UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 |
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SCHEDULE 13G |
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Information to be Included in Statements Filed Pursuant to Rules 13d-1(b), (c) and (d) and Amendments Thereto Filed Pursuant to Rule 13d-2(b) (Amendment No. 1 )* |
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Millennial Media, Inc. |
(Name of Issuer) |
|
|
Common Stock |
(Title of Class of Securities) |
|
|
60040N105 |
(CUSIP Number) |
|
|
December 31, 2013 |
(Date of Event which Requires Filing of this Statement) |
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Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
| | | |
o | | Rule 13d-1(b) | |
| | | |
o | | Rule 13d-1(c) | |
| | | |
x | | Rule 13d-1(d) | |
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*The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. |
The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 (the “Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). |
1 | NAMES OF REPORTING PERSONS | |
| | | |
| | Columbia Capital Equity Partners IV (QP), L.P. | |
| | | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) o |
| | | (b) x |
| | | |
3 | SEC USE ONLY |
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| | |
| | Delaware | |
| | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |
| | |
| | -0- | |
| | |
6 | SHARED VOTING POWER | |
| | |
| | 9,988,544 | |
| | |
7 | SOLE DISPOSITIVE POWER | |
| | |
| | -0- | |
| | |
8 | SHARED DISPOSITIVE POWER | |
| | |
| | 9,988,544 | |
| | | | | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | |
| | 9,988,544 | |
| | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o |
| | |
| | | |
11 | PERCENT OF CLASS REPRESENTED IN ROW (9) | |
| | |
| | | |
| | |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| | |
| | PN | |
| | |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
| Calculated based on 81,495,152 shares of common stock outstanding as of the close of business on October 31, 2013, as reported in the issuer’s Quarterly Report on Form 10-Q filed on November 14, 2013. |
1 | NAMES OF REPORTING PERSONS | |
| | | |
| | Columbia Capital Equity Partners IV (QPCO), L.P. | |
| | | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) o |
| | | (b) x |
| | | |
3 | SEC USE ONLY |
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| | |
| | Delaware | |
| | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |
| | |
| | -0- | |
| | |
6 | SHARED VOTING POWER | |
| | |
| | | |
| | |
7 | SOLE DISPOSITIVE POWER | |
| | |
| | -0- | |
| | |
8 | SHARED DISPOSITIVE POWER | |
| | |
| | | |
| | | | | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | |
| | | |
| | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o |
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| | | |
11 | PERCENT OF CLASS REPRESENTED IN ROW (9) | |
| | |
| | | |
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12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| | |
| | PN | |
| | |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
1 | Calculated based on 81,495,152 shares of common stock outstanding as of the close of business on October 31, 2013, as reported in the issuer’s Quarterly Report on Form 10-Q filed on November 14, 2013. |
1 | NAMES OF REPORTING PERSONS | |
| | | |
| | Columbia Capital Employee Investors IV, L.P. | |
| | | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) o |
| | | (b) x |
| | | |
3 | SEC USE ONLY |
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| | |
| | Delaware | |
| | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |
| | |
| | -0- | |
| | |
6 | SHARED VOTING POWER | |
| | |
| | | |
| | |
7 | SOLE DISPOSITIVE POWER | |
| | |
| | -0- | |
| | |
8 | SHARED DISPOSITIVE POWER | |
| | |
| | | |
| | | | | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | |
| | | |
| | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o |
| | |
| | | |
11 | PERCENT OF CLASS REPRESENTED IN ROW (9) | |
| | |
| | | |
| | |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| | |
| | PN | |
| | |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
1 | Calculated based on 81,495,152 shares of common stock outstanding as of the close of business on October 31, 2013, as reported in the issuer’s Quarterly Report on Form 10-Q filed on November 14, 2013. |
1 | NAMES OF REPORTING PERSONS | |
| | | |
| | Columbia Capital Equity Partners IV, L.P. | |
| | | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) o |
| | | (b) x |
| | | |
3 | SEC USE ONLY |
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| | |
| | Delaware | |
| | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |
| | |
| | -0- | |
| | |
6 | SHARED VOTING POWER | |
| | |
| | | |
| | |
7 | SOLE DISPOSITIVE POWER | |
| | |
| | -0- | |
| | |
8 | SHARED DISPOSITIVE POWER | |
| | |
| | | |
| | | | | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | |
| | | |
| | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o |
| | |
| | | |
11 | PERCENT OF CLASS REPRESENTED IN ROW (9) | |
| | |
| | | |
| | |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| | |
| | PN | |
| | |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
1 | Calculated based on 81,495,152 shares of common stock outstanding as of the close of business on October 31, 2013, as reported in the issuer’s Quarterly Report on Form 10-Q filed on November 14, 2013. |
1 | NAMES OF REPORTING PERSONS | |
| | | |
| | | |
| | | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) o |
| | | (b) x |
| | | |
3 | SEC USE ONLY |
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| | |
| | Delaware | |
| | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |
| | |
| | -0- | |
| | |
6 | SHARED VOTING POWER | |
| | |
| | | |
| | |
7 | SOLE DISPOSITIVE POWER | |
| | |
| | -0- | |
| | |
8 | SHARED DISPOSITIVE POWER | |
| | |
| | | |
| | | | | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | |
| | | |
| | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o |
| | |
| | | |
11 | PERCENT OF CLASS REPRESENTED IN ROW (9) | |
| | |
| | | |
| | |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| | |
| | PN | |
| | |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
1 | Calculated based on 81,495,152 shares of common stock outstanding as of the close of business on October 31, 2013, as reported in the issuer’s Quarterly Report on Form 10-Q filed on November 14, 2013. |
1 | NAMES OF REPORTING PERSONS | |
| | | |
| | | |
| | | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) o |
| | | (b) x |
| | | |
3 | SEC USE ONLY |
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| | |
| | United States | |
| | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |
| | |
| | -0- | |
| | |
6 | SHARED VOTING POWER | |
| | |
| | | |
| | |
7 | SOLE DISPOSITIVE POWER | |
| | |
| | -0- | |
| | |
8 | SHARED DISPOSITIVE POWER | |
| | |
| | | |
| | | | | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | |
| | | |
| | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o |
| | |
| | | |
11 | PERCENT OF CLASS REPRESENTED IN ROW (9) | |
| | |
| | | |
| | |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| | |
| | IN | |
| | |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
1 | NAMES OF REPORTING PERSONS | |
| | | |
| | | |
| | | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) o |
| | | (b) x |
| | | |
3 | SEC USE ONLY |
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| | |
| | United States | |
| | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |
| | |
| | -0- | |
| | |
6 | SHARED VOTING POWER | |
| | |
| | | |
| | |
7 | SOLE DISPOSITIVE POWER | |
| | |
| | -0- | |
| | |
8 | SHARED DISPOSITIVE POWER | |
| | |
| | | |
| | | | | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | |
| | | |
| | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o |
| | |
| | | |
11 | PERCENT OF CLASS REPRESENTED IN ROW (9) | |
| | |
| | | |
| | |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| | |
| | IN | |
| | |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
1 | Calculated based on 81,495,152 shares of common stock outstanding as of the close of business on October 31, 2013, as reported in the issuer’s Quarterly Report on Form 10-Q filed on November 14, 2013. |
1 | NAMES OF REPORTING PERSONS | |
| | | |
| | | |
| | | |
2 | CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP (SEE INSTRUCTIONS) | (a) o |
| | | (b) x |
| | | |
3 | SEC USE ONLY |
| |
4 | CITIZENSHIP OR PLACE OF ORGANIZATION | |
| | |
| | United States | |
| | |
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH | 5 | SOLE VOTING POWER | |
| | |
| | -0- | |
| | |
6 | SHARED VOTING POWER | |
| | |
| | | |
| | |
7 | SOLE DISPOSITIVE POWER | |
| | |
| | -0- | |
| | |
8 | SHARED DISPOSITIVE POWER | |
| | |
| | | |
| | | | | |
9 | AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON | |
| | |
| | | |
| | |
10 | CHECK BOX IF THE AGGREGATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES (SEE INSTRUCTIONS) | o |
| | |
| | | |
11 | PERCENT OF CLASS REPRESENTED IN ROW (9) | |
| | |
| | | |
| | |
12 | TYPE OF REPORTING PERSON (SEE INSTRUCTIONS) | |
| | |
| | IN | |
| | |
* SEE INSTRUCTIONS BEFORE FILLING OUT.
Preliminary Note: This Schedule 13G/A reports that Messrs. Harry F. Hopper, III and R. Phillip Herget, III have resigned their positions as managing members of Columbia Capital IV, LLC. Accordingly, they no longer may be deemed the beneficial owners of the securities beneficially owned by Columbia Capital IV, LLC.
Item 1(a) Name of Issuer:
The name of the issuer is Millennial Media, Inc. (the “Company”).
Item 1(b) | Address of Issuer’s Principal Executive Offices: |
The Company's principal executive office is located at 2400 Boston Street, Suite 201, Baltimore, MD 21224.
Item 2(a) | Name of Person Filing: |
This statement is jointly filed by and on behalf of each of Columbia Capital Equity Partners IV (QP), L.P. (“CCEP IV (QP)”), Columbia Capital Equity Partners IV (QPCO), L.P. (“CCEP IV (QPCO)”), Columbia Capital Employee Investors IV, L.P. (“CCEI IV”), Columbia Capital Equity Partners IV, L.P. (“CCEP IV”), Columbia Capital IV, LLC (“CC IV”), Harry F. Hopper, III, James B. Fleming, Jr. and R. Phillip Herget, III (collectively, the “Reporting Persons”).
CCEP IV (QP), CCEP IV (QPCO), and CCEI IV each hold shares of common stock of the Issuer. CCEP IV is the general partner of, and may be deemed to beneficially own securities beneficially owned by, CCEP IV (QP) and CCEP IV (QPCO). CC IV is the investment manager of, and may be deemed to beneficially own securities beneficially owned by, CCEP IV. CC IV also is the general partner of, and may be deemed to beneficially own securities beneficially owned by, CCEI IV. James B. Fleming, Jr. is managing member of, and may be deemed to beneficially own securities beneficially owned by, CC IV. Messrs. Harry F. Hopper, III and R. Phillip Herget, III have resigned their positions as managing members of CC IV and therefore no longer may be deemed the beneficial owners of the securities beneficially owned by CC IV.
The Reporting Persons have entered into a Joint Filing Agreement, filed as Exhibit 99.1 to the Schedule 13G with respect to the Company filed by the Reporting Persons on January 24, 2013, pursuant to which the Reporting Persons have agreed to file this amendment jointly in accordance with the provisions of Rule 13d-1(k)(1) under the Act. The Joint Filing Agreement is incorporated by reference herein.
Item 2(b) | Address of Principal Business Office or, if none, Residence: |
The address of the principal business office of each of the Reporting Persons is 201 North Union Street, Suite 300, Alexandria, Virginia 22314.
See Item 4 on the cover pages hereto.
Item 2(d) | Title of Class of Securities: |
Common Stock
60040N105
Item 3 | If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: |
Not Applicable.
(a) Amount beneficially owned:
Columbia Capital Equity Partners IV (QP), L.P. | 9,988,544 | |
Columbia Capital Equity Partners IV (QPCO), L.P. | 1,228,961 | |
Columbia Capital Employee Investors IV, L.P. | 80,397 | |
Columbia Capital Equity Partners IV, L.P. | 11,217,505 | |
Columbia Capital IV, LLC | 11,297,902 | |
Harry F. Hopper, III | * | |
James B. Fleming, Jr. | 11,297,902 | |
R. Phillip Herget, III | * | |
Columbia Capital Equity Partners IV (QP), L.P. | 12.3% | |
Columbia Capital Equity Partners IV (QPCO), L.P. | 1.5% | |
Columbia Capital Employee Investors IV, L.P. | 0.1% | |
Columbia Capital Equity Partners IV, L.P. | 13.8% | |
Columbia Capital IV, LLC | 13.9% | |
Harry F. Hopper, III | * | |
James B. Fleming, Jr. | 13.9% | |
R. Phillip Herget, III | * | |
(c) | Number of shares as to which such person has: |
| (i) Sole power to vote or to direct the vote: | | |
| | | |
| -0- for all Reporting Persons. | | |
| | | |
| (ii) Shared power to vote or to direct the vote: | | |
| | | |
| Columbia Capital Equity Partners IV (QP), L.P. | 9,988,544 | |
| Columbia Capital Equity Partners IV (QPCO), L.P. | 1,228,961 | |
| Columbia Capital Employee Investors IV, L.P. | 80,397 | |
| Columbia Capital Equity Partners IV, L.P. | 11,217,505 | |
| Columbia Capital IV, LLC | 11,297,902 | |
| Harry F. Hopper, III | * | |
| James B. Fleming, Jr. | 11,297,902 | |
| R. Phillip Herget, III | * | |
| | | |
| (iii) Sole power to dispose or to direct the disposition of: | | |
| | | |
| -0- for all Reporting Persons. | | |
| | | |
| (iv) Shared power to dispose or to direct the disposition of: | | |
| Columbia Capital Equity Partners IV (QP), L.P. | 9,988,544 | |
| Columbia Capital Equity Partners IV (QPCO), L.P. | 1,228,961 | |
| Columbia Capital Employee Investors IV, L.P. | 80,397 | |
| Columbia Capital Equity Partners IV, L.P. | 11,217,505 | |
| Columbia Capital IV, LLC | 11,297,902 | |
| Harry F. Hopper, III | * | |
| James B. Fleming, Jr. | 11,297,902 | |
| R. Phillip Herget, III | * | |
* See Preliminary Note
Item 5 | Ownership of Five Percent or Less of a Class: |
If this statement is being filed to report the fact that as of the date hereof the Reporting Person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: o.
Item 6 | Ownership of More Than Five Percent on Behalf of Another Person: |
Not applicable.
Item 7 | Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company or Control Person: |
Not applicable.
Item 8 | Identification and Classification of Members of the Group: |
Not applicable.
Item 9 | Notice of Dissolution of Group: |
Not applicable.
Not applicable.
[Remainder of page intentionally left blank]
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Date: February 7, 2014
| Columbia Capital Equity Partners IV (QP), L.P. | |
| | | |
| By: | Columbia Capital Equity Partners IV, L.P. | |
| Its: | General Partner | |
| | | |
| By: | Columbia Capital IV, LLC | |
| Its: | General Partner | |
| | | |
| By: | /s/ Donald A. Doering | |
| Name: | Donald A. Doering | |
| Title: | Executive Vice President | |
| | | |
| Columbia Capital Equity Partners IV (QPCO), L.P. | |
| | | |
| By: | Columbia Capital Equity Partners IV, L.P. | |
| Its: | General Partner | |
| | | |
| By: | Columbia Capital IV, LLC | |
| Its: | General Partner | |
| | | |
| By: | /s/ Donald A. Doering | |
| Name: | Donald A. Doering | |
| Title: | Executive Vice President |
| | |
| Columbia Capital Employee Investors IV, L.P. | |
| | | |
| By: | Columbia Capital IV, LLC | |
| Its: | General Partner | |
| | | |
| By: | /s/ Donald A. Doering | |
| Name: | Donald A. Doering | |
| Title: | Executive Vice President |
| | |
| Columbia Capital Equity Partners IV, L.P. | |
| | |
| By: | Columbia Capital IV, LLC | |
| Its: | General Partner | |
| | | |
| By: | /s/ Donald A. Doering | |
| Name: | Donald A. Doering | |
| Title: | Executive Vice President | |
| | |
| Columbia Capital IV, LLC | |
| | | |
| By: | /s/ Donald A. Doering | |
| Name: | Donald A. Doering | |
| Title: | Executive Vice President |
| | | |
| By: | /s/ Donald A. Doering | |
| Name: | Donald A. Doering | |
| Title: | |
| | | |
| By: | /s/ Donald A. Doering | |
| Name: | Donald A. Doering | |
| Title: | |
| | | |
| By: | /s/ Donald A. Doering | |
| Name: | Donald A. Doering | |
| Title: | |
* | Pursuant to a Power of Attorney, filed as Exhibit 24.1 to the Schedule 13G filed by the Reporting Persons on January 24, 2013. The Power of Attorney is incorporated by reference herein. |