Broadridge Financial Solutions (BR) 8-K Broadridge Reports Fourth Quarter and Fiscal Year 2009 Results

ICS Key Segment Revenue Stats

RC= Recurring

ED= Event-Driven

Exhibit 99.3

Fee Revenues

(1)

4Q08

4Q09

FY08

FY09

Type

Proxy

Equities

183.9

$   

189.7

$   

256.0

$   

268.4

$   

RC

Stock Record Position Growth

2%

-2%

2%

-2%

Pieces

216.6

211.3

297.8

288.0

Mutual Funds

27.6

$    

20.4

$    

92.1

$    

55.0

$    

ED

Pieces

68.0

25.7

176.6

73.5

Contests/Specials

8.0

$      

8.1

$      

19.7

$    

26.9

$    

ED

Pieces

7.9

8.5

21.2

30.8

Total Proxy

219.5

$   

218.2

$   

367.8

$   

350.3

$   

Total Pieces

292.5

245.5

495.6

392.3

Notice and Access Opt-in %

31%

49%

28%

50%

Suppression %

-

-

49%

50%

Interims

Mutual Funds (Annual/Semi-Annual Reports/Annual Prospectuses)

17.3

$    

18.9

$    

73.9

$    

78.1

$    

RC

Position Growth

6%

0%

9%

4%

Pieces

102.3

106.1

401.1

440.5

Mutual Funds (Supplemental Prospectuses) & Other

9.9

$      

12.0

$    

48.9

$    

58.0

$    

ED

Pieces

60.2

67.6

301.3

349.6

Total  Interims

27.2

$    

30.9

$    

122.8

$   

136.1

$   

Total Pieces

162.5

173.7

702.4

790.1

Transaction

Transaction Reporting

31.6

$    

30.9

$    

124.6

$   

132.0

$   

RC

Reporting

Fulfillment

Post-Sale Fulfillment

19.0

$    

19.2

$    

70.4

$    

72.9

$    

RC

Pre-Sale Fulfillment

9.4

$      

9.3

$      

37.5

$    

36.6

$    

ED

Total Fulfillment

28.4

$    

28.5

$    

107.9

$   

109.5

$   

Other

Other

(2)

14.9

$    

12.5

$    

44.3

$    

46.3

$    

ED

Communications

Total Fee Revenues

321.6

$   

321.0

$   

767.4

$   

774.2

$   

Total Distribution Revenues

308.3

$   

266.0

$   

807.8

$   

756.8

$   

Total Net Revenue as reported -

GAAP

629.9

$   

587.0

$   

1,575.2

$

1,531.0

$

FY10 Ranges

Low

High

Sales

1%

2%

1%

1%

2%

2%

Losses

0%

-1%

-1%

0%

0%

0%

Key

Net New Business

1%

1%

0%

1%

2%

2%

Revenue

Internal growth

4%

0%

3%

0%

0%

1%

Drivers

Event-Driven

-1%

-1%

0%

-1%

2%

4%

Acquisitions

0%

0%

0%

0%

1%

1%

Distribution

-2%

-7%

-1%

-3%

3%

5%

TOTAL

2%

-7%

2%

-3%

8%

13%

(1) As of 4Q09, these items represent fee revenues only and exclude distribution revenues which are set out separately.  The historical numbers have been adjusted to exclude

distribution revenues.

(2) Other includes 2.5M pieces for 4Q08, 12.6M pieces for FY08, 3.4M pieces for 4Q09 and 14.4M pieces for FY09 primarily related to corporate actions

FY10 Ranges

Low

High

SPS Key Segment Revenue Stats

RC= Recurring

ED= Event-Driven

4Q08

4Q09

FY08

FY09

Type

Equity

Transaction-Based

Equity Trades

66.5

$     

62.9

$     

261.5

$   

260.4

$   

RC

Internal Trade Volume

1,452

1,557

1,473

1,557

Growth

7%

6%

Trade

Volume

(Average

Trades

per

Day

in

'000)

(1)(2)

1,562

1,604

1,559

1,648

Non-Transaction

Other Equity Services

46.2

$     

48.7

$     

177.2

$   

191.7

$   

RC

Total Equity

112.7

$   

111.6

$   

438.7

$   

452.1

$   

Fixed Income

Transaction-Based

Fixed Income Trades

13.3

$     

12.3

$     

51.1

$     

52.3

$     

RC

Internal Trade Volume

264

252

232

257

Growth

-4%

11%

Trade

Volume

(Average

Trades

per

Day

in '000)

266

294

237

294

Non-Transaction

Other Fixed Income Services

7.3

$      

7.1

$      

24.6

$     

29.4

$     

RC

Total Fixed Income

20.5

$     

19.4

$     

75.7

$     

81.7

$     

Total

Net

Revenue

as

reported

-

GAAP

133.3

$   

131.1

$   

514.4

$   

533.8

$   

Sales

5%

3%

4%

5%

6%

7%

Losses

-7%

-5%

-7%

-4%

-6%

-6%

Key

Net New Business

-2%

-2%

-3%

1%

0%

1%

Revenue

Transaction & Non-transaction

6%

3%

9%

5%

-1%

0%

Drivers

Concessions

-2%

-4%

-4%

-3%

-4%

-4%

Internal growth

4%

-1%

5%

2%

-5%

-4%

Acquisitions

0%

1%

0%

1%

0%

0%

TOTAL

2%

-2%

2%

4%

-5%

-3%

(1) As of 1Q09, Equity Trade volume adjusted to exclude trades processed under fixed priced contracts.  Management believes excluding this trade volume 

presents a stronger correlation between trade volume and Equity Trade revenue.

(2) As of 2Q09, Equity Trade volume excluded trades per day for Lehman Brothers, Inc. to reflect the loss of the Lehman business and to provide a better 

historical comparison.

3%

12%

23%

19%

COS Key Segment Revenue Stats

RC= Recurring

4Q08

4Q09

FY08

FY09

Type

Clearing

Net Interest Income

5.4

$        

2.1

$        

27.1

$      

13.0

$      

RC

Average Margin Debits

830.2

$      

478.5

$      

898.3

$      

638.0

$      

Clearing Fees/Other

13.2

$      

18.1

$      

49.6

$      

63.3

$      

RC

Internal Trade Volume (in '000)

32.6

39.7

31.9

34.2

Trade Volume (Average Trades per Day in '000)

49.0

80.0

47.5

63.8

Outsourcing

Outsourcing

4.9

$        

5.7

$        

19.1

$      

25.1

$      

RC

# of Clients

5

6

5

6

23.5

$      

25.9

$      

95.8

$      

101.4

$    

FY10 Ranges

Low

High

Sales

10%

32%

13%

26%

14%

17%

Losses

-12%

-5%

-12%

-4%

-4%

-4%

Net New Business

-2%

27%

1%

22%

10%

13%

Key

Non-interest Internal Growth

6%

2%

7%

3%

-2%

-1%

Revenue

Concessions

-1%

-5%

-2%

-3%

-4%

-4%

Drivers

Internal growth (Net Excl. Interest)

5%

-3%

5%

0%

-6%

-5%

Federal Funds

-9%

-5%

-4%

-8%

-2%

-1%

Other Net Interest Income (Primarily Balances)

-2%

-9%

0%

-8%

-3%

-3%

Net Interest Income

-11%

-14%

-4%

-16%

-5%

-4%

TOTAL

-8%

10%

2%

6%

-1%

4%

ED= Event-Driven

Total Net Revenue as reported - GAAP