIAL, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: MFA SECURITY ID: 55272X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James A. Brodsky | Management | For | For |
1b | Elect Director Alan L. Gosule | Management | For | For |
1c | Elect Director Stewart Zimmerman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSEMI CORPORATION MEETING DATE: FEB 12, 2013 | ||||
TICKER: MSCC SECURITY ID: 595137100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James J. Peterson | Management | For | For |
1.2 | Elect Director Dennis R. Leibel | Management | For | For |
1.3 | Elect Director Thomas R. Anderson | Management | For | For |
1.4 | Elect Director William E. Bendush | Management | For | For |
1.5 | Elect Director Paul F. Folino | Management | For | For |
1.6 | Elect Director William L. Healey | Management | For | For |
1.7 | Elect Director Matthew E. Massengill | Management | For | For |
1.8 | Elect Director James V. Mazzo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MINERALS TECHNOLOGIES INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: MTX SECURITY ID: 603158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph C. Muscari | Management | For | For |
1.2 | Elect Director Barbara R. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MIPS TECHNOLOGIES, INC. MEETING DATE: FEB 06, 2013 | ||||
TICKER: MIPS SECURITY ID: 604567107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approval of the Patent Sale Agreement | Management | For | For |
2 | Approve Recapitalization Plan | Management | For | For |
3 | Approve Merger Agreement | Management | For | For |
4.1 | Elect Director Fred M. Gibbons | Management | For | For |
4.2 | Elect Director Jeffrey S. McCreary | Management | For | For |
4.3 | Elect Director Sandeep Vij | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote on Golden Parachutes | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Adjourn Meeting | Management | For | Against |
MISSION WEST PROPERTIES, INC. MEETING DATE: DEC 13, 2012 | ||||
TICKER: MSW SECURITY ID: 605203108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Recapitalization Plan | Management | For | For |
2 | Approve Sale of Company Assets | Management | For | For |
3 | Approve Plan of Liquidation | Management | For | For |
4 | Advisory Vote on Golden Parachutes | Management | For | For |
5 | Adjourn Meeting | Management | For | Against |
MOLINA HEALTHCARE, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: MOH SECURITY ID: 60855R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Z. Fedak | Management | For | For |
1.2 | Elect Director Steven James | Management | For | For |
1.3 | Elect Director John C. Molina | Management | For | For |
1.4 | Elect Director Daniel Cooperman | Management | For | For |
1.5 | Elect Director Dale Wolf | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Approve Issuance of Shares for a Private Placement | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
MONOTYPE IMAGING HOLDINGS INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: TYPE SECURITY ID: 61022P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Givens | Management | For | Withhold |
1.2 | Elect Director Roger J. Heinen, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MONTPELIER RE HOLDINGS LTD. MEETING DATE: MAY 17, 2013 | ||||
TICKER: MRH SECURITY ID: G62185106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Heinrich Burgi as Director | Management | For | For |
1.2 | Elect Morgan W. Davis as Director | Management | For | For |
1.3 | Elect John F. Shettle, Jr. as Director | Management | For | For |
1.4 | Elect Susan J. Sutherland as Director | Management | For | For |
2.1 | Elect Thomas G.S. Busher as Director of Montpelier Reinsurance Ltd | Management | For | For |
2.2 | Elect Christopher L. Harris as Director of Montpelier Reinsurance Ltd | Management | For | For |
2.3 | Elect Christopher T. Schaper as Director of Montpelier Reinsurance Ltd | Management | For | For |
3 | Approve Pricewaterhouse Coopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MOOG INC. MEETING DATE: JAN 09, 2013 | ||||
TICKER: MOG.A SECURITY ID: 615394202 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Albert F. Myers | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Stock Appreciation Rights Plan | Management | For | For |
MOVADO GROUP, INC. MEETING DATE: JUN 13, 2013 | ||||
TICKER: MOV SECURITY ID: 624580106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Margaret Hayes Adame | Management | For | For |
1.2 | Elect Director Richard Cote | Management | For | For |
1.3 | Elect Director Efraim Grinberg | Management | For | For |
1.4 | Elect Director Alan H. Howard | Management | For | For |
1.5 | Elect Director Richard Isserman | Management | For | For |
1.6 | Elect Director Nathan Leventhal | Management | For | For |
1.7 | Elect Director Alex Grinberg | Management | For | For |
1.8 | Elect Director Maurice Reznik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Deferred Share Bonus Plan | Management | For | For |
MUELLER INDUSTRIES, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: MLI SECURITY ID: 624756102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory L. Christopher | Management | For | For |
1.2 | Elect Director Paul J. Flaherty | Management | For | For |
1.3 | Elect Director Gennaro J. Fulvio | Management | For | For |
1.4 | Elect Director Gary S. Gladstein | Management | For | For |
1.5 | Elect Director Scott J. Goldman | Management | For | For |
1.6 | Elect Director Terry Hermanson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MULTIMEDIA GAMES HOLDING COMPANY, INC. MEETING DATE: JAN 30, 2013 | ||||
TICKER: MGAM SECURITY ID: 625453105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Stephen J. Greathouse | Management | For | For |
1b | Elect Director Neil E. Jenkins | Management | For | For |
1c | Elect Director Michael J. Maples, Sr. | Management | For | For |
1d | Elect Director Justin A. Orlando | Management | For | For |
1e | Elect Director Patrick J. Ramsey | Management | For | For |
1f | Elect Director Robert D. Repass | Management | For | For |
1g | Elect Director Timothy S. Stanley | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MYERS INDUSTRIES, INC. MEETING DATE: APR 26, 2013 | ||||
TICKER: MYE SECURITY ID: 628464109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Vincent C. Byrd | Management | For | For |
1.2 | Elect Director Sarah R. Coffin | Management | For | For |
1.3 | Elect Director John B. Crowe | Management | For | For |
1.4 | Elect Director William A. Foley | Management | For | For |
1.5 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.6 | Elect Director Richard P. Johnston | Management | For | For |
1.7 | Elect Director Edward W. Kissel | Management | For | For |
1.8 | Elect Director John C. Orr | Management | For | For |
1.9 | Elect Director Robert A. Stefanko | Management | For | For |
1.10 | Elect Director Daniel R. Lee | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
MYR GROUP INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: MYRG SECURITY ID: 55405W104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry F. Altenbaumer | Management | For | For |
1.2 | Elect Director William A. Koertner | Management | For | For |
1.3 | Elect Director William D. Patterson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NABI BIOPHARMACEUTICALS MEETING DATE: OCT 22, 2012 | ||||
TICKER: NABI SECURITY ID: 629519109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Increase Authorized Common Stock | Management | For | For |
2 | Change Company Name | Management | For | For |
3 | Approve Reverse Stock Split | Management | For | For |
4 | Issue Shares in Connection with Acquisition | Management | For | For |
5 | Advisory Vote on Golden Parachutes | Management | For | Against |
6 | Adjourn Meeting | Management | For | For |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Green Card) | ||||
1 | Increase Authorized Common Stock | Management | Against | Did Not Vote |
2 | Change Company Name | Management | Against | Did Not Vote |
3 | Approve Reverse Stock Split | Management | Against | Did Not Vote |
4 | Issue Shares in Connection with Acquisition | Management | Against | Did Not Vote |
5 | Advisory Vote on Golden Parachutes | Management | Against | Did Not Vote |
6 | Adjourn Meeting | Management | Against | Did Not Vote |
NACCO INDUSTRIES, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NC SECURITY ID: 629579103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John P. Jumper | Management | For | For |
1.2 | Elect Director Dennis W. LaBarre | Management | For | Withhold |
1.3 | Elect Director Richard de J. Osborne | Management | For | For |
1.4 | Elect Director Alfred M. Rankin, Jr. | Management | For | Withhold |
1.5 | Elect Director James A. Ratner | Management | For | For |
1.6 | Elect Director Britton T. Taplin | Management | For | Withhold |
1.7 | Elect Director David F. Taplin | Management | For | Withhold |
1.8 | Elect Director John F. Turben | Management | For | For |
1.9 | Elect Director David B.H. Williams | Management | For | Withhold |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NASB FINANCIAL, INC. MEETING DATE: JAN 28, 2013 | ||||
TICKER: NASB SECURITY ID: 628968109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David H. Hancock | Management | For | Withhold |
1.2 | Elect Director Linda S. Hancock | Management | For | Withhold |
1.3 | Elect Director Paul L. Thomas | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NATIONAL HEALTHCARE CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: NHC SECURITY ID: 635906100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard F. LaRoche, Jr. | Management | For | For |
1.2 | Elect Director Lawrence C. Tucker | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | Against |
NATURE'S SUNSHINE PRODUCTS, INC. MEETING DATE: AUG 01, 2012 | ||||
TICKER: NATR SECURITY ID: 639027101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Albert R. Dowden | Management | For | For |
1.2 | Elect Director Mark R. Genender | Management | For | For |
1.3 | Elect Director Kristine F. Hughes | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NATURE'S SUNSHINE PRODUCTS, INC. MEETING DATE: MAY 08, 2013 | ||||
TICKER: NATR SECURITY ID: 639027101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement to Remove Directors | Management | For | For |
3 | Reduce Supermajority Vote Requirement for Article Amendments | Management | For | For |
4.1 | Elect Director Willem Mesdag | Management | For | For |
4.2 | Elect Director Jeffrey D. Watkins | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NATUS MEDICAL INCORPORATED MEETING DATE: JUN 07, 2013 | ||||
TICKER: BABY SECURITY ID: 639050103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Robert A. Gunst | Management | For | For |
1b | Elect Director James B. Hawkins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NAVIGANT CONSULTING, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: NCI SECURITY ID: 63935N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Samuel K. Skinner | Management | For | For |
1.2 | Elect Director James R. Thompson | Management | For | For |
1.3 | Elect Director Michael L. Tipsord | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
NBT BANCORP INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: NBTB SECURITY ID: 628778102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Thirteen | Management | For | For |
2.1 | Elect Director Daryl R. Forsythe | Management | For | Withhold |
2.2 | Elect Director Patricia T. Civil | Management | For | Withhold |
2.3 | Elect Director Robert A. Wadsworth | Management | For | For |
2.4 | Elect Director Jack H. Webb | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NCI, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: NCIT SECURITY ID: 62886K104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles K. Narang | Management | For | For |
1.2 | Elect Director Brian J. Clark | Management | For | For |
1.3 | Elect Director James P. Allen | Management | For | Withhold |
1.4 | Elect Director John E. Lawler | Management | For | For |
1.5 | Elect Director Paul V. Lombardi | Management | For | Withhold |
1.6 | Elect Director Philip O. Nolan | Management | For | Withhold |
1.7 | Elect Director Daniel R. Young | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
NEENAH PAPER, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: NP SECURITY ID: 640079109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sean T. Erwin | Management | For | For |
1.2 | Elect Director Edward Grzedzinski | Management | For | For |
1.3 | Elect Director John F. McGovern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NELNET, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NNI SECURITY ID: 64031N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Michael S. Dunlap | Management | For | For |
1b | Elect Director Stephen F. Butterfield | Management | For | Against |
1c | Elect Director James P. Abel | Management | For | For |
1d | Elect Director William R. Cintani | Management | For | For |
1e | Elect Director Kathleen A. Farrell | Management | For | For |
1f | Elect Director Thomas E. Henning | Management | For | For |
1g | Elect Director Kimberly K. Rath | Management | For | Against |
1h | Elect Director Michael D. Reardon | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NETSCOUT SYSTEMS, INC. MEETING DATE: AUG 21, 2012 | ||||
TICKER: NTCT SECURITY ID: 64115T104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Victor A. DeMarines | Management | For | For |
1.2 | Elect Director Vincent J. Mullarkey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEWPORT CORPORATION MEETING DATE: MAY 21, 2013 | ||||
TICKER: NEWP SECURITY ID: 651824104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher Cox | Management | For | For |
1.2 | Elect Director Oleg Khaykin | Management | For | For |
1.3 | Elect Director Michael T. O'Neill | Management | For | For |
1.4 | Elect Director Robert J. Phillippy | Management | For | For |
1.5 | Elect Director Peter J. Simone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NEXSTAR BROADCASTING GROUP, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: NXST SECURITY ID: 65336K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent Stone | Management | For | Withhold |
1.2 | Elect Director Royce Yudkoff | Management | For | Withhold |
1.3 | Elect Director Lisbeth McNabb | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
NORTHSTAR REALTY FINANCE CORP. MEETING DATE: MAY 29, 2013 | ||||
TICKER: NRF SECURITY ID: 66704R100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Preston Butcher | Management | For | For |
1.2 | Elect Director Stephen E. Cummings | Management | For | For |
1.3 | Elect Director David T. Hamamoto | Management | For | For |
1.4 | Elect Director Judith A. Hannaway | Management | For | Withhold |
1.5 | Elect Director Oscar Junquera | Management | For | Withhold |
1.6 | Elect Director Wesley D. Minami | Management | For | For |
1.7 | Elect Director Louis J. Paglia | Management | For | Withhold |
1.8 | Elect Director Sridhar Sambamurthy | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NORTHWESTERN CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: NWE SECURITY ID: 668074305 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen P. Adik | Management | For | For |
1.2 | Elect Director Dorothy M. Bradley | Management | For | For |
1.3 | Elect Director E. Linn Draper, Jr. | Management | For | For |
1.4 | Elect Director Dana J. Dykhouse | Management | For | For |
1.5 | Elect Director Julia L. Johnson | Management | For | For |
1.6 | Elect Director Philip L. Maslowe | Management | For | For |
1.7 | Elect Director Denton Louis Peoples | Management | For | For |
1.8 | Elect Director Robert C. Rowe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NU SKIN ENTERPRISES, INC. MEETING DATE: JUN 03, 2013 | ||||
TICKER: NUS SECURITY ID: 67018T105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director Daniel W. Campbell | Management | For | For |
1.3 | Elect Director M. Truman Hunt | Management | For | For |
1.4 | Elect Director Andrew D. Lipman | Management | For | For |
1.5 | Elect Director Steven J. Lund | Management | For | For |
1.6 | Elect Director Patricia A. Negron | Management | For | For |
1.7 | Elect Director Neil H. Offen | Management | For | For |
1.8 | Elect Director Thomas R. Pisano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
NUTRACEUTICAL INTERNATIONAL CORPORATION MEETING DATE: JAN 28, 2013 | ||||
TICKER: NUTR SECURITY ID: 67060Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank W. Gay, II | Management | For | For |
1.2 | Elect Director Gregory M. Benson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NUVASIVE, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: NUVA SECURITY ID: 670704105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alexis V. Lukianov | Management | For | For |
1.2 | Elect Director Jack R. Blair | Management | For | For |
1.3 | Elect Director Peter M. Leddy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
OCWEN FINANCIAL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: OCN SECURITY ID: 675746309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William C. Erbey | Management | For | For |
1.2 | Elect Director Ronald M. Faris | Management | For | For |
1.3 | Elect Director Ronald J. Korn | Management | For | For |
1.4 | Elect Director William H. Lacy | Management | For | For |
1.5 | Elect Director Wilbur L. Ross, Jr. | Management | For | For |
1.6 | Elect Director Robert A. Salcetti | Management | For | For |
1.7 | Elect Director Barry N. Wish | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OLD DOMINION FREIGHT LINE, INC. MEETING DATE: MAY 31, 2013 | ||||
TICKER: ODFL SECURITY ID: 679580100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Earl E. Congdon | Management | For | For |
1.2 | Elect Director David S. Congdon | Management | For | For |
1.3 | Elect Director John R. Congdon | Management | For | For |
1.4 | Elect Director J. Paul Breitbach | Management | For | For |
1.5 | Elect Director John R. Congdon, Jr. | Management | For | For |
1.6 | Elect Director Robert G. Culp, III | Management | For | For |
1.7 | Elect Director John D. Kasarda | Management | For | For |
1.8 | Elect Director Leo H. Suggs | Management | For | For |
1.9 | Elect Director D. Michael Wray | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
OM GROUP, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: OMG SECURITY ID: 670872100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Katharine L. Plourde | Management | For | For |
1.2 | Elect Director Patrick S. Mullin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OMEGA PROTEIN CORPORATION MEETING DATE: JUN 20, 2013 | ||||
TICKER: OME SECURITY ID: 68210P107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul M. Kearns | Management | For | Withhold |
1.2 | Elect Director Bret D. Scholtes | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OMNICELL, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: OMCL SECURITY ID: 68213N109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald C. Wegmiller | Management | For | For |
1.2 | Elect Director James T. Judson | Management | For | For |
1.3 | Elect Director Gary S. Petersmeyer | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
OMNIVISION TECHNOLOGIES, INC. MEETING DATE: SEP 27, 2012 | ||||
TICKER: OVTI SECURITY ID: 682128103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph Jeng | Management | For | For |
1.2 | Elect Director Dwight Steffensen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OPNET TECHNOLOGIES, INC. MEETING DATE: SEP 10, 2012 | ||||
TICKER: OPNT SECURITY ID: 683757108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc A. Cohen | Management | For | For |
1.2 | Elect Director William F. Stasior | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ORCHIDS PAPER PRODUCTS COMPANY MEETING DATE: MAY 16, 2013 | ||||
TICKER: TIS SECURITY ID: 68572N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven R. Berlin | Management | For | For |
1.2 | Elect Director John C. Guttilla | Management | For | For |
1.3 | Elect Director Douglas E. Hailey | Management | For | For |
1.4 | Elect Director Mark H. Ravich | Management | For | For |
1.5 | Elect Director Jeffrey S. Schoen | Management | For | For |
1.6 | Elect Director Robert A. Snyder | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Provide Right to Call Special Meeting | Management | For | For |
ORITANI FINANCIAL CORP. MEETING DATE: NOV 20, 2012 | ||||
TICKER: ORIT SECURITY ID: 68633D103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael A. DeBernardi | Management | For | Withhold |
1.2 | Elect Director Robert S. Hekemian, Jr. | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OSI SYSTEMS, INC. MEETING DATE: DEC 12, 2012 | ||||
TICKER: OSIS SECURITY ID: 671044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Deepak Chopra | Management | For | For |
1.2 | Elect Director Ajay Mehra | Management | For | For |
1.3 | Elect Director Steven C. Good | Management | For | For |
1.4 | Elect Director Meyer Luskin | Management | For | For |
1.5 | Elect Director David T. Feinberg | Management | For | For |
1.6 | Elect Director William F. Ballhaus | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PACWEST BANCORP MEETING DATE: MAR 20, 2013 | ||||
TICKER: PACW SECURITY ID: 695263103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
PACWEST BANCORP MEETING DATE: MAY 13, 2013 | ||||
TICKER: PACW SECURITY ID: 695263103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark N. Baker | Management | For | For |
1.2 | Elect Director Craig A. Carlson | Management | For | For |
1.3 | Elect Director Stephen M. Dunn | Management | For | For |
1.4 | Elect Director John M. Eggemeyer | Management | For | For |
1.5 | Elect Director Barry C. Fitzpatrick | Management | For | For |
1.6 | Elect Director George E. Langley | Management | For | For |
1.7 | Elect Director Susan E. Lester | Management | For | For |
1.8 | Elect Director Timothy B. Matz | Management | For | For |
1.9 | Elect Director Arnold W. Messer | Management | For | For |
1.10 | Elect Director Daniel B. Platt | Management | For | For |
1.11 | Elect Director John W. Rose | Management | For | For |
1.12 | Elect Director Robert A. Stine | Management | For | For |
1.13 | Elect Director Matthew P. Wagner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Adjourn Meeting | Management | For | Against |
5 | Other Business | Management | For | Against |
PAPA JOHN'S INTERNATIONAL, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: PZZA SECURITY ID: 698813102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Norborne P. Cole, Jr. | Management | For | For |
1b | Elect Director Christopher L. Coleman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Policy to Require Suppliers to Eliminate Cattle Dehorning | Shareholder | Against | Abstain |
PAREXEL INTERNATIONAL CORPORATION MEETING DATE: DEC 06, 2012 | ||||
TICKER: PRXL SECURITY ID: 699462107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eduard E. Holdener | Management | For | For |
1.2 | Elect Director Richard L. Love | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Ratify Auditors | Management | For | For |
PARK-OHIO HOLDINGS CORP. MEETING DATE: MAY 23, 2013 | ||||
TICKER: PKOH SECURITY ID: 700666100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew V. Crawford | Management | For | Withhold |
1.2 | Elect Director Ronna Romney | Management | For | For |
1.3 | Elect Director Steven H. Rosen | Management | For | For |
2 | Ratify Auditors | Management | For | For |
PARKER DRILLING COMPANY MEETING DATE: MAY 08, 2013 | ||||
TICKER: PKD SECURITY ID: 701081101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jonathan M. Clarkson | Management | For | For |
1.2 | Elect Director George J. Donnelly | Management | For | For |
1.3 | Elect Director Gary R. King | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PC CONNECTION, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: PCCC SECURITY ID: 69318J100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patricia Gallup | Management | For | Withhold |
1.2 | Elect Director David Hall | Management | For | Withhold |
1.3 | Elect Director Joseph Baute | Management | For | For |
1.4 | Elect Director David Beffa-Negrini | Management | For | Withhold |
1.5 | Elect Director Barbara Duckett | Management | For | For |
1.6 | Elect Director Donald Weatherson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Executive Incentive Bonus Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PDL BIOPHARMA, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold E. Selick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PEGASYSTEMS INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: PEGA SECURITY ID: 705573103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Gyenes | Management | For | For |
1.2 | Elect Director Richard H. Jones | Management | For | For |
1.3 | Elect Director Steven F. Kaplan | Management | For | For |
1.4 | Elect Director James P. O'Halloran | Management | For | For |
1.5 | Elect Director Alan Trefler | Management | For | For |
1.6 | Elect Director Larry Weber | Management | For | For |
1.7 | Elect Director William W. Wyman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PENNYMAC MORTGAGE INVESTMENT TRUST MEETING DATE: MAY 15, 2013 | ||||
TICKER: PMT SECURITY ID: 70931T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Matthew Botein | Management | For | For |
1.2 | Elect Director Scott W. Carnahan | Management | For | For |
1.3 | Elect Director Frank P. Willey | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PENSKE AUTOMOTIVE GROUP, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: PAG SECURITY ID: 70959W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John D. Barr | Management | For | For |
1.2 | Elect Director Michael R. Eisenson | Management | For | For |
1.3 | Elect Director Robert H. Kurnick, Jr. | Management | For | For |
1.4 | Elect Director William J. Lovejoy | Management | For | For |
1.5 | Elect Director Kimberly J. McWaters | Management | For | For |
1.6 | Elect Director Yoshimi Namba | Management | For | For |
1.7 | Elect Director Lucio A. Noto | Management | For | Withhold |
1.8 | Elect Director Roger S. Penske | Management | For | For |
1.9 | Elect Director Richard J. Peters | Management | For | For |
1.10 | Elect Director Sandra E. Pierce | Management | For | For |
1.11 | Elect Director Ronald G. Steinhart | Management | For | For |
1.12 | Elect Director H. Brian Thompson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Other Business | Management | For | Against |
PEOPLES BANCORP INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: PEBO SECURITY ID: 709789101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David L. Mead | Management | For | For |
1.2 | Elect Director Susan D. Rector | Management | For | For |
1.3 | Elect Director Thomas J. Wolf | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PERFORMANT FINANCIAL CORPORATION MEETING DATE: MAY 30, 2013 | ||||
TICKER: PFMT SECURITY ID: 71377E105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Todd R. Ford | Management | For | For |
1.2 | Elect Director Brian P. Golson | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
PERRY ELLIS INTERNATIONAL, INC. MEETING DATE: JUN 14, 2013 | ||||
TICKER: PERY SECURITY ID: 288853104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Feldenkreis | Management | For | For |
1.2 | Elect Director Gary Dix | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PHARMACYCLICS, INC. MEETING DATE: NOV 09, 2012 | ||||
TICKER: PCYC SECURITY ID: 716933106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | Withhold |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PHARMACYCLICS, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: PCYC SECURITY ID: 716933106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. Booth | Management | For | For |
1.2 | Elect Director Kenneth A. Clark | Management | For | For |
1.3 | Elect Director Robert W. Duggan | Management | For | For |
1.4 | Elect Director Eric H. Halvorson | Management | For | For |
1.5 | Elect Director Minesh P. Mehta | Management | For | For |
1.6 | Elect Director David D. Smith | Management | For | For |
1.7 | Elect Director Richard A. van den Broek | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PHARMERICA CORPORATION MEETING DATE: JUN 18, 2013 | ||||
TICKER: PMC SECURITY ID: 71714F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory S. Weishar | Management | For | For |
1.2 | Elect Director W. Robert Dahl, Jr. | Management | For | For |
1.3 | Elect Director Frank E. Collins | Management | For | For |
1.4 | Elect Director Thomas P. Mac Mahon | Management | For | For |
1.5 | Elect Director Marjorie W. Dorr | Management | For | For |
1.6 | Elect Director Thomas P. Gerrity | Management | For | For |
1.7 | Elect Director Robert A. Oakley | Management | For | For |
1.8 | Elect Director Geoffrey G. Meyers | Management | For | For |
1.9 | Elect Director Patrick G. LePore | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PILGRIM'S PRIDE CORPORATION MEETING DATE: MAY 03, 2013 | ||||
TICKER: PPC SECURITY ID: 72147K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wesley Mendonca Batista | Management | For | Withhold |
1.2 | Elect Director Joesley Mendonca Batista | Management | For | Withhold |
1.3 | Elect Director Don Jackson | Management | For | Withhold |
1.4 | Elect Director William W. Lovette | Management | For | Withhold |
1.5 | Elect Director Marcus Vinicius Pratini de Moraes | Management | For | For |
1.6 | Elect Director Wallim Cruz De Vasconcellos Junior | Management | For | For |
2.1 | Elect Director Michael L. Cooper | Management | For | For |
2.2 | Elect Director Charles Macaluso | Management | For | For |
2.3 | Elect Director David E. Bell | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PIONEER ENERGY SERVICES CORP. MEETING DATE: MAY 15, 2013 | ||||
TICKER: PES SECURITY ID: 723664108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Michael Rauh | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PIPER JAFFRAY COMPANIES MEETING DATE: MAY 08, 2013 | ||||
TICKER: PJC SECURITY ID: 724078100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew S. Duff | Management | For | For |
1.2 | Elect Director Michael R. Francis | Management | For | For |
1.3 | Elect Director B. Kristine Johnson | Management | For | For |
1.4 | Elect Director Addison L. Piper | Management | For | For |
1.5 | Elect Director Lisa K. Polsky | Management | For | For |
1.6 | Elect Director Philip E. Soran | Management | For | For |
1.7 | Elect Director Michele Volpi | Management | For | For |
1.8 | Elect Director Hope B. Woodhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PLATINUM UNDERWRITERS HOLDINGS, LTD. MEETING DATE: APR 24, 2013 | ||||
TICKER: PTP SECURITY ID: G7127P100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Dan R. Carmichael as Director | Management | For | For |
1.2 | Elect A. John Hass as Director | Management | For | For |
1.3 | Elect Antony P.D. Lancaster as Director | Management | For | For |
1.4 | Elect Edmund R. Megna as Director | Management | For | For |
1.5 | Elect Michael D. Price as Director | Management | For | For |
1.6 | Elect Linda E. Ransom as Director | Management | For | For |
1.7 | Elect James P. Slattery as Director | Management | For | For |
1.8 | Elect Christopher J. Steffen as Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG as Auditors | Management | For | For |
PNM RESOURCES, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: PNM SECURITY ID: 69349H107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Adelmo E. Archuleta | Management | For | For |
1.2 | Elect Director Patricia K. Collawn | Management | For | For |
1.3 | Elect Director Julie A. Dobson | Management | For | For |
1.4 | Elect Director Alan J. Fohrer | Management | For | For |
1.5 | Elect Director Robert R. Nordhaus | Management | For | For |
1.6 | Elect Director Bonnie S. Reitz | Management | For | For |
1.7 | Elect Director Donald K. Schwanz | Management | For | For |
1.8 | Elect Director Bruce W. Wilkinson | Management | For | For |
1.9 | Elect Director Joan B. Woodard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
POOL CORPORATION MEETING DATE: MAY 01, 2013 | ||||
TICKER: POOL SECURITY ID: 73278L105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Wilson B. Sexton | Management | For | For |
1.2 | Elect Director Andrew W. Code | Management | For | For |
1.3 | Elect Director James J. Gaffney | Management | For | For |
1.4 | Elect Director George T. Haymaker, Jr. | Management | For | For |
1.5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
1.6 | Elect Director Harlan F. Seymour | Management | For | For |
1.7 | Elect Director Robert C. Sledd | Management | For | For |
1.8 | Elect Director John E. Stokely | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
PORTLAND GENERAL ELECTRIC COMPANY MEETING DATE: MAY 22, 2013 | ||||
TICKER: POR SECURITY ID: 736508847 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Ballantine | Management | For | For |
1.2 | Elect Director Rodney L. Brown, Jr. | Management | For | For |
1.3 | Elect Director Jack E. Davis | Management | For | For |
1.4 | Elect Director David A. Dietzler | Management | For | For |
1.5 | Elect Director Kirby A. Dyess | Management | For | For |
1.6 | Elect Director Mark B. Ganz | Management | For | For |
1.7 | Elect Director Corbin A. McNeill, Jr. | Management | For | For |
1.8 | Elect Director Neil J. Nelson | Management | For | For |
1.9 | Elect Director M. Lee Pelton | Management | For | For |
1.10 | Elect Director James J. Piro | Management | For | For |
1.11 | Elect Director Robert T. F. Reid | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
POST HOLDINGS, INC. MEETING DATE: JAN 31, 2013 | ||||
TICKER: POST SECURITY ID: 737446104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory L. Curl | Management | For | For |
1.2 | Elect Director William H. Danforth | Management | For | For |
1.3 | Elect Director David P. Skarie | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
POTLATCH CORPORATION MEETING DATE: MAY 06, 2013 | ||||
TICKER: PCH SECURITY ID: 737630103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael J. Covey | Management | For | For |
1.2 | Elect Director Charles P. Grenier | Management | For | For |
1.3 | Elect Director Gregory L. Quesnel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POZEN INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: POZN SECURITY ID: 73941U102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neal F. Fowler | Management | For | For |
1.2 | Elect Director Arthur S. Kirsch | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
PREMIERE GLOBAL SERVICES, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: PGI SECURITY ID: 740585104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Boland T. Jones | Management | For | For |
1.2 | Elect Director Wilkie S. Colyer | Management | For | For |
1.3 | Elect Director K. Robert Draughon | Management | For | For |
1.4 | Elect Director John R. Harris | Management | For | For |
1.5 | Elect Director W. Steven Jones | Management | For | For |
1.6 | Elect Director Raymond H. Pirtle, Jr. | Management | For | For |
1.7 | Elect Director J. Walker Smith, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRESIDENTIAL LIFE CORPORATION MEETING DATE: DEC 20, 2012 | ||||
TICKER: PLFE SECURITY ID: 740884101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
PRIMERICA, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: PRI SECURITY ID: 74164M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Reduce Supermajority Vote Requirement | Management | For | For |
3 | Amend Certificate of Incorpoation | Management | For | For |
4.1 | Elect Director John A. Addison, Jr. | Management | For | For |
4.2 | Elect Director Joel M. Babbitt | Management | For | For |
4.3 | Elect Director P. George Benson | Management | For | For |
4.4 | Elect Director Michael E. Martin | Management | For | For |
4.5 | Elect Director Mark Mason | Management | For | For |
4.6 | Elect Director Robert F. McCullough | Management | For | For |
4.7 | Elect Director D. Richard Williams | Management | For | For |
4.8 | Elect Director Barbara A. Yastine | Management | For | For |
4.9 | Elect Director Daniel A. Zilberman | Management | For | For |
5.10 | Elect Director P. George Benson | Management | For | For |
5.11 | Elect Director Michael E. Martin | Management | For | For |
5.12 | Elect Director Mark Mason | Management | For | For |
6 | Ratify Auditors | Management | For | For |
PRIMORIS SERVICES CORPORATION MEETING DATE: MAY 03, 2013 | ||||
TICKER: PRIM SECURITY ID: 74164F103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen C. Cook | Management | For | For |
1.2 | Elect Director Peter J. Moerbeek | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PRIVATEBANCORP, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: PVTB SECURITY ID: 742962103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Robert F. Coleman | Management | For | For |
2.2 | Elect Director James M. Guyette | Management | For | For |
2.3 | Elect Director Collin E. Roche | Management | For | For |
2.4 | Elect Director William R. Rybak | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PROASSURANCE CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: PRA SECURITY ID: 74267C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Listwan | Management | For | For |
1.2 | Elect Director John J. McMahon, Jr. | Management | For | For |
1.3 | Elect Director W. Stancil Starnes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PROGRESS SOFTWARE CORPORATION MEETING DATE: JUN 06, 2013 | ||||
TICKER: PRGS SECURITY ID: 743312100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry N. Bycoff | Management | For | For |
1.2 | Elect Director John R. Egan | Management | For | For |
1.3 | Elect Director Ram Gupta | Management | For | For |
1.4 | Elect Director Charles F. Kane | Management | For | For |
1.5 | Elect Director David A. Krall | Management | For | For |
1.6 | Elect Director Michael L. Mark | Management | For | For |
1.7 | Elect Director Philip M. Pead | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PROVIDENT FINANCIAL HOLDINGS, INC. MEETING DATE: NOV 27, 2012 | ||||
TICKER: PROV SECURITY ID: 743868101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Judy Carpenter | Management | For | For |
1.2 | Elect Director William E. Thomas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
PS BUSINESS PARKS, INC. MEETING DATE: MAY 06, 2013 | ||||
TICKER: PSB SECURITY ID: 69360J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Joseph D. Russell, Jr. | Management | For | For |
1.3 | Elect Director Jennifer Holden Dunbar | Management | For | For |
1.4 | Elect Director James H. Kropp | Management | For | For |
1.5 | Elect Director Sara Grootwassink Lewis | Management | For | For |
1.6 | Elect Director Michael V. McGee | Management | For | For |
1.7 | Elect Director Gary E. Pruitt | Management | For | For |
1.8 | Elect Director Peter Schultz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QAD INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: QADA SECURITY ID: 74727D207 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karl F. Lopker | Management | For | Withhold |
1.2 | Elect Director Pamela M. Lopker | Management | For | Withhold |
1.3 | Elect Director Scott J. Adelson | Management | For | For |
1.4 | Elect Director Thomas J. O'Malia | Management | For | For |
1.5 | Elect Director Lee D. Roberts | Management | For | For |
1.6 | Elect Director Peter R. van Cuylenburg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QAD INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: QADA SECURITY ID: 74727D306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karl F. Lopker | Management | For | Withhold |
1.2 | Elect Director Pamela M. Lopker | Management | For | Withhold |
1.3 | Elect Director Scott J. Adelson | Management | For | For |
1.4 | Elect Director Thomas J. O'Malia | Management | For | For |
1.5 | Elect Director Lee D. Roberts | Management | For | For |
1.6 | Elect Director Peter R. van Cuylenburg | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
QUAKER CHEMICAL CORPORATION MEETING DATE: MAY 08, 2013 | ||||
TICKER: KWR SECURITY ID: 747316107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1.2 | Elect Director Patricia C. Barron | Management | For | For |
1.3 | Elect Director Mark A. Douglas | Management | For | For |
2 | Approve Outside Director Stock Awards/Options in Lieu of Cash | Management | For | For |
3 | Ratify Auditors | Management | For | For |
QUEST SOFTWARE, INC. MEETING DATE: SEP 25, 2012 | ||||
TICKER: QSFT SECURITY ID: 74834T103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
QUESTCOR PHARMACEUTICALS, INC. MEETING DATE: MAY 24, 2013 | ||||
TICKER: QCOR SECURITY ID: 74835Y101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don M. Bailey | Management | For | For |
1.2 | Elect Director Neal C. Bradsher | Management | For | For |
1.3 | Elect Director Stephen C. Farrell | Management | For | For |
1.4 | Elect Director Louis Silverman | Management | For | For |
1.5 | Elect Director Virgil D. Thompson | Management | For | For |
1.6 | Elect Director Scott M. Whitcup | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RAMBUS INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: RMBS SECURITY ID: 750917106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald D. Black | Management | For | For |
1.2 | Elect Director Penelope A. Herscher | Management | For | For |
1.3 | Elect Director David Shrigley | Management | For | For |
1.4 | Elect Director Eric Stang | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
RBC BEARINGS INCORPORATED MEETING DATE: SEP 14, 2012 | ||||
TICKER: ROLL SECURITY ID: 75524B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mitchell I. Quain | Management | For | For |
1.2 | Elect Director Alan B. Levine | Management | For | For |
1.3 | Elect Director Richard R. Crowell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
REDWOOD TRUST, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: RWT SECURITY ID: 758075402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Baum | Management | For | For |
1.2 | Elect Director Mariann Byerwalter | Management | For | For |
1.3 | Elect Director Jeffrey T. Pero | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
REPUBLIC BANCORP, INC./KY MEETING DATE: APR 25, 2013 | ||||
TICKER: RBCAA SECURITY ID: 760281204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Craig A. Greenberg | Management | For | Withhold |
1.2 | Elect Director Michael T. Rust | Management | For | For |
1.3 | Elect Director Sandra Metts Snowden | Management | For | For |
1.4 | Elect Director R. Wayne Stratton | Management | For | For |
1.5 | Elect Director Susan Stout Tamme | Management | For | For |
1.6 | Elect Director A. Scott Trager | Management | For | For |
1.7 | Elect Director Steven E. Trager | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RESOURCE CAPITAL CORP. MEETING DATE: JUN 06, 2013 | ||||
TICKER: RSO SECURITY ID: 76120W302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Walter T. Beach | Management | For | For |
1.2 | Elect Director Edward E. Cohen | Management | For | For |
1.3 | Elect Director Jonathan Z. Cohen | Management | For | For |
1.4 | Elect Director Richard L. Fore | Management | For | For |
1.5 | Elect Director William B. Hart | Management | For | For |
1.6 | Elect Director Gary Ickowicz | Management | For | For |
1.7 | Elect Director Steven J. Kessler | Management | For | For |
1.8 | Elect Director Murray S. Levin | Management | For | For |
1.9 | Elect Director P. Sherrill Neff | Management | For | For |
1.10 | Elect Director Stephanie H. Wiggins | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Other Business | Management | For | Against |
RESOURCES CONNECTION, INC. MEETING DATE: OCT 18, 2012 | ||||
TICKER: RECN SECURITY ID: 76122Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Susan Crawford | Management | For | For |
1.2 | Elect Director Donald Murray | Management | For | For |
1.3 | Elect Director A. Robert Pisano | Management | For | For |
1.4 | Elect Director Michael Wargotz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
REX AMERICAN RESOURCES CORPORATION MEETING DATE: JUN 04, 2013 | ||||
TICKER: REX SECURITY ID: 761624105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stuart A. Rose | Management | For | Against |
1.2 | Elect Director Lawrence Tomchin | Management | For | Against |
1.3 | Elect Director Robert Davidoff | Management | For | For |
1.4 | Elect Director Edward M. Kress | Management | For | Against |
1.5 | Elect Director Charles A. Elcan | Management | For | Against |
1.6 | Elect Director David S. Harris | Management | For | For |
1.7 | Elect Director Mervyn L. Alphonso | Management | For | For |
1.8 | Elect Director Lee Fisher | Management | For | Against |
RIGNET, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: RNET SECURITY ID: 766582100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Browning | Management | For | For |
1.2 | Elect Director Charles L. Davis | Management | For | For |
1.3 | Elect Director Kevin Mulloy | Management | For | For |
1.4 | Elect Director Kevin Neveu | Management | For | For |
1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
1.6 | Elect Director Keith Olsen | Management | For | For |
1.7 | Elect Director Mark B. Slaughter | Management | For | For |
1.8 | Elect Director Brent K. Whittington | Management | For | For |
1.9 | Elect Director Ditlef de Vibe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RITE AID CORPORATION MEETING DATE: JUN 20, 2013 | ||||
TICKER: RAD SECURITY ID: 767754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director John T. Standley | Management | For | For |
1b | Elect Director Joseph B. Anderson, Jr. | Management | For | For |
1c | Elect Director Bruce G. Bodaken | Management | For | For |
1d | Elect Director Francois J. Coutu | Management | For | For |
1e | Elect Director David R. Jessick | Management | For | For |
1f | Elect Director Michael N. Regan | Management | For | For |
1g | Elect Director Marcy Syms | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Anti Gross-up Policy | Shareholder | Against | For |
5 | Consider Stockholder Proposal Relating to the Relationships of Directors | Shareholder | Against | Against |
RLJ LODGING TRUST MEETING DATE: MAY 02, 2013 | ||||
TICKER: RLJ SECURITY ID: 74965L101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Johnson | Management | For | For |
1.2 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
1.3 | Elect Director Evan Bayh | Management | For | For |
1.4 | Elect Director Nathaniel A. Davis | Management | For | For |
1.5 | Elect Director Robert M. La Forgia | Management | For | For |
1.6 | Elect Director Glenda G. McNeal | Management | For | For |
1.7 | Elect Director Joseph Ryan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROADRUNNER TRANSPORTATION SYSTEMS, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: RRTS SECURITY ID: 76973Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. DiBlasi | Management | For | For |
1.2 | Elect Director Scott D. Rued | Management | For | For |
1.3 | Elect Director John G. Kennedy, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
RTI BIOLOGICS, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: RTIX SECURITY ID: 74975N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Julianne M. Bowler | Management | For | For |
1.2 | Elect Director Roy D. Crowninshield | Management | For | For |
1.3 | Elect Director Brian K. Hutchison | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SAIA, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: SAIA SECURITY ID: 78709Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John J. Holland | Management | For | For |
1.2 | Elect Director Richard D. O'Dell | Management | For | For |
1.3 | Elect Director Douglas W. Rockel | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SANDERSON FARMS, INC. MEETING DATE: FEB 14, 2013 | ||||
TICKER: SAFM SECURITY ID: 800013104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Banks, Jr. | Management | For | For |
1.2 | Elect Director Toni D. Cooley | Management | For | For |
1.3 | Elect Director Robert C. Khayat | Management | For | For |
1.4 | Elect Director Dianne Mooney | Management | For | For |
1.5 | Elect Director Gail Jones Pittman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SANMINA CORPORATION MEETING DATE: MAR 11, 2013 | ||||
TICKER: SANM SECURITY ID: 801056102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Jure Sola | Management | For | For |
1b | Elect Director Neil R. Bonke | Management | For | For |
1c | Elect Director John P. Goldsberry | Management | For | For |
1d | Elect Director Joseph G. Licata, Jr. | Management | For | For |
1e | Elect Director Jean Manas | Management | For | For |
1f | Elect Director Mario M. Rosati | Management | For | For |
1g | Elect Director Wayne Shortridge | Management | For | For |
1h | Elect Director Jackie M. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SANTARUS, INC. MEETING DATE: JUN 11, 2013 | ||||
TICKER: SNTS SECURITY ID: 802817304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel D. Burgess | Management | For | For |
1.2 | Elect Director Michael G. Carter | Management | For | For |
1.3 | Elect Director Alessandro E. Della Cha | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
SCBT FINANCIAL CORPORATION MEETING DATE: NOV 30, 2012 | ||||
TICKER: SCBT SECURITY ID: 78401V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
SCHIFF NUTRITION INTERNATIONAL, INC. MEETING DATE: OCT 25, 2012 | ||||
TICKER: SHF SECURITY ID: 806693107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric Weider | Management | For | Withhold |
1.2 | Elect Director George F. Lengvari | Management | For | Withhold |
1.3 | Elect Director Tarang P. Amin | Management | For | Withhold |
1.4 | Elect Director Ronald L. Corey | Management | For | For |
1.5 | Elect Director Matthew T. Hobart | Management | For | Withhold |
1.6 | Elect Director Michael Hyatt | Management | For | For |
1.7 | Elect Director Eugene B. Jones | Management | For | For |
1.8 | Elect Director Roger H. Kimmel | Management | For | Withhold |
1.9 | Elect Director William E. McGlashan, Jr. | Management | For | Withhold |
1.10 | Elect Director Brian T. Swette | Management | For | For |
1.11 | Elect Director Richard G. Wolford | Management | For | For |
SCHWEITZER-MAUDUIT INTERNATIONAL, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: SWM SECURITY ID: 808541106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederic P. Villoutreix | Management | For | For |
1.2 | Elect Director Anderson D. Warlick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SEACHANGE INTERNATIONAL, INC. MEETING DATE: JUL 18, 2012 | ||||
TICKER: SEAC SECURITY ID: 811699107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raghu Rau | Management | For | For |
1.2 | Elect Director Carmine Vona | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SEATTLE GENETICS, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: SGEN SECURITY ID: 812578102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc E. Lippman | Management | For | For |
1.2 | Elect Director Franklin M. Berger | Management | For | For |
1.3 | Elect Director Daniel G. Welch | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SELECT INCOME REIT MEETING DATE: MAY 13, 2013 | ||||
TICKER: SIR SECURITY ID: 81618T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Somers | Management | For | For |
2 | Elect Director Barry M. Portnoy | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SELECT MEDICAL HOLDINGS CORPORATION MEETING DATE: APR 30, 2013 | ||||
TICKER: SEM SECURITY ID: 81619Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Russell L. Carson | Management | For | For |
1.2 | Elect Director James S. Ely III | Management | For | For |
1.3 | Elect Director William H. Frist | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
SEMGROUP CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: SEMG SECURITY ID: 81663A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald A. Ballschmiede | Management | For | For |
1.2 | Elect Director Sarah M. Barpoulis | Management | For | For |
1.3 | Elect Director John F. Chlebowski | Management | For | For |
1.4 | Elect Director Karl F. Kurz | Management | For | For |
1.5 | Elect Director James H. Lytal | Management | For | For |
1.6 | Elect Director Thomas R. McDaniel | Management | For | For |
1.7 | Elect Director Norman J. Szydlowski | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SENECA FOODS CORPORATION MEETING DATE: AUG 02, 2012 | ||||
TICKER: SENEA SECURITY ID: 817070501 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur H. Baer | Management | For | For |
1.2 | Elect Director Kraig H. Kayser | Management | For | For |
1.3 | Elect Director Thomas Paulson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
SENSIENT TECHNOLOGIES CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: SXT SECURITY ID: 81725T100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Hank Brown | Management | For | For |
1.2 | Elect Director Edward H. Cichurski | Management | For | For |
1.3 | Elect Director Fergus M. Clydesdale | Management | For | For |
1.4 | Elect Director James A. D. Croft | Management | For | For |
1.5 | Elect Director William V. Hickey | Management | For | For |
1.6 | Elect Director Kenneth P. Manning | Management | For | For |
1.7 | Elect Director Paul Manning | Management | For | For |
1.8 | Elect Director Elaine R. Wedral | Management | For | For |
1.9 | Elect Director Essie Whitelaw | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SIRONA DENTAL SYSTEMS, INC. MEETING DATE: FEB 20, 2013 | ||||
TICKER: SIRO SECURITY ID: 82966C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Simone Blank | Management | For | For |
1.2 | Elect Director Timothy P. Sullivan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
SKECHERS U.S.A., INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: SKX SECURITY ID: 830566105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Greenberg | Management | For | For |
1.2 | Elect Director David Weinberg | Management | For | For |
1.3 | Elect Director Jeffrey Greenberg | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
SKYWEST, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: SKYW SECURITY ID: 830879102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerry C. Atkin | Management | For | For |
1.2 | Elect Director J. Ralph Atkin | Management | For | For |
1.3 | Elect Director Margaret S. Billson | Management | For | For |
1.4 | Elect Director Henry J. Eyring | Management | For | For |
1.5 | Elect Director Robert G. Sarver | Management | For | For |
1.6 | Elect Director Steven F. Udvar-Hazy | Management | For | For |
1.7 | Elect Director James L. Welch | Management | For | For |
1.8 | Elect Director W. Steve Albrecht | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SMITH & WESSON HOLDING CORPORATION MEETING DATE: OCT 01, 2012 | ||||
TICKER: SWHC SECURITY ID: 831756101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry M. Monheit | Management | For | For |
1.2 | Elect Director Robert L. Scott | Management | For | For |
1.3 | Elect Director Michael F. Golden | Management | For | For |
1.4 | Elect Director Robert H. Brust | Management | For | For |
1.5 | Elect Director P. James Debney | Management | For | For |
1.6 | Elect Director John B. Furman | Management | For | For |
1.7 | Elect Director Mitchell A. Saltz | Management | For | For |
1.8 | Elect Director I. Marie Wadecki | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOLAR CAPITAL LTD. MEETING DATE: APR 30, 2013 | ||||
TICKER: SLRC SECURITY ID: 83413U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David S. Wachter | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
SONIC CORP. MEETING DATE: JAN 17, 2013 | ||||
TICKER: SONC SECURITY ID: 835451105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clifford Hudson | Management | For | For |
1.2 | Elect Director Federico F. Pena | Management | For | For |
1.3 | Elect Director Robert M. Rosenberg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SOUTHWEST GAS CORPORATION MEETING DATE: MAY 09, 2013 | ||||
TICKER: SWX SECURITY ID: 844895102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Boughner | Management | For | For |
1.2 | Elect Director Jose A. Cardenas | Management | For | For |
1.3 | Elect Director Thomas E. Chestnut | Management | For | For |
1.4 | Elect Director Stephen C. Comer | Management | For | For |
1.5 | Elect Director Leroy C. Hanneman, Jr. | Management | For | For |
1.6 | Elect Director Michael O. Maffie | Management | For | For |
1.7 | Elect Director Anne L. Mariucci | Management | For | For |
1.8 | Elect Director Michael J. Melarkey | Management | For | For |
1.9 | Elect Director Jeffrey W. Shaw | Management | For | For |
1.10 | Elect Director A. Randall Thoman | Management | For | For |
1.11 | Elect Director Thomas A. Thomas | Management | For | For |
1.12 | Elect Director Terrence L. Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SOVRAN SELF STORAGE, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: SSS SECURITY ID: 84610H108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Attea | Management | For | For |
1.2 | Elect Director Kenneth F. Myszka | Management | For | For |
1.3 | Elect Director Anthony P. Gammie | Management | For | For |
1.4 | Elect Director Charles E. Lannon | Management | For | For |
1.5 | Elect Director James R. Boldt | Management | For | For |
1.6 | Elect Director Stephen R. Rusmisel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SPANSION INC. MEETING DATE: JUN 06, 2013 | ||||
TICKER: CODE SECURITY ID: 84649R200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raymond Bingham | Management | For | For |
1.2 | Elect Director John H. Kispert | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SPARTAN STORES, INC. MEETING DATE: AUG 15, 2012 | ||||
TICKER: SPTN SECURITY ID: 846822104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M. Shan Atkins | Management | For | For |
1.2 | Elect Director Wendy A. Beck | Management | For | For |
1.3 | Elect Director Frank M. Gambino | Management | For | For |
1.4 | Elect Director Yvonne R. Jackson | Management | For | For |
1.5 | Elect Director Elizabeth A. Nickels | Management | For | For |
1.6 | Elect Director Timothy J. O'Donovan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SPARTECH CORPORATION MEETING DATE: MAR 12, 2013 | ||||
TICKER: SEH SECURITY ID: 847220209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
SPECTRUM BRANDS HOLDINGS, INC. MEETING DATE: MAR 01, 2013 | ||||
TICKER: SPB SECURITY ID: 84763R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Norman S. Matthews | Management | For | For |
2 | Amend Articles the Company's Restated Certificate of Incorporation to Dissolve the Special Nominating Committee of the Board of Directors | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
SPIRIT AIRLINES, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: SAVE SECURITY ID: 848577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director B. Ben Baldanza | Management | For | For |
1.2 | Elect Director Carlton D. Donaway | Management | For | For |
1.3 | Elect Director David G. Elkins | Management | For | For |
1.4 | Elect Director Horacio Scapparone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SPIRIT REALTY CAPITAL, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: SRC SECURITY ID: 84860F109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
STANDARD MOTOR PRODUCTS, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: SMP SECURITY ID: 853666105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pamela Forbes Lieberman | Management | For | For |
1.2 | Elect Director Joseph W. McDonnell | Management | For | For |
1.3 | Elect Director Alisa C. Norris | Management | For | For |
1.4 | Elect Director Arthur S. Sills | Management | For | For |
1.5 | Elect Director Lawrence I. Sills | Management | For | For |
1.6 | Elect Director Peter J. Sills | Management | For | For |
1.7 | Elect Director Frederick D. Sturdivant | Management | For | For |
1.8 | Elect Director William H. Turner | Management | For | For |
1.9 | Elect Director Richard S. Ward | Management | For | For |
1.10 | Elect Director Roger M. Widmann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STANDEX INTERNATIONAL CORPORATION MEETING DATE: OCT 31, 2012 | ||||
TICKER: SXI SECURITY ID: 854231107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles H. Cannon, Jr. | Management | For | For |
1.2 | Elect Director Gerald H. Fickenscher | Management | For | For |
1.3 | Elect Director Edward J. Trainor | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STARWOOD PROPERTY TRUST, INC. MEETING DATE: MAY 02, 2013 | ||||
TICKER: STWD SECURITY ID: 85571B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard D. Bronson | Management | For | For |
1.2 | Elect Director Jeffrey F. DiModica | Management | For | For |
1.3 | Elect Director Jeffrey G. Dishner | Management | For | For |
1.4 | Elect Director Camille J. Douglas | Management | For | For |
1.5 | Elect Director Boyd W. Fellows | Management | For | For |
1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
1.7 | Elect Director Strauss Zelnick | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
STATE BANK FINANCIAL CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: STBZ SECURITY ID: 856190103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director James R. Balkcom, Jr. | Management | For | For |
1b | Elect Director Kelly H. Barrett | Management | For | For |
1c | Elect Director Archie L. Bransford, Jr. | Management | For | For |
1d | Elect Director Kim M. Childers | Management | For | For |
1e | Elect Director Joseph W. Evans | Management | For | For |
1f | Elect Director Virginia A. Hepner | Management | For | For |
1g | Elect Director John D. Houser | Management | For | For |
1h | Elect Director Robert H. McMahon | Management | For | For |
1i | Elect Director J. Daniel Speight, Jr. | Management | For | For |
1j | Elect Director J. Thomas Wiley, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STEELCASE INC. MEETING DATE: JUL 11, 2012 | ||||
TICKER: SCS SECURITY ID: 858155203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William P. Crawford | Management | For | Withhold |
1.2 | Elect Director R. David Hoover | Management | For | For |
1.3 | Elect Director Elizabeth Valk Long | Management | For | For |
1.4 | Elect Director Robert C. Pew III | Management | For | For |
1.5 | Elect Director P. Craig Welch, Jr. | Management | For | For |
2 | Amend Executive Incentive Bonus Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STELLARONE CORPORATION MEETING DATE: MAY 15, 2013 | ||||
TICKER: STEL SECURITY ID: 85856G100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Lee S. Baker | Management | For | For |
1.2 | Elect Director O.R. Barham, Jr. | Management | For | For |
1.3 | Elect Director Glen C. Combs | Management | For | For |
1.4 | Elect Director Beverley E. Dalton | Management | For | For |
1.5 | Elect Director Gregory L. Fisher | Management | For | For |
1.6 | Elect Director Christopher M. Hallberg | Management | For | For |
1.7 | Elect Director Jan S. Hoover | Management | For | For |
1.8 | Elect Director Steven D. Irvin | Management | For | For |
1.9 | Elect Director Alan W. Myers | Management | For | For |
1.10 | Elect Director H. Wayne Parrish | Management | For | For |
1.11 | Elect Director Raymond D. Smoot, Jr. | Management | For | For |
1.12 | Elect Director Charles W. Steger | Management | For | For |
1.13 | Elect Director Keith L. Wampler | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
STEPAN COMPANY MEETING DATE: APR 30, 2013 | ||||
TICKER: SCL SECURITY ID: 858586100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael R. Boyce | Management | For | For |
1.2 | Elect Director F. Quinn Stepan | Management | For | For |
1.3 | Elect Director Edward J. Wehmer | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
STERLING CONSTRUCTION COMPANY, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: STRL SECURITY ID: 859241101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maarten D. Hemsley | Management | For | For |
1.2 | Elect Director Peter E. MacKenna | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
STERLING FINANCIAL CORPORATION MEETING DATE: APR 29, 2013 | ||||
TICKER: STSA SECURITY ID: 859319303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard P. Behar | Management | For | For |
1.2 | Elect Director Leslie ('Les') S. Biller | Management | For | Withhold |
1.3 | Elect Director Ellen R.M. Boyer | Management | For | For |
1.4 | Elect Director David A. Coulter | Management | For | For |
1.5 | Elect Director Robert C. Donegan | Management | For | For |
1.6 | Elect Director C. Webb Edwards | Management | For | For |
1.7 | Elect Director William ('Ike') L. Eisenhart | Management | For | For |
1.8 | Elect Director Robert H. Hartheimer | Management | For | For |
1.9 | Elect Director Michael F. Reuling | Management | For | For |
1.10 | Elect Director J. Gregory Seibly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STRATEGIC HOTELS & RESORTS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: BEE SECURITY ID: 86272T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Bowen | Management | For | Withhold |
1.2 | Elect Director Kenneth Fisher | Management | For | Withhold |
1.3 | Elect Director Raymond L. Gellein, Jr. | Management | For | Withhold |
1.4 | Elect Director James A. Jeffs | Management | For | Withhold |
1.5 | Elect Director Richard D. Kincaid | Management | For | Withhold |
1.6 | Elect Director David M.C. Michels | Management | For | Withhold |
1.7 | Elect Director William A. Prezant | Management | For | Withhold |
1.8 | Elect Director Eugene F. Reilly | Management | For | Withhold |
1.9 | Elect Director Sheli Z. Rosenberg | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Redeem Shareholder Rights Plan (Poison Pill) | Shareholder | Against | For |
SUN HEALTHCARE GROUP, INC. MEETING DATE: SEP 05, 2012 | ||||
TICKER: SUNH SECURITY ID: 86677E100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | Against |
SUPERIOR INDUSTRIES INTERNATIONAL, INC. MEETING DATE: MAY 17, 2013 | ||||
TICKER: SUP SECURITY ID: 868168105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1 | Declassify the Board of Directors | Management | For | Did Not Vote |
2 | Elect Director Sheldon I. Ausman | Management | For | Did Not Vote |
3a | Elect Director Sheldon I. Ausman | Management | For | Did Not Vote |
3b | Elect Director Steven J. Borick | Management | For | Did Not Vote |
3c | Elect Director Francisco S. Uranga | Management | For | Did Not Vote |
4 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Blue Card) | ||||
1 | Declassify the Board of Directors | Management | For | For |
2.1 | Elect Director Walter M. Schenker | Shareholder | For | For |
3 | Elect Director Walter M. Schenker | Shareholder | For | For |
4 | Management Nominee - Steven J. Borick | Shareholder | For | For |
5 | Management Nominee - Francisco S. Uranga | Shareholder | For | For |
6 | Amend Omnibus Stock Plan | Management | For | Against |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
SURMODICS, INC. MEETING DATE: FEB 11, 2013 | ||||
TICKER: SRDX SECURITY ID: 868873100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Benson | Management | For | For |
1.2 | Elect Director Mary K. Brainerd | Management | For | Withhold |
1.3 | Elect Director Gerald B. Fischer | Management | For | Withhold |
2 | Fix Number of Directors at Nine | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUSQUEHANNA BANCSHARES, INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: SUSQ SECURITY ID: 869099101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony J. Agnone, Sr. | Management | For | For |
1.2 | Elect Director Wayne E. Alter, Jr. | Management | For | For |
1.3 | Elect Director Henry R. Gibbel | Management | For | For |
1.4 | Elect Director Bruce A. Hepburn | Management | For | For |
1.5 | Elect Director Donald L. Hoffman | Management | For | For |
1.6 | Elect Director Sara G. Kirkland | Management | For | For |
1.7 | Elect Director Jeffrey F. Lehman | Management | For | For |
1.8 | Elect Director Michael A. Morello | Management | For | For |
1.9 | Elect Director Scott J. Newkam | Management | For | For |
1.10 | Elect Director Robert E. Poole, Jr. | Management | For | For |
1.11 | Elect Director William J. Reuter | Management | For | For |
1.12 | Elect Director Andrew S. Samuel | Management | For | For |
1.13 | Elect Director Christine Sears | Management | For | For |
1.14 | Elect Director James A. Ulsh | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
SWIFT TRANSPORTATION COMPANY MEETING DATE: MAY 08, 2013 | ||||
TICKER: SWFT SECURITY ID: 87074U101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Post | Management | For | Withhold |
1.2 | Elect Director Jerry Moyes | Management | For | For |
1.3 | Elect Director Richard H. Dozer | Management | For | Withhold |
1.4 | Elect Director David Vander Ploeg | Management | For | Withhold |
1.5 | Elect Director Glenn Brown | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SWS GROUP, INC. MEETING DATE: NOV 15, 2012 | ||||
TICKER: SWS SECURITY ID: 78503N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert A. Buchholz | Management | For | For |
1.2 | Elect Director Brodie L. Cobb | Management | For | For |
1.3 | Elect Director J. Taylor Crandall | Management | For | For |
1.4 | Elect Director Christie S. Flanagan | Management | For | For |
1.5 | Elect Director Gerald J. Ford | Management | For | For |
1.6 | Elect Director Larry A. Jobe | Management | For | For |
1.7 | Elect Director Tyree B. Miller | Management | For | For |
1.8 | Elect Director Mike Moses | Management | For | For |
1.9 | Elect Director James H. Ross | Management | For | For |
1.10 | Elect Director Joel T. Williams, III | Management | For | For |
2 | Approve Restricted Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
SYKES ENTERPRISES, INCORPORATED MEETING DATE: MAY 21, 2013 | ||||
TICKER: SYKE SECURITY ID: 871237103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul L. Whiting | Management | For | For |
1.2 | Elect Director Michael P. DeLong | Management | For | For |
1.3 | Elect Director Iain A. Macdonald | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYMETRA FINANCIAL CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: SYA SECURITY ID: 87151Q106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David T. Foy | Management | For | For |
1.2 | Elect Director Lois W. Grady | Management | For | For |
1.3 | Elect Director Thomas M. Marra | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
SYNNEX CORPORATION MEETING DATE: MAR 19, 2013 | ||||
TICKER: SNX SECURITY ID: 87162W100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dwight Steffensen | Management | For | For |
1.2 | Elect Director Kevin Murai | Management | For | For |
1.3 | Elect Director Fred Breidenbach | Management | For | For |
1.4 | Elect Director Hau Lee | Management | For | For |
1.5 | Elect Director Matthew Miau | Management | For | For |
1.6 | Elect Director Dennis Polk | Management | For | For |
1.7 | Elect Director Gregory Quesnel | Management | For | For |
1.8 | Elect Director Thomas Wurster | Management | For | For |
1.9 | Elect Director Duane Zitzner | Management | For | For |
1.10 | Elect Director Andrea Zulberti | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TASER INTERNATIONAL, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: TASR SECURITY ID: 87651B104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John S. Caldwell | Management | For | For |
1.2 | Elect Director Michael Garnreiter | Management | For | For |
1.3 | Elect Director Hadi Partovi | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
TCP CAPITAL CORP. MEETING DATE: MAY 01, 2013 | ||||
TICKER: TCPC SECURITY ID: 87238Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eric J. Draut | Management | For | For |
1.2 | Elect Director Franklin R. Johnson | Management | For | For |
1.3 | Elect Director Peter E. Schwab | Management | For | For |
1.4 | Elect Director Howard M. Levkowitz | Management | For | For |
1.5 | Elect Director Rajneesh Vig | Management | For | For |
1.6 | Elect Director Eric J. Draut | Management | For | For |
1.7 | Elect Director Franklin R. Johnson | Management | For | For |
1.8 | Elect Director Peter E. Schwab | Management | For | For |
1.9 | Elect Director Howard M. Levkowitz | Management | For | For |
1.10 | Elect Director Rajneesh Vig | Management | For | For |
2 | Approve Issuance of Shares Below Net Asset Value (NAV) | Management | For | For |
3 | Approve Conversion of Securities | Management | For | For |
TEAM HEALTH HOLDINGS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: TMH SECURITY ID: 87817A107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Lynn Massingale | Management | For | For |
1.2 | Elect Director Neil P. Simpkins | Management | For | For |
1.3 | Elect Director Earl P. Holland | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
TELECOMMUNICATION SYSTEMS, INC. MEETING DATE: MAY 30, 2013 | ||||
TICKER: TSYS SECURITY ID: 87929J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Maurice B. Tose | Management | For | For |
1.2 | Elect Director James M. Bethmann | Management | For | For |
1.3 | Elect Director Richard A. Young | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
TELEDYNE TECHNOLOGIES INCORPORATED MEETING DATE: APR 24, 2013 | ||||
TICKER: TDY SECURITY ID: 879360105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Crocker | Management | For | For |
1.2 | Elect Director Robert Mehrabian | Management | For | For |
1.3 | Elect Director Michael T. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TELENAV, INC. MEETING DATE: NOV 27, 2012 | ||||
TICKER: TNAV SECURITY ID: 879455103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director HP Jin | Management | For | Withhold |
1.2 | Elect Director Joseph M. Zaelit | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TELETECH HOLDINGS, INC. MEETING DATE: MAY 23, 2013 | ||||
TICKER: TTEC SECURITY ID: 879939106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth D. Tuchman | Management | For | For |
1.2 | Elect Director James E. Barlett | Management | For | For |
1.3 | Elect Director Gregory A. Conley | Management | For | For |
1.4 | Elect Director Robert Frerichs | Management | For | For |
1.5 | Elect Director Shrikant Mehta | Management | For | For |
1.6 | Elect Director Anjan Mukherjee | Management | For | For |
1.7 | Elect Director Robert M. Tarola | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TELLABS, INC. MEETING DATE: MAY 01, 2013 | ||||
TICKER: TLAB SECURITY ID: 879664100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Alex Mashinsky | Management | For | For |
1b | Elect Director Gregory J. Rossmann | Management | For | For |
1c | Elect Director Vincent H. Tobkin | Management | For | For |
1d | Elect Director Mikel H. Williams | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
TENNANT COMPANY MEETING DATE: APR 24, 2013 | ||||
TICKER: TNC SECURITY ID: 880345103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Azita Arvani | Management | For | For |
1.2 | Elect Director William F. Austen | Management | For | For |
1.3 | Elect Director James T. Hale | Management | For | For |
1.4 | Elect Director H. Chris Killingstad | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
TENNECO INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas C. Freyman | Management | For | For |
1.2 | Elect Director Dennis J. Letham | Management | For | For |
1.3 | Elect Director Hari N. Nair | Management | For | For |
1.4 | Elect Director Roger B. Porter | Management | For | For |
1.5 | Elect Director David B. Price, Jr. | Management | For | For |
1.6 | Elect Director Gregg M. Sherrill | Management | For | For |
1.7 | Elect Director Paul T. Stecko | Management | For | For |
1.8 | Elect Director Jane L. Warner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TESSCO TECHNOLOGIES INCORPORATED MEETING DATE: JUL 26, 2012 | ||||
TICKER: TESS SECURITY ID: 872386107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert B. Barnhill, Jr. | Management | For | For |
1.2 | Elect Director John D. Beletic | Management | For | For |
1.3 | Elect Director Benn R. Konsynski | Management | For | For |
1.4 | Elect Director Daniel Okrent | Management | For | For |
1.5 | Elect Director Morton F. Zifferer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
TESSERA TECHNOLOGIES, INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: TSRA SECURITY ID: 88164L100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tudor Brown | Management | For | For |
1.2 | Elect Director John Chenault | Management | For | For |
1.3 | Elect Director George Cwynar | Management | For | For |
1.4 | Elect Director Peter A. Feld | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director Thomas Lacey | Management | For | For |
1.7 | Elect Director George A. Riedel | Management | For | For |
1.8 | Elect Director Christopher A. Seams | Management | For | For |
1.9 | Elect Director Donald E. Stout | Management | For | For |
1.10 | Elect Director Timothy J. Stultz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
TEXAS ROADHOUSE, INC. MEETING DATE: MAY 16, 2013 | ||||
TICKER: TXRH SECURITY ID: 882681109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gregory N. Moore | Management | For | For |
1.2 | Elect Director James F. Parker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | Against | For |
THE BRINK'S COMPANY MEETING DATE: MAY 03, 2013 | ||||
TICKER: BCO SECURITY ID: 109696104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul G. Boynton | Management | For | For |
1.2 | Elect Director Murray D. Martin | Management | For | For |
1.3 | Elect Director Ronald L. Turner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
THE CATO CORPORATION MEETING DATE: MAY 23, 2013 | ||||
TICKER: CATO SECURITY ID: 149205106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. Harding Stowe | Management | For | For |
1.2 | Elect Director Edward I. Weisiger, Jr. | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Other Business | Management | For | Against |
THE ENSIGN GROUP, INC. MEETING DATE: JUN 12, 2013 | ||||
TICKER: ENSG SECURITY ID: 29358P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Antoinette T. Hubenette | Management | For | For |
1.2 | Elect Director Clayton M. Christensen | Management | For | For |
1.3 | Elect Director Lee A. Daniels | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE FINISH LINE, INC. MEETING DATE: JUL 19, 2012 | ||||
TICKER: FINL SECURITY ID: 317923100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bill Kirkendall | Management | For | For |
1.2 | Elect Director William P. Carmichael | Management | For | For |
1.3 | Elect Director Richard P. Crystal | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE GEO GROUP, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: GEO SECURITY ID: 36159R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Clarence E. Anthony | Management | For | For |
1.2 | Elect Director Norman A. Carlson | Management | For | For |
1.3 | Elect Director Anne N. Foreman | Management | For | For |
1.4 | Elect Director Richard H. Glanton | Management | For | For |
1.5 | Elect Director Christopher C. Wheeler | Management | For | For |
1.6 | Elect Director George C. Zoley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
5 | Other Business | Management | For | Against |
THE MEN'S WEARHOUSE, INC. MEETING DATE: JUN 19, 2013 | ||||
TICKER: MW SECURITY ID: 587118100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George Zimmer | Management | For | For |
1.2 | Elect Director David H. Edwab | Management | For | For |
1.3 | Elect Director Douglas S. Ewert | Management | For | For |
1.4 | Elect Director Rinaldo S. Brutoco | Management | For | For |
1.5 | Elect Director Michael L. Ray | Management | For | For |
1.6 | Elect Director Sheldon I. Stein | Management | For | For |
1.7 | Elect Director Deepak Chopra | Management | For | For |
1.8 | Elect Director William B. Sechrest | Management | For | For |
1.9 | Elect Director Grace Nichols | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Report on Sustainability | Shareholder | Against | Abstain |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
THE PROVIDENCE SERVICE CORPORATION MEETING DATE: AUG 16, 2012 | ||||
TICKER: PRSC SECURITY ID: 743815102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fletcher Jay McCusker | Management | For | For |
1.2 | Elect Director Kristi L. Meints | Management | For | For |
2 | Adopt Shareholder Rights Plan (Poison Pill) | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
THE PROVIDENCE SERVICE CORPORATION MEETING DATE: JUN 06, 2013 | ||||
TICKER: PRSC SECURITY ID: 743815102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard A. Kerley | Management | For | For |
1.2 | Elect Director Christopher S. Shackelton | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
THE WARNACO GROUP, INC. MEETING DATE: FEB 13, 2013 | ||||
TICKER: WRC SECURITY ID: 934390402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
THORATEC CORPORATION MEETING DATE: MAY 22, 2013 | ||||
TICKER: THOR SECURITY ID: 885175307 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Neil F. Dimick | Management | For | For |
1.2 | Elect Director Gerhard F. Burbach | Management | For | For |
1.3 | Elect Director J. Daniel Cole | Management | For | For |
1.4 | Elect Director Steven H. Collis | Management | For | For |
1.5 | Elect Director D. Keith Grossman | Management | For | For |
1.6 | Elect Director William A. Hawkins, III | Management | For | For |
1.7 | Elect Director Paul A. LaViolette | Management | For | For |
1.8 | Elect Director Daniel M. Mulvena | Management | For | For |
1.9 | Elect Director Todd C. Schermerhorn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
TNS, INC. MEETING DATE: FEB 15, 2013 | ||||
TICKER: TNS SECURITY ID: 872960109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
TOWN SPORTS INTERNATIONAL HOLDINGS, INC. MEETING DATE: MAY 09, 2013 | ||||
TICKER: CLUB SECURITY ID: 89214A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Giardina | Management | For | For |
1.2 | Elect Director Paul N. Arnold | Management | For | For |
1.3 | Elect Director Bruce C. Bruckmann | Management | For | For |
1.4 | Elect Director J. Rice Edmonds | Management | For | For |
1.5 | Elect Director John H. Flood, III | Management | For | For |
1.6 | Elect Director Thomas J. Galligan, III | Management | For | For |
1.7 | Elect Director Kevin McCall | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TPC GROUP INC. MEETING DATE: DEC 05, 2012 | ||||
TICKER: TPCG SECURITY ID: 89236Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | Against |
3 | Advisory Vote on Golden Parachutes | Management | For | For |
TREEHOUSE FOODS, INC. MEETING DATE: APR 25, 2013 | ||||
TICKER: THS SECURITY ID: 89469A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director George V. Bayly | Management | For | For |
1.2 | Elect Director Diana S. Ferguson | Management | For | For |
1.3 | Elect Director Gary D. Smith | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRIPLE-S MANAGEMENT CORPORATION MEETING DATE: APR 26, 2013 | ||||
TICKER: GTS SECURITY ID: 896749108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Antonio F. Faria-Soto | Management | For | For |
1b | Elect Director Manuel Figueroa-Collazo | Management | For | For |
1c | Elect Director David H. Chafey, Jr. | Management | For | For |
1d | Elect Director Joseph A. Frick | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TRIUS THERAPEUTICS, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: TSRX SECURITY ID: 89685K100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Karin Eastham | Management | For | For |
1.2 | Elect Director Seth H. Z. Fischer | Management | For | For |
1.3 | Elect Director Theodore R. Schroeder | Management | For | For |
1.4 | Elect Director Jeffrey Stein | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
TRUEBLUE, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: TBI SECURITY ID: 89785X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Steven C. Cooper | Management | For | For |
1b | Elect Director Thomas E. McChesney | Management | For | For |
1c | Elect Director Gates McKibbin | Management | For | For |
1d | Elect Director Jeffrey B. Sakaguchi | Management | For | For |
1e | Elect Director Joseph P. Sambataro, Jr. | Management | For | For |
1f | Elect Director Bonnie W. Soodik | Management | For | For |
1g | Elect Director William W. Steele | Management | For | For |
1h | Elect Director Craig E. Tall | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
TUPPERWARE BRANDS CORPORATION MEETING DATE: MAY 24, 2013 | ||||
TICKER: TUP SECURITY ID: 899896104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Catherine A. Bertini | Management | For | For |
1.2 | Elect Director Susan M. Cameron | Management | For | For |
1.3 | Elect Director Kriss Cloninger, III | Management | For | For |
1.4 | Elect Director E. V. Goings | Management | For | For |
1.5 | Elect Director Joe R. Lee | Management | For | For |
1.6 | Elect Director Angel R. Martinez | Management | For | For |
1.7 | Elect Director Antonio Monteiro de Castro | Management | For | For |
1.8 | Elect Director Robert J. Murray | Management | For | For |
1.9 | Elect Director David R. Parker | Management | For | For |
1.10 | Elect Director Joyce M. Roche | Management | For | For |
1.11 | Elect Director M. Anne Szostak | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TUTOR PERINI CORPORATION MEETING DATE: MAY 29, 2013 | ||||
TICKER: TPC SECURITY ID: 901109108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald N. Tutor | Management | For | For |
1.2 | Elect Director Marilyn A. Alexander | Management | For | Withhold |
1.3 | Elect Director Peter Arkley | Management | For | Withhold |
1.4 | Elect Director Robert Band | Management | For | For |
1.5 | Elect Director Michael R. Klein | Management | For | Withhold |
1.6 | Elect Director Martin R. Melone | Management | For | Withhold |
1.7 | Elect Director Robert L. Miller | Management | For | For |
1.8 | Elect Director Raymond R. Oneglia | Management | For | Withhold |
1.9 | Elect Director Donald D. Snyder | Management | For | Withhold |
1.10 | Elect Director Dickran M. Tevrizian, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
UNIFI, INC. MEETING DATE: OCT 24, 2012 | ||||
TICKER: UFI SECURITY ID: 904677200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Armfield, IV | Management | For | For |
1.2 | Elect Director R. Roger Berrier, Jr. | Management | For | For |
1.3 | Elect Director Archibald Cox, Jr. | Management | For | For |
1.4 | Elect Director William L. Jasper | Management | For | For |
1.5 | Elect Director Kenneth G. Langone | Management | For | For |
1.6 | Elect Director George R. Perkins, Jr. | Management | For | For |
1.7 | Elect Director Suzanne M. Present | Management | For | For |
1.8 | Elect Director William M. Sams | Management | For | For |
1.9 | Elect Director G. Alfred Webster | Management | For | For |
1.10 | Elect Director Mitchel Weinberger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
UNIFIRST CORPORATION MEETING DATE: JAN 08, 2013 | ||||
TICKER: UNF SECURITY ID: 904708104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Phillip L. Cohen | Management | For | For |
1.2 | Elect Director Cynthia Croatti | Management | For | For |
2 | Ratify Auditors | Management | For | For |
UNION FIRST MARKET BANKSHARES CORPORATION MEETING DATE: APR 23, 2013 | ||||
TICKER: UBSH SECURITY ID: 90662P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director L. Bradford Armstrong | Management | For | For |
1.2 | Elect Director Daniel I. Hansen | Management | For | For |
1.3 | Elect Director Ronald L. Hicks | Management | For | For |
1.4 | Elect Director W. Tayloe Murphy, Jr. | Management | For | For |
2 | Elect Director Raymond L. Slaughter | Management | For | For |
3 | Elect Director Linda V. Schreiner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNISYS CORPORATION MEETING DATE: MAY 02, 2013 | ||||
TICKER: UIS SECURITY ID: 909214306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director J. Edward Coleman | Management | For | For |
1b | Elect Director Alison Davis | Management | For | For |
1c | Elect Director Nathaniel A. Davis | Management | For | For |
1d | Elect Director Henry C. Duques | Management | For | For |
1e | Elect Director Matthew J. Espe | Management | For | For |
1f | Elect Director Denise K. Fletcher | Management | For | For |
1g | Elect Director Leslie F. Kenne | Management | For | For |
1h | Elect Director Lee D. Roberts | Management | For | For |
1i | Elect Director Paul E. Weaver | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNIVERSAL AMERICAN CORP. MEETING DATE: MAY 29, 2013 | ||||
TICKER: UAM SECURITY ID: 91338E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Richard A. Barasch | Management | For | For |
1b | Elect Director Sally W. Crawford | Management | For | For |
1c | Elect Director Matthew W. Etheridge | Management | For | For |
1d | Elect Director Mark K. Gormley | Management | For | For |
1e | Elect Director Mark M. Harmeling | Management | For | Against |
1f | Elect Director David S. Katz | Management | For | For |
1g | Elect Director Linda H. Lamel | Management | For | For |
1h | Elect Director Patrick J. McLaughlin | Management | For | For |
1i | Elect Director Richard C. Perry | Management | For | For |
1j | Elect Director Thomas A. Scully | Management | For | For |
1k | Elect Director Robert A. Spass | Management | For | For |
1l | Elect Director Sean M. Traynor | Management | For | For |
1m | Elect Director Christopher E. Wolfe | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNIVERSAL TRUCKLOAD SERVICES, INC. MEETING DATE: JUN 07, 2013 | ||||
TICKER: UACL SECURITY ID: 91388P105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Donald B. Cochran | Management | For | Withhold |
1.2 | Elect Director Matthew T. Moroun | Management | For | Withhold |
1.3 | Elect Director Manuel J. Moroun | Management | For | Withhold |
1.4 | Elect Director Frederick P. Calderone | Management | For | Withhold |
1.5 | Elect Director Joseph J. Casaroll | Management | For | For |
1.6 | Elect Director Daniel J. Deane | Management | For | For |
1.7 | Elect Director Michael A. Regan | Management | For | For |
1.8 | Elect Director Daniel C. Sullivan | Management | For | Withhold |
1.9 | Elect Director Richard P. Urban | Management | For | For |
1.10 | Elect Director Ted B. Wahby | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VAALCO ENERGY, INC. MEETING DATE: JUN 05, 2013 | ||||
TICKER: EGY SECURITY ID: 91851C201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Gerry, III | Management | For | For |
1.2 | Elect Director W. Russell Scheirman | Management | For | For |
1.3 | Elect Director Robert H. Allen - Withdrawn | Management | None | None |
1.4 | Elect Director Frederick W. Brazelton | Management | For | For |
1.5 | Elect Director Luigi P. Caflisch | Management | For | For |
1.6 | Elect Director O. Donaldson Chapoton | Management | For | For |
1.7 | Elect Director John J. Myers, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VASCULAR SOLUTIONS, INC. MEETING DATE: MAY 03, 2013 | ||||
TICKER: VASC SECURITY ID: 92231M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin Emerson | Management | For | For |
1.2 | Elect Director John Erb | Management | For | For |
1.3 | Elect Director Richard Kramp | Management | For | For |
1.4 | Elect Director Richard Nigon | Management | For | For |
1.5 | Elect Director Paul O'Connell | Management | For | For |
1.6 | Elect Director Howard Root | Management | For | For |
1.7 | Elect Director Jorge Saucedo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VERINT SYSTEMS INC. MEETING DATE: JUN 25, 2013 | ||||
TICKER: VRNT SECURITY ID: 92343X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dan Bodner | Management | For | For |
1.2 | Elect Director Victor DeMarines | Management | For | For |
1.3 | Elect Director John Egan | Management | For | For |
1.4 | Elect Director Larry Myers | Management | For | For |
1.5 | Elect Director Richard Nottenburg | Management | For | For |
1.6 | Elect Director Howard Safir | Management | For | For |
1.7 | Elect Director Earl Shanks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
VIAD CORP MEETING DATE: MAY 21, 2013 | ||||
TICKER: VVI SECURITY ID: 92552R406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Isabella Cunningham | Management | For | For |
1b | Elect Director Albert M. Teplin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VISHAY PRECISION GROUP, INC. MEETING DATE: MAY 21, 2013 | ||||
TICKER: VPG SECURITY ID: 92835K103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Marc Zandman | Management | For | For |
1.2 | Elect Director Samuel Broydo | Management | For | For |
1.3 | Elect Director Saul V. Reibstein | Management | For | For |
1.4 | Elect Director Timothy V. Talbert | Management | For | For |
1.5 | Elect Director Ziv Shoshani | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
VOXX INTERNATIONAL CORPORATION MEETING DATE: JUL 19, 2012 | ||||
TICKER: VOXX SECURITY ID: 91829F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul C. Kreuch, Jr. | Management | For | For |
1.2 | Elect Director Dennis F. McManus | Management | For | For |
1.3 | Elect Director Peter A. Lesser | Management | For | For |
1.4 | Elect Director John J. Shalam | Management | For | Withhold |
1.5 | Elect Director Patrick M. Lavelle | Management | For | Withhold |
1.6 | Elect Director Charles M. Stoehr | Management | For | Withhold |
1.7 | Elect Director Philip Christopher | Management | For | For |
1.8 | Elect Director Ari M. Shalam | Management | For | Withhold |
1.9 | Elect Director Fred S. Klipsch | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
WAGEWORKS, INC. MEETING DATE: APR 16, 2013 | ||||
TICKER: WAGE SECURITY ID: 930427109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard M. Berkeley | Management | For | For |
1.2 | Elect Director Jerome D. Gramaglia | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WALKER & DUNLOP, INC. MEETING DATE: AUG 30, 2012 | ||||
TICKER: WD SECURITY ID: 93148P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Adjourn Meeting | Management | For | Against |
WARREN RESOURCES, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: WRES SECURITY ID: 93564A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony L. Coelho | Management | For | For |
1.2 | Elect Director Dominick D'Alleva | Management | For | For |
1.3 | Elect Director Espy P. Price | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
WASHINGTON TRUST BANCORP, INC. MEETING DATE: APR 23, 2013 | ||||
TICKER: WASH SECURITY ID: 940610108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry G. Hittner | Management | For | For |
1.2 | Elect Director Katherine W. Hoxsie | Management | For | For |
1.3 | Elect Director Kathleen E. McKeough | Management | For | For |
1.4 | Elect Director John C. Warren | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
WATTS WATER TECHNOLOGIES, INC. MEETING DATE: MAY 15, 2013 | ||||
TICKER: WTS SECURITY ID: 942749102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert L. Ayers | Management | For | For |
1.2 | Elect Director Bernard Baert | Management | For | For |
1.3 | Elect Director Kennett F. Burnes | Management | For | For |
1.4 | Elect Director Richard J. Cathcart | Management | For | For |
1.5 | Elect Director David J. Coghlan | Management | For | For |
1.6 | Elect Director W. Craig Kissel | Management | For | For |
1.7 | Elect Director John K. McGillicuddy | Management | For | For |
1.8 | Elect Director Joseph T. Noonan | Management | For | For |
1.9 | Elect Director Merilee Raines | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
WD-40 COMPANY MEETING DATE: DEC 11, 2012 | ||||
TICKER: WDFC SECURITY ID: 929236107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director G.H. Bateman | Management | For | For |
1.2 | Elect Director P.D. Bewley | Management | For | For |
1.3 | Elect Director R.A. Collato | Management | For | For |
1.4 | Elect Director M.L Crivello | Management | For | For |
1.5 | Elect Director L.A. Lang | Management | For | For |
1.6 | Elect Director G.O. Ridge | Management | For | For |
1.7 | Elect Director G.A. Sandfort | Management | For | For |
1.8 | Elect Director N.E. Schmale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
WEBSTER FINANCIAL CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: WBS SECURITY ID: 947890109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joel S. Becker | Management | For | For |
1.2 | Elect Director David A. Coulter | Management | For | For |
1.3 | Elect Director Robert A. Finkenzeller | Management | For | For |
1.4 | Elect Director Laurence C. Morse | Management | For | For |
1.5 | Elect Director Mark Pettie | Management | For | For |
1.6 | Elect Director Charles W. Shivery | Management | For | For |
1.7 | Elect Director James C. Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
WELLCARE HEALTH PLANS, INC. MEETING DATE: MAY 22, 2013 | ||||
TICKER: WCG SECURITY ID: 94946T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Director Carol J. Burt | Management | For | For |
1b | Elect Director Roel C. Campos | Management | For | For |
1c | Elect Director Alec Cunningham | Management | For | For |
1d | Elect Director David J. Gallitano | Management | For | For |
1e | Elect Director D. Robert Graham | Management | For | For |
1f | Elect Director Kevin F. Hickey | Management | For | For |
1g | Elect Director Christian P. Michalik | Management | For | For |
1h | Elect Director Glenn D. Steele, Jr. | Management | For | For |
1i | Elect Director William L. Trubeck | Management | For | For |
1j | Elect Director Paul E. Weaver | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WERNER ENTERPRISES, INC. MEETING DATE: MAY 14, 2013 | ||||
TICKER: WERN SECURITY ID: 950755108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth M. Bird | Management | For | For |
1.2 | Elect Director Dwaine J. Peetz, Jr. | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESBANCO, INC. MEETING DATE: APR 17, 2013 | ||||
TICKER: WSBC SECURITY ID: 950810101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christopher V. Criss | Management | For | For |
1.2 | Elect Director Vaughn L. Kiger | Management | For | For |
1.3 | Elect Director Richard G. Spencer | Management | For | For |
1.4 | Elect Director James C. Gardill | Management | For | For |
1.5 | Elect Director Henry L. Schulhoff | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WESCO AIRCRAFT HOLDINGS, INC. MEETING DATE: JAN 23, 2013 | ||||
TICKER: WAIR SECURITY ID: 950814103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul E. Fulchino | Management | For | For |
1.2 | Elect Director Scott E. Kuechle | Management | For | For |
1.3 | Elect Director Robert D. Paulson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WEST PHARMACEUTICAL SERVICES, INC. MEETING DATE: MAY 07, 2013 | ||||
TICKER: WST SECURITY ID: 955306105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark A. Buthman | Management | For | For |
1.2 | Elect Director William F. Feehery | Management | For | For |
1.3 | Elect Director Thomas W. Hofmann | Management | For | For |
1.4 | Elect Director L. Robert Johnson | Management | For | For |
1.5 | Elect Director Paula A. Johnson | Management | For | For |
1.6 | Elect Director Douglas A. Michels | Management | For | For |
1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
1.8 | Elect Director John H. Weiland | Management | For | For |
1.9 | Elect Director Anthony Welters | Management | For | For |
1.10 | Elect Director Patrick J. Zenner | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WESTERN ASSET MORTGAGE CAPITAL CORPORATION MEETING DATE: JUN 07, 2013 | ||||
TICKER: WMC SECURITY ID: 95790D105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Hirschmann, III | Management | For | Withhold |
1.2 | Elect Director Gavin L. James | Management | For | For |
1.3 | Elect Director Edward D. Fox | Management | For | For |
1.4 | Elect Director M. Christian Mitchell | Management | For | For |
1.5 | Elect Director Richard W. Roll | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WESTERN REFINING, INC. MEETING DATE: JUN 04, 2013 | ||||
TICKER: WNR SECURITY ID: 959319104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Sanders | Management | For | For |
1.2 | Elect Director Ralph A. Schmidt | Management | For | For |
1.3 | Elect Director Jeff A. Stevens | Management | For | For |
2 | Ratify Auditors | Management | For | For |
WILSHIRE BANCORP, INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: WIBC SECURITY ID: 97186T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kyu-Hyun Kim | Management | For | Withhold |
1.2 | Elect Director Young Hi Pak | Management | For | Withhold |
1.3 | Elect Director Jae Whan Yoo | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
WORTHINGTON INDUSTRIES, INC. MEETING DATE: SEP 27, 2012 | ||||
TICKER: WOR SECURITY ID: 981811102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John B. Blystone | Management | For | For |
1.2 | Elect Director Mark C. Davis | Management | For | For |
1.3 | Elect Director Sidney A. Ribeau | Management | For | Against |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
WSFS FINANCIAL CORPORATION MEETING DATE: APR 25, 2013 | ||||
TICKER: WSFS SECURITY ID: 929328102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Eleuthere I. du Pont | Management | For | For |
1.2 | Elect Director Calvert A. Morgan, Jr. | Management | For | For |
1.3 | Elect Director Marvin N. Schoenhals | Management | For | For |
1.4 | Elect Director David G. Turner | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Stock Option Plan Grants | Management | For | For |
XO GROUP INC. MEETING DATE: MAY 29, 2013 | ||||
TICKER: XOXO SECURITY ID: 983772104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles Baker | Management | For | For |
1.2 | Elect Director Peter Sachse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
YOUNG INNOVATIONS, INC. MEETING DATE: JAN 30, 2013 | ||||
TICKER: YDNT SECURITY ID: 987520103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | Against |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Rutland Square Trust
Fidelity Rutland Square Trust II
Fidelity Commonwealth Trust II
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after April 1, 2012.
WITNESS my hand on this 1st day of April 2012.
/s/ Kenneth B. Robins
Kenneth B. Robins
Treasurer